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HomeMy WebLinkAbout96-01742 ~ , ... !~ ~ J . ~~ - ' I . I~I , , ( i . I ,~ I 1 I I .I I , " t , , ' I ", " f I 'I " ' I (-" ,I is further admitted that Cornelius Rusnov received architectural education and training and that Sandra Rusnov received education and training in construction technology, civil engineering and architecture. The remaining averments are denied. 4. Denied as stated. To the contrary, an improper petition to compel arbitration was filed in this case. There were no claims for relief asserted. 5. Admitted in part, denied in part. It is admitted only that the agreement was prepared in form by BR&R after negotiations with Defendants. By way of further answer, after reasonable investigation, Defendants are without knowledge or information sufficient to form a belief as to the truth of the remaining averments contained in paragraph 5, and therefore, the sarne are denied. proof, thereof, if relevant, is demanded at time of trial. 6. Denied in part, admi t ted in part. The averments contained in paragraph 6 constitute conclusions of law to which no response is required and therefore denied. It is admitted only that Exhibit "A" appears to be an accurate copy of the original, which, being a writing, speaks for itself and requi:t'es no answer. 7. Admitted. 2 14. Denied. The averments contained in paragraph 14 constitute conclusions of law to which no response is required and therefore are denied. It is further dp.nied that the construction was materially deficient, including the alleged deficiencies stated in the purported engineer reports or as alleged in paragraph 14 of the petition to Open/Strike Judgment and Stay Proceedings. 15. Denied. The averments contained in paragraph 15 constitute conclusions of law ~o which no response is required and therefore are denied. 16. Denied. The averments contained in paragraph 16 constitute conclusions of law to which no response is required and therefore are denied. 17. Denied. The averments contained in paragraph 17 constitute conclusions of law to which no response is required and therefore are denied. 18. Denied. The averments contained in paragraph 18 constitute conclusions of law to which no response is required and therefore are denied. After reasonable investigation, Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in paragraph 18 and 4 23. Denied. Said chargee are proper and are for work requested by Defendants beyond the scope of the original agreement. By way of further answer, the remaining aveI1llerlts contained in paragraph 22 constitute conclusions of law to which no response is required and therefore are denied. 24. Denied. The aveI1llents contained in paragraph 24 constitute conclusions of law to which no response is required and therefore are denied. FurtheI1llore, the Construction Contract, being a writing, speaks for itself and therefore no response is required. 25. The Construction Contract, being a writing, speaks for itself and therefore no response is required. 26. Denied. The aveI1llents contained in paragraph 26 constitute conclusions of law to which no response is required and therefore are denied. By way of further answer, all "change orders" reflect work actually requested by Defendants and perfoI1lled by Plaintiffs, in reliance upon promise of payment in full. 27. Denied. The agreement, being a writing, speaks for itself and no response is required. By way of further response, said exhibits speak for themselves and therefore no response is 6 ~ BRlR DESIGN ASSOCIATES, Plaintiff IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY. PENNSYLVANIA v. WILLIAM BRANCH AND LE<;L1E BRANCH. No.____ Defendant CIVIL ACTION. LAW .........0.....0.0.0.0.0.0.0.........0.. . JUDGMENT BY CONFESSION PURSlIANTTO Pa. R. Civ. P. 2962 TO THE PROTHONOTARY: Pursuant to tha authority contained in the Warrant of Attornoy. the original or true and correct copy of which is attached to the Complaint filad in this action. I appear for the Defendants and confass judgament in favor of the Plaintiff and against Dafendant in the amount of Four Hundred and Fifty Thousand Dollars ($450.000.001. plus costs, I, R Lawrence B, A rams Thomas A. Franch One South Market Square 12th Floor P.O. Box 1146 Harrisburg, PA 17101 (717) 233-5731 B Attorneys for Plaintiff .,1" I ,I I I' expenses. together with late charges in the amount of Two Hundred Fifty Seven Thousand One Hundred and Thirty Six Dollars ($257.136,00), (See Summary of Outstanding Contract Charges, a true and correct copy of which is attached hereto as Exhibit" B" and incorporated herein), 11. The Branchs' failure to make payment in the amount of Two Hundred Fifty Seven Thousand One Hundred and Thirty Six Dollars ($257.136.00) is a default under the terms of the Contract. 12. On or about February 15. 1996. the Branchs further defaulted under the terms of the Contract by stopping payment on a check previously tendered to pay the Seventh Draw in the amount of Forty Five Thousand Dollars ($45.000.00), 13. Numerous demands for payment have been made by BR&R, and pursuant to the Contract. the last demand was made in writing to the Branchs by BR&R in the form of an invoice deted March 19. 1996 (a true and correct copy of which is attached hereto as Exhibit 'C' and incorporated herein by referflnce). 14. The March 19. 1996 demand included updated late charges on amounts owed by the Branchs. reimbursable expenses paid out by BR&R as a result of the Branchs' failure to pay and a Fifteen Thousand Dollar ($15.000.00) early move-in fee ($5.000,00 per month from November 24. 1995) pursuant to , 15 of the Contract which entitles BR&R to recover "any loss sustained at reasonable profit and damages," BR&R Is entitled to fair .4. i~: i i 1:. '1,\ I' I d- 'If ) ~, ,; ~. 'I" \'..' 'I\. \' ~'r ,t ! , i'i I '\ j,l "$ " .. "1 . , .~.~-_-..:.......... I ,_/' .... A ..clJln..-UM./..,)L "-."",.-... " 11'/, .., ~,' I , , , , , '/1 ~b""7U'o."M' U, ill" 'e --' -- 116& DalIOI ASSOCIATES COISTaUCTIOM CONTRACT $1 &.J:i, . THIS CONSTRUCTION CONTRACT IUd. thh \-m::.. day of O~.J , 1994, by and b.tw..n WILLIAM BRANCH and LESLIE BRANCH, r.eiding at 231 Ridg. Driv., CarUIl., Penneylvanll 1'1013, hereinaft.r referr.d to .. the "Owner," party of the fint part, AND BR6R DESIGN ASSOCIATES, a P.nneylvania partnerehip, having ite principal plac. of bull1n..e at 1839 Rudy Road, Harrhburg, Dauphin County, Penneylvania, hereinafter r.f.rred to variouely ae the "Contractor" or the "D.aign/Builder," party of the other part, WITNESSETH, that the p.rti.. h.r.to, agr.., as followe: 1. Premises. 'nIe Owner hae lite control of a c.rtlin 5;t acre tract of land eituated or d.ecribed ee followe: Lot No.9, Truffle Gl.n Road, Truffl. Glen D.velopment, Cumberland County, Penneylvania (the "Premia.."). Owner agreee to provide Contr.ctor with a l.gal d.ecription of the Premie.e, a copy of the lateat recorded eubdiv1eion plen of the Premise., a copy of the Owner's C.rtificat. of Title, and. copy from the Courthou.. of all Plan and title r.etriction. which apply to the Pr.mi.... 1.1. 'nI. Work. Contractor .hall ua. it. .kill and .xp.rth. to furni.h all the materiale, .r.ct and build a two (2) .tory rasid.ntial dw.lling house with baeement end ..mi-detach.d 3 car garage/mudroom/gue.t quart.re describ.d a. followa: lodge etyle wood frame dw.lling house with gr.atroom, kitchen, pantry, dining room, piano room, fireplace, exerciae/TV room, and 3/4 bath on the fir.t floor and maeter euite with laundry end two (2) bedroom. with baths on the e.cond level known a. "the Branch Reaidence," (th. "Work") as p.r the initial pr..ent~tion of BR&R deeign aeeociat.e, as set forth herein and in the oth.r Contract Documente. 2. loitia1 Contract Pric.: PaYment: Th. Owner agrees to pay to the Contractor for the performance of the Work hereinabove set forth the eum of Do11are ($ ) (the "Contract Pric.") (which ie target.d to b. within the Owner'e budset of $450,000.00) in d~awe set forth in the Sch.dule of PaYln,;nte which will be attached as Schedule "A" h.reto and which are .ummarized ae follows: 1st Draw Within seven (7) ca1.ndar daye of .igning this contract Wh.n ordering the preca.t foundation When foundation ie comp1.te Wh.n framing ie comp1et. and roof is papered Wh.n roof and side .h.athing ar. complete When rough plumbing .nd wiring are installed, excluding fini.had low.r level, if any $ 2nd Draw 3rd Draw 4th Draw 5th Draw 6th Draw · 8R&R d.eign ae.ociates 1994 ~ - 7th Draw When eheetrock walla are in. taIled, excludins finiehed lower level, if eny Wh.n hou.e i. .ub.tantielly completed according to thi. Contract, 8th Draw INITIAL CONTRACT PRICE s 2.1. Chann Ordara. Owner acknovladsa. that authorized price adju.tment. will be made by written Change Order from time to time a. eigned by Owner unleaa .uch price adju.tmante ere pre-authorized by Owner herein (auch aa within the Allowanca. outlined on Schedule "D") or a. Additional Work deacribod in Schedule "8." Owner asreea to pre fund Chanse Order reque.t. unle.. otherwiee authorized by Contractor. Chanse Order. which ar. requested, but not pre funded within thrae (3) buaine.. day., .hall be con.ider.d rejected by Owner and the Contract Time .hall be extended by three (3) day. for proce.sing time for each nonfunded Chense Order. 2.1.1. The Contractor .hell prepare Change Orden for the Owner'. approval and execution and .hall have authority to make minor change. in the deaign and conatruction conaiatent with the intent of th1a contract not involving an adjuatment in the Contract Price or an exten.ion of the contract time. The Contractor .hall promptly inform the Owner, in writing, of minor change. in the deaign end con.truction and ahall endeavor, when practicel, to obtain Owner'a conaent in writins in advance of any auch minor change a , which consent ahall not be unreaaonably withheld. 2.2 Draw Schedule. The Contractor ia authorized to adju.t the Schedule of Paymenta to coincide with the diebur.ement requirement. of Owner'e lender. Peymente are due no later than ten (10) daya after the Owner'. receipt of Contractor'. requeat for aach draw. Each draw .hall contain a certification that all Work entitling the Contractor to .uch draw has been performed fully in accordance with the Contract Documente, with excaptions. if any, noted and accounted for. A late charge of $25.00 per clay will be paid by Owner to Contractor for each additional clay thereafter, until paid. If payment 1a not received within ten (l0) day. after the payment due date, the Contractor may stop all Work and the Contract Completion Date .hall be extsnded two (2) days for each day thet Work i. atopped awaiting payment. 2.3. Price ASsWIIDtion~ev1aion. The Contract Price ia based on current lumber prices and aaaume. that there will be no change in the price of lumber or any other material or eupplie. from that which WIlS quoted to Contractor for the purpo.e of estimating thie Contract Price. The increased lumber pricee do not includo en additional 15t for Contractor'. overhead and profit. See Article 16.3 and Schedule "B." 3. Direct Pavment bv Lander. Owner shall direct that all paymenta d~e the Contractor for Work Done and materiala furni.hed be made directly to the Contractor by the Kortgagee, if any. without the joinder of the Owner aftar Hortgagee haa made appropriate prepayment inapection. of the Work. If KortSaSee assigna feea for inapectlons, Owner ahall pay these fees. e BR&a deaisn a.aociate. 1994 .2. - --- 4. Time for COllohtion. Th. Work to b. p.rformed by the Contr.ctor i. .nticip.ted to b'Sin within forty. five (45) day. of the Own.r'. eccept.nc. of the Contr.ct DocUll.nta which b .xp.cted to b. on or .bout F.bru.ry 1, 1995 (w..ther .nd hunting ....on p.rmitting). Own.r will iaeue Notice of Commencem.nt promptly .fter .uch .ccept.nc. end the Work will be fully compl.ted no l.ter th.n one hundred .ighty (180) day. (the "Contrect Completion D.te") .fter Notic. of COlIIDenCDment of conatruction, exc.pt .. .xtended, by Chenge Order or otherwi.. .. provided herein. The Notice of Commencement .h.ll be eccomp.nied by an oriSinal C.rtificate of In.ur.nce confirming Owner' a Builder' a Ri.k coverage .a per Articl. 10 her.inafter. 5. Plan. Included in Contract. The Work ah.ll be erected in .ccord.nc. with th. final working plan. initialled by Owner, apecific.tion. initi.lled by Owner, the Hodific.tion., if .ny, the Gener.l Condition., if .ny, the Speci.l Conditiona, if .ny, together with the workaheete, purchaae ordera, contr.ctor inatructiona and color ..laction .heeta which .hall be duly executed, dated and initialed and which, with the Schedul.a att.ched hereto ah.ll be .nd ere m.de a part of thh Contract, .11 of which .re hereinafter called "the Contr.ct Documenta." 6. Owner'. Worll. In the event Owner duira. to provide l.bor and m.teri.la not included in thb Contract, Ownar may do '0 only in accordance with the Work Schedule promulgated by Contractor in .uch a manner a. to not del.y th. progre.. of the Work. The Owner'. Work ia .et forth in Schadule "C-3" .tt.ch.d her..tu. 7, Additional Work. All other Work and aervices requeated by the Owner erd not initially estim.t.d .nd .greed to or .llowed for herein by Contr.ctor, including ch.nge. in the .cope and progreJll of the Work .hall constitut. Addition.l Work and .h.ll be paid for by Owner.. provided in Schedule "B-1. " 8. Excused Del.va. The Contr.ctor .hall not be li.ble far any delay in the pro.ecution or completion of the Work ..u.ed by th. act, neglect, default of the Owner, or aa . re.ult of ch.ngea or alter.tions in the pl.ns .nd epecific.tion. m.de by the Owner, or by dam.ge by fire, e.rthquake or other c.su.lty, whether ineured or not, or by w..ther conditions, or by .trike, w.lk. outs or .ny other acta of .uppl1.re of labor or m.terials, over which the Contractor haa no control or for which the Contractor h not reapona1ble. In any '\lch event the time herein fixed for the completion of the Work ahall be extended for a period equivalent to the time lo.t by ruaon of any of the cau.ea aforeaa1d. Further, a delay in the performance of this Contract by the Contractor 18 excu.ed when such delay b cauaed by an order of any court or other public authority, by .ny governmental control, regul.tions, reatriction. or allocationa or l.bor, auppliea .nd materi.la inatituted by state o. municipal or governmental .gency Cor any rea.on whateoever. 