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AnenIt'p flit P'ailItill
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v.
IN THE COURT OF COMMON PLEAS
OF CUMBERLAND COUNTY,
PENNSYLVANIA
CIVIL ACTION - LAW
FARMERS TRUST COMPANY,
Plaintiff
KEITH L. PLASTERER and
KLP ENTERPRISES, INC.
Defendants
IN MORTGAGE FORECLOSURE
CIVIL TERM NO. 'd 51$'1 ({"of '/,.,
COMPLAINT
AND NOW, comes Farmers Trust Company, through its attorney,
William A. Duncan, Esquire, and files this Complaint in
Mortgage Foreclosure, of which the following is a statement:
1. Plaintiff is Farmers Trust Company, a corporation
organized and existing under the laws of the Commonwealth of
Pennsylvania with its main office and principal place of
business located at 1 West High Street, Carlisle, CUmberland
County, Pennsylvania 17013,
2. Defendants are KEITH L. PLASTERER, an adult individual
residing at 36 Kelly Drive, Carlisle, Cumberland County,
Pennsylvania, and KLP ENTERPRISES, a Pennsylvania Corporation
with its principal place of business located at Apartment #704,
Lindham Court, Mechanicsburg, Pennsylvania
3. On or about January 29. 1993, Defendant KLP
Enterprises, Inc, executed and delivered to Plaintiff a
mortgage and note financing Thn~e Million Eight Hundred
Thousand Dollars and 00/100 ($3,900,000.00) Oollars, a copy of
said mortgage and note are ~ttdched hereto as Exhibit. 'A' and
'8', respectively, and are incorporated herein by refer.nee ..
though fully .et forth.
.
4. On or about January 29. 1993. Keith L. Plasterer signed
a Guaranty and Suretyship Agreement to Farmers Trust Company in
connection with the mortgage and note executed by KLP
Enterprises, Inc. A copy of the Guaranty and Suretyship
agreement is attached hereto as Exhibit "C" and is incorporated
herein by reference as though fully set forth.
5. KLP Enterprises. Inc. is the sole record owner in fee
simple of said premises subject to said mortgage, by virtue of
a Deed dated December 29. 1992 and recorded on February 1, 1993
and recorded in the Cumberland County Recorder's Office in
Record Book "C., Vol, 36, Page 904. more specifically set forth
in Exhibit "0", attached hereto and made a part hereof by
reference.
6. Said note and said real estate mortgage are in default
because Defendants have failed to pay real estate taxes due and
owing on the subject premises for 1995 County and Township and
1995 School taxes and 1995 Hydrant tax as stated in Article IV
Events of Default: Remedies 4.01.
7. By reason of the aforesaid default, the entire
principal balance of Three Million Three Hundred Forty-two
Thousand Fifty-one Dollars and 4]!lOj ($3,342.051.431, with
interest thereon at the rate of 8.50 \ percent per annu.
computed from Septell'.b~r 16. U9". l.lte charges and attorney'.
f.e. in the &lI1Ount of Cr:'t H..ndl"",j S...venty. four Thou.and Seven
Hundred Seven Dollars -'r.d 00/10i:', ,n74,107.001 an now eN. and
payable.
.
-.
TABLE OF CONTENTS
INTRODUCTION AND PARTIES.................................... 1
~
RECITAlS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
GRANTING CI..AUSE............................................. 1
I. DEFINITIONS: REPRESENTATIONS AND WARRANTIES
REGARDING TITLE AND HAZARDOUS SUBSTANCES
1.01
1.02
1.03
Det in! tiona. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Ti tIe. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Hazardous Substances.............................
II. AFFIRMATIVE COVENANTS
2.01
2.02
2.03
2.04
2.05
2.06
2.01
2.08
2.0t
2.10
2.11
2.12
2.13
2.14
2.15
COlDpliance with Law.; Etc.........................
Maintenance and R.pair............................
Alt.ration........................................
Inaurance............................. ............
DaaaCJe or Condemnation............................
Application of Insurance Proc..ds
and COndeanation Aw.rd..........................
(a) JIortqaq.. Election... 11.....................
Cb) Application to R..toration.................
Cc) Permit., Plan.' Contracts..................
Cd) Payaent of Defici.ncy......................
Tax.. and IlIpoaition.: Mechanica'
C:la1u. . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Tax and Inaurance Escrow..........................
Plnanclalltat...nt...............................
8.cu.ri~ Int.ere.t........................ ............
ea) ace S.curity Int.r..t......................
(b) r..ac:at1on8... . ... . .. .. .. ... .."..... .......... ...
(e) COll.t.ral.................................
(d) Prea.rv.tlon...............................
(e) Pinancing St.t...nt........................
Vlaitation....................... ........ .... ........
titi,at1cn Affectinq Mortqaqed Property...........
IncS.-ltlcat:lon. . . . . . 11 .. . . . . . . . . " .. . .. .. . . ... . . . . . . . . . ..
Actions Iy Mort,_,.. to Pres.n.
IIortva.c ProIMarty...................... .......... ...
..tappel Cartltlc.t...............................
r;-1I fi I 1t2:.t
4
4
4
5
5
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9
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10
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12
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13
13
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14
14
15
15
15
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11
III. NEGATIVE COVENANTS
3.01
3.02
3.03
3.04
3.05
3.06
Liens: I.,eases.....................................
Modifications to Property Restrictions............
Hazardous Substances..............................
Dissolution; Change of Business...................
JtI1c1t1Ilt:Elcln8!1s. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
~~an!l~ers. . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . .
IV. EVENTS OF DEFAULT; REMEDIES
4.01
4.02
4.03
4.04
4.05
4.06
4.07
Events ot Default.................................
IltazataclJ.tl... . . . . . . . . . . . . . . . . . . . . . . . . . . ... . .. . .. .. . . . .
(a) Primary Remedies...........................
(b) Rece! ver. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Cc)
Cd)
C.)
Cf)
Cg)
Ch)
(1) Insurance POlicies.........................
Application ot Proceeds...........................
Right to Sue Without Prejudic.....................
Power to Modify Docum.nts.........................
Remedie. CUmulativ................................
(a) Generally.. . . . .4o . . . . 4o.4o 4o4o . . . 4o. ..4o . 404o. 4o' . . . .
(b) Other Security.............................
Waiver of Stay, Ext.nsion, Moratorium
Laws; Equity of R.demption......................
Environmental Site Assessments.............
Right ot Set-ott...........................
Sales by Parcels...........................
Effect ot Sale.............................
Eviction of Mortgagor Aft.r Sal............
Contession ot Judgment for Ejectment.......
V. MISCELLANEOUS
5.01
5.02
5.03
5.04
5.05
5.06
5.07
Security and Priority of Advanc.s.................
(a) t.oan Advance...............................
(b) Other Advanc... . . . . . . . .. . . . . . . ... .. . . . . . . . .
Olanq.. 1n Tax I.aw....404o..........................
Further Aaauranc:.............4o...404o4o..............
(. ) Generally. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(b) F 11 iftCJ.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Aaendaenta, Waiv.ra. Etc..........................
No Iap11ed Waiver.................................
Notic... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Expena..: Tax.a: Attorney.' r.....................
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21
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28
29
29
29
30
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]0
30
31
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5.08
5.09
5.10
5.11
5.12
5.13
5.14
S.lS
Assiqnment ot Leases..............................
Jurisdiction: EtC.................................
Interpreta tion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Invalidity of Certain Provisions..................
Severability. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Governinq I.aw.....................................
Time of Essence; Duration; Survival...............
SUccessors and Assigns............................
Wi;
Exhibit A
Legal Description
32
32
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33
33
33
32
33
.. tit -
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rn;! liS .!~ U~l
III. NEGATIVE COVENANTS
3.01
3.02
3.03
3.04
3.05
3.06
Liens; I..eases.....................................
Modifications to Property Restrictions............
Hazardous substances..............................
Dissolution; Change of Business...................
Indebtedness. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Transfers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
IV. EVENTS OF DEFAULT; REMEDIES
4.01
4.02
4.03
4.04
4.05
4.06
4.07
Events ot Detaul t. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Rea.di... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(a) Primary Remedies...........................
(b ) Receiver. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(c) Environmental Site AssesS1ll.nts.............
Cd) Right ot Set-ort...........................
ee) Sale. by Parcels...........................
(f) Effect ot Sal..............................
(g) Eviction of Mortqagor Aftar Sal............
(h) Confusion of Judgment for Ej.cbllent.......
(1) Insurance Polici...........................
Application ot Proc.eds...........................
Right to Sue Without Prejudic.....................
Pow.r to MOdify Docuaents.........................
Rem.di.. cumulativ................................
(a) aanerally.... . . . . ...... . ... . ... . . . . ..... ...
(b) Other security.............................
Waiv.r of Stay, Extenaion, Moratorium
Lav.: Equity of R.damption......................
V. MISCELLANEOUS
5.01
5.02
5.03
5.04
5.05
5.06
5.07
Security and Priority of Advance..................
eel Loan Advance.... . ... .... .... ... . ... .... . ...
(11) other Advanc..................................
Olanq.. in Tax ~v.....................................
Further Aaauranc....... .... . .. . . . .. .... ........... ....
(.) Generally. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(b) r111"'......... . ................ ................
AaancSaenta, V.iv.ra, Itc...........................
No taplittd ".lv.r.................................
ltot1c:... . . . . . . . . . . . . . .. . . . . . . .. . . . . . .. . .. .. .. .. .. .. . .. . . .. .. . .
Ixpena..: Taxa., Attorn.,.' Peea..................
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:SO
:so
:SO
:so
:so
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)l
OPEN-END MORTGAGE AND SECURITY AGREEMENT
THIS OPEN-END MORTGAGE AND SECURITY AGREEMENT (this
"Mortgage"), dated as ot January 29, 1993, made by I<LP
ENTERPRISES, INC., a Pennsylvania corporation having an ottice at
Apartment 704, 1101 Lindham Court, Mechanicsburg, Pennsylvania
17055 ("Mortgagor"), to FARMERS TRUST COMPANY, a penn.ylvania
corporation, having an ottice at One West High Street, Carlisle,
Pennsylvania 17013 ("Mortgagee"),
ti 1 I H ~ ~ ~ ~ I H:
WHEREAS, Mortgagor is justly indebted to Mortgagee in the
principal .um ot Three Million Eight Hundred Thou.and and No/lOa
Dollars ($3,800,000), as evidenced by, and to be repaid with
interest thereon in accordance with, a promis.ory note ot even
date herewith made by Mortgagor to Mortgagee (a. the .ame may be
extended, renewed, retinanced, retunded, amended, modi tied or
supplemented trom time to time, and any replacement or .uccessor
note, the "Note"):
NOW, THEREFORE, in consideration ot $10.00 and other qood
and valuable consideration, the receipt ot which is hereby
acknowledged, and in ord.r to s.cure:
(al the paym.nt ot the ind.bt.dn.ss evidenced by
the Note, both principal and int.r.st, .nd all .mounts
due or to b.com. due und.r the Not., this Mortgag. .nd
any oth.r loan docum.nt. .x.cut.d 1n conn.ction th.re-
with, .nd any .xt.nsion., r.n.wal., r.placem.nts or
moditications ot any th.reot (the "Loan Docu.ent."):
and
(bl the p.rtormance and obs.rv.nc. ot .11 cov.-
nanta, .gr....nt., obligation. and liabilitie. ot
Mortgagor under or pursuant to the provision. ot the
Hote, thia Mortg.q. .nd the other Lo.n Document., and
.ny .xtensions, r.n.wals, replace..nt. or soditications
or .ny ther.ot:
(allot the toregoing being hereinatter collectiv.ly called the
.Secured Obligation."l, Mortgagor. intending to be legally bound,
doe. hereby grant, bargain. ..11. conv.y, w.rrant. a.sign. tran.-
ter. mortqag., pledge. grant 4 ..curity int.re.t in. ..t ov.r and
contirm unto Mortgagee. and ita aucce.eor. and a.s1gn.. all or
Mortgagor'. ..tate. right. title. int.re.t. property, claim and
deaand. now owned or held or hereatter acquired or ar1.inq. In
-.<, , l . .
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tJ32
and to the following property and rights (collectively, the
"Mortgaged Property"):
(a) the lands and premises more particularly
described in Exhibit A hereto, together with all and
singular the tenements, hereditaments and appurtenances
thereunto belonging or in anywise appertaining, and
also (i) any land lying within the right-of-way of any
streets, open or proposed, adjoining the same, (ii) any
easements, rights-of-way and rights used in connection
therewith or as a means of access thereto, and (iii)
any and all sidewalks, alleys, strips and gores of land
adjacent thereto or used in connection therewith (all
of the foregoing being hereinafter collectively called
the "Land") 1
(b) all buildings, structures and other improve-
ments now or hereafter erected or placed on the Land
(collectively, the "Improvements");
(c) all materials, machinery, apparatu., .quip-
.ent, fittings, fixtures, goods, chattels and other
articl.s of personal property now or hereafter located
on, attached to or used in connection with the Land or
the Improvements (other than any personal property
own.d by any tenant occupying the Improvem.nts and used
by such tenant in connection with such occupancy), and
all r.placements thereof, addition. thereto and .ub-
stitution. therefor (all of the foreqoing, being
h.r.inafter collectively called the "Equipment"),
toq.th.r with all d.po.ita or payments mad. on any
lquip..nt in connection with the conditional purcha..
th.r.of and all 1..... by Mortgagor a. 1..... of lquip-
..nt:
(d) .11 lic.na... peraita. authorizations and
aqr....nta frea Gov.rnmental Authoriti.. (a. defined in
Section 1.02) rel.ting to the ownership. con.truction,
occupancy, operation. unaq...nt or use of the Land.
the IlIprov.menta or the Equipaent:
(e) .11 contracta. license. and aqneaenu relat-
i"9 to the own.rship. de.iqn. conatructlon. occupancy.
operation. unaq...nt or use of tn. Land. the Iaprove-
menta or the lquipaent:
- oJ -
.- "I:' . ..".....
