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LEONARD E. YORTY, SR. and
KAY YORTY, husband and wife,
Plaintiffs
:
COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
V.
NO. 96- /'1'1 Y
CIVIL TERM
.
.
APPLEBY WINDOW SYSTEMS, a
division of APPLEBY SYSTEMS,
INC.,
Defendant
COMPLAINT
1) Plaintiffs are Leonard E. Yorty, Sr. and Kay Yorty,
husband and wife, residing at 2421 Spring Road, Carlisle,
CUmberland County, Pennsylvania, 17013.
2) Defendant is Appleby Window Systems, a division of
Appleby Systems, Inc., with offices at 1BOO Trolley Road, P.O.
Box 948, York, York County, Pennsylvania, 17405.
3) Attached hereto, marked as Exhibit "A", and
incorporated herein by reference, are written documents
constituting a contract by and between the Plaintiffs and
Defendant in reference to the construction of an Appleby patio
enclosure at Plaintiffs' home.
4) The materials and/or workmanship provided by Defendant
in reference to the project was substandard in the following:
A) The Appleby contractor installed a dormer/cricket
with an inadequate roof slope.
B) There is no drip edge installed at either side of
the dormer/cricket.
C) One edge of the dormer/cricket has the starter
strip improperly installed.
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The wall connection tie-in at the upper edge of
the original standing seam metal roof is not counter-flashed into
the siding.
E) The dormer/cricket is tied to the existing
standing seam metal roof with copious amounts of roof cement.
F) An inset was cut into the standing seam metal roof
and the standing seams were not folded and crimped water tight.
5) As a result of the foregoing deficiencies, the patio
room has had many leaks. As ~ consequence, the Plaintiffs have
I
received estimates as to the .x, ~nse of doing the work in an
adequate fashion. The dormer/crl~1ket roof has to be removed and
replaced with a new roof, tying thn Appleby room with the
existing home, which will cost $6,210.40.
6) Either due to the contractor installing the plywood
sheeting after allowing rain water to collect on it prior to the
installation of the patio room, or due to the water infiltration
after the patio room was installed, the plywood used has warped.
This plywood sheeting will have to removed and replaced at an
estimated cost of $1,200.00.
7) The carpet that was installed as part of the project
will have to be replaced due to water damage, as well as the
situation with the plywood sheeting. The cost of the carpet
replacement is $807.02.
II1.H9.CRTOI0194,11LtJ RKW
CONTRACTOR CERTIFICATION AND INDEMNITY AGREEMENT
Mortgagor:
Leonard E,. Sr. & Kay H, Yorty
141 I Spring Road
Carlisle. Pa. 17013
Mortgagee:
Blue Ball National Bank
P.Q, Box 580
Blue Ball, PA 17506
Contractor:
Appleby Window Systems
l800 Trolley Road POB 948
York, Pa, 17405
Consuuction Loan Agreemenl:
Consuuction Loan Agreemenl dated October ll, 1994. all terms and conditions of which
are incorporated herein and are made a part hereof. including the detinitions of all proper
nouns,
KNOW ALL MEN BY THESE PRESENTS, that Contractor, in consideration of the making of final
advances under the terms of a Construction Loan Agreement. hereby ceroties that all materials required for the
completion of the Project bave been delivered 10 the Project and have been installed thcrein; that all work required
to complctc the Project has been complcted in full; that Contractor has paid in full all matcrialmcn. subcontractors.
and employees utilizcd in connection with the Project; that no cvcnt of default exislS under the temlS of the
Construction Loan Agrcement; and that ContraclOr makes all represemations as set forth herein with the intention
that MUl1gagee shall rely thereon in making advances under the terms of the Construction Loan Agreement without
requiring that Contractor obtain a Reh,.ase of Liens from all contraclors, subcontractors, and matcrialmen,
ConlraCtor agrees to defend, indemnify. aOLI hold hannless Mortgagor and Mortgagee from and against any claim.
