The URL can be used to link to this page

Home My WebLink About95-00634 'y" 'if'." t";,'i>,:,~ 'ff :.r,',' ill; " .,.j. 1,: ,.,'" " ~ ",~ ,'J ..-- ,.,'- , J.~ t.: "f 7' No 21-95-634 . Estate of IMlumN .1. (;A'mH , Deceased DECREE OF PRODA TE AND GRANT OF LETTERS AND NOW August 24th 19~, In consideration or the pelltlon on the reverie side hereof, satlsfactory proof having been presented before me, IT IS DECREED that the Instrument(s) dated Horch I, 1994 described therein be admitted to probate and filed of record as the last will of Warren J. Gates and Lcllcrs Testamentarv arc hereby granted to Alice F. Gates '". ~- {!.;I ~ ,(JM)j :r.tAh1Iflt"t. ~ Rea!.t':r.rWIII. MaJ:y C.' Lewis Roger H. Horgenthal - 17143 A TTORNBY (Sup. Ct. t.D. No.) 11 East High Street, Carlisle, ADDRESS FEES P b Let E $ 480.00 ro ate, ters, tc.. . . . . . . . . Sh Ccrtl 15.00 ort f1cates( 5) .......... $ RenunclatJon .........,...... S , X- Pages (4) $ 14.00 JCP TOTAL _ $ :J.UU FUed. .~H~~~. .~1~h,.~~??..... .~~~:?~. Pennsylvania 17013 717-243-5513 PHONB ~~Y;Uh2--tL ?;ll~ //-/~'96 K .5'6-:- ere! , Call Attomey on 8-25-95. () f-e). , t;; :'Ill: ,;,.-~ ;p \0 i.:J -J _?;:~-~-- iiio -' 21-95-634 ".~l'" ! lot ~,~ "'} ;: f, !'f .:: ~." , , ",.' l5l; '~ ~ :tL r l,'g' ~~; -t~. ~ ~t \' 5.1, L '~,; '"'coCO' '''i " 4 c:\.;pSI\wIUI\w.rrm..a, 1lrnst Mill nub Westnmeul OF WARREN J. GATES I, WARREN J. GATES of the Borough of Carlisle, declare this instrument to be my Last Will and Testamenl, in manner and form following: FIRST: SECOND: I hereby expressly revoke all Wills and Codicils heretofore made by me. j I i I I I i I j ! I hereby direct my Executrix to pay all my just debts, funeral and administrative expenses out of my estate, as soon as practicable after my death. THIRD: I direct that all taxes which may be assessed in consequence of my death of whatever nature and by whatever jurisdiction imposed shall be paid out of my estate as a part of the administration of my estate. FOURTH: I bequeath my automobiles, household and personal effects, and other tangible personalty of like nature (not including cash or securities) toge(her with any existing insurance thereon to my wife, ALICE F. GATES, and if she is not then living, to my daughter, ANNE G. WEBSTER. FIFTH: I give, devise and bequeath the remainder of my estate, of every nature and wherever situate as follows: a. A total of ten percent (10%) of said remainder to the following educational or charitable institutions, to be added in each case (0 (he permanent endowment fund of each instilution: f:\~rSI\wllb\warrm ._. l. Thirty percent (30%) thercof 10 DICKINSON COLLEGE of Carlisle, Pennsylvania. ii. Twen(y-five percent (25%) (hereof to DUKE UNIVERSITY of , .. Durham, North Carolina. iii. Twenty percent (20%) thereof to CUMBERLAND COUNTY HISTORICAL SOCIETY of Carlisle, Pennsylvania. iv. Fifteen percent (15%) thereof to CUMBERLAND.PERRY ASSOCIATION FOR RETARDED CITIZENS (CPARC) of Carlisle, Pennsylvania. v. Ten percent (10%) thereof to ALLISON UNITED METHODIST CHURCH of Carlisle, Pennsylvania. b. If my wife, ALICE F. GATES, has predeceased me, forty-five percent (45%) of said remainder of estate (0 my daughter, ANNE G. WEBSTER, if she is then living. Should my wife, ALICE F. GATES, survive me, the remainder of my es(ate shall pass to my Trustee as hereinafter set forth. c. The balance of said remainder of my estate to the TRUSTEE under certain Deed of Trust dated June 13, 1991, executed by myself as Settlor and Farmers Trust Company, Carlisle, Pennsylvania, as Trustee, to have and to hold, IN TRUST, for the uses and purposes and subject to the terms and provisions (hereof, including any alterations or amendments (hereof, or any other inter vivos trust which may hereafter be substi(uted therefor. 2 (:\~I"'I \WIU.\Wlrmi,,1lI SIXTH: I hereby direct ull thut estate, Inheritance, succession and other taxes Imposed or payable by reason of my death, with Interest and penalties thereon, if any, with respect to all property comprising my gross estate for death tax purposes, shull be paid us provided in the Deed of Trust hereinabove referred to. SEVENTH: I nominate and appoint my wife, ALICE F. GATES, as Executrix of this my Last Will and Testament, and us substitute Executrix I nominate and appoint my daughter, ANNE G. WEBSTER. I direct that (hey shall serve without the necessity of filing bond or security in any jurisdiction. EIGHTH: In addition to the powers above provided for and those given by law, my personal representative, wilhout any order of court and in their sole discretion may: a. Retain any property owned by me at my death. b. Make distribution in cush or in kind or partly in each. IN WITNESS WHEREOF, I hereunto set my hand and seal this /4A day of March, 1994. v~j,.~ WAAREN J. GATES SIGNED, SEALED, PUBLISHED and DECLARED in the presence of: 3 C:\'t'p'.\wU1l\wamn"I' . COMMONWEALTH OF PENNSYLVANIA COUNTY OF CUMBERLAND : 55, I, WARREN J. GATES, Testator, whose name is signed 10 Ihe attached or foregoing Instrument, having been duly qualified according to law, do hereby acknowledge Ihal I signed and executed the instrument as my Last Will; Ihat I signed it willingly; and that I signed it as my free and voluntary act for the purposes therein expressed. Sworn or affirmed to and acknowledged before me, by WARREN J. GATES, Testator, this /~ day of March, 1994. ~^.~ WARREN J. GATES, Testator ~.1CoP' ,~~ AiUdt!A.J otary P he NOTARIAL SEAL TERESA J. BURKHOLDER. Notary Public Carlisle, Cumborland County. Pa. M Ccmmlsslon Exp!res Feb. 12, 1996 4 C:\II:'I"~I\wUl.\w.ma,." . COMMONWEALTH OF PENNSYLVANIA COUNTY OF CUMBERLAND : 55. We, ROGER M. MORGENTHlIL and JACQUELINE L. DRAWBIIUGIl . the witnesses whose names are signed to the attached or foregoing instrument, being duly qualified according to law, do depose and say that we were present and saw Testator, WARREN J. GATES sign and execute the instrument as his Last WiI1; that he signed willingly and that he executed it as his free and voluntary act for the purposes therein expressed; that each of us in the sight of the Testator signed the WiI1 as witnessesj and that to the best of our knowledge the Testator was at that time 18 or more years of age, of sound mind and under no constraint or undue influence. Sworn or affirmed to and subscribed to before me by roGER M. MORGENTllllL and JIICQUELINE L. DRAWBAUGH . witnesses, this 1 st day of March, 1994. ~1J111/v1/~ W'tness' c..~?JAj'(7L/d M-L ary u IC NOTARIAL SEAL TERESA J.llURKHOLDER, Notary Public Cartlslo, Cumberland County, Pa. M Ccmml,c1all Ex rolFob. 12, 100B 5 ,.. I" < '" ';} "0.. '-1 ~1 l:.':!\ I-_~ . .~ . ~ !:\l ... ,j', , L'; ..C) . . l!, ~1 'a \110-: vj - a: i3 ~ ~u 0 III Bo i! I ~ ~ ... 1 M ~ \D . I ~ I-:l In ffip: =~ 0\ 00 !a tl I I ~ .... ~~olJ~.. N ~g~=~ tli9 ~~ s . . . - . . -. Name of Decedent: WARREN J. GATES Date of Death: Julv 24. 1995 Estate No.: 21-95-0634 To the Register: I certify that notice of the beneficial Interest required by Rule 5.6(a) of the Orphan's Court Rules was served on or mailed to the following beneficiaries of the above-captioned estate on Seotember. 5. 1995. Name Address Alice F. Gates 315 Glendale St.. Carllsla. Pannsvlvanla 17013 Dickinson Colleae P. O. Box 1773. Carlisle. Pennsvlvanla 17013 Duke Unlversltv 2127 Camous Drive. Durham. North Carolina 27708 Cumberland Countv Historical Socletv 21 N. Pitt St.. Carlisle. Pennsvlvanla 17013 Cumberland-Perrv Assoc. for Retarded CItizens 117 N. Hanover 51.. Carlisle. Pennsvlvanla 17013 Notice has now been given to all persons entitled thereto under Rule 5.6(a) except none Date: ~ 1'\ I ~ ,- I ~ {J/7h/1I/j rt IA-.JL Signature I I FLOWER. MORGENTHAL. FLOWER & UNDSAY NameRocer M. Morcenlhal, Esculre Address 11 Eest Hlch Street Carlisle, PA 17013 Telephone {7171 243.5513 Capac~y: _ Personal Representative .JL Counsel for Personal Representative .... ..- - .,' -... ..~ . ~I- - ___ ___"'-. _.... __ ___ .__ - .._. ~__.. .__. _._.. --_.. -... -_._, __ h... "0, .. _. 0'_. _._._ .a..... ."_. ~" -:i~fi[r&r~;f;r~,N}4i_?jA~,';~~;;':;':,"~'U~;'Lt't.~fi:'~;:;\};'\~'~"W5~:<i~;,:'/~~<:\~X-ii,~'~:/i:'~'~ltl:7~~;\Jl):~_%4\~,~~,1~'f,,~~~t,:;'i;J ~NWIALW'O""INNSYLVANIAI H/.~'","':'''' d';"v""""..,, >i(".' ~1f.Jji.i9.:~~r:~~,~'~:;,'.;i'cFih;~;~~~f:::::i:iNikr~i}:j~~j~;1' ., ,-: I"~, ~~,SYLV~NIAINIt'IlITANC'~~'ITATlT~:;{,ijig!,,; I,;" . RECEIVED FROM. i ACN ASSESSMENT P:'I CONTROL ~ NUMBE~ AMOUNT ROGER M MORGENTHAL ESQUIRE 11 EAST HIGH STREET 101 _'t;:).uu CARLISLE, PA 17013 ESTATE INFORMATIONI m FI EN MBER U 21- 1 993-0634 !t NAME OF DECEDENT (LAST) m GATES WARREN J II DATE OF PAYMENT EJ POSTMARK DATE COUNTY SSN 241-46-1271 (FIRST) (MI) CUMBERLAND DATE OF DEATH SEAL ALICE F GATES C/O ROGER M MORGENTHAL ESQ CHECK" 21 m TOTAL AMOUNT PAID REGISTER OF WillS ? t" ,;;; RECEIVED BY , - '7:; ..; ~u V I 1 Jt: MARY C. LffwIS . )//U'-/VIW f REGISTER OF WILLS '45.00 CW REMARKS <t~,.~,~.:,;~.~::--.-:-,~~~~,~~~~,,--:,:,",..~,,:::-:-;-:,,~,~,;---,,:,":'7;;,~~ - -- - ---'-~"'''~'~'~1~ '1\' t J t ," .. .." - .,... -~. ..- .' ..." '. , ,j I ~' , " '" \ I, t -r ~._-' v-~ --~~.. to. _ -r-L ,. . -"'. .-...,.--,. ---_.^~- -:;';-""'"" r ~ - 'J' 1- /1 /- INHERITANCE TAX RETURN RESIDENT DECEDENT (TO BE FILED IN DUPLICATE WITH REGISTER OF WILLS) v fOI D"USO' DI"'H ""11 12'~I"1 CHICK HIl' , " I'OUI"L ~.9.~JlJH~SDJ!JI CL"'MID kL-- .__ PILI HUMI.I .:V.IIW.... 11,'41 '*' CO_O"WI'~'H O' ,,"""'..",. DIPA. lot H1 ~' .\~IHUI H""If, b J.Ot'lll 0601 ~~AR --. ...... --.-,. Ob3/, r-4UMIf ~ ---,," ..-.- (ou~h (001 -- --.q . . 'i,'-' " Oatu Warran J. U I 'f UM 315 Glendalo Stroot, Carlisle, PA Cumborland ~MOUN' _.'llvID jUlltdUUClION'1 815,671. 68 o 3, R.rnolnd., R,""," (10' doloo 01 doolh p,lo, 10 12.13-B21 III 5. Fed.ral EIIol. Toa R,'ur" Rlqul..d ..2. 8. T 0101 Numb., 0' Soft D.pOIII Bo.., I .A I I H 241-46-1271 COVfll o 2, S"ppl.mtntal R,I,,'" Ii() 1. 0,lglno1 R.."n o ~. L1mllOd h10lo ~ il! DAD, fuhlr. Int.,.., Compromh. 1'0' doloo o' d'Olh oh.. 12.12.B21 06. p."dtn' DI.d f..,ol. 0 7, O,c.d.nt Malntaln,d 0 living fruat IAlIoch copy a. Will) (Attoch copy 01 Trult) ALL CORUIPOND.NCI AND CONPlDINTIAL TAX INFORMATION SHOULD 81 DIRECTED TO. HAM (OM'U' MAIUN ADD. II 11 East High Street Carlisle PA 17013-3016 o er N. Mor onthal Es uire I HUMIU (11 None (2) 745,985.72 (3) (~ I (5) (61..150.13 (7 ) None 1. R.ol Ello.. (5,hodulo "1 2. 