, , .. >-l' 'I ~N
Cf) all the remainder or remainders, reversion or
reversions, rents, revenues, issues, protits, royal-
ties, income and other benefits derived trom any ot the
foregoing, all of which are hereby assigned to Mort-
gagee, who is hereby author;~ed to collect and receive
the same, to give proper receipts and acquittances
therefor and to apply the same to the payment ot the
Secured Obligations, notwithstanding the tact that the
same may not then be due and payable, subject, however,
to the right of Mortgagor to receive and use the same
unless and until an Event ot Oetault Cas detined in
Section 4.01) shall occur:
(g) all proceeds ot the conversion, voluntary or
involuntary, ot any of the toregoing into cash or
liquidated claims, including all proceeds ot the insur-
ance required to b. maintain.d by this Mortgage, all
awards or oth.r compensation h.retotore or hereafter
made to Mortgagor as the r.sult ot any Condemnation (as
defined in Section 2.05), all awards tor changes ot the
grades of street. and all awards tor severance damages,
allot which are h.r.by aeeigned to Mortgagee, who is
hereby authorized to collect and receive the proceeds
ther.of, to qiv. prop.r r.c.ipts and acquittanc.s
therefor and, subj.ct to Section 2.06, to apply the
same to the paym.nt ot the S.cured Obligations, not-
withstanding the tact that the aame may not then be due
and payabla:
(h) any monies deposit.d with Mortgagee pursuant
to the terms hereot or ot any other Loan Document;
(i) all .quipment, inv.ntory, accounts, contract
riqht., gen.ral intangibles, instrument., documents and
chatt.l pap.r (as those terms are d.tined in the Uni-
torm co.aercial code) ot Mortqaqor: and
(j) all proceeds, beth cash and non-cash, ot any
and all of the foreqelnq:
TO HAVE AND TO MOLD the Mortgaged Prop.rty unto Mortqaqe.,
its succe..or. and a.sign., tor.v.r:
PROVIDED, IlOWEVD, that it Mortqaqor shall pay, perform and
diacharqe the Secured Obl.1qaUons In full, then thi. Mort.,a.,. and
the estat. hereby ,ranted ahall c...., terminate 4nd beco8e voId:
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AND, Mortgagor hereby agrees with Mortgagee
ARTICLE I
DEFINITIONS: REPRESENTATIONS AND WARRANTIE!
REGARDING TITLE AND ABSENCE OF HAZARDOUS SUBSTi
1.01. Definitions. Capitalized terms used here:
not defined herein shall have the meanings assigned tc
the other Loan Documents.
1.02. Title. Mortgagor represents and warrants
Mortgagee that based upon the marked title commitment
issued by Ticor Title Insurance Company, Mortgagor (a:
and marketable fee simple title to the Land and the II
and has good title to all Equipment and other propert~
comprising the Mortgaged Property, subject to no mort~
pledge, charge, security interest or other encumbrancl
claim of any nature except Permitted Encumbrances (as
this Section 1.02), and (b) has full power and lawful
to grant, bargain, sell, convey, warrant, assign, trar
mortgage, pledge, grant a security interest in, set 0\
confirm unto Mortgagee, and its successors and assign!
Mortgaged Property as herein provided. Mortgagor will
warrant and defend the title to the Mortgaged Propert}
validity and first priority ot the lien or estate, ant
security interest, created hereby against the claims a
of all persons whomsoever. As used herein the term "f
Encumbrances" means (i) the easements, rights of way a
exceptions set torth in Schedule 8-1 ot the title poli
the lien of this Mortgager (ii) liens in favor of Mort
(iii) inchoate liens tor taxes, assessments or similar
which are not due and payable or are being contested i
faith at the time pursuant to and in compliance with t
requirements of Section 2.07.
1.03. Hazardous Substances. Hazardous wastes, h
substance., hazardous ..terial., toxic substances, haz
pollutants or toxic pollutants, as those terms are use,
defined in or listed under the Resource Conservation al
Act, the Comprehensive Environmental Response, Compens,
Liability Act, the Hazardous Materials Transportation ;
Toxic Substances Control Act, the Clean Air Act and th.
Water Act, or in any regulations proaulqatinq pursuant
or in any other applicable Law, includinq without limit
tho.. .leaenta or compound. which are contained in the
hazardous .Ubstance. adopted by the United State. [nvir
- .. -
-,. " 1:. . " J5
Protection Agency or the list of toxic pollutants designated by
Congress or said agency, or petroleum products, including without
limitation, gasoline, diesel fuel, fuel oil, heating oil,
kerosene, motor oil, used oil and waste oil (all of the foregoing
are herein collectively called "Hazardous substances"): and
Hazardous Substances described herein as to which Mortgagor
remains in compliance with all applicable Laws relating to the
receipt, handling, use, storage, treatment, shipment or disposal
of the same are herein collectively called "Permitted Sub-
stances".
As used herein the term "Law" means any law, constitution,
statute, treaty, regulation, rule, ordinance, order, injunction,
writ, decree or award of, or permit, approval or license granted
by, any Governmental Authority, including those relating to
zoning, .ubdivision, building, safety, fire protection or
environmental matters. As used herein the term "Governmental
Authority" means any government or political subdivision or any
agency, authority, bureau, central bank, commission, department
or instrumentality of either, or any court, tribunal, grand jury
or arbitrator, in .ach case whether foreign or domestic.
ARTICLE II
AFFIRMATIVE COVENANTS
Mortgagor covenants to Mortgagee .. follows:
2.01. Comnliance with Lawe: Etc. Mortgagor shall comply
with all Laws and all private covenants which at any time are
applicabl. to the Mortgaged Property or Mortgagor, and .hall
comply with the requir.ments of all polici.s of insurance
required by this Mortgage and of the insurers under .uch
polici... Mortgagor .hall max. any r.plac.m.nt., alt.ration. or
improvem.nts to the Mortgaqad Property a. may b. r.quir.d by Law
or such requirem.nts .v.n if unfor....n and/or .xtraordinary.
Notwithstanding the foreqoinq, but provid.d Mortgag.... int.rests
in the Mortgaged Property ar. not pr.judiced in Mortgag....
r.asonabl. jUdgment, nothing contained in this Section 2.01 .hall
pr.v.nt Mortgagor from cont.sting, dilig.ntly and in good faith,
complianc. with any .uch law. or privat. cov.nants and Mortgagor
ahall not be obligated to comply with the provi.ion. Of thi.
Section 2.01 until auch time as such conte.t 1. adv.rsely
d.tenained.
2.02. "..int.n.a~e and Repair. Mortqaqor shall not ab.ndon
or cau.e or plInait any wat. to the Iaprov...nu or the lqu1p-
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ment, shall maintain the Improvements and the Equipmer
repair, working order and condition, except for reasor
and use, and shall restore, replace or rebuild the Im~
and the Equipment or any part thereof now or hereafter
destroyed by any casualty (whether or not insured agai
insurable) or affected by any Condemnation (as definee
with Improvements or Equipment of equivalent value ane
whether or not the proceeds of insurance required herE
the award payable in respect of such Condemnation are
for the purpose or are available to Mortgagor pursuant
2.06 for the purpose. All repairs, replacements, rest
alterations and improvements to the Mortgaged Propert~
promptly performed in a good and workmanlike manner ir
with all applicable LaWs, private covenants and insur,
requirements, shall be equivalent in quality of constl
class to the original construction of the Improvementf
"Project") and shall be subject to the terms and condi
forth in Section 2.06(c) as if such repair, replacemer
tion, alteration or improvement were a restoration thE
2.03. Alterations. Mortgagor shall not permit t
ments or the Equipment to be removed, demolished or mi
altered: provided, however, that Mortgagor (i) shall n
replacements, alterations or improvements which are rE
Law (ii) may remove worn out Equipment if the same is
rently replaced with Equipment of equivalent value anc
and (iii) may make alterations to the Improvements wit
Mortgagee's consent provided the coat of all such altE
durinq any twelve (12) month period does not exceed tt
$50,000 and provided such alteration does not material
the value of the Mortgaged Property.
2.04. Insurance. Unl..s waived in writing by Me
Mortgaqor ahal~ maintain and keep in effect the follow
policies of insurance:
(al policies of insurance against loss or d
to the Iaprovements and the Equipment by or from
lightning, windstorm, explosion. riot. riot at~en
strike. civil coaaotion. aircraft and vehiclea, s.
end such other hazerds .. are presently included
so-called "fire and extended coverage" insurance:
vandaU.., uUcious aischief and such other hata
are pre.ently included in the so-called "all risk:
physical 10... insurance: and sucn other insurabl.
hazards, includl~ flood. .., under good Insuranc.
practic.s, from ti.. to ti.. are Insur.d aqAlnat t
.6-
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improvements and equipment having similar funetie
uses in the area where the Improvements and Equi~
are located, in an amount which shall not be lesE
the greater of (i) 100\ of the "full replacement
of the Improvements and the Equipment, without de
tion for physical depreciation, or (ii) an amount
sufficient to prevent Mortgagee and Mortgagor fre
becoming co-insurers within the terms of the appl
policies: the term "full replacement cost" shall
the actual cost of replacing the Improvements anc
Equipment, exclusive of the cost of excavations,
dations and footings below the lowest basement fl
and shall be determined from time to time at the
request of Mortgagee (but not more frequently the
in any 24 calendar months) at the expense of Mort
by an insurer or bl' an appraiser, engineer, arch!
or contractor designated by Mortgagor and approve
Mortgagee:
(b) insurance against loss or damage to the
components of the air conditioning and heating sy
flywheels, steam pipes, eteam turbines, steam eng
steam boilers, other pressure vessels, high press
piping and machinery and elevators and escalators
any, as are installed in the Improvements, inelud
insurance against physical damage to the Improve~
and the Equipment arising out of an accident cove
thereunder and against 10.. of occupancy or use a
from breakdown of any of the foregoing, 1n such a
a. are satisfactory to Mortgagee:
(c) comprehensive general liability 1nsuran
an .occurrence ba.i.. against claims for bodily 11
death or property damage occurring on or about tho
Mortgaged Property (including elevators and escal.
if any) and on or in the streets adjoining the sa:
afford protection 1n a ..ingle limitN of not less
$1,000,000 in the event of bodily injury to or de,
any number of persona or at damage to property ar:
out ot one occurrence:
(d) if the Land or any part thentOt is situ.:.
an area de.ignated by the rederal ~rqency MAnaq~
Aqency (or any aucce.sor thereto) as an are. of Sf
flood hazard tor purpoae. ot the National Flood In
.nee Progra., such poUc:1.. ot flood insurance ....
Mortqaqee aball r.quest. 80 a. to enable MortqAq..
1 -
-- . 11 ....
I . ~ ~ ,..,;
, J1~
be in compliance with all Laws with respect to flood,
insurance coverage for the Mortgaged Property from tlme
to time applicable to Mortgagee;
(e) business interruption insurance and insurance
against loss of "rental value" for a period of twelve
months, in such amounts as are satisfactory to Mort-
gagee; and
(f) such other insurance with respect to the
Mortgaged Property in such amounts as may from time to
time be reasonably required by Mortgagee against other
insurable hazards or casualties which at the time are
commonly insured against in the case of premises
similarly situated, due regard being given to the
height and type of buildings and improvements, their
construction, location, use and occupancy.
All policies of insurance shall be subject to the reasonable
approval of Mortgagee as to insurance companies, amounts,
expiration dates, form and content and shall name Mortgagee as an
additional insured. All policies of insurance maintained by
Mortgagor pursuant to clause ea) shall contain the "replacement
cost endorsement". All policies of insurance covering risks of
physical loss shall provide that losses thereunder ahall be
payable to Mortgagee pursuant to a standard first mortgagee
endorsement, without contribution, substantially equivalent to
the New York standard mortgagee endorsement. At least 30 days
prior to the expiration of any policy of insurance, Mortgagor
shall furnish Mortgagee with evidence satisfactory to Mortgagee
of the payment of the premium for, and the reiaauance of a policy
continuing, such insurance as required by this Mortgage. All
policies of insurance shall contain an endorsement by the inaurer
that any loaa ahall be payable in accordance with the terms of
such policy notwithstanding any act or negligence of Mortgagor
which might otherwiae give rise to a defense by the insurer to
its payment for such 10s8 and a waiver by the insurer of all
rights of subrogation to any rights of Mortgagee and of all
rights of set-Oft, counterclaim or deduction against the
insureds. All policies of insurance shall alao contain a provi-
sion to the .ffect that any cancellation of or amendment to .uch
insurance, including any reduction in the scope or limits of
coverage, shall not b. ettective as to Mortgag.. without at least
30 day.' prior written notice to Mortgagee. Mortgagor shall not
take out .eparate insurance with r.spect to the Mortgaged Prop-
erty concurrent in form or contributinq in the event ot 10.. with
that required by thia Mortgage unl... the .... shall contain I
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· . Ii:': . U~
standard non-contributory lender's loss payable endorsement in
favor of and in scope and form satisfactory to Mortgagee.
2.05. Damaae or Condemnation. In the event of any damage
to or destruction of the Improvements or the Equipment or any
part thereof as a result of any casualty ("Damage"), or in the
event the Land, the Improvements or the Equipment or any part
thereof are taken or damaged as the result of the exercise of the
power of eminent domain or as the result of any other govern-
mental action for which compensation shall be given by any
Governmental Authority ("Condemnation"), or if Mortgagor shall
receive any notice or advice of any Condemnation proceedings,
Mortgagor shall give prompt notice thereof to Mortgagee. In the
event that Mortgagor shall fail to promptly settle, adjust or
compromise any claims by Mortgagor for Damage under any policy or
policies of insurance required to be maintained by this Mortgage,
or any claims for awards or other compensation payable in
connection with any Condemnation, Mortgagee shall have the right,
and is hereby authorized and empowered and irrevocably appointed
attorney-in-fact of Mortgagor, to settle, adjust or compromise
any claims by Mortgagor tor Damage under any policy or policies
of insurance required to be maintained by this Mortgage, or any
claims for awards or other compensation payable in connection
with any Condemnation, except, so long as no Event of Default
exists, those claims involving amounts ot less than $50,000.
2.06. ADDlication of Insurance Proceeds and Condemnation
Awards.
(a) Mortaaaee Election. All proceeds ot the
insurance required to be maintained by this Mortgage
(including proceeds of bu.ine.s interruption or loss of
rental value insurance) payable in connection with any
Damage, and all awards or other compensation payable in
connection with any Condemnation, shall be deposited
with Mortgagee, except that any such proceeds or awards
or other compensation aggregating lesa than $50,000
shall not be required to be so deposited. Provided no
Event of Default exists, such proceeds or awards or
other compensation (after deductinq therefrom all
rea.onable costs and expenses, includ1nq attorney.'
fees, incurred by Mortgag.e 1n connect10n with the
collection thereof reqardle.s of the particular nature
thereof and vbether incurred with or without suit)
(WNet ProceedsW), shall be applied by Kortgaqee to the
pey.ent of the costs ot restorinq the IlIprove_nt. and
Iqu1paent so damaged or taken to their value, utility
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, " .ect
and condition immediately prior to such Damage Ot
Condemnation (collectively, "Restoration Costs").
(b) ADDlication to Restoration. Mortgagor
deposit with Mortgagee such additional amounts ot
as may be necessary so that the Net Proceeds and
additional monies (collectively, "Restoration Fur
will be sufficient, in the reasonable judgment 01
Mortgagee, to pay all Restoration Costs during St
restoration. Such Restoration Funds will be adve
by Mortgagee from time to time as the restoratior
progresses upon the written request of Mortgagor
subject to compliance by Mortgagor with such rea~
requirements and conditions as Mortgagee shall iT
Mortgagee shall not be required to apply Restorat
Funds as aforesaid unless it reasonably determinE
the amount thereof remaining after payment of thE
amount requested will be sufficient to pay the
Restoration Costs in full, and Mortgagor shall pt
deposit with Mortgagee the amount of any deficier
be held and disbursed by Mortgagee as Restoratior
in accordance with the provisions of this Sectior
Upon completion of such restoration to the satist
of Mortgagee and the payment of the Restoration C
in full, the balance of any Restoration Funds not
required to be disbursed shall (i) in the case ot
Damage, be disbursed to Mortgagor or as Mortgagot
direct and (ii) in the case of a Condemnation, bE
applied to the payment of the Secured Obligations
such order as Mortgagee may determine until the 5
bave be.n paid in full and then to Mortgagor or a
Mortgagor may direct.
(e) Permits: Plans: Contracts. All restora
vor~ following any Damage or Condemnation pursuan
thls Mortgage ahall be subject to the following t
and concii tiona:
(1) no work ahall be undertaken unless
Mortgagor shall have procured and ~id for a
peraita. approvals and authorizations of all
Covernmental Authoriti.s required In connect
with all of the work: and
(li) all work Involvlng estiaated Re.tol
COat. of acre than $50,000 (e.elusive of Pro'
debt auvlce) (x) ~ll be de.1CJMd. con.tnh
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and completed in accordance with detailed plans
and specifications and cost estimates reasonably
acceptable to Mortgagee and prepared by an
architect or engineer selected by Mortgagor and
reasonably satisfactory to Mortgagee and (y) shall
be performed pursuant to fixed price construction
contracts which are secured by payment and perfor-
mance bonds in the amount of such contracts, such
contracts and bonds to be in form and substance,
and with contractors and sureties, reasonably
satisfactory to Mortgagee and to be executed and
delivered prior to the commencement of any of the
work.
(d) pavment of Deficiencv. It (i) in the reason-
able judqment of Mortgagee the Mortgaged Property
cannot be restored substantially to the value, utility
and condition thereof immediately prior to such Damage
or Condemnation or such restoration cannot be expected
to be completed by the date upon which the unpaid
principal balance of the Note and all unpaid interest
and other sums under the Loan Documents are due and
payable (the "Maturity Date"), and (ii) the Net
Proceeds are not sufficient to pay the Secured Obliga-
tions in full, Mortgagor .hall promptly pay the defi-
ciency.
2.07. Taxes and ImDositions: Mechanics' Claims. Mortgagor
.hall pay, before any tine, penalty, interest or cost attaches
thereto, all taxes and asses.ments, general and .pecial, all
water and .ewer rents and all governmental charge. and levies of
any kind or nature whatsoever, which are now or hereafter
asse..ed or impo.ed upon the Mortgag.d Property or Mortgagor or
become due and payable trom Mortgagor or create a lien upon the
Mortgaged Property (all .uch taxe., a.....m.nt.. r.nts, charg..
and levies being h.rein coll.ctiv.ly called "Impositions"). a.
well a. all claims tor labor, ..terials or services which. if
unpaid. might become a lien th.reon (herein collectively called
"Mechanic.' Claims"). and shall turnish to Mortgagee promptly
upon Mortgagee'. r.qu..t and as .oon a. reasonably possibl..
official receipts of the appropriate taxing or oth.r authority.
or oth.r proof .atistactory to Mortgagee. evid.ncing the par-ent
of all Imposition.: provided. however. that it by law any
Impo.ition i. payable. or ..y at the option of the taxpay.r be
paid. in installment.. Kort9aqor ..y pay the ..... or cause the
same to be paid. toqether with any accrued inter..t on the unpaid
balance thereot. in in.tall..nts a. the .... beco.e due and
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before any fine, penalty, interest or cost may be added thereto
for the nonpayment thereof: and provided, further, that, if
Mortgagor (a) contests the validity or amount of any Imposition
or Mechanic's Claim in good faith and by appropriate proceedings
which operate to prevent any execution on any portion of the
Mortgaged Property, (b) deposits and maintains with Mortgagee a
bond or other security satisfactory to Mortgagee in such amount
as Mortgagee shall reasonably require to assure the discharge
thereof, (c) thereafter diligently proceeds to cause such
Imposition or Mechanics' Claim to be removed, paid or discharged
of record, Mortgagor may defer payment thereof during the
pendency of such contest.
2.08. Tax and Insurance Escrow. If requested by Mortgagee,
Mortgagor shall pay to Mortgagee on the first day of each calen-
dar month a sum equal to one-twelfth (1/12th) of the real estate
taxes on the Mortgaged Property and premiums for insurance
required hereby so as to enable Mortgagee to pay the same at
least thirty days before they become due and Mortgagee shall do
so. Amounts so paid shall not be trust funds but may at the
option of Mortgagee be commingled with general funds of
Mortgagee. No interest shall be paid on such amounts. If an
Event of Default shall occur, Mortgagee shall have the right to
apply any amounts paid to Mortgagee under this Section 2.08
against all or any part of the Secured Obligations. If such real
estate taxes and insurance premiums shall exceed the amounts paid
into escrow under this Section 2.08, Mortgagor shall on demand
pay the deficiency. Mortgagor shall furnish to Mortgagee tax and
insurance bills in sufficient time to enable Mortgagee to pay
such taxes and premiums, before interest and penalties accrue
thereon.
2.09. Pinancial Statements. Mortgagor shall furnish or
caused to be furnished to Mortgage.:
(a) for Mortgagor, and any Cuarantor. within 90
daya after the end ot eaCh of ita fiacal years, a
balance she.t aa of the end of such Uacal year and
atate..nta of income. retained earninqa or partnera'
capital (a. the ca.. hY be) and cash tlova for auch
fiscal year, settlnq forth in c:oaparatlve lora the
ccrreapondinq f19Ures tor the precedinq Uacal ye.ar,
all in reasonable detail, prepared 1n accordance with
aMP by independent publ1c acc:ount.anU of recoqnhltd
standlnq ..l.cted by Xortq.qor and raaaonably aatialac-
tory to Mortqaq"l
., l..l -
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1J.f3
(b) for Mortgagor, and any Guarantor, with
days after the end of the first half of each of
fiscal years, a balance sheet as of the close of
period and statements of income, retained earnin,
partners' equity (as the case may be) and cash f:
for such period, all in reasonable detail and prl
in accordance with GAAP, subject, however, to ye,
audit adjustments, and certified by the Mortgago:
any Guarantor, as the case may be:
(c) within 45 days after the end of each c.
quarter, a financial statement covering the oper.
of the Mortgaged Property for such calendar quar1
and setting forth in such detail as Mortgagee sh,
reasonably request, the status of leasing, the il
expenses and cash flow and other financial inforr
relating to the Mortgaged Property, which financ:
statements shall be certified by the Mortgagor:
(d) for Mortgagor, and any Guarantor, with:
days after the filing thereof, a copy of its fedE
income tax return for each year:
(e) with reasonable promptness, such other
cial and other information respecting the financi
condition, business or operations of Mortgagor ar
Guarantor, as Mortgagee may from time to time
reasonably request. With respect to those tinane
statements which are required to be certified by
Mortgagor, and any Guarantor, such certification
stat. that such financial statements are complete
correct, were prepared in accordance with GAAP an
fairly present the financial condition at the res
tive dates indicated therein and the results of 0
tions tor the respective periods indicated therei
Mortgagor (and its subsidiariss), and any Guarant
(and its Subsidiaries).
2.10. S.curitv In~.r..t.
(a) UCC Security Interest. This Mortgage Ct
.titute. both a aortqage and a ..ecurity agreement
within the ..aninq of the Unifora eaa..rcial Code
the applicable 'urisdiction (the .ucc.) , an~ the ~
9a9ed Property inchad.s both real and penonal pre
and all other rigbts and interests, Whether tanqlt
intanqlble in nature, of Mortgagor 1n the "ortqaq~
- 11 -
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Property. Mortgagor by executing and delivering this
Mortgage has granted to Mortgagee, as security for the
Secured obligations, a security interest in and to (i)
those portions of the Mortgaged Property in which a
security interest can be granted under the UCC, and
(ii) the Collateral, as defined below. Portions of the
Mortgaged Property are or are to become fixtures as
defined in the UCC. This Mortgage constitutes and is
effective as a fixture filing as provided in Section
9402 of the UCC.
(b) Locations. Mortgagor shall maintain and keep
the Equipment on the Land: shall maintain and keep its
principal place of business and its chief executive
office at its address stated on the first page hereof
and at no other location without thirty days' prior
written notice to Mortgagee: and shall maintain and
keep its records concerning the Mortgaged Property at
the Improvements and at no other location without prior
written notice to Mortgagee.
(c) Collateral. .Collateral" means all of the
following property of Mortgagor whether now owned or
hereafter acquired or arising: Inventory, Accounts,
money, deposit accounts, equipment, fixtures, general
intangibles, chattel paper, instruments, documents and
goods (as each of the preceding terms are defined in
the UCC), accounts receivable, machinery and all other
tangible and intangible personal property of Mortgagor
of every nature and description, and all substitutions,
replacements, accessions and proceeds of all of the
foregoing (inClUding, without limitation, insurance
proceed. .nd condemnation .wards).
(d) Preservation. The Mortgagor will preserve
the COllateral and .11 property used or useful in the
conduct of the operations of the Mortg.gor, .nd ke.p
the aa.e in good condition and repair (normal wear and
tear excepted), .nd from ti.e to time mak., or cauae to
b. made, .11 nec....ry .nd prop.r repaira, renew.ls,
repl.cementa, betterment. .nd improvements thereto.
The Mortgagor vill defend the Collateral .gainst all
clai.. and demands of all peraona at any ti.e claiming
the aa.e or any interest therein .nd, 1n the event the
Mortgagee'. .ecurity intere.t in the Collateral. or any
pan thereof, would be impaired by an adv.ra. dec:idon,
allow the Mortgage. to cont..t or detend any such claim
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or demand in the name of the Mortgagor and the Mortga-
gor agrees to pay, upon demand, the Mortgagee's reason-
able costs, charges and expenses, including, without
limitation, reasonable attorney's fees, in connection
therewith.
(e) Financina statements. From time to time, at
the request of the Mortgagee, the Mortgagor shall
execute, deliver and file all financing statements on
Form UCC-1 or other instruments, and do all other acts
as the Mortgagee deems necessary or desirable to per-
fect fully, or to keep perfected, its security interest
in the Collateral and pay upon demand all reasonable
expenses, including, without limitation, attorney's
fees, incurred by the Mortgagee in connection there-
with.
2.11. Visitation. During normal business hours and upon
reasonable notice, Mortgagor shall permit such persons as
Mortgagee may designate to visit and inspect the Mortgaged Prop-
erty, to examine the books, records and documents relating to the
Mortgaged Property and take copies and extracts therefrom at
normal business hours upon reasonable notice and to discuss the
affairs of the Mortgagor relating thereto with the independent
accountants of Mortgagor at such times and as often as Mortqagee
may reasonably request. Mortgagor hereby authorizes such
independent accountants to discuss with Mortgagee the affairs of
the Mortgagor.
2.12. Li tiaation Attectina Mortaaaed PrQD8rtv. Mortgagor
shall appear in and contest any judicial or quasi judicial action
or proceeding purporting to affect the security hereof or the
rights or powers at Mortgagee, and shall pay within a reasonable
time after demand theretor all costs and expenses, including
costs ot evidence of title and attarneys' tees, in any such
action or proceeding in which Mortgagee may appear.
2.13. Indemnitication. Mortgagee shall have no obligation
or liability by reason ot this Mortgage (or the liens or security
interests in the Mortgaged Property granted hereby) or arising
out ot the Mortgaged Property, nor shall Mortgagee be required or
'Obligated in any aanner to pertor. or tultill any Obligations ot
Mortgagor with respect to the Mortqaqed Property. With the
exception ot negligent acts and omis.ions of Mortgagee, or its
agents, servanu, _ploy_s 'Or contractors, Mortgaqor hereby
agrees to indeanity and defend Mortgagee aqain.t, and hold
Mortgagee baral.ss trea, all costs, tin.., penal tie., t.e.
- is -
~ IU:' I' 1141;
(including, without limitation, attorneys' fees), expense~,
liabilities, losses, claims and damages that may at any tlme be
asserted against or incurred by Mortgagee as a result of, or
arising out of, or in any way related to or by reason of any
Event of Default under this Mortgage (or the liens or security
interests in the Mortgaged Property granted hereby), or any other
Loan Document, including any cost, fine, penalty, fee, expense,
liability, loss, claim or damage arising from or related to
Hazardous Substances or any Law concerning Hazardous Substances
or other environmental matters relating to conditions that occur
subsequent to the date of this Mortgage and including any and all
claims and demands whatsoever which may be asserted against
Mortgagee by reason of any alleged obligation on its part to
perform or discharge any obligation with respect to the Mortgaged
Property.
2.14. Actions bv Mortaaaee to Preserve Mortaaaed Procertv.
If Mortgagor shall fail to (a) effect, maintain and keep in force
the insurance required under the provisions of Section 2.04, (b)
make the payments required by Section 2.07 or (c) pay, perform or
observe any of the other obligations required by this Mortgage or
any other Loan Document to be paid, performed or observed by
Mortgagor, then Mortgagee may effect, maintain, keep in force,
pay, perform or observe the same. In connection therewith,
Mortgagee shall have the right, but not the obligation, (i) upon
the occurrence of an Event of Default, to enter upon and take
possession of the Mortgaged Property: (ii) to make such
additions, alterations, repairs and improvements to the Mortgaged
Property as Mortgagee may reasonably consider necessary or proper
to keep the same in good condition and repair: (iii) to appear
and participate in any action or proceeding affecting or which
may affect the security hereof or thereof or the rights or powers
of Mortgagee hereunder or thereunder: (iv) to contest or
compromise any lien, encumbrance or charge which in the
reasonable judgment of Mortgagee may affect the security of this
Mortgage or any other Loan Document, or to discharge the same,
either by paying the amount claimed to be due or depositing in
court a bond for the amount claimed or otherwise giving security
for such claim. or in such other manner as is or may be
prescribed by law: and (V) in exercising such powers, to pay
necessary and reasonable expenses including the tees and expenses
of attorneys and all necessary or desirable consultants. All
su~s so expended by Mortgagee or expended to sustain the lien or
est3te or security interest created by this Mortgage or any other
Lo3n Document Or the priority hereof or thereot. Or to protect or
entorce any of the rights ot Mortgagee under the teras ot this
Mortgage or any other Loan Document. or to recover or entorce any
- 16 -
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1147
of the Secured Obligations or otherwise to secure the performance
of any obligation of Mortgagor under this Mortgage or any other
Loan Document, shall be paid by Mortgagor within five days after
demand by Mortgagee with interest at the Default Rate (as defined
in the Note) until paid. In any action or proceeding to
foreclose this Mortgage, or to recover, collect or enforce the
Secured Obligations, the provisions of law respecting the
recovery of costs, disbursements and allowances shall prevail
unaffected by this covenant.
2.15. Estoccel Certificates. Mortgagor, within ten days
after notice from Mortgagee stating the amount of and the method
of calculation of the Secured Obligations, shall furnish to
Mortgagee a statement confirming the amount of the Secured
Obligations and stating whether any offsets or defenses exist
against the Secured Obligations.
ARTICLE III
NEGATIVE COVENANTS
Mortgagor covenants to Mortgagee as follows:
3.01. Liens: Leases. Subject to the provisions of Section
4.01(h) below, Mortgagor shall not create, permit to accrue or
suffer to exist any assignment, mortgage, lien, .ecurity
intere.t, pledge, conditional sale or other title retention
agreement, encumbrance or charge ot, in, to or upon the Mortgaged
Property, other than Permitted Encumbrance.. Mortgagor shall
not, without the prior written consent of Mortgagee, lea.e (as
le.see) any of the Equipment or Improvements except in the
ordinary course of busine.s.
3.02. Modifications to ProDertv Restrictions. Mortgagor
shall not initiate, join in or consent to any change in any
private covenant, zoning ordinance or other public or private
restriction which would detract from or limit the value or util-
ity of the Mortqaqed Property.
3.03. Hazardous Substance.. Mortgagor shall not subsequent
to the date of this Mortgage (a) cau.e, permit or .llow the
depo.it or creation of eny Hazardous Substances (other than
Permitted Substance.) at, on, ln or under the Mortgaged Property:
(b) u.e, permit or allow the use of Hazardou. Substance. (other
than Permitted Substances) .t, on, ln or under the Mortgaged
Property: or (c) caus., penllt or .Uow the reI.... or threatened
- 17 -
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. . (14B
release of any Hazardous Substances at, on, in, under or from the
Mortgaged Property.
3.04. Dissolution: Chance of Business. Mortgagor shall not
dissolve, merge or consolidate with any other person or sell,
transfer or otherwise dispose of all or a substantial portion of
its assets. Mortgagor shall continue to engage in its business
substantially as currently conducted and operated and shall not
engage in any other business.
3.05. Indebtedness. Subject to the provisions of Section
4.01(h) below, Mortgagor shall not at any time create, incur,
assume or suffer to exist any debt of Mortgagor, except trade
debt in an aggregate amount not to exceed $50,000.
3.06. Transfers. Mortgagor shall not at any time transfer
title to the Mortgaged Property or any interest therein by sale,
gift, lease, option, devise, operation of law or otherwise
(except that Mortgagor shall be allowed to replace Equipment in
the ordinary course of business). Mortgagor, if it is a
partnership, shall not transfer any partnership interest, and if
it is a corporation, shall not transfer any shares of stock,
except a transfer to family members and at no time shall
Mortgagor transfer more than 49\ of shares of stock in the
aggregate to family members.
ARTICLE IV
EVENTS OF DEFAULT: ~DIES
4.01. Evants of Default.
the occurrence or existence of
events or conditions (whatever
Default and whether voluntary,
tion of law):
(a) Mortgagor shall tail to pay when due prin-
cipal ot the Note and such failure to pay shall have
continued tor a period of ten (10) days atter written
notice thereat to Mortgagor: provided, however,
Mortgag.. shall not be required to give such written
notice aore than once in any given twelve (12) month
period or three (3) times during the tara ot this loan:
or
An Event of Detault shall mean
one or more of the following
the reason for such Event of
involuntary or effected by opera-
(b) Mortgagor shall tail to pay when due interest
on the Note or any other ..ount due hereunder or under
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i:-M'.' II I:' . t Ja9
the Note or any other Loan Document and such failure
shall have continued for a period of ten (10) days
after written notice thereof to Mortgagor: provided,
however, Mortgagee shall not be required to give such
written notice more than once in any given twelve (12)
month period or three (3) times during the term of this
loan; or
(c) Any representation or warranty made by Mort-
gagor or any Guarantor under this Mortgage or any other
Loan Document or any statement made by Mortgagor or any
Guarantor in any financial statement, certificate,
report, exhibit or document furnished by Mortgagor or
any Guarantor to Mortgagee pursuant to or in connection
with this Mortgage or any other Loan Document shall
prove to have been false or misleading in any material
respect as of the time when made (including by omission
of material information necessary to make such repre-
sentation, warranty or statement not misleading); or
(d) Mortgagor shall default in the performance or
observance of any covenant contained in Sections 2.03,
and such default shall have continued for a period of
thirty (30) days after written notice therec~ to
Mortgaqor, or 2.04, and such default shall have
continued for a period of ten (10) days after written
notice thereof to Mortgagor, or in Article III; or
(e) Mortgaqor shall default in the performance or
observance of any other covenant, agreement or duty
under this Mortqaqe and such default shall have con-
tinued for a period of thirty (30) days after written
notice thereof to Mortqaqor; or
(f) Mortgaqor or any Guarantor shall default in
the performance or observance of any covenant, aqree-
ment or duty under the Note or any other Loan Document
beyond any period of qrace with respect thereto: or
(q) An Event of Default set forth in any other
Loan Oocument shall occur: or
(h) One or more judCJlllents for the payment of
money shall have been entered against Mortqagor or any
Guarantor. Which judqaent or judqaents exceed $10,000
in the aqqreqate. and such judqaent or judqaents ahall
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have remained undischarged, unstayed or unbonded for a
period of thirty (30) consecutive days: or
(i) A writ or warrant ot attachment, garnishment,
execution, distraint or similar process shall have been
issued against Mortgagor or any Guarantor which shall
have remained undischarged and un stayed for a period of
thirty (30) consecutive days: or
(j) A proceeding shall have been instituted in
respect ot Mortgagor or any Guarantor
(i) seeking to have an order tor reliet
entered in respect ot Mortgagor or any Guarantor,
or seeking a declaration or entailing a tinding
that Mortgagor or any Guarantor is insolvent or a
similar declaration or finding, or seeking dis-
solution, winding-up, charter revocation or for-
feiture, liquidation, reorganization, arrangement,
adjustment, composition or other similar relief
with respect to Mortgagor or any Guarantor, its
assets or its debts under any law relating to
bankruptcy, insolvency, reliet of debtors or pro-
tection ot creditors, termination ot legal enti-
tie. or any other similar law now or hereatter in
etfect, or
(ii) seeking appointment ot a receiver,
trustee, custodian, liquidator, assiqnee,
.equestrator or other similar otticial tor Mort-
gagor or any Guarantor or tor all or any substan-
tial part ot its property,
and such proceeding .hall result in the entry, making
or grant ot any such order tor relief, declaration,
finding, relief or appointment, or such proceeding
shall remain undismissed and unstayed tor a period of
forty-five (45) consecutive days: or
(k) Mortgagor or any auarantor shall becoae
inSOlvent. shall become generally unable to pay its
debts a. they become due, shall voluntarily suspend
transaction ot its business. shall make a general
assiqnaent for the bene tit or creditors, shall insti-
tute a proceeding described in Section 4.01(k)(i) or
ahall consent to any such order tor relier. declara-
tion. finding or relier described therein, shall lnati-
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tute a proceeding described in Section 4.01(k)(ii) or
shall consent to any such appointment or to the taking
of possession by any such official of all or any sub-
stantial part of its property whether or not any such
proceeding is instituted, shall dissolve, wind-up or
liquidate itself or any substantial part of its prop-
erty, or shall take any action in furtherance of any of
the foregoing: or
(1) Failure of the Mortgagor to assign, transfer and
deliver to Mortgagee a $50,000 Certificate of Deposit issued
in the name of Keith L. Plasterer to be deposited by
February 15, 1993, which Certificate of Deposit is to be
held as collateral security for this Mortgage.
(m> For the purposes of this Section 4.01, if any non
monetary default iE not reasonably capable of being cured
within the cure period specified for such default, it shall
not be considered an Event of Default if Mortgagor commences
to cure such default within the applicable cure period and
diligently prosecutes same to completion.
4.02. Remedies.
ea) PrimarY Remedies. If an Event of Default
shall occur, Mortgagee may ex) by notice to Mortgagor,
declare the Secured Obligations immediately due and
payable without presentment, demand, protest or further
notice of any kind, all of which are hereby expre..ly
waived: provided, however, that, in the case of an
Event of Default .pecified in .ubsections (k) or el) of
Section 4.01, the Secured Obligations shall auto-
matically become due and payable without presentment,
demand, protest or notice of any kind, all of which are
hereby expressly waived: and/or ey) exercise any other
right, power or remedy available to it at law or in
equity, hereunder or under any other Loan Document
without demand, prote.t or further notice of any kind,
all of which are hereby expre.sly waived, except such
a. i. expre.sly required hereby or by such other Loan
Document. Without limiting the generality of the fore-
going, Mortgagee may:
(i) enter and take po.....ion of the Mort-
gaged Property or any part thereof, exclude Mort-
gagor and all pereons claiming und.r Hortgagor
Wholly or partly ther.from, and operate, us.,
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manage and control the same, or cause the same to
be operated by a person selected by Mortgagee,
either in the name of Mortgagor or otherwise, and
upon such entry, from time to time, at the expense
of Mortgagor and of the Mortgaged Property, make
all such repairs, replacements, alterations,
additions or improvements thereto as Mortgagee may
deem proper, and collect and receive the rents,
revenues, issues, profits, royalties, income and
benefits thereof and apply the same to the payment
of all expenses which Mortgagee may be authorized
to incur under the provisions of this Mortgage and
applicable law, the remainder to be applied to the
payment, performance and discharge of the Secured
Obligations in such order as Mortgagee may deter-
mine until the same have been paid in full;
(ii) institute an action for the foreclosure
of this Mortgage and the sale of the Mortgaged
Property pursuant to the judgment or decree of a
court of competent juriSdiction;
(iii) sell the Mortgaged Property to the
highest bidder or bidders at public auction at a
.ale or sale. held at such place or places and
time or times and upon .uch notice and otherwise
in such manner as may be required by law, or in
the ab.ence of any such requirement, as Mortgagee
mar deem appropriate, and from time to time
adjourn such aale by announcement at the time and
place specified for .uch sale or for .uch
adjourned .ale or sales without further notice
except such as may be required by law;
(iv) take all steps to protect and enforce
the rights of Mortgagee under this Mortgage by
.uit for specific performance of any covenant
herein contained, or in aid of the execution of
any power herein granted or for the .nforcement of
any ather rights; and/or
(v) ex.rcis. any or all of the rights and
remedies available to a ..cured party und.r the
tlCC, including the right to (A) enter the Mort-
gaged Property and take po.....ion of the Equip-
..nt wi~hout demand or notice and without prior
judicial hearing or legal Proceeding., which
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11 :i)
Mortgagor hereby expressly waives, (D) require
Mortgagor to assemble the Equipment, or any por-
tion thereof, and make it available to Mortgagee
at a place or places designated by Mortgagee and
reasonably convenient to both parties and (C) sell
all or any portion of the Equipment at public or
private sale, without prior notice to Mortgagor
except as otherwise required by law (and if notice
is required by law, after ten days' prior written
notice), at such place or places and at such time
or times and in such manner and upon such terms,
whether for cash or on credit, as Mortgagee in its
sole discretion may determine. As to any property
subject to Article 9 of the UCC included in the
Mortgaged Property, Mortgagee may proceed under
the uce or proceed as to both real and personal
property in accordance with the provisions of this
Mortgage and the rights and remedies that Mort-
gagee may have at law or in equity, in respect of
real property, and treat both the real and per-
sonal property included in the Mortgaged Property
as one parcel or package ot .ecurity. Mortgagor
.hall have the burden of proving that any sale
pursuant to this Section 4.02(a) or pursuant to
the ace was conducted in a commercially unreason-
able manner.
(b) Receiver. In any action to foreclo.e this
Mortgage, Mortgagee shall be entitled as a matter of
right to the appointment of a receiver of the Mortgaged
Property and the rents, revenu.s, issu.s, protits,
royalties, income and benefits thereot, without notice
or demand, and without regard to the adequacy of the
..curity for the Secured Obligations or the .olvency ot
Mortgagor.
(c) Environmental Site Assessments. If an Event
of Default ahall occur, Mortgagor shall permit .uch
p.rson. .. Mortgage. may designate ("Sit. Reviewers")
to vi.it the Mortgaged Prop.rty and pertorm environ-
mental .ite investigations and as......nt. ("Site
A8..s.ments") on the Mortgaged Prop.rty for the purpose
of determining whether there exists on the Mortgaged
Property any environmental condition which could re.ult
in any Liability, co.t or expen.e to the owner or
occupier ot the Mortqaged Property. Such Site A.....-
.ents may include both above and below the qround
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testing for environmental damage or the presence of
Hazardous Substances on the Mortgaged Property and such
other tests on the Mortgaged Property as may be neces-
sary to conduct the Site Assessments in the opinion of
the Site Reviewers. Mortgagor will supply to the Site
Reviewers such historical and operational information
regarding the Mortgaged Property as may be reasonably
requested by the Site Reviewers to facilitate the Site
Assessments and will make available for meetings with
the Site Reviewers appropriate personnel having
knowledge of such matters. The cost of performing all
Site Assessments shall be paid by Mortgagor within five
days after demand by Mortgagee with interest at the
Default Rate until paid.
(d) Riaht of Set-Off. If an Event of Default
shall occur, Mortgagee and the holder of any participa-
tion in the Note shall have the right, in addition to
all other rights and remedies available to it, to
set-off against and to appropriate and apply to the
unpaid balance of the Note and all other obligations of
Mortgagor hereunder or under any other Loan Document
any debt owing to, and any other funds held in any
manner for the account of, Mortgagor by Mortgagee or
such holder, including all funds in all deposit
accounts (general or special) now or hereafter main-
tained by Mortgagor with Mortgagee or such holder.
Such right shall exist whether or not Mortgagee or any
such holder shall have made any demand under the Note
or any such participation or any other Loan Document
and whether or not the Note or such participation or
such other obligations are matured or unmatured.
Mortgagor hereby confirms the foregoing arrangements
and each such holder's and the Mortgagee's right Of
banker's lien and set-off and nothing in this Mortgage
or any other Loan Document shall be deemed any waiver
or prohibition of any such holder'. or of the Mort-
qaqee's right of banker's lien or set-otf.
(e) Sales bY Parcels. In any sale aade under or
by virtue of this Mortgage or pursuant to any judqment
or decree of court, the Mortgaged Property aay be sold
in one or more parts or parcels or as an entirety and
in such order as Mortgagee may elect. without reqard to
the riqht of Mortqagor, or any person claiaing under
it, to the .arshalling of assets.
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(f) Effect of Sale. The purchaser at any sale
made under or by virtue of this Mortgage or pursuant to
any judgment or decree of court shall take title to the
Mortgaged Property or the part thereof so sold free and
discharged of the estate of Mortgagor therein, the
purchaser being hereby discharged from all liability to
see to the application of the purchase money. Any
person, including Mortgagee, may purchase at any such
sale. Mortgagee is hereby irrevocably appointed the
attorney-in-fact of Mortgagor in its name and stead to
make all appropriate transfers and deliveries of the
Mortgaged Property or any portions thereof so sold and,
for this purpose, Mortgagee may execute all appropriate
instruments of transfer, and may substitute one or more
persons with like power, Mortgagor hereby ratifying and
confirming all that its said attorneys or such substi-
tute or substitutes shall laWfully do by virtue hereof.
Nevertheless, Mortgagor shall ratify and confirm, or
cause to be ratified and confirmed, any such sale or
sales by executing and delivering, or by causing to be
executed and delivered, to Mortgagee or to such pur-
chaser or purchasers all such instruments as may be
advisable, in the judgment of Mortgagee, for the pur-
pose, and as may be designated, in such request. Any
sale or sales made under or by virtue of this Mortgage,
to the extent not prohibited by law, shall operate to
divest all the estate, right, title, interest, prop-
erty, claim and demand whatsoever, whether at law or in
equity, of Mortgagor in, to and under the Mortgaged
Property, or any portions thereof so sold, and shall be
a perpetual bar both at law and in equity against
Mortgagor, its successors and assigns, and against any
and all persons claiming or who may claim the same, or
any part thereof, by, through or under Mortgagor, or
its successors or assigns. The powers and agency
herein granted are coupled with an interest and are
irrevocable.
(g) Eviction of Mortaaaor After Sale. If Mort-
gagor faila or refuses to surrender ~saession of the
Mortgaged Property after any sale thereof, Mortgagor
shall be deemed. tenant at sufferance, subject to
eviction by means of forcible entry and detainer pro-
ceeding., provided that this remedy ia not exclusive or
in deroqation of any other right or remedy available to
Mortgagee or any purchaser of the Mortgaged Property
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under any provision of this Mortgage or pursuant to any
judgment or decree of court.
(h) Confession of Judament for Eiectment. For
the purposes of the remedies afforded Mortgagee in
Section 4.02(a), Mortgagor hereby authorizes any attor-
ney of any court of record to appear for Mortgagor to
sign an agreement ~or entering an amicable action of
ejectment for possession of any of the Mortgaged Prop-
erty and to confess judgpent thereon against Mortgagor
in favor of Mortgagee, whereupon a writ may forthwith
issue for the immediate possession of any of the Mort-
gaged Property, without any prior writ or proceeding
whatsoever: and for so doing, this Mortgage or a copy
hereof verified by affidavit shall be a sufficient
warrant.
(i) Insurance Policies. In the event of a fore-
closure sale pursuant to this Mortgage or other trans-
fer of title or assignment of the Mortgaged Property in
extinguishment, in whole or in part, of the Secured
Obligations, all right, title and interest of Mortgagor
in and to all policies of insurance required under the
provisions of Section 2.04 shall inure to the benefit
of and pass to the successor in interest of Mortgagor
or the purchaser or grantee of the Mortgaged Property
or any part thereof so transferred.
4.03. ADDlication ot Proceeds. The proceeds of any sale
made either under the power of sale hereby given or under a
judgment, order or decree made in any action to foreclose or to
enforce this Mortgage, shall be applied:
(a) first to the payment of (i) all costs and
expense. of such .ale, including reasonable attorneys'
fee., appraisers' fees and costs of procuring title
searches, title insurance policies and similar items
and (ii) all charges, expenses and advances incurred or
made by Mortgagee in order to protect the lien or
estate created by this Mortgage or the security
afforded hereby including any expenses of entering,
taking possession of and operating the Mortgaged Prop-
erty:
(b) then to the payment ~f any other Secured
Obligations in such order a. Mortgagee may deteraine
until the sa.. have been paid in full: and
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ecl
gagor, or
to, or as
any balance thereof shall be paid to Mort-
to whosoever shall be legally entitled there-
a court of competent jurisdiction may direct.
4.04. Riaht to Sue Without Preiudice. If an Event of
Default shall occur, Mortgagee shall have the right trom time to
time to cause a sale of the Mortgaged Property under the provi-
sions of this Mortgage or to sue tor any sums required to be paid
by Mortgagor under the terms of this Mortgage as the same respec-
tively become due, without regard to whether or not the Secured
obligations shall be due and without prejudice to the right ot
Mortgagee thereatter to cause any such sale or to bring any
action or proceeding ot toreclosure or otherwise, or to take
other action, in respect of any Event of Default existing at the
time such earlier action or proceeding was commenced.
4.05. Power to Moditv Documents. Mortgagee may at any time
or from time to time renew or extend this Mortgage or any other
Loan Document or amend or modify the same in any way, or waive
any ot the terms, covenants or conditions hereof or thereof in
whole or in part, and may release any portion of the Mortgaged
Property or any other security, and grant such extensions and
indulgences in relation to the Secured Obligations as Mortgagee
may determine, without the consent of any junior lienor or encum-
brancer and without any Obligation to give notice of any kind to
any person and without in any manner atfecting the priority ot
the lien or security interest of this Mortgage on or in any part
of the Mortgaged Property. Mortgagee may at any time or trom
time to time subordinate the lien or security interest of this
Mortgage to any lease of space in the Improvements or any other
agreement with respect to the occupancy or use of any part of the
Mortgaged Property, or to any easement, restrictive covenant or
other encumbrance on any part of the Mortgaged Property, or to
any other lien on or .ecurity interest in any part ot the Mort-
gaged Property, or to any other interest of any person in or to
any part ot the Mortgaged Property, in each case without the
agreement or consent of Mortgagor or of the tenant or other party
holding the interest to which the lien or security interest
hereof i. being subordinated or of any other person having a
right or interest in any of the Mortgaged Property, without any
obligation to give notice of any kind to any person, and without
in any manner affecting (except to the extent specifically pro-
vided in the instrument effecting such subordination) the pr.ior-
ity of the lien or security intereBt of this Mortgage on or in
any part of the Mortgaged Property.
4.06. Remedies CUmulative.
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(al Generallv. No right or remedy herein con-
ferred upon or reserved to Mortgagee is intended to be
exclusive of any other right or remedy, and each and
every such right and remedy shall be cumulative and in
addition to any other right or remedy of Mortgagee
under the Loan Documents or this Mortgage, or at law or
in equity. The failure of Mortgagee to insist at any
time upon the strict observance or performance of any
of the provisions of this Mortgage, or to exercise any
right or remedy provided for herein or in the Loan
Documents, shall not impair any such right or remedy
nor be construed as a waiver or relinquishment thereof.
Every right and remedy given by this Mortgage or the
Loan Documents to Mortgagee, or to which Mortgagee may
otherwise be entitled, may be exercised from time to
time and as often as may be deemed expedient by Mort-
gagee, and no warrant shall be exhausted by the .xer-
cise thereof. Mortgagee may pursue inconsistent
remedies.
(bl other Securitv. Mortgagee shall be .ntitled
to .nforce paym.nt and performance of any S.cured
Obligations and to .xercise all rights and pow.rs under
the Loan Documents or this Mortgage, or at law or in
.quity, notwithstanding that such S.cured Obligations
lIaY now or her.aft.r b. otherwise secured. N.ither the
acc.ptance of this Mortgage nor its enforcem.nt,
wh.ther by court action or pursuant to the pow.r of
sale or oth.r pow.rs herein contained, .hall prejudice
or in any aann.r aff.ct Mortgag.... right to r.alize
upon or .nforc. any other .ecurity now or h.r.after
held by Mortgagee in such order and .anner as Mortgagee
in its sol. discr.tion may d.termine.
4.01. Waiver of Stay. Extension. Moratorium Laws: !auitv of
RedemDtion. Mortgagor .hall not at any time (al insist upon,
plead or 1n any .ann.r whatev.r claim or take any ben.fit or
advantage of any applicabl. pre..nt or tutur. stay, .xt.n.ion or
moratorium Law or (bl claim, take or in.i.t upon any ben.fit or
advantage of any pre.ent or future Law providing tor the valua-
tion or appraisal of the Mortgaged Property prior to any .ale or
sale. ther.ot which aay b. made under or by virtu. of the provi-
8ions ot S.ction ..02: and Mortgagor hereby waiv.. all bene tit or
advantage ot any .uch Law or Law.. Mortgagor, tor it..lt and all
who aay clai. under it, her.by waiv.. any and all right. and
equiti.. ot rede.ption trea .al. under the power ot ..1. created
h.reunder or troD sale under any order or d.cree ot foreclo.ure
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ot this Mortgage and all notice or notices ot seizure, and all
right to have the Mortgaged Property marshalled upon any foreclo-
sure hereot. Mortgagee shall not be obligated to pursue or
exhaust its rights or remedies as against any part ot the Mort-
gaged Property betore proceeding against any other part thereof
and Mortgagor hereby waives any right or claim ot right to have
Mortgagee proceed in any particular order. Mortgagor hereby
waives and releases all procedural errors, detects and
impertections in any proceedings instituted by Mortgagee under
this Mortgage.
ARTICLE V
MISCELLANEOUS
5.01. Securitv and Priori~v ot Advances.
(a) Loan Advances. This Mortgage secures, and
the Secured Obligations include, tuture advances. All
advances and indebtedness arising and accruing trom
time to time under the Loan Documents shall be secured
hereby to the same extent as though the Loan Documents
were tully incorporated in this Mortgage. Onder the
Loan Documents advances may be made and indebtedness
may be incurred trom time to time hereatter, but each
such advance or indebtedness shall be secured hereby as
it made on the date hereot. Mortgagor hereby covenants
and agrees that it will not exercise, and bereby
waives, its rigbt under 42 Pa. Stat. 1814J(c) to limit
the indebtedness secured by this Mortgage.
(b) Other Advances. This Mortgage secures. and
the Secured Obligations include, (i) all advances made
by Mortgagee with respect to any ot the Mortgaged
Property tor the payment ot Impositions, maintenance
charqes, insurance premiums or costs incurred for the
protection ot any of the Mortgaged Property or the lien
ot this Mortgage, and (ii) all expense. incurred by
Mortgagee by reason of an Event of Detault bereunder.
1.8 provided in 42 Pa. Stat. 18144, this Mortgage shall
constitute a lien on the Mortgaged Property trea the
time this Mortgage is left ot record (or, if this i. a
purcha.e aoney aortgage, from the time ot delivery
hereot to Mortgagee) for. a.onq other thinqs. all .uch
advance. and .xpen.... plus interest th.reon. reqard-
1... ot the ti.. when such advanc.. ar. ad. or .uch
.xpen..s are incurred.
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5.02. Chanaes in Tax Law. In the event ot the passage
atter the date ot this Mortgage of any Law deducting trom the
value of the Mortgaged Property, for the purpose of taxation, any
lien thereon, or changing in any way the Laws now in force tor
the taxation of mortgages, or debts secured thereby, for state or
local purposes, or the manner of the operation of any such taxes
so as to affect the interest of Mortgagee, then and in such
event, Mortgagor shall bear and pay the tull amount of such
taxes, provided that if for any reason payment by Mortgagor of
any such new or additional taxes would be unlawful (including
under the laws of usury) Mortgagee may either declare the whole
sum secured by this Mortgage, with interest thereon, to be imme-
diately due and payable, or pay that amount or portion of such
taxes as would be unlawful to require Mortgagor to pay, in which
event Mortgagor shall concurrently therewith pay the balance of
said taxes.
5.03. Further Assurances.
(a) Generallv. From time to time upon the
request ot Mortgagee, Mortgagor shall, promptly and
duly execute, acknowledge and deliver any and all such
further instruments and documents as Mortgagee may
reasonably deem necessary or desirable to confirm this
Mortgage, to carry out the purpose and intent hereof,
or to enable Mortgagee to entorce any of its rights
hereunder.
5.04. Amendments. Waivers. Etc. This Mortgage cannot be
amended, modified, waived, changed, discharged or terminated
except by an instrument in writing signed by the party against
whom enforcement of such amendment, modification, waiver, change,
discharge or termination is sought.
5.05. No ImDlied Waiver. No course of dealing and no delay
or tailure of Mortgagee in exercising any right, power or
privilege under this Mortgage, the Note or any other Loan Docu-
ment shall affect any other or future exercise thereot or exer-
cise ot any other right, power or privilege: nor shall any single
or partial exercise ot any such right, power or privilege or any
abandonment or discontinuance ot steps to entorce such a right.
power or priVilege preclude any turther exercise thereof or ot
any other right, power or privilege.
5.06. Hotices. All notices, requesta, de.ands, directions
and other communications (collectively -notice.-) under the
provisions of thia Mortgage shall be in writlnq unless otherwise
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expressly permitted hereunder or thereunder and shall be sent by
first- class or first-class express mail, or by fax with con-
firmation in writing mailed first-class, in all cases with
charges prepaid, and any such properly given notice shall be
effective when received. Any notice physically presented to the
recipient shall be deemed received whether the recipient accepts
or rejects the presentment. All notices shall be sent to the
applicable party at its address stated on the first page hereof
or in accordance with the last unrevoked written direction from
such party to the other party hereto.
5.07. Excenses: Taxes: Attornevs' Fees. Mortgagor agrees
to payor cause to be paid and to save Mortgagee harmless against
liability for the payment of all reasonable out-of-pocket
expenses, including fees and expenses of counsel for Mortgagee,
incurred by Mortgagee from time to time (a) arising in connection
with the preparation, execution, delivery and performance of this
Mortgage, the Note and the other Loan Documents, subject
nevertheless to the terms of Paragraph 3 of an Amendment to
Purchase Agreement, dated December 30, 1992, between Mortgagor
and Mortgagee, (b) relating to any requested amendments, waivers
or consents to this Mortgage, the Note or any other Loan Document
and (c) arising in connection with Mortgagee's enforcement or
preservation of rights under this Mortgage, the Note or any other
Loan Document, including such expenses as may be reasonably
incurred by Mortgagee in the collection of the Note or the
realization of security given for the Note. Mortgagor agrees to
pay all stamp, document, transfer, recording or filing taxes or
fees and similar impositions now or hereafter determined by
Mortgagee to be payable in connection with this Mortgage, the
Note or any other Loan Documents, and Mortgagor agrees to save
Mortgagee harmless from and against any and all present or future
claims, liabilities or losses with respect to or resulting from
any omission by Mortgagor to payor delay in paying any such
taxes, tees or impositions. Mortgagor agrees to pay and to save
Mortgagee harmless against liability for the payment of all
reasonable out-ot-pocket expenses incurred by Mortgagee in con-
nection with its review of any repair, replacement, alteration,
improvement or restoration to the Mortgaged Property in
connection with the requirements of Sections 2.02, 2.03 and 2.06,
includinq the reasonable tees and expenses of counsel tor
Mortgagee and of any architect engaged by Mortgagee to review
plans and specifications, inspect work or provide advice with
respect to determinations to be made by Mortgagee in connection
therewith. In the event of termination adversely to Mortgagor of
any action at lav or suit 1n equity in relation to this Mortgage.
the Note or any other Loan Document, Mortgagor viII pay, in
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,-. 1'1.
. . ,
" ...;
II r.'1
addition to all other sums which Mortgagor may be required to
pay, a reasonable sum for attorneys' fees incurred by Mortgagee
in connection with such action or suit. All amounts payable by
Mortgagor under this Section 5.07 shall be paid within five days
after demand by Mortgagee with interest at the Default Rate until
paid.
5.08. Assianment of Leases. Concurrently herewith, Mort-
gagor has executed and delivered to Mortgagee by separate instru-
ment an Assignment of Leases and Rents dated as of the date
hereof and to be recorded, pursuant to which Mortgagor has
assigned to Mortgagee all of its right, title and interest in and
to all leases of space in the Improvements, including all rents
from such leases, all as therein more specifically set forth,
which Assignment of Leases and Rents is incorporated herein by
reference as fully and with the same effect as if set forth
herein at length.
S.09. Jurisdiction: Etc. Mortgagor irrevocably (a) agrees
that Mortgagee, may bring suit, action or other legal proceedings
arising out of this Mortgage (other than those brought for the
foreclosure or other realization on the real property security
granted hereby), the Note or any other Loan Document, or the
transactions contemplated hereby or thereby, in the courts of the
Commonwealth of Pennsylvania in CUmberland County, Pennsylvania
or the courts of the United States for the Middle District of
Pennsylvania: (b) consents to the jurisdiction of each such court
in any such suit, action or proceeding: (c) waives any objection
which Mortgagor may have to the laying of the venue of any such
suit, action or proceeding in any of such courts: and (d) waives
any right it may have to a jury trial in connection with any
suit, action or proceeding arising out of this Mortgage, the Note
or any other Loan Document or the transactions contemplated
hereby or thereby.
5.10. Intercretation. Unless the context otherwise
requires, (a) the term -person" means an individual, corporation,
partnership, trust, unincorporated association, joint venture,
joint-stock company, government (inClUding political sub-
divisions), governmental authority or agency, or any other
entity, (b) any reference in this Mortgage to -Mortgagor,-
"Mortgagee" or any other entity shall include its successors and
assigns, (c) any reference to an Article or Section shall refer
to the specified Article or Section of this Mortgage, (d) words
importing the singular number include the plural number, and vice
versa, (e) the terms -hereot", "hereby-, "hereto-, "hereunder"
and similar terms refer to this entire Mortgage, (t) the term
- J~ -
"including" shall mean "including without limitation", and
any reference to the Mortgaged Property shall refer to the
gaged Property or any part thereof or any estate or intere
therein. The captions or headings at the beginning of eac
Article and Section hereof are for the convenience of the
and are not a part of this Mortgage.
5.11. Invaliditv of Certain Provisions. If the aecu
interest, lien or estate created by this Mortgage is inval
unenforceable as to any part of the Secured obligations, 0
any part of the Mortgaged Property, the unsecured or parti
secured portion thereof shall be completely paid prior to
payment of the remaining and sdcured or partially secured
thereof, and all payments made thereon, whether voluntary
pursuant to foreclosure sale or other enforcement action 0
procedure, shall be considered to bave been first paid on
applied to the full payment of that portion thereof which
secured or fully secured by this Mortgage.
5.12. Severabilitv. If any term or provision of thi
Mortgage or the application thereof to any person or circu:
shall to any extent be invalid or unenforceable, the remai.
this Mortgage, or the application of such term or provisio:
persons or circumstances other than those as to which it i:
invalid or unenforceable, shall not be affected thereby, a:
tera and provision of this Mortgage shall be valid and ent.
able to the fullest extent permitted by law.
5.13. Governina Law. This Mortgage shall be governe,
and construed in accordance with, the laws of the state in
the Land is located.
5.14. Time ot ~8..nc.: Duration: Survival. Time 1s c
essence with respect to all of Mortgagor's obligations undc
Mortgage and the other Loan Documents. All representatiom
warranties of Mortgagor contained herein or in any other Lc
Document or made in connection herewith or therewith shall
vive the aaking of and shall not be vaived by the executlor
delivery of this Mortgage or the other Loan Documents, any
inve.tigation by Mortgagee or the making ot any loan advanc
under the Loan Docwaents. All covenants and agreements or
gagor contained herein or in any other Loan Document shall
continue in full force and ettect from and after the date h
.0 long a. Mortgagor may borrow under the Loan Documents an
until payaent in full of the Secured Obligation.. Without
11altation, it i. understood that all Obligation. ot Mortg~
- 3l -
EXHIBIT "A"
ALL THAT CERTAIN tract ot land situated in Upper Allen
Township (except tor a small triangular piece in Lower
Allen Township) cumberland County, Pennsylvania,
bounded and described as tollows:
BEGINNING at a nail in the center ot Wilson Road (T607)
at corner ot land now or tormerly ot Georqe E. M.
Wilson, Jr. and Nina M. Wilson: thence by the center ot
Wilson Road, North 58 deqrees 30 minutes 47 seconds
East, 438.93 teet to a railroad spike in the center ot
said road: thence by land now or tormerly ot Romaine
Sheely (passinq through an iron pin 30.0 teet trom the
center ot said road) South 24 deqrees 45 minutes 00
seconds East, 753.46 teet to a tence post: thence by
land now or tormerly ot Smith Land and Improv_ent
Corp., South 55 deqrees 59 minutes 48 seconds West,
438.22 teet to an iron pin: thence by land now or
tormerly ot Georqe E. M. Wilson, Jr. and Nina M.
Wilson, North 25 deqrees 00 minutes 00 seconds West
(passing throuqh an iron pin 30.0 teet trom the center
ot Wilson Road) 772.45 teet to a nail, the place ot
BEGINNING.
CONTAINING 7.61 acre. and de.cribed according to a Plan
ot Property tor Florence C. Hanning and John P. Hanning
by Larson' Brilhart, Inc., dated June 16, 1970.
BEING the sue pr_be. which P T Realty Co., by deed
dated December 29, 1992 and recorded immediately prior
hereto in the ottice ot the Recorder ot Deed. in and
tor CUmberland County granted and conveyed unto ILP
Enterprise., Inc.
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HQ1.E
$3,800,000
January 29, 1993
Harrisburg, Pennsylvania
FOR VALUE RECEIVED, KLP ENTERPRISES, INC., a Pennsylvania
corporation ("Maker"), hereby promises to pay to the order ot
FARMERS TRUST COMPANY, a Pennsylvania corporation ("Bank"), the
principal sum ot Three Million Eight Hundred Thousand Dollars
($3,800,000), together with interest thereon, as tallows:
1. Definitions. Capitalized terms used herein which are
not defined herein shall have the meanings assigned to them in
the Mortgage or in the other Loan DOCUMents.
(a) "Default Rate" meana a rate per annum equal to two
percent (2') above the Loan Rate, or if auch rate violates
any Law, the highest rate permitted by Law.
(b) "Loan Rate" .eana the rate set torth in paragraph
2 below.
2. Interest Rates and PaYments.
(a) Loan Rate: princiD41 and Interest PaYment Dates.
(i) During the tirst thirty-six (36) months following
the date hereof (the "First Period"), this Note shall bear
interest at a fixed annual rate ot seven percent (7') on the
unpaid principal amount ot the Loan (which rate shall be the
"Loan Rate" during the First Period), and commencing on
Karch 13, 1993, and on the first day of each of the next
consecutive thirty-five (35) aonths, Maker shall pay to Bank
monthly payments of prinCipal and interest, based upon a
twenty (20) year amortization period, in the amount ot
Twenty~Nine Thou.and Four Kundred Sixty-One Dollars and
Thirty-Six Cents ($29,461.36).
( 11) On February 13, 1996 and on each sullsequent
February 13 occurring during the term of this Note, the rate
of inter.st ahall be revised to the then current Treasury
Bill Index tor aaturities of six (6) aontha plus four hun-
dred titty (450) "aia Points ("Revised Rate"). At no tiae
shall the Revised Rate exceed ten percent (10'). The aonth~
ly payaent due hereunder ahall be recalculated to provide
for amortization of the then remaining principal and
interest at the Revised Rate 1n ~al aonthly pa,..nts tor
I.cb
the remaining portion of the original twenty (20) year
amortization term. Bank shall have the right to adjust
monthly payments more frequently than annually to avoid
negative amortization. During the period described in this
subsection (ii), the Revised Rate shall be the Loan Rate.
(iii) Notwithstanding anything contained herein to the
contrary, no interest shall be due hereunder from the date
of this Note through February 12, 1993.
(b) Default Rate. During the continuation of any
default by Maker in the payment of principal of or
interest on this Note, during the continuation of any
Event of Default and/or after the maturity hereof
(whether by acceleration or otherwise), both before and
after judgment, the Loan shall bear interest at the
Default Rate.
(c) Calculations. Each interest rate hereunder shall
be based on a year of 360 days and actual days elapsed.
(d) Maturitv Date. Notwithstanding anything to the
contrary contained in this Note or elsewh.re in the Loan
Documents, unless extended by an agreement executed by Maker
and Bank, this Note shall mature on February 13, 2013,
without fUrther notice (the "Maturity Date"). On the
Maturity Date the entire unpaid principal balance her.of,
togeth.r with accrued interest thereon, and all oth.r .ums
due and owing und.r the Loan Documents, shall become due and
payable in full.
(e) Preoavments. Mak.r .hall have the right at its
option to prepay this Hote in whole at any time or in part
from ti.e to time without premium or penalty.
The Maker .hall notity the Bank in writinq at lea.t thirty (30)
Cal.ndar Day. prior to the date such pr.payment will be paid and
shall specify in .uch vritinq the a.ount to be prepaid. On the
date .pecified for prepayment in the notice to the Bank, the
principal amount of the Loan specified to be prepaid, toqather
with all accrued but unpaid interest. t.... chaCge. and the
applicable pr..ium (it any), shall be due and payable in their
.ntirety.
]. Int..rast. Rat. R.iahurs__nt. It any Law or qtaideUM
or interpretation or application thereot by any COYernaental
Authority Charqed with the int.rpretation or adainistratlon
- ~ .
- ,
thereof or compliance with any request or directive of any
Governmental Authority (whether or not havinq the force of law)
now existinq or hereafter adopted subjects Bank to any tax or
chanqes the basis of taxation with respect to this Note. Such
amount shall be due and payable by Maker to Bank five (5) Busi-
ness Days after such notice is qiven.
4. PaYments. All payments (includinq prepayments) to be
made in respect of principal, interest or other amounts due from
Maker hereunder or under any other Loan Document shall be payable
by 12:00 Noon, Harrisburg time, on the day when due. Such pay-
ments shall be made to Bank at its office at One West Hiqh
Street, Carlisle, Pennsylvania 17013, in Dollars in funds
immediately available at such office without set-off, counter-
claim or other deduction of any nature. Any such payment
received by Bank after 12:00 Noon, Harrisburg time, on any day
shall be deemed to have been received on the next succeedinq
Business Oay. Whenever any payment to be made under this Note or
any other Loan Document shall be stated to be due on a day which
is not a Business Day, auch payment shall be made on the next
followinq Business Oay and such extension of time ahall be
included in computinq interest, if any, in connection with such
payment. To the extent permitted by law, after there shall have
become due (by acceleration or otherwise) interest or any other
amounts due from Maker hereunder or under any other Loan Docu-
ment, such amounts ahall bear interest for each day until paid
(before and atter judgment), payable on demand, at the Default
Rate.
5. Late Charae. In the event that any installment of
1nterest, principal, principal and interest or other aua ahall
become overdue tor a period in excess of fifteen (15) days, a
"late charge" in the lUIOunt of 4\ of such overdue inatall_nt
ahall b. paid by Kaker to Bank, which "late charge" ahall be
payable on d...nd. Thi. charge .hall be 1n addition to, and not
1n 11eu Of, any other reaedy Bank ..y have and 1. 1n add1t10n to
any reaaonable tee a and charges of any agents or attorneya which
Bank i. entitled to ..ploy on any detault hereunder, whether
authorized herein, or by law.
6. Default. If an Ivent ot Default shall occur lanlt _y
Iccelerate the 1ndebtedneaa ev1denced hereby 1n Icco~nce with
the prov1aion. of the Loan Doeuaent. and uy nen:1.. the other
rlghu and rell8die. providM 1t 1n the Mortqaq. and th. other
Loan Docuaent., a. vell a. tho.e it _y have at law or 1n equity.
- ) -
7. Miscellaneous. This Note evidences the Loan and all
other amounts payable by Maker hereunder or under any other Loan
Document. This Note is the "Note" referred to in, and is
entitled to the benefits of, the Mortgage, which among other
things provide for the acceleration of the maturity hereof upon
the occurrence of certain events and for prepayments in certain
circumstances and upon certain terms and conditions. This Note
is secured by and is entitled to the benefits of the Mortgage and
the other Loan Documents.
The unpaid principal amount of this Note, the unpaid
interest accrued hereon, the interest rate or rates applicable to
such unpaid principal amount and the duration of such appli-
cability shall at all times be ascertained from the records of
Bank, which shall be conclusive absent manifest error.
Except as otherwise provided in the Loan Documents, Maker
hereby expressly waives presentment, demand, notice, protest and
all other demands and notices in connection with the delivery,
acceptance, performance, default or entorcement of this Note, the
Mortgage and the other Loan Documents, and an action for amounts
due hereunder or thereunder shall immediately accrue.
All notices, requests, demands, directions and other com-
munications (collectively, "notices") under the provisions hereot
shall be in writing unless otherwise expressly permitted here-
under, shall be sent as provided in the Mortgage and shall be
effective when received.
If this Note is placed in the hands of an attorney at law
tor collection by reason ot detault on the part ot Makar, Maker
hereby agrees to pay to Bank in addition to the SUItS stated
above, the reasonable costa ot collection, including a reasonable
sua as attorneys' tees.
This Note say not be amended. modified or supplemented
orally.
It any term or provision ot this Note or the application
thereot to any Person or circumstance shall to Any extent be
invalid or unenforceable. the remainder of this Note, or the
application of such una or provision to Penons or clrcwutanc..
other than thoae a. to which it is i,walid or unenforceable.
shall not be affected thereby, and .ach tana and provision of
thLs Note ahall be valid and entoreeable to the fullest ext.nt
penattted by law.
.. . -
This Note shall be governed by, and construed and enforced
in accordance with, the laws of the Commonwealth of Pennsylvania.
This obligation shall bind Maker and its successors and
assigns, and the benefits hereof shall inure to Bank and its
successors and assigns.
Time is of the essence with respect to matters of perfor-
mance required of Maker under this Note.
UPON THE OCCURRENCE OF AN EVENT OF DEFAULT, MAKER HEREBY
EMPOWERS ANY A'1"l'ORNEY OF ANY COURT OF RECORD WITHIN THE UNITED
STATES OF AMERICA, OR ELSEWHERE, TO APPEAR FOR MAKER AND, WITH OR
WITHOUT COMPLAINT FILED, CONFESS JUDGMENT, OR A SERIES OF JUDG-
MENTS, AGAINST MAKER IN FAVOR OF ANY HOLDER HEREOF, AS OF ANY
TERM, FOR THE UNPAID BALANCE OF THE PRINCIPAL AMOUNT OF THIS NOTE
AND OTHER SUMS PAYABLE BY MAKER UNDER THE LOAN DOCUMENTS, TO-
GETHER WITH UNPAID INTEREST ON SAID PRINCIPAL AMOUNT AND SAID
OTHER SUMS AT THE RATE PROVIDED IN THIS NOTE, COSTS OF SUIT AND
OTHER EXPENSES IN CONNECTION THEREWITH, TOGETHER WITH AN A'1"l'OR-
NEYS' REASONABLE COMMISSION FOR COLLECTION, ON WHICH JUDGMENT OR
JUDGMENTS ONE OR MORE EXECUTIONS MAY ISSUE FORTHWITH. MAKER
HEREBY WAIVES ANY RIGHT IT MAY HAVE TO FURTHER NOTICE OR TO A
HEARING IN CONNECTION WITH THE ENTRY OF ANY SUCH CONFESSION OF
JUDGMENT AND STATES THAT IT HAS BEEN REPRESENTED BY COUNSEL.
THE MAKER HEREBY 1QI0WINGLY WAIVES ITS RIGHT TO TRIAL BY JURY
IN ANY ACTION BROUGHT BY OR ACAINST THE MAKER ON, MENTIONING,
RELATED TO OR CONNECTED WITH THIS NOTE OR THE OTHER LOAN DOCU-
MENTS.
IN WITNESS WHEREOF, Maker ha. duly executed and delivered
this Note a. of the date first above written.
(COIlJ'Oll.ATE SIAL)
- S -
GUARANTY AND SURETYSHIP AGREEMENT
THIS GUARANTY AND SURETYSHIP AGREEMENT (this "Guaranty")
dated as of the 29th day of January, 1993, made by KEITH L.
PLASTERER, an individual ("Guarantor") to FARMERS TRUST COMPANY,
a Pennsylvania corporation ("Bank"),
WIT N E SSE T H:
WHEREAS, pursuant to a Note of even date herewith between
KLP ENTERPRISES, INC., a Pennsylvania corporation ("Borrower"),
and Bank (as the same may be amended, modified or supplemented
from time to time, the "Note"), Bank has agreed to make a Loan of
$3,800,000 to Borrower (capitalized terms used herein and not
otherwise defined herein having the meanings assigned to them in
the Note):
WHEREAS, the Guarantor acknowledges receipt of copies of the
Note and the other Loan Documents: and
WHEREAS, the execution and delivery by Guarantor of this
Guaranty is a condition to Bank's obligation to make the toan to
Borrower pursuant to the Note, and Guarantor expects to derive
financial benefit from the making of the Loan by Bank to Bor-
rower:
NOW, THEREFORE, in consideration of the premi.es and other
good and valuable consideration, the receipt of which is hereby
acknowledged by Guarantor, and intending to be legally bound,
Guarantor hereby agre.s as follows:
ARTICLE I
GUARAH'I'n:
1.01. Guaranteed Obllaatlons. Guarantor hereby uncondi-
tionally and irrevocably quaranteea to Bank and beeoaee surety to
Bank for the due, punctual and full pa)"/lent and pertonlanu of,
and covenants with Bank to duly. punctually and fully pay aM
perform, the following (collectively, the .Cuarant-.d Cbliqa-
tions") :
ea) all indebtedne.. of Iorrover to hnlt
evidenced by the Mot.e, both principal and intef1Hlt. and
any reUna.ncinq or refumUnq of any thereof. and all
other UlCNnta R. or to bee... ltlIe lInder the !tot. UId
,
~"rIl
r~
I' '.
~~
the other Loan Documents, and any refinancing or
refunding of any thereof, whether now eXisting or
hereafter arising, contracted or incurred: and
Cb) all covenants, agreements, obligations and
liabilities of Borrower under the Note and the other
Loan Documents, whether now existing or hereafter
arising, contracted or incurred,
as and when such payment or performance shall become due Cwhether
by acceleration or otherwise) in accordance with the terms of the
Loan Documents.
1.02. Guarantee Unconditional. The obligations of
Guarantor hereunder are continuing, absolute and unconditional,
irrespective of any circumstance whatsoever which might otherwise
constitute a legal or equitable discharge or defense of a
guarantor or surety. Without limiting the generality of the
foregoing, the obligations of Guarantor hereunder shall remain in
full force and effect without regard to, and shall not be
released, discharged or in any way affected by:
Ca) any amendment, modification or supplement to
the Note or any other Loan Document:
(b) any exercise or nonexercise of or delay in
exercising any right, remedy, power or privilege under
or in respect of this Cuaranty, the Mortgage, the Note
or any other Loan Document Ceven if any such right,
remedy, power or privilege shall be loet thereby), or
any waiver, consent, indulgence or other action or
inaction in respect thereof:
(C) any bankruptcy, insolvency, arrangeJllent,
composition, a..ignment for the benefit of creditors or
siailar proceeding comaenced by or against Borrower:
(d) any failure to pertect or continue perfection
of, or .ny reI.... or waiver at, any rights qiven to
lank 1n any property a. security tor the pertoraanc. of
any of tha Guaranteed Obligations:
f.) any .xtenslon of tiae tor peyaant or pertor-
..ne. at any of the euaranteed Obligations:
(t) the .,.nu1heneu. "aUcUty or enforceability
o t the Loan Docwaeftta:
. a .
(g) any limitation of liability of Borrower or
its partners contained in any Loan Document;
(h) any defense that may arise by reason of the
failure of Bank to file or enforce a claim against the
estate of Borrower in any bankruptcy or other proceed-
in91
(i) any voluntary or involuntary liquidation,
dissolution, sale of all or substantially all of the
property of Borrower, or any marshalling of assets and
liabilities, or other similar proceeding affecting,
Borrower or any of its assets;
(j) the release of Borrower from performance or
observance of any of the agreements, covenants, terms
or conditions contained in the Loan Documents by opera-
tion of law;
(k) the failure of Bank to keep Guarantor advised
of Borrower's financial condition, regardless of the
existence of any duty to do so;
(1)
any part
Property
any sale or other transter ot the Property or
thereof or any foreclosure by Bank on the
or any part thereof; or
(m) any other circumstances which might otherwise
constitute a legal or equitable discharge at a
quarantor or surety.
No .et-otf, claim, reduction or diminution of any obligation, or
any d.tens. of any kind or nature which Borrower or Guarantor now
has or bereatter may have against Bank, shall be available
hereunder to Guarantor against Bank.
1.0 J . No Notice or Dutv to hh*ust Relied i.. . 11uI
Guarantor hereby waiv.. diligence, pre.entaent, demand, protest
and ell notices ot any kind, and vaives any requireaent that Bank
exhau.t any right or remedy, or proc-.d first or at any ti..,
against Borrower or any other quarantor of, or any .ecurity for,
any of the Guaranteed Obl1qation.. 1'b1e Guannty c:onetltut.. an
aqne_nt of euretyahip a. well a. of quaranty, and Bank ..y
pursue ita rights and reaedies under this Guaranty and under the
other Loan Ooc\&aent. 1n whatever order, or collectively, and
shall be entitltICI to payMnt and pertonance hreunder ft4rt-
withstandift9 sueh oth... Loan Ooc\&aenta and notvlth8Undlft9 any
. J -
action taken by Bank or inaction by Bank to enforce any of its
rights or remedies against any other guarantor or any other
Person or property whatsoever.
1.04. WAIVER OF SUBROGATION. ETC. NOTWITHSTANDING ANY
PAYMENTS MADE OR OBLIGATIONS PERFORMED BY GUARANTOR BY REASON OF
THIS GUARANTY (INCLUDING BUT NOT LIMITED TO APPLICATION OF FUNDS
ON ACCOUNT OF SUCH PAYMENTS OR OBLIGATIONS), UNTIL SUCH TIME AS
THE GUARANTEED OBLIGATIONS HAVE BEEN SATISFIED THE GUARANTOR
HEREBY IRREVOCABLY WAIVES AND RELEASES ANY AND ALL RIGHTS IT MAY
HAVE AT ANY TIME (WHETHER ARISING DIRECTLY OR INDIRECTLY, BY
OPERATION OF LAW, CONTRACT OR OTHERWISE) (A) TO ASSERT ANY CLAIM
AGAINST BORROWER OR ANY OTHER PERSON, OR AGAINST ANY DIRECT OR
INDIRECT SECURITY, ON ACCOUNT OF PAYMENTS MADE OR OBLIGATIONS
PERFORMED UNDER OR PURSUANT TO THIS GUARANTY, INCLUDING WITHOUT
LIMITATION ANY AND ALL RIGHTS OF SUBROGATION, REIMBURSEMENT,
EXONERATION, CONTRIBUTION OR INDEMNITY, OR (B) TO REQUIRE THE
MARSHALING OF ANY ASSETS OF BORROWER, WHICH RIGHT OF MARSHALING
MIGHT OTHERWISE ARISE FROM PAYMENTS MADE OR OBLIGATIONS PERFORMED
UNDER OR PURSUANT TO THIS GUARANTY, AND ANY AND ALL RIGHTS THAT
WOULD RESULT IN SUCH GUARANTOR BEING DEEMED A "CREDITOR" UNDER
THE UNITED STATES BANKRUPTCY CODE OF BORROWER OR ANY OTHER PER-
SON.
1.05.
CONFESSION OF JUDGMENT.
(a) Upon an Event of Default, Guarantor hereby irre-
vocably authorizes and empowers any attorney of any court of
record in the Commonwealth of Pennsylvania or in any juris-
diction where permitted by law, to appear for and confess
judgment against Guarantor (i) in anyone or more actions of
replevin instituted by Bank to obtain possession of any
property of the Guarantor, without declaration or stay of
execution, and with costs of suit, provided that notice of
BUch appearance and confession of judgment is given promptly
to Guarantor, and (il) in any action brought under this
Guaranty or under any other Loan Document for any amounts
due under the Guaranteed Obligations. and for costs of Buit
and reasonable attorney's tees and costs, but in any event
not Ie.. than $2,000, together with interest on any judgment
so obtained at the Default Rate. including interest at that
rate from and atter the date of any sheriff's or judicial
sale until actual p4y=ent is made to Bank ot the tull asount
due. Guarantor waive. and release. all its rights under any
Btay, exemption, appraisement and appeal lava now or here-
atter in ettect and all benefits that aay accrue to Guaran-
tor by virtue ot any law or rule of court relating to a stay
- ~ -
of execution or exempting any property from levy or sale
upon execution, and waives and releases all procedural
errors in any such proceeding or judgment. If a copy of
this Guaranty, verified by affidavit by or on behalf of
Bank, shall have been filed in such action, it shall not be
necessary to file the original as a warrant of attorney.
The authority to appear for and enter judgment hereunder
against Guarantor shall not be exhausted by the initial
exercise thereof and may be exercised by Bank as often as
Bank shall deem necessary or desirable, and this Guaranty,
or a verified copy thereof, shall be a sufficient warrant.
(b) IN GRANTING THIS WARRANT OF ATTORNEY TO
CONFESS JUDGMENT, GUARANTOR HEREBY KNOWINGLY, INTEN-
TIONALLY AND VOLUNTARILY, UNCONDITIONALLY WAIVES ANY
AND ALL RIGHTS GUARANTOR HAS OR MAY HAVE TO PRIOR
NOTICE AND AN OPPORTUNITY FOR A PRIOR HEARING UNDER THE
RESPECTIVE CONSTITUTIONS AND LAWS OF THE UNITED STATES
AND THE COMMONWEALTH OF PENNSYLVANIA. IN NEGOTIATING
AND EXECUTING THIS GUARANTY, GUARANTOR HAS BEEN
REPRESENTED BY COUNSEL OF ITS OWN CHOOSING.
ARTICLE II
REPRESENTATIONS. WARRANTIES AND COVENANTS
2.01. Reoresentations and Warranties. The Guarantor
hereby represents, warrants and certifies to Bank that the repre-
sentations and warranties aade by Borrower with respect to such
Guarantor under the Note are true and correct on the date hereof.
2.02.
that:
Covenants. The Guarantor hereby covenants to Bank
(a) Such Guarantor shall furnish to Bank the
financial atat..ent., certificate. and other informa-
tion with respect to such Guarantor required by Section
2. Of of the Mortqaqe.
(b) Promptly upon becOIllnq aware thereof, such
Guarantor ahall qive Bank notice of (i) the co.aence-
..nt. exiatence or threat ot any proceedinq by Or
betore any Governaental Authority a9a1nat or atfectin;
.uch Cuarantor or any of it. Subaidiari.. which, if
advers.ly decided. would bay. a Mtnial adverse dfect
Oft the bt.lalna... operations. ccndlt10n (financial or
. !i -
otherwise) or prospects of such Guarantor or on its
ability to perform its obligations hereunder or (ii)
any material adverse change in the business, opera-
tions, condition (financial or otherwise) or prospects
of such Guarantor.
(c) Such Guarantor shall permit such Persons as
Bank may designate to examine such Guarantor's books
and records relating to such Guarantor's financial
condition and take copies and extracts therefrom at
normal business hours upon reasonable notice and to
discuss the affairs of such Guarantor with its indepen-
dent accountants at such times and as otten as Bank may
reasonably request. Such Guarantor hereby authorizes
such independent accountants to discuss with Bank the
affairs of such Guarantor.
ARTICLE III
MISCEJ.T .AN1"OUS
3.01. Effect Of BankruDtcv Proceedinas. This Guaranty
shall continue to be effective, or be automatically reinstated,
as the case may be, if at any time payment, in whole or in part,
of any of the Guaranteed Obligations is rescinded or aust other-
wise be restored or returned by Bank as a preference, fraudulent
conveyance or otherwise under any bankruptcy, insolvency or
similar Law, all a. though such payment had not been made. If an
Event of Default at any time ahall have occurred and be continu-
ing or exist and declaration of default or acceleration under or
wi th respect to any of the Loan DoCWllenta shall at auch ti.. be
prevented by reaaon of the pendency against Borrower of a ca.. or
proceeding under any bankruptcy or insolvency Law, Guarantor
agree. that, for purposes ot this Guaranty and bia obligations
hereunder, auch Loan Docuaents ahall be deemed to have been
declared in default or accelerated with the same effect a. it
such Loan Docuaents had been declared in default and accelerated
1n accordance with the tera. thereot, and Guarantor shall forth-
with pay the Guaranteed Obligations in tull without turther
notice or deaand.
3.02. Ran..lr'. Rillht ot ,.t-ort. It an lVent ot Detault
~11 OCCUr, 88M and the bolder of anI partic:llNltion ift the Loan
Docueent.a shall baVe the r1qbt, In add Uon to aU oUer riQbta
and nta1ldl" avaUable to lt, to .et-otf aqalMt and to
appropriata and apply t.o the unpaid balance of the Chlannt....
- I -
Obligations any debt owing to, and any other funds held in any
manner for the account of, Guarantor by Bank or such holder,
including without limitation all funds in all deposit accounts
(general or special) now or hereafter maintained by Guarantor
with Bank or such holder. Such right shall exist whether or not
Bank or any such holder shall have made any demand under this
Guaranty or any such participation or any other Loan Document and
whether or not the Guaranteed Obligations or such participation
are matured or unmatured. Guarantor hereby confirms the fore-
going arrangements and each such holder's and the Bank's right of
banker's lien and set-off and nothing in this Guaranty or any
other Loan Document shall be deemed any waiver or prohibition of
any such holder's or of Bank's right of banker's lien or set-off.
3.03. Further Assurances. From time to time upon the
request of Bank, Guarantor shall promptly and duly execute,
acknowledge and deliver any and all such further instruments and
documents as Bank may reasonably deem necessary or desirable to
confirm this Guaranty, to carry out the purpose and intent hereof
or to enable Bank to enforce any of its rights hereunder.
3.04. Amendments. Waivers. Etc. This Guaranty cannot be
amended, modified, waived, changed, discharged or terminated
except by an instrument in writing signed by the party against
whom enforcement of such amendment, modification, waiver, change,
discharge or termination is sought.
3.05. No Imnlied Waiver: cumulative Remedies. No course
of dealing and no delay or failure of Bank in exercising any
right, power or priVilege under this Guaranty or any other Loan
Document ahall affect any other or future exercise thereof or
exercise of any other right, power or priVilege; nor shall any
single or partial exercise of any such right, power or privilege
or any abandonment or discontinuance of steps to enforce such a
right, power or privilege preclude any further exercise thereof
or of any other right, power or privilege. The rights and
remedies of Bank under this Guaranty are cumulative and not
exclusive of any rights or remedies which Bank would otherwise
have under the other Loan Documents, at law or in equity.
3.06. Notices. All notices, requests, demands, direc-
tions and other communications (COllectively "notices") under the
provisions of this Guaranty .hall be in writing unl..s otherwise
expre.sly permitted hereunder and shall be .ent by first-cla.s or
firat-cla.. expres. aail, or by fax with confirmation in writing
aalled firat-cla.., in all cases with charge. prepaid, and any
such properly given notice shall be etfective Vben received. All
- 1 -
notices shall be sent to the applicable party addressed, if to
Bank, One West High street, Carlisle, PA 17013, Attention: Lynn
S. Baker, Executive Vice President, and, if to any Guarantor, at
the address for Guarantor set forth below its signature hereto,
or in accordance with the last unrevoked written direction from
such party to the other parties hereto.
3.07. Excenses. Guarantor agrees to payor cause to be
paid and to save Bank harmless against liability for the payment
of all reasonable out-of-pocket expenses, including fees and
expenses of counsel for Bank, incurred by Bank from time to time
arising in connection with Bank's enforcement or preservation of
rights under this Guaranty, including but not limited to such
expenses as may be incurred by Bank in connection with any
default by Guarantor of any obligations hereunder.
3.08. Survival. All obligations of Guarantor to make
payments under Sections 3.01 or 3.07 hereof or to indemnify Bank
(including indemnities by Borrower of Bank under the Loan Docu-
ments) shall survive the payment and performance in full of the
Guaranteed Obligations.
3.09. Jurisdiction: Etc. Guarantor irrevocably (a)
agrees that Bank may bring suit, action or other legal proceed-
ings arising out of this Guaranty in the courts of the Common-
wealth of Pennsylvania in CUmberland County, Pennsylvania or the
courts of the United States for the Middle District of Pennsyl-
vania: (b) consents to the jurisdiction of each such court in any
such suit, action or proceeding; and (c) waives any obje=tion
which Guarantor may have to the laying of the venue of any such
suit, action or proceeding in any of such courts: and (d) waives
any right Guarantor may have to a jury trial in connection with
any such suit, action or proceeding.
3.10. Severabilitv. If any term or provision of this
Guaranty or the application thereof to any person or circumstance
shall to any extent be invalid or unenforceable, the remainder of
this Guaranty, or the application of such term or provision to
persona or circumstances other than those as to which it is
invalid or unenforceable, shall not be affected thereby, and each
term and provision of this Cuaranty ahall be valid and enforce-
able to the fullest extent permitted by law.
3.11. COuntemarts. This Guaranty may be executed in
any number of counterparts and by the difterent partie. hereto on
..parate counterparts. each of WhiCh. when so executed, ahall be
de..ed .n original, but .11 such counterparta ahall constitut.
but one .nd the .... instrument.
- . -
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COJOlONlfUL'l'II or PIHHIYZ.VAHU ,
, 'II'
COUHn or CuM.dud ,
On thll, the ~ daV ot DecIMblr, 1'12, biter. .., I
Notary ~llc, the undlrllvnld oftlc.r, plrlon.lly applared
Ir.dl.,. Iv.rl, .od
.., L. Voit. "'ho aolcnllWlldVld _'Ilt to 1:11 tha
~'cf!rv~ WL'l'Y CO., . oorporltlon, and that
---- ., luoh oftlo.r, b.lnv ,uthorl.ad to do 10, I.aoutld the
torltolng In.tzu.ant tar tha PUrpoa. thlraln contalnld by I1vnlng
the na.. ot the OOrpar.tlcn by ___''It a. aucb Officer.
XU wrrHlIS NHllIOr, X have h.r.unto 'at -V h'nd and otflolal
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CERTJPICATION OF AQDRESI
I h.~.by c.~tlfy that the p~.cl.. bu.ln... .dd~... of the
Crant.. h.r.ln la:
1101 Lt..... Court
A,anunt 104
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CQI'~IALTII or .....IYLVAlfIA
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IlEALTY TRANSFER TAX
STATEMENT OF VALUE
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