action, demand. caWiC of action, or suit, of whatevcr nature. which may at any time arise against them or any of
thcm in favor of any conlraCmr, subconlraCmr, or malerialman in conru:ction with the Project, Further, ConuaclOr
hcreby W'arrams that Contracmr has becn paid in full for all sunlS due ConuaclOr in conru:ction with the construction
of the Project, and ConlraCtor absolulely releascs Mortgagor and Mortgagce from any and all claims. actiOllS,
dcmands, caWiCS of action. or SUilS, or ..hatcver nature. which regards tbe ProjCCt, e.ceptinll payment undcr the
COllStruction Contract. in full satisfaction of all claims,
CONTRACTOR HEREBY IRREVOCABLY AVTHORIZES A,W PROTHONOTARY OR A,'l/Y ATTORNEY OF ANY
COVRT OF RECORD WITHIN THE UNITED STATES OR ELSEWHERE TO APPEAR FOR IT A;IID TO CONFES.~ JVDGMENT
AGAINST IT FOR ANY A.\fOVNT WHICH IT 'fA Y BE OR BECOME LIABLE l:;IIDER THE TERMS lJt' THIS AGREEME;IIT TO
MORTGAGOR OR MORTGAGEE, VPON THE flUNG A.'I/ AffiDAVIT SETTI;IIG FORTH THE EVE;IIT OR EVE;IITS OF
DEFAULT, TOGETHER WITH I;IITEREST THEREON AT THE RATE m' TWELVE (12%) PERCENT PER A.'l/NV\I, AN
ATTORNEY FEE FOR COLLECTION OF FlVE (5%) PERCENT, BVT 1;11 NO EVENT LESS THAN Two THOUSAND FiVE
HL":\lDRED ($2,500,00) DoLLARS, ALL COSTS OF SVlT, RELEASE OF HEIRS, A.'l/D WAIVER OF APPEALS, AND WITHOVT
STAY OF EXECVTION, FVRTHER, CONTRACTOR HEREBY WAIVES ANY ALL RIGHTS OF INQVlSITION ON ANY REAL
ESTATE THAT 'lAY BE LEVIED l:PON TO COLLECT THE A."OVNT OR A.\IOV;IITS DL'E VNDER A JVDGMENT OBTAINED
BY VIRTL'E HEREOF, AND CONTRACTOR DOES HEREBY VOLUNTARILY CONDEMN THE SAME A.'l/D AVTHORIZES THE
PROTHONOTARY TO ENTER l:PON A WRIT OF EXECVTIO;ll SAID VOLUNTARY CONDE:\INATION, A,'l/D DOES HEREBY
f'liRTHER AGREE THAT SAID REAL ESTATE MAY BE SOLD ON A WRIT OF EXECVTION, AND IT HEREBY WAIVES AND
CONTRACT SPECIFICA TIONS
APPLEBY SYSTEMS, INC.
fllf."llfv 11IIhll"lJ"
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Custom., N"m. ." ANt) "om. Phrm, \ J 0\ -}. )'
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DE5CRIPIION OF WORK ACREED UPON
TO FURNISII AND INSTALl APPLEBY PArIO HlCLOSURE WITII HtE FOllOWltlG SPECIFICAIIONS,
1, WOll@IO Includ", II)(lL~
"ANO e.!-;,ml.\l""Jt~
,@,c. 1,1,'.'.0,.,1 1~It'V~~~,IDJ:tI~lit fJ'N.L
@ Wall @ 10 Includ", __, ,\I.L
I~"-"-f Ifr- .1v-\1"'k'!J~ .~~I}L~Um
CIRCLE ONEl"Af..\(t tl~l..(" W,\'-l~
KNEEWALL: GLASS I@ Woll@ 10 Includ", ..,.\. ~l ~jl.1
-TRAN30M,..ebr,SS+PANfL ])In It. (\~ t-lIt V11ip ROOF INSIDE, WI~lTf ., ......_
~BLi~), WINGS, GLASS I ~~~!'0~!I'!IJ{)h_yJ\I' 1))'Yc::> SIDEWALLS: \tillii.( 11tJ.l!lL~
IN ur:ATED ~LOOA'@}INO .' _V~I.n\ \~I.~lr( f~~ .~-JH ~l>
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~1- APPLEBY
~~J. '" J Willdlnv Systellls ,
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CENTRAL DISTRIBUIION AND MAIN OffiCE A'
1800 IROLLEY RD, P,O, BOX 948. YORK, PA 1/405
O,d., 'Of WOl" .p.d'l.d b.low on
rm'l/N HI} 0 r Jt:;
APPROXIMATE SIZES
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ENCLOSURE
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SIZE, _-=- >c
ROOF SIZE: ...10..- lC iL_
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~OOF fVPE, _,.. Sludlo .!o__ Gobi.
ROOF DORMER WIDIH, IG
1# OF SKYLIGHfS ~l,;'O(~(lt
COLORS
ROOF OUrSIDE, ..J~HUf
REMARKS:
~\Nfi)e(l b)lS,t\(; ()I:(l... /N'')TAlL (oi/(}N (".!rJOY (4QPH
f~~f lbx '1- ~j)(:.
I~"ll ~\.'(~MI) nec~ lNHltJ~l~llN0(d.()N~) 1\<.1<'
[CANCILLA TlON: 'he product. listed nbo'l. ore to be built 10 order for Buyer and Ih.r.for. Iho. port 0' Ihls ogre.ment connot
b. (hO"9~d, (O"~O"~d, ~.~:. ,;;I:d ~,' :;>C~~:~::'ln ~hOIO 0' .In port bV P,:. ,'(hO':',~, ~(o~, ',:0 Iho 'Oel'IO': -lin.,.-;;, P',O,VI:.d-h.r.ln or
_~_!.'~~rltt~_~.~ns!"t b~ I~~ ~~~!,?~~!,_. __......___._.._._ _._....._.__._____... . ____ __________.___..__
Wor"men', Comp.-n,nllon olld Public: lInbillty hnuranc:. I. c:drrled by the Compony, OI1lJ I, opplh:uhle to Ih. wor!. 10 b. plIr'oflned under this controd.
War. to be perfo,med oc:cordln9 10 to. 'pec:lflc:otlon.. Oebri' "ortllob will be ,emov.d (u"nnuft I' re.pon,lble '0' ony I"fttrlof pu1nUn9 Of .'alnlng.