9. Permits: Utllitie.. Cert.in permita and aaaoci.ted feea are listed in Schedule C.2. The Owner eh.ll provide and pay for electric, w.ter, sewer and he.ting fuel or other energy to be u.ed to construct and heat the Work during the cour.e of constructlon. · BR&R de.1Sn e..oclate. 1994 .3. ...... '-' 9.1. Owner ehall ..cur. any n.c.eMery Town.hip or municipal .pprov.la or .ubdividon. n.c....ry for the con.trucl:ion of the Work on the Pramia.. . 10. In.urance: Riek of Loe.. Th. Owner .hall during the progr... of the Work ..intain . policy of Build.r'. Ri.k in.ur.nce on the Work which in.ur.. againet lo.a or dam.ga by fir. and all other covered ri.k. or p.ril. in the full amount of thi. Contract plu. Own.r'. Work plu. 25' of the .wn of the Initi.l Contr.ct Price .nd Owner'. Work which policy .h.ll include, in .ddition to the property cover.ge, li.bility in.ur.nc. to protect the Owner and the Contt'.ctor ATIMA again.t .ny 10...., claim., .ction. or .uit. .ither at l.w or equlty for injury to per.on. or damag.. to prop.rty, the polici.. to cov.r all Work incorporat.d in the dwelling, and all material. for the .ame ln or about the premlee. whether or not .ttached or incorpor.t.d into the dwelling, .nd to be made payable to the partie. hereto, .. th.ir int.re.t m.y appear. The Contr.ctor i. .n independent contr.ctor with re.pect to the Work .nd sh.ll keep .d.qu.te Workm.n'. comp.nM.tlon ineur.nc. in effect to prot.ct Contractor .nd Owner from .11 .uch claims. 11. StiDulatlon ARainst Liena. Immedlat.ly after the signing of this Contract, the Contractor .hall execute .nd d.liver to the Owner a proper waiv.r of any .nd all m.chanic.' lien., which waiver may be filsd by the Own.r or the Contr.ctor in the .ppropriat. Prothonotary'. Office a. .hown on Schedule "E. " 12. Comnliance with Codea: Additional Costs. Th. Work will b. designed to b. in compllance with applicabl. governmental codes, reguletion. .nd requirement.. In the event th.t .n un.nticip.ted interpret.tion or an .dmlnlstraUv. or legisl.tive ch.nge in .ny munlcipality or government.l ordlnance, coda or regulation require. plumbing, electrical or other requirement. dlfferent from or in addition to the providon. of this Contract, Contractor shall give Owner notice of .ame and Owner ah.ll compensate Contractor for .ny additional work and material. required by the .foresaid regulation or municip.lity at Contr.ctor'. u.ual r.t. under Schedule "8." 13. Substltution of Materials. In the event that the Contractor is unable to obt.in the exact materisla specified on the plans and specification. or on the optlon. or .llowance. .tt.ched hereto through the Contractor'. ordin.ry and u.ual cour.as of .upply, the Contr.ctor .h.ll have the right to .ub.titut. materiala of dmil.r pattern, d.dgn and qu.lity, in the Contr.ctor'. .01. discretion. Contractor will .nde.vor to make sur. that Owner is aw.re of .ny .uch .ub.titution, in .dvanc., .nd if practic.l, obt.ln Owner'a written con..nt whlch will not be unreasonably withheld. Owner .cknowledges that .ubatitut. requests made by Owner whlch have incre.sed costs sh.ll be prefund.d by Owner .nd m.y al.o incr.... contr.ct tim.. 14. Owner's Warr.nti... Owner repr.s.nts that the Contractor'. intended con.truction of a .ingl. family r..ldence on the Premi... conform. to the applicabl. _____ zonlng, that the Pr.mi.e. .re .ultable for the con.truction r.quired .nd provided under the term. of thi. Contract; that the Premi.e. .r. nut l.v.l .nd ar. for..ted which .nt.il .ddition.l co.t. .nd .xpen.a to prepare the · BR&R de.ign ...ociate. 1994 . 4 . -""~. - '-' dt. for con.truction th.reon: that thara h public road ace... to the Premi..., which ..ay or .ay not allow troublafr.. and unint.rrupt.d mov.m.nt of v.hicl.., machin.ry and .quip..nt incid.ntal to the Work; that Own.r i. the own.r of record of the afor..aid pr.mi...: that th.r. ar. no unr.cord.d d..d.; that title i. good and mark.tabl.; that a perp.tual right of way .xi.t. to the pr.mi...; that the aaid pr..h.. h fr.. of any .nclIIDbranc.., U.n., ....m.nt., .tc. .xc.pt a. cont.mplat.d by Article 3: that th.r. ar. no .ction., c.u.. of actiona, or clai.. which might at. lat.r d.t. imp.ir the titl.. The Own.r .h.ll, at hi. .xp.na., forthwith re.edy .ny br..ch or violation hereof which m.y .xht or arha at .ny tim.. Tha Own.r particularly under.tand. .nd agr.a. th.t ..ch cov.nant, repr...nt.tion, .nd warr.nty, har.in contain.d, i. ..v.rally of tha ....nc. of th1a Contr.ct and the br.ach or viol.tion of .ny one .hall excuu p.rformanc. by the Contr.c tor. 15. No OccuD.ncv. Contr.ctor .h.ll p.rmit Own.r to in.p.ct the Work at r...onabl. ti... not to intarf.re with the progr... of the Work, but Own.r .h.ll not b. .ntitl.d to key. or po.....ion of the Work pri~r to paymant of all .w.. due und.r thb Contr.ct. IN NO EVENT SHALL THE OWNER OCCUPY OR TAKE POSSESSION OF THE WORK BEFORE FINAL PAYMENT lIAS BEEN HADE AND/OR THE CONSENT OF CONTRACTOR, \/HICH CONSENT SIIALL BE ENDORSED ON THIS CONTRACT. IN THE EVENT OWNER BREACHES THIS PROVISION, HE SIIALL BE DEEMED TO HAVE ACCEPTED THE WORK "AS IS" AND DOES THEREBY RELEASE AND WAIVE ANY ClAIMS AGAINST CONTRACTOR. A bre.ch of thh providon by the Own.r, .hall b. condd.red a breach of the contract by the Own.r and .hall .ntitl. the Contractor to .top Work or t.rmin.t. thi. contract .nd recover from the Owner payment for .11 Work .x.cuted and any 10.. auatain.d .t reasonable profit and damage.. 16. Concealed Conditlon./In~re..e in Lumber Costs. In the event that the Contractor .ncount.r. any conc.alad or unusu.l conditions during the course of con.truction, auch a. .olid or machin. rock, quick.and, .inkhol.., water, .pring. or hiatorical .rtif.ct. .nd tha conce.l.d or unu.ual condition require. any oth.r work b.yond the .cop. of the utimat.d Work, .uch .. the removal of roclt by bl..dng or drilling or by .p.chl excavation, or the inst.ll.tion of .p.cial footing., .ub-b..., found.tion w.ll. or drain til.., or any requir.d g.ot.chnical, .tructur.l or oth.r profea.ional con.ultant, the Contractor .hall b. comp.naat.d .ddition.lly by Owner for auch Additional Work and for the .at.rial. provided .t Contr.ctor'. uaual rat.s .nd charge., a copy of which ahall b. .ttach.d aa Schadul. "B." 16.1. Upon d1acov.ry of the unu.ual condition, Contractor ah.ll promptly giva Owner writtan notica .nd an ..tim.t. for the Additional Work. Own.r .h.ll have the option of .gra.ing to Contr.ctor p.rforming the Addition.l Work on the ba.h of the ..tim.t. or of t.rminating thb Contract if the ..tim.t. would incr.... the Eatimat.d Contract Pric. by more than t.n p.rc.nt (lOt). O1oII..r ah.ll Siv. tha Contractor Vl"itt.n notic. of hia .lection to t.rmin.t. within t.n (10) d.ya'of Own.r'. r.ceipt of the Contractor'. notic.. If Own.r el.ct. to t,rminat. thia Contr.ct, Ownar ahall pay to the Contractor the actual co.ta of labor and m.teri.la p.rform.d .nd furni.h.d by Contractor to the date of the Contractor'. notic. to the Own.r, plua.n .ddition.l fift.en p.rc.nt (15t) a. per Sch.dule "B." Thd Contractor ahall apply any .dvancea, with the .xc.ption of the initial payment, made by tha Own.r to auch payment due from the Owner upon termination .. afor.eaid .nd ah.ll r.fund the exc.a., if any. Upon t.rmination · BR&R d..isn ae.ociat.e 1994 - 5 . -- - .. .for...id, OWn.r do.. h.r.by r..i.. .nd r.l.... Contr.ctor from .ny cl.i. wh.t.o.ver .riling out of th1a Contract. If the OWner f.U. to reply in writing within t.n (10) day. to the Contr.ctor'. notic., the Contr.ctor, m.y, .t it. option, el.ct to trllt th1a Contr.ct .. t.rmin.ted .nd OWn.r .h.ll b. a.bl. for the p.ym.nt. upon tonain.tion .. ..t forth h.r.in.bov.. Contr.ctor .h.ll giv.n OWn.r writt.n notic. of ..id .l.ction. 16.2. In the Qv.nt th.t .dditional concret./.ton. 1a required for deep.r foot.r., or if mora backfill i. r.quir.d for .ny r...on than i. h.r.in ..tim.t.d b.c.u.. of .It. condition., Own.r her.by .uthorh.. Contractor to .upply .nd in.t.ll the additional concr.t./.ton. and/or addition.l b.ckfill .nd OWn.r .gr... to comp.n..t. Contr.ctor for the co.t of .uch .ddition.l concr.t., stone or b.ckfill .t Contr.ctor'. UlWll rat.. .nd charg.s, a copy of which ah.ll b. att.ch.d .. Sch.dul. "B". 16.3. In the .v.nt th.t lumber or oth.r mat.ri.l. or .upply price. incre.se dudng the p.riod b.tw.an the time thi. contract was a.tim.tad .nd the lumb.r or other m.t.rials .re purcha..d, Own.r agr... to pay the incr....d co.t as per Schedule "B" .ttach.d. OWn.r m.y al.ct to lock in lumb..r pric.s by making . nonr.fund.bl. pr..payment of 10. of the initial Contr.ct Pric. to Contr.ctor who will u.. the prep.ym.nt to buy the lumb.r .nd thu. hold the lumb.r pric.. /..-1 OWn.r elect. to ...k. . 10. pr.payment to "lock in" the coat of lUllb.r. /..-1 OWn.r elect. to t.k. the ri.k of .n incr....d cost for lumb.r. WITNESS: 17. Conf.ssion of Judlllllent. A. furth.r coll.t.ral to ..cur. Owner'. pro.1a.. to p.y the Contr.ct Pric., upon d.fault of .ny paym.nt provid.d for in Articl. 2 .fter the paym.nt due d.t.. the Own.r doe. hereby .uthoriz. .nd empower .ny .ttorney of .ny Court of R.cord of Pennsylv.ni. or .ls.where to appa.r for .nd to enter judgm.nt .g.in.t the OWn.r, .t .ny time .ft.r the data h.reof .nd with or without. d.cl.ration, in f.vor of the Contractor, it. .ucces.or or ...ign., in tha tot.l amount of the Contr.ct Pric. ..t forth in Articl. 2 .bov., which judgm.nt .hall b. ..cudty for .nd m.y b. .nforc.d to collect any .UII which may b. due and p.y.bl. by the Owner under the t.rm. of thll Contr.ct and .ny .uppl.m.nt or ....ndm.nt th.r.to or m.y b. due .nd pay.bl. oth.~'i.. .. dam.ge. by the OWn.r in c... of bre.ch of this Contr.ct and any .uppl.m.nt or ....ndm.nt th.r.to by the Own.r, with int.r..t, co.t. of .uit, . full r.l.... of .11 .rror., without .t.y or .x.cution, .nd with 5. .dd.d .. . rell8on.ble .ttorn.y'. fUll; .nd the OWner do.. h.reby waive .nd r.lea.. .U benefit .nd .dv.ntage of any and .U .pprah.llent, st.y, or .x.mption law. of .ny .t.t. now in forc. or hereafter to b. p.ued. AT TilE TIME OF TilE SIGNING OF TIlIS CONTRACT, CONTAINING TilE PROVISIONS FOR JUDGMENT BY CONFESSION TilE OWNERS, DO IlEREBY STATE, TIlAT THEY !lAVE EARNINGS IN EXCESS OF $10,000.00 ANNUALLY. · BR&R d..iln ...ociat.. 1994 - 6 . ...... ....... 17.1. Thi. Contr.ct i. propo.ed by BR6R end accepted by Owner in Cumberland County, Penn.ylv.nia ar.d the partie. .gree that any dbputu between them regarding any ..pect of the Work will be fin.lly ruolved by arbitration or court action in Cumberland County. Penn.ylvania. 17.2. Collateral DaDO. it in Lieu of Conf...i~. In lieu of grantlnl the Article 17 pow.r of attorney to confe.. judgment abuv.. Own.r agree. that Contractor'. attorn.y may hold the following .ecuritie., c.rtificat.. or other collat.ral with .ppropriate executed .tock power. or endors.m.nt or power. of attorney ill favor of Contractor in the _ount of $100.000.00 ae collateral for Own.r'. performance hereunder. to ba delivered to .aid attorn.y at the time of Owner'. execution hereof. 18. Correction of the Work. Contractor and Owner will monitor the Work closely and Contra.::tor invite. Owner to participate in pre-draw in.p.ction.. Own.r agr.e. to ex.rci.e re..onable diligence in ..certaining .nd r.porting to Contractor a. Work under this Contract progr...... any defect.. d.viation. or deficiency in performance or .aterial in the Work. Contractor .hall promptly correct Work which do.. not conform to the Con.truction Docum.nt.. Th. failure of Own.r to inform Contractor, ehall be con.id.red . waiv.r of eny clai. by Owner there.ft.r for .aid d.fect. deficiency or deviation (excepting only latent or not .a.ily di.coverabl. d.f.ct., if any) unle.. Own.r 4gr... to the correction a. Additionel Work, if necee.ary, in the .ole dhcretion of Contractor. Owner agr.... thet any progre.. p.yment. made by Owner or on Owner'. behalf a. .et forth in Article 2 of thb Contract. ehall b. deem.d in full and complete accept.nce of the Work p.rformed by Contractor up to the time of .aid payment. except for tho.. d.f.ct.. deficiencie. or d.vi.tion. which Own.r ha. advis.d Contractor of in writing at the pre-draw in.pection or otherwi.. e. herein .et forth. 19. Notice of Comaletion: Final IneD.ction. Exc.pt a. .et forth herein.fter, the Work .hall be con.idered .ub.t.ntially compl.ted when it ha. been con.tructed in eubstantial conformanc. with the plans and .p.cification. her.inabove m.ntioned, or if required. wh.n a C.rtificate of Occupancy has b.en issu.d or wh.n said Work has pa..ed final insp.ction by the municipal, borough or township building insp.ctor. or lending institution. Upon compl.tion of performance of this Contract, Contractor .hall within five (5) days th.r.after, give Owner notice of said substantial compl.tion and Owner shall thereafter. within five (5) d.ys of said notice by Contractor, finally insp.ct the premi.e. with a repre.ent.tiv. of Contractor and advi.. Contractor. in writing of any defects, deficiencies or d.viation. in mat.rtal or labor in Work completed alnce the l.st in.p.ction. Failur. of Owner to: (1) Finally insp.ct; and (2) Civ. notic. a. aforesaid; and (3) Enumerate said daf.ct., .hall b. de.med a waiv.r of any claim thereaft.r by Own.r of or for .aid defect, defici.ncy or d.vi.tion (.xc.pting only latent or not e..ily di.coverable d.fect., if any) and Owner do.. h.reby release Contractor from any clai. ari.ing ther.from which would have occurrad since the last in.p.ction. 20. Warranty: In8Deetlon Procedur.. Contractor warrants that for . period of one (1) y.ar from the date of the completion. Contractor will r..edy e 6R6R d..ign es.ociate. 1994 - 7 - ...... '- or replace or repair defective Work or defective .at.rl.ala in the Work. Th. liability of the Contractor undar thb warranty shall b. limit.d to the replac...nt or correction of said daf.ctiv. .et.rial or workmanship and no oth.r claims snd d.mands whstso.v.r shall b. mad. upon or requ~red to b. allowed by the Contractor. Exc.pted and .xclud.d from the .fore..id werranty, .hall be chips, breaka, scratch.s or mars in any ut.rials uud in the hom., that sre not itemized in writing to Contractor prior to po.....ion; frozen pipes, brick discolorstion; floor squesks; caulking and grouting, ground eettlement; wsrpage or other dafichncies resulting fro. Own.r' s fallure to control humidity; grading problems, cracks in concr.te, drywall or plest.r, b~ick or wood; shrinksg. and other settl.m.nt probl.ms; vsriations in stein.d wood such as cabinets, door or trim; drywall nail pops. No warrsnty ahall apply to outald. fre.