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HomeMy WebLinkAbout97-05581 , ~ H .... ~ ~ ~ \I ~ ~ "< u ~ ,.... - '.. I ~ 4: - :S ~ a ~ " ~ ( .... ~ .... . . .') ... V ~ ! ~I . . t"-j ()-- ~ jl (/ 2. As a rcsult of thc eommcncement of thc case, the abovc-entitlcd and numbered cause is staycd pursuant to II U.S.C. ~362(a). ARCHER & GREINER, P.C. Attorneys for Dcfendant McLaren/Hart Environmcntal Enginccring Corporation One Centcnnial Square Haddonfield, NJ 08033 By: -t (I- ,L,L;o'" , JOEL SCHNEIDER Dated: June 15 ' 2000 2 ~ ~ ~ ~ ~ ~ ~ ~ ~ . . ~.; c . w ~ = 0 ~ . ~ . ~ . w w - - ~ ~ ~ Ll P I os r ~ II . :11 ~ h~ -_ Ii i~~ --8 ~>- .~ :i~ ~i ..-:- ~ iiiN= .- .- - .- . ~ ~ B' P J ~ ~ . J e :-I . Q r I . ~ m , 0 ~ ("UP U~ ~[ ~ =f ~ ~ ~ ~i ~ I ~ . ~ ~ 0. I nAi~~ f ~~I liP! lr ~;rl.:. f A~~ I. '" ~ I ~ e ,. "0 :n !il,.> .:iJ mx.. .iI (Jl" :..., YSR: ;~ :) ~~ m ,- - r' .-_ .,L - . :r -. .. '6 t.. ~ :11 (ji: E'.' ~: ::! ~ ~ ti: ~ ~ t:I ~ ~ ~:;;;::i;: ~. 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Jj ~ll.'~ t,r~{'IH~rJ.if f r I ~ I I ;: ~ f 1 l I r I f ~ r ~ t I I I J fJq Ii ~pq~~;ltnIPhi !fJl ~r ;li!'fjlllflljis,lfls', ilj: 111j.!li~lrB{'.~~!liltlf.J. ~I~f II ir"~' lti.li{i;Jlr J ~ f I! r I f ~ ! t f. J I . f f "{ l i I i ~ I i ~ I Ji If .t~II "I;;l{ ~l~f,lfl. II ~ 1 f l~~rt Jiif~lji~I' 'l~ I I i I I I I I I , ~ ; I ~ ~ ~ ~ ~ ~ ~ ~ ~ ; ; ~. . ~ . c ~ = ; ~ . ~ . ~ . W N - [ t J r r ~ 1 I t t t I ... .. , ~I r U . l r Ii J I r I t I -c I t l r.":l (:". f'-' L.,) " (: " !I !' " i (, , \..::. C~~ \, ~~~ i' " jc: i;," ,) '.. ?~ L- ,.,' '1 -, \ '" '. MESIROV GELMAN JAFFE CRAMER & JAMIESON By: Lawrence A. Serlin, Esquire Allorney Idcntification No. 42898 1735 Markct Street, Suite 3800 Philadelphia, P A 19103-7598 (215) 994-1276/1034 Allorncy for Plaintifi' Wedgcwood lIil1s Apartmcnt Associales, L.P. BERGEN MULTIFAMILY II,INC, and FMP/MLM II, INC.. trading as WEDGEWOOD HILLS APARTMENT ASSOCIATES, L.P., COURT OF COMMON PLEAS OF Plaintiff CUMBERLAND COUNTY, PENNSYLVANIA v. CIVIL ACTION - LAW McLAREN/HART, INC., Defcndant NO. q 1- 5:i fI &.;J -- /JV- COMPLAINT NOW COMES plainliff, Bcrgcn Multifamily II, Inc. and FMP/MLM II,Inc., trading as Wcdgewood Hills Apartment Associates, L.P. ("Wedgewood"), by ils attorneys, Mesirov Gelman Jaffc Cramer & Jamicson, and avers as follows: PARTIES I. Plaintiff Wcdgcwood is a limited partnership which owns and operates the property locatcd at 3250 Wakcficld Road, Harrisburg. Pcnnsylvania 17109 (the "Propcrty"). 2. Delcndanl McLaren/llart, Inc. ("MeLaren/Hart") is a corporation . , organized under thc laws of the Slatc of California with a principal place of business at 11101 I)u~ulll..:nt Nu,US) 11}35.UI White Roek Road, Rancho Cordova, Culifornia 95670 and doinll busincss within thc Commonwealth of Pcnnsylvania, 3. At all times rclcvunt hercto, MeLaren/IIurt held itself out as having specializcd expllrtisc in the perfonnunce of environmental invcstigations, including Phasc revicws ofrcal property and in lhe prcparation ofrcports pertaining to such investigations. 4, McLaren/llurt has cxpericnce with thc inspcction of properties for the purpose of providing environmental reports to bc relied upon by prospcctive purchasers. INVESTIGATIONS PERFORMED BY McLARENIHART 5. Upon informalion and belief, on February 20, 1996. McLarcn/Hart was retained by GE Capital Scrvices ("GEeS") to perform cnvironmental duc diligcncc on propcrties comprising the "Kcystonc Multi-Site Portfolio," whieh included thc Propcrty in qucstion. 6. Thc purpose of thc work to bc performed by McLarcn/Hart was to allow GECS to evaluatc the potcntial environmental liabilities atthc Property. 7. In conncction with its duc diligencc rcvicw, McLarcn/Hart scnt ilS rcpresentativc, Paul 1. Michaels ("Michaels"), an Associate Environmental Scientist, to the Propcrty on Fcbruary 27, 1996,10 perform a sitc visit. 8. On March 19, 1996. McLaren/Hart issued a Phase 1 Report for the Propcrty prepared by Michaels ("1996 Phasc 1 Report") whieh described the findings of the duc diligcnee invcstigation, including thc sitc inspcction. 2 Dtll;Uml.:l1l Nu. 05.l1935.U I 9. Nowhere in the 19l)6 Phase I Report is il indicated that twelve (12) undcrground storagc tanks ("USTs") whieh previously serviccd thc sitc with hcating oil wcre still prcsent atthc Property, nor that indications of the continucd prcscncc of such tanks, such as /ill ports and vcnt pipes, werc visibly apparcnt at the Property. 10. Ralhcr, the 1996 Phase I Report issued by McLaren/Hart for the Property slatcs that "therc was no evidencc of USTs (e,g., Ii II or vent pipes) on thc Propcrty." Thc report furthcr claims that it was rcportcd by Ms. Helen Wilhelm. Property Manager for the site, that lherc are currently no USTs loeatcd at the Property. 11. Thcrc was no indication in the 1996 Phasc 1 Rcport of any cvidcnee to suggeslthc conlinuing presenec of USTs atthc property or of a nccd for any further invcstigation to dctermine whethcr or not any USTs rcmaincd at the Site. 12. Subscquent to thc issuancc of thc 1996 Phasc 1 Rcport, GECS purchascd thc Propcrty. Thereaftcr, in mi'\-1996, ncgotiations took plaee bclwccn Wcdgewood and GECS for sale ofthc Propcrty 10 Wcdgewood. 13. In that a Phasc I rcport had only reecntly bccn pcrformcd for thc Property, Wcdgcwood entcred into a "Reliance Agrcement" with McLarcn/Hart, for good and valuablc considcration, entitling Wcdgewood to rely on thc 1996 Phasc 1 Rcportto the samc cxtent as thc person or entity for whom thc rcport had initially becn prcpared. A truc and corrcct copy of thc Reliancc Agreement is allaehed hereto a~ Exhibil "A." 14. The Reliance Agreement states that the opinions and recommendations contained in lhc 1996 Phasc ( Rcport submilled to GECS arc "truc and accuratc to thc bcst J DucumCnI Nil. lJ~.1 PJJ5.()1 knowledge und helicf of [McLarcn/llurtl buscd on thc standard of carc und skill ordinarily cxercised hy membcrs of thc profcssion currently prueticing in the samc loeality under similar conditions:' 15, Thc Relianee Agrccment ulso incorporales by refercnce the tcrms of the contruct betwccn McLarcn/llart and GECS, Thc agreemcnt between GECS and McLaren/llart dated June I, 1994. a true und correct copy of which is attached hereto as Exhibit "B," incorporales by rcfcrencc thc ugrcement bctwccn Gcneral Elcctric Company ("GE") and McLarcn/Hart datcd Oetober 31,1993 (thc "GE/McLaren/Hart Agrecment"). A truc and eorrect copy of the GElMcLaren/llart Agrccment is attachcd hercto as Exhibil "C." 16. Pursuant to Article V(A)(\)(a) of the GE/MeLarcn/llart Agrecmcnt, McLaren/llart warrants that it will earry out its dutics in a "professional, complete and compliant munner," McLaren/llart furthcr warrants that "service(s) pcrformed by or delivercd through Consultant [McLaren/Hart} shall bc in aceordancc with or beyond cqually qualified, compctent and expcricnecd eonsultants. and shall conform to thc provisions oflhis Agrccmcnt. . . ." 17. In subsection (c) of Articlc V(A)( I) ofthc samc Agrccment, McLaren/Hart warrants its work to be "frcc from dcfccts in labor and matcriu!." 18. In reliuncc upon the rcprcsentations and statemcnts conlained in the 1996 Phase I Rcport, Wedgewood procecdcd with its purchasc of the Property. Among othcr things, Wcdgcwood relicd on thc reprcsentations that thcre were no USTs rcmaining atthc Propcrty. 4 Dm:Uln1.:nl Nu. O~3193~.0I 19. In March. 1997, in conncelion wilh financing sought by Wedgcwood from Freddic Mae. McLaren/Hart was rctaincd by Dorman & Wilson, Ine., aeting on bchalf of thc potentiallendcr, to again pcrform a Phase [environmental asscssment ofthc Propcrty, 20. On Junc 3. 1997, McLarcn/Hart issucd its updatcd Phase [ Report for the Propcrty ("1997 Phasc [ Rcport"), whieh was prcpared by Kristen M. Saycrs ("Saycrs"), a Scnior Associalc Environmental Scicnlisl. 21. In conncction with the [997 Phase I Report, representatives of McLaren/Hart, Saycrs and Miehaels. performcd a site visit on April 30, 1997, 22. This time. however, in thc course of the site visit, McLaren/Hart's representatives determincd that, in fact, twelve USTs were still present at the site, the physical prescnce of whieh was detcrmined from observations of above-ground piping and fill port caps, which werc obvious and apparent, and which arc connected to the below-ground tanks. 23. Thcse same pipes and till port caps wcre also obvious and apparent at thc Propcrty at the time of thc site inspection pcrformed by McLarcn/Hart's representative. Michacls, on February 29, 1996, when he inspected the Propcrty in the eourse of preparing the 1996 Phase I Report. Y ct, therc was no mcntion of thc prescnee of lhc pipes or thc fill port caps. nor thc potential or actual prcsencc of USTs atthc Property in thc 1996 Rcport. 24. Notwithstanding that no ncw or additional information relative to the prcscncc of USTs atthc site was provided to McLaren/Hart in conneetion with the site inspection conductcd on April 30. 1997, upon realizing that further investigalion was warranled from 5 Dm;umcnl Nu.lJ'sJI9J's.OI obscrving thc numcrous remaining till ports amI vcnt pipes. Mcl.aren/l [art's representalivcs werc able to ascertain readily lhat USTs wcrc still prescnt utthc Propcrty. 25. Ultimately, it was dctermincd thattwclve USTs. previously uscd to hold heating oil for lhc residcnlial buildings comprising thc Property and takcn out of scrviec some time during lhc 1970's, were still present atlhe Property. 26. As a result of this new and difTerent information from what had been represcnted in thc 1996 Phase [ Report, Wedgewood was requircd for purposes of its loan application to rctain thc services of an cnvironmental consultant to pcrform furthcr invcstigation to dcterminc whelher thc USTs had eauscd any contaminalion to thc Propcrty. as well as arranging for the removal and propcr closure of thc USTs. Additional environmental investigation and/or rcmediation expensc may be incurred in the fulurc as work at the Propcrty progresses. 27. Wcdgewood also has incurrcd legal fees and administrativc staff cxpenses in connection with issucs raised by the presencc of the USTs at the Property. 28. Furthcr, conccrns raised by the unanticipatcd presencc of USTs at the Propcrty caused Wcdgewood to bc delayed in locking in a more favorable intercst rate for its loan, rcsulting in additional loss. 6 DO'Um'"1 Nu_ liB I ~3'_1I I COUNT I - DREACII OF CONTRACT 29. Thc allcgations contained in thc forcgoing paragraphs arc incorpomtcd hcrcin by rcfcrenec. 30. By entcring into thc Rcliancc Agrccmcnt, McLarcn/Hart undcrtook to providc to Wcdgcwood a true and accuratc Phasc 1 Rcport regarding the environmental conditions atthc Property, in accordance with thc standard of carc and skill ordinarily cxercised by membcrs of its profcssion currcntly practicing in the samc locality undcr similar conditions. 31. McLarcn/Hart also acknowledged that Wcdgewood was cntitlcd to rely on the 1996 Phasc 1 Report to thc samc cxtent as and pursuant 10 the agrcements cntercd into betwcen McLarcn/Hart with GECS. and, by inferenee, thc agrcemcnt bctwccn McLarcn/Hart and GE. 32, McLarcn/Hart warranted its work to bc frcc from defccts in labor and matcrials and agrced to promptly correct at its sole cost and cxpcnsc any damagc or loss resulting from warranty non-conformance or dcfect. 33. McLaren/Hart also agrced to indcmnify, savc, dcfend, and hold harmless for any damagcs to property or losscs, liabililics, eosts, cxpcnscs and detrimcnts of cvcry naturc and dcseription (including without limitation, rcasonable attorncys' fccs) arising by reason of any ncgligcnt act or omission by McLaren/Hart or ils oflieers, cmployccs and agents in conncction with its serviecs provided undcr thc agrecments. 7 I>m;ul11cnt NI), 1I5JllJH.1I1 34. Wedgcwood has prcscnted its dUll1uge claims to Mel.urenlllurt, which has failed and rcfused to fullill its obligations undcr thc Reliun';e Agrccment. 35, McLarcnlHart has brcached its contraet with Wcdgcwood by: a. failing to perform thc work in accordancc with thc conlracts, includinll any standards, specifications, warranties or guarantccs contained or implied therein; b. failing to comply wilh all requirements and obligations of the conlracts; c, failing to adequately and propcrly perform a Phase I cnvironmental invcstigation of the Property; d. failing to idcntify the prcscncc of opcn and obvious piping and fill port caps associated with underground storage tanks; e. failing to adcqualcly investigale the potcntial that underground storage tanks wcre still prcscnt atthc Property; f. failing to comply with thc standard of carc and skill ordinarily exercised by membcrs of its profcssion currently practicing in thc samc locality undcr similar conditions; g. failing to indcmnify, savc and hold hamllcss Wedgcwood for and from all damages, losscs, liabilitics, cosls, cxpcnses and other detrimcnts arising by rcason of thc ncgligcnt acts and/or omissions by MeLarenlHarl and its representatives; and I , . 8 Du.urn.nl Nu. OS3193S,Ol h. failing to excrcise due carc and eaulion undcr thc circumstances. 36. McLaren/Hall's conduct constilutes a material brcaeh of its conlract wilh Wcdgcwood. 37, As a rcsult of the brcach of conlruet by McLaren/Hart, Wcdgewood has incurred and will continuc 10 incur eosts and damages in eonncction with thc following: a. Investigation of soil and/or groundwatcr in the areas ofthc USTs; b. Costs and expcnses in conncction with thc rcmoval and disposal of USTs at the Propcrty; c. Remediation of contamination, if any, associated with the USTs and tcsting ,onductcd upon removal; d. Pcrsonncl costs and additional payments to third parties associatcd with the> evaluation ofissues related to lhc investigalion and rcmcdiation of the USTs; and c. Attorncys' fccs incurrcd as a consequence of the breaches by McLaren/Hart. WHEREFORE, Wcdgewood Hills Associatcs, L.P., requcsts that judgment be entcred in its favor and against defendant, McLaren/Hart, Inc., for monctary damagcs and for past costs and losses in an amounl in cxeess of$25.000. along with dcclaratory rc1icfrcquiringpayment of all reasonablc futurc costs, expcnses, damagcs and losses relatcd 10 the claim, togcther with attorneys' fecs, and sucr. othcr and further rcliefas thc Court may decm appropriate. 9 Du,umi:nt No. OS319J5.01 COUNT II. NEGLIGENCE 38. The allegations contained in thc forcgoing paragraphs are incorporated I, hcrein by rcfcrence. I 10: , 39. In undertaking to perform a Phasc 1 investigation of the Property in 1996, and in subsequcntly reprcscnting to Wedgewood that its 1996 Phase 1 Report was true and accurate to thc bcst of its knowledgc and belief, McLarcn/Hart owed a duty to Wcdgewood to conduct itself in all respects in aeeordance with the standard of carc and skill ordinarily excrcised by members of its profession. 40. In conneetion with thc 1996 Phasc 1 Report, McLarcn/Hart brcached its duty of earc owcd to Wedgewood by ncgligcntly acting or failing to act in each of the following respccts: a. failing to adcquately and properly perform its environmental invcstigation of thc Property; b. failing to locate, idcnlify, and rcport the prcscncc of opcn and obvious piping and lill port caps associatcd wilh USTs; c. failing to adequately investigatc the potcntialthat USTs wcre still prescnt at the Propcrty; d. fuiling to locale, idcntify. and report the prcsence of USTs at the Propcrty; 10 (JUCUlIlcnl Nu. 033 I'H~.()I e. tailing to comply with thc standard of carc and skill ordinarily cxcrcised by membcrs of its profcssion currcntly practicing in thc same loeality under similar conditions; and f. failing to cxercisc due carc and caution under the circumstances. 41. As a direct and proximate rcsult of McLaren/Hart's ncgligcnce in performing thc duties whieh it undcrtook in eonncction with prcparing the 1996 Phase I Rcport, Wedgewood has incurrcd and will continue to incur costs and damagcs of the typcs sct forth bclow: a. Invcstigation of abovc and/or groundwatcr in the areas of the USTs; b. Costs and expenses in conncction wilh the removal of USTs althe Property; c. Remcdiation of contamination, ifany, associatcd with the USTs; d, Pcrsonnel costs and additional payments to third parties associatcd with the evaluation of issucs relatcd to the investigation and remcdiation of the USTs; and c. Attorneys' fccs incurrcd as a consequence of thc breachcs by McLaren/Hart. 42. McLarcn/Hart knew or rcasonably should have forescen that Wedgewood would rely upon thc contcnts of the 1996 Phase I Report to cvalualc the potcntial environmcntal risks and eosts associated with thc purehasc and opcration of thc Property and would bc damagcd II Ducument NI). 05JII).lS.UI by a failure 10 Illeale, idenlify and rcport the potential cllnlinuing prescncc of USTs at thc Propcrty. WHEREFORE. Wcdgcwood Hills Associates, L.P., requcsls that judgment be cnlercd in its favor and againsl defendanl, McLaren/Hart, Inc., for monctary damagcs and for past costs and losscs in an amount in cxcess of$25,OOO, along with declaratory rclicfrcquiring payment of all reasonablc futurc cosls, expenscs, damages and losscs relatcd to the claim, togethcrwith attorncys' fces, and such olher and furthcr relicfas lhe Court may decm appropriatc. Rcspcctfully submitted, ~~ O. ~~ Attorncy I.D. No. 42898 Date: Oetobcr 1:., 1997 12 Dueumen! No. ()~J 1935.0 1 ~ g aI ,- rv~!d;YJ~'; 6. 1994 9:47.". 'rr:n '711' "--1161 .. ~.9. ~J JU. 96 '')4 II ; 46t'f1 G( In' ITR. -' P,2-'O CORPORATE PURCHASE AGUDfENl' fOil IIEMEIlIAL DM!'8ItGAnON, IlISJt ABSESSMINT, mASQlLlTY snmiEs AND/OR ENVIRONMI!.NTAL mtsIGN SERVlC&'J BY AND aril WY Il:Ul' GII: CAPITAL ASSJ!:I'MANAGEMENl' CORPOllATlON AND Mr' "'UNIRART ENVIRONMENTAL ENGlNEEIUNG COJU'ORAUON , .- l~'lMl-]~Y 6, -1994 9:41_ .~ 'r~ '715 t116'~' -. P.9~ JU. eG . 94 II : 46R'1 GE C_ITfL P.3-'9 COJl.POIlA11t PURCIIASE AGRF..FMENr FO.1l REMEDIAL INVFSTIGATlON, RlSIC ~.1EASlB1U1Y mJDlF.S AND/OR I!m'IRONMENI'KL DFSIGN SERVlcq TIIJS AGRm!MBNT effcdtve u of the Lu day at JWIlI 1994. by IIId bcts...... GE CAPITAL ASSEI' MANAGEMENT CORl'ORAnoN ("<JECAM"), a _po..1Io11 IlIV"WoI WIll<< die laM of die ~ of Delaware md lIIIlDdltea ,1Ihlitfiory of General PWtrII! OlqwIJ, wlIh. ~ place of~'$;<n. at 2001 Nonb BeIuregml, SUiI.o UOO. ,4~oia. VJrsiala 22311 aDd It 2000 Welt Loop SOUIh, SuiIIll300, 1IowIon, Tcua 71OTI, and McLAlUlNlHAR.T BNVlRONME'NTAL ENGINEl!RING CORPORATION. a Culpoo~ orp"r~ I1IIder lho Ia1vI of die Stare at CallConlla 'Irith . principal pW:a of bwinesJ It mOl WhilD Rock Road~Rm:bo Cordova, c.nronua 9S67O ("Consultant"). WHEREAS CODlUlunt Iw eoleted i.ntD the Corpona Putth.ua A&rccment till' J<l'nV<!11II IavcIti&Mlon. RIsk As3essment. PeuibIIltJ Sl1Idles lQIJoc Envlronalema1 DeIIp Serrices ("GE ~") wI1h General EJearic Company on behalf of all of lis 1ftImIu. lUbIidlmes IDd ;ajI..."j..... comp;miQ ("em"). cll'ecliYO u of Octolvr 31, 1993; WHEREAS GECAM may from lime to limIl dllIiro to rdaIn 0lNu1tlmt to pcrimD JlCOfeuioaal envinlnmcnla1lnvemgallon, rilk i!_u......n.t. fca.s.lbllily 1IudJca, ranodiaI cklip ICnioeIllld/or cmenl ClIYironmenta1 COllSultin& lCC'filX.l 0II1bc 1l:mJa IIIld COIIditiolIIII'.It fol1h ill Ibe em A&i~; WHEREAS GECAM and ConlUltant desire to bos bound by the em A.coo......a.l II mndi&,f to die eneoc let fonh boslow; NOW. 11IEREfORE. GECAM and Consulwlt, iutendlnt to be Iqllly bound. do ba1!by a&rcc u fulIowa: 1. AErrou<f1l f.o Be Round by the GE AvmemeJlt. Subject only Co CIIc movIifioo2M'IS apreSIIJ let fooh ID Iedion 2. below. GECAM and Conlll~ sc= to 110 bound bJ die IenIU of Ibe em ~. PI'CTfIded !hat rtf=nces to GE ID lbe GB ~ sIJaIJ be IIll&:ntood ID _ GECAM. A copy of the GE A&t=Ill:IK i& oot"""""l bea(o u I!JhIbIc A mil a......"".A4 bJ rcfi:rtucc bc:reio for all pu.rpo&eI. 11Ie GB A&n:emelIC u modl(iM betIciD IIWI be refma1to u \be "CiECAM Acreement. " 2. LlmiWI ModifiC8lioll! \0 GE A=ement. The parties aaree lD illlowinc limiIed mnd;~ to the GE ACRCI.1Cl1t: 2,1 ~. Every refereN:c In the GE A&a....u~ to Gcuenl EIeclric Coo.""".)' or em, u dellned Ihen:\n, WIt mean GECAM; r;vay reCCf'CIIa: lD CoaaullInt IIWIIIlClIII CoDlUltint. ""_\~\OOt ~ 1~19V " l\lC'IkM.dey July.6. 1994 9:47~_ .""~IS-;~~.:- P.g..~ JU.. 06'94 1I:47rV1 a: O"'IT~ P.4-'ll l'.cm1. Tho GIlCAM ~ IbsU be etrcaiww II of 1_1, 1994, aDd cvuy refa'eooc inlbe GE A&rc>cmmc ID lbo cffcci1W1 cbIo II of Qcfnbcr 31, tm. 1bII_ II of lunc I, 1994, 2.2 GECAM', (".......ttv. CousuItanll'OQOpba tIuI GECAM _ II Ierriciuc qcat tilt IIllIrt&sge Io.1na dIIt may be Owned by GECAM DC by tbmI parties. 2.2.1 In aueuln& cooIllCll of iolcrat purstUIlr lD JeCIba V.B.7 of Ibc GE Auot""'.... ~..'1taal1CJ'llel1O discloIe my actua.I 01" poce.aIiaI c.oafJldl of iuteI'Ul 'Nidi ~ Co !be holdu of I IoaIlIen'Iced by GECAM. AIry CIDlIfIicu of lDI.ercst with IIlCh a bolder IIWI be ""--t 10 be . canlller of iaIIna wid1 GECAM. 2,2.2 The GECAM A&reemcllt IhaII be iDIc.",dtd to require COOl"""'" 10 act in 1be best iolcreJt DC ilr lbc benelll of GECAM mIIoc the bolder of Ihe applicable loan wbe4 requlred WIder lbo GB ~ ID sa ID Ibo bQt iDleml or for Ibe benefit of GECAM. 2.3 Health and Safetx. Ths lint IeIUlII:lI of aeaioa V.B.3 of 1he GI! ~Il ahaU be replacrd wid\1IIc followln,: ConsuIwIt shall immcdiaIdy briD& Ii) Ihe ........1"" of GB and GECAM mr CXlIIditioa ~--;"C \be beaId1 and &a&ty of (I) My employee 01" scent of enn.......... or OECAM, (u) of ID1 empJoyee or a&a1I: of my ~ ~. COl~-*Ir DC lob<:onlnl:Iur of either of 1bctn, (ili) of any bu..u...... or employee at ~em of any bortoowc, wiIb re.tpeCllD IlrJ IoIa senicaI or 10 be acnlad or now ex bertloCore 0WIICd at Co be 0WDCd by GECAM, (Iv) of II'lJ boldct. or employee or ",em of any holdcr, of any 10m seniocd or liD be &c:rTIa:d or IIOW or ba'r:IOfotc owned Of to be 0WIII'ld by GECAM, IX (v) of my """""-r of tbc penI plblic. 2.4 Reauired Inro,ance. To d1c Q1ml dut Coasullam >Minto;.". F4.;"UUUE&1t1I1a1painIwJt mIIor PoUutioD Liability insuranI:e II required IIId appco....d by GI! pvtS\Ild Co section VI.A.7 of the GE! Acreemcm. Con5ultaDt will hue co~Ued wiIh d1c OECAM AgreemeDl. ' 2.5 Evidence of In....rance. To Ibe a~ lIut Inaurancc n:quIred by lbll (lE ~ sbaII be IaIlsfaaory Ii) GE and Ih.a1 CoNu.ItaDl providc& tbe RqUlred iIIIIur.uIa: catificareI in a llmely IlWIIJU tAl em, all as required by sedion VI. B of die OB A&-mcnt. Coouultaot wiIJ h:ne complied willi section VI.B Ibe GECAM Apeemcot. ._IlKll'K\OOl 2 ~ CZ{h~Y .- ~~~Y'.J~; 6.1994 9:41..... 'r.-"U C'-l~::~~_''i..iJ JU. ffi '94 11'4al1 G( a,'lTl\.. -- P.~ wiIb a copy 10: Batbara B, Mad'luUl. EIq, GEIJUlCO Ollc R1ftt RDId 31i13E Sdlll~, N/l'II York 123-6 Telealpy: (518) 38H64~ Foe Consultant: SIqIhe4 J. Myen, CI!P McLan:nIIbn EllYirnn"'C'llal &,:iDeerlDJ Cofpotl\iou 21 Msdlsoo ^_ Eat. AJbany, New York 12203 2.11 Rele.... of Lie no , 1bc flDt senleDce of ICCtioIl XU.X: II1IIJ be IlIpbccd with the foUowlllg; CooauItanllhaIlllQC file my 1ie4 01' CIICUIIIbnIIcc attrlbulabltllO my Work: pedolmed IIIldec l!1c CECAM ~ 8lJ/JJoc aDy Work R.eIeaso Jsaued henwdcr, IIpOlI lIlY property IIOW or bemolixe oomed or 10 be 0WIICd by GECAM 01' IIpOlIIIIIY property M11d1 _ II oolbWal Cor Ioms ICI"ricod at CO be Ienlced by GECAM or IS co1larecal flll' ~ now or bemofure D'MlCd or 10 be IJWIIOld by GECAM, /lllI' shall Consultant IlIffec any 01 lis 1Ubcomu1anls. 1Ubamtra.cIon, lIldIor Yendors 10 file any IUd1 lien or ~ 2.12 COnlnd Ilenefit ""chant'". Sectiou XU.M ahaJI be replaced wilh Ibo~; n..-..... GE and GECAM have exJstiq .....A:l-.l.l witb Ill3Ily Jenico aod c...wa>dity parIOtn and '-'1use lUbsQIIlial cost bencfitJ to Ga, GECAM Iud <,,,,,...11_ IRI}' be adtlcV3blc: by Coa.!,dllmt'l lIIillrorinn of IUcb COllltl<:l alenJlom, ConsuIt3ot I&nClIo 1denciC}' ~ for IW!tri'l& QlIU by mll~ belIefllS IVIibble Cram aislInI GE CXIIll(acb IIId CurtbI:r to UIO but . eft'0fU In obtaining Iud! colt beoeftta MI'll available aod feasible. If oost uvlIIgs II1l adJlcwed IS I resuk oflhls bcu etlbru COIIlraa beucfit excIIaII:t:, CooauIIaut md GECAM :wce 1h31 my cost savln,ta reaIlDld will be &hated equally by GE and GECAM with CoIuuJtanlln a rnanru &l'CepttbJe to GE. GF.cAM and Colo..,It""l, SimilarJy, Conrulbnt agrees ID -n: wiIb GE and GECAM to Identify oppor1UnitieJ (or reducloll elIvirolllllelllll aenicea' com of ~ SUJlIllicn in ochcI' commoclily/=vice areas utlliziog .........ed beneflCl of Ihl.. 001IIna.. JIII\llGl4\!KZm1.OO1 4 ~Iqv ,- ~, 2.13 Exhiblls. Exhibit.s B and D shaJJ be modified to rcflect OECAM IS Ihc purclwcr beforc Ihey arc used. Exhibit C shall tontlnuc 10 rcfcr 10 the base rate as Ihc maximum rltCs charged 10 any OJ! affiliate or rcla1ed tompany. By way of explanation, if lower rates arc negotiated or provided 10 any OE cntity, Ihc OECAM aarecmcnt will be IUlomalically IltlCnded such Ihat Ihc lower raleS bctomc the bue raleS hcrcin. 3. Incornoralion of OE A2Tumcnl. 1lIc OE Agreement Is incorporated hcrcin by rcfcrcnce as if fully rcstated hercin, subject 10 Ihc provisioN of section 2, abovc. 4. Multiole Counteryarts. This agreement may be cxecuted in multlplc counterparts, cach of which taken IOgclher shall constiwte Ihe original agreement. IN WITNESS WHEREOF, Ihe parties hcrclO havc made and entered inlo,lhe GECAM Agreement as of the day and year lirst above written. GE CAPITAL ASSET MANAGEMENT CORPORATION By: McLARENIHART ENVIRONMENTAL ENGlNEERiRl'ORATION By: IA,4 OJ .. ICHARD W. CATON DIRECTOR OF CONTRACTS John M. Olurch Tillc: Senior Vice President Title: t{ /,,/1'1 THE FOREGOING GECAM AGREEMENT IS APPROVED IN FORM AND SUBSTANCE BY: GENERAL ELECTRIC COMPANY By: ~ i3 11-11..-1. Barbara B. MacPhail TItle: GElRECO Project Manager.contracts JSI\OOZ4\042791\OOI s " -' 2.13 ErlIibils. ErlIibiu B and D shall be modified to reflect OECAM as the purcha$Cl' before lIIey are used. Exhibit C shall continue to refer to the bue rale as the maximum raICS charged to any GE affiliate or Telated company. By way of explanation, if lower rates are negotiated or provided to any GE entily, the GECAM screement will be aUlOmatically amended such lIIat lIIe lower rates become the bue ra1CS herein, 3. Incorooralion of GE A2r...menr. The GE Agreement is incorporated herein by reference as if fully restated herein, subject to lIIe provisions of section 2. above. 4. Mulliole Counlerosns. This agreement may be executed in multiple counterparu, each of which ulcen IOgelller shall constitute the original agreement. IN WITNESS WHEREOF, the panics hereto have made and entered IRIO the GECAM Agreement as of lIIe day and year first above written. - McLARENIHART ENVIRONMENTAL ENGlN CORPORATION By: Tille: Senior Vice President Title: rz/fD/qy THE FOREGOING GECAM AGREEMENT IS APPROVED IN FORM AND SUBSTANCE BY: GENERAL ELECTRIC COMPANY By: Barbara B. MacPhail TlUe: OEIRECO Project Manager-Contracts JSl\OOZ4\04Z194\OOI s ~ 8 ( .- Iv..o-wsJ.y .Iut~ 6. Im-~':."-';;-'"J' ~:_.!.~ JU.. Il& '94 1l:4~ a: c.,-ITA.. -' P.a--g , '. ~ i EXJDBIT /I. THE GE AGREEMENr ~ rtl6~~ .- OR\G\NAL CORPORATE PURCHASE AGREEMENT FOR REMEDIAL INVESTIGATION. RISK ASSESSMENT. FEASIBILITY STUDIES AND/OR ENVIRONMENTAL DESIGN SERVICES BY AND BETWEEN GENERAL ELECTRIC COMPANY aIm McLAREN/HART ENVIRONMENTAL ENGINEERING CORPORATION Effective October 31, 1993 CPA No. 1392 ARTICLE I - SERVICES A. ScoDe .. B. Re1ease(sl C. Chanaes ARTICLE II - A. B. ARTICLE III - A. B. C. ARTICLE IV - A. B. C. ,. TABLE OF CONTENTS . . . . . . . . . . of Work . . . . . . TERM; PERIOD OF PERFORMANCE ~..,...... Period of Performance COMPENSATION ~ .... Full Compensation Compensation for Chanaes . INVOICING AND PAYMENT Reimbursement Invoicina . . . . . Invoicina for Chanaes ARTICLE V - LEGAL RESPONSIBILITY; STANDARD OF PERFORMANCE A. Standard of Perf~rmance: Warranties B. Consultant Responsibi1itv C. Indemnitv...... D. Conseauentia1 Damaaes . ARTICLE VI - A. B. C. D. ARTICLE VII - A. B. C. INSURANCE AND BONDS Reauired Insurance Evidence of Insurance Bonds . . . . . Consultant's Liabilitv TERMINATION; CANCELLATION GE's Termination for Convenience GE's Cancellation for Cause Consul tant' s Termination , . . . ARTICLE VIII - PATENTS; OWNERSHIP OF PLANS; DATA RIGHTS A. Use or Desianation of Patented Products or Processes , . . . B. Ownership of Plans . . ARTICLE IX - A. B. C. CONFIDENTIALITY .. . . Confidential Treatment No Communication No Publication ARTICLE X - RECORDS; AUDITS ARTICLE XI - KEY PERSONNEL ARTICLE XII - MISCELLANEOUS . 2 2 3 3 4 4 4 4 4 7 7 8 8 8 9 9 9 10 14 15 15 15 16 16 16 17 17 17 18 18 18 18 i, 18 19 19 19 19 20 20 A. B. C. D. E. F. G. H. I. J. K. L. M. N. EXHIBITS A. B. C. D. E. F. " Applicable Law . . . . . . . . . . . 20 Aqreement Administration . . . . . . 20 Document Retention Reauirements 20 Successors and Assiqns: Subcontracts 2J Set Off . . . . . . . 2J Independent Contractor 2J Survival . . . 24 Nonwaiver . . . . 24 Notices . . . . 24 No Anci11arv Aqreements: No Third partv Beneficiaries. 24 Release of Liens . . . . . 24 Complete Aqreement . . . . 25 Severability . . . . . . . 25 Contract Benefit Exchanqe 26 , 1; ~' ~ Scope of Services Change Notice Category Rates for Consultant's Billable Personnel and Other Changes Sample Invoice Equipment Rental, Miscellaneous Material Evaluation Criteria ,- CORPOR.".TE PURCIIASE AGREEMENT FOR REMEDIAL INVESTIGATION. RISK ASSESSMENT. FEASIBILITY STUDIES AND/OR ENVIRONMENTAL DESIGN SERVICES THIS AGREEMENT effective the 31st day of October, 1993, by and between GENERAL ELECTRIC COMPANY, (including all of its affiliates, subsidiaries and associated companies) a corporation organized under the laws of the State of New York, with a principal place of business at 3135 Easton Turnpike, Fairfield, Connecticut 06431 (hereinafter referred to as "GE"), and McLAREN/HART ENVIRONMENTAL ENGINEERING CORPORATION, a corporation organized under the laws of the State of California with a principal place of business at 11101 White Rock Road, Rancho Cordova, California 95670, (hereinafter referred to as "ConSUltant"). WHEREAS, GE may from time to time desire to. retain a consultant to perform professional environmental investigation, risk assessment, feasibility studies, remedial design services and/or general environmental consulting services, (hereinafter referred to a "Service(s)" or "Work") in connection with projects related to GEls past, present, or anticipated operations, facilities, and/or property (hereinafter referred to as "Project(s)"); WHEREAS, Consultant represents and covenants that it has the requisite personnel, competence and skill, and physical resources necessary to perform Services in response to GEts requirements; and WHEREAS, Consultant intends and will strive to consistently perform/deliver services to GE that offer the best in quality, technical expertise, regulatory expertise, reliability, creativity, customer service, and cost effectiveness (in design and approach); said services to be to be of lowest cost to GE taking into account factors such as administrative costs, fe)s, direct costs, overhead, regulatory requirements and other items of relevance. As such, the parties agree that it is the intent of this Agreement that the most cost effective and highest quality approach will be the goal of services provided hereunder the first time and every time; and WHEREAS, GE and Consultant wish to enter into an agreement under which Consultant may perform from time to time service(s) in response to GEts requirements in exchange for such consideration and on such terms and conditions as may be set forth hereinbelow; NOW, THEREFORE, GE and Consultant, intending to be legally bound, do hereby agree as follows: ARTICLE I - SERVICES A. Scope Service(s) to be performed by Consultant pursuant to this Agreement include remedial investigation, risk assessment, " feasibility studies, environmental design services and/or general environmental conSUlting services as more fully set forth in Exhibit "A", attached hereto and incorporated herein, and Work Release(s) to be issued hereunder. B. Releaselsl of Work ~ ~ , i I I ; i , I From time to time, GE may identify one or more Project(s) in connection with which GE may desire performance of Service(s). In any such case, if and as requested by GE, Consultant upon acceptance of such request will prepare and submit its proposal for performance of such Service(s) for GE's review. Such a request for proposal may be on a competitive basis or on a sole or single source basis, at GE's sole option. GE may at any time after a mutual agreemen~ as to scope, schedule and pricing, in its sole discretion, issue a Work Release on GE's Purchase order/Service Order form authorizing Consultant to perform Work as ,described therein and incorporating this Agreement by reference.- No work shall commence until a mutual agreement is reached regarding scope, schedule and price. Subj ect to mutual agreement of GE and Consultant and to the provisions of Article V.B.7 regarding Conflicts of Interest, Consultant shall immediately proceed to perform Service(s) in accordance with any such Work Release and all terms and conditions of this Agreement, except to the extent the Work Release expressly stipulates otherwise. C. Chanqes GE must approve or direct by issuance of a Change Order/Purchase Order any changes in the Service(s) to be performed by Consultant pursuant to this Agreement and/or any Work Release(s) issued hereunder which impact per task costs causing per task overruns. If either party hereto desires a change, Consultant shall, if and as requested by GE, prepare a proposed Change Notice for GE's review in SUbstantially the form attached hereto and incorporated as Exhibit "B", Thereafter, GE's approval of any such Change Notice or GE's issuance of its Purchase order/Change Order shall be Consultant's authorization to proceed, and Consultant shall immediately proceed with the Work in accordance with. this Agreement and any applicable Work Release, as so amended. In lieu of the foregoing procedure, and at the GE's sole discretion, GE may elect to direct a change by issuing a Purchase Order/Change Order or a Change Notice documenting a directed change which shall be Consultant's authorization to proceed, and Consultant shall immediately proceed with the Work in accordance with this Agreement and any applicable Work Release, as so amended. Any Change Notice or Purchase Order/Change Order approved or issued by GE shall contain a beief description of any added, deleted, and/or modified Service(s) . Any Change Notice or Purchase order/Change Order documenting an approved change shall set forth cost and schedule impacts, if and as applicable, under any affected Work Release; any Change Notice or Purchase Order/Change Order documenting a directed ) " change shall be subject to an equitable adjustment, if and as applicable, reflecting cost and schedule impacts which the parties hereto shall agree upon prior to final payment under any affected Work Release. ARTICLE II - TERM: PERIOD OF PERFORMANCE A. ImJn Unless terminated or cancelled pursuant to Article VII (GE's Termination for Convenience/GE's Cancellation for cause/Consultant's Termination) hereof, this Agreement shall be effective as of October 31, 1993, and shall be deemed to otherwise automatically renew itself indefinitely without further action by either party. Consultant agrees that the discounted base rates (as per Exhibit C) and equipment and other material charges (as per Exhibit E) shall be the maximum rates and charges to GE pursuant to this Agreement and these rates and charges shall be valid for at least a two (2) year period beginning as of the effective date above set forth in this Article II(A). B. Period of Performance In the event of the expiration of this Agreement pursuant to Section "A" of this Article II, Consultant shall complete its performance of any Work Release(s) then pending in accordance with all specifications, terms, and conditions of such Work Release(s) and all terms, conditions, and requirements of this Agreement. In any such case, the specifications, terms and conditions of such Work Release(s), and the terms, conditions, and requirements of this Agreement, shall be deemed to have survived expiration, termination, and/or cancellation of this Agreement with respect to such pending Work Re1ease(s) as though no expiration of this Agreement had taken place. ARTICLE III - COMPENSATION A. Fee Subject to the limitations set forth in Section "B" of this Article, for performance of Service(s) under any Work Release(s) issued pursuant to Article I of this Agreement, GE agrees to pay Consultant a fee (hereinafter referred to as "Fee"), equivalent to: 1. Compensation to Consultant for its performance calculated by mUltiplying the Category Rates for Consultant's Billable Personnel, attached hereto and incorporated herein as Exhibit "C", by the number of hours spent by Consultant's Billable Personnel directly performing Service(s) under any applicable Work Release(s) issued hereunder, provided that the sum(s) so calculated shall be deemed to compensate Consultant fully and finally for all 4 ,-'~- '';:'''';'-::-~'.-;-:--:'X''-..(- _..~'-~-_~!7;'- , -~. . {"'i: .< of its direct and indirect labor costs, overhead charges, general and administrative expenses, and profits, including but not limited to the following: a. Charges associated with time of any and all of Consultant's executive, marketing, legal, financial, accounting, billing, clerical, typing, stenographic, secretarial, and unbillable and unapplied management and non- management personnel and functions; V I ~ I I b. home and branch office costs including but not limited to space, heat, light, water, local telephone and access charges, incoming facsimiles, in house personal and desk top com~uters, word processing, and all CADD services (hardware, software and operator), other utilities, and office supplies and equipment; c. costs associated with social security, unemployment, real and personal property, and income taxes: d. sick leave, vacation, and holiday allowances; e. Workers I Compensation, property and casualty, professional liability (errors and omissions), and other insutOance costs as required in Article VI; and f. any and all other out-of-pocket charges, costs, and expenses (including OSHA required training and medical monitoring), except as specifically set forth below in Subsection 2 of Article III, Section A. 2. The direct cost, without adders and/or markups of any kind (with the exception of subcontracted drilling services as per Paragraph (i) below), of reasonable, necessary, and proper out-of- pocket expenses actually incurred in connection with performance by Consultant of Service(s) authorized by GE pursuant to Article I hereof including and limited to the following: 5 .' a. Reasonable travel (coach on airlines) and living expenses on trips made with GE's prior written approval (personal automobile reimbursement to be limited to and consistent with current IRS rate of 28(: per mile but automatically modified as per IRS publications); b. reproduction expenses connected with preparation of sets of reports, calculations, drawings, bills o.~ material, and/or specifications (xerox copies not to be reimbursed by more than 5(: per standard (11" x 17" or smaller) copy); c. fees paid to outside consultants, laboratories (only GE approved laboratories may be utilized), and/or vendors furnishing services or materials, engaged by the Consultant, with GE's prior approval, to assist the Consultant in performing any of the Service(s) called for under this Agreement and if directly for use in connection with this Agreement or any Work Release; d. premium portion of an'y overtime paid, provided said overtime was worked at GE's request and with its prior approval; e. long distance telephone charges reimbursed at cost provided costs are tracked by Consultant and verifiable by means of GE's audit (otherwise included in Paragraph 1 (b) above); facsimile transmissions to be reimbursed at no more than 50C;: per page for outgoing transmissions (no reimbursement for incoming transmissions) ; postal and other carrier charges reimbursed at cost provided costs are tracked by Consultant and verifiable by means of GE's audit (otherwise included in Paragraph l(b) above); 6 ,- f. equipment rental (as per Exhibit E), outside printing charges, outside computer charges and expenses and miscellaneous materials reimbursed at cost as per Exhibit E attached and incorporated by reference hereto; in house/personal computers, word processing and all CADD services (hardware, software and operator) included in Paragraph lIb) above; g. permi ts, licenses (other than professional licenses), and other specific fees required for GE specific Project(s) only and paid by Consultant; h. premiums applicable to any additional insurance required by GE pursuant to Subsection 7 of section "A", or "bonds" required under Section "C" of Article VI, as applicable, in connection with any Work Release(s) issued hereunder; and i. will plus subcontracted drilling services be compensated at a rate of cost a 5% adder. B. Full Comoensation Unless and to the extent expressly provided otherwise by the provisions of one or more Work Releases(s): 1. Consultant I s compensation for Work performed pursuant to this Agreement shall be determined in accordance with the provisions of Section "A" of this Article, and the Fee(s) paid under Section "A" of this Article shall constitute the entire amount(s) to be paid by Consultant for performance of service(s) hereunder; and 2. Consultant's invoice(s) for any Project(s) shall not exceed any maximum payment obligation ("not to exceed") of GE set: forth in the applicable Work Release. C. Compensation for Chanqes GE's approval of any Change Notice documenting an approved change or GE's issuance of any change Notice or Purchase order/Change Order documenting an approved or directed change pursuant to the provisions of section "C" of Article I hereof 7 .' shall, if and as applicable, increase or decrease the maximum payment obligation ("not to exceed") of GE set forth in a Work Release. Any payment by Consultant to GE as a result of any Change Notice shall be due immediately and may, at GE'S sole option, be offset against any then outstanding or future invoice(s) from Consultant or, if a refund of payments previously made to Consultant, be paid by Consultant within ten (10) days after the date of GE's invoice(s) therefor. GE shall not be obligated to pay Consultant for any change unless GE has approved or issued the applicable Change Notice in writing in advance. ARTICLE IV - INVOICING AND PAYMENT A. Reimbursement Unless otherwise expressly provided in an individual Work Release and agreed to by Consultant, GE shall reimburse Consultant monthly in accordance with the provisions of this Article IV and Article III hereof for the performance of Service(s) pursuant to this Agreement. B. Invoicinq 1. Consultant shall invoice GE under this Agreement on or before the tenth (lOth) day of each calendar month for any amount (s) due hereunder for the preceding calendar month. GE shall make payment to Consultant of any undisputed amount(s) properly invoiced within forty-five (45) days after receipt by GE of a correct and conforming invoice. 2. Each invoice submitted by Consultant hereunder shall provide detailed cost breakdowns by task for each Project in a format acceptable to and at no additional cost to GE inClUding, but not limited to, the number of hours by date and by task worked by each billable Consultant employee assigned to the Project, the applicable billing rate(s) for each such employee, total cost for each such employee by task and appropriate supporting detail required by GE, plus any itemized charges necessarily, reasonably, properly, and actually incurred by Consultant in connection with the Project during the time period for which Consultant is entitled to reimbursement hereunder, costs by tasks incurred by the Project to date and the remaining budget on a per task basis. Invoices require documentation for all direct charges over $100 (i. e. subcontractor invoices, rental/purchased items, expense reports). (Sample invoice incorporated herein as Exhibit D) 3. The final invoice submitted by Consultant for any Project(s) shall include the following certification: "This invoice is for final payment for Work on the Project authorized under Work Release No. , dated , 19__, and the undersigned represents that all subconsu1tants, contractors and subcontractors at any tier on said Project have been paid in full." t- 8 C. Invoicinq for Chanqcs In addition to the Fee, payments as provided in Section "C" of Article III for a change authorized under Section "c" of Article I may be invoiced on or before the tenth (lOth) day of the month following the month in which the amount due therefor is determined. In all other respects, the invoicing and payment provisions of this Article shall apply to the Work, as changed. ARTICLE V - LEGAL RESPONSIBILITY: STANDARD OF PERFORMANCE A. Standard of Performance: Warranties 1. Scoce a. Genera 1 . Consul tan t unders tands and aCknowledges that the Work performed hereunder mqy involve hazardous or toxic sUbstance(s)/waste(s) and laws, regulations, and government agency policy and guidance documents related thereto. Consultant represents and warrants that it is technically, financially, and legally ready, willing, and able to perform Services in response to each Work Release issued hereunder and that it is familiar with and knowledgeable about the applicable laws, regulations, and government agency policy documents to the extent necessary to carry out its duties under any Work Release(s) issued hereunder in a professional, complete, and compliant manner. Consultant further warrants that Service(s) perfo~ed by or delivered through Consultant shall be in accordance with or beyond equally qualified, competent and experienced consultants, and sha:;'l conform to the provisions of this Agreement and the provisions of the Work Release(s) (including without limitation any associated drawings, specifications, bills of material, and calculations contained or incorporated therein). Consultant also warrants that GE's title and appurtenant rights to all de1iverab1es or other documentation, plans, and data referred to in Article VIII.S shall be free and unencumbered by claims from Consultant or any third party. b. Desion, Consultant warrants any Service(s) furnished by or delivered through Consultant against defects with respect to design(s) if and to the extent such design(s) has been furnished by or through Consultant. c. Field Work. Consultant warrants that any field related Service(s) delivered by or through Consultant hereunder shall be free from defects in labor and material, that any equipment utilized in connection with performance hereunder shall be safe and in proper working order, and that any material(s) and/or equipment incorporated in the Work shall be new, properly cleaned and decontaminated and of first class quality (unless otherwise expressly consented to in writing by GE) . 9 " d. Compliance with Laws. Consultant warrants for itself and its officers; directors; employees; agents; and subconsultants; vendors; contractors; and subcontractors at any tier, and their respective agents and employees, compliance with all applicable Federal, State or Commonwealth, and local laws, regulations, ordinances, Executive Orders, codes, standards, permits, and licenses specifically including, but not limited to, those concerning health, safety, and the protection of the env ironment and those concerning Equal Employment Opportunity, Employment of Veterans, Employment of the Handicapped, Employment Discrimination Resulting from Age, Utilization of Disadvantaged and Minority Business Enterprises. e. Patents, Consultant design(s) furnished by or through Consultant claim(s) of patent infringement. warrants that any shall be free of any f. Measurements. Performance and Producti vi tv. In order to review and evaluate baseline measurement which are included in Exhibit C (base rates); Article III (Compensation) and Exhibit F (Evaluation criteria), at GE's request Consultant agrees to meet on a quarterly basis for the purpose of evaluating performance based Upon baseline measures contained herein and for the further purpose of defining/adjusting any such measures as appropriate. Notwithstanding the foregoing, GE agrees to work with Consultant to ensure that Consultant is able to provide ongoing cost reductions in administrative and other charges and to increase and improve productivity. 2. Remedv In the event of any warranty nonconformance or defect, Consultant shall, with due attention to GE's requirements and needs, promptly correct, to GE's satisfaction and at Consultant's sole cost and expense, the nonconformance or defect, together with any and all damage or loss to the Work resUlting therefrom (including without limitation reprocurement or reconstruction occasioned thereby). In the event of a breach of the warranties set forth in Paragraph "d" of Article V.A.l, Consultant agrees to indemnify, save, defend, and hold harmless GE in accordance with the provisions of Subsection "2" (Compliance with Applicable Laws) of Article V.C hereof. In the event of a breach of the warranties set forth in Paragraph "e" of Article V.A.l, Consultant agrees to indemnify, save, defend, and held harmless GE in accordance with the provisions of Subsection "5" (Patents, Copyrights and Trademarks) of Article V.C hereof. B. Consultant Responsibi1itv The Consultant shall be responsible omissions of its officers; directors; subconsu1tants; vendors; and Contractors; to GE for the acts and employees; agents; and and subcontractors at any , :i I ! 10 .' tier, and their respective agents and employees. The Consultant shall remain primarily responsible and liable for performance of the Service(s), regardless of whether GE has given approval or consent to a particular subconsultant, vendor, Contractor, or subcontractor at any tier, subcontract document(s), and/or any other matter in connection therewith. Further, it is recognized that the matters dealt with in Paragraphs 1 through 8 of this Article V, Section "B", are important to GE and material to Consultant's performance of this Agreement, and, therefore, Consultant represents and warrants that any Work performed by or through Consultant on or in connection with any Work Release(s) issued hereunder shall be performed in accordance with the fOllowing paragraphs: 1. Environmental Records If and as applicable, Consultant shall maintain ,complete records of the chain of custody and control of all environmental samples and waste materials handled, transported, and/or disposed of as a result of Consultant's activities under th~s Agreement, and Consultant shall deliver all such records pertaining to an individual Work Release to GE in accordance with instructions from GE and when requested by GE, but in no event later than the time when Consultant's performance pursuant to any Work Release has been completed. 2. Hazardous and Toxic Material{sl Consultant agrees that it shall inform its officers; directors; employees; agents; subconsul tants; vendors; contractors; and subcontractors at any tier; and any other party which may come into contact with hazardous or toxic material(s) as a result of Consultant's performance or failure to perform hereunder of the nature of such materia1(s) and any health or environmental risk(s) associated herewith. In this regard, Consultant will exercise its independent judgment as to whether it should consult with a more knowledgeable party to determine the nature and extent of any such risk(s) . 3. Health and Safetv Any condition threatening the health and safety of any emp10yee(s) or agent(s) of Consultant or GE, of any employee or agent of any subconsultant, vendor, contractor or subcontractor of either of them, or of any member of the general public shall be immediately brought to the attention of GE. Consultant is responsible for adopting, maintaining, and complying with an adequate health and safety plan, which must be in accordance with any and all applicable laws, rules and regulations, and supporting employee information and other records for conduct of its operations, a conformed copy of the current version of which has been furnished to GE. Consultant shall furnish GE copies of such I I.; I' 11 ..r-_ ,# plan, as it may be updated or ~evised from ti~e to time, during the term of this Agreement. Nothing contained in this Section shall be deemed to relieve Consultant of its responsibilities under this Agreement, at law, or in equity, or to imply any approval by GE of Consultant's health and safety plan contents or documents, or to make GE restlonsib1e for any act or omission of Consultant with respect to compliance or noncompliance with said plan. 4. Oualitv Assurance and Control Any condition threatening to adversely affect quality assurance and control of Consultant's performance hereunder shall be inunediately brought to the attention of GE. Consultant is responsible for adopting, maintaining, and complying with an adequate quality assurance and control plan for conduc.t: of its operations, a conformed c~py of the current version of which has been furnished to GE. Consultant shall furnish GE conformed copies of such plan, as it may be updated or revised from time to time, during the term of this Agreement. Nothing contained in this Section shall be deemed to relieve Consultant of its responsibilities under this Agreement, at law, or in equity, or to imply any approval by GE of Consultant I s quality assurance and control plan contents or documents, or to make GE responsible for any act or omission of Consultant with respect to compliance or noncompliance with said plan. 5. Traininq and Oualifications Consultant is responsible for assuring that any and all Consultant personnel and any and all personnel engaged by or through Consultant have been properly trained and are fully qualified (in accordance with any and all applicable laws, rules and regulations) to perform their respective duties as assigned by or through Consultant. Consultant shall maintain appropriate records of the training and qualifications of its personnel assigned to Work under this Agreement and shall assure that, as may be required under the law of any jurisdiction related to performance of any Work Release issued hereunder, such personnel possess any requisite licenses and/or certificates required or generally recognized as appropriate to performance of duties to which they are assigned. Nothing contained in this Section shall be deemed to relieve Consultant of its responsibilities under this Agreement, at law, or in equity, or to imply any approval by GE of Consultant's training or personnel qualifications standards or to make GE responsible for any act or omission of Consultant with respect thereto. 6. Monitorinq, Samp1inq. Reportinq, and Sample Disposal All monitoring and sampling activities shall be conducted in a manner consistent with the rights of third parties and any access and security requirements applicable to the site involved. Reports 12 ;~- ...-...--. -..------. --- "---. -... .~. " --''f ". -~~p i '"', -, .' of monitoring and sampling with any associated laboratory analyses and findings shall be made in a format acceptable to GE and to appropriate local, state and federal agencies, but, at minimum, shall rGflect the sample identification and chain-of-custody procedures consistent with those required by the U.S. Environmental Protection Agency's Office of Enforcement and Compliance Moni toring, as set forth in the National Enforcement Investigations Center (OONEICOO) ooNEIC POlicies and Procedures Manual". Laboratories selected to conduct sample analysis shall be subject to approval of GE. Disposal of samples on site or off site shall be made in full compliance with all applicable legal requirements of any government or agency having jurisdiction thereof. Consultant shall retain any sample(s) for a minimum period of forty-five (45) days unless specified otherwise in the applicable Work Release. Before disposing of any samp1e(s), Consultant shall notify GE, and GE may require that such sample(s) be retained for an additional specified period. Sample disposal arrangements shall be subject to approval by GE. Nothing contained in thi~ Section shall be deemed to relieve Consultant of its responsibilities under this Agreement, at law, or in equity, or to imply any approval by GE of Consultant's monitoring, sampling, reporting, and/or sample disposal activities under this Agreement (except insofar as GE may grant express approval with respect to selection of source(s) for laboratory sample analysis or sample disposal site(s)). 7. Conflicts of Interest It is recognized that the performance by Consultant in the context of Consultant's other involvements could present both GE and Consultant with questions involving possible conflicts of interests. Accordingly, Consultant agrees to disclose to GE any situation involving an actual or potential conflict of interest which may arise, directly or indirectly, in the course of performance by Consultant of any obligation pursuant to this Agreement or any Work Release issued hereunder. With respect to any such disclosure, GE shall review with Consultant and shall determine the most appropriate course of action, including but not limited to withdrawal, cancellation or termination of Work Release(s) or this Agreement itself if GE should determine .that such course of action is in its best interests under the circumstances then prevailing, and provided further that Consultant reserves the right to decline an individual Wo~k Release in the event that its acceptance would represent a potential or actual conflict of interest. B. Substance Abuse The parties agree that all Work to be performed under this Agreement shall be performed in compliance with Consultant's program for maintaining a drug-free work force and work place. Consultant is responsible for adopting and maintaining its own program for assuring a drug-free work force and work place, a 1) .- conformed copy of the current version of which has been furnished to GE. Should such program be updated or revised from time to time, Consultant shall furnish GE conformed copies of such program. Nothing contained in this Section shall be deemed to relieve Consultant of its responsibilities under this Agreement or to imply any approval by GE of Consultant's program contents or documents, or to make GE responsible for any act or omission of Consultant with respect to compliance or noncompliance with said program or laws or regulations relating to a drug-free work force or work place. C. Indemnitv 1. General To the extent permitted by applicable law, Consultant shall at all times indemnify, save, defend, and hold harmless GE and its officers, directors, employees, and agents from and against all claims, injuries (including without ,limitation wrongful death) to persons (including without limitation employees of Consultant and GE) and damages to property of GE and others, losses, liabilities, finp.s, penalties, costs, expenses, and detriments CJf every nature and description (including without limitation reasonable attorneys' fees) to which GE may be subjected by reason of any negligent act or omission of Consultant; its officers; directors; employees; agents; and/or its subconsultants; suppliers; contractors and subcontractors at any tier, and/or their respective agents and employees (except where any such claim, damage, loss, liability, cost, expense, and/or detriment is due to GE's negligence in which instance said losses above referenced will be apportioned as to GE'S and Consultant's respective negligence). 2. Compliance with Applicable Laws. Consultant shall at all times indemnify, save, defend, and hold harmless GE and its officers, directors, employees, and agents from and against all claims, losses, liabilities, damages, fines, penalties, fees (including without limitation attorney's fees), costs, and expenses of whatsoever kind or nature arising out of or in connection with noncompliance by Consultant, or any of its officers; directors; employees; agents; or any of its subconsultants; ve~dors; contractors; or subcontractors at any tier, or their respective agents or employees, with any applicable Federal, State or Commonwealth, or local law, regulation, ordinance, Execu'tive order, code, standard, permit, or license including, but not limited to, those concerning health, safety, and the protection of the environment. J. Existina Contamination. The presence of contamination on any site or in any facility as of the date of commencement of Consultant I s performance under any Work Release shall not in and of itself give rise to any duty on the part of Consultant to indemnify GE hereunder. Notwithstanding the foregoing, Consultant's indemnity obligations shall apply to the 14 " presence of any contamination or the release ~f any hazardous or toxic substance(s) caused by or contributed to by any negligent or wi1ful1 act or omission of Consultant or any person or firm engaged by or through Consultant. 4. stiDu1ated Penalties. Consultant shall reimburse GE for GE's payment of any stipulated penalty pursuant to any order, 1ecree, or other legal instrument or process of any court, agency, or other governmental entity which arises out of any failure by Consultant, or any person or firm engaged by or through Consultant, tc perform in accordance with the provisions of this Agreement or any Work Re1ease(s) issued hereunder. 5. Patents. CODvriohts. and Trademarks. Consultant agrees to indemnify, save, defend, and hold harmless GE against any and all damages, losses, liabilities, fees (including without limitation attorney's fees), costs and expenses of whatspever kind or nature arising directly or indirectly from any- claim of infringement of any patent, copyright, or trademark due to any act or omission connected with Service (s) rendered by or through Consultant. D. Consequential Damaqes Except for the protections afforded GE pursuant to section "C" of this Article with respect to claims of third parties, neither party shall be responsible to the other for lost revenues, lost profits, cost of capital, claims of customers, or other special, indirect, consequential, or punitive damages. ARTICLE VI - INSURANCE AND BONDS A. Required Insurance Prior to performing any Service(s), Consultant shall obtain, and thereafter maintain in full force and effect until such time as performance of all Services subject to this Agreement is completed and accepted by GE, the fOllowing insurance coverages: 1. Workers' Compensation insurance in accordance with the requirements of the applicable laws of the jurisdiction (State or Commonwealth) in which Work is to be performedj 2. Employer's Liability insurance with a limit of not less than Five Hundred Thousand Dollars ($500,000); J. Public Liability and Property Damage insurance, including Contractual Liability coverage with respect to indemnifications set forth in this Agreement and any Work Re1ease(s) issued hereunder, with limits of not less than One Million Dollars ($1,000,000) per person per accident or occurrence for bodily injury (including but not limited to wrongful death) and 15 " One Million Dollars ($1,000,000) per accident or occurrence for property damage; 4. Errors and Omissions (Professional LiabiEty) insurance with limits of not less than Five Million Dollars ($5,000,000) ; 5. Automobile insurance for owned 01:: hired vehicles with limits for public liability of not less than One Million Dollars ($1,000,000) per person per accident or occurrence for bOdily injury (including but not limited to wrongful death) and limits of not less than One Million Dollars ($1,000,000) per accident or occurrence for property damage; 6. Umbrella/Excess Liability insurance with a limit of liability of not less than Ten Million Dollars ($10,000,000); and 7. Environmental Impairment and/or Po11ution:Liability insurance with limits of not less than One Million Dollars ($1,000,000) with further coverage on a Work Release basis as requested and approved by GE. B. Evidence of Insurance All insurance required by this Agreement shall be with companies or governmental agencies and on forms satisfactory to GE, and no such insurance shall be deemed to be in effect until such time as validly issued certificates of insurance satisfactory to GE are delivered to GE, which certificates shall require the insurance carrier to notify GE at least thirty (:\0) days prior to expiration, termination, or modification of any policy of insurance required or approved by Agreement or GE under this Article. certif ica tes shall be delivered to GE prior to commencement of performance of Service(s), and Consultant shall assure that updated certificates of insurance consistent with the provisions of this Agreement are furnished to GE in a timely manner sufficient to maintain Consultant's compliance with the provisions of this Article. C. Bonds GE reserves the right to require and to secure Consultant's performance and payment obligations hereunder by one or more bonds applicable to any Work Release(s) issued hereunder. Any such bond(s) shall be from a surety and in form and content acceptable to GE. D. Consultant's Liabi1itv Nothing contained in this Article VI shall be construed as limiting Consultant's liability to GE or any third party. 16 ." ARTICLE VII - TERMINATION: CANCELLATION A. GE's Termination for Convenience GE may terminate this Agreement and/or any Work Release(s) issued hereunder for convenience at any time, without prejudice to any claims which either party may have against the other, by written notice to the Consultant at least seven (7) days prior to the stated termination date, In such event, Consultant shall take such steps as may be directed in GE's notice of termination and shall be reimbursed for Service(s) rendered prior to the stated date of termination plus all reasonable, actual, necessary, and proper costs incurred at GE' s request after the stated date of termination. In no event shall the total payment(s) made to Consultant exceed any maximum payment obligation ("not to exceed") agreed to in accordance with Subsection B.2 of Article III hereof, as adjusted by any Change Notice(s) and/or Purchase Order~s) /Change Order(s) approved or directed by GE pursuant to Secti:on "e" of Article r and Section "C" of Article III hereof. In any event, the invoicing and payment requirements set forth in Article IV hereof shall be observed. Consultant may terminate this Agreement by providing GE with at least thirty (JO) days written notice, except for Work under accepted Work Releases and other Agreement provisions including, but not limited to, warranty Obligations, survival Obligations, insurance and indemnity requirements. B. GE's Cancellation for Cause GE may cancel this Agreement and/or any Work Release(s) issued hereunder for cause at any time, without prejudice to any claims which either party may have against the other, by written notice and by providing an opportunity to cure to the Consultant at least seven (7) days prior to the stated cancellation date. In such event, Consultant shall take such steps as may be directed in GE's notice of cancellation and shall be reimbursed for services(s) rendered prior to the stated date of cancellation plUS all reasonable, actual, necessary, and proper costs incurred at GE's request after the stated date of cancellation, less the value of any c1aim(s) which the GE may have against Consultant including, but not limited to, the cost of completing Consultant's Work. In no event shall the total payment(s) made to Consultant exceed any maximum payment Obligation ("not to exceed") agreed to in accordancp. with Subsection B.2 of Article III hereof, as adjusted by any Change Notice(s) and/or Purchase Order(s)/Change Order(s) approved or directed by GE pursuant to Section "C" of Article I and Section "C" of Article III hereof, less the value of GE's claim(s) against Consultant. In any event, the invoicing and payment requirements set forth in Article IV hereof shall be observed. In addition to any other causes for which GE may cancel this Agreement and/or any Work Release hereunder, and without limiting the generality of the foregoing, Consultant acknowledges that its breach of any Agreement provisions or obligations related to 17 ,. environmental considcloations and/or the health, safety, and welfare of its employees, GE's cmp10yees, any other personnel at any Work site, and/or any third parties or members of the general pUblic shall be cause for cancellation of this Agreement. C, Consultant's Termination Consultant may elect to terminate this Agreement on the second anniversary date of the effective date of this Agreement by providing GE with written notice at least ninety (90) days prior to this second anniversary date. ARTICLE VIII - PATENTS: OWNERSHIP OF PLANS: DATA RIGHTS A. Use or Desiqnation of Patented Products or Processes Without GE's prior written approval, Consultant warFants that it will not use, designate for use, or allow others under its contrc1 to use or designate for use, in connection with the Work, any patented or patent pending article, method or device which involves or requires payment of any license, fee or royalty in addition to the compensation agreed to under this Agreement. Consultant further warrants that the Work to be performed under this Agreement does not infringe upon any patents, trademarks, trade secrets, or copyrights of third parties, and Consultant shall take all necessary actions to ensure that no such infringement occurs. In the event any claims are made as set forth above or in addition to Consultant's obligations under Article V(c) Indemnitv, and at GE's sole option, Consultant agrees to tender a defense on behalf of GE. Consultant shall make no settlement of any such claims without prior written approval from GE. B. Ownership of Plans All original tracings of drawings and specifications, designs, reports, bills of material, instruments, calculations, and other documentation (regardless of medium) prepared by or through Consultant shall be GE's property, with full and unrestricted rights of ownership and use vested in GE, and shall be delive~ed to GE in accordance with deliverable work product and schedule provisions of Work Release(s) issued pursuant to this Agreement, but for any individual Work Release not later than the time, as applicable, of completion of performance, postponement, termination, or cancellation of Service(s) thereunder. ARTICLE IX - CONFIDENTIALITY Consultant for itself and its subcontracts, subcontractors, and/or vendors agrees to following provisions: 18 .' A. Confidential Treatment Consultant will treat as confidential, and use only for benefit of GE, identification of the nature and extent of its Work hereunder, its Work product hereunder whether deliverable or nondeliverable, and all data, plans, processes, formulae, manufacturing procedures, and any other confidential matter which GE has heretofore disclosed or may hereafter disclose to Consultant, its subconsultants, vendors, contractors, at any tier, or their respective agents or employees, or permitted Consultants, its subconsultants, vendors, and/or subcontractors at any tier, or their respective ilgents or employees to observe, in connection with fulfillment of this Agreement. B. No Communication Consultant will not divulge the same to others, or use the same in any way which may be to GE's detriment, without~E's prior written consent, except information in the public domain prior to such disclosure, or information which is independently supplied to Consultant other than through a breach of this Article or a similar provision in any other Agreement, or which Consultant is compelled to disclose by legal order or process so long as Consultant provides no less than fifteen (15) business days advance notice of the compelled disclosure to GE so that, if desired, GE may seek an appropriate protective order or other legal redress. C. No Publication Consultant will refrain for any purpose from displaying, publishing, or publicizing any document or copy or reproduction thereof belonging to GE without prior written authorization from a responsible officer of GE, unless such document has been previously published in the public domain by GE. ARTICLE X - RECORDS: AUDITS Consultant shall prepare and maintain detailed accounting records of all actual, reasonable, and necessary direct and indirect labor, subcontracted labor, purchased materials, overhead and general administrative charges, and reimbursable expenses properly allocable to Work performed hereunder. Such records, as well as systems of accounting and financial control employed by Consultant hereunder, shall be subject to GE's approval and shall be of such accuracy and detail as to permit GE to assess and protect fully its financial interests under this Agreement. Consultant shall permit or arrange for GE to have access to and to audit at all reasonable times all such records, correspondence, account books, purchase orders, subcontracts, invoices, cancelled checks, payroll details (records/register), and other records relating in any way to Work performed under this Agreement and/or any Work Re1ease(s) issued hereunder. Consultant shall preserve 19 ,- all records at its sole cost and expense for a period of at least five (5) years fOllowing completion of any Project for which work has been awarded under this Agreement and/or any Work Release(s) issued hereunder. In the event that Consultant shall thereafter wish to dispose of such records, Consultant shall first furnish GE at least thirty (30) days advance written notice of such intent, and GE shall have the right (but not the obligation), at its sole cost and expense, to take possession of such records and to arrange for their delivery to GE. ARTICLE XI - KEY PERSONNEL ~. ~ , , "Key Personnel" are considered to be essential to the Work performed in any Work Release(s) where such personnel are designated. With respect to and for the duration of the Work to be performed by Consultant pursuant to any such Work Release (s) , Consultant agrees not to remove, replace, or reassign Key'Personnel without GE's prior written consentl If Key Personnel become unavailable for reasons beyond Consultant's control for assignment to Work under any applicable Work Release (s), Consultant shall immediately notify GE and shall submit information (including but not limited to proposed substitutions) in sufficient detail to permit GE to evaluate the impact of the situation on the Work to be performed. Prior to substitution of Key Personnel, Consultant shall obtain GE's written consent as to the acceptability of replacement personnel. ARTICLE XII - MISCELLANEOUS A. Aoo1icab1e Law Any issue involving the SUfficiency, formation, course of performance, administration, construction, and/or interpretation of this Agreement and/or any Work Re1ease(s) issued hereunder shall be governed by the applicable laws of the State of New York, excluding its choice of laws and conflicts of laws rules. B. Aqreement Administration In consultation with Corporate Environmental Programs (CEP), the administration of this Agreement will be performed by the Real Estate and Construction Operation (RECD) of the General Electric Company with full authority to approve, authorize, and execute all Agreement modifications or amendments. C. Document Retention Requirements Due to the need to ensure that records generated during the performance of GE's projects are maintained in an appropriate, effective and organized manner with respect to document retention requirements imposed by law as well as GE's auditing requirements, the following guidelines apply to all proj ect records maintained by 20 ,< Consultant including typed documents, handwritten communications and notes, tapes and electronically stored information or data. 1. Documents prepared by Consultallt a) Drafts only finalized documents should be retained. All draft documents (inclUding paper and electronic copies, and any annotated copies containing comments or other markings) should be destroyed upon finalization (e.g. submittal to and approval of document by GEi finalization of letter or report to governmental agency). Draft documents should be maintained no longer than six months after finalization. b) Meetino Notes, Loos. Records of Communication All documents prepared internally by Consultant such as meeting notes, records of communication (e.g. telecoms) and other similar documents should be maintained for a period of time no longer than six months after the preparation of such documents. c) Accountino Records Consultant should maintain detailed accounting records of all actual, reasonable, and necessary direct and indirect labor, subcontracted labor, purchased materials, overhead and general administrative charges, and reimbursable expenses properly allocable to work performed under this Agreement. All such records should be maintained for a period of at least five (5) years (or such longer period as specified by GE following completion of any project for which work has been awarded under this contract and/or work release). d) Insurance Records Consultant should maintain all records evidencing required insurance coverages under this Agreement and/or any Work Release for a period of at least twelve (12) years (or such longer period as specified by GE following completion of any project for which work has been awarded under this Agreement and/or work release. 21 " e) Patents, Licenses Consultant should maintain all records relating to any patents or licenses used in connection with work performed under this contract and/or Work Release for a period of at least twelve (12) years following completion of any project for which such work has been awarded under this Agreement and/or work release. " k r f. Final Documents Consultant should maintain all final documents for a period of time no longer than seven (7) years, following completion of any project for which work has been awarded under' this Agreement and/or Work Release. 2. Documents Prepared bv others Documents prepared by by Consultant should Consultant's document provisions. others and reviewed be subject to retention policy 3. Confidential Documents Any confidential correspondence or documentation prepared by or received by Consultant should be clearly marked as such and should be maintained in a secure and protected filing system, separate from other project documentation. 4. Leqa1 Reauirements Record retention procedures are necessary to ensure that records are kept according to the requirements of governmental agencies. To the extent that Consultant's document retention policy provisions are not consistent with legal requirements with respect to record retention, Consultant shall comply with applicable legal requirements. 5. Matters in Litiqation With respect to documents matters currently involved in Consultant and its counsel should related to litigation, consult with 22 GE and its counsel as to whether modifications to these guidelines are appropriate. D. Successors and Assiqns: subcontracts 1. This Agreement, and every covenant, condition, and provision thereof, shall work to the benefit of and be binding upon the GE and the Consultant, and each of their respective partners, heirs, and legal representa~ives, successors, and permitted assigns. 2. Consultant shall not assign, delegate, sublease, or transfer all or any part of its interest in this Agreement without the prior written consent of the GE. Any such attempt at assignment, delegation, sUbleasing, or transfer without GElS prior written consent shall b6 null, void, and of no force and effect. 3. Consultant shall not hire any subconsultants or otherwise subcontract any part of the Service(s) to be performed under this Agreement without GE's approval in writing. In the event GE shall grant such approval, any charges for extra work or for changes performed by subconsultants or other subcontractors shall be reimbursed by GE at actual cost to Consultant without addition of any overhead, general and administrative charges, or profit by Consultant. 4. GE shall have the right to employ other consultants and/or contractors in connection with any Project(s) without the Consultant's approval and without payment of any additional compensation to Consultant. E. Set Off Any amount owing at any time from Consultant to GE or any of its affiliated companies may be set off against amounts due and payable by the GE to the Consultant for Services supplied under this Agreement. Consultant agrees to specify in all subcontracts, subconsultant agreements, and purchase orders entered into by it in furtherance of the performance of the Services contemplated hereby that amounts payable by it thereunder shall be subject to set off by it on behalf of the GE for amounts owing by such subconsu1tants, vendors, contractors, and/or subcontractors at any tier to GE or any of its affiliated companies. F. Indeoendent Contractor Consultant is and shall remain for all intents and purposes an independent contractor, and shall have no power, nor represent any power to bind GE or to assume or create any obligation, express or implied, on behalf of GE, unless specifically authorized by this Agreement or any Work Re1ease(s) issued hereunder. 23 G. Survival Any provision setting forth an obligation or duty of Consultant which by its nature is not expected to or cannot be performed during the actual or projected life of this Agreement and/or and Work Release issued hereunder shall be deemed to survive 'suspension or completion of performance, expiration, termination, or cancellation of this Agreement and/or any Work Release issued hereunder. H. Nonwaiver Failure by either party to insist upon strict performance of any of the terms and conditions of this Agreement, or to exercise any right or privilege contained in this Agreement, shall not be construed aR a waiver unless in writing and signed by the party to be charged. Any waiver at any time by either party of 'any term, condition, right, or privilege contained in this Agreement shall not be deemed to be a waiver of any other term, condition, right, or privilege or a waiver of the same term, condition, right, or privilege at any other time. I. Notices Any notice submitted under this Agreement shall be deemed given if in writing and addressed to: For GE: For Consultant: Barbara B. MacPhail, Esq. GE/RECO One River Road 36/3E Schenectady, NY 12345 Stephen J. Myers, CEP McLaren/Hart Environmental Engineering Corporation 28 Madison Avenue Ext. Albany, New York 12203 J. No Anci11arv Aoreements: No Third Partv Beneficiaries Unless specified otherwise in this Agreement and/or any applicable Work Release(s), GE and Consultant agree that there are no other agreements in connection with the performance of Services hereunder and that there are no intended third party beneficiaries of Services performed pursuant to this Agreement. K. Release of Liens Consultant shall not file any lien attributable to any Work performed under this Agreement and/or any Work Release issued hereunder, upon any property now or heretofore owned or to be owned by GE, nor shall Consultant suffer any of its subconsu1tants, subcontractors, and/or vendors to file any such lien or encumbrance. Upon request of GE, Consultant shall execute or, if 24 .' requested by GE, arrange for the execution of a release of lien(s), in form and manner acceptable to GE, which release shall be applicable to any and all Work performed pursuant to this Agreement and any Work Release(s) issued hereunder, L. Comc1ete Aqreement This Agreement, including, but not limited to, any and all ~xhibit(s) attached hereto and incorporated herein, together with any and all Work Release(s) issued hereunder, and any Exhibit(s), Attachment(s), Schedule(s), and Appendix(ices) attached thereto and incorporated theretn, does and shall constitute and represent the complete agreement of the parties and supersedes any previous communications, representations, correspondence, and/or agreements, whether verbal or written, with respect to the subject matter hflreof. M. Severabi1itv If any provision of this Agreement or of any Work Release(s) issued hereunder is held invalid by a court of competent jurisdiction, such provision shall be severed from this Agreement or any Work Release(s), as applicable, and, to the fullest extent possible, the remaining provisions shall continue in full force and effect. 25 N. Contract Benefit Exchanoe Because GE has existing contracts with many service and commodity partners and because substantial cost benetits to GE and Consultant may be achievable by Consultant's utilization ot such contract extensions, Consultant agrees to identify opportunities for reducing costs by utilizing benefits available from existing GE contracts and further to use best efforts in obtaining such cost benefits where available and feasible. If cost savings are achieved as a result of this best efforts contract benefit exchange, Consultant and GE agree that any cost savings realized will be shared equally by GE and Consultant in a manner acceptable to GE and to Consultant. Similarly, Consultant agrees to work with GE to identify opportunities for reducing environmental services' costs of GE-contracted suppliers in other commodity/service areas utilizing selected benefits of this contract. IN WITNESS WHEREOF, the parties hereto have made and entered into this Agreement as of the day and year first above written. GENERAL ELECTRIC COMPANY McLAREN/HART ENVIRONMENTAL ENGINEE NG CORPORATION lRleHARR.W-ffiN~ {iZ.A3 DIRECTOR OF CONTRACTS By Title By By Title - ~. By Title 26 .' r. r'"""'\ ~ ~~)R ~ C"l '" Q . (~ -.I -n '. ":'"'l , v., ~ J ~ ..:~) '", -" or -I 'r- ..:\ I ,"-' ..c:.. - .~ . i..# ~ ' , (" \~~~ "'<{ \)J ~ . ' .-<j "'" - . ;?) ~ ~\ ~ .1 I,Ii' --.. ~ . , :.n -~1 "-f ~, - ." -< S-r\C'!! '& -,.- . MESIROV (;ELMAN JAFn: CRAMER & JAMIESON By: Lawrcnec A. Serlin. Esquire Attorncy Identificution No. 42898 1735 Market Streel. Suite 3800 Philadclphia, PA 19103-7598 (215) 994-1000 Attorncy for Pluintill' Wcdgcwood Hills Apartment Associates, L.P. BERGEN MULTIFAMILY II, INC. and FMPIMLM II, INC., trading as WEDGEWOOD HILLS APARTMENT ASSOCIATES, L.P., Plaintiff COURT OF COMMON PLEAS CUMBERLAND COUNTY PENNSYLVANIA v. CIVIL ACTION - LAW McLAREN/HART, INC., Defcndant NO. 97-5581 AFFIDA VIT OF SERVICE OF COMPLAINT COMMONWEALTH OF PENNSYLVANIA SS COUNTY OF PHILADELPHIA Kyle D. Gibson, being duly sworn according to law deposcs and says: 1. I am a paralegal with the law firm of Mesirov Gelman Jaffe Cramer and Jamieson which rcprcsents lhe plaintiffin thc above eaptioned matter. 2. On October 21, 1997, I servcd defendant McLaren/Hart, Inc. with a truc and correct copy of thc Complaint in this action via certified mail, rcturn rcecipt rcquested, c/o Steven E. Mair, Vice Presidcnt and Gcncral Counsel, McLaren/Hart. Inc., 11101 White Rock Road, Rancho Cordova, CA 95670. The signed certified mail return receipt is attaehcd hcrcto as Exhibit A. (""'"'. I .....__1 .!...I".f ,~. ) \ ("1;.",,,,,_,. ~ KYLE ~\ GIBSON SWORN TO AND SUBSCRIBED BEFORE ME THIS ,~Isr DAY OF OC /-r;b...- ,1997. , /1 Y?I '(f~"'L<J... .' l-/J [3 NOTARYPU8L NOTARIAL SEAL CAROl L. MERTZ. Notary Publlc Docu nl N&'~P2S!l!~" PhK.. County M, com",..."", Ex . Mon:I1 2&, ~ MESIROV GELMAN JAFFE CRAMER & JAMIESON By: Catherine M, Ward, Esquire Attorney Identification No. 54530 1735 Market Street, Suite 3800 Philadelphia, PA 19103-7598 (215) 994-1276/1034 Attorney for PlaintiffWedgewood Hills Apartment Associates,L.P, BERGEN MUL nF AMIL Y II, INC. and FMPIMLM II, INC., trading as WEDGEWOOD HILLS APARTMENT ASSOCIATES, L,P" COURT OF COMMON PLEAS OF Plainlilf CUMBERLAND COUNTY, rENNSYL VANIA CIVIL ACTION - LAW v. McLAREN/HART, INC" Defendant NO. 97-5581 SUBSTlTION OF COUNSEL Please withdraw my appearance as attorney for Plaintiff, Wedgwood Hills Apartment Associates, L.P. in the above-captioned matter, ~d~ La rence'. Serlin, Esquire /I, Please enter my appearance as attorney for Plaintiff, Wedgwood Hills Apartment Associates, L.P. in the above-captioned matter, ~/r.~ Catherine M, Ward, Esquire j \ ARCHER & GREINER A Profcssional Corporation 3700 Bell Allantic Tower 1717 Areh Strect Philadelphia. Pcnnsylvania 19103 (215) 568-4166 By: Joel Schneidcr, Esquire PA Attorney J.D. No. 32246 Attorncys for Dcfendant McLarenlHnrt, Inc. NOTICE TO PLEAD: You arc hcreby notificd 10 filc a written responsc to the (neloscd Ncw Matter within twcnty days from serviec hcreof or judgment may be entercd against you. BERGEN MUL nF AMIL Y II, INC. and FMP/MLM II. INC., lrading IlS WEDGEWOOD HILLS APARTMENT ASSOCIATES, L.P., COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYL VANIA NO. 97-5581 CIVIL ACTION - LAW Plaintiff, v. McLAREN/HART. INC.. Defendant. DEFENDANT McLAREN/HART, INC.'S ANSWER TO PLAINTIFF'S COMPLAINT WITH NEW MATTER Dcfendant McLarenIHnrt, Inc. ("McLaren/Hart"), responds as follows to plaintiffs eomplaint: PARTIES I. McLarenIHart is without knowledge or infonnation sufficient to fonn a belief IlS to the truth of these avennents. 2. Admitted. 3. Dcnied IlS stated. McLaren/Hart hIlS conducted environmental investigations, including PhllSe I reviews of rcal property, and hIlS prepared reports pertaining to such 20-21. Admittcd. 22. Admitted in part; denied in part, It is admitttd that during the April 30, 1997 site visil, McLaren/Hart's rcprcscntatives uneovcred cvidence which indicated that USTs were still present althe site. It is denied that McLaren/Hart's representativcs dctermined the physical presenee of twelvc USTs from observations of above-ground piping and fill port caps, which werc obvious and apparcnt or which are connectcd to the bclow-ground tanks. 23. Admittcd in part; denied in part. It is admitted that the 1996 Phase I Report does not mention thc prcscnce of pipes or fill port caps. It is denied thatthc pipes and fill port caps wcrc obvious and apparcnt or that Mr. Michacls inspccted the Property on February 29, 1996. It is further denied thatthcrc was no menlion of thc potcntial or actual prcscnce of USTs atthc Properly in the 1996 Report. 24. Denicd. It is dcnied that McLaren/Hart was ablc to asccrtain readily thaI USTs wcrc still prescnt on thc propcrty from obscrving numcrous fill ports and vcnt pipes. It is further dcnicd that no new or additional information relativc to thc presence of lhe USTs at the sitc was providcd to McLaren/Hart during the April 30, 1997 inspcction. 25. Denied. It is dcnied lhat McLaren/Hart ultimately determined that twelve USTs wcre slill prcsent at thc Property. 26-28. McLarcn/Hart is wilhout knowledgc or information sufficient to form a belief as to the truth ofthesc avermcnts. 4 COUNT I . BREACH OF CONTRACT 29. McLaren/Hurl ineorporales hcrein by rcference as though fully set forth atlcngth its answcrs to paragraphs 1-28 abovc. 30-33. Denicd. By way of further rcsponsc. thc Agrcement, which is attached as Exhibit A to plaintiff'R complain I, spcaks for itself. 34. Admitted in part; denied in purl. It is admitted that plaintiff has presented damagc claims to McLaren/Hart. It is denicd lhat McLarcn/Hart has any obligations undcr the Reliance Agreement which it failcd and refused to fulfill. 35-36. Denicd. It is dcnied lhat McLarcn/Hart breached any contract with Wcdgewood. The remaining avenncnts in these paragraphs constitute conclusions oflaw to which no response is requircd. 37. Dcnicd. Thc avennent that McLarenlHart brcached ils contract is denied. McLaren/Hart is without knowledge or infonnation sufficicntto fonn a belief as to the truth of the remaining avcnncnts. WHEREFORE, defendant McLaren/Hart dcmands thatjudgmcnt be entered in its favor and against plaintiff togethcr with such othcr and furthcr rclief as this Court dccms just and propcr. COUNT II . NEGLIGENCE 38. McLarenlHart ineorporates hcrein by rcfcrencc as though fully set forth at length its answers to paragraphs 1-37 above. 5 39-42. It is dcnicd that McLaren/llart brcached any duty of carc 10 Wcdgcwood. By way of furthcr response, thc avcrmcnts in thcse paragraphs constitute conclusions of law to which no rcsponsc is requircd. M"Laren/Hart is without knowlcdge or information sufficicntto form a belicf as to thc remaining avcrments in these paragraphs. WHEREFORE, defcndant McLarcn/Hart dcmands thaI judgmcnt be cntcred in its favor and against plaintiff together with sueh othcr and furthcr rclicfas this Court deems just and propcr. NEW MATTER I, Plaintiff's complaint fails to state a claim upon which rclief can be granted. 2, McLarenlHart denies the existcnce of any duty owcd to plaintiff and, in any event, dcnies violating any such duty, if any such duty is found to have existed. 3. The injuries and damagcs complaincd ofwcrc the proximate rcsult of the negligence or inaction of othcr parties or of third parties ovcr whom McLarcn/Hart had no control and for whose aclions McLarcn/Hart is notliablc. 4, The injurics and damages complaincd of were caused by superseding and intcrvening acts and/or negligencc of othcr partics or of third parties over whom McLarenlHart had no control and for whosc actions McLarcn/Hart is notliablc. 5. Thc relicf sought in plaintiff's complaint is barrcd, in wholc or in part, because of plaintiffs contributory ncgligencc, comparative ncgligcnee and/or assumption of the risk. 6 6. Plaintiff's claims arc barred in whole or in part by thc applicable statute of limitations. 7. Plaintiff's claims are barrcd by thc statute of frauds. 8. plaintiff. No act or admission of McLaren/Hart was thc cause of any alleged hann to the 9. Plaintiffs claims are barred by lack of privity. 10. Plaintiffs claims are barred by failure of consideration. 11. Plaintifrs claims are barrcd by thc doctrine of waiver. 12. Plaintifrs claims are barred by the doctrine of laches. 13. Plaintiffs claims are barrcd by thc doctrine of estoppel. 14. If any contractual duty is found to exist to plaintiff, which is denied, then the contract is unenforceable bccause of thc failure to perform all conditions preccdent. 15. Plaintiff has failed to mitigatc damages. 16. Plaintiff's claims are barred and/or limited to the extent that there are defenses to any and all of plaintiff's contractual and quasi-contractual claims. 17. Plaintiff's claims are barred by the doctrine of accord and satisfaction. 7 CERTIFICATE OF SERVICE I, Jocl Schneider, hereby certify thut on Junuary 20, 1998, I caused to be served a true and corrcct copy of the Ibregoing plcading on thc below namcd counscl, via United States first-class mail, postage prepaid: Cathcrinc M. Ward, Esquire Mcsirov Gclman Jaffe Cramcr & Jamieson 1735 Market Strecl, Suite 3800 Philadelphia, PA 19103.7598 6",1 ~,/,IU.; ,t...-- J EL CHNEIDER (1.0, No, 32246) 2'12723 COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA CIVIL DIVISION NO, 97-55~1 f ;!.r:U -(;::;::C!: CF "". r .... ,,' ':'JU.l't BERGEN MULTIFAMILY II, INC. and FMP/MLH II, INC., trading aa WEDGEWOOD HILLS APARTMENT ASSOCIATES, L.P., nr, "'I ~ I ,.. 0'''6 '"1U ~-..,." /. i:, t ...JO.j CUI', ,,' ! ,,' ," ""['( 1.-_............. ; .l; ".....-'..11 I"'". ,'"..,.. ^ .L:";-\~lL,', \., Plair.tIff. v. MCLAREN/HART, INC., Defendant. DEFENDANT MCLAREN/HART. INC.'S ANSWER TO PLAINTIFF'S COMPLAINT WITH NEW MATTER JOEL SCHNEIDER, ESQUIRE PA Attorney 1.0, No. 32246 Aeca.. . a...... .~COfttIOItATlON COUNHLLOfta AT LAW 1700 HU AT\.ANnc lOWIN 1717 AItCH IT"r" il'HK.AOEL.I"t<<A.'WNH.VL'lI'AH....I.IOI (215) 568-4166