Th. Compony heflthy p,opo'.~ In 'urnl,h lobof ond mOI.rlol '0 c:omplele ,he ubovlt wad, 'or Ih. amount h.reln. AND IN ACCORDANC! WITH AND
SUIlEer fO 'HE TERMS AND CONOHlONIIj ON TIll REVERSE SIDE, which ore hereby mod.. 0 pari of ,hilt ag,eem.nl.
, 'JJJ ,?jt,(b
P,'d wllh Q,d.. I ICho,k I I Co.h ,
fulfillment of this order i, cooling!nl, howe".r. upon ,t,ilces, fir... ability 10 Qbloin materiols.or Ih. CJbill,y
to oblain any govtlnm.II' !lunu Of permit lIfh.,. ",c.ssor.,. or olh., condition, beyond .he conrrot 01
the (ompony. lhe (OtnJIO"y is hP.rltby outhlJfi,ttd to Imer. Ihl dal. or\J dUI cia', on any ligntd nol. or
re'oilln,'aUmttll conlrac', 10 conform wilh lh. poyment 'erms htrflin. lhe owner h) OIf"Hh' 10 poy ,he
conlfoc' priu h.,lof wh", dull, "lid in Ih, '''''fll of default. to pay inllftt',hertofh', at .ht I. ral.,
IlIctpl 01 olh,r.i" requi,td by 10".
-,he omounl '.'0-". on Completion sholl b. paid upon 1M inslaUotion af 011 mattfiafs 0' dtKribttf
"lln. In 1.lnl of "foult on payment. own,,, lJQI'.' 10 IPOY allllf'nlY" ,..s of 25 % fwhich ore dttmtd
,eotonabl,) qn unpaid balonet thtflof i' pllKed with ollOfn,y for colllCllon,
flolanee .ill be flncn::td by adding finanel ChorVI occDfdlnglo Ifporal,sJQMd nol. Of'r.loillnsIGtlmtn'
conl'act.
s.. ,tlarld not. and DIKlosure Stol.",.nl Of R,'all Ins'aUm,"' Conlroct ("...... Q9Plkobl.,.
NOTICE TO IUVlI!: Do not .Ign .hl. co..lroel 10.'0'. 'au ,a ad It, You a,. .n.
tI,'.d 10 a campla,.Iy 'lII.d.ln copy 01 'hi. ag,..m.nl 01 Ihallma you .Ign II.
If IIln.ol... "n Inllallm.n' .01., und., .tat. law 'au hay. .ha .,.hl to po,
off 'h. 'ull amount duo In ad.anc. and und.. c.,'al.. condition. 10 obloln a
pa,lIa' ..bot. 0' tho fin ""c. cha,g..
fn 'M IYln' rhls lntlrumtn' is contlrued 10 b. a consumer credit controcl, thl followinl nollt. II
,i,"n, An, hold., 01 thl. con.um., c..dlt conlroell. .ubJOel 10 all claim. and
d.r.n... whIch the d.bto, could o...,t again.' ,h. ..11.'0' good. a, ....Ic..
obtained punuctn' her.to or with th. proc..d, h.r.of. I.co.." h.r.und.,
b, .ha d.b'o, .hall not ..cud omoun', paid 10, 'h. d.b,o, h...und.,.
Cash Prlc.
Poo;nbll'l In 10 Joy.
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'ayobl. on Cornpl.llon-
Iqlonced '0 b. Flnonc:edt _ .__
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Cui., ~fe ~.'1j ~,
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You, Ih "'b~'!er, mo,! cancel Ihl.
hon.actlon 01 any tlma prior to
midnIght of Ihe Ihlrd bu.lna.. do,!
afler tha date of Ihl. hon.actlon,
S.a the notice of canc.Uatlon or
racl.lon form furnl.had with thl.
agraemant for an ..planatlon of
thl. rIght. Th. company rataln. an
aqual right of cancallatlon.
(All .19n.,. mu.' "9" !"sonally)
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'hi. I. . It'ndln, c:enlred, I .v. c". u_lIallon ,,'rc.~1 10 ut. ~ro,,'''.'' ~""aw. \
'hit tOfI'fl,..t td"." ,,"d ,,,,,.,,,,01.. nil Cnn"'."rtflom. 5I1"."'e"" and Agreem."" e.p'e..~ t)f hnpllifHi ""f~.'" ,h. parn.....~ftJjf nq""" r" '.pr...ntoll....
TlRMS AND CONDITIONS
I bupl 10 the ..I."t oth.,wl... ..p,..~d., pll)vlded It., nppllcnbl.law, III, ..II(1,.nly ullfi."rood Gnd tl9,..rt Ihallhl, conhact
I. bindinG Imn..,'lol.l., when "Vllltrt Duff (onnol b. (nllcltfl.rt Ih.,.o"., tint..! It I, 'lI,'h", og,..d .hal Ihe CU,'o,".,I.) ,hall poy 10
.he Camp""., en U"uhfn..,' dQIlU1q.. fa, h'.l1ch 01 COIII'DCI 0 .um Qmo","llIq'o "..~ allhe co,h (on"acl price lor In cn,. 0' porllo'
,.,form"",.. 'h. prnporllono,. (onlllxl p,lcltn' on., WQ.h p.,'o,m.d ph" 15". o' 'h. bfllnlU:. of Ih. Co.hconlfoct prlnl, If cu,'om.,ftl
I.,mlno'.h) .hlt oq,..m..". wllhou' "u, CO",.", 0' Ih. Company 011., ..plrl1t1on 0' on.,. cOllullollon time IImll allowed by low,
'Ofllo' p.,'o,manc. ,hnlllndUf'" th. oul.rlng 0' mot.raUII,
J, 'he fold cu,'om.,',) 011".(') Ih"" prlo, 10 the pnym."' In full 01 the con"ncl p,lu. tIll, .old p,emlte. Impro"ed he,eunde, will
no' b. .old, morlgo;e aulgned or olh.rwl.. r.mo"ed or dl'pol~ of.