-flowing concrete slab work. No warranty shall apply to damages caused by weath.r condition., water .eepsge, land settle.ent, site conditions, termitea or other insects. It is hereby agreed and undsrstood that this warranty applies only to such items ee bear no manufacturer's warranty covaring any item furnished under this Contract. NO OTHER WARRANTIES; EITHER EXPRESS OR IMPLIED SHALL APPLY TO THIS CONTRACT. THE WARRANTIES CONTAINED HEREIN ARE PERSONAL TO THE OWNER AND ARE NOT TRANSFERRABLE OR ASSIGNABLE AND THE OWNER DOES HEREBY EXPRESSLY WAIVE ANY OTHER WAIUWlTY. 20.1. In the event th.re are eny warranted defects in workmanship or materiels in the Work, within the aforeeeid one (1) yeer period, Own.r shall promptly give Contractor written notice of eam. and Contrector shall be afford.d the opportunity to remedy, replace or repair the said defective Work. Owner's failure to give Contractor written notice as aforesaid and Owner's failure to afford Contractor the opportunity to replace, repalr or remedy the said defective Work or material shell constitute a waiv.r by Owner of any claim by Owner for said defective material or workmanship. 20.2. Contractor agrees thst all manufacturer' a Warranties will pas. through to Owner with Owner's Final Payment hereinunder. 20.3. Warrenty service sh~ll be provided forty-five (45) day. after settlement, if required, and again one (1) year after settlement, if required, unless there is an emergency. 20.4. Owner may, if Ownar elects, purchue a Ten (10) Year Ho.e Owner's Warranty. 21. Entire Contract: Chanus. It h understood and agreed that the entire agreement of the parties is contained in this Construction Contract as described in Article 5. ANY OTHER WRITTEN AGREEMENTS REQUIRED &Y A FINANCING INSTITUTION HEREAFTER SHALL &E SUPPLEMENTARY HERETO. No changes will be made in the plans and specifications unl.ss a Change Order haa been prepared in writing, signed by the ContU'ctor and Owner, specifically stating the detans of the change in construction and the additional cost thereof or credit to be sllowed against the contract price. Contrector reserv.s the right to refuse to submit or approve change orders which would result in a substential diminution of the Work or substanthl modification of the plans end specifications, unlaaa otherwise sgreed to by the Contractor and Owner in writing. · &R&R design associate. 1994 - 8 . - -- Schsdul. "8" Schedule 8..1 Contr.~tor'. Fe. far Additional Work .. .Coat Plu.- B-l.l. In the .v.nt that Additional Work must b. don. to complete the Work, th.n Owner .greu to comp.nsat. Contractor by prefund.d Chsng. Order for the Additional Work .s follows: Th. Cost of the Work plus a 15' p.rcentag. p.ym.nt times the Cost of the Additional Work for Contr.ctor's overh.ad .nd profit. Th. Coat of the Additional Work shallm.an costs n.c....rlly incurr.d by thft Contractor in the proper p.rformance of the Addition.l Work including the cost estim.te of any subcontr.ctor(s), the w.g.. of construction workera directly .mployed by the Contrsctor, w.g.a or dr.ws of Contr.ctor's partn.rs or auperviaory .nd administrfttiv. p.rsonnel, .nd costs for benefits of all such personn.l. 6-1.2. All w.lk.ln clout interiora as well as .11 custom work such as custom furniture, c.bin.try, built-ins, etc. shall b. consid.red Additional Work. B-l.3. In .ddition, Contr.ctor Reimburs.ble Expens. (aa defin.d in standard AlA Doc. of 1.2 tim.s the amounts .xp.nded. shall b. r.imburs.d for 8141 (1987)) in the amount Schedule B-2.. Owner'. Ri.k. in the Contract Price 6-2.1. Lumb.r Pric.s. Unl..s Own.r h.. .lected to pr.pay und.r Article 16.3, any incr.... in lUllber pricas which occur. during the p.riod between contract .x.cution .nd p.rformanc. .h.ll b. p.id by Own.r. If the incr.as. in lumb.r pric.., exclualv. of any other pric. chang.a, c.us.s the Tot.l Contract Pric. to incr.... by mora than ten (10') p.rcent due to .n incr.... in lumber pric.s, the Contr.ctor shsll promptly giv. writt.n notic. to the Own.r of thst f.ct b.for. h. purchases the lumb.r. 6-2.2. Conc.aled Condition.. Own.r bears the risk of .dditional cost due to conc..l.d conditions .t the sit. .s p.r Articl. 16.1 and 16.2 of the Contrac t. B.2. 3. Unanticinated l..e,ialative or Interoret!ve Chanita.. The Township, DER, and Department of Labor .nd Industry approve dwelling. and installations within th.ir proviaions on the baals of .tatutes and ordinanc.s and local int.rpretation. of .am. which .r. subj .ct to unanticipated change.. Own.r bears the rbk of .dditional coat for un.nticipat.d changes in int.rpret.tion and in the ordinanc.s, st.tut.s, .tc. s BR6R d..i<<n associ.t.s 1994 ...., - Sch.dul. .C. OWNER'S RESPONSIBILITIES, SEPARATE COSTS, OWNE~'S WORK Thi. Sch.dule .C. i. int.nded to inform and outline for Own.r. who may be undert.king a realdential bullding project for the firet time their r..pon.ibilitie. with re.p.ct to the Proj.ct in .ddition to paying the Contr.ct Pric.. Further,.o thet they m.y .nticipat. cert.in f.e. and co.ta which .re not included in the Contrect Pric., or routin.ly identifi.d in the Con.truction Contr.ct, these .re esti.at.d in check lilt fa.hion. Finally, th.re b . sub.ch.dul. .etting forth ..ch p.rty'. exp.ctation with resp.ct to Owner'. Work. Sch.dul. C.l . Owner'. R88Donaibilltl.. C-l.l. Prior to co_enc.ment of the Work, the Owner .han furnish. 1.1.1 description and. certifi.d lend .urvey of the Premi..., giving, as .pplicabl., gredes .nd lin.. of .tr..ts, .lleys, pavem.nt. and .djoining prop.rty; rights-of-way, r..trictiona, eas.m.nt., encro.chm.nt., zoning, d..d re.trictiona, el.v.tion. and contour. of the sit.; loc.tion., dimensions and complete d.ta p.rtaining to .xi.ting bullding., other improvement. .nd tre..; and full inform.tion conc.rning .vailabl. ..rv.. and utility lines, both public and privat., .bov. and below grad., including inverts and d.pths. C-l.2. Th. Own.r .hall furnish .ervices of geotechnical engine.r. and oth.r con.ult.nt. when .uch ..rvic.s .re deemed nec....ry by .ny gov.rning .gency that has the .uthority to do .0 and/or the Contr.ctor. aeotechnic.l .ngin.ere or other consult.nt. .hall be .elected by mutual .greem.nt. Such s.rvices shall includ., aa r.quir.d, .pplicabl. t..t boring., test pit., .oll bearing v.lue., percol.tion te.te, air .nd w.t.r pollution teats,. nd other nec...ary oper.tion. for det.rmining .ub30ll, air .nd wat.r conditions, with r.ports and appropri.t. profe.sional r.colDIDendation.. C-l.3. Th. servic.., informetion, .urv.ys and report. r.quir.d by Article 1.1 .nd 1.2 .hall b. furnbh.d .t the Own.r's expen.., .nd the Contractor .h.ll be entitl.d to r.ly upon th.ir accur.cy .nd compl.t.n..s. C.l.4. If the Owner ob.erve. or otherwi.e becom.. .w.r. oi .ny fault or d.f.ct in the Work, the Own.r .h.ll give prompt oral notic. .nd, if nec.se.ry, writt.n notice thereof to the Contr.ctor. COl. 5. Th. Own.r .hall furnbh required information .nd ..rvic.s snd shell r.nd.r decbions with re..onabl. promptness to svoid del.y in the orderly progre.. of the Contractor'. .ervic... C-l.6. Th. Own.r .h.ll cOlDIDunic.te with other contr.ctors only through the Contr.ctor. Deposit for Schedule C Initi.l Owner Expens.. E.tim.t.d Total Due .t Sign1na +15t - + 15t - Exp.nse. due within t.n day. of invoic. +15t _ · BR&R d..ian ...ociat.. 1994 . '-'" - Sehadul. C.2 . I.tim.tad P.rml~ ~... C-2.1. Permic.. Th. Owner .grees to pay the co.t. and fe.. n.c....ry to bring the .ew.r, nstural g.., wat.r and el.ctric .nd other utlliti.. to within five (5) feet of the dwelling hou.e. Th. Own.r heraby .uthoriz.d and appoint. Contr.ctor to obtain .t the Own.r'. .xp.n.e, all n.c.s..ry p.rmit., in.pections, ..al. or .uthorizations from .11 municipel bur..us and d.partment., priv.t. flru or utilitie. which may be required for the con.truction or occup.ncy of .aid dw.lling hou.., .nd to that end, authorizes the Contractor to sign their naIII.. to .ny applic.tions for .uch permit., inspection., ..ale or .uthor lzations . C.2.2. Th. OWner .hall cooperate with the Contr.ctor in identifying r.quired perm1t., 11c.ns.. .nd in.p.ctions, and .h.ll taka .ppropriat. action with r.a.onabl. promptn.... The following permit f... ar. norm.lly expacted to b. p.id by Own.r in addition to the Contract Price. Contr.ctor will normally b. .bl. to provide on. day'. advance notic. to the Own.r of the nec..sity for the payment. 1. Recording F.. - W.iv.r of Liens 2. Sew.r Modul. Application F.e 3. Storm Wat.r Application F.e 4. Building P.rmit Applic.tion 5. Exterior F.e. to S.wer .nd Water Authority 6. Extenaion Fe.. to Ca. Company & PP6L 7. Electric.l In.pection 8. Plumbing In.p.ction 9. Occupancy P.rmit The publhhed schedule of f... for Silver Spring Town.hip i. att.ch.d .. part of Schedule C-2, Pas. ___' Sehadule C.3 . Own.I.". Work C-3.1. Th. Owner ha. agr.ed to do the following Work: C.3.2. Contr.ctor will provide a .chedule to Owner for Owner'. Work. In the ev.nt Owner does not .ch.dul. Own.r Work at the proper time or do.. not promptly complete the Work h. i. obliged to do hereund.r, Contr.ctor may complete .... .nd Owner .hall pay Contractor'. cost plus 15. for ov.rhead, .uperv1aion, work and ..t.riale from Sch.dule "B." Should the Owner, in the .ola opinion of Contractor, interfere w1th the con.truction or fail to make echedul.d p.ym.nt. wh.n r.qua.ted, Contr.ctor ..y con.id.r .uch failure a bre.ch of thi. Contract .nd th.t bre.ch wlll excus. Contractor from further perform.nc. .nd Contr.ctor .h.ll receiv. all .um. due h.r.under, including lost profit. C-3.3. Unfinish.d Soacets). Own.r .gree. that the following space(s) will r.main unfinish.d by the Contractor .nd are the re.ponsibility of the Owner to finish if they so choo..: b...m.nt. .ttic · BR&a d..ign a..oci.te. 1994 I'i. /'1 t"l" "\ ""'" "F 't-:~i~...,i' " 'i.' I "'::';'f: I r"'~"; .! I ;yh-':/'! :;t\,' '" rm::r: " 'H,' .~ - "t;t , " /t-,'''H;J,',H,",",,,,-j''-''-''',, I' . Illhlblt . ",' " ,"w , 'm.......~"" \ . _N,titl"\1ft'Ii"'''' ..,,_,..,..-1'''' " ..! I , " ,.;-"'~~". _,~l.'_. ~I _'.I",r ~j,".":- 1_ ..4>,t r. " - 01,' ,I , , 'II. "'! 1\' , 't;, "I i.r ~1 J'1 ,. r ,I I p' i '~I J'I' , F, 4.' \ /' it \ . ~~i; j;'>\ !. lr.ll ,( '11',,1 ;;'~, , ,'~t{ I {(ji ,I; J\ (il!_ '1!~ J ,Ii 11 ',I,. ~ :Ii ; '. ~ ':'I.l'~~ I"":';' , '~'l, I "~i , :i .~ '}'I',J ,,~ " l .,' ." ",1,1 1'1_, ~'Jr ,.1 ,.J I H'_ill '....'1":1' in - I . 1.,-' ~~l!;l ,"t ' , I, ' ~.ill ~ " 'jl"...J' - 1711"''''''1 '... .. '. " ' ' ".AI"~'~~T"~.""- - '--" ~ , '~ .hl' \"~1! '; 'f'j"'I",,',i~_:'f4\-.I,,/J'I\lf'_C-'; -f'; '(il,\ Exhibit 0 \" 'I" ' " , I' !i , J I' :f'j" i,' , , , ,;/1 ,~; f' J; II" .I, , , t " 'j-I 1:;1 !. hi \'(,,' \1:, I:' .,1 l :\ [ 1 1 r ! l , ' " " " t , ..,.".,'J;".....Jj_\."'.w\H"..I'._,,t{bj.!""j~-ckj.,"..,t.."",.,'I":-' .-;,-, '~ ''":',.-......,.\;f , I I I It. t~ :t._~~,'I,.Ji;,'i-i~.~Jll'I"i.i~~,."t'''''' , ' , . 8 R & R --SWIgo..mwis\W William & Leslie Branch 4 Tru(fle Glen Road Mechanicsburg, PA 17055 1839 RUDY ROAD' HBG" PR 17104 March 19, 1996 BRANCH RESIDENCE Summary of outstanding contract charges as of March 19, 1996: (non-payment of contract fees and late charges) Amount Billed Amount as of 3/19/96 Billed as Late Charges including all lnY~ DescriDtion pf 2-9-96 2/10/96-3/19/96 fees & late charlles 7th Draw Contract Draw $ 45,000.00 Per Inv. #31 $ 45,000.00 8th Draw Contract Draw 41,440.00 Per Inv. #31 41,440.00 Jnv. 27 C.O.I-24 88.463.14 Per Inv. #36.35,34 88,463.14 Jnv. 28 C.O. 25-44 30.111.82 Per Inv. #37 30,111.82 Jnv. 29 Postage and printing 295.85 295.85 Jnv. 30 Fuel & Eng. 2.823.16 2,823.16 Jnv. 31 Late charge on draws 3.875.00 3,300.00 7,175.00 Jnv. 32 Bridge Loan 927.31 927.31 Jnv. 33 Penalties, supplies & sub. 1,209.91 1,209.91 Jnv. 34 Late charges C.O. 1,3& 4 15,090.00 2,475.00 17,565.00 Jnv. 35 Late charges C.O. 5-~, 11, 12 27,450.00 4,950.00 32,400.00 Jnv. 36 Late charges C.O. 2,9,10, 13-24 22.125.00 12,375.00 34,500.00 Inv.37 Late charges C.O. 25:43 3,325.00 15,675.00 19,000.00 Jnv. 38 Early move-in 15,000.00 15,000.00 Jnv. 39 Anomey Fee 16,875.77 16,875.77 Article 17 Article 17 Article 17 $314,011.96 $38,775.00 $352,786.96 C.O.44 Extra Site Work 1.604.40 Total Due ~~~4,39q~, + NOTE: As per Contract, any payments late of due dates will be assessed further non- payment charges. c:: \aurtnI\branctl\a'UM\&r'Y. )1.4 717 '232 '3748 .".... ' , is further admitted that Cornelius Rusnov received architectural education and training and that Sandra Rusnov received education and txaining in construction technology, civil engineering and architecture. The remaining averments are denied. 4. Denied as stated. To the contrary, an improper petition to compel arbitration was filed in this case. There were no claims for relief asserted. 5. Admitted in part, denied in part. It is admitted only that the agreement was prepared in form by BR&R after negotiations with Defendants. By way of further answer, after rea.onable investigation, Defendants are without knowledge or information sufficient to form a belief as to the truth of the remaining averments contained in paragraph 5, and therefore, the same are denied. Proof, thereof, if relevant, is demanded at time of trial. 6. Denied in part, admitted in part. The averments contained in paragraph 6 constitute conclusions of law to which no response is required and therefore denied. It is admitted only that Exhibit "A" appears to be an accurate copy of the original, which, being a writing, speaks for itself and requires no answer, 7. Admitted. 2 23. Denied. Said charges are proper and are for work requested by Dehndants beyond the scope of the original agreement, By way of further answer, the remaining averments contained in paragraph 22 constitute conclusions of law to which no response is required and therefore are denied. 24. Denied. The averments contained in paragraph 24 constitute conclusions of law to which no response is required and therefore are denied. Furthermore, the Construction Contract, being a writing, speaks for itself and therefore no response is required, 25. The Construction Contract, being a writing, speaks for itself and therefore no response is required. 