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Q 'I) ; .... ,VI LU . \ ~ , I:, " </,' 1", 't',,' )i' ""'i\i'" " '~ ! " ..,' I' , ,'~r _:j,. '1'\. 1'1, " '''I, ,I " " /, " " /1"', J i,I:," " , I" .', '11. 11'\1, , . ',_I', - 94.1386 CIVIL TERM 21.94.643 ORPHANS' COURT 1 , Settlement for the Erie Insurance Exchange polley limit of $1,000,000, subject to the $500,000 Individual limit, Is approved, as follows: AM.QYtfi To Ellen Gensler $ 600,000 To Tabitha Gensler $ 100,000 To Josiah Gensler $ 75,000 To Brent Gensler and Ellen Gensler for the wrongful death of Gloria Gensler $ 276,000 To the Estate of Gloria Gensler pursuant to the Survival Act g; 50.000 TOTAL $1,000,000 2. Brent A. Gensler, as Administrator of the Estate of Gloria Gensler Is authorized to exeoute a general release to defendants and their Insurer, Erie Insurance Exchange, 3, Brent A. Gensler and Ellen M.w, Gensler, as parents and natural guardians of Tabitha Gensler and Josiah Gensler, are authorized to execute general releases to defendants and their insurer, Erie Insurance Exchange, for the claims on behalf of Tabitha and Josiah Gensler, 4. Settlement for the $100,000 In total underlnsured motorist benefits from Nationwide Insurance Company, subject to the $50,000 Individual limit, Is approved I as follows: .2. . . , 94.1385 CIVIL TERM 21 -94-643 ORPHANS' COURT AMQUtfi To Ellen Gensler $ 60,000 To Tabitha Gensler $ 10,000 To Josiah Gensler $ 7,600 To Brent and Ellen Gensler pursuant to the Wrongful Death Act for the wrongful death of Gloria Gensler $ 27,600 To the Estate of Gloria Gensler pursuant to tho Survival Act $ 6.000 TOTAL $ 100,000 6. Brent and Ellen Gensler, as parents and natural guardians of the minors, Tabitha Gensler and Josiah Gensler, and Brent Gensler as Administrator of the Estate of Gloria Gensler, are authorized to execute all required documents to obtain the payment of the underlnsured motorist benefits from Nationwide Insurance Company. 6. Legal fees and expenses as requested are approved out of the proceeds to be received by the minor, Tabitha Gensler, In the amount of $2,360, and out of the proceeds to be received by the minor, Josiah Gensler, In the amount of $1,762. 7. Legal fees and expenses as requested of $3,819 for the wrongful death clalm, and $3,819 for the survival claim, are approved, 8. Pursuant to Pa, Rule of Civil Procedure 2039(b)(2), the petition to Invest the net proceeds payable to the minors Tabitha Gensler and Josiah Gensler in accordance with the recommendations of Guardian Angel Financial Advisory, IS .3. , " >.. I j ,I , . I , 'I I \ , ! . .. . 94.1385 CIVIL TERM 21.94.643 ORPHANS' COURT DENIED. The petition to appoint Dennis Lebo as the guardian of the estates of Tabitha and Josiah Gensler, IS DENIED. 9. The proceeds payable to Tabitha Gensler and Josiah Gensler shall be made by check requiring the endorsement of plalntlffs' counsel, Delano M. Lantz, Esquire. Pursuant to Pa, Rule of Civil Procedure 2039(b)(2): (a) The total net sum of $107,650 payable to Tabitha Gensler shall be Invested BY PLAINTIFFS' COUNSEL In one or more saving accounts at the highest Interest rate available IN THE NAME OF TABITHA GENSLER, BORN AUGUST 2, 1989 In banks, building and loan associations or savings and loan associations In which the deposits are Insured by a federal government agency, as chosen by her parents, provided that the amount deposited In anyone or such savings Institutions shall not exceed the amount to which the accounts are thus Insured. Every such account shall contain a provision that, NO WITHDRAWAL CAN BE MADE UNTIL THE MINOR ATTAINS HER MAJORITY EXCEPT AS AUTHORIZED BY A PRIOR ORDER OF COURT. (b) The total net slim of $80,738 payable to Josiah Gensler shall be Invested BY PLAINTIFFS' COUNSEL In one or more saving accounts at the highest Interest rate available IN THE NAME OF JOSIAH GENSLER, BORN JANUARY 16, 1991 In banks, building and loan associations or savings and loan associations In which the deposits are Insured by a federal government agency, as chosen by his parents, provided that the amount deposited In anyone or such savings Institutions -4- r," " I, " ......... .. ..~, .~ . " In ReI Estates of TABITHA GENSLER and JOSIAH GENSLER; minor children of Ellen M. W, Gensler and Brent A. Gensler IN THE COURT OF COMMON PLEAS CUMBERLANP COUNTY, PENNSYLVANIA ",,11- qlj - rMft!IIi ;., '-13 NO, '1994 ~ 'n oj n I .'.J, I ,.'/11 -. (r> 'I 3., II - t.~(tt.fl .a.t"rl.()lt...,. I' ORPHANS COURT DIV SION ' DECRB! AND NOW, this day of July, 1994, upon consideration of the Petition for the ~ppointment of Dennis Lebo as guardian of , the personal estates of Tabitha Gensler and Josiah Gensler with respect to insurance proceeds to be received from Erie Insurance Exchange and Nationwide Insurance Company, it is hereby DECREED that Dennis Lebo is appoi~ted guardian of the personal estates of Tabitha Gensler and Josiah Gensler with respect to the insurance proceeds to be received from Erie Insurance Exchange and Nationwide Insurance Company, On the representation that the net insurance proceeds shall be invested in accordance with the recommendations of Guardian Angel Financial Advisory and through that company, and that. Dennis Lebo shall make investment qecisions based on the l-ecommendations of Guardian Angel Financial Advisory or a similar organization that is bonded and has liability coverage in amounts at least equal to that presently covering Guardian Angel Financial Advisory, and because the costs of a bond with surety would deplete the assets of the minor's estates, the Court finds , in a pending lawsuit captioned Ellen M. W. Gensler. Brent A. Gensler. indi~ally and as parents and natural quardians of Tabitha Gensler and Josiah Gensl~ v. Leon D. Myers, et al., C.P. Cumberland County No, 94-1385. A copy of the Petition for Approval of Settlement is attached hereto as Exhibit "A". In support of this Petition, Petitioners aver as follows: 1. Tabitha Gensler is the child of Ellen M. W. Gensler and Brent A. Gensler, resides with her parents at 2267 Newville Road, Carlisle, Pennsylvania, 17013, and is four years old with a birthdate of August 2, 1989. 2. Josiah Gensler is the child of Ellen M. W. Gensler and Brent A. Gensler, r.esides with his parents at 2267 Newville Road, Carlisle, Pennsylvania, 17013, and is three years old with a birthdate of January 16, 1991. 3. Petitioners are Ellen M. W. Gensler and Brent A. Gensler, husband and wife residing at 2267 Newville Road, Carlisle, Pennsylvania 17013; and are the parents and natural guardians of Tabitha Gensler and Josiah Gensler. 4. A description of the accident giving rise to the claims' set forth in the pending action captioned Ellen M. W. Gensler. Brent A. Gensler.