3. 'he laid cUllom.r(t' hr".by nulhor".ls' .old COlnpon" ondior ogr... 10 uhll".ln cOllt,,"1 '0' told Compnny. 10 Itnl" upon Ih.
laid pr.mil.. Ollrt 11"., n"lnllllllq pr'nll'l", II "eCeuOI." In Old", to e."oble .old (OI1lPUI1Y II) comn",nc. ond, 0' compl.,I. Ih. wo,k
'a b. per'lnlne" h"eund.,. ond it I, ulIl'"r,lood Gild oO,,,.d Iltnl, In Ih. '"onl ,nld Cnmpm,y ,hl1l1 be p,ev8n'"d horn 1I"""'n4
upon Ihe .nld pr.ml,,,, or Ol'Jlnllll"q p'~lIIh.' ourl .holt Ih".b\, he pr."'nted Irnlll cnlllplfllhlq Ih" .old Contrnd, Ih"". In'hole"."I.
lold (QIII(lnll" "hall hit ,,,11,,,,...,, "nlll fUlIlu" Iil1hlllly h",.unrl., nm' th. Inh' c...lolllr,,(.) will hl1ln"r'luI"I., po., to _old (nlllp"".,
Ih. p,opnllltlll I'lf Ih" ,ollhnc' pIle., ~p"(I'I",1 011 Ih, ''''Ilt''. lid" h.r.o' '"pl",,,..'",1 h,;, ,11" Inhor p.f'orm,d 0,"1 "tel,.rlul. flllIl "'
Offici". Ihen deli"",,,cI pili, tlurnnqtt' In Iho .old (ompnny 101 10" 0' pro'II,. "Ie
.. It I, 'urlher unde"'ood and flQ,..d Ihul, In Ih. .".nl 0' Ih. d.fault In mokln" nn., 0' Ihe poym.nl' Ip.clflr,d In Inle' ennl'oe'
0' r.ln,ed no'., 0' Ih. Inme thoU 'nil rlue, or In Ih. ."e"' thnl, prlo, 10 poym.nt 10 full, Ih. cuslom.rft) Iholl..II, "10,t909., ol,lgo
10' o.h,uwl"" ,,,mn...,, fir dl'pn'l~ 0' 'lllld ,Hfllnhft'lIt"I'"o".rt h.r.umJ., or IHlY port Ih.,,,o' I)f II nny nllndunttllt, WIlt or ollutf ploett~'
tholt b. '."..d Ogolll" If.. .o,m" 0' II rt"lnult b. rnntl.ln Ih. paym'n' 0' In... Ih""IOI1. '.11111, In on., Ivch ,,,'"1, ,h. ellthe unpaid
bofnnu, Ih"n ,,,,"0InI1l9 UllPI1Ir' ,hnll, nt Ih. oplloll 0' Ih. hold.r th.,eo', and willmul nnll,It In 'h. ,Ig"er(,), b~eor",' hnll1ftdhl",r.,
due ond payable
S. Ih. Company do., no' ottum" IlobUlly lor nn., pr.'.'llIng condlllon' 0".' which It hn, no contra', ,uch as bu' not limUed 10,
Ih. mlsollgnment 0' cllI'om..(s' p'''I.n' window Of door "omII", ..1I1.m..", ", 'h. building and conden,ollon condlllOIl!l.
6, ADDitiONAL WORK. 'h. cl)nlrl1(1 pII,. h.f.ln Indud", ani., th. U.m, pvrdlfl"IC', 0'"' on., oddlllcnol wo,k ,..",If"f.d h., Ihe
clJllom"('J ,hall h. cha,g.d In addUlnn h.,e'o, pro"ld,d, 'lOW...,." lhol the (mnpn,,'f ,hnll ad"I.. cu.'omer(,) 0' Ih. addlllonol
charge prior 10 ,h. cOlnmenUln""I 01 oddlllonal wo,k.
7, 'he Compon, will p,ovld" ,er...tce, wllhoul cho,ge, 'or a period 01 0I'l' yen' Itom dole 01 pUfchal. In accordance wllh warronlv
hom the manu'och".. 1,!Sued 10 Ih. buy..,. $4''Ilee ,h,,1I b. rend.reef b., 'h. ('Il"r'IllY b.'w."'" 8'00 rJ m, nnd 4:00 p.m. on we.kday,.