26. Denied. The averments contained in paragraph 26 constitute conclusions of law to which no response is required and therefore are denied. By way of further answer, all "change orders" reflect work actually requested by Defendants and performed by Plaintiffs, in reliance upon promise of payment in full. 27. Denied. The agreement, being a writing, speaks for itself and no response is required. By way of further response, said exhibits speak for themselves and therefore no response is 6 .. ,I i',' .", I" ." i ,.,' I ' .ow..al~ ~'"UQ"'\.T. aUNDUl . , .'. All'Cl'.VeAT aAW: . , . ...."""..IT " . __.;.IIII......yAIIIA UOI' lILlI'tlONI c;..,... n i a '.1 ) 't ~ , I," " .' ... " '/", , ..--- BR'R DESIGN ASSOCIATES Plaintiff, IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA v. No. 96-1742 CIVIL TERM WILLIAM BRANCH AND LESLIE BRANCH Defendants. CIVIL ACTION - LAW ..PLY AND NOW, come the Defendants/Petitioners, William Branch and Leslie Branch, by their attorneys, Fowler, Addam/il, Shughart , Rundle and make the following reply to the Plaintiff/Respondent's answer with new matter: 29. No answer is required. 30. The conclusion of law is denied, 31. The conclusion of law is denied. 32. The conclusion of law is denied. The entry of judgment by confession by the plaintiff was effected in bad faith, The remaining allegations are denied. WHEREFORE, the defendants/petitioners demand that the judgment improvidently entered by plaintiff be opened or stricken. FOWLER, ADDAMS, SHUGHART & RUNDLE By: }/~./'? ' ,'/ ~ ---" ~fi(~~f fd~ Supreme Court 1.0. No. 06265 28 South Pitt st., P.O. Box 208 Carlisle, PA 17013 (717) 249-8)00 Attorneys for Defendants/Petitioners Of Counsel: Edward C. Toole, Jr. Supreme Court 1.0. No, 04855 Clark, Ladner, Fortenbaugh , Young One Commerce Square 2005 Market Street Philadelphia, PA 19103 Lawrence B. Abrams, Esquire Attorney I.D. No. 18028 Thomas A. French, Esquire Attorney I.D. No. 39305 Thomas C. Zipfel, Esquire Attorney I.D. No. 76964 Rhoads & Sinon One South Market Square, Twelfth Floor P. O. Box 1146 Harrisburg, PA 17108-1146 Attorneys for Plaintiff BR&R DESIGN ASSOCIATES, Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA NO. 96-1742 Civil Term v. WILLIAM BRANCH and LESLIE BRANCH, his wife CIVIL ACTION - LAW Defendants NOTICE OF SERVICE TO THE PROTHONOTARY Kindly have notice that on the 24th day of May, 1996, a Response to Defendants' First Request for Production of Documents was served by United States mail, first class, postage prepaid upon John B. Fowler, III, Esquire, Fowler, Addams, Shughart & Rundle, 28 South Pitt Street, P.O. Box 208, Carlisle, PA 17013. RHOADS & SINON /104465 . /.-', C / / "c,'/" Lawrence B. Abrams Thomas A. French Thomas C. Zipfel One South Market Square Twelfth Floor P.O. Box 1146 Harrisburg, PA 17108-1146 Attorneys for Plaintiff By: _.- -..-. BR&R DESIGN ASSOCIATES Plaintiff, IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA v. No. 96-1742 CIVIL TERM WILLIAM BRANCH AND LESLIE BRANCH Defendants, CIVIL ACTION - LAW ..TITIOM TO O..M/ITaIX. JUDGK.MT AND ITAY .aOC..DIMG8 Defendants/Petitioners, William Branch and Leslie Branch, through their counsel, Fowler, Addams, Shughart & Rundle and Clark, Ladner, Fortenbaugh & Young, hereby petition this Court to Open and/or strike Judgment by Confession entered against them, and aver the fOllowing in support thereof: 1. William and Leslie Branch, named defendants, reside at 4 Truffle Glen Road, Mechanicsburg, Pennsylvania 17055, 2. BR&R Design Associates is a Pennsylvania partnership, maintaining its principal place of business at 1839 Rudy Road, HarriSburg, pennsylvania 17104. 3. The principals of BR&R are Cornelius Rusnov, an architect by education and training, and Sandra Rusnov, a civil engineer and interior designer by education and training. 4. On or about March 4, 1996, BR&R was named as a party defendant in an action entitled: Branch, !It al v, BR&R Desian Associates, No. 96-1182, civil Term, Court of Common Pleas for the County of Cumberland. This action was predicated upon the failure of BR&R to fulfill its contractual Obligations to design and construct a home, The areas of structural and other material deficiencies are set forth in greater detail below. 5. The Construction Contract (appended as Exhibit A to the Complaint tor Confession of Judqment), which forms the sUbject matter ot the dispute, was prtipared by BR'R. An important inducement and consideration for the Branches to accept and enter into the Construction Contract was tho opportunity to utilize the architectural, engineering and interior design disciplines, skills and expertise of the two principals of BR'R to design and construct a home. 6, The Construction Contract contains a clause providing for arbitration as a means for dispute resolution, By letter dated February 26, 1996, directed to its counsel, BR'R was formally notified of the need to remediate, absent which arbitration would be pursued. A copy of the notification letter appears a. Exhibit A. 7, Accordingly, on or about March 18, 1996, a Petition to Compel Arbitration was filed at No. 96-1182 civil Term. The PetJ.tion appears as Exhibit B. 8. Thereafter, the Honorable J. Wesley Oler, Jr. entered a Rule upon respondent to show cause why it should not be compelled to arbitrate the dispute between the parties, A copy of the Rule, dated March 19, 1996 is attached as Exhibit C, 9. Instead of responding to the merits of the Petition to Compel Arbitration, BR'R filed preliminary objections, essentially raising specious defenses, -2- 10. The fact notwithstanding that a substantial dispute regarding performance of the Construction Contract by BR'R is extant, on or about April 1, 1996, BR'R filed a Complaint For Confession of Judgment at the above captioned number and term. 11, The alleged basis for the judgment by confession is the failure of the Branches to fund "change order" payments, as well as other charges, many of which have been unilaterally asserted, ostensibly arising urlder the Construction Contract. 12. The confession of judgment provision (Which appears at Section 17 of the Construction contract) specifically provides for confession only where entered to collect any sum which may be due and payable, as well as for the satisfaction of damages in case of breach of contract by the owner. 13. The Complaint fails to set forth the fact that, during the course of construction of this project, BR'R substantially breached the contract at issue by failing to perform in accordance with ita terms. 14. As eet forth in the Petition to Compel Arbitration, which was received by BR'R several weeks prior to the institution of this action, BR'R's performance in the design and construction of the dwelling has been materially deficient in several respects. Subetantial structural problems have been uncovered by consulting engineers, including the lack of structural integrity in several locations. BR'R has received actual knowledge of these structural deficiencies, in the form of reports prepared by Roger J. Olson, -3- professional Engineer, both of which have been forwarded to BR'R, in an effort to obtain voluntary remediation of the.e .ub.tantial structural deficiencies, The reports, dated January 22, 1996 and February 19, 1996, are attached as Exhibit 0, Thus, BR'R received actual notice liS early as three months ago that substantial structural deticiencieo in the construction and design were extant. This fact notwithstanding, BR'R has attempted to avoid alternative dispute resolution via arbitration, and instead has proceeded by confessing judgment. The structural deficiencies, as set forth in the Olson reports, can be summarized as follows: a. out-of-plum wall, living room which can be visually observed by almost 1 inch in 6 feet, b. Floor sag, dining room and foyer, with an attempt by BR'R to use 2 x 4 shims at the bottoms of the floor joists in order to attempt to level the ceiling, rather than add an additional girder and supporting columns. c. Master bedroom floor sag and deflection, To correct this deficiency, an additional support girder needs to be installed. d. In addition, the professional engineer observed that BR'R attempted to use a patch "that didn't work" in correcting the noticeable floor sag where deflection is pronounced. e, Floor sag and slope under south section of house. Again, caused by the lack of satisfactory structural framing plan or a complete lack af any framing plan. f, It was further observed that BR&R installed girders which did not run the full depth of the crawl space and are supported "temporarily" on steel adjustable jack posts. This construction was implemented by BR'R in order to avoid the cost of two additional girders extending the entire depth of the crawl -4- space. It was further noted that the original girder i. shilll1lled up by a wood block, which b characterized as a poor building practice, in lieu of a proper concrete brick or steel shim, other examples or structural deficiencies appear in the Olson report datod January 22, 1996, including lack of proper fAstening of jack posts to wood girders; additional floor. not being level; inadequate heating system; improperly installed exterior siding. 15. The fact notwithstanding that actual notice was received g. regarding the existence of substantial structural deficiencies, BR'R has refused to remediate, in violation of its representations and warranties under the contract, as well as mandated by the law of this COlll1llonwealth regarding new construction, 16. The contractual undertaking to remediate construction deficiencies which BR'R is violating provides as follows: 20. Warrantv: InsDection Procedure, contractor warrants that for a period of one (1) year from the date of the completion, Contractor will remedy or replace or repair defective work or defective materials in the work, 17. Thus, having received actual knowledge of the existence of substantial and material defects in design and construction by BR'R, payment has been properly withheld, pending resolution. 18. In accordance with section 4 ot the Construction Contract, completion was required by August, 1995. On or about December 17, 1994, the Branches entered into an agreement of .ale for their former home which provided for settlement on July 29, 1995. Prior to entering into said agreement, the Branches obtained -5- a.surance. from BR&R that their new home would be completed by August 1, 1~95. To date, some nine month. later, construction i. by no mean. complete. These facts notwithstanding, BR&R has refused to recognize its relJponsibilities for remediation and completion in material breach of its obligations under the Construction Contract. 19. Likewi.e and in accordance with Section 4 of the Construction Contract, construction was to begin by February, 1995. At that time and by its own admissions, BR&R was behind schedule and overbooked with construction projects, Construction did not begin until early April, 1995, and shortly thereafter, Sandra Rusnov ceased to participate in lending her skills and expertise to the design and construction of the home in material breach of BR&R's contractual obligations. 20. with the consent of BR&R and on November 22, 1995, the day before Thanksgiving, the Branches moved in and took possession of the home prior to its completion. A copy of BR&R's consent endorsed on Section 15 of the Construction Contract is attached as Exhibit E, 21. In addition to the serious structural deficiencies as set forth above, workmanship has been deficient resulting in the enumeration initially of over 100 separate and distinct deficiencies, all of which were reported to BR&R and most of which it refuse. to correct, Lists of deficiencies were furnished to BR&R on at least two separate occasions, the most recent of which -6- on February 8, 1996, is appended aD Exhibit F. 22. Again, rather than fulfill its contractual obligations to complete the home in a good and workmanlike manner, BR'R has entered judgment by confession, in bad faith. 23. Apparently cognizant of the fact that construction and design have been deficient, reSUlting in exceasive act'.lal or anticipated remediation expenses, BR'R has fabricated substantial and unsupported "surcharges", even though the items represented thereby are properly included in tho "not to exceed" contract price os originally negotiated. 24. Further, inflated and truncated charges have been aaserted by BR'R, ostensibly for "change orders" and surcharges as aforeaaid. In this regard, the Construction Contract provides a specific and orderly method of processing change orders: 2.1 Chanqe Orders, Owner acknowledges that authorized price adjustments will be made by written Change Order from time to time as signed by Owner unless such price adjustments are pre-authorized by Owner... . 25. In addition, the Contract provides: 2,1,1 The Contractor shall prepare Change Orders f or the Owner's approval and execution"" 26. The purpose of both provisions is to assure that each and every contemplated change is authorized, understood by both parties and, of course, with concurronce on pricing, These expre.a provisions notwithstanding, BR'R failed to prepare timely change -7- ordera ea\d to obtain owner'a prior written approval. matead, BR&R prepared an array of truncated, after-the-fact "chanqe orders" which were submitted to the Branches in bulk on December 9, 1995, well atter the underlyinq controversy had surfaced, all in direct violation ot BR&R'a undertakinqa under the Construction Contract. 