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BOROUGH OF NEW CUMBERLAND,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
.
.
v.
97 -
2720
LINDEN R. GATES, JR., LOIS J.
GATES, LINDA J. KAUFFMAN,
LINDEN R. GATES, IV, JEFFREY
O. GATES, LOWELL R. GATES,
MICHELLE L. SCHENK,
individually, and trading
and doing business as J.M.
FIVELL COMPANY, and
MOUNTBATTEN SURETY COMPANY,
INC., Defendants
CIVIL ACTION - IN EQUITY
.
.
:
.
.
BRIEP IN OPPOSITION TO DEFENDANTS' PRELIMINARY OBJECTIONS
The Borough of New Cumberland, by and through Andrew C.
Sheely, Esquire, hereby files this brief in opposition to the
Defendants' Preliminary Objections pursuant to Cumberland County
Rule of Court 210-6 and respectfully states as follows.
I. STATEMENT OF FACTS
A. Procedural Historv
On May 21, 1997, Plaintiff, the Borough of New Cumberland,
filed an action in Equity against Linden R. Gates, Jr., Lois J.
Gates, Linda J. Kauffman, Linden R. Gates, IV, Jeffrey O. Gates,
Lowell R. Gates, Michelle L. Schenk, individually, and trading
and doing business as J.M. Fivell Company. In addition, the
complaint named Mountbatten Surety Company, Inc., as a Defendant.
The equitable action contains six (6) counts and various demands
for relief.
On or about June 13, 1997, the individual Defendants and
J.M. Fivell Company filed preliminary objections to the com-
plaint. On or about July 8, 1997, Defendant Mountbatten Surety
Company, Inc., filed preliminary objections to the Complaint.
The matters were listed for argument court and are now ready for
disposition.
B. Substantive Historv
On or about July 6, 1994, the Borough of New Cumberland
approved a preliminary/final subdivision plan known as "Gates
Manor" which was prepared and presented for approval by the
individual Defendants and J.M. Fivell company.1 The Gates Manor
plan consists of twenty-one (21) lots in a exclusive residential
zoning district within the Borough of New Cumberland.2 The land
which comprises the subdivision was formerly owned by the West
Shore School District and was formerly used a school.3
As a condition to plan approval, Plaintiff and individual
Defendants and J.M. Fivell Company executed a Development Agree-
ment on or about June 6, 1994 wherein the individual Defendants
and J.M. Fivell Company agreed to install certain public improve-
ments and complete the Gates Manor Development in accordance with
Plaintiff's complaint, paragraph 12.
2 Plaintiff's complaint paragraph 14.
3 Plaintiff's complaint paragraph 11.
2
certain standards and periods of time.4 Simultaneously with the
execution of the Development Agreement, the Borough of New
Cumberland was presented with appropriate financial security by
the individual Defendants and J.M. Fivell Company in the nature
of a bond from Defendant Mountbatten Surety Company, Inc. to
guarantee completion of the public improvements.5 Both the
Development Agreement and the preliminary/final subdivision plan
were recorded at the office of the Recorder of Deeds of Cumber-
land County.
Due to the individual Defendants and J.M. Fivell Company's
failure to complete certain improvements in Gates Manor in
accordance with the Development Agreement, an extension to the
Development Agreement was executed by the parties on or about
September 6, 1995.6 Due to completion of some public improve-
ments, the Borough of New Cumberland was presented with a revised
sum of financial security in the nature of a bond from the
individual defendants, J.M. Fivell Co. and Defendant Mountbatten
Surety Company, Inc. to guarantee completion of the public
4 Plaintiff's complaint, paragraph 15. A copy of the devel-
opment agreement is attached hereto as Exhibit "A".
5 Plaintiff's complaint paragraph 16. A copy of the bond
to guarantee completion of the improvements is attached hereto as
Exhibit "B".
6 Plaintiff's complaint, paragraph 17. A copy of the Exten-
sion of the Development Agreement is attached to the Complaint as
Exhibit "C".
3
improvements. 7 A copy of the revised and ex~ension to the finan-
cial security is attached hereto as Exhibit "D".
Due to little if any movement towards completion of the
Gates Manor development during a two (2) year period and the
existence of substantial dangers on the property, Plaintiff, by
certified letter, notified Defendant Mountbatten Surety Company,
Inc. of the breaches of the Development Agreement and demanded
the sum of $25,000.00 in order to complete the improvements
pursuant to the bond guarantees.8 When no action resulted from
this demand, the instant action was filed.
The complaint in Equity contains six (6) counts, four (4)
counts against the individual defendants and J.M. Fivell, Co. and
two (2) counts against Defendant Mountbatten Surety Company, Inc.
Count I involves breach of the development agreement. Count II
involves the breach of the preliminary/final subdivision plan
requirements. Count III involves allegations of municipal or-
dinance violations. Count IV involves allegations of continual
public nuisances and dangers to the adjacent community. Counts V
and VI target Mountbatten Surety Company Inc. for breach of the
performance bond and unfair trade practices, respectfully.
The preliminary objections of all Defendants are suitably
7 Plaintiff's complaint, paragraph 18. A copy of the revis-
ed and extension to the financial security is attached to the
complaint as Exhibit "D".
8 Plaintiff's complaint, paragraphs 55 - 57.
4
described as a scattershot defense with sole purpose to further
delay resolution of these matters. First, they claim the failure
to attach their preliminary/final subdivision plan to the com-
plaint violates the Rules of Court. Second, they claim that
reference to the non-completion of driveways is impertinent and
should be stricken. The third objection is in the nature of a
demurrer and objects to Plaintiff's request for counsel fees in
Counts I through IV. The fourth objection also is in the nature
of a demurrer and objects to the request for injunctive relief in
Counts I through IV. The fifth objection claims insufficient
specificity in the pleading as to Count I for not alleging incom-
plete public improvements.
The sixth objection claims insufficient specificity as to
Count II arguing violations for not stating how the public
improvements deviated from the plans, profiles and cross-sections
to the Complaint. The seventh preliminary objection argues viola-
tions of the Rules of Court for not attaching copies of the
plans, profiles and cross-sections to the Complaint. The eighth
objection, in the nature of a demurrer, challenges the relief
sought by Plaintiff which requests a per diem fines. The ninth
preliminary objection claims that Count III is insufficient for
not specifying certain defects on individual lots. The tenth
objection challenges Count IV which alleges sufficient facts
demonstrating the existence of a substantial nuisance and danger
5
III. DISCUSSION
A. Authoritv for Eauitable Actions
Prior to addressing each of the Defendants' preliminary
objections, it is first necessary to provide this Honorable Court
with a brief summary of the general principles of law at issue in
this matter. The issues raised by Defendants in this case are
not unique and this Court has previously heard and disposed of
similar objections in the past.
First, a municipality is clearly authorized to bring a suit
in equity to enjoin violations of any condition attached to a
subdivision approval. 53 P.S. ~10515.1. Dov1estown Townshio v.
Tee1ina, 160 Pa. Commonwealth ct. 397, 635 A.2d 657 (1993); ~
denied, 539 Pa. 697, 663 A.2d 1234.
Second, there are two (2) sources of authority derived from
the Pennsylvania Municipalities Planning Code which support the
causes of action in this matter, namely 53 P.S. ~10511, entitled
"Remedies to effect completion of improvements", and 53 P.S.
10515.1, entitled "preventive Remedies." These two sections
state as follows:
53 P.S. 10511. Remedies to effect completion of improvements.
In the event any improvements which may be required
have not been installed as provided in the subdivision and
land development ordinanoe or in accord with the approved
final plat the governing body or the municipality is hereby
granted the power to enforce any corporate bond, or other
security by appropriate legal and equitable remedies. . .
8
53 P.S. 10515.1 Preventive remedies.
(a) In addition to other remedies, the munioipality may
institute and maintained appropriate aotions by law or in
equity to restrain, oorreot or abate violations, to prevent
unlawru1 oonstruotion, to reoover damages and to prevent
illegal oooupanoy or a building, struoture or premise8. . .
(b) A munioipality may reruse to issue any permit or
grant any approval neoessary to rurther improve or develop
any real property whioh has been developed or whioh has
re8ulted rrom a subdivision or real property in violation or
any ordinance adopted pursuant to this artiole. . . .
Third, it is fundamental law that any court in equity has
jurisdiction to direct the specific performance of an agreement.
14 Standard Pa. Practice 2d. ~79.59. Equitable jurisdiction
exists where a plaintiff has no adequate remedy at law, where
equitable relief is necessary to prevent irreparable harm and to
prevent mUltiplicity of actions. See 14 Standard Pa. Practice
2d. ~79.42.
Lastly, it is well stated law that a municipality is not
required to exhaust statutory remedies prior to seeking to enjoin
violations of municipal ordinances. Bradlev v. South Londonderrv
Two., 64 Pa. Commonwealth ct. 395, 440 A.2d 665 (1982).
B. ResDonse to Defendants' Dreliminarv obiections.
The first issue raised by Defendants concerns whether the
complaint should be dismissed for failure to attach the prelimi-
nary/final subdivision plan to the complaint. In response to this
9
objection, paragraph 13 of the complaint clearly alleges that the
Gates Manor subdivision plan was publicly recorded in the Recor-
der of Deeds Office of Cumberland County. As an official docu-
ment, Pa. R. C.P. 1019(dl recognizes that proper pleading only
requires that it be identified by reference. Further, Pa. R.C.P.
No. 1019 (g) recognizes that documents recorded in the Office of
the Recorder of Deeds may be incorporated by reference in a
pleading.
In addition, numerous paragraphs throughout the complaint
refer to the Defendants' breach of the Development Agreement. The
Development Agreements are attached to the Complaint as Exhibits
"A" and "c" and specifically refers to plans and specifications
submitted by Defendants and approved by the Borough of New Cum-
berland. As such, it could be deemed inappropriate to attach the
subdivision plan to a pleading which constitute evidentiary
matters to support the underlying claim. See Goodrich Am 2d,
~1019(h) (7). Such issues are normally addressed in discovery.
Accordingly, Defendants' first preliminary objection should be
dismissed and Defendants should be directed to file an answer to
the Complaint.
The second issue briefed by Defendants argues that averments
of non-compliance with conditions of the Development Agreement
and publicly recorded subdivision plan somehow constitute impert-
inent manner requiring that the allegations be stricken from the
10
complaint. In response to this argument, such allegations are
completely appropriate and necessary for this Honorable Court to
assume equitable jurisdiction in this matter. It is well establi-
shed law that a multitude of ordinance violations of continuing
nature requiring a succession of legal actions trigger equitable
relief. Lutweiler v. Northchester CorD., 456 Pa. 530, 319 A.2d
S99 (1974); Borouqh of Kennett Square v. Lal 165 Pa. Commonwealth
ct. 573, 645 A.2d 474 (1994).9
Paragraphs 21 and 40 of the Complaint allege violations of
the zoning ordinance in reference to completion of driveways.
Paragraphs 23 and 43 allege numerous weed ordinance violations.
Paragraph 42 alleges violations of refuse and waste ordinances.
Certainly, the necessity for enforcement of several ordinances
through multiple actions triggers the necessity for equitable
jurisdiction and relief in this matter.
A motion to strike impertinent matter should be used spar-
ingly and exercised only when prejudice can be shown by the
moving party. Commonwealth, DeD't of Envtl. Resources v. Hartford
Accident and Indemnification Co., 40 Pa. Commw. 133, 138, 396
A.2d 885, 888 (1980). Accordingly, in light of the many ord-
inance violations alleged to have been made in the complaint, it
is respectfully suggested that Defendants' preliminary objections
9 A court is authorized to take judicial notice of municipa-
lities. 42 Pa.C.S.A. ~6107.
11
be dismissed and that Defendants be directed to answer the com-
plaint.
The third objection briefed by Defendants is in the nature
of a demurrer and challenges Plaintiff's request for attorney
fees in the "Wherefore" clause of each count.
A demurrer
asserts that a pleading fails to set forth a cause of action upon
which relief can be granted. Balsbauah v. Balsbauah, 447 Pa.
423, 290 A.2d 85 (1972). In addition,
Preliminary objections in the nature of
demurrer admit as true all well pleaded fac-
tual averments and all inferences fairly
deducible therefrom....It is in this light
that the complaint must be examined to deter-
mine whether it sets forth a cause of action
which, if proved by the plaintiff, would
entitle him to the relief he seeks....
Cunninaham v. Prudential Prooertv & Casualty Insurance Co., 340
,
Pa. Super. 130, 133, 489 A.2d 875, 877 (1985); 5 standard Pen-
nsvlvania Practice 2d, ~25.67-25.77.
In responding to this objection, it should be noted that a
Court of Equity has broad power and has clear authority to award
consequential damages in shaping and rendering a decree. ~
Rusicki v. pribonic 511 Pa. 383, 515 A.2d 1022 (1986). As set
forth above, 53 P.S. 10515.1, entitled "Preventive Remedies,
clearly authorizes the authority of a municipality to pursue
equitable remedies and request appropriate damages.
Paragraph 26 of the complaint alleges that the Borough of
New Cumberland has been forced to incur substantial engineer
12
fees, staff review fees and attorney fees in pursuit of complian-
ce with the Development Agreement. As such, assuming the allega-
tions are true, the equitable powers of this Court and the Munic-
ipalities Planning Code both allow for the imposition of conse-
quential damages and other damages in this circumstance as deemed
appropriate. Accordingly, it is respectfully suggested that
Defendants' preliminary objections be dismissed and Defendants be
directed to Answer the complaint.
The fourth objection briefed by Defendants is in the nature
of a motion to strike and argues that claims for injunctive
relief should be stricken. To the contrary, there is a wealth of
case law which authorizes the remedies of specific performance
and injunctive relief in these circumstances for breach of an
agreement. See Standard Pa. Practice 2d ~ 79.58 Likewise,
~10515.1 of the Municipalities Planning Code clearly authorizes
injunctive relief. As such, various authorities support an equi-
table action for both specific performance and injunctive relief
and Defendants' preliminary objections should be dismissed.
The fifth objection briefed by Defendants is in the nature
of a motion for a more specific pleading as to Count I which
seeks to enforce the development agreement. When reviewing this
type of motion, the key issue is whether ?laintiff's complaint
set forth enough specific facts to enable Defendants to frame a
proper answer and defense. Philadelphia Countv Intermediate Unit
13
No. 26 v. Commonwealth of PennsYlvania DeDartment of Education,
60 Pa. Commonwealth ct. 546, 522, 432 A.2d 1121, 1125 (1981); ~
~ citv of PhiladelDhia v. ShaDD, 44 Pa. Commonwealth ct. 303,
403 A.2d 1043 (1979); 5 Standard Fa. Practice, ~25.52 - 25.58.
In this case, the complaint succinctly alleges that the
agreed upon public improvements have not been completed. Speci-
fically, paragraph 19 states as follows:
19. Since approval of the Preliminary/Final Subdivision
Plan in June of 1994, Defendants have demonstrated a con-
tinual refusal to comply with the Development Agreement in
that:
a. Defendants have failed to complete the development
within the times specified in the Development Agreement and
extensions thereto; and
b. Defendants have failed to complete and install
public improvements specified in the Development Agreement,
including items such as curbing, sidewalk, and a wearing
course for a proposed public street; and
c. Defendants have failed to complete and install items
specified in the Development Agreement, including such
required public improvements such as curb ramps, street
lights and fire hydrants; and
d. Defendants have failed to comply with the notes and
conditions of approval set forth on the plan.
Notably, paragraph 28 in Count I of the Complaint incor-
porates the previous paragraphs, including paragraph 19. These
allegations contain sufficient facts to enable the Defendants to
frame and answer of defense. These allegations simply and clearly
state that the public improvements have not been installed or
completed. A response can be easily drafted to these averments of
14
fact. Accordingly, Defendants' preliminary objections should be
dismissed and Defendants should be directed to file an answer to
the Complaint.
The sixth objection briefed by Defendants is again in the
nature of a motion for a more specific pleading as to Count II
which seeks to enforce the development agreement and the prelimi-
nary/final subdivision plan. Noting that paragraph 33 incor-
porates the prior allegations of fact demonstrating substantial
violations of the development agreement and preliminary/final
subdivision plan, review of paragraph 36 of Count II clearly
alleges that Defendants have not completed such items as curbing,
sidewalk, streets and other improvements as required by the
development agreement and preliminary/final subdivision plan.
Accordingly, in light of these specific allegations, the prelimi-
nary objections should be denied and Defendants should be direct-
ed to file an answer to the Complaint.
The seventh objection briefed by Defendants challenges the
identical issue raised in their first objection. Accordingly,
Plaintiff hereby incorporates its response to the first issue set
forth above and respectfully suggests that this Honorable Court
dismiss the preliminary objections of Defendants and direct
Defendants to answer the Complaint.
The eighth objection raised by Defendants again is in the
nature of a demurrer and seeks to challenge the relief sought by
15
Count II. Again, a Court in equity has substantial power to
fashion appropriate relief. While it is acknowledged that this is
not an action commenced in accordance with 53 P.S. 10515.2 and
10515.3 which specifically warrant per diem fines, there is no
prohibition against this Court entering such fines as a form of
equitable relief within its broad scope of equitable remedies.
Furthermore, it is well stated law that a court of equity may
properly resolve both legal and equitable remedies to avoid
piecemeal litigation. sutton v. Miller, 405 Pa. Super. 213, 592
A.2d 83 (1991).
Accordingly, it is respectfully suggested that Defendants'
preliminary objections be dismissed and that Defendants be di-
rected to Answer the Complaint. In the alternative, should this
court determine that per diem fines are not warranted as this
stage in action, it is respectfully suggested that reference to
such claims be stricken from the "Wherefore clause" and that the
remaining relief be Ordered by the Court.
The ninth objection briefed by Defendants is in the nature
of a motion for a more specific pleading as to Count III. Count
III of Plaintiff's Complaint clearly sets forth several para-
graphs which identify numerous prior ordinance violations which
establish a history of recurring problems. Defendants can frame a
proper answer and defense to the paragraphs set forth in Count
III. Most importantly, objective review of this count alleges
16
repeated ordinance violations to which Defendants can simply
admit or deny.
Accordingly, it is respectfully suggested that the prelimi-
nary objections of Defendants be dismissed and that Defendants be
directed to Answer the Complaint.
The tenth objection briefed by Defendants is in the nature
of a demurrer as to Count IV, which seeks prevent and prohibit a
continuing nuisance. This Count pleads various facts which can
be summarized as pleading dangerous conditions serving and as
attractive nuisances to children within a exclusive residential
development. Similar conditions have been declared to constitute
nuisances in fact where conditions on a property create a danger
to the community by serving as a breeding area for rodents and
danger to unsuspecting children who may decide to play on the
piles of stone, dirt and debris which were located on the pro-
perty. Commonwealth v. Sadeckv, 41 Pa.Commonwealth ct. 86, S9 -
90, 398 A.2d 1073, 1075 (1979).
Accordingly, in light of the allegations of paragraphs 45 -
51 which are deemed to be true for purposes of a demurrer, it is
respectfully suggested that the preliminary objections of Defen-
dant be dismissed and that they be required to file an answer to
the Complaint.
The eleventh (11th) objection briefed by Defendants is in
the nature of a motion to dismiss for lack of subject matter
17
jurisdiction as to Counts V and VI of the complaint. In Count V,
it is clearly alleged that Defendant Mountbatten Surety Company
Inc. guaranteed the completion of the public improvements for
Gates Manor. In addition, it is alleged that Plaintiff demanded
certain funds from Defendant Mountbatten so that the public
improvements could be completed and public nuisances eliminated,
demands which have been refused by Defendant Mountbatten. The
"Wherefore" clause clearly seeks to require Mountbatten to comply
with their performance bonds in addition to other relief.
Equity has jurisdiction to enforce the payment of money
where a fiduciary relationship is involved. Ramsev v. Ramsev, 351
Pa. 413, 41 A.2d 559 (1945). Specifically, in this matter, the
Borough of New Cumberland is the intended beneficiary of the
funds posted to guarantee completion of the improvements. In
light of the forgoing counts which deal with the individual
defendants and J.M. Fivell Co. and the unique remedies sought in
this case, equity is the preferred and most convenient remedy to
insure a just disposition of the issues involved.
However, in the event this Honorable Court deems that equity
is not the appropriate jurisdiction for this matter, proper and
standard procedure requires that the latter two counts be trans-
ferred from equity to the law side of the Court. 14 Standard Pa.
Practice 2d, ~79.41.
18
The twelfth area briefed by Defendants again challenges
Count V of the complaint as to whether or not it allows the
Defendants to frame a proper answer and defense to the
paragraphs contained therein. This objection is clearly without
merit as the paragraphs identify the obligation (the performance
bond), the breach of the performance bond and the request for
specific performance. Paragraph 62 incorporates the prior paragr-
aphs of the complaint which identify the public improvements
which have not been completed or installed.
In summary, Defendants can adequately answer the paragraphs
set forth in Count V. Accordingly, Plaintiff respectfully re-
quests dismissal of Defendants' preliminary objections with
direction that Defendants file an answer to the Complaint.
Defendants' last objection is in the nature of a demurrer
and challenges Count VI of the complaint on the basis that Plain-
tiff, as a municipality, is not entitled to bring a direct, priv-
ate cause of action based upon violations of such act. The Unfair
Trade Practices Act and Consumer Protection Law (hereinafter
referred to as "The Act") was essentially designed to protect the
public by discouraging unfair and deceptive trade practices.
Commonwealth bv Creamer v. Monumental prooerties Inc., 459 Pa.
450, 329 A.2d 812 (1974).
73 P.S. ~201-9.2
As defined by ~ 201-2(3) of the Act:
(3) "Trade" and "commerce" mean the advertising,
offering for sale, sale or distribution of any services
and any property, tangible or intangible, real, per-
19
sonal or mixed, and any other article commodity, or
thing of value wherever situate, and includes any trade
of commerce directly or indirectly affecting the people
of this Commonwealth.
(4) "Unfair methods of Competition" and "unfair or
deceptive acts or practices" mean anyone or more of
the following:
(xiv) Failing to comply with the terms of any
written guarantee or warranty given to the buyer
at prior to or after a contract for the purchase
of goods or services is made;
(xvii) Engaging in any other fraudulent conduct
which creates a likelihood of confusion or mis-
understanding.
The Act should be construed broadly in order to achieve the
goals of the General Assembly for the purpose of preventing and
discouraging any form of fraud, unfair and deceptive business
practices. Culbreth v. Lawrence J. Miller, Inc., 477 A.2d 491,
328 Pa. Super 374 (1984).
In this case, the bonding company Mountbatten, held out
through Defendant J.M. Fivell Company, a bond to benefit the
Borough of New Cumberland, an implied beneficiary of the contract
between Mountbatten and J. M. Fivell Company. As an implied and
intended beneficiary of the performance bond, the Borough of New
Cumberland stands in the same shoes as the individual Defendants
and J.M. Fivell Company, agent of Defendant Mountbatten. In such
position, the Borough is beneficiary of the bond and is entitled
to seek the funds from Defendant Mountbatten on behalf of its
agent, J.M. Fivell Company. After reasonable demand, no funds
20
The Borough of New Cumberland (hereinafter "Plaintiff")
instituted this action by filing a Complaint on May 21, 1997. The
Complaint seeks equitable relief from, and monetary damages for,
Defendants' alleged breach of '(i) the approved subdivision plan,
(ii) a Development Agreement (and extension thereof) between
Plaintiff and the partnership, and (iii) the performance bond.
Count I of the Complaint is directed solely against the
Partnership.
Counts II through IV are directed against the
Partnership and the partners.1 Counts V and VI are directed solely
against Mountbatten.
On May 23, 1997, the undersigned counsel accepted service of
the Complaint on behalf of the Partnership and Linden R. Gates,
Jr., Lois J. Gates and Lowell R. Gates, individually. On June 13,
1997, the undersigned counsel entered an appearance and filed
preliminary objections on behalf of those Defendants. On June 19,
1997, the undersigned counsel accepted service of the Complaint on
behalf of Mountbatten. On July 8, 1997, the undersigned counsel
entered an appearance and filed preliminary obj ections on behalf of
Mountbatten.
Counsel for the borough listed the preliminary
objections for argument on August 13, 1997. This brief addresses
both sets of preliminary objections.
IThe captions to Counts II through IV indicate that they are
brought against "J.M. Fivell Company, et ai." Although the "et
ai." designation could include Mountbatten as well as the partners,
the substance of the counts does not pertain to Mountbatten.
2
III. ARGUMENT
A. THE ENTIRE COMPLAINT SHOULD BE DISMISSED FOR FAILURE TO
CONFORM TO PA.R.C.P. 1019(H).
Failure of a pleading to conform to a court rule is a ground
for preliminary objection. Pa.R.C.p. 1028(a) (2). If a claim is
based upon a writing, then a copy of that writing must be attached
to the pleading in which the claim is raised. Pa.R.C.p. 1019(h).
When a preliminary objection has been raised, "a complaint should
be stricken for failure to attach an essential document." Adamo v.
Cini, 656 A.2d 576, 579 (Pa.Cmwlth. 1995).
Reference is made throughout the Complaint to a certain
preliminary/final subdivision plan for "Gates Manor". Reference is
made throughout the Complaint to Defendants' failure to comply with
conditions set forth in the subdivision plan.
These alleged
breaches by Defendants are a basis for the relief requested in the
Complaint. However, a copy of the preliminary/final subdivision
plan was not attached to the Complaint as required by Pa.R.C.P.
1019 (h) . Therefore, the Complaint should be dismissed.
B. IMPERTINENT MATTER REGARDING DRIVEWAY CONSTRUCTION SHOULD
BE STRICKEN FROM THE COMPLAINT.
InClusion of impertinent matter in a pleading is a ground for
preliminary objection. Pa.R.C.p. 1028(a) (2). Impertinent matter
is that which is irrelevant to the material issues of the case and
which, whether or not admitted or proven at trial, can have no
impact on the decision of the case.
5 Standard Pennsylvania
5
where there is no adequate legal remedy. Philadelphia v. pierre
uniforms, Inc., 369 Pa.Super. 246, 252-253, 535 A.2d 142, 145
(1987). The Complaint does not explain why there is no adequate
remedy at law. To the contrary, the requests for injunctive relief
are interspersed with demands for monetary damages. Therefore,
Plaintiff's requests for injunctive relief are legally insufficient
and should be stricken from the Complaint. Pa.R.C.P. 1028(a) (4).
E. COUNT I OF THE COMPLAINT SHOULD BE DISMISSED FOR
INSUFFICIENT SPECIFICITY IN THE PLEADING.
Insufficient specificity in a pleading is a ground for
preliminary objection. Pa.R.C.P. 1028(a) (3). "The purpose of such
a preliminary objection is to insure that an adverse party's right
and ability to answer and defend will not be unduly impaired by a
pleader's vagueness in stating the grounds for [its] suit." 5
Standard pennsylvania Practice 2d 525:57.
Reference is made in Count I of the Complaint to (i) certain
public improvements which Defendants have failed to complete, (ii)
Defendants' failure to comply with conditions set forth in the
subdivision plan and (iii) Defendants' breach of the Development
Agreement. However, the Complaint does not SUfficiently specify
what public improvements are not complete, what subdivision plan
provisions have not been complied with. or how Defendants breached
the Development Agreement, so as to enable Defendants to prepare a
responsi ve pleading. Therefore. Count I of the Complaint should be
7
dismissed.
F. COUNT II OF THE COMPLAINT SHOULD BE DISMISSED FOR
INSUFFICIENT SPECIFICITY IN THE PLEADING.
In Count II of the Complaint, Plaintiff avers that Defendants
have not completed certain public improvements in accordance with
(i) generally accepted standards and (ii) the plans. profiles and
cross-sections submitted by Defendants. However, the Complaint
does not SUfficiently specify the generally accepted standards or
the plans, profiles and cross-sections submitted by Defendants. so
as to enable Defendants to prepare a responsive pleading.
Likewise, the Complaint does not SUfficiently specify how the
public improvements deviated from the generally accepted standards
and the plans, profiles and cross-sections submitted by Defendants.
so as to enable Defendants to prepare a responsive pleading.
Therefore, Count II of the Complaint should be dismissed.
Pa.R.C.P. 1028(a) (3); 5 Standard pennsylvania Practice 2d 525:57.
G. COUNT II OF THE COMPLAINT SHOULD BE DISMISSED FOR FAILURE
TO CONFORM TO PA.R.C.P. 1019(H).
In Count II of the Complaint, Plaintiff avers that Defendants
have not completed certain public improvements in accordance with
the plans, profiles and cross-sections submitted by Defendants.
However, copies of the plans. profiles and cross-sections were not
attached to the Complaint as required by Pa.R.C.P. 1019(h).
Therefore, Count II of the Complaint should be dismissed. Adamo,
8
supra; Pa.R.C.p. 1019 (h) and 1028 (a) (2).
H. PLAINTIFF I S REQUEST FOR PBR DISH FINES SHOULD BE STRICKEN
FROM COUNT II OF THE COMPLAINT.
In Count II of the Complaint, Plaintiff requests that the
Court assess per diem fines against Defendants. However, Plaintiff
did not plead any legal grounds for the assessment of such fines.2
Therefore. Plaintiff's request is legally insufficient and should
be stricken from the Complaint. Pa.R.C.P. 1028(a) (4).
I. COUNT III OF THE COMPLAINT SHOULD BE DISMISSED FOR
INSUFFICIENT SPECIFICITY IN THE PLEADING.
In Count III of the Complaint, plaintiff avers that Defendants
have constructed narrow driveway lanes on several lots. Reference
is also made in Count III of the Complaint to Defendants' past
history in dealing with ordinance violations.
However, the
Complaint does not sufficiently specify the lots on which the
narrow driveway lanes were constructed or Defendants' past history
in dealing with ordinance violations, so as to enable Defendants to
prepare a responsi ve pleading.
Therefore, Count III of the
Complaint should be dismissed. ~a.R.c.p. 1028(a) (3); 5 Standard
Pennsylvania Practice 2d 525:57.
2Count II of the Complaint refers to 53 P.S. 510515.1, which
is part of the Pennsylvania Municipalities Planning Code. That
section does not provide for the assessment of per diem fines.
Although 53 P.S. 510515.2 and 510515.3 do allow for the assessment
of per diem fines, initial jurisdiction over such proceedings is
given to the district justices.
9
J. COUNT IV OF THE COMPLAINT SHOULD BE DISMISSED FOR FAILURE
TO STATE A CAUSE OF ACTION FOR PUBLIC NUISANCE.
In Count IV of the Complaint, Plaintiff requests relief for a
public nuisance arising from the alleged storage of stone, dirt and
fill on the subject property. Even if the alleged facts are true,
they would constitute at most a private nuisance affecting the
neighboring properties rather than a public nuisance affecting the
community as a whole. Summ pa Jur. "Torts" 521:4. Therefore,
Count IV of the Complaint is legally insufficient and should be
dismissed. Pa.R.C.p. 1028(a) (4).
It. COUNTS V AND VI OF THE COMPLAINT SHOULD BE DISMISSED FOR
LACIt OF SUBJECT MATTER JURISDICTION.
In Counts V and VI of the Complaint, Plaintiff seeks an
injunction prohibiting the sale, transfer or lease of any lots,
buildings or dwellings on the subject property. Counts V and VI
are directed solely against Mountbatten. Mountbatten has no legal
or equitable title to the subject property. The partnership, as
the sole owner of the property, is an indispensable party to any
request for equitable relief affecting the property. 14 Standard
Pennsylvania Practice 579:106.
Therefore. the Court lacks
jurisdiction over the SUbject property so as to grant the
injunctive relief requested in Counts V and VI. and those requests
should be stricken from the Complaint.
10
L. COUNT V OF THE COMPLAINT SHOULD BE DISMISSED FOR
INSUFFICIENT SPECIFICITY IN THE PLEADING.
In Count V of the Complaint, Plaintiff avers that public
improvements which were guaranteed by Mountbatten have not been
completed in accordance with the subdivision plan. However, the
Complaint does not sufficiently specify which improvements have not
been completed. so as to enable Mountbatten to prepare a responsive
pleading. Therefore, Count V of the Complaint should be dismissed.
Pa.R.C.p. 1028(a) (3); 5 Standard Pennsylvania Practice 2d 525:57.
M. COUNT VI OF THE COMPLAINT SHOULD BE DISMISSED FOR FAILURE
TO STATE A CAUSE OF ACTION UNDER THE UNFAIR TRADE PRACTICES AND
CONSUMER PROTECTION LAW.
In Count VI of the Complaint, Plaintiff requests relief under
the Unfair Trade Practices and Consumer Protection Law, 73 P.S.
5201-1 et seg. Specifically. Plaintiff seeks treble damages under
73 P.S. 5201-9.2 in connection with Mountbatten's issuance of the
performance bond. However, 5201-9.2 provides a cause of action
only to persons who purchase or lease goods or services for
household purposes and thereby suffer a loss of money or property
by reason of an unlawful trade practice. The performance bond was
purchased by the partnership, not plaintiff, and the bond was used
for commercial, not household. purposes. Therefore, the request
for relief under the Unfair Trade Practices and Consumer Protection
Law is legally insufficient, and Count VI of the Complaint should
be dismissed. Pa.R.C.P. 1028(a) (4); see Cumberland Valley School
11
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5. Defendant Linden R. Gates, IV is an adult individual with
an address of 1440 S. York street, Mechanicsburg, Cumberland
County, Pennsylvania.
6. Defendant Lowell R. Gates is an adult individual with an
address of 205 W. Green street, Shiremanstown, Cumberland County,
Pennsylvania.
7. Defendant Jeffrey O. Gates is an adult individual with an
address of 1230 Blossom Terrace, Boiling Springs, Cumberland
County, Pennsylvania.
8. Defendant Michelle L. Schenk is an adult individual with
an address of 306 West Elmwood Avenue, Mechanicsburg, Cumberland
County, Pennsylvania.
9. Defendant J.M. Fivell Company is a fictitious name for
the individuals who operate as partners as identified in para-
graphs 2 - 8 above with a registered office as 303 W. Maple-wood
Avenue, Mechanicsburg, PA 17055.
10. Defendant Mountbatten Surety Company, Inc. is a corpora-
tion organized and existing under the laws of the Commonwealth of
Pennsylvania, having its primary office at 33 Rock Hill Road,
Bala Cynwd, Pennsylvania, 19004, and conducting insurance and
bonding business throughout the Commonwealth of Pennsylvania.
11. On or about October 19, 1984, the \~est Shore School
District conveyed a certain plot and tract of land situate in the
Borough of New Cumberland to J.M. Fivell Company, defendant
2
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"
'.
"
..
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. ,
herein.
12. On or about July G, 1994, the Borough of New Cumberland
approved a preliminary/final sUbdivision plan known as "Gates
Manor" which was presented for approval by the Defendants.
13. The preliminary/final subdivision plan known as "Gates
Manor" (hereinafter referred to as "Gates Manor") was recorded in
the office of the Recorder of Deeds of Cumberland county.
14. The Gates Manor preliminary/final subdivision plan
consists of twenty-one (20) lots in a residential zoning district
within the Borough of New Cumberland.
15. On or about June G, 1994, Plaintiff and Defendants
executed a Development Agreement wherein the Defendants agreed to
install certain public improvements and complete the Gates Manor
Development in accordance with certain standards and periods of
time. The Development Agreement is attached hereto as Exhibit
"AII.
1G. Simultaneously with the execution of the Development
Agreement, the Borough of New Cumberland was presented with
appropriate financial security in the nature of a bond from
Defendant Mountbatten surety Company, Inc. to guarantee corn-
pletion of the public improvements. A copy of the bond to
guarantee completion of the improvements is attached hereto as
Exhibit "B",
)
, '
.
.
. .
31. All public improvements ware required to be completed
prior to September G, 199G.
32. Defendants not complied with the conditions set forth on
the preliminary/final subdivision plan and have breached the
Development Agreement and extension thereto.
WHEREFORE, the Borough of New Cumberiand, pursuant to
section 515.1 of the Pennsylvania Municipalities Code, 53 P.S.
~10515.1, et sea., respectfully requests that this Honorable
Court:
(A) Order Uefendants to complete the development known as
"Gates Manor", along with all public improvements, road appur-
tenances, sub-surface drainage and all utilities, in accordance
with the approved and recorded subdivision plan, the Development
Agreement and Extension thereto; and
(B) Direct that Defendants pay the sum of $25,000.00.
together with interest, to Plaintiff, the Borough of New Cumber-
land, and any additional amount to guarantee completion of the
necessary public improvements and bring the development to
acceptable standards; and
(C) Enjoin the sale of any lots, the transfer of or lease of
any buildings or dwelling on un lot set forth in Gates Manor; and
(D) Any other relief deemed just and equitable, including
the payment of all attorney fees, interest and costs awarded to
the Borough of New Cumberland.
7
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. .
law.
WHEREFORE, tho Borough of New Cumberland, respectfully
requests that this Honorable Court:
(A) Order Defendants to comply with all requirements of
Borough Ordinances as required by law and agreed to by the
Developer in accordance with the preliminary/Final subdivision
Plan; and
(B) Enjoin the sale of any lots, the transfer of or lease of
any buildings or dwelling in the Gates Manor Development; and
(C) Direct any other relief deemed just and equitable,
including the payment of all Plaintiff's reasonable attorney
fees, interest and costs of hearing.
QPUNT IV
BOROUGH OF N~W_CU~~ERLb~~_~2~M. FIVELL COMPANY. et a1.
CONTINUING PUBLIC NUISANCE/ DANGER TO COMMUNITY
45. Paragraphs 1 44 are hereby incorporated as if set
forth at length.
46. During excavation and construction, Defendants have
unearthed substantial and enormous amount of stone, dirt, fill
and other natural materials.
47. Defendants have not disposed of these natural
materials, storing such accumulations of stone, dirt and fill in
one large pila on LI portion 01 the development.
11
. .
. .
dence and return receipt card is attached hereto.
55. The November 4, 199G letter advised Defendant, Obligor,
Mountbatten surety Company, Inc. that Defendant J.M. Fivell
Company, the contractor under the bond further demanded the sum
of $25,000.00 from Defendant Mountbatten surety Company, Inc. to
complete specific public improvements as outlined in paragraph 35
above.
56. The November 4, 1996 correspondence requested the sum of
$25,000.00 within five (5) busincss days from receipt of the
letter, which five (5) day period expired on or about November
11, 199G.
57. To date, Defendant Mountbatten Surety Company, Inc. has
failed to tender the sum of $25,000.00 in violation of the
performance bond and Dcvel.opment Agreements, including extensions
thereto.
58. Defendant Mountbattcn surety Company, lnc. has breached
the terms of the construction bond.
59. The Borough of NevI Cumberland has met all terms and
conditions of the Development Agreement and performance bonds and
is an innocant party to the guarantee presented by Defendants in
lieu of approval of the subdivision plan.
GO. 'rhe public improvements which \"ere guaranteed by Defen-
dant Mountbatten Surety Company. Inc. have not been completed in
accordance with the Subdivision Plan.
14
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61. As a result of the aforesaid failures and breach of
performance bonds, Defendant Hountbatten surety Company, Inc.
breached the performance bond ilnd all subsequent guarantees with
Plainti ff.
ImEREFORE, Plaintiff, the llorough of NC~I Cumberland respect-
fully requests that this Honorable Court;
(A) Order and Direct Uefendant Mountbatten Surety Company,
Inc. to comply with all requirements of performance bonds by
forwarding sufficient funds to the Borough of Ne\~ Cumberland for
completion of the development as required by lml and agreed to by
the Defendants; and
(B) Enjoin the sale of any locs, the transfer of or lease of
any buildings or dwelling on tilt) land pending completion o'f said
public improvements; and
(C) Direct any other relief deemed just and equitable,
including the pa}'ment of all att:orney fees and costs, plus
interest.
CO UN'!' VI
BOROUGH OF NEW CUMBERLhKD~ MOU~TBATTEN SUR~rY COMPANY. INC.
9MFh~R-jRhD~_~_~CTICES
G2. Paragraphs 1 - G1 are hereby incorporated as if set
forth at length,
G3. Presentation of pCl"fonn,lIlce wands "nd written guarantees
to complete public improvements is governed by the Unfair Trade
lS
, .
. .
presentations made by Defendant Mountbatten Surety company, Inc.
GG. As a result of the aforesaid statements of fact and
actions, Defendant Mountbatten Surety Company has violated the
Unfair Trade Practices and Consumer Protection Law, 73 P.S.
section 201-1 et seQ.
WHEREFORE, Plaintiff, the Borough of New Cumberland respect-
fully requests that this Honorable Court;
(A) Order and Direct Defendant Mountbatten Surety Company,
Inc. to comply with all requiremants of performance bonds by
forwarding sufficient funds to the Borough of New Cumberland for
completion of the development as required by law and agreed to by
the Defendants; and
(B) Enjoin the sale of any lots, the transfer of or lease of
any buildings or dwelling on the land pending completion of said
public improvements; and
(C) Direct judgment in favor of the Borough of New Cumber-
land and against Defendant Mountbatten surety Company, Inc. in
the sum of $25.000.00, plus interest, court costs and attorney
fees, together with an amount in excess of $25,000.00 plus inter-
est and court costs, as determined by this Honorable Court which
in its discretion may award a judgment three times the amount of
the award which fairly represents the losses sustained by Plai-
ntiff and any .ldditional n~lier as deemed necessary and proper p-
ursuant to 73 P.S. ~ 201-9.2 et se~
17
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NOW. 'rHEREFORE. in consideratior. of the mutual promises herein
set forth ~nd Intending to be legall; bound. the parties agree as
follows:
1.
:wne r
shall
proceed
orcmptly
to
,construct
the
improvements <I::d shall pay for the same 'tlith his own funds. Owner
will ins';aLl silnitary se'tlers. .tlat~r lines. streets. curbs.
sidewalks. lJonq with any required appurtenances. and any other
required mUnlClp<ll improvements, all in accordance wieh the plans'
and SpClC if i (;a ::ions submi t Led and approved (the "Imprl)vements").
I., ,:onstrucUon shall be in accordance '.~ith laws,
')['dinancBs, i!1d requlations of SLate. Borough and Department of
Env 1. romn€!l':3.1 Resources, .....i th respect to .sewage, and 'N'i r.h la'IIs,
:.;:-.iinan(.:~p! -1:>i ~e':Julat.ions ,)f Sa~~ ~nd 3or~ugh Eor 3.11 other
imp:.\)vemenr.s.
.1 ).....n:r 5hall 80mmence ccnstr"Jc:..i:Jll of c:le Improvements
JnljlpOn ~ri~:en aut~orlzation of Bcicugh and shall back fill and
ij~l trenches ~o ~ll Oth9! improvements; Owner shall ?ive notice to
3or~ugh or ja~e of :o~mencement of construction, in writing.
,J. Ror::'Jgh ::nd a',';ner shall estal::li.sh 3. .sci:adule fQr
-.
i:1spectJ:)n ~~!-.;o!":t to be done.
3cr,~ug;" 3.nd ::;w:uar 3.gree that
lilspe'.::: i.Gf~ .3h3.l1 be perform-3d OJ" the Eorough Sn<; ineer. John L.
~hambaugh, :.)~ _:'>:~er dul~l 3.uthorized represen,:at.ive :)f t~e 3orough.
Jwner :;:1a.ll ~rQ'itde Bcrough with ',.;rit.ten notice concerni:1g specific
requests tor Inspection during the course of completion of the
',~(1rk .
The Nreed upon inspections must be completed and all
problems, If a~y. resol~ed to the satisfaction of the Borouqh prior
J.
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, .
3hall be deemed to limit: the dght of Bonding Company supplying the
Performance Bond or ~ny extension or renewal thereof from applying
'.or a part ial release pursuant ~o Section 509 (j) of the
~uniGipalities Planning Code.
9. .1. ,I. l"i vell Company '..,arrants that it .is the owner of the
property and has full authority to enter into this Agreement
lO. In accordance 'IIith the 3.pplicable provisions 'of the"
Pennsylvania :-!unidpa li ti.es Planning Code. Owner agrees to
['eimburse Borough Eor all reasonable and fair inspection fees
::har:;ed by the Borough Engineer and other fair 3.nd reasonable fees
incurred by the Borough in ::onjunction with this project, such fees
1:0 be in accor'Jan';e '.~it.t e fee schedule to be supplied by the
':3orough ",.oJ such fees nct to be in c:xcess of Three Thousand and
,)0..100 Uollars ',$3 000, 'J,'):. Said reJ Inbursement shall be paid by
)wner to Borough 'IIlt!!.i:: t.an (lO) days of submission of itemized
Invoices by Borough :0 2wcer.
11. al.mer shall sa'::ura and maintain public liability
lnsurance .,...1 th limi ts .:: ~:.. aOG. 000,00 per claim and $1. 000.000.00
per :lcciJent nami:;'.; Eorcuq~" i:5 age::t.s. employees or assigns as
3.dditicnal insured parells in order t.o protect and insure said
parties 3.gainst Jny and a' ~~ia!:llity '..,it:h respect to the
:onstruction of the improvement:s cont.emplated by the terms of this
agreement and sha.il. upon request.. furnish the Borough '..,ith a
:ertif icate of insurance evidencing Owner's compliance '..,i th this
requirement,
11
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tho I'HllICIPAl, ohall 1<.1.1 and faithflllly dn An,t pPI'r""m.
accordin'lly to the true Intent and nleanlng of RAid centroct. all
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Pat Woyden
Mountbatten
November 4,
Page 2
. .o' ,
Suret:! Company,
1996
~:i.C.
Please accepc this lecter as a demand/claim for the sum of
$25,000,00, an amount which is necessarJ for the Borough to
oerform the work which has noc yet been done and/or completed in
accordance with the Subdivision Plan by J.M. Fivell Company.
This amount should be forNarded to the Borough of New Cumberland
within five (5) business days from receipt hereof. A_copy. Qf
this letter is being forNarded to towell R. Gaces, Esquire,
attorney for and interested party in J.M. Fivell Company.
Your crornct res~cnse ~o and consideration of this letter is
aooreciated. If vou have an'; :::l1estions olease do not hesitate to
.... .. .. .. ..
contact me a~ your ~os~ ea~liest convenience.
ACS/-:as
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=o~:ll.:gh ::: :leON Cu:nbe nd
cc: Lowell R. Gates, ';::squ:.:-e
Stephen c. Sul:zaberger, New Cumberland Borough Manager
p ;:2u 5,35 =53
CERTIFIED ~;IL =~ 224 5aS 953
...5 ::l-:s:ai Sl?r,ICa
Receipt for Certified Mail
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V. INSUFFICIENT SPECIFICITY IN A PLEADING
(COUNT I)
10. Reference is made in Count I of the Complaint to certain
pUblic improvements which Defendants have failed to complete.
11. Reference is made in Count I of the Complaint to
Defendants' failure to comply with conditions set forth in the
preliminary/final subdivision plan.
12. Reference is made in Count I of the Complaint to
Defendants' breach of the Development Agreement and extension
thereto.
13. The Complaint does not SUfficiently specify what public
improvements are not complete, what subdivision plan provisions
have not been complied with, or how Defendants breached the
Development Agreement and extension thereto, so as to enable
Defendants to prepare a responsive pleading.
WHEREFORE, Defendants respectfully request that the Court
dismiss Count I of the Complaint.
VI. INSUFFICIENT SPECIFICITY IN A PLEADING
( COUNT II)
14. In Count II of the Complaint, Plaintiff avers that
Defendants have not completed certain public improvements in
accordance with generally accepted standards and the plans,
profiles and cross-sections submitted by Defendants.
15. The Complaint does not SUfficiently specify the generally
accepted standards or the plans, profiles and cross-sections
3
submitted by Defendants, so as to enable Defendants to prepare a
responsive pleading.
16. The Complaint does not sUfficiently specify how the
public improvements deviated from the generally accepted standards
and the plans, profiles and cross-sections submitted by Defendants,
so as to enable Defendants to prepare a responsive pleading.
WHEREFORE, Defendants respectfUlly request that the Court
dismiss Count II of the Complaint.
VII. FAILURE TO CONFORM TO RULE OF COURT
(COUNT II)
17. In Count II of the Complaint, plaintiff avers that
Defendants have not completed certain public improvements in
accordance with the plans, profiles and cross-sections submitted by
Defendants.
18. Copies of the plans, profiles and cross-sections were not
attached to the Complaint as required by Pa.R.C.P. 1019 (h) .
WHEREFORE, Defendants respectfUlly request that the Court
dismiss Count II of the Complaint.
VIII. DEMURRER TO REQUEST FOR PER DIEM FINES
( COUNT II)
19. In Count II of the Complaint, Plaintiff requests that the
Court assess a per diem fine against Defendants.
20. Under the facts alleged, there is no cause of action for
such a fine.
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NO. 97-2720 EQUITY TERM
Count I of the complaint alleges breach of a certain
development agreement by Defendant J.M. Fivell Company through its
failure to complete construction of various public improvements.
Count II alleges the same derelictions by Defendant J.M. Fivell
Company and the individual defendants' in connection with the
related subdivision plan.
Count III is based upon certain
allegedly recurring ordinance violations associated with the
project, such as improper refuse storage, substandard driveway
construction and weed ordinance infractions; these violations are
said to have been committed by Defendant J.M. Fivell Company and
the individual defendants. Count IV alleges that Defendant J.M.
Fivell Company and the individual defendants created a public
nuisance through accumulations of stone, dirt, fill, debris and
waste associated with the project.
Count V is a claim against Defendant Mountbatten Surety
Company, Inc. , for breach of its obligation as a surety in
connection with the completion of public improvements. And Count
VI asserts a claim against Defendant Mountbatten Surety Company,
Inc., for violation of Pennsylvania's Unfair Trade Practices and
Consumer Protection Law, arising out of its breach of duty as a
surety.
Plaintiff's brief indicates that "et al." in the caption of
various counts was intended to refer to the individual defendants.
Plaintiff's brief, at 4.
2
.
.'
NO. 97-2720 EQUITY TERM
Preliminary objections filed on behalf of Oefendant J .M.
Fivell Company and individual Defendants Linden R. Gates, Jr., Lois
J. Gates, and Lowell R. Gates are as follows: (a) a motion to
dismiss the complaint for failure to attach a copy of the
subdivision plan; (b) a motion to strike allegedly impertinent
matter in the form of allegations of ordinance violations unrelated
to the subdivision process; (c) a demurrer to requests for
attorney's fees in Counts I through IV; (d) a demurrer to requests
for injunctive relief in Counts I through IV, on grounds of an
adequate remedy at law; (e) motions to dismiss Counts I and II for
lack of specificity as to the public improvements referred to
therein; (f) a motion to dismiss Count II for failure to attach
plans, profiles and cross-sections for public improvements referred
to therein; (g) a demurrer to a request for per diem fines
contained in Count II; (h) a motion to dismiss Count III for lack
of specificity as to Defendants' alleged history of ordinance
violations and the lots affected by substandard driveways; (i) a
demurrer to the claim for public nuisance in Count IV; and (j)
motions to strike Counts V and VI for "lack of subject matter
jurisdiction," on the ground that some relief requested from
Oefendant Mountbatten in said counts assumes rights of ownership
not possessed by a surety.
preliminary objections filed on behalf of Defendant
Mountbatten are as follows: (a) a motion to dismiss the complaint
3
.'
NO. 97-2720 EQUITY TERM
for failure to attach a copy of the subdivision plan; (b) a motion
to strike allegedly impertinent matter in the form of allegations
of substandard driveway construction unrelated to the subdivision
process; (c) a demurrer to requests for attorney's fees in Counts
II through VI; (d) a demurrer to requests for injunctive relief in
Counts II through VI, on grounds of an adequate remedy at law; (e)
a motion to dismiss Count II for lack of specificity as to the
public improvements referred to therein; (f) a motion to dismiss
Count II for failure to attach plans, profiles and cross-sections
for public improvements referred to therein; (g) a demurrer to a
request for per diem fines contained in Count II; (h) a motion to
dismiss Count III for lack of specificity as to Defendants' alleged
history of ordinance violations and the lots affected by
substandard driveways; (i) a demurrer to the claim for public
nuisance in Count IV; (j) a motion to dismiss Count V for lack of
specificity as to the public improvements referred to therein; and
(k) a demurrer to the claim for relief under Pennsylvania's Unfair
Trade Practices and Consumer Protection Law.
DISCUSSION
preliminarv Obiections filed on Behalf of Defendants
J.M. pivell Companv and Individual Defendants
Linden R. Gates. Jr.. Lois J. Gates. and Lowell R. Gates
Motion to dismiss complaint for failure to attach copv of
subdivision plan.
Under Pennsylvania Rule of Civil Procedure
1019(h), "the pleader shall attach a copy of the writing [upon
4
. .'
NO. 97-2720 EQUITY TERM
\~hich a claim or defense is based], or the material part thereof,"
to the pleading.
However, "[w]here a document that has not been attached to a
complaint is one that a responding party would likely have a copy
of in its own files, an objection based upon the failure to attach
a copy thereof will not succeed .... " 2 Goodrich-Arnram 2d
SlOI9(h):(9), at 364 (l99l). In addition, under Pennsylvania Rule
of civil Procedure lOI9(g), "[a] party may incorporate [in a
pleading] by reference ... any matter which is recorded ... in the
office ... of the recorder of deeds ... of [the county in which the
action is pending]."
A copy of Defendants' subdivision plan would likely be in
Defendants' own files, and in any event would have been recorded in
the office of the Cumberland County Recorder of Deeds. Defendants'
motion to dismiss Plaintiff's complaint for failure to attach a
copy of the plan will therefore be denied.
Notion to strike as imoertinent alleaations of drivewav
deficiencies which are alleaedlv not related to subdivision
process. Under Pennsylvania Rule of civil Procedure l028(a)(2), a
preliminary objection to a pleading may be based upon the
"inclusion of ... impertinent matter."
However, a plaintiff may "state in the complaint more than one
cause of action against the same defendant ...." Pa. R.C.P.
5
.'
NO. 97-2720 EQUITY TERM
1020(a). The claims may be unrelated. See 2 Goodrich-Amram 2d
SI020(a):I, at 372 (1991).
It is true that, in the absence of statutory authority2 or an
inadequate remedy at law,' a court of equity will usually not
assume jurisdiction for purposes of enforcement of municipal
ordinances.
However, statutory authority does exist under the
Municipalities Planning Code for the exercise of equitable
jurisdiction in the areas of subdivision and zoning.
In addition to other remedies, the
municipality may institute and maintain
appropriate actions by law or in equity to
restrain, correct, or abate violations, to
prevent unlawful construction, to recover
damages and to prevent illegal occupancy of a
building, structure or premises.'
In case any building, structure,
landscaping or land is, or is proposed to be,
erected, constructed, reconstructed, altered,
converted, maintained or used in violation of
any ordinance enacted under this act or prior
enabling laws, the governing body or, with the
approval of the governing body, an officer of
the municipality, or any aggrieved owner or
tenant of real property who shows that his
property or person will be substantially
affected by the alleged violation, in addition
to other remedies, may institute any
appropriate action or proceeding to prevent,
restrain, correct or abate such building
structure, landscaping or land, or to prevent,
2
Cf. Butler v. Butler, 377 Pa. 388, l05 A.2d 62 (1954).
, See generally Newberry Township v. Ness, 79 Pa. Cornmw. 372,
469 A.2d 351 (1984).
, Act of July 3l, 1968, P.L. 805, S5lS.l(a), as amended, 53
P.S. SI0515.1(a) (1997 pamph.).
6
"
.
NO. 97-2720 EQUITY TERM
Conunonwealth of Pennsylvania, Department of Transportation v.
Smith, 145 Pa. Commw. 164, l68, 602 A.2d 499, 50l (1992).
No statutory authority, contractual agreement or other
established exception to the general rule has been suggested by
Plaintiff with respect to Counts I through IV of the complaint.'
The claims for attorney's fees contained in these counts will
therefore be stricken.
Demurrer to reauests for iniunctive relief in Counts I throuah
IV on around of available remedies at law. As noted previously, in
the absence of statutory authority or an inadequate remedy at law
a court of equity will usually decline to assume jurisdiction for
purposes of enforcement of municipal ordinances.7
Statutory
authority in this regard exists with respect to zoning ordinances,
subdivision ordinances and obligations of a subdivider arising out
of such ordinances..
In addition, the absence of an adequate
remedy at law has been found to exist when repeated prosecutions
under an ordinance have proven ineffectual. Borough of Kennett
Square v. Lal, 165 Pa. Commw. 573, 645 A.2d 474 (1994).
· It is noted that the present action has not been brought
under Sections 5l5.3 or 6l7.2 of the Municipalities Planning Code.
Act of July 3l, 1968, P.L. 805, S5l5.3, as amended, 53 P.S.
S105l5.3 (1997 Pamph.)i id., S617.2, as amended, 53 P.S. S10617.2
(1997 pamph.).
7
See text accompanying notes 2-3 supra.
See text accompanying and following notes 4-5 supra.
.
8
"
.
NO. 97-2720 EQUITY TERM
A review of the complaint reveals that Plaintiff has averred
a basis for equitable jurisdiction under one of the above
exceptions with respect to alleged subdivision, zoning and related
violations and alleged violations of the municipality's weed
ordinance.
It has not alleged such a basis for equitable
jurisdiction in connection with asserted violations of the
borough's refuse ordinance.
For this reason, paragraph 42 of
Plaintiff's complaint will be stricken.
Motions to dismiss Counts I and II for lack of specificitv as
to public improvements referred to therein. As a general rule,
" [a] claim should not be stricken
...
for mere lack of
specificity." Garrett Electronics Corp. v. Conwell, _ Cumberland
L.J. _, _ (slip op. at 6) (September 17, 1997), citing 2
Goodrich-Amram 2d Sl017(b):12, at 256 (1991).
In addition, "[t]he question to be decided when a preliminary
objection in the form of a motion for a more specific pleading is
interposed ... is whether [the] pleading is sufficiently clear to
enable an opposing party to prepare a response ...." 2 Goodrich-
Amram 2d Sl017(b):21, at 265 (1991).
In general, when a party states a case in
a manner that fully advises an opponent of the
nature of the case and of the matters with
which the opponent will be confronted at
trial, there is no need for a motion for a
more specific pleading; the opponent should
seek discovery if he or she needs more
information ...."
Id., Sl017(b):24, at 268.
9
, "
NO. 97-2720 EQUITY TERM
" [i ]mpose a per diem fine for each day that the public improvements
have not been completed beyond the scheduled date of completion."
Although the court may have authority to impose a prospective
sanction in the form of a per diem monetary penalty in the event a
decree is disobeyed,12 the court is unaware of any authority for
imposition of a fine "for each day that the public improvements
have not been completed beyond the scheduled date of completion."
The retrospective aspect of this language will therefore be
stricken from the complaint.
Motion to dismiss Count III for lack of specificitv as to
prior ordinance violations and lots affected bv substandard
drivewavs. The prior discussion pertaining to motions to dismiss
for lack of specificityl] is applicable to this motion, and it will
be denied on that basis.
Demurrer to claim for public nuisance. The authority of a
borough to seek equitable relief to terminate a landowner's use of
his or her property in a manner deleterious to the public health on
a public nuisance theory is well settled. See, e.g., Feeley v.
Borough of Ridley Park, 121 Pa. Commw. 564, 551 A.2d 373 (1988).
The use of a property may constitute a public nuisance where "the
conduct [is] an inconvenience or troublesome offense that annoys
12 See Penn Township v. rvatts, 152 Pa. Commw. 359, 618 A.2d
1244 (1992).
I] See text ilnmediately preceding, accompanying and following
notes 9-10 supra.
12
. "
NO. 97-2720 EQUITY TERM
the whole community in general, and not merely some particular
person." Id. at 567, 551 A.2d at 375. A house containing numerous
cats has been held to qualify as a public nuisance. rd.
A review of the allegations of Plaintiff's complaint with
respect to long-standing accumulations of stone, dirt, and fill
within a densely-populated residential neighborhood, dangerous to
children and attractive to "animals, insects, vermin and other
animal life," supports a conclusion that Plaintiff has pled a
hazardous condition which could represent inconvenience or
annoyance to the general community as opposed to one particular
person. Defendants' demurrer to Count IV of Plaintiff's complaint
will therefore be denied.
Motions to strike Counts V and VI for lack of subiect matter
iurisdiction. on Qround certain relief reauested assumes ownership
riahts bv suretv. Counts V and VI of Plaintiff's complaint state
claims against Defendants' surety, but include among the relief
requested an order "[e]njoin[ing] the sale of any lots, the
transfer of or lease of any buildings or dwelling on the land
pending completion of said public improvements."
It is not suggested in Plaintiff's complaint that the surety
is a co-owner of Defendants' property. Under these circumstances,
the court is in agreement with Defendants' position that it would
not have authority to affect transfer rights as to Defendants'
13
-.." .
NO. 97-2720 EQUITY TERM
property by means of an injunction against the surety.
This
request for relief in Counts V and VI will therefore be stricken. I.
Preliminarv ob;ections Filed on Behalf of
Defendant Mountbatten Suretv Comoanv. Inc.
General.
Many of the preliminary objections of Defendant
Mountbatten Surety Company, Inc., are identical or similar to those
of the other defendants filing preliminary objections. Based on
the foregoing discussion, Defendant's motion to dismiss the
complaint for failure to attach a copy of the subdivision plan will
be denied; its motion to strike impertinent matter will be denied;
its demurrer to requests for attorney's fees in Counts II through
V will be sustained; I' its demurrer to requests for injunctive
relief in Counts II through IV, will be sustained or denied in
accordance with the earlier discussion of identical objections by
other defendants; 16 its motion to dismiss Count II for lack of
specificity as to the public improvements referred to therein will
I. A demurrer to Count VI on other grounds will be sustained
on behalf of the named Defendant therein, Mountbatten Surety
Company, Inc., as discussed hereafter.
15 Recovery of attorney's fees is statutorily authorized under
Pennsylvania's Unfair Trade Practices and Consumer Protection Law.
Act of December 17, 1968, P.L. 1224, S9.2, as added and amended, 73
P.S. S20l-9.2 (1997 Supp.). For this reason, the demurrer as to
such fees will not be sustained as to Count VI of Plaintiff's
complaint; however, a demurrer on other grounds to this Count will
be sustained.
16
relief to
practical
The interest of Defendant ~Iountbatten in injunctive
be granted against the other defendants would seem, as a
matter, remote.
14
.. .' ,
NO. 97-2720 EQUITY TERM
be denied; its motion to dismiss Count II for failure to attach
plans, profiles and cross-sections for public improvements referred
to therein will be denied; its demurrer to a request for per diem
fines contained in Count II will be sustained, to the extent that
retrospective language will be stricken from the relief clause; its
motion to dismiss Count III for lack of specificity as to
defendants' alleged history of ordinance violations and the lots
affected by substandard driveways will be denied; its demurrer to
the claim for public nuisance in Count IV will be denied; and its
motion to dismiss Count V for lack of specificity as to the public
improvements referred to therein will be denied.
Demurrer to Plaintiff's reauest for iniunctive relief in Count
V. on arounds of an adeauate remedv at law. Defendant
Mountbatten's demurrer to Plaintiff's request for injunctive relief
in Count V (breach of surety obligation), on grounds of an adequate
remedy at law, is correctly premised. The obligation of a surety
to the obligee on a performance bond is contractual; an adequate
remedy at law exists in the form of money damages; and equitable
relief is unavailable. Allegheny Plastics, rnc. v. The Stuyvesant
Insurance Company, 414 Pa. 381, 200 A. 775 (1964), Where a claim
on such a bond is improperly brought in equity, it will be
certified to the law side of the court rather than dismissed. rd.
Demurrer to Plaintiff's reQuest for iniunctive relief in Count
VI. on arounds of an adeQuate remedv at law. Defendant
15
.. ... .
NO. 97-2720 EQUITY TERM
provided in this section, costs and reasonable
attorney fees.19
In addition, it has been held that an insurance company's
nonfeasance in failing to pay a claim does not amount of a
violation of the act. See, e.g., Parasco v. Pacific rndem. Co.,
920 F. Supp, 647 (E.D. Pa. 1996).
Plaintiff is not a party that purchased or leased goods or
services primarily for personal family or household purposes. Nor
would Defendant's nonfeasance in failing to pay an obligee's claim
on a performance bond generally rise to the level of a violation of
the aforesaid act.
For these reasons, Defendant Mountbatten' s
demurrer to Count VI of the complaint will be sustained.
ORDER OF COURT
AND NOW, this 1st day of December, 1997, upon consideration of
the preliminary objections to Plaintiff's complaint filed by
Defendants Linden R, Gates, Jr., Lois J. Gates, Lowell R. Gates and
the J .M. Fivell Company, and of the preliminary objections to
Plaintiff's complaint filed by the Mountbatten Surety Company,
Inc., and for the reasons stated in the accompanying opinion, it is
ORDERED and DIRECTED as follows:
1. With respect to the preliminary objections filed
by Defendants Linden R, Gates, Jr., Lois J. Gates, Lowell
R. Gates and the J.M. Fivell Company:
10 Act of December 17, 1968, P.L. 1224, S9.2, as added and
amended, 73 P.S. S201-9.2 (1997 Supp.).
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V. INSUFFICIENT SP~CIFICITY IN A PLEADING.
(COUNT II)
10, In Count II of the Complaint, Plaintiff avers that
Defendants have not completed certain public improvements in
accordance with generally accepted standards and the plans,
profiles and cross-sections submitted by Defendants.
11. The Complaint does not sufficiently specify the generally
accepted standards or the plans, profiles and cross-sections
submitted by Defendants, so as to enable Mountbatten to prepare a
,
responsive pleading.
12. The Complaint does not sufficiently specify how the
public improvements deviated from the generally accepted standards
and the plans, profiles and cross-sections submitted by Defendants,
so as to enable Mountbatten to prepare a responsive pleading.
WHEREFORE, Mountbatten respectfully requests that the Court
dismiss Count II of the Complaint.
VI. FAILURE TO CONFORM TO RULE OF COURT
(COUNT II)
13, In Count II of the Complaint, Plaintiff avers that
Defendants have not completed certain public improvements in
accordance with the plans, profiles and cross-sections submitted by
Defendants.
14, Copies of the plans, prof iles and cross - sections were not
attached to the Complaint as required by Pa.R,C.P, 1019(h) ,
3
WHEREFORE, Mountbatten respectfUlly requests that the Court
dismiss Count II of the Complaint.
VII. DEMURRER TO REQUEST FOR PER DIEM FINES
(COUNT II)
15. In Count II of the Complaint, Plaintiff requests that the
Court assess a per diem fine against Defendants,
16. Under the facts alleged, there is no cause of action for
such a fine.
WHEREFORE, Mountbatten respectfUlly requests that the Court
strike Plaintiff's request for per diem fines.
VIII. INSUFFICIENT SPECIFICITY IN A PLEADING
(COUNT III)
17. In Count III of the Complaint, Plaintiff avers that
Defendants have constructed narrow driveway lanes on several lots.
18. Reference is made in Count III of the Complaint to
Defendants' past history in dealing with ordinance violations.
19. The Complaint does not SUfficiently specify the lots on
which the narrow driveway lanes were constructed or Defendants'
past history in dealing with ordinance violations, so as to enable
Mountbatten to prepare a responsive pleading,
WHEREFORE, Mountbatten respectfully requests that the Court
dismiss Count III of the Complaint,
4