5.,...le. ,."ue.'. h,vond 011" y_rn 0_ nolln occordnnu with warranty InUIII' ,,~ IIulI mOflufndurer thall b. chorgod 10 cu'tomert.)
01 'h. p"vollI"g lobor '01.,
I. Cu,,""''''t,,) or.knowl",Ig,.(.) Ihnllt hu'l hnfl" ,npro",,"loo lu Ih" cu'lolnltr('llhul tu,,'olllftl('l will ,!tutl".. n mnnu'oclu, ",', wall,:mly
eWMt 'I) du. ru".,., tt.hlhUm' .pnclnum a. tlul' w""onl, o"or (ol11p'.lIon o'lnh plovl,lIl1q Ihn"I' I, no d.'ou" o' nn, p"VIll"n' or
In"olI".nl, 'hn' mny be dlJIII. 1111'1 [I,."",ull(') furl'utl orluNJwlIH'gl!'(!lJ thnllh" compOlly hn. nlfIIl", 110 olh., wo"oolh" nr I~'.'.nlnlloll'
with '''p"cI'o Ihl. COII"Otl.
9, " I. ngll'fH'I thof 011 p'OJnl'lt'''l, undn"tllfldlllg. 01 no,nolne,,', n' Qll'f kind prHlnlllhlQ 'n 1111, og'..ln"nl, nolmelllloll.d It...ln
or. h.,.hy .lIp,."I., wol".d olld III, ogr..d 'hol lold Inthum"n'(sl .holl COI1'lllllJte Ih. 01111,. ogr..",.o' b.'w."n Ih. porflet,
and ,hall nol b. n'MIII." In any mOlm"r n(.pl In wrlllnq "gned b., hoth pOllhl'l 111'1 "Jrlh", undentood ond ogr..d 'hol 'he rlgl'I'
and IInbllitl., h.,.,ln 91"." 10 tit lmpo,,,d upon .lIh.r ollh. par II.,. Iholl .lIlond 10 Ih. lue(tuon. ...culors, odmlnlslrolon and
oulgn" of ,ueh portltt, 01 though Iho) w.,. In eoeh co,. nom.d,
10, Ill. ogr.," thai In nn .".nl "holl 11'8 Iioblllty 0' Ih. (ompolI., _lIetod I'ut cOllhocl p'le..
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(B) Admitted, but only ~o the extent that no drip edge
per se was installed, The installation of a drip edge was not
necessary or required to carry out the terms of the contract
between the parties, but the work done by Appleby created the same
effect as a drip edge,
(C) Denied,
(D) Denied, After reasonable investigation, Appleby is
without knowledge or information sufficient to form a belief as to
the truth of the averments of Paragraph 4(D) of the Complaint, and
the same are therefore denied, By way of further answer, Appleby
did not do any work related to the siding connected to the original
standing seam metal roof,
(E) Denied. Appleby used a liquid fiberglass bonding
Qgent, not roof cement, and used the proper amount of it,
(F) Denied. Appleby did not cut an inset into the
standing seam metal roof, and therefore did not need to fold or
crimp the standing seams.
5. After reasonable investigation, Appleby is without
knowledge or information sufficient to form a belief as to the
truth of the averments of Paragraph 5 of the Complaint, and the
same are therefore denied. By way of further answer, Appleby
denies that any part of the patio room or other work done by
Appleby at Plaintiffs' home has suffered any leaks or other damage
as a result of Appleby's work,
- 2 -
.
6-7. After reasonable investigation, Appieby is without
knowledge or information sufficient to form a belief as to the
truth of the averments of Paragraphs 6 and 7 of the Complaint, and
the same are therefore denied, By way of further answer, Appleby
denies that any damage to the plywood sheeting or the carpet was
related to its work, To the contrary, such damage was the result
of the level of condensation that Plaintiffs created in the patio
room,
WHEREFORE, Defendant Appleby Window Systems, a division of
Appleby Systems, Inc" requests that this Court dismiss Plaintiffs'
Complaint with prejudice, and award it costs of suit.
NEW MATTER
8, Appleby incorporates herein by reference its answers to
paragraphs 1 through 7 of the Complaint,
9. On or about August 31, 1994, Plaintiffs and Appleby
entered into a contract ("Contract") for the construction of an
enclosure for the patio then existing and attached to the rear of
Plaintiffs' house ("patio room") .
10, The Contract was signed by both parties. A true and
correct copy of the Contract is attached as Exhibit "A",
11. Plaintiffs' house wa~ a one-story structure ("original
structure") with two additions: (i) an additional bedroom and
bathroom ("bedroom addition"), and (ill an extension of the kitchen
to the rear with a deck attached ("kitchen addition") ,
- 3 -
-.,'
12, Under the original terms of the Contract, Appleby agreed
to do the following: (i) reinforce the existing deck, (ii) install
a plywood floor over the existing deck, (iii) install carpet on the
existing deck, (iv) construct and attach three walls to the kitchen
addition, (v) install aluminum finish on the existing partial I'oof
over the deck ("ov'!rhang"), (vi) install a roof completely covering
the deck ("patio roof"), with two skylights, and (vii) install
panels in the gable on the side walls.