27. The Conatruction Contract provided tor a periodic payment achedule predicated on achievement ot levels ot completion. Each "draw" is depicted at Schedule A to the Construction Contract and entitled "Residential Dwelling Drawing Schedule". At the time that the substantial deticiencies in design and construction were discerned, six ot the ..ight draws had in fact been paid by the Branche.. In an eftort to seek amicable resolution in good faith, the seventh draw was in tact tendered to Lawrence B. Abrams, III, Esq., counsel tor BR&R, for safekeeping and delivery to BR&R on condition that it complete the contract and remedy defective work within a reasonable time and without delay, Indeed, by letter. dated February 5 and 8, 1996, Attorney Abrams was notified ot the conditions under which he was authorized to release draw #7 in the sum of $45,000 to BR&R and of the provision for the Branches' payment ot draw #0 as soon as the work is substantially completed, Copies of the February 5 and 8 letters are appended as Exhibit G. Thus, the tact that payment of the remaining draws was provided for, BR&R nonetheless chose to seek judgment by contession in tlagrant disregard of its obligation to complete the contract and in bad taith, -8- -' - J EXHIBIT A f . I'M' , " I"~ I ;i ....... I - , . .4'h-'-"h I I II I i!itli}11-.I.,' .l,\1.N!'\Y':'1"lt' ,. . '.; -,' I. '~,', ~ _ ',.-'f'~lF-, ."y d;i~'tj I IXHIBIT . 'I ;,d " ,I ~ \Pttll.AOl\'OIWOI~1 'I (c) Workmanship has been materially deficient, resulting in over 100 separate and distinct deficiencies reported to respondent requiring remediation; (d) Surchargcs have been asserted by respondent for items properly included in the "not to exceed" contract price; (e) Change orders wcre improperly processed, thereby resulting in the imposition of additional charges without prior approval, or otherwise without proper foundation for establishing entitlement to extra payment. 8. As a result of the failure of respondent to remediate material deficiencies, including matters of structural integrity, respondent was advised that the contract has been materially breached, for failure of respondent to fulfill its contractual obligations. Accordingly, respondent was removed from the job site and a substitute contractor engaged, 9. On March 4, 1996, the demand was made, seeking resolution by arbitration (EXhibit "B"). Despite petitioners' demand, respondent has refused ~o arbitrate this dispute. WHEREFORE, Petitioners request that this Court enter an order: (a) Directing that respondent proceed with arbitration of the dispute between the parties; (b) Mandating that the parties meet and confer for the purpose of establishing an appropriate means for selecting an arbitration panel, consisting of three persons: (i) an attorney; 3 - ;'." , ' J IXHltlT C . .' i, u -' ','rl" ",~'" ',1'1 ir' I', \i' ,I of EXHIBIT D "'I"'j,'!I'" . , , , , " " " " " ' ROGER .I. OLSON & ASSOCIATES PROFESSIONAL ENGINEERS' BUILDING CONSULTANTS 450 PAWNEE DRIVE MECHANICSBURG, PA 17055 TEL (717) 763.4001 . FAX (717) 763-0877 January 22, 1996 Mr. and Ms, William J, Branch 4 Trullle Glen Road Mechanlcsburg, PA 17055 Reference: Construcllon Problems New Single Family Residence 4 Trullle Glen Road Mechanlcsburg. PA 17055 Dear Mr, and Ms, Branch: At your request. I visited your home this morning, Purpose of my visit was to Inspect and discuss various construction problems and concerns you have with your residence, You have O,ccupled the home since the latter part of November. 1995, The house today Is habitable although there are significant construction deficiencies and considerable uncompleted work, You have brought me Into the project for my construction and engineering expertise, This morning you verbally described how the entire project came about, the timing, selecllon of contractor, and present status. You showed me some photographs of the house under construction, You described some of the construction problems, Ilooked through a reduced set of contract drawings although I did not see a copy of the specifications, We toured various rooms of the house and basement. I did not see the attic or enter the crawl space, You Introduced me to John Shunk, a building contractor from the Carlisle area who has worked for you in the past; the two of us looked at some of the construction problems and discL;ssed possible solutions, You furnished me a copy of your letter dated January 18, 1996 to the builder/designer, Sandra and Neal Rusnov which summarizes the project. problems, and unresolved items to date. You also furnished me an itemized punch list (undated) by area which totals 144 items. It would be superfluous for me to reiterate the various items on your punch lisl. You showed me enough items in our Inspection this morning to confirm that the builder/designer did In fact make some substantial errors in construction of the house, And, there is considerable work remaining, I, therefore, affirm your punchlist. -' Mr. and Ms, William J, Branch Januarv 22. 1996 Paae 2 We discussed the lollowlng deliclencles at length this morning: STRUCTURE: Because 01 physical conllguratlon, structurallramlng of this house Is complicated, Stick Iramlng. post and beam Iramlng and manufactured structural components Including engineered rool trusses are used, The contract drawings should contain structural drawings showing the size, location, and dimensions of all structural framlng,..1 did not see these drawings In the set 01 drawings you showed me, In order to more accurately diagnose structural problems, I recommend you request these drawings and the calculations to back them up from the builder/designer, Based upon visual observations, the construction photos. and checks with a level. it appeals tllat lolt and second floor iOddinys alt! bearing down tnrough a wall section in the dining room, This wall section loading lalls In the dining room floor, not over a supporting girder (located in the basement), Deflections have occurred, To correct this deficiency, John Shunk suggested Installing another girder in the basement (through the exercise room running lengthwise, north-south) which would carry the slgnillcant loading on this area of the house down onto the basement floor I concur with this suggestion, Cutting out the concrete floor where the center column bears and constructing a concrete looting to support this girder would be desirable, I also viewed the sagging beams and beam supports in the crawl space under the south end of the house, Adjustable steel jaCk posts have been Installed at various locations In an effort to correct this problem, Uneven flooring above confirms the problem, The adjustable jack posts bear on concrete blocks which are merely laid on the crushed stone crawl space floor, I recommend that suitable poured concrete footers be Installed under all adjustable jack posts in this area; recommended size 12" (depth) x 24" x 24", If there is a possibility crawl space temperatures wllllall below freezing, the lootlngs must be installed below frost line, I noted that the adjustable jack posts used in the basement are not fastened to the wood girders, Good building practice calls for fastening 01 the posts at both tops and bottoms to structure and looting, There is a problem 01 floors not being level in the master bedroom and your daughter's bedroom, The structural prcblems herein discussed play Into this condition, During our inspection we also noted a significant flex in the master bedroom floor, I recommend that structural framing drawings lor the house be reviewed to come up with a solutloln to this problem, HEATING SYSTEM: It is my understanding two propane tired warm air furnaces heat the building zoned into four zones, The furnaces are in attic spaces Warm air is distributed to the various living spaces through ceiling diffusers You have lived through two cold weather months in the house and find that heat distribution is unsatisfactory With bedrooms being excessively tlot and lirst floor too cold You also have disconnected Mr. and Ms, WIlliam J, Branch Januarv 22. 1996 PaQe 3 HEATING SYSTEM. CONTINUED~ the humidifiers after malfunctions and leakage Into the bedrooms below. Again, I suggest that you request construction drawings detailing the system Installed and heat loss design and distribution calculations from the builder/designer (and his HVAC subcontractor). With this Information It would be possible to accurately "trouble-shoot" the system, For example, I questioned how the zoning operates....does an automatic damper shut down the air flow to one of the zones with the furnace continuing to operate at full capacity? With complete drawings and specifications, this Information would be available A simplistic answer to the heating problem is installation of an additional furnace in the basement ducted to serve the entire first floor. Before jumping into this solution I recommend taking a closer leok at the distribution. Perhaps manual dampers could be Installed In the duct runs which would have to be changed going from heating 10 ('oollng modes Another possible solution would be installation of electric resistance healing at selected areas in the first floor, The bottom line here is to place the burden of correcting an unsatisfactory heating system on the back of the builder/designer, Based upon problems you are having with the heating system I question if similar problems will come to light when the cooling system is operational. EXTERIOR SIDING: I Inspected siding along the rear exposure of the house, A combination of cedar shakes and cedar bevel siding is used The trim detail used above the windows allows moisture to lay on the header trim strip rotting the trim strip and possibly penetrating the window opening, I recommend reconflgurlng the trim and siding so that moisture Is shed rather than laying on the wood trim and entering the window penetration, I would be happy to assist yuu ill lurlll!;lr Jtl$lJlving dlsput..s In this project through either on-site meetings or expert witness work If necessary, Enclosed is my curriculum vitae, Sincerely, \. LA- vu 0\- ^'-~"'- Roger J, Olson. P. E Pennsylvania Engineering Certification #012791-E C'..opy: John Fowler III w/copy of curriculum vitae Mr. and Ms, William J, Branch Februarv 19. 1996 Paae 2 Observations, Continued: 2.. Floor Saa Dinlna Room al'1d Fover: girder in the area of the concentrated load, The builder also apparently added plywood to the sides of two of the original manufactured floor joists in this section of the floor system, Evidently this was the builder's attempt to build a "box beam", We also noted the builder Installed 2 x 4 shims at the bottoms of the floor joists in order to level the gym ceiling, However, as viewed In the first floor, the floor stili Is not level In the dining room area and there Is considerable flex In the floor system, To solve this structural problem it Is our recommendation an additional girder and supporting columns be placed lengthwise In the basement gym under the concentrated loading from the floors above, The support girder should be Installed directly against the floor joists necessitating the removal of drywall and 2 x 4 shims, The support columns would be steel adjustable jack posts placed on adequate footings, a. Master Bedroom Floor Saa and Deflection: The builder has admitted to not taking adequate measures to protect the OSB subflooring from rainfall during construction, I understand the builder "corrected" the swelling of the sLlbflooring in this room by Installing an additional layer of subfloorlng and using a leveler along the south wall, In actual fact, the builder's correction was a patch that didn't work, The floor has noticeable sag, Deflection is pronounced, To correct this problem It is our recommendation that an additional girder be Installed In the room below (kitchen) running approximate mid span of the floor joists, north-south, Again, steel adjustable posts would be used to support the glrcier, It would be Important to obtain satisfactory bearing of the jack posts on structure below, The girder should again be installed against the bottom flanges of the floor joists Girder and support columns can be boxed in with drywalllinlshes to cause less of a negative impact to the kitchen space, 1.. Floor Saa and SloDe Under South Section of House: The builder, either due to lack of a satisfactory structural framing ricin or complete lack of any framing plan placed two additional girders in this lirst floor system as viewed In the crawl space, These girders do not run the full depth of the crawl space. They are supported temporarily on steel adjustable jack posts sitting on concrete "cookies", I understand the builder added this structural framing because floors were sagging and deflecting, There still is floor sag and deflection in this area of the building. To correct these problems we recommend that the two added girders be extended to the entire depth of the crawl space We also recommend that satisfactory concrete foundation pads be placed under all adjustable jack posts I noted In crawling into the crawl space that the original girder IS shimmed up by a wood block at the south concrete foundation wall.. this is poor building practice A concrete brick or steel shim should be used Mr, and Ms, William J, Branch Februarv 19. 1996 Pace 3 Observations, Continued: ~ Hie Rafter In Center Roof Structure: You expressed concern about the support of the hip rafter running from the center roof structure to a location over the laundry room, The end of the rafter falls In a location over a pocket door, Because of Interior finishes, It IS Impossible to see how the builder framed the support of the girder, Conch,lslons: 1, It Is abundantly r.lear the builder failed to satisfactorily size and Install structural members In various parts of this building. 2, I question if the builder ever developed a structural framing plan for the entire building. Due to the size and complexity of the structure, this framing plan would be a "must", 3. There are examples In the building construction indicating that the builder failed to follow good building practice, 4. II you accept the building "as Is" with Its various structural problems, deficiencies and lack of structural Integrity you in essence are accepting damaged goods. The value of the building has been reduced because of construction procedures and techniques used by the builder, Recommendations: 1, Corrective measures for the structural problems described herein should be undertaken, 2, Before any corrective work Is done on the living room, east three StOi y wall, I recommend the entire height of wall be checked for plumbness, It would be possible to do this with a ladder and plumb line. When this is done I also recommend that t~e wall be examined closely inside and outside for signs of structural distress (movement, cracks, pulled nalls, etc.). If any structural distress is noted. it should be documented with measurements and photogranh.c; 3. I reiterate the pOint that the builder should produce drawings and calculations for the building's structural frame. Hopefully, these will not be produced "alter the fact", Please call if you have further questions, Sincerely, ~\.)