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Home My WebLink About96-00784 l'ETlTlON "OI~ PIUlnA n: and GI~ANT OF LETTERS N JIJ1('~7~Y ~l).__.- 1:.:11111<' 0/ Mar ie M. Casil7.?a (/tw kllon''' dS 1',,, Regilter or Wilh ror lhe Cuuuty or c..wnb"r Ian,) in lhe CllInll1l1nwealth of pennsylvania --~------ . D(.Ct'a"t'd. SocllIl St"'llfi/y No, 17 1 - 03 - B ) 2 1 The pelilion of lhe undersigned respe"fullv repre,em, lhill: Yuur Pl.'tilioncr(<i), who is/arc Il'I )'car~ llf age or ulder ilJ1lhc executOr in Ihe lasl will "I' Ihe ahove decedem. dated ~t>r 11 lJ and codicil!s) daled None named . 1921...- 1\1;11C rcll:\JIlI t,;lh.'lIl1l\I;IIIf.:l:\, (.Il. r~llll"'IJlllln. JC'alh III (',c":\llor, (h:,1 Decendem was Jomieiled al dealh in ~lIll1hpr 1 ;lnrl Coumy. Pennsylvania. with Lc.J;-lasl ramil)' or principal residence al 315 Fi f teen th street. New Cumberland. _Q.lIJlb~rland CclUntv. pennsylvan ia ( l3orou<lh of New Cllmh"rl ;mrl) 111\1 \lrcel. number .1Il~ l11um;lpalil~' Deeendent.lhen ~L- years of age. died September 21 .19 96 . albt1l~boro Nursinq & Rehab Center. l3ucks Countv. Lanqhorne. p~ Except as folluws. deccdcm did nul marry. was nul divorced and did nOI have a child born or adopted after execulion ur lhe will 'lff~red for prubate; was nut the vielim uf a killing and was never adjudicaled incompetent: Decendent al dealh owned propeny wilh eSlimaled values as follows: (If domiciled in Pa,) All personal propeny (If nOI domiciled in Pa,) Personal propeny in Pennsylvania llf not domiciled in Pa,) Personal propeny in Coumy Value 'lf real estale in Pennsylvania silUaled as folluws: S 1,200,000 S S S I\Innp WHEREfORE. petilioner!s) respeclfully request!s) the probate of the lasl will and codicil!s) presenled hcrewith and the gram of leuers Tes tamen tarv . tlC\13ntcnI3ry: adlnlm\lfJllOn c.I.a.; adminim:nion d.b,n.C.I,3.) ther"", &..~f r. Q~~ David E. Fritchey 915 Greenway Avenue Morrisville. PA 19067 z . ~ 1Z . - x=: '"1~ H ;;, r. OATH OF PERSONAL REPRESE~TATlVE COMMO:'SiWEAtTH OF PEl'i:'llSYLVA:'IIIA 1 " COt;~TY OF CU:-1BERLl\tm .r ::;::; The pelitionel(sl abuve.named \I'ear!s) ur affirmlsllhal the statements in the foregoing pelition are true and currcCI to the best of Ihe knowle.lge and helief of pelitionerls) and lhal as pcrsonal represcn- lati\'clslof !he abme decedent pClilion':rt', will well i~d Iruly admini lhe male according 10 law, ; (' . Sworn to or ".fnrmed and;Ub;Clib.eJ {.. .' ( , (.,$. '" bcrllr~ me lhb 26.. d~\ ~)r ~. ~tember ,1'J.2.E_ ~ 2JJd2..1.-.1 (~llil.I...;JI}/.: J __ ~ /5-/'30 - i/ MARt:C:-LEWTS ,J ;:~r_!..-?,~~eill..r ~ T111\ h !'lullllI 111.11111( tlll.dlll,tll'lIl lUll l:I\{'!I:, ,"~H'.':, 1111.d Hq;I'>tl.lI !"Ill 111 h;lll.d .t 11111! .Ilt \\ 111 hI I, -I \\ II 1, ,1 It. ":\ n....-. . "-"ANI"' .... - o g ~ ~ ~ . ! i ! J 'I'il! 1"'lI' .Ill 'IIJj'HIII 'llIJ111..111 lit dt.lll. d\ll~ tik,l \\1111 IIIl' .1\ ., .ill \'HII HI \' ,1.1.. j III.. t- I, " Jll'I In.tllt III "1I1l~ WARNING: It Is Illegal to dupliCilll! lhis copy by photostat or ph olograph, hi' h'l tllI\ It Illll..lll. ~ 'IJlI 3755870 ~Il l~~;::I~ii€f(4j'\\ ~i_V ~'.''@ I:~f' '. \~~ \1.\ . ,A - ~/. " .-.. ,'. / ~,,~.,: f' ~~~ 'P/i.,--- (~\."'';j "[NT ~'.,~ -- -, -' / " ,,'1 /;' .;j''I ,'/-- ',/ 'ikJ1 /u_~,~, _' " 1/,,' '. ~ ... ".4. . 11It,d Hq.~I...I.t'lr -' V SEP 2219gb - __. _u __".____ I l.lle ..,~~ .,11.. 21' COUUONWEALTH OF PENNSYLVANIA. DEPARTMENT OF HEALTH. VITAL RECORDS CERTIFICATE OF DEATH ,....'.....-11 .......OIIO(tIOl. ".........,_ 1Iz1I~.i'1f H. (!,*sllz'Z.4 ."1..___.. ~II"lN'I - - I)I.II00WfT" '"-,..u.._. 88 .,. UOOllIIIIDIW -1- .~ .. " ....""'" ~uck& CI 00 v OI:c........,O(.. ..':;';:-'~'"::;:::';.j ,. H UlClDt""'--.oAOOl'llUr..o-. ~ _:"ea.. Langhorne Boro u.o "'OOV'"'' udic1nl OHIOI"'" ilC'VAl ~~"" '--- 7"._ 300 E. Winchester Avr. ,~nn8horne, PA '.loC~'''''''''l''''_''l.Ml '. ""0I'\MM01'_j1~ David E. Fritche .. '" ... iJ c.- 0 ~O 00."-"..' ~ 01 ,..... v- \O(I""(:U'lIh"""'IIII . ~/e, 17/ 3 tJ.&/IO'DlA"_r..._, r/:1.1 . ~~,;U _11WUlCII:(#o-.l ""-'''"9"(-'' ~C6t-....o(_.....___..........___ ~... ......0 I~[j =...0 <I- white -- ,,-....-- ,~- PA """"....'IAJVI._ --..- --~ never married 001 ,..0....__.. -- ... -.' ",~ :""-::::'::...-LAn&horne lIIO'..."'.......... ___ _w_ , J08e hine E. Prohaska ..,OOltfoI""""~AOOI'Il"_c.o.- ,.....~ 915 Creenwa Ave. Horr1sville PA 19067 lC6PSl'lNfOll._..'-'CI.--, 0"1.....:. ._- -.' 12lO!2t ,.. ~\!d\JI Sacred Heart Church Cem. I Allentown f PA .....~~UOl'hOC.aftl ou 80n an Be unera 50 Lawrence Rd. Lnwrencev111e, NJ 08648 Utl..w.""""",,~ GliJl.......0 r8 -"'" 1........- :=-== . , . """. 0Iw........_-..._... --......-.....-......"""", ~.(wA- -ru -M,..o.< OVItUOlilS'CUCll.;).AIoCt011 I: tl)Ol....COU~.<U 011 Ol.-tUJOII"".U\ICI(,O,A<1011 (.;Tp S tJ ~nI (A6.'i1~ "'~'HlHJ.I """"" 01 OUII" ----_00 """'..... - ;z' - 0 "-"'" - 0 -- 0 ...0 ..0 ..... 0 c-_.._ 0 001101........ ...., ,......0'-.... _..IIlI(IM:' OII1CJ'l11lHCM~~D _0...0 .. - - UIIl.....<-._lY'eO 'C::Ul1nJCl","IIQ.UI....__~.-.._ _............._.............._ _.:.r.__n ......-.......... ---.....-..--..- ... "VOUOI"""'" ..___......... -...,."..,.. ... ---- . Lc1?.w~ . ~ :-- 7eZM .;::LA. /). ~ uu..w........." r1ia~-'~- OIJJJ'l~'l!<;L 1o.,-3~ f' "'~-oIll'tOl'll\"c-...~......o<<-l.I'ID ~OI" -;"'~.~tt.~,,",L..../e.... o :>1'''' J, <2''''_< 1<,...1t!.J!', n L-H4..JfQ ,- IMr..d :'...".- 'P-2 2 19GB .h.... ~IIlODIIlI"IItQ""IlD...,P......"..........."'l_...,,____...,._.._ .__......-. _..__...._,_ __. __"_._0'___"- 'WDlCAJ. D.UlJtCNeD'tOllllll OII_......._....__I......_........-...fllllM._M..__ Mlf,_"'. ...._..........._ _M ... 21-96-784 0 -"Q 'O. R '-:0_: ,>> , oJ N -;, O. , , '-Cl N , E:J ~~ ,/0 'J L i.) U \.() n'a; p, .j!:J Cl: uu . LAST WILL AND TESTAMENT OF MARIE M. CASAZZA I, MARIE M. CASAZZA, of the Borough of New Cumberland, Cumberland County, Pennsylvania, do hereby make this my Last Will and Testament, revoking any former Wills and Codicils made by me. FIRST: I am not married and I have no children. :':1 '..d "j 'C.- 'b ::/- 'j 1K~ ) , '~ :'!;'.' ...... t',"1 '1 ,'"l ,:-d ;~N ':.....1'..\ ,~ ~-; t ~_ :t, ,.\.' :;:1 'I "'1 !..J .~~~-i I ;1 OJ) .',-t ., ;t! pI :~ .<i 'j :,"1 SECOND: I give my tangible personal property and all casualty insurance that I am carrying on said tangible personal property to the following persons, in equal shares: my nephew, David E. Fritchey, my sister, Josephine A. Kennedy, and my sister, Jennie D. Casazza. If my nephew, David E. Fritchey, shall not survive me, then his share shall pass to his wife, C. Denise Fritchey. If my sister, Josephine A. Kennedy, shall not survive me, then her share shall pass to her daughter, Josephine E. Kennedy. If my sister, Jennie D. Casazza, shall not survive me, her share shall be divided between David E. Fritchey and Josephine A. Kennedy, or their designated alternates. Any such property not disposed of in accordance with this paragraph shall be sold, and the proceeds added to my residuary estate to pass as hereafter described. THIRD: I give, devise and bequeath the rest, residue and remainder of my estate, real and personal, as follows: ') '>,/ < " /' \, ~.. .":'.--' (.... ' . , ".""--- -1- (a) one-third (1/3) to my nephew, David E. f'ri tchey, if he survives me, otherwise to his then- surviving issue, per stirpes. (b) One-third (1/3) to my sister, Jennie D. Casazza, if she survives me. If she does not survive me, her share shall be divided equally between David E. Fritchey, or his designated alternates, and Josephine A. Kennedy, or her designated alternates. (c) One-sixth (1/6) to my sister, Josephine A. Kennedy, if she survives me, otherwise to Josephine E. Kennedy, or to the then-surviving issue of Josephine E. Kennedy, per stirpes. (d) One-sixth (1/6) to my niece, Josephine E. Kennedy, if she survives me, otherwise to her then- surviving issue, per stirpes. FOURTH: If any person under the age of twenty-one (21) years shall become entitled to any share hereunder, then such share shall immediately vest in such beneficiary, but notwith- standing the provisions herein, my Executor may distribute such beneficiary's share to any adult person standing in loco parentis, or to a legal guardian of such beneficiary, or to a custodian (to be selected by my Executor) under the applicable Uniform Gifts to Minors Act, without requiring bond of such adult person, guardian or custodian. The receipt of such adult person, " , , ,\ -, (~ , J _ -2- guardian or custodian shall constitute a full release of my Executor for any property so distributed. FIFTH: No person shall benefit hereunder unless such person shall survive me by ninety (90) days. SIXTH: (1) I name my nephew, David E. Fritchey, as my Executor. If David E. Fritchey is unable or unwilling to serve, I name his wife, C. Denise Fritchey, as my alternate Executrix. I direct that my Executor and my alternate Executrix, herein referred to as my Executor regardless of number or gender, serve without bond in any jurisdiction in which called upon to act. (2) Except as otherwise provided herein, if all of the above persons should fail to qualify as my Executor hereunder, or for any reason should cease to act in such capacity, the succes- sor or substitute Executor shall be some attorney or bank or trust company with trust powers, which successor or substitute Executor shall be designated in a written instrument filed with the court having jurisdiction over the probate of my estate and signed by David E. Fritchey, or if he fails to act, signed by C. Denise Fritchey, or if she fails to act, by Robert R. Church, or otherwise by the court having jurisdiction over the probate of my estate. (3) My Executor shall receive reasonable compensation for services rendered. SEVENTH: (1) I give to any Executor named in this will or any Codicil hereto or to any successor or substitute Executor all " '-'" . ,~+- -3- . .. .. . ~ of the powers enumerated in this Will and all of the powers applicable by law to fiduciaries in the Commonwealth of Pennsyl- vania and in particular through the Pennsylvania Probate, Estates and Fiduciaries code, as effective and as in effect on the date hereof, during the administration and until the completion of the distribution of my estate. I direct that all such powers shall be construed in the broadest possible manner and shall be exer- cisable without court authorization. (2) My Executor is authorized and empowered to acquire and to retain, either permanently or for such period of time as my Executor may determine, any assets, including the capital stock of any closely held corporation, whether such assets are or are not of the character approved or authorized by law for investment by fiduciaries and whether such assets do or do not represent an overconcentration in one investment. (3) My Executor is authorized and empowered to dis- claim any interest, in whole or in part, of which I, or my Executor, may be the beneficiary, devisee, or legatee, by execut- ing an appropriate instrument (in accordance with section 2518 of the Internal Revenue Code of 1986, as amended, or such similar section as may then be in effect). (4) My Executor is authorized and empowered to sell at public or private sale, or exchange, and to encumber or lease, for any period of time, any real or personal property and to give options to buy or lease any such property. Additionally, my ,! ,'.> ; ,--- -4- . - ".--. --.........-.. Executor is authorized and empowered to compromise claims, to borrow from anyone (including a fiduciary hereunder) and to pledge property as security therefor, to make loans to and to buy property from anyone (including a fiduciary or beneficiary hereunder); provided that any such loans shall be adequately secured and at a fair interest rate. (5) My Executor is authorized and empowered to allo- cate property, charges on property, receipts and income among and between principal or income, or partly to each, without regard to any law defining principal and income. EIGHTH: All estate, inheritance, succession and other death taxes imposed or payable by reason of my death and interest and penalties thereon with respect to all property comprising my gross estate for death tax purposes, whether or not such property passes under this Will, shall be paid out of the residue of my estate, as if such taxes were expenses of administration, without ; I,.' j" '. , . ,~ ,J 1~- . . ".. -5- apportionment or right of reimbursement. I authorize my Executor to pay all such taxes at such time or times as deemed advisable. IN WITNESS WHEREOF, I have set my hand and seal on this my Last Will and Testament this 23rd day of April, 1992. . 1)/ / / i....~, I.. . (SEAL) /rl /. {. .' , / . \._/~ . ? :- 1'" MARIE M. CASAZZA I SIGNED, SEALED, PUBLISHED, and) DECLARED by MARIE M. CASAZZA, ) as and for her Last Will and ) Testament, on the day and year) last above written, in the ) presence of us, who, at her ) request, in her presence, and ) in the presence of each other,) all being present at the same ) time, have hereunto subscribed) our names as witnesses: ) ) l7 I? 6)l.~'-C-t ~ ) ) ik!.... t:J(:..", J(ftlilJ,t1.\'1'lQ~~~ ~. ' I) ) .~~t{\'J H-zt,,~ 11J ~ -6- SELF-PROVING AFFIDAVIT COMMONWEALTH OF PENNSYLVANIA SS. COUNTY OF DAUPHIN , , WE, MARJE M. CASAZZA, and /\1/,(,'1 /!, ('II'''' J. 0:''<'A'p 1/'1/0-1,'<:, I,',}../ ,and ,1'1..1I..,t\,Hw"'> ,the 14-+ ' Testatrix and the witnesses, respectively, whose names are signed to the attached or foregoing instrument, being first duly sworn, do hereby declare to the undersigned authority that the Testatrix signed and executed the instrument as her Last Will and that she had signed willingly (or willingly directed another to sign for her), and that she executed it as her free and voluntary act for the purposes therein expressed, and that each of the witnesses, in the presence and hearing of the Testatrix, signed the Will as witness and to the best of his or her knowledge the Testatrix was at that time eighteen (18) years of age or older, of sound mind, and under no constraint or undue influence. .. " /' I' : _ / ' '. ' " ,'--:'" MARIE M. CASAZZA, Testatrix ,) ') h / \', /~, 0' I c, ,<-l Witness /1 1/1/'-' q H- I' t-',/ ('t" 0' u./Lt Witness f/J..I, /)J d rfY. 02.,(,('- I I , ".q-w1i!", ,)11-\-n....." p.;v Witness . SUbscribed, sworn to, and acknowledged before me CASAZZA, the Testatrix, and subscribed and sworn I? c./,," f iI, (' I, ,'., t. I.e,'- A;( V;~NI' c _Ph; /I,'D f1> ' ~t\rrl \ , ~itnesses, this 23rd , . April, 1992. by MARIE M. to before me by , and day of NOl ^111~.L SEAL GAil C, ~[Pr!~m, 110!i1~1' Public Harlistlu~~, !)'lC~!lil1 County My Cor.lInt~~i:;:\ rl,1'~S Illr, 2'l, 1993 l1aJ j C.~ Notary public --...- -7- HEATH L. ALLEN N. DAVID ,.AHAL WILLIAM E. MILLER. JR CHARLES W. RUBENDALL II ROIIERT L. wELDON EUOEHE E, PEPINSKY, JR THOMAS E. WOOD JOHN H. ENOS III OARY E 'RENCH DONNA S. wELDON IIRADrORD DORRANCE JErrREY S. STOKES ROBERT R. CHURCH STEPHEN L. QROSE R. SCOTT SHEARER JErrREY r. SMITH DONALD M. LEWIS 111 BRIDGET M. WHITLEY KAREN J. BROTHERS BREND" S. LYNCH KEEFER, WOOD, ALLEN & RAHAL 210 WALNUT STREET MAILING ACCRESS - P. 0, BOX 11963 HARRISBURG, PA, 1710B-1963 ESTABLISHED IN 1878 HULL, LEIBY AND METZGER (ID43'IIUSe) METZCER, HArER, KEErtR, THOMAS AND WOOD h~U5e'ID77) IRS NO 23.0716135 December 20, 1996 WILLIAM H. WOOD SAMUEL C. HARRY or COUNSEL rAM: (717) 255.8050 TELEPHONE (717) 255'8000 WAITtA'S DIAtCT DIAl.: 255-8032 CERTIFIED MAIL-RETURN RECEIPT REOUESTED Register of wills Cumberland County Courthouse 1 Courthouse Square Carlisle, PA 17013 Re: Estate of Marie M. Casazza, deceased Social Security No, 171-03-8121 File No. 1996-00784, DaD 09/21/96 Dear Sir/Madam: Our firm represents David E, Fritchey, Executor of the above referenced estate. Enclosed herewith is an Estate check in the amount of $178,600.00, payable to "Register of Wills, Agent." This amount represents the prepayment of inheritance tax for the above-referenced estate. Please issue the official receipt and return it to me in the enclosed self-addressed, stamped envelope provided for that purpose. Please call me at the direct-dial number listed above if you have any questions concerning this matter. Thank you for your anticipated assistance. Very truly yours, Meg ~ W1 Legal Assistant Vd 'w:' !Ji,r.r r..', :IXlwnO , ~J910 MW Enclosure cc: David E. Fritchey, Executor 9~: llV tZ 310 96. SlI!!\ ," 10 c..., !';J,;,fia!:l ,'.'.lJooa!:l ~ " ., ,....-.... &l ~ III ~ I'- o ru rn .Jl .-'1 .-'1 .-'1 \11 a. l>l PI ~ III 111 H Ul l>l P U 0 l>l :I: PI E-< ;>: ~ 8l1l lslUl>t~~ PI,~E-<Po ~::l5g~ H:i:O ~~U~.o: O~Pp' c:l 0 l>lPl :I:l>l H.r:l E-<.-l ls4E-<PlPlUl HUlI1lPH ~HtllO.-l PlC9::;:UPl l>l,l1lP .0: UI PI U r1 U ..J 0( 1: 1'1 0( III 0: '" "':. ;!, "'1'10 Z a: III - wt-mt j (/) = . ..........)( <( - :> 0 Q. . z m . c..J " g3o~ :> ' Gl :> 0 Q. Ul iN tt hi a: ... ~ hi 1: hi " ~ ~ ~~ ~~ ~If ,f~ ~-.:-:; \ - .- - - - - " - - - - - - - - - - - - - - - - 0, I." ~\l N '" (') I~) -~ " . ~4.." ft) .. ISl I" .... " i"~ . - ,r,~ I , , . ~ . . .' . " . ~ , '. -...' ~"' t · , ,. , ,< ~"" ., I r' ~ . 't\ ,j . ;" f,".\ . I " ..~ -, . J " >, ~' ~ , ~. . 'f ._.-- ,.-_1 -~ --7-~.;;N. _~~ "1'-:...~. i . " , ':,\ .' " .t__., I ,r'.f. ( .' ~~ ~~ :$- ~. ~~ ., ~ . , ".. ~'" .r F , )- , '. n . ,j . f . f ;.., " . ! ' . , .' , t:J~ '~~ -I " \ .. ~' >, . .- .-$ ," -r~'----' .:-.-;",AI' -~ ., -- , . r > . i . . -r~' Roc' I", .,: of . "IJ '91 JUil 17 m 1 :59 GIl,;,: CUfi,,- , 11ft " d~ ~i: .J D:: <l: Q) lzl J: ~ :E <l: 'M ~ 0: 6- 1'1 ~ l(l S III U z ti ';' lzl i .9 Ul . H w~i8 ~ . r.- < 0 .J" - .c r.-~~ 0 t<I ...J 1II:~ u o 9' t<I r.- oe( !i" ~ I a ~ ...t D::r.-< 0 zg . ;I, lzlOUl ci ~ Id ;;. .c E-olzltJ E-o o ~o~ ~ U Z E-oE-o lzl o OlLlIl . ~< '0 :5: - III :E N ii: D:: E-o:Elzl 0 a: lzlUl Ul D:: Ii < .... lzllzl< E-o :t ~ :I: Hlzl Ul W Q) E-olzlD::U Z ... D Z:I:<lzl H W 0 HE-o:EO w D:: l! .. ~. '. to. ... . . . - . , ~1 '\1i .,," "~.~ :,} ,~.\' IN THE MATIER OF THE EST ATE OF MARIE M. CASAZZA, DECEASED IN TIlE COURT OF COMMON PLEAS CUMBERLAND COUNTY, I'ENNSYL VANIA NO. 21-96-0784 INSTRUMENT OF DISCLAIMER THIS INSTRUMENT, made this 1LI~ay of June, 1997, by Josephine A. Kennedy (the "Disclaimant"), WITNESSETH: The circwnstances leading up to the exccution of this Instrument are as follows: I. Marie M. Casazza (the "Decedent"). an unmarried woman, died testate on September 21, 1996 and David E. Fritchey duly qualified as executor (the "Executor") of the Decedent's probate estate (the "Estatc"). 2. Artiele THIRD, of the Decedent's Last Will and Testament (the "Will") provides the following benefits from the Estate for the Disclaimant: (b) One-third (1/3) to my sister. Jennie D. Casazza. ifshe survives me. If she does not survive me, her share shall be divided equally between David E. Fritchey, or his designated alternates. and Josephine A. Kennedy, or her designated alternates. (c) One-sixth (1/6) to my sister. Josephine A. Kcnncdy, if shc survivcs mc, othcrwise to Josephine E. Kennedy, or to the then- surviving issue of Josephine E. Kennedy, per stirpes, 3. The Disclaimant understands that David E. Fritchey, in his fiduciary capacity as Attorney-in-Fact for Jennie D. Casazza, intends to disclaim and renounce the one-third (1/3) share of the Estate otherwise passing to Jennie D. Casazza under Paragraph (b) of Article THIRD of the Will, thereby causing an additional one-sixth (l/6) share ofthe Estate (the "Contingent Share") to become ve~tlXl in the Disclttimant. 4. The Disclaimant desires to renounce I\IId disclaim, absolutely and forever, the one-sixth (1/6) share of the Estate distributable to her directly under I'nragraph (c) of Article THIRD of the Will (the "Legacy''), in order to cause such share to pass, by default, to Josephine E. Kennedy. 5. It is the intention and desire oCthe Disclaimnot to nccepl the Contingent Share from Jennie D. Ca5''7.'73, and nothing in this Instrument is intended to modify, diminish or nffecl the Disclaimant's rights under the Will to receive the Contingent Share as a result of any disclaimer made by or on behalf of Jennie D. Casazza. NOW THEREFORE, the Disclaimant, intending to be legally bound, does, for herself, her heirs, personal representatives. successors I\IId assigns, hereby exercise the rights granted to the Disclaimant in Chapter 62 oCthe Pennsylvania Probate. Estates and Fiduciaries Code, 20 Pa.C.S.A. Sections 6201.6207, and hereby disclaims, releases and renounces the Legacy, absolutely and forever, provided, however, that nothing in this Instrument shall modify, diminish or affccl the right, title and interest of the Disclaimanl ill Wid 10 thc Conlingcnl ShlU1:, whcthcr under the Will or otherwise. It is the Disclaimant's intention that this Instrument shall constitute a "qualified disclaimer" by the Disclaimant under Section 2518 of the Internal Revenue Code of 1986. as amended. IN WITNESS WHEREOF. the Disclaiml\llt, intending thnt this Instrument shall be delivered to the Executor nod filed of rccord in the Office oCthe Register of Wi\1s of Cumberland 2 . , .. . V!. County, Pennsylvania, has hereunder set hcr hand and scalto this lnstromcnt on this / / - day ofIune,1997. "Disclaimant" J~--r-L f-J, K~ &.JOSEPHINE A. KENNED 3 COMMONWEALTH OF MASSACHUSETTS : 55. COUNTY OF ESSEX "7t. _ On this, the L.L::dayof ,j 1I,oJ C . 1997, before me, the undersigned officer, personnlly appeared JOSEPHINE A. KENNEDY, known to me (or satisfactorily proven) to be the person whose name is subscribed to the within instrument, and acknowledged that she willingly and voluntarily executed the same, for the purposes expressed therein. IN WITN""S WHEREOF, I""" """""'" ~I c ','r''''' ~~, ,diary P ic /J.-(~I (",,1'-1''', e. pi,......r -v 7j,uh; 1/ 4 R(C:i:, (" ,I ..'1 . ~d:~ w Jutl 17 P12 :00 ~ el(;'; CUI", "l,.;rt ." I i't. ~I: .J c{ QJ p:: J: ril c{ k :t e:: 'M H l'l 50 0<( t(l 8 ..:l III U Z 9l'l~ ril ~ .9 Ul . H ~ i"8!! ~ . rr.. 0<( Q ..J U1:~ ,d rr..~~ 0 N U o 9' N rr.. c{; !; ~ if I ~ k p::rr..o<( 0 =' .-l rilOUl ci ~ CDd ;: ,d Eo<riltj Eo< o ~o!5 ~ U ~Eo< Z o Oo;CD ril :: - " . :t 0<( . Q :t N it p:: Eo<:tril 0 II: Ii < rilUl Ul p:: :t .j.J rilrilO<( Eo< W k :I: Hril Eo<rilp::u Ul ll. QJ Z W JJ z:I:O<(ril H W 0 HEo<:tQ ~ p:: , . .. . . :. f . . , NOW THEREFORE, pursuant to the aulhority granted to lhe Agent by paragraph (h) of that certain General power of Attorney of the Disclaimant, a copy of which is auached herelo as Exhibit "A" and incorporated herein by this reference, the Agenl does, for the Disclaimant, her heirs, personal representatives, successors and assigns, hereby exercise the rights granted to the Disclaimant in Chapter 62 of the Pennsylvania Probate, Eslates and Fiduciaries Code, 20 Pa.C.S.A. Sections 6201-6207, and hereby disclaims, releases and renounces, absolutely and forever, the Legaey, as wen as any and an right, title and interest of the Disclaimant in and to the Estate, whether under the wm or otherwise. It is the Agent's intention that this Instrument shall constitute a "qualified disclaimer" by the Disclaimant under Seclion 2518 ofthe Internal Revenue Code of 1986, as amended. IN WITNESS WHEREOF, and intending to legally bind the Disclaimant hereby, and intending that this Instrument shall be delivered to the Executor and filed of record in the Office of the Register of Wills of Cumberland Counly, Pennsylvania, the Agent has hereunder set his hand and seal to this Instrument on this II ~ day of June, 1997. "Age" t-J^' f nt I,),IIM' '< tness 2 - -Fact GENERAL POWER OF ATTORNEY FOR DISABILITY KNOW ALL PERSONS BY THESE PRESENTS, That I, JENNIE D. CASAZZA, of the Township of Northampton, Bucks County, Pennsylvania, a single person, have made, constituted and appointed, and by these presents do make, constitute and appoint my nephew, DAVID E. FRITCHEY, or, if he is unable or unwilling to serve, do make, constitute and appoint my nephew's wife, C. DENISE FRITCHEY, my true and lawful attorney-in-fact for me and in my name, place and stead: (a) To authorize my admission to a medical, nursing, residential or similar facility, and to enter into agreements for my care; (b) To authorize medical and surgical procedures; (c) To receive, endorse, collect and deposit in my name and for my account checks payable to my order, together with all monies, bills of exchange, drafts, promissory notes and other orders or securities for money payable or belonging to me, and for that purpose to sign my name and endorse the same for deposit or collection; to withdraw for any proper use any and all monies deposited with the depositories now or hereafter having monies belonging to me; and to draw in my name checks, drafts or other orders for the payment of money; (d) To make, execute, endorse, accept, collect and deliver any and all bills of exchange, checks, drafts, notes and trade acceptances; and to pay all sums of money that may here after be owing by me upon any bill of exchange, check, draft, note or trade acceptance, made, executed, endorsed, accepted and delivered by me or for me and in my name by my said attorney-in- fact: (e) To have access to any safety deposit box registered in my name in any bank or trust company, and to deal with the contents thereof as my attorney-in-fact shall deem proper: (f) To sell, mortgage, grant security interests in or otherwise dispose of any real or personal property owned by me upon such terms and conditions as my attorney-in-fact shall deem proper and to execute, acknowledge and deliver any deeds, bills of sale, mortgages, financing statements and security agreements or other documents evidencing a conveyance of said real or personal property to the recipient of the interest therein: (g) To receive on my behalf any gifts, legacies or bequests given to me from any person or persons, individual, corporate or as a fiduciary, and to give proper receipt and releases therefor upon the receipt thereof: (h) To sell, mortgage or hypothecate any and all shares of stocks, bonds or any other securities now or hereafter belonging to me, and to make, execute and deliver any assignment or assignments of any such shares of stocks, bonds or other securities, either absolutely or as collateral security: to purchase for my account any shares of stocks, bonds or other securities for any sum of money or other exchange: and to vote any stock or other securities now or hereafter belonging to me, in person or by proxy, for any purpose including any consolidation or merger of any corporation issuing any stock, 2 bonds or other securities now or hereafter belonging to me, as my attorney-in fact shall deem proper: (i) To disclaim any interest in property, including interests in estates: (j) To renounce fiduciary positions: (k) To make gifts to any donee or class of donees (inclUding any individual attorney-in-fact for disability designated herein or and individual attorney-in-fact for disability that I may hereafter designate for special purposes) in such amounts as shall not exceed, when taken in the aggregate, applicable exclusions or exemption limits, whether annual or otherwise, under Federal lawS for estate and gift taxation: (1) To create a trust for my benefit: to make additions to an existing trust for my benefit: and to withdraw and receive the income or corpus of a trust: (m) To claim an elective share of the estate of my spouse (in the event I should marry), if my spouse predeceases me; (n) To prepare, execute and file estimated, final and amended federal, state and local income, estate and gift and other tax returns and make payments on account thereof in my name, including taxes, interest and penalties: (0) To deal with governmental agencies on my behalf, including, but not limited to, the Internal Revenue service: and (p) To do, execute and perform any other act, deed, matter or thing, of every kind and nature whatsoever, that in the 3 opinion of my said attorney-in-fact, ought to be done, executed or performed, as fully and effectually as I could do if personallY present. This power of Attorney shall become effective upon my disability or incapacity, which may be established for all purposes hereunder by the opinion of a licensed physician who is familiar with my medical condition. prior to the effective date of this power of Attorney, I may from time to time execute one or more special powers of attorney in favor of my attorney-in-fact herein, or in favor of any other person, persons or entity. AND I, JENNIE D. CASAZZA, do hereby ratify and confirm every act whatsoever that my said attorney-in-fact, shall do or cause to be done by virtue of this power of Attorney. IN WITNESS WHEREOF, I have hereunto set my hand and seal this ...,}I.d day of March, 1994. In the presence of: .-!fiA-' ()/ f,$ L A. /C.c .(j Gl-';/o(. CASAZZA ) (SEAL) JB (jl~ (. ~~ ~ )J. J)hl,a;liU.; 4 o~ COMMONWEALTH OF PENNSYLVANIA SS. COUNTY OF BUCKS On this, the ~/~ day of March, 1994, before me, the undersigned officer, personally appeared JENNIE D. CASAZZA, known to me (or satisfactorily proven) to be the person whose name is subscribed to the within instrument, and acknowledged that she executed the same for the purposes therein contained. IN WITNESS WHEREOF, I hereunder set my hand and official seal. /~ utl~ 'Notary Public ~ IS:Dfi"...,'.;e.. ,J , . ,'., I HOllZlnd. &);;/t~ c.:;t ...." ~~Il.t:rl!.~~!~I",'I.:!t__!~ 5 r'k., , ~ \,H . '99 (,Url 2~J f,l1:i '8 CL Cwni, ..'\ . .J il~ ' Ol( f-t N Z c( Q) N W J: ~ Ol( :E ii .... III W g. IR ' Ol( W I'l : III wu D: ~ S III :E;;'; :r: Cl w li~'Q 9 f-t . Ol( z t; ';' ,:E IoII'l8 . fI< f-t ~ ~h ~ .c: ow Z u '~~l~ H W <( ~lC~ Ie ~ 0, I D:O: ::r;: :I' l.'~ ~;i W ci ~g~ ;: .c: ..:l u I .-.-.. f-tfl< f-t o ~o~ ~ .- . - ,. ' 12 f-t o Da:m . ;ioe W == - .. 0: N it ;'~ ,",' W III It WWIIl Ii ~ .... :r:f-t0l( w :t ~ f-tOl(W f-t W Q) '1!j' f-tU Ol( I.L .0 ZIIlW f-t W 0 HWe III w 0: W ~ . . f\ t:""'\ IN THE MATTER OF THE ESTATE OF MARIE M. CASAZZA, DECEASED IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA ORPHANS' COURT DIVISION NO. 21-96-0784 ESTATE SETTI.EMENT AGREEMENT THIS AGREEMENT, made this ~ LI_TH day of () C::1ln:~l'YlB[~ 1998, WITNESSETH: THE CIRCUMSTANCES leading up to the execution of this Agreement are as follows: 1. Marie M. Casazza (the "Decedent"), an unmarried woman, died teslate on September 21,1996, and David E. Fritchey duly qualified with the Register of Wills of Cumberland County, Pennsylvania, as executor (the "Executor") of the Decedent's probate estate -'( j I . I I (the "Estate"). 2. Article THIRD of the Decedent's Last Will and Teslament (the "Will"), provides the following plan of distribution for the residue of the Estate: (a) One-third (113) to my nephew, David E. Fritchey, ifhe survives me, otherwise to his then-surviving issue, per stirpes. (b) One-third (1/3) to my sister, Jennie D. Casazza, ifshe survives me. Ifshe does not survive me, her share shall be divided equally belween David E. Fritchey, or his designated alternates, and Josephine A. Kennedy, or her designated alternates. (e) One-sixth (116) 10 my sister, Josephine A. Kennedy, ifshe survives me, otherwise to Josephine E. Kennedy, or to the then-surviving issue of Josephine E. Kennedy, per stirpes. (d) One-sixth (1/6) to my niece, Josephine E. Kennedy, ifshe survives me, olherwise to her then-surviving issue, per stirpes. 3. By Instrument of Diselaimer, dated June II, 1997, Josephine A, Kennedy disclaimed and renounced, absolutely and forever, any and all of her right, title and interest in r'\ 1":"\ and to the one-sixth (1/6) share ofthe Eslllte distributllble directly to her under Paragraph (c) of Article THIRD of the Will, thereby causing such share to pass, by defllult, to Josephine E. Kennedy. 4. By a separate Instrument of Disclaimer, also dated June II, 1997, Jennie D. Casazza (by David E. Fritchey as her Allomey-in-Fact under the authority conferred upon him by paragraph (h) of thaI certain General Power of Allomey dated March 31, 1994) disclaimed and renounced, absolutely and forever, any and all of her right, title and interest in and to the Estate, whether under the Will or otherwise. Therefore, the one-third (1/3) share of the Estate distributable 10 Jennie D. Casazza under Paragraph (b) of Article THIRD of the Will was divided equally between and added to the shares of David E. Fritehey and Josephine A. Kennedy. 5. As a result ofthe foregoing Disclaimers, the residue of the Estate is properly distributable as follows: to Miss Josephine E, Kennedy, one-third (1/3); to Mrs. Josephine A. Kennedy, one-sixth (1/6); and to Mr. David E. Fritehey, one-half(1/2) (colleclively,the "Beneficiaries"). The Beneficiaries now desire the Executor to sell Ie the Estate infonnally, in order to avoid the expense and delay involved with the fonnal adjudication of a First and Final Account by the Orphans' Court Division of the Court of Common Pleas of Cumberland County, Pennsylvania (the "Court"). 6. On or about April of 1993, lhe Decedent suffered a disabling brainstem stroke. From approximately that time until the Decedent's death, her legal and finllncial affairs were managed by David E. Fritchey as her Allomey-in-Fact (the "Allomey") under the authorily granted to him by that certain General Power of Allomey, dated April 23, 1992. Shortly after the Decedent's death on September 21, 1996, the Allomey transferred all of the Dccedent's assets to the Executor. -2- .- ,..... -'........-->1"-.' ..~. ... r"\ 7. The Attorney has prepared a Firsl and Final Account (lhe "POA Account"), a copy of which is attached hcrcto as Exhibit A and is incorporaled hcrein by this reference. The Executor has sirnilarly prepared a First and Final Account (the "Estate Account"), a copy of which is attached hereto as Exhibit B and is incorporaled herein by lhis reference. 8. The Beneficiaries desire to forever settle and compromise any and all claims and rights which they may possess, now or hereafter, in the Estate and to confinn their acceplance of the POA Account and the Estate Account. 9. The Beneficiaries wish 10 release the Executor and the Attorney and to indemnify the Exeeutor and the Attorney against any and all claims that may be asserted against all or any ofthe Estate, the Exeeutor or the Attorney after the date hereof. 10. The Executor and the Attorney are wi\1ing to settle the Estate infonnally in eonsideration of the indemnifications hereinafter provided by the Beneficiaries, The Executor has prepared a Schedule of Distribution (the "Schedule"), which is attached hereto as Exhibit C and is incorporated herein by this reference. The Beneficiaries desire to accept the amounts set forth on the Schedule, in full satisfaction of their respective entitlements under the Will, 11. The Executor has not yet liquidated the municipal bonds listed on the Schedule. As soon as those sales have been completed the Executor intends to distribute the net cash proceeds to the Beneficiaries in their respective percentages of interest. The Beneficiaries approve ofthis approach and acknowledge that the nelliquidation proceeds wi\1 necessarily vary from the fiducial)' values stated on the Schedule. NOW, THEREFORE, in consideration ofthe foregoing and intending to be legally bound, jointly and severally, the Beneficiaries, for themselves, their heirs, personal representatives, successors, and assigns: -3- t'""\ C'. A. Represent and warrant that they have read and understand this Agreement and eonfinn that the facts set forth above arc true and correct, to the best of their knowledge, infom1ation and belief. B. Acknowledge receipt ofa copy of the POA Account and the Estate Account, as well as a copy of the Schedule. C. Declare that they have had the opportunity to review the POA Account and the Estate Account and based upon an examination (or on their decision not to make such an examination), they are satisfied that they have sufficient infonnation to make an infonned waiver of their right to a fonnal accounting with the Court, and do hereby waive the filing and auditing of the same. D. Accept the POA Account and the Estate Account, examined or not, as if the same had been duly filed with and audited, adjudicated and confinned absolutely by the Court. E, Approve, in advance, the Executor's sale ofthe municipal bonds listed on the Schedule and agree to accept their respective pro-rata shares ofthe net proceeds ofsueh liquidation in full satisfaction of their rights in such municipal bonds. F. Acknowledge that the distributive share or amount specified in the Schedule shall be in full satisfaction of their respective entitlements under the Will. G. Confinn that during the Decedent's lifetime all of the Decedent's tangible personal property was either sold or distributed to their satisfaction and that they therefore release, remise and discharge the Estate, the Executor and Ihe Attorney with respeet to the disposition of the same. H. Release, remise, quitclaim and forever diseharge the Executor and the Attorney, including his heirs, personal representalives, successors and assigns, from and against all claims that they as residuary legatees and heirs had, now have or may in the future have in connection with the Estate. I. Agree to refund, on demand, all or any part of the aforesaid distribution, which has been detennined by the Executor, or by the Court, or by any court of competent jurisdiction to have been improperly made. J. Agree to indemnify and hold hannless the Executor and the Attorney, including his heirs, personal representalives, successors and assigns, from and against any and all claims, loss, liability or damage (whether or not -4- I) ,"'"" related to the negligence oflhc Attorney and/or lhe Executor) that rnay hereafter be asserted against the Estate or against the Executor or against the Attorney. K. Consent to the Court exercising personal jurisdiction over them in any suit or action arising out of the enforcement oflhis Agreement. IN WITNESS WHEREOF, the Beneficiaries have placed their hands and seals on the attached Consents to Estate Settlement Agreement. -5- -,'''''~"~ ,-.", . f\ 1""'\ CONSENT TO EST A TE SPTTI,EMENT AGR EEMENT I, DAVID E. FRITCHEY. hereby consent to and join in the Estate SeUlement Agrcement relating to the Estate of Mane M. Casazza, a copy of which Estate Seulement Agreement, including Exhibits A, Band C aUached thereto, has been providcd to me. D{JhI.~H0~ COMMONWEALTH OF PENNSYLVANIA: : SS. CITY AND COUNTY OF PHILADELPHIA : 'I On this, the /1 d, day of.1;.pivr1J..:t.. , 1998, before me, the undersigned , officer, persona\1y appeared DAVID E. FRlTCHEY, known to me (or satisfactorily proven) to be the person whose name is subscribed to the within instrument, and acknowledged that he executed the same for the purposes therein contained. IN WITNESS WHEREOF, I hereunder set my hand and official seal. Notary, Nolorl,l Seal J-JYCO V Day,llol';r Public Ptt)(ad~'fhiO. p:,,~~dl~I.'hll;) Co'..'ff.V ~,Cctrr.aU,OIl 1:.",""0' ~1>,,1 \~, \~"1 -. ~ .~",....."--",,,llIlb<* ,w.. JJ VV _",~,_",_'H'~'_ '" ! i . ~ I n * . ~ ~ ~ . @ ~ .V':-. FlltST ANI) FINAl. ACCOUNT OIl I)II\'hl E. \lUehey, Atlorney.ln.Fllet for MAIUE M. CASAZZA, I>ecensed Dllte of \llduclllry'. nrat recelllt of fllllds AecollllthlK Stilted for the I'erlod: 28-Apr-93 28-Apr-93 20-Sep-96 I'urpose of Accollnll The Atlorney-In-Flletoffers this account to acquaint interestcd parties with the trllnsllcllons thllt hllve ocellrred during his IIdminlstration of the funds. It Is 1IIIIIortllntthlltthe lIecount be cllrefully examined. Requests for additional information or llllestlons or objections clln be discussed with: Itobert R. Church, Esq. Keefer, Wood, Allen & Rahal, LLP 210 Walnut, P. O. Box 11963 Harrisburg, PA 17108-1963 (717) 255-8059 WISll A . ,,--, Summary of Account (As Revised 11-5-98) Page Prin"ipal Receipts Net Gain on Sales or Other Disposition 7 15 Less Disbursements: Administration Expenses ~ 33 $ (450,816.211 Balance Before Distributions Distributions to Beneficiaries 34 Principal Balance on Hand 35 For Information: Investments Made 41 Changes in Investment Holdings 44 Incnmp- Receipts Sales or Other Distributions 65 Less Disbursements: 69 Balance Before Distributions Distributions to Beneficiaries 70 Income Balance on Hand 71 Combined Balance on Hand For Information: Investments Made 72 Changes in Investment Holdings 72 - 1 - $ 1,844,882.04 4,282. :n $ 1,849,164.37 1450,816.21) $ 1,398,348.16 1467,285.6]) S 931.062.55 $ 21,810.08 0.00 21,810.08 o 00 $ $ 21,810.08 (21,810.08) 0.00 s 9~1.06?.SS Pill' v.~ IIw .......--- -~ 10.000 10.000 10.000 10.000 15.000 15.000 20.000 25.000 5.000 Page 1 I""'\. t.:"'\ Receipts of Principal Ansets Received by the Trustee as of April 20. 1993. Date of Inception of Trust. !!.~ndJ]J Debentures. T-bills $10.000 Beaver County PA Industrial Development Authority Revenue Bond 10.75% due 11/15/15 $ Inventory Value 04/20/93 11,970.49 $10.000 Chester Upland School District Bond 5.7% due 12/15/93 10.000.00 $10.000 Huntington County PA Hospital Authority revenue Bond 6.6% due 10/01/95 9.999.83 $10.000 New Castle Area Hospital Authority Revenue Refunding Bond Ser. A of 1985 9% due 7/1/98 10,000.00 $15,000 Northeastern PA Hospital Authority Revenue bond 8.5% due 12/15/94 15.381. 25 $15,000 Township of East Pennsboro PA General Obligation Bond 9.05% due 3/1/94 15,000.00 $20.000 Montgomery County PA Hospital Authority Revenue Bond, Ser. A of 1964 7.25% due 6/1/15 20.000.00 $25,000 Warren PA Leased Housing Revenue Bond 5.4% due 6/1/93 25,000.00 $5.000 The Hospitals and Higher Education Facilities Authority of Philadelphia 7.25% due 7/1/14 4.920.83 (7) No. of Units 50 56 50 5 5 9 10 5 20 5 "......, "......, Receipts of Principal (Continued) Bond Funds Inventory Value 04/28/93 Nuveen Tax Exempt Unit Trust PA Series 89, Semi-Annual $ 5,742.00 Nuveen Tax Exempt Unit Trust PA Series 91, Semi-Annual 6,466.32 Nuveen Tax Free Unit Trust #S-56PA-S 2,252.19 Penn Insured Municipal Income Trust #31 4,935.65 Penn Insured Municipal Income Trust #41 5,134.25 Penn Insured Municipal Income Trust #66 8,819.55 Pennsylvania Insured Municipal Bond Trust Series 1, Quarterly 5,627.66 Pennsylvania Insured Municipal Income Trust Ser. 40 3,969.30 Pennsylvania Insured Municipal Income Trust Ser. 47 16,921.40 Pennsylvania Insured Municipal Bond Trust Series 5, Quarterly 4,720.55 5,761.4360 Prudential Municipal Bond Fund High Yld Ser.: class B 2,698 1,000 500 Page 6 64,182.40 Putnam High Income Government Trust 31,358.86 Putnam High Yield Municipal Trust 10,000.00 Putnam Managed Municipal Income Trust 5,000.00 5 The First Trust of Insured Municipal Bonds Ser. 2 Units First Tr Insd Muni #105 2,264 .05 3,686.50 5 (12) No. of Units -- 6 20 5 5 5 5 12 5 .--.. t""'\ Receipts of principal (continued) Inventory Value 04/28/93 Bond Funds Units First Tr Insd Muni U123S BD $ Units First Tr Insd Muni Bd U153S 2,918.28 19,977.80 1,759.00 Units Kemper TE Incm Tr U22S Units Kemper TE Income Tr U23Q Units Kemper Tax Exempt Incm TrU35M Units Kemper Te Inc. U53 Units Kemper Te Insd Incm #A-17S Tr 1,332.45 1,806.55 2,437.14 9,514.64 Van Kampen Merritt Insured Municipal Income Trust Ser. 150 5,362.60 5 Van Kampen Merritt Insured Municipal income Trust Ser. 132 3,010.85 4 Van Kampen Merritt Insured Municipal Income Trust PA Ser. 19 1,195.60 6 Van Kampen Merritt Insured Municipal Income Trust PA Ser. 57 3,750.73 6 Van Kampen Merritt Insured Municipal Income Trust Ser. 74 2,046.96 1,695.3540 Van Kampen Merritt Limited Term High Income Trust Page 7 17,820.02 Total Bond Funds $ 365,150.80 $ 1,823,071.96 Total Inventory Receipts subsequent to Inventory 11/15/93 PNC Bank, checking account #5140103939 $ 588.32 (13) Par Value 5,000 5,000 10,000 25,000 3,000 25,000 10,000 25,000 15,000 50,000 25,000 50,000 30,000 25,000 40,000 30,000 Page 1 r-., Total Balance on Hand Inventory Value Bonds, Debentures, T-bills I\llegheny Cnty PI\ !Iosp. Dev I\uth Rev St. Margarets NU1'Sg Hme $ 5,000.00 5,107.12 10,000.00 24,941.50 3,000.00 26,596.13 10,000.00 27,423.25 15,000.00 49,866.75 25,214.35 49,926.78 30,238.96 25,000.00 41,500.00 32,700.00 Berks County PI\ Mun Auth Rev Sr. Mrg Pheobe Berks Hlth Ctr Butler Co, PA Rfdg Ser A FGIC Insd Harrisburg PA G/O UIT AMBAC Insd. OID Jefferson Bank Philadelphia PA Sub Debs Lancaster City PA sch Dist G/O Ref FGIC Insd. Lancaster-Lebanon PA Jt Auth Lease Rev Inter Unit #13 Lehigh County PA GPH/B Northern Lehigh PA Jt Sch Auth Rev MBIA Pennsylvania Industrial Dev Auth ECO Dev Rev AMBAC Insd Bk Pennsylvania Intergvrnmtl Coop Au SPL Tax Rv philadelphia Pennsylvania State G/O 2nd Ser Rfdf &projs MBIA Pennsylvania State Turnpike Commn Tpk Rev Ser A Pennyslvania State Turnpike Commn Tpk Rev Ser K Wilson School District Berks Cnty PA Ser B York County Hospital Authority Hosp Rev York Hosp (2) No. of Shal"eS 100 400 900 400 90 1,000 1,000 426 800 400 300 400 4,800 1,350 1,104 1,000 1,000 300 1,000 t"""\ .~ Total Balance on Hand (Continued) Stocks 1\'1'&'1' Corp. Atlantic Richfield Co. Baltimore Gas & Electric Bell Atlantic Corp. BellSouth Corp. Blackrock Income Trust Inc. Bowne & Co., Inc. CSX Corporation Consolidated Edison Co. Consolidated Natural Gas Co. Exxon corporation General Electric Co. Hershey Foods Corp., common Lockheed Martin corporation Merrill Lynch Capital Fund A P P & L Resources Inc. PECO Energy Co. Potomac Electric Power Co. Preferred Income Fund, Inc. 4,030.9680 prudential Government Income Fund Class A 3,528.3280 Prudential Multi Sector Fund: Class A 500 Sears Roebuck & Co. 500 Southern New England Telecommunications Corp. Page 2 (3 ) Inventory Value $ 3,107.10 2,062.88 8,475.00 18,396.43 621.43 8,875.00 8,816.45 1,677.81 4,675.00 15,050.00 19,462.50 21,425.00 6,299.50 7,654.00 16,015.40 10,625.00 20,653.96 9,450.00 13,750.00 34,318.21 29,910.00 13,250.88 18,527.70 No. of shares 218 240 144 No. of Units 5 7 20 20 10 20 20 50 97 Page 3 . _. . --'--"-"--- " - ,........, Total Balance on Iland (Cont inucd) Inventory Value Stocks $ 1,214.95 Sun, Inc. usx-U.S. Steel 4,574.45 0.00 Val spar corporation Cash principal Cash Checking/Savinqs Accounts Mid Penn Bank, Certificate of Deposit #301074831 (interest for POA period of time is included in Cash amount) 157,006.07 21,471.80 Bond Funds Kemper Tax Exempt Income Trust Ser. 46 1,671.25 Municipal Investment Trust PA Series 10 3,737.75 Municipal Investment Trust PA Series 13 15,845.40 Municipal Investment Trust PA Series 7S 15,158.80 Municipal Investment Trust PA Ser. 71 (held in Janney Acc.) 10,495.80 Municipal Securities Trust High Income Series 11 18,367.70 Municipal Securities Trust #49-S Desc 10,629.80 6 Municipal Securities Trust PA Series 38, Monthly Nuveen Tax Exe Ut Tr #139S Insd Penn Tr 5,504.50 6,340.68 Nuveen Tax Exempt Unit Trust PA Series 132 6,540.33 (4) No. of Units 64 105 142 43 50 56 50 10 ~ 1""\ Total Balance on Hand (Continued) Inventory Value Bond Funds Nuveen Tax Exempt Unit Trust National Series 171, Quarterly Nuveen Tax Exempt Unit Trust National Series 228, Semi-Annual $ 2,457.96 4,430.61 Nuveen Tax Exempt Unit Trust PA Series 57, Semi-Annual 2,065.78 Nuveen Tax Exempt Unit Trust National Series 7, Monthly 4,870.97 Nuveen Tax Exempt Unit Trust PA Series 89, Semi-Annual 5,742.00 Nuveen Tax Exempt Unit Trust PA Series 91, Semi-Annual 6,466.32 Nuveen Tax Free Unit Trust #S-56PA-S 2,252.19 9 Penn Insured Municipal Income Trust #66 3,149.10 Pennsylvania Insured Municipal Bond Trust Series 1, Quarterly 5,627.66 5 Pennsylvania Insured Municipal Bond Trust Series 5, Quarterly 4,720.55 2,189.3340 Prudential Municipal Bond Fund High Yld Ser.: Class B 4,901.4400 prudential Municipal Bond Fund High Yld Ser. Class A 1,000 putnam High Yield Municipal Trust 5 The First Trust of Insured Municipal Bonds Ser. 2 5 Units First Tr Insd Muni #105 6 Units First Tr Insd Muni #123S BD Page 4 24,266.64 52,209.48 10,000.00 3,686.50 2,264.05 2,918.28 (5) .~ ~ "otal Balance on Hand (Continued) No. of Inventory Units Bond Funds Value 20 Units First Tr Insd Muni Bd U1535 $ 19,977.80 5 Units Kemper TE Incm Tr 11225 1,759.00 5 Units Kemper TE Income Tr 1123Q 1,332.45 5 Units Kemper Tax Exempt Incm TrU35M 1,806.55 5 Units Kemper Te Inc. U53 2,437.14 12 Units Kemper Te Insd Incm UA-175 Tr 9,514.64 Total $ 1,127,129.04 --------------- --------------- Page 5 (6) r'1 r'\ Receipts of Principal (continued) Inventory Value Receipts Subsequent to Inventory 09/01/96 prudential Moneymart Total subsequent Receipts Total Receipts of Principal $ 21,221. 76 $ 21,810.08 $ 1,844,882.04 =============== Page 8 (14) I) Gains and Losses on Sales or Other Dispositions Date Description Net Gain Net Loss 04/28/93 Sale: 667 Shs. Alliance World Dollar Government Fund, Inc. Inventoried @ $ Net Proceeds 10,442.24 10,437.90 $ 4.34 05/15/93 Ret of Principal: o Unit Pennsylvania Insured Income Trust Ser. 47 Net Proceeds $ Carried at 2,860.00 2,860.00 Municipal 05/15/93 Ret of Principal: o Unit Pennsylvania Insured Income Trust Ser. 40 Net Proceeds $ Carried at 74.95 74.95 Municipal 05/15/93 Ret of Principal: o Unit Van Kampen Merritt Insured Municipal income Trust Ser. 132 Net proceeds $ 66.52 Carried at 66.52 05/15/93 Ret of principal: o Unit Van Kampen Merritt Insured Municipal income Trust Ser. 132 Net Proceeds $ 73.65 Carried at 73.65 05/15/93 Ret of Principal: o Unit Penn Insured Municipal Income Trust #31 Net Proceeds $ 26.22 Carried at 26.22 06/15/93 Ret of principal: o Unit Pennsylvania Insured Municipal Income Trust Ser. 47 Net Proceeds $ 327.00 Carried at 327.00 Page 1 (15) 1'""'\ 1'"'\ Gains and Losses on Sales or Other Dispositions (Continued) Date Description Net Gain Net Loss 08/03/93 Sale: 08/16/93 1,009 Units Van Kampen Merritt Limited Term High Income Trust Inventoried @ $ 10,595.59 Net Proceeds 9,922.94 Ret of Principal: o Unit Pennsylvania Insured Income Trust Ser. 47 Net Proceeds $ Carried at $ 672.65 Municipal 1,538.00 1,538.00 08/16/93 Ret of Principal: o Unit Pennsylvania Insured Income Trust Ser. 40 Net Proceeds $ Carried at 1,068.00 1,068.00 Municipal 08/16/93 Ret of Principal: o Unit Penn Insured Municipal Income Trust #31 Net Proceeds $ 307.70 Carried at 307.70 08/16/93 Ret of Principal: o Unit Penn Insured Municipal Income Trust #41 Net Proceeds $ 450.95 Carried at 450.95 09/08/93 Sale: 1,695 Units Putnam High Income Government Trust Inventoried @ $ 19,700.99 Net Proceeds 15,780.45 3,920.54 09/08/93 Redemption: 25,000 Par $25,000 Warren PA Leased Housing Revenue Bond 5.4% due 6/1/93 Net Proceeds $ 25,000.00 Carried at 25,000.00 Page 3 (17) 1"""\, .......... Gains and Losses on Sales or Other Dispositions (Continued) Date Descript ion Net Gain Net Loss 09/15/93 Redemption: 100 shs. Penn Power & Light, $8.00 Preferred Net Proceeds $ 10,100.00 Inventoried @ 10,000.00 09/15/93 Ret of Principal: o Unit Van Kampen Merritt Insured Municipal income Trust Ser. 132 Net Proceeds $ 162.55 Carried at 162.55 $ 100.00 09/15/93 Ret of Principal: o Unit Penn Insured Municipal Income Trust #41 Net Proceeds $ 534.85 Carried at 534.85 09/15/93 Ret of Principal: o Unit Van Kampen Merritt Insured Municipal Income Trust Ser. 74 Net Proceeds $ 137.16 Carried at 137.16 09/16/93 Ret of Principal: o Unit Penn Insured Municipal Income Trust #31 Net Proceeds $ 684.20 Carried at 684.20 09/17/93 Sale: 0.3230 Units Van Kampen Merritt Limited Term High Income Trust Inventoried @ $ 3.39 Net Proceeds 3.35 $ 0.04 10/15/93 Ret of Principal: o Unit Penn Insured Municipal Income Trust #31 Net Proceeds $ 74.00 Carried at 74 .00 Page 4 (l8l .,.-..., Gains and Losses on Sales or Other Dispositions (Continued) Date Description Net Gain Net Loss 12/28/93 Sale: 0.8962 Units Van Kampen Merritt Limited Term High Income Trust Inventoried @ $ 9.41 Net Proceeds 8.28 12/31/93 Sale: 150 shs. Detroit Ed Co. Net Proceeds $ 4,668.58 Inventoried @ 2,550.00 12/31/93 Sale: 600 shs. PECO Energy Co. Net Proceeds $ 17,924.40 Inventoried @ 12,392.38 12/31/93 Sale: 77 Shs. PECO Energy Co. Net Proceeds $ 2,300.30 Inventoried @ 1,590.36 $ 1.13 $ 2,118.58 5,532.02 709.94 12/31/93 Sale: 124.9120 Units Van Kampen Merritt Limited Term High Income Trust Inventoried @ $ Net Proceeds 1,311.57 1,202.03 109.54 12/31/93 Sale: 617.0880 Units Van Kampen Merritt Limited Term High Income Trust Inventoried @ $ Net Proceeds 6,479.42 5,939.47 539.95 12/31/93 Sale: 500 Putnam Managed Income Trust Net Proceeds Inventoried @ Units Municipal $ 5,499.81 5,000.00 499.81 Page 6 (20) "'"" /'""\ Gains and Losses on Sales or Other Dispositions (Continued) Date Description (Continued from previous page) Net Gain Net 1.oss Van Kampen Merritt Insured Municipal income Trust Ser. 132 Net Proceeds $ 15.85 Carried at 15.85 06/15/94 Ret of Principal: 0 Unit Penn Insured Municipal Income Trust #41 Net Proceeds $ 110.15 Carried at 110.15 06/15/94 Ret of Principal: 0 Unit Penn Insured Municipal Income Trust #66 Net Proceeds $ 344.43 Carried at 344.43 07/04/94 Sale: 40 Shs. Pacific Telesis Group Net Proceeds $ 1,224.95 Inventoried @ 441.22 $ 783.73 07/06/94 Sale: 72 Shs . McWhorter Technologies, Inc. Net Proceeds $ 1,070.96 Inventoried @ 0 . 00 1,070.96 07/06/94 Sale: 40 Shs. AirTouch Communication Net Proceeds $ Inventoried @ 949.96 180.21 769.75 08/15/94 Ret of Principal: o Unit Pennsylvania Insured Income Trust Ser. 47 Net Proceeds $ Carried at Municipal 1,309.60 1,309.60 Page 10 (24) '.' - ~ " .."",,-, - - ' . I ' ", ,~ 1""\ Gains and Losses on Sales or Other Dispositions (Continued) Date Description Net Gain Net Loss 04/17/95 Ret of Principal: o Unit Pennsylvania Insured Income Trust Ser. 47 Net proceeds $ Carried at ,.." Municipal 5,103.80 5,103.80 06/23/95 Exchange: 2,955.0560 shs. Prudential Strategist Fund Class A For 3,528.3280 prudential Multi Class A Net Proceeds $ Carried at Shs. Sector Fund: 29,910.00 29,910.00 07/03/95 Redemption: 10,000 Par $10,000 New Castle Area Hospital Authority Revenue Refunding Bond Ser. A of 1985 9% due 7/1/98 Net proceeds $ 10,000.00 Carried at 10,000.00 07/17/95 Sale: 4 Units Van Kampen Merritt Insured Municipal Income Trust PA Ser. 19 Inventoried @ $ 1,195.60 Net proceeds 577.92 $ 617.68 07/17/95 Ret of principal: o Uni t Penn Insured Municipal Income Trust #66 Net proceeds $ 88.29 Carried at 88.29 07/18/95 Sale: 0.5175 Shs. The Allstate Corporation Sale of fractional share Net proceeds $ 15.36 Inventoried @ 12.70 $ 2.66 Page 14 (28) """ 1"""'\ Gains and Losses on Sales or Other Dispositions (Continued) Date Description Net Gain Net Loss 07/18/95 Spin Off: Sears Roebuck & Co. To 463.5175 Shs. The Allstate Corporation Net Proceeds $ 11,374.12 Carried at 11,374.12 08/15/95 Ret of Principal: o Unit Penn Insured Municipal Trust 1166 Net proceeds $ Carried at Income 1,147.32 1,147.32 10/02/95 Redemption: 10,000 Par $10,000 Huntington County PA Hospital Authority revenue Bond 6.6% due 10/01/95 Net Proceeds $ 10,000.00 Inventoried @ 9,999.83 Ret of principal: o Unit Pennsylvania Insured Income Trust Ser. 47 Net Proceeds $ Carried at $ 0.17 10/16/95 Municipal 3,786.60 3,786.60 11/06/95 Sale: 20 Units Pennsylvania Insured Municipal Income Trust Ser. 47 Net Proceeds $ Inventoried @ 4,483.00 1,996.40 2,486.60 11/15/95 Redemption: 10,000 Par $10,000 Beaver County PA Industrial Development Authority Revenue Bond 10.75% due 11/15/15 Inventoried @ $ 11,978.49 Net Proceeds 10,200.00 $ 1,778.49 Page 15 (29) 1'""\ 1'""\ Gains and Losses on Sales or Other Dispositions (Continued) Date Description Net Gain Net Loss 11/15/95 Ret of Principal: o Unit Van Kampen Merritt Insured Municipal Income Trust Ser. 150 Net Proceeds $ 1/718.60 Carried at 1/718.60 03/14/96 Sale: 463 Shs. The Allstate Corporation Net Proceeds $ 19/040.24 Inventoried @ 11/361.42 $ 7/678.82 04/15/96 Sale: 5 Units Van Kampen Merritt Insured Municipal Income Trust Ser. 150 Inventoried @ $ 1/569.75 Net Proceeds 473.45 $ 1/096.30 05/07/96 Sale: 5 Units Van Kampen Merritt Insured Municipal income Trust Ser. 132 Inventoried @ $ 905.08 Net Proceeds 299.00 606.08 06/03/96 Redemption: 20,000 Par Allegheny Cnty PA Hosp. Dev Auth Rev St. Margarets Nursg Hme Net Proceeds $ 20,000.00 Carried at 20/000.00 06/03/96 Redemption: 20/000 Par Central Dauphin School District General Obligation Bond 7.3% due 6/1/97 Net Proceeds $ 20,000.00 Carried at 20/000.00 Page 16 (30) C(' ..~...~.. "j j ';"4: J d ~l "-:1 "I 1 t~ ~~:~ '( '1 " t! ~ ,-.. ~, Gains and Losses on Sales or Other Dispositions (Continued) Date Descript ion Net Gain Net Loss 06/11/96 Redemption: 20,000 Par $20/000 Montgomery County PA Hospital Authority Revenue Bond, Ser. A of 1964 7.25% due 6/1/15 Net Proceeds $ 20,000.00 Carried at 20/000.00 06/17/96 Sale: 5 Units Investors Municipal Penn Trust Ser. 3 Net Proceeds $ Inventoried @ 2,080.75 1/280.67 $ 800.08 06/17/96 Exchange: 4,845.1980 Units Prudential Municipal Bond Fund High Yld Ser.: Class B For 4/845.1980 Units Prudential Municipal Bond Fund High Yld Ser.: Class A Inventoried @ $ 53/750.95 Net Proceeds 51/601.36 $ 2,149.59 06/20/96 Exchange: 4,845.1980 Units Prudential Municipal Bond Fund High Yld Ser.: Class A For 4,845.1980 Units prudential Municipal Bond High Yld Ser. Class A Net Proceeds $ Carried at Fund 51/601. 36 51/601.36 06/25/96 Ret of Principal: o Unit Penn Insured Municipal Trust #66 Net Proceeds $ Carried at Income 2,073.06 2,073.06 07/09/96 Sale: 40 Shs. Page 17 (31) DISrRMENTS OF PRINCIPAL C- General Disbursements: 1993-4.30 Municipal Securities Trust (check 498,30 dated 6/15/92 retumed by benk; duplicate check Issued 7/30/92) 1995-1-9 Transfp.r to Che':king l\.:count 86,000.00 1995.1.9 Tr3nsfer t~ Checking Account 4,000.00 1993-5-15 Tony Muscalas, lawn care at residence 100.00 1993-5-17 David E. Fritchey, reimbursement 518.00 for clothing and television purchased for Marie M. Casazza 1993-7-28 Consumer Reports, subscription 22.00 renewal 1993.12-12 Attleboro Nursing & 6,965.71 Rehabilitation, nursing home 1993-7-10 Attleboro Nursing & 3,832.50 Rehabilitation, nursing home 1993-8- i Allleboro Nursing & 2,619,50 Rehabilitation. nursing home 1993.9.14 Allleboro Nursing & 6,184,92 Rehabilitation, nursing home 1994.2.2 Attleboro Nursing & 10,973,20 Rehabilitation, nursing home 1994-4.10 " Attleboro Nursing & 8,309.45 Rehabilitation, nursing home 1994-5-8 Attleboro Nursing & 3,n6,47 Rehabilitation, nursing home 1994.7.10 Attleboro Nursing & 4,112,04 Rehabilitation. nursing home 1994-7.22 Attleboro Nursing & 4,092.00 Rehaoilitation, nursing home 1994-8-7 AttJeboro Nursing & 5,665,75 Rehabilitation. nursing home 1 .._---"_.~..... ...,~.~ ,.,- ,-.., r- 1994.9-14 Atlle""ro Nursing & ..,623,17 Rehabilitation, nursing homa 1994.10.16 Attleboro Nursing & 4,672,61 Rehabilitation, nursing homa 1994-11-11 Attleboro Nursing & 4,766,30 Rehabilitation, nursing home 1994.12-13 Atlleboro Nursing & 4,731,55 Rahabllltation, nursing home 1995.1.15 Attleboro Nursing & 5,645,79 Rehabilitation, nursing home 1995.2.12 Attleboro Nursing & 614,17 Rehabilitation, nursing home 1995.3-4 Atlleboro Nursing & 4,367.43 Rehabilitation, nursing home 1995.5-3 Atlleboro Nursing & 4,109,14 Rehabilitation, nursing home 1995-6-4 Atlleboro Nursing & 4,472.46 Rehabilitation, nursing home 1995-6-4 Atlleboro Nursing & 4,232.41 Rehabilitation, nursing home 1995.7.13 Atlleboro Nursing & 4,431.01 Rehabilitation, nursing home 1995.6.7 Attleboro Nursing & 4,462,15 Rehabilitation, nursing home 1995.9.9 Atlleboro Nursing & 4,477,61 Rehabilitation, nursing home 1995.10.14 Atlleboro Nursing & 4,756,30 Rehabilitation, nursing home 1995.11-10 Atlleboro Nursing & 4,716.43 Rehabilitation, nursing home 1995.12.9 Atlleboro Nursing & 593,60 Rehabilitation, nursing home 1996.1.12 Attleboro Nursing & 1,064,00 Rehabilitation, nursing home 2 1""\ .-' 1996-2-11 AtlleL.vro Nursing & -<,662,00 Rehabilitation, nursing home 1996.3-10 AllIeboro Nursing & 2,676,00 Rehabilitation, nursing home 1996-4-5 Attleboro Nursing & 9,211.19 Rehabilitation, nursing home 1996-5-5 Atlleboro Nursing & 2,135,25 Rehabilitation, nursing home 1996-6-13 Attleboro Nursing & 1,067,26 Rehabilitation, nursing home 1996-7-13 AllIeboro Nursing & 4,467,66 Rehabilitation, nursing home 1996-6-10 Attleboro Nursing & 5,261,10 Rehabilitation, nursing home 1996-9-12 Attleboro Nursing & 5,695,51 Rehabilitation, nursing home 1993-4-30 Borough of New Cumberland, 146,02 sewer and trash 1993-5-17 Borough of New Cumberland, 47,60 sewer and trash 1993-9-2 Borough of New Cumberland, 49,96 sewer and trash 1993-12-22 Borough of New Cumberland, 49,96 sewer and trash 1994-3-13 Borough of New Cumberland, 51.67 sewer and trash 1994-6-17 Borough of New Cumberland, 51.67 sewer and trash 1994-6-16 Borough of New Cumberland, 49.40 sewer and trash 1994-11-11 Borough of New Cumberland, 49.40 sewer and trash 1995-2-16 Borough of New Cumberland, 49,40 sewer and trash 3 1"'"'\ 1995-5-9 BoroLollh of New Cumberland, 136,65 sewer and trash 1995.8.12 Borough of New Cumberland, 49.40 sewer and trash 1993-4.30 Bell of PA, telephone service 27,56 1993.5-17 Bell of PA, telephone service 43,50 1993-7-28 Bell of PA, telephone service 26,29 1993-9-2 Bell of PA, telephone service 38,28 1993-12-22 Bell of PA, telephone service 22,15 1994-3-13 Bell of PA, telephone service 24,18 1994-3-24 Bell of PA, telephone service 12,09 1994-6-17 Bell of PA, telephone service 36,55 1994-8-18 Bell of PA, telephone service 27.41 1994-9-25 Bell of PA, telephone service 13,47 1994-11-11 Bell of PA, telephone service 24,26 1994-12-30 Bell of PA, telephone service 12,13 1995-2-16 Bell of PA, telephone service 24,26 1995-3-14 Bell of PA, telephone service 12,13 1995-5-9 Bell of PA, telephone service 24,26 1995-6-9 Bell of PA, telephone service 12,13 1995-8-12 Bell of PA, telephone service 25,26 1995-10-14 Bell of PA, telephone service 14,49 1993-10-28 Brockie Medical Supply, 442,26 medical supplies 1994-5-8 Brockie Medical Supply, 146,00 medical supplies 1996-4-17 Brockie Medical Supply, 100,00 medical supplies 4 ,~ ~ 1993-4-30 CCNB Bank, bank fee 10,00 1993-4-30 CCNB Bank, bank fee 5,00 1993.5.14 CCNB Bank, service charge 2,00 1993.5.24 CCNB Bank, check printing 3,00 charge 1993-6.11 CCNB Bank, service charge 2,00 1993-7-16 CCNB Bank, service charge 2,00 1993-7-28 CCNB Bank, safe deposit box 20,08 rental 1994-5-8 John M. Fanezly, D,P,M" 34,77 medical care 1995-5-3 Foremost Insurance Company, 318,50 homeowners' Insurance 1995-6-4 Foremost Insurance Company, 303,50 homeowners' Insurance 1995.8-15 Foremost Insurance Company, 303,50 homeowners' Insurance 1993-5-17 Franciscan Mission Assoc,, 25,00 charitable contribution 1994-8-18 Franciscan Mission Assoc" 21.00 charitable contribution 1995-3-14 Franciscan Mission Assoc" 50,00 charitable contribution 1996-4-5 Franciscan Mission Assoc" 50,00 charitable contribution 1996-8-17 Franciscan Mission Assoc., 50,00 charitable contribution 1993-5-2 David E. Fritchey, reimbursement 386,00 for clothing and personal Items for Marie M, Casassa 1993-7-26 David E, Fritchey, reimbursement 58,00 for personal products for Marie M, Casazza 5 , " ~ t"'\ 1993-10-30 Delaware Valley Medical 63.40 Center, medical 1994-3-3 General Accident Insurance, 184.00 homeowners' Insurance 1995-2-16 General Accident Insurance, 188,00 homeowners' insurance 1993-11-4 Granada Hospital Group, Inc" 4,15 medical 1996-8-17 Holy Spirit Hospital, medical 89,04 1993-4-30 Kemper Municipal Income Trust, 2,005,17 check retumed by bank (duplicate previously issued and cashed) 1993-5-17 Keystone 011, fuel service 303,55 1993-7-28 Keystone Oil, fuel service 107,32 1993-9-2 Keystone 011, fuel service 16,49 1993-12-22 Keystone Oil, fuel service 45,61 1993-12-30 Keystone Oil, fuel service 48,42 1994-2-2 Keystone Oil, fuel service 140.46 1994-3-13 Keystone Oil, fuel service 240,84 1994-4-19 Keystone Oil, fuel service 119,93 1994-5-30 Keystone Oil, fuel service 65,29 1994-7-10 Keystone Oil, fuel service 24,85 1994-12-13 Keystone 011, fuel service 87.59 1995-3-4 Keystone Oil, fuel service 205,98 1995-3-4 Keystone Oil, repairs 886,40 1995-5-2 Keystone Oil, fuel service 188,13 1995-6-18 Keystone Oil, fuel service 49,39 1995-8-7 Keystone Oil, repairs 45.15 6 1995-9-23 Kel""""piI, fuel service ( 4.19 1993-9-2 Keefer, Wood, Allen & Rahal, 122,35 disbursements for business luncheon, telephone and telecopier charges, postage and photocopies 1994-4-10 Keefer, Wood, Allen & Rahal. 97,77 disbursements for telephone, postage telecopler, photocopies and reproduction charges through 3/31/94 1995-5-3 Keefer. Wood. Allen & Rahal, 158,04 disbursements for LEXIS, postage. photocopies, telephone and telecopier 1995-11-10 Keefer. Wood, Allen & Rahal, 213.74 disbursements for telephone charges. postage, filing fees, Lexis, and photocopying 1993-10-26 Langstome Emergency Physicians, 34,51 medical 1995-6-16 Fran~is~~n Missionarien ~s~.. 50,00 contribution 1993-8-30 Mobident. P.C,. dental care 350,00 1994-10-26 Mobident. P,C,. dental care 185.00 1995-5-2 Mumma Appliance, repairs 1.819,60 1995-3-27 Mumma Appliance. repairs 1,000,00 1993-4-30 Nuveen Tax Exempt Unit Trusts, 7,070.40 check dated 1/15/93 retumed by bank (duplicate check issued 3/2/93) 1996-8-17 PNC Bank Corporation, safe 20,00 deposit box rental 1993-4-30 Pennsylvania American Water. 20,11 water service at residence 1993-5-17 Pennsylvania American Water. 8.40 water service at residence 1993-i-28 Pennsylvania American 'Nater. 18,52 water service at residence 1993-9-2 Pennsylvania American 'Nater. 27.-11 i ~ ,.,.....~ wale, .service at residence 1993-12-22 Pennsylvania American Water, 15,25 water service at residence 1994.3.13 Pennsylvania American Water, 17,31 water service at residence 1994.3-24 Pennsylvania American Water, 9,14 water service at residence 1994-6-17 Pennsylvania American Water, 26,12 water service at residence 1994.8.18 Pennsylvania American Water, 17,89 water service at residence 1994-9-25 Pennsylvania American Water, 8,25 water service at residence 1994.11-11 Pennsylvania American Water, 18,02 water service at residence 1994-12-30 Pennsylvania American Water, 8,52 water service at residence 1995-2-16 Pennsylvania American Water, 12,00 water service at residence 1995-3-14 Pennsylvania American Water, 227,38 water service at residence 1995-5.9 Pennsylvania American Water, 16,78 water service at residence 1995-6-9 Pennsylvania American Water, 27,00 water service at residence 1995-8-12 Pennsylvania American Water, 22,38 water service at residence 1995-9-27 Pennsylvania American Water, 8,76 water service at residence 1995-10-14 Pennsylvania American Water, 9,24 water service at residence 1994.9-7 Prudential Bache, annual fee 50,00 1995-9-1 Prudential Bache, annual fee 50,00 8 ."'"\ I"'\. 1994-12-29 Philip r<osenderry 400,00 1993-8-27 PNC Bank, Ace\. #51-4010-3936. 10,00 check order charge 1994-11-11 PNC Bank. safe deposit box 20,00 1993-4-30 PP&L. electric service 130,75 1993-5-17 PP&L. electric service 24.43 1993-7-28 PP&L. electric service 23,35 1993-9-2 PP&L. electric service 12,80 1993-12-22 PP&L, electric service 45,52 1994-3-13 PP&L, electric service 21.78 1994-3-24 PP&L, electric service 10,31 1994-6-17 PP&L, electric service 40,51 1994-8-18 PP&L. electric service 23,74 1994-9-25 PP&L, electric service 11,73 1994-11-11 PP&L, electric service 23.43 1994-12-30 PP&L. electric service 12.48 1995-2-16 PP&L, electric service 29,37 1995-3-4 PP&L, electric service 47,73 1995-5-9 PP&L, electric service 88,79 1995-8-12 PP&L, electric service 105,48 1995-9-27 PP&L, electric service 18,70 1995-10-14 PP&L, electric service 9,72 1996-4-17 Proactive Medical, Inc" 660,00 medical supplies 1996-5-11 Proactive Medical, Inc" 900,00 medical supplies 1996-6-12 Proactive Medical. Inc" 930,00 medical supplies 9 .....,.._ .H~'" ~~, .- . -_. " f""'I 1996-7-13 Proactive Medlcal,lnc" 900,00 modlcal supplies 1996-8-10 Proactive Medical, Inc" 930,00 medical supplies 1996-9-12 Proactive Medical, Inc" 930,00 medical supplies 1994-2-12 SI. Mary's Hospital, medical care 158,04 1994-5-8 SI. Mary's Hospital, medical care 351.60 1993-6-9 Shearson Lehman Brothers, 30,00 legal transfer fee 1993-9-8 Smith Barney Shearson, 50,00 municipal bond redemption fee 1993-9-10 Smith Barney Shearson, 50,00 municipal bond redemption fee 1993-10-1 Smith Barney Shearson, fee 3,111.07 1994-1-24 Smith Barney Shearson, fee 3,071.11 1994-4-22 Smith Barney Shearson, fee 2,846,69 1994-7-22 Smith Barney Shearson, fee 2,856,23 1994-10-21 Smith Barney Shearson, fee 2,905,91 1995-1-20 Smith Barney Shearson, fee 2,830,72 1995-4-21 Smith Barney Shearson, fee 2,761.31 1996-1-19 Smith Barney Shearson, fee 3,155,64 1996-7-19 Smith Barney Shearson, fee 3,134,03 1995-7-21 Smith Barney Shearson, fee 2,908,74 1995-10-20 Smith Barney Shearson, fee 3,031,29 1993-5-17 sports Illustrated, 37,80 subscription renewal 1994-6-17 sports Illustrated, 215,82 subscription renewal 10 ~ i~-_ 1996-3-30 Spons Illustrated, 107,91 subscription renewal 1993-12-22 Tony Muscalus, snow 250,00 removalllawn care at residence 1994-6-17 Tony Muscalus, lawn service 300,00 at residence 1994-11-11 Tony Muscalus, lawn service 300,00 1994-12-30 Tony Muscalus, lawn service 200,00 1995-5-11 Nejad Gallery 1,111,09 1994-5-8 University Physicians, medics care 23,12 1995-3-4 University Physicians, medics care 18,71 1994-4-10 Village at Newtown Medical 42,11 Center, medical services 1995-3-15 Village at Newtown Medical 45,00 Center, medical services 1994-8-19 W,S, Miller, deposit for roof 3,500,00 repair 1994-12-13 W,S, Miller, roof repair 10,813,00 1995-6-4 W,S, Miller, repairs to 1,069,00 1995-8-12 W,S, Miller, repairs to 25,000,00 residence due to water damage 1995-9-23 W,S, Miller, repairs to 21,046,54 residence 1994-4-10 Internal Revenue Service, 2,600,00 1993 Form 1040 1993-5-17 Robin Gasperettl, Tax 313,73 Collector, real estate taxes 1993-7-28 Robin Gasperetti, Tax 936,86 Collector, real estate taxes 1994-3-24 Robin Gasperetti, Tax 342,01 Collector, real estate taxes 1994-6-17 Robin Gasperetti, Tax 9,80 11 1'1 .....-. Collector, personal tax 1994.8-18 Robin Gasperettl, Tax 948,61 Collector, 1994 real estate tax 1994-9-14 Robin Gasperetll, Tax 10,00 Collector, personal tax 1995.3-14 Robin Gasperettl, Tax 342,01 Collector, real estate taxes 1995.3-14 Robin Gasperetti, Tax 9,80 Collector, personal tax 1995.8-12 Robin Gaspereltl, Tax 965,19 Collector, real estate taxes 1995.8-12 Robin Gasperettl, Tax 9,80 Collector, personal tax 378,997,27 1993.9.2 Keefer, Wood, Allen & Rahal, 7,747.24 Attorneys' fees 1994-4-10 Keefer, Wood, Allen & Rahal, 6,622,50 Attorneys' fees 1995-5.3 Keefer, Wood, Allen & Rahal, 5,852,50 Attorneys' fees 1995-11-10 Keefer, Wood, Allen & Rahal, 6,720,00 Attorneys' fees 1996-5.5 Keefer, Wood, Allen & Rahal, 5,471.70 Attorneys' fees 32.413,94 Total Disbursements of Principal 411411,21 12 ... ,"""'" ("", Disbursements of Principal Date Paid Amount Paid 09/01/96 Administration Expenses All Principal Disbursements (see "Lotus" accounting) (Paid from different assets) $ 411,411.21 Disbursements of Income 09/20/96 19,615.00 Total Administration Expenses $ $ 431,026.21 431,026.21 Total Principal Disbursements =============== Page 1 (33) r'\ ~ DISTFcIBUTIOtlS OF PRINCIPAL TO BENEFICIARIES 1993.8-9 Jennie D, Casazza, gilt 9,800,00 1993.8.25 Josephine A. Kennedy, gilt 9,800,00 1993-8-9 Francis V, Kennedy, gilt 9,800,00 1993.8-9 Josephine E, Kennedy, gilt 9,800,00 1993.8.9 David E, Frilchey, gilt 9,800,00 1993-8.9 C, Denise Fritchey, gilt 9,800,00 1993.8-11 David E. Frilchey, Cust. PUTMA 9,800,00 tibia Virginia E, Frilchey, gilt 1993.8.11 David E, Fritchey, Cust. PUTMA 9,800,00 tibia Sarah Marie Fritchey, gift 1993.8.11 David E, Fritchey, Cust. PUTMA 9,800,00 tibia Edward L. Fritchey 1994-4.25 C, Denise Fritchey, gift 9,800,00 1994-4.25 David E. Fritchey, gift 9,800,00 1994-4-25 David E, Fritchey, Cust. PUTMA 9,800,00 tlb/o Edward L. Fritchey 1994-4.25 Frances V, Kennedy, gift 9,800,00 1994-4.25 Josephine A. Kennedy, gift 9,800,00 1994-4-25 Josephine E, Kennedy, gift 9,800,00 1994-4-25 David E, Fritchey, Cust. PUTMA 9,800,00 tlb/o Sarah M. Fritchey 1994-4.25 Virginia E. Fritchey, gift 9,800,00 1994-7.13 Jennie d, Casazza, gift 9,800,00 1994-4.27 George School, gift tlb/o 1,000,00 Virginia Frilchey 1994.8-7 George School, tuition 6,750,00 tlb/o Virginia Frilchey 1994.11-5 George School, books and 161.45 supplies tlb/o Virginia Fritchey 1 r-., r\ 1995-6-4 George School, books and 106,57 supplies tibia Virginia Fritchey 1995-6-4 George School, tuition deposit 1,000,00 tibia Virginia Fritchey 1995-8-7 George School, tuition tibia 8,200,00 Virginia E, Fritchey 1995-10-1 George School, books and 196,05 tibia Viglnia Fritchey 1995-11-10 George School, books and 48,11 tibia Viglnla Fritchey 1995-12-4 George School, books and 63,94 tibia Viginla Frltchey 1996-1-4 George School, tuition tibia 4,050,00 Virginia Fritchey 1996-2-1 George School, books and 38 supplies tibia Virginia Fritchey 1996-1-12 C, Denise Frltchey, gift 9,800,00 1996-1-12 David E. Fritchey, gift 9,800,00 1996-1-12 Edward L, Frltchey, gift 9,800,00 1996-1-12 Francis V, Kennedy, gift 9,800,00 1996-1-12 Josephine A. Kennedy, gift 9,800,00 1996-1-12 Josephine E, Kennedy, gift 9,800,00 1996-1-12 Jennie D, Casazza, gift 9,800,00 1996-1-12 Sarah M, Fritchey, gift 9,800,00 1996-1-12 Virginia E, Fritchey, gift 9,800,00 Total Distributions of Principal to Beneficiaries: 286,214,12 2 t) r-, Distributions of Principal to Beneficiaries Distribution Value Var. Beneficiaries 09/20/96 Cash 09/20/96 Cash $ 4,795.00 286,214.12 $ 291,009.12 Total Distributions of Principal to Beneficiaries $ 291,009.12 ::::::===::::::::::::=a=::::::a Page 1 (34) -- ,-. MARIE M. CASAZ2A, POA ACCOUNT Schedule of Additional Principal Disbursements and Dlotrlbutlons November 5, 1998 Disbursements: 1993-4-15 IRS - 1992 Form 4868 8,000,00 1993-4-15 PA Dept. of Revenue - 1,000,00 1992 PA-40 Est. 1993-8-5 PA Dept. of Revenue - 1993 719,00 1993-12-22 New Cumberland Fire Dpt.. 25,00 contribution 1993-12-22 Franciscan Mission Assoc" 20,00 contribution 1993-12-22 St. Teresa Church 100,00 1994-4-10 PA Dept. of Revenue, PA-40 257,00 1994-4-10 IRS - 1994 Form 1040-ES 1,640,00 1994-4-10 PA Dept. of Revenue 401,00 PA40-1994 1994-6-14 IRS - 1994 Form 1040-ES 1,640,00 1994-6-14 PA Dept. of Revenue 401,00 PA 40-1994 1994-9-14 IRS -1994 Form 1040-ES 1,640,00 1994-9-14 PA Dept. of Revenue 401,00 PA 40-1994 1995-1-15 IRS -1994 Form 1040-ES 1,640,00 1995-1-15 PA Dept. of Revenue 401,00 PA 40-1994 1995-6-9 American Lung Assn" 10,00 contribution 1995-8-15 PNC Bank 20,00 1996-1-12 PA Dept. of Revenue 306,00 1996-4-9 PA Dept. of Revenue 193,00 PMO-1996 1996-4-9 PA Dept. of Revenue 976,00 PA-40ESR Subtotal: 19,790,00 t'"', MARIE M. CASAZZA, POA ACCOUNT Schedule o( Additional Principal Dlsbursemenls and Distributions November 5. 1998 Distributions to beneficiaries: 1993-11-12 Twining Village - t/bto 77,400.00 Jennie Casazza 1994-12-13 George School, tibia 57.71 Virginia E. Frilchey 1994-12-29 George School, tibia 4,500.00 Virginia E. Frltchey 1995-1-20 Denise Frllchey, gift 9,800.00 1995-1-20 Virginia E. Fritchey, gift 9,800.00 1995-1-20 Sarah Marie Frltchey, gift 9,800.00 1995-1-20 Edward L. Fritchey, gift 9,800.00 1995-1-20 Francis V. Kennedy, gift 9,800.00 1995-1-20 Josephine A. Kennedy, gift 9,800.00 1995-1-20 Josephine E. Kennedy, gift 9,800.00 1995-1-20 Jennie D. Casazza, gift 9,800.00 1995-2-11 George School (Textbooks 36.07 and Sch. Supplies), tibia Virginia E. Fritchey 1995-11-14 George School Annual Fund, 100 contribution 1996-3-10 Concordia Lan. Village - tibia 355.00 Virginia E. Fritchey 1996-3-10 George School (Textbooks 36.57 and Sch. Supplies), tibia Virginia E. Frltchey 1996-3-30 George School SATIACT 18 1996-3-30 George School (Deposit) 1,000.00 t/b/o Virginia E. Fritchey 1996-4-5 Concordia Lan. Village - t/b/o 1,430.00 Virginia E. Fritchey 1996-6-12 George School 103.14 t/b/o Virginia E. Fritchey 1996-6-12 George School Annual Fund 100 1996-8-13 George School, t/b/o Virginia 12.740.00 Fritchey (1996-97 TUilion) Subtotat: 176.276.49 TOTAL: 196.066.49 r) f\ MARIE M. CASAZZA, POA ACCOUNT Schedule o( Addillonal Princlpat Disbursements and Dlstribullons November 5. 1998 The following items were Incorrectly shown on the original POA account as disbursements of principal to unknown payees, however, these items were actually transfers of principal, as follows: 1995-1-9 Transfer to Checking acc. 86,000.00 4.000.00 1995-1-9 Transfer to Checking acc. 90,000.00 Par Value 5,000 5,000 10,000 25,000 3,000 25,000 10,000 25,000 15,000 50,000 25,000 50,000 30,000 25,000 40,000 30,000 Page 1 r) Principal Balance on !land Inventory Value Bonda, Debentures, T-bills Allegheny Cnty PA HosP. Dev Auth Rev St. Margarets Nursg Hme $ 5,000.00 5,107.12 10,000.00 24,941.50 3,000,00 26,596.13 10,000.00 27,423.25 15,000.00 49,866.75 25,214.35 49,926.78 30,238.96 25,000.00 41,500.00 32,700.00 Berks County PA Mun Auth Rev Sr. Mrg Pheobe Berks Hlth Ctr Butler Co. PA Rfdg Ser A FGIC Insd Harrisburg PA G/O U/T AMBAC Insd. OID Jefferson Bank Philadelphia PA Sub Debs Lancaster City PA sch Dist G/O Ref FGIC Insd. Lancaster-Lebanon PA Jt Auth Lease Rev Inter Unit #13 Lehigh County PA GPH/B Northern Lehigh PA Jt Sch Auth Rev MBIA pennsylvania Industrial Dev Auth ECO Dev Rev AMBAC Insd Bk pennsylvania Intergvrnmtl Coop Au SPL Tax Rv philadelphia pennsylvania State G/O 2nd Ser Rfdf &Projs MBIA pennsylvania State Turnpike Commn Tpk Rev Ser A pennyslvania State Turnpike Commn Tpk Rev Ser K Wilson School District Berks cnty PA Ser B York County Hospital Authority Hosp Rev York Hosp (35) .""" r"\ Principal Balance on Hand (Continued) No. of shares Stocks 100 AT&T Corp. Atlantic Richfield Co. 400 900 Baltimore Gas & Electric 400 Bell Atlantic Corp. BellSouth Corp. 90 1,000 Blackrock Income Trust Inc. 1,000 Bowne & Co., Inc. 426 CSX Corporation Consolidated Edison Co. 800 400 Consolidated Natural Gas Co. 300 Exxon Corporation 400 General Electric Co. 4,800 Hershey Foods Corp., common 1,350 Lockheed Martin Corporation 1,104 Merrill Lynch Capital Fund A 1,000 P P & L Resources Inc. 1,000 PECO Energy Co. 300 Potomac Electric Power Co. 1,000 Preferred Income Fund, Inc. 4,030.9680 Prudential Government Income Fund Class A 3,528.3280 Prudential Multi Sector Fund: Class A 500 Sears Roebuck & Co. 500 Southern New England Telecommunications Corp. Page 2 (36) Inventory Value $ 3,107.10 2,062.88 8,475.00 18,396.43 621.43 8,875.00 8,816.45 1,677.81 4,675.00 15,050.00 19,462.50 21,425.00 6,299.50 7,654.00 16,015.40 10,625.00 20,653.96 9,450.00 13,750.00 34,318.21 29,910.00 13,250.88 18,527.70 No. of shares 218 240 144 No. of Units 5 7 20 20 10 20 20 50 Page 3 , ,-,-,-,,"'-_."<~'''''''''' ......---...-.- r"\ r"\ principal Balance on !land (continued) Inventory Value Stocks $ 1,214.95 Sun, Inc. 4,574.45 usx-u.S. Steel 0.00 Val spar Corporation ~ principal Cash 157,006.07 Checking/savinqs Accounts Mid Penn Bank, Certificate of Deposit #301074831 (interest for POA period of time is included in Cash amount) 21,471.80 Bond Funds Kemper Tax Exempt Income Trust Ser. 46 1,671.25 Municipal Investment Trust PA Series 10 3,737.75 Municipal Investment Trust PA series 13 15,845.40 Municipal Investment Trust PA Series 7S 15,158.80 Municipal Investment Trust PA Ser. 71 (held in Janney Acc.) 10,495.80 Municipal Securities Trust High Income series 11 18,367.70 Municipal Securities Trust #49-S Desc 10,629.80 6 Municipal Securities Trust PA series 38, Monthly Nuveen Tax Exe Ut Tr #139S Insd Penn Tr 5,504.50 6,340.68 (37) ~ f\ Principal Balance on Hand (Continued) No. of Inventory Units Bond Funds Value 6 Units First Tr Insd Muni 11123S BD $ 2,918.28 20 Units First Tr Insd Muni Bd #153S 19,977.80 5 Units Kemper TE Incm Tr 1122S 1,759.00 5 Units Kemper TE Income Tr 1123Q 1,332.45 5 Units Kemper Tax Exempt Incm Trll35M 1,806.55 5 Units Kemper Te Inc. #53 2,437.14 12 Units Kemper Te Insd Incm #A-17S Tr 9,514.64 Total Principal Balance $ 1,127,129.04 --------------- --------------- Page 5 (39) .1""'\ r""" Unpaid Principal Expenses Amount Total Unpaid Principal Expenses $ 0.00 =====aalluaa:zlla.. Page 1 (40) ....-..... f\ Information Schedules - Principal Investments Made Harrisburg PA G/O U/T AMBAC Insd. OID 02/27/95 25,000 Par Lancaster City PA Sch Dist G/O Ref FGIC Insd. 08/05/98 25,000 Par 05/06/94 Pennsylvania Auth ECO Dev 50,000 Industrial Dev Rev AMBAC Insd Ilk Par 08/03/93 Pennsylvania Intergvrnmtl Coop Au SPL Tax Rv philadelphia 25,000 Par Pennsylvania State G/O 2nd Ser Rfdf &Projs MBIA 50,000 Par 06/28/94 04/14/94 04/14/94 Bell Atlantic 300 60 Corp. Shs. shs. Consolidated Natural Gas Co. 05/19/94 400 Shs. Exxon Corporation 03/22/94 300 Shs. General Electric Co. 02/02/94 200 Shs. ITT Corporation New 03/22/94 300 Shs. Preferred Income Fund, Inc. 06/03/96 1,000 Shs. 02/03/95 02/27/95 03/27/95 04/26/95 OS/26/95 06/26/95 07/26/95 08/28/95 09/26/95 Prudential Government Fund Class A 7.1220 Shs. 15.6360 Shs. 20.1200 Shs. 21.3610 Shs. 20.3090 Shs. 20.7560 Shs. 20.1190 shs. 22.1180 Shs. 20.0830 Shs. Income Page 1 (41) ~ $ 24,941. 50 26,596.13 49,866.75 25,214.35 49,926.78 14,812.50 2,962.50 15,050.00 19,462.50 21,425.00 26,400.00 13,750.00 60.32 133.53 173.84 185.41 181.97 188.46 179.46 197.96 180.55 ".:~.,~",-..:.,..,..~~.~.;.'''';'':;''':'' .- ... .__.. r"""t Information Schedules - Principal (continued) ~ Investments Made 10/26/95 11/27/95 12/26/95 12/29/95 01/26/96 02/26/96 03/26/96 04/26/96 OS/23/96 06/26/96 07/26/96 08/26/96 (continued from previous page) 20.2010 Shs. 21.7720 Shs. 19.3680 Shs. 1.9940 shs. 18.6330 Shs. 21.8580 shs. 20.5490 Shs. 22.7480 Shs. 20.4240 shs. 25.9830 Shs. 22.2270 Shs. 22.9080 Shs. 184.23 199.21 179.35 18.54 172.54 199.13 184.12 200.64 179.73 225.27 192.93 199.99 $ Plus prudential Government Fund: Class B 15.6060 Shs. 16.7530 Shs. 13.7810 Shs. 15.3560 shs. 18.8060 Shs. 13.8960 Shs. 15.1990 Shs. 15.0730 Shs. 1.9550 Shs. 12.5840 Shs. 17.6710 Shs. 15.7430 Shs. 14.7650 Shs. 15.5500 Shs. 18.3940 Shs. 17.8480 Shs. 18.9730 Shs. 19.5230 Shs. 18.8400 Shs. 21.1620 shs. 18.5780 Shs. 1. 9110 Shs. 17.3820 Shs. 145.14 157.81 129.27 146.04 178.28 131.32 141.20 140.63 18.14 117.16 160.98 140.27 130.08 135.13 158.92 153.85 163.17 164.97 156.75 176.70 154.57 15.92 144.97 OS/26/93 06/28/93 07/26/93 08/23/93 09/27/93 10/26/93 11/26/93 12/27/93 12/31/93 01/26/94 02/28/94 03/28/94 04/26/94 OS/26/94 06/27/94 07/26/94 08/26/94 09/26/94 10/26/94 11/28/94 12/27/94 12/30/94 01/26/95 Sears Roebuck & Co. 02/17/94 500 Shs. 24,625.00 OS/21/93 06/21/93 07/21/93 08/23/93 09/21/93 Prudential Municipal Bond Fund Hiqh Yld Ser.: Class B 30.4980 Units 31. 2580 Units 29.8240 Units 31. 9620 Units 27.6380 Units 339.14 350.09 336.12 363.09 316.73 Page 2 (42) 1""""1 Information Schedules - Principal (Continued) Investments Made ~ 10/21/93 11/22/93 12/21/93 12/21/93 01/21/94 02/22/94 03/21/94 04/21/94 OS/23/94 06/21/94 07/21/94 08/22/94 09/21/94 10/21/94 11/21/94 12/21/94 12/21/94 01/23/95 02/22/95 03/21/95 04/21/95 OS/22/95 06/21/95 07/21/95 08/21/95 09/21/95 10/23/95 11/21/95 12/21/95 12/21/95 01/22/96 02/21/96 03/21/96 04/22/96 OS/21/96 06/21/96 07/22/96 08/21/96 (Continued from previous page) 28.6470 Units 30.4970 Units 27.0320 Units 3.6770 Units 28.7020 Units 32.6210 Units 27.2980 Units 32.1860 Units 33.1580 Units 30.0670 Units 31.2870 Units 33.3510 Units 32.4460 Units 32.9790 Units 35.8830 Units 33.8710 Units 0.3080 Units 36.9000 Units 36.2070 Units 30.9340 Units 34.9940 Units 34.9160 Units 34.0790 Units 34.6640 Units 35.5330 Units 35.4370 Units 36.2220 Units 33.0720 Units 33.2870 Units 0.7910 Units 34.8160 Units 34.8330 Units 33.7440 Units 37.7210 Units 33.8510 Units 33.8130 Units 11.3280 Units 10.7640 Units $ 330.30 344.01 307.35 1.00 327.20 367.96 300.28 344.71 356.45 324.12 336.65 357.86 344.58 346.61 360.98 349.21 3.18 385.24 385.24 332.23 379.34 379.89 371.12 373.68 380.91 387.68 396.99 364.45 370.15 8.80 390.98 388.04 364.77 404.37 364.57 360.11 122.00 117.01 06/21/96 07/22/96 08/21/96 Prudential Municipal Bond Fund Hiqh Yld Ser. Class A 3.5920 Units 26.9850 Units 25.6650 Units 38.26 290.63 279.23 Page 3 (43) .--, "...... Information Schedules - Principal (Continued) Changes in Investment Holdings Berks County PA Mun Auth Rev Sr. Mrg Pheobe Berks Hlth Ctr 5,000 Par Rec'd. 5,000 Par On Hand 04/28/93 ================ $ $ ~ 5,107.12 5,107.12 ===c=========== Butler Co. PA Rfdg Ser A FGIC Insd 04/28/93 10,000 10,OllO ---------------- ---------------- 04/28/93 06/03/96 ---------------- ---------------- 02/27/95 Harrisburg PA Insd. OID 25,000 25,000 ---------------- ---------------- Jefferson Bank Sub Debs 04/28/93 3,000 3,000 ---------------- ---------------- 08/05/98 Lancaster City Ref FGIC Insd. 25,000 25,000 ---------------- ---------------- Rec'd. On Hand $ $ Par Par 10,000.00 10,000.00 --------------- --------------- Rec'd. Redeemed $ Central Dauphin School District General Obligation Bond 7.3% due 6/1/97 20,000 Par (20,000) Par 20,000.00 (20,000.00) --------------- --------------- G/O U/T AMBAC Par Purchased Par On Hand $ $ 24 ,941. 50 24,941. 50 --------------- --------------- Philadelphia PA Par Rec'd. Par On Hand $ $ PA Sch Dist G/O Par Purchased Par On Hand Lancaster-Lebanon PA Jt Auth Lease Rev Inter Unit #13 04/28/93 10,000 Par Rec'd. 10,000 Par On Hand ================ GPH/B Par Par 04/28/93 Lehigh County PA 25,000 25,000 Rec'd. On Hand ---------------- ---------------- Page 6 (46) 3,000.00 3,000.00 --------------- --------------- $ $ 26,596.13 26,596.13 --------------- --------------- $ $ 10,000.00 10,000.00 --------------- --------------- $ $ 27,423.25 27,423.25 --------------- --------------- 04/28/93 04/13/94 07/06/94 04/28/93 04/28/93 r"\ Information Schedules - Principal (Continued) Changes in Investment Holdings AT&T Corp. 100 100 Shs. shs. ---------------- ---------------- AirTouch Communication 40 Shs. (40) Shs. ---------------- ---------------- Alliance World Dollar Government Fund, Inc. 667 Shs. (667) Shs. ---------------- ---------------- Atlantic Richfield Co. 04/28/93 400 Shs. 400 Shs. 04/28/93 04/28/93 04/14/94 04/14/94 ---------------- ---------------- Baltimore Gas 900 900 Rec'd. On Hand Rec'd. as Spin Off From Pacific Telesis Group Sold Rec'd. Sold Cost $ $ 3,107.10 3,107.10 =============== $ 180.21 (180.21) --------------- --------------- $ 10,442.24 (10,442.24) --------------- --------------- Rec'd. On Hand $ $ 2,062.88 2,062.88 --------------- --------------- & Electric Shs. Rec'd. Shs. On Hand $ $ ---------------- ---------------- Bell Atlantic 40 300 60 400 Corp. Shs. Shs. Shs. Shs. 8,475.00 8,475.00 --------------- --------------- Rec'd. Purchased Purchased On Hand $ $ --------------- --------------- BellSouth Corp. 04/28/93 45 Shs. Rec'd. 11/14/95 45 Shs. 2-for-1 stock split 90 Shs. On Hand -----.----------- ---------------- Blackrock Income Trust Inc. 04/28/93 1,000 Shs. Rec'd. 1,000 Shs. On Hand ---------------- ---------------- Page 8 ---------------- ---------------- $ $ 621. 43 14,812.50 2,962.50 18,396.43 621. 43 0.00 621. 43 --------------- --------------- $ 8,875.00 $ 8,875.00 --------------- --------------- (48) r"\ .'"' Information Schedules - Principal (Continued) Chanqes in Investment Holdinqs Bowne & Co., 04/28/93 1,000 1,000 ---------------- ---------------- 04/28/93 12/28/95 CSX Corporation 213 213 426 ---------------- ---------------- 04/28/93 Consolidated 800 800 ---------------- ---------------- 05/19/94 Consolidated 400 400 Natural Gas Co. Shs. Purchased Shs. On Hand $ $ ---------------- ---------------- DQE, Inc. 200 (200) 04/28/93 04/14/94 ---------------- ---------------- 04/28/93 04/14/94 Delmarva Power 300 (300) ---------------- ---------------- 04/28/93 12/31/93 Detroit Ed Co. 150 (150) ---------------- ---------------- Inc. Shs. Shs. Shs. Shs. Shs. Edison Co. Shs. Shs. Shs. Shs. & Light Shs. Shs. Shs. Shs. 03/22/94 Exxon Corporation 300 Shs. 300 Shs. ---------------- ---------------- General Electric 200 200 200 400 02/02/94 OS/23/94 ---------------- ---------------- Page 9 Co. Shs. Shs. Shs. Shs. Rec'd. On Hand Rec'd. 2-for-1 stock split On Hand $ $ Cost $ $ 8,816.45 8,816.45 --------------- --------------- 1,677.81 0.00 1,677.81 --------------- --------------- Rec'd. On Hand $ $ 4,675.00 4,675.00 --------------- --------------- 15,050.00 15,050.00 --------------- --------------- Rec'd. Sold $ 4,775.00 (4,775.00) --------------- --------------- Rec'd. Sold $ 2,915.62 (2,915.62) --------------- --------------- Rec'd. Sold $ 2,550.00 (2,550.00) --------------- --------------- Purchased On Hand $ $ 19,462.50 19,462.50 --------------- --------------- Purchased On Hand 2-for-1 stock split On Hand $ $ $ 21,425.00 21,425.00 0.00 21,425.00 --------------- --------------- (49) r-. r"\ Information Schedules - Principal (Continued) Chanqes in Investment Holdings 04/28/93 09/19/96 Hershey Foods 2,400 2,400 4,800 ---------------- ---------------- 03/22/94 12/16/94 ITT Corporation 300 (300) ---------------- ---------------- 03/16/95 Lockheed Martin 1,350 1,350 ---------------- ---------------- 04/28/93 10/08/93 03/16/95 Martin-Marietta 675 675 1,350 (1,350) ---------------- ---------------- 05/09/94 07/06/94 ---------------- ---------------- 04/28/93 Merrill Lynch 1,104 1,104 ---------------- ---------------- Nynex 04/28/93 09/23/93 04/14/94 Corp., common Shs. Rec'd. Shs. 2-for-1 stock split Shs. On Hand New Shs. Shs. Purchased Sold $ Cost $ $ 6,299.50 0.00 6,299.50 --------------- --------------- 26,400.00 (26,400.00) --------------- --------------- Corporation Shs. Rec'd. as Exchange For Martin-Marietta Corp. Shs. On Hand Corp. Shs. Shs. Shs. Shs. Capital Shs. Shs. Corporation 20 Shs. 20 Shs. 40 Shs. (40) Shs. ---------------- ---------------- Page 10 $ $ 7,654.00 --------------- --------------- 7,654.00 Rec'd. 2-for-l stock split On Hand Exchanged Result of merger For Lockheed Martin Corporation $ $ 7,654.00 0.00 7,654.00 (7,654.00) --------------- --------------- $ 0.00 --------------- --------------- 0.00 Fund A Rec'd. On Hand $ $ McWhorter Technologies, Inc. 72 Shs. Rec'd. as Spin Off From Val spar Corporation (72) Shs. Sold 16,015.40 16,015.40 --------------- --------------- Rec'd. 2-for-l On Hand Sold stock split $ $ 621.43 0.00 621. 43 (621.43) --------------- --------------- (50) ,-.., t""\ Information Schedules - Principal (Continued) Changes in Investment Holdings 04/28/93 04/14/94 04/14/94 Oryx Enerqy Company 218 Shs. (200) Shs. 18 Shs. (18) Shs . ---------------- ---------------- Rec'd. Sold On Hand Sold p P & L Resources Inc. 04/28/93 1,000 Shs. Rec'd. 1,000 Shs. On Hand ---------------- ---------------- 04/28/93 12/31/93 12/31/93 PECO Energy Co. 1,677 (600) 1,077 (77) 1,000 ---------------- ---------------- Shs. Shs. Shs. Shs. Shs. Rec'd. Sold On Hand Sold On Hand Pacific Telesis Group 04/28/93 40 Shs. Rec'd. 04/13/94 0 Shs. Spin Off To AirTouch Communication 40 Shs. On Hand 07/04/94 (40) Shs. Sold ---------------- ---------------- 04/28/93 09/15/93 Penn Power & Light, $8.00 Preferred 100 Shs. Rec'd. (100) Shs. Redeemed ---------------- ---------------- Potomac Electric 300 300 04/28/93 ---------------- ---------------- 06/03/96 Preferred Income 1,000 1,000 ---------------- ---------------- 04/28/93 08/01/93 Prudential Bache 3,000 (3,000) Page 11 Power Shs. Shs. Fund, Shs. Shs. $ , Cost $ $ 1,214.95 (1,114.63) 100.32 (100.32) =============== $ $ 10,625.00 10,625.00 --------------- --------------- $ 34,636.70 (12,392.38) $ 22,244.32 (1,590.36) $ 20,653.96 --------------- --------------- $ 621.43 (180.21) $ 441.22 (441.22) --------------- --------------- 10,000.00 (10,000.00) --------------- --------------- Co. Rec'd. On Hand $ $ 9,450.00 9,450.00 --------------- --------------- Inc. Purchased On Hand $ $ 13,750.00 13,750.00 =============== Research Fund Shs. Rec'd. Shs. Exchanged $ (51) 29,910.00 (29,910.00) 'H """1 f""'\, Information Schedules - principal (Continued) ~ Chanqes in Investment Holdinqs (Continued from previous page) For Prudential Strategist Fund Class B ---------------- ---------------- 02/03/95 Prudential Government Fund Class A 3,624.6790 shs. 02/03/95 02/27/95 03/27/95 04/26/95 OS/26/95 06/26/95 07/26/95 08/28/95 09/26/95 10/26/95 11/27/95 12/26/95 12/29/95 01/26/96 02/26/96 03/26/96 04/26/96 OS/23/96 06/26/96 07/26/96 08/26/96 7.1220 Shs. 15.6360 shs. 20.1200 Shs. 21. 3610 Shs. 20.3090 shs. 20.7560 Shs. 20.1190 Shs. 22.1180 Shs. 20.0830 shs. 20.2010 shs. 21. 7720 Shs. 19.3680 Shs. 1.9940 Shs. 18.6330 Shs. 21. 8580 Shs. 20.5490 Shs. 22.7480 shs. 20.4240 Shs. 25.9830 Shs. 22.2270 shs. 22.9080 Shs. 4,030.9680 Shs. ---------------- ---------------- --------------- --------------- Income Rec'd. as EXchange For prudential Government Fund: Class B purchased purchased purchased purchased purchased purchased purchased purchased purchased purchased purchased purchased purchased purchased purchased purchased purchased purchased purchased purchased purchased On Hand $ 30,701. 03 plus $ 60.32 133.53 173.84 185.41 181. 97 188.46 179.46 197.96 180.55 184.23 199.21 179.35 18.54 172 . 54 199.13 184.12 200.64 179.73 225.27 192.93 199.99 34,318.21 --------------- --------------- prudential Government Plus Fund: Class B 04/28/93 3,269.3300 Shs. Rec'd. $ 30,568.24 OS/26/93 15.6060 Shs. purchased 145.14 06/28/93 16.7530 Shs. purchased 157.81 07/26/93 13.7810 Shs. purchased 129.27 08/23/93 15.3560 Shs. purchased 146.04 09/27/93 18.8060 Shs. purchased 178.28 10/26/93 13.8960 Shs. purchased 131.32 11/26/93 15.1990 Shs. purchased 141.20 12/27/93 15.0730 Shs. purchased 140.63 12/31/93 1. 9550 Shs. purchased 18.14 01/26/94 12.5840 Shs. purchased 117.16 02/28/94 17.6710 Shs. purchased 160.98 Page 12 (52) r"\ r"\ Information Schedules - Principal (Continued) 03/28/94 04/26/94 OS/26/94 06/27/94 07/26/94 08/26/94 09/26/94 10/26/94 11/28/94 12/27/94 12/30/94 01/26/95 02/03/95 Changes in Investment Holdings (Continued from previous page) 15.7430 Shs. Purchased 14.7650 Shs. Purchased 15.5500 Shs. Purchased 18.3940 Shs. Purchased 17.8480 shs. Purchased 18.9730 Shs. Purchased 19.5230 Shs. Purchased 18.8400 shs. Purchased 21.1620 Shs. Purchased 18.5780 Shs. Purchased 1.9110 Shs. Purchased 17.3820 Shs. Purchased 3,624.6790 shs. On Hand (3,624.6790)Shs. Exchanged For Prudential Government Income Fund Class A $ Cost $ 140.27 130.08 135.13 158.92 153.85 163.17 164.97 156.75 176.70 154.57 15.92 144.97 33,729.51 (33,729.51) ---------------- ---------------- --------------- --------------- Prudential Multi Sector Fund: Class A 06/23/95 3,528.3280 Shs. Rec'd. as Exchange For Prudential Strategist Fund Class A 3,528.3280 Shs. On Hand $ 29,910.00 $ 29,910.00 ---------------- ---------------- --------------- --------------- prudential Strategist Class A 02/03/95 2,955.0560 Shs. Fund Rec'd. as Exchange For Prudential Strategist Fund Class B Exchanged For Prudential Multi Sector Fund: Class A $ 29,910.00 06/23/95 (2,955.0560IShs. (29,910.00) ---------------- ---------------- =============== 08/01/93 Prudential Strategist Class B 3,000 Shs. 29,910.00 Fund Rec'd. as Exchange For Prudential Bache Research Fund Exchanged $ 02/03/95 (3,000) Shs. (29,910.00) i Page 13 (53 ) ,. ,,-.., ,-.... Information Schedules - Principal (Continued) Chanqes in Investment Holdings (Continued from previous page) For Prudential Strategist Fund Class A ========u======= Sears Roebuck & 500 o Purchased Spin Off To The Allstate On Hand Corporation Co. Shs. Shs. 02/17/94 07/18/95 500 Shs. ---------------- ---------------- 04/28/93 Southern New England Telecommunications Corp. 500 Shs. Rec'd. 500 Shs. On Hand ---------------- ---------------- Sun, Inc. 04/28/93 218 218 Shs. Rec'd. Shs. On Hand ---------------- ---------------- The Allstate Corporation 07/18/95 463.5175 Shs. Rec'd. as Spin Off From Sears Roebuck & Co. 07/18/95 (0.5175)Shs. Sold Sale of fractional share 463 Shs. On Hand 03/14/96 (463) Shs. Sold ---------------- ---------------- U.S. West Inc. 04/28/93 40 Shs. Rec'd. 07/09/96 (40) Shs. Sold ---------------- ---------------- USX-U.S. Steel 04/28/93 240 Shs. Rec'd. 240 Shs. On Hand ---------------- ---------------- Val spar Corporation 04/28/93 144 Shs. Rec'd. 05/09/94 0 Shs. Spin Off Page 14 (54) Cost =============== $ 24,625.00 (11,374.12) $ 13,250.88 =============== $ $ 18,527.70 18,527.70 --------------- --------------- $ $ 1,214.95 1,214.95 --------------- --------------- $ 11,374.12 $ (12.70) 11,361.42 (11,361.42) --------------- --------------- $ 621. 43 (621.43) --------------- --------------- $ 4,574.45 $ 4,574.45 --------------- --------------- $ 0.00 0.00 04/28/93 11/15/93 11/15/93 06/17/96 04/28/93 04/28/93 '""'" "...... Information Schedules - Principal (Continued) Changes in Investment Holdings (Continued from previous page) To McWhorter Technologies, Inc. 144 Shs. On Hand ================ Investors Municipal Penn Trust Ser. 3 5 o 5 o 5 (5) Units Unit Units Unit Units Units Rec'd. Return of On Hand Return of On Hand Sold Principal Principal ---------------- ---------------- Kemper Tax Exempt Income Trust Ser. 46 5 5 Units Rec'd. Units On Hand ---------------- ---------------- Municipal Investment Trust PA Series 10 7 7 Units Rec'd. Units On Hand ---------------- ---------------- Municipal Investment Trust PA Series 13 04/28/93 20 Units Rec'd. 20 Units On Hand ---------------- ---------------- Municipal Investment Trust PA Series 7S 04/28/93 20 Units Rec'd. 20 Units On Hand 04/28/93 ---------------- ---------------- Municipal Investment Trust PA Ser. 71 (held in Janney Acc.) 10 Units Rec'd. 10 Units On Hand ---------------- ---------------- Page 15 (55) Cost $ 0.00 =============== $ 3,020.17 (1,734.45) $ 1,285.72 (5.05) $ 1,280.67 (1,280.67) --------------- --------------- $ $ 1,671.25 1,671.25 --------------- --------------- $ $ 3,737.75 3,737.75 --------------- --------------- $ $ 15,845.40 15,845.40 --------------- --------------- $ $ 15,158.80 15,158.80 --------------- --------------- $ $ 10,495.80 10,495.80 --------------- --------------- r"\ ,-., Information Schedules - Principal (Continued) Changes in Investment Holdinqs Nuveen Tax Exempt Unit Trust National Series 7, Monthly 04/28/93 43 Units Rec'd. 43 Units On Hand Cost ================ $ $ 4,870.97 4,870.97 ===::=====::::::::== Nuveen Tax Exempt Unit Trust PA Series 89, Semi-Annual 04/28/93 50 Units Rec'd. 50 Units On Hand ---------------- ---------------- $ $ 5,742.00 5,742.00 --------------- --------------- Nuveen Tax Exempt Unit Trust PA Series 91, Semi-Annual 04/28/93 56 Units Rec'd. 56 Units On Hand ---------------- ---------------- $ $ 6,466.32 6,466.32 --------------- --------------- Nuveen Tax Free Unit Trust HS-56PA-S 04/28/93 50 Units Rec'd. SO Units On Hand ---------------- ---------------- Penn Insured Municipal Income Trust #31 04/28/93 5 Units Rec'd. 05/15/93 0 Unit Return of Principal 5 Units On Hand 08/16/93 0 Unit Return of Principal 5 Units On Hand 09/16/93 0 Unit Return of Principal 5 Units On Hand 10/15/93 0 Unit Return of Principal 5 Units On Hand 02/15/94 0 Unit Return of Principal 5 Units On Hand 03/15/94 0 Unit Return of Principal 5 Units On Hand 08/15/94 0 Unit Return of Principal 5 Units On Hand 11/15/94 (5) Units Sold ---------------- ---------------- $ 2,252.19 $ 2,252.19 --------------- --------------- $ 4,935.65 (26.22) $ 4,909.43 (307.70) $ 4,601.73 (684.20) $ 3,917.53 (74.00) $ 3,843.53 (1,029.55) $ 2,813.98 (797.50) $ 2,016.48 (139.05) $ 1,877.43 (1,877.43) --------------- --------------- Penn Insured Municipal Income Trust #41 04/28/93 5 Units Rec'd. 08/16/93 0 Unit Return of Principal 5 Units On Hand 09/15/93 0 Unit Return of Principal Page 17 (57) $ 5,134.25 (450.95) $ 4,683.30 (534.85) f\ ~. Information Schedules - Principal (Continued) Changes in Investment Holdings Cost (Continued from previous page) 5 Units On Hand $ 4,148.45 02/15/94 0 Unit Return of Principal (52.20) 5 Units On Hand $ 4,096.25 06/15/94 0 Unit Return of Principal (110.15) 5 Units On Hand $ 3,986.10 08/15/94 0 Unit Return of Principal (1,577.20) 5 Units On Hand $ 2,408.90 11/15/94 0 Unit Return of Principal (271.00) 5 Units On Hand $ 2,137.90 12/15/94 0 Unit Return of Principal (815.95) 5 Units On Hand $ 1,321.95 02/03/95 (5) Units Sold (1,321. 95) ---------------- --------------- ---------------- --------------- Penn Insured Municipal Income Trust #66 04/28/93 9 Units Rec'd. $ 8,819.55 10/15/93 0 Unit Return of Principal (127.98) 9 Units On Hand $ 8,691.57 03/15/94 0 Unit Return of Principal (413.91) 9 Units On Hand $ 8,277.66 06/15/94 0 Unit Return of Principal (344.43) 9 Units On Hand $ 7,933.23 07/17/95 0 Unit Return of Principal (88.29) 9 Units On Hand $ 7,844.94 08/15/95 0 Unit Return of Principal (1,147.32) 9 Units On Hand $ 6,697.62 06/25/96 0 Unit Return of Principal (2,073.06) 9 Units On Hand $ 4,624.56 08/26/96 0 Unit Return of Principal (1,475.46) 9 Units On Hand $ 3,149.10 ---------------- --------------- ---------------- --------------- Pennsylvania Insured Municipal Bond Trust Series 1, Quarterly 04/28/93 10 Units Rec'd. $ 5,627.66 10 Units On Hand $ 5,627.66 ---------------- --------------- ---------------- --------------- Pennsylvania Insured Municipal Income Trust Ser. 40 04/28/93 5 Units Rec'd. $ 3,969.30 05/15/93 0 Unit Return of Principal (74.95) 5 Units On Hand $ 3,894.35 08/16/93 0 Unit Return of Principal (1,068.00) 5 Units On Hand $ 2,826.35 02/15/94 0 Unit Return of Principal (442.20) Page 18 (58) -0 ~ Information Schedules - Principal (continued) Chanqes in Investment Holdings (Continued from previous page) $ $ $ 06/15/94 08/15/94 08/18/94 5 o 5 o 5 (5) Units Unit Units Unit Units Units On Hand Return of On Hand Return of On Hand Sold principal principal ~ 2,384.15 (346.15) 2,038.00 (1,105.80) 932.20 (932.20) ---------------- ---------------- =============== Pennsylvania Insured Municipal Income Trust Ser. 47 04/28/93 20 Units Rec'd. 05/15/93 0 Unit Return of principal 20 Units On Hand 06/15/93 0 Unit Return of Principal 20 Units On Hand 08/16/93 0 Unit Return of Principal 20 Units On Hand 08/15/94 0 Unit Return of principal 20 Units On Hand 04/17/95 0 unit Return of principal 20 Units On Hand 10/16/95 0 Unit Return of principal 20 Units On Hand 11/06/95 (20) Units Sold ---------------- ---------------- $ $ $ $ $ $ $ 04/28/93 pennsylvania Insured Municipal Bond Trust Series 5, QuarterlY 5 Units Rec'd. 5 Units On Hand ---------------- ---------------- 06/17/96 prudential Municipal Bond Fund Hiqh Yld Ser.: Class A 4,845.1980 Units Rec'd. as Exchange For prudential Municipal Bond Fund High Yld Ser.: Class B (4,845.1980)Units Exchanged For prudential Municipal Bond Fund High Yld Ser. Class A 06/20/96 ================ Page 19 (59) 16,921.40 (2,860.00) 14,061. 40 (327.00) 13,734.40 (1,538.00) 12,196.40 (1,309.60) 10,886.80 (5,103.80) 5,783.00 (3,786.60) 1,996.40 (1,996.40) --------------- --------------- $ $ 4,720.55 4,720.55 --------------- --------------- $ 51,601.36 (51,601.36) --------------- --------------- ,-\ 1"""'\ Information Schedules - Principal (Continued) Chanqes in Investment Holdings Cost prudential Municipal Bond Fund High Yld Ser. : Class B 04/28/93 5,761.4360 Units Rec'd. $ 64,182.40 OS/21/93 30.4980 Units Purchased 339.14 06/21/93 31.2580 Units Purchased 350.09 07/21/93 29.8240 Units Purchased 336.12 08/23/93 31. 9620 Units Purchased 363.09 09/21/93 27.6380 Units Purchased 316.73 10/21/93 28.6470 Units Purchased 330.30 11/22/93 30.4970 Units Purchased 344.01 12/21/93 27.0320 Units Purchased 307.35 12/21/93 3.6770 Units Purchased 1. 00 01/21/94 28.7020 Units Purchased 327.20 02/22/94 32.6210 Units Purchased 367.96 03/21/94 27.2980 Units Purchased 300.28 04/21/94 32.1860 Units Purchased 344.71 OS/23/94 33.1580 Units Purchased 356.45 06/21/94 30.0670 Units Purchased 324.12 07/21/94 31.2870 Units Purchased 336.65 08/22/94 33.3510 Units Purchased 357.86 09/21/94 32.4460 Units Purchased 344.58 10/21/94 32.9790 Units Purchased 346.61 11/21/94 35.8830 Units Purchased 360.98 12/21/94 33.8710 Units Purchased 349.21 12/21/94 0.3080 Units Purchased 3.18 01/23/95 36.9000 Units Purchased 385.24 02/22/95 36.2070 Units Purchased 385.24 03/21/95 30.9340 Units Purchased 332.23 04/21/95 34.9940 Units Purchased 379.34 OS/22/95 34.9160 Units Purchased 379.89 06/21/95 34.0790 Units Purchased 371.12 07/21/95 34.6640 Units Purchased 373.68 08/21/95 35.5330 Units Purchased 380.91 09/21/95 35.4370 Units Purchased 387.68 10/23/95 36.2220 Units Purchased 396.99 11/21/95 33.0720 Units Purchased 364.45 12/21/95 33.2870 Units Purchased 370.15 12/21/95 0.7910 Units Purchased 8.80 01/22/96 34.8160 Units Purchased 390.98 02/21/96 34.8330 Units Purchased 388.04 03/21/96 33.7440 Units Purchased 364.77 04/22/96 37.7210 Units Purchased 404.37 OS/21/96 33.8510 Units Purchased 364.57 6,978.6270 Units On Hand $ 77,418.47 06/17/96 (4,845.1980)Units Exchanged (53,750.95) For prudential Municipal Bond Fund High Yld Ser. : Class A 2,133.4290 Units On Hand $ 23,667.52 06/21/96 33.8130 Units Purchased 360.11 Page 20 (60) . - . -- --"......-... ..- t""\ Information Schedules - principal (Continued) Changes in Investment Holdings (Continued from previous page) 11.3280 Units Purchased 10.7640 Units Purchased 2,189.3340 Units On Hand 07/22/96 08/21/96 ================ $ $ Cost 122.00 117.01 24,266.64 =============== Fund prudential Municipal Bond High Yld Ser. Class A 4,845.1980 Units 06/20/96 06/21/96 07/22/96 08/21/96 3.5920 26.9850 25.6650 4,901.4400 ---------------- ---------------- $ Units Units Units Units Rec'd. as Exchange For Prudential Municipal High Yld Ser.: Class Purchased Purchased Purchased On Hand $ --------------- --------------- Bond Fund A Putnam High Income Government Trust 04/28/93 09/08/93 04/14/94 2,698 (1,695) 1,003 (1,003) ---------------- ---------------- Units Rec'd. Units Sold Units On Hand Units Sold $ $ 51,601.36 38.26 290.63 279.23 52,209.48 31,358.86 (19,700.99) 11,657.87 (11,657.87) --------------- --------------- Putnam High Yield Municipal Trust 04/28/93 1,000 1,000 ---------------- ---------------- Units Rec'd. Units On Hand Putnam Managed Municipal Income Trust 500 Units Rec'd. (500) Units Sold 04/28/93 12/31/93 ---------------- ---------------- The First Municipal 04/28/93 Trust Bonds 5 5 ---------------- ---------------- Units First Tr 04/28/93 5 5 ---------------- ---------------- Page 21 of Insured Ser. 2 Units Rec'd. Units On Hand Insd Muni #105 Units Rec'd. Units On Hand (61) $ $ 10,000.00 10,000.00 --------------- --------------- $ 5,000.00 (5,000.00) --------------- --------------- $ $ 3,686.50 3,686.50 --------------- --------------- $ $ 2,264.05 2,264. OS --------------- --------------- f\ /""' Information Schedules - principal (Continued) Changes in Investment Holdings Units First Tr Insd Muni #123S BD Cost $ $ 2,918.28 2,918.28 04/28/93 6 6 Units Rec'd. Units On Hand =============== ---------------- ---------------- Units First Tr Insd Muni Bd 11153S $ $ 19,977.80 19,977.80 04/28/93 20 20 Units Rec'd. Units On Hand --------------- --------------- ---------------- ---------------- Units TE Incm Tr #22S Units Rec'd. Units On Hand --------------- --------------- Kemper 5 5 04/28/93 $ $ 1,759.00 1,759.00 ---------------- ---------------- Units Kemper TE 5 5 Income Tr #23Q Units Rec'd. Units On Hand --------------- --------------- 04/28/93 $ $ 1,332.45 1,332.45 ---------------- ---------------- Units Kemper Tax Exempt Incm Tr#35M $ $ 1,806.55 1,806.55 04/28/93 5 5 Units Rec'd. Units On Hand --------------- --------------- ---------------- ---------------- Units Te Inc. #53 Units Rec'd. Units On Hand --------------- --------------- Kemper 5 5 04/28/93 $ $ 2,437.14 2,437.14 ---------------- ---------------- Units Kemper Te Insd Incm #A-17S Tr 04/28/93 12 Units Rec'd. 12 Units On Hand $ $ 9,514.64 9,514.64 --------------- --------------- ---------------- ---------------- Van Kampen Merritt Insured Municipal Income Trust Ser. 150 $ 5,362.60 (10.10) $ 5,352.50 (58.35) $ 5,294.15 (855.75) $ 4,438.40 (24.30) 04/28/93 5 Units Rec'd. 06/15/93 0 Unit Return of Principal 5 Units On Hand 07/15/93 0 Unit Return of Principal 5 Units On Hand 12/15/93 0 Unit Return of Principal 5 Units On Hand 12/15/94 0 Unit Return of Principal Page 22 (62) .1"""\ r-.. Information Schedules - principal (Continued) Chanqes in Investment Holdings ~ (Continued from previous page) 5 Units On Hand $ 4,414.10 02/15/95 0 Unit Return of Principal (1,019.60) 5 Units On Hand $ 3,394.50 03/15/95 0 Unit Return of principal (106.15) 5 Units On Hand $ 3,288.35 11/15/95 0 Unit Return of Principal (1,718.60) 5 Units On Hand $ 1,569.75 04/15/96 (5) Units Sold (1,569.75) ---------------- =============== ---------------- Van Kampen Merritt Insured Municipal income Trust Ser. 132 04/28/93 5 Units Rec'd. $ 3,010.85 05/15/93 0 Unit Return of principal (66.52) 5 Units On Hand $ 2,944.33 05/15/93 0 Unit Return of principal (73.65) 5 Units On Hand $ 2,870.68 09/15/93 0 Unit Return of Principal (162.55) 5 Units On Hand $ 2,708.13 12/15/93 0 Unit Return of Principal (107.50) 5 Units On Hand $ 2,600.63 01/17/94 0 Unit Return of principal (363.00) 5 Units On Hand $ 2,237.63 02/15/94 0 Unit Return of principal (565.15) 5 Units On Hand $ 1,672.48 06/15/94 0 Unit Return of principal (15.85) 5 Units On Hand $ 1,656.63 12/15/94 0 Unit Return of principal (32.40) 5 Units On Hand $ 1,624.23 02/15/95 0 Unit Return of Principal (719.15) 5 Units On Hand $ 905.08 05/07/96 (5) Units Sold (905.08) ---------------- --------------- ---------------- --------------- Van Kampen Merritt Insured Municipal Income Trust PA Ser. 19 04/28/93 4 Units Rec'd. $ 1,195.60 07/17/95 (4) Units Sold (1,195.60) ---------------- --------------- ---------------- --------------- Page 23 (63) ,-, Receipts of Income prudential Government Income Fund Class A 02/03/95 $ 60.32 02/27/95 Dividend on 3,631. 8010 shs. 133.53 03/27/95 Dividend on 3,647.4370 She. 173.84 04/26/95 Dividend on 3,667.5570 Shs. 185.41 OS/26/95 Dividend on 3,688.9180 shs. 181. 97 06/26/95 Dividend on 3,709.2270 Shs. 188.46 07/26/95 Dividend on 3,729.9830 shs. 179.46 08/28/95 Dividend on 3,750.1020 Shs. 197.96 09/26/95 Dividend on 3,772.2200 Shs. 180,55 10/26/95 Dividend on 3,792.3030 Shs. 184.23 11/27/95 Dividend on 3,812.5040 Shs. 199.21 12/26/95 Dividend on 3,834.2760 shs. 179.35 12/29/95 Dividend on 3,853.6440 Shs. 18.54 01/26/96 Dividend on 3,855.6380 Shs. 172 . 54 02/26/96 Dividend on 3,874.2710 Shs. 199.13 03/26/96 Dividend on 3,896.1290 Shs. 184.12 04/26/96 Dividend on 3,916.6780 Shs. 200.64 OS/23/96 Dividend on 3,939.4260 Shs. 179.73 06/26/96 Dividend on 3,959.8500 Shs. 225.27 07/26/96 Dividend on 3,985.8330 shs. 192.93 08/26/96 Dividend on 4,008.0600 Shs. 199.99 $ 3,617.18 Prudential Government Plus Fund: Class B OS/26/93 Dividend on 3,269.3300 Shs. $ 145.14 06/28/93 Dividend on 3,284.9360 Shs. 157.81 07/26/93 Dividend on 3,301. 6890 Shs. 129.27 08/23/93 Dividend on 3,315.4700 Shs. 146.04 09/27/93 Dividend on 3,330.8260 Shs. 178.28 10/26/93 Dividend on 3,349.6320 Shs. 131. 32 11/26/93 Dividend on 3,363.5280 Shs. 141.20 12/27/93 Dividend on 3,378.7270 Shs. 140.63 12/31/93 Dividend on 3,393.8000 Shs. 18.14 01/26/94 Dividend on 3,395.7550 Shs. 117.16 02/28/94 Dividend on 3,408.3390 Shs. 160.98 03/28/94 Dividend on 3,426.0100 shs. 140.27 04/26/94 Dividend on 3,441.7530 Shs. 130.08 OS/26/94 Dividend on 3,456.5180 shs. 135.13 06/27/94 Dividend on 3,472.0680 Shs. 158.92 07/26/94 Dividend on 3,490.4620 Shs. 153.85 08/26/94 Dividend on 3,508.3100 Shs. 163.17 09/26/94 Dividend on 3,527.2830 Shs. 164.97 10/26/94 Dividend on 3,546.8060 Shs. 156.75 11/28/94 Dividend on 3,565.6460 Shs. 176.70 12/27/94 Dividend on 3,586.8080 Shs. 154.57 12/30/94 Dividend on 3,605.3860 Shs. 15.92 01/26/95 Dividend on 3,607.2970 Shs. 144.97 3,161.27 Page 1 (65) , r'\ Receipts of Income (Continued) Prudential Municipal Bond Fund Hi,h Yld Ser.: Class B 05 21/93 Interest on 5,761.4360 Units $ 339.14 06/21/93 Interest on 5,791. 9340 Units 350.09 07/21/93 Interest on 5,823.1920 Units 336.12 08/23/93 Interest on 5,853.0160 Units 363.09 09/21/93 Interest on 5,884.9780 Units 316.73 10/21/93 Interest on 5,912.6160 Units 330.30 11/22/93 Interest on 5,941. 2630 Units 344.01 12/21/93 Interest on 5,971.7600 Units 307.35 12/21/93 Units adjustment due to Prudential statement's error 1. 00 01/21/94 Interest on 6,002.4690 Units 327.20 02/22/94 Interest on 6,031.1710 Units 367.96 03/21/94 Interest on 6,063.7920 Units 300.28 04/21/94 Interest on 6,091. 0900 Units 344.71 OS/23/94 Interest on 6,123.2760 Units 356.45 06/21/94 Interest on 6,156.4340 Units 324.12 07/21/94 Interest on 6,186.5010 Units 336.65 08/22/94 Interest on 6,217.7880 Units 357.86 09/21/94 Interest on 6,251.1390 Units 344.58 10/21/94 Interest on 6,283.5850 Units 346.61 11/21/94 Interest on 6,316.5640 Units 360.98 12/21/94 Interest on 6,352.4470 Units 349.21 12/21/94 3.18 01/23/95 Interest on 6,386.6260 Units 385.24 02/22/95 Interest on 6,423.5260 Units 385.24 03/21/95 Interest on 6,459.7330 Units 332.23 04/21/95 Interest on 6,490.6670 Units 379.34 OS/22/95 Interest on 6,525.6610 Units 379.89 06/21/95 Interest on 6,560.5770 Units 371.12 07/21/95 Interest on 6,594.6560 Units 373.68 08/21/95 Interest on 6,629.3200 Units 380.91 09/21/95 Interest on 6,664.8530 Units 387.68 10/23/95 Interest on 6,700.2900 Units 396.99 11/21/95 Interest on 6,736.5120 Units 364.45 12/21/95 Interest on 6,769.5840 Units 370.15 12/21/95 Special Distribution 8.80 01/22/96 Interest on 6,803.6620 Units 390.98 02/21/96 Interest on 6,838.4780 Units 388.04 03/21/96 Interest on 6,873.3110 Units 364.77 04/22/96 Interest on 6,907.0550 Units 404.37 OS/21/96 Interest on 6,944.7760 Units 364.57 06/21/96 Interest on 2,133.4290 Units 360.11 07/22/96 Interest on 2,167.2420 Units 122.00 08/21/96 Interest on 2,178.5700 Units 117.01 $ 13,835.19 Page 2 (66) .'"', f\ Receipts of Income (Continued) Prudential Municipal Bond Fund ~h Yld Ser. Class A 4,845.1980 Units $ 38.26 06 21/96 Interest on 07/22/96 Interest on 4,848.7900 Units 290.63 08/21/96 Interest on 4,875.7750 Units 279.23 $ 608.12 Van Kampen Merritt Limited Term High Income Trust OS/28/93 Interest on 1,695.3540 Units $ 169.54 06/30/93 Interest on 1,712.4810 Units 71.25 07/15/93 Interest on 1,719.5020 Units 100.00 07/30/93 Interest on 1,728.5020 Units 71.95 08/12/93 Interest on 726.4210 Units 100.99 08/31/93 Interest on 736.1330 Units 72.64 10/18/93 Interest on 742.7120 Units 0.97 11/15/93 Interest on 742.8042 Units 0.98 588.32 Total Receipts of Income $ 21,810.08 =============== Page 3 (67) f\ r) Gains and Losses on Sales or Other Dispositions of Income Assets Date Description Net Gain Net Loss Total Gains and Losses $ 0.00 $ 0.00 Page 1 (68) /) f\ Income Balance on Hand Fair Market Value as of 09/03/98 Total Income Balance $ 0.00 =============== Page 1 (71) r) r"\ In[ormation Schedules - Income Investments Made ~ Total Income Investment $ 0.00 a=========aaa.. Chanqes in Investment Holdinqs Page 1 (72) t"1 ~ Unpaid Income Expenses Amount Total Unpaid Income Expenses $ 0.00 ............... Page 1 (73) \ ~. .- -..- -...-.........- .,~..{.<"!,..,. . ..,.,....~, ,;"eo r-, r) FIRST AND FINAL ACCOUNT OF David E. Fritehey, Executor For Estate ofMarle M. Casazza, Deceased Date of Death: September 21, 1996 October I, 1996 Date of Appointment: Accounting for the Period: September 21, 1996 to August 26, 1998 purpose of Account: David E, Fritchey, Executor, offers this account to acquaint interested parties with the transactions that have occurred during his administration. It is important that the account be carefully examined. Requests for additional information, or questions, or objections, can be discussed with: Robert R. Church, Esq. Keefer Wood Allen & Rahal, LLP 210 Walnut Street P.O. Box 11963 Harrisburg, P A 17108-1963 (717) 255-8059 U\\\\Ul \3 . . . :" -,o;*,ot,~::::.t:..,:: ~ '''~ '~-, 1""'\ ('\, Summary of Account principal Receipts Net Gain on Sales or Other Disposition $ 1,597,697.73 210,655.75 $ 1,808,353.48 $ 1,212.41 10,493.57 25,388.45 504,677.21 52,629.88 594,401. 52 $ 1,213,951.96 330,000.00 $ 883,951.96 --------------- --------------- Less Disbursements: Debts of Decedent Funeral Expenses Administration Expenses Federal and State Taxes Fees and Commissions Balance Before Distributions Distributions to Beneficiaries principal Balance on Hand Income $ 96,049.67 1,758.24 $ 94,291.43 0.00 $ 94,291.43 1,706.90 92,584.53 $ 976,536.49 --------------- --------------- 53,000.00 Receipts Net Loss on Sales or Other Dispositions Less Disbursements: Balance Before Distributions Distributions to Beneficiaries Income Balance on Hand combined Balance on Hand Unpaid principal Expenses (1) Par Value 5,000 10,000 25,000 10,000 50,000 25,000 50,000 25,000 30,000 Page 1 r'\ ,...." Total Balance on Hand Inventory Value $ 5,107.12 10,205.06 25,861.05 10,146.49 50,995.95 24,976.98 50,642.20 27,662.68 33,111.60 Bonds, Debentures, T-billo Berks County PA MUll Auth Rev Sr. Mrg Pheobe Berks Hlth Ctr Butler Co. PA Rfdg Ser A FGIC Insd Lancaster City PA sch Dist G/O Ref FGIC Insd. Lancaster-Lebanon PA Jt Auth Lease Rev Inter Unit #13 Pennsylvania Industrial Dev Auth ECO Dev Rev AMBAC Insd Bk Pennsylvania Intergvrnmtl Coop Au SPL Tax Rv Philadelphia Pennsylvania State G/O 2nd Ser Rfdf &projs MBIA Pennyslvania State Turnpike Commn Tpk Rev Ser K York County Hospital Authority Hosp Rev York Hosp Checkinq/Savings Accounts PNC Bank - PHL 59,230.01 Money Market/CMA Accounts Smith Barney Money Funds Acct. 678,597.35 Total $ 976,536.49 --------------- --------------- (2) Pilt" Value 50,000 25,000 50,000 30,000 25,0~1) 40,000 30,000 No. of Shares 100 400 900 Page 2 f\ Receipts of Ploincipal (Continued) Bonds, Debentureo, T-billu Pennsylvania Industrial Dev Auth ECO Dev Rev AMBAC Insd Bk $ Interest to date of death Pennsylvania Intergvrnmtl Coop Au SPL Tax Rv Philadelphia Interest to date of death Pennsylvania State G/O 2nd Ser Rfdf &projs MBIA Interest to date of death Pennsylvania State Turnpike Commn Tpk Rev Ser A Interest to date of death Pennyslvania State Turnpike Commn Tpk Rev Ser K Interest to date of death Wilson school District Berks Cnty PA Ser B Interest to date of death York County Hospital Authority Hosp Rev York Hosp Interest to date of death Total Bond, Debenture, T-bill Stocks AT&T Corp. Dividend at date of death Atlantic Richfield Co. Baltimore Gas & Electric (4) Inventory Value 09/21/96 50,995.95 573.75 24,976.98 330.07 50,642.20 673.61 30,821.76 716.88 27,662.68 578.13 40,377.44 903.11 33,111.60 472.50 $ 389,990.86 $ 5,693.75 33.00 50,137.52 23,456.25 ~ ,~ Receipts of Principal (continued) Checking/Savings Accounts Inventory Value 09/21/96 PNC Bank, Attorney-in-Fact, checking account #5140103936 $ 22,963.66 Interest to date of death 14.60 Total Checking/Savings Accounts Money Market/CMA Accounts $ 51,609.31 Prudential Moneymart $ 2,156.60 Smith Barney Money Funds Acct. 104,962.74 Total Money Market/CMA Accounts $ 107,119.34 Miscellaneous 1996 Form 1041 refund receivable $ 550.00 Total Miscellaneous $ 550.00 No. of Units Bond Funds 7 Municipal Investment Trust PA Series 10 $ 1,531.32 20 Municipal Investment Trust PA Series 13 5,236.40 20 Municipal Investment Trust PA Series 7S 7,581.00 20 Municipal Securities Trust High Income Series 11 10,096.60 20 Municipal Securities Trust #49-S Desc 3,245.00 6 Municipal Securities Trust PA Series 38, Monthly 5,353.50 50 Nuveen Tax Exe Ut Tr #139S Insd Penn Tr 5,222.50 Page 5 (7) No. of Units 97 64 105 142 43 50 56 9 10 5 5 6 5 20 5 5 5 Page 6 1"""1 ~ Receipts of Principal (Continued) Bond Funds Inventory Value 09/21/96 Nuveen Tax Exempt Unit Trust PA Series 132 $ 1,022.38 Nuveen Tax Exempt Unit Trust National Series 171, Quarterly Nuveen Tax Exempt Unit Trust National Series 228, Semi-Annual 2,079.36 1,695.75 Nuveen Tax Exempt Unit Trust PA Series 57, Semi-Annual 1,279.42 Nuveen Tax Exempt Unit Trust National Series 7, Monthly 648.01 Nuveen Tax Exempt Unit Trust PA Series 89, Semi-Annual 4,771.00 Nuveen Tax Exempt Unit Trust PA Series 91, Semi-Annual 4,508.00 Penn Insd Mun Incm #66S Tr 1,514.25 Pennsylvania Insured Municipal Bond Trust Series 1, Quarterly Pennsylvania Insured Municipal Bond Trust Series 5, Quarterly 2,911.80 3,542.35 Units First Tr Insd Muni #105 711. 87 Units First Tr Insd Muni #123S BD 311. 52 Units First Tr Insd Muni #2 PA Units First Tr Insd Muni Bd 11153S Comb Ser Penn Tr 41-S Units Kemper TE I 1146S Units Kemper TE Incm Tr #22S Units Kemper TE Income Tr #23Q 1,870.75 20,118.40 553.94 814.35 297.25 (8) r"""t r"\ Receipts of principal (Continued) Inventory No, of Value Units Bond Funds 09/21/96 5 Units Kempe r 'l'e Inc. 1153 $ 804.37 5 Units Kemper Te Incm Trll35M 385.95 12 Units Kemper Te Insd Incm IIA-17S Tr 1,633.80 514 Van Kampen American capital High Income corporate Bond Fund - A 3,299.88 Total Bond Funds $ 93,040.72 Total Inventory $ 1,595,514.34 Receipts Subsequent to Inventory 09/23/96 12.2560 prudential Muni High Yld B $ 131. 63 09/26/96 29.1950 prudential Muni High Yld A 313.85 23.8010 Prudential Government Income Fund A 207.78 10/09/96 PNC Bank - PHL 26.46 10/21/96 24.2150 Prudential Muni High Yld A 262.73 10.1360 Prudential Muni High Yld B 109.98 10/28/96 24.0780 Prudential Government Income Fund A 211.89 11/21/96 27.1060 Prudential Muni High Yld A 296.54 11.3490 Prudential Muni High Yld B 124.16 11/26/96 21. 3440 Prudential Government Income Fund A 191.24 (9) Page 7 .~9'j"~.;.....""'~''"'~'"' ' ........., r"\ Gains and Losses on Sales or Other Dispositions Date Descript ion Net Gain Net Loss 09/25/96 Ret of Principal: o Uni t pennsylvania Insured Bond Trust Series 5, Net Proceeds $ Carried at Municipal Quarterly 16.90 16.90 10/04/96 Spin Off: AT&T Corp. To 32.4084 shs. Lucent Technologies, Inc. Net Proceeds $ 1,591.93 Carried at 1,591.93 10/09/96 Sale: 0.4084 shs. Lucent Technologies, Inc. Inventoried @ $ 20.06 Net Proceeds 17.75 $ 10/15/96 Sale: 5 Units Units Kemper TE Income Inventoried @ $ Net Proceeds Tr #23Q 297.25 289.38 10/15/96 Sale: Units Te Incm Tr#35M $ 385.96 385.95 $ 0.01 5 Units Kemper Net Proceeds Inventoried @ 10/16/96 Sale: Units Insd Muni #2 PA $ 1,870.75 1,825.05 5 Units First Tr Inventoried @ Net Proceeds 10/16/96 Sale: Units Insd Muni Bd Penn Tr 41-S $ 20,314.20 20,118.40 195.80 20 Units First Tr 1I153S Comb Ser Net Proceeds Inventoried @ Page 1 (11) 2.31 7.87 45.70 r"""t r"\ Gains and Losses on Sales or Other Dispositions (Continued) Date Descript ion Net Gain Net Loss 10/16/96 Sale: 5 Units Units Kemper TE Incm Tr 1122S Inventoried @ $ 814.35 Net Proceeds 813 .15 $ 1. 20 10/16/96 Sale: 5 Units Units Kemper TE I 1146S Net Proceeds $ 554.30 Inventoried @ 553.94 $ 0.36 10/16/96 Sale: 5 Units Units Kemper Te Inc. 1153 Inventoried @ $ 804.37 Net Proceeds 802.25 2.12 10/16/96 Sale: 12 Units Units Kemper Te Insd Incm #A-17S Tr Net Proceeds $ 1,633.80 Carried at 1,633.80 10/16/96 Sale: 20 Units Municipal Investment Trust PA Series 7S Inventoried @ $ 7,581. 00 Net Proceeds 7,313.00 268.00 10/16/96 Sale: 7 Units Municipal Investment Trust PA Series 10 Net proceeds $ 1,540.42 Inventoried @ 1,531.32 9.10 10/16/96 Sale: 20 Units Municipal Investment Trust PA Series 13 Net Proceeds $ 5,247.80 Inventoried @ 5,236.40 11.40 Page 2 (12) "" 1"", Gains and Losses on Sales or Other Dispositions (Continued) Date Descdpt iOIl Net Gain Net Loss 12/02/96 Redemption: 30,000 Par Pennsylvania State Turnpike Commn Tpk Rev Ser A Inventoried @ $ 30,821.76 Net Proceeds 30,600.00 12/10/96 Sale: 4,981.9560 shs. Prudential Muni High Yld A Net Proceeds $ 54,502.60 Inventoried @ 52,723.02 $ 12/11/96 Sale: 1,104 Shs. Merrill Lynch Capital Fund A Net Proceeds $ 35,868.96 Inventoried @ 33,396.00 12/11/96 Sale: 2,223.0750 shs. prudential Muni High Yld B Net Proceeds $ 24,320.44 Inventoried @ 23,545.98 12/13/96 Sale: 25,000 Par Lehigh County PA GPH/B Inventoried @ $ 25,756.00 Net Proceeds 25,252.00 12/13/96 Sale: 3,528.3280 Shs. Prudential Mult Sec Fund A Net Proceeds $ 49,784.71 Inventoried @ 48,796.78 12/13/96 Sale: 4,100.1910 Shs. Prudential Government Income Fund A Net Proceeds $ 36,573.70 Inventoried @ 34,974.98 12/18/96 Capital Gains: Merrill Lynch Capital Fund A Net Proceeds $ 871.49 Inventoried @ 0.00 Page 6 (16 ) $ 221. 76 1,779.58 2,472.96 774.46 504.00 987.93 1,598.72 871.49 """'" f\ Gains and Losses on Sales or Other Dispositions (Continued) Date Description Net Gain Net Loss 12/18/96 Capital Gains: Merrill Lynch Capital Fund A Net Proceeds $ 19.09 Inventoried @ 0.00 S 19.09 12/20/96 Sale: 1,000 Shs. Blackrock Income Trust Inc. Inventoried @ $ 6,312.50 Net proceeds 6,013.46 $ 299.04 12/31/96 Sale: 1,200 shs. Hershey Foods corporation Inventoried @ $ 56,437.56 Net proceeds 53,998.20 2,439.36 12/31/96 Sale: 200 Shs. USX Marathon Group Net proceeds $ 4,974.83 Inventoried @ 4,362.50 612.33 12/31/96 Sale: 218 Shs. Sun, Inc. Net Proceeds $ 5,368.07 Inventoried @ 5,027.63 340.44 12/31/96 Sale: 144 Shs. Valspar corporation Net proceeds $ 7,991. 73 Inventoried @ 7,020.00 971.73 12/31/96 Sale: 100 shs. AT&T Corp. Net Proceeds $ 4,387.35 Inventoried @ 4,101.82 285.53 12/31/96 Sale: 40 Shs. USX-U.S. Steel Net Proceeds $ 1,249.95 Inventoried @ 1,117.50 132.45 Page 7 (17) r"""t Gains and Losses on silles or Othel- Dispositions (Continued) Date Dcscript ion Net Gain Net Loss 12/31/96 c~pital Gains: Preferred Income Fund, Net Proceeds $ Inventoried @ Inc. 641.00 0.00 $ 641. 00 01/08/97 Sale: 1,200 Shs. Hershey Foods corporation Inventoried @ $ 56,437.56 Net Proceeds 51,898.27 01/08/97 Sale: $ 4,539.29 426 Shs. CSX Corporation Inventoried @ $ Net Proceeds 22,191.96 17,944.65 4,247.31 01/13/97 Sale: 32 Shs. Lucent Technologies, Inc. Inventoried @ $ 1,571.87 Net Proceeds 1,523.94 47.93 01/13/97 Sale: 333 shs. Lockheed Martin corporation Net proceeds $ 30,385.23 Inventoried @ 29,532.94 852.29 01/13/97 Sale: 1,000 Shs. PECO Energy Co. Net Proceeds $ 25,374.15 Inventoried @ 24,218.80 02/03/97 Redemption: 15,000 Par Northern Lehigh PA Jt Sch Auth Rev MBIA Inventoried @ $ 15,131.03 Net Proceeds 15,000.00 1,155.35 131.03 02/20/97 Sale: 400 shs. Atlantic Richfield Co. Net Proceeds $ 51,998.26 Inventoried @ 50,137.52 1,860.74 Page 8 (18) ........ , A Gains and Losses on Sales or Other Dispositions (Continued) Date Description Net Gain Net Loss 03/31/97 Sale: 1,000 Shs. Bowne & Co., Inc. Net Proceeds $ 27,374.08 Inventoried @ 20,531.30 $ 6,842.78 OS/23/97 Sale: 514 Units Van Kampen American Capital High Income Corporate Bond Fund - A Inventoried @ $ 3,299.88 Net Proceeds 3,269.04 $ 30.84 OS/23/97 Collection: 1996 Form 1041 refund receivable Net Proceeds $ 550.00 Carried at 550.00 07/25/97 Sale: 100 shs. General Electric Co. Net Proceeds $ 7,106.01 Inventoried @ 4,425.00 2,681.01 07/25/97 Sale: 900 Shs. Hershey Foods corporation Net Proceeds $ 49,048.36 Inventoried @ 42,328.17 6,720.19 07/25/97 Sale: 300 Shs. Lockheed Martin Corporation Net Proceeds $ 30,336.48 Inventoried @ 26,606.25 3,730.23 09/15/97 Redemption: 40,000 Par Wilson School District Berks Cnty PA Ser B Inventoried @ $ 40,377.44 Net Proceeds 40,000.00 377.44 10/17/97 Sale: 25 Shs. Page 9 (19) ~ r-, Gains and Losses on Sales or Other Dispositions (Continued) Date Description Net Gain Net Loss (Continued from previous page) E.I. Du Pont De Nemours & Co. Inventoried @ $ 1,612.22 Net Proceeds 1,468.70 $ 143.52 10/31/97 Sale: 300 shs. General Electric Co. Net Proceeds $ Inventoried @ 19,499.35 13,275.00 $ 6,224.35 11/07/97 Sale: 25 Shs. Merck & Co. Inc. Inventoried @ $ Net Proceeds 2,290.35 2,212.42 77.93 11/13/97 Sale: 450 Shs. Dresser Industries, Inc. Net Proceeds $ 19,264.98 Inventoried @ 14,290.81 4,974.17 11/13/97 Sale: 275 shs. E.I. Du Pont De Nemours & Co. Inventoried @ $ 17,734.36 Net Proceeds 15,932.27 1,802.09 11/13/97 Sale: 400 Shs. Exxon Corporation Net Proceeds $ Inventoried @ 23,724.20 18,047.34 5,676.86 11/13/97 Sale: shs. Mortgage Assn 17,521.29 13,256.25 4,265.04 350 Federal National Net Proceeds $ Inventoried @ 11/13/97 Sale: Shs. corporation $ 54,060.69 47,031.30 7,029.39 1,000 Hershey Foods Net Proceeds Inventoried @ Page 10 (20) t""'\ -. Gains and Losses on Sales or Other Dispositions (Continued) Date Description Net Gain Net Loss 11/13/97 Sale: 600 shs. Lockheed Martin Corporation Net Proceeds $ 57,073.09 Inventoried @ 53,212.50 $ 3,860.59 11/13/97 Sale: 300 Shs. Mobil Corp Net Proceeds $ Inventoried @ 22,030.51 20,282.03 1,748.48 11/13/97 Sale: 1,200 shs. Reliastar Financial Corp. Net Proceeds $ 43,198.56 Inventoried @ 33,525.00 9,673.56 11/13/97 Sale: Shs. & Co. $ 500 Sears Roebuck Net Proceeds Inventoried @ 23,030.48 22,906.25 124.23 12/16/97 Sale: 400 Shs. BellSouth Corp. Net Proceeds $ Inventoried @ 22,249.25 16,916.56 5,332.69 12/16/97 Sale: 800 Shs. Consolidated Edison Co. Net Proceeds $ 30,348.98 Inventoried @ 22,400.00 7,948.98 12/16/97 Sale: 200 Shs. General Electric Co. Net Proceeds $ Inventoried @ 14,462.01 8,850.00 5,612.01 12/16/97 Sale: shs. Corporation $ 12,362.08 9,406.26 200 Hershey Foods Net Proceeds Inventoried @ 2,955.82 Page 11 (21) ~ I'""., Gains and Losses on Sales or Other Dispositions (Continued) Date Descrir:;tion Net Gain Net Loss 12/16/97 Sale: 552 Shs. Martin Marietta Materials Inc. Net Proceeds $ 19,457.35 Inventoried @ 10,376.06 $ 9,081.29 12/30/97 Redemption: 25,000 Par Harrisburg PA G/O U/T AMBAC Insd. OID Net Proceeds $ 25,492.19 Inventoried @ 25,104.75 12/31/97 Capital Gains: Preferred Income Fund, Inc. Net Proceeds $ 265.31 Inventoried @ 0.00 01/12/98 Sale: 400 Shs. Exxon Corporation Net Proceeds $ 23,774.20 Inventoried @ 18,047.34 01/12/98 Sale: 300 Shs. Mobil Corp Net Proceeds $ 20,474.31 Inventoried @ 20,282.02 01/14/98 Sale: 400 Shs. Bell Atlantic Corp. Net Proceeds $ 35,098.83 Inventoried @ 23,375.00 01/14/98 Sale: 400 Shs. Consolidated Natural Gas Co. Net Proceeds $ 22,224.25 Inventoried @ 21,512.52 04/01/98 Redemption: 5,000 Par 387.44 265.31 5,726.86 192.29 11,723.83 711.73 Page 12 (22) 1'1 r"\ Gains and Losses on Sales or Other Dispositions (Continued) Date Description Net Gain Net Loss (Continued from previous page) Allegheny Cnty PA Hosp. Dev Auth Rev St. Margarets Nursg Hme Net Proceeds $ Inventoried @ 5,181.25 5,153.76 $ 27.49 05/18/98 Sale: 750 Shs. Southern New England Telecommunications Corp. Net Proceeds $ 48,889.00 Inventoried @ 28,657.50 20,231.50 OS/21/98 Sale: 900 Baltimore Gas Net Proceeds Inventoried @ shs. & Electric $ 27,224.09 23,456.25 3,767.84 OS/21/98 Sale: 300 Hershey Foods Net Proceeds Inventoried @ Shs. Corporation $ 20,718.05 14,109.39 6,608.66 07/06/98 Sale: 1,955.0200 Shs. Putnam Investments, Account No. AOC-1171038121BBBZ Net Proceeds $ 33,059.39 Inventoried @ 22,202.24 10,857.15 08/14/98 Sale: 400 shs. BellSouth Corp. Net Proceeds $ Inventoried @ 26,774.10 16,916.57 9,857.53 08/14/98 Sale: 900 Shs. Bradley Real Estate, Inc. Net Proceeds $ 18,111.89 Inventoried @ 17,437.50 674.39 08/14/98 Sale: 200 Shs. Page 13 (23) f\ /"""', Disbursements of Principal Date Amount Paid Paid Debts of Decedent Attleboro Nursing & Rehab. 10/14/96 final balance due $ 415.49 Proactive Medical, Inc. 10/14/96 medical expenses 690.00 Attleboro Nursing & Rehab. 11/14/96 medical expenses 106.92 Total Debts of Decedent $ 1,212.41 Funeral Expenses Poulson & Van Hise Funeral Directors 10/14/96 $ 8,190.00 Josephine Kennedy 10/14/96 reimbursement for funeral expenses (suit) 150.00 David E. Fritchey 10/16/96 reimbursement for grave digging, tombstone downpymt, etc. ) 1,503.57 Erich Schlosser Memorials 03/05/97 tombstone 650.00 Total Funeral Expenses $ 10,493.57 Administration Expenses Smith Barney, management services 10/18/96 investment services from 10/01/96 $ 3,266.21 Keefer, Wood, Allen & Rahal 10/19/96 attorneys' disbursements 1,072.71 Smith Barney, management services 10/25/96 investment services from 10/01/96 153.37 Page 1 (26) --, f\ Distributions of Principal to Beneficiaries Distribution Value pavid E. Fritchey 01/08/98 Cash $ 30,000.00 OS/22/98 Cash 07/10/98 Cash 30,000.00 45,000.00 $ 105,000.00 Pursuant to "Article 3" Under the Will, the followinq distributions were made to: David E. Fritchey 07/24/97 Cash 08/31/97 Cash $ 50,000.00 10,000.00 60,000.00 Josephine A. Kennedy 01/12/98 Cash OS/22/98 Cash 07/10/98 Cash $ 10,000.00 10,000.00 15,000.00 35,000.00 Pursuant to "Article 3" Under the Will, the followinq distributions were made to: Josephine A. Kennedy 08/31/97 Cash 08/31/97 Cash $ 7,500.00 12,500.00 20,000.00 Josephine E. Kennedy 01/12/98 Cash OS/22/98 Cash 07/10/98 Cash $ 20,000.00 20,000.00 30,000.00 70,000.00 Pursuant to "Article 3" Under the Will, the following distributions were made to: Page 1 (29) Par Value 5,000 10,000 25,000 10,000 50,000 25,000 50,000 25,000 30,000 Page 1 r-, r-, Principal Balance on Hand Bonds, Debentures, T-bills Berks County PA Mun Auth Rev Sr. Mrg Pheobe Berks Hlth Ctr Butler Co. PA Rfdg Ser A FGIC Insd Inventory Value $ 5,107.12 10,205.06 25,861. 05 10,146.49 50,995.95 24,976.98 50,642.20 27,662.68 33,111.60 Lancaster City PA Sch Dist G/O Ref FGIC Insd. Lancaster-Lebanon PA Jt Auth Lease Rev Inter Unit #13 Pennsylvania Industrial Dev Auth ECO Dev Rev AMBAC Insd Bk Pennsylvania Intergvrnmtl Coop Au SPL Tax Rv Philadelphia Pennsylvania State G/O 2nd Ser Rfdf &projs MBIA Pennyslvania State Turnpike Commn Tpk Rev Ser K York County Hospital Authority Hosp Rev York Hosp Checkinq/Savings Accounts PNC Bank - PHL 58,926.43 Money Market/CMA Accounts Smith Barney Money Funds Acct. 586,316.40 Total Principal Balance $ 883,951.96 --------------- --------------- ,........ A Information Schedules - Principal 01/14/97 01/14/97 01/31/97 02/28/97 03/31/97 Preferred Income Fund, 42.0769 Shs. 13.0629 Shs. 6.2330 Shs. 6.2065 shs. 6.1287 Shs. Inc. Capital Gains reinvestment Cost $ 30,441.25 17,437.50 17,200.00 22,137.50 4,856.25 19,346.58 10,172.79 28,406.25 14,700.00 13,650.00 6,963.11 40,564.05 641.00 199.00 91. 80 92.34 92.88 33,525.00 Investments Made BellSouth Corp. 12/31/96 710 Shs. Bradley Real Estate, Inc. 03/13/97 900 shs. Bristol Myers Squibb Co. 07/11/97 200 Shs. 12/31/96 01/09/97 Dresser Industries, Inc. 700 Shs. 150 shs. E.I. Du Pont De Nemours & Co. 08/22/97 300 Shs. Exxon Corporation 01/14/97 100 Shs. Federal National Mortqaqe Assn 01/08/97 750 Shs. McDonalds Corp., common 07/11/97 300 Shs. Merck & Co. Inc. 05/15/97 150 Shs. OS/23/97 75 Shs. Mobil Corp 03/31/97 300 Shs. Reliastar Financial Corp. 01/08/97 600 Shs. 03/31/97 Southern New England Telecommunications Corp. 250 Shs. 9,312.50 Total Principal Investments $ 269,829.80 --------------- --------------- Page 1 (32) 09/21/96 02/03/97 r) r" Information Schedules - Principal (Continued) Chanqes in Investment Holdinqs Northern Lehigh Rev MBIA 15,000 (15,000) PA Jt Sch Auth Par Rec'd. Par Redeemed $ =======cc====== ================ Industrial pev Rev AMBAC Insd Bk Par Rec'd. Par On Hand Pennsylvania Auth ECO Dev 09/21/96 50,000 50,000 09/21/96 $ $ =============== ---------------- ---------------- pennsylvania Intergvrnmtl Coop Au SPL Tax Rv philadelphia 25,000 Par Rec'd. 25,000 Par On Hand ~ $ ~ 15,131.03 (15,131.03) 50,995.95 50,995.95 24,976.98 24,976.98 ---------------- ---------------- --------------- --------------- pennsylvania State G/O 2nd Ser Rfdf &pro;s MBIA 09/21/96 50,000 Par Rec'd. 50,000 Par On Hand 09/21/96 12/02/96 09/21/96 09/21/96 09/15/97 $ $ ---------------- ---------------- Pennsylvania State Turnpike Commn Tpk Rev Ser A 30,000 Par (30,000) Par Rec'd. Redeemed ---------------- ---------------- pennyslvania State Turnpike Commn Tpk Rev Ser K 25,000 Par 25,000 Par Rec'd. On Hand ---------------- ---------------- Wilson School Cnty PA Ser B 40,000 (40,000) District Berks Par Rec'd. Par Redeemed ---------------- ---------------- County Hospital Rev York Hosp 30,000 Par 30,000 Par Authority York Hosp 09/21/96 Page 3 Rec'd. On Hand ---------------- ---------------- (34) 50,642.20 50,642.20 --------------- --------------- $ 30,821. 76 (30,821.76) --------------- --------------- $ $ 27,662.68 27,662.68 --------------- --------------- $ 40,377.44 (40,377 .44) --------------- --------------- $ $ 33,111.60 33,111.60 --------------- --------------- f\ Infonnation schedules - Principal (Continued) Changes in Investment Holdings 09/21/96 10/04/96 AT&T Corp. 100 o 12/31/96 100 (100) ---------------- ---------------- Shs. Shs. Shs. Shs. 09/21/96 02/20/97 Atlantic Richfield Co. 400 Shs. (400) Shs. ---------------- ---------------- 09/21/96 OS/21/98 Baltimore Gas & 900 (900) ---------------- ---------------- Bell Atlantic 400 (400) 09/21/96 01/14/98 ---------------- ---------------- 09/21/96 12/31/96 12/16/97 08/14/98 BellSouth Corp. 90 710 800 (400) 400 (400) ---------------- ---------------- 09/21/96 12/20/96 Blackrock Income 1,000 (1,000) ---------------- ---------------- 09/21/96 03/31/97 Bowne & Co., 1,000 (1,000) ---------------- ---------------- 03/13/97 08/14/98 Bradley Real 900 (900) Estate, Inc. Shs. Purchased shs. Sold ---------------- ---------------- Page 4 Rec'd. Spin Off To Lucent Technologies, On Hand Sold $ Inc. $ Cost 5,693.75 (1,591. 93) 4,101.82 (4,101.82) =============== Rec'd. Sold Electric Shs. Rec'd. Shs. Sold Corp. Shs. Shs. Shs. Shs. Shs. shs. Shs. shs. Trust Shs. Shs. Inc. Shs. Shs. Rec'd. Sold Rec'd. Purchased On Hand Sold On Hand Sold Inc. Rec'd. Sold Rec'd. Sold (35) $ 50,137.52 (50,137.52) --------------- --------------- $ 23,456.25 (23,456.25) --------------- --------------- $ 23,375.00 (23,375.00) --------------- --------------- $ 3,391.88 30,441.25 $ 33,833.13 (16,916.56) $ 16,916.57 (16,916.57) --------------- --------------- $ 6,312.50 (6,312. SO) --------------- --------------- $ 20,531.30 (20,531.30) --------------- --------------- $ 17,437.50 (17,437.50) --------------- --------------- 1""'\ 1""""1 Information schedules - principal (Continued) Chanqes in Investment Holdings 07/11/97 08/14/98 Bristol Myers 200 (200) Squibb Co. Shs. purchased Shs. Sold $ =============== ---------------- ---------------- 09/21/96 01/08/97 csx corporation 426 (426) $ =============== Shs. Shs. Rec'd. Sold ---------------- ---------------- 09/21/96 12/16/97 consolidated 800 (800) Edison Co. shs. Rec'd. Shs. Sold $ ----.----------- --------------- ---------------- ---------------- 09/21/96 01/14/98 consolidated 400 (400) Natural Gas Co. shs. Rec'd. Shs. Sold $ --------------- --------------- ---------------- ---------------- 12/31/96 01/09/97 11/13/97 08/14/98 Dresser Industries, Inc. 700 Shs. purchased 150 shs. purchased 850 Shs. On Hand (450) Shs. Sold 400 Shs. On Hand (400) shs. Sold $ $ $ ---------------- ---------------- 08/22/97 10/17/97 11/13/97 E.I. Du Pont De 300 (25) 275 (275) Nemours & Co. Shs. purchased shs. Sold Shs. On Hand shs. Sold ---------------- ---------------- 09/21/96 01/14/97 04/17/97 11/13/97 01/12/98 Exxon corporation 300 shs. 100 Shs. 400 shs. 400 shs. 800 Shs. (400) shs. 400 Shs. (400) Shs. Rec'd. purchased On Hand 2-for-1 stock split On Hand Sold On Hand Sold ---------------- ---------------- (36 ) Page 5 cost - 17,200.00 (17,200.00) 22,191.96 (22,191.96) 22,400.00 (22,400.00) 21,512.52 (21,512.52) 22,137.50 4,856.25 26,993.75 (14,290.81) 12,702.94 (12,702.94) --------------- --------------- $ $ 19,346.58 (1,612.22) 17,734.36 (17,734.36) --------------- --------------- $ $ $ $ 25,921. 89 10,172.79 36,094.68 0.00 36,094.68 (18,047.34) 18,047.34 (18,047.34) --------------- --------------- r"\ ,- Information Schedules - Principal (Continued) Changes in Investment Holdings 01/08/97 11/13/97 08/14/98 Federal National 750 (350) 400 (400) ================ Mortgage Assn shs. Purchased Shs. Sold Shs. On Hand shs. Sold $ $ Cost 28,406.25 (13,256.25) 15,150.00 (15,150.00) =============== General Electric Co. 09/21/96 400 Shs. Rec'd. 05/15/97 400 Shs. 2-for-1 stock split 800 Shs. On Hand 07/25/97 (100) Shs. Sold 700 shs. On Hand 10/31/97 (300) Shs. Sold 400 Shs. On Hand 12/16/97 (200) Shs. Sold 200 Shs. On Hand 08/14/98 (200) Shs. Sold ---------------- ---------------- 09/21/96 12/31/96 01/08/97 07/25/97 11/13/97 12/16/97 OS/21/98 Hershey Foods 4,800 (1,200) 3,600 (1,200) 2,400 (900) 1,500 (1,000) 500 (200) 300 (300) ---------------- ---------------- 09/21/96 11/01/96 Lockheed Martin 1,350 (117) 01/13/97 07/25/97 11/13/97 1,233 (333) 900 (300) 600 (600) ---------------- ---------------- Page 6 $ 35,400.00 0.00 $ 35,400.00 (4,425.00) $ 30,975.00 (13,275.00) $ 17,700.00 (8,850.00) $ 8,850.00 (8,850.00) --------------- --------------- $ 225,750.24 (56,437.56) $ 169,312.68 (56,437.56) $ 112,875.12 (42,328.17) $ 70,546.95 (47,031.30) $ 23,515.65 (9,406.26) $ 14,109.39 (14,109.39) --------------- --------------- Corporation Shs. Rec'd. shs. Sold Shs. On Hand Shs. Sold Shs. On Hand Shs. Sold Shs. On Hand shs. Sold shs. On Hand Shs. Sold Shs. On Hand Shs. Sold Corporation Shs. Rec'd. Shs. Exchanged For Martin Marietta On Hand Sold On Hand Sold On Hand Sold Materials Inc. Shs. Shs. Shs. Shs. Shs. Shs. (37) $ 119,728.13 (10,376.44) $ $ $ 109,351. 69 (29,532.94) 79,818.75 (26,606.25) 53,212.50 (53,212.50) --------------- --------------- ........ r"\ Information Schedules - Principal (Continued) Chanqes in Investment Holdings Lucent Technologies, Inc. 10/04/96 32.4084 Shs. Rec'd. as Spin Off From AT&T Corp. 10/09/96 (0.4084)Shs. Sold 32 Shs. On Hand 01/13/97 (32) Shs. Sold ---------------- ---------------- Martin Marietta Materials Inc. 11/01/96 552.0200 Shs. Rec'd. as Exchange For Lockheed Martin Corporation 11/01/96 (0.0200)Shs. Sold 552 Shs. On Hand 12/16/97 (552) Shs. Sold ---------------- ---------------- 07/11/97 08/14/98 McDonalds Corp., 300 (300) common Shs. Purchased Shs. Sold ---------------- ---------------- Merck & Co. Inc. 05/15/97 150 Shs. Purchased OS/23/97 75 Shs. Purchased 225 Shs. On Hand 11/07/97 (25) Shs. Sold 200 Shs. On Hand 08/14/98 (200) Shs. Sold ---------------- ---------------- 09/21/96 12/11/96 12/18/96 12/18/96 Merrill Lynch 1,104 (1,104) o o Gains Gains Capital Shs. Shs. Shs. shs. Fund A Rec'd. Sold Capital Capital ---------------- ---------------- Mobil Corp 03/31/97 300 Shs. Purchased 300 Shs. On Hand 06/30/97 300 Shs. stock split 600 Shs. On Hand 11/13/97 (300) Shs. Sold 300 Shs. On Hand 01/12/98 (300) Shs. Sold ---------------- ---------------- Page 7 (38) Cost $ 1,591.93 $ (20.06) 1,571.87 (1,571.87) =============== $ 10,376.44 $ (0.38) 10,376.06 (10,376.06) --------------- --------------- $ 14,700.00 (14,700.00) --------------- --------------- $ $ $ 13,650.00 6,963.11 20,613.11 (2,290.35) 18,322.76 (18,322.76) --------------- --------------- $ 33,396.00 (33,396.00) 0.00 0.00 --------------- --------------- $ 40,564.05 $ 40,564.05 0.00 $ 40,564.05 (20,282.03) $ 20,282.02 (20,282.02) --------------- --------------- "'...'\ ^ Information Schedules - Principal (Continued) Chanqes in Investment Holdinqs Cost 09/21/96 01/13/97 PECO Enerqy Co. 1,000 (1,000) Shs. Shs. Rec'd. Sold $ 24,218.80 (24,218.80) ================ --------------- --------------- PP&L Resources, Inc. 09/21/96 1,000 Shs. Rec'd. 08/14/98 (1,000) Shs. Sold ---------------- ---------------- Potomac Electric Power Co. 09/21/96 300 Shs. Rec'd. 08/25/98 (300) Shs. Sold ---------------- ---------------- $ 22,593.80 (22,593.80) --------------- --------------- $ 7,509.39 (7,509.39) --------------- --------------- Preferred Income Fund, Inc. 09/21/96 1,000 Shs. Rec'd. $ 13,904.50 12/31/96 0 Shs. Capital Gains 0.00 1,000 Shs. On Hand $ 13,904.50 01/14/97 42.0769 Shs. Purchased Capital Gains reinvestment 641.00 01/14/97 13.0629 Shs. Purchased 199.00 01/31/97 6.2330 Shs. Purchased 91.80 02/28/97 6.2065 Shs. Purchased 92.34 03/31/97 6.1287 Shs. Purchased 92.88 1,073.7080 Shs. On Hand $ 15,021. 52 12/31/97 0 Shs. Capital Gains 0.00 1,073.7080 Shs. On Hand $ 15,021. 52 08/14/98 (1,073) Shs. Sold (15,011.61) 0.7080 Shs. On Hand $ 9.91 08/19/98 (0.7080)Shs. Sold (9.91) ---------------- --------------- ---------------- --------------- prudential Government Income Fund A 09/21/96 4,030.9680 Shs. Rec'd. $ 34,948.49 09/26/96 23.8010 Shs. Rec'd. Transfer from Income 8.73 From Prudential Government Income Fund A 4,054.7690 Shs. On Hand $ 34,957.22 10/28/96 24.0780 Shs. Rec'd. Transfer from Income 8.80 From prudential Government Income Fund A 4,078.8470 Shs. On Hand $ 34,966.02 11/26/96 21.3440 shs. Rec'd. Transfer from Income 8.96 Page 8 (39) "'"" Information schedules - Principal (Continued) Changes in Investment Holdings Cost (Continued from previous page) From prudential Government Income Fund A 4,100.1910 Shs. On Hand 12/13/96 (4,100.1910)Shs. Sold $ 34,974.98 (34,974.98) ---------------- ---------------- =============== 09/21/96 11/29/96 11/29/96 12/13/96 Prudential Mult Sec Fund A 3,528.3280 Shs. Rec'd. o Shs. Capital Gains 3,528.3280 shs. On Hand o shs. Capital Gains 3,528.3280 Shs. On Hand (3,528.3280)Shs. Sold $ $ $ 48,796.78 0.00 48,796.78 0.00 48,796.78 (48,796.78) ---------------- ---------------- --------------- --------------- prudential Muni Hiqh Yld A 09/21/96 4,901.4400 Shs. Rec'd. $ 52,690.48 09/26/96 29.1950 Shs. Rec'd. Transfer from Income 10.75 From prudential Muni High Yld A 4,930.6350 shs. On Hand $ 52,701. 23 10/21/96 24.2150 Shs. Rec'd. Transfer from Income 10.85 From Prudential Muni High Yld A 4,954.8500 Shs. On Hand $ 52,712.08 11/21/96 27.1060 shs. Rec'd. Transfer from Income 10.94 From prudential Muni High Yld A 4,981.9560 shs. On Hand $ 52,723.02 12/10/96 (4,981.9560)Shs. Sold (52,723.02) ---------------- --------------- ---------------- --------------- prudential Muni High Yld B 09/21/96 2,189.3340 Shs. Rec'd. $ 23,513.45 09/23/96 12.2560 Shs. Rec'd. Transfer from Income 10.74 From prudential Muni High Yld B 2,201.5900 shs. On Hand $ 23,524.19 10/21/96 10.1360 Shs. Rec'd. Transfer from Income 10.85 From Prudential Muni High YldB 2,211.7260 Shs. On Hand $ 23,535.04 11/21/96 11.3490 Shs. Rec'd. Transfer from Income 10.94 From Prudential Muni High Yld B 2,223.0750 Shs. On Hand $ 23,545.98 12/11/96 (2,223.0750lShs. Sold (23,545.98) ---------------- --------------- ---------------- --------------- Page 9 (40) r"\ r"\ Information Schedules - Principal (Continued) Changes in Investment Holdings Cost Putnam Investments, Account No. AOC-1171038121BBBZ 09/21/96 1,808 Shs. Rec'd. 01/01/97 11.0160 Shs. dividends reinvestment 1,819.0160 Shs. On Hand 03/31/97 9.2200 Shs. dividends reinvestment ($127.33) 1,828.2360 Shs. On Hand 06/30/97 8.4530 Shs. dividends reinvestment ($255.31) 1,836.6890 Shs. On Hand 09/30/97 8.0460 Shs. dividends reinvestment ($128.57) 1,844.7350 Shs. On Hand 12/31/97 8.5070 Shs. dividends reinvestment ($129.13) 1,853.2420 Shs. On Hand 12/31/97 93.8170 Shs. long term capital gains reinvestment ($1,424.14) 1,947.0590 Shs. On Hand 03/31/98 7.9610 Shs. dividends reinvestment ($136.29) 1,955.0200 Shs. On Hand 07/06/98 (l,955.0200)Shs. Sold ---------------- ---------------- 01/08/97 09/16/97 11/13/97 Reliastar Financial Corp. 600 Shs. Purchased 600 Shs. On Hand 600 Shs. Stock split 1,200 Shs. On Hand (1,200) Shs. Sold $ 22,202.24 0.00 $ 22,202.24 0.00 $ 22,202.24 0.00 $ 22,202.24 0.00 $ 22,202.24 0.00 $ 22,202.24 0.00 $ 22,202.24 0.00 $ 22,202.24 (22,202.24) --------------- --------------- $ 33,525.00 $ 33,525.00 0.00 $ 33,525.00 (33,525.00) --------------- --------------- ---------------- ---------------- Sears Roebuck & 500 (500) Co. Shs. Shs. Rec'd. Sold $ 22,906.25 (22,906.25) 09/21/96 11/13/97 ---------------- ---------------- --------------- --------------- 09/21/96 03/31/97 05/18/98 Southern New England Telecommunications Corp. 500 Shs. Rec'd. 250 Shs. Purchased 750 Shs. On Hand (750) Shs. Sold $ $ 19,345.00 9,312.50 28,657.50 (28,657.50) ---------------- ---------------- --------------- --------------- Page 10 (41) ,.-.. f\ Information Schedules - Principal (Continued) Changes in Investment Holdings Sun, Inc. 218 (218) shs. Shs. Rec'd. Sold $ 09/21/96 12/31/96 Cost 5,027.63 (5,027.63) =============== ================ 09/21/96 12/31/96 USX Marathon 200 (200) Rec'd. Sold $ Group Shs. Shs. 4,362.50 (4,362.50) =============== --------------- --------------- --------------- --------------- ---------------- ---------------- 09/21/96 12/31/96 USX-U.S. Steel 40 (40) Shs. Shs. Rec'd. Sold $ ---------------- ---------------- 09/21/96 12/31/96 Val spar Corporation 144 Shs. (144) Shs. Rec'd. Sold $ ---------------- ---------------- 1996 Form 1041 refund receivable $ 09/21/96 OS/23/97 Rec'd. Collected --------------- --------------- Municipal Investment Trust PA Series 10 $ 09/21/96 10/16/96 Units Rec'd. Units Sold 7 (7) ---------------- ---------------- 09/21/96 10/16/96 Municipal Investment Trust PA Series 13 20 Units Rec'd. (20) Units Sold ---------------- ---------------- 09/21/96 10/16/96 Municipal Investment Trust PA Series 7S 20 Units Rec'd. (20) Units Sold ---------------- ---------------- 09/21/96 10/16/96 Municipal Securities Trust High Income Series 11 20 Units Rec'd. (20) Units Sold ---------------- ---------------- Page 11 (42) 1,117. SO (1,117.50) 7,020.00 (7,020.00) 550.00 (550.00) 1,531.32 (1,531.32) --------------- --------------- $ 5,236.40 (5,236.40) --------------- --------------- $ 7,581.00 (7,581.00) --------------- --------------- $ 10,096.60 (10,096.60) --------------- --------------- .__.~-- ----, :-~'~...'" ,.._.,~ ,~,~-~-.--..". ..~. . .". ~ Information Schedules - Principal (continued) Changes in Investment Holdings 09/21/96 11/14/96 Municipal Securities Trust 1149-S Desc 20 (20) $ Units Rec'd. Units Redeemed ~ 3,245.00 (3,245.00) ==============1:1; ================ 09/21/96 10/16/96 Municipal Securities Trust PA Series 38, Monthly 6 Units Rec'd. (6) Units Sold $ 5,353.50 (5,353.50) ---------------- ---------------- =============== --------------- --------------- --------------- --------------- 09/21/96 10/16/96 Nuveen Tax Exe Insd Penn Tr 50 (50) Ut Tr #l39S Units Rec'd. Units Sold $ ---------------- ---------------- 09/21/96 10/16/96 Nuveen Tax Exempt PA Series 132 97 (97) Unit Trust Units Rec'd. Units Sold $ ---------------- ---------------- 09/21/96 10/16/96 Nuveen Tax Exempt Unit Trust National Series 171, Quarterly 64 Units Rec'd. (64) Units Sold ---------------- ---------------- 09/21/96 10/16/96 Nuveen Tax Exempt Unit Trust National series 228, Semi-Annual 105 (105) Units Rec'd. Units Sold ---------------- ---------------- 09/21/96 10/16/96 Nuveen Tax Exempt Unit Trust PA Series 57, Semi-Annual 142 Units Rec'd. (142) Units Sold ---------------- ---------------- 09/21/96 10/16/96 Nuveen Tax Exempt Unit Trust National Series 7, Monthly 43 Units Rec'd. (43) Units Sold ---------------- ---------------- Page 12 (43) 5,222.50 (5,222.50) 1,022.38 (1,022.38) $ 2,079.36 (2,079.36) --------------- --------------- $ 1,695.75 (1,695.75) --------------- --------------- $ 1,279.42 (1,279.42) --------------- --------------- $ 648.01 (648.01) --------------- --------------- r, ~ Information Schedules - Principal (Continued) ~ Changes in Investment Holdings 09/21/96 10/16/96 Units First Tr 1I153S comb Ser 20 (20) c=ca:::=::::::=:: Units Kemper 5 (5) 09/21/96 10/16/96 c=============== Units Kemper 5 (5) 09/21/96 10/16/96 ---------------- ---------------- Units Kemper TE 5 (5) 09/21/96 10/15/96 ---------------- ---------------- Units Kemper 5 (5) 09/21/96 10/16/96 ---------------- ---------------- Units Kemper 5 (5) 09/21/96 10/15/96 Insd Muni Bd Penn Tr 41-S Units Rec'd. Units Sold $ 20,118.40 (20,118.40) ============12== TE I U46S Units Units $ 553.94 (553.94) Rec'd. Sold =============== TE Incm Tr U22S Units Rec'd. Units Sold $ 814.35 (814.35) --------------- --------------- Income Tr #23Q Units Rec'd. Units Sold $ 297.25 (297.25) --------------- --------------- Te Inc. #53 Units Rec'd. Units Sold $ 804.37 (804.37) --------------- --------------- Te Incm Tr#35M Units Rec'd. Units Sold $ 385.95 (385.95) =============== ---------------- ---------------- Units Kemper Te Insd Incm UA-17S Tr 12 Units Rec'd. (12) Units Sold 09/21/96 10/16/96 $ 1,633.80 (1,633.80) ---------------- ---------------- --------------- --------------- Van Kampen American Capital High Income Corporate Bond Fund - A 514 Units Rec'd. (514) Units Sold 09/21/96 OS/23/97 $ 3,299.88 (3,299.88) ---------------- ---------------- --------------- --------------- Page 14 (45) ,-.... ~ Receipts of Income Allegheny Cnty PA Hosp. Dev Auth Rev St. Margarets Nursg Hme 12/02/96 Interest on 5,000 Less Accrued portion Par $ 196.88 (121.41) 196.88 196.88 $ 469.23 06/02/97 12/01/97 Berks County PA Mun Auth Rev Sr. Mrg pheobe Berks Hlth Ctr 11/15/96 Interest on 5,000 Less Accrued portion Par $ 212.50 (149.93) 212.50 212.50 212.50 700.07 05/15/97 11/17/97 05/15/98 Butler Co. PA Rfdg Ser A FGIC Insd 01/15/97 Interest on 10,000 Less Accrued Portion Par $ 300.00 (111.67) 300.00 300.00 300.00 1,088.33 07/15/97 01/15/98 07/15/98 Harrisburg PA G/O U/T AMBAC Insd. OID 02/18/97 Interest on 25,000 Less Accrued portion Par $ 656.25 (134.90) 656.25 1,177.60 08/15/97 Jefferson Bank Philadelphia PA Sub Debs 10/21/96 Interest on 3,000 Par $ 52.25 52.25 Lancaster City PA sch Dist G/O Ref FGIC Insd. 11/01/96 Interest on 25,000 Less Accrued portion Par $ 731.25 (572.81) 731.25 731.25 731.25 2,352.19 05/01/97 11/03/97 05/01/98 Lancaster-Lebanon PA Jt Auth Lease Rev Inter Unit n13 03/17/97 Interest on 10,000 Less Accrued portion Par $ 368.75 (14.34) 368.75 368.75 1,091.91 09/15/97 03/16/98 Page 1 (46) .,"" r"\ Receipts of Income (Continued) 25,000 Par $ 900.00 Portion (450.00)$ 450.00 Northern Lehigh PA Jt Sch Auth Rev MBIA 02/03/97 Interest on 15,000 Par $ 472,50 Less Accrued Portion (133.88) 338.62 Pennsylvania Industrial Dev Auth ECO Dev Rev AMBAC Insd Bk 01/02/97 Interest on 50,000 Par $ 1,275.00 07/01/97 1,275.00 Less Accrued Portion (573.75) 01/02/98 1,275.00 07/01/98 1,275.00 4,526.25 Pennsylvania Intergvrnmtl Coop Au SPL Tax Rv philadelphia 12/16/96 Interest on 25,000 Par $ 612.50 Less Accrued Portion (330.07) 06/16/97 612.50 10/15/97 612.50 06/15/98 612.50 2,119.93 Pennsylvania State G/O 2nd Ser Rfdf &pro;s MBIA 12/16/96 Interest on 50,000 Par $ 1,250.00 Less Accrued Portion (673.61) 06/16/97 1,250.00 12/15/97 1,250.00 06/15/98 1,250.00 4,326.39 Pennsylvania State Turnpike Commn Tpk Rev Ser A 12/02/96 Interest on 30,000 Par $ 1,162.50 Less Accrued Portion (716.88) 445.62 Pennyslvania State Turnpike Commn Tpk Rev Ser K 12/02/96 Interest on 25,000 Par $ 937.50 Less Accrued Portion (578.13) 06/02/97 937.50 12/01/97 937.50 06/01/98 937.50 3,171.87 Page 2 (47) 0 0 Receipts of Income (Continued) wilson School District Berks Cnty PA Ser B 11/15/96 Interest on 40,000 Par $ 1,280,00 Less Accrued Portion (903.11) 05/15/97 1,280.00 09/15/97 853,33 $ 2,510.22 York County Hospital Authority Hosp Rev York Hosp 01/02/97 Interest on 30,000 Par $ 1,050.00 Less Accrued Portion (472.50) 07/01/97 1,050.00 01/02/98 1,050.00 07/01/98 1,050.00 3,727.50 AT&T Corp. 11/01/96 Dividend on 100 Shs. $ 33.00 Less Accrued Portion (33.00) 02/03/97 Dividend on 0 Shs. 33.00 33.00 Atlantic Richfield Co. 12/13/96 Dividend on 400 Shs. $ 550.00 03/14/97 Dividend on 0 shs. 550.00 1,100.00 Baltimore Gas & Electric 10/01/96 Dividend on 900 Shs. $ 360.00 Less Accrued Portion (360.00) 01/02/97 360.00 04/01/97 360.00 07/01/97 369.00 10/01/97 369.00 01/02/98 369.00 04/01/98 369.00 2,196.00 Bell Atlantic Corp. 11/01/96 Dividend on 400 Shs. $ 288.00 02/03/97 288.00 05/01/97 296.00 08/01/97 296.00 11/03/97 308.00 02/02/98 Dividend on 0 Shs. 308.00 1,784.00 BellSouth Corp. 11/01/96 Dividend on 90 Shs. $ 32.40 02/03/97 Dividend on 800 Shs. 288.00 05/01/97 288.00 08/01/97 288.00 11/03/97 288.00 02/02/98 Dividend on 400 Shs. 144.00 Page 3 (48) ~ /-... Receipts of Income (Continued) (Continued from previous page) 05/01/98 $ 144.00 $ 1,472.40 Blackrock Income Trust Inc. 09/30/96 Dividend on 1,000 Shs. $ 46.88 Less Accrued Portion (46.80) 01/13/97 Dividend on 0 Shs. 46.88 01/13/97 46.88 93.84 Bowne & Co., Inc. 09/25/96 Dividend on 1,000 Shs. $ 90.00 01/15/97 90.00 Less Accrued Portion (90.00) 03/26/97 90.00 180.00 Bradley Real Estate, Inc. 06/30/97 Dividend on 900 Shs. $ 297.00 09/30/97 297.00 12/31/97 315.00 03/31/98 315.00 06/30/98 315.00 1,539.00 Bristol Myers Squibb Co. 11/03/97 Dividend on 200 Shs. $ 76.00 02/02/98 78.00 05/01/98 78.00 232.00 CSX Corporation 12/13/96 Dividend on 426 shs. $ 110.76 110.76 Consolidated Edison Co. 12/16/96 Dividend on 800 Shs. $ 416.00 03/17/97 420.00 06/16/97 420.00 09/15/97 420.00 12/15/97 420.00 2,096.00 Consolidated Natural Gas Co. 11/15/96 Dividend on 400 shs. $ 194.00 02/18/97 194.00 05/15/97 194.00 08/15/97 194.00 11/17/97 194.00 970.00 Dresser Industries, Inc. 03/20/97 Dividend on 850 Shs. $ 144.50 06/20/97 144.50 09/22/97 161.50 12/22/97 Dividend on 400 shs. 76.00 Page 4 (49) 1'""1 r-- Receipts of Income (Continued) (Continued from previous page) 03/20/98 $ 76.00 06/22/98 76.00 $ 678.50 Exxon Corporation 12/10/96 Dividend on 300 Shs. $ 237.00 03/10/97 Dividend on 400 shs. 316.00 06/10/97 Dividend on 800 Shs. 328.00 09/10/97 328.00 12/10/97 Dividend on 400 shs. 328.00 1,537.00 Federal National Mort a e Assn 02 25 97 Dividend on 750 shs. $ 157.50 OS/27/97 157.50 08/25/97 157.50 11/25/97 Dividend on 400 shs. 157.50 02/25/98 96.00 OS/26/98 96.00 822.00 General Electric Co. 10/25/96 Dividend on 400 Shs. $ 184.00 01/27/97 208.00 04/25/97 208.00 07/25/97 Dividend on 800 Shs. 208.00 10/25/97 Dividend on 700 Shs. 182.00 01/26/98 Dividend on 200 shs. 60.00 04/27/98 60.00 07/27/98 60.00 1,170.00 Hershey Foods Corporation 12/13/96 Dividend on 4,800 Shs. $ 960.00 03/14/97 Dividend on 2,400 Shs. 480.00 06/13/97 480.00 09/15/97 Dividend on 1,500 Shs. 330.00 12/15/97 Dividend on 500 shs. 110.00 03/13/98 Dividend on 300 Shs. 66.00 2,426.00 Lockheed Martin Corporation 09/30/96 Dividend on 1,350 shs. $ 540.00 12/31/96 Dividend on 1,233 Shs. 493.20 Less Accrued Portion (300.00) 03/31/97 Dividend on 900 Shs. 360.00 06/30/97 360.00 09/30/97 Dividend on 600 Shs. 240.00 Less Accrued Portion (240.00) 1,453.20 Martin Marietta Materials Inc. 12/31/96 Dividend on 552 Shs. $ 66.24 03/31/97 66.24 Page 5 (50) ."''::;~:;'';'..-.'- . .. ,-..., f\ Receipts of Income (continued) (Continued from previous page) 03/02/98 $ 183.00 06/01/98 183.00 $ 1,156.50 preferred Income Fund, Inc. 09/30/96 Dividend on 1,000 Shs. $ 92.00 10/31/96 92.00 11/29/96 92.00 01/14/97 199.00 01/31/97 Dividend on 1,055.1398 Shs. 91. 80 02/28/97 Dividend on 1,061.3728 shs. 92.34 03/31/97 Dividend on 1,067.5793 shs. 92.88 04/30/97 Dividend on 1,073.7080 Shs. 93.41 05/30/97 93.41 06/30/97 93.41 07/31/97 93.41 08/29/97 93.41 09/30/97 93.41 10/31/97 93.41 11/28/97 93.41 12/31/97 228.59 01/30/98 86.97 02/27/98 86.97 03/31/98 86.97 04/30/98 86.97 OS/29/98 86.97 06/30/98 86.97 07/31/98 86.97 2,336.68 prudential Government Income Fund A 09/26/96 Dividend on 4,030.9680 Shs. $ 207.78 10/28/96 Dividend on 4,054.7690 Shs. 211.89 11/26/96 Dividend on 4,078.8470 shs. 191. 24 12/10/96 Dividend on 4,100.1910 Shs. 92.25 12/30/96 Dividend on 0 Shs. 38.89 742.05 Prudential Mult Sec Fund A 11/29/96 Dividend on 3,528.3280 Shs. $ 35.28 35.28 prudential Muni Hi h Yld A 09 26 96 Dividend on 4,901.4400 shs. $ 313.85 10/21/96 Dividend on 4,930.6350 Shs. 262.73 11/21/96 Dividend on 4,954.8500 Shs. 296.54 12/10/96 Dividend on 4,981.9560 Shs. 180.92 12/13/96 Dividend on (O.OOOO)Shs. 55.48 1,109.52 Page 7 (52) f\ r"\ Receipts of Income (continued) Prudential Muni High Yld B 09/23/96 Dividend on 10/21/96 Dividend on 11/21/96 Dividend on 12/10/96 Dividend on 12/11/96 $ 131.63 109.98 124.16 75.63 23.16 $ 2,189.3340 Shs. 2,201. 5900 Shs. 2,211.7260 Shs. 2,223.0750 Shs. 464.56 Putnam Investments, Account No. AOC-1171038121BBBZ 09/30/96 Dividend on 1,808 shs. $ 144.64 144.64 Reliastar Financial Cor 02 14 97 Dividend on 600 05/09/97 08/15/97 11/14/97 Dividend on 0 shs. $ 168.00 186.00 186.00 186.00 726.00 Shs. Sears Roebuck & Co. 10/01/96 Dividend on 500 Less Accrued Portion Shs. $ 115.00 (115.00) 115.00 115.00 115.00 115.00 460.00 01/02/97 04/01/97 07/01/97 10/01/97 Southern New England Telecommunications Cor 10 15 96 Dividend on 01/15/97 04/15/97 Dividend on 07/15/97 10/15/97 01/15/98 04/15/98 500 shs. $ 220.00 220.00 220.00 330.00 330.00 330.00 . 330.00 750 Shs. 1,980.00 Sun, Inc. 12/10/96 Dividend on 54.50 218 Shs. $ 54.50 USX Marathon Group 12/10/96 Dividend on USX-U.S. Steel 12/10/96 Dividend on 200 Shs. $ 38.00 38.00 40 Shs. $ 10.00 10.00 Valspar Corporation 10/15/96 Dividend on 01/15/97 Dividend on 23.76 25.92 $ Shs. Shs. 144 o 49.68 Page 8 (53) !""'\ r"\ Receipts of Income (continued) (Continued from previous page) 01/09/98 Dividend $ 609.56 02/13/98 Dividend 2,413.63 03/13/98 Dividend 1,828.30 04/09/98 Dividend 1,903.82 05/08/98 Dividend 1,916.35 06/12/98 Dividend 2,554.17 07/10/98 Dividend 2,093.60 $ 27,941.80 Municipal Investment Trust PA Series 10 10/16/96 Interest on 7 Units $ 42.00 42.00 Municipal Investment Trust PA Series 13 10/15/96 Interest on 20 Units $ 23.60 10/16/96 108.80 132.40 Municipal Investment Trust PA series 7S 10/16/96 Interest on 20 Units $ 21. 00 11/05/96 Interest on 0 Unit 328.40 11/05/96 370.20 719.60 Municipal Securities Trust High Income Series 11 10/16/96 Interest on 20 Units $ 424.80 424.80 Municipal Securities Trust #49-S Desc 11/14/96 Interest on 20 Units $ 165.40 165.40 Municipal Securities Trust PA s~ries 38, Monthly 10/15/96 Interest on 6 Units $ 29.46 10/16/96 72.66 102.12 Nuveen Tax Exe Ut Tr 1I139S Insd Penn Tr 10/16/96 Interest on SO Units $ 192.50 192.50 Nuveen Tax Exempt Unit Trust PA Series 132 10/16/96 Interest on 97 Units $ 34.92 34.92 Nuveen Tax Exempt Unit Trust National Series 171, Quarterl 10 16 96 Interest on 64 Units $ 35.84 35.84 Page 10 (55) 1'"'"'1 t<<', Receipts of Income (Continued) Nuveen Tax Exempt Unit Trust National Series 228, Semi-Annual 10/16/96 Interest on 105 Units $ 73.50 $ 73.50 Nuveen Tax Exempt Unit Trust PA Series 57, Semi-Annual 10/16/96 Interest on 142 Units $ 93.32 93.32 Nuveen Tax Exempt Unit Trust National Series 7, Monthly 10/15/96 Interest on 43 Units $ 4.25 10/16/96 12.04 16.29 Nuveen Tax Exempt Unit Trust PA Series 89, Semi-Annual 10/16/96 Interest on 50 Units $ 213.50 213.50 Nuveen Tax Exempt Unit Trust PA Series 91, Semi-Annual 10/16/96 Interest on 56 Units $ 239.68 239.68 Penn Insd Mun Incm #66S Tr 10/16/96 Interest on 9 Units $ 55.35 55.35 Municipal Quarterl 10 Units $ 45.70 82.30 128.00 Municipal Quarterl 5 Units $ 54.35 63.60 117.95 Units First Tr Insd Muni #105 11/14/96 Interest on 5 Units $ 24.80 24.80 Units First Tr Insd Muni #123S BD 11/14/96 Interest on 6 Units $ 15.54 15.54 Units First Tr Insd Muni #2 PA 10/16/96 Interest on 5 Units $ 80.30 10/31/96 Interest on 0 Unit 50.75 131.05 Page 11 (56) 1"""\ r-., Receipts of Income (Continued) Units First Tr Insd Muni Bd #153S Comb Ser Penn Tr 41-S 10/16/96 Interest on 20 Units $ 601.40 $ 601.40 Units Kemper TE I tl46S 10/16/96 Interest on 5 Units $ 24.65 24.65 Units Kemper TE Incm Tr jj22S 10/16/96 Interest on 5 Units $ 26.40 26.40 Tr #23 5 Units $ 5.65 5.65 Units Kemper Te Inc. jj53 10/15/96 Interest on 5 Units $ 5.68 10/16/96 17.80 23.48 Units Kemper Te Incm Tr#35M 10/15/96 Interest on 5 Units $ 4.81 4.81 Units Kemper Te Insd Incm #A-17S Tr 10/10/96 Interest on 12 Units $ 64.32 64.32 Van Kampen American Capital High Income Corporate Bond Fund - A 10/15/96 ck dated 9/15/96, deposited 10/15/96 $ 25.19 10/15/96 Interest on 514 Units 25.19 01/13/97 25.70 OS/23/97 (payable 4/15/97) 25.70 OS/23/97 (payable 3/14/97) 25.70 OS/23/97 (payable 2/14/97) 25.70 OS/23/97 (payable 1/15/97) 37.01 190.19 Total Receipts of Income $ 96,049.67 --------------- --------------- Page 12 (57) .'\ 1""""\ Gains and Losses on Sales or Other Dispositions of Income Assets Date Description Net Gain Net Loss 09/23/96 Transfer: 12.2560 shs. Prudential Muni High Yld Inventoried @ $ Net Proceeds B 131.63 10.74 $ 120.89 09/26/96 Transfer: 29.1950 shs. prudential Muni High Yld A Inventoried @ $ 313.85 Net Proceeds 10.75 303.10 09/26/96 Transfer: 23.8010 Shs. prudential Government Income Fund A Inventoried @ $ 207.78 Net Proceeds 8.73 199.05 10/21/96 Transfer: 24.2150 shs. Prudential Muni High Yld A Inventoried @ $ 262.73 Net Proceeds 10.85 251.88 10/21/96 Transfer: 10.1360 Shs. Prudential Muni High Yld Inventoried @ $ Net Proceeds B 109.98 10.85 99.13 10/28/96 Transfer: 24.0780 shs. prudential Government Income Fund A Inventoried @ $ 211.89 Net Proceeds 8.80 203.09 11/21/96 Transfer: 27.1060 Shs. prudential Muni High Yld A Inventoried @ $ 296.54 Net Proceeds 10.94 285.60 11/21/96 Transfer: 11.3490 shs. Page 1 (58) '"'"" ~ Gains and Losses on Sales or Other Dispositions of Income Assets (Continued) Date Description (Continued from previous page) Net Gain Net Loss prudential Muni High Yld Inventoried @ $ Net proceeds B 124.16 10.94 $ 113.22 11/26/96 Transfer: 21. 3440 Shs. Prudential Government Income Fund A Inventoried @ $ 191.24 Net Proceeds 8.96 182.28 Total Gains and Losses $ 0.00 $ $ 1,758.24 Net Loss 1,758.24 --------------- --------------- Page 2 (59) " " Distributions of Income to Beneficiaries (Continued) Distribution Value (Continued from previous page) To: Prudential Government Income Fund A 11/26/96 $ 8.96 Distribution of Income to principal From: Prudential Moneymart To: Prudential Moneymart 12/13/96 $ 388.29 Distribution of Income to principal From: Prudential Moneymart To: Prudential Moneymart 12/31/96 $ 588.32 Distribution of Income to principal From: Prudential Moneymart To: PNC Bank - PHL 01/13/97 $ 7.00 Distribution of Income to principal From: Prudential Muni High Yld A To: prudential Muni High Yld A 09/26/96 $ 10.75 Distribution of Income to Principal From: Prudential Muni High Yld A To: Prudential Muni Hiqh Yld A 10/21/96 $ 10.85 Distribution of Income to principal From: Prudential Muni High Yld A To: Prudential Muni Hiqh Yld A 11/21/96 $ 10.94 Distribution of Income to principal From: Prudential Muni High Yld B Page 2 (62) or '''''" " J' },~; ~~ t~ 'If;! \'i;'" ~-'!, rill !f.f::~ ~., ;ft~' ".~ ~~ ~i; .1 ~~ f~ .~~ l ;.:." :rJ< :,~ f!i: >.,~ ~- 1"""\ r'I Distributions of Income to Beneficiaries (Continued) (Continued from previous page) To: prudential Muni High Yld B $ 09/23/96 Distribution of Income to Principal From: Prudential Muni High Yld B To: Prudential Muni High Yld B 10/21/96 $ Distribution of Income to Principal From: Prudential Muni High Yld B To: Prudential Muni High Yld B 11/21/96 $ Total Transfers To Principal Total Distributions of Income to Beneficiaries Page 3 (63) Distribution Value 10.74 10.85 10.94 $ $ $ 1,706.90 1,706.90 =============== 1,706.90 ........., ." Information Schedules - Income InveBtments Made Cost Prudential Government Income Fund A 09/26/96 10/28/96 11/26/96 23.8010 Shs. 24.0780 Shs. 21.3440 shs. $ 207.78 211.89 191.24 09/26/96 10/21/96 11/21/96 Prudential Muni High Yld A 29.1950 Shs. 24.2150 Shs. 27.1060 Shs. 313.85 262.73 296.54 09/23/96 10/21/96 11/21/96 Prudential Muni High Yld B 12.2560 Shs. 10.1360 shs. 11.3490 Shs. 131.63 109.98 124.16 Total Income Investments $ 1,849.80 --------------- --------------- Chanqes in Investment Holdings Prudential Government Income Fund A 09/26/96 23.8010 Shs. purchased 207.78 09/26/96 (23.8010)Shs. Transfer to Principal (207.78) To prudential Government Income Fund A 10/28/96 24.0780 Shs. Purchased 211.89 24.0780 shs. On Hand $ 211.89 10/28/96 (24.0780)Shs. Transfer to Principal (211.89) To Prudential Government Income Fund A 11/26/96 21.3440 Shs. Purchased 191. 24 21.3440 Shs. On Hand $ 191. 24 11/26/96 (21.3440)Shs. Transfer to Principal (191.24) To Prudential Government Income Fund A ---------------- --------------- ---------------- --------------- 09/26/96 prudential Muni High Yld A 29.1950 Shs. Purchased $ 313.85 09/26/96 (29.1950)Shs. Transfer to principal (313.85) To Prudential Muni High Yld A 10/21/96 24.2150 Shs. purchased 262.73 Page 1 (65) o 1"""\ Information Schedules - Income (Continued) Changes in Investment Holdings (Continued from previous page) Cost 24.2150 Shs. On Hand $ 262.73 10/21/96 (24.2150IShs. Transfer to Principal (262.73) To prudential Muni High Yld A 11/21/96 27.1060 shs. Purchased 296.54 27.1060 Shs. On Hand $ 296.54 11/21/96 (27.1060)Shs. Transfer to Principal (296.54) To prudential Muni High Yld A ================ =============== prudential Muni High Yld B 09/23/96 12.2560 Shs. Purchased $ 131.63 09/23/96 (12.2560)Shs. Transfer to Principal (131.63) To prudential Muni High Yld B 10/21/96 10.1360 Shs. Purchased 109.98 10.1360 shs. On Hand $ 109.98 10/21/96 (10.1360)Shs. Transfer to Principal (109.98) To Prudential Muni High Yld B 11/21/96 11.3490 Shs. Purchased 124.16 11.3490 Shs. On Hand $ 124.16 11/21/96 (l1.3490)Shs. Transfer to Principal (124.16) To prudential Muni High Yld B ---------------- --------------- ---------------- --------------- Page 2 (66) .. .. 1.,5 -' J 3l' - " o E C E o E N T FOR OATESOF DEATH AFTER 1Z1 11 INHERITANCE TAX RETURN ~ot~~~~~1D1T I AIM RESIDENT DECEDENT FilE NUM8ER (TO BE FILED IN DUPLICATE 1.\ WITH REGISTER OF WILLS COUNIYCODE DECEDENT'S NAME (LAST, FIRST. AND MIDDLE INItiAL) OECEOENrS COMPLETE ADDRESS Casazza Marie M. 315 Fifteenth Street SOCIAL SECURITY NUMBER DATEOFOEAlH OATEOF BIRTH New Cumberland, PA 17070 REV. 1500 EX .(7.94j 1996 CAB H P l E P 0 C R C K 0 K P 5 co"~mtM.hl ~'b'l.wJ1'il'b~'NIA HARRISR5~t.~am \za.ObOl yEAR 171-03-8121 09 21/96 10 19/07 CO""y CUMBERLAND (IF APPLlCABLE)SURVIVING SPOUSE'S NAME tLAST ,FIRST AND MIDDLE INITIAL) SOCIAL SECURITY NUMBER c_ 1 CHECK HERE 00784 NUMBER AMOUNT RECEIVED ISEE INSTRUCTIONS) X 1. O.iginal Return 4. Limited Estate Remainder Return (lor dates 01 death prior to 12-13-82) Federal Estate Tax Return Required Tolal Number of Safe Deposit Boxes 1,434.549.13 j" R E C A P I T U L A T I o N 159.475.51 2.280.71 61.200.00 (8) 2. Supplemental Return "'a. Future Interost Compromise II0r dates 01 dealh aller 12-12-821 lliJ 5. [!] 6. Decedent Diod Testate 0 7. Decedont Maintainod a Living Trust 8. (Attach co of Willi (Attach a co 01 Trust) ,-..- C P All CORRESPONDENCE AND CONFIDENTIAL TAX INFORMATION SHOULD BE DIRECTED TO:::: ~ ~ NAME COMPLETE MAILING ADDRESS R 0 Brid et M. Whitle Keefer, Wood. Allen & Rahal E E ' 5 N TELEPHONENU"BER P.O. Box 11963. 210 Walnut St. . T 717 255-8027 Harrisbur PA 17108-19!:3' 1. Real Estale (Schedule A) (1) 2. Stocks and 80nds ISchedule 8) (2) 3. Closely Held Stock/Partnership Inlerest (Schedule C) (3) 4. Mortgages and Notes Receivable (Schedule 0) (4) 5. Cash. Bank DepoSl" & MIScellaneous Personal Property ISch. E) (5) 6. Jointly Owned Property (Schedule F) (6) 7. Transfers (Schedule G) (Schedule L) (7) 8. Total Gross Assets (total Lines 1-7) 9. Funeral Expenses. Administrative Costs. Miscellaneous Expenses (Schedule H) 10. Debts. Mortgage Liabihhes. Uens (Schedule Il 11. Total Deductions Itotal Lines 9 & 10) 12. Net Value of Estale (line 8 minus Line 11) 13. Char~able and Governmental Bequests (Schedule J) 14. Net Value Sub'ect to Tax (Line 12 minus Line 13) 15. Spousal Translers 1I0r dates 01 death after 6-30-94) See Instructions for Applicable Percentage on page 2. IInclude values Irom Schedule K or Schedule M.) 16. Amount of Line 14 taxable at 6.1. rate IInclude values !rom Schedule K or Schedule M.) 17. Amount 01 Line 14 taxable at 15% .ale I1nclude values !rom Schedule K or Schedule M.) 18. Principal tax duelAdd tax !rom Line 15. 16 and 17.) 19. Credits Spousal Poverty Credit Prior Payments Discount Interest 0.00 + 178,600.00 + 8,930.00 0.00 20. II Line 19 is realer than Line 18. enler the difference on Line 20. This is the OVERPAYMENT. ~ 0 Check he.. If DU ate re uestln a re'und 01 our ovetpa ment. 21. II Line 18 is greater than Line 19. enter the dlflerence on Line 21. This is the TAX DUE. A. Enter the interest on the balance due on Line 21 A. B. Enter the total 01 Line 21 and 21A on Line 21B. This is the BALANCE DUE. Make Check pa able to: Re Ister 01 Wills. A enl .. .. BE SURE TO ANSWER All QUESTIONS ON PAGE 2 AND TO RECHECK MATH <l <l nder p8NIUeso perjury. I decl.,e th.ll have eumlned th s return. IncludIng accompanying schedu ~s .odst.lemen!s. nd to the be51 01 my now edg.and belle .1I1s true. correct and complete. I decl.re that.11 re.1 esl.le has been repolled .1 true market value. Decllratlon 01 prep"er other th.n the pelSONl leplllst'nt.Uve Is bAsed on .1Iln'ormallon of whIch prepare' hls'''f knowledge (9) 135.295.47 (10) 1.212.41 (11) (12) (13) (14) (15) 0.00 x.Q.Q..' (16) 0.00X06' T A X C o M P U T A T I o N (17) 1,520,997.47 X .15' (18) (19) (20) (21) (21A) (218) SIGNATUpilE OF PERSON RESP SIBLE FOR FILING RETURN \ ADDRESS ~).,~ _ <;iF_~~l)l".~Y. !,.~~l)~_~.. -, -" -.... -... -. ...., -- - --. Morrisville, PA 19067-1023 ADDRESS n~ .l:Ia.l.nut. .~tr.~~t 1..P :9", .~"-'U)..963 . .... .... Harrisbur . PA 17108 SIGNATURE OF PREPARER OTHER THAN REP ENT ATlVE 1k.. aiUA. _:~1 1,657,505.35 136.507.88 1.520.997.47 0.00 1 520 997.47 0.00 0.00 228.149.62 228 .149.62 187,530.00 0.00 40.619,62 0.00 40,619.62 DATE Form Act N48 of 1994 provides for the reduction of the tax rates Imposed on the net value of transfers to or for the use of the spouse. The rates as prescribed by the statute will be: -3% (.03) will be applicable for estates of decedents dying on or after 7/1/94 and belore 1/1196 -2% (.02) will be applicable for estates of decedents dying on or after 1/1/96 and belore 1/1/97 -1% (.01) will be applicable for estates 01 decedents dying on or after 1/1/97 and before 1/1198 -Spousal transfers occurring on or after 111/98 will be exempt from Inheritance tax. PLEASE ANSWER THE FOllOWING QUESTIONS BY PLACING A MARK (Xl IN THE APPROPRIATE BLOCKS. YES NO 1. Did decedent make a transfer and: .. retain the use or income of the property transferred. . b. retain the righllo designate who shall use the property transferred or its income. . c. retain a reversionary interest: or , . . . . d. receive the promise for life of either payments. benefits or care? . 2. II death occurred on or belore December 12. 1982. did decedent within two years preceding death transfer property without receiving adequate consideration? If death occurred aher December 12. 1982. did decedent transfer property within one year of death without receiving adequate consideration? . . . . . . . . . . . . . . . . . 3. Did decedent own an 'in trust fo,' bank account al his or her death? IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN. Copyrlghllcl1994 form aoftwlle only CPSYllems.lnc. Form 1500 tRev, 7.'.) -I -I -I -I -I -I -I LAST IH!'!' AND TESTA~lEN'r OF MARIE M. CASAZZA I, MARIE M. CASAZZA, of the Borough of New Cumberland, Cumberland county, Pennsylvania, do hereby make this my Last Nill and Testament, revoking any former Nills and Codicils made by me. FIRST: I am not married and I have no children. SECOND: I give my tangible personal property and all casualty insurance that I am carrying on said tangible personal property to the following persons, in equal shares: my nephew, David E. Fritchey, my sister, Josephine A. Kennedy, and my sister, Jennie D. Casazza. If my nephew, David E. Fritchey, shall not survive me, then his share shall pass to his wife, C. Denise Fritchey. If my sister, Josephine A. Kennedy, shall not survive me, then her share shall pass to her daughter, Josephine E. Kennedy. If my sister, Jennie D. Casazza, shall not survive me, her share shall be divided between David E. Fritchey and Josephine A. Kennedy, or their designated alternates. Any such property not disposed of in accordance with this paragraph shall be sold, and the proceeds added to my residuary estate to pass as hereafter described. THIRD: I give, devise and bequeath the rest, residue and remainder of my estate, real and personal, as follows: I , -1- (a) One-third (1/3) to my nephew, David E. Fritchey, if he survives me, otherwise to his then- surviving issue, per stirpes. (b) One-third (1/3) to my sister, Jennie D. Casazza, if she survives me. If she does not survive me, her share shall be divided equally between David E. Fritchey, or his designated alternates, and Josephine A. Kennedy, or her designated alternates. (c) One-sixth (1/6) to my sister, Josephine A. Kennedy, if she survives me, otherwise to Josephine E. Kennedy, or to the then-surviving issue of Josephine E. Kennedy, per stirpes. (d) one-sixth (1/6) to my niece, Josephine E. Kennedy, if she survives me, otherwise to her then- surviving issue, per stirpes. FOURTH: If any person under the age of twenty-one (21) years shall become entitled to any share hereunder, then such share shall immediately vest in such beneficiary, but notwith- standing the provisions herein, my Executor may distribute such beneficiary's share to any adult person standing in loco parentis, or to a legal guardian of such beneficiary, or to a custodian (to be selected by my Executor) under the applicable Uniform Gifts to Minors. Act, without requiring bond of such adult person, guardian or custodian. The receipt of such adult person, . . . ",' ,-. -2- '- '.' '. guardian or custodian shall constitute a full ~elease of my Executor for any property so distributed. FIFTH: No person shall benefit hereunder unless such person shall survive me by ninety (90) days. SIXTH: (1) I name my nephew, David E. Fritchey, as my Executor. If David E. Fritchey is unable or unwilling to serve, I name his wife, c. Denise Fritchey, as my alternate Executrix. I direct that my Executor and my alternate Executrix, herein referred to as my Executor regardless of number or gender, serve without bond in any jurisdiction in which called upon to act. (2) Except as otherwise provided herein, if all of the above persons should fail to qualify as my Executor hereunder, or for any reason should cease to act in such capacity, the succes- sor or substitute Executor shall be some attorney or bank or trust company with trust powers, which successor or substitute Executor shall be designated in a written instrument filed with the court having jurisdiction over the probate of my estate and signed by David E. Fritchey, or if he fails to act, signed by C. Denise Fritchey, or if she fails to act, by Robert R. Church, or otherwise by the court having jurisdiction over the probate of my estate. (3) My Executor shall receive reasonable compensation for services rendered. SEVENTH: (1) I give to any Executor named in this Nill or any Codicil hereto or to any successor or substitute Executor all . ~4_ . -J- '- .' of the powers enumerated in thin will and all of the powern applicable by law to fiduciDries in the commonweDlth o[ Pennsyl- vania Dnd in particulDr through the PennsylvDniD ProbDte, EstDtes and Fiduciaries Code, as effective Dnd DS in effect on the date hereof, during the administration and until the completion of the distribution of my estate. I direct that all such powers shall be construed in the broadest possible manner and shall be exer- cisable without court authorization. (2) My Executor is authorized and empowered to acquire and to retain, either permanently or [or such period of time as my Executor may determine, any assets, including the capital stock of any closely held corporation, whether such assets are or are not of the character approved or authorized by law for investment by fiduciaries and whether such assets do or do not represent an overconcentration in one investment. (3) My Executor is authorized and empowered to dis- claim any interest, in whole or in part, of which I, or my Executor, may be the beneficiary, devisee, or legatee, by execut- ing an appropriate instrument (in accordance with section 2518 of the Internal Revenue Code of 1986, as amended, or such similar section as may then be in effect). (4) My Executor is authorized and empowered to sell at public or private sale,. or exchange, and to encumber or lease, for any period of time, any real or personal property and to give options to buy or lease any such property. Additionally, my _0._. -4- apportionment or right of reimburaement. I authorize my Executor to pay all such taxes at such time or times as deemed advisable. IN WITNESS WHEREOF, I have set my hand and seal on this my Last will and Testament this 2Jrd day of April, 1992. ,.. (SEAL) MARIE M. CASAZZA SIGNED, SEALED, PUBLISHED, and) DECLARED by MARIE M. CASAZZA, ) as and for her Last will and ) Testament, on the day and year) last above written, in the ) presence of us, who, at her ) request, in her presence, and) in the presence of each other,) all being present at the same ) time, have hereunto subscribed) our names as witnesses: ) ) ) ) ) ) ) (' .1/...... ~'1"'.c..., ')) . I .1 I_I.' IJ\' L. Cl.I.: I '1. .\\.,~ ,)~ " . ,) ) ) ) 1. ) /' .j{. ~~.,. , (~ 11."1. '-<.- tl i~"" '~~O",?,;) (.w""~ 11-1/ -6- m':LF-I'!tOV t IIn. M'F IllAV 1'1' COI.1HONNEAlfl'lI OF I'EllIIfiYLVMIIA f'l' .101. COllll'J'Y 01' J>AUI'IIlII I ",I I~E, HARlE H. CMl^,/.'/.A, ilnd /'" '", /'" ."..,! T....,/.. L/~J~L..~____,_h~cA.:-, and :'1,,11.' 1\ \ ii, ,'. , the 'l'eotutrix IInd tho wltnOl1nOll, ronpectively, whose names are signed to tho IItt.lchod ot' roro<Jo1nq inntrumont, being first duly sworn, do horoby doclaro to tho underoigned authority that the Testatrix oi CJnod IInd oxecutod the inotrument as her Last \~ill and that she had ulqnou wlllln'lly (or wi tJ ingly directed another to sign for her), und thnt nhe executed it as her free and voluntary act for tho purponen theroin expressed, and that each of the witnesses, in the prollenco and houri ng of the 'l'estatrix, signed the \~ill as witneou unu to the beut of his or her knowledge the Testatrix was nt that time olqhteen (18) years of age or older, of sound mind, and under no constraint or undue influence. '" T~Ut: CCI>Y r:nm.1 REOORD In T(J'1lt'r~o:~:~ \I; lit: :~.tj1.1 il'l:\lj'tnto ~rr~ ~i:J h:t.f'l1i .Il": \!;-;, ,,;.:,i .); ,'.1:: c<;w'zt Ctlll:\c.. IIA 11',13 ilL ,;..1'1 01 \ e"I' 1'JTL- I' \J r) , Ii '..\ .\:.t -\ ClOfk 011110 ()( h::ln!l Court A. rr" ~\ Cumberland County r-lARIE H. CASAZZA, 'l'estatrix ! , I '. , i I . i."... I. \'Iitness , " . Il.111 .J' J-) .)t, "'/ ./ , "t', \'Iitness .1 .11' ~ --, -.., . 1 , " .:.-...,'1lu..1.,' ,,!'j-:-:"H, fw", IH tness Subocribed, BWOI:n to, und acknowledged before me by HARIE H. CASA'/.'/.A, tho 'l'ontatrix, and subscribed and sl./orn to before me by "r', /'1" I 1/. ('/'10' (IL.-l 'J',.....,..J. I r:"/l" , and .....-lJ~.!.!L.: I:' !l:i,-n i Idtnesses, this 2Jrd day of Apdl, 1992. ----, ~I~4A;t Notary Put-lic I !l:]IM1l/.t Sl:Al CI,IL C. ~.LP{:,'!Ij.I!~!,:( Pu!j!ic 1'3rrlst,u'~, !}:l'~~~111 C;jc:':!y My CI~ii;l~lr.','i'~,1 f )~: :~:, tAjr, :!2, 1993 ...---...--- -7- ~- o.!!: (' :~ M 1!) k ~, I :=:i " c. (~ ,; WO: a: r--. po, ~:J .,,,- .~...... a'''" - . \1 .. NOW THEREFORE, pursuant to the authority granted to the Agent by paragraph (h) of that certain General power of Attorney of the Disclaimant, a copy of which is attached hereto us Exhibit "A" and incorporated herein by this reference, the Agent does, for the Disclaimant, her heirs, personal representatives, successors and assigns, hereby exercise the rights granted to the Disclaimant in Chapter 62 of the Pennsylvania Probate, Estates and Fiduciaries Code, 20 Pa.C.S.A. Sections 6201-6207, and hereby disclaims, releases and renounces, absolutely and forever, the Legacy, us well us any and all right, title and interest of the Disclaimant in and to the Estate, whether under the Will or otherwise. It is the Agent's intention that this Instrument shall constitute a "qualified disclaimer" by the Disclaimant under Section 2518 of the Internal Revenue Code of 1986, us amended. IN WITNESS WHEREOF, and intending to legally bind the Disclaimant hereby, and intending that this Instrument shall be delivered to the Executor and filed of record in the Office of the Register of Wills of Cumberland County, Pennsylvania, the Agent hus hereunder set his hand and seal to this Instrument on this II ti. day of June, 1997. "Age" ~~.f Wl: (J),i/M'A tness - -Fact 2 COMMONWEALTH OF PENNSYLVANIA CITY AND COUNTY OF PHILADELPHIA : SS. On this, the.LlftJ.. day of~. 1997, before me, the undersigned officer, personally appeared DAVID E. FQCHEY. Attorney-in-Fact for Jennie D. COSDZZD. known to me (or satisfactorily proven) to be the person whose name is subscribed to the within instrument, and acknowledged that he willingly and voluntarily executed the same, in the fiduciary capacity set forth above, for the purposes expressed therein. IN WITNESS WHEREOF, I hove hereunder set my hand and official seal. ~~. f ~. iJ~ tary Public - NolatIal Seal .Ilmt M Wobom. .w... PIbIio I'toJact/ttia. Pl>lad~ My Ccmn-Issioi1 exp.",Aug~7 3 GENERAL POWER OF ATTORNEV FOR DISABILITY KNOW ALL PERSONS BV THESE PRESENTS, That I, JENNIE D. CASAZZA, of the Township of Northampton, Bucks county, Pennsylvania, a single person, have made, constituted and appointed, and by these presents do make, constitute and appoint my nephew, DAVID E. FRITCHEV, or, if he is unable or unwilling to serve, do make, constitute and appoint my nephew'S wife, C. DENISE FRITCHEV, my true and lawful attorney-in-fact for me and in my name, place and stead: (a) To authorize my admission to a medical, nursing, residential or similar facility, and to enter into agreements for my carel (D) To authorize medical and surgical proceduresl (c) To receive, endorse, collect and deposit in my name and for my account checks payable to my order, together with all monies, bills of exchange, drafts, promissory notes and other orders or securities for money payable or belonging to me, and for that purpose to sign my name and endorse the same for deposit or collectionl to withdraw for any proper use any and all monies deposited with the depositories now or hereafter having monies belonging to mel and to draw in my name checks, drafts or other orders for the payment of moneYl (d) To make, execute, endorse, accept, collect and deliver any and all bills of exchange, checks, drafts, notes and trade acceptancesl and to pay all sums of money that may here after be owing by me upon any bill of exchange, check, draft, note or trade acceptance, made, executed, endorsed, accepted and delivered by me or for me and in my name by my said attorney-in- factr (e) To have access to any safety deposit box registered in my name in any bank or trust company, and to deal with the contents thereof as my attorney-in-fact shall deem proper; (f) To sell, mortgage, grant security interests in or otherwise dispose of any real or personal property owned by me upon such terms and conditions as my attorney-in-fact shall deem proper and to execute, acknowledge and deliver any deeds, bills of sale, mortgages, financing statements and security agreements or other documents evidencing a conveyance of said real or personal property to the recipient of the interest therein; (g) To receive on my behalf any gifts, legacies or bequests given to me from any person or persons, individual, corporate or as a fiduciary, and to give proper receipt and releases therefor upon the receipt thereof; (h) To sell, mortgage or hypothecate any and all shares of stocks, bonds or any other securities now or hereafter belonging to me, and to make, execute and deliver any assignment or assignments of any such shares of stocks, bonds or other securities, either absolutely or as collateral securityr to purchase for my account any shares of stocks, bonds or other securities for any sum of money or other exchanger and to vote any stock or other securities now or hereafter belonging to me, in person or by proxy, for any purpose including any consolidation or merger of any corporation issuing any stock, 2 ., bonds or other securities now or hereafter belonging to me, as my attorney-in fact shall deem proper: (i) To disclaim any interest in property, including interests in estates: (j) To renounce fiduciary positions: (k) To make gifts to any donee or class of donees (including any individual attorney-in-fact for disability designated herein or and individual attorney-in-fact for disability that I may hereafter designate for special purposes) in such amounts as shall not exceed, when taken in the aggregate, applicable exclusions or exemption limits, whether annual or otherwise, under Federal laws for estate and gift taxation: (1) To create a trust for my benefit; to make additions to an existing trust for my benefit; and to withdraw and receive the income or corpus of a trust: (m) To claim an elective share of the estate of my spouse (in the event I should marry), if my spouse predeceases me; (n) To prepare, execute and file estimated, final and amended federal, state and local income, estate and gift and other tax returns and make payments on account thereof in my name, including taxes, interest and penalties; (0) To deal with governmental agencies on my behalf, including, but not limited to, the Internal Revenue service: and (p) To do, execute and perform any other act, deed, matter or thing, of every kind and nature whatsoever, that in the 3 COMMONWEALTH OF PENNSYLVANIA : 55. COUNTY OF BUCKS : On this, the ~/~ day of March, 1994, before me, the undersigned officer, personally appeared JENNIE D. CASAZZA, known to me (or satisfactorilY proven> to be the person whose name is subscribed to the within instrument, and acknowledged that she executed the same for the purposes therein contained. IN WITNESS WHEREOF, I hereunder set my hand and official seal. ~~ck)br~ otary Public SANDRA M. ....::..!..~... ._v, _,;;.'1 1-L:<J.it.. Holland. BuCK~ Coll"'r/ CommlsskmJ~!r~V l~ IQQ7 5 IN THE MATIER OF nrn ESTATE Of MARIE M. CASAZZA, DECEASED IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA NO. 21-96-0784 INSTRUMENT OF DISCLAIMER THlS INSTRUMENT, made this K~ay of June, 1997, by Josephine A. Keanedy (the "Disclaimant"), WITNESSETH: The circwnstances leading up to the execution of this Instrument are as follows: I. Marie M. Casazza (the "Decedent"), an unmarried woman, died testate on September 21, 1996 and David E. Fritehey duly qualified as executor (the "Executor") of the Decedent's probate estate (the "Estate"). 2. Artiele THIRD, of the Decedent's Last Will and Testament (the "Will") provides the following benefits from the Estate for the Disclaimant: (b) One-third (1/3) to my sister, Jennie D. Casazza. if she survives me. If she does not survive me, her share shall be divided equally between David E. Fritchey, or his designated alternates, and Josephine A. Kennedy, or her designated alternates. (c) One-sixth (J/6) to my sister, Josephine A. Kennedy, if she survives me, otherwise to Josephine E. Keanedy, or to the then- surviving issue of Josephine E. Kennedy, per stirpes. 3. The Disclaimant understands that David E. Fritchey, in his fiduciary capacity as Attorney-in-Fact for Jeonie D. Casazza, intends to disclaim and renounce the one-third (J/3) share of the Estate otherwise passing to Jennie D. Casazza under Parngraph (b) of Article THIRD 1 of the Will, thereby causing an additional one-sixth (1/6) share of the Estate (the "Contingent Shl1l'C") to become ve5ted in the Di5cllliOlllnt. 4. The Disclaimant desires to renounce and disclaim, absolutely and forever, the one-sixth (1/6) share of the Eslllte distribulllble to her directly under l)aragraph (c) of Article THIRD of the Will (the "Legacy''), in order to cause such share to pass, by dcfault, to Josephine E. Kennedy. s. It is the intention and desire of the Disclaimant to acccpt the Contingcnt Share from Jennie D. Ca5~7:'7a. and nothing in this Instrument is intended to modify, diminish or affect the Disclaimant's rights under the Will to receive the Contingent Share as a result of any disclaimer made by or on behalf of Jennie D. CasazZll NOW THEREFORE, the Disclaimant, intending to be legally bound, does, for herself, her heirs, personal represenllltives, successors and assigns, hereby exercise the rights granted to the Disclaimant in Chapter 62 of the Pennsylvania Probate, Estates and Fiduciaries Code, 20 Pa,C,S,A. Sections 6201.6207, and hcreby disclaims, releases and renounces the Legacy, absolutely and forever, provided, however, that nothing in this Instrument shall modify, diminish or affect the righI, title and intercst of tlle Disclaimlll1l in and Iu the Contingent Share, whelher under the Will or othcrwise. It is the Disclaimant's intention that this Instroment shaH constitute a "qualified disclaimer" by the Disclaimant under Section 2518 of the Internal Revenue Code of 1986, as amended. IN WITNESS WHEREOF, the Disclaimant, intending thaI this Instrument shall be delivered to the Executor and filed of record in the Office of the Register of Wills of Cumberland 2 /' /J' .'- vi.. COWlty, Permsylvania, has hereWlder sct her hand and seal to this lnstn1lllent on this II - day ofJWlC, 1997. "Disclaimant" ~-~ a. Kv. ~tr- OSEP INE A. KENNED 3 '._ '0 .- ~ .-. ... --..., .- .". .._-' ---. .~---.... .:II. . ... - c. ----1 ,.;-, .1t'" ,-.... ..-...-...~-- , - -..-:;. -', . COMMONWEALTH OF MASSACHUSETIS : SS. COUNTY OF ESSEX "'VI. _ On this, the LLdayof \/ UI>J e. .1997, before me, the undersigned officer, personally Bppeorcd JOSEPHINE A. KENNEDY, known to me (or satisfactorily proven) to be the person whose name is subscribed to the within instrument, and acknowledged that she willingly and voluntarily executed the same, for the purposes expressed therein. . IN WITNESS WHEREOF, I have hereunder lICt 'lid!;; 4 REV. 1&0] EX . {4.161 SCHEDULE B STOCKS AND BONDS CO"'l1.\l\1~4\,WOO~'NI' ESTATE OF Marie M, Casazza (All ro. ITEM NUMBER 1 FILE NUMBER 96-00784 olnll -own.d wllh RI hI of Survlvorahl mUll b. dllclol.d on Schedul. F.l VALUE AT DATE OF DEATH DESCRIPTION 1,104 Shares Merrill Lynch Capital Fund A CUSIP NO, 590192100 30.25 33,396.00 2 1,808 Shares putnam Investments, Account No, AOC-1171D38121BBBZ 12,2B 22,202.24 3 514 Units Van Kampen American capital High Income Corporate Bond Fund - A 6.42 3,299.B8 4 $5,000 Par Allegheny Cnty PA Hosp, Dev Auth Rev St. Margarets Nursg Hme CUSIP NO. 0172892MO Interest accrued to 09/21/96 103.0752 5,153.76 121. 41 5 $5,000 Par Berks County PA Mun Auth Rev Sr. Mrg Pheobe Berks Hlth Ctr CUSIP NO. 084538CU9 Interest accrued to 09/21/96 102.1424 5.107.12 149.93 6 $10,000 Par Butler Co, PA Rfdg Ser A FGIC Insd CUSIP NO. 123583CZ7 Interest accrued to 09/21/96 102.0506 10,205,06 111.67 7 $25,000 Par Harrisburg PA G/O U/T AMBAC Insd. OID CUSIP NO. 414738MSO Interest accrued to 09/21/96 100.419 25,104.75 134.90 8 $25,000 Par Lancaster City PA Sch Dist G/O Ref FGIC Insd. CUSIP NO. 514383GP7 Interest accrued to 09/21/96 103.4442 25,861. 05 572,81 Total from continuation schedulelsl 1 303 128.55 $ 1 434 549,13 TOTAL (Also enler on line 2. Reca ~ulalion) (If more space is needed. insert additional sheets of same size.) COP'frl~ht leI '994 form softwa,e only CPSyttems.lnc. Form 1500 Schedule B (Rev. 4.861 ~ SCHEDULE B STOCKS AND BONDS (continued) ESTATE OFI Marie M. Casazza ITEM NO - 9 10 11 DESCRIPTION $10,000 par Lancaster-Lebanon PA Jt Auth Lease Rev Inter Unit n13 CUSIP NO. 514183AL6 Interest accrued to 09/21/96 $15,000 par Northern Lehigh PA Jt sch Auth Rev MBIA CUSIP NO. 665347BW9 Interest accrued to 09/21/96 $50,000 par pennsylvania Industrial Dev Auth ECO Dev Rev AMBAC Insd Bk CUSIP NO. 7D9193GT7 Interest accrued to 09/21/96 12 $25,000 par pennsylvania Intergvrnmt1 coop AU SPL Tax RV Philadelphia CUSIP NO. 70884DBC6 Interest accrued to 09/21/96 13 $50,000 par pennsylvania state G/O 2nd ser Rfdf &projs MBIA CUSIP NO. 7D9139L72 Interest accrued to 09/21/96 14 $30,000 Par pennsylvania State Turnpike comrnn Tpk Rev ser A CUSIP NO. 709223BF7 Interest accrued to 09/21/96 FILE NUMBERI 96-00784 VALUE AT DATE OF DEATH 101,4649 10,146.49 14.34 100.8735 15,131.03 133.88 101.9919 50,995.95 573.75 99.9079 24,976.98 330,07 101.2844 50,642.20 673.61 102.7392 30,821.76 716.88 Total. (Carry forward to main schedule) . . . $ 185,156.94 SCHEDULE B STOCKS IIND BONDS (colltinucd) ESTATE OF: Marie M, Caoazza FILE NUMBER: 96-00704 ITEM NO DESCRIPTION VALUE AT DATE OF DEATH 15 $25,000 Par Pennyolvania State Turnpike Commn Tpk Rev Ser K CUSIP NO. 709223EE7 Interest accrued to 09/21/96 110.6507 27,662,60 570.13 16 $40,000 Par Wilson School District Berks Cnty PA Ser B CUSIP NO, 972352CVO 100,9436 40,377 .44 Interest accrued to 09/21/96 903.11 17 $30,000 Par York County Hospital Authority Hosp Rev York Hosp CUSIP NO. 9067392GA 110,372 33,111. 60 Interest accrued to 09/21/96 472.50 10 100 Shares AT&T Corp, CUSIP NO. 001957109 56.9375 5,693.75 Dividend accrued at 09/21/96 33.00 held in Smith Barney-1 Acct. 19 400 Shares Atlantic Richfield Co. held in Smith Barney-1 Acct. CUSIP NO. 04882510 125.3438 50,137.52 20 900 Shares Baltimore Gas & Electric CUSIP NO. 059165100 26,0625 23,456,25 Dividend accrued at 09/21/96 360.00 21 400 Shares Bell Atlantic Corp. CUSIP NO. 077853109 58.4375 23.375.00 Total. (Carry forward to main schedule) , , , $ 206,160.98 -' . SCHEDULE B STOCKS AND BONDS (continued) ESTATE OF. Marie M. Casazza FILE NUMBER. 96-00784 ITEM NO 31 32 33 34 35 36 VALUE AT DATE OF DEATH DESCRIPTION 1,000 Shares PECO Energy Co, CUSIP NO. 69330410 Dividend accrued at 09/21/96 24,2188 24,218.80 435.00 1,000 Shares PP&L Resources, Inc. CUSIP NO. 69349910 Dividend accrued at 09/21/96 22,5938 22,593.80 417.50 300 Shares potomac Electric Power Co. CUSIP NO. 73767910 Dividend accrued at 09/21/96 25.0313 7,509.39 124.50 1,000 Shares Preferred Income Fund, Inc. CUSIP NO. 74037GID 13.9045 13,904.50 500 Shares Sears Roebuck & Co. CUSIP NO. 81238710 Dividend accrued at 09/21/96 45,8125 22,906.25 115. DO 500 Shares Southern New England CUSIP NO. 84348510 38.69 19,345.00 37 218 Shares Sun, Inc. CUSIP NO. 86676210 23.0625 5,027.63 38 200 Shares USX Marathon Group CUSIP NO. 90290582 21. 8125 4,362.50 39 40 Shares USX-U.S. Steel CUSIP NO. 9D337TI0 27,9375 1,117.50 Total. (Carry forward to main schedule) . . . $ 122,077.37 SCHEDULE B STOCKS AND BONDS (continued) FILE NUMBER. 96-00784 ESTATE OF. Marie M. Caoazza ITEM NO - 40 41 42 43 VALUE AT DATE OF DEATH DESCRIPTION 144 ShareD Valopar corporation CUSIP NO. 92035510 7.020,00 48.75 The following asseto numbered 41 through 68 were held in Smith Barney Brokerage Account 672-20708-17 004 $3.000 par Jefferson Bank Philadelphia PA Sub Debo CUSIP NO. 472383AA6 3,000.00 100 7 Unito Municipal Inveotment Trust PA Serieo 10 CUSIP NO. 626236806 1,531.32 218.76 20 Unito Municipal Investment Trust PA serieo 13 CUSIP NO. 626237796 5,236.40 261,82 44 20 Unito Municipal Investment Truot PA Series 7S CUSIP NO. 626335535 379.05 7,581.00 45 20 Units Municipal securities Trust High Income series 11 CUSIP NO. 62624L745 504.83 10.096,60 46 20 Units Municipal securities Trust t149-S Desc CUSIP NO. 62624L414 162.25 3,245.00 Total. (Carry forward to main schedule) . . . $ 37,710.32 PUTNAM INVESTMENTS 1'lIlnam In"1'lIlur Srn h'". 1'0\t Olfi'" 11.1111:11.1 11"tl',J,.,,(I'. Uhlld,. ht,.nd 1I~"~ 11'-'..'0 f '-IIIIO.;,.';!,j.I,;JII Account No.: AOC_1171038121BBBZ Registration: Marie M Casazza Reference No,: 0143951324-0C7 November 6, 1996 Mr. David E. Fritchey 915 Greenway Avenue Morrisville, PA 17067-1023 Dear Mr. Fritchey: Thank you for your letter requesting we transfer all shares from the above referenced account to an estate registration. In order to proceed, however, we require your guaranteed signature. Please submit the following documentation: . A letter of instJUctions signed by you in your capacity as executor. A signature guarantee is required to prove that the signature is genuine. This guarantee may be obtained from an investment dealer or a bank. In the letter received previously from your attomey, the balance of the account as of September 21, 1996 was requested, On that date, the account had a balance of 1808 shares, At the net asset value price of$12,28 per share, the account was worth $22,202.24. You have requested that duplicate statements be generated to the attomey for the estate. At this time, we have no provision for automatically sending duplicate statements to an additional address. However, you may make this request in writing or over the telephone on a day-to-day basis. To expedite the processing of your request and to acknowledge your previous documentation, please include our reference number shown above or a copy of this letter, We will transfer the shares as soon as we receive the required documents, If you have any questions, simply call us toll free at: 1-800-225-1581. One of our telephone representatives will be pleased to assist you. Sj:~k Linda Hurst Putnam Investor SelVices e ROSTON.LONDON'TOKYO .. .,._."-. ~_r 0.. ......... . ~..- OCT-24-1996 14151 PHC Bl'N< C J F P.OO11OO1 I Phbbu.yh.lIA lri:tGG Decedent aeporting PHC Bank, N.A. TWO PHC Plaza, 33rd Floor Pittsburgh, PA 15222 PNClRANK october 24, 1996 Keefer, Wood, Allen , ~aha1 210 Walnut Street P.O. BOlC 11963 Uarrtsbnt'g, PA 171.0R-1963 RIi:: Batate of Marie HI' SSN: 171-03-8121 0001 09/21/96 I I Casazza, Doooas~d Do~r He. Meg Wolfl ~l.ooc find tho information you have requested 1ioted below. CBBCKJSO ACCO~ '5140103936 DOD Balance: I . David B. Fritchey AttY-1n-F~ct for Herrie M. Caeazza $22,963.p6 + $14.60 accrued interest Established 04/16/93 : Sincerely, I~~ .Lisa M. Mahoney Decedent Reporting 1-800-762-1775 ('3) 10-24-96 rw~fp~~OOI 1133 R-95lC Wl!'~Your Neighbors at MID PENNtBANK _0ftIc0' :148......._ IlOotIbuIV P A Il\lO 1 (717)"82."" (717) .....'40 Octob~r I S. I '.J9Ci ()ftIc:elDcallanl: 2 E UU'I 61rM1 ElzIIbehtIe PA 17023 (717) 302"'47 Keefer. Wood, ..\Ilen & Rahal 210 Walnut Street P.O. Box 11963 Harrisburg. P A 17108-1963 _Rood DalmltII PA 17017 (717)76102721 &45 E Orand ".......... TO'IM CIy PA 178eO (7ln&47-2157 Re: The Estate of Marie M. Casazza Date or Death: September 21, 1996 Account No.: 301074831 SDcilll Security No.: 171-03-8121 7-11 E MmStrMl TremonI PA 1m, (717) 0I5-33Sa Dear Sir or Madam: ..... OonyS1tH, HarrtlburgPA'71t1 (717)0!lI.2'" In response to your recent letter requesting information on the account of Malie M. Casazza, I have accumulated the necessary data below. ...... _ PlaIa 3183 p"", t.hn. no.d twru PA '7032 (717)- Account #: 301074831 - Certificate of Deposit Account Name: Marie M. Casnzza Date opened: 8/26/91 Maturity Date: /826/01 Balance DOD: S28,524.78 Balance Accrued Interest 000 : 5106.27 Total 000 Balance: 528,631.05 ,Joint Ownership Name: N/A Date Joint Ownership Established: NIA tDOI P....Mln.R* Dauptlk'l PA 17018 (717) 821..... [fyou have any further questions please contact me at 692-2133. Member FDIC j REV. 150iEX t(12.88) COM~m~{\,_~]hYANIA ESTATE OF Marie M. Casazza Jolnttlnanlll): NAME A. Jennie D. Casazza B. Josephine A. Kennedy C. Josephine E. Kennedy Jolntly-ownld property: SCHEDULE F JOINTLY-OWNED PROPERTY FILE NUMBER 96-00784 ADDRESS c/o David E, Fritchey 915 Greenway Avenue Morrisville, PA 19067 RELATIONSHIP TO DECEDENT Sister 57 Cumberland Circle Lynn, MA 01904 Sister 57 Cumberland Circle Lynn, MA 01904 Niece ITEM LETTER DATE TOTAL VALUE DECO'S DOLLAR VALUE OF FOR MADE DESCRIPTION OF PROPERTY NUMBER JOINT OF ASSET '.4 INT. DECEDENrSINTEREST TENANT JOINT 1 C 01/01/90 50 Units Nuveen Tax Free Unit Trust US-56PA-S 652.00 50 326.00 Interest accrued 0.59 50 0.30 2 A B 01/01/90 10 Units PA IMIT 71 - held in Janney Montgomery Scott Inc. account UPHE8-2069-D166 CUSIP NO. 708839659 5,771.25 33 1,904,51 Interest accrued 151.20 33 49,90 TOTAL (Also enler on line 6. Rec'D~ul'liDn) $ 2 280.71 (If more space is needed insert additional sheets of same size) Copyright Ie) 1994 form aoflw'fe onty CPSystems.Inc:. h "",__,,__.._ _~__,_.~., Form 1500Schedule F(R..... 12.88) I , . ~. -. --....... .~ ,. . ~ ./ 770 BROADWAY NEW YORK, NY 10003.9598 NOVEMBER 6, 1996 KEEFER, WOOD, ALLEN a RAHAL ATTN. MEG WOLF P.O. BOX 11963 HARRISBURG, PA 17108-1963 Re. NUVEEN TAX FREE UNIT TRUST Dear Ms. Wolf. In reply to your inquiry, the per unit value of the holdings of MARIE M CASAZZA a JOSEPHINE E KENNEDV JT TEN , as of 09/20/96 (09/21/96 was a Saturday) follows. Trust Bid Price Aced Int I of Units S- 56PA-S $13.04 $0.59 50 Prices of Nuveen trusts are furnished by the sponsor, John Nuveen a Co. Incorporated. We trust our response is helpful. If we can be of further assistance, however, please call us at 1 800 257-8787. Sincerely, J2J.P~ CHRISTINA PETRUS Customer Service Representative 1030960748 REV. '''OEX . IZ.811 cO"'I'N'1fim~Ww.r'NI' ESTATE OF Marie M, caoazza SCHEDULE G TRANSFERS PLEASE PRINT OR TYPE FILE NUMBER 96-0078'1 ITEM DESCRIPTION OF PROPERTY EXCLUSION TOTAL VALUE DECO. DOLLAR VALUE OF NUMBER Include name 01 the u.ml.,...lhelf OF ASSET '!.INT. DECEDENT'S INTEREST r.lllIonshl~iodecedenl d.le 01 Ir.mlel 1 c. Denise Fritchey, cash gift 1/12/96 3,000.00 9,800,00 100 6,800.00 2 David E, Fritchey, cash gift 1/12/96 3,000,00 9,800,00 100 6,800.00 3 Edward L, Fritchey, cash gift 1/12/96 3,000,00 9,800,00 100 6,800.00 4 Francia V. Kennedy, cash gift 1/12/96 3,000.00 9,800.00 100 6,BOO.00 5 Jennie D. Cassaza, cash gift 1/12/96 3,000,00 9,800,00 100 6,800,00 6 Josephine A. Kennedy, cash gift 1/12/96 3,000.00 9,800.00 100 6,800.00 7 Josephine E. Kennedy, cash gift 1/12/96 3,000.00 9,800.00 100 6,800.00 8 Sarah M, Fritchey, cash gift 1/12/96 3,000.00 9,800.00 100 6,800,00 9 Virginia E. Fritchey. cash gift 1/12/96 3,000,00 9,800.00 100 6,800.00 TOTAL (Also enler on line 7. Recapilulalion) $ 61. 200. DO THIS SCHEDULE MUST BE COMPLETED AND FILED IF THE ANSWER TO ANY OF THE QUESTIONS ON PAGE 2 IS YES. i" (It more space is needed. insert additional sheels of same size.) Copyright (el '994 tarm soltw.,. only CPSystems.lnc. Form 1500 Schedule G(Rev.Z.S7) DAVID FRITCHE'l 915 GREENWAY AVE MORRISVILLE PA 19067 t.rich Schlosser ..memorials /.40011"N CC.'ON. G~ phones - Shop 433-7012 Res, 432-6483 1 WlI> Surcharsc Alter 30 Days 301 _ 303 Fullerton Ave, Whilehall. PA 18052 Feb. 17, 1997 Monument completed for: CASAZZA JENNIE D. Ml\RIE M. Apr. 22, 1906 Oct. 14, 1907 Sept. 21, 1996 carved, lettered and ready to be installed on the cemetery. with payment in full Balance $650.00 Thank you for tha opportunity to be 0 servic ./ PJ 2-/z1(91 POULSON & VAN RISE ('7'--. /(-:" .; 1.'1 ~ ',' I I, " .' . I.,~ _. . ,-'.r. ..,. ....' ~.. -.\-" ..J ,JosePH c. PARELL. III OWHElIl' "''''HAGE" 850 l.AWneNCe ROAD LAWRENCEVILI..C. NEW ,JERSEV 08848-..200 I "."\ ('~I h..- ~... _ -.. . . ~. . ~"-": .' J ................:~ Mr, David E, Fritch~. Esq. 9/5 Greenway Avenue Morrisville, Pennsylvania /9067 Funeral Expenses for Marie M. Casaua Professional Services Services of Funeral Director and Staff Care of Decedent Other Staff and Related Facilities Visitation, Funeral Ceremony, Cemetery Services Transportation Removal from her residence Funeral Coach Merchandise Tapestry Rose Stainless Steel Casket Cameo Rose Stainless Steel Lined Burial Vault Register Book Acknowledgement Cards Crurijix Prayer cards . Cash Disbursements Sacred Heart Cemetery-Direct Family Payment $445. Mass Offering Holy Trinity Sacred Heart Church Pallbearers Priest for Cemetery Services Hairdresser Certified Transcripts .J. aRE:GORY SMITH OWNI[1Il.011ltIlCTO" $1,080.00 $695.00 $1,765.00 $765.00 $765.00 $165.00 $16500 $330.00 $2,760.00 $2,060,00 $0.00 $0.00 $0.00 $ll..OO $4,820.00 $100.00 $150.00 $120.00 $75.00 $35.00 $3000 $51000 Total Funeral Expenses............................................................................ $8.19000 .A DiSCOUnl of $/45, is allowed ifpaid injull by October 6. /996 ($8045.) Net Amount Due by October 2/. /996 .3% of Merchandise Category 51 Nee 1888 "Continuing over Q Cenlury o{ Coring" . '" . CUMnERLANO L.\W ,JOI/RNr\L 2 LIBERTY A VENUE CARLISLE, PA 17013 .t':!O.Yl)mber 1996 Cumberland Law Journal is published every Friday by the Cumberland County Bar Association and is designated by the CnllrtllfCnllllnnn PICllS llS the lllTIdnllegal publication for Cumberland County llnd the legal nelVspaper fur p"blication nflegalnolices. TO: Robert R. Church, ESQUIRE RE: Marie M. Casazza, EST ^ TE Legal advertisements must be received by Fridny Noon. All legal advertising must be paid in advance, Make all checks payable 10: Cumberland Law Journal. ============':.:~~ .....:.::.-=="=::"'-====;7_ Advertisement inserted on following dntes: OCTOBER 18, 25, NOYEl'vfBER I, 1996 Advertising Cost $ 60.00 S 0,00 S 0,00 $ 00.00 -..--..-----..-.. $ 60.00 Proof of Publication Second Proof Request Payment recdvcd Total Amount Due Payment received _ by PROOF OF PUULlC,\ TION OF :'lOTICE IN CUMUERLAND L,\W JOUR~ML (Under Ao:t NIl. 5X7.1I(l(ll'llwd MlIY 16. 11)2<)). P. L.In.\ STATE OF PENNSYLVANIA : 55. COUNTY OF CUMBERLAND : Roger M. Morgenlhnl, Esquire. Edilll1' IIf the C'umberlllnd LlIw Jllurnal.of the County and State aforesaid. being duly swom. .lo:cordil1~ llllaw. de(lllses and SlIYS that the Cumberland Law Journal. a legal peliodical published in the Rllrllu~h of Carlisle in the County and Slale afore5uiu. was establisheu January 2. 1952. an.! dl'.si1:;II'll'~11 by the (.10:1I1 o:,lUl'lS us lhe ofticial legal periodical for the publication of allle~al nnlkes. anu has. since January 2. 1952. been regularly issued weekly in the said County. andthlll the prinleu nntice nr publication altacheu hereto is exactly the same u.s was plinteu in the re~ular editions anu issues of the said Cumberland Law JI1Ul11al on the fnllowin~ uates. viz: OCTOBER Ill, 25, NOVEMJlEJLI..J"y\)(, Aftiant further deposes that he is aUlhllri/ed to verify this swtement by the Cumberlanu Law Joul11al. a legal periodkalllf general cirO:lllalilln. and that he is nnt inleresteu in the subject mattel' of the aforesaiu notke "1' advel'lisement. and that all alle~atillns ill the fore~oin~ statements u.s to time. place ami o:harao:ter of publio::ltinn are true. /f-~-J'" '7 i ...-1..:./ / ?'(/ 1 Rn~e(' :'vi, ~hl\'~enlhal. Editor c~,.-. 34&rle 14., dee'd. Late or the Borough or New Cum. berland, Executor: Davtd E;, Frtlchey. 915 Oreenway Avenue. Morr\SVllle PA 19067, ' Attorneys: Robert R. Church. Eo. qUIre. !<<:ere<. Wood. Allen '" Ra- hal. P.O. Box 11963. IlarrUburg. PA 17108-1963. SWORN TO AND SUBSCRIBED before me this -L.day IIf NOVEMRER . 1996 , ;' /'. '.t ..' ~'t"",<f..~ 11" I ,I '';'~'~'I Nowry / , HGi .ulw.~EAL JC:>:I~.t. ?,AMSr:'f. ::ota:/ !=',;t;:c C..t.:J:c!. C".rt~.."4 r:()..~:. ':~. "... :v~ ~,...r::~~ :;~::r!'J Sl::c,,:,,:a.-~. :;"C; -- , . f,ROOF OF PUBUCATION State of pennsylvania, County of Cumberland. 55: Beverly A. Corrao, Classified AdVisor 01 THE SENTINEL, of the County and State aforesaid, being duly sworn, deposes and says that THE SENTINEL, a newspaper of ,."MI "",,~I'" ,. I" "IO"h 01 ca""'"' C""" ... s~.. ""...,., wa, ."ob'''''' .",mbo' 13th, 1881, since whIch data THE SENTINEL has been regularly Issued In said County, and that the printed notice " p.'""'''' "",,,, "MIO " .",11, '" ..rn." ." p,,,to' .., p.bI"'" ,. th. to.'" ..."" ... Issues of THE SENTINEL on the following dates, vlz Copy of Notice of publication October 11, 18, 25, 1996 . U!CU'lOR'S HonC! L.n.~ 11.'ameRllry on tn- ..tllIOI IIARI! lot. CASAZZA ,\all 01 U'l' aorouoh 01 NI. Cumber. llnd. cumberland counly. PA, dlcuud. havl bltn granted to 11\1 und."iO"td. All persons knowlnO tn.m- ..tvlS \0 01 indebted to SId Estate ... makl plymlnt im- medil'ely, tnd thO" ha~lnQ dllml will pr."'" t"lm lot Hftllmlnlla: Olyid E. FntchlY E.tc\llor gtS O,.....IY "y,nUI Momsv.', PA ,8067 Robin f'. cnurth. esquire KIt"t. Wood......n' RaMI AnomlY' P.O. 80' 119M ....msl>ul1l, PA 17'OIloI9G3 Affiant further deposes that he Is not Interested in the subject matter of the aforesaid notice or advertisement, and that all allegations in the foregoing statement as to time, place and character of publication are true. y,,~/rI. ~~f'~ November 6 sworn to and subscribed before me this 6th day of November -' 19 96 (jJ/4 :t ~bllC My commission expires: ~ NcfllII'lISeaI -'"'" w~l.~~ ~~~J>ftl2.1997 r, penrSjMll"'jj$;cC3~ 01 NOtal1llS p,ql 1 Al'T1.D1OOl NLIlSII<<l 10 RE\I 300 E IIINQESTER PM:. LMGOlI€ PA 19047 DAVID E. FRITCHY 915 GllEEIIIAY ~ ImRIGlJIW: PA 19067 FLlm C3 Datlll Rl!Sldllnt: hvolclll HARlE Hovl!lbllr 04, 1996 27007001m P6101 CASA1lA - ~IJE(T 1<<1. ADHIT DATE IIIGCIWlGE DAlE BILLII<<l DIlTE CASAZZA 27 007001m ~127/93 9/21/96 11/04/96 - DATE CODE IIflJ,t<<l. OT'( IJIIT DESCRIPTION ClWltE PAYIEHT IlfoUH:E FRIJI TO !'RICE PIlEIJIlll5 HOHTIl Bfo1.N<<:E 415.~9 10/191'16 f'AYIEHT ~15.~9 9/2U96 HS '127 .50 02 ClJlCEHTRATOVIflL Y 113.50 9/211'16 f'H 1 6.59- OTC-f'l~ 6.59 rouL IKE 106.92 IXlES I<<IT REFl,J;CT (>Nt PYHT ~C JliTER 2STlI ~"-~ i .rr--. O'L v.....~~ ~ ~~ ~ ~d- '~~--- ~ ~"~~~ ~ ~~~_. ~ {/ Iff {% I Pail 1 AmElJOOiI ~11Al ~ ROI :100 E IIII<<XSTl:Jl ~ LNGOlIf: NI 1 'IO~7 DAVID E. rnITCIlY 915 GRmNfI'I ~ IOlRISVIl1.E Datil Re-. I dent I Involcel tlARIE October 02, 1996 27007001773 1'6091 CASAZZA -- __, -;;;n_ - -I!!.~-- ---=-== -:= RESIL'EJ{T IWF. RESIOOlT 00, ADlIIT DATE OlstW'RGE DATE BILLING DATE tlARIE C/&.TlA 27 007001773 ~n.7/93 9/21/96 10/02/96 .-- - ._.~-- ~ --=== DATE COif.' I1#J.HO. nT'l lJlIT DESCRIPTIOH CllAIlOC PAYl€IIT 8f'LOHL fR()\ Tll mIlL I'l'j'.VIOUS IOIT" BAI..NlCE 5,895.51 9/01/96 CREDIT -f'RIOR I9ITll ADVANCE ~,110.oo 9/17/96 PAYlElIT 5,895.51 9/01/96 9/20/96 M 2c) 137.00 ROOII AND DCMD DWdlES 2.740.00 9/31/96 NS 1 3.00 O\)(~ 3\~ TEGAOCRII 3.00 9/31/96 lIS 1 1.14 rw: Df'U~\IITIIIICWBIA 1.\4 9/01/96 lIS 1 1.1~ 1'll.E BlIG-N(Tllllcno~IA 1.14 9101/96 tIS 21 .65 SODtUll at.OOlllE 15l'l. 13.65 '1101/96 If.: 1 1.53 ~)(~ UNSTERILF. ~lE 5 1.53 9/01/96 HS 9 ,65 SODtUll ot.OOIDE \5l'L 5.95 '1/~I9l, HS 1 1.14 p{l.E BAG-AIlTIIIICROBIA 1.1~ 9/06196 lIS 1 1.H F1l.E ~TIIIICR09IA 1.1~ 9106196 HS 1 ~.60 30CC CATlBER 1RAY ~'60 9/061'16 HI; 1 6.51) illItE: !X'-AIIlAllE BAG - 6.51) 9107/96 lIS 1 1.14 F1l.E IJtIAHHTIIIICRllBIA 1.1~ 9107/96 HS 1 1.3.'1 El€IIA (PlI051'IiA TEl 1.35 9107/96 lIS 1 1.62 3X4 STERILE GtmE 5PO 1.62 91071'1b HS 1 3.OC) ~)(~ 3\4 m,AOCRll 3.00 9109/96 H5 1 3;r.i ImIGATIOIl OCT 11/ PIS 3.'15 9/09/96 NS 1 3;75 tlmIGAHllN SET 11/ PIS 3;75 9/1f1196 lltl 1 1.14 Pll.E \lAl7.,wrIIIICRllBIA 1.14 9/10196 HS 1 3.75 tmIGATI(J( SET 11/1'15 3.75 9/12/96 HS 1 3.15 Ir<RIGATIOll SET III PIS 3.15 9/12/96 HS 1 2.31 SOFTCME SOAP, eoz BR\I 2.31 9/12196 H5 1 1.53 m ltlSTtRILE r.AUZE S 1.53 9/12/96 lIS 1 3.00 4)(4 3/4 TEGA(€F.:H 3.00 9/12/96 HS 1 1.35 F.h91A (l'H05f1Y\TEl 1.35 9/12/9,\ NS 1 1.14 F1l.E BAG-ilHTIIIICROBIA 1.\4 9/1'3196 HS 1 3;75 I~IGATIllN SET III "IS 3.75 9/13196 HS . 1 1.62 3X4 STERILE GtmE SPO 1.62 PA 19067 FlOOl C3 .- . ---'-''''-~''. Paq. 2 AmEJllllO tulSlHCl ~ REH :lOO E IItNClESTER NK. ~ rA 190-47 DAVID E. FRIla<< 915 ~y ~ ~t!lVIUE Datel Re.i d8l,tl Involcel IWlIE Octobp.r 02, 1996 27007001773 P6091 CASAZZA PA 19067 FlOOt c:s ~--~ -- REStWlT HAlE ~StOCNT 1Kl. ADKIl DATE DI5ClW1IiE DATE BtLLIIlJ DATE IWlIE CASAZZA 27 007001773 ~ml93 9/21/96 IO/OU96 " --.- ~ --- DATE cooc IIfJ .1Kl. lll't ~IT I€SCRIPTllJl CI'ItRGE PAYI'iKT IltU\t<<:E FROII TO PRICf. 9/14196 lIS 1 3.75 IUlStllG 5111'1- Y 3.75 9/14196 lIS 1 4.76 9LTllJl KlT V\ SlERIL 4.76 9/14196 lIS 1 1.14 Pl1E llAtHIlTIIIICROBIA 1.14 9/14/96 lIS 1 2.31 sorrCARE SOAP, BIlZ IlRU 2.31 9/1419& lIS 1 1.47 l'i.UlH WASH 6 OZ. 1.47 9/14196 HS 1 1.5<) TQOnETTlH',<l10 \.50 9/14196 If.! 1 3.75 IUlSIllG SlJ'f\. Y 3.75 9/19/96 HS 8 .65 50DIlJI Qi.ootI€ 15l'l, 5.20 9/2119& l!l 1 15.00 lAlWlY SERVICES 15.00 9/2119& HS 21 1.25 II<<:OlfTII[NCE Slffl-IES 26.25 9/21/96 lIS 21 47.25 IIICRO AIR T!f'.AAPY 992 .25 9/21/9& lIS 1 1.0t) llI\StlL CAIW\ 1I\ l\lllIH 1.00 9/21196 lIS 1 1.14 rw: llAtHIlT1IIICR[J!lIA 1.14 9/21/9& rtl 1 449,31 RX-F1WlII 449.37 9/21/9& l'Il 1 1'18.9& OTC-l1W<I'ACY 199.9& TOTPL \l.E 415.49 OOES HOT REFI.ECT Nf'I P'tllT flEe AFTER 2STlI BROCK IE PItARMACY 305 NORTIt PINE STREET LArIGItORNE, PA. 19047 PHO~E: 215-757-6553 STATEMENT OF ACCOUNT TATEMENT DATE: 09 / 2 4 /96 ATTLEBORO A99999 GRP-A PAGE 26 ] 300 E ~JIrICItESTER AVE LAlICIIOR~E .PA 19047-1622 AMOUNT PAl PLEASE DETACH HERE AND RETURN TOP PORTION WITH YOUR PAYMENT BROCK IE PHARNAC Y 305 UORTll P ItlE STREET LAUGHORIIE, PA. 19047 DATE IRXNUMBERIOTY.I DESCRIPTION I~~~I~I~~I AMOUNT'I' I SALES TAXI ITEM TOTA ACTIVITY FOR CASAZZA,MARIE -CASAM -P-1773 )6/27/96 6041260 460 OIOCTO 20HG/5ML 01 . . 15.67 .00 15.67 )B/27/96 6041393 240 FERROllS SULF ELIX 01 . .. 5.39 .00 5.39 1)6/30/96 6039466 60 ZIUC 50 HG TA6 01 . . 5.12 .00 5.12 ! J6/30/96 2002499 60 MS COUntl 15 MO T 01 . 57.00 .00 57.00 , )9/03/96 6047636 5 IOOOFLEX 5/5 GM 01 . . 40.53 .00 40.53 )9/03/96 6044693 4 PROCHLORPERAZIUE 01 . 16.64 .00 16.64 )9/04/96 60476136 960 LACTULOSE lOG/15M 01 . 61. 91 .00 61.91 19/09/96 6041260 460 OIOCTD 20NO/5ML 01 . . 15.67 .00 15.67 19/10/96 6039487 4130 VIT C LIQUIO 500 01 . .. 24.31 .00 24.31 )9/11/96 6046095 5 TRAUSORBEUT 4X4 0 01 . .. 26.55 .00 26.55 )9/12/96 6045730 30 TRAllSOERM-U .1NG/ 01 . 49.79 .00 49.79 )9/13/96 200250B 30 MORPHIUE 20MO/ML 01 . 20.76 .00 20.76 )9/16/96 2002510 120 MORPHIUE 20NG/ML 01 .. 77.95 .00 77.95 )9/16/96 6048276 3 IOOOFLEX 3/10 ON 01 . . 50.05 .00 50.05 )9/16/96 2002512 5 DURAGESIC 100 MCG 01 . 163.12 .00 163.12 I I ~I I I I I am ~ = ~+~+~=~-~ \ . . REV. 1513 EX . (z.ln co"r..'/MIlm{\'W3IXI~ANIA ESTATIOF Marie M, Casazza SCHEDULE J BENEFICIARIES 96-00784 FILE NUMBER ITEM NUMBER RELATIONSHIP AMOUNT OR SHARE OF ESTATE NAME AND ADDRESS OF BENEFICIARY 1 A. T..able 80quests: David E. Fritchey 915 Greenway Avenue Morrisville, PA 19067 Nephew 734,581,18 2 Jennie D, Casazza c/o David E. Fritchey 915 Greenway Avenue Morrisville, PA 19067 Sister 8,754.41 3 Josephine A. Kennedy 57 Cumberland Circle Lynn, MA 01904 Sister 249,720.02 4 Josephine E. Kennedy 57 Cumberland Circle Lynn, MA 01904 Niece 493,941,86 ITEM NUMBER See Schedule Attached... NAME AND ADDRESS OF BENEFICIARY AMOUNT OR SHARE OF ESTATE B. Charitablo and Governmental Bequests: None TOTAL CHARITABLE AND GOVERNMENTAL BEOUESTS (Also enle' on line 13. Reca ~ulalion) (II mar. .paco I. noeded,ln.ert addltlonal.heel. olume .1..) Copyright (e) '"4 fOfm sottw.,. only CPSyatems.lne. s 0.00 FOfm 1500 S<hodulo J (ROY.".') ~ I I . SCHEDULE J BENEFICIARIES (continued) ESTATE OF, Marie M, Casazza ITEM NO FILE NUMBER. 96-0070'1 NAME AND ADDRESS OF BENEFICIARY AMOUNT OR SHARE OF ESTATE RELATIONSIII I' 5 C, Denise Fritchey 915 Greenway Avenue Morrisville, PA 19067 6,800,00 None 6 Edward L. Fritchey 915 Greenway Avenue Morrisville, PA 19067 6,800.00 Nephew 7 Francis V. Kennedy 57 Cumberland Circle Lynn, MA 01904 Nephew 6,800.00 8 Sarah Fritchey 915 Greenway Avenue Morrisville. PA 19067 Niece 6,800,00 9 Virginia E, Fritchey 915 Greenway Avenue Morrisville, PA 19067 6,800,00 Niece j.)'/hJ.'''4 BUREAU OF INDIVIDUAL TAXES tHtIUl fAHC[ tAll DIVISION DlPT. :BGItOI 'lAARISBURG, PA lIua'OMI COHHONWEALTH OF PENNSYLVANIA DEPARTHENT OF REVENUE ,* l:" NOTICE OF INIIERITANCE TAX APPRAISEHENT, ALLOWANCE DR DISALLOWANCE OF DEDUCTIONS ANO ASSESSMENT OF TAX 1I,.au II ", 111-'" BRIDGET M WHITLEY KEEFER ETAL PO BOX 11963 HBG PA 17108 DATE ESTATE OF DATE OF DEATH FILE NUM8ER COUNTY ACN 10-13-97 CASAZZA 09-21-96 21 96-0784 CUMBERLANO 101 MARIE M A.,ount R..,Uhd HAKE CHECK PAYABLE AND REHIT PAYHENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~ iiEV:i5C."i"EX-"FP-io:i:9'fj-Noi'IcE--orfriiiEiiiiANCn'jix-iippiiiiisEHENT-,--"L.LOWANCE-oli-------n-------- DISALLOWANCE OF DEDUCTIONS AND ASSESSHENT OF TAX ESTATE OF CASAZZA MARIE M FILE NO. 21 96-0784 ACN 101 DATE 10-13-97 TAX RETURN WAS: I X I ACCEPTED AS FILED RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE APPRAISED VALUE OF RETURN BASED ON: ORIGINAL RETURN 1. Rool E.toto ISchoduh Al (1) 2. stocks. and Bondi (Schadul. BJ (2) 3. Closely Hald stock/Partnership Int.r.st (Schedule CJ (3) 4. Hartg.gas/Hota. Receivable (Schadule OJ (4) S. C.sh/Oank Deposits/Hilc. Parsonal Property (Schedule EJ 15) 6. Jointly Owned Property (Schedule f) (6) 7. Transfars (Schedule OJ (7) 8. Total AI.at. I CHANGED HOTE: To insure proper credit to your account, sub.lt the upper portion of this form with your tax paynent. .00 1,434.549.13 .00 .00 159.475,51 2.280.71 61.200.00 (8) 1.657.505,35 APPROVED DEDUCTIONS AND EXEHPTIDNS: 9. Funaral Expensa./Ada. Ca.t./Hisc. E~p.n..1 (Schedule H) (9) 10. Dobts/Moctgogo Llabllltlo./Llon. ISchodulo I) 110) 11. Total Daduction. 12. H.t Value of Tax Raturn 13. Charitabla/Govarnllantal Bequ..t. (Schadul. J) 14. Hat Value of E.tat. Subject to Tax 135,295.47 1,212,41 I1Il 112) 1131 114) I3L~D7 RR 1.520,997.47 ,00 1.520.997.47 If an assessment was issued previouslY, lines 14, 15 and/or 16, 17 and 18 reflect figures that include the total of 6hh returns assessed to date. ASSESSHENT OF TAX: 15. Allount of Line 14 at Spousal rat. (15) 16. Allount of Lina 14 t.~abla at Lin..l/Cl... A rat. (16) 17. Anount of LJn. 14 ta~abl. at Collateral/Cla.. 8 rat. (17) 18. Principal Tax Du. TAX CREDITS: PAYHENT DATE 12-20-96 06-23-97 will NOTE: ,00 .00 1.520.997.47 X .00: X.06: X .15: lIB I .00 .00 228.149.62 228.149.62 RECEIPT NUHBER AA184985 AA211448 DISCOUNT It I INTEREST/PEN PAID I-I 9,400,00 19,83- 178.600.00 40.619.62 AHDUNT PAID TOTAL TAX CREDIT BALANCE OF TAX DUE INTEREST AND PEN. TOTAL DUE 228,599.79 450.17CR .00 450.17CR . IF PAID AFTER DATE INDICATED, SEE REVERSE FOR CALCULATION OF ADDITIONAL INTEREST. I IF TOTAL DUE IS LESS THAN 'I, NO PAYHENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" ICRI, YOU HAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FDRH FOR INSTRUCTIONS. I RESERVAfIONl E.tata. of d.ced.nt. dying on or b.fore D.c.ab.r Il, 1911 -- If any future Int.r..t In the ..tat. I. tr.n.f.rr.d In po...ulan 0" enJoy..nt to CI... a (coU.hn1) b.Mflclerle. of the deced.nt aft.r the 'lIplratlon of any uta" for Ilf. or for y.ar., the Co.-anw.alth h.reby .lIpr..llY rl..rV.I the right to appral.1 end 1....1 tran.f.r Inh.rltanc. Tall.1 at the lawful Cia.' I (colllt.r.l) rat. on any .uch future Int.r..t. PURPOSE Of NOnCEJ fa fulfill the requlra..ntl of Slctlon ll'O of thl Inh.rltenca IInd Eltate Tall Act, Act ZI of 1995. (12 P.S. Sactlon 9140). PAVttENT, D.tach the top portion of thl. Notlca and .ub.lt with your paye.nt to the R.gl.t.r of Will. prlnt.d on the rlv.r.a .Id.. uHak. check 0,. aon.y order p.yabl. tOJ REGISTER OF HILLS, AGENT REFUND (eA). A r.flJ'1d of . tell credit, which WII not r.qullted on thl Tall Rlturn, ..y b. requ..t.d by co~l.tlng an "Application for R.fund of P.nnsYlvanla Inh.rltanc. and Estat. Tall" (REV-1315). Applications ar. avallabll at thl OfficI of the Ragl.t.,. of Willi, any of the Z3 R.venue Dlltrlct Dfflc", or by calling thl IP.clal 24-hour anlw.rlng I.rvlc. ~b.r. for fores ordering: In PennsYlvania l-aOO-562-Z0Sa, out.ld. P.nnlylvanla and within local Harrisburg ana (717) 787-ID'M, TDDI (117) 77l-ZZSl (H.arlng I.palred Only). OBJECTIONS. Any party In Int.r'lt not I.tl.fl.d with thl appr.I....nt, allowance or dl.allowanc. of deduction., Dr a,,"'lent 0' tall (InclUding discount or Int.rl.t) a. .hown on thl_ Notle. su.t obJ.ct within .llIty (60) day. of r.c.lpt 0' this Hotlcl by: uwrlttan prot..t to thl Pi Dapartaant of R.venul, loard of Appeal., D.pt. 2810Zl, Harrisburg, PA --ellctlonto have the .att.r dataralnad at audit 0' thl account of tha p.r.onal r.pr"lntatlv., --applal to the Orphan.' Court. 1712&-IDZI, DR DR AOftIN ISfRATIVE CORRECTIONS I factu.l .rrors discov.nd on this ........nt .hould bl .ddr...ed In writing to: PI. DIPllrta..,t 0' R.v.nue, Bur.au of Individual T'III', ATTN: po.t A.s".I..,t Rlvla'" unit, O.pt. 280601, Harrl.burg, PA 17IZ&-0601 Phonl (717) 7&7-6505. S.. pag. 5 of the bookllt "In.tructlon. for Inherltanc. Tax R.turn for a Rllldlnt Dec.dent" (REV-ISOI) for an .lIplanatlon of ad.lnl.tratlv.ly corrlctabl. .rror.. DISCOUNT: If any talC due II paid within thnl (3) c.l.netar .onth. .ftar the dac.dent'. daath, a flva percent (5:0 discount of the talC paid I. allowed. PENAL TVI The ax talC ......ty non-partlclpatlon penalty Is coaput.d on the total of the talC and Intarllt anlnld, end not paid bafore January 18, 1996, tha first d.y .ft.,. thl and of thl talC Hl"l..ty period. This non-partlclpatlon penal ty Is appa.lllbl. In the ...1 .anner and In the the .... tI.. par lad II you would appeal thl talC and Interut that h.. blan a..a...d a. Indlcatad on thl. notlc.. INTEREST. Int.r..t I. chargld blflnnlng with flr.t day of d.llnquency, or nln. (9) aonthl and one (I) dllY fro. tha date of d.ath, to thl data of payaant. TalCI' which bee... dallnquent bafor. January 1, 198Z b.ar Int.ra.t .t th. rata of .1JC U:O percent ~r annuli celculatld at . dally rat. 0' .00016-\. All hllll which baca.. dallnquent on and aft.,. January I, 19112 will blar Intan.t at a ret. which will vary froe cal.ndar yaar to cal.ndar Yllr with that rata announc.d by the PA Dlpart..nt of Rlvenue. The appllcabll Intlr..t rat.. for 1982 through 1997 .r.. !!!! Interl.t Rat. DlIlly Tntera.t Factor !!!r Interllt Rat. Dally Inhrest Factor 1982 lOX .00051\8 1987 'X .000l47 19&1 16X .DOO458 1988-1991 \IX .000501 1984 \IX .DODSOI 1992 .X .0002U 1985 13X .000556 1995-1991\ 7X .000192 1986 lOX .000274 1995-1997 'X .0aOlU ulntere.t Is calculatld .. fol1o\llll INTEREST . BALANCE Dr TAX UNPAID X NUNDER Dr DAYS DELINQUENT X DAILY INTEREST rACTDR --Any Hotlcl IlIuad aftar the tall becOll' delinquent w1l1 r.f1Kt an Int.relt calculation to flft.en US) dayl beyond thl data of thl .........,t. If paY',"t h .ada aftar the Intlrut coaputat1on data shown on thl Notlc., additional Intarut ..,.t b. Cllcuht.d. /S-Ilt> -1 BUREAU OF INDIVIDUAL TAMES INlIUI1AMC[ tAll DIYISlON DlPl. ZlDU' HARR1'IUAC, PA 1112"O~Ol COHHONWEALTH OF PENNSYLVANIA DEPARTHENT OF REVENUE INHERITANCE TAX STATEMENT OF ACCOUNT '* ,. .-.J ..,.UU"'" 111.11I BRIDGET M WHITLEY KEEFER ETAL PO BOX 11963 HBG PA 17108 DATE ESTATE OF DATE OF DEATH FILE NUHBER COUNTY ACN 02-09-98 CASAZZA 09-21-96 21 96-0784 CUMBERLAND 101 MARIE M AMount R..itted HAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUM8ERLAND CO COURT HOUSE CARLISLE, PA 17013 NOTEI To inaura proper credit to your account, sub.it the upper portion of thla fora with your tax pay..nt. CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~ iiEV:iijiii-Eif"AFP-ioi-:9:fjn-n-...niiliiERiTANCE"TAiCSTAfEii-ftiT-O"-ACcciuiif--ii..nn--------n-n---- ESTATE OF CASAZZA MARIE M FILE NO.21 96-0784 ACN 101 DATE 02-09-98 THIS STATENENT IS PROVIDED TO ADVISE OF THE CURRENT STATUS OF THE STATED ACN IN THE NANEO ESTATE. SHOWN BELOW IS A SUNNARY OF THE PRINCIPAL TAM DUE, APPLICATION OF ALL PAYNENTS, THE CURRENT BALANCE, AND, IF APPLICABLE, A PROJECTED INTEREST FIGURE. DATE DF LAST ASSESSMENT DR RECORD ADJUSTHENT: 01-30-98 PRINCIPAL TAX DUE: 228,149.62 PAYMENTS (TAX CREDITS), PAYMENT DATE 12-20-96 06-21-97 RECEIPT NUMBER AA184985 AA211448 DISCOUNT (+) INTEREST/PEN PAID (-) 9,400.00 .00 178,600.00 40,619,62 AMOUNT PAID TOTAL TAX CREDIT BALANCE OF TAX DUE INTEREST AND PEN. TOTAL DUE 228,619.62 470.00CR .00 470.00CR . IF PAID AFTER THIS DATE, SEE REVERSE SIDE FOR CALCULATION OF ADDITIONAL INTEREST. ( IF TOTAL DUE IS LESS THAN tI. NO PAYNENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CRI, YOU NAY BE DUE A REFUND. SEE REVERSE SIDE OF TN IS FORN FOR INSTRUCTIONS. I PAMNTI O.t.ch the top portion of thl. Notlc. end .ub.lt with your pay..nt .ed. payabl. to the ne.. and addr... prlnt.d on the r.v.r.. .Id.. 11 RESIDENT DECEDENT .ak. cMck or .on.y ord.r pay.bl. tOI REGISTER OF WILLS, AGENT. If NON-RESIDENT DECEDENT .ak. cMck or .on.y ord.r p.yebl. tOI COHHONWEALTH OF PENNSYLVANIA. REFUND (CR)I A r.'und 0' I tlx cr.dlt, which v.. not reque.t.d on tM T.x R.turn, ..y b. requ..ted by coapl.tlnt an "Appllc.tlon 'or R.'und 0' P.nn.ylvanl_ Inn.rltanc. and E.tate Tax" (REV-1515). Application. ar. avallabl. at tM D,flcl of the Ragl.t.r of Will., any 0' tha 25 Ravenue DI.trlct OffiCI' or fro. the D.plrtaant', 2.-hour an.warlng .ervlce nuab.r, for for.. ordering I In penn.ylvanle I-SOD-562-2050. out.ld. Pann.ylvanla end within local Harrl.burg ar.. (117) 7S7-S09~, TOO' (717) 112-2252 (H.arlng lapalrld only). REPLY Tal Qua.tlon. rlglrdlng Irror. contaln.d on thl. notlc. .hould be .ddr....d tal PA Dlpartaant of R.v.nul, Burleu 0' Individual Tax.., ATTNI po.t A.......nt R.vllw unit, O.pt. 2S0601, Harrl.burg, PA 11121-0601, phone (1111 181-6505. DISCOUNT I If any tlx due 1. paid within thr.. (5) cal.ndar aonth. .ft.r the dlc.d.nt'. d.ath, . flv. p.rc.nt (5~) dl.count of the tax paid II allow.d. PENAL TVI The 15X tax ~.ty non-participation pen.lty I. co~t.d on th. tot.l of the t.x and Int.r..t .......d, and not p.ld b.for. J~.ry 18, 1996, tha flr.t day .ft.r thl .nd of thl tax aana.ty p.rlod. INTERtsTI Int.r..t I. chergld b.glnnlng with flr.t dey of d.llnqu.ncy, or nine (9) looth. and on. (1) dlY froe thl d.tl of d.ath, to thl d.t. of p.y..nt. Tax.. which b.ca'l d.llnquent b.for. January I, 1912 b.ar Int.r..t at thl rat. of .Ix (6X) p.rcent p.r ennui calculatld at _ dally r_tl of .000164. All taxI' which b.c... d'llnquent on and aft.r January I, 1912 will b.ar Int.r..t at a rat. which will v.ry 'roe calander y..r to calendar y.ar with that ratl announc.d by tha PA Dlpart..nt of R.vlnul. ThI appllcabla Int.r..t rat.. for 1912 through 1991 aral Y.ar Int.r..t Rat. Dally Int.r..t Factor Yur Interllt Rat. D.lly Int.r..t Fector 1912 20~ .0005U 1981 9~ .0002n 19as 16~ .000451 19S1-1991 llX .000501 19" II~ .000501 1992 9~ .000241 1915 IS~ .00nS6 1995-19" n .000192 1966 IO~ .00027. 1995-199S OX .000241 ulntlr..t I. c.lcul.tld .. follow'l INTEREST = BALANCE OF TAX UNPAID X NU"BER OF DAYS DELINQUENT X DAILY INTEREST FACTOR uAny Notlca I..ued .ftar thl t.x bICOM. d.lInquent will rafllct an Inter..t celculatlon to flft.", US) dayS beyond thl data of thl .........,t. If p.ywent It lade aft.r thl Int.rltt coaput.tlon data thowl on the Notlc.. Itddltlonal Intarltt lU.t be calculated. BUREAU OF INDIVIDUAL TAXES INltUIl""C[ fAll DIVISION OEP" 180601 tlAAAISBlmG, PA l1lla'ObOI COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE INHERITANCE TAX RECORD ADJUSTHENT L/ DATE ESTATE OF DATE OF DEATH FILE NUHBER COUNTY ACN 02-02-98 CASAZZA 09-21-96 21 96-0784 CUMBERLAND 101 BRIDGET M WHITLEY KEEFER HAL PO BOX 11963 HBG PA 17108 Anount Renitted * _(J.lnlll U'ln.." MARIE M MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE. PA 17013 NOTE: To insure proper credit to your account, subnit the upper portion of this forn with your tax paynent. CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ..... Rifv:isiij-EX--AFP--fo9-:97i------.-.-iN-HERi-fANc:i-TA-i-RE-CORb--AOj"USTiiiNT-ii.----------------------------- ESTATE OF CASA2ZA MARIE M FILE NO. 21 96-0784 ACN 101 AOJUSTHENT BASED ON: VALUE OF ESTATE: BOARD OF APPEALS REFUND 1. R..I E.t.t. (Sch.dul. A) 2. Stocks and Bonds (Schedule 8) 3. Closely Hald stock/Partnarship Int.ra.t (Schedul. C) 4. Hartg.g../Not.. Receivable (Schedul. DJ 5. Cash/Bank Depositl/Hile. Parsonal Property (Schedul. EJ 6. Jointly Owned Property ISchedul. f) 7. Transfars (Schedul. GJ 8. Total Alsat. DEDUCTIONS AND EXEMPTIONS: 9. Funeral Expanses/Adninistrativ. Costsl Hisc.llaneous Exp.ns.s (Schedul. H) 10, Dobls/Horlgogo Llobl1111os/Llons ISchodulo II 11. Total Daduction. Nat Valua of Tax Raturn Ch.rit.bla/Gov.rn~antal aaqua.ts; Non-al.ctad 9113 Trusts Hat Value of Est.t. Subject to Tax 12. 13. 14. TAX: 15. A~ount of Lin. 14 at Spousal ret. 16. A~ount of Lin. 14 taxable at Lin.al/Ctasl A rat. 17. A~ount of Lina 14 taxable .t Collat.ral/Class a rata 18. Principal Tax Du. TAX CREDITS: PAYHENT DATE 12-20-96 06-21-97 RECEIPT NUHBER AA184985 AA211448 DISCOUNT l+) INTEREST/PEN PAID I-I 9,400.00 ,00 Cl) (21 131 141 151 (6) (7) .00 1.434.549.13 ,00 .00 159,475.51 2,280.71 61.200,00 181 DATE 02-02-98 1,657,505.35 136.507,88 1.520.997.47 .00 1,520.997.47 ,00 ,00 228 . 149 . 62 228.149.62 228 619.62 470,OOCR ,00 470,OOCR . IF PAID AFTER DATE INDICATED, SEE REVERSE I IF TOTAL DUE IS LESS THAN $1, NO PAYHENT IS REQUIRED. FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREOn" ICRI, YOU HAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORH FOR INSTRUCTIONS,) 191 (10) 135.295.47 1,212.41 1111 1121 Cl31 Cl41 ISchadule Jl Cl5) Cl61 Cl71 ,OOX.OO= .00X.06= 1.520.997.47X.15= 1181 AHOUNT PAID 178,600.00 40,619.62 TOTAL TAX CREDIT BALANCE OF TAX DUE INTEREST AND PEN. TOTAL DUE 'i PAMNTI REFUND (CR) I REPLV TO, 1 , i DISCOUNT I PENAL TVI INTEREST I a.~ _. Detleh the top portIon of thl. Hotlc. and .ub.lt with your pey..nt .ede p.y.ble to the n... Ind addr... prlnt.d on the r.v.r.. .Id.. -- "akl ch.ck or ttOn.y order p'YRI. tal REGISTER Of WILLS, ACENT. A r.fund of I tl. cr.dlt, which WI' not r.qu..t.d on the TI. Return, ..y b. r.qu..t.d by cOlpletlng ~ "Appllcltlon for R.fund of P.nn.ylvanl. Inherltanc. and E.t.t. T.x" (REV.I]I]). Appllcltlonl Irl .v,llabll at thl Official the Rlgllt.r of Willa, any 01 the 21 R.venu. DI.trlct O"lcI. or frol the DIPart.e"t.. Z4.hour an.w.rlng ..rvlc. nuab.r. for for.. ord.rlngl In P.nn.Ylvanla 1-800-]6Z.Z050, out.ld. P.nn.vlvanll and within 10cII Herrlaburg .re. (717) 787.'09., TOOt (717) 71Z.Z252 (H..rlna Ilpllred only). QuI.tlon. r.g.rdlng .rror. contaln.d on thl. notlc. ahould b. .ddr....d tal PA D.p,rt..nt 0' R.venue, Bur.au 0' Indlvldull Tax.., ATTNI Po.t A.......nt R.vl.w unit, D.pt. 2'0601, Harrl.burg, PA 11121.0601, Phon. (111) 781.6505. If any t.x due I. paid withIn thr.. (]) c.l.nd.r lonth. .ft.r the d.c.d.nt'. d.ath, . 'Iv. p.rc.nt (5~) dl.count 0' the t8x Plld h IUoWtld. ThI 15~ tlX .-n..ty non.plrtlelp.tlon p.nllty I. cOlput.d on the total of the tax and Int.r..t .......d, and not p.ld b.fore Jll"IUary 1', 1996, the first d.y after the .nd of the tlX ..,..ty period. Int.r..t I. charged b.glnnlng wIth 'Ir.t day of d.llnquency or nln. (,) lontha and one (1) dlY frol the date of d..th to the dlt. of ply..nt. Tlx., whIch b.ea.. d.llnquent b,'or. Januarv 1, 1912 b.lr Int.r..t It the r.t. 0' .1. (6~) p.re.nt p.r annu. calcul.t.d .t I dally rat. a' .000164. All tax.. which b.c... d.llnqulnt on and ,ftlr Jenulry 1, 1912 wIll b.ar Int.rl.t It a r.tl whIch will vlry froe elllnder y.ar to elllnd.r yaar with that ratl announcld by the PA D.p.rt,.nt 0' R.v.nu.. Th. .pplleabl. Int.r..t rat.. 'or 1912 through 1991 .r'l Vur Interllt Rat. Dally Int.r..t Factor Ylar Inter..t Rat. Dally Inter..t Factor 1912 ZOX .000548 1917 n .000247 1913 16~ .oooua 19a.-1991 1I~ .000301 19a4 1I~ .000301 1992 .~ .ODUIt1 1905 ISX .000356 1993 .1994 n .000192 1.16 lOX .000271t 1995-1991 .~ .000247 -"'Int.r..t I. c.lcullt.d .. 'ol1ow" INTEREST = BALANCE OF TAX UNPAID X NU"8ER OF DAYS DELINQUENT X DAILY INTEREST FACTOR --Any Notle. II.Uld .fter the tl. Hen.. dallnquent will reflect an Interllt calcul.Uon to flft.." 115) d.y. beyond the date 0' the ........"t. If pa,.ent Is .lde .fter the Internt eoeputatlon d.t. .heMIn on the Notle., .odltlonel Int.r..t lU.t be clltul.t.d. i.---~. BOARO OF APPEALS Or.PT :8102' HARRI$DuRG p", Hl;tI-'C:' COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE -w- ~JJ' PHONE:: 717.783.3664 rAX 717.787.72;0 A TIN ROBERT R CHURCH ESe KEEFER WOOD ALLEN & RAHAL PO BOX 11963 HARRISBURG PA 17108-1963 IN RE ESTATE OF: MARIE M CASAZZA DOCKET NO. : 9723365 TAX TYPE: INHERITANCE APPEAL TYPE REFUND FILE NUMBER: 2196-0784 ACN: 101 APPRAISEMENT: 10-13-97 PETITION FILED: 10-15-97 EXAMINER: LISA GARLAND DIAZ MAILING DATE: JAN L 0 1998 DECISION AND ORDER In its October 13,1997 appraisement and assessment, the Department of Revenue imposed an interest charge of $19.83 on the basis that the June 23, 1997 payment was not received within nine months of decedent's death. Since the last day for payment fell on a Saturday, and the payment was made on the next business day, the Board concurs that interest should not have been charged. Accordingly, it is hereby. Ordered that the petition for refund is granted. The Department is directed to strike the $19.83 interest charge, It is further Ordered that a refund be issued for any resulting over payment plus interest, is appropriate. FOR THE BOARD OF APPEALS ~e~ JO EPH R SLEEK. BOARD MEMBER Page 1 of 2 /5"-/3tJ.. '</ CDHHONWEALTH OF PENNSVLVANIA DEPARTHENT OF REVENUE INHERITANCE TAX STATEMENT OF ACCOUNT (,:/ ~~ ." r ~" '. \ill" BUREAU OF INDIVIDUAL TAXES IHIlUUUHCl lAM DIVISION O[Pf. ..aObOl ItAAAuaUAG, PA 111za.OliOl 11" ~tC' II I" UI.UI BRIDGET M WHITLEV KEEFER ETAL PO BOX 11963 HBG PA 17108 DATE ESTATE OF DATE OF DEATH FILE NUHBER COUNTY ACN 03-02-98 CASAZZA 09-21-96 21 96-0784 CUMBERLAND 101 MARIE M Anount Re.itted HAKE CHECK PAVABLE AND REHIT PAVHENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE. PA 17013 NOTE: To insure proper credit to ~Dur account, subnit the upper portion of this forn with your tax paynent. CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~ Rifv:i60-j-EX--AFP--ioi-:97i-------...--iNiiERXifANCif-iAX--STA-iEHE-Ni-iiF-AC-Couiii--.-..--------------------- ESTATE OF CASAZZA MARIE M FILE NO. 21 96-0784 ACN 101 DATE 03-02-98 THIS STATEHENT IS PROVIDED TO ADVISE OF THE CURREHT STATUS OF THE STATED ACN IN THE NAHED ESTATE. SHOWN BELOW IS A SUHHARY OF THE PRINCIPAL TAX DUE. APPLICATION OF ALL PAYHENTS, THE CURRENT BALANCE. AND. IF APPLICABLE. A PROJECTED INTEREST FIGURE. DATE OF LAST ASSESSMENT DR RECORD ADJUSTMENT, 01-30-98 PRINCIPAL TAX DUE, 228.149,62 PAYMENTS (TAX CREDITS), PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID DATE NUMBER INTEREST/PEN PAID (- ) 12-20-96 AA184985 9.400.00 178,600.00 06-21-97 AA211448 ,00 40.619,62 02-09-98 REFUND .00 470,00- "'::> TOTAL TAX CREDIT 228,149,62 BALANCE OF TAX DUE .00 .~(~ INTEREST AND PEN. ,00 . IF PAID AFTER THIS DATE. SEE REVERSE SIDE FOR CALCULATIOH OF ADDITIONAL INTEREST. I IF TOTAL DUE IS LESS THAN $1. NO PAYHENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" ICRI, YOU HAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FDRH FOR INSTRUCTIONS. I TOTAL DUE ,00 PAVHEHT I D.'.'. ... '0. .0,.lon a' 1.1. H..I.. .nd ..b.l. .11. 'a.' ..,..n' ..d. ..,.bl. '0 I.. n... .nd .dd'." prlntld on the r.v.r.. .idl. If RESIDENT DECEDENT .ak. chick or .onn ordlr pavabll tOI REGISTER OF WILLS, AGENT. If HDH..ESIDEHI DECEDEHI ..k. ....k a' .on., o,d.r ..,.bl. '0' COMMONWEALTN OF PENNSYLVANIA. .EFUND ,c." . r.f.nd of . ... .r.dll. ..Ic. ... no' ,.0...I.d on ... I.. ....,n. .., b. r.o...'.d b, .0..I..ln. .n "...II...lon f.' ..fund .f P.nn.,l..nl. Inn.,I..n.. and E.'.'. I.." I.E.-13131. ...II...lon. .,. ...II.bl. ., I.. Dffl.. .f ... ...I...r of 0111.. .n, of I.. 23 ....... DI.,rl.. Dffl..' a' f,.. I.. D...r...nl'. 2.,.0.r an,wlrlng 'Irvlc. nu_blr' for for.' orderlngl In penn.vlvanie I.BOO.36Z.Z0SD, outside Plnn.ylvanla and wlthin local Harrhburg aria (711) 7117.80''', TOO' (717) 77Z.ZZIjZ Wlarlng I_paired only). REPlV TOI D..,'lon. r...,dln. .,ror. .onl.ln.d on ..1. no' I.. ..o.ld b. .dd'....d 10' .. D...r...n' of ..v.nu.. 8.'... of lndlvld..l I..... .IIH' Po.' ........n. ...1.. Unl'. D..'. 280.01. H.rrl.b.", P. 11121-0'01, ...n. (717) 7111-61j0S. If an, ... d.. 1. ..Id .11.ln ..r.. C31 ..l.nd.r .ont.. .".r ... d...d.n'" d..'., . flv. ..,..nl '5XI dl....nl of thl taM paid is allowed. I.. 15X I.. ..n..I, non,..r.I.I..,I.n ..n.l'Y 1. ,o,..'.d .n ... '0..1 of I.. ... .nd In'.'." .......d. .nd nol paid blfor. January 111, 1'96, the flr.t day after thl Ind 01 the taM a.n..ty p.rlod. DISCOUNT I PENALTY I INTEREST I In,.r..' I. ...,..d b..lnnln. .1'. flr.1 d., of d.llno..n.y. or nln. C" ..nl.' .nd .n. CI' d.y f'.' ... d.l. of d..'.. '0 ... d.'. of ..,..nl. I.... ..1.. b..... d.llnqu..' b.f.'. J.n..ry I. 1.82 b..r In,.r..' .. ... r.l. of .1. C'XI ..,..nl p.' .nn.. ..I..I.,.d .1 . d.lly ,.t. of .0001", .11 ..... ..1.. b..... d.llno.." on .nd .fl.r J.nu.'y I. \.12 .111 b..' In'.'." .. . r.l. ..1.. .111 v.'y fro. ..I.nd., y..r 10 ..l.nd.' ,..r .11. ,.., r.l. announced by the PA Olpart.ent of R.Vlnul. Th. ftPpllcabl. Intlrl.t rat.. for 198Z through 19911 ar'l Vear tntere.t Rat. Dailv tnter..t ractor V.ar Inter..t Rate Daily Inter..t ractor 19B2 tOX .000548 1987 .X .OOOZ'" 19as I6X .0001,311 )9I1B'I991 lIX .000301 19B4 lIX .000301 199Z 'X .OOOZ'" 1911S UX .001UU 1993-19'" 1X .00019Z 19B6 lOX .00Ol7" 1995.199B 'X .000l'" ..Internt I. calculated ,. followlt INTEREST . BALANCE OF TAX UNPAID X NUMBER OF DAYS DELINQUENT X DAILY INTEREST FACTOR --.n, Holle. I....d .,.., I.. I.' b...... d.llno..n' .111 ,.'1..1 .n In'.'." ..I..I.,lon 10 fl"..n (15' d.,. b.,ond I.. d.'. of ... ........nl. If ..,..n' I. ..d. .,.., I.. In'.'." .0...I.,lon d.'. ..0" on I.. Hotlc., additlon,l Int.r..t _u.t b. calculatad. /.)..-/3t'.- '/ COMMONWEALTH OF PENNSVLVANIA DEPARTMENT OF REVENUE NOTICE OF DETERMINATION AND ASSESSMENT OF PENNSVLVANIA ESTATE TAX BASED ON FEDERAL ESTATE TAX RETURN DATE ESTATE OF DATE OF DEATH FILE NUMBER COUNTY ACN ., V ~ BUREAU OF INDIVIDUAL TAMES lNHUUtANC[ lAX DiVISION DEPT. 180bOl UARAlSBURG, Pi uua-abat 11,..1111 '" 111.111 05-04-98 CASAZZA 09-21-96 21 96-0784 CUMBERLAND 201 MARIE M BRIDGET M WHITLEV KEEFER ETAL PO BOX 11963. HBG PA 1710B AMount R..ltted MAKE CHECK PAVABLE AND REMIT PAVMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 NOTE. To Inluro propor crodlt to your o<count, lubolt tho uppor portion of thll foro with your to. poyoont. CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR FILES ~ FiEv:48:i-E)f-AFP--{03:;97j-----ii.-~oiiCif-OF--DET-ERHiiiATiiiN-AiiD-ASisESSiHENif---------------------------- OF PENNSVLVANIA ESTATE TAX BASED ON FEDERAL ESTATE TAX RETURN .. ESTATE OF CASAZZA MARIE M FILE NO.21 96-0784 ESTATE TAX DETERMINATION ACN 201 DATE 05-04-98 62.101.88 1. Credit For State Death Texes as Verified 218.749.62 2. Pennsylvania Inheritance Tax Assessed (Excluding Discount and/or Interest) ,00 3. Inheritance Tax Assessed bY Other States or Territories of the United States (Excluding Discount and/or Interest) 218.749.62 4. Total Inheritance Tax Assessed .00 5. Pennsylvania Estate Tax Due TAX CREDITS: PAVMENT DATE RECEIPT NUMBER DISCOUNT (+) INTEREST/PEN PAID (-) AMOUNT PAID O.f{J o R N IT: ,".1 ~~ '. g ~ ::) . ud we: e: ~ ..0 t:~ ~::; UU TOTAL TAX CREDIT .00 BALANCE OF TAX DUE .00 INTEREST AND PEN. .00 TOTAL DUE .00 _IF PAID AFTER THIS DATE, SEE REVERSE SIDE IIF TOTAL DUE IS LESS THAN .1, NO PAYHENT IS REQUIRED FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREDIT" ICRI, YOU HAY BE DUE A REFUND, SEE REVERSE SIDE OF THIS FORK FOR INSTRUCTIONS.) PURPOSE Of NOnCE: To fulfill the r.qulr...nt. of S.ctlon 2145 (bl of the Inh.rltanc. and E.tatl Ta. Act, Act 21 of 1995, (72 P.S, S.ctlon 914S), PAYHENh O.tach thl top portion of thl. Hotlcl and .ub.lt with your pey..nt to the Rlgl.t.r of Will. prlntld on the r.v.r.. .Idl. u Hak. ch.ck or .0nlY ord.r payabl. tal REGISTER OF' MILLS, AOENT. REfUHD lCR): A r.fund of a tax cr.dlt .ay b. r.qu..t.d by co.pl.tlng an "Application for R.fund of P.nn.ylvanla Inhlrltancl and E.tltl Ta." (REV.I]I]). Application. ar. .vall.bl. at the OffiCI of the Rlal.t.r of Will., .ny of thl 21 Rlv.nul DI.trlct OffiCI' or fro' thl D.part..nt'. 24.hour an.w.rlng ..rvlc. nu.blr. for for" ord.rlna: In P.nn.ylvanla 1.800.162.2050. out.ld. Pann.ylvanll and within local Herrl.bura ar.a (117) 181.8094, TOO' (111) 112.2252 (H.arlng I.pelr.d Only). OaJECTIONSI Any p.rty In Int.r..t not .atl.fl.d with the ........nt of tex a. .hown on thl. notlc. lay obJ.ct within .Ixty (60) day. of r.c.lpt of thl. Hotlc. by: ..wrltt.n protl.t to the PA D.part'lnt of Rlv.nul, Boerd of App.al., D.pt. 2&1021, Harrl.burg, PA 1112&-1021, OR ..Il.ctlng to have the .att.r d.t.r.ln.d at audit of the p'rlonel rlprl..ntatlv.. OR ..app.al to the Orphan.' Court. AO"IN. ISTRATIVE CORRECTIONS: factual .rrorl dl.cover.d on thl. ........nt should b. addrl.l.d In writing to: Pi Dlpert..nt of R.v.nu., aur.au of Individual T..... ATTN: Po.t A.I"I..nt R.vl.w Unit, Dlpt. 280601, Harrllburg, PA 11128-0601, Phon. (111) 181.6505. S.. page 5 of the bookl.t "In.tructlon. for Inh.rltanc. Ta. R.turn for a RI.ldlnt Dlcldlnt" (REV.1501) for an ..plan.tlon of ad.lnl.tratlv'ly corr.ctebl. .rror.. PENalTY: Th. 15~ tax aan..ty non.partlclpatlon p.nalty I. co.put.d on the totel of the tax .nd Int.r..t e......d, and not plld blfor. January 18, 1996, the flr.t dey aftar the .nd of the tax aannty periOd, This non.partlclpatlon p.nalty I. app.al.bl. In the .... .ann.r and In the the .... tl.. p.rlOd a. YOU would app.al the t.. and Int.r..t that has bq.n a......d .. Indlcat.d on thl. notlc.. INTEREST: for dat.. of d.ath on or aft.r 10.3.91. Plnn.ylvanl. E.tat. Tax bal.d on thl f.d.ral [.t.t. Ta. r.turn b.co... dallnqu.nt at the .xplratlon of nln. (09) 'onth. frol thl data of d.ath. for dat.. of d.ath prior to 10.].91. Plnn.ylvanl. E.t.t. Ta. ba..d on the f.dlral E.t.tl Ta. r.turn bICO'I. dlllnqu.nt .t thl .xplratlon of Ilght.ln (18) lonth. fro. thl data of d..th. TaXI' which b.ca