13, Under the original terms of the Contract, Plaintiffs
would pay Appleby $23,800.00 for this work, and Appleby would
finance that amount in full,
14, Between on or about August 31, 1994 and on or about
October 24, 1994, the parties orally agreed to change the terms of
payment ("Change of Payment Terms") .
15. Under the Change of Payment Terms, Plaintiffs agreed to
make a down payment of $7,933.33 to Appleby, and pay the balance of
$15,866.67 upon completion of the work.
16, The Change of Payment Terms was memorialized in writing
as part of the parties' addendum of October 24, 1994 ("October 24
Addendum"), which was signed by both parties, A true and correct
copy of the October 24 Addendum is attached as Exhibit "B",
17. Between on or about August 31, 1994 and on or about
October 11, 1994, Plaintiffs requested that Appleby also construct
two dormers: (i) a dormer connecting the roofs of the bedroom
- 4 -
addition and the original structure, and (iil a dormer connecting
the roofs of the kitchen addition and the original structure,
lB, Plaintiffs wanted Appleby to construct the two dormers in
oeder to eliminate leaking problems that they had been experiencing
prior to entering into the Contract with Appleby,
19, Appleby refused to construct the two dormers because it
is not a general contractor and because of its doubts that the
original structure was not structurally sound enough to hold such
weight.
20. Appleby suggested that Plaintiffs find a general con-
tractor to construct the dormers before having Appleby construct
the patio enclosure, and offered to cancel ~he Contract in order to
give Plaintiffs the opportunity to do so,
21. Insteld, the parties executed three addenda ("Addenda")
to the Contract.
22. On or about October 11, 1994, the parties agreed that
Appleby would install glass transoms in the gable instead of
panels, A true and correct copy of the addendum of October 11,
1994, which was signed by both parties, is attached as Exhibit "C",
23. On or about October 24, 1994, the parties agreed that
Appleby would construct a small dormer connecting the new patio
roof to the kitchen roof ("patio dormer"), but would not tie the
two existing roofs together, A true and correct copy of the
October 24 Addendum is already attached as Exhibit "B",
- 5 -
24, On or about November 14, 1994, the parties agreed that
Appleby would install glass tranBoms on two of the walls of the
patio room, A true and correc~ copy of this addendum, which was
signed by both parties, is attached as Exhibit "D",
25, On or about November 7, 1994, Plaintiffs paid Appleby the
down payment of $7,933,33 pursuant to the Change of Payment Terms,
26, On or about ~ovember 14, 1994, Appleby began construction
of the patio room pursuant to the Contract and the Addenda,
27, Prior to commencement of work by Appleby, a vent pipe
extended throuqh the original kitchen roof above the overhang
("v'ent pipe"),
28, During the course of installing the patio dormer, Appleby
had to further extend the vent pipe through the patio dormer
("extended vent pipe"),
29. Appleby installed and sealed a rubber boot between the
extended vent pipe and the shingles on the patio dormer, in order
to prevent any infiltration of water into the patio room through
the patio roof.
30. On or about November 28, 1994, Appleby completed
construction of the patio room pursuant to the Contract and the
Addenda.
31. On or about December 12, 1994, Plaintiffs complained to
Appleby of watelo Llfiltration around the skylights and center
support of the patio roof,
- 6 -
32, On or about December 20, 1994, Lawrence Hilbert
("Hilbert"), an employee of Appleby, inspected the patio roof, but
did not find any water infiltration,
33, The alleged water infiltration was actually condensation
caused by the plants. aquariums, and heat level in the patio room,
34, On December 29. 1994, Dale Overly ("Overly"), an employee
of Appleby, went to Plaintiffs' home in an attempt to collect the
outstanding balance of $15.866,67 due to Appleby pursuant to the
Contract and Change of Payment Terms,
35, However, Plaintiffs refused to pay the balance until they
spoke with Appleby's president.
36, They claimed that the water infiltration had not been
fixed,
37, They alsa maintained that the patio dormer had not been
installed properly and that it was not the dormer to which they had
agreed.
38. Overly contacted Warren Lewis ("Lewis"), Appleby's
Corporate Office Manager, by telephone from Plaintiff's home to
inform him of Plaintiffs' refusal to pay,
39, Lewis spoke with Plaintiffs by telephone and offered to
grant their demand to speak with Appleby's president if they would
pay the balance due to Appleby,
40. Lewis also informed plaintif fs that Appleby had installed
the patio dormer according to Plaintiffs' specifications and in a
manner that allowed Appleby to warranty the work,
.7-
41, Lewis further explained that the warranty would become
effective upon receipt of payment in full, that Appleby had
provided service to Plaintiffs even though it had been under no
obligation to do so under Paragraph 8 of the Contract's "Terms and
Conditions" because of Plaintiffs' default of payment, and that
Appleby would provide no further service until the balance was
paid,
42. Plaintiffs finally agreed to pay the balance,
43, However, when Overly attempted to collect it, Plaintiffs
only paid $10,866,67 of the $15,866,67 due to Appleby,
44, Within the next several days, Lewis telephoned Plaintiffs
to inquire about their default of payment,
45. Plaintiffs told Lewis that their lender had placed the
outstanding balance of $5,000,00 due to Appleby in an escrow
account pending the resolution of their complaints,
46, Lewis then spoke with Plaintiffs' lender and was told
that Plaintiffs had instructed their lender to place the money in
escrow and not to pay Appleby, and that the lender could not pay
Appleby without Plaintiffs' prior authorization.
47. On or about January 4, 1995, Plaintiffs again complained
to Appleby of water infiltration around the skylights and center
support of the patio roof,
4B, On or about January 20, 1995, Alan Thompson ("Thompson")
and Overly, employees of Appleby, inspected the patio roof.
- 8 -
49. Before and during their visit, the area was subjected to
heavy rains,
50, Despite the rains, they found only a very minuscule
infiltration of water through the channel securing Appleby's
vertical soffit material ("soffit") to the original overhang,
51, This infiltration did not occur where Plaintiffs had
originally complained of an infiltration,
52. Upon removing the soffit, they discovered that the water
was following the ~nderside of Plaintiffs' old existing roof
rafter.
53, Because of the deteriorated wood soffit, they determined
that the water infiltration complained of by Plaintiffs was caused
by a pre-existing infiltration that originated at the vent pipe and
continued along the overhang into the patio room.
54. They also discovered that the sealant between the boot
and the extended vent pipe was broken,
55, Someone other than Appleby, its agents, or employees had
struck the excended vent pipe, thus breaking the seal and causing
the water infiltration problems,
56, They resealed the boot, which stopped the infiltration,
57. Someone other than Appleby, its agents, or employees had
also added copious amounts of sealant to various parts of the pre-
existing roofs,
58. On or about March 2, 1995, Plaintiffs complained to
Appleby of (i) water infiltration around the skylights, (ii)
.9-
possible water infiltration where the walls of the patio room meet
the walls of the house, and (iii) a cracked pane of glass next to
the storm door,
~9. According to Plaintiffs, the source of their water
problem may have been not a leak but condensation in the patio
room,
60, On or about March 29, 1995, Hilbert and Overly caulked
the skylights and resealed the vent pipe,
61. On or about April 8, 1995, Hilbert and Overly sprayed the
patio roof and skylights with water in order to find the source of
any water infiltration,
62, There was no water infiltration around the skylights.
63. The infiltration occurred through the channel securing
Appleby's soffit. to Plaintiffs' original structure, as it had
occurred on or about January 20, 1995.
64, They removed the soffit and discovered that the water was
following the underside of Plaintiffs' old existing roof rafters,
as had been determined on or about January 20, 1995,
65, They replaced the boot and resealed the new boot, which
stopped the infiltration,
66, They also replaced the cracked pane of glass.
67. Between on or about April B, 1995 and April 19, 1995,
Plaintiffs complained of (i) water infiltration where the walls of
the p~tio room meet the walls of the house, (ii) water infiltration
. 10 .
through the vent pipe, and (iii) a nail protruding up through the
carpet in ~he patio room,
68. On or about April 19, 1995, Hilbert and Overly removed
the soffit and the plywood at the patio dormer,
69. They determined that there was an infiltration of water
through the vent pipe,
70, In order to stop the water infiltration, they pulled back
the shingles, resealed the boot and surrounding shingl,. ,,', and put
the patio roof back together.
71, They also hammered down the nail in the carpet,
72. On or about May 9, 1995, Plaintiffs complained to Appleby
of (i) water infiltration where the walls of the patio room meet
the walls of the house, (ii) a nail protruding up through the
carpet, (iii) a bump in the plywood floor, and (iv) difficulty in
latching the storm door.
73, On or about May 19, 1995, Hilbert repositioned the
shingles on the patio dormer so that water would be diverted and
have no possible route into the patio room,
74, He also readjusted the storm door,
75. On or about May 19, 1995, Appleby made a demand for
payment of the outstanding balance of $5,000,00 due to Appleby.
76, Plaintiffs have refused Appleby's demand for payment and
continue to hold the balance due to Appleby.
- 11 -
77, There has been no communication between Plaintiffs and
Appleby between on or about May 19, 1995 and on or about March 15,
1996. when Plaintiffs notified Appleby of the present action,
78. Under Paragraph 5 of the Contract, Appleby is not liable
for Plaintiffs' pre-existing water infiltration problems,
79. Although Plaintiffs' alleged water infiltration was in no
way related to Appleby's work under the Contract and the Addenda.
Appleby has provided service in response to all ,- Plaintiffs'
complaints. even though Paragraph 8 of the Cont'. oct's "Terms and
Conditions" removes Appleby's obligation to do so due to Plain-
tiffs' default of payment,
80. Plaintiffs have materially breached their contract with
Appleby by refusing to pay the outstanding balance of. $5,000.00 due
to Appleby for the construction of the patio room, thus relieving
Appleby of any duties to Plaintiffs,
81. Under Paragraph 4 of the Contract's "Terms and Con":!i-
tions", the unpaid balance of $5,000.00 due to Appleby is
immediately due and payable,
82. By refusing to pay such balance and by instituting the
instant suit, Plaintiffs are attempting to force Appleby to pay for
the construction of the two dormers which Appleby had refused to
construct in the first place.
83.
Appleby
In the event that Appleby is held liable to Plaintiffs,
is entitled to a set -of f in an amount equal to the
outstanding balance of $5,000,00,
- 12 -
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40) Denied. Plaintiffs never discussed specifications of
the patio dormer with Defendant other than specifying that tha
dormer be placed at the peak of the e~isting roof of the main
house.
41) Admitted.
42) Admitted in that Plaintiffs agreed to pay the balance
due upon completion of satisfactory workmanship.
43) The lender sent an inspector to the project. The
lender's inspector directed the Plaintiffs and the lender to
escrow $5,000.00 with lender to insure satisfactory completion of
the contract.
44) After r.easonable investigation, the Plaintiffs are
without knowledge or information sufficient to form a belief as
to the truth of the averment and strict proof of same is demanded
at time of trial.
45) Admitted.
46) After reasonable investigation, the Plaintiffs are
without knowledge or information sufficient to form a belief as
to the truth of the averment and strict proof of same is demanded
at time of trial.
47) Admitted.
4B) After reasonable investigation, the Plaintiffs are
without knowledge or information sufficient to form a belief as
to the truth of the averment and strict proof of same is demanded
at time of trial.
49) After reasonable investigation, the Plaintiffs are
without knowledge or information sufficient to form a belief as
to the truth of the averment and strict proof of same is demanded
at time of trial.
50) After reasonable investigation, the Plaintiffs are
without knowledge or information sufficient to form a belief as
to the truth of the averment and strict proof of same is demanded
at time of trial.
51) After reasonable investigation, the Plaintiffs are
without knowledge or information sufficient to form a belief as
to the truth of the avermunt and strict proof of same is demanded
at time of trial.
52) After reasonable investigation, the Plaintiffs are
without knowledge or information sufficient to form a belief as
to the truth of the averment and strict proof of same is demanded
at time of trial.
53) After reasonable investigation, the Plaintiffs are
without knowledge or information sufficient to form a belief as
to the truth of the averment and strict proof of same is demanded
at time of trial.
54) After reasonable investigation, the Plaintiffs are
without knowledge or information sufficient to form a belief as
to the truth of the averment and strict proof of same is demanded
at time of trial.
55) Denied. By way of further response, Plaintiffs have no
knowledge of any other person(s) being on the roof/addition other
than employees of Defendant.
56l After reasonable investigation, the Plaintiffs are
without knowledge or information sufficient to form a belief as
to the truth of the averment and strict proof of same is demanded
at time of trial.
57l Denied. Plaintiffs have no knowledge of any person(s)
other than employees of Defendant on the roof and placing any
sealant on the roof.
58) Admitted.
59) Denied. Plaintiffs have two ceiling fans which
circulate air in the patio room. The Plaintiffs deny that ~he
water in the room is caused by condensation and aver that the
water is caused by leaks in the patio room because of poor
materials and workmanship in the project.
60) Admitted.
61) Admitted that Defendant's employees sprayed water.
Plaintif.fs aver that water leaks were found.
62) Denied, Plaintiffs aver that water leaks were visible.
63) After reasonable investigation, the Plaintiffs are
without knowledge or information sufficient to form a belief as
to the truth of the averment and strict proof of same is demanded
at time of trial.
ANSWERS TO COUNTERCLAIM
COUNT 1
B4) The Complaint and answers in Paragraph 9 through 83
hereinabove are incorporat~d herein by reference.
85) The Piaintiffs incorporate their averments in the
Complaint and their responses to the New Matter. They
specifically deny th3t they are in breach of the contract.
86) The Plaintiffs aver that the project is not complete
due to the poor workmanship and materials provided by Defendant
and that the cost to remedy same is in excess of the balance
escrowed by the lender.
87) Tne Plaintiffs deny that they have breached the
contract and aver that the Defendant is in breach of the
contract. The Plaintiffs are not responsible for any damages to
the Defendant.
88) The Plaintiffs deny that they are in breach of the
contract and that they are responsible for any of Defendant's
attorney fees.
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LEONARD E. YOR'l"{, SR. dnd
KAY YORTY, husband imd wl fe,
PlalntlEfs
(OURT 0&' COMMON PL.EAS OE'
CUMBEf<LAND COUNT'(, PENNSYLVANrA
crvrL ACTION - L.AW
v.
Ii
NO. 96-1444 ClvrL. TERM
,I
APPLEBY WrNDOW SYSTEMS, a
division of APPLEBY SYSTEMS,
INC ..
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Defendant
MO'l'ION FOR CONTINUANCE
1) Movant is Robert L. O'Brlen, Esqulre, attorney for the
Plaintiffs in the above-captioned actions. Movant filed a Motion
for a Protective Order which ls scheduled for a hearing on
November 7, 1996.
2) The parties appear to have reached a settlement of the
entire case and a settlement agreement has to be executed by the
parties.
3) Movant, accordingly, requests that the hearing of
November 7, 1996 be continued pending the anticipated resolution
and termination of the litigation.
Respectfully submitted,
O'BRIEN, BARIC & SCHERER
r~~
BY: 'AJ..JV--_
Robert L. Bried, Esquire
Attorney for PlaintIffs
r .0. ~ 28351
17 West South Street
Carlisle, P.l\. 17013
(717) 249-6873
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