--U GcA^,-,\ ^'--_/ Roger J. Olson, P. E. Pennsylvania Engineering Certification #012791.E v Copy John Fowler, III ...... ~ " I. " , exhibit E J'I't_liJlk,ji'I__',' ,I', ", -"1.-' ., " ,I , , lHIOII site for construction thereon; that there Is public road access to the Premises. which mayor may not allow troublefree and uninterrupted movement of vehicles. machinery and equipment Inddental to the Work; that Owner is the owner of record of the aforesaid premises; that there are no unrecorded deeds; that title is good and marketable; that a perpetual rlght of way exists to the premise.; that the said premises ls free of any encumbrances. l1ens, easements. e tc, except as contemplated by Article 3; that there are no actions. cause of actions, or cllllms which might at a later date Impair the title. The OWner shall, at his expense. forthwith remedy any breech or vlolatlon hereof whlch may exlst or arlse at any time, The Owner partlculllrly understands and agrees that each covenant, representation. and warranty. hereln contained. ls severally of the essence of this Contract and the breach or vlolatlon of anyone shall excuse performance by the Contractor, 15. No Occuoancv, Contractor shall permit Owner to Inspect the Work at ressonsble times not to Interfere with the progress of the Work, but Owner shall not be entitled to keys or possession of the Work prior to payment of all SUlllS due under this Contract, IN NO EVENT SHALL THE OWNER OCCUPY OR TAKE POSSESSION OF THE WORK BEFORE FINAL PAYMENT HAS BEEN MADE AND/OR THE CONSENT OF CONTRACTOR, I/HICH CONSENT SHALL BE ENDORSED ON THIS CONTRACT. IN THE EVENT OIlNER BREACHES THIS PROVISION, liE SHALL BE DEEMED TO HAVE ACCEPTED THE IIORK "AS IS" AND DOES THEREBY RELEASE AND IIAIVE ANY CLAIMS AGAINST CONTRACTOR, A breach of this provision by the Owner. shall be consldered a breach of the contract by the OWner and shall entitle the Contractor to stop lIork or terminate this contr.act and recover from the OWner payment for all lIork executed and any loss sustained at 'I reasonable profit and damages, (,:)1.,1(1(10.- ,',\,,~(j-h +0 Owrv~" O~'('-r'J"'J (\,,~ 1<1./1."'5 phll'Hln rr'Qr 10 1,,,,,.1 p.l':J"'('." c;~fZ. 16, ~onceal.d Condltlons/Increase in LImber Costs, In the event that the Contrector encounters any concealed or unusual conditions during the course of construction. such as solid or machine rock. quicksand, sinkholes, water. springs or historical artifacts and the concealed or unusual condItIon requires any other work beyond the scope of the estimated Work, such as the removal of rock by blasting or drlll1ng or by spedal excavation. or the installation of special footings, sub-base, foundation walls or draIn tiles, or any required geotechnical. structural or other professional consultant, the Contractor shall be compensated a(:dltlonally by Owner for such AddItional lIork and for the materIals provlded at Contractor's usual rates and charges. a copy of which shali be attached as Schedule "B," #.~ 16,1, Upon dlscovery of the unusu.ll condltlon. Contr,lctor shall promptly give Owner wrltten notlce and .In estImate for the Additlonal \Jork, Owner shall have the optlon of agreelng to Contractor performIng the Additional Work on the basis of the estimate or of terminatlng this Contract 1f the estim.lte would increase the Estimated Contract Price by more than ten percent (10\), Owner shall give the Contractor wrltten notIce of his election to termInate within ten (10) days of Owncr's receIpt of the Contractor's notlce, If Owner elects to termlnate thls Contract, Owner shall pay to the Contracto< the actual costs of labor and materlnls performed and furnished by Contractor to thc date of the Contractor's notlce to the Owner. plus an additional fifteen percent (15\) us per Schedule "B." The Contractor shall apply any advances. with the exception of the Initial payment.. mnde by the OWner to such payment dlle from the Owner upon t.erminntlon ns nforesllld and shall refund the exccss. If any, Upon termln.1tlon o BR&R desi!ln assodates 199/, , '; . ~,l - ~1_iJ!,1Jf.\~lIikl"'I;ld 1,1"'", ,,, ., ,. t. ,~.,~~"":';i,, >,r..", oJ/!'. I. ~r'i ",,'1',' ': '{~rjl,'\!!fij~ i. , ' ' ", ,. " .. ',. " '.."',' '.' ~ \ ( 'r,d..~.,;;, IXHIIIT , . , -' " '- ," " 'I " , '. ~Jfirtn1!~l!lrl:\~\ VMh'~ , ~ " II """"_'/1""_" ~, ~[._~"'''lf''''':''''''F''/ !fti','j~n~',', i'_!'Lll};lfflI"'IW"'...."I\l\>!!~"~~'1}I)lit\ ;,' - 1Iwr'rJ':'l"1ifI"1;"" r'r,<"Nl' EXHIIIT Q I" , ';i(' ,', l,h":r,~~i~{I'I';#\"(~"~l.*f',\'/~ll!Ifl!!!lll!l\!;', , I, , , I, FOWLER, ADDAMS, SHUGHAR'r A RUNDLE ATTO~NEYS AT LAW P,O, lOX 20. 2S SOUTH PITT ST~EET CA~LIILE. PENNSYLVANIA 17013-020' JOHN'. 'OWL''', III WILLIAM A. ADDAMI MICHAIL ft. "UNOU TlLHHONE 11' 11 2O.-noo ,AX 11' 11 2O"ell4 'OW".... ADDAM. . 'HUIHAAT 1t11,.,..1I "ICIA" COUNI'L DALI " 'HUOHA"'. JR. 0' COUNIlL HONOA"ILI GALl " 'HUOHA'" February 5, 1996 I'Us (717) au-un aD4 ..GULIa NaIL Lawrence B. Abrams, III, Esq. Rhoads , Sinon P.O. Box 1146 Harrisburg, PA 17108-1146 RE: Branch - BR'R design associates Construction Contract Dear Chip: I tried to reach you by telephone today regarding our exchange ot correspondence last Friday and to clarity under what conditions the Branchs are willing to entertain the immediate sale ot their home. In an etfort to keep moving this mat~er to resolution, the Branchs have authorized me to make the tollowing itemized proposal subject to your client's agreement to all items: 1. You may deliver the check for draw 17 ($45,000) to BR'R which you are holding in your sate, 2, The Branches will pay draw 18, net ot subcontractor bills they have paid directly ($41,440, less approximately $15,000), as soon as the work is substantially completed. 3. The Branchs will meet with Neal and Sandra either independently, with counsel, with a facilitator, or with an arbitrator, to work through the chdnge orders (additions and deletions) and allowances, 4. BR'R will complete construction of the contract without delay. 5, BR'R will remedy any defective work. 6. BR'R will provide the appropriate data, drawings and calculations to enable an independent engineer to evaluate the structural integrity of the home. -' '.' .', " , . , :~"j ~" /,' " " , . '..:, , . , , I, ,. , 'I I ~.jj,.;j):..; '.Ij;"; "'"S ""..'1- FOWLER, ADDAMS, SHUGHART It RUNDLE ATTOftNEYS AT LAW P,O. lOX 20s 21 SOUTH PITT STftUT CAftLIILE. PENNSYLVANIA 17013.0201 JOHN t. 'OW",''. III WILLIAM It, ADO""I MleHAIL III. "UNDLI TUEPHONI 17171 241.8300 FAX 17171 241.8114 'OW,"UI, ADDA'" . 'HUOHA"" IU7'."". IIIICIAL. COUNIIL GALl p, IHUOHA"'. Jill. 0' COUN'U. HONOIIIAILI DALI. Po IHUOHA'" March 14, 1996 I'AX' (717) ua-u5I aD4 "GULU MAIL Lawrence B. Abrams, III, Esq, Rhoads , Sinon P.O. Box 1146 Harrisburg, PA 17108-1146 RE: Branch - BR'R design associates Construction Contract Dear Chip: Upon my receipt of your March 6, 1996 fax letter and BR'R's responses, I mailed a copy of the same to my clients on March 7, 1996. The Branchs, however, have been since March 4, 1996 in the process ot arranging tor other contractors, including an engineer, to complete the contract and to remedy structural deticiencies. Nevertheless, I have been authorized to otter BR'R the opportunity to mitigate its damages to the Branchs under the contract by having BR'R return to the job site and promptly complete those items to which it agreed in its responses, Please advise no later than Wednesday, March 20, 1996 regarding this otter. Otherwise, my clients will proceed with the other contractors. In all events and as previously requested ot and promised by BR'R, please provide me as soon as possible with current plans and specifications for the Branch residence in order to minimize turther investigative engineering exponses. Very truly yours, FOWLER, ADDAMS, SHUGHART' RUNDLE John B. Fowler, III JBr, III/mp cc: Mr. and Mrs. William J, Branch 'i~j";~J:i,ti\il:;:\L'"".;.fQw..a.~~M.; ...."OtlAaT .'uND'" ,.,,r','I~.. i,(':r.';'" ~ :....., analNrVUTIAW " fcl;f,L("I'd' ...:', 'I'i.'. ,- . I . , """:i'.,rr~I~,d';:,:i,i';,I:,:'\':.! <"'i~ I, '.ICUtH"nlTAllT ",;r...(,),!",;, I' .':" ~, ;,' "~.f ,......Yl.yNIIA,~,1 I\l,-,:! '-,",-tJ' \ " 'I' I, .. "1, . -,' '. '. I ',)'.".>.1.;' . TlLt'lIOHE\7,.".....' '(r~}.;.'(:,;'.;l '. ,H) 1"1' I, I . ;.' d, " , BR&R DESIGN ASSOCIATES Plaintiff, IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA v. No. 96-1742 CIVIL TERM WILLIAM BRANCH AND LESLIE BRANCH Defendants, CIVIL ACTION - LAW HZKORANDUK O~ LAW IN SUPPORT O~ PETITION TO OPEN/STRIKE JUDGMENT AND STAY PROCEEDINGS I. INTRODUCTIOB William and Leslie Branch (the "Branches") entered into a home construction contract with BR&R Design Associates ("BR&R"). The principals of BR&R are Cornelius Rusnov, reputedly an architect by education and training, and Sandra Buckley-Rusnov, reputedly a civil engineer and interior designer by education and training, The construction contract which was drafted by BR&R's attorneys is the basis of this dispute. (The Contract is Exhibit A to the Complaint for Confession of Judgment.) The defects in construction are numerous. The integrity of the structure itself is in question as the girders are not properly supported, and at least one wall has not been pr.operly erected. The floors are not level and sag, and the heating system has not been properly installed. All of the defects are items which should have been corrected under the terms of the Contract. II. ARGUMENT A. ~ Court Mu.t Acceot The Branohe.' Evidenoe As True In considering a petition to open and/or strike a confession of judgment, the reviewing court is required to view all evidence in the light most favorable to the petitioner and to accept as true all evidence and proper inferences supporting the petitioner's defense, while rejecting adverse allegations of the party obtaining the judgment. Rittenhouse v. Barclav White. Inc., 425 Fa, Super. 501, 505, 625 A.2d 1208, 1210 (1993); Weitzman v. Ulan, 304 Pa. Super. 204, 209, 450 A,2d 173, 176 (1982). Applying this standard, all evidence which supports the Branches' defenses must be accepted as true. .. The Judqment Is Defective On Its I'aoe And Hut .e stricken A contessed judgment is properly stricken where there is a defect in the judgment which is apparent on the face of the record. Davis v, Woxall Hotel. Inc., 395 Pa. Super. 465, 468, 577 A.2d 636, 638 (1990). The record before this Court obligates the striking of the judgment entered against the Branches, Confession of judgment requires the warrant of attorney to be definite, clear and explicit. Vincler v, Vincler, 400 Pa, Super, 157, 159, 583 A,2d 4, 5 (1990). The warrant contained in the Contract (drafted by BR&R) is not clear, in that it is buried in a large, block, paragraph of the Contract. It is not set forth in bold face type, and it contains no heading. As Pennsylvania courts regard confessions of judgment as a severe weapon, inconspicuous drafting such as that employed by BR&R is a fatal defect. [Al warrant of attorney authorizing judgment is perhaps the most powerful and drastic document known to civil -2- law..,. The signing of a warrant of attorney 18 equivalent to a warrior ot old entering combat by discarding his shield and breaking his sword. For that reason the law jealously insists on proof: that th18 helplessness and impoverishment wae voluntarily accept.d and consciously assumed. Germantown Mfa. Co, v. Rawlinson, 341 ?a. Super, 42, 47, 491 A.2d 138, 141 (1985), quoting Cutler CorD. v. Latshaw, 374 Pa, 1, 4-5, 97 A.2d 234, 236 (1953); see also, Beckett v. La~~, 395 Pa. Super. 563, 575, 577 A,2d 1341, 1347 (1990); Scott Factors. Inc. v. Hartlev, 425 Pa. 290, 292-93, 228 A.2d 887, 888 (1967). Mor.over, any doubt as to the validity of the warrant must be resolved against BR'R. Dollar Bank v. Northwood Cheese Co., 431 Pa. Super. 541, 547, 637 A.2d 309, 311-12 (1994). c. All pr.requi.it.. ror Op.ninq A Cont....4 Ju4qa.nt Have B..n Met Viewed in the light most favorable to the Branches, there i. more than adequate support for opening this judgment. Th. equitable considerations alone should work as an ostoppel on BR'R'. inconsistent conduct. The party seeking to open a confessed jUdgment must: (a) timely tile a petition; (b) aver a meritorious defense; and (c) produce evidence sufficient for submission to a jury. Wenaer v. Ziealer, 424 Pa, 268, 272, 226 A,2d 653, 655 (1977); ~ Bank. Nat'l Ass'n v. Balsamo, 430 Pa. Super. 360, 369, 634 A.2d -]- -' 64!5, 649 (1993). satisfied. These prerequisites have clearly been 1. Tbe Branobes Promptly tiled tbi. Petition On April 1, 1996, BR&R filed a Complaint For Confession Of Judgment, which was served the following day, The Branches' Petition To Open/Strike Judgment And Stay proceedings was filed on April 19, 1996. ------' 2. Tbe Branobe. Have Alleged Meritoriou. Deten.e. Wbiob Can BI Su!:lmitted To A Jury "If evidence is produced which in a jury trial would require the issues to be submitted to the jury, the court shall ~ the judgment. Pa R.C.P. 2959 (e) (emphasis added); Frankford Trust v, Stainless Steel Servi~, 327 Pa, Super 159, 163, 475 A.2d 147, 150 (1984) . The opening of a judgment is mandatory where evidence exists which raises a jury question to the Court. Grove North America oiv,of Kiddie Industries. Inc, v, Arrow Lift & Const. Eauioment Co.. Inc., 421 Pa. Super, 12, 18, 617 A,2d 369, 372 (1992). a. BR'R Ha. Br.aohed It. Obligations Under Tbe Contraot BR&R has not fulfilled its duties under the Contract. Tho alleged !:lasis for the judgment by confession is the failure of the Branches to fund "change order" payments, as well as other charges allegedly arising under the Contract, However, the confession of jUdgment provision in section 17 of the Contract specifically provides for confession only where entered to collect any sum which -4- may be due and payable, as well as for the Ratisfactlon of damages in case of breach of contract by the Branch... It is ironic then that the Complaint is silent with respect to the fact that during the course of construction of this project it is BR&R who substantially breached the Contract by failing to perform in accordance with its terms. Where a warrant of attorney clause authorizes entry of jUdgment by confession after default, a jUdgment entered without default is invalid. Commonwealth National Bank v. Boetzelen, 338 Pa. Super, 237, 242, 487 A.2d 943, 946 (1985). Under no analysis can it be stated that the Branches have defaulted on their obligations under the Contract. 'The Contract provided for a periOdic payment schedule predicated on achievement of levels of completion. Each "draw" is depicted in Schedule A to the Contract and entitled "Residential Dwelling Drawing Schedule." At the time that the substantial deficiencies in design and construction were discerned, six of the eight draws had in fact been paid by the Branches. In an effort to seek amicable resolution in good faith, the seventh draw was tendered to Lawrence B. Abrams, III, Esq., counsel for BR&R, for safekeeping and delivery to BR&R on condition that BR&R complete the contract and remedy defective work within a reasonable time and without delay. Indeed, by letters dated Februar.y 5 and 8, 1996, Attorney Abrams was notified of the conditions under which he was authorized to release draw 17 in the sum of $45,000 to BR&R and of the provision tor the Branches' -5- ~ayment ot draw #8 as soon as the work was substantially completed. (These letters are Exhibit G to this Petition.) The facts at hand are replete with examples of BR'R'. def.ult. under the Contract, and BR'R's failure to fulfill the obligations meriting payment. Breach of contract by the party confessing judgment is a valid defense by the party petitioning to open the judgment, ~ ExAx, 340 Pa, Super. 483, 490, 490 A.2d 882, 885 (1985). (1) The Work DeUcient Pertormed By BR'R ... As set forth in the Petition to Compel Arbitration, which was served upon BR&R several weeks prior to the institution of this action by BR&R, BR&R's performance in the design and construction of the house was materially deficient in several respects, Substantial structural problems were identified by consulting engineers, including lack of structural integrity in several locations. BR&R received actual notice of these structural deficiencies, in the form of two reports prepared by a professional engineer, one dated January 22, 1996 and one dated February 19, 1996 (the "Olson Reports"). (The Olson Reports are Exhibit 0 to thiR Petition,) Both reports were provided to BR&R in an effort to obtain voluntary remediation by BR&R of these substantial structural deficiencies. The structural defects noted in the Olson Reports are summarized as follows: a. Lack of proper fastening of jack posts to- wood girders, b. Additional floors not being level. -6- c. Inadequate heating system. d. Improperly installed exterior sidinq. e. out-of-plum wall (leaning to the outside), living room which can be visually observed by almost 1 inch in 6 feet. f. Floor sag, dining room and foyer, with an attempt by BR&R to use 2 x 4 shims at the bottoms of the floor joists in order to attempt to level the ceiling, rather than add an additional girder and supporting columns, g. Master bedroom floor sag and def leQtion. To correct this deficiency, an additional support girder needs to be installed. BR&R attempted to use a patch "that didn't work" in correcting the noticeable floor sag where deflection is pronounced. h. Floor sag and slope under south section of house. Again, caused by the lack of satisfactory structural framing plan or a complete lack of any framing plan. BR&R installed girders which did not run the full depth of the crawl s';lace and are supported "temporarily" on steel adjustable jack posts, This construction was implemented by BR&R in order to avoid the cost of two additional girders extending the entire depth of the crawl space. It was further noted that the original girder is shimmed up by a wood block in lieu of a proper concrete brick or steel shim, which is characterized as a poor building practice. BR&R received actual notice four months ago that substantial structural deficiencies in the construction and design were extant. Having received actual knowledge of the exiBtence of substantial and material defects in design and construction by BR&R, payment has been properly withheld. BR&R has attempted to avoid arbitration as a method of dispute resolution and instead has proceeded by confessing judgment, -7- In addition to the serious structural deficiencies as set forth above, workmanship has been deficient, resulting in the enumeration initially of over 100 separate and distinct deficiencies, all of which were reported to BR&R and most of which it refuses to correct. Lists of deficiencies were furnished to BR&R on at least two separate occasions, the most recent of which wa8 February 8, 1996. (The February 8, 1996 list is Exhibit F to this Petition). (2) BR&R H.. Refused To Remedl.ate The Deficiencies In The Construction In violation Of The Terms Of The Contract BR&R has to date refused to remediate the defects, in blatant violation of its representations and warranties in the Contract. Section 18 states in pertinent part as follows: Correction of the Work....Contractor shall promptly correct Work which does not conform to the Construction Documents.... Furthermore, although the house is incomplete, BR&R has ceased working on the house and thus BR&R is for all intents and purposes a180 in violation of section 20 of the Contract, which states in pertinent part as follows: Warrantv: Inscection Proced~ contractor warrants that for a pet'iod of one (1) year from the date of the -::ompletion, Contractor will remedy or replace or repair defective work or defective materials in the work. The law in Pennsylvania with respect to construction warrantie8 8uch a8 the one at issue is that BR&R should be given "a rea80nable time to cure defective materials and workmanship." If -8- BR&R cannot cure within a reasonable time, which it has not, then th8 Branche8 are entitled to an award of damages. Barrack Y... l(olea, 438 Pa, Super. 11, 19, 651 A.2d 149, 153-54 (1994). BR&R has been accorded more than sufficient time in which to cure the construction defects, but BR&R failed to do so in violation of th~ covenants in the Contract. The Branches are entitled to damages. The Branches have been obligated to engage, at substantial cost, substitute contractors to complete the home and to remedy structural deficiencies. By letter dated March 14, 1996, BR&R was formally apprised of the deficiencies, offered the opportunity to remediate and informed of the intent to seek pecuniary damages if. remediation by BR&R was not performed. (The March 14 letter is Exhibit H to this Petition.) (3) BR'R railed To Commence And To complete Construction On A ,imely Basis On or about December 17, 1994, the Branches entered into an agreement of sale for their former home which provided for settlement on July 29, 1995, prior to which, the Branches obtained assurances from BR&R that their new home would be comrrleted by August 1 1995. In accordance with Section 4 of the Contract, construction was to begin by February 1995. At that time and by its own admissions, BR&R was behind schedule and overbooked with construction projects, and construction did not begin until early April 1995. In accordance with Section 4 of the Contract, -9- completion of the home was required by August 1995. As of the date of this Petition, construction is by no means complete, constituting a material breach of its obligations undor the Contract. (4) The Ixpertise Which Induced The Branche. '1'0 Inter The Contract Was Not rorthcominq The Branches entered the Contract with BR&R in order to benefit from the proffered architectural, engineering and interior design skills and expertise of the two principals of BR&R (Sandra liuckleY-Busnov and Cornelius Busnov). However, Sandra Buckley- Rusnov ceased to participate in the design and construction of the home in material breach of BR&R's contractual obligations. (5) BR'R Has Improperly As.erted Surcharge. And Charge. ror Alleged "Change Orders" BR&R has fabricated substantial and unsupported "surcharges." The items represented in the "surcharges" are properly included in the contract price as originally negotiated. These inflated and truncated charges have been asserted by BR&R, ostensibly for "change orders." In this regard, the Contract provides a spocif ic and orderly method of processing change orders: 2.1 Chanqe Order~. Owner acknowledges that authorized price adjustments will be made by written Change Order from time to time as signed by Owner unless such price adjustments are pre-authorized by Owner.... In addition, the Contract provides: 2.1.1 The Contractor shall Orders for the Owner's execution. . . . prepare Change approval and -10- III. LaTTa. or CRaDIT Paragraph 17 of BR&R's Complaint for Confession of JUdgment avers that the confession of judgment clause is intended as collateral security for the Branches' full payment of the amount due BR&R under the Construction Contract. As indicated on the Affidavit attached as Exhibit "A", the Branches are prepared to post a standby, irrevocable letter of credit issued by Corestates Bank, N.A. in lieu of confessed judgment and as a means of assuring such payment as may be due BR&R. The posting of the letter of credit would eliminate the question of financial responsibility and, as such, the need for judgment by confession. It would enable the parties to concentrate on the merits of the underlying claim and the value of the remediation which is required to correct the alleged structural deficiencies and improper design. IV. CONCLUSION The confession of judgment is faulty on its face, as the warrant of attorney is not definite, clear or explicit. A judgment which i. lacking must be str icken. Moreover, BR&R has substantially breached the Contract by failing to complete the construction of the Branches' home and in providing deficient construction in the portion of the home it did construct. -12- properly pleaded in the Answer." The respondent pleaded in its answer to Paragraph 14: The averments contained in paragraph 14 constitute conclusions of law to which no response is required and therefore are denied. It is further denied that the construction was materially deficient, including the alleged deficiencies stated in the purported engineer reports or as alleged in Paragraph 14 of the petition. . . . The Respondents have stated the issue to be whether the facts set forth in the Petition and engineer's reports constitute structural deficiencies sufficient to open or strike the judgment. The Respondent has pleaded no facts to raise an issue of material fact which would require the Petitioners to take depositions or other discovery. WILLIAM A. ADDAMS Supreme Court I.D. No. 06265 Date: June 21, 1996 FOWLER, ADDAMS, SHUGHART , RUNDLE 28 South pitt Street P. O. Box 208 Carlisle, PA 17013-0208 (717) 249-8300 ~,/ " )r" - ~"~.;~ By: ~~r' ,", :i:4~~ Attorneys for Defendants' Petitioners, William Branch and Leslie Branch 0.. COUNSEL: EDWARD C. TOOLE, JR. CLARK, LADNER, FORTENBAUGH & YOUNG One Commerce Square 2005 Market Street Philadelphia, PA 19103 Confession of Judgment as Exhibit "A") which is set forth in full as follows: 17. Confession of Judgment. As further collateral to secure Owner's promises to pay the Contract Price, upon default of any payment provided for in Article 2 aJ..,r thA pa~t~e <!ate, the OWner does"""ner'ilby authorize and empower any attorney of any Court of Record of Pennsylvania or elsewhere to appear for and to enter judgment against the Own~r, at any time after the datft hereof and with or without a declaration, in favor of the Contractor, its successor or assigns, in the total amount ~~d*::eom:lclt ~~i~:csu~\ :~r~~r i~::t~:e b~ a:~~~;c:~i~~ collect anv sum which mav be due and pavable by the Owner under the terms of this Contract and anv supplement or amendment thereto or may be due and pavable otherwise as !:liilllaSl9. bv the ..Qlrmer j,n~lilLg:' b~ of this Contract,. and any sUDDlement or amendment theret.Q by the Owner,' with interest, costs of suit, a full release of all errors, without stay or execution, and with 5t added as a reasonable attorney's fees; and the Owner does hereby waive and release all benefit and advantage of any and all appraisement, stay, or exemption laws of any state now in force or hereafter to be passed. AT THE TIME OF THE SIGNING OF THIS CONTRACT, CONTAINING THE PROVISIONS FOR JUDGMENT BY CONFESSION THE OWNERS, DO HEREBY STATE, THAT THEY HAVE EARNINGS IN EXCESS OF $10.000.00 ANNUALLY. (emphasis added) . On April 19, 1996, Defendants filed the within Petition to Open/Strike Judgment and Stay Proceedings, contending that Defendants possess a meritorious defense (in essence, complaints of faulty design and workmanship in construction of the building). The Motion to Strike Judgment was based upon the alleged deficiency in the above quoted language to adequately place the Branches on notice of the rights to confess judgment set forth in the Construction Agreement. 2 The official note to newly promulgated Rule 206.7 emphasizes the Petitioner's burden of proceeding to make a record: If an answer is filed which raises disputed issues ot material fact, subdivision (c) places on the petitioner the burden ot proceeding to take depositions or other discovery as provided in the order. If the petitioner does not proceed as required, "the petition shall be decided on petition and answer and all averments of tact responsive to the petition and properly pleaded in the answer shall Be deemed admitted for the purpose of this subdivision." As set forth above, Respondent timely filed an Answer properly averring that the work was not deficient but was done in a workmanlike manner and in accordance with the terms of the agreement between the parties. The Answer further states that all charges made were for work which was done pursuant to the request of the Petitioners. These facts must be accepted by the Court as undisputed and true for purposes of this Petition. Viewed in such a light, the Petitioners lack a meritorious defense which would permit them to open or strike the within judgment. Contrary to the assertions made in Petitioner's brief, the Court may not grant infe.rences to the Petitioner based upon unsupported allegations in the Petition. On the contrary, "the burden is on the Petitioner to support his allegations of fact by depositions." Retzback v. Berminco, 222 Pa. Super 523, 294 A.2d 917 (1972). If after being ruled to proceed, the Petitioner does not take depositions, the factual allegations of his opponent will be taken as true. Smith v. Dale, 405 Pa. 293, 175 A.2d 78 (1961); Rose v. Cohen, 193 Pa. 5 Super. 454, 165 A.2d 264 (1960); Koqen v. Horowitz, 169 Pa. Super. 349, 82 A.2d 530 (1951). The Court may not open a confessed judgment absent a factual record created through depositions. 12 Standard Pa. Practices 2d S 71:132 (1993). ("Unless the Applicant, when confronted by a responsive answer and denial, supports his application by depositions, the averments of the answer may be taken to be true, and the judgment may not be opened.") This Court must ignore as irrelevant surplusage, Petitioner's reference to a separate "Petition to Compel Arbitration" filed in a separate action. Indeed, that case has been dismissed by this court, by Order dated June 3, 1996. Moreover, the attempt to offer a letter of credit of indeterminate amount should not be considered. The lien of judgment Plaintiffs presently possess is a valuable property right, bargained for with Petitioners and protected by Pennsylvania and Federal constitutional law. There is no procedure for substitution of an amorphous "letter of credit" for a valid judgment, nor is such letter of credit a matter of record which may be considered in this case. 6 affirmed. Equibank N.A. v. Dobkin, 284 Pa, Super. 143, 425 A.2d 461 (1981). Petitioners also argue that the authorization for Confession of Judgment contained in the Construction Contract permits the Confession of Judgment only upon "default" of Petitioners. Assuming, without admitting, that Petitioners are correct in their interpretation, the pleadings make it clear that a default, in fact, occurred. At paragraph 11 of the Complaint is it is averred "the Branches' failure to make payment in the amount of $257,136.00 is a default under the terms of the Contract." The remaining" facts" stated in Petitioners' brief should be ignored by this Court as they are not properly of record in this case and are contrary to the facts which this Court must deem to have been admitted by the Petitioners through their failure to make a proper record in this case pursuant to Rule 206.7. C. THERE IS NO BASIS OF RECORD TO STRIKE THE JUDGMENT . An application to strike off a judgment may not be granted absent a fatal defect in the judgment appearing on the face of the record. Moreover, where judgment is confesBed by complaint procedure (as in the instant case) the facts averred in the comclaint are taken to be true for curcoses of the Petition to 8 , " : , , , .J , J .. " , . . ., , i':: 'II '. ~-~ <:.: 1,- " '''5 I~~ .: Fl.!! ..~':: .' .~( /.- -.. '2[' I ~-J ",:"':J :r'J "~I bjL. r,-': .f.. ." _.Jj ,. i 'J lC . . ',I.. , '" II.. '_ ~l I U ()) :) ..... If) _.... h~ c:;;. [;; j:.- .-;, ''1.~ " . )1.' r ~',; ::;~ l' 'J:: ',.1 ..' ,.. " .~-I i'~ t...; . ".','.' >/;! , ' C.\ . <' ] .':J l. ) ~ r' I:. ;~'1 1.1.. , '.lei.. ., , I," .,i 'O' , \p I.J . ... BR&R DESIGN ASSOCIATES Plaintiff, IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA v. No. 96-1742 CIVIL TERM WILLIAM BRANCH AND LESLIE BRANCH Defendants. CIVIL ACTION - LAW DEFENDANTS' MOTION TO COMPEL AND NOW, come the Defendants, William and Leslie Branch, by their attorneys, Fowler, Addams & Rundle, and file this motion to compel the Plaintiff to answer their request for production of documents and interrogatories, and in support thereof assert the following: 1. This litigation arises out of a dispute involving the construction of the Defendants' house by the Plaintiff. 2. The Plaintiff has filed this confession of judgment action claiming that in excess of $350,000 is due primarily as a result of numerous change orders. The change orders have been denied by the Defendants, who had filed a prior action to No. 96-1182 against BR&R Design Associates tQ recover damages as a result of alleged defective and deficient construction of the house, 3. The issues and the facts in this construction litigation are complex. 4. On February 25, 1997, the Defendants served the "Third Request for Production of Documents" attached as Exhibit "A" requesting the resumes of the principals of BR&R Design Associates, who held themselves out as possessing certain credentials. 5. Counsel for BR&R Design Associates has failed to produce the resumes despite repeated verbal and written requests. 6. On June 3, 1997 the Defendants served the interrogatories attached as Exhibit "B" to ascert'ciin the actual costs and expenses incurred in the construction of the hOllse as paid to each previously identified subcontractor and material supplier. . . - """1....",,,.,.., ''''_1_'"'' to . . '" '\ Exhibit A "'\"i,,;iy,,'f."''';';' 'i",,!,,_, 'illi" ',", Please list all costs and expenses incurred in the construction of the Branch house as follows: 1 . SUBCONTRACTORS: please statet A. Rick Thomas Wi th respect to each subcontractor, (1) Amount paid and date of payment. (2) Any additional amount claimed by subcontractor as due. (3) Your basis for not paying all or any part of the amount listed in (2) above. (4) Please attach copies of invoices, receipts or other documentation of the above items. ANSWER, B. Advanced Concrete Systems, Inc. (1) Amount paid and date of payment. (2) Any additional amount claimed by subcontractor as due. (3) Your basis for not paying all or any part of the amount listed in (2) above, (4) Please attach copies of invoices, receipts or other documentation of the above items. ANSWER: -I ~ respecting the value or merit of a claim or defense or respecting strategy or tactics as protected by Pa,R,Civ.P. 4003.3, 3. Plaintiff objects to Defendants' interrogatories to the extent that they call for confidential and/or proprietary information, 4, PI aintiff objects to Defendants' interrogatories to the extent that they call for information regarding matters not. relevant to the subject matter of this action and not reasonably calculated to lead to the discovery of admissible evidence, 5. Plaintiff objects to Defendants' interrogatr.>ries to the extent that they are overbroad. unduly and unreasonably burdensome and oppressive. 6. Plaintiff objects to Defendants' interrogatories to the extent that they call for information not known to Plaintiff, nor reasonably ascertainable by Plaintiff because such information is in the hands of or under the control of third parties not within Plaintiff's control, 7, Plaintiff objects to Defendants' interrogatories to the extent that they call for information already known to Defendants or information available to Defendants from sources other than Plaintiff which is equally accessible to Defendants and to Plaintiff, 2 8. Plaint iff obj ects to Defendants' interrogatories to the extent that they are so vague and ambiguous that they are not subject to reasoned interpretation. 9. Plaintiff objects to Defendants' interrogatories as sought in bad faith, vexatious, unduly and unreasonably burdensome, causing unreasonable annoyance, harassment, oppression, burden and expense, Plaintiff further objects to interrogatories 2R, 2S, 3A, 3B and 4 as beyond the scope of permissible discovery pursuant to Cumberland County Local Rule 4005,1 which limits the number of interrogatories or requests for admission to a party, as a matter of right, to 40 in number, 10. Plaint i ff obj ects to Defendants' interrogatories to the extent they impose requirements to respond or supplement responses beyond those which are provided for in the Pennsylvania Rules of Civil Procedure, The General Objections ass~rted above shall be deemed to be applicable to and continuing with respect to each of Defendants' interrogatories, The General Objections asserted above are incorporated into each and everyone of Plaintiff's responses set forth herein, Such objections are !lot waived, nor in any manner limited, by any responses to any specific interrogatory, Plaintiff reserves the right to amend, supplement, or alter its responses to Defendants' interro9atories at any time, 3 II. JlIi'.'lPONSES lA-V. Plaintiff objects to this interrogatory and its subparts to the extent they seek confidential and/or proprietary information. Plaintiff objects to this interrogatory and its subparts as overbroad, unduly and unreasonably burdensome and oppressive, sought in bad faith, vexatious, causing unreasonable annoyance, harassment, oppression, burden and expense. Plaintiff objects to this interrogatory and its subparts to the extent they call for information regarding matters not relevant to the subject matter of this action and not reasonably calculated to lead to the discovery of admissible evidence, 2A-S. Plaintiff objects to this interrogatory and its subparts to the extent they seek confidential and/or proprietary information, Plaint if f obj ects to this interrogatory and its subparts as overbroad, unduly and unreasonably burdensome and oppressive, sought in bad faith, vexatious, causing unreasonable annoyance, harassment, oppression, burden and expense, Plaintiff objects to this interrogatory and its subparts to the extent they call for information regarding matters not relevant to the subject matter of this action and not reasonably calculated to lead to the discovery of admissible evidence, Plaintiff objects to subparts 2R and 25 as beyond the scope of permissible discovery pursuant to Cumberland County Local Rule 4005,1 which limits the number of interrogatories to a party, as a matter of right, to 40 in number, 4 3A-B, Plaintiff objects to this interrogatory and its subparts to the extent they seek confidential and/or proprietary information, Plaint if f obj ects to this interrogatory and its subparts as overbroad, unduly and unreasonably burdensome and oppressive, sought in bad faith, vexatious, causing unreasonable annoyance, harassment, oppression, burden and expense, Plaintiff objects to this interrogatory and its subparts to the extent they call for information regarding matters not relevant to the subject matter of this action and not reasonably calculated to lead to the discovery of admissible evidence, Plaintiff objects to this interrogatory and its subparts as beyond the scope of permissible discovery pursuant to Cumberland County Local Rule 4005.1 which limits the number of interrogatories to a party, as a matter of right, to 40 in number, 4, Plaint if f obj ects to this interrogatory to the extent it seeks confidential and/or proprietary information, Plaintiff objects to this interrogatory as overbroad, unduly and unreasonably burdensome and oppressive, sought in bad faith, vexatious, causing unreasonable annoyance, harassment, oppression, burden and expense, Plaintiff objects to this interrogatory to the extent it calls for information regarding matters not relevant to the subject matter of this action and not reasonably calculated to lead to the discovery of admissible evidence, Plaintiff objects to this interrogatory as beyond the scope of permissible discovery pursuant to Cumberland County Local Rule 4005,1 which limits the ~ . . . , \, Exhibit 0 .. 'r I I,' . conFIDEflTlfll' BRANCH ACCOUNT ACTIVITY DETAIL REPORT (continued) Accountlt Account Name Amount 5109103 Closet Accessories $ 78.45 5109104 Security System $ 1,987.50 5109105 Kitchen/Balh Cabinets $ 9,242.81 5109106 Counter tops $ 4,756.94 5109108 Fireplace (Stone Work) $ 3,298.00 5109109 Miscellaneous $ 267.29 5109112 Plumbing $14,808.67 5109113 HVAC $16,181.67 5109122 Electrical Fixtures $ 5,931.31 5109123 Service/Wiring L8,t09.00 SUBTOTAL $393,812.27 Support Staff $ 14,730.00 Taxes, Insurance, Work. Comp $ 7,891.00 TOTAL COSTS $416.434.00 c:lcurrenllblll1chlcoalS.doc conFlr1I"'''!'1''tfll Il.:~j. ;~"1 PRIVILEGED - THIS DOCUMENT PRODUCED FOR SETTLEMENT PURPOSES ONLY, . . '.- -'1' ~.~~ .;) ,. .. J , 1.1.1" I 1'-)' , r~;: I, "- " , 'J'I , (/; e)! ('>, .' ,,-j L..II ~. ~, , r,.. ..hl~' LL- to. Ju_ I '-' 1:.-; II.. (1.'1 (0) ,r..;i' 0 BR&R DESIGN ASSOCIATES, PlaintiEl IN TIlE COURT OF' COMMON PLEAS OF' CUMBERLAND COUNTY, PENNSYLVANIA v, NO, L '.1% -I) L '/012 WILLIAM J. BRANCH and LESLIE L, BRANCH, Dc f end,lIlt n $~50,OOO.OO JUDGMENT IN FAVOR OF PLAINT I 1'1' DATED ,llld HECOHDED Af'RIl, 1, 1'.196 ,flJDGMENT SAT f S FACT [ON BR&R mlS1GN ASSOCIATES, Plaintiff in the above Judgment, does appear and acknowledge Lhelt it hJS this Jay received from WILLIAM J. BRANCH and LESLIE L, BRANCH, the Defendants in the above Judgment, full payment Jnd satisfaction of the same, with interest and costs, and desires that satisfaction therefore shall be entered upon the recol-ds tllel.eof. AND FURTHER, it doee; hereby aUl-hol"ize ilnJ empower the Prothonotary of said Court to appear for it and in its name and stead to enter full satisfaction upon the record of said Judgment, as fully und effectually, to u11 intents and purposes as it could were it present to do so. And for so doing this shall be your sufficient warrant of authority, IN WITNESS WHEREOF, the Plaintiff has cilllsed these presents to be signed by its proper corpora~r ?f.f icel.s and its corporate seal to be affixed thereto, thifJ_Lk'ffi. day of December, 1998, :~ 8R&R DESIGN ASSOCIATES Uy: C.-J!'-'\t~~} ~l~,'r~"'-r .<tiL,.j..-JJJP---2'J,;,Z _~~II..CX COMMONWEALTH OF PEN .." COUNTY OF LF.ltl)Lt~.- .'" ON THIS, the ...:X~_ u"y I,)L Dec:elllbcl, l~~8, be[on.! lIle, d 'J II ' ~otary Pu lie, I,the r.-JndersigJ1~ offJ.~er, penJonally appeared ~i(.IL~"<L \Q",-I"~I \A.J\10V'l 'fne II !..\~rlOV. .\~, W)lO ~lcknowledgedteU:'I",~{I'VCI-rO I~ , be ~ , u I ':>L..___ of 8R&R, DESIGl'l ASSOCIATES, a Q)\~PQr~, and the he she as ~ ~( ~ll!Jl J)c:LltIU I' J r~'\ilV"'It')"7f'b",ing Juthorized to do fJO, execute the .,. ,") ..L ' foregoing instrument for the Plll"pOSeS thelCHI C. ontaJ.ned _~1M~1l, IIU(_t(:. t'l \'U\{\I~,5k.\~~g....t4<e---nsmeo-~f,- UI" cQrporatiqn b;' f+WHse-rr/-h~l"~ as IU.Q~'\<'tt fod..tlt \ S__.. ,\(" .",,',;l.l\ h..J. / ...1. m m'.,,, WHm"""'j h'''''''''~l' my'''''''''' ~"! 1\ I UJ.!.:('rd~_!//..__.u.LiL~~.('(:_ '..' ...\ . NOI:,IIY L'll[,[ tC ' " II , , , 11/' , .., ,\ " " I, 'I "- I,i. I, H" ( , J , , , I I I , I i I I I I ~ i ; I , I I , I f, [ I: Ii, " I I: