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HomeMy WebLinkAbout97-06338 '. , . , ~ h ~ .. . ~ v. I I I I I I I I I. I I IN 'I'm: COlllt'l' Oi' COMMON I'I.EAS CUi\UI~:IU.ANIl COllN'I'Y. 1'~:NNSYI.v ANIA C:IVIl. ACTION. LAW Nil, q'J.I.l)\' ('iOd1.:'",~ l<A'I'lIImINE N. 1I0l'1', l'lulllllrr MAllY 1..I\Ill.U;lt, IIAIUlAllA S'I'OIlUAln.I\lOllClAN, II. IllXON m:MI\lA, II. (,.:nAI.Il vom:l" IH:llllA S, ~:V ANS, ANN NISSAN ANIl SANllllA S~:I:I'1..:ll, Ilerendunl' JllllY'I'IUAI.Il.;I\lANIH:1l COMl'LAINT I, Thc PllIintllTKuthcrlnc N. BOPIIls un udulllndivlduul rcsldlng ut936 Rlvcr Roud, Murysvll1c, Eust Pcnnsboro Township, Cumberlund Counly, Pcnnsylvlll1lu. 2. Thc Dcfcndunt Mury L. MIlicI' Is un udultlndlvlduul rcsldlng ut 125 Brian Drlvc, Eusl Pcnnsboro Township, CUl11berlund County, Pennsylvunlu. 3. Thc Dcfcndant Burbara Stoddurt.Morgunls unudultlndlvlduul rcslding ut 234 Brian Drive, Eusl Pcnnsboro Township, Cumberland Counly. Pcnnsylvunlu. 4. Thc Dcfcndant H. Dixon Hcmmu Is un udult Indlvlduul rcsldlng ut 7?3 Lcc Lunc, Eust Pcnnsboro Township, Cumbcrland County, Pcnnsylvunlu, 5. Thc Defcndallt H. Gerald Vogel Is un adultlndividuul rcsidlng ut 810 Churlolle Wuy, Number 203, Eust Pennsboro Township, Cumberlund Counly, Pcnnsylvunia, 6. The Dcfendant Debra S. Evans is un udult individuul residing ut 806 Charlotte Wuy, Enst Pennsboro Township, Cumberlund County, Pcnnsylvuniu. 7. The Defcndunt Ann Nissun is an adult individual rcsiding at 849 Louise Court, Eust Pennsboro Township, Cumbcrland County, Pennsylvania. 8. The Defendant Sandra Seltzer is an adult individual residing at 3412 Bedford Drive, Camp HIl1, Borough of Camp Hill. Cumberland County, Pennsylvania. 9. At all times mentioned herein, thc Plaintiff was the owncr of multiplc units (ncver Icss then 3 units) in Wcstwood Village. 10. All of the Defcndants were members oflhe Board of Direetors of Westwood Village at some or all of the til11csl11entioned hcrein. 11. The By-laws of Westwood Village require u ballot to be mulled to every shareholder. When ballots were mailed they were mailed to evcry addrcss In Westwood Village in an envelope addressed "Rcsident ofWcstwood Vll1ugc". This blatunt fullurc to follow the By- Inws constitutcd gross mlsnllnlng':mcnt nnd rccklessncss hy nllofthc mcmhcrs uflhc Bonrd or Dircctors. 12, Thc By-Itlw l'cLJulrcmcllt ns sct Illrth 111 pnrngrnph II nbove wus Im)ughtlo the Ullclltlollofthe Ilourd oflJlrectors by All1Iu Fultz, n unit OWllcr ut Westwl)UlI Vllluge On JUlluury 3, 191)7 ulld ugulllon Fcbrunry 7, 1997, but wus ullhcclled, 13. 'President- Dlrcctor Ann NlssUIl, on Murch 10, 1')97, stntcd "Plcusc refer 10 . Article V, Section 4, 101' the Bourds Notice ofMeetlllg we currently ulltielpnte two vucuneles." Suld comment shows bel' !\llluwureness ofthe process, which the Directors did Ilot follow, 14, The booksoftbe BouroJ of Directors ure notuudlted Inuceordunce with the By- Inws. Articles V ulld VII reLJulre Ull uudlt by u certit1ed uudltor und u distribution to ull of the shureholders, The Bonrd of Directors had Ihelr books uudlted by un ullLJuulllied uuditor und did . not distribute the uudlt rcpol'tto ench shnreholder, "ullure to meetlhls requlrel11entls gross ulld willfulmismullugemGntund u bl'euch of I1dueiul'Y responsibilities 10 conduct nnd distribute an nUdlt of the books, ull of which constitute willful misconduct nlld or rccklcssncss on the purl of the Bourd of Dircctors. 15. The Bourd ofDlrcctors cnllngcd Icgnl counsclto secure polltlcul und udministrutlve illfonllutionuboutthc Council of Westwood Vllluge. The qucstlons raiscd with suld counsel wcrc c1carly not related to the maintenance and enhancement of the recreational facilities and activltics of the community. Thc use of the recreational fund ofWeslWOOd Village to Cl\lTY outll politicalugenda constltutcs wlllf\tll1llsconductand II brcaeh of the t1duelary responsibilities of the Direclors. 16. The Board of Directors puid to have an allomey present ut the election meeting of the Council of Westwood Village, Clearly legal services were not relaied to the recrclltlonal uetlvities ofWcslwood Villagc, The Board of Directors has no standing ill the Council election. This acl constituted gross mismanagemcnt of the funds of the Board and a wlllf\tlllnd knowing breach of t1duclary responsibilities. 17. The Board of Directors did authorize the use of the club-house/community building without collecting the nomlal and appropriate rental fees. The Board of Directors did not charge the "Concerned Homcowners" when the clubhouse was used by them to meet with legal counsel and to conduct meetings with the Coml11unity to further the political agenda of the "Concerned Homeowners". These meeting occurred in February, March and April of 1997, and the failure to colleclthis money constituted gross mismanagement of the recreational facilities and a breach of the t1duciary responsibilities of the Board members. 18. The Board of Directors rcquested the assignment of a bulletin board on the mall kiosk maintained by Council. The rcquest was approved and a bulletin board was turned over to the Board of Directors. In late July or early August 1997, the Board of Directors installed lighting on this bulletin board tapping into the electricity used at the mail kiosk and paid for by Council and completely replaced the bulletin board with a bulletin board three times as large. This constituted gross mismanagement in not rcquesting the concurrence of Council in any of 2 thesl\ chunges when Ihe fucllitles wcrc under the conlrol und direcUon oflhe Council. 'fhe . unuuthorized use 0 f electrlcllY constituted then by deception. 19. The Board of Directors failed to develop u policy for Ihe posling ofmaleriuls on the bullelln bourd, which hus resulled in IIbelisll1laterlul being posted. This eonstituled gross mlsmunugementlnnol developing u polley. If further consUtuted gross mismunugement when the libelist muterluls, which hud been po sled were not ordered to be removed by the Directors. 20. Aller being notlt1ed Ihut Council would nO longer be providing collecUon services Ihe Bourd of DiI'eclors did nol establish u eolleclion policy and procedure. The Board of Directors failed 10 me claims lor ussessments due und fees owed for unlls being sold al sheriff sule thereby losing Income to tho orgunizatlon und requiring other unit OWners to beur the t1nunelul burden thaI wus 10 be shared. This conslltuted a wlllfulmisconducl and gross mismunugement. 21. The Board of Directors hired lifeguards for the community swimming pool and puid the lifeguards "under Ihe luble" 10 avoid paying the employer ta)les due, inclu<llng, but not limited to, worker's compensation and unemployment compensation. The said lifeguards claimed to be independent contractors however clearly failed to meelthe 17 polnttesl promulgated by the Intemal Revenue Service und were, In fact, employees. WHEREFORE, Plaintiff request this Honorable Court to eompellhe Board of Directors and the individual Defendants to secure an audit of their books and records by a certified public accountant as required by the By-laws; to enjoin the individual members and the Board of Directors from further violation of the By-laws; for each of the individuals to reimburse the organization for the illegal fees paid to attorneys and to refrain In the future from violating the By-laws oCthe organization and such other relief as the Court deems appropriate. ., , Respectfully submitted, ~=,-t) . .-&- William T. Smith W. No. 6887 3747 Derry Street Harrisburg, PA 17111 (717) 561-2677 . Attorney for Plaintiff Date: l \ ,. \,'2. - <n ., 3 AJ1J1IDA VI'!' COMMONWEALTH OF PENNSYLVANIA COUNTY OF' DAUPHIN P~rsonally nppcllred before me Katherine N. Bopp, who deposes and suys that the fucts set forth In the within Complulnt arc true an~ c\lrreetto the best ofhcr knowledge, infonnuHon and belief. , / ) d,' .. l2,ll.t.li.,wt- L.{ , 'P~f> atherine N. Bopp , . , ,/ ",/1 h"'f.- ' Subscribed I\n,d swom to before me thls/..,rday oc "/JI'.':" <- ,1997. /' / .,_i "'./.;.. i _I. ~ . / - /' /, /-~ -, ~(.,I.~'_, ,_-( .' ,(.-1-_, r/( " 'NOTARY PUBLIC,'?' , , My commission expires: /~(:;.~.;" ,.I' __, KmArllM 5r.M PAULA A. WYDRA, Noiltt:",:' ~'L'IJI.: Ho"hbl)rg, o.'lll\~ln \';';o""l'f. ,I i\ My Cdtfll"f4Jlon b.,lr.' 1.),,,, ", ~ l' ,\ .\. ) ',;\, I' ; ot .,i" .-:r f) .:. I.; , ..' ...--' ,'. -,,\\ , , ;".,,--.., " ( , >:I c~ ~ '7J ~ ~ ,~mt~\ -H- r;:: Ci -;'11 ;: & ~ 8 ~;: ~ ~ pt! ~ ?j ~t t~) .. I''f -11 ,''1 ~'i'~ ~ I !' rJ ,)'T >.)0 J J.I ;)...', ,.\) -",'rn '..l 'l:-j :,11 -;; ;l': r;, .,:.:: G .~. 'U ;,1; """ \0 0,.1 1)F.MlIlutElt 6. In utI)' shur~hold~r's d~rlvutlw uctlol1, In ord~r lilr th~ I'lull1tU1' to huvc stulldlllg to brll1g suit, h~ or sh~ Illust Ilrst ~>lhuust il1trucorrorut~ r~llledl~s by lllukll1g u d~lllul1d urol1th~ Bourd of Plr~ctors for corrorut~ uctlol1. 7. Th~ I'lull1l1l1' hus notllllegcd thut she Illud~ such II dcmund on th~ Bourd. 8. ,(,h~ I'luil1tlfl's Ihllul'e to Illuk~ u dCllllll1Ll unLl e>lhuust her il1trucorporntc relllcdics , deprlws h~r of stllndlng to usscrt this elulm. 9. All of lh~ Or~I'Ullve ullcgutlons in th~ COlllplulnt m'~ mudc uguinstthe Bourd of Directors of Weslwood Vllluge COlllmunlty Assodutiol1, Inc. for 1I0urd uctlons. 10. The Plulntiff hus lull~'d to Join un indisrensuble purty, i.c. Westwood Vllluge Comlllunlt)' Associution, Inc. und, for thut reuson. the Complainl should b~ dismissed. 11. The Complull1t further thlls to comply with the plcudlng requircm~l1ts of Pll.R.C.P. 1506. MOTION FOt{ A MOItF. SPF.CIFIC PLF.AIHNQ 12. At severul points in the Complulnt, Plllintiff makes allegations referring to "nil times mentioncd herein" or words of similnr import. 13. The Complaint docs not sct limit with sufficient detnil Just when the several occurrences alleged in the Complaint took plac~. 14. Pnrngruph II refers to the mniling of bullots but docs not ewn identify the yenr referred to, 15. Pnragrllph 14 refcrs to impropcr uudits of the Board of Directors' books but does not set forth a yenr or n lime period in question. 16. Pnragruph 15 nlleges thut the Dourd engug~d legnl counsel to secure informntion nbout the counsel of Westwood Vlllnge without selling forth the lime period involved. 17. Pnrugrnphs 16,20 nnd 21 similnrly ure without bnsic factuulallegntions concerning the time periods involved. 18. For the reasons stuted nbow, the Defendnnts nre unnble to form n reasoned response 10 the Complaint undo in the alternutive of a complete dismissal of the action, the 2 cmRTIPIOATm or ~mRVIcm I,: I, Gwen Cleck, secretary of the law firm of 'rhomas, Thomee & Hafer, hereby certify that I have served a true and correct copy of the foregoing document on the following pereon by placing same in the United [: " , ! States mail, poetage prepaid, on the ~ day of \.')Ul 'I ,,\ " I, ) , 19971 , I I I I I, William T. smith, Esquire 3747 Perry street Harrisburg, PA 17111 THOMA~/ THOMAS << KArmR '(" . , I',' l'. . ,,~' By 1 _..),.l,,' I.... ...~.,~ (, r '-.1 Gwen Cleek, Secretary , , , , :.3Jlr::J/ 11"1'" :0; HI,:TUm'l . IIr,;lilll.AIl CASE NOI 1007-06338 P ~gOn~~w6~L6UI1~~RI]~W,YLV AN IA I nOI2r.Jib..TI!Elil!lE N VB, ['I_.L"'1,~;rL.!:lARLl. 81' AI.. ..l!IlUU. NClnNNE:Y CUNDE/lLAND C<?unty, Penn,:,y1vaniB, \fho t.o law. says, thl1.' \fithin gONPLAINT upon -EYANS DEBRA S de>fendant., at l'~p8100 HOURS, on 'th", ...alli day of D""Jembel- 1922. at _. 806 CHARLOll.!Lli'AY ENOLA. PA 17025 , Sheri.!f 'or Deputy Sheriff of being duly a\forn Bccording,! \fBEI s",ry'...d t.he , CUMBERLAND " County, Pennsylvania, by handing a true and attested copy of the, together \fith NOTICE and at the same time directing He~ attention to DEBRA EVANS CONPLA I NT .. --J to the contents thereof. . Sheriff's Costal Docketing Service Affidavit SurCharge 6.00 ~. 9:2 .00 2.00 So an s wers ~'fT'~ ~/''}~;I;'c__~oI '":' Jj",(~ ~ ;r~~I;:~::.:i~~~j~.(J ~ I R. Thomas Kline, Sheriff ~17.92 WILLIAN T. 12/16/1997 by SMITH ~.~ L W'...(7{epu y er ~ Sworn and Dubscribed 1:.0 before m~ 1<' .. this , /1. -'~ day of U"..J.1. , 19_9:L,. A. D. \.Jb<.t. 0+ h.. ,,;u ~Al~' I I prOl;honotary' , , SHERIFF'S RBTURN - REOU~AI GASE NO, 1997.~600H P qONNONWE6~TU OF PENNSY~VANIAI COUNTY 01' C NI3t;;R~Mm , ' Q9fl.JSA.TlJ!'i.lillif; N VS, nll,!,EIl....!'1A.RY L E1' AL .JiATIiL.J. C L 6 R 1<1:: CUMUERLAND County, Pennsylvani~, who to 111W, says, the wlthin ~~AINT upon .Jl.tJ1MA H DIXON defendant, at 1943100 HOURS, on the a1t.h day of ~ove'~blii'r 1997 at 790 LBE LANE ENOLA. PA 17025 County" Pennsylvania, by handing a true and attested copy of the together with NOTICE and at the same time directing His attention to the oontents thereof. , Sheriff or Deputy Sheriff of being duly sworn acoording , --- was 'served ~- the -' , . Q.1LMBERLAND , to H. DIXON COMPLAINT HEMMA Sheriff's Costsl Dooketing , Servioe Affidavit Suroharge 6.00 ' 9.92 .00 2.00 So anl3Wlii'rElf " ,. "~,,;,';':.,,,,;, , .';"'JI-<<,(' , rr.-Thomae Kline, :;iher i.t.t ~ 'el~.~~ WILLIAN T. 12/16/1997 by SNITH ~. ;.LtI'-;j J' Cet-ChL ' ,epu heri:!:! . , , Sworn and sUbsoribed to before me "" I (). this it. . day of ~u.....~. J 19 q-, A.D. C\......~ (2hAJ~l~__ ,OM;., f I prot1i"anotaI'Y""t"'-' " [:;/lEIIIFF'S rmTUIHI - HI::OUI..^,1 GASE NUl 19~7-06338 p g80n~VW~~L~UNW~RE~NBSYLYAN1^1 1111.EE.Ji1i1'11ERINI;j N V8, M1;..l,bEILJ"ARY L ET AL ~SJ.J::,Y COOI'i .-.J Sheriff or ~...put)i Sherif! 'Jf CUMBERLAND County, Pennsylvania, who being duly sworn according tQ law. says, the within COMPLAINT ___ was served upon ,MILL&B....l1ARY L the def>?ndant, at 1721100 flOURS, on t;hi.? !.:2JJl day of Novl?mber 1'JTI.. ,~t ., 125 BRIAN DRIVE ENO L 1u-.EtL1 7 0 25 . ~!llilll..MI.o . County. Pennsylvania" by handing to MARY NI~LER a true and attested copy of thl? ~l,AINT together with ~~ and at the same time directing I:!.!u:. attention to the contents thereof. Sheriff's Costsl Docketing Service Affidavit Surcharge , 18.00 9.92 .00 2.00 So answers I ", ,. . .~:':!I'.~,/",''':~ ~.','~-'. :"...,., ...,.. '","_'. ,...,:,,-:..~ " "' . ,i,.,_" .- -.~' . "I ..,-,.;_..,-.'......,1..' R:- Thomas Kline, Sherif!. $23.92 WILLIANT. 12/16/1997 by Sworn and subscribed to pef6re me this It.. !!;: day of /tQulA...6v.. 1 'J _'!..:1- A. D. \----I~'iL'- C 11l<.{,lw ,J2/l..h" I 7 Prothono~ary , KATHERINE N. 80PP, PLAINTIFF V, MARY L, MILLER, 8AR8ARA STODDART-MORGAN, H, DIXON HEMMA, H. GERALD VOGEL, DE8RA S. EVANS, ANN NISSAN and SANDRA SELTZER, DEFENDANTS IN THE COURT OF COMMON PLEAS OF CUM8ERLAND COUNTY, PENNSYLVANIA 97-6338 CIVIL TERM IN BE: PREl..fMll':IARY OBJECTIONS Of gEFENDANT~ TO PLAINTIFF'S COMPLAINT BEFORE BAYLEY. J. AND HESS. J, ORDER OF COU6T AND NOW, this 3rd day of February, 1996, the preliminary ,obJections of defendants to plaintiff's complaint, ARE DISMISSED.' ,8ytheCourY// ( , ,// ~I\'" Edgar B. Bayley, /' / /' WIlliam T.. Smith, Esquire For Plaintiff l'.~.,:_A-' (l,^.:,~CA, :;l.h/98 .- -'J .\.T'. ' Kevin C. McNamara, Esquire For Defendants :saa 1. Defendants' reliance on Cuker v. Mlkalauakaa, 692 A.2d 1042 (pa. 1997), Is misplaced, Plaintiff's complaint Is not a derivative action to enforce a secondary right. Rather, plaintiff's complaint alleges that defendants as members of the 80ard of Directors of Westwood Village have violated the bylaws of Westwood Village. The complaint seeks an audit of the books and records of Westwood Village by a certified public accountant, and an order enjoining defendants from further violations of the bylaws. THOMAS, THoMAs & HAFfiR Oy, Kevin C. McNomoro. Esqulro IOENIIFICAIION NO" nooo ~05 NOIlh f,Pnl 611'" p,o, DOl DOD "'''IIbUl;. PA 171000000 11171 2~7,7132 AllomeYI 'or De'endonll v. IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW KATHERINE N. BOPP, Plaint if f MARY L. MILLER, BARBARA STODDART-MORGAN, H. DIXON HEMMA, H. GERALD VOGEL, DEBRA S. EVANS, ANN NISSAN, an~ SANDRA SELTZER, Defendants NO. 97-6338 JURY TRIAL DEMANDED DEFENDANTS' ANSWER WITH NEW MATTER TO PLAINTIFF'S COMPLAINT AND ,NOW, come the Defendants, by their attorneys, Thomas, I Thomas & .Hafer, and answer Plaintiff's Complaint as follows: 1 . It is admitted that the Plaintiff is who she says sl;1e is. 2 . Admitted. 3. Admitted, 4. Admitted. 5 . Admitted in part and denied in part. Mr. Vogel's, correct name is IIH. Gerard Vogel." The address ~s correct. I 6. Admitted. , 7. Adlllil;tf,ld in part and denied in pat't. The Defendant's correot nall\e ia "Anne Nisson." The address is correal;. B. Admitted. 9. Since the "times mentioned herein" are not olearly delineated in, the complaint, the Defendants are unable to form a reasoned response to this allegat ion and it is, accordingly, I denied. 10, Denied. since "all of the times mentioned her,in" are not clearly delineated in the Complaint, the Defendants are unable to form a reasoned response to this allegation and it is, accordingly, denied. By way of further answer, the Defendants aver that Barbara Stoddart -Morgan was not a, member of the Board of, Directors of Westwood Village at any of. the pertinent times mentioned in the Complaint. 11,. Denied, The allegation concerning the mailing and . "I addressing of ballots is vague in that it does not set forth a date or time when the a'ctions occurred, since this allegation is vague, the Defendants are. unable to fo'rm a reasoned response and the allegations concerning the mailing and addressing of ballots are, accordingly, denied, As to the requirements of the Bylaws of' Westwood Village, these are contained in a written document which speaks for itself. The allegations conc~rning blatant failures to " - 2 - folloW the Bylaws, gross mismanagement and rllcklessness by all members of the Board of Pi rectors are denied and are absurd. 12. Penied. 13. Denied as stated. The statement which appears in quotation marks is a misquotation of Anne Nisson's actual statement. The balance of the allegations are denied. 14. Denied. The allegations that the books of the Board of Directors are not audited in accordance with the Bylaws is a conclusion of law to which no response is required.' As to the audit requirements contained in the. Bylaws, the written document speaks to itself. The allegation that the, Board of Directors "had their books audited by an unqualified auditor' is,denied. As for the dissemination of the information in the audit report, the report was posted for all shareholders to see and available at,all 'times for review. Furthermore, a monthly statement of accounts is available for review by any shareholdFi!r who attends monthly meetings. The allegations that the Board has committed gross and willful mismanagement and breaches of fiduciary responsibilities, willful misconduct. and reckles'sness on the part of the Board of Directors, these allegations are ,denied and are absurd. , . , 15, Denied. It is denied that the Defendants acted as alleged,or that they secured or used legal counsel for an improper purpose. " 3 - 16, Denied, The Defendants did not pay to have an attorn~y present as alleged and whether or not the legal services were related to recreational activities at Westwood Village oi whether the Board has standing J.n the Council election are irrelevant and these allegations are deemed denied. 'rhe allegation that the Defendants' conduct constituted gross mismanagement and willful and knowing breach of fiduciary responsibilities are false and absurd. 17. Denied. The "Concerned Homeowners" who used the clubhouse facility were residents and shareholders of Westwood Village Commun~ty Assoc., Inc.' As shareholders, they are entitled to use the facilities without charge when the meeting is held for a public purpose. As for the purpose of the meeting, the Defendants believe that,the meetings concerned matters of community . , interest and were for a public, purpose and as far as the Defendants know, the meetings were not held for any improper purpose. At to the allegations that the Board's failure to collect rental fees constituted gross mismanagement and breach of fiduciary responsibility, these allegations are denied and absurd. 18, Denied as stated. Defendants acknowledge that there has been an ongoing dispute concerning the placement of a bulletin board in, the mail kiosk area of the Westwood Village community. It is alSb acknowledged that the Board installed a bulletin board donated by a resident and that an electric light was installed to - 4 ,- '23, The I?l.aintiff has failed to' sue an indispensable party, i.e., Westwood Village Community Assoc., Inc. 24. The Court lacks jurisdiction to order the requested relief. 25. At ,none of the relevant times set forth in Plaintiff's Complaint was Barbara Stoddart-Morgan a member of the Board' of Directors of Westwood Village. 26. Plain~iff's claims ar~ barred by the business judgment rule. 28. 'The claims against the Defendants are brought without a reasonable basis and have been made for, a purpose other than those stated in the Complaint, . , , , , " , .j - 6 - WHEREPORE/ Defendants respectfully request that Plaintiff/s , CQmpl<Hnt be dIsmissed without cost to them and thab, attorney/ s feee,and costs be assessed against the Plaintiff for bringing this unreasonable and unwarranted action. , l) Respectfully submitted/ THOMAS/ THOMAS & HArER , BYI ic 'yYly)......,.,~,~ Kevin C. McNamara, Esquire I. D. #72668 305 North pront Street P.O. Box 999 Harrisburg, PA 17108-0999 (717) ~37-713~ DATE I ..:2~..S'~~ Attorneys for Defendants I , '.1 I, , , ,.., " " , I I I I j I VEtt Ill' I CATION G'/W'd I, H,'G~a~d Vogel, have read the foregoing DEPENPANTS' ANSWER WITH NEW MATTER TO P~AINTIPP'S COMP~AINT which has been drafted by my counsel. The factual statements contaJ.ned therein are known by me and are true and correct to the best of my knowledge, information and belief. This statement and verification is made subject to the penalties of 18 Pa.C.S.~. ~ 4904 relating to unsworn falsification to authorities, which provides that, if I Imowingly make false averments, I may be subject to criminal penalties. rlI1., /~ . ,1 I ' I .' /it tl,--i (./19,L H . Ge-l!a.1d Vogel I , ,,' . , I ,~~(~~l(-;-'{ DATE I ;.j ,,'-1 if' ), , , , VERIFICATION I, Anne Nisson, have read the foregoing OEFENDANTa' ANawmR WITH NEW MATTBR TO PLAINTIFF'S COMPLAINT which has been drafted by my counsel. The factual statements contained therein are known by me and are true and cor'rect to the best of my knowledge, information and belief. This statenlent and verification is made subject to the penalties of 10 Pa.e.S.A. ~ 4904 relating to unsworn falsification to authorities, which provides that, if I knowingly make false averments, I may be subject to criminal penalties. , /l A1 /l<_L/ . ~~~-t:JA?{),. AnnE~/~i~~~L 4 DATE: j' , , " YJDRWCATION I, Ma~y L. Mille~, have ~ead the fo~egoing DSFSNDANTS' ANSWER WITH NSW MATTsa TO PLAINTIFF'S COMPLAINT which has been d~afted by my counsel. The factual statements contained the~ein are known by me and are true and correct to the best of my knowledge, information and belief. This statement and verification is made subject to the penalties of 18 Pil.e.s.A. Ii 4904 relati~g to unsworn falsification to authorities, which provides that I if I knowingly make false ave'rments I I may be , , subject to criminal penalties. 77~~ y~. ~w Mary L. M l,er ' DATE I " ;, J, VSRIl"ICA'1'ION I, Debra S. Evane, have read the foregoing DSFSNDANTS' ANSWER WITH NmW MA'1''l,'SR '1'0 PtlAIN'l'XFF'S aOHJ?IiAIN'l' which hae been drafted by my couneel. 'rhe factllal statements oQntainedtherein are known by me and are true and correct to the best of my knowledge, information and belief. This statement and verification J.s made eubject to the penaltiee of 10 Pa.e.S.A. !l 4904 relating to unsworn falsification to authorities, which providee that, if I knowingly make false averments, I may be , subject to criminal penalties. \\ '\ !:,)t ~ }1Cl , De ra S. Evans DATE; " l , ,.., , , , OIRTIrIOATI or SIRVIOI - - I, I<ElVIN C. MCNI\t>WII\, mSQUWJi:, herf1by cet'tHy that I have ssrved a true Ilnd correct CJoPy of. the forego,tng document, on the following person by plaGing BlIllIe 111 the United 8tateB. mail, pOBtage 'th" . prepaid, on thc'"J,~ day of 8r~'.':7'-_' 1998 I WiHium 'I'. Smith, Esquire l717 Derry Street Harrisburg, PI\ 17111 I THOMAS, THOMAS & HArER BYI ({( rn'Yl~ Kevin C. McNamara, Esquire I ., ,., " , , " , , I I , t", :_11 .....J '~',) .., 1','\ ') ('.,) ,__J n " 'I I, '1 I,." p,iJ '1 "f"I) "I ", ~, - ~ r. ) illl ;1 ~ , ! ...;, t, ; ,I; . 'on r:j .. - ,p I " " .. . KATHERINE N, BOPP, Plalnllff v. IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW MARY L. MILLER, BARBARA STODDART-MORGAN, H, DIXON NO, 97-6338 HIMMA, H, GERALD VOGEL, DEBRA S, EVANS, ANN NISSAN, and SANDRA SELTZER, Defendants SUGOIlST/ON OF DEI\IH OF H. DIXON HI;MMA , The parties, are advlaod thai a named Defendant, H, Dixon Hemma,' erroneously de81gnatep as H. Dlleon Hlmmoln the caption of this case, died on June 17, 1996. , Respectfully submitted, THOMAS, THOMAS & HAFER, LLP t! /1 , , 'I( '2 ' By: IL t " ,n', / "...........a-. r.-a Kevin C. McNamara, Esquire " I.D,#72668 305 North Front Street P.O, Box 999 Harrisburg, PA 17108-0999 (717) 237-7132 , DATE: ;/'1 /~I J 120814,1 Attorneys for Defendants I CERTIFICATE OF SERVICE I, l<EVIN C, MCNAMARA, ESQUIRE, hereby certify Ihatl have served a true and correct oopy of the foregoing dooument on the following person by placing same in the S)/,I L_ / United States mall, postage prepaid, on the ' '"day of tI,. /.;/ I 199B: - ( William T. Smith, Esquire 3747 Derry Street Harrisburg, PA 17111 " THOMAS, THOMAS & HAFER By: j~ ))) 7'2.-m-e:Jl-e4.., Kevin C. McNamara, Esquire '/' '1 " '.,' I' ~ It; ,':<; III ~'.I q.; p~ ! ,i)'",I ) , (;){ -I (;:,,11 ('. 'I. Ll 0'\ ~ (~ I l~, ,;)..~ ( )/:" (~J.;/ j...., '" '.'fl.', -,;.: I,/,:ti U.i~ .'S (J " -~ .. - - :t; .., r... - <:.c. LJ t:..J C.I) "', . I ,. I' .. . I. " . I ~ tl ollS I; ~$ !WII ~~ ~ Ill: ~ 3. Defend~nt ob)ect5to the service of the Coul\ter-Afnd~vlt Under Section 3301(d) in that it was not served on her In the 5Ume,m~nner M the Compl~lnt in Divorce. I ,~~~~~. ELAINE M. McFADDEN Pro 5e Datedl I ?-/16/ ' l I " , , , , . , , -2- 6. Applicable law clearly requires that prior to the Initiation of a shareholder's derivative action, the Plaintiff Is required to present a formal demand for relief on the corporation, 7, Katherine Bopp did not comply wilh the damand requirement and, therefore, did not exhaust her Intra-corporate remedies, 8. Because Mrs, Bopp did not make a pre-Complaint demand on V'NCA, sha has no standing to sue and summary Judgment In favor of the Defendants should be granted, WHEREFORE, Defendants respoctfully request that judgment be entered In their favor and against the Plalnllff. 1'. Respectfully submitted, THOMA7MAS & HAFER, LLP BY: /;- ( , 1"1' ) ') ')0.. ~,::..t:J'- /.d Kevin C, McNamara, Esquire 1,0,#72666 305 North Front Street P,O, Box 999 Harrisburg, PA 17108-0999 (717) 237-7132 ,Attorneys for Defendants DATE: 7/1/ q 1 , , " " i'+ ,2 OERTIFICATE OF SERVICE I, KEVIN.C, MONAMARA, I:SQUIRE, hereby cermy that I have selVed a lrue and correct copy of the foregoing dO~~~Ej!1t on. the following person by placing same In the United States mall, postage prepaid, on the L day of ~I t-L Il/. , 1999: I William T. Smith, Esquire 3747 Derry Street Harrisburg, PA 17111 THOMAS, THOMAS & HAFER :6496S,l . By: . '" C. Yf) Y/)Ov~,~ta-t..i!.l Kevin C. McNamara, Esquire . . " . . . 3. i' " , ,. I: Q I.t.l n ~f l.O ., 1= 'iJ ['~ rO;; f .'I:]J C."I , ..~ ;t, lJ:) .j'.1 .> l;' (", ~C! . ;ro, ,Jr ,)'1 'l;H :.l.: " (~ ~h::' 6 ;.:)1 ,. ., .,~ ~ ':11 :>1 , OJ '"" " , , , , II '..i ~ I.D r:> I.D "h " iW ~ :7-' -', I ;.~I) ~~: , '11:'1 O';l ~r;; ~" '.:~l> ~n :.:: ,'dJ "^(') 25 . ,. ~ 1 c. "'1"1 I..) ;:;; .. "" :;J .:.n ~ Cl;l 'I I i'" , , , ,