HomeMy WebLinkAbout96-00173
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^ norU.\IONAL COkPOMOOH
WILLIAM F, MAATSON
DANIIL K. DEARDOl\"
ThOMA> I. WlLLlAM'
lva V. OTTO. m
STEPHIN L. BLOOM
C!Ol\CE B. F.....L!I\.II\.
WlWAM D. f'O'lnLL
THOMA> C. COLLIN'
ATTORNEYS ^ND COUN5ELL0ll5 ^T ~W
TEN EAlT HICH STREET
~RLISLE. PENN5YLV^NI^ 17013
T1UPHONI
(7171243-3341
FM:SIIoCIU
(7171243'1850
April 15. 1996
VIA RAND DELIVERY
The Honorable J. Wesley Oler. Jr.
Cumberland County Courthouse
Hanover and High Streets
Carlisle, PAl 70 13
RE: In Re: Charles R. Baker. an alleged incapacitated person
No, 96- I 73 - Orphans' Court Division
Our File No. 3047H,767
Dear Judge Oler:
As you are aware, a hearing before your Honor has been scheduled for April 25. 1996 at 9:00
a.m. in the above referenced matter. As counsel for Carlisle Hospital, the Petitioner, I am writing
to advise the Court that. to the best of my information. the alleged incapacitated has not retained
legal counsel to represent him in this matter. I am so advising the Court pursuant to 20 Pa.C.S. ~
551 I(a) and am in no maMer suggesting lhat counsel is needed or should be appointed for Mr,
Baker.
Thank you.
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Very truly yours.
W. Darren Powell
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IN RE:
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
: ORPHANS' COURT DIVISION
CHARLES R. BAKER,
an alleged incapacitated
person
: NO. 21-96-173
IN RE: PETITION FOR GUARDIANSHIP
BEFORE OLER. J.
ORDER OF COURT
AND NOW, this 25th day of April, 1996, upon
consideration of the petition for Adjudication of Incapacity and
Appointment of a Guardian of His Person and of His Estate, and
following a hearing held on this date, Charles R. Baker is
adjudicated an incapacitated person, and Arnold Joseph
Whitehouse of 24 Milford street, Binghamton, New York, is
appointed plenary guardian of his person, and Financial Trust
services company, a division of Farmers Trust company,
having offices at 1 West High street, carlisle, Cumberland
county, pennsylvania, is appointed plenary guardian of his
estate. The guardians are directed to file reports in
accordance with the provisions of 20 Pa. C.S. section 5521(C),
and to serve copies of such reports upon counsel for the
incapacitated person, who is presently John Wesley' Weigel, III,
Esquire. No bonds shall be required of the guardians.
Notice is hereby provided to Charles R. Baker
through his counsel, who is present in court at the dictation of
this order, of his right to appeal and to petition to modify or
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IN RE:
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
CHARLES R. BAKER,
an alleged incapacitated
person
NO. 21-96-173
IN RE: PETITION FOR GUARDIANSHIP
BEFORE OLER. J.
OPINION AND ORDER OF COURT
Oler, J.
At issue in the present case is whether Charles
R. Baker should be adjudicated an incapacitated person and, if
so, whether Arnold Joseph Whitehouse, who is his brother-in-law,
should be appointed plenary guardian of his person and Financial
Trust services company should be appointed plenary guardian of
his estate. A hearing was held on the matter on Thursday, April
25, 1996, before the undersigned judge. Based upon the evidence
presented at the hearing, the following Findings of Fact,
Discussion and Order of Court are made and entered:
FINDINGS OF FACT
1. The allegedly incapacitated person is Charles
R. Baker, a domiciliary of Cumberland County, Pennsylvania,
residing at 222 East North Street, Carlisle, Cumberland County,
Pennsylvania.
2. Mr. Baker was born on July 24, 1909, and,
until the recent death of his wife, resided with her at the
above address; for the past several months, he has been at the
.. '.
Carlisle Hospital.
3. Petitioner is the Carlisle Hospital, a
Pennsylvania nonprofit corporation with a place of business at
246 Parker street, Carlisle, Cumberland County, Pennsylvania.
4. The allegedly incapacitated person, Charles
R. Baker, suffers from dementia (Alzheimer's type), a condition
which has apparently existed for several years but has been
progressive in nature.
5. As a result of the aforesaid condition, the
allegedly incapacitated person is an adult whose ability to
receive and evaluate information effectively and communicate
decisions is impaired to such a significant extent that he is
totally unable to manage his financial resources and totally
unable to meet essential requirements for his physical health
and safety.
6. The aforesaid condition is apparently of an
indefinite and possibly permanent nature.
7. Based upon the aforesaid condition, the Court
finds that it is necessary to establish plenary guardianships
with respect to the estate and person of Charles R. Baker.
8. In view of the absence of a more favorable
prognosis at this time, the duration of the guardianships
required must be said to be indefinite, pending further Order of
Court and apparently permanent.
9. The guardianships to be established herein
are necessary notwithstanding the personal assistance which Mr.
Baker's ramily has been able to provide.
10. The proposed guardian or the person or
Charles R. Baker is Arnold Joseph Whitehouse, a resident or New
York state with an address of 24 Milford street, Binghamton, New
York.
11. The proposed guardian of the estate of the
allegedly incapacitated person is Financial Trust services
company, a division of Farmers Trust company, with offices
located at 1 West High street, Carlisle, Cumberland County,
Pennsylvania.
12. The proposed guardians are found to be an
individual and entity qualified under 20 Pa. C.S. Section
5511(f) to serve as plenary guardians of Mr. Baker's person and
estate respectively.
13. The foregoing Findings of Fact are made on
the basis of clear and convincing evidence.
DISCUSSION
The provisions respecting an adjudication of
incompetency have been recently amended and are contained in 20
Pa. C.S. section 5501 et. sea. Petitioner has fully complied
with these provisions, and, based upon the foregoing Findings of
Fact, the following Order of Court will be entered:
ORDER OF COURT
AND NOW, this 25th day of April, 1996, upon
consideration of the Petition for Adjudication of Incapacity and
Appointment of a Guardian of His Person and of His Estate, and
following a hearing held on this date, Charles R. Baker is
adjudicated an incapacitated person, and Arnold Joseph
Whitehouse of 24 Milford street, Binghamton, New York, is
appointed plenary guardian of his person, and Financial Trust
services company, a division of Farmers Trust company, having
offices at 1 West High street, carlisle, Cumberland county,
Pennsylvania, is appointed plenary guardian of his estate. The
guardians are directed to file reports in accordance with the
provisions of 20 Pa. C.S. section 5521(C), and to serve copies
of such reports upon counsel for the incapacitated person, who
is presently John Wesley Weigel, III, Esquire. No bonds shall
be required of the guardians.
Notice is hereby provided to Charles R. Baker
through his counsel, who is present in court at the dictation of
this Order, of his right to appeal and to petition to modify or
terminate the guardianships.
By the court,
/s/ J. Wesley 01er, Jr.
W. DARREN POWELL, ESQUIRE
For the Petitioner
carlisle Hospital
JOHN WESLEY WEIGEL, III, ESQUIRE
court-Appointed for Charles R. Baker
Financial Trust
Services compnay
DALE F. SHUGHART, JR., ESQUIRE
For Arnold Joseph Whitehouse
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IN RBI
CHARLES R. BAKER
ALLEGED INCAPACITATED
PERSON
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IN THE COURT OF COMMON PLEAS OP
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 96-173 ORPHANS' COURT
.
.
ORDER OF COURT
AND NOW, this \ ;\l day of April, 1996, upon consideration of
the attached letter from Petitioner's counsel, W. Darren Powell,
Esq., John Wesley Weigel, III, Esq., is appointed to represent the
allegedly incapacitated person, Charles R. Baker.
BY THE COURT,
J
W. Darren Powell, Esq.
Ten East High Street
Carlisle, PA 17013
Attorney for Petitioners
John Wesley Weigel, III, Esq.
50 East High Street
Carlisle, PA 17013
Attorney for Charles R. Baker
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DANIIL K. DIAkDOkFF
1liOMAS ,. WlWAMS
IvoV. OTTo,m
STEPHEN L. BLOOM
CEOkCI B. FALLEk.lk.
WlWAM D. POwELL
1liOMAS C. COLUNS
J~ ~~/)t. Yffl/uunJ & Ilk
^ ",Of1l'lONAL COkroMTlON
ATTOR.NEYS AND COUNSELLORS AT LAw
TEN EAsT Hlclt STREET
CAR.LISLE, PENNSYLVANIA 17013
TILl PItON!
17171243.3341
FACSIMIU
17171243.1850
April 15, 1996
VIA HAND DEUVERY
The Honorable J, Wesley Oler, Jr.
Cumberland County Courthouse
Hanover and High Streets
Carlisle, PA 17013
, ,
RE: In Re: Charles R. Baker, an alleged incapacitated person
No. 96-173 - Orphans' Court Division
Our File No. 3047H.767
Dear Judge Oler:
As you are aware, a i:. 'Bring before your Honor has been scheduled for April 25, 1996 at 9:00
a.m. in the above referenced matter. As counsel for Carlisle Hospital, the Petitioner, I am writing
to advise the Court that, to the best of my information, the alleged incapacitated has not retained
legal counsel to represent him in this matter. I am so advising the Court pursuant to 20 Pa.C,S. ~
551 I (a) and am in no manner suggesting that counsel is needed or should be appointed for Mr.
Baker.
Thank you.
~ truly yoursp
-~D~well ........{ (
WDP/tdw
cc:
Cumberland County Orphans' Court Division
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INRE:
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY. PENNSYLVANIA
ORPHANS' COURT DIVISION
CHARLES R. BAKER
ALLEGED INCAPACITATED PERSON
/73
ORPHANS' COURT
96-
CITATION
WE COMMAND. you that laying aside all business and excuses whatsoever, you be and
appear in your proper person before the Honorable Judges of the Common Pleas Court, Orphans'
Court Division at a session of the said Court there to be held, for the County of Cumberland to show
cause why Charles R. Baker should not be adjudged an incapacitated person and a guardian of his
person and of his estate appointed.
A hearing upon said citation is to be conducted on the ,"/5 fA- day of
f7(J!j"2. . 1996, at 9:{.'(' o'clock 1.M.. in Court Room No. .7' of the
Cumberland County Court House, Carlisle, Pennsylvania, at which ,time all interested parties may
be heard.
Written notice of said Petition and hearing shall be given in large type and in simple
language to the alleged incapacitated person. The notice shall indicate the purpose and seriousness
of the proceeding and the rights that can be lost as a result of the proceeding. It shall include the
date, time and place of the hearing and an explanation of all rights, including the right to request the
appointment of counsel and to have counsel appointed if the Court deems it appropriate and the right
to have such counsel paid for if it cannot be afforded. 4- copy of the Petition shall be attached.
Personal service shall be made on the alleged incapacitated person, and the contents and terms of
the Petition shall be explained to the maximum extent possible in language and terms the individual
is most likely to understand. Service shall be no less than twenty (20) days in advance of the
hearing. In addition. notice of the Petition and hearing shall be given by certified mail to all persons
residing with in the Commonwealth who are sui juris and would be entitled to share in the estate of
the alleged incapacitated person if he died intestate at that time, and to the person or institution
providing residential services to the alleged incapacitated person.
Witness my hand and official seal of office at Carlisle, Pennsylvania this 2. ~ t ~ day of
f ~I.o . ' 1996.
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INRE:
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY. PENNSYLVANIA
ORPHANS' COURT DIVISION
CHARLES R. BAKER
ORPHANS' COURT
ALLEGED INCAPACITATED PERSON
96.
ORDER
AND NOW, this .l3!iday of.E'cJ...-. 1996. upon consideration of the within Petition
and upon motion of MARTSON. DEARDORFF. WILLIAMS & OTTO. attorneys for Carlisle
Hospital. Petitioner herein. a citation is hereby awarded to the Petitioner and directed to Charles R.
Baker, an alleged incapacitated person. to show cause why he should not be adjudged an
incapacitated person and a guardian of his person and of his estate appointed.
A hearing upon said citation is to be conducted on the ,~/L1, day of ()-fY.....-"'-'"
, 1996. at '1: 01.-' o'clock ([ .m.. in Court Room No. .5' of the Cumberland County Court
House, Carlisle, Pennsylvania, at which time all interested parties may be heard.
Written notice of said petition and hearing shall be given in large type and in simple
language to the alleged incapacitated person. The notice shall indicate the purpose and seriousness
of the proceeding and the rights that can be lost as a result of the proceeding. 11 shall include the
date, time and place of the hearing and an explanation of all rights. including the right to request the
appointment of counsel and to have counsel appointed if the Court deems it appropriate and the right
to have such counsel paid for if it cannot be afforded. A copy of the Petition shall be attached.
Personal service shall be made on the alleged incapacitated person. and the contents and terms of
the Petition shall be explained to the maximum extent possible in language and terms the individual
is most likely to understand. Service shall be no less than twenty (20) days in advance of the
hearing. In addition. notice of the Petition and hearing shall be given by certified mail to all persons
residing within the Commonwealth who are sui juris and would be entitled to share in the estate of
the alleged incapacitated person if he died intestate at that time, and to the person or institution
providing residential services to the alleged incapacitated person.
BY THE COURT,
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INRE:
IN TIlE COURT OF COMMON ('LEAS OF
CUMBERLAND COUNTY. PENNSYLVANIA
ORPHANS' COURT DIVISION
CHARLES R. BAKER
ORPHANS' COURT
ALLEGED INCAPACITATED PERSON
96-
;~~~~~ :O~ ~~~g~~~~~~~~~INCAPACITY AND
APPOIN I RSON AND OF HIS ESTATE
TO THE HONORABLE, THE JUDGES OF SAID COURT:
The Petition of Carlisle Hospital, by its attorneys, MARTSON, DEARDORFF, WILLIAMS
& OTTO, is made in accordance with 20 Pa. C.S.A. ~55 I I (e) and respectfully represents as follows:
\. Petitioner. Carlisle Hospital, is a Pennsylvania nonprofit corporation with a place of
business at 246 Parker Street. Carlisle, Cumberland County. Pennsylvania 17013. Petitioner is
providing health care and counseling to the alleged incapacitated person and is interested in his
welfare.
2. The alleged incapacitated person is Charles R. Baker, a 86 year old adult individual
born on July 24. 1909.
3. The alleged incapacitated person resides at 222 E. North Street. Carlisle. Cumberland
County. Pennsylvania 17013.
4. The names and addresses of the spouse. parents and presumptive adult heirs of the
alleged incapacitated person are as follows:
Spouse: Deceased.
Parents: Deceased.
Presumptive Heirs: None.
5. Petitioner believes, and therefore avers. that the only sUlviving relative of the alleged
incapacitated is his brother-in-law, Arnold Whithouse, who has a residence at 8039 State Road. S4,
New Port Richy. FL 34653. Mr. Whitehouse is not a resident of Pennsylvania. has had little contact
with the alleged incapacitated and has recently experienced health problems. For these reasons, Mr.
Whitehouse has indicated that he does not desire to act as guardian to the alleged incapacitated.
6. There is no person or institution providing residential services to the alleged
incapacitated person. The alleged incapacitated person is currently an inpatient at Carlisle Hospital.
7. Guardianships are sought because the ability of the alleged incapacitated person to
receive and evaluate information effectively and communicate decisions is impaired to such a
significant extent that he is totally unable to manage his mcdical condition to mcct csscntial
requircments for his physical hcalth and safcty, and is totally unablc to manage his financial
resources.
8. A dcscription of the functional limitations and physical and mental condition of the
alleged incapacitated pcrson is set forth in the sworn dtatcmcnt of Rocco L. Manfredi. M.D. attached
hereto and made a part hereof as Exhibit "A".
9. The specific areas of incapacity ovcr which it is requcsted that thc guardians be
assigned powers are the management of all aspects of the physical care and well-being of the alleged
incapacitated person, as to the guardian of the person. and the management of all financial resources
and propcrty in the alleged incapacitated person's estate, as to the guardian of the estate.
10. Petitioner proposes that Capitol-Public Guardianship Agency. P.O. Box 1113 Camp
Hill, Pennsylvania, owned and operated by Ann Thorek, be appointed guardian of the person of the
alleged incapacitated person. The qualifications of the proposed guardian of the person is that said
entity has skill and experience in arranging care for persons unable to do so on their own.
I \. Petitioner proposes that Financial Trust Services Company. I West High Street.
Carlisle Pennsylvania 17013. be appointed as guardian of the estate of the alleged incapacitated.
The qualifications of the proposed guardian of the estate is that said entity has skill and experience
in handling financial and monetary matters in fiduciary capacities.
12. The proposed guardians have no interest adverse to the alleged incapacitated person.
13. The aforesaid sworn statement of Rocco L. Manfredi, M.D. further states that the
physical and mental condition of the alleged incapacitated person would be harmed by his presence
at the hearing on this Petition.
14. Petitioner believes that there are no less restrictive alternatives to guardianship.
There are no durable general powers of attorney. trusts or other advance directives in existence. The
alleged incapacitated person lacks sufficient capacity to appoint an attorney-in-fact. The diagnosis
and prognosis of the alleged incapacitated person are as set forth in the aforesaid sworn statement
of Rocco L. Manfredi. M.D. For these reasons, Petitioner respectfully submits that there is no less
restrictive alternative to plenary guardianship of thc person and of the estate.
IS. The gross value of the alleged incapacitated pcrson's estate is estimated to be
S I 50,000.00. To the extent Petitioner has been informed, it is believed that these assets are
comprised of cash and real cstatc. Thc foregoing is bascd upon consultations with friends of the
allcged incapacitatcd person. No appraisals have bccn pcrformcd, nor inventorics conducted.
16. The allcged incapacitated person's annual net income from all sources is unknown.
17. No other court has assumcd jurisdiction in any procceding to dctermine the capacity
of the alleged incapacitated person and no othcr Court or other body has appointed a limited or
plenary guardian for the alleged incapacitated person or his estate to thc best of the knowledge and
information of the Petitioners.
18. The written consent and statement of the proposed guardian of the person, as required
by C.C.O.C.R. 14.2-2, is attached hereto and marked as Exhibit "B." The written consent and
statement of the proposed guardian of the estate. as required by C.C.O.C.R. 14.2-2, is attac'.c:d
hereto and marked as Exhibit "C."
WHEREFORE. Petitioners pray this Honorable Court. pursuant to the provisions of Chapter
55 of the Probate. Estates and Fiduciaries Code (20 Pa. C.S.A. ~5501. et seq.), to award and issue
a Citation directed to the alleged incapacitated person. the said Charles R. Baker with notice thereof
to his presumptive adult heirs and to such other persons as the Court may direct, to show cause why
the said Charles R. Baker should not be adjudged an incapacitated person and a plenary guardian
of his person and of his estate appointed.
Respectfully submitted,
MARTSON, DEARDO
ILLlAMS & OTTO
By \ ~
W. arren Powell. Esquire
Ten East High Street
Carlisle. PA 17013
(717) 243-3341
Attorneys for Petitioners
Date: February 21, 1996
IN RE:
CHARLES R. BAKER
ALLEGED INCAPACITATED PERSON
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
96-
ORPHANS' COURT
~W~~F ~:i~~J;T OF PHYSICIAN REOUlRED BY
CHAPTE 5 . . ATE. ESTATES AND FIDUCIARIES CODE
COMMONWEALTH OF PENNSYLVANIA)
: SS.
COUNTY OF CUMBERLAND )
The undersigned, being duly sworn according to law. deposcs and says that:
J. I am a licensed practicing physician with privileges at Carlislc Hospital, where on
February 6. 1996, I examined a patient therein, viz.: Charles R. Baker, age 86, male, who was
admitted on February 4, 1996 for dementia.
At the examination, the following symptoms were observcd: He was disoriented to people,
place and time; unaware of his surroundings, and unable to communicate in a rational manner.
From which the diagnosis made is: Dementia, Alzheimer typc.
With a prognosis as follows: Poor for recovery. Will likely become worse.
2. On the basis of the foregoing history and examination, the affiant is of the opinion
that the ability of Charles R. Baker to receive and evaluate information effectively and
communicate decisions in any way is impaired to such a significant extent that he is totally unable
to manage his medical condition to meet cssential requirements for his physical health and safety
and is totally unable to manage his financial resources, and is, thereforc, incapacitated under
Chapter 55 of the Probate, Estates and Fiduciaries Codc, as amendcd.
3. The physical and mcntal condi of said patient would harmed by his presence
at the hearing on his incapacity.
Addrcss:
246 Parker Strcct
Carlisle, PA 17013
(717) 249-1212
Telephone No.:
Sworn to and subscribed before mc
thisMltday of rdJf<<fU'!, 1996.
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ary blic {!
EXHIBIT . A .
tmu.:'..:"l SlAl
,JACOUElIN[ C WOLf tlOfARY Plmuc
CARliSLE BORO. CUt.'BERL'NO COUHIY PA
MY COMMISSION ElIPlRES MAY lB. 199B
I!XHIBIT B
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lNRE:
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNWLVANIA
ORPHANS' COURT DlVISION
CHARLES R. BAKER
ORPHANS' COURT
ALLEGED lNCAPACIT A TED PERSON
96-
~ONSP,NT OF PROPOSED GUARDlAN OF THE PERSON
Capitol-Public Guardianship Agency, hereby agrees to accept the appointment of plenary
guardian of the person of Charles R. Baker, if he is adjudicated to be an incapacitated person by the
Orphans' Court of Cumberland County.
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CAPITOL-PUBLIC GUARDIANSHIP AGENCY
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Date: "-1//5/ fr;
BY: A2~HL,,~,b
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Ann Thorek
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EXHIBIT "B"
EXHIBIT C
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INRE:
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY , PENNSYLVANIA
ORPHANS' COURT DIVISION
CHARLES R. BAKER
ALLEGED INCAPACITATED PERSON 96-
ORPHANS' COURT
CONSENT AND STATEMENT OF PROPOSED GUARDIAN OF ESTATE
COMMONWEALTH OF PENNSYLVANIA)
): ss.
COUNTY OF CUMBERLAND )
The undersigned officer of Financial Trust Services Company, being duly sworn according
to law and so authorizfd to do, deposes and says that Financial Trust Services Company is willing
to serve as guardian of the estate of Charles R. Baker, that it holds no interest adverse to the
alleged incapacitated person, and that it has no interest in the estate as a potential testate or
intestate heir of the alleged incapacitated person.
The undersigned further deposes and says that it is not the Fiduciary or an officer or
employee of a corporate Fiduciary of an estate in which the alleged incapacitated person has an
interest nor the surety or an officer or an employee of the corporate surety of such a Fiduciary.
CES COMPANY
and Trust Officer
EXHIBIT .C"
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IN RE:
CHARLES R, BAKER
ALLEGED INCAPACITATED PERSON
IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO. 21-96-173
CITATION
WE COMMAND, you that laying aside all business and excuses
whatsoever, you be and appear in your proper person before the
Honorable Judges of the Common pleas Court, orphans' Court
Division at a session of the said Court there to be held, for
the county of Cumberland to show cause wh~ Charles R. Baker should
not be adjudged an incapacitated person and a guardian of his
person and of his estate appointed.
A hearing upon said Citation is to be conducted on the 25th
day of April, 1996, at 9:00 o'clock A.M., in Court Room No.5
of the cumber,~nd county Court House, Carlisle, pennsylvania,
at which time all interested parties may be heard,
written notice of said petition and hearing shall be given in large
type and in simple language to the alleged incapacitated person,
The notice shall indicate the purpose and seriousness of the
proceeding and the rights that can be lost as a result of the
proceeding. It shall include the date, time and place of the hearing
and an explanation of all rights, including the right to request
the appontment of counsel and to have counsel appointed if the
Court deems it appropriate and the right to have such counsel paid
for if it cannot be afforded, A.CoPy of the petition shall be attached,
Personal service shall be made on the alleged incapacitated person,
and the contents and terms of the petition shall be explained to the
Maximum extent possible in language and terms the individual is most
likely to understand, Service shall be no less than twenty (20)
days in advance of the hearing, In addition, notice of the petition
and hearing shall be given by certified mail to all persons
residing within the Commonwealth who are sui juris and would be
entitled to share in the estate of the alleged incapacitated person
IN RE: CHARLES R. BAKER.
an alleged incapacitated person
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO. 96-173
RlILE TO SHOW CAlISE
AND NOW, this ~day of May, 1996, upon consideration of the Petition for
Reimbursement of Fees and Costs Incurred for the Benefit of Charles R. Baker filed by Carlisle
Hospital, a Rule is hereby issued against Arnold Joseph Whitehouse, guardian of the person of
Charles R. Baker, and Financial Trust Services Company, guardian of the estate of Charles R. Baker,
to show why Carlisle Hospital should not be reimbursed from the principal or income of the estate
of Charles R. Baker the $3,401.75 which Carlisle Hospital incurred in connection with the
guardianship proceeding for Charles R. Baker.
Rule returnable 2.0 days from service.
BY THE COURT:
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cc: Dale F. Shughart, Jr., Esquire
John Wesley Weigel, III, Esquire
Financial Trust Services Company
Attention: Mr. David C. Gority
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IN RE: CHARLES R. BAKER.
an alleged incapacitated person
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO. 96-173
ORDER
AND NOW, this _ day of May, 1996, upon consideration of the within Petition for
Reimbursement of Fees and Costs Incurred for the Benefit of Charles R. Baker, said Petition is
GRANTED and Financial Trust Services Company, is authorized and directed to pay to Carlisle
Hospital, either out of principal or income of the estate of Charles R. Baker, the amount of
$3,401.78, said amount representing the reasonable fees and costs incurred by Carlisle Hospital for
the benefit Charles R. Baker in initiating and pursuing guardianship proceedings.
BY THE COURT
J.
cc: Dale F. Shughart, Jr., Esquire
John Wesley Weigel, III, Esquire
Financial Trust Services Company
Attention: Mr. David C. Gority
P \f1LEINJATAflllNln.\rn AL 1ll.ll."\"'6'.r~:T fl.
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IN RE: CHARLES R. BAKER,
an allcgcd incapacitated person
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO. 96-173
PETITION FOR REIMRIIRSEMENT OF FEES AND COSTS INCURRED
FOR THE BENEFIT OF cHAR1.ES R BAKER
TO THE HONORABLE, THE JUDGES OF SAID COURT:
AND NOW. comes Carlisle Hospital, by and through its attorneys, MARTSON,
DEARDORFF, WILLIAMS & OTTO, and hcreby petitions this Honorable Court for rcimbursement
of the fees and costs that it incurred for thc benefit of Charles R. Baker, an incapacitatcd pcrson, and
in support hereof, respectfully represents as follows:
I. Carlisle Hospital, Petitioner herein, is a Pennsylvania non-profit corporation with a
place of business at 246 Parker Street, Carlisle, Cumberland County, Pennsylvania.
2. Charles R. Baker is an adult individual whose last known permanent address was 222
N. East Street, Carlisle, Cumberland County, Pennsylvania.
3. On or about February 4, 1996, Charles R. Baker was admitted to Carlisle Hospital
after displaying symptoms of dementia.
4. On or about February 21, 1996, Carlisle Hospital filed a Petition for Adjudication of
Incapacity and Appointment of a Guardian of his Person and of his Estate (the "Guardianship
Petition") was filed to the above captioned docket.
5. In the Guardian Petition Carlisle Hospital sought judicial determination of Charles
R. Baker's mental capacity and, if appropriate, appointmcnt of guardians for his estate and person.
6. A hearing on said Guardianship Petition was held on April 25, 1996.
7. By Order dated April 25, 1996, this Court adjudicated Charles R. Baker
incapacitated and appointed Arnold Joseph Whitehouse plenary guardian of his person and Financial
Trust Services as plenary guardian of his estate. A copy of aforesaid Order is attachcd hcreto as
Exhibit A.
8. As a result of said Guardianship Petition Charles R. Baker now has appropriate
fiduciaries charged with caring for his physical and financial well being,
9. In conncction with the Guardianship Petition and on behalf of Charlcs R. Baker,
Carlisle Hospital incurred legal fees for the services providcd by thc law firm of Martson, Dcardorff,
Williams & Otto in the amount ofS3,228.00. A copy of the billing statcmcnt rcpresenting said costs
and fees is attached hereto as Exhibit "B".
I O. In connection with the Guardianship Petition and on bchalf of Charles R. Baker,
Carlisle Hospital incurred filing fee costs ofS32.00, deposition transcription costs ofS137.75, and
expenses for certified copies of the aforementioned April 25, 1996 Order ofS4.00. See, Exhibit "B".
II. Carlisle Hospital has expended S3,401.75 in costs and fees in connection with the
Guardianship Petition and for the benefit of Charles R. Baker and such costs and fees were
reasonable and necessary to ensure that Charles R. Baker obtain the care most appropriate for his
condition.
12. All the aforementioned fees and costs were reasonable.
13. Charles R. Baker has received the benefit of the aforedescribed fees and costs
incurred by Carlisle Hospital in connection with the Guardianship Petition.
14. Charles R. Baker has been unduly enriched in the amount of$3,401.75.
15. Charles R. Baker, through his estate, should reimburse Carlisle Hospital the
S3,401.75 it expended on behalf of Charles R. Baker.
WHEREFORE, Petitioner prays that this Honorable Court order and direct Financial Trust
Services, as guardian of the estate of Charles R. Baker, to reimburse, from either income or principal
of the estate of Charles R. Baker, Carlisle Hospital for costs and fees incurred for the benefit of Mr.
Baker in the amount ofS3,401.75.
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Respectfully submitted,
MARTSON, DEARDOnlLLlAMS & OTTO
By Dr ~ \:" 0-- ({
W. Darren Powell, Esquire
Tcn East High Street
Carlisle, P A 17013-3093
(717) 243-3341
Attorneys for Petitioner
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IN RE:
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
: ORPHANS' COURT DIVISION
CHARLES R, BAKER,
an alleged incapacitated
person
,
,
NO, 21-96-173
IN RE: PETITION FOR GUARDIANSHIP
BEFORE OLER. J,
ORDER OF COURT
AND NOW, this 25th day of April, 1996, upon
consideration of the Petition for AdjUdication of Incapacity and
Appointment of a Guardian of His Person and of His Estate, and
following a hearing held on this date, Charles R. Baker is
adjudicated an incapacitated person, and Arnold Joseph
Whitehouse of 24 Milford street, Binghamton, New York, is
appointed plenary guardian of his person, and Financial Trust
Services company, a division of Farmers Trust Company,
having offices at 1 West High street, Carlisle, cumberland
county, Pennsylvania, is appointed plenary guardian of his
estate, The guardians are directed to file reports in
accordance with the provisions of 20 Pa. C.S. Section 5521(C),
and to serve copies of such reports upon counsel for the
incapacitated person, who is presently John Wesley Weigel, III,
Esquire, No bonds shall be required of the guardians.
Notice is hereby provided to Charles R. Baker
through his counsel, who is present in court at the dictation of
this Order, of his right to appeal and to petition to modify or
EXHIBIT A
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A TTOR~US A~D CO~~SELLORS AT LA 'II'
TE~ EAST melt STREET
CARLISLE. PENNSYLVANIA 17013
Hay 3, 1996
:arlisle Hospital & Health Services
246 Parker street
:arlisle, PA 17013
RE: Charles R. Baker Guardianship
FOR PROFESSIONAL SERVICES RENDERED
02/06/96
02/06/96
02/07/96
02/08/96
02/08/96
02/12/96
02/13/96
02/14 /96
02/14/96
02/15/96
IVO Telephone conferences with Foster reI Baker
incompetency issues, follow up with Hr. powell .8 hrs.
WDP Office conference with attorney otto re action
plan for release of body from coronor .2 hrs.
WDP Baker body disposition issuel Research coroner
duties and telephone conference with Mike Norrisl
Telephone conference with Russ Vemanek, 2.4 hrs.
WDP Research guardianship matter and possible
application of MHPAl Office conference with
attorney Bloom re same; Draft guardianship
peititon; Telephone conference with Dave Gority
at Farmers Trust Co. re possibility of acting as
guardian 1.8 hrs,
WDP Review information provided and begin preparaing
petition pleadings and supporting documents ,8 hrs.
WDP Review and revise draft petition 1 Telephone
conference with Office of Aging re acting as
guardian of person for Baker. Telephone
conference with Mr, Baker's social worker and Dr.
Manfredi re information on patient. 2,5 hrs.
WDP Telephone conference with Judy Shuey'S office
re guardianship of the person. Locate alternate
guardian for the person. Telephone conference with
Sandy Foster re update on status of Baker petition 1.9 hrs.
WDP Revise and forward letter to Dr. Manfredi re
necessary affidavit .2 hrs.
WDP Revise petition of Baker to reflect changes to
proposed guardianship of person to Ann Thorek.
Telephone conference with Ann Thorek re possibility
of acting as guardians in Baker petitions and fee
schedules for same. Make final revisions pursuant to
this. Telephone conference with Mike Norris re status
of Baker 2.8 hrs,
WDP Review changes to petitions; Office conference
with Ann Thorek re consent to act as quardian;
Telephone conference with David Cority re
Guardianship of estate. Telephone conference with
Russ re status and execution of verification 2,9 hrs.
.
"ftvJ<tJNl. 2 <<M,~Z-7Jui/:Ik,HU & tk~
to "mfl"'IU\.U.I U."IIUT1U\
4 rrOR~E\S 4ND COUNSELLORS AT LAY>'
rr.~ 1:4ST II1GII STRI:t;T
CAli LISLE. PENNS"'I.\'ANIA 1701:1
:ARLISLE HOPSITAL AND HEALTH SERVICE
~I BAKER GUARDIANSHIP
)2/16/96
)2/24/96
)2/26/96
)2/27/96
)3/14/96
)4/09/96
)4/15/96
)4/22/96
)4/23/96
>4/24/96
)4/25/96
WDP Telephone conference with Russ at Carlisle
Hopsitall Review Baker petition and prepare for
filina
WDP Review court order and cititionl Draft letter to
Sandy Foster and guardians re samel Prepare
notice and proof of service
WDP Telephone conference with Sandy Foster re update
on Baker petition I Telephone cofnerence with Mike
Norris re status of incapacity adjudication
WDP Telephone conference with RUSS at Carlisle Hopsital
and Sandy Foster re status of petition
WDP Follow up conference with court administrator re
changing hearing date for Mr, Baker
WDP Review status of file and draft letter to Mr. Harmon
re needed testimony
WDP Review file and telephone conference with Russ and
Mr. Harmon
WDP Respond to request for medical records from Baker's
attorney
WDP Attend deposition of Dr. Manfredi, Meet with Russ and
attorney Weiglel Telephone conference with Jean
at medical records I Advise that release was to be
obtained by Court Appointed attorney I Telephone
conference with Pat re billing of Baker matter
WDP Prepare for hearing; Telephone conference with
John Perry re Arnold Whitehouse and provide
documents to samel Telephone conference with
attorney Shughart re Shitehouse; Telephone conference
with attorney weigle re his position re Baker
incapacity I Telephone conference with David Gority
re testimony; Telephone conference with Russ at
Carlisle Hopital re testimonYI Prepare revised orders
re Whitehouse acting as guardian
WDP Attend incapacity hearing of Mr. Charles Baker,
Telephone conference
EXHIBIT B
PAGE 2
,4 hrs,
.8 hrs,
.3 hrs,
,5 hrs.
,4 hrs,
.4 hrs,
,6 hrs,
.5 hrs.
3.6 hrs,
5,1 hrs,
3.3 hrs,
CERTIFICATE OF SERVICE
I hereby certifY that a copy of the foregoing Petition for Reimbursement of Fees and Costs
Expended for the Benefit of Charles R. Baker, was served this date by depositing same in the Post
Office at Carlisle, P A, first class mail, postage prepaid, addressed as follows:
Mr. Arnold Joseph Whitehouse
c/o Dale F. Shughart, Jr., Esquire
FOWLER, ADDAMS, SHUGHART & RUNDLE
P,O. Bo" 208
28 South Pitt Street
Carlisle, PA 17013
.'
Mr. David C. Gority
Vice President and Trust Officer
Financial Trust Services Company
P.O. Bo" 220
Carlisle, PA 17013
Attorneys for Petitioner
John Wesley Weigel, III, Esquire
50 East High Street
Carlisle, PA 17013
MARTSON, DEARDORFFrJ'IAMS & OlTO
BY~~ \/ ~~
W. Darren Powell, Esquire
Ten East High Street
Carlisle, PA 17013
(717) 243.3341
Dated: May 28, 1996
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IN RE: CHARLES R, BAKER,
an incapacitated person
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
: ORPHAN'S COURT DIVISION
: NO, 21-96-173
ANSWER TO PETITION FOR PAYMENT OF COUNSEL FEES
NOW COMES John Wesley Weigel III, court-appointed attorney
for the incapacitated persoll, Charles R, Baker, alleging as
follows:
Counsel for the incapacitated has no objection to the
payment of counsel fees to Fowler, Addams, Shughart & Runde,
as requested in its Petition for Payment of Counsel Fees
($954,00, plus additional court costs), out of the estate of
the incapacitated,
Respectfully submitted,
.~U, 1716
Date
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AFFIDAVIT OF SERVICE
I hereby certify that I am this date serving a copy of the
attached Answer to Petition for Counsel Fees on the following parties:
Arnold J, Whitehouse
Guardian of the Person
24 Milford Street
Bingha~~on, NY 13904-1616
David C. Gority, Trust Officer
Financial Trust Service Company
Guardian of the Estate
One West High Street
Carlisle, PA 17013
W. Darren powell, Esquire
Martson, Deardorff, Williams & otto
Attorney for Carlisle Hospital
Ten East High Street
Carlisle, PA 17013
Dale F. Shughart, Jr,
Fowler, Addams, Shughart & Rundle
Attorney for Arnold J, Whitehouse
28 South Pitt Street
P,O, Box 208
Carlisle, PA 17013
Service by first-class mail,
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hn Wesley ~eig:;{ III, Esq.
50 East High Street
Carlisle, PA 17013
(717) 243-1985
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IN RBI
CHARLES R. BAKER
ALLEGED INCAPACITATED
PERSON
IN '1'UE COURT OF COMMON PLEAS OF
CUHUBRLAND COUNTY, PENNSYLVANIA
NO. 21-96-173 ORPHANS' COURT
AND NOW,
ORDlm OF' COUHT
~IL
this l'l day of Hay, 1996, upon consideration of the
attached Petition for Payment of Counsel Fees, a RULE is issued
upon all parties to show caUBe why the relief requested should not
be granted.
RULE RETURNABLE within 20 days of service,
BY TUE COURT,
:i)
.:Ii 'Wesley
W. Darren Powell, Esq.
Ten East High Street
Carlisle, PA 17013
Attorney for Petitioners
John Wesley Weigel, III, Esq,
50 East High Street
Carlisle, PA 17013
Attorney for Charles R, Baker
Dale F, Shughart, Jr" Esq,
28 South Pitt Street
Carlisle, PA 17013
Attorney for Arnold J, Whitehouse
Arnold J, Whitehouse
24 Milford Street
Binghamton, NY 13904-1616
David C, Gority, Trust Officer
Financial Trust Services Company
One West High Street
Carlisle, PA 17013
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IN RE: cHARLES R, BAKER,
an incapacitated person
IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTV, PENNSVLVANIA
: ORPHANS' COURT DIVISION
: NO, 21-96-173
pETITION FOR PAYMENT OF CoUNSEL FEES.
AND NOW, comes the undersigned, Dale F, Shughart, Jr"
Esquire, and respectfully represents as follows:
1, The law firm of Fowler, Addams, Shughart & Rundle,
specificallY Dale F, Shughart, Jr., Esquire, represented Arnold
Joseph Whitehouse, brother-in-law of Charles R, Baker, in regard
to the above captioned proceedings held before Honorable J,
Wesley Oler, Jr, on April 25, 1996,
2, Following the hearing Arnold J. Whitehouse was appointed
guardian of the person of Charles R, Baker,
3, The undersigned represented Mr, Whitehouse at his normal
hourly billing rate of $125 per hour and has submitted a bill to
Mr. Whitehouse and Financial Trust services company for his fees
and cash advances, requesting a total payment of Nine Hundred
Fifty-four ($954,00) Dollars. A true and correct copy of the
statement submitted is attached hereto, made a part hereof and
marked Exhibit "A",
4, Arnold J, Whitehouse stepped forward out of love for his
sister and brother-in-law and agreed to assume responsibility,
ShortlY after his appointment Mr. Baker was moved from Carlisle
Hospital to Leader Nursing Home. A further decision will be made
whether to move Mr, Baker to a state veterans Hospital,
5, Mr. Baker has sufficient assets to pay for his own care
and to pay for the reasonable fees and costs incurred in the
incapacity proceeding,
6, The undersigned has been advised and therefore avers
that Mr, Baker'S Will written in 1962 leaves his entire estate to
his brother who predeceased Mr. Baker without issue. Therefore
the estate may escheat to tho Commonwealth of Pennsylvania upon
Hr, Baker's death.
7, It is believed it would be grossly unfair to require
Hr, Whitehouse, as guardian for the person, to pay the reasonable
legal fees incurred to the benefit of Mr. Baker in regard to the
incapacity proceeding,
8, The undersigned believes and therefore avers that if
concerned relatives hiring legal counsel to act for the benefit
of incapacitated love ones are subsequently held personally
financially responsible for their efforts, when the incapacitated
person has the financial ability to make the payment, people will
hesitate to come forward, It is believed that the critical
question is whether the fees were incurred for the benefit of the
incapacitated person,
9, On three prior occasions the undersigned has served as
court-appointed guardian for incapacitated persons and minors, in
one case before Honorable Edgar B, Bayley and two cases before
Honorable George E, Hoffer, In each case, in his capacity as
counsel for the incapacitated person/minor, the undersigned has
recommended to the Court that reasonable fees incurred by the
guardians of the person be reimbursed from the Estate, On all
three occasions, the court has done so,
10, The undersigned has spoken in regard to the matter on
two occasions with John Wesley Weigel, III, Esquire, court-
appointed counsel for the incapacitated person, It is the
undersigned's understanding, based upon those conversations, that
Attorney Weigel agrees that payment of legal fees incurred by
Arnold J, Whitehouse should be paid by the guardian of Mr.
Baker's Estate, Financial Trust services company,
11, Based upon the experiences of the undersigned in the
three cases above referred to, he has recommended to Arnold J,
Whitehouse to work directly with Attorney Weigel and Financial
Trust Services Company in the future, and expects that all legal
,.
,
matters affecting the guardianship can be handled through
Attorney Weigel without further involvement by the undersigned,
12, As the undersigned indicated in Judge Oler's Chambers
prior to the hearing in this matter, section 5536 of the PEF Code
authorizes the court to change estate planning of incapacitated
persons upon Petition to the Court. Hr, Baker's situation may be
one in which revised estate planning is in the best interest of
the incapacitated person, The undersigned believes that any
steps taken in that regard should originate by Petition of
Attorney Weigel, and that Hr, Whitehouse should not be involved
in regard to such decision making,
13, For the foregoing reasons as stated in Paragraphs 11
and 12, the undersigned believes that his service as attorney for
Hr. Whitehouse has been concluded,
WHEREFORE, Fowler, Addams, Shughart & Rundle, pray Your
Honorable Court to order and direct that Financial Trust Services
Company, as guardian of the Estate of Charles R. Baker, an
incapacitated person, pay the sum of Nine Hundred Fifty-four
($954,00) Dollars (and any additional court costs which may be
incurred in the filing of this Petition and entry of Order
pursuant thereto) from the assets of Charles R, Baker to Fowler,
Addams, Shughart & Rundle.
Respectfully submitted,
FOWLER, ADDAMS, SHUGHART & RUNDLE
By:
Dale F,
Supreme ct, I, , 19373
28 South pitt Street
p, 0, Box 208
Carlisle, PA 17013
(717) 249-8300
~
IN RE: cHARLES R, BA}(ER,
an incapacitated person
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
: ORPHANS' COURT DIVISION
: NO, 21-96-173
CERTIFICATE OF SERVICE
AND NOW, this 22nd day of May, 1996, I, Dale F,
Shughart, Jr., Esquire, of Fowler, Addams, Shughart' Rundle,
attorneys for Arnold J, Whitehouse, hereby certify that I have
served a copy of a petition for payment of counsel Fees and
proposed Order of court by mailing a copy of the same by United
states mail, postage prepaid, addressed as follows:
Arnold J, Whitehouse
24 Milford street
Binghamton, NY 13904-1616
David C, Gority, Trust Officer
Financial Trust services company
One west High street
Carlisle, PA 17013
John Wesley Weigel, III, ESquire
50 East High street
Carlisle, PA 17013
W, Darren powell, Esquire
Hartson, Deardorff, Williams' otto
Ten East High street
Carlisle, PA 17013
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IN RE: CHARLES R, BAKER,
an incapacitated person
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO, 21-96-173
ANSWER TO PETITION OF CARLISLE HOSPITAL FOR PAYMENT OF
COUNSEL FEES AND EXPENSES
AND NOW, comes, Dale F, Shughart, Jr" Esquire, attorney for
Arnold J, Whitehouse, guardian of the person of Charles R. Baker,
an incapacitated person and states as follows:
Arnold J, Whitehouse, as guardian of the person of
Charles R, Baker, an incapacitated person, believes that Carlisle
Hospital rendered valuable services on behalf of Charles R, Baker
by taking the steps necessary to have plena~y guardians appointed
which resulted in Mr, Baker being moved from the mental health
ward of the Carlisle Hospital to an appropriate long term care
placement, Under the circumstances, it is the position of the
guardian of the person that Carlisle Hospital should be
reimbursed its reasonable out-of-pocket expenses, including
counsel fees, incurred in acting on behalf of and in the best
interests of Charles R, Baker,
Respectfully submitted,
FOWLER, ADDAMS, SHUGHART RUNDLE
By:
Da e F. hug
supreme ct, ,D, 19373
28 South pitt st" P.O. Box 208
carlisle, PA 17013
(717) 249-8300
Date: June 17, 1996
VERIFICATION
Dale F, Shughart, Jr" Esquire, hereby verifies that the
facts set forth in the foregoing Answer to Petition are true and
correct to the best of his knowledge, information and belief, and
understands that false statements herein are made subject to the
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IN RE: CHARLES R, BAKER,
an incapacitated person
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO. 21-96-173
RULE ABSOLUTE
AND NOW, on Petition of Dale F, Shughart, Jr" Esquire,
attorney for Arnold J, Whitehouse, Guardian of the person of
Charles R, Baker,' an incapacitated person, the Rule issued
May 24, 1996 be and is hereby made Absolute, payment of counsel
fees and reimbursement of court costs to Fowler, Addams,
Shughart , Rundle, shall be as directed by separate Order of
court.
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Dale F, Shughart, Jr" Esquire
John Wesley weigel, III, Esquire
David C, Gority, Trust Officer
Arnold J, Whitehouse
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IN RE: CHARLES R, BARER,
an incapacitated person
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO, 21-96-173
PETITION FOR RULE ABSOLUTE
AND NOW, comes the undersigned, Dale F. Shughart, Jr.,
Esquire, and respectfully represents as follows:
1, That on Hay 24, 1996, Honorable J, Wesley Oler, Jr,
issued a Rule to Show Cause why Financial Trust Services company
should not pay fees of Nine Hundred Fifty ($950,00) Dollars and
court costs incurred by Fowler, Addams, Shughart & Rundle in
representation of Arnold J, Whitehouse, guardian of the person of
Charles R, Baker,
2, That on June 3, 1996, the undersigned mailed the Rule
issued by the Clerk of the Orphans' Court to the parties and
filed a Certificate of Service, a true and correct copy of which
is attached hereto, made a part hereof and marked Exhibit "A".
3, That on Hay 28, 1996, in response to the Order issued by
Judge Oler and prior to service of the RUle, John Wesley Weigel,
III, Esquire, attorney for Charles R, Baker, incapacitated
person, filed an Answer stating no objection to the payment,
4, No other party has filed a response to the Petition.
WHEREFORE, the undersigned prays Your Honorable Court to
make the Rule Absolute and to Order Financial Trust Services to
pay legal fees and docket costs owing to Fowler, Addams,
Shughart & Rundle by Arnold J. Whitehouse from the assets of
Charles R, Baker,
FOWLER,
SHUGHART
By'
Dale F,
Supreme Cour
28 South pitt
p, 0, Box 208
Carlisle, PA 17013
(717) 249-8300
Attorneys for
Arnold J. Whitehouse,
rt, J ,
1.0, 19373
Street
Guardian
..
IN RE: CHARLES R. BAKER,
an incapacitated person
: IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
: NO, 21-96-173
CERTIFICATE OF SERVICE
AND NOW, this 27th day of June, 1996, I, Dale F, Shughart,
Jr" Esquire, of Fowler, Addams, Shughart & Rundle, attorneys for
Arnold J, Whitehouse, hereby certify that I have served copies of
a Petition for Rule Absolute, proposed Rule Absolute and proposed
Order of Court by mailing a copy of the same by united States
mail, postage prepaid, addressed as follows:
Arnold J, Whitehouse
24 Milford Street
Binghamton, NY 13904-1616
David C, Gority, Trust Officer
Financial Trust Services company
One West High Street
CarliSle, PA 17013
John Wesley Weigel, III, Esquire
50 East High Street
Carlisle, PA 17013
W, Darren Powell, Esquire
Martson, Deardorff, Williams & otto
Ten East High Street
CarliSle, PA 17013
IN RE: CHARLES R, BAKER,
an incapacitated person
: IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO, 21-96-173
CERTIFICATE OF SERVICE
AND NOW, this 3rd day of June, 1996, I, Dale F, Shughart,
Jr" Esquire, of Fowler, Addams, Shughart & Rundle, attorneys for
Arnold J, Whitehouse, hereby certify that I have served a copy of
a Rule by mailing a copy of the same by United States mail,
postage prepaid, addressed as follows:
Arnold J, Whitehouse
24 Milford Street
Binghamton, NY 13904-1616
David C, Gority, Trust Officer
Financial Trust Services Company
One West High Street
Carlisle, PA 17013
John Wesley Weigel, III, Esquire
50 East High street
Carlisle, PA 17013
W. Darren Powell, Esquire
Martson, Deardorff, Williams & otto
Ten East High Street
Carlisle, PA 17013
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IN RE: CHARLES R, BAKER,
an incapacitated person
: IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
: ORPHANS' COURT DIVISION
: NO, 21-96-173
ORDER OF COURT
AND NOW, this ~day of :i\1l'll , 1996, it is ordered
and directed that Financial Trust services company, as guardian
of the Estate of Charles R, Baker, incapacitated person, shall
pay counsel fees of Nine Hundred Fifty ($950,00) DOllars, and
reimburse all docket costs incurred by Arnold J, Whitehouse from
the assets of Charles R, Baker to Fowler, Addams, Shughart &
Rundle,
By the court,
.
J,
cc:
Dale F, Shughart, Jr" Esquire
John Wesley Weigel, III, Esquire
David C, Gority, Trust Officer
Arnold J. Whitehouse
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allWt4 0111'....11 )2 01 AM
IN RE: CHARLES R. BAKER.
an allegcd incapacitated person
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO. 96-173
rv10TION TO MA.KE RULE ABSOLUTE
AND NOW, comcs Carlislc Hospital, by and through its attorncys, MARTSON,
DEARDORFF, WILLIAMS & OTTO, and hcrcby movcs this Honorablc Court to make absolutc
the Rule To Show Cause which was issucd on May 30, 1996, against Arnold Joseph Whitehouse,
guardian of the person of Charles R. Baker, and Financial Trust Services Company, guardian of the
estate of Charles R. Baker, and in support thereof, avcrs as follows:
I. Carlisle Hospital, Movant hcrein, is a Pennsylvania non-profit corporation with a
place of business at 246 Parker Street, Carlisle, Cumberland County, Pennsylvania.
2. Charles R. Baker is an adult individual whose last known permanent address was 222
N. East Street, Carlisle, Cumberland County. Pennsylvania.
3. On or about February 4, 1996, Charles R. Baker was admitted to Movant's facility
after displaying symptoms of dementia.
4. On or about February 21, 1996, Movantliled to the above captioned docket for the
benefit of Charles R. Baker, a Petition for Adjudication of Incapacity and Appointment of a
Guardian of his Person and of his Estate (the "Guardianship Petition").
5. A hearing on said Guardianship Petition was hcld on April 25. 1996.
6. By Order dated April 25, 1996, this Court adjudicated Charles R. Baker
incapacitated and appointed Arnold Joseph Whitehouse plenary guardian of his person and Financial
Trust Services Company, plenary guardian of his estate. A copy of aforesaid Order is attached
hereto as Exhibit" A".
7. In connection with filing and prosecuting the Guardianship Petition Movant incurred
legal fees and costs in the amount ofS3,40\.75.
8. On or about May 28, 1996, Movant filed a Petition for Reimbursement of Fees and
Costs Incurred For the Bcnefit of Charles R. Baker (the "Pctition for Reimbursement"), wherein
Movant sought reimbursement of the above refcrcnced costs and fees from the estate of Charles R.
Baker.
9. Upon considcration ofthc pctition for Reimburscmcnt, this Honorablc Court issucd
a Rule dated May 30, 1996 (the "Rule"). upon Arnold Joseph Whit chouse, guardian ofthc pcrson
of Charles R. Baker, and financial Trust Scrvices Company, guardian of the estate of Charlcs R.
Baker, to show cause why the rclicfrequested by Movant in its Petition for Rcimbursement should
not be granted. Said Rule was rcturnable within 20 days from scrvice. A copy of the Rule is
attached hereto and marked as Exhibit "B",
10. By lettcr dated June 10, 1996, Movant served the Rule upon Arnold Joseph
Whitehouse, guardian of the pcrson of Charlcs R. Bakcr, financial Trust Services Company,
guardian of the estate of Charles R. Baker, and John Wesley Weigle, \II, court-appointcd attorney
for the incapacitated person, Charlcs R. Bakcr. A copy of said June 10. 1996 lettcr is attachcd hcreto
and marked as Exhibit "C".
II. On or about June 17, 1996, Arnold J. Whitehouse, guardian of the person of Charles
R. Baker, filed an Answer to the Petition for Reimbursement, indicating that he had no objection to
Movant's requested reimbursement.
12. As of the filing hereof, John Wesley Weigle, JII, court-appointed attorney for the
incapacitated person, Charles R. Baker, and Financial Trust Services Company, guardian of the
estate of Charles R. Baker, have not filed any objection or answer to the Petition for Reimbursement
nor have they shown cause why the relief requested therein should not be granted.
13. The Rule returnable period of twenty days from service has expired with no cause
being shown why Movant should not be reimbursed as requested in its Petition for Reimbursement.
WHEREFORE. Movant prays that this Honorable Court issue an Order making the May 28.
1996. Rule absolute, authorizing and directing Financial Trust Services. guardian of the estate of
Charles R. Baker, to reimburse Carlisle Hospital, from either income or principal of the estate of
Charles R. Baker, the S3,40\.75 in costs and fees it incurred for the benefit of Mr. Charles R. Baker.
Respectfully submitted,
lAMS & OTTO
Date: July 17, 1996
By
W. Darren Powell, Esquire
Ten East High Street
Carlisle, P A 17013-3093
(717) 243-3341
Attorneys for Carlisle Hospital
. ..-.._....-~
.. ~'::r.~
IN RE:
.~rJp. ,..-_rY\(\"I, _ .9'~ '
Y1u.~ :.'~ .... \ -i/ I .;\\
~ ~~L.~t'f) ~:,:~\: 1~~L;
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
CHARLES R, BAKER,
an alleged incapacitated
person
: NO, 21-96-173
IN RE: PETITION FOR GUARDIANSHI~
BEFORE OLER. J.
ORDER OF COURT
AND NOW, this 25th day of April, 1996, upon
consideration of the petition for Adjudication of Incapacity and
APpointment of a Guardian of His Person and of His Estate, and
following a hearing held on this date, Charles R. Baker is
adjudicated an incapacitated person, and Arnold Joseph
Whitehouse of 24 Milford street, Binghamton, New York, is
appointed plenary guardian of his person, and Financial Trust
services company, a division of Farmers Trust company,
having offices at 1 West High street, Carlisle, cumberland
county, pennsylvania, is appointed plenary guardian of his
estate, The guardians are directed to file reports in
accordance with the provisions of 20 Pa, C,S. section 5521(c),
and to serve copies of such reports upon counsel for the
incapacitated person, who is presentlY John Wesley Weigel, III,
Esquire, No bonds shall be required of the guardians,
Notice is hereby provided to Charles R, Baker
through his counsel, who is present in court at the dictation of
this order, of his right to appeal and to petition to modify or
. .
terminate the quardianships,
W, DARREN POWELL, ESQUIRE
For the Petitioner
JOHN WESLEY WEIGEL, III, ESQUIRE
court-Appointed for Charles R, Baker
DALE F. SHUGHART, JR" ESQUIRE
For Arnold Joseph Whitehouse
Financial Trust Services company
~sle Hospital
wcy
IilYWIRIT B
,
"
'.,
EXHIBIT C
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^ ,."Ofli$IO..A1. CO~pOaJJ10N
AlTORNEYS ^ND COUNSELLORS ^T ~W
TEN WT HIGH STREET
aRUSLE. PENNSYLV^NI^ 17013
TEUPHONl
17171243-3341
WILLIAM F. M^..TJON
D^NllL K. D!.'..DO....
lllOtMJ ,. WlLLl^MS
Ivo V. OTTO. m
SnPHlN L. BLOOM
ClO..Cl B. FMll", ,...
WILLIAM D. I'OWlLL
lllOtMJ C. COLLINS
Ft.01MIU
17171243'1850
June 10. 1996
Mr. David C. Gority
Vice President and Trust Officer
Financial Trust Services Company
P.O. Box 220
Carlisle. PA 17013
Dale F. Shughart. Jr.. Esquire
FOWLER. ADDAMS, SHUGHART & RUNDLE
P.O. Box 208
28 South Pitt Street
Carlisle. P A 17013
John Wesley Weigel. 111. Esquire
SO East High Street
Carlisle. PA 17013
RE: Charles R. Baker
Our File No. 304711.767
Gentlemen:
Enclosed please find copies of the Rule to Show Cause and Citation which were issued
May 30. 1996.
Should you have any questions regBrding this matter, please feel free to contact me at the
above number.
Very truly yours.
W. Darren Powell
WDP/tdw
Enclosure
r 'nLtWATAnU\HOSrrrAL LD\':'fI1-4iEN 2
.'
,
CERTIFICATE OF SERVICE
I hereby certifY that a copy of the foregoing Motion to Make Rule Absolute was served this
date by depositing same in the Post Office at Carlisle, P A, first class mail, postage prepaid,
addressed as follows:
Mr. Arnold Joseph Whitehouse
c/o Dale F. Shughart, Jr., Esquire
FOWLER, ADDAMS, SHUGHART & RUNDLE
P.O. Box 208
28 South Pitt Street
Carlisle, PA 17013
Mr. David C. Gority
Vice President and Trust Officer
Financial Trust Services Company
P.O. Box 220
Carlisle, PA 17013
John Wesley Weigel, III, Esquire
SO East High Street
Carlisle, PA 17013
S & OTTO
By
W. Darren Powell, Esqui
Ten East High Street
Carlisle, PA 17013
(717) 243-3341
Attorneys for Carlisle Hospital
Dated: July 17, 1996
~
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY
PENNSYLVANIA ORPHANS' COURT DIVISION
IN THE ESTATE OF CHARLES R. BAKER, DECEASED
LATE OF THE BOROUGH OF CARLISLE
SCHEDULE OF PROPOSED DISTRIBUTION
Balance for dlstrtbullon as per First and Final Account
flIed october 23, 1998 $152,709.15
DistributIon
Market Value Cost Basis
Helen Baker Farnham, niece
Prtnclpal Cash $ 34,535.03
Income Cash 3,842.26
Total $ 36,177.29 $ 36,177.29
Lois Baker Reynolds, niece
Prtnclpal Cash $ 34,535.03
Income Cash 3,642.26
Total $ 38,177.29 $ 38,177.29
Bernice Baker Ferrell, niece
Prtnclpal Cash $ 34,535.03
Income Cash 3,642.26
Total $ 38,177.29 $ 36,177.29
Terry L. Baker, nephew
Prtnclpal Cash $ 34,535.02
Income Cash 3,642.26
Total $ 38.177.28 $ 38,177.28
$ 152,709.15 $152,709.15
STATEMENT OF THE REASONS FOR THE PROPOSED DISTRIBUTION
The above dlstrtbullon Is proposed In accordance with the terms of the Last Will and Testament of
Chartes R. Baker, late of the Borough of Cart Isle, Cumbertand Count Pennsylvania, In accordance with 23
PA.C.S. Section 2514 (9).
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF CUMBERLAND
David C. Gortty, being duly swom according to law, deposes and says that he Is Senior Vice President
of Financial Trust Services company, the Accountant In the Estate above named, and that the facts set forth
In the Statement of the Reasons for the proposed Dlstrtbullon are t and correct.
Swom !Q and Subscrtbed before me
this ~ day of October, 1998.
#'lrJo. L ~
o orial Seal .
Joan L Crowl. No\alY PublIC
CarlISle Bora. cumbcriand counl~
My commiSSiOn Expires April 23. 2 01
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COURT OF COMMON PLEAS OF CUMBERLAND COUNTY
PENNSYLVANIA ORPHANS' COURT DIVISION
No. 2196-0173
Estate of CHARLES R, BAKER, Deceased
Late of South Middleton Township
FIRST AND FINAL ACCOUNT OF
FINANCIAL TRUST SERVICES COMPANY
SUCCESSOR TO FARMERS TRUST COMPANY
EXECUTOR
Date of Death:
Letters Granted:
First Complete Advertisement of Grant of Letters:
Account Stated to:
October 9, 1996
November 22, 1996
December 20, 1996
October 1,1998
SUMMARY & INDEX
fmIM
PRINCIPAL
Recalpts 2 $ 195,304.51
Net Gain or (Loss) on Conversions 2 (265.63)
Adjusted Balance $ 195,038.68
Less Disbursements 3 (56,698. 77)
Balance before Distributions $ 138,140.11
Distributions to Beneficiaries 3
Principal Balance Remaining $138,140.11
INCOME
Receipts 3 $ 17,235.30
Less Disbursements 4 (2,666.26)
Balance before Distributions $ 14,569.04
Less Distributions to Beneficiaries 4
Income Balance Remaining 14,569.04
COMBINED BALANCE REMAINING $152,709.15
"'
.....-
.
pRINCIPAL DISBURSEMENTS
11/18/98 Register of Wills, lellers of Administration $ 249.00
11/19/96 Baugher Insurance Co., Annual Premium 206.00
11/22196 Dartene l. Moyer, 1996 Per Capita Taxes 11.00
12/09/98 Manorcare Health Services, Final Balance Due 150.90
Vltallnk Phannacy Services, Prescrtptlon Drugs 72.29
cumbertand law Joumal, Advertising lellers 60.00
01/07/97 Register of Wills, Estimated PA Inherttance Tax 21,000.00
01/15/97 The Sentinel, Advertising Administrators Notice 59.50
02/12/97 John Wesley Weigel \11, Esquire legal Services 25.00
04/08/97 Dartene l. Moyer, 1997 Real Estate Taxes 203.36
04/18/97 Omaha property and Casualty Flood Insurance premium 207.00
07/02/97 Register of Wills, Agent Balance PA Inheritance Tax 2,759.57
Register of Wills. Filing Fee for PA Inheritance Tax 15.00
07/11/97 Steven W. Barrell, Real Estate Appraisal Fee 100.00
08/13/97 Kayer & Brown, Disbursement Fee 35.00
cumbertand County 1% Transfer Tax 450.00
Martson. Deatdortf, WIlliams & Olio, Deed preparation 275.00
Barrell Realtor commission 2,700.00
Agway Enel\lY Products, Balance Due 11/26/96 - 6/12/97 593.61
Cecile Champagne, Genealogist Deposit 11/28/96 - 7/24/97 80.00
Martha J. Boyles, Mowing and Snow Removal 12/6/96 - 8/13/97 540.00
United of PA, Services Rendered 12/16/96 - 5/2/97 125.76
Ewing Brothers Funeral Home, Funeral Services 12/9/96 - 1/13/97 7,781.90
Borough of Cartlsle, Services Rendered 12/16/96 - 8/22/97 140.38
PP&l. Services Rendered 12/16/96 - 8/20/97 132.11
Sprint. Telephone Services 6/3/97 - 8/4/97 54.17
Reserved:
Financial Trust Services Co. Administrative CTA Fee 9,311.11
Martson Deatdortf Williams & Olio, Allomeys Fee 9,311.11
Miscellaneous Closing and Filing Fees 250.00
TOTAL PRINCIPAL DISBURSEMENTS $ 56,898.77
PRINCIPAL DISTRIBUTIONS TO BENEFICIARIES
NONE
INCOME RECEIPTS
11/27/98 Income Accumulated In Guatdlan Account from 000 $ 399.11
02/03/97 Transferred Income from Guatdlanshlp Account 366.35
Dividend, Provident Temp Fund 12/3/96 - 4/1/98 347.34
Dividend, provident Fed Fund 12/3/96 - 4/1/98 6,069.93
Interest, 25M Par U.S. Treasury Note 6.25% Due 7/31/98 3,125.00
1/31/97 - 7/31/98
Interest. 25M Par FNMA 7% Due 9/4/00 3/4/97 - 3/5/98 3,504.86
Dividend, KeyPremler Prime Money Mart<.et Fund 4/1/98 - 10/1/98 3,422.71
TOTAL INCOME RECEIPTS $ 17 ,235.30
-3-
o.
INCOME DISBURSEMENTS
11/29/96 Interest Accrued to DOD FNMA, Transferred to Principal
Intarest Accrued 10 DOD U.S. Treasury Notes, Transferred to Principal
07/22197 Ehrlich, Termite Service Warranty Invoice
04120/98 IRS, 1997 Federel Fiduciary Income Tax
04/20/98 PA Dept. of Revenue, 1997 State Flduclary Income Tax
Financial Trust Services company Quarteriy Fee 2fl/97 . 8/14/98
TOTAL INCOME DISBURSEMENTS
$ 194.44
299.65
67.84
877.00
400.00
827.33
$ 2,666.26
INCOME DISTRIBUTIONS TO BENEFICIARIES
NONE
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF CUMBERLAND
David C. Gority, Vice President & Trust Officer, Financial Trust Services company being duly swom
according to law, deposes and says that the Account as stated Is true and correct 10 the best of his knowledge
and belief.
FINANCIAL TRUST SERVICES COMPANY,
SUCCESSOR TO FARMERS TRUST COMPANY
Swom to and Subscribad before me
this :;10 day of October, 1998.
;j~ L ~
;f-lotary Public
Nota,lal Seal
Joan L. Crowl, NOlary Public
Cartlsle Bo,o, Cumbe~and County
My Comml8l10n Expires April 23, 2001
-4-
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IN '1'HB COURT or COMMON PLBAS or CUMBERLAND COUNTY,
PENNSYLVANIA ORPHANS' COURT DIVISION
GUARDIANSHIP or CHARLES R, BAKER,
LATE or THE BOROUGH or CARLISLE
SCHEDULE or PROPOSED DISTRIBUTION
Balance for distribution as per First and Final Account
filed October 25, 1996 $ 189,355.34
alii 11II=1:11:1. a.....
Distribution
Estate of Charles R. Baker
Principal Cash
Income Cash
25M par U.S. Treasury
Nts. 6.25% 7/31/98
25M par U.S. Treasury
Nts. 7% 9/4/01
222 East North Street,
Carlisle, PA
$ 84,973,01
4,430.76
24,976.57
24,975.00
50.000.00
$ 189,355.34
===========a
STATEMENT or THE REASONS rOR THE PROPOSED DISTRIBUTION
The above distribution is proposed because of the death of
Charles R. Baker on October 9, 1996.
Da
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
David C. Gority, Vice President and Trust Officer, being duly
sworn according to law, deposes and says that he is Trust Officer
of Financial Trust Services Company, Accountant for the above
named, and that the facts set forth in the Statement of the Reasons
for the Proposed Distribution are true and correct.
President
i
.
,
NotatiaJ SoaJ
sJ:=PlOSSe~ Nola Publ'lC
My CommISSI~~<;:~~~
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COMPOSITIOn OP NET BALANCES
PRINCIPAL
222 East North Street, Carlisle, PA
25M par U.S. Treasury Notes 6.25\ 7/31/98
25M par FNMA 7\ 9/4/01
Cash
INCOME
Cash
PRINCIPAL RECEIPTS
04/29/96
Cash found at house
Cash from Wanda Waltimyer
Refund, Patriot-News Co.
Received In Kind, 222 East North St.,
Carlisle, Pennsylvania
Cash found at house
Proceeds Farmers Trust Co. checking
account 834114
Cash found at house
Proceeds Farmers Trust Co. checking
account 384119
Proceeds Baltimore Life Ins. Policy
2613721
05/01/96
05/02/96
05/15/96
05/16/96
06/25/96
TOTAL PRINCIPAL RECEIPTS
PRINCIPAL DISBURSEMENTS
07/08/96 Fowler, Addams, Shughart & Rundle
payment by Order of Court
Leader Nursing Home, room and board
Carlisle Hospital, fees and costs per
Court Order
09/11/96 Manorcare Health Services, room and
board
Reserved:
Financial Trust Services Company,
final fee
John Wesley Weigel III, attorney fee
Closing and Filing fees
07/10/96
07/29/96
TOTAL PRINCIPAL DISBURSEMENTS
2
$ 50,000.00
24,976.57
24,975.00
84.973.01
$ 184,924.58
a..Da.......
$
4,430.76
a::l 1:1 1:1 1:111I 1:1.....
$ 545.34
84.00
82.80
50,000.00
7,168.00
11,148.09
3,391.10
126,091.11
255.78
$ 198,766.22
=======1:1=====
$ 991. 00
3,773.57
3,401. 78
3,896.66
552,81
1,025.82
200.00
$ 13,841. 64
aaa=====aaaaa
INVESTMENTS
07/31/96 25M par U.S. Treasury Notes 6.25%
due 7/31/98
09/03/96 25M par FNMA 7% due 9/4/01
INCOME RBCEIPTS
Internal Revenue Service, 1995 tax
refund
Capital Blue Cross, prescription
benefits for Mary J. Baker
Capital Blue Cross, prescription
benefits for Charles R. Baker
social Security benefits 05/16/96 to
10/03/96
commonwealth of PA pension benefits
04/29/96 to 10/03/96
Military pension 01/01/96 to 10/08/96
Dividends, Temp Fund 05/02/96 to
10/02/96
Dividends, Fed Fund 05/02/96 to
10/02/96
TOTAL INCOME RECEIPTS
06/05/96
09/30/96
04/30/96
05/02/96
05/03/96
05/07/96
05/15/96
05/17/96
OS/20/96
INCOME DISBURSEMENTS
$ 24,976.57
24,975.00
$ 389.00
122.48
327.54
5,590.00
1,102.32
11,535.50
70.29
2.522.36
$ 21,659,49
::zaaaaalllDaaa
PP&L, service $
Agway Energy products, balance due
United of PA, service
Darlene L. Moyer, 1996 real estate
taxes-222 East North Street
Darlene L. Moyer, 1996 real estate
taxes-242 East North St. garage
Darlene L. Moyer, 1996 personal taxes
Borough of Carlisle, service
Omaha property and Casualty Co., flood
insurance premium renewal
Capital Blue Cross, health premium
Martha Boyles, lawn care
Farmers Trust Co., annual lock box rent
Philip D. Carey MD, balance due
Carlisle Imaging Associates, balance due
Mark E. Pinker DPM, balance due
United of PA, service
Borough of Carlisle, service
Baugher Insurance Company, property premium
PP&L, service
Wanda K. Waltimyer, snow removal 1995/96-
222 East North Street
63.92
149.32
54.05
175.39
24.72
9.90
35.58
186.00
352.65
25.00
16.20
32.27
8.92
58,81
72.26
42.06
98.00
12.26
150,00
OS/22/96
OS/29/96
05/30/96
06/12/96
06/13/96
06/19/96
06/20/96
06/21/96
06/26/96
07/08/96
07/11/96
07/16/96
07/18/96
07/22/96
07/24/96
08/09/96
08/12/96
08/14/96
08/16/96
08/20/96
08/23/96
09/06/96
09/10/96
09/12/96
09/17/96
09/19/96
09/27/96
10/02/96
10/08/96
INCOME DISBURSEMENTS (CONTINUED)
Virginia Hertzler, cleaning home-222 East
North Street
Carlisle Imaging Associates, balance due
Martha Boyles, lawn care 222 East North St.
Belvedere Medical Corp" balance due
Leader Nursing Home, room and board
Vital ink Pharmacy Services, prescriptions
PP&L, service
Arnold J. Whitehouse, services rendered
Farmers Trust Company, lock box key
replacement charge
Belvedere Medical Corp., balance due
Martha Boyles, lawn care 222 East North
Street
Financial Trust Services Company, trustee
fee for quarter ending 6/30/96
Borough of Carlisle, service
Vitalink Pharmacy Services, prescriptions
Capital Blue Cross, health premium
PP&L, service
Ehrlich, 1 year service protection and
inspection
Martha Boyles, lawn care 222 East North
Leader Nursing Home, room and board
Vital ink Pharmacy Services, prescriptions
Borough of Carlisle, service
Steven W. Barrett Real Estate, appraisal
PP&L, service
Martha Boyles, lawn care 222 East North St.
United of PA, service
Borough of Carlisle, service
Vital ink Pharmacy Services, prescriptions
Darlene L. Moyer, 1996/97 real estate tax
222 East North Street
Darlene L. Moyer, 1996/97 real estate tax
242 East North Street garage
Darlene L. Moyer, 1996/97 personal tax
PP&L, service
Martha Boyles, lawn care-222 East North St.
United of PA, service
Financial Trust Services Company, trustee
fees for quarter ending 9/30/96
TOTAL INCOME DISBURSEMENTS
362.50
17.84
60.00
22.24
7,649.98
273.78
12.53
1,046.93
15.00
59.92
80.00
162.31
24.06
251.06
352.65
13.24
65.72
St. 100,00
3,617.09
105.04
11.82
225.00
12.79
125.00
17.81
11.82
57.78
408.38
57.54
9.90
13.86
115.00
17.95
284.88
$ 17,228,73
===========
FINANCIAL TRUST SERVICES COMPANY,
GUAR IAN CHARLES BAKER
4
President
IN RE: CHARLES R, BAKER,
an incapacitated pHrson
: IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO, 21.1996-173
RULE
WE COMMAND, you that laying aside all business and excuses
whatsoever, you be and appear in your proper person before the
Honorable Judges of the Common Pleas Court, Orphans' Court Divi-
sion at a session of the said Court there to be held for the Coun-
ty of Cumberland to show cause why the relief requested should
not be granted,
Rule returnable within 20 days of service.
witness my hand and official seal of office at Carlisle,
Pennsylvania, this 9th day of October, 1996,
~
Ma C. Lewis, Clerk of Orphans'
Court Division, Cumbo Co,
Carlisle, PA. My Comm, Exp,
1st Mon, Jan. 199B.
'.
DC T G "/ .
I 1996
kr
IN RE: CHARLES R, BAKER,
an incapacitated person
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO, 21-96-173
.
,
.
,
.
,
:
ORDER
AND NOW, this ~~ day of October, 1996, upon consideration
of the attached Petition for Payment of Counsel Fees, a Rule is issued
upon all parties to show cause why the relief requested should not
be granted.
Rule returnable within 20 days of service.
BY THE COURT,
J.
cc: W, Darren Powell, Esq.
John Wesley Weigel III, Esq,
Dale F. Shughart, Jr" Esq,
Arnold J. Whitehouse
David C, Gority
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IN RE: CHARLES R. BAKER,
an incapacitated person
: IN TilE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
: ORPHANS' COURT DIVISION
: NO. 21-96-173
PETITION FOR PAYMENT OF COUNSEL FEES
AND NOW comes court-appointed counsel for the incapacitated
person, Charles R, Baker, John Wesley Weigel III, Esquire, to
petition the court for authorization of counsel fees, alleging
as follows:
1, Petitioner John Wesley Weigel III, was appointed by
the court on April 19, 1996 to represent Charles R. Baker at
an incapacity and guardianship hearing held on April 25, 1996,
2, At the hearing held on April 25, the court found Charles
R. Baker to be an incapacitated person, appointed Arnold J.
Whitehouse as guardian of Mr, Baker's person, and appointed
Financial Trust Company as guardian of Mr, Baker's estate.
3, Petitioner performed substantial legal services for
the following purposes:
(a), determining whether petitioner ought to oppose the
incapacity petition filed by Carlisle Hospital;
(b), evaluating different placement and guardianship
options in the event of an incapacity finding by the court;
(c), representing Charles R. Baker at the incapacity and
guardianship hearing held April 25, 1996; and
(d), receiving communications from Financial Trust Company
regarding disposition of Mr, Baker's assets,
4. The total amount of attorney fees charged (at an hourly
rate of $85.00) and incidental expenses incurred by Petitioner
to date are listed in a bill marked Exhibit "A", attached hereto,
and incorporated herein by reference,
5, The attorney fees charged and incidental expenses
incurred by Petitioner are reasonable,
6, Mr, Baker has sufficient assets to pay for his own
care and to pay for the reasonable fees charged and costs
incurred in the incapacity and guardianship proceeding.
7, Based on his conversations with an employee of Financial
Trust Company, Petitioner believes that Financial Trust Company
may require further action from the court in the future, and
may use Petitioner's services to request such action,
WHEREFORE, Petitioner John Wesley weigel III requests this
Court to authorize and direct Financial Trust Company, as
guardian of the estate of Charles R, Baker, to pay Petitioner
the sum of One Thousand Twenty-Five Dollars and Eighty-Two Cents
($1025,82) from the assets of Charles R, Baker, and further
authorize and direct payment to Petitioner of reasonable attorney
fees and incidental expenses for any legal services performed
at the request of either of his guardians,
Respectfully submitted,
r9M-er Y. ( rr G
Date '
1JL-f1 U~1
n Wesley We gel I
50 East High street
Carlisle, PA 17013
(717) 243-1985
-
JOHN WESLEY WEIGEL III, ESQUIRE
50 East High Street
Carlisle, PA 17013
(717) 243-1985
Charles R, Baker
FOR LEGAL SERVICES RENDERED:
Incapacity Petition
HOURS
4/19/96
4/23/96
Telephone conf. w/Darren
Powell re: deposition;
review petition
Telephone conf. w/Trish
at Martson, Deardorff re:
file documents; review
medical records; prepare
deposition, conferences
w/Carlisle Hospital staff
Attend deposition; telephone 2,7
conferences w/Arnold Whitehouse
re: guardianship, w/Joann
Gardner re: case status;
conference w/Russ Zemanek re:
client status and history,
w/records office re: records,
W/Darren Powell re: hearing
0,3
4/22/96
1.3
4/24/96
Telephone conferences w/Ann 4.2
Thorek re: qualifications,
w/Darren Powell re: hearing,
w/Dale Shughart re: Whitehouse
as guardians; conferences w/
Jim Clay re: veterans homes,
W/Office of Aging re: program
options; review medical progress
notes; prep, hearing questions
4/25/96
Conference w/Arnold White-
house re: guardianship;
attend hearing; telephone
conference w/Joann Gardner
2.1
.
EXHIBIT A
October 1, 1996
AMOUNT
$ 25,50
$110.50
$229.50
$357,00
$178,50
.
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4/26/96
re: hoaring outcome,
placement
Telephone conference w/Dale 0,2 $ 17.00
Shughart re: assets, counsel
fees
Telephone conference w/Dave 0.2 $ 17.00
Gority re: need for petition
to pay bills
Draft letter to client 0,2 $ 17,00
Telephone conference w/ 0,1 $ 8,50
re: petition to court
Draft answer to White- 0,1 $ 8,50
house to petition for
fees
4/29/96
5/5/96
5/13/96
5/26/96
Total Attorney Fee
Long_distance telephone charges
Transcript
TOTAL DUE
$ 969,00
$ 4,32
} 52,50
$1025,82
No, 21-96-173
Estate of Charlcs R. Bakcr
I Deceased
DECREE m' PROBATE AND GRANT OF LETTERS
AND NOW November ~ 19~, in consideration of the petition on
the reverse side hereof, satisfactory proof having been presented before me,
IT IS DECREED thallhe Instrumenl(s) daled October 17, 1963
described therein be admilled to probate and filed of record as Ihe lasl will of Charles R, Baker
and Lellers of Administration Ic,t,a.1
are hereby gran led to Financial Trust Services Company
Ynf1u(l
&:, L"';' ,QJ.J. (! (j
,
Rtal"tr 01 Will.
-'c~~
FEES
Probate, Lellers, Elc. ......... $ 235.00
Short Certlficalesl2 ) .......... $ 6.00
~.I';~'j:M.I'M:;.I';S.. $ 3.00
JCP $ 5.00
TOTAL _ $ 249.00
Filed . .ijOY.F;I'IllJ!R .~~,. J99fi.............
W Oarren Powell (6B9531
ATIORNEY (Sup. c.. I,D. No.)
10 E. High st., Carlisle, PA
ADDRESS
(7171 243-3341
PHONE
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CALLED EXECUTOR NOVEMBER 22. 1996
21-96-173
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21-96-173
REGISTER OF WILLS OF COUNTY
OATH OF SUBSCRIBING WITNESS
codicil
(each) a subscribing witness to the will presented herewith, (each) being duly qualified according to
law, deposc(s) and say(s) that present and saw
!he testat , sign the same and that signed as a witness at the
request of testet in It presence and (In the presence of each other) (In the presence of the
other subscribing wltness(es)).
Sworn to or aHirmed and subscribed before
me this day of
19_
(Name)
(Address)
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REGISTER OF WILLS OF CUMBERLAND COUNTY
OATH OF NON-SUBSCRIBING WITNESS
David C, Gority and Greg S. Chelap
(each) a subscriber hereto, (each) being duly qualified according to law, deposc(s) and say(s) that
Thpy Are familiar with the signature of Charles R. Baker
OOIilel
will
testa' 0 r
presented herewith and
~
belieyes the signature on the will is in the handwriting of
of (RlX'X lOfo4kcx lG)tbilltOOliqowitm:SllClX 1<* the
that
rrhp.y
Charles R. Baker
to the best of the i r k~owledge and belief. ~, H ~/ II#!-
Sworn to or nHirmed and subscribed before ~o{ I.....
me this / 'I tr. day of Davl dC, Gor i ~ me)
~~7. ~~ lo.q3t;~ W lIi.qh Street, carlisle, PA
'0 ~ Register '
Greg
, W lIig
me)
street, Carlisle, PA
(Address)
21-96-173
COMMONWEALTH OF PENNSYLVANIA
58.
COUNTY OF CUMBERLAND
AFFIDAVIT
I, David C. Gority, Vicc Prcsident, Financial Trust Scrviccs Company, being duly sworn
according to law, dcposc and say that:
Financial Trust Scrviccs Company dcsircs to bc appointed administrator
cum tcstamcnto anncxo of the Charlcs R. Bakcr estate bccause of the failurc of the
namcd cxecutors and othcr cntitlcd pcrsons to qualify to scrvc as pcrsonal
rcprescntativc. Mary J. Baker, thc tcstator's spousc and the namcd exccutrix in
his will is deccascd. To the bcst of our knowledgc, Stanlcy Bakcr, thc tcstator's
brother and standby executor, is also dcccased. Thcrc arc no other cxecutors
namcd in Mr. Baker's will.
Whcn Mr. Bakcr dicd on Octobcr 9, 1996, Financial Trust Scrvices
Company was serving as guardian of his estate. Hc was adjudicatcd an
incapacitatcd person and wc were appointcd plenary guardian of his estate on
April 25, 1996.
At this time, wc are unaware of the existencc of any othcr parties entitlcd
to receive letters pursuant to 20 Pa.C.S. Scction 3155(b). As mentioned above,
the testator's spouse and residuary bcncficiary of his will is dcceased. To our
knowledge, the only other rcsiduary bcneficiary, the tcstator's brother, is also
deceased. Wc are of this opinion for two reasons. Arnold J. Whitehouse, brother
ofthc testator's dcceascd wifc, has informcd us that Stanley Baker is dcceased
and had no children. Second, Stanley Bakcr was not present at Mr. Baker's
guardianship procccdings. Similarly, wc arc unawarc ofthc existcncc of any
intestate heirs bccause none whcrc present at thc guardianship proceedings. We
arc unawarc of any othcr information which would indicate eithcr thatthc
testator's brothcr is living or that the testator is survived by any intestate heirs.
Accordingly, Financial Trust Services Company requests that it bc grantcd letters
of administration C.T.A. for the Charlcs R. Baker estatc.
Nalaria' seal
Tammy S. Prosser. Notary PubliC BY:
Sourt1 MiddlOtoo Twp,. cumbedand ccun~
Mv Commission ExpirosQct. 25.199
M'mber p,n",v"""'. A"oclallOO at Nolar,..
SWORN AND SUBSCRIBED TO
BEFORE ME THIS \ q """ DAY
OF \\ -'l'I. ~ t"n'\ ~V'" , 1996
~rm"" f ~:CCCk
NOTARY BLlC
.
LAST WILL AND TESTAMENT
I, CHAJtLES R, BAKER, a legal restdent of Palmyra, Pennsylvania,
now retired from the mtlttary service of the United States as a Master
Sergeant, Service Number RA 6 776 644, 'being of Round and disposing
mind and memory, and not acting under duress, coercion, or undue in-
fluence of any person whomsoever, do make, publtsh and declare this
Instrument as my LAST WILL AND TESTAMENT, hereby revoking all wills
and codicils previously made by me,
FIRST, 1 direct that all my just debts and the expenses of my
last Illness, funeral and burial be paid as soon after my death as may
be practicable, 1 direct that my body be Interred In a national cemetery,
SECOND, 1 glve"devlse and bequeath all the rest, residue and
remainder of my estate and property of which 1 may be seized or possessed
or to which 1 may be entitled at the time of my death, wherever situated
or of whatever nature, be It real, personal or mixed, Including lapsed
,
(
legacies and sny property over which 1 may have a power of appointment,
,
,j
to my beloved Wife, MARY J, BAKER as her sole and absolute property If
she shall survive me,
THIRD, In the event my said wife, MARY J, JlAKER shall ro t survive
me, 1 give, devise and bequeath all of the said rest, residue and
remainder of my estate and property, absolutely and forever, to my
brother, STANLEY BAKER,
FOURTH, Except as otherwise provided In this my LAST WILL AND
TESTAMENT, 1 have Intentionally omitted to provide herein for any other
relattves or for any other person, whether claiming to be an heir of
mine or not,
FIFrH, 1 hereby appOint my wtfe, MARY J, BAKER of 347 North Rall-
road Street, Palmyra, Pennsylvania, 08 executrix of this my LAST WILL AND
TESTAMENT, and 1 request thot she be permitted to serve without bond or
(J;k')'~
LES R, BAKER
tB
1:ey
i
; I
: I
t 1
surety thereon and without the Intervention of any court or courta,
except as required by law; I hcreby authorize and empower my aatd
exccutrlx, In her abaolute dlacretlon, to acll, exchange, convcy,
transfer, aaslgn, mortgage, pledge, leaae, or rent the wholc or
any part of my real or peraonal catate, to Inveat, relnveat, or
retain Invcatmenta of my aald eatate, and to perform all octo and to
execute all documenta which my aald executrix may deem neceaaary, con-
venlent or proper In regard to my property; In the event that ahe ahall
predeceaae me or ahall for any reaaon rcfuac or be unable to aerve or
to continue serving aa executrix hereof, then I hereby appoint my
brother, STANLEY BAKER of Factoryvllle, Pennaylvanla, 00 executor In
her stead, to aerve without bond or aurety and with the aamc powera
and authorl ty,
IN WITNESS WHEREOF, I have at Carllale Barracka, Pcnnsylvanla,
thia 11th dsy of () ~ ,1963, aet my hand and aeal to this
my LAST WILL AND TESTAMENT conalating of two (2) typewritten pagea, thia
Included, the preceding page hereof bearing my aignature.
/~~ 1B /l..Lv
\
(SEAL)
The foregoing Inatrument conaiating of two (2) typewritten pages,
this Included woo at Carli ale Barracka, Pennaylvania, thla 1';7~ day of
!Jt~~
, 1963, algned, aealed, publiahed and declared by
(
~
CHARLES R, BAKER, the above-named Teatator, to be hla LAST WILL AND TESTA-
MENT in the preaence of all of ua at one tlmc, and at the aame time we,
at hia requeat and In hia prcaence and In the preaence of each other,
have hereunto subacrtbed our names as attesting wltneasea, and we do
verily believe that the aaid Testator 10 of sound and dispoaing mind and
.
r
memory at the date hereof,
NAME
f;d, ;'/~
;rc?-.D( -a, =?,........~1,.-..t.>-t/
t7
(Page 2 of 2 pages)
ADDRESS
,2},J).J- ~ ~, J.vH?~ Rt/~~.
cfj( (! ~ &~ ~. /701..]
1/1. ,{4~d;... J7/fI.R~. &~t~d,!?
.. .
".
,
Financiallr~1if Company
Smlccs
, ,
February 18, 1997
Register of Wills
Cumberland County Court House
Public Square
Carlisle, Pennsylvania 17013
Re: Estate of Charles R. Baker
File Number: 1996-00173
Dear Mrs. Lewis:
This letter is to infonn you that, as of this date, the Certificate of Notice Under Rule 5.6 (a) has
not been filed in the above reference estate because we have been unable to locate the heirs as
noted in the will.
We are currently engaged in a search for the heirs as noted in the Last Will and Testament and
will give them proper notice when located.
Should you need any additional infonnation, please do not hesitate to contact me.
Thank you.
Very truly yours,
FINANCIAL TRUST SERVICES COMPANY
~
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David C. Garity / /
Vice President and Trust Officer
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cc: W. Darren Powell, Esquire
Fannen Trust . Division of FinMciul Tru~t Company
I West High SII...I. P.O. Box 220 . Carli.le. PA 17013
(717) 243.3212
Fil1it Nalional Bank and Tru.t Co.
13 We,t Main SUCCI. P.O. Box 391 . Wayne.bom. PA 1726R
(717) 762. RI61
Chambcl1iburg Trusl
14 Nonb Main Street. P.O. Box C . Cbambcl1iburg. PA 17201
(717) 263.9201
Financial Trusl Corp
3 III Allen Road. P.O. Bux 220 . Carlisle. PA 17013
(717) 243 . RlXl3
JRD/June 30, 1992/17858
I, '
JV
In Re: Estate of CHARLES R BAKER
Late of SOUrH MIDDLETON TWP
Estate No.: 21 - 96 - 173
ORPHANS' COURT DIVISION,
COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY
PENNSYLVANIA
No.
NOTICE OF FAILURE TO FILE CERTIFICATION AND REQUEST TO
CONDUCT A HEARING PURSUANT TO RULE S.6(e), SUPREME COURT
ORPHANS' COURT RULE
Personal Representative: FINANCIAL TRUST SERVICES
Counsel for Personal Representative: DARREN W POWELL
Date of Grant of Original Letters: NOVEMBER 22, 1996
Date of Delinquency Notice: MARCH 4, 1997
The undersigned, Mary C. Lewis, Register of Wills, in accordance with Rule 5.6, Supreme Court
Orphans' Court Rules, hereby notifies the Orphans' Court Division. Court of Common Pleas of
Cumberland County, that neither the above named personal repres~ntative nor the above named counsel
for the personal representative have filed with the Register of Wills or Clerk of the Orphans' Court his,
hetor its certification required by Rule 5.6(d), Supreme Court Orphans' Court Rule and that the requisite
notice, pursuant to Rule S.6(e), Supreme Court Orphans' Court Rules, was given by the Register of Wills
on MARCH 4 , 1997, and that the ten (10) day notice to file the certification has expired.
Accordingly, in accordance with Rule S.6(e) the Court is hereby notified of such delinquency and the
uDdersigned requests that a Court conduct a hearing to determine whether sanctions should be imposed
upon the delinquent personal representative or counsel for the d~linquent personal representative.
Date: APRIL 1, 1997 G. "m'
Distribution: Personal Representative
Counsel for Personal Representative
Estate File
A HEARING IS SET FOR /111"1 L/ Jd. PlOp ..3: ()(') J?,rn.
IN COURTROOM NO.1. ~
IF THE CERTIFICATION OF NOTICE IS FILED PRIOR TO THE HEARING DATE THE HEARING
WILL AUTOMATICALLY BE CANCELLED. l ~ ~
_ ("'~Cvv'\ \ -=-- '_
HAROLD E SHEELY J
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ItElIE F A IlI'OUIIAL
'OIIl:"TY CREDIT t8 CIAIIoIEO n
FILE NUMBER
21-96-173
'Q\I~ 'rtN\
[)[CfDtHrl coWltU ADORIII
222 East North Street
Cnrllsle. PA 17013
""""" Cumberland
AMOUKT Rfct!YtD Ill! INItRUClllJHlt
INHERITANCE TAX RETURN
RESIDENT DECEDENT
TO BE FILED IN DUPLICATE
El\EGISTER OF WILLS
.,,':J,M)NWlALtt1 f7 Pl....llVNM
. OO'NmlENT" M'<<JrU:
[Z"'.ItOIO'
~'A"t"'-OC'
1lIL"'"
oe:ClDlNrl NAMl (\.AI'. FlRIf. AND WlOOlf tNlT\AU
Boker, Cherles A.
toQAL uCUNl't HU"Rn
176-32-1156
IUftYMNQ 1POIJIl!'1 ......IF Arr\lCIoIllfl
o.\Tf.Of'DI"'"
DAt! Of OlAlH
10/09196
07/24/00
aocw.. neURIn NWBtR
00
o
o
1. Orlglnal RlIllIn 0 2, suppl.mlntal Rllurn 0 3. R.moIndor Rllurn
(tor datil prior to 12-12-12)
4. Umhd E.tatl 0 41. Fulurllnt,,"t Compromlll 0 8. Fad"aI Elt&tl Till
(for datil 01 doath ",or \2-12-12) Rllurn R.qulrad
8, Oacadlnl diad Tllt&t. 0 7. Dacad.nt lIa1nta1n.d ILMno Trull ~ 8. Total number of Sift Oapo..
_heo ofWII Attach eo o'trull Bo,1I
ALL CORRE8PONDENCE AND CONFIDENTIAL TAX INFORMATION 8HDULD BE DIRECTED TO :
C()UIllfTE WlJNQ ADORE"
......
Financial Trust Servlce~
P.O. Box 220-:
Cn e 0
45.000.00
50.759.72
I
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David Gorl
,,,,,,,,,,,"-
(717)240-4505
.,
, .
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a:
1. RooI E.tat. (Schadull Al (1)
2. Stoeb Ind Bondi (Schadutl B) (2)
3. ClolI/'f Hold Stocl<lPllln..hIp Intorllt (Schadull C) (3)
4.1I0~gaO" Ind Nol" Racolvlbll (Sehadull D) (4)
S. Cuh. Bank OapOI.. A IIllColIanoou. por.onal Propl!1Y (S)
(Schadull El
8. Jointly ownad Propl!1Y (SChldul. f) (e)
7. T"nlfor. (Schadutl 0) (Schadull Ll (7)
S. TolIIGroll AIIIIS ~otal Rn" 1-7)
CI. Funetal Esp.n.... Admlnistratlv. cost.. Mlsctlan,ou1 tV)
E","n'" (Schadull HI
10. Oab1ll1o~gao' UabI1lllIl. Uln. (Sehadull Q (10)
11. Total Daduc1lonl ~otalRnll g A 10)
12. Nil Value ote,tatelJine e mlnu,lne11)
13. CharllIbl. Ind oovornmlntal BaquntJ (Sehodull J)
14. NIIValul Subjoctlo Tox (lInI12m1nU' Rn. 1')
0.00
0.00
24.864.83
24.864.83
None
None
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"
99.517.92
None
None
(8)
195.277.64
27.297.62
2,214.49
29,512.11
165.765.53
(II)
(12)
(I:!)
(14)
----------
165.765.53
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15. SPOIl'" Tranlfor (for dat" Iftore-:lO-Il4)
8M Instructions tor AppDcable Percent on RIVers' ('5)
Sld., (Include value' tram Schedule K or Schedule M.)
le.AmOuntoUn.l4tuabllle%ral. (le)
(Includl vIIuII tom Sch.dut. K or Schadulo II)
17. AmounlOUn.14(&JlAblllt IS % roto (17)
(Include value, tram Schedull K or Schedule M)
Ie. Prlnclp.1l1Jl dUI (A<ldl&X tomRn. ts. le Ind tomllnl 17)
1 V, Credits Spou,aI poverty Credit Prior Paymentl Discount
0.00 + 21,000.00 + 1105.26
0.00 X~.
0.00 X .08 .
165.765.53 X .15 .
(II)
lntlfll'
0.00 (H')
OVERPAYMENT (201
(21)
(21Al
(21B)
David Gori
SIGNATURE 0
P.O. BOX 220, Carlisle, PA
AllORESS
17013
2 '1997
II"
,,'.
v" -
oat.
0.00
22,105.26
2.759.57
0.00
2,759.57
"
SCHEDULE A
.' oc.~"- REAL ESTATE
.ITATII 0 flU! NUMIER
" Charlet R. Baker 21-96-173
rop -own u n P rIIUI . Ie 0.. on I' re..... 0 . ,.po v UI
....h.. ....d ..Ih....... at....h proplfly ..uld b. .......I.d b_".. -.1 bU,or ..d. .IDI_I ..a... _.Rhor b.I_II....p...d
to b or... '""" ....._ r........... k_owI.d . oIlh. ral....nl ......
ITl!M VAWI AT DATI
M DEB IPTION Of DIA
1.
222EaeINorthStree~ Carllale, PA 17013
45,000,00
Total a110 enter on Un. 1 reu Itulatlon
45000,00
-at "~Gf"-""-
.........lfINIII
~~..
.
FIll! NUMIIER
21-1llI-173
"'''A11I 01'
., Chat1tl R. Baklr
_.........h Ill. RI 111 of ............ ..ull b. dl.......od on 'ah.dul. F,
OE'CRII'TION
VALue AT
OATI! 0' OIlAnt
1.
2-
3,
4.
5.
II.
7.
8.
9,
Proceeds..1e af peraonal property
FInancial TIUII Servlce8 Co. Guardian IIccount prtnclpal per flrat and final accounting.
FInancial TlUlt Servlce8 Co, Guardian IIccount unused reserve
FInancial TlUlt SelVlces Co, Guardian account Income per flrat and flnalaccounting,
PA ureand Health Insurance Co" Nuralng home benefits
Pennsytanla Department of Revenua, refund
Defense FInance, FInal retirement pay
PA Wfeand Health Insurance Co" premium refunds
Leader Nuralng and Rehab Cenlllr, refund
7llIl.94
84,973.01
13M8
4,430.711
7,850,00
311.74
428.40
851.19
15,20
Total "'0 .nt. on Un. 4 ree luIatIon
(W ma" .pac.l. noodod.ln.",adcOOanol .h_ a' om. '''t)
99 517,92
at ~,*OP"~
llIUWIlIiu~
-",OC..GlMT
.." .J
t!IT.ATI! OF
tTl!loI
NUIoI8l!R
A.
1.
2.
FlU! NUMBER
21-96-173
AIoIOUNT
Char1el R, Baker
DEBCRll'nON
Funeral Expenl8ll :
Ewing Brothelll Funeral Home. luneral services lor Chartes R. Baker
Ewing Brothelll Funeral Home, luneralservlces lor Mary J. Baker
3.927,20
3,854.70
B. Administrative Costs :
1. 1'..0.... Ropr...- Commllllon. Ananclal Trust Servtces Co, 9.311.11
s..1oI s..urIty Numbot 01 1'...0.... ROP''''ntallYO: 25-1787611
v_ Commllllonl pold 1997
2- Al\o,noy F_ Martson. Deardorff. WllIIsms & Otto 9.311.11
3, FomIy Enmptlon
CloImanl RolaIIon.bIp
Addt... ot C10Imanl 0\ d......nl.. dMlh
s~Hl Add,...
cay Slotl 0,00
4. Probate F... 0,00
c.
1.
2-
3,
4.
5.
6.
Mlscelleneous Expenses:
John Wesley Weigel III. esquire. legalservtces
CUmbertsnd Law Journal. advertising letters
The Sentinel. advertising Administrators Notice
CUmbertsnd Law Joumal.legal advertising
Register of WIlls. letters 01 administration
Miscellaneous probate and administrative lees
25,00
40,00
59,50
20.00
249,00
500,00
27 297.62
Total a1.a ....... on In. 0 rlC Ituladon
tll mort 11'..' I. n..d.... Inurt .ddlllonal Ih.ell otum. llzo)
._ .r
SCHEDULE J
BENEFICIARIES
.-...,...N...."....
-~""""
.......wr~
'1ITA11I 0"--
.' Chari" R, Bakar
FILE NUMaER
21-96-173
111111
NUIIBIR
NAIlE ANa ADDRESS OF aENEFICIARY
RELATIONSHIP
AIl0UNT OR
SHAIIE OF ESTA11I
A. T~ Boqu.lIl:
/ ()(J ")
1.
f/B11J.5 tI"'/l15 /Jd1" 1J6eA.J LtJt.'AflNJ
/J vI:, I.IOAIIIJ
I1l!II
NUIIBER
NAME AND ADDREBB OF BENEFICIARY
AMOUNT OR
SHAIIE OF EaTATE
B. ChorIloI>I. and G_nm.nIOI Boquntl:
1.
TOTAL CHARITABLE ANa GOVERNMENTAL BEOUESTS Allo ont" on Uno 13 RocI UuJatlon
(" more Ipace II needed. Inl" adcltlonal Ihutl 01 .am. 11Ie)
J
l",
I. .
0,00
APPRAISAL OF
THE PROPERTY LOCATED AT
222 Eelt North Street
Cerlllle, PA 17013
. ,
ASOF
October 9, 1996
.
FOR
FINANCIAL TRUST
310 Allen Road
Carlllle, PA 17013
BY
STEVEN W. BARRETT REAL ESTATE
124 N. Hanover Street
Carlllle, PA 17013
.
.
"
,'..'
. .
.
.
Sleven W. Barrett Real Ealale
124 N. Henover Street
Cerne'e, PA 17013
(717) 243.8848
June 27,1997
, .
FinancIal Trust
310 Allen Road
Carlisle, PA 17013
RE:
Property -
222 East North Slreel
Carlisle, PA 17013
Charles BAKER
96-0656
Borrower -
File No.-
Dear Sir or Madam:
In accordance wllh your request, I have personally Inspected and prepared an appraIsal
report of the real property located at:
222 Easl North Street, Carlisle, PA
The purpose 01 thIs appraIsal Is to estimate the market value of Ihe property descrlhed
In the body of Ihls appraisal report.
Enclosed, please find the appraisal report whIch describes certain data gathered during
the Investigation of the property, The methods of approach and reasonIng In the
valuation of Ihe various physical and economic factors 01 the subject properly are
contaIned In this report.
An Inspection of the property and a study of pertinent factors, IncludIng valuation
trends and an analysIs of neighborhood data, leads the appraIser to the conclusion that
the market value, as 01 October 9,1997, Is :
$45,000
The opInIon of value expressed In Ihls report Is conllngent upon the Llmlllng
Conditions attached to thIs report.
II has been a pleasure to assIst you; III may be of further servIce to you In the future,
please let me know.
Respectfully submItted,
Steven W. Barrell Real Estate
I1AAAH~A ?J....",J)."Jj-
CASSANDRA CROCKETT
PA Certll/callon IIRL-00134B'L
""..W """"''''1... IlIij/U....
,
.
Summary Appraisal Raport
COlO..
ProporlY D..o,lptlon UNIFORM AESIIlENTIAI. APPRAISAl. REPORT Fllo No. 96-0i
,~!~P!'!IM!!!!!_2aa li:ut lIo,Lh UtUllt_n_,u _ ..,1,:111 Cadlalu . ..,- !'!'! I'" !'P~~~!._.110IJ -..'.
l!i!!l'!!!!'p''!'!__DaDI1,UDOk,2'1=IIlII'aoll'II'1 _ _ U.,..,uOh ,___~~!'.'ly Cwnlladanl1------.-
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B.lIDw" ,...__,._. n....'" CUIlI.,nonll b l>'nnlllv.J1W1i:l11l1n lI<<np.n, ,-, non" I '""nl ,,,' Vmn,
P"""lY'l.h'......,lId '1,,1 '..~Inll!' h....hnld I',nl"""" -n 1'1111 I ICnndnmlnlnmUIIIIINAnn,,' 1I0AI .i/A I~'"
1!!'i"I,,,!'h!!,!!~lr,,,!!!~!m! "O'Olloh,o' cullalll 1,l>pll.III!'I<' 21-0310.., .." ~!n!u!I'!'I., 0121.00 -..
!~! r":! 1._,___,_,.11/"- ...,[I!'! ~I ~.,! III" . II"IIII,,,nn !n!! 'lIl.nn",lIn.nth!'il!I"'n,,,II~n,,~~! I"l! lit !!"!' , III", ,- ,----'
l!n~!'~II!n!_,rinano1aLT'lIaL. _ Add.." 310 "lllln noalt,, cull alII. ,N. 1101L--,-. ,., ,.. - ,"
., A""II"" <' <",n(;Kt;uL iL Jl1tllill\ r'l' A;h'''~ltfi-lI!lrlh_l1all!l'lIlLl!Io.- Gilrlllllllo-l'''' \-:'0\ J
I'''''"n II 1I,1"n ._ tin'nnlo.n __ IIn,,' l'rod,",luol ~Ir,v~r I.mlll ''''I~',l Proll.llond.1I Y. I ondulO ....a.
BUIUuP 95 JS. (hlll!t" .... 25.'~" 0_ Unill"!t% ,"U'""Y $(lmU) Iv'" Ilnll,llllll't .'5 \1I\Noltl..lt I" "IU't
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l'loputtnluu ~._ Inmaslnl .JL &1.1111 .._ Ihtlllllllll 4_ IInlnl .?5 _ !lIyh \on, MulllIAmll't 5 III ----...~-.' p .
IIomllldllupply _ th.'"i' ,5Inb"III" _ """I1I'I"j II VltloIIO'''! .-::-)"IOdllll1ln!OI :;:- Comm""" ,.15,_,_~.,_.._..,n.--'-
MllklllnaUIO. Undl,3mos y 36100S. Oy.,llmos V.unllm'uS\ !1~1'" ". .......~ '\
NIII: Aau I.d Itll ,,,1.1 ,am,lIlIIon at I~I '1IU~.DI~aDd I" lal1,.'llullnIDII,
11lIahOO,lollOdbnuOdlll...lld,hIlItIIlIIlIU: ,llllhjllct 1a hnllOlloll on thll 1I0~th hy I'll ,TIl'nlllkll. onthll I::aat lly-., n
I=Bl..,lln_thll..llllllth-hy.nt. _ 6U,AmLon thll lIllat hY III;, 3~, ., -..-,.00...-...-,---.-----
II"." Ih.1 .lIoe' ,h. mlllol.Io""1 01 'h' pWP""" In ,h. "'Ih'~"n~d (p""'1I1111 III 1I"1""y",,n' IIId .n"n"Io.. .mpIIII",IIII ."hllllj, ,pPII' 10 mll.lI. "".
\\\ lltlhjoct_[!~OIlIl~I;y _la .1ncAtllll In All 1l1l1;Ahllaholl nu'ahhn~hoOll If II h II mill ot ~lla\llllntll1 AnI\. -. -
COIll1\ll'chlJ1mlllllt,hl-llaaOlla,,, ahnl'1l1na anll othll' al1\llnltlllll 1I~1l Iflthln IfllklllO or aho,t"llrivino
dlatlncll.. SChOlll ayatllm I II ,Cul1al1l Illul,d llt. SHSII 3240, nO O' .-'
-- -------.---- ---- --------- - - - -- -- - - -- - - - --- -- - - - --- -----
----------..-----------..---.- --..,._._-_.._"~ -.-- .... ....------
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fAllkll condlllonl In Ihl subl'" nllghbOlhOOd (Including su(\poll 101 Ihl IboYI tontluslon, 1IIIIId 10 1111 IIlnd III plOpllty VllulI, dlm.nd/luppl't, Ind m.IUllng 11m,
.. IULh ., d.11 011 (lIlIlPIUlI'il propllllU 1nl nil III Ihl naluhhulhllCUI, dutllllllllll III Ihl Illov.allntt 01 nl.. Ind 11n.antlng ttlnuuklnt, lit).
P'Dlluty-va\llaa,UII,CIIHantIY atahlu Iflth an aVII~aalll1\ll~klltlnll tlnw '0' l"IIVI0Ila,1111utll,-oL9B
daya._Thlln.UU.fll::aollla Ivlllluhlll.lflthln,thll nlll!lhhorhallll. .., _..,,- -,... ,--,,,.---~"-
-----------.----.----------.---.-.----------... ._" .--_.~ ..--- -. ..--_.
-.- .. --.-------- --..- .----------
------_._-~. .~-_..__._._--~-.-----"._-_._-_.- - -------------~
r. P"I'"10IOlm,".0'01 PUO. III.pp""bll)..I.'h' dmloporlblllld" In '0111101 01 Ih.llmn. 000"" AlSocl'llonlllllAll L,I Yll L ..1"0
6 Applo,'m.lllol.1 numborol .nlll'n 'hOlubl,,1 p,oloe' N/A__.._ ___' Applo.'m.lllol" nllmb" 01 unll.l<II III. In Ih,,"hl"l p'.I,,1 N/" --.. -~'- .
.. nUCflb. tommon Illmlnls and Iltlullonlll,ltIllIlU: tll A
. Ulmlnllon, 40..~L8Q_..______--.-- ..._.__.. _ . _ . _ __ _ - IllpUgllph't .I18vdl_~___.___ ________u.__ ---
S""I" ",.07_IC'IIH/J. .__,__n- ,_ Co'nOl'.' [-lyOl I "illlo 511. TYIlIClILto' UIIlI., ,.'
6P'IIII"onIOa"""r!~IIDnllld d'~~j""n __ R::LTolffi ,GantllrrRfd!lllr"tD L.__, "Sh.p. II11Ctln!lllll1'-,---,----.,'
l;::tl'~~:;~~~~~~:.!~~J:xJr~;:;~~:~;:I~I~I:~~~';':~;~;:;:~:;__~_'II:a~'~- ,,~: :u~toa_.__ ~:::'a'~:~:~~i'l ,--------..
I UIIIIUu PublIc Olhll DII'lll,lm,raVlm.all Iypl ~'_~t1l1e PI~~11 Und1upln; .Ava'llge
~::""'ty ~:\__ ._:____..~ :.~:::anll" '~~~~~:~;:,~:'n==:: := ~:,~:~:~::::::nll~~~~~Jnd.lllftlld-,:;-
WII" ,II. ____,___ S'd,w.'k _Com:rutu,.. p. II. no IIMASpoel.llI..dll....dAI.. III Vol I_I".
6111""Y"." .11. oon__"_'_.'_' SIII.llla"" 1IllllqllAtu _ 00 l\ __ IIMAluo. Q,G -..,--- ~1,plI'" 2/3/B2-,--
~1~1l~!!"!L- II _..______'____. ~1I!1._.O'llonu ,.. _. . ,. I!MAM.!el!L._~253B2" - -----,-----.-
Comment' I,pplllnl IdYIIU uumlnll, IntlulthllllnlS, ,petlll IUIssmlnl" sllill IIIU, lIIag.a1 UI Ilgill 1I1llltonllllllllng lonlng un, lie): _Thpt'fLA"tiLna
Il'llHlmt, 1I1Ivunll,UlIalllllllntu.. Ilnr.foftr.hffi!lntu Of lltlllll: ftllVllfUll Gl1mlll; lona.O' .". ....,-_..--,..
~
OUIERA' mSCRIPllIl1I
"oolUnllS .___.1___._____
110 ul SltUIU 1 _ .
l,P' III.lIAII I Illltac:hlld
fllhllinl~IIII! ..l..Stll'y,
[.tUllIa/P,opo"d &lIhtlnu
Aa'IYII! 5LYllua,
1II"lIv.A'IYIII 15-20
_t!Q[I~~_ _!ol!~ _~!'lIi_
FOIIIIIIAIIO"
~I.b Ilonll
Cllwl 5p.H. \1 ft t'~ \ ill
t11UIIII1I' LI a s:t 1 a 1
SUlIlpPlllUP Yeo_._.__
ll.1nlllf1IU __ NQoe.. Ob::s .
Slnllmlnl Monl1 . (lb:s .
Infeslallon None Ohs
__P!R___ r~n~lt !~m: !\!~ !!~~~_ IleduKllll1
OASU.I[IlT
A,uSq H.
"llnlihld
1:IUlng
Wolll.
tlOlU
l1ullhll Enlly
INSUI AIIOII
11001
1~.Ulng _. _0._ ~
W.aU,
Flool
Nonl
IIn~nown _.__ X
,-
[XIIOIOR OlSCOIPIIOII
Foundlll.n Conc'lltll,lllock
h'OIIOIW.II. .1I1llmlnlll1\
IlIlOI ~lIIlm .Shin!lla ..
Gullm & IIwosP". . "lumlnum
Wlndnwl". nOllblll,lhm!l~
S'"mlS""n. Thllmo/Yllu
UanulUlulld lIoun No
__Q~~ng__ .!I!~~!~_
2~0 .___
0\
unUnhhlld
Concflltll,lllk
Cllncnltll
_ 110..__,__
_' ~~~~l!_ .~!~~~IY__ _ _~~~!~._
_ ._~I!! ~i.!!.___
__240-
,_", 607
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1II1l"IO" MllIllilslf.lJlldlllon IIEAIIfIll KllCIUrl lUUII'. Atlle AMlNlllfS CAR stORAGE:
Fiuo" ..cll"(1l1t/Vinyl.. Iyp. ,IIl1llQ 1Iolllamlo' _" 110..' .~ tUlp,ml'll _ II." \-1
VI.11s _rQntilL______~__ Filii ._Qll___ ning,JOvln ~ !ilolllS _ 1),1110 .____.___ _ GIlIOI
(ummnl.h __.Wooll.------,- ~~n!"\on lIVllfft!l1l nllpo,,' _ OlopSI." .. IIIC' n__ _ AIIICh.d -' -.-,,-
B.lhflOOI _._Vinyl .__..____.._ com 11I0 f)IShwilhll.. SLulll1 _ 1'lIu.II _ Oltachlll 1
nollhW.mltlll Vilnul 1:0111'.&1 If/l\ 1,1II1111ltlll IkNII l'lll~ C.11n.l,t1k. II thulllll
UlJlJn .Wooclen __ ___,,__ IUhel _11/1\ MltlllW.aVI lIulcll l'uul - .. C.alvull, 2~"S~:..'
Averaqo Comtlt:inn Cllndlllun N-JA wUhOlmlYII. 1I11l1had HtOOJl8 x nl!'lU,AY t/Sr--n
Addlllll..' 1..111I" 1",,,,.1 "Ii'II .11I"'01 ",,,,,, .,,): . IIllploGllll"lnt ,lfln!lalfa hftvlI hlllln lnutnUllII;. hutQh ,nCQllU. tlL,_.._.
hllallltlllnt_\mdIlL kltchlln. tlollr;. Q,ftlfl.allOQo,la _alall,GllnC:~Ilt.lld, .O'.. ,---. .-...--"-' on'_. ....--.. -, no
C1 Cnnd1\lun ot Ihl 100flIOy,mlnl', d'f1utlll1on (11hY11[,1I, luntlllllloll, oInd Olllln<ll), 1I(\lllS nuda II, qllOllllt III clllulrlltlllln, lIf1ludlllllg/.adlllllonl, .Ie: - - _.- - -.--
Iflll?'OVllII\llntll, ora.in lIVlluua .conllitlon,lfith-nO"l'hyoiCft 1 ll~ tllnGtlllndlnAdll'llllcilla-IPPullnt, .110
IPeorllnt,inolllotiQn.- hOIlOa.lIPPllUa .lllllthllr-ti!lht..,. . u_'" ...' ....,--.--.,... .-------
lolulS
. .. - .-. --- ~_.. -- ----.- .---
Adv'''1 InvllIlnmlnlll tllndlllllnJ. (suth n, hul lIul llrnll.d 10, hUllduuI wulu, hlllc 111IuIJlI'U, lie I p"unl In Ihl hlllllllY.mlnU, nn Ihl 1111, III In thl
'11I"'1'"10 .,110'11 "I ''', 'Uhl'" P'''POlly: 110 ftl'VII~all IInvironnwnta 1 110mll tlonu . ft~ll al'IlA'llnt/dlucloUlld.
-_...---- ---.------
- -......-. ------------.
IIl'd'l t.lltlOfa 10' tJ
IHlI
l'At',IIOIl
W1..,.IlIrRull,lillrltAll1lO1lh llOO)SlJOIU
lu...UIIIOI.IIWII'UI
Summary Appralaal Report
YII.IU,," a cUon UNIFORM RESIDENTIAL APPRAISAL REPORT Fill No,
[SnMATfD6IlEVAlU[ ." ..... .,_1 _15,000 Comm.nll on COlt Approach tsuch u. IOufCI of tOlt uUmll.,
.(llIMAUO REPRODUCTION COSH~[W OIIMPnOVEM(NtS. 1111 vatu', .quI.I tool Ultul.llon, and lot tlUD. VA and fmllA. 11'1.
6 D""lIng ___...607, Sq II 0' 60.00.' 36.420 Illlm.lId IImllnlng ltonomIC III. 01 Ih. PIOPl"Y) Cost. nall__
,Bu_nt 240 Sq It 0' 10.00 2. 400 t~om Marshall BlIUt. Valuation Buvica ---,-
rancing/BtooPS 5.000 Ilandbook and local cost snalyah . Land , -
I olllg.ltllporl . ,180 sq II os 22.00 3.960 vl1ua t~om Ma~kat Data COPi'adaon. ..
tOI.,llllm.lIdCOIIN.. ., 47. 7BO Dep~aciation buall on aga litaobsanad-,
1m ]1, U Phl"ClI lunellonal Iolllnal condition and Ha~kat. Data lInalysh. --
D.pIICI.1I0n ,15.00d I .1 15.000 Estlmatad ReltI&ining Economic LUa is..
D'PIICllladV,'utollmplllV.monll .1 32.780 35-40 yean, ,--,-..-
'A.WV"UlOI 5111 ImplllV.monll ., 3.000 -.---,- _u..'_
INOICAlID VALUE IY COlT APPROACH . ,
____ll~M.., _ __,_ __ SUR!ICI COMPAIlARII NO 1 COMPAIlARII NO 2 ,COMPAIlARlE NO! ------
222 Eut North Street 132 porter Avenue 59 i' Street 1961 I'ry Loop Avenue
Ad!I!!!.._Culhl ,.._..._._..._-_.. Cadhla ' . csdialll ' Cadh111-------------
PIOlll11lty~~~I!~__..lIIl11l11..Bl12C~. d.' ,l,HUII"""-'j. -1- .,1.K11I"'..,-'..I--'-----
.!!'!!f!'~__.., '___,_,__..N/A_ ___,_...J ~ .[__.._.55.,900,....-........-...' 1 r..---37.1100 ---- ~ [...36.00,0,
PII"IO!~~~~II' .. ~____82. 37,1/1 L ,.. 86.80 1/1 ,_.......................! .72.55'/1 ,20..00..-....-1 WOO 42 .12 I~ 2O..,Q
Dllllnd/ol Inllpection MLS Data Apprailler'lI DlIta MLS DlItll
..Y!'Il!~!'Dn_SoUf~_ Ca\lrthsll,l\ec Cau~thauall l\eco~ds Cou~thause l\eco~dll . Cau~thouslI l\eC12~l.\s_.._
VAlUEM!JUS!~~!~__ .--!!!SCAI~!!QL_. __~[SC~I~!!Q"i .. ~..~J H~~J~~I~'~!_ o[~~RIP!IQ~ .! ()~~I"""'!~! __ ._._~~~~R.I~~IQ~___~ ~_! U ~~1"~!~.!-..
6alllorFlnlnclng Nons, Cony , None, Cony , None, Cony :
~~lUlonl___ POH 10,___ i- _ 00.1\ I POHL- -- - i. --,-,.-
_~!1l0Is.,.'!lm!---..-NIA---- 7_,:95"'__'___00;' ___,__ 8~9L _, _._ - ': - 3-97._,._, --,;,.----
.l~c~.!'~.._____ AVllngll---, AVllngll,,_oo. i Avenge..., , .. Avuage ,- , i.-----
J!I.~!~~~!~"!__ rlle_B1Iti>1e-- raa_,B1Iti>11l-: rall,B1Iti>1e-,;- ' rile B~le :-,----,--
_511. ,_______ rl12od_l'lain- rlood,l'1ain .l-- Supuio~_,__ i. . -:1. 000 BupuioL. ..\_,':1.000
VIIW Reo1dentlal- ReD1dentlal__L_______ ReDident1al-L--- --~--- .-.. --- Rea!dent1.1._1 -.--------~
,DlIlinlndAp.E!!!.- l_Bt.OJ:Y/AYlJ- ,1..St.12n'/AYlJ..l.--,--,.--l..BtOn'/Avg :...,-- __00__ 1 BtOn'/AYlJ..:-----
_Q~.oIConl~_ Al.umin\ll1l_ .Yinyl_____i___oo_n_ rnllYL_____i., -..,,-- rnme,_____i
t ~i' 51..xn,___50-Yn.tl,,-:---,---50-Y~1I.t/-"-- :.--,-- . -- _30_Ynt/-=---i---
,Condlllon Aveflgll,- AVllfIge(GQad;__-,,3.500 AVlIfIl911,-- i-------, ra1f/Av\lUlJlI;..-.J:5,000.
AboY. Glada lolll : IWm, : 8.Jth, hili: Bdl"ll : 6alh, : 1Dt" : Rdlu : e.lh' : IDtl1 : !\lima: 811111 :
I RoomCounl 4"~2,..J~ .....j_di=i ,=iJ"::-L1LT+1;ooo -5-:.-=13'=:1:1=1---
,~~!!lNlni~- _607~.!!... _6.U~J.Li ____ __51L__~qH,; __'1:1.940 1.092__~q!U-~9.700
Smm.nliFlnllh.d Partilll DlImt i'u11 DlImt ! -2.000 i'u11 DlImt : -2,000 i'ull Dsmt ! -2.000
RoomIB.lo'NGr.dl C t. ... C .. d: Dirt 1i'1 : t~ 000 C .....:
______'_ anCl'll 11,,_, OnCI'II.1I __:_________, _ _aO!; : -,... OnC!;II..II"-.-:----
.!,!!,~~on"UIIII!y_ AVllngll- Avengll_, ,__:________.., Intllda~.!.._:_ - t3.500 AVUlglI,__J_-
1I..II"i~~i__ OIlW/N12nll_ ElllI/N12nll____\________,_ orllA/None__ i--- -- -'-- OIlW/Nane-i_-
I ~il!IIJCllnti!!!'!!..... 'l'ypicll1_ 'l'YPical__L --' - -- - 'l'ypical_,_ - i ,-- --, .--- 'l'YPical___L
.~i.ltllporl _ 1...CaLGuagll l_cu_GUagll; _ ___ ____ Nonll _ - --;" __t3. 000 cuport___l_t2.000
POlCh.P.1I0,DlCk. Stoops Porch : -1.000 porch : -1,000 porch : -1,000
FlflpllCll'I,lIC N N : N : N :
onll___, one___ _i__ _ _ _ onll, ,i___ - --- one_______:_____
.!~..POOI.lIc.,-- rJlnclld_Yud_ Nonll__..,_.....i..- +1.000 Nonll_ __ - _too, tl, 000 N12nll_____L__tl.000
::::'::dl~o:,~;p,,~= ~--- t~t~~t:1~Ji'~~- -- 5.500 ~ft:4~1'''J' n ..." t1;~.~:~f"1"
_~IComp,,'bll Nllt..-_9,.U L_50.400 Net_22.n ! ___45.440 HeL..12" '__40.300.
Comments on SalIS Comparison (Including lhl subl.tl property's comp.1l1blllty to 1111 nelghbolhood, 'It)..~bGthz;oom_Acceaa_th:O\lgh_---
bIIdl'1212m.UIIII,__All_COlllflSl'lblllll,-Ue, aim1lu ,in_st.yle/ut.ilit.y _ to, t.hll ,lIubjllCtP~12P11rty-and- UII__
. ,t.IILbllllt.~\lUllnt.~y_IIVIIUIll:l~ll.-M~nl.lM:L-llI1l1ano~.one, ata~~lIa . !lith a~la" _GloAnlllll'II-l:12l1l1d~l\Ingll-
12l:-YlIl\lIl..1A-UO...ll00__t12.-S50.000.--,---------- ,--'.. ---- ,----------.
CillO .:
----_..~_._--------
:;~:::.":"~ :;~:;;r . ~o,. ,.."",,,"", =.:,: n";,.....jii,,.::-t. -"'"""'""'
wllhln 1'" ol.pprtlll' ,Cl2u"IISIl-l\eCCOu"houla ,l\eCO~dl,--. Courthaualll\eco~dlln- . IcourthoUllll.RIICO~dll-
Ana~II' 01 any tull.nl.glllm.nl 01111.. opllon. Of I"""g ollh. IObilCI proPII~ and analy'" 01 any pliO I 1I111 ollOblocl and compmblll .I1l1ln on. Y'" 01 I" dll. ol'PPIIIIII:
ll\WjIlCt._PI'12P11J;\;y _1lI_nat._C\!~I'lInt;1y-liat.ed ,Ol: _\!nder, cont.nct.;- no pl'ial: _ulllD-!Il.t.hin-onll-Y!lll,"---
,llIlJ:Ll:12\lnd. --------- ,---------,-..-'
INDICATED VALUE IY IALEI COMPARIIDN APPRDACH .,........ 1 -- 45.000_
INDICATED VALUE BY INCOME APPROACH II Ap IIcabl1 Eslimalld Markll Rent S IMo . Glon Hlnl Multiplier . S
TI'lIS apPl1lsalls madl X 'as Is' subjlCllO Ihellpalrs. al1erations. inspetUOns Dr condlllDns hsl.d btlow subjetllO compl.lion plr plans and spetlllcallons.
Condlllons01 App,,'ul: 't'he.pl:opaJ;ty hu_beenllppnhllll ~n cu;;ent condition. 't'h1o IpPUillll1 10 tOl'
C11I1nt,only.-nont;lnatll;lb111._SeQ-lltt.IIChlld-llddendum. S~ry ~pp~a~sol Report
FlnalllleonClII.llon: COllt_and, Hal:kllt ,l\nl!1Yllia . canlliatent1y suppo~t my ntlmatlld Il\UklltvalulI, GlIH
l\nalYllill..lIl1,_founll-1nllpp~oPl:hte farth1oanll1yaill. G~lIatllst lIl1ight 10 applilld ta tIlIlHa~kllt.,,_
Dst.a _lInalYlllll ,__SIIPp12rting, tUe,1nfomation aubatantiatllll thllSIlIlStlmatllll. ,- - - ..'-'--
Th. purpose of Ihls appralullS 10 ullmal. thl markll valul 0111'11 rul proplrty Ihal Is Ihl sublett olllus llport. b.uld on Ihl .1bovI con~llIons and 11'11 cerllficallon, conllnglnl
and IImlllng condlhons. an~ mlrket valu. dlllnlllon Ihlt Jr. slllld In Ihl alllchld Frl~~IA Mac Form .J9Ifannl. Mil Form 10048 IRevised 6/93. - .)
I lWEI !lTlMATE THE MARKET VALUE, AS DEFINED, OF THE REAl PROPERlY TIIAT II TIlE IUllECT OF THII P.,IPORt, ~S OF Octobe~ 9. _1996__"
IWIIICH II THE OAT! OF INSPECTION AND TilE EFFECTIVE OAT! OF THIS REPORtl TO .JE-,'........ 45.001l I,..{ -
APPRAIIER: ./.l / /) I/. /1 IUPERVISoIiYApr)'\A.'~ER ION~!IF 'DUIIl~. 7/
~Ii~,-",! _?a..t.JaL~&0c..Jt.'(:.lT Slin"UIl -:- -'C: ,(, _ . --.- - I"xlold LloldNOI
~!111!_ CASSIINOI\l\ _ C\l.OCKETT N.m. ,STEVEN _ W. lIAAAET'l'. SI\l\. SI\1'A 'nlp.et PlOptlly
~II! ll'pon~lin!~June 23. 1997 0.11 Il.pon S'intd Junll 23. 1997
SI'It~!nIIlClIIOnllU.-001348-L , Still PA S",.CtlhhClhon'GA~000298-I,
OrSllllUcenSl' 51.111 OrSlallllcense' RB- 2 21-A
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S~rll~ ~ 81".:1 Rell h:I~' t'1I11U ""
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SKETCH ADDENDUM
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s. W. IIARRIITI' RICAI. US'I'A"C AI'I'RAISAI. SICRVICICS
Barro"..ICIISJII_Cluu:lou _IIAKIlR __,
lrJllluu..Alld.... 722_Eaut_Horth, Stroot. ..
~Ih' l:4r11ulo______._GUUIlIJ...I:IIR1huI'.1I11UI,
L~nd.r 1!1nuncluLTrllut .,_, ", ., . ' ._. __,
.:~~~=: tilule _1'u_Zlu.Colllt-1.1O II
A~~F.r'A'. C'omnmm1l
'I In: lullowink l'fu:rLcl! ill:n". 11Il: "l'lCdhr J.pcfiul 1"1I11111111111'0 Ih.11 \\l.;l~ hklllllicll II, Ih" UI'jllIlI\cr 1IIllllllt Ihe II1"P"""111I11 II' Ihe "uhjt.:fll'h1Ill:II). lilt.: wlll(l.lIt1hh: "II..."
'1I11llhtir nc:IGhhurhcJOIh untllllnlllunllo, t'nh.:t.J. lllhcl"'''C 111111.:11. Ihe 11111111111111\ Ih.11 ilplll. 1111111: ..llhln I 111llpCII)" III the nlU1ll.lh,hlc, 'm~llnn NUl' tllI~"llhc llI"IL~1
,,,h.ll': ur Ihe ruhlll: nuulclllhllll)' 1I111u: ."bierl 1111'pnll hdUlt "I'llI.....nl 'I hi.. I' 11I11 .1 h,'IIII' Ilt'llnllllll "':I\h,~ '1111'" 1110 1111 illllu,lh.11 hi C~lllllolh: m.uLcl \.lllIe
I.
1/ 2,
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4,
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C.,
7.
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I),
Ill,
II.
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I).
14,
, 15,
-!:
L If>.
17,
IK,
19,
211.
21.
22.
2),
24,
25,
21..
27,
2K,
2"),
)11.
11.
The :-.uhjccl h. 11It:i1lcll in il fllrullllClt alltl b h':-,:-, Ihilll 1:.'\',. hllih up. This "Ululitiun is I)'pirill iln~1 ,,'lIl11l1wn
rll' Ihe lI,ellllllllllllJo:S NtH alh,..llh., """~I'I \.allll' III 1IIIIIIe 11I111~.'lahiIiIY III Ih~ ,"hi""1.
CCllnmcrciill/llUlu~lI"iill w..c~ me IIIl'ill",1 wil hin Ilh' ~lIhicfl'~ ncighluu-hlUhl. Thl!~~ IIS~~ un.: I )'picill of ~ilUililr
ncillhhurhlllllb anll 1111 NIIT ,llk!'1 Ih.. 11I1111.<'1 \'11111" III 1111111.. lIIa'~elllhilil)' III Ihe Mlhieel IHIIJl"<I)'.
Vllellnlllnll 1I11l1c\'c1I1Jl""1 111I111 I"e, IlIe 111l'alell wilhilllhe slIhie..." Ilcillhh'l,hplIIl. The~e lI.eS lire 1)'Jli..,,1 lur
Ihe "rell'"IlI!l1l NIIT afl'e..1 Ih" lIIarl,el I'ldlle m 1IIIII,e 1IIl1'~elahilily III' Ihe ,"hje"1 Jl"'I,erl)'.
The IHelllllnillllll1 vllllle ill Ihe llcinhhmllllllll is Ie" Ihall Ihal III II", 1II11'~el \'lIll1e III Ihe ,"hj"I'1 IHIII"'<I).,
This is tllle In Ihe very wiele IiIl1llC Iff \'allll: IIf I'l'opl:l'lill!'l in Ihc ilH'i1 alld t\lIpcriur II"ulil)' Ill' Ihe :illhj"','1
Jl"'pe<lY, Thi. l'IIlIIIilill1l liliES NOT al'k"l Ihe lIIal ~I'I vallie III Ihe ,"hjel'l "' ii' flllll,e IIIl1,h'lahilill',
The sllhjeel p"'l'erlY is III..alell ilia F.F.M.A Illelllifi..11 FllIIlll ZlIlIe. This ellllllilillllllOES NIIT aHe"llhe
mur~cl villlle IIr (ulure mllr~ctahilily ul" Ihe ~lIhil.'('1 when f1l1wl inMlrillH'C 4,'uvcrauc is hHlllircll. Floml
inMIfUnCl,; h. MI1!UCMCII.
Pump lie,. is IIl1lell illlhe I.."elllellllll' Ihe 'lIhje..1. This "llIlllilillll is l'IIlIsillerelllypielll illllwellillll' Ill' Ihb
slyle lint! !lIlES NIIT IIrreel I1Il1r~el \'illlI.. III Ihe 1'II111'e lllar~c1l1hiliIY Ill' Ihe slIhjeel. SIIIIllIiIlIl nr rllnninll
wulcr \Yus nol (uc!'Icnl on hll~~mclIl fluur.
The MlhjcCI pro(lerly ill !<r.crvh'ccl hy pdvillc \Yell _ ,ulIl scplh' _ !lY!lI~l11s whkh i!'l cnlUlUun fur Ih..: tlrCII.
This docs nOI ufl'ccl mill kcl viduc ur fill lire markclahilily.
The sllhjecl is IIhlc, Ihilll f1v.' yellrs, All III edlllII i..1I1 'Yslell" illehlllilllllhe hellling, c1eel,iellllll\llpllllllhinll
syslcms iI(l(lcur IIpun iI \'islltd eXlcrillr in'l'crlinn In he in working onh:r. No WillTillllics iU": iml'li-:lI in Ihb
slillelllelll,
Repui, ilcms wc,e nlllell in Ihe l'IIllllllellls 'el'lillllllf Ihe repll<l. These ellllllllellls 1111 l.eJlllir ill' illS i1r~ fnr
dc.criplive p"rr".es IIl1ly IInd lire nlll rell"i'ell repllirs, The ,epai, ilellls Iislellllr~ ellslllelie i1nd no NOT
i1rrcellhe mllr~el VII I "" nr flllll,e Illllrkr'llIhililY Ill' Ihe sllhjeel p"'perlY,
The hllselllelll flllur b II .Iirl fllIlI", Thi, 1'lIllllilillll is I'll III III "" 111111 I Y 1';"11 I rur Ihe IIrellllllll liliES NOT IIH,"'I
Ihe Illil'~el vllllle nr flllll'c 1II11r1,clllhililY IIllhe ,"hje.'1. The I"e,ellee Ill' IIllirl fllIlI< 1I0ES NOT I"..e II
hellllh "' surely hlllll<<1.
The suhjccl properly Illles l'Cllllilin 1'1I11l'liolHlI IIhsolcsrcl1l"c itS nolcll in Ihe fcpor!. This rundilinn i~
ellnsidered ellmllllln 1I1\lllYJlielll I'll' Ihe ncighhlldlllllllllnd 1I0ES NOT i1rreel Ihe Illar~el \'lIll1e nr flllllr~
mllr~elllhililY Ill' Ihe slIhjeel.
The IlIlId vltllle e~eeells )1I'~. Ill' 1111111 vIII Ill' dlle III Ihe high t1elll'"lll fur "lIellnl IlInd ill Ihi. neillhho,hllllll.
This ellnllililln is ellllsitlerell "1111111I1111111111 IYl'il'1I1 rur Ihe llcillhhorllllllllllnll JlllES NOT i1ffcellh~ Illilr~el
vllllle ur rlllll,e Illll,kclllhililY IIr Ihe ,"hi""I.
'I'hc 1111111 vllllle exeeel" 111',f IIr IlIlill vallie, 'I'hb is IllIe III Ihe IlIrge sill' Ill' Ihe .ile. This e","Ii1illll is
ellllsitle,ell III he IYl'imllll\l1 nlll1lll11ll 111111 nOES NOT lIl'fc.'1 Ihe 1I1111~el vllllle II< 1'II111'e mll'~elllhilily IIr
Ihe,"hjeel,
Inllivhllllll udjll'lmellls wcre 'Cllllilclllhill exeeell 15%, These IlIljll'llllenls we'e relllli,elllllle III IlId Ill'
mnre Silllilll' elllllpllrnhh" IIl1lhlll inllivillllill '"lillll, "lIlh,ee "lllllparahles lire Ihe IIEST AVAtl.AlIl.E,
'I'lIlallllljll'llllenls exeeell 25'.1.. This is IIIIC IlIlhc IlIck Ill' elllllpll'ilhle sale. Ihlll \Vere IIIll<C similllr in Ihe
sllhiecl's Illilr~elllreil, Alllhree CIIIllI'I,"hle, "'e Ihe lIES'I' AVAII,AIII.E.
One nf more comp:uilhlc !lode!'. uw oltler Ihan sill 1IIl1l1lhs. AllhllllUh Ihc!"e IIr~ ("Ulnparilhl~ I'rll(l~rli~~ inlh.:
~lIhicCI'~ arcu. Nunc hilVC ~1I1&1 rCI'l'nlly; Ih~IChIl"C, ~alc~ in Cl(I'C:iS of !lix mUlllhs have lu h~ llS~tl. Alllhh,'~
"lIl1ljlarahles IIsell \Ve'e Ihe IIES'I' AV,\II,AIII.I':.
Onc ur nHUC (,'ompanlhlc!'t lI~ctl WCll' ill CXI'l'~~ of tine milc from suhiccl I'rupeny, Allhuugh Ihere ilrc
comruruhlc propcrlic!-l in Ihe immetliale i1h,'i1. lIonc have sold rel'enlly, Thcrcfnrc, il \ViiS ncccsslIr)' 10 ll:rl~
compurahle slIles ollhitlc of Ihe imllletliate area, All cUl1Iparilhlcs USCtl urc loculcd in similar ncighhnrholHls
ul1ll \Vii hill the sallle 1IlIl'~elillllll'ell. Alllh,e.. l'1I11l1",,"hle, IIsell \V,"'e Ihe IIES'I' A V AII.AII1.I1.
The eleclricill syslem \VU!l nlll rUllnl'l'll'd dlldnU inspcl'lion,
The Wilier scrvin~ \Vns nol l'UlIlICl'll'c1lhuing in!'tpcl'lillu,
The hcUlillU sy~lclII \Vii"! shill IloWI! tlluing ill~IICI'lillll,
Hnufinl:t _ Plul11hing _ Fk'l'llh'al Ih~illillg __ t'califil'iuiun is SllggC!lh~11.
InurUlIIHI swill1l1linu pllol _.. UIII huiltlillgs _' illfhltlctl _I 11111 inl'llldctl _I ilcl'unling III lel1t1er~
Il"illelilles,
Accnnlinl1lo lenllers llllhlclinl'~. illllil\illllllllllf _ ill"lCS wen: fllllsillel'ctI rur lids villllaliun, Remaining
i1crcitgc wu!:! given no valllc.
The ,"hjeel p"'pe,ly is 11Il'lllelllln a pril'ate mllll.
\Vocul in r CSllll illn inspcl'l illn i.. "llUtc!'th'tl.
I.asl rel'lIlllcllllcelllransrel: IIl1le -..:l:,;t.'l=_'l'7_. t'III1Slllcl'nllnll: '--40 c> CJ .
Prn(lwlcd cnn!tlflll'liun!rcnllvilliull ill iU'l'lIIllillU'C 10 plan~ ;11111 Slll~t'ilh'alillns III he l'ulIlplelcll in a \\'ura-miln-
li~e IIlllllne',
Selle, i, puyillll pU<I ur ullllr "'n,in!\ l'lI,ls. 'I'hb JlClES NO'l';d r"..llhe lIla'~ell'allle III' rlllure 1IIl1'~eluhilily
III' Mlh jee..
All comlHuilhlc !'Illlc~ iUC vcdlh,tl dll!'ll'41 !'Iille~,
There urc nu spcl'iill t'llIuliliun!'l or calhel" re1lui.ClUl'lIh Ihill wOllld affcl'l mlll'~cl vallie IIr 1'111 lire murkclilhilily
ill Ihis "1'1'''li,ul Ilel'lUl. _L
'"',,''' -{l,"r~ee. ,# 3_'~'_""'~"C"<::~),")'=J;!jr
aJ.u.udu~Q"c.k~.;tf._ __ _~
AIII,,"lsel' lle\.le\\' AI'I"'ul"'I'
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APPRAISAL REVIEW
In accoldlntl wllh 1101 UnUalm 610ndlllll 01 Plolllllnnll AI'Plllul p,"clltl, I luhmll 1111 lallawlng IPPlllul nlvllw 011101
IlIacbld 1I01l0lm n..k1lnUa' Appllllllllpoll plIPllld \rf E!!.I!!!~Jf!!~~_!:~12C:!l.!!!T_- ---
dllld -!!!!!:Y. 31 t-!!!.S covlllng lilt plapolly Iocallllll_~ ~ ~ ..!!!! L!!!!~ ~!~~!!~
glI1i.llL-f~ '
Bllld upon my IIvllW,1 dICIIII:
It) lhl plopollY wldcb IllbllublaclollhllllVl.w Illully dmllhad In 1101 IlIochlllllullo"n nOlldlnll.1 ApplIl..1 nlpoll,
(2) lhl alllchld Ippllllllll com pili' lod acclII.11 p,,,",,,UI lolh. 11.11I111I11 "' 100Ih hy Ihl IInllo"n 61'11I1.,,10 01
Plol...lon.1 APPIIIIII Pllcllca;
(3)
lhl d.11 Ind IIl1adlualmlnll 101111 dill In 1101 alii chid apPIIIIII all Id.qUIII Ind 1lllvanl;
(41 lhl Ipplallll mllhodl Ind '.chnlquOl ullllln Ih. allachOlI al,plalular. applnpll.I.; amI
(5) lb. Inalysls, oplnlonl. Ind conclusloos In Ih. IlIochOl' applaisal aro applopll.11 and ,..lau.bll.
CERllFICA liON
BUld upon Ihllorogalng,l tllllly 'ba', talh. hlsl 01 my knowlOlla' and 10.11.1;
(1) lhlllclllnd dlla II pOI lid by m. and uud In 110. IIvl.w PIOU" all 1m' and COli''';
(2) lhl loalysll, oplnloos, and enocluslool 10 110. IIvl.w IIpoll all Iimll.d only \rf Ihl IIlumpllool and Iimlllng
condlllonl Ilal.d In 11011 Ilvl.w llpoll. and III my pOlsanal, unbla..d plol.lllonll an.lysls, oplnlonl Ind
conclusloOl.
(3)
I hlVI no plmnl or plospoclivo InlOlosl In Ihe plOpetly Ihal Is Ihe sublocl 01 Ihls lepoll and I have no pOllonl1
InllllSI or bl.. wllh rospecllalhe parllos Invoived
(4)
My enmpenullon Is nol ennllngenl on any acllon or evenl resulling 110m 1100 analysis, opinions. or conclusions
In, or 1101 UII 01, Ihls review llpoll;
(5)
My analysis, opinions, and conclusions wele developed and Ihls review IIpOl1 was pllpllld In conlolmllY
wUh Ihe 1I01l0rm Slandardl ollbo Prolmlonll Applalsal Pracllcos;
(6)
1_11111_ p",onllly Inl,..cllh. sul'loc' plapolly ollho llporl undOlI.vl.w;
(7)
110 on. provldod slanlllean' plolosslanal aulslanu.a m.ln my luncllon as a IIvl.w applIl.OI;
la)
I COIl11y Ibll,lalhl hesl 01 my knnwledoo anll beU.I, Iho IIpolled anllysls, opinions and conclusions wOle developod, and
Ihls I.vl.w bas b..n preplted, In conlolmlly wllh 1100 IOquhomonls 01110. Coda 01 Plolesslonll Elhlcs ami SI~nduds 011111
Prolmlonal A9ptalsll Pracllce 011111 Appralsallnslllull.
(9)
I cllllly Ibal Ihe USl ollllls review Is subloc'lo Iho (Iqulremsnls 0111\1 ApplalSlI Inslllule tellllno la revllw by III duly
aulholi/ld repru.nlllivu,
(10)
As 01 lilt dalo 01 Ibis revlow, I, 1100 undll510nld levlowel, have compllled 1100 lequllemonlS ollhe conllnulng
oducallon program 011101 AppralSlllnslllulo, ----,---
Slpnalura: ~ ~-- \....c...) I f---- H-__
IIlml _!!'!'!'{!HUl ,-!!~BB!'IT. !!!tP,.!!Bl'JI,_____,____
Dall Slgn,d: 2!!!:Ll!.t-.!l!96
61110 CllllllClllan I: GA-DDQ~l!!!::I.
0161allUcanSl I: -R!!.:Q~~l!~1-~
E.plrallon Dalo of COIllllcallon or Licon..:
~~!L.!?!-
6!!!LJ'~_
6/30/97
11m. W I\ll'ltlRuI .."" IrllUU ,...
. .
:
Ol!FINITION OF MARKET VAI.IlE: Iho m,..1 prollnlllo p,lolI whll;h n p'OPUllV .lIullhlllllllO In 0 oO"'l'ulIll.. olld
""on n",~olllnd.' .11 oondlllo", 10.\111.110 I. . 1.lr ..I., III. IIIIVO' .ml ..11.1, ..." ..lIna p'"I1.nIl1, ~n.wl.dO...IV
. .nd ....mlno III. plio. I. nul ."u.lud "V IIn,llI. .Ihnllhl.. ""1'11011 III 11,1. ,h,lInlllulI I. Ihu OOIlIl","n.llon 01 0 ...Iu
o. 01 . .poolll.d dolO .nd 1110 p...IIIU 01 1I110 110'" .011., to hllV'" IIInlo, onndlllon. whu,oIlV: II) bllYu, ond 10110'
.,0 IVplo.IIV moll.llolI; (21 holh po.lIol 81U wolllnlolmod o. wull n,Mlod. nnd unoh ncllno In whol ho conlldu.. hll
own bBlI Inl.,oll; (3) I rOllonlhlo limo II ollowod ,.. O,pO'IIIU In Ihu opon m.rkol; (41 poym.nl II ","110 In I."nl
01 cllb In U.S. doll "" 01 In lurml 01 Ilnlnol.1 nrronoom.nll camp.r.hl. Iholalo; .nd (5) Ihu 1',100 ,.plolOnl. Iho
no, mil con.ld.,allan ,., Iha p.opallY .0111 IInoll.ololl by .p.clol o. c,onll.o IIn.nclno Of ..1.. conoo..lon.' o,.nl.d
hv InVDo. l..ool.l.d wllh Iha 1.1..
'Adlllllm.nt. 10 Ih. o.mpa,.lIlo. ","11 110 modll'OI 'l'oolnlOl clonll"o IlIInllOlllU Of .nlo. conco..lonl, No .dln.III,onl.
ala ooco..a.y 10. U,o.o c..I' which .'0 no.",.IIV pnld hy .ullulI u. n IU.1I11 ul 1I0dlllon 0' Inw In · m.lkul 01..;
Ih... co.1l .'0 10.d,lv hlonllll.hlo .Inco Iho .01101 p.Y' Iho" co.l. In ";,lIIolly 011 ..I.. lI.n.oollon.. Spuolol D'
010.11.0 IInancloo 8dlo.lm.oll c.n b. m.lI. 10 Iho oomparoblo p.op..IY by oomp.ll.oo. 10 IInanolno lorm' ollorod
by a Ihl.d p.rlV In.llluIlDn.1 ..ndor th.t I. nDI ol,u.dV Invalvod In Iho p,opOIIV or t..nl.ollon. Any odlullmonl
.hould not bo c.lcul.18d on . m.ohanlo.1 dall.r lor dollar 00.1 01 tho IIn.nclno or canconlon. bill Iho dallal
.mallnl 01 any .dlu.lmont .hauld .ppro,hnato Iho mnrk.I'. ra.ollDII 10 Iho IInnnolnu or conounlon. b..ud on Ih.
opp.ol,u,"llIdomuol.
STATEMENT OF LIMITING CONDITIONS AND APPRAISER'S CERTIFICATION
CONTINGENT AND LIMITING CONDITIONS: Tbo upplol.o," o.lIll1o.lIon Ih.l.pp.Olllo Iho .ppr.I..1 '01'011
10 oubl.clla Ih. lallawloo oaodlllano:
I. Tba .ppral..r will nnl b. r..pan.lbla lor molllU' 01 . 100.1 naturo Ih.1 ollocl allhar Iho praparlY b.loo .ppr.ll.d
or Iba 1111. 10 II. Tho opprol.or ouumo. Ih.1 Ih.. 11110 I. oood nod mnlk..lolIl.. .nd, Ih.r.lor... will oul londu. .ny
01'10100' oboullhu tlllo. Th. propurlY I. 8ppr.l.od on Iho h..l. 0111 holoO \lnd.r ro.poo.lblo owo...hlp.
2. lh. .pprol.or bll pravldod . .k.lch In Iho oppralo.1 roporl 10 .how .pp,o,lm.to IIlmon.lano 01 Ibu Impro.om.nl.
.nd Ih. .~.tcb 10 Incl\ld.d ooly 10 .nl'l Iho rood.r 01 Iho roporl In vl'\lolldno Ibo prop.rly and \lnd...t.ndino Iba
.ppral..r'. d.l.rmlnollan 0111. .Iz..
3. Th. appral.or h.. ..amln.d lb. avollablo 1I0ad m.p' Ih.1 .ro pravldod by Ibo F.dor.1 Emorooncv Mon.oom.nl
Aooncy (or albor dola 5au.c..) .nd hll nal.d in Ih. .1'1'.01501 toparl wholbar Iho 5"hlocl .110 I. loool.d In an
Id.oliliad Sp.olal Flood lIaurd Aloa. Ooc.,,'o Iho .ppr.l.ur I. 001 u .ur"oyor, ho or .ho m.k.. no o".ronl...,
o.pro61 or Impllad, too.rdino Ihlo dolormln.lion.
4. Tho app,.I..r will nal Olvo 10.lImony or oppo.r 10 cou,t boc.".o h. or .h. m.da .n .pprol..1 a'lb. p,apollY In
quoI.lon. union apatillc arrangomont& to do so hovo boon modo bolorohand.
5, Tho appr.I..r ha. oallm.l.d Iho voluo 01 Ibo lond In lb. 00.1 .ppra.ch .1 II. bloh..t .nd b.1l u.. and Ih.
Improvom.nl. al Iholr canl,lbulalY v.luo, Tho 50p.r.lo v.luallan. 01 Iho I.nd .od Improvomont. mu'l nal b.
u.od In oaol"nclloo wllh .ny olbor .pprol..1 and oro Involld II thoy 010 50 ".od.
6. lh. .1'1',.1'0' h05 nolod 10 Ih. 01'1'..15.1 ruporl ooy 011"0"0 coolllllon. ('\loh ai, ooud.d rop.I.., doprool.tlan. Ih.
pro.uoo. 01 hazaldou. Wall.'. lode .ub'l.ocao, otc.) obo.rvod durlno Ibo In.poolion 01 Iho .0hl.cl prap.rty a. Ih.t
b. Dr .h. boc.m. awaro 01 durioo Ih. 00.01.1 ru.ooroh lo.olvod In portormloo Ihu ullprol..\. Uolo" olhorwloo .I.t.d
10 Ihu 81'1'101'01 ruporl, Ih. .pp.oloor h.. 00 kODWludO. 01 .ny hlddun o. "o.pp.ruol coodillon. 01 Iho praporlY or
.d".... on.lronmonl.1 candilian. (Includioo tho pro..nco 01 b.zorda\l. wa.la., 10,Ic ."b51.oc.,. otc,) Ibot would
moko lb. p,op.llY maro or Iou v.lu.bla, and h.. a.."mud that Ihor. 0.0 no 5"ch condlllan. and m.k.. no
Ou.rontuo. or warronli05, .'pro.. or Impllud, raoordlno Iho coolllllnn 01 Ihu propllrty. Th. oppr.l.ar will nol b.
ro.pon.ihlu lor .ny .1I0h candllia05 Ibol d. o,i.1 or lor any ooolnaOllno or lu.lioO Ih.1 mlohl bo roqlllrod 10 dl.caval
wholho, .lIch candlllan. od.l. BocolI.u Iho .pprolo.. i. nal .n 0'1'0'1 In Ihu 1101<1 01 anvlranmont.1 b.zald., th.
apprallol ropor' must nol bo consldurod 01 an onvlronmonlol Buoumanl of lho proporlY.
7. Tho appral.or oblaln.d Iho Inlo.m.tlon, oollmalo" and oplolano Ih.1 woro o'pr.uod In Iho .ppr.I..1 r.part Iram
.au,c.I that ho or .bo can.ld.1I 10 bo ,oll.bl. and hollo"o. Ihom 10 b. 1'''0 and corrucl. Tho appral..r d... nal
.num. ru.ponolblllly lor Ibo accuracy 01 .uoh 1I0mo'hol wOI.lurnlohod by olhor p.rlluo,
B. Tho opprolsur will 001 dllClo,u tho cOOtllOt. 01 th. 01'1'.010.1 ..porl .,copl o. pro"ldod lor In Iho lInllorm
Standards 01 Proluulonal Appraisal Praclico.
O. Tho .ppral..r b.. b..od hlo or bor .ppr.l.ol roparl .nd vol\l.lIon oonolllSlon 'or an 01'1'..1..1 Ih.1 10 ."bl.cl 10
..1I.I.clolY camplollon. ropal.., 01 ollur.llan. on Iho .u\lmplion Ih.1 cornplollan 01 Iho Imp,o"omonl' will b.
porlormod In B workmanlike mannor.
10. Th. oppr.l.ar mll.t provldo bl. or hor prior w.illon coo.onl hulora Iho lond.r/oll.ol .pocIU.d In Ih. opprol..1
,or,oll cun Ih.I,lh\l11l "". upp.uls.1 rllpoll (l1I.hllllll\l Gooclll.llln. "",,"t 1"" 11I1I1"lIly "all,". Ih. "l'IUII..,'o "Iollllly
ood proloulonDI d..lon.lian., uod .oluruncoo 10 oov p,olu.olanul .ppralonl 0100111'011000 or Iho hll\l wllh which Iha
.pproloor 15 ouacl.l.d) 10 onyano olhor Ih.n 1110 bOllowllr; Iho mOlIO.Oou or II. .\lCCUIIO.. ond .uIOIl.; Iho ",Orlonoo
In.ulOr; onoo"lI.nll; pralonlonat .pprolsal OIo.nl..lloo.; ooy .Ioto or l.da,.lIv opptovod IIn.nclal In.lllullan; or .ny
dopa.lm.nl, oO.ocy, or 10.I,,,monl.llty 01 Ih. lJollud St.lo. Dr ony .Ial. 01 Ihu OI.trlcl 01 Col"mbl.; o,c.pl Ih.t
Ihu lundorlcllunl m.y III,lribul. Ih. propUrlY do.oril,lIon 5001l0n 01 tho IOpnrl ollly 10 IIat. colloctlan d' r.polIllIO
anr.lool') wlthaul ho"lno 10 obt.ln lb. oppl.l.ur'. p,lor wrlllon coo.uo\. lhu .ppr.lsa," wrlllan con"ol .nd
opprav.1 m\l.1 .100 ho abl.ln.d b.loro Iho oppr.I..1 con b. convoyud by onyon. 10 Iho pllbllc Ih.a\lob od.orll.lno,
public rol.llonl. nOWl, 10luI, or othor madla.
Flllhlle Mlo fornl4lD 60l
1"0' tul2
F,"nle ~lIe F.,," l00~B 6.03
.
.
r
.'
IlI.N, 96-0656
APPRAISER'S CERTIFICATION: Tho Approl.or cOlllllo. on~ .gr..1 '".1:
1, I havo lOloolchad lho sublocl markol 0101 nnd hnvo solUClod II minimum 01 lIuoo ruconl 10101 of propu,Uul 111011
.Imlll' Ind p,o,lmllo 10 Ibg .ubJocl propurly lor con.ldorollon In Iho a.lo. comp.rl.on onaly.l. Ind ho.o mado a
dollar Idlu.lmonl wh.n Ipproprlolo 10 roll.cl Iho m.,kol ro.cllon 10 IholO 110m. 01 .Ionlllc.nl .arl.llon. II .
.Ionlllclnl lIum In I comporobl. propolly I. .upo,lor to, or moro I..orobl. Ihon, Iho .ublocl prop.IlY, I bo.o mada
I nOOIU.o Idlu.lm.nl 10 ,.duco Iho .dju.l.d ..I.. p,lco ollho comp.r.blo ond, II . .Ionlllc.n' lIum In 0 comporobl~
prnpulIy I. 10luIIOI 10, or 1011 lovorohlo IIlBn Ihu luhluCI propull)', I hnvlI lIIullo a pOlllivD odjullmonl 10 '"CIOUD Iho
luJ,ullud 10luI prtcD 011110 compolohlo.
2. I havo laka" Inlo conlldorollon Iho loclnn thol hovo nn ImpDcl on vnlllo In my dovolopmonl 01 Iho oll101olu 01
m.,kol ..Iu. In Ibu appral..1 r.porl. I ho.o nol knowlnuly wllhhohl .IlY .Ionlllc.nl Inlnrm.lion from Iho app,ol..1
ropoll ond I boll..o, 10 Iho bo.. 01 my knowludou, Ih.1 oil .1.lumunl. und Inlormollon In Iho .ppr.IIBI ropo,1 or.
IIUO Bnd corroc1.
3, I ...I.d In Ih. opprolul r.polI only my own ponnn.I, unblo.od, ond prolu..lon.1 on.ly.I., opinion., .nd
conclullons, which uro subJoCI ani)' 10 Iho conlln(Jo"1 Dnd Iimlllna condillo". .puclliullln 11111 lorm.
~. I hlva no plolDnl or prolpocllvD InlolUI' In Iho plurolly IhDI Is Iho Illhjncl 10 Ihla roporl. and I havo no pralDnl
or pro.p.cU.o pu,.on.1 Inl.ro.1 or bl.. wllh ro.poc' 10 Iho p.rllclp.nl. In Ih. tr.n..ctlon. I did nol b..., ullhor
parliDlly Dr complolDly. my onolysll onlUor Iho 0111'"010 01 markol vnlllu in Ihu DpproliBl roporl on 1110 raco, color.
rullolon, ..', h.ndlc.p, '.mlll.1 11.lu., or n.Uon.1 orloln 01 ullh.r tho p,o.p.cU.u own ora or occuponl. ollho .ubloc,
prop.IlY or o'lbo pro.onl own.r. or occup.nl. ollh. p,op.rU.aln Iho .Iclnlly 01 Iho .ubl.cl proporly.
5. I havo no prolDnt or conlomplolod 'uturo Inloroll In Iho ,..hlucl proporly. nnd nollhar my curronl or IlIlUro
bmploymont nor my componlollon lor pu,lormlno Ihll app,nlIDI Is contln(Jont on thu opprnllod voluo 0' Iho propOrly.
6, I was nol roqulrod 10 ropo,1 0 prodalo,mlnod voluo or dl,oclion In vnluo Ihol 'avo,. Iho CQUIO 01 Iho clionl or
any rolalod parlY. Iho amounl 01 Iho voluo o&timato, Iho ollolnmont Dr a Ipoclllc 'UIldl. Dr Iho OCcurronCQ 0' 8
.ub.oquonl o.on. In ordor 10 rocol.o my compon.oUon ond/or umploymonl 10' p.rlormlno Ibo .pprol..1. 1 did nal
b... Iho appro'..' roparl on 0 r.quo.t.d minimum ..Iu.llon, 0 Ip.cllle ..lu.Uon, or Iho nood 10 .ppra.. 0 .p.cllie
mOrlO.Oo lo.n.
7, I porlorm.d Ihl. .pprol..1 In conlormlly wllh Iho lJnllo,m SI.nd.'~1 01 Prol.,,'on.1 Appral..1 P,oclle. Ib.1 w.ro
odoplod ond promulool.d by Iho Approlu' SI.nd.rdl no.rd 01 Tho Appr.ls.1 Foundalinn ond Ih.1 wo,o In pl.co ..
01 Ibo oll.cll.o d.,o 01 Ibl. oppral..I, wllh tho o,coptlon 01 Iho d.pmluro pro.lslon 01 Iho.o Slondard., which doo.
nal .pply. 1 ocknow/.dOo Ibal on o.Umolo 0' 0 ro..on.bl. 11010 lor .'po.u,o In Iho op.n markol I. . condlUon In
Iho d.'lnlllon 01 m.rk.1 .oluo ond Iho 0.1101.10 I do.ulopod I. conslslunl wllh Iho ",.,kollno 11m. nalod In Ih.
nolOhbo,baod .oelion of Ihl. roporl, unlo.. I ha.o olhorwl.o .t.lod In Iho ,0conclll.Uan s.cllan.
8. I h... por.onaUy In.p.clod Ih. Inl.rlor ond o'l.rlor .'0.. ollho .ubl.el proporly ond Iho o,I.,'or 01 oil prop.IUo.
llltod 01 comporablol In Iho approlsol lopOrl. I 'uflhor corlily Ihol I hovo nOlad ony npporonl or known advoflo
condlllon. In Ih. .ubl.cl Impro.omunl., on Iho .uhlucl .110, 0, on ony .110 wllhln Iho Imm.Ui.lo .'clnlly 01 Ih.
luhlocl plOporly 01 which I om awolO and havo madu odjuslmonla lor Ihulo odvOJio condillona in my ona1YIII 0'
Iho proporly voluo 10 Iho oxtonl Ihol I hod ma,kul ovltlonco 10 luppOIl Ihum. I hovo 0110 commontod aboul tho
DUocl oj tho advouo conditions on tho morkolahlllly ollho lubJocl propOrly.
0, I p.r.onally proparod .11 conch,,'on. .nd opinion. oboul Iho ro.1 osl.lo tb.1 woro .ot 10,lh In Iho oppr.I..1 r.port.
II I roll.d on .Ionlllconl prolo..lonal ...I.I.neo from .ny InUI.IU".1 or Indl.ld".ls In Iho pOllorm.nco 01 Ibo
opp,.I..1 or .b. pr.porollon 01 Iho oppr.ls.1 roporl, I h..o numod s"ch Inrll.I~"al(.) ond dl.clo.uU tho .poclllc I.sk.
porlormod by Ihom In Iho roconcill.tion .ucUon 01 thl. opprals.1 roporl. I coUlly tho I ony Indlvldoal .0 n.m.d i.
q".III1.U 10 porlorm Ih. t..k.. I ho.o nnl o"lho,I'Od anvono 10 m.ko 0 ch.no. to ony lI.m In Iho r.porl; Ihor.loro,
lI.n un.ulholl,OU chonools m.U. 10 tho opp,.'s.' ropoll, I wllll.ko no ruspon.lbllily lor iI.
SU P ERVISORV APPRAISER'S CERTIFICATION :11. .upur.l.ory .ppralsor .Ionod Ih. .ppral..1 roparl, h. or .b.
c.rllllo. ond oor.o. Ib.t: I dlroclly lupo,.'.o Iho .ppr.lsor who prop.rod tho oppr.I..1 ropo,l, h... ro.'.w.d Iho .ppralaal
ropon. 80reo wllh Iho ilolomonts and conclusions 01 Ihu npprolsor, DOrou 10 ho hOllnd hI' Iho approisur'. COrlllicalion.
nllmhorod" Uuou(Jh 7 ahovu. OOLI om laking 'ull JOlponsihllity 'or Iho npprolsal nnd Ihu upprailal ropo,1.
ADDRESS OF PROPERTY APPRAISED: -~~~-!i;!!!I!:-E5?!:!:!U!!:!!!L__
APPRAISER:
Slonal"ra: t::;~5El~~f1:!l.:il_,
flllno: ,CI\Slll\llI?!l~ g!lOr;!<E,!,!. .
11.1. SIU".II: _!!'.!!y _:g,_!~96 .._____ _____..______
St.la CorUllt.llon I: ,Jl.!!:-QQ!~~@~!! '__,_ _.._...,
or 6t.l. Uten..,: . '_'_'__",___. _,_
St,'a: _~!- ____ _.__.....,..
f'plrollon O.la 01 CorUllt.llon nr IIr.on..: ,~nQ/?? __. ...,....,
SUPERVI~:A-j>P~11 (onlrll roq,,~
Slon.I"IO: ->-, --- _....? ,.....-:: ( /
NJlllo: STEV!'1l loI: !!l\n!l.~!!t!!!l_1\1 !!!l!'I\_.
0.,.6Iu".II: ,-...!1''.!!Y..;Hr_H~~,____
61.1. C.rllll"lIo" I: __QI\-QQQ~~@:-!!_..____
or 61.1,11""" I: ,-,Jl'!!:-Q;1~?;1!:!L_____
SI.la: _, !'~._,___..____..,__,___,______
f'I'".lIo" 0"'"1 C.rllllt.lln" ur lleun..: _~nQ/??_..
1!loIII 1-'0'" Nnllnsp.tl Prop.f1v
frolllll. M.c forlll 43Q 6,01
P.u.2nI2
f.""I. M.a forlll 10040 6.03
LII"IW n",c. "..II '11" 11"1 14) K'I
~. .'0 _ _,...... .__.
',,"
1
I
.-.- ..~----. -. .- ~-~_.- .-~ -,... '"~, _....-
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
BUREAU OF INDIVIDUAL TAXES
DEPT,2l10601
HARRISBURG, PA 17128.0601
PENNSYLVANIA
INHERITANCE AND ESTATE TAX
OFFICIAL RECEIPT
'*'
NO. AA211490 REY.lIOW(",'"
RECEIVED FROM:
r
ACN
ASSESSMENT
CONTROL
NUMBER
AMOUNT
FINANCIAL TRUST SERVICES CO
POBOX 220
1 WEST HIGH STREET
CARLISLE, PA 17013
101
ta.7:i9.17
fllUlHERE
FOlD HERE .
ESTATE INFORMATION:
FILE NUMBER
NAME OF DECEDENT (LAST)
(FIRST)
(MI)
DATE OF PAYMENT
POSTMARK DATE
COUNTY
TOTAL AMOUNT PAID
'2,7~q.~7
SEALCHECt<1I 03:5681
VZ .
'""''''' Wln'ilJ r. . it" '~i .".1
MARY C. LIS )..I(lhr.) ,dfJ-""-
REGISTER 0 WILLS ~
DATE OF DEATH
REMARKS FINANCIAL TRUST SERVICES CO
REGISTER OF WILLS
...",,-..---,,-~._- -- --------------,..- --------' --'--.- ---_..~-~----I -:
t ~ . .
" ,
~. ...
~. ..
~.
~
~f
'"
....._~-
!
-r"r
_.d'J
----~
~ - .'
. - _. ..-
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
BUREAU Of INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEP'. IU'U
HARRISIURG, PA 17111.0601
NOTICE Of INNERITANCE TAX
APPRAISEHENT, ALLOWANCE OR OISALLOWANCE
Of OEDUCTIONS AHO ASSESSHENT Of TAX
DAVID GORITV
FINANCIAL TRUST SERV CO
PO BOX 220
CARLISLE PA 17013
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
10-13-97
BAKER
10-09-96
21 96-0173
CUMBERLAND
101
A.aunt R..ttt.d
~*
tl,.1t4,...".II.'"
CHARLES
R
HAKE CHECK PAYABLE AND REMIT PAYMENT TOI
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE, PA 17013
CUT ALONG THIS LINE .. RETAIN LOWER PORTION FOR YOUR RECORDS ....
iiE'v:is4'i"Ex""i:j:i-fij3'=97Y"iiilYicE--oF"YtiiiEiiiTANcn"Ax-jipjiRjiiSEj.jEiiT~-""ii-oWANCE"iiR--m_m--------
DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX
ESTATE OF BAKER CHARLES R FILE NO. 21 96-0173 ACN 101 DATE 10"13-97
TAX RETURN WAS, I XI ACCEPTEO AS fILEO
I I CHANGEO
RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE
APPRAISED VALUE OF RETURN BASED ONI ORIGINAL RETURN
1. R..l E.t.t. (Schedul. Al III
2. Stock. and Bond. ISchedul. al 121
S. Clo..ly Held Stock/P.rtner.hip Int.r..t ISch.dul. CI ISI
~. Hortoag..lNat.. Receivable (Schedule D) (4)
5. Caah/aank D.podhIHlac. P.raonal Pr_rb ISchedul. EI 151
6. Jointly Owned Pr_rty ISchedul. fl 161
7. Tran.f.r. ISchedul. GI 171
B. Tot.l A...t.
APPROVED DEDUCTIONS AND EXEMPTIONSI
9. Fun.,..l ExPan.../Ad.. COlta/Hi.c. Expen... (Schedule H) (9)
10. D.bt./Hortg.g. Liabiliti../Li.n. ISchedul. II 1101
11. Totol llaductlon.
12. Hat V.l... of Tax R.turn
13. Ch.ritable/Gov.rn.ental a...u..h (Schedul. JI
14. N.t V.lu. of E.t.t. Subj.ct to Tax
45.000.00
50.759.72
,00
,00
99,517.92
.00
.00
181
27,297.62
2,214,49
1111
1121
1131
1141
NOTE I To insure proper
credit to your accOU"tt,
lub.it the upper portion
of thil for_ with your
tax p.yoant.
195,277.64
'9 .~1' 11
165.765.53
.00
165,765.53
If an aBBaBBment waB iBBued praviouB1y, 1ineB 14, 15 and/or 16, 17 and 18 will
ref1e~ figureB that include the total of ALL returns aBBeBBed to date.
ASSESSMENT OF TAXI
15. Aoount of Line 14 .t $pou..l r.t. 1151
16. Aoount of Line 14 t.xabl. .t Line.l/Cl... A r.t. 1161
17. Aoount of Line 14 taxabl. .t Coll.t.r.l/Cl... a r.t. 1171
18. Princip.l Tax Due
NOTE I
TAX CREDITS I
PAYIlENT
DATE
01-07-97
07"02-97
RECEIPT
HIlIIBER
AA185045
AA211490
DISCOUNT It I
INTEREST/PEN PAID 1'1
1,105.26
.00
.00 X .00.
.00 X .06.
165.765.53 X .15.
n81
AHOUNT PAID
21,000.00
2,759.57
TOTAL TAX CREDIT
BALANCE OF TAX DUE
INTEREST AND PEN.
TOTAL DUE
.00
.00
24,864.83
24,864.83
24,864.83
.00
.00
.00
. If PAID AfTER DATE INDICATED, SEE REVERSE
fOR CALCULATION Of ADDITIONAL INTEREST.
If TOTAL DUE IS LESS THAN .1, NO PAYHENT IS REQUIRED.
If TOTAL DUE IS REfLECTED AS A "CREDIT" ICRI, YOU HAY aE DUE
A REfUND. SEE REVERSE SIDE Of THIS fORN fOR INSTRUCTIONS. I
(..,.
. ~ '.
r-
,
--,
-
RfSDtVATJONI E.tlt.. of decedents dvll'll on or be'or. Decllllber 12, I'll .... If MY 'utur. Int.r..t In the ..t.t. 1._tr....'.rrM
In po.....lon or enJoweent to CI... . (coll.t.r.l) bene'lcl.rl.. of the decedent ,'t.r the .xplr.tlon 0' MY a.t.ta 'or
Ilf. or for yaer., the C~.lth heraby axpr...ly re..rv.. the right to ."r.l.. end ...... tran,'.r Jnherltanc. T....
.t the l.wful CI... . (coll.t.r.l) r.t. on any such future Int.r..t.
......ost: of
tI:ITJCEI To fu1fIU the requlr...,te 0' Section 2140 0' the Jnherltanc. end Elt.t. T.. Act, Act Z1 0' ."S. (12 P.S.
IoeUon .tool.
PAntEHTl Detach the top portion 0' this Notlc. end IUbIIIt ..lth your PIIY8WIt to the RlGlst.r of "Ult printed on the 1"""1''' .Ide.
...... check or ...., order payabl. tOI REGISTER OF MILLI, AOEHT
REflJND (Clh A r.hnI of . tax credit, .....Ictt .... not requa.ted on the TIX R.turn, ..y be reque.ted by cOllPI.Ung an "application
for Ra~ of Penn.ylvanl. Inherltanc. end E.t.t. ,.... (REV. ISIS). Appllc.tlon. '1" avall8bl. .t the Office
of the Regl.t.r of "Ill., any of the 2S R.v~ DI.trlct Offlc.., or by c.lllng the .peel.l Z4.hour
.......rlng ,,",Ice nullber. for fOMl. orderlngl In .,...,.lnnl. ..eaO.S62-ZG50, outll. P....,.,lvanl. .-ld
..Ithln local Harrisburg .r.. (717) 717-1094, TDD' (717) 17Z-2ZS2 (Ha.rlng l.,alred Only).
DLECTIONSI Any p.rtv In Int.r..t not ..tlsfled ..I th the IIPPr.ll.-1t, .llCIWIftC. or dl..Uowanca of deduction., or ..........t
of to (Including discount or Int.r..U .. thowI on thl. Motle. ...t object ..I thin .lxty (60) dl:r' of rec.lpt of
thl. Motle. bYI
..wrltten prot..t to the PA a.part..nt of Revenue, Ioard of Appeal., Dept. 2110Z1, "-rrlaburg, PA 17121-1021, OR
...lectlon to twill the ..U.r det.ralMd .t ....It of the eccount of the pertonal rapr..antatl..,., OR
--~al to the Orphan'. Court.
-IN
IlmnY!
CCltRECTIClNSI
Fectual .rrors dlscovared on thl. ........,t should be addra..ed In writing tOI PA DapertHnt of Ravanue,
luraau of IndivIdual T...., ATTN. Post A.......,t A.vlew unit, Dlpt. 210601, Harrlaburg, PA 17121.0'01
PhonI (717) 717.'505. Sea,... 5 of the bookl.t "Instruction. for Jnherltanc. Tax Aaturn '01' a A..ldent
Decadeftt~ (REV-1S01) for en axplanatlon 0' ~Inl.tr.tlv.ly corrsctabl. arror..
DIscotIfTl
If WlY tax due Is paid ..Ithln thr.. (S) calendar ....th. .ft.r the decedent'. death, . flv. parc.,t (SX) dhcOU"lt of
the tu p.ld Is .UDWd.
ThII ISX tIX __stv non.p.rtlclpaUon panaUy I. coaputad on the total of the tIX end Int.r..t ......act, ... not
peld befora ....ry II, I"', the first dliy an.r the and of the tax ......ty period. this non.p.rUclp.Uon
penalty h ......labl. In the ... """1' and In the U. ... U.. parlod .. rou IlIOUld 1IPPM1 the tu end Int.r..t
that tw. bMn .....Md .. Indlcatact on thl. notlc..
PENAL TVI
INmlEITI
Intentl I. "road beglmlnl with first dliy of deUnquMCY, or nlna (9) .-nth, ... ana (1) day fl'. the dIIt. of
death, to the dIIta of p~t. Tu.. ....Ictt beCIM delllMll.*'lt ba'or. January 1, 1912 be.r lnt.r..t .t the r.t. of
.be (U) parcent "1' ..... c.lculated at . dIIUr r.t. of .000164. AU tu.. ....Ictt bee.. dallnquw.t on end .ftlr
Janulry 1, 19lZ wUl ball' Int.r..t .t . r.t. ....Ich ..Ill vary fl'. calendar ~.r tD calendar rear with that rat.
~ by the PA o.part.ent of Aevenue. Tht appllcabl. Intlr..t r.t.. for 1912 through 1"7 '1'11
!!!! Int.r..t Rat. D.llv Int.r..t Factor ~ Int.r." A.t. Dallv Int.r..t Factor
I9IZ ZOX .00054. t917 9X .0aOZ47
1913 16% .00041. t....I"1 \IX .oaun
t... \IX .000SOI t"Z 9X .00OZ47
1915 tSX .00015' t"S-I994 n .000192
1911 10% .000274 1"5.1"7 9X .Oft0247
--Inter..t I, c.lcul.ted .. follow"
IIITEIlEIIT . BALANCE OF TAX UlfPAIO X IIVIIIEI OF OAYS DELINQUEIfT X DAILY IIITEIlEIIT FACTOR
..Any MoUes luuact .ft.r the to bacoM. delinquent will reflect., lnt.r..t c.lcu).tlon to flft... ns) day,
bevDnd the data of the .........,t. If p'rwnt I. .... .ft.r the Int.r..t cOllPUtaUon data shown on the
Motlc., additional ~nt.r..t au.t be calcul.ted.
.
V:;'~'''''''''~'.l-'
..
'.
,.
.
,
v,
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY. PENNSYLVANIA
ORPHANS' COURT DIVISON
96-173 ORPHANS' COURT
COMMONWEALTH
CHARLES BAKER
LIS T 0 F E X H I BIT S
FOR THE PETITIONER
No.1 - deposition transcript of Rocco L. Manfredi. M,D,
No.2 - petition for adjudication of incapacity and appointment
of a guardian of his person and of his estate
FOR THE WHITEHOUSE'S
No.1 - COpy of last will of Mary J. Baker
These exhibits are from the hearing held on April 25. 1996. in
front of Judge Oler in Courtroom No, 2,
W. Darren Powell. Esquire. represented the Petitioner.
John Wesley Weigel. III. Esquire. represented Charles Baker.
Dale F. Shughart. Jr.. Esquire. represented the Whitehouse's.
WendY Yinger was the court reporter.
Exhibits are maintained in the vault in the basement of the
Cumberland County Courthouse.
WCy
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2
IN RE:
CHARLES P. BAKER
ALLEGED INCAPACITATED:
PERSON
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
3
4
5
6
NO. 96-173 ORPHANS' COURT
7
8 Deposition of: ROCCO L. MANFREDI, M.D.
9 Taken By: petitioner
10 Before: Stacey L. Daywalt
Court Reporter-Notary Public
11
Date: April 23, 1996, 9:09 a.m.
12
C:J Place: Carlisle Hospital
13 Fifth Floor Conference Room
Carlisle, Pennsylvania
14
15 APPEARANCES:
16 MARTSON, DEARDORFF, WILLIAMS & OTTO
BY: W. DARREN POWELL, ESQUIRE
17 FOR - PETITIONER, CARLISLE HOSPITAL
18 LAW OFFICE OF JOHN WESLEY WEIGEL III
BY: JOHN WESLEY WEIGEL III, ESQUIRE
19 FOR - DEFENDANT
20 ALSO PRESENT:
21
22
23
24
0 25
RUSSELL J. ZEMANEK, MSW, CARLISLE HOSPITAL
QR\G\~~
C.P.C.R.S.
(717) 258-3657 or (BOO) 863-3657
1
2 DEPONENT
'-;'-,'1 ~~!:j:t>i!-fj~tt,.~~ji;;;~ty,;~~,?~,~;.~~-~~~;~~~_.;:~~
INDEX TO TESTIMONY
EXAMINATION
By Mr. powell
3 Rocco Manfredi
4
,0:,'
,-',
5
6
7
8
9
10
11
12
13
14
15
16 NO.
17 (NONE.)
18
19
20
21
22
23
24
25
8
"
By Mr. Weigel
INDEX TO EXHIBITS
DESCRIPTION
C.P.C.R.S.
(717) 258-3657 or (800) B63-3657
2
PAGE
3
10
PAGE
')
'-'
1
3
STIPULATION
2 It is hereby stipulated by and between the
3 respective parties that signing, sealing, certification and
4 filing are waived; and that all objections except as to the
5 form of the question are reserved until the time of trial.
6
7 ROCCO MANFREDI, called as a witness, being duly
8 sworn, was examined and testified as follows:
9 BY MR. POWELL:
10
Q,
Good morning, Dr. Manfredi. My name is Darren
11 powell. I represent Carlisle Hospital in the incapacity
12 petition that'S been filed with regard to Mr. Charles Baker.
:=> 13 There is a hearing coming up on Mr. Baker's incapacity this
14 Thursday, So, we are here today to take your deposition
15 testimony for that hearing.
16
17 A.
18 Q.
19 today?
20 A.
21 Q.
Have you given deposition testimony previously?
Yes, I have.
So, you understand that you're under oath here
Correct.
And there's a court reporter sitting next to you
22 and she'll be taking down your responses.
23
24
A.
Okay.
Q.
So, if you don't hear or understand one of my
~ 25 questions, please just indicate that. I'll repeat or
C.P.C.R.S.
(717) 258-3657 or (800) 863.3657
4
~ 1 rephrase the queBtion, whatever is necessary so that you can
2 understand or are able to answer that.
3
A.
4
Q.
Okay.
Okay. For the record, Dr. Manfredi, could you
5 state your full name and occupation?
6 A.
7 Q.
8 A.
9 Q.
10 A.
11 Q.
12 A.
0 13 Q.
14 A.
15 Q.
ROCCO Louis Manfredi, and I'm a pSychiatrist.
where do you maintain your offices?
In carlisle, pennsylvania.
Dr. Manfredi, where did yOU attend medical school?
Hershey Medical Center, penn State university.
And did you graduate from Hershey Medical?
Yes, I have.
And what year was that?
19B3.
Did you do any residency or anything after your
16 graduation?
17
18 19B7.
19
20
A residency in psychiatry, and I finished that in
A.
Q.
And what did you do after your residency?
21 for five years and have been at Carlisle Hospital since
22 1992. And I am board certified in general adult, as well as
23 in geriatric psychiatry.
24
~
25
A.
I continued employment at Hershey Medical Center
Q.
Do you have staff privileges at any hospital?
A,
At Carlisle HOspital.
C.p.C.R.S.
(717) 25B-3657 or (BOO) 863-3657
(7)
'"
6
1 able to be involved.
2 unfortunately, all of those resourccs were
3 exhausted and no one could provide any serviccs for the
4 patient. So, he was admitted to the medical surgical floor
5 so that they could manage him while his wife was
6 hospitalized. On Monday morning, two days later, his wife
7 expired, He was still in the hospital on the med surg
B floor. That day he became extremely aggressive,
9 rambunctious, cantankerous. He was wandering allover the
10 hospital and the staff could not control him because he
11 would become aggressive when they'd try to escort him back
12 to his room. So, they consulted me at that time to come see
<:) 13 him, which I did.
14
He would have periodS at that time where he was
24 He's demented in all spheres. He's disoriented to time and
~ 25 place, His thought perceptions are very incoherent. It's
15 oriented. He knew his wife had died. He knew he was in the
16 hospital. But that would be temporary and then he would
17 become extremely confused again and think his wife was still
18 living, thinking that he was at home, wanting to leave,
19 became aggressive again. So, based on our observations it
20 was decided to admit him psychiatrically to try to stabilize
21 his condition, as well as to develop a disposition for him.
22
So, he was admitted to our floor on 2/5/96. Since
23 he's been admitted his mental status really hasn't changed.
C.P,C.R,S.
(717) 25B-3657 or (BOO) 863.3657
__. .n.__......__..__._............"...._:...
7
() 1 apparent that he cannot even manage his activities of daily
2 living. He requires constant nursing input to manage his
3 day-to'day activities. It's very apparent that without this
4 supervision he would not function in the outside
5 environment,
6 Social work services have been involved with the
7 neighbors discussing with them the patient's condition.
8 They say that if it were not for his wife he would never
9 have been functioning at home. He wandered out of the home
10 constantly. They had to chase him down the street. His
11 wife had to monitor him 24 hours a day. So, based on this
12 our recommendations were for a nursing home placement so
~ 13 that he could have 24 hour supervision. unfortunately, he
14 had no power of attorney guardian so there was no way we
15 could place him outside of the hospital into an extended
16 care facility, and that is why we pursued guardianship.
17
Q.
You had indicated that your initial consultation
18 with Mr. Baker occurred on February 5th, 1996?
19
20
A.
Correct.
Q.
At that time could you explain any tests that you
21 administered at that initial consultation?
22
A.
They were just screening lab tests. We did oxygen
23 monitoring, because he has a history of obstructed pulmonary
24 disease, and a physical examination, neurological
~ 25 assessment. There were no focal neurological signs to
C.P.C.R.S.
(717) 258-3657 or (800) 863-3657
B
;-) 1 indicate that he had a stroke. By taking further history
2 it's apparent that it's been a progressive downhill courBe
3 consistent with senile dementia primarilY of the Alzheimer's
4 type, and that has been our working diagnosis. And since
5 he's been here our observations certainly are consistent
6 with that diagnosis,
7
Q.
Have you had contact with Mr. Baker subsequent to
B the February 5th, 1996 consultation?
9
10
A.
On a daily basis except Sundays.
Q.
And could you describe any changes in his
11 condition throughout that point?
.::> 13 his level of cognition. Sometimes he's a bit more oriented
14 than others, but for the most part he's disoriented. His
12
A.
He's had no changes. He has waxing and waning of
15 mini-mental status exam, which is a psychological test to
16 assess cognitive functioning, indicates that he is fully
17 severely deranged.
18
Q.
You referenced a mini-mental exam. could you
19 explain what that exam is?
20
A.
It's a screening exam that assesses orientation,
21 registration, attention and calculation, memory, language,
22 and gives you some screens in each of those areas to assess
23 how one does. He does poorly in all those areas, which is
24 consistent with dementia.
~
25
Q.
Is there .- is the mental mini exam scored
C.P.C.R.S.
(717) 25B.3657 or (800) B63-3657
9
(J) 1 numerically?
2
A.
Correct. Out of a total score of 30, that would
3 be a perfect score, which would mean someone functioning
4 normally. When you get down below 25 there's a serious
5 question of dementia. He has scored consistently below 15,
6 which is very severely demented.
7 Q. Did you do any other tests at that point?
B A. No others at that point.
9 Q. When was the last date of your last consultation
10 with Mr. Baker?
11
A.
Would be yesterday.
12
Q.
What is your opinion as to whether Mr. Baker has
<:) 13 the ability to receive and evaluate information effectively?
14
A.
Your question again? I'm sorry.
15
Q.
Your opinion as to whether Mr. Baker can receive
16 and evaluate information effectively?
17
A.
Oh, he cannot.
18
Q.
Does Mr. Baker's incapacity affect his ability to
19 manage financial resources?
20
A.
He has no idea of what his financial resources
21 are. His wife always managed it for them over these past
22 few years.
23
Q.
Would Mr. Baker's incapacity affect his ability to
24 meet essential health needs?
f~"~
U
25
A.
Yes. It's apparent that without nursing
C.P.C.R.S.
(717) 258-3657 or (800) 863-3657
i
l~
10
~ 1 supervision he does not bathe. lie will defecate or urinate
2 in the hallway, in the bedroom, and will not manage his
3 daily needs.
4
Q.
what is your prognosiS for the future of Mr.
5 Baker'B condition?
6
A.
To remain the same, but more likely to get worse
7 over time.
B
Q.
And is iL your opinion that Mr. Baker indeed needs
9 a guardian appointed for his supervision?
10
A,
That's my opinion, yes.
11
Q.
And have all the opinions that you've expressed
12 today been within a reasonable degree of psychiatric
c:; 13 certainty?
14
A.
Yes, they have.
15
MR. POWELL:
That's all that I have.
16 BY MR. WEIGEL:
17
Q.
For the record my name is Attorney -- I am
18 Attorney John weigel. I've been appointed by the court to
19 represent Mr. Baker in this proceeding, and I also have some
20 questions for you.
21
22
23
24
0 25
In looking at your medical record it does appear,
I think, that you did do some sort of testing besides a
mini-mental exam, something about not being able to do
serial sevens.
A. Correct. That's a part of the mini-mental exam.
c.P.C.R.S.
(717) 25B-3657 or (800) B63-3657
11
o
could you explain what that is?
o.
Yes. You start with a hundred and subtract seven
1
2
A.
3 from that and consistentlY subtract seven from that as far
4 as you can go.
5
o.
And I guess __ could you give an example of what
6 kinds of other questions the mini-mental statuS exam
7 involves?
sure. under orientation. would be the year. the
8
A,
9 season. the day of the week. the month of the year. You
10 would ask where he lived. what country are we in. what
11 county are we in. where are we right now. becoming more and
12 more specific. For memory. it would be have them name three
c:> 13 objectS. like ball. car. and door and then three to five
14 minutes later ask them to repeat that to assess
15 immediate __ well. you ask them to say it then. That would
16 be immediate recall. Then later. that would be later
17 retention.
you ask them to name things. YoU hold up a
1B
19 pencil. ask them to name it. Hold up a watch. ask them to
20 name it. Ask them to read something. read it back to you,
21 Ask them to write something and ask them to draw a figure
22 with interlocking corners. which is an assessment of
23 eye-hand coordination and perception.
24
0,
Okay. How does this test distinguish between
~ 25 someone who suffers from dementia and someone who suffers
C.p.C.R.S.
(717) 25B-3657 or (BOO) 863-3657
12
,-:) 1 from a substandard education?
2
A.
Very easily. I mean with any type of education
3 you should know where you are, you should know what day it
4 is pretty much, you should be able to know the season of the
5 year. If they can't do like the serial sevens, you have
6 them do something else. Like spell cat, spell it
7 backwards. It's more of a matter of whether or not the
B person can pay attention to what they're doing. So, there
9 are different tasks for different abilities.
10 Q. Okay. Was Mr. Baker asked to do simple spelling
11 tests?
12 A. Yes, he was. He was asked to spell cat. He was
0 13 asked to spell world, and he really can't do it.
14 Q. Okay. Now, I heard you give some testimony as far
15 as neighbors or possible relatives being checked out as
16 alternatives. Did you do that yourself?
17
A,
I spoke with his brother-in-law who was in Florida
18 at the time and I met with him here subsequently. Social
19 work services was in contact with the neighbors and reported
20 the information to me.
21
Q.
But it was social workers who spoke with the
22 neighbors?
23
24
A.
Correct,
Q.
Tell me, Doctor, did Mr. Baker sign his own
o 25 admission forms?
C,P.C.R.S.
(717) 258-3657 or (800) 863-3657
I
1
,,*111. 11. ...u."..-.-:."..>......"'."....,.-.- ____r~~____'~,._ ........ --_.. r"C~
~ 1 row where he'll not have any good periods of time, And then
2 he may have a few days where like a few hours of the day
3 he'll be better or it will be scattered, 15 minutes, and
4 it's not predictable.
5
In making your conclusions, did you have a chance
Q.
6 to review the records of my client's treating physician? Or
7 maybe I am assuming something I shouldn't. Are you aware of
8 whether Mr. Baker has had a treating physician?
9
A.
The treating physicians are the ones that were
10 managing him in the hospital who continue to follow him for
11 his medical needs.
12 Q. Okay. You mean since his admission?
:) 13 A. Correct.
14 Q. Had he had a treating physician before being
15 admi tted to this hospital?
16 A, That I'm not aware of.
17 Q. What are the names of his treating physicians?
18 A. It' s the Belvedere Medical Group.
19 Q. Does that include Drs. Albright and Carey?
20 A. Correct,
21 Q. Is a diagnosis of dementia including Alzheimer's
22 more typically made by a physician or by a psychiatrist?
23
A.
Either can make that. Psychiatrists are
24 physicians.
o
25
Q.
How long does a typical visit last with Mr. Baker
C,P,C.R.S.
(717) 258-3657 or (800) 863-3657
14
16
.~ 1 to his room. He's tried to damage property when he gets in
~~
2 his confused states.
3
Q.
4 hospital?
5
A.
Has he expressed a desire to be released from the
He doesn't say that specifically. Sometimes he
6 doesn't think he's in the hospital. Many times he doesn't
7 think he's in the hospital,
8
Q.
But at that time on February 5th his speech was
9 fluent, coherent, and goal directed?
10
A.
Correct. Like I said, when he has his good
11 periods of time it will be that way again.
12
Q.
okay. So, what YOU're saying then is you happened
(:) 13 to catch him during a good period with your evaluation?
14
A.
15
Q.
Yes. That particular time was a good period.
Did you know that that was going to be a good
16 period or did you just walk in?
17
A.
18
19
20
21
22
23 Hospital?
24
o
25
It was my first contact with him randomly.
Q.
And at that time he knew the month and the year?
A.
Correct.
Q.
And he did know the day of the week?
A.
Yes.
Q.
And he knew his location was in the Carlisle
A.
Correct.
Q.
Did you explain to him what his stay here at the
C.P.C.R.S.
(717) 25B-3657 or (800) 863-3657
17
~ 1 hospital would involve at the time you admitted him?
2
3
A.
Yes, I did.
Q.
And you explained that you might be prescribing
4 medication for him?
5
6
A.
Correct.
Q.
And did you explain to him whether he would have a
7 right to leave?
8
9
He had a 72-hour notice definitely.
A.
Q.
So, if he told you I want to go now, you would let
10 him go 72 hours later?
11 A. We would have a court hearing to let the Judge
12 decide, the magistrate decide if he could leave, but he's
,::) 13 never signed a 72-hour letter or asked for one. I don't
14 feel he would be safe to leave the hospital.
15
Q.
You mentioned your belief that without nursing
16 supervision he might relieve himself in the hallway.
17
1B
19
20 currently.
21
A.
Yes.
Q.
Has he actually done that?
A.
Yes, on several occasions, and he wears a diaper
Q.
DO you know how frequently he was visited by
22 visiting nurses before the stay here?
23
24
A.
No, I don't.
Q.
I don't suppose his wife was able to provide any
~ 25 information before she died?
~
C.P.C.R.S.
(717) 25B-3657 or (800) B63-3657
.li<':;lr*,f'.~,~'-'.~$>'" ;,';;:_"'_'4.~."y~.._...~_.......,..-,,,,,..,...-_n'__.., ._,.... ,..J.
. 'l
")
-,.
1
A.
2
Q.
1B
She was unconscious from the time she came in.
Have there been any friends in who have either
3 visited him or were in attendance at the time of his
4 evaluation?
5
A.
6 once a week.
7
Q.
8
A.
9
Q.
10
A.
11
Q.
12
A.
There are two women that come to see him about
DO you know what their names are?
No, I don't.
Would the hospital have records of who they are?
Oh, yes. The nurses know who they are.
what medication is Mr. Baker currently on?
He's on medications prescribed by the Belvedere
l~ 13 Group. I can give it to you. He's on a prevental inhaler
14 for his COPO, Coumadin, a blood thinner, potassium, Lanoxin
15 for his cardiac arrythmia, and Lasix for his fluid
16 retention. I have used medication intermittently with him.
17 He's not on any psychiatric medication at this time.
18
19
20
21 placement
22
23
Q.
what is COPO?
A.
Chronic obstructive pulmonary disease.
Q.
Has Mr. Baker stated any preference regarding
A.
No.
Q.
._ where he wants to go? Hasn't he said that he
24 wants to go home?
:J
25
A.
Yes.
c.P.C.R.S.
(717) 25B-3657 or (800) 863-3657
19
.""J
. f'~
1
Q.
I refer to your notes .-
2
A.
I was -. I'm sorry. I was thinking you were
3 referring to specific nursing homes.
4
Q.
No.
5
A.
He would rather be home. He does not particularly
6 want to go to a nursing home. He doesn't think he needs
7 one.
8
Q.
You may not be able to answer this question, but
9 does the hospital have any services which might allow Mr.
10 Baker to live at home?
11
A.
He would require 24 hour in-home care.
12
Q.
24 hours. Have you performed any exams or tests,
,~ 13 such as the mini-mental status exam, since his initial
14 evaluation?
15 A. Oh, yes. He gets one a week, at least, by the
16 nurses, and I do my own almost daily.
17 Q. SO, they are essentially repeating the original
18 exam. Is that what' s happening?
19 A. Correct.
20 Q. And how have his scores been?
21 A. Consistently below 15.
22 Q. SO, the ini tial 19 out of 3D, was that his highest
23 exam?
24
A.
Correct.
o
25
Q.
Did Mr. Baker express any need for help in any --
C.P.C.R.S.
(717) 258.3657 or (BOO) 863-3657
Q
4
5
6
7
8
9
10
11
12
0 13
14
15
16
20
1
A.
He's unaware of the extent of his incapacities.
2 He doesn't feel he needs any help in any way. He's never
3 asked for help.
Q. So, he never asks somebody to help him dress?
A. No.
Q. Or bathe?
A. ~.
Q. Have you formed any opinion regarding the ability
of my client to be present in court at his hearing on
Thursday?
A. I think it would really agitate him. I don't
think he'd understand exactly what's going on. It would
probably result in him feeling extremely anxious and
agitated.
Q. Okay. Wel1--
A. Plus, he's not feeling very well physically at
17 this point.
18
Q.
Does he know that there is a hearing on Thursday?
19
A.
He's been told. He can't recall it when you ask
20 him later that day.
21
Q.
Do you have any specific nursing home in mind that
22 you would prefer to see him lodged at?
23 A. We have seven very good nursing homes in this
24 area. We have a very good relationship with all of them.
.~ 25 There's a question about VA benefits as well. His
C.P.C.R.S.
(717) 25B-3657 or (BOO) 863-3657
22
") 1 COMMONWEALTH OF PENNSYLVANIA
SS.
2 COUNTY OF CUMBERLAND
3
4
5 I. STACEY L. DAYWALT. a Court Reporter-Notary
6 public authorized to administer oaths and take depositions
7 in the trial of causes. and having an office in carlisle.
B pennsylvania. do hereby certify that the foregoing is the
9 testimony of ROCCO MANFREDI.
10 I further certify that before the taking of said
11 deposition the witness was duly sworn; that the questions
12 and answers were taken down in stenotype by the said
:::> 13 Reporter-Notary. approved and agreed to. and afterwards
14 reduced to computer printout under the direction of said
15
16
17
18
19
20
21
22
23
24
':.) 25
Reporter.
I further certify that the proceedings and
evidence are contained fully and accurately in the notes
taken by me on the within deposition. and that this copy is
a correct transcript of the same.
In testimony whereof. I have hereunto subscribed
my hand this 23rd day of April. 1996.
NOTARIAL SEAL
STACEY L, DAYWALT, NOlaryPubHc
Cbamblflburg, Franklin County
My CommlnlOn Expire. Sept, 27, 1999
N~~~~i~~
My commission Expires september 27. 1999.
C.P.C.R.S,
(717) 258-3657 or (800) B63-3657
IN RE: CHARLES R, BAKER.
an alleged incapacitated person
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO, 96-173
IMPORTANT NOTICE AND VERIFICATION OF SERVICE
YOU ARE HEREBY NOTIFIED THAT THE ATTACHED PETlTlON OF SERVICE FOR
THE APPOINTMENT OF A GUARDIAN HAS BEEN FILED WITH THE ORPHANS' COURT
OF CUMBERLAND COUNTY AND THAT A HEARING ON THE PETlTlON HAS BEEN
SCHEDULED BEFORE A JUDGE IN THE CUMBERLAND COUNTY COURTHOUSE,
CARLISLE, PENNSYLVANIA ON THE 25TH DAY OF APRIL, 1996, AT 9:00 O'CLOCK A.M.
THE PURPOSE OF THIS HEARING IS TO DETERMINE:
I, WHETHER YOU SUFFER FROM ANY MENTAL OR PHYSICAL IMPAIRMENT
WHICH WOULD AFFECT YOUR ABILITY TO RECEIVE AND EV ALVA TE INFORMATION
EFFECTIVELY AND COMMUNICATE DECISIONS; AND
2, WHETHER SUCH IMPAIRMENT, IF ANY, IS SIGNIFICANT ENOUGH TO
RENDER YOU PARTIALLY OR TOTALLY UNABLE TO MANAGE YOUR FINANCIAL
RESOURCES OR TO MEET ESSENTIAL REQUIREMENTS FOR YOUR PHYSICAL HEALTH
AND SAFETY,
AT THE TIME OF THE HEARING, THE COURT WILL RECEIVE EVIDENCE ABOUT
YOUR ALLEGED INCAPACITIES OR FUNCTIONAL LIMITATIONS, IF THE COURT
DETERMINES THAT INCAPACITIES OR FUNCTIONAL LIMITATIONS EXIST, THE COURT
MAY APPOINT A GUARDIAN TO ACT ON YOUR BEHALF. THE APPOINTMENT OF A
GUARDIAN IS A MATTER OF GREAT IMPORTANCE SINCE IT WOULD RESTRICT AND
INFRINGE UPON YOUR LEGAL RIGHT TO PERFORM CERTAIN ACTIVITIES OR TO
MAKE CERTAIN DECISIONS,
DUE TO THE SERIOUSNESS OF THIS PROCEEDING, YOU HAVE THE RIGHT TO
REQUEST THE APPOINTMENT OF COUNSEL AND TO HAVE COUNSEL APPOINTED IF
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INRE:
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DMSION
CHARLES R. BAKER
ALLEGED INCAPACITATED PERSON
96- /'73
ORPHANS' COURT
CITATION
WE COMMAND. you that laying aside all business and excuses whatsoever, you be and
appear in your proper person before the Honorable Judges of the Common Pleas Court, Orphans'
Court Division at a session ofthc said Court there to be held, for the County of Cumberland to show
cause why Charles R. Baker should not bc adjudged an incapacitated person and a guardian of his
person and of his estate appointed.
A hearing upon said citation is to be conducted on the ,JJL7L day of
- /lfM./ -l. , 1996, at q:(){) o'clock L.M., in Court Room No. ., of the
Cumberland County Court House, Carlisle, Pennsylvania, at which ,time all interested parties may
be heard.
Written notice of said Petition and hearing shall be given in large type and in simple
language to the alleged incapacitated person. Thc notice shall indicate the purpose and seriousness
of the proceeding and the rights that can be lost as a result of the proceeding. It shall include the
date, time and place of the hearing and an explanation of all rights, including the right to request the
appointment of counsel and to have counsel appointed if the Court deems it appropriate and the right
to have such counsel paid for if it cannot be afforded. A copy of the Petition shall be attached.
Personal service shall be made on the alleged incapacitated person, and the contents inti tenns of
the Petition shall be explained to the maximum extent possible in language and tenns the individual
is most likely to understand. Service shall be no less than twenty (20) days in advance of the
hearing. In addition, notice of the Petition and hearing shall be given by certified mail to all persons
residing with in the Commonwealth who are sui juris and would be entitled to share in the estate of
the alleged incapacitated person if he died intestate at that time, and to the person or institution
providing residential services to the alleged incapacitated person.
Witness my hand and official seal of office at Carlisle, Pennsylvania this ,;J.? ~ day of
~t!..~ 1996.
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INRE:
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYL V AN1A
ORPHANS' COURT DMSION
CHARLES R. BAKER
ALLEGED INCAPACITATED PERSON
96-
ORPHANS' COURT
ORDER
AND NOW, this ,:H 1) day of j,..I.., , 1996, upon consideration of the within Petition
and upon motion of MARTSON, DEARDORFF, Wll.LIAMS & OTIO, attorneys for Carlisle
Hospital. Petitioner herein. a citation is hereby awarded to the Petitioner and directed to Charles R.
Baker, an alleged incapacitated person, to show cause why he should not be adjudged an
incapacitated person and a guardian of his person and of his estate appointed.
A hearing upon said citation is to be conducted on the "..l:f.d~ day of tyv...c.0
,1996, at 7: h) o'clock ~ ,OL, in Court Room No. .j--oftheCumber\and County Court
House, Carlisle. Pennsylvania, at which time all interested parties may be heard.
Written notice of said Petition and hearing shall be given in large type and in simple
1anguage to the alleged incapacitated person. The notice shall indicate the purpose and seriousness
of the proceeding and the rights that can be lost as a result of the proceeding. It sha1l include the
date. time and place of the hearing and an explanation of all rights. including the right to request the
appointment of counsel and to have counsel appointed if the Court deems it appropriate and the right ,
to have such counsel paid for if it cannot be afforded. A copy of the Petition sha1l be att....hed;
Personal service shall be made on the alleged incapacitated person, and the contents and terms of
the Petition shall be explained to the maximum extent possible in language and terms the individual
is most likely to understand. Service shall be no less than twenty (20) days in advance of the
hearing. In addition, notice of the Petition and hearing shall be given by certified mail to all persons
residing within the Commonwealth who are sui juris and would be entitled to share in the estate of
the alleged incapacitated person if he died intestate at that time. and to the person or institution
providing residential services to the alleged incapacitated person.
BY THE COURT.
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INRE:
CHARLES R. BAKER
IN TIm COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYL V ANlA
ORPHANS' COURT DMSION
ALLEGED INCAPACITATED PERSON
96-
ORPHANS' COURT
PETITION FOR ADrrmICATION OF INCAPACITY AND
APPOINTMF.NT OF A GUARDIAN OF HIS PF.RSON AND OF HIS F.STATF.
TO TIm HONORABLE, TIm JUDGES OF SAID COURT:
The Petition ofCar1isle Hospital, by its attorneys, MARTS ON, DEARDORFF, wn.LlAMS
& OliO, is made in accordance with 20 Pa. C,S.A ~SS I I (e) and respectfully represents as foUows:
1. Petitioner, Carlisle Hospita1, is a Pennsylvania nonprofit corporation with a place of
business at 246 Parker Street, Carlisle, Cumberland County, Pennsylvania 17013. Petitioner is
providing health care and counseling to the alleged incapacitated person and is interested in his
welfilre.
2, The alleged incapacitated person is Charles R. Baker. a 86 year old adult individual
bornonIuly24,1909.
3, The alleged incapacitated person resides at 222 E. North Street, CarIis1e, Cumberland
County, Pennsylvania 17013.
4, The names and addresses of the spouse, parents and presumptive adult heirs of the
'alleged incapacitated person are as foUows:
Spouse: Deceased.
Parents: Deceased.
Presumptive Heirs: None.
"
5, Petitioner believes, and therefore avers, that the only surviving relative of the alleged
incapacitated is his brother-in-law, Arnold Whithouse, who has a residence at 8039 State Road, S4,
New Port Richy, FL 34653, Mr. Whitehouse is not a resident of Pennsylvania, has had little contact
with the alleged incapacitated and has recently experienced health problems. For these reasons. Mr.
Whitehouse has indicated that he does not desire to act as guardian to the alleged incapacitated.
6, There is no person or institution providing residential services to the alleged
incapacitated person. The alleged incapacitated person is currently an inpatient at Carlisle Hospital.
7, Guardianships are sought because the ability of the alleged incapacitated person to
receive and evaluate information effectively and communicate decisions is impaired to such a
significant extent t/ult he is totally unable to manage his medical condition to meet essentia1
requirements for his physical health and safety, and is totally unable to manage his financial
resources,
8. A description of the functional limitations and physical and mental condition of the
alleged incapacitated person is set forth in the sworn statement of Rocco L. Manfredi, M.D. attached
hereto and made a part hereof as Exhibit "A".
9. The specific areas of incapacity over which it is requested that the guardians be
assigned powers are the management ofall aspects of the physical care and well-being of the alleged
incapacitated person, as to the guardian of the person, and the management of all financial resources
and prop~ in the alleged incapacitated person's estate, as to the guardian of the estate.
10. Petitioner proposes that Capitol-Public Guardianship Agency, P.O. Box 1113 Camp
Hill. Pennsylvania, owned and operated by Ann Thorek, be appointed guardian of the person of the
alleged incapacitated person. The qualifications of the proposed guardian of the person is that said
entity ,has skill and experience in arranging care for persons unable to do so on their own.
11. Petitioner proposes that Fmancial Trust Services Company, 1 West High Street,
Carlisle Pennsylvania 17013, be appointed as guardian of the estate of the alleged incapacitated.
The qualifications of the proposed guardian of the estate is that said entity has skill and experience
in handling financial and monetary matters in fiduciary capacities.
12. The proposed guardians have no interest adverse to the alleged incapacitated person:
13. The aforesaid sworn statement of Rocco L. Manfredi, MD. further states that the
physical and mental condition of the alleged incapacitated person would be banned by his presence
at the hearing on this Petition.
14. Petitioner believes that there are no less restrictive alternatives to guardianship,
There are no durable general powers of attorney, trusts or other advance directives in existence. The
alleged incapacitated person lacks sufficient capacity to appoint an attorney-in-fact. The diagnosis
and prognosis of the alleged incapacitated person are as set forth in the aforesaid sworn statement
of Rocco L. Manfredi. M,D, For these reasons, Petitioner respectfully submits that there is no less
restrictive alternative to plenary guardianship of the person and of the estate.
IS. The gross value of the alleged incapacitated person's estate is estimated to be
$150,000,00, To the extent Petitioner has been informed. it is believed that these assets are
\
comprised of cash and real estate. The foregoing is based upon consultations with friends of the
alleged incapacitated person. No appraisals have been perfonned, nor inventories conducted.
16. The alleged incapacitated person's annual net income from all sources is unknown.
17, No other court has assumed jurisdiction in any proceeding to determine the capacity
of the alleged incapacitated person and no other Court or other body has appointed a limited or
plenary guardian for the alleged incapacitated person or his estate to the best of the knowledge and
information of the Petitioners,
18. The written consent and statement of the proposed guardian of the person, as required
by C,C.O.C.R. 14.2-2, is attached hereto and marked as Exhibit "B." The written consent and
statement of the proposed guardian of the estate, as required by C.C.O.C.R. 14.2-2, is attached
hereto and marked as Exlu1lit "C."
WHEREFORE. Petitioners pray this Honorable Court. pursuant to the provisions of Chapter
55 of the Probate, Estates and Fiduciaries Code (20 Pa. C.S.A. ~SSOI, et seq.), to award and issue
a Citation directed to the alleged incapacitated person, the said Charles R. Baker with notice thereof
to his presumptive adult heirs and to such other persons as the Court may direct, to show cause why
the said Charles R. Baker should not be adjudged an itlcapacitated person and a plenary guardian
of his person and of his estate appointed.
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Respectfully submitted,
MARTS ON, DEARDORFF, WILLIAMS & OTTO
<~R-d .
Ten East High Street
Carlisle, PA 17013
(717) 243-3341
Attorneys for Petitioners
Date: February 21, 1996
INRE:
CHARLES R. BAKER
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY . PENNSYLVANIA
ORPHANS' COURT DMSION
AllEGED INCAPACITATED PERSON 96-
ORPHANS' COURT
SWORN ~TA_n;~!IT ~F PHYSICIAN REOTITRF.D BY
CHAPTF.R 55 QE.1llli~Q~~ ESTATES AND FIDUCIARTR~ CODE
COMMoNWEALTH OF PENNSYLV AN1A )
: SS.
coUNTY OF CUMBERLAND )
The undersigned, being duly sworn according to law. deposes and says that:
1. I am a licensed practicing physician with privileges at Carlisle Hospital, where 00
February 6, 1996, I e1amined a patient therein. viz.: Charles R. Baker. age 86, male, who was
admitted 00 February 4, 1996 for dementia.
At the e1aminlltion, the following symptoms were observed: He was disoriented to people,
place and time: unaware of his surroundings, and unable to communicate in a rational manner.
From which the diagnosis made is: Dementia, Alzheimer type.
With a prognosis as follows: Poor for recovery. Will likely become worse.
2. On the basis of the foregoing history and examination. the affiant is of the opinion
that the ability of Charles R. Baker to receive and evaluate information effectively and
colTlmllnicate decisions in any way is impaired to such a significant extent that he is totally unable'
to manage his medical condition to meet essential requirements for his physical health and safety
and is totally unable to manage his fmancial resources, and is, therefore, incapacitated under
Chapter 55 of the Probate, ~tateS and Fiduciaries Code, as amended.
3. The physical and mental condi of said patient woul
at the hearing on his incapacity.
\
Address:
246 Parker Street
Carlisle, PA 17013
(717) 249.1212
Telephone No.:
Sworn to and subscribed before me
thisMllday of rdJfu{u'I ' 1996.
;;:~dl(,;a r. !tJ~/ ,
blic (J
EXHIBIT" A .
~UTf..~';'l WI.
JACQUB.INE C. WOlF NOTARY "l8UC
CARU5U 1lORO. cuull8ll.'.llll COUIIIY ,.
MY COIIIIISSClII OPlIlfllIlAY II, 1911
INRE:
CHARLES IL BAKER
ALLEGED INCAPACITATED PERSON
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DMSION
96-
ORPHANS' COURT
CONSF.NT OF PROPOSF.D GUARDIAN OF THE PERSON
Capitol.Public Guardianship Agency, hereby agrees to accept the appoinunent of pleswy
guardian of the person of Charles IL Baker, ifhe is adjudicated to be an incapacitated penon by the
Orphans' Court ofCumberiand County.
CAPITOL-PUBUC GUARDIANSHIP AGENCY
. Date: (17//511.?~
BY: ~/h'-L.t,~
.
Ann Thore1c
~
EXHIBIT "8"
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.. M ^ R Y J. B ^ K E R
I, MARY J. BAKER, a legal resident of the City of Hershey,
County of Dauphin, State of Pennsylvania, being of sound nnd disposing
mind and memory, hereby revoke my former wills and make, publl sh
and declare this to be my last will.
FIRST: I declare that I am married, that the name of my
husband Is CHARLES R. BAKER, and that we have no children.
~ri''J;t.M,JJ-. Y SECOND:
.~~~~f ~ yellow gold ring with a pink stone are hereby given LO my aunt,
~t ~IYRTLE MA'iI:;S DECKER, uf Clarl<a 5uu,ui t, Pennsylvania, if she s'~rvlveg
me. If she does not survive me, said rings are hereby given to my
t bO',":;",':'::' of 'b. o<b" P"p"" whO,b , ~ "' m, ',..b "
~ hereby given to my husband, CHARLES, If he survives me.
....~t FOURTH: If my husband, CHARLES, predeceases me, all of the
p'roperty which my husband would have received had he survived me Is
'hereby given with right of representation to my brother, ARNOLD
The yellow gold band ring with diamonds and the
JOSEPH WHITEHOUSE, SR.
t:.." ,.;'FIF1ll: I hereby appoint my husband, CHARLES, executor of this
.' \ 4 .
"'1011"11. r'f h d f I I b h
e oes not so act or any reason, appo nt my rot er,
. . .
this will. r request
either of said persons In that
,",
seem best to said personal
representative and without liability on the part of any purchaser,
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tenant, or mortgagee to see to the appl~catlon of the consideration:
to permit any of the beneficiaries named herein to enjoy the use.
in kind during the probate of this will of any tangible personal
wi tho
any
injury to, consumption, or lo::s of any such property.so used; and
to settle, co@promlse, or pay any claims, Including taxes, asserted
In favor of or against me or my estate. The beneficiaries, or their
,
executors or administrators, sholl not be liable for any unintentional,
non-negligent injury to, consumption, or loss of any property used as
provided herein.
day of~dM.i J
, 1964,
"' t;~,~
Signed this JIj'
Barracks, Pennsylvania.
MARY
ER, Testatrix
foregoing Instrument consisting of two (2) typewritten pages,
each of which bears the signature of the testatrix, of which this is
the second, was signed, sealed, acknowledged, published and declared
by said testatrix as her last will in the presence of us who, at
her request, in her presence, and in the presence of each other,
subscri bed our names as witnesses th Is 11~ day of
, 1964, at Carlisle Barracks, Pennsylvania. We each
certify that at the time of the execution of this will the testatrix'
competent and acting voluntarily.
b2f,;'f~~I\a' \IJ~b6.
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