~uallY and as parents and natural ~rdians of Tabitha Gensler and Josiah Gensler v. Leon D. Mvers. ~~" C.P. Cumberland County No. 94-1385, and the terms of the - 2 - , , . proposed settlement are set forth in the attached Petition for Approval of Settlement, and the averments set forth in the Petition for Approval of Settlem~nt are incorporated herein by reference as if set forth in full. 5. If the Court approves the accompanying Petition for Approval of Settlement, then Tabitha Gensler will be receiving $100,000 from Erie and $10,000 from Nationwide, less expenses and Josiah Gensler will be receiving $75/000 from Erie and $7/500 from Nationwide, less expenses. 6. Unless a guardian of the personal estates of Tabitha Gensler and Josiah Gensler is appointed, Petitioners will be limited to investing the net insurance proceeds paid for the benefit of Tabitha Gensler and Josiah Gensler in insured accounts in banks, building and loan or savings <Iud loan associations insured by a federal government ngency. See 20 Pa, C.S.A. ~5103. 7. Petitioners have been advised by professional financial advisors and managers that considering the young ages of Tabitha Gensler and Josiah Gensler, investing the net insurance proceeds in insured bank accounts is not in the best financial interests of Tabitha Gensler and Josiah Gensler. Petitioners have been advised that to protect the proceeds against the effects of inflation and to provide a better return on the investments, the. net proceeds should be invested in various securities which will - 3 - generate a higher yieldwnUe still providing reasonable security and protection. 8. In order to allow for the investment of the net proceeds in various securities which will better meet the financial objectives that are in the best interests of Tabitha Gensler and ,Josiah Gensler than simply investing the money in an insured bank account, Petitioners request that Dennis Lebo be appointed as the guardian of the personal estates with respect to the above net proceeds to be paid for the benefit of Tabitha Gensler and Josiah Gensler. 9. Dennis Lebo is 40 years old, resides at 514 North West Street, Carlisle, PA 17013, is not a parent of either Tabitha Gensler or Josiah Gensler and otherwise does not fall within any of the prohibitions for guardianship set forth in 20 Pa.C.S.A. 65112. 10. Dennis Lebo does not have any interest adverse to that of Tabitha Gensler and Josiah Gensler. 11. Dennis Lebo meets the preference consideration set forth within 20 Pa. C.S.A. 65113 in that he is of the same religious persuasion as Brent A. and Ellen M. W. Gensler, the parents and natural guardians of Tabitha Gensler and Josiah Gensler. - 4 - . 12. Dennis Lebo consents to his appointment as guardian. A copy of Dennis Lebo's written consent and statement ("Dennis Lebo's Consent") pursuant to Local Orphans' Court Rule 12.5.2 is attached hereto as Exhibit "B". Dennis Lebo has a close personal relationship with the Gensler family and evidenced his love and concern for the Gensler children by taking care of Tabitha Gensler and Josiah Gensler when their mother was in the hospital following the accident which is the subject matter of this litigation. 13. Dennis Lebo is a long-time business owner who is knowledgeable about financial markets and investments, along with the management of money. See Dennis Lebo's Consent at ~5. 14. The assets of the estates of Tabitha Gensler and Josiah Gensler consist of the net insurance proceeds previously described in this Petition, 15. If appointed as guardian of the personal estates of Tabitha Gensler and Josiah Gensler with respect to the net proceeds, Dennis Lebo will invest the net proceeds thorough the Guardian Angel Financial Advisory, an affiliate of FMG Limited, ("Guardian Angel") a sole proprietorship owned and operated by Michael L. O'Brien, a chartered financial consultant and will monitor the performance of Guardian Angel. ~ Dennis Lebo's Consent at ~6. - 5 - 16. Guardian Angel provides professional investment advisory and management service and has experience and knowledge in the investment and management of financial portfolios for ,minors. Information relating to the qualifications of Guardian Angel to invest the net proceeds for Tabitha Gensler and Josiah Gensler is attached hereto as Exhibit "C." 17. Guardian Angel is a fully bonded and insured company. ~ Exhibit "C" at Appendix "D," If permitted to serve as the investment advisor and manager for the net proceeds, Mr. Lebo will work with Guardian Angel to invest the net proceeds in a financially prudent manner considering the ages of the Gensler children and the investment objectives. A copy of Guardian Angel's proposed recommendation for investing the net proceeds is attached at Appendix "G" to Exhibit "C," 18, Petitioners further petition the Court to dispense with the requirement of a bond or in the alternative to allow the guardian of the personal estate to file a bond without surety, as the Court is authorized to do so pursuant to 20 Pa, C.B.A. !iS122 (d) . 19. A bond is not necessary in the instant situation because Dennis Lebo is financially solvent, and will invest the net proceeds through Guardian Angel and based on their advice, which company is bonded and has liability insurance. Mr. Lebo - 6 - will agree to advise the Court in advance and seek Court approval before making any change in circumstances where the management of the funds would be changed in a manner where there would not be similar bond and liability protection through the investment manager of the funds. 20. Guardian Angel is fully bonded and insured beyond the value of the personal estates proposed to be invested on behalf of Tabitha Gensler and Josiah Gensler. ~ Appendix "0" to Exhibit "C." 21. The requirement of a surety under the present circumstances is not in the best interests of the minor children's estates because the cost of purchasing a bond with surety for Dennis Lebo would be paid from the funds received on behalf of the minors. This additional ~xpense is not justified since Mr. Lebo is financially solvent and Guardian Angel is bonded and has liability inourance. WHEREFORE, Petitioners respectfully request that this Court appoint Dennis Lebo as the guardian of the personal estates of Tabitha Gensler and Josiah Gensler with respect to the net insurance proceeds from Erie Insurance Exchange, and the underinsured payments from Nationwide Insurance Company. Petitioners further request the Court to dispense with the - 7 - 1. l'laintiffs, Brent A. Gensler and Ellen M. W. Gensler, are husband and wife residing at 2267 Newville Road, Carlisle, Pennsylvania 17013. 2. Said Plaintiffs are the parents and natural guardians of Plaintiffs Tabitha Gensler and Josiah Gensler. They also were the parents of Gloria Gensler, deceased, Plaintiff, Brent A. Gensler, is the administrator of the estate of Gloria Gensler, deceased. 3. Defendants, Leon D. Myers and Gloria E, Myers, are husband and wife with a place of business at 2817 Ritner Highway, Carlisle, Pennsylvania. One or both of the Defendants Myers were doing business as Myers Welding and Supply Service on May 27, 1992, 4. Defendant, Paula. Dyarman, Jr., is an adult individual residing at 30 Oaklawn Drive, Shippensburg, Pennsylvania 17257. On May 27, 1992, he was employed and acting in the course and scope of his employment with Myers Welding and Supply Service, 5. The present action arises out of a tragic motor vehicle collision that occurred on May 27, 1992, in the Borough of Carlisle at the intersection of the Ritner Highway (Route 11) and Allen Road (Route 465). Plaintiff, Ellen Gensler, was operating her 1976 AMC Hornet northbound on Allen Road and approaching the intersection with Route 11. Defendant, PaulO. Dyarman, was . 2 . ," . ._-"'I'.~_,..~,....,.. ~ operating a 1965 Ford custom truck westerly on the Ritner Highway and approaching the intersection with Allen Road. Tabitha, Josiah and Gloria Gensler were passengers in the vehicle driven by Mrs. Gensler. Mrs. Gensler and her children were restrained in seatbelts and car seats. As Ellen Gensler was crossing the intersection, her auto was struck on the right side by the truck being driven by Defendant Dyarman, 6. As a result of the collision, Gloria Gensler suffered fatal injuries and was pronounced dead at the scene by the Cumberland County Coroner, Michael Norris. Ellen Gensler, who was several months pregnant at the time, suffered critical injuries and was life flighted to the Hershey Medical Center, together with her son, Josiah Gensler, who was also seriously injured. Her daughter, Tabitha Gensler, also suffered serious injuries and was originally taken to the Carlisle Hospital and then life flighted to the Hershey Medical Center. 7. Defendants, Leon D. Myers, Gloria E. Myers, and Myers Welding and Supply Service had a Pioneer Commercial Auto policy issued by Erie Insurance Exchange that provided liability coverage for the 1965 Ford truck involved in the collision. That policy provided liability protection limits for bodily injury of $500,000 per person with an overall maximum of $1,000,000 per accident. - 3 - 8. Defendants Myers and Myers Welding and supply Company did not have any other insurance policies that would provide any other liability coverage for thiscollinion. 9. Defendant, PaulO. Dyarman, Jr., the driver of the vehicle at the time of the collision, had an auto policy with Nationwide Insurance Company covering his personal automobiles. That policy, however, had an exclusion which excluded coverage while he was operating a third party's vehicle that was used in a business or occupation. The Nationwide policy issued to Defendant Dyarman does not provide any coverage with respect to the collision of May 27, 1992. 10. Without admitting liability, Erie Insurance Exchange has tendered the $1,000,000 policy limits available under ita policy in exchange for a general release from Plaintiffs to Defendants and subject to court approval of the settlement. 11. Plaintiffs have agreed to accept a settlement based on payment of the policy limits and the allocation of proceeds as set forth below, subject to court approval of the settlement. 12. Plaintiffs' vehicle was also insured by Nationwide Insurance Company. Nationwide has consented to this settlement thereby preserving Plaintiffs' underinsured claims under the Nationwide policy. Nationwide has also tendered the $50,000/$100,000 limits of underinsured motorists coverage under . 4 - the policy iSllued to the Genslerscovering the 1976 MC Hornet being driven by Mrs, Gensler at the time of the ace ident. 13. Plaintiff, Ellen Gensler, suffered severe multiple trauma. She suffered closed head injuries, a pelvic fracture, and a right femur fracture. She had a large hematoma on the right front temporal region. She has several large hematomas in the left basal-ganglia region. She had diffuse multiple inter- parenchymal hemorrhage. She was eighteen to twenty weeks pregnant at admission. 14. Mrs. Gensler was unresponsive to verbal commands or stimuli for many weeks and was on a ventilator and had a tracheotomy and a feeding tube. She was on the ventilator for three weeks. She had the feeding tube and tracheotomy for seven months. She was discharged from the University Hospital to the University Rehab Center on June 22, 1992. She went from the Rehab Center back to the hospital on October 25, 1992, for induction of labor and the birth of her child who was born on that day. 'I'he child was named Lydia Gensler. She then returned to the rehab unit with hor new daughter. She was discharged from the rehab unit on December lB, 1992. 15. In the Rehab Center, Mrs. Gensler received speech therapy, physical therapy, occupational therapy, and rehab therapy. In rehab, she was unable initially to communicate - 5 - either orally or with gestures. Gradually, her ability to communicate improved. At the time of discharge, she had sub- stantial physical and neurological impairment, From discharge to the present, she has continued to make progress, She is mentally competent and capable of caring for herself and her children with the assistance of her husband, Brent Gensler. Despite her remarkable improvement, however., she has suffered permanent neurological and physical impairment as a result of the tragic collision. Although her claim is worth substantially more, the maximum available under the Erie Insurance policy for her claim is $500,000. 16. Tabitha Gensler was two years old at the time of the collision, having been born on August 2, 1989. She was admitted on the day of the accident and remained hospitalized until June 8, 1992. She suffered a compound comminuted open left frontal skull fracture with dural and brain laceration, A left front craniotomy with debridement of necrotic brain, repair of dural laceration and plating of the comminuted skull fracture was performed on May 27, 1992. She also suffered a laceration near her right knee. She was given Dilantin to prevent seizures and wore a helmet to guard against the possibility of further damage due to falls for about two months after the injury. Fortunately, - 6 - Tabitha has progressed well and appeara to be developing normally. Her medical bills totaled $33,042.97. 17. Josiah Gensler was one year old at the time of the collision, having been born on January 16, 1991. Josiah also suffered serious injuries in the collision. He suffered closed head injuries, facial lacerations, fractures of both bones in the left lower forearm, fractures of both the fibula and tibia in the right lower leg and injury to his liver, He was hospitalized until June 4, 1992. His fractures appear to have healed in the nOl'mal course. As of September 22, 1992, he did not appear to have any clinical deformity and had full range of motion, The prognosis is that he will develop normally in both the upper and lower extremities. He otherwise appears to be normal, The medical bills for his care and treatment totaled $13,890.96. 18. Gloria Gensler was four years old at the time of the collision. She was pronounced dead at the scene. She was a bright, curious child, Her parents, Brent and Ellen Gensler, had a warm, loving relationship with her, They had a reasonable expectation of much future enjoyment of Gloria's development had she survived. They have suffered substantial damages within the meaning of the wrongful death act. Likewise, Gloria's estate has suffered a substantial loss as a result of her death for purposes of a survival action. - 7 - \ 1!l. Lydia Gensler, who was born on October 25, 1992, seemingly was normal at birth and appeared to be developing normally. Tragically, she died on January 3, 1993. The autopsy did not find any connection between her death and the collision of May 27, 1992, Plaintiffs, Brent and Ellen Gensler, have not and do not intend to make any claims against Defendants as a result of the death of Lydia Gensler. 20. The combined value of the claims for Tabitha Gensler, Josiah Gensler, the wrongful death claims of Brent and Ellen Gensler as a result of Gloria's death, and the survival action claim on behalf of the estate of Gloria Gensler are far in excess of the remaining $500,000 available under thp. Erie Insurance policy that provided insurance coverage to Defendants. 21. Plaintiffs, with the advice of counsel, have decided that the following apportionment of the $1,000,000 of total insurance coverage, subject to the $500,000 individual limit, is fair and equitable: AMOUN'l: 1. To Ellen Gensler $500,000 2. To Tabitha Gensler 100,000 3. To Josiah Gensler 75,000 4. To Brent Gensler and Ellen Gensler pursuant to the Wrongful Death Act for the wrongful death of Gloria Gensler 275,000 - 8 - 27. Plaintiff, Brent Gensler as Administrator of the Estate of Gloria Gensler, requests the Court to approve the allocation of Underinsured Motorist Benefits with the total amount allocated to the wrongful death and survival claims being $32,500. Of that sum, Plaintiff further requests approval of the allocation of $5,000 to the survival action and $2'7,500 to the wrongful death actions. He further requests approval of the payment of the wrongful death and survival action proceeds in a single sum payable jointly to Brent and Ellen Gensler. 28. Plaintiffs have been represented in this matter by McNees, Wallace & Nurick. McNees, Wallace & Nurick has agreed :0 represent the Plaintiffs based primarily on the standard hourly billing rates for the personnel at the firm that are performing the legal services in this matter, together with reimbursement for expenses. The total legal fees incurred or estimated to be incurred through the approval of the Petition are $18,000. Total expenses incurred or to be incurred through the approval of the Petition are estimated to be $5,500.00. Plaintiffs request approval of the payment of total legal fees and expenses of up to $23,500, with the legal fees and expenses allocated to each of the claims as follows: - 11 - 1, Ellen Gensler claim Tabitha Oensler claim AMOUNT $11,750,00 3, 4, wrongful death claim survival action 2,350,00 1,762.00 3,619,00 2. Josiah Oensler claim 3.619.00 5. 'l'OTAL $23,500,00 \ McNees, Wallace & Nurick will credit the amounts previoUsly paid for legal fees and expenses toward the above amount of $23,500. 29. with respect to the net insurance proceedd proposed to be paid on behalf of Tabitha and Josiah Gensler, plaintiffs are filing a petition for the Appointment of Dennis Lebo as guardian of the personal estates of Tabitha Gensler and Josiah Gensler, and are requesting that the guardian be authorized to receive the insurance proceeds directly from Erie Insurance Exchange and Nationwide Insurance Company, to pay the attorneys fees and expenses of McNees, Wallace & Nurick as to such claims and to invest the bal,mce with Guardian Angel Financial Advisory as set forth in said Petition. ;1 30. plaintiffs further request that: (a) Brent A. Gensler, as Administrator of the Estate of Gloria Gensler be authorized to execute a Ii , 'I ' , . : \ , . i i 1 ! - 12 - , , " " .. VElRIFICATION I verify 'that the ~tatements made inthe,foregoing,dooument are true and oorreot to the best ,of my ~nowledge, information and belief.' I understand that false statements are made subject to the penalties of 18 Pa. C.S. 54904, relating to unsworn falsification to authorities. Brent A. Gensler, " Dated I June 1994 , " I ': ' 1/ .. , " , " , " 1" ", I' , j;,. ' " i,L " lIl' '" (, " I, , ii , ,. " ,,' .' I' I i)'/ I I' " " ", , , I' , " " " " " " " , , ,~' I' " , " ,i", II, " I) .' ' I '''" , " i' (. ", ,I '.. I' I". \ , " , , 'I" '" .1" " " i', " ,I' , " " " " officer of any employee of any such Fiduciary, and I do not have any interest adverse to Tabitha Gensler and Josiah Gensler, 4. I am of the same religious persuasion as Brent A, and Ellen M. W, Gensler, 5. I have owned my own business for the past sixteen (16) years, am knowledgeable about the management of money and financial markets and investments, and am financially solvent, 6. If appointed as guardian of the personal estates of Tabitha Gensler and Josiah Gensler with respect to the net insurance proceeds, I will invest the net insurance proceeds through the Guardian Angel Financial Advisory, an affiliate of FMG Limited ("Guardian Angel"), a sole proprietorship owned and operated by Michael L, O'Brien, a chartered financial consultant. I am personally familiar with that company, since it manages some of my investments. 7. If appointed, I will monitor the investments of the net insurance proceeds by Guardian Angel in order to be sure that the investment of these funds through Guardian Angel continues to be in the best interests of Tabitha Gensler and Josiah Gensler, 8, If at any time I,feel a change in investment manager is appropriate, I will make sure that the new investment manager has insurance at least equal to that presently covering Guardian Angel or I will advise the Court 'and seek Court approval before - 2 - I'i, i': ,I" " making, " is then ,Datedl " " " ", 'I, \ , ( ~ I! , (-,- " " I: ,. any change availabla in ,the investment for the' investment , manager if manager. no. such ,inf;luranoe ~\'~~ EoI~ Denn s Lebo ", June 30 1994 ," ',' " Ii' ,','I' (', " " '" " d' " 'I. \1" '\' " (I I' " 1< i1 , " . " 1.' : " " , " , , " , " , " " , , " ~.. j' j, ", , " ,'I i," .' ., " ",' IJ "'I " \' " " 1'1 " !",!: "II " " '",', ," " " " 3 .. , ": ! I' " " "j, .. ,,',' ,: ,) I, J' , " " , (; t'; "I', ".,1: " I',' , , " " , , " " I" .t I' " 'Ii " , " '; (i '.,1' " " ,,, " , ,I' Ii " " <,If , " , \,", " t': ," '" " I, '" " ~ I j, J:'" I"",. ,,[ .' " I", " " I;, ' ;,' , , '.. ,;\j , " I' ,,' , , ,,' " 'I; " II., " , ", " .. ,1" " I',' " , " " ~ .,~,. ,BEEE.BEN.CES 1, James N, Clymer . Client I Attorney (717) 299-6283 2, Charles R, Gerow Client I Attorney (717) 976-3636 3. James J, Kutz · Attorney (717) 237-6024 4. Ronald L, Pearson Client IRepalr Technician Eastman Kodak (717) 236-4730 6, Gerard E, Frailey Client I Computer Sales Executive (717) 669-7367 6. John C, Traub Client I Retired Postmaster, Camp Hill (717) 737-6321 7. Timothy M, Blosser Client I Entrepreneur (717) 246-0268 , , 8, Joseph Ludes Client I Bank Trust Officer (201) 208-9152 9. Richard Ranlch Client I Computer Company Executive (613) 297-5784 10, Henry Bellis Client I Small Business Owner (717) 732-7836 . Not a client, however, I worked with Attorney Kutz to assist a new client In suing her former broker after I uncovered substantial NASD violations In her records, The case resulted In a substantial recovery for our mutual client, @ "'-"'''.'- " - ACORD. HlOMIII Xar.h , MOLennaD,IDO. CON'IR8 NO RIGHT8 UPON THI O!RTlflCATI OLDIII. TIU OE1HlflCATl! DOES NOT AMEND, EXTEND OR Al.TElI THE OOVERAGe AffORDeo IV THe I'OUOI!8Il!LOW. COMPANIES AfFORDING COVERAGE! ~AHI A AXI!lRIOM INTBRNATIONAL INS. '- - Iloqllr, Horqan , Oompany 100 Gal11ria Parkway Buitl 11100 Atlanta, OA 30339 OO"'AHI B umiA ~AHI C C/JIo.PAHlo Ltl'IEIl OOW/'N<< e LiTIiA ~*~. ' ms!E! '.' THllII TO C;I~nN TW.T TliIi POUCltl 0, INSlIMNCI: LISTED BeLOW tv.VIi BeEN ISSueD TO THe INSUI\IIO NAAlBO ~ I'Ofl THI POUOY PlI~IOO INDlCA110, NOTWITHSTANDING N<< IlEQUI~INT, 'ItlIM Ofl CONDITION OF I>N( CONTRACT Of\ OTllSl OOCUl4INT WITH p,fSPlOT TO WHICH THIS Cl;RTIFlCATE MAV II1$SUGDOfl MAV roITAlN. TI1l!lNSlIMN~ ,WORDliD SV n;e I'OUCIES DESCAIBeO HEREIN IS SUBJECT TO AU. THE TEMlS, Il<CLUSIOHt ANO CONIlITIONS 01 SUCH POLICIES, UMITS SHOWN W.V tv..... UIN AIOU~D IV P~D CW!4S. co LIIl me Of t<lUIWlel P<XJCV HUIolIIA /(UOV 11m:1M! POUCY flO'IMllOIl D.L111~L1/t1OM'1 D.L11 [LlLlfOOf'N) IIo6'n lll/aIW. _<lA11 I ,.OOIJCUCOLf'!CJ' AOO. I ~&~,tUA\Y I tACH~ , 'vw DlMl~ (AtIy ~ "') . IoIIO'emHltl'liv...."''''11 t;QMilL'4!O If,\U I WIT eOOI. y fUJI\Y I I't' "'101I) eOOI. y f<JJff1 I ~" ,uJ4tnO ~1rrY_ . !ACH OCC\JIUlIHCI . _\11 I WOINItI_ncw NIIl _lIloIlIIV onu \ PROP LIAS wO'1'B 773~11"97 9/30/\13 9/30/94 seourities Bro sr/D.alerl. Brror and Omi sionG Li ility $1,'00,000 Zao LOII/$3,OOO,OOO qqre9ate -lJCIll Of -1OIt,\OCA11OHI,oWItC\I....-1T1Mt svidlncinq oovera98 tor the oertifioate Holder Michael L. O'Br~'n C=L~I.Q6':t-\~~,u:.~~~~'lt~~~~I~i'~;~~~\~' 4 wtt~~U~ lHOU(O I>N( 01' THI...ovt DUCIIIBeO POUCIES all CANCILlAD IliFOAi TH& EXPIRATION OoI.Ti THEIlEOf, THE ISSUING COMPNrV WIll. 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'," ,. ..,... -. ,_."" ....".. . .. ..... , ",-"". -.., ..,~.... .....,,'" ."" ..' .",,,, ....,. ...."",,," , Indlcl~ In """ 10 " ..po'o" .1Id dilllnel from .nv IImpotttY rtQlftftllon I"tfdy obIolntd wllh Ih' "'ltl'\ ,ndlo' "o.nlllllonlll, I furl'- uOldtnund ,hOI u,",It lho I...t~ ,I \h. "",,I~ 11\<110' ,M rt'/u'oll,nll . 0' nil 10 .' ov bt dlnlld, tulll4ndl<l 01 ,,,01;0:1. .<"'1 l!ij]1 MCW:I~ DIY ....., - POJUIQfllOf ',01Of4 eooouCIlP ,""0""0 .,,0'" '0 ..Oft ( ..c - ...... - - NAill' 0' 'l~~H ,O"!tAc'UO ./ ./ 1 .11 i JIX 8 IN ADDITION, I HAVI TAKEN ""IIOI'IIIATI STEPS TO VERIFY THIITEMS AND AT'\'ACHMENT1l CONTAINED IN THIS A'P~ICATION, THI ..."..O'II'ATl8IONATOIIY ,\lI!A ,\IV$reECOM'~'TEO ON IILL '. ~ 1:";:...,,,1 '" " ,01'10 VSI ONL ' -,- INITI""" TIIIl.N.F'1I 011 AMINIlM!Nl FILINOS, "", ') ~~"''',,, ' I,'; ',", ,",'i" ,'. , . J '.~'.'~ J" .' ~l ..' :".'.'. ,.,,,.\ . '" .,.' t,~. .1:' " " ....'., . "., '., l ": ,,' .' . ..' , ...::,~'"'''',-:-'I.'' ~., ;',\'. .. ~ ":. .'1.:!' .' .', ,.","^,',~f,....,.14"'- I......,',.. ,,' .'", .., .' , ~ ': .", ,,, " , ;".",' .. .,...., ..' ,,' ..t.., t"'.",,~,,' ,1"1:...',, ;. ...,.oJ' ., " ".......,,' . .,'". . ,. ' C'.,~"ir:1.r.."!.. ...1.... "",;,;"," I '. ,...' ,.'" , ,..,.." ....1....., ~ ,-," , ..I" ."..' ,... , ...' ' . t'" , , .". ';..:, : I \'.' ,~'.. ", :, ~:.l~, '. :' p. '.1, ",: . 1""0"~ ,/ " " '. " ~JJ~'A~ III TIi IiIQNATOllY Ie \1\.__ ~ 't NAM" Ofll ..v"~O'''IA1' alo'~,,,,tOi"''t' '" -.--.. 'J,.. ----- TOTAL P,(lo; 16546 Off/NITIONS .. . Ch",,-" Acc~ltd 0'. ellml In .Iolmll eomplllnl.lnfOlmtllon, ollndlclm"'l. . In,"IIII",IOf In,,,,","'I.II.I.I" ~ 'IrlI'nl", 10 "cu'"'", eommodllll.. wnkl"" INu"not. 0' ,.1 "UII UncllId'''', ....Ir>olllmlllld 10 'e1I~, U lit bel", _"11d WI\h .lHoktt<lul." 'n""l.,,.nl con'lPlny,lnvtllmln' tdv'''', 'utul"lpOnlOI, WnIl,lIl1Vlnol encllQln ..,ocllllonl. . In,oIvId" 001", In tel 01 .ldlne, .bllll"" ooUNIII"" COIM""ndlno, Induelno. cOlllolllno wllh or 1.lllno ,,,,olllbly IClIUPll'liII lnoth"ln del",,, .!!!.:. 22.... H.... yOU b"n convlc'td o' or pllld ",lilY 01 nolO GOnltndl.. I"no COMl","IIOI, HS NO lit. lIlony or mlldfmflllOllnvolYlnol 1....l1m.nl1 or In Inv"'mt."'tllltd b~lln"l, 1,IUd, I.11I11111mtnll or 011I1111011I. ' J'Wl!In9f~1 Uk '" 01 P,oPlrlY Of IlNlbtrv, fo",ry, oount'r1."~nt Of ....'0"104\1 ., I , . I . . I , , t . , . , . . . , , I . . . , i I I . . . , I I , I . . . I I I I . , . t2t """11"1 , I . , , . . . I . , . I I . . . I I . . I I , . . . f I , . . . , . . . , . , , , , . I I , , . . . . . I , . I . . fl' I . . , . I . ("any other (tlonyt ,.... I . . , I , . , . . , t . . , , . , . , , , . , , . . . , , . , , , . . , . . , I , , . . , , , , . I . . , . . . . H.... you. 01 .n ol~nlltllon 0"" which you I."clnd m.nl9l"'Inl 0' oollev conllol. tv" bHn cI\f,gtd with .ny 'Ilony 0< chi with. mlld'tnt.nor u~clfltd In Q\.l,,'lon A{t) art2J? ,..,., . . , , . , . . . . , . . . . . . . . . I . I I I . . I I . f . . HUlny 001I". ,w,1 UhnJolntd you In oonnt01k)n with anv '"vtnmenN.tattd aeth,l\y' . . . f f , . . . f . . f . . . . f . . . f f f f . . . . , . . I . I I C 'ound thll ou WI" Inl'Olwd In I ~lol"lon ollnYlllmtnl<.ltttd IttlUlfl 01 I vii 10",/ , . . , , , , . . . . . , , . . . . . . . . Hili'" U . IC\I,llIu'nd !.dllntf Co",million 01 Ihl ommodlty FVIV"I Tledl", CQmmllllon...., C1) foynd you to h~. roadt I f.h, ".temen, 0' omlulon' . . . . . . . . . . . . . I I I I I . . . . , . , . . , . . I . . . . . I . . . . . (2) found yov 10 hm bltn In.olvtd In I vlollllon 01 Inl'lllmln,."ltI" "iulttlonl or III,vII., . . . . , . . , . . , , . . . . . . . . ..,I'ou,,", you to hi" bun I "UIf of In 'nv.llmln"'""lfd bUlln... h.vlng 111 IUlhorlll,lon 10 do bu. In'" d.nl/ld, IVlP4ndtd, ttvoktd. ot 'tUtlc'ed1 . . . . . fl' . . . . I . . . , . . . . . . . , . . . . . . . . . . . . . . I , . , . . . , . . I I , , . . . . . . I I 41.n,"td In o,d" d.n I . ,",pendln, 01 "vokln, you I ,,,IIII.llon 01 dl.clollntd you bV "n,lc,lr'O Y9"' 1<11vltltt' , , , ' . . , Hu.ny Olh', Ftdllfl 'IVUlflory I9IMY 01 Iny IItlf I~UltlOIY ".ncy tv,,1 111 found you 10 hlvl mid.. 'III.IltIt",.n, 01 omllllon 0' bun dl.honlll, un'II, 0' v",'hl,," .""""""."", CZ)found YOu '0 h... blln 'nyolwd In I vlollllon o. InvUlm.nl "gullllonl v' IItlulul .,...""",...,.""." 1~1 louM you 10 hi" btln' ctult of In Inyu,mln'.II".d bulln... htvlng 111 IulhOrlltllon to do bu,lnl" dlnltd. IUIptndtd, r'YOktd. or ,""Ict.en . . . . . . . , . . I . I , I . I , . . . , . , . . , f , . . . . . . ' I . . I . . . . . . . '0' I I I . f . I . . . . . (4t ,",tttd." Old" tg.lnn yo" In conn.cUon wl\h Invtltmtn",eltUd .c1lvUv' .. I . I . . . . . I . . . . . fl' . . . , . . . I . I (6Id'nild. tUIOlndtd, 0' 'tvoked you, ',gll\ltllOn 01 IICln.. 0' othl""l" 1>"l'Inltd you from '"OC~IIng with .n Inmlmtnl. rtl.ttdbuJI"",.ordltclP'lntdyoUbv,"trktlnovootlctlvltifl1 . I...... '" I If'" I.... "1 I.......... I "voked 01 .u. ""td OU, I~nll 'I,n "'Oln' Iccounlln, 01 fld"II 'tc\oll , , . . . '. . , , . , ., ...., " .ny It "...II'Ory olgln mlon 01 com~ltlu ,.c""nill , ", found yew to hive mtd. I fIIM.u,.manl Ot oml..'on~ . , I . . , . . I I . . , . I , fl' . . . , . . . . , , \ , f . I . . . . , , , . (2) found you to h.Vf bun InvolYtd In I vlolltkln of Ita NI..' I . . , . , . I . . . . fl' , . f . , , ,', I If. I . . , ~ , I . , , . . I 1311011nd you 10 ~.. Win IhI QtUII o'.n Inl'lllmlnl.IIIII<1 bullntlll hiving III .ulho,lcttlon 10 do bul'n", d.nltd,lU-"nded, 'tvOktdl Of '"\flt1td7 , . . f . . . . . , , , . f . . . . . . . , . . . . . . . . . . , , . . . . . . . . . . , . . . . . . . . . . . . . . f . (4):;~~~;rc':1 YOUo~~ ~~I:~ ~ .'~'~~~~ ,y~~ ~'~~ .~':",~',I~I~, b.".'I,n~ ~', I,U~~~I~ ~o,u~ ~~~I~~ ~I,I~ ~ll, ~""bt~: HtI .ny fOlll9n gowrnlll.nI. COUI1. r~ulllory ",nev, or "oI>.n91 MI 'MI"" In onW ."Inn you IIIf1td 10 in...lmtnlJ Of f"ud1 . . . . , .. . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . , . . . , . . . . . . . . . . . . . . . . . . . . . . . , . . ' . . . .... yOll I",r tin 'hi I~bjtc' ol.n In'tI,mln"'Ilfltd, con.um",lni'i"", como/.lnt 01 O'ocHdl", 1"'11 ~- IlhlllVtd CO<nPlnlflOry damlgll 01 110.000 or "'Ort, "f\ld,,, w,onv!ull.k1no 01 O/oOlrlY' . . . . . ' , . , , , , . , . . . . . . . 2 \ll1lttl 01 d.clded tgOln" YO~ 101 U.OOO 0' mo'e, 0' I""nd Irlud 01 'ht ...o",Iul liking 01 ~nYI , , . . , . . . , ~~~~~. ~ ~h~ ~~~'.C1. ~f. ..n~ ~~I~I~~ ~n~..It,IO,'~I~"., ~: ~~~l~. ~h;t. c.o;'.d .'~~I.t !~ ~ ~~t:.. '.;~~ ~~ ~~~ ~~, ~t .t~~ Has. bondl oomp.nv denll!'d paid ou, on. 6' rtvokfd . bohd fo, 'lour .............................,.. Do 0f.I hM In UMIllafltd Jvd9"f'fntl 0' IItn. I Inl1 YOu' . . . . . . . . , , . . . . . . . . . . . . . . . . . . . , , ., .....,. ... YOII or. I,", 'hi' you ,.tlC lid ""lIIgtm,n, or polley con\lOI 0"', Of ownld 1011 01 mo" 01 'hi IswII,ltI 0 . I. led In bu.lntll ",ldl I comOloml.. wl,h c,tdlloll fIIld I b,nk"'olcy OIllIlon 01 b"n dIGIti" b.nkrUIll' .,.,." , , , , , , , . . . Hu I blok'r 01 dtll" 111m Ihfl you "".It.d ""noQ''''In, 01 oollcy con"ol 0"', 01 OW"'" lOll or mofl 0 '''' 1I~~,"I" 01, bun d'e~,td lunklup,. hed . \fUll" .ppoln," undt, .hl S,cuIIII" In""OI P,oltellon Act, 0' hid I dll"l poY...."' p,octdUIt ~It"ttd' I..'.'...,.,........."....,.......,............................f.~ H... yoU W.n dilc/\tlgtd or PI,mlntd 10 '"'g" btc.tUIt you ...11 Icculld 01, (II viol"ln, Inv..tlllln\'flltted 1\l1UI", rf9ul.t1on., rulfl. 0' Ind~lIry 11'n(llrdl 01 conduCl' , , . , , , , . . , . . . , . . , . . . . , ~ (~~ fttVd Of 'h' wrOrl9'ul t.lelnt of p,opt,tv7 ..., t . . . . . , . . . . . . . . . . f . I . . . , , . . . . . , . , . . . . . . . . . . . . I~) lalluII to IUPll'lllIln conn'e1lon with InVlllml,.,.,II.I,d 111lultl, r1iulfllonl, lul" ollll\lullry lI.ndt/dl of eonductl , . . . , II. Co .. M. N. Thl looll"nl .1Id lOiltoPllm .ignllOI tlNLI$$lhh 019. II btln91ubml\l 'fJ,q~,., MO TM' A"( YIA ~~qlg-"7 ~ DAY VIA~ A 8 H B B 8. 2t ~O 31 ~ Speolflo Reoommendatlone for Gensler Children , Tabitha Joshua $100K 76K $176K Tabitha Joshua 10% Cash $ 10,000 $ 7,600 Tax-Free Money Market Fund 30% limited Maturity 30,000 22,500 PA LM Munl Bond Fund Munl Bonds I 20% Global Bond 20,000, 15,000 Global Gov't Bond Fund I 30% Growth 30,000 22,500 1/3, 1/3, 1/3 - Pacific, Emerging and Global Growth Funds I 5% Gold 5,000 3,750 Gold Share Mutual Fund I 5% Real Estate 6.000 3.76Q Real Estate Mutual Fund $100,000 $75,000 I Purohased via a (no front load, five year declining 12B.1 fee) tax deferred variable annuity. * ..:11_........,..., \. " ' , I , , , , " , , :! ,'I " CIRTxrICATI or SIRVICI I, Delario M,' Lantz, Esquire, hereby certify that on this J9th day of Ju1y, 1994, a true and correct copy of the foreg~ing document was served by first-class, United States mail, postag~ prepaid, upon the following I Timothy I, Mark, Esquire CALDWELL & KEARNS 3631 North Front Street Harrisburg, PA 17110 , I " " , , , ' '{ , ,', ,'I,; " " , "1\ " "" " "'i " , I' ',> , {" "'I ", I' I' j' " ""'I.' ,I' , " I, j' " i'; " " , i" ..' " " I " ,. \. .1'.- r '.Il,f.!;'/l^ rMll.E OHIIMnn'.HnllII'H 1'.\11_111..... l'lftltd O\'J\'HOH191,,^M Rmud 11,1\%11 'OJ1^M IN RE: Estates ofTABllliA GENSLER and JOSIAH GENSLER; minor children of ELLEN M,W. GENSLER and BRENT A, GENSLER IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA 21-94-643 ORPHANS' COURT DIVISION Q1~()ER OF COURT AND NOW, this _l1_dIlY of ~~, 199Jupon considemtion of the within Petition IInd upon motion of MARTS ON, DEARDORFF, WILLIAMS & OTTO,lIttomeys for ELLEN MW GENSLER IInd BRENT A, GENSLER, Petitioners hcrein, it is ordered IInd decreed that said Petitioners, as parents and natuia! guardillns of their minor children, TABITHA JOY GENSLER and JOSIAH DANIEL GENSLER, arc hereby authorized to withdraw, and to continue to withdraw on an annual basis hereafter, from the iaterest income generated on the respective savings accounts of said minor children, such sums as shllll be sut11cient to PIlY in lhllthe amount of any federal, stllte aad local taxes, including penalties and interest, generated thereon, the reasonable cost of tax return ,_:((pr,eparati~n therefor.lhe reft~oRRble eDit of heal4ll ~arQ ir\il~ranrQ JAd tl'ldll~lib~(l8 fap eauR ~f ui~ '1 1'1111"... ...I.lldl"'", clIId nil Olll"JUllt nqwal4e"thc.amaun~aiLLta.KCli: tn hI' ~PfhiY-L ll.... ,",v.:JlJ 6f C~IlA, II.......... fttJRflel ettfrh..ulUIl1 Illul.Cfic.lo and t1c~s fer 8aeh ef !:aiil rAinQ..~I.~.-", Said Petitioners arc lllrther authorized to withdraw from such accnled income of each of said minor children in year 1997 funds in the alllount of $750,00 t(lr the purchase of a computer (total cost $1,500,00) to be utilized jointly in the education of the said minor children, as well as funds in an nmount sutl1cient to pay, on a pro ratll basis, the reasonable counsel fees incurred by Petitioners in seeking the relief granted hereby, Said Petitioners arc authorized to withdraw from the principal and IIccnled interest income on such accounts (upon maturation of ccrtilicates of dcposit), for immediate deposit in one or more savings accollnts at the highest interest rate available in a separate hank, building and loan association or savings and loallassocilltion in which the deposits are insured by a federal government ngency, in accordance with the Court's Order at the above caption dated August 19, 1994, and the foregoing, such stllns as shall be sutl1cient to prevent the halance of either minor child in anyone such institution from exceeding the amollnt to which accounts arc insured l )t././ by sllch federal government agency. \)JV~ crt \~y /JW_f2.. t-/l-1'WJ,~~ ';'1 t' }.~J, {,e-+Url'Ot~ BY TIlE COURT, / I ~"'Ik;t,...Q.. ,,~ahk,"tl\J-. (;},/" ,f ~ \I\~l.t \(v~r~~.AJl\ \ {/!...LJ. 1V J ~' I A t, J.l f"" Edgllr B. Bayley, J. ,J:!- I ~!oVl. /, 'j I r {7;1_'11 .'l., 11 _.11E j 11 (r.rl"J' OIft~ ,'. vV\,.x.. tA \~-ufI:J.Q j\ri.~}'I'\'.Q.!P IN RE: Estates of TABITHA GENSLER and JOSIAH GENSLER; minor children of ELLEN M,W, GENSLER and BRENT A. GENSLER IN THE COURT or COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA 21.94.643 ORPHANS' COURT DIVISION PETITION FOR AUTHORIZA nON TO WITHDRAW FUNDS ,I TO THE HONORABLE, THE JUDGES OF SAID COURT: The Petition ofEl LEN M,W. GENSLER and BRENT A, GENSLER, by their attorneys, MARTSON, DEARDORFF, WILLIAMS & OTTO, respectfully rcprcsr.nts as follows: I. Thc Petitioncrs arc Ellen M,W, Gensler and Brent A. Gensler, adult individuals residing at 2267 Newville Road, Carlisle, Pennsylvania, 2, The Petitioners are the parents and natural guardians of the above-captioned minor children, Tabitha Joy Gensler, age seven (D,O,B, 8/2/89), and Josiah Daniel Gensler, age live (D,O,B, 1/16/91), 1 No other guardian has bccn appointed for said minor children, 4, As the result of a settlement of claims with reference to an automobile accident, and upon Petition tiled at the above caption by Petitioners through previous counsel, McNees, Wallace and Nurick, this Court entercd an Ordcr dated August 19, 1994, a copy of which is attached hcreto and made a part hereof as Exhibit" A", 5, The Order provided, iI/fer a!ia, that the sum of $1 07,650 payable to Tabitha Gensler and the sum of$80,738 payable to Josiah Gensler be invested in one or more savings accounts at the highest interest rate available, in the names of the respective minor children, in banks, building and loan associations or savings and loan associations in which the deposits arc insured by a federal govemment agency, as chosen by Petitioners, provided that the amount deposited in anyone or such savings institutions shall not exceed the amount to which the accounts arc thus insured, and that every such account shall contain a provision that no withdrawal can be made until the minor attains his or her majority exccpt as authorized by II prior Order of Court, 6, Pursuant to the aforesaid Ordr.r, on or about October 13, 1994, Proof of Investment (a copy of which is attached hereto and made a part hereof as Exhibit "B") was tiled with the Court by Petitioners' previous counsel, verifying deposits in the name of Petitioners as guardians for the respective minor children in Hllrris Savings Bank in the Clmount of $55,000,00 (for Tabitha) and $27,500,00 (for Josiah), and in First Federal ofllarrisburg in the amount of $55,000,00 (for Tabitha) and $55,000,00 (for Josiah), 7, Since the making of the rcstricted dcposits, Pctitioncrs arc intlmncd, and thcrcfore aver, that Harris Savings Bank and First Fcdcral of Hurrisburg have mergcd, whercby the total investment of Tabitha Genslcr in thc sutviving institution now excecds thc amount to which deposits arc insurcd by the rclevant fedcml governmentugcncy, 8, Because the Order directing the accounts to bc established prohibits withdrawul from the respective accounts until the minor childrcn attain legulmajority, Petitioners have been unable to withdraw funds from thc accounts which now exceed the fedemlly insurcd umount in order that they may protect their child's investmcnt by depositing such excess in a separate institution othClwise in accordancc with the suid Order. 9, Becallse thc Order directing the accounts to be established prohibits withdrawal from the rcspective accounts until the minor children attain legalmujority, Petitioners will be likewise unable to withdraw funds horn the accounts that muy cxceed the federally insured amount in the lbture, through growth of the investment or other conditions that muy urise, in order that they may protect their children's investments by depositing such excess in sepurate institutions otherwise in accordance with the said Order, 10, Since the making of thc restricted deposits, sume have gencruted substantial interest income, the payment of which income has been duly reported by the paying institutions to the relevant governmental taxing authorities, in the names und to the tax identification numbers of the respective minor children, 11, Petitioners have consulted with tax advisors and have been advised that the appropriate tax returns must be filed on behalf of the minor children, that taxes as determined thereby must be paid, and that liability for the payment of such taxes is upon thc assets of the minOl' children which generated same, 12, Petitioners have been further adviscd, that as parents and natural guardians of said minor children, they have a t1duciary rcsponsibility to see thut the appropriate tax returns are prepared and filed, and that the taxes due are paid from the relevant assets, 13, Because the Order directing the accounts to be established prohibits withdrawal from the respective accounts until the minor children attain legal majority, Petitioners have been unable to withdraw funds from the accounts in order that laxes, some of which arc now past due, as well as any interest or penalties thereon and the reasonable cost of return preparation regarding same, may be paid from the assets generating the income, 14, As the investments oCt he minor childrcn, already substantial in size, continue to grow ovcr the ycars and gencmtc cven more substantial interest income, thc tax liabilities associated therewith will likewise become even morc significant, 15, (11 light of the substantial il1wstmcl1ts set aside for the minor children, and the number of years over which these investments will continue to grow significantly until these children reach legal majority, Petitioners represent to the Court that it would be in the best interests of the minor ehildren for them to withdraw certain other modest Slims, in addition to those necessal)' as described above, from the minor children's respective aecollnts for application to the minor children's respective basic health care, educational and clothing costs, 16, The minor children's basic health care expenses consist of health care insurance premiums and deductible amounts, 17, The minor chiidren's basic educational (comprising home school curriculum materials and field trips) and clothing expenscs arc generally consistent with the amount of tax liability generated on their investments, whereby annual withdraws of like sums would provide adequately for such needs, 18, The minor children's homo school education would be greatly supplemented and enhanced by the purchase of a computer for their joint use, ntn one-time cost of $1 ,500,00, 19, Because the Order directing the accounts to be estnblished prohibits withdrawal from the respective accounts until the minor children nttnin legnlmnjority, Petitioners have been unable make withdrawals for the health cnre, educationnland clothing expenses described above, 20, Reasonable counsel fees will be incurred by Petitioners in the preparation, tiling and presentation of this Petition to the Court, 21, The pursuit of the Petition is necesslllY in order to protect and enhance the investments of the minnr children, and to promotc the best interests of said children, 22, As fiduciaries, it would be appropriate for Petitioners pny counsel fees incurred for such purpose from the accounts which are thc subject thereof. 23. Because the Order directing the nccollnts to be established prohibits withdrawal from the respective accounts until the minor children attain legal majority, Petitioners would be unable to withdraw funds therefrom in order to pay sllch rcasonable counsel fees, WHEREFORE, Petitioners pray this Honorable Court to issue an Order that said Petitioners, as parents and natural guardians of their minor children, Tabitha Joy Gensler and Josiah Daniel Gensler, arc hereby authorized to withdraw, and to continue to withdraw on an annual basis hereafter, from the interest income generated on the respective savings accounts of said minor children, such sums as shall be sutl1cicnt to pay in full the amount of any federal, state and local taxes, including penalties and interest, generated thereon, the reasonable cost of tax return preparation therefor, the reasonable cost of health care insul ance and deductibles for each of said minor children, and an amount equal to the amount of said taxes to be applied to the costs of clothing, home school curriculum materials and field trips for each of said minor children, Further, that said Petitioners arc authorized to withdraw from such accmed income of each of said minor children in year 1997 funds in the amount of $750,00 for the purchase of a computer (total cost $1,500,00) to be utilized jointly in the education of the said minor children, as well as funds in an amount sutl1cient to pay, on a pro rata basis, the reasonable counsel fees incurred by Petitioners in seeking the relief granted hereby, And further, that said Petitioners arc authorized to withdraw from the principal and accmed interest income on such nccounts (upon maturation of certificates of deposit), for immediate deposit in one or more savings accounts at the highest interest rate available in a separate bank, building and loan associntion or savings and loan association in which the deposits arc insured by a federal government agency, in accordance with the Court's Order at the above caption dated AUb'llst 19, 1994, and the foregoing, such sums as shall be sufficient to prevent the balance of either minor child in anyone such institution from exceeding the amount to which accounts arc insured by such federal government agcn,y, Respectfully submitted, MARTSON, DEARDORFF, WILLIAMS & OTTO , . ( , B --~,/( -1 6, 5 _..~--- .,.( .' :..~ _. ....--.,. .' (''1."--- ..- Stephen L. Bloom, Esquire Ten East High Street Carlisle, P A 17013 (717) 243-3341 Attorneys for Petitioners Date: January 9, 1997 i, .II , I ", " ..I, ," I, ii' I" " , I' i , ' " 'i' " " . I; I I'., ,I I! " " " : i:.' " ,.t., ,Ii , " '" , " I', " .",,' :., " " Ii , " " \ ""'i " 'j' \, 1: I, I' " L ... ;I' / " " '\--! " I-.i" ,.,' I !I , " , oil'" .. " li'j, I': " , il\ lif ,'j 'ji " \' I':, ,Ii ,'i " ',', ': 'I " , , " I , Ii /, " , , d' ... 'I!' '1, .' I', If I,', " , " " ,,' I. " ii" , ,,' '", , , iI--' , " " , \1, " " Ij '" " " .' " " " ;.' , "I' I, " I, 1,:1 " , , " iI' ~ I ' " ", ", I; " , .l' " 'I' , q !' I' ,\ I. " "',, " p 'j' " Ii' I' '1; " " Ii; , \\ " ,l'{, ,t,', " \1 'I.', 1\ '" ,', , " 'Ii j-' 1\,11\, " , , ;\1 " " ;" " " li',,'j. " 1,-, " , '\' ), " ", " Ii' " ii j\\ !.-, ill:' , , H, ", ,. d' i,1 " t " I' ,'i " , " I,'; " ',f-, I' i; .' " , " ,i :t< ," " , ,q " j; to' ;J' " i" 'I" "1-' III I " 't', " ,. I" " , " ,I j;1I" '" \}I' !; II, H " " " );1- , , " " il , ,iii" :,\ " \'1'" ')" ", " ,t';, \! 'j, ;j;"" , ' " " , , ,,~ " 1/, 'ii" ql, n ',I' I' " 1 l', , ;" ',;1' i' I' " ",.' II ,',J , " 'I' " 'q " " , " :' " JI,," , " " " " "j .' , I" ., " j,,' '." j" " I'! ':' t'.;, " " , t, r, " , '" " " " ',), exhibit A " 94.1385 CIVIL TERM 21.94.643 ORPHANS' COURT , ' , 1. Settlement for the Erie Insurance Exchange polley limit of $1,000,000, subject to the $500,000 Indlvldualllmlt, Is approved, as follows: AMQY.tfi To Ellen Gensler $ 500,000 " To Tabitha Gensler $ 100,000 To Josiah Gensler $ 75,000 To Brent Gensler and Ellen Gensler for the wrongful death of Gloria Gensler $ 275,000 To the Estate of Gloria Gensler pursuant to the Survival Act $ 60.000 TOTAL $1,000,000 2. Brent A. Gensler, as Administrator of the Estate of Gloria Gensler Is authorized to execute a general release to defendants and their Insurer, Erie Insurance Exchange. S, Brent A. Gensler and Ellen M.W. Gensler, as parents and natural guardians of Tabitha Gensler and Josiah Gensler, are authorized to execute general releases to defendants and their Insurer, Erie Insurance Exchange, for the clalms on behalf of Tabitha and Josiah Gensler. 4, Settlement for the $100,000 In total unoerlnsured motorist benefits from Nationwide Insurance Company, subject to the $60,000 Individual limit, Is approved, , as follows: .2. ,..~..,,_..., . 94.1385 CIVIL TERM 21.94.643 ORPHANS' COURT DENIED. The petition to appoint Dennis Lebo as the guardian of the estates of Tabitha and Josiah Gensler, IS DENIED. 9. The proceeds payable to Tabitha Gensler and Josiah Gensler shall be made by check requiring the endorsement of plaintiffs' counsel, Delano M. Lantz, Esquire, Pursuant to Pa, Rule of Civil Procedure 2039(b)(2): (a) The total net sum of $107,650 payable to Tabitha Gensler shall be Invested BY PLAINTIFFS' COUNSEL In one or more saving accounts at the highest Interest rate available IN THE NAME OF TABITHA GENSLER, BORN AUGUST 2, 1989 In banks, building and loan associations or savings and loan associations In which the deposits are Insured by a federal government agency, as chosen by her parents, provided that the amount deposited In anyone or such savings Institutions shall not exceed the amount to which the accounts are thus Insured, Every such account shall contaln a provision that, NO WITHDRAWAL CAN BE MADE UNTIL THE MINOR AlTAINS HER MAJORITY EXCEPT AS AUTHORIZED BY A PRIOR ORDER OF COURT. (b) The total net sum of $80,738 payable to Josiah Gensler shall be, Invested BY PLAINTIFFS' COUNSEL In one or more saving accounts at the highest Interest rata available IN THE NAME OF JOSIAH GENSLER, BORN JANUARY 18, 1991 In banks, building and loan associations or savings and loan associations In whloh the deposits are Insured by a federal government agency, as chosen by his , parents, provided that the amount deposited In anyone or such savings Institutions .4. ,. I'd ., ',',j " '.' " ,I , ,. ,I I,' I', " ., " !. 'j,. I' '" " ,.' ,. " 'I' " ,. .,' " 1'.,. I'}, " " I. ,,' .,. 11'1' , ' '" I, ,. 11_","j. " , , I ') ~ " ." " "i ,"I' )1 Ii " 1\' ,. " I Jf l'j. ,. ',', 1\' '" ',I, " t., If. , " , , ,. ".'1. ,'" ,', ' .. d-l, I,;. It. !,. ,. , , .." I, J'" II"'.: I , '1,',_,_ ',Ill' I' ,Ii 'If j' "j, , ~ ' 'I' , " I' ,', " '11 ,. I", ',. ", 'j.,' fr , I. " il' '11, ~. I' ! I' ,'.f/, ,I, " ". ,. 1";'\' Ii " " "'j I. 'I!;'"~ I ('I ,. "I,) ." ". '. 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