510,10 ond Bondi (5,h.dulo BI 3, Clo..ly Hold 510,k/Portno..hlp Inl...., (5chodu1o C) 4, Mort"o".. and Not.. R.celvobl. (Schedul. D) 5, Calh~ Bonk D.poaiu & Mllcellan.aua P.nonal Prop.rty (5,nodulo EI 6. J01n.ly Ownod Proporty (5,h.dulo FI 7. Tron"". (5ch.dule 01 (5,hodulo LI 8. Talol Gran An... (tolol L1n.. l.n 9. Fun.rol bp.n..a, Admlnl.trallv~ Coua, Mllc.llon.ou. bp.n... (Sch.dul. H) 10. D.bh, Martgog. lIabllili.., L1.n. (Schedul. I) 11. Tolol Ooductlon. ('0'01 L1n.. 9 & 10) 12. N.I Voluo of Ello'o(L1n. B mlnul L1no 111 13, Choritobl. and Gov.rnmental S'quII,a (Sch.dull Jl IA. N.I Valu. Sub .et to Tax L1n. 12 mlnu. lIn. 13 15. Spoulal Trond.,. (for dot.. a. d.alh ah" 6.30.9011) SIt Inllructlont for Appllcobl. p.,c.nlog. an AI....n. Sid.. (Include volu.. Irom Sch.dul. K or 5ch.dul. M,I 16. Amounl of lIn. 14 laKobl. 01 6% rot. (Indud. valu.. 'rom 5ch.dul. K or 5ch.dul. M,) 17. Amounl of L1n. 14 tOAcbl. 01 15% rat. (Includ. ...alu.. from Schedul. K or Sch.dul. M.) 18, P,lncipollax due (Add lax from lInll 15, 16 and 17.) 19. C,.dil. Spou.al Po....rty Credil Prior Poym.nla t~one None 187.,616.44 ~ I 0: (B) 929,352.28 (91 19.372.23 (101 2.844.68 (111 22 , 216.93 (121907,135.35 (131 90,713.54 14816,421.81 (151 750.13 K,_- 45.00 (161 K .06 . (171 )(.1.5 . (1BI Dilcount lnl.r..' .1 I' , z co ~ . 8 = (191 (201 + + 20. If L1n. 19 II grlo'" Ihon L1n. 18. .nler the diff.r.nc. on lIn. 20. Thh I. the OVERPAYMENT. aD 21. If lIn. 18 "grlal.r lhon L1n. 19, .nt.r Ih. diff.,.nc. on lIn. 21. Thh I. ,h. TAX DUE. A. Enter Ihe Int. fill an 'h. balanc. due on lIn. 21 A. 8. Enl.r the tolol of lIn. 21 and 21A on lIn. 218. Thia la the BALANCE DUE. Molee Ch.cSe Po obi. tal R.gII." 0' WllIlt Ag.nl >- >- BE SURE TO AHSWER ALL QUESTIONS ON REVERSE SIDE AND TO RECHECK MATH 00( 00( ___ Und., p.nolll.. of perjury, I d.c1ore thaI I have uamln.d Ihl. "turn. Including occam ponying .ch.dul.. and Ilal.m.nh, and to Ih. b.1I of my knowl.dg. and blll.l. It I. .ru.. carr.d and compl.t.. I d.da" Ihot 011 flol ..101. ha. b"n ,.port.er 01 Iru. morb, volu.. Declaration of pr.porer other Ihon lh. per.anal r'prll.nlohv. .' bo..d on all Information of which pre or., has an .nowl.d ., IONA uu 0 'u ,o~. ,'~'l'~l 011 '!UN IIl1ulN "DOlIn OAIl - C~ 3. IJ~ 3B Todd Circle. Carlisle. PA 17013 101 I iJ /96 ltON , 'II '}II ~'HU '"AU U'''UlN'ATlVI "DOllln Dial / _, /96 'h" 11 E. Hi h St. Carlisle. PA 17013-3016 u ellt'd.. hrfl' I' you (Ill! 'l!quc~lin9 n refund of you, OYNpnymcnt. c.{,r. VO 1211 121A) 121BI . Act '48 0' 1994 provld.. 'or the "ductlon of the tall rat.. Impo..d on the n.t valu. of transf.u to or 'or the u.. 0' the spou... Th. rat.. a. pr..crlb.d by the .tatut. will b.. · 3% (.031 will b. appllcabl. for ..tat.. of dee.dent. dying on or aft" 711/94 and before 111/96 :11 · 2% (.021 will b. applleabl. for ..tat.. of dec.dent. dyIng on or aft" 1/1/96 and b.fore 1/1/97 .~ .'1 · 1% (.011 will b. appllcabl. for ..tat.. of decedent. dying on or after 1/1/97 and b.for. 1/1/98 · Spou.al transf.r. occurring on or aft" ~ will be ell.mpt from Inherltane. tax. PLEASE ANSWER THE FOLLOWING QUESTIONS BY PLACING A CHECK MARK (...) IN THE APPROPRIATE BLOCKS. YES NO 1. Old dec.denl make 0 Iransfer ond: a. retatn the use or income of the property transferred, ....................................................... x b. relaln Ihe rig hI to deslgnote who shall use Ihe property transferred or lIs Income, ............... x c. r.taln a reversionary Interelt; or ................................................................................... x d. receive the promise for life of either payments, benefits or care' ....................................... 2. If death occurred on or before December 12, 1982, did decedent within two years preceding death tronsfer property without receiving odequate consideration' If deoth occurred after December 12, 1982, did decedent transfer property within one year of death without receIvIng adequate consideration' ..... ..... It,..... ............,.......... ......., .......... ...... .........0.. .....,...,... ......,.. x x 3. Old decedent own an 'In trust for' bonk account ot his or her death'...................................... x IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN. 'G_!~ """ ~~: ~~ ~#) n. 0 ~ l I- ~ \':'J ~ ~, p, .;E::1 UU t. ~ cJJ~ a: .~...UJlC1i1tV"...~""-til_.__.,..____. ll:\_r'll,.,m,\.anm ,,, 1Enst 3ll1Iill nub We6tnttUm OF WARREN J. GATES I, WARREN J. GATES of the Borough of Carlisle, declare this instrument 10 be my Last WlIl and Testament, in manner and form fo\1owlng: FIRST: I hereby expressly revoke aU Wl\1s and Codicils heretofore made by me. SECOND: I hereby direct my Execulrix to pay a\1 my just debts, funeral and administrative expenses out of my estate, as soon as practicable after my death. 11iIRD: I direct that all taxes which may be assessed in consequence of, my death of whatever nature and by whatever jurisdiction imposed sha\1 be paid out of my estate as a part of the administration of my estate. FOURTH: I bequeath my automobiles, household and personal effects, and other tangible personalty ofllke nature (not including cash or securities) together with any existing insurance thereon to my wife, ALICE F. GATES, and if she is not then living, to my daughter, ANNE G. WEBSTER. FIFI'H: I give, devise and bequeath the remainder of my estate, of every natu~e and wherever situate as fo\1ows: I I \ I I I I I a. A total of ten percent (10%) of said remainder to the fo\1owing educational or charitable institutions, to be added in each case to the permanent endowment fund of each institution: cl\wpSI\wUb\WIImI.'.' ,~(, r ,:";. . I. nllrty percent (30%) thereof to DICKINSON COLLEGE of Carlisle, Pennsylvania. iI. Twenty.five percent (25%) thereof to DUKE UNIVERSITY of Durham, North Carolina. iii. Twenty percent (20%) thereof to CUMBERLAND COUNTY HISTORICAL SOCIETY of Carlisle, Pennsylvania. iv. Fifteen percent (15%) thereof to CUMBERLAND-PERRY ASSOCIATION FOR RETARDED CmZENS (CPARC) of Carlisle, Pennsylvania. _<Ii v. Ten percent (10%) thereof to ALLISON UNITED METHODIST CHURCH of Carlisle, Pennsylvania. ,~:~,i '..'(' ,~ <,;':; :'L,:) b. If my wife, ALICE F. GAlES, has predeceased me, forty-five percent (45%) of said remainder of estate (0 my daughter, ANNE G. WEBSlER, if she is then living. Should my wife, ALICE F. GAlES, sutvive me, the remainder of my estate shall pass to my Trustee as hereinafter set forth. c. The balance of said remainder of my estate to the mUSlEE under certain Deed of Trust dated June 13, 1991, executed by myself as Settlor and Farmers Trust Company, Carlisle, Pennsylvania, as Trustee, to have and to hold, IN '. mUST, for the uses and purposes and subject to the terms and provisions thereof, including any alterations or amendments thereof, or any other inter vivos lrust which may hereafter be substituted therefor. 2 ~--~~'''''''""--'- - - "'."~\H'.i~~;i~;r,J-i>">;;;;;"""~----- 'l\w,'I\wU1a\WarTft,'" SIX'I1I: I hereby direct all that eslate, Inheritance, succession and other tnxes Imposed or payable by reason of my death, wllh Interest and penalties thereon, If any, with respect to nil property comprising my gross eSlate for death Inx purposes, shnll be pnld as provided In the Deed of Trust hereinabove referred to. SEVEN1lI: I nominate and appoint my wife, ALICE F. GATES, as Executrix of Ihis my Last Will and Testament, and as substitute Executrix I nominate and appoint my daughter, ANNE G. WEBSTER. I direct that they shall serve without the necessity of filing bond or security in any jurisdiction. EIGHTH: In addition to the powers above provided for and those given by law, my personal representative, without any order of court and in their sole discretion may: a. Retain any property owned by me at my death. b. Make distribution in cash or in kind or partly in each. IN WITNESS WHEREOF, I hereunto set my hand and seal this March, 1994. .~ day of vAhU,,).A4 WrmREN J. GATES SIGNED, SEALED, PUBUSHED and DECLARED in the presence of: 3 () 1m () () I~ TItW ANI) NOW, lhls 13th tllIyof Juno , 1991, I, WAlUmN J. GATES, of Ihe Borough of ClIrllsle, CulltherllllllJ Coullty, PeullsylvlIllln, 115 Settlor, hy this Indenture wilh rARMEltS TltUST COMPANY, of Cnrll51e, Pello5ylvlIllln, liS Truslee, hllve cnuscd or will ,cause cerlaln IIfc Insurnnce policies to he mnllc pnynhle to Trustcc ns prlrnnry or conllngent hencnclnry, nndl dlrccllhul the procceds Ihereof, togcthcr with such adllillonal propcrty ns may he trnnsfcrred or bequeathed hcrcto by mc or nny olhcr person be Investct! lint! helt! by Truslec upon the following Irusts: ARTICLE I DISPOSITIVE PROVISIONS rOR MY BENEFIT, DURING MY LIFETIME A. Any part or all of the net Income sl1:l11 be paid 10 me in l]uarlerly or Olher convenient instnllments ns I rel]ues( in writing from time to timc. B. As much of the principal ns (may from time to lime request in writing shall he paid (0 me. C. In the event of my di5nbili(y for nny renson, ns much of Ihe income and/or princlpnl ns Trus(ee may deem proper for the welfnre, comfort and support of mY5elf and my wife, Alice F. Gntes, shnll be pnld (0 or nppliellllirectly for the bcnefit of mysclf and my said wife. AH'I'ICLE II DISPOSITIVE PROVISIONS AT MY DEAl''' If my wife, Alice F. Gn(e5, SUrviVC5 me, Tru5tee shull apportion nil nS5ct5 in or hecoming.n part hcrcof betwcen two sepnrate trusts to be knnwn a5 Tru5t A nnd Trust B, 5uch lIpportlonment to hc lIeterminedas follows: TRUST A The amount apportioncdto (h15 tru5t 5hall be equlIllo one-hnlf of my ndjusted gross estate for " Fcdcral Estate Tux purposcs, Icss the vnluc of nil olher nsscts In my gruss estate which pnss ur hnve passcdto my snld wife undcr provisions of this trust or hy my Will. A Commcncing with thc dalc of lilY dcnlh andlherenrtcr dnrlng the Iifctlmc of lilY snld wifc: (1) All (hc net Income shall hc paid to my snld wlfc in qunrterly' or, other convenlcnt ins(allmcnts. (2) Trus(ee may from tlmc to tlmc pay to or npply for thc usc of my said wlfc so much of the principal of this Irust as Trustcc may In its discrctlon dcem propcr for hcr wclfnrc, comfor(, mnlntcnance and support. (3) Doring hcr lifctimc my said wife shall have the unlimitcd power, exercisablc in hcr solc discrctlon and at all evcnls, 10 withdraw any part or all of thc principal of this Trust A hy wrlllen request dclivercd (0 Trustcc in her Iifctimc, or to direct Trustee to makc distribution of any part or all thcrcof (0 any doncc or nominee, and to makc or dircct such withdrawals without regard to her own pcrsonal ncctls. antllo dispose of any principal so withtlrawn in aoy manner, including thc power to tlisposc of it hy gift to any person or persons of hcr own choice. B. Upon thc dcath of my said wifc, Trustcc shall pay ovcr (hc thcn rcmainlng principal, togcthcr with all incomc accrucd and unpaid (0 thc datc of hcr dcath: (1) To such pcrson or persons, including hcr cstatc, in such proportions, in such manner and for such estates as my wife shall appoint by will or decd, exprcssly rcfcrring 10 thc power of appointmcnt hcrcin givcn, my inlcl1(iol1 bcing that such gencral power may bc cxcrclscd by my wifc alonc and in all evcnts; or (2) In default of such appointmcnt, to be tlistributcd outright to my daughtcr, Anne G. Wcbster, providcd tha( shc is (hcn living. In thc evcnt that my daughter dics bcforc thc lime " 2 thUI 511Ch 11l5lrlhlllllllllh III he 1I11111~, thenth~ sultllclllulnln/l)lllnd)lulund nCClIllllllutelllncollle shnll he dlwlllllted U5 rlllloW5: (II) To thc 15511C (Incltulln/l IIdolllCd chlldrcn) of illY slIlll dllllghtcr, Anllc G. Wehster, If nny, )lcr 51lr)lcs: othcrwlse (b) To Trllst n, In he hcldlls thoogh or!glnlllly forming u purl thercof. TRUST D This trust, ulso known liS Ihe NOII-Marilal Trust. shull compromise the rcmulnlng shurc or ull suid ussets, nncr selling upart Trust A, and shllll he administered us follows: A. During the IIfetimc of my sa ill wife: (1) Allthc ne( Income shall hc paid to my said wife In qUllrtcrly or olher convenient ins(ullmcnts, unless she direcls tlmtthe illcome he reinvested in Trusl B ralher Ihun paid (0 her, providedlhnl such reinves(melll cun he done wilhoul advcrse tax consequences to any party based upon the Internal Revenue Code Ihen in force. (2) As much of the principal as my Trustee in its solc discretion may from time to time think advisahle for Ihe supporl of my said wife to maintain her in the slation of lire to which she is accustomed ul illY deulh, or during illness or emergency, shall he eilher paid to her or else uppliell llirectly for her benefil hy Trustee, aner taking inlo accounl her other readily available assels or sources of income. (3) Provided thai ifTrusI A is continuing and thai my wife shall firsl reduce said Trllsl A by a like amoun( in a like period, my wife shall have (he furl her power (0 direct Truslee 10 pay 10 her or 10 upply oul of (he principal of this Trust B in each year including the year of my death, an amounl no( in excess of the greater of Five Thousand Dollurs ($5,000.00) or five per .' 3 CCIII (5%) of lhc thclI'lIl!l!rclllllc VlIlUllllf IhlltruM prlllclPlI1 fur slIch pUql(lSCS liS shc 1I10llC ~hllll lIctcrmllle. This powcr I~ II1l1HUII1Ulllllve IIIllI ellll hc exercl~ed ollly hy 1111 hl~lromclltlll wrltllll! ~ll!lIell by illY ~1I111 wife IIl1d dcllvercd to Tru~tee. n. UpOIl (he lIenth of illY ~lIld wifc, or IlIlhe CVCllt fihc shllll predceen~c mc;the thell rcmulnlnl! princip"1 of Tru~( n shllll bc ndmlllls(crell 115 follows: (1) Trustec shnll mallage nil property comprising (he principnl of snill trust nnll shull collect the income therefromnnd accrelinns thereto and shall pny the net income 10 or for thc bcnefi( of my lIaughter, Annc G. WehSler, und my son, Arthur D. Gatcs, nllocnting sailllncoll1c bctween (hem in such proportions as my Trustee in its sole discretion shalllle(ermine. Trus(ee shall not be IImitell (0 mukillg equal distrihutions hereunder, 1I0r shall Trustee be required (0 conlinue (0 make difitributions (0 said heneficiaries ill the snl11e proportions as it hall in the past. Trustee shall have the right to upply the net illcome of this trust, in (he proportions which it shnlllletermine, for the support of snill heneficiaries lIireclly, should either or bOlh, by reason of age, illness or nny other cuuse, in the opinion of Trustee, be incapable of lIisbursing it. (2) In the even( thutmy lInughter, Anne G. Webster, shoulll die leaving issue (including adoptell chilllren) anll providing that she prelleceases my son, Arthur D. Gates, the issue (inclulling adopted chilllren) of Anne G. Webster shall be substituted as beneficiaries in pluce of my said daughter and receive, in equnl shnres, the amount of income dis(ribution whic~ Anne G. Webster would have received, were she living. Trustee shull continue (0 nllocate (he'suld income of this Trust between (he said issue (including adopted children) of Anne G. Webster und my son, Ar(hur D. Gntes, in proportions, which may be equnl or unequnl, ns Trustee in its sole discretion shall determine. for the remainder of the lifetime of Arthur D. Gntes. Upon lhe 4 denth uf Arthur D. Gnles, the then.rclI1nlulnll prlnclplIl nllllncculllulllled Incollle of aold T/us! shnll hc dlstrlbutcd In el(unl shures on II per cn(llln hnsls 10 snld luuc (Includlnll ndopled chlldrcn) wllh tl\Usc of snld Issne (Including IIdo(lled children) who hnvc nllnlned the IIge of twenty-seven (27) yenrs receiving Ihelr shnres outrlllht, nnd Ihe shllres of lhose who hove not ollalned said agc continuing In truM until Ihc aile of Iwenly.seven (29) hus heen nUalned, nt which lime cnch shall receive his or her shurc outrlghl. (3) Should my son, Arthur D. GUles, prcdecense lilY duughler, Anne G. Websler, Anne G. Webster shall conllnue 10 receive the income from said Trusl for the remulnder of her life. Upon lhe denlh of Anne G. Wehster, should she die leuving Issue (including adopted children) said Issue (Including IIdopted children) shall, upon allaining the age of twenly-seven (27) years, share el(ually in the then-remaining principal and uccumulatedlncome of saidlrust as more particularly provided in subparagrllph (2) above. (4) At the lime that bolh my son, Arthur D. Gates, and my daughter, Anne G. Websler. arc deceased, provided lhat Anne G. Wehster dies wilhout leaving Issue (including adopted children) to survive her, this Trusl shull terlllinale, and Truslee shall distrlhute the theil- remuining principal and accumulaled income of said trust to Ihe following charitahle instltutlolls In the proportions slated, to be added to the endowmenl funds of said inslitUlions: (a) Dickinson College, Curlisle, Pennsylvania................. 45% (b) Duke University, Durham, North Carolina.............. 30% (c) Cumberland Counly Historical Society and Hamilton Library Association, Carlisle; Pennsylvania............... 10% (d) Allison United Methodist Church, Carlisle, Pennsylvania........................................................................................ 7.5% " 5 (e) ClIllIherlnllll.l'cllY ^ssuclntlun fur Itctnltlcd CJlh:en5, Cnrlhdc, I'clll11'ylvnnln.....,..,....,.......................................... ~ !()()% A/fJ'lC/.E III MINOnlTY ^ND DIS^I3IL1TY pnOVISION Unless otherwise provided for herein, any income or prlnclpnl puynble to nny beneficiary who may be under the age of twenty-one years or In lhe opinion ufTruslee menIally or physically disabled. shall be held in a separale trust by Trustee during such under age period or dlsahllilY, unless the trusl share is sooner terminated as ulherwlse provided herein. Said income and/or principal may he accumulated or expended for the maintenance, education amI support of such beneficiary as Trustee in its sole discretion may determine. Trustee, in till: expenditure of income and/or principal for such purposes, may, at ils discretion, apply the same directly wilhout lhe inlervention of a guardiao or pay the same to any person having the care or control of said heneflciary or with whom the beneficiary resides, wilhout duty on the parI of lhe Truslee to supervise or inquire into the applicallon of the funds by any person 10 whom any payment is so made. The bulance of such income and/or principal shall be paid to such beneficiary when the disubllily (including heing under the age of lwenty-one years) ceases, or 10 such beneficiary's eslale in lhe event of dealh prior thereto. ARTICLE IV SUnVIVORSIIIP pnOVISION If my wife and I should die simultaneously or under circumstances which are such that the order of our death arc uncertain, I direcl that my wife shall be deemed to survive me, notwithslandlng any provision of lhe law establishing a contrnry presumption. 6 AIl'l'ICLE V 1'lmTECI'lVE I'lmVISION All principal nnd Income shall, unlil nctuul dlslrlhutiollto Ihe beueflclarles, he free of Ihe dehls, conlrncts, allenallons nnd anllclpallons of nny heneflciary, nmJ Ihe snme shnllnofbe liable 10 any levy, nllnchmenl, execullon or sequestration while In the possession of Trustee. ARTICLE VI PAYMENT or DEATH TAXES All eslale, inherltnnce, succession and other death taxes imposed or paynhle hy reason of my death, nnd interesl nnd penalties thereon. with respecl 10 all properly comprising my gross eslale for denth tax purposes, whether or not such properly passes hereunder, shall be paid oul of the principal of Trust B estnblished hereunder without apportionment or righl of reimbursement from nny beneficiary or recipient either under Ihis Deed or under my Will. I aulhorlze Truslee 10 pay nil such laxes at such time or limes as it may deem advisahle or to remit to my Executors such sums as may be required 10 pay such laxes. ARTICLE VII INSURANCE POLICIES A. The policies InlHally placed in this trust shall he listed in a schedule allnched herelU. Policies which I add hereto or withdraw hererrom may he noted 011 said schedule or upon Its r~cords as Truslee deems advisable. B. It shall be my personal obligation 10 pay all premiums on policies held hereunder. Truslee shall have no responsibilily 10 see that policies are kepi in force. C. During my lifelime I hereby reserve to myselr alone all rights. options and powers grnnled 7 o , 0 \() Ihe In~ured hy Ihe pullcle~ held hereunder, 1I11llln plUtlculllr the rlllht~ In chanlle henenclllrle~, In horrlllV on pnllcle~, andtn receive dlvldend~, heneflt~ andllllnther SUfl1~ pnyahle 10 In~ured. D. If I chunlle lhe beneficiary under or surrender nny pnlley, ~uch act ~hall render thl~ tru~t Inerrectlve only wilh re~pecl 10 Ihe policy or policies ~o changed or surrendered... . E. Inlhe event an individual is at any lime named ns Co-Truslee wilh the cnrporute Tru~lee herein, I dlrecllhalll shall he unneces~ury In have such Individual Co-Trustee execule any change or deslgnalion of beneficiary form~ during my lIretime, or after my death any documenl~ exerci~lng any right, oplion or privilege or any polley held hereunder or Ihe proof of dealh nod claim for proceed~ required by any insurance company. ARTICLE VIII POWERS OF TRUSTEE In addilion 10 lhe powers above provided for andlho~e given by law, my Truslee, wilhoul any order of courl and in its sole discretion, may: ^' Relain any property received hereunder in kind. B. Borrow money from any person, including my Truslee, and mortgnge or pledge llny property. C. Allocale to and belween Tru~t A and Trust B Ihe n~sel~ or pnrtion~ of any n~~els in and becoming a part hereof; PROVIDED, HOWEVER, that only assels which quallry for the Marital Deduction shall be placed In Trust A; and PROVIDED, FURTHER, thaI any property alloc\ltedto Trust A, in kind, shall be valued at the value at which it i~ finally included in my gross estaie for Federal Eslate Tax purposes, provided Ihal Ihe aggregule market value lhereof on the date of allocation (plus the value as finnlly determined for Federal Estale Tax purpo~e~ of allnlher property qualifying for the Marital Deduction) is al lea~1 equal In the dnllar value of Ihe Marital Deducllon as ,0 1\ r' I I . ,i finally detcrmlncd for Fcdernl Estatc Tax purposcs. :' \ , , D. Upon lhc dcath of mysclf ttnlJ my sllld wlfc, mcrgc ttny truM hcld hercundcr with any othcr (':"1 ',i trust crcated or cstabllshed by my wlfc, Allcc F. Gatcs, if thc tcrms of snldtrust arc thcll substantially similar and held for thc primary benefit of the same pcrson or persons. E. If, as hercinafter provided, my wife, Alice F. Gates, ur, my daughter, Annc G. Webster, shall " ; 'I : ::"J , i I i-I ,,:1 "jl i , ,j ,:"': ,'.j 'I - '~! 'I ' ,~! ," r II 'I :i " I , :1 :"f ;",' 'I :"1 -'I I, il I, -I: 'I ,", become Co-Trustee with Farmcrs Trust Company, the said Alice F. Gates or Anne G. Webster shall be empowered 10 alter tbe proporlions of Trust n which, at subsection (4) lhereof, are designated to be distributed to certain charitable inSlilutions after lhe death of bolh my son and my daughter, provided that my daughter dies without leaving issue (including adopted children) 10 survive her; she shall also be empowered 10 substitute charitable bencficiaries for those designated, based upon her knowledge of the inlerests and priorilies of Scttlor. Said power to alter proportions or substitute beneficiaries shall be exercised only to the extcnt permilled by law in effect at the time said power is to be exercised, and Settlor reserves the righI, by written memorandum, if any, kept wilh his Last Will and Testament, to establish purposes for which funds arc be,ing given 10 the charitable institulions, aod the provisioos of said wriUen memorandum, if any, shall be controlling upon my Co-Trustees. F. Make distribution in cash or in kind or pllrlly in each. ARTICLE IX APPOINTMENT OF CO-TRUSTEE A. Upon my death, my wife, Alice F. Gates, and at her dealh, my daughter, Anne G. Webster, shall become Co-Trustee wilh Farmers Trust Company under lhis Deed of Trust with the same duties, powers' and discretion as if originally appointcd; PROVIDED, HOWEVER, that no beneficiary, whcther having a vested or contingent intcrcst, who is also a Trustce, shall participate in any " 9 dl5cretlonnry decision relntlng to her right In, ur the nllocntllln IIf, Jlrlnclpnl or IncIIllle of Tru5t H, the Non-Marllnl Trusl, or In nny delermlnntlonof her cnJloclty,ln which cn5e5 the decision IIf my corpornte Trustee shnll fully control. ~: B. Except ns provided In sub.pnragrnph A next nhuve, whellever the word ~'Tru5tee" Is used In ',: f .' this Instrument, It sholl, after my deoth, be cOll5truedto Include the plurnl. ARTICLE X COMPENSATION OF TRUSTEE My corporate Trustee sholl be entitled to compensalion ba5ed on Its regular 5chedule of fees for such services in effect at the time of the services rendered. Should my wife, Alice F. Gates, or my daughter, Anne G. Webster, serve os Co-Trustee under lhe provisions of Article IX suprn, she shall be entitled to reimbursement for out-of-pocket expenses incurred in connection wilh her dUlies as Co- Trustee. ARTICLE XI BOND WAIVER Neither my Trustee nor any duly appointed successor shall be required to file a bond al any time. ARTICLE XII RIGHT TO REVOKE AND AMEND I reserve the right to amend or revoke thl5 trust in whole or in part at any time and fro,?! time 10 time, but only by written instrument delivered to Trustee in my lifetime; excepl, lhat the dudes, powers and liabilities of Trustee, shall not be chnnged without its written consent. Tru5tee shall deliver to me or my nominee, absolutely and free of trust, any assets I may direct in wriling from time to time. .' 10 AIt'I'ICLE XIII RIGHT TO CHANGE COlu'onATE TIWSTEE on SITUS The person, or a mnjorily of the sui Juris persons, then enlilletl to receive Income may: (II) revoke lhe oppointmellt of the then acting cllrpornle Trllslee anti substitute a new.corporate Truslee, and/or (It) change the silus of this trusl from lhe slate In which the trllsl Is then being adminlsleretl 10 0 new state. Eilher or bolh such acllons shllll he nccomplished by a wriling signed by the person or persons so acting delivered to lhe corpora Ie lrustee. This document is an amendment 10 anti replacement for a prior Deed of Trusl dilled May 29, 1985, belweenthe undersigned Selllor and Truslce; and uponlhe execullon of lhis Deed of l' rust, lhe prior Deed of Trust is hereby revoketl. IN WITNESS WHEREOF, Selllor anti Trustee have tluly execuled this Deetl of Trust the day and year first above written. FARMERS TRUST COMPANY nY:-1A\1 .9&1~. .{e~U4\ j, ~ "warren J. Gntes (SEAL) WITNESS: .~tI.JttA-(-L II COMMONWEALTH OF PENNSYLVANIA COUNTY OF CUMDmU.AND : 55. On 11115, the 13th tlny of Juno , 1991, hcfore mc, thc untlcrslgnctl orrlcer, personnlly nppenretl Wnrren J. Gnlcs, known III me (or Slltlsfnclorlly proven) to be the person whosc nome Is subscrlbetl 10 the wllhln InSlrllll1cnl, nntl ocknowletlllctl Ihnt he exccllletl the snme for thc purposes Ihercln conlnlnetl. . IN WITNESS WHEREOF, I hcrcunlo sel lilY hnntlllntl orrlcllll scnl. C HllTrJllAL aEA; fI'I pUOUC JIJl\C~!: r~~J.o~USLE. r~9i~ C MY ~~~i EJlJIIIC fEORU~1IY 4. .7. (SEAL) COMMONWEALTH OF PENNSYLVANIA COUNTY OF CUMDERLAND : SS. On Ihis, Ihe.;)/ tlayof -?,tux...P-- , 1991, hefore me, the untlersigned oencer, personally appeared Jane F. Durke, Senior Vice-Presitlent nntl Trust Officer of Farmers Trust Company, a corporalion, and Ihal she as such Senior Vice.Presitlenl antl Trusl Officer, being authorized to do so, execuled Ihe foregoing instrumenl for Ihe purposes therein conlainetl by signing Ihe nnme of Ihe corporation by herself as Senior Vice.Presitlenl antl Trust Oenccr. IN WITNESS WHEREOF, I hercunto set my hand and official. al. (SEAL) ::~': (:'r:~'l,' I' ',.Ol~ie ~l;~l:" t",. -. . ',:lJ<.1r,.unty My Cc.'ilill;'.. "....iJ/13. H.'O'.l Motnb;p;;;j;;;i; f\o~a'ion 01 'Jolari,.. 12 A!Y.lIOIU+ III"" ,!luLD .. ~ COMlffiNWI^~HIO/~tl~~.~XIr'N" 1\'l,b1N~ DI'ClD'Nl " , ~U I~ Oate.. Warren J. 21 95 0634 <<".....rty '.I.Ily..w.... wIth RI.ht., lurvly.nhlp mU.I b. ..1,,'....... kh,"ul. " AII..ol..'al. .haul" b. "1""'" al 'ai, ma....' valu. whkh I. ...n.... a.,h. p,'c. al which r."p.rty w.u'" b. ...ha..... b.tw... a willI.. buy.. a." a willi.. ..II.., ..lth.. bol.. ..mp.II... I. bu a, ..II, bo,h haul. ..aM.ab. kn.wl... .., tho ..I.yo.t 'ael.. IT!M NUMB!R SCHEDULE A REAL ESTATE DESCRIPTION VALue AT DATE or D!A TH 1. None, other than joint residence with spouse. TOTAL Abo .nter on IIn. 1, Rica I'ulatlon (II mort .pac. ;, n..cl.d, ins.rt oelditional ,h..I. of .am. sin.) S None -~~'"''''--",''' ._-...............~.,,' '-- ':~~'~~-~:' ~ ~ . ~-;; . __'_:;"':;:~:,'}'>_- . -,_. L - - -. _,,' > " ::-'. . -~"_'" ~~.<Ij;' IIY.lSOU.. 1.,16, *' CO~m'~~~I01:'1~1~3XIr.N'. "'lOIN) OICIDIN' SCHEDULE B STOCKS AND BONDS Warren J. Gates 21 95 0634 (All p.....rtv Jolnlly.ownod wllh RIghI 01 Survlyanhlp mutt b. dl..lolod an Schedul. r.l ITEM NUMBER DESCRIPTION 1. VALUE AT DATE or DEATH Sue Separate Schedule Attached : TOTAL AI.o onlo' on IIno 2. Roca Ilulollon) (If more .pac. ;. ""dtd, in.." additional .l1n', 0' sam. sill,) 5745,985.71 Estata of Warren J. Gatee Stocks Amarlcan Expraas AMP, Inc. Atlantic Southaast Alrllnas H & R Block Corning Davis Watar & Waste Deluxa Corporation Dow Jonas A B Dresser Induatrles Ecolab Emerson Electric Flowers Industries Food Lion' Class A - Common Indresco Johnson Controls Ksystons International Lehman Bros. Holdings North Carolina Railrosd PPG Safsty.Kleen Shawmut National Corp. Southern Netional Corp. Stryker Mutuel Funds Vsnguard Small Cap Treasurv Dlrsct 7.5% 8% 6.5% 8.B75% 7% 8.5% 1131/96 10/15/96 5/15/97 11/1 5198 4/15/99 2/15/00 2,400 shares 1,206 shares 2,100 shares 177 . 7 shares 1,400 shares 500 shares 400 shares 379.4 shares 50 shares 1,302 sharss 1,200 shares 100 shares 1,187 shares 3,600 shares 260 shares 700 sharas 1,100 shares 500 sharss 600 shares 445.6 1,264 shares 982 shares 775.3 shares 2,500 shares II 36.125 43.25 27.5 38.625 32.25 13.5 32.375 35.5 35.5 22.5 26.875 73.25 18.5 5.8125 14.675 59.5 21.125 22.375 33.375 43.875 15.625 30.25 23.75 43.625 TOTAL STOCKS 749.601 shares 17.8 TOTAL MUTUAL FUNDS 5,000 5,000 6,000 8,000 5,000 10.000 100.81 102.40 100.81 108.06 102.71 108.81 TOTAL TREASURY SECURITIES TOTAL HOLDINGS Fila Number 21 95 0634 86,700.00 52,169.50 67,760.00 6,863.66 45,160.00 6,760.00 12,960.00 13,468.70 1,776.00 29,296.00 32.250.00 7,325.00 21.969.50 20,925.00 3,867.50 41,650.00 23,237.50 11,187.50 20,025.00 19,550.70 19,750.00 29,705.50 18,413.38 109,062.50 691,770.94 13,342.90 5,040.63 5,120.31 6,048.75 8,645.00 5,135.94 10,881.25 40.871.88 745,985.72 ..Wolto<lU.IU..* . . " . CDM1;\?o~r.'~!lV.~~ t'~\lll'N" 'llIl'iI'iH) oll!i.I..Y liT" I OP SCHEDULE C CLOSELY HELD STOCK, PARTNERSHIP AND PROPRIETORSHIP ITIM NUMIIR DESCRIPTION YAWl AT DATI OP DIATH 1. None (11 mo,. spoce is nnel.d, ins.rt additional sh..,. 01 some lin.) ~,A~---;-"''''''~.:---~W''''''--:t,~",~k'''''''''''''''-'''-:-'''' '''''.--'*iik,'-;;',~.I_;i~,~ r",~-.;;:,"" ."_..... . -.". ,.,A'......f\_""I';>--:-'\"l'J~'kH,,~, .~~,~ >~ 1,>iIW...I'''' , . ~ c~:'i~',\'u~.~', tt~H.~~\l"HI' 'Il",tfN'l .til.r.., ISTATI Of sCHEDULI D MORTGAGES AND NOTls RECEIVABLI Pllo.1 Prlnl or T I fiLl NUMI.. 21 95 0634 GlltoS Wsrren J. (AU 'r.....y ,.'.'1V-..4 with th. R.,h' .f S.,.I....hl' ...., b. 41,,1...4 .. S,h.4.1. '" VAWI AT DATI Of DIATH ITIM NUMI.. DlltRIPTION None (/r mo" 'poet I. n..d.d, in,.rt odditlonal.h..', or .om. .1...) S None 11'1110911.111"1 ~ COMMONWeAltH 0' PlHHIYlVANIA INHunAHcr 'AX U'UIl:N .,IIDIHI DICIDIHI IITATIOF . SCHEDULE F JOINTLY.OWNED PROPERTY Gatos, Warron J. FiLl NUMIIR 21 05 0634 1 Jol_1 'ono_tl'l' NAMI ADDRISS RILATIONSHIP TO DICIDINT A. Arthur D. Glltes 315 Glendale Street Carlisle, PA 17013 Son of Decedent I. , I I C. " i , . ~ ':' I ;{- 1. ,,- ;;;: ,0 t. , " ; i' N Ii :i r' 'If; ::: ~! , Jolntly-awnod proporty. ITEM LETTIR DATE FOR TOTAL VALUE DECD'S DOLLAR VALUE OF NUMBE JOINT MADE DESCRIPTION OF PROPERTY TENANT JOINT OF ASSET % INT. DECEDENT'S INTEREST 1. A 6/25/80 Joint Bank Account, 0955175 1,500.26 50% 750.13 TOTAL (Also enl.r on line 6, Recopllulotlon) (If more space is needed insert addifionol sh.e's of same size) S 750.13 <<IY.ISIOr-. lUll JI~~" .....ifA,. CClMMOHW""H OJ P1HH"'..,,,. __,.___'~H:m;.~WI~~.r,'~V'-~ .. iil'iATIO,_n. - .=.- _u ,._d .. SCHEDULE G , TRANSFERS : PLEASE PRIm OR TYPE . -.,-1 ~ ""-,;;:...---....,..:. ::::-:.,..~-:..::..----:." ~..~:~=~=."-'-;;;:~-,--,-'ILi.'NUMIIR:=.-.._......1==;.::-=c==..-= Gates Warren J. 21 95 0634 ----.---..--I---.-~.-.-----,--.------------.--.------- THIS SCHIDULI MUST II COM'LnID AND "LID I' THI ANIWIR TO ANV 0' THI QUIITIONS ON 'HI RlYER" 5101 0' THI COYIR IHIIT II VII. ------- -- ---- --- - II!M DESCRIPIION Of PROPERlY 10lAl VAlUE DECO, DOLLAR VALUE EXCLUSION .. OP D"EDENI'S NUMBER ,,,,Iud. nom. 01'''- 'rani""', ,#I,i, ,.Io'iOlllhip'o d.c.d.nl, dol, 01 ',on,I". Of ASSEI lMJ~ INIERES! . No transfers were msde other than to surviving spouse, Alice F. Gates. : TOTAL (Allo .nl., on 'In. 7. R.capltulatlon) S No'ne 1" mar. .poc, i. "'.G.d, In..rl addilional .h..,. 01 10m. sill,} IIVli" lit 11111 . . . ~'~;( 0} II. .'C\ '-. I~ COMMONWfAlfH 0' 'INNIYlVANIA INHUIfANCI 'All UfUIN IUIDrN' DICIDrN' SCHEDULE H FUNERAL EXPENSES, ADMINISTRATIVE COSTS AND MISCELLANEOUS EXPENSES PI. a.. Pr'nt ar T . Gates. Warren J 21 95 0634 ITEM NUMBER A. Funeral Exponll" DESCRIPTION AMOUNT 1. Hoffman--Roth Funeral Home, ~arlisle, PA 4,511.00 2. George's Flowers. Carlisle, PA, Funeral Flowers 71.49 25.00 3. Helen Gotwald, Or~anist at Funeral 4. Joyce Nelson. luncheon 82.00 B. Admlnlltrallv. Co.l.. 4. C. 1. 2. 3. 4. 5. 6. 7. 8. 1. Personal Rep....nlatlve Cammllllon. Social Securlly Number al Personal Rep....ntotlve: Year Comml..lon. paid None-waived 2. Altornoy Fee. Flower, Morgenthal, Flower & Lindsay Carlisle. PA 17013 Fomily Exemption Clalmont Alice F. Gates- Relatlon.hlp Soouse Add.... al Claimant at decedenl'. death 3,500.00 3. 5,000.00 (est) Street Address '\15 r.:lo"Anlo c:.....ool- CllyCnrHsl.. Slale P A ZlpCade 17013 Probale Fee. Cumberland County Register of Wills 524.00 MI.c.llan,oul Exp.nl'" Westminster Cemetery 2.235,00 Carlisle Memorial Service, Inc., marker 2.443.02 Cumberland Law Journal Estate ad , 40.00. 75.72 The S~ntinel, estate ad Executrix, Filing Tax Return 15.00 Executrix, Reserve for Filing Accounting 250.00 TOTAL (AI.o onler on line 9, Recopllulatlon) (If more .pac. II n..d.d, Inllrl additional Ih..I. of lam. II...) 519 372.23 ...""....1..' *' CO/llMOHwl'UH or ,,""'n_H" 1......IIANe. ..... 111UI" InlOlHIOlelOIHI SCHEDULE I DEBTS OF DECEDENT, MORTGAGE LIABILITIES AND LIENS PI.a.. P,lnl a, T . IR 21 95 0634 TIOP Oatoe, Warrun J. ITlM NUMBIR DISCRIPTION AMOUNT I. Loader Nursing Home, Reservation Deposit for Room 525.00 2. Derlene Moyer, School Peruonal Tax 1.772.78 9.90 537.00 3. Darluno Moyer. Local Personal Tax 4. Leader Nursing and Rehabilitation Center TOTAL (Aho enler on line 10, Recapllu101l0n) (If more space js nlld.d, ins," additional sh..fs 01 10m. dze.J $ 2,844.68 IIvllllll_nUI . . w * CO....ONWIAltH 0' ,'NHUIVAHIA lHN"UANe. ,AI.nUIN '''IDlHIO'(ID'N' SCHEDULE J BENEFICIARIES Gates, Wsrren J. FlU NUMBER 21 95 0634 ISTATI OF ITlM NUMBER NAME AND ADDRESS OF BENEFICIARY RELATIONSHIP AMOUNT OR SHARE OF ESTATE A. To"abl. S.qu.IllI I. Alice F. Gstes 38 Tudd Circle Spouse 90% of remainder- Csrlisle, PA 17013 a, Charltabl. and Governm.ntal aequel"l AMOUNT OR SHARE OF ESTATE 30% of 10% 25% of 10% 20% of 10% 15% of lO:l: 10% of 10:l: N~~~ER NAME AND ADDRESS OF BENEFICIARY 1. Dickinson College, Carlisle, Ph 2. Duke University, Durhun. North Curolina 3. Cumberland County Historical Society 4. Cumberland--Perry Association for Retarded Citizens 5. Allison Methodist Church Ten Percent of the Remainder is estimated to be TOTAL CHARITABLE AND GOVERNMENTAL BEQUESTS (Allo enter on line 13, Recopitu10tion) IIf more ,pace I, n..d.d, In..rt additional .h..t. of .am. "181 S 90,713.54 I -- .'. - - ..- -, .- . '''- , . '. " . .. .. l;~.~*;"itjo:','!t'':!;;<.'.~.N'~~;."""""",.foh."_''''~=~-'''.__"""",,,,,,_.,__~~",,,,,,""~-!c'_""'_->Y~:.'~,';'~"~""~'.c'I,.~j'"_:v"",,,-,?_-,:,,,-c-~_, "'"...-',""''''''.,_.'....."..,.'''r...___'~.+-...~..,.,._.,'''"...,...,_"_.......-.,,_-,,,"""'-"'.- ..ct',.>-". BUREAU a, IIOIIVIIlUAL TAXES INHERITANCE TAX DIVISION DEPT. 2.1611 HAARIIIURG, PA 17111-0'01 COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE .~ *' NOTICE a, INHERITANCE TAX A"RAISENENT, ALLOWANCE OR alSALLOWANCE a, aEDUCTlllHS AHtI ASSESSMENT a, TAX "'.LI4IO""U."1 ROGER M MORGENTHAL ESQ 11 E HIGH ST CARLISLE DATE ESTAT! OF OAT! OF DEATH FILE NUKlER COUNTY ACN 01-28-97 GATES 07-24-95 21 95-0634 CUMBERLAND 101 "-'nt R..l tt-.l WARREN J PA 17013 ,..l:UT. ALONG THIS LINE I \ ,'1~ MAKE CHECK PAYABLE AND REMIT PAYMENT TOz REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 .-II'.':....-!tEJ:A.I1LhOIl1!!L~.~I!I!.O.!tJ'OR YOUR RECORDS ~ ) t to. ,.J " ~. " ~ ,.. F" >- . ..,: :.. 10/ .' ..... .;. .1 . -, . . "I~'" i ..~" .t\, '-.. ' I , 'f ,.'.. -'f 1 ':.'1.: . 'If' '.'j'--" , r-'- '. .~ '. .., . .j I f' " ., f': \. ~, t ... " < ....-- . f~' . " _.;.I_II ~ - Il, "._' ...~._ '._ A __ ._...... .._....~".;. -~.".,'-~'... ... ... .."'..... , i }J 1~,~.,.i f~1 ",' t\ i:;~ A0.~;;t ::::'1 €,g,.;..,~ ;~{~ /)1:tl ","'j ~f:~ ~;~,~.L: ',J. ~ . ..;.., , ""~ , ~ o . peJl'jluell'll .,.,,, ~ U1 r.- 'I ,'I.", _ _" -4~~J!'r;.. "'l""1 'lr\l~ Aut n ... I'" 'n ..-.eoea ...oletl "0 UO 1U1~ "uef*MP '0 """3 INOU'NBS:RI 'j JIIf"" RecortnJ ('l:ico of Reglt;\cr u: Wills '97 FED -6 P2 :47 Clerl.,l,.: . ":' Courl CUmbc:[i"'l1u Co., PA ~_., _"..,____._'".,.c.____. .......,._'. ':. "lc:""~T~".7~- I', ""~ :.:.c..'.:.\ : .'-t " '.: '",'t ;. ~ ! (, "-'1 }I;. .~ '. "t,.t, \ ..,~ . ~ . J Ill' l' . T/ ..,...-_....~"... ,.-......-..-"... ~-,_..~. . ." --'- - ,-~ -.---. ..-' .---...--.--,1---..'<<--- ( , , f :I> ~ , j ir I' I \' r- I " _._-}:...~ I 5 ~ S'/ - 1/ COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE C-- BUREAU DP INDIVIDUAL TAlCES INHtRITANCr TAX DIVISION DlPf. "1". HARIIJIIUIG, Pi 17lIl-DID. NOTICE DP INHERITANCE TAX APPRAIIENENT, ALLOWANCE OR DtlALLOWANCE DP DEDUCTIONS AND AIIEIlftENT OF TAX DATE ESTATE OF DATE OF DEATlI FILl NUHlER COUNTY ACN 01-2B"97 OATES 07"24-95 21 95-0634 CUMBERLAND 101 ROGER M MOROENTHAL ESQ 11 E HIGH ST CARLISLE PA 17013 A.aunt RHI.U.d * "'.IM'''''''U...I WARREN J MAKE CHECK PAYABLE AND REMIT PAYMENT TOI REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE. PA 17013 CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~ REV: iiiW-ix-"j:ji-riZ':96Y"NoT'ici--eWYtiiiiiiifANCE"TAX-APPRAisEHiN,.-,--"ii."ciwANcii-iili----------- - -- --- DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX ESTATE OF GATES WARREN J FILE NO. 21 95-0634 ACN 101 DATE 01-28-97 TAlC RETURH WAS I I X I ACCEPTED AS FILED RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE APPRAISED VALUE OF RETURN BASED ONI ORIGINAL RETURN 1. R..l Eat.t. (Schedule AJ 2. Stock. and Bond. ISch~l. BI 5. Clo..ly Held Stock/PartnerShip Int.r..t (Schedule C) 4. Hortgagel/Not.. Receivabl. (Schedule D) S. C.ah/B~ o.po.lta'Hllo. Paraonal Property (Schedule E) 6. Jointly awn.d Prop.rty eSch.du1. FI 7. fran.fa,.a (Schedule OJ 8. Tot.1 Au.t. I I CHANGED III 121 151 141 151 161 17l .00 745.985.72 .00 .00 182.616.44 750.13 .00 III HOTE I To lnlura propar DrMllt to your acaount, .ut>aoU tt.. upp.r porUon of thb fOMl with your tax payunt. 929.352.28 APPROVED DEDUCTIONS AND EXEMPTIONS I 19,372.23 9. Funa,.al Expan.../Ac.. Coat./Hilc. Expen... (Schedule HJ (9) 10. D.tIh/Nortg_ Li.tlUiUu/Lbn. eSch.du.. II 1101 2.844.68 11. Tot.l D.duction. 1111 12. "-t V.1u. of TaM R.turn 1121 IS. Ch.ritob1./COv.r....t.1 Baqu..t. ISch~l. JI I1S1 14. N.t Value of E.t.t. Subject to TaM (14) NOTEI If an assass.ant was iSBuad praviDUs1Y, 1inas 14, 15 and/or 16, 17 and 18 will rDf1act figuras that includa tha total of ALL raturns assaBsad to data. ASSESSMENT OF TAXI 15. AIoount of Line 14 .t SPOUI.r r.t. U51 16. AIoount of Line 14 taMobt. .t L1o..1/C1... A r.t. 1161 17. Aaount of Line 14 taxable .t Coll.t.ral/CI... Brat. (17) 18. Principal Tax au. TAX CREDITS I PAVNENT DATE 10-10-96 RECEIPT HUIIIlER AA146834 DISCOUNT 1_' INTEREST I-I 1.88- INTEREST IS CHARGED FROM 10-11-96 TO 02-05-97 AT THE RATES APPLICABLE AS OUTLINED ON THE REVERSE SIDE OF THIS FORM 815.671.68 X .00. 750.13 X .06. .00 X .15. Ilal AHOUNT PAID 45.00 TOTAL TAX CREDIT BALANCE OF TAX DUE INTEREST AND PEN. TOTAL DUE ".'16 Q:'! 907.135.35 90,713.54 816.421. 81 .00 45.00 .00 45.00 43.12 1.88 .05 1.93 . IF PAID AFTER DATE INDICATED. SEE REVERSE FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS LESS THAN n. NO PAYMENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" ICRI. YOU HAY aE DUE A REFUND. SEE REVERSE SIDE OF THIS FDRH FOR IHSTRUCTIOHS.I RfIERYATlONI ..-lII' NOTICEI PAvtOT I REFlJND(CRh OIJECTlDHSI ADMIN lSTRATlYE CORRECTIONS . DISC~TI PENAL TVI INTEREST. , ... Rec.lJlUl fi{'I,1 ;", ",01 '(:111:; '97 JAN 24 P 1 :09 Clur" Cumb."" ,"url t>.)., PA " E.t.t.. of ~t. dVlng on o~ ~forl Dec.-bl~ IZ, 191! -- If any fUture Int.r..t In ~ ..t.t. I. tren.f.r~ed In po.....lon o~ anJov-ent to Clan. (coUat.r.U baMflcl.rln of the dKlldant .ft.r ~ Ixplr.Uon of any nt.t. far llf. or' for' Via,.., ~ C~.lth herebv .lQIra..lv rail"'" thl right to apprall. wMI ...... tran.,.r IntMritWW:Z' Taxn .t ~ IMlful Cia.. . (call.t....U r.t. on any NCh fUtura Inta~nt. To fUlfill ~ raqulr..-ntl of s.atlon 2140 of the IntMrlt.nca wMI Eltat. Tax Act, Act ZZ of 1991. 72 P.I. s.aUon ZIU. Detach tM top portion of thll NoUc. 1M Iubllit with yaYr p.YlWlt to thl R.ght.~ of WUII p~lnted an tM rev.r.. llde. u""l cMck Dr .onev order payllbl' tal REGISTER OF MILLS, AOEH1' All p.yaantl rec.lv.d sh.ll flrlt be applied to any Int.r'lt which .ay b. dUe with any r..llndar applied to ~ t... A r.kn:I of I tu credlt, Mhlch .... not r~.tlMt an the Tax R.Wrn, ..y be r.....ted bV ceMIPl.Ung an "AppllctlUon for' R.fund of pennlYlvanla JntMrltanc. wMI Eltat. Tax" (REV-ISIS). Appllcltlon. ara lvallabl. at the Offlca of the Regl.t.r of Willi, any of the Z5 Rlvenue DI.trlct Offlc", Dr by cllllng the ~I.I 24-hoUr antwarlng .arvlc. ~r' far for" ar~rlngl In penn.vlvanl- 1-100-162-Z050, out. Ida penn,vlvanla and within local Harrl.bUrD .r.a (717) 7.7-1094, TDDI (711) 712-ZZSZ ("-.rlng Japalrad Onlv). Any p.rty In Int.r..t not .atl.fled with the eppr.I....nt, .llowanc' or dl.allawanc. of dedUCtion" or .......ant of ta. (IncludlnD dl.count or Int.r..t) .. .hawn an thl. Hotlc. .u.t obJ.ct within .I.tv (60) d.v. of r.c.lpt of thh HoUc. bvl --wrlttan prot..t to thl pa o.partaant of R.vanua, Board of Appeal., D~t. ZII021, HarrisbUrg, pa 11121-1021, OR --.I"Uon to haVe thl ..ttar detaralnad .t audit of tM account of the plrlonal raprllantaUv., OR nappMl to u. Drphen.' CaYrt. FlCt~1 .rror. dl.covared on thl. .......ant shoUld ba addr...ed In wrltlna tal PA o.p.rt.ant of A.v.nul, aur.au of IndividUal Tax.., aTTNI pa.t A......ant R.vl.M unit, Dept. 21D601, H.~rllbura, PA l11ZI-0601 PhOnI (117) 711-650S. See p-ee 5 of the boOk1.t Rln.tructlan. far Inherltanca T.K R.turn far' R..ldent ~tR (REV-1SOl) far an .KPI~tlan of ~lnl.tratlva1v carrectBbI. .rrar.. If any tax due I. p.ld within thr.. (1) c.l~d.r .onth. aft.r the d.cadent.. d..th, . flv' p.rcent (SX) dl.count of the tax paid I. .Ilowed. ThI ISX tax ___.tv nan"partlclpatlan ~I tv II c~ted an ttM total ot tM t.. ... Intarllt ......ed, and not p.ld before Januarv 11, 1996, the flr.t dav aft.r thl ~ of thl tax ~.ty period. Thl. non~p.rtlelp.tlon penal tv II ~.lllbl. In thl ... ...,.r ancI In tM tJw .... U.. period II you would app..l thl tax .net Intar..t that has bHn .....nd II Indlc.t.d on this notlca. Jntar..t II charged bealmh,g with first dav of dellnquencv, or nine (9) ItOI\th. and OM (1) MY trOll the data of death, to .". data of p~t. T.... Mhlc:h bK.- d1l1nql..nt bafora Januar~ 1, 1912 bear Intar.at at the r.ta of .1. (iX) pareant par IM'A c.leulatad .t a dally rata of .000164. all tax.. which bee'" delinquent on wMI aftar Janu8rv I, 1,IZ will be.r Int.r..t at . r.t. which will VDrv froe c.lend.r y..r to c.lend.r v..r with that r.ta ~~ by thl PA Dlflart..nt of A.vtIftUI. The appllcMil. Intarllt r.te. far 1'112 through 1"7 arll '!!!! tnt.r..t Rata 0.11'1 tnt.r.at FlCta~ !!!r Intar'" R.ta D.ll'l tnt.r..t Factor 1912 ZOX .000541 1917 .X .oonu 1'" lOX .000438 1911-1991 llX .000501 .... llX .000501 .99' OX .000247 1915 UX .0a0556 199].1994 1X .000192 1... lOX .00n74 1995-1997 .X .000241 --Jnter.at I. calculated .. fallOW" INTEREST . BALANCE OF TAX UNPAIO X HUKBER OF OAYS DELINQUENT X DAILY IHTEREBT FACTOR --Anv Hotlc. I.~ .ft.r the tax bee~' delinquent will r.flect an Int.r..t c.lculatlon to flftean (15) dav. baYond thl d.t. of thl ........"t. If P.VMf1t Is .... .ft.r thl Intarllt CDIIPUt.t1on data shown on thl Notlc., ~ltlDhll Int.r..t au.t be c.lculated. ~_ _ _ _ _ _:..1~ _\..._ __ _ __ _ ___. __ _~ _. .___ _'__~'_ _ _ _ _ _ _ __ _ ____ I I I , I I \ , I I I I I I I 1 I I I I -' -...V"' ~ ~ -.. ._". , ; J 1t" - ..~.~..'#"rri,p~",~. ,.,~...r,.. ,;c'.'-''-',.;;~.r ','t " ..". ';;.'''1-.'''<.1 ""'~"'.." """""."'~" -:-,-"~ '~.."'" '.~ ~.'\'.C'-'j /.;..>'r............'.'... ,...'..'....".'...'.~....{i ....~.'. . ""'.~ "". "a>' . ~r,~ "I l!i"~'~; '1'"".0"',' . "",,". \ ". '.:. ,p ~ ......... \. "".,. ..T...",-,"',,, '/" "'. f ."" .-"+~ .- "",':~'. '.,'" ','., ....""...:' ..'" '. '. .. "-','. ., , ,""5' ~N' ~};'co'"'-,.oNWlAtTH>ojl:;,.NN5YLVANIAi!;:,~lij::i'E;P<" " .8, ,r~, 1'i(r""MM",w'" ...'" ,,"','u,", '''''''T "'''w~,w",}ii''L".: ~~ ,~:. ,~~~. .,;~1;~~.,t;f;:i.t;~)r.'7,~' {l, ,DlII&.~~,OP'.,.IY,"U. ,L~~'~~Fr~~,~'FL1:f>~;,;~}~,~\,i~~\f~1. .riilq~.~!~!~('f,.~~~I~IN~llIitANc.'~".,:IIT~~,TAA'~;,'i,.,A,.. . .' ,. RECEIVED FROM1 & ACN ASSESSMENT '=' CONTROL I;lI NUMBER ': , . \' AMOUNT ROSER M MORSENTHAL ESQUIRE .01 .l.'I3 11 EAST HISH CARLISLE, PA STREET 1701::1 PCXDHfI' " 21-1993-06:34 m NAME Of DecEDENT (LAST) G,I SATES WARREN J ~ DATE Of PAYMENT Iii 02/06/97 II POSTMARK DATE COUNTY CUMBERLAND DATE Of DEATH 07/e4/9~ REMARKS ALICE F SATES C/O ROGER M MORGENTHAL ESQUIRE CHECKIl e6 SSN 241-46-1271 (fiRST) (Mil I, "1:' ! . '. m TOTAL AMOUNT PAID $1.9:3 SK SEAL i ''-. ;' -.,__- ,'r RECEIVEDBY//',~.... b'.. ,J .'",," 1 " -S10~RI! I, ? tI . ~''', MARV C. LEWIS " '" ii;,,//.,.-, RESISTER OF WILLS REGISTER OF WILLS -'- - --,-.~-:--," -.-- - - - -.-.--. ~-~, -----:- .-:--.,-.- - - - -- - - ,--'.,..,--.--- , ' , .'~ .,' .. " ,I I f' . " f', I' i, t . . .' , ..---& -"""...,.......- -.~II t..- , ,-.L ~-_. ! I , '. ..,--'" . ~.-.._-- , ~ ,.-. 15051. II au..AU Dr INDIVIDUAL TAMEI .U.ITAHCI 'AI D1VIIIDN DOr. ,.".. ~I'IURt, PA 1'lr'~"'1 COMMONWEALTH OF PENNSVLVANIA DEPARTMENT OF REVENUE INHER:t:TANCE TAX STATEMENT OF ACCOUNT (>W .'.1."...,.11....' ROGER M MORGENTHAL ESQ 11 E HIGH ST CARLISLE PA 17013 DATE !STATE OF DATE OF DEATH FILl NUMBIR COUNTY ACN 03-03-97 GATES 07-2~-95 21 95-063~ CUMBERLANO 101 A.aunt ...UtH WARREN J MAKI CHECK PAVABLE AND REMIT PAVMENT TOI REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 HOTE. To lnaur. proper oredit to ~our acoount, aub.lt the upper portJon of thl. far. with your tax p.ywent. CUT ALONG THIS LINE ... RETAIN LOWER PORTION FOR VOUR RECORDS ~ iiEij:i6'iWix.Aj:ja--m....96y-----....--iNifiiiiYANi:ri'Ainii'AfiH'!-'WoF'-A'i:"cDuiif--ii..--------------------- ISTATI OF GATES WARREN J FILE NO.21 95-0634 ACN 101 DATI 03-03-97 THII STATE"ENT III PIlDVIDED TO ADVIIE Dr THE CU.RENT STATUS OF THE STATED ACH IN THE HAltED ESTATE. SHOWH aELDlI IS A SUHHA.Y OF THE P.IHCIPAL TAX DUE, APPLICATION OF ALL PAYHENTS, THE CU..ENT IALANCE, AND, IF APPLICABLE, A P~ECTED INTE.EST Flau.E. DATE OF LAST ASSESSMENT OR RECORD ADJUSTMENT, 01-21-97 PRINCIPAL TAX DUE I. 45.00 PAYMENTS (TAX CREDITS). PAYMENT DATE 10-10-96 02-06-97 RECEIPT NUMBER AAl~683~ AA185146 DISCOUNT (+) INTEREST (-) 1.88- .06- AMOUNT PAID 45.00 1.93 -=t .- <{ :--In.~ ~ n ('., ~ G: '" ~ ne ~ L' " iiJe: a: r- P' ci~ -::> Uu TOTAL TAX CREDIT BALANCE OF TAX DUE INTEREST AND PEN. TOTAL DUE 4~.99 .01 .00 .01 . IF PAID AFTE. THIS DATE, SEE REVE.-E SIDE FOR CALCULATION OF ADDITIONAL INTEREST. I IF TOTAL DUE IS LESS THAN .1, NO PAYHENT IS REQUI.ED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" IC.I, YDU HAY IE DUE A REFUND. SEE .EVE.-E SIDE OF THIS FO~ FOR INSTRUCTIONS. I PAYMDfTI DetlKlh the top porUon 0' thl. HaUel and .w.1t ..Ith wour p.~t ... plv_11 to thll ,.... MIl .wr... prlntlld on the rwarH .ldI. " If .IIDOfT DfCDOfT .-. ot.ck or IIOMV order p.,IIbI. tal REGISTER OF WILLS, AGENT. If HDH-.IXDOff Dl:ctrlDfT _I check or MM)' order ,.,_1. tOI CotltONWEAL TH OF PEJlrtSYLVAHIA. All IHlYMn" rUIIYM ....11 be 1IPP1111d 'Int to ""11' In"rllt which ..v be due ..Ith ""11' r_lncMr ...l1M to tMi tax. REf\IID canl A r.fc.nd of 8 tu orMIt, which .... not r.....tM on u.. Tax Altum, "11' a. nquI.tlld bv cOllPl.U,... M "Appl1..Uon far RlknS 0' ""'Ql.,."l. Int.rlt.,. and E.t.t. Tu. (REV-ISIS). Appl1caUon..,.. avaUabl. .t tMi Offl_ of the R..lIt.r of NUla, anv of U. n Aevanua OhtrJot Office. or fr" the Dep.rbMt', 14-hour an....rl,... ..rvle. ,...r. for 'ONl. orderlnal In PlMlYlvanl. 1-1D0-S6I-lDSO, outll. PIM.)'lvanl. and within local ttarrhburl .r.. (711) 7.7-80M, fDO. (717) nl-Izsz (....rlna 11IP.lrM only). RQlLY TOt Uue.Uon. rae-MU"" .rror. contained on thl. noUc. Ihould ba -Wr..." tOI PA o.p.rbMt of AIVWIUI, lur... of Indlvlduel T...., ATTNI Po.t '.....eent Aevl... lkllt, Dept. 110601, Harrlaburl,'A 17Ua-O'Dl, phone (717) 717-'505. DISCOUNTI If any tax due II p.ld ..Ithln \hr.. (5) c.llndar .onth. .n.,. u. dleedent.. ..th, . fly. ".rCVlt (D) dhcount of U. tax p.ld I, 8110N1d. PENAlTYI The 15% talC ....b non-p.,.tiolp.tion panelty 11 co-putad on the total of the tu and Int.,.lIt ........, and not p.ld bafa,.. ......ry II, 1996, U. fI,..t deiV' .n.,. the and 0' the tu ....tv ".,.lod. INTERESTI Interllt 11 chI,.ged betlnnlna ..Ith flnt deiV' of dll1~v, a,. nine (,) ~th. and OM (1) deiV' f,... the dIIt. of death, to the dIIt. of PIVMnt. TUII ....Ich bee.. dlllnquMt blfa,.. ......,.11' 1, 1911 bea,. Int.rllt at thl rat.. of .he (Q) ".rc..,t par ....".. calcul.ted .t a dallv rlt. a' .000164. All t.... ....Ich bee.. dellnquent on and .n.,. ~rw 1, 1'12 will be.,. Int.r..t at . r.t. ....Ich will verv ,,... caland.,. y..r to calenda,. vee,. '11th th8t ,..t. ~ed bV' the PA DIp.r......t of Revanua. ThtI 1IPP1Icabh Int.,...t nt.. for 1981 th,.ough 1997 ''''1 Veer Int.r..t A.t, DallW Int.r..t Factor Yaar Int.rllt Rlt. D.lh Int.r..t Facto,. 1'12 lOX .000548 1987 OX .OOOZ47 l'as lOX .OD0458 1918-1"1 llX .00UDl "14 llX .0DOSn 1992 OX .000147 "IS lSX .00DS56 1995-1994 n .0DUtz .". lOX .ODDl7It 1995-1997 OX .000247 ....Int.,...t 1_ calculatad .. fall..1 llITEIlEIIT . II&LAHCE OF TAll UNPAIO X HUKBER OF DAYS DELINQUENT X DAILY llITEIlEIIT FACTOR --Any Notlc. 1..uad aft.r the tax bacoa.. delinquent ..Ill r.fl..t ~ Int,,...t c.lculatlon to fifteen CIS) day. beyond ttMI dIIt. of the ........,t. If P'YNnt I. .-eM .ft.,. the Int.,...t CDIIPUtlUon data Mown an the Notlcl, .wI tlona1 Int.rllt ...t be calculatad. BUREAU O~ INDIVIDUAL TAXES .fI'[RJrAHC[ faX DIVIIION Dr:Pf. 110601 IWtA1IIURG, PA I7UI-0601 ROGER M MORGENTHAL ESQ 11 E HIGH ST CARLISLE PA 17013 COMMONWEALTH OF PENNSVLVANIA DEPARTMENT OF REVENUE NOTICE OF DETERMXtlATION AND ASSESSMENT OF PENNSVLVANIA ESTATE TAX BASED ON FEDERAL ESTATE TAX RETURN DATE ESTATE OF DATE OF DEATH FILE NUMBER COUNTY ACN v*, "'.'11 I. IU ",-'" 10-13-97 GATES 07-24-95 21 95-0634 CUMBERLAND 201 WARREN J Allount R... U.d MAKE CHECK PAYABLE AND REMIT PAYMENT TOI REGISTER OF WILLS CUMBERLAND CD COURT HOUSE CARLISLE, PA 17013 NOTE I To lnlur. proper credit to yo~r account, lubMlt the Upper portion of thSI for. with your t.K pay..nt. CUT ALONG THIS. LINE ~ RETAIN LOWER PORTION FOR YOUR FILES ..... Rifv:4Qi--EX--AFP--C03:-97j-----.-.-Nbificif-OF--DETE-nHiiiAfib-N-AiiD-AS-SESS-HENT----------------------------- OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL ESTATE TAX RETURN .. ESTATE OF GATES WARREN J FILE NO.21 95-0634 ACN 201 DATE 10-13-97 ESTATE TAX DETERMINATION 1. Credit For State Death Taxea aa Verified .00 2. Pennaylvania Inheritance Tax Assessed (Excluding Discount and/or Interest) 45.00 3. Inheritsnce Tax Assessed by Other States or Territories of the United Statas (Excluding Discount and/or Interest) 4. Total Inheritance Tax Assessed 5. PennsYlvania Estate Tax Due TAX CREDITS I PAYMENT DATE RECEIPT .}lUMSER DISCOUNT (+) INTEREST/PEN PAID (-) AMOUNT PAID , , , J (', . D ,-- " , ';-;1 r,.- '_. "- ;J\ -'~ ~ ':.lU .00 45.00 .00 TOTAL TAX CREDIT .00 BALANCE OF TAX DUE .00 INTEREST AND PEN. .00 TOTAL DUE .00 -IF ~AIO A~TER THIS DATE, SEE REVERSE SIDE (I~ TOTAL DUE IS LESS THAN '1, HO PAYHENT IS REQUIRED FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CRI, YOU HAY IE DUE A REFUND. SEE REVERSE SIDE OF THIS FORH FOR INSTRUCTIONS. I PURPOSElll' NOTICE I fa fulfill the raqul,..."h of Sactlon 2141 Cb) of tt. InherltlN1Cl Wld hl.t_ ,.. Act, Act II of 19... (72 P.I. SICtion ,IU). PAYMENTr O,"ch thl top portion 0' thh Notice IIftd .utMllt with vou,. pay..nt to thl RIII.tar 0' NlIh printed on the ","'u" "da. Haka check or IDIMIV arM,. paYabl', to" REGISTER OF MILLS, AOENT. REFUND (CR)J A nfund of . talC credit "V ba nqu..tltd by c:o~l.tlng 1M "Application fa,. R.'WKt of P..vI'Vllli'M.' JnherltlN1Cl IIftd E.tat. Tax- (REV-ISIS). Application. .r. l"'lllabl, at t~ Df,IcI of thl Rlal"'r of Will', any of thl 25 R.v.~ DI.trlct Dfflc.. Dr frol thl Oap.rt..nt'l l~~hour .nlwarlng ..tvlcl nu~.r. for lor.. orderlngl In P~.vlY.nI. 1-800-562-205D, out.lda PannlvlvM!, and within local Harrisburg .r.. (717) '.7-10'4, TOO. (717) 772-2252 (Hearlna 1~.lr.d Onlv). oaJECTIOHSI Any p.rtv In lnt.r..t not .,tl,fled with the ........nt of t.. .. .hown on thl. notl,. .ay obJ.ct within .IKty (60) day. of r.,.lpt of thl. Notlc. by. ....written prote.t to tha PI. o.part..nt of R'Vlnu., 1I0ard of App..h, o.pt. IIUZl, Hurhburg, PI. 171Z1"Un, OR n.l"tlng to have the .attlr d.ter.ln.d .t audit of the p.r.on.. rapr...ntatlv., OR --,pp"1 to the Orph.....' Court. ADHIN- IITRATlYE CORRECTlDHS. F~tual .rron dl.cov.r.d on thh .......ant .hould be addr...ed In wrlUne tal PI. Dep.rt.ant of R'v,nus, lIur.au of Individual T...., ATTNI Po.t A......ant R.vl." unIt, Dept. 210601, H.rrl.burg, PI. 17121-D6Dl, Phone (717) 717-6505. S.. pag. 5 of the bookl.t "In.tructlona for Inh.rltenc. T.. Raturn for a Raaldent Decadent" (REV-ISol) for In .xpl~atlan of adalnlatrltlv.ly corr.ctabl. .rrora. PENALTY I Th. ISX t.. aana.ty non-partl,lpatlon panalty I. cu.put.d on thl total of the t.. end Int.r..t .......d, and not paid b.for. January I', 1996, the first day aftu the .nd of the tax ..,..ty period. Thh non-participation penalty h .ppe.lable In the '811' .ennar and In the the .... tllto p.dod .. you would app.al the to and Int.ra.t that ha, b..n .......d .. Indlcat.d on thl, notlc.. INTERESTI For dat.. of d..th on or .ftar 10-].91. P.nn.ylvanla Eat.ta T.. ba.ad on the F.d.ra. E.tat. T.. raturn b"o... d.lInquent at thl uplratlon uf nln. (09) Iantha fro. thl date of d..th. For dat.. of d..th prior to 10-]-'1, P'nnaylvlnla E.tat. Ta. ba..d on the F.d.ral E.tata Ta. raturn baCDII. d.llnquent at the ..plratlon of .Ight.en (II) aonth. frOB the data of d.ath. T.... whl'h bae... dallnquent bafor. Janu.ry 1, 1912 b.ar Int.r..t at tha rat. of al. (6X) p.rcant p.r ~ c.lcul.t.d .t a dally nta of ,000164. All t.... which bae... d.lInqu.nt on 0,. .ft.,. January 1, 1912 will be.r Int.r..t at a r.t. which will vary fr08 cIland.r y..r to cel.ndar y,ar with that rata announc.d by the PA Dep.rt..nt of R.v.nu.. Th. .pplleabl. 1nt.r..t rat.. for 19.2 through 1'97 ar" V.ar Int.raat R.t. O.IIY lnt.r..t Flctor Vaar Intar..t Rat. Oalh Int.r..t Factor 1912 'OX .000548 1917 'X .DOOZ47 1915 lOX .00045' 19&1-1991 IlX . DOUDI 1914 llX .DOOSDl 1992 'X _oDOZ47 1915 13X .DOOSS' 1995-19'" n .0DDI9Z 19" lOX .000274 1995-1997 'X .OOD247 ....Inter... I. ulcul.hd .. follC*'1 INTEREST . BALANCE OF TAX UNPAID X "UNBER OF DAYS DELINQUENT X DAILY INTEREST FACTOR nAny Notlc. I..uad an.,. the t.. beeGM' d.lInquent "Ul raflect ." Inter..t c.lcul.Uon to fln..... US) de.. beyond the det. of the ...........t. If pay'ent .. .... aft.,. tM Int.r..t caarput.tlon data shown on the Matico, Ilddl tlon.l, Inter..t ...t be ulcul.t.d. c:\YtpSI\Ytlldlta\tltaln\,..n'a'C...unlln, ' . , ESTATE OF WARREN J. GATES ................................. SCHEDULE OF DISTRlDUTION Balance for Distribution (As shown on Account) Composed of CASH $867.916.86 by his Last Will and Testament, devised and bequeathed. as follows: The balance of said estate to be disbursed to Financial Trust Company, as Trustee under Deed of Trust datad June 13. 1991. THIS EXHAUSTS THE FUND $867.916.85 , . . c:\wrpJl'....w.wn\....\atfllUndn. . . .' COMMONWEALTH OF PENNSYLVANIA COUNTY OF CUMBERLAND : B8. ALICE F. OATES, Executrix of the Estste of WARREN J. OATES, Iste of the Borough of Cerllsle, Cumberland County, Pennsylvania, daceassd, bslng duly sworn sccordlng to Isw, doss daposa and say that ths foragolng Schadule of Distribution Is true and correct, both as to Itams of chsrge and discharged, to tha best of her knowledge, Informetlon end bellaf. ~ -1. tf~ Sworn to and subscribed to tr mo thi. ~ d.y 0' I ~+Obt~ ,1997. ~~ 0 ..~~ , '-~O- , otary Public _ NOTARIAL~ t.lERlENE lWlHEVK1.""",_c CIIIaIo.~CoInY.Pa. II c:omm_ E ....MIl 1 " ":; c: :i 'g a c' ~.!: '" c: '" '" Q) E ':, '" e E oS: oS: ; Q) ,. C (l).- .. g ~ ;0 QJ u..... a. E iPllii "O.!:lIdl.~ cc'Cc~ "'8'- " ~ ~ :ll ~ 'w,2.9!"'. ait:1I) .! .... :;:, c s- {'l vo.2 C 0 Il> ~Il>~ -s '~:a's, i o~oc8 'O...c!R~ C"O Q).iS to !.E en ~ g:G~!~ .- II> <D C Q). 5~-=oa. .DQ.""w~ 'C .9" Q) ,ij 11 >,e-g c- b j{'l.!!l ~. l~~i! ??f? l"'" (' ~ ~ ~, .., , ....' f-j: N, \ <.. .' \, ) ..'to.: -- ,':t!.~.~:,'" ~ ~ c: .... m ' , o' ~ ,.J to.. ~,p g~~ ~'~ 'i Zlll;:i~I.LI~ 1 . ~~~~~~ ~~ ~,.JUUl"">- fa ooll~~g~ ~ ~~~"'''''Z e G lil.Llu;Olii~ ~j !:l~~~~~ ~ ~~g:....1Il en ....l < ....l c:2 IJ.4 :li!:ll ,,~ ....~ '0 '0 ',--/ ~~ oS: lUD..Q)"'o'Ouc8 .s::._-_""c...... _O-::OI..roOO<( '.') ~. . .. II: ' ~ . '. "1 :i ; 'r~~ <\~~ r, ~' :0 ;n r.' . "',.,(' ~: 6' , ~ ~ , ~ ' , " {F -,.,;!; __ ,k,:~':.{~ .ir~r "~~~,~,':':: ~ ... Srl ,.J~~ ~ ~ "'~. ;g!ze!~ elr3ci~ ~=~lIl g~ g.~ ... . 1olo,.J ci~cij ~r3l3~ ;;:o::!!< -.~~u ---- ---- .. ' " ~. . . c"wpS I 1.........Inla...'S....\acc.....""'. . . FIRST AND FINAL ACCOUNT OF ALICE F. GATES, EXECUTRIX OF THE ESTATE OF WARREN J. GATES, LATE OF THE BOROUGH OF CARLISLE, CUMBERLAND COUNTY, PENNSYLVANIA ............................................................. Date of Death: Date of Letters: July 24, 1995 August 24, 1995 ............................................................. Date Letters Advertised: August 26, September 2, 9, 1995 (The Evening Sentinel) September 1, 8, 15, 1995 (Cumberland Law Journel) ESTATE NO. 21-95-00634 Account Stated to October 24, 1997 Attorney: James D. Flower, Jr., Esquire FLOWER. MORGENTHAL. FLOWER'" LINDSAY 11 East High Street Carlisle, PA 17013 (717) 243-5513 cl\"'Jl'lhr,pd"'\n&aWl\'''''-f,,'''MWII ' FIRST AND FINAL ACCOUNT OF ALICE F. GATES, EXECUTRIX OF THE ESTATE OF WARREN J. GATES, LATE OF THE BOROUGH OF CARLISLE, CUMBERLAND COUNTY, PENNSYLVANIA ..................................................................... THE ACCOUNTANT CHARGES SELF WITH THE FOLLOWING: Amount RECEIPTS OF PRINCIPAL: See attached Exhibit "A" for complete listing of Stocks and Bonds Close out of Money Market Account at Farmars Trust Company Close out of Fidelity Investments IRA - GNMA Fund Deposit of September 8, 1995 Deposit of September 13, 1995 Deposit of September 19, 1995 $745,985.71 167,412.97 15,876.20 1,609.62 49.00 715.50 RECEIPTS OF INCOME i; 'J' 1 tJ ~ ::. ~~ Deposit from Dresser Industries Deposit from Safety-Kleen Corp. Dividend Check from Johnson Controls . Proceeds from sale of Chemical stock Deposit from H&R Block Deposit from H&R Block Deposit from Corning Deposit from Van Kampen Merritt Deposit from Wachovla Trust Services, Inc. Deposit from EcoLab Center Deposit from Shawmut National Corporation Deposit from Food Lion Deposit from Federal Reserve Deposit from Southern National Corporation Deposit from Keystone International Deposit from Flowers Industries, Inc. Deposit from American Express Company Deposit from County of Cumberland Deposit from AMP Deposit from Lehman Brothers Holdings, Inc. 442.68 113.76 273.00 33.02 25.50 56.86 252.00 20.85 18.41 150.00 216.04 87.48 1,537.50 180.09 203.50 256.07 540.00 50.00 271.38 25.00 1 c:\wrSl\"Pd...\ntIIft\....\..-counlln.' , ' RECEIPTS OF INCOME. CONTINUED. Deposit from Dow Jones & Compeny. Inc. Deposit from Deluxe Corporetlon Deposit from Emerson Electric Co. Deposit from PPG Industries, Inc. Deposit from Atlentlc Southeest Airlines, Inc. Deposit from Amerlcen Express Deposit from Dreyfus Investments Refund from Commonwealth of Pennsylvenla Daposlt from September 26, 1996 Deposit from Treasury Direct 87.93 148.00 49.00 136.30 178.60 640.00 28,767.61 670.21 270.00 20,462.60 TOTAL RECEIPTS i987.617.19 3 C I ''*rS I ''*rdltt,"","\,I''''kfl'Yne1n, DISBURSEMEtuS ADMINISTRATION EXPENSES: Amount 9/8/96 9/8/96 9/8/96 9/8/96 9/8/96 9/8/96 9/8/96 9/13/96 9/13/96 9/13/96 9/19/96 9/21/96 10/12/95 10/13/95 11/27/96 12/11/97 12/26/95 1131196 2/16/96 10/10/96 10/23/96 11/7/96 2127/97 Hoffman-Roth Funaral Homa - funaral bill leador Nursing Home - nursing home care Darlene Moyer, Tax Collector - 1996/96 school tuas Georges' Flowers. flowers for funaral Westminster Cemelery - opanlng grave, heed of grove ond perpetual care Joyce Nelson - luncheon after funeral Darlene Moyer, Tax Collector - personal taxes Flower, Morgenthal, Flower & Lindsay - reimbursement for probate costs Alice F. Gates - reimbursement for probate fee Helen Gotwald - organist for funeral leader Nursing Home. nursing home care The Sentinel. advertisement Carlisle Memorial Sarvlce - headstone Flower, Morgenthal, Flower & LIndsay - Attorney's fees Alice F. Gates - reimbursement death certificates Hoffman-Roth Funeral Home - death certificates Dreyfus ISC Brokerage - brokerage fee Dreyfus ISC Brokerage - brokerage fee Flower, Morgenthal, Flower & Lindsay - Attorney's feas Register of Wills - file inheritance tax return Flower, Morgenthal, Flower & Lindsay - Attorney's fees Register of Wills - additional probate fea Boyer and Ritter - accountant faes 4,611.00 626.00 1,772.78 71.49 3,226.20 82.00 9.90 62.00 612.00 26.00 637.00 76.72 1,461.82 511.00 46.00 9.00 468.00 36.00 176.00 16.00 2,600;00 36.00 760.00 DISBURSEMENTS OF CHARITABLE BEQUESTS: 4/29/97 4/19/97 4/29/97 4/29/97 4/29/97 Dickinson College. bequest Duke University - bequest Cumberland County Historical Society - bequast Cumberland/Perry Association for Retarded Citizens - bequest Allison United Methodist Church - bequest 27,214.07 22,678.39 18,142.71 13,607.04 9,071.33 4 cl\..-p'I\.-pJall\nlllrt\..""""'t""lllill' DISBURSEMEN~CONTINUED DISBURSEMENTS FOR TAX~ 10/10/96 10/10/96 10/1 0196 1/21197 1/21/97 1129197 3/2/97 Internel Revenue Service - Federal estate taxes PA Department of Revenue. Stete Inheritance taxes Register of Wills, Agent - Inheritence tax PA Department of Revenue - Income tax Fiduciary Incoma tax Register of Wills - additional Inheritance tax Internal Revenue Service - edditlonal tax 6,036.00 436.00 46.00 8.00 3,436.00 1.93 130.96 RESERVE: Unbllled Attorney Fees to finalize Estate and miscellaneous expenses 2,500.00 TOTAL DISBURSEMENTS $119.700.34 s .""1"llwr6..._IS....Iac<oot..ina ~ECAPITULA TION TOTAL RECEIPTS TOTAL DISBURSEMENTS $987,617.19 $119.700.34 TOTAL BALANCE $867,916.86 TOTAL BALANCE FOR DISTRIBUTION Composed of: CASH and SECURITIES ..~ 6 ,,\..pSl\"1'III.\nu"'\SIln'-"~"1na COMMONWEALTH OF PENNSYLVANIA COUNTY OF CUMBERLAND : 88. ALICE F. GATES, Executrix of the Estete of WARREN J. GATES, lete of the Borough of Cerllsle, Cumberlend County, Pennsylven/e, deceeeed, being duly sworn eccordlng to law, doee depose end sey thet the foregoing Account Is true end correct, both es to Items of cherge end discharged, to the best of her knowledge, Informetlon end belief. (),~ 0_ .1, It :h.,1 Sworn to end subscribed to ~ef e me this d4 -J-I\.... _<L+oo~ - ~ dey of ,1997. NOTARI!I.~ MERWlEIlAlI1E'IKA.~Nallry~ CalIIiI.~. My CommIaIon E 1 Estste of Werren J. Getes Stocks American Exprass AMP, Inc. Atlantic SoutheaBl Airlines H & R Block Corning Davis Water & Waste Deluxe Corporation Dow Jones A B Dresser Industries Ecolab Emerson Electric Flowers Industries Food Lion - Class A . Common Indresco Johnson Controls Keystone Intsrnatlonal Lshmen Bros. HOldings North Carolina Rsllroad PPG Safety-Klesn Shawmut National Corp. Southern Natlonel Corp. Stryker Mutual Funds Vanguard Small Cap 2,400 shsres 1,206 shsres 2,100 shsres 177.7 shsres 1,400 shsres 600 sharas 400 shsres 379.4 shares 60 shsres 1,302 shares 1,200 shsres 100 shares 1.187 shsres 3,600 sharss 260 shsres. 700 shares 1 ,100 shsres 600 shares 600 shsras 446.6 1.264 shsres 982 she res 776.3 shsrss 2.600 shsres File Number 21 96 0634 36.126 43.26 27.6 3B.626 32.26 13.6 32.376 36.6 36.6 22.6 26.876 73.26 18.6 6.8126 14.876 69.6 21.126 22.376 33.376 43.876 16.626 30.26 23.76 43.626 86,700.00 62,169.60 67,760.00 6,883.66 46,160.00 6,760.00 12,960.00 13,468.70 1,776.00 29,296.00 32,260.00 7,326.00 21.969.60 20,926.00 3,867.60 41.660.00 23,237.60 11.187.60 20,026.00 19,650.70 19,760.00 29,706.60 18,413.38 109,062.50 TOTAL STOCKS 691,770.94 749.601 sharas Treasurv Direct 7.5% 8% 6.5% 8.875% 7% 8.5% 1131196 10/16/96 5/15/97 11/15/98 4/15/99 2/16/00 17.8 13,342.90 TOTAL MUTUAL FUNDS EXliIBIT "A" 100.81 102.40 100.81 108.06 102.71 108.81 6,040.63 5,120.31 6.048.75 8,646.00 5.136.94 10.881.26 5,000 5,000 6,000 8,000 6,000 '. 10,000 TOTAL TREASURY SECURITIES TOTAL HOLDINGS 40,871.88 746,985.72 '.:'.' . .,:: ~.'O . 01 ::is ~.c ;:::uu:... .~.,IICD cJ "0-"0 _' -ClD,c go~= B = a. ill "0" .Q~~ - a." :: .c !!5c "D-- 0 ;1- -g.,,g .. U._ c:: ,...... -m"Ei3 '; g - ...... - u 0 (",,, 0.. ~ .. .. il .Dc- cJ ..- " ,"-i ~ ~} " . . 00 L!!! -~ : ' to' L t ,'~- ! '" '.I . ' , , ';'0 ,'~~ i.,_~;:."y; "'... . .J'2S._C~ c ... ... to .e fQ ~Ct:Q, __ OJ'- C C g <l:.. C !2 Coil: IV..8 . ..8 0 ....: =-.. .co 'O.~ i;' -.to: "'","0 211 .5 E 1ii ~ 13 il: m.!!!' ~ l:l "'.... cl!! =.;;= ... <0 '05'0 ci fl.c ... Ii!", 'Il il: i 8,.;; cBg ~.5 (;' C.!2.:; s:: i .~i~ ~S l ilO'- a;c g.~~. i~ ... . 0 2.5... :t: "' - -g <0 " 'lii~5 lOl!i , ""'8 "oc ~-s , c: G) r- <0.. .. "O.c '-.c ,_ Q) "'E"'ocu ::ffisou_.c r<) ... Q. t-. J z 1'-4 :2~S t:i:s .... -.. -< ~ ILl Z Z~~:s~~ /J.l Z", !oo.U)..J l7::io-<:r:>o ~ u"'l:)U) O~~~:E~ ::EffiQo.....~ ti~:JlI:~ . /J.l o~ -< 1Ll~ ~..J ~ ... U) OIJ..... ....::i -< ~ -I <( J.4 U i... ',-,' "'\' . . ~ ~ ~ ~ -u ,..,. f.j .N ::!J ::Oq. .,'';..(d ". '.;~ _~<'f~i' -"'';'.:('J!!! \'~ :~:';:~h 1:1' ~:i '~l1i' i -,.0'& "~~" ,ft' H~ ,~~::,!.~' '- ",I" ,-\:1? ';,-;'~;, ";Y.A, ';' _"l,", '>'MI. :ii1 ,;'}'\~i ,", .~'~~:~'~~l:: :::11 ,.,. " '. ~-i '. .', . , ~-', 'I., ":-"'?f' ',. j~ ... ,"" ~" ....~ , ...I ~ '" ~.~ N ~ .... et"" ... "" o . "'Wli~ wl-'WU) ~15~~ ~.~ ~...I Q~Qj <1)-<1)0 wWw", ~~!~ - ~ ~ -.' -'~-- ~ ~,~ ..~ _','l<~ '-""";'-'-f.! '<,."'''' 'lIt ..-.',:~-~ ",t.~ '. -"'~ '---;":1 <" .~ \ ',:,1? \\~\~ ;'~i; - - JRD/Junc 30, 1992/17858 REGISTER OF WILLS Cumberland Counly Courlhouse One Courlhousc Square Carlisle, PA 17013 NOTICE PURSUANT TO RULE 6.12 PENNSYLVANIA SUPREME COURT ORPHA~S' COURT RULES To: Personal Reprcsentativc Coumd: ROGER M. MORGENTHAL, ESQ., RE: Estale or WARRIi1NJ. GA'l'ES , Deceased, Lale of CARLISLE BOROUGH Estale No.: 21-1995-634 Dale or Decedent's Dealh: JULY 24, 1995 Pursuant to Rule 6.12, the above named personal representative or the above named attorney, If applicable, within two (2) years of the decedent's death, and annually thereafter unlil administralion Is completed, is required to tile with the Register of Wills a Status Report as required by Rule 6.12, in substantially the prescribed form, showing the datc by which the personal representative, or allorney, as applicable. reasonably believes administralion will be completed. The purpose of this Notice is to advise you that uolcss the requlsile Status Report is filed with the Register of Wills or Clerk of thc Orphans' Court, as appropriatc, within ten (10) calendar days after thc date of this Notice that the Register of Wills Is required to ootify thc Orphans' Court Division, Court of Common Pleas of such delinquency and to request that said Court conduct a hearing to detennine whelher sanctions should be Imposed upon the delinquent personal rcprcsentative and the delinquent personal reprcsenlalive's counsel, If any. Accordingly, if the requisite Status Report is not tiled by SEP'l'. 10 , 19..2.7 you arc hereby advised that a request will be submilled to the Court In accordlllCe w~th Rule 6.12. (1 ..L Date: AUGUS'l' 26. 1997 'jltbv~~ Xtuu...tJptA-l.lrrn1.JyUl~/U.-.u..... Dcputy Rister of Wills I ( Distribution to Estate File STATUS REPORT UNDER RULE 6.12 Name of Decedent: W l\V'y~ '1. Gtt-t<S 1 /1. '1/ q j- Date of Deathl Will No. Admin. No. 1.1 -lqqJ-- ~] l/ Pursuant to Rule 6.12 of the Supreme Court Orphans' Court Rules, I report the following with respect to completion of the administration of the above-captioned estatel 1. State whether administration of the estate is complete I Yes No y 2. If the answer is No, state when the personal representativ~ r~asonably belJeves that the admi~istration will be complete I I 'LJJ.L.Lj, ~ f.l;cc~ l-... ~I"'w.(.~ 3. If the answer to No. 1 is Yes, state the followingt a. Did the personal representative file a final account with the Court? Yes No b. The separate Orphans' Court No. (if any) for the personal representative's account is: c. Did the personal representative state an account informally to the parties in interest? Yes No d. Copies of receipts, releases, joinders and approvals of formal or informal accounts may be filed with the Cerk of the Orphans' Court and may be attached to this report. Datel 'I h/17 Si~1 fVI~~ _fL, ?' r' itI. ltV10Y'Y-Wl ~"" I CZJ'j. Name (Please type or print) JI ~, J+,'f'- 5'1-" CD...,./,'.J'-<,{JtJ /71)/] Address ' , (1 II) ?"'Y 3 - ~.--!" I] Tel. No. - \) .~,'! '~ . , N ~:.: ,...., 0_ ':~i1 ~:...' <. '.d 0, I e, .1....) Capacity: Personal Representative ~ounsel for personal representative ;JLl:; ,..... cc p, ~5 (KAHarmf/AMJp ,.-T, ''-_'_'''~'''_~~~,..'~~.~..~.~_._..'1~'''_'_,_____~__'_ . STATUS REPORT UNDER RULE 6.12 Name of Decedentl \~arren J. Gates Date of Deathl July 24, 1995 Will No. Admin. No. 21-95-00634 Pursuant to Rule 6.12 of the Supreme Court Orphans' Court Rules, I report the following with respect to completion of the administration of the above-captioned estatel 1. State whether administration of the estate is complete: Yes xx No 2. If the answer is No, state when the personal representative reasonably believes that the administration will be complete: 3. If the answer to No. I is Yes, state the following: a. Did the personal representative file a final account with the Court? Yes xx No " b. The separate Orphans' Court No. (if any) for the personal representative's account is: c. Did the personal representative state an account informally to the parties in interest? Yes No d. Copies of receipts, releases, joinders and approvals of formal or informal accounts may be filed with the Cerk of the Orphans' Court and may be attached to this report. Date:"JllnP. '4. lq99 ;-" \\., ~~\I \ \ '( tl~_.. ... (5ig?aeure ~ ~ \Jam~s D. Flower. Jr. Name (Please type or print) Flower, Flower & Lindsay 11 East Hiqh Street Address Carlisle, PA 17013 ( 717) 243-5513 Tel. No. l~:' '. " ....1\ , .. - ~ t' ~ I' .. -..... Capacity: Personal Representative xx Counsel for personal representative (MAH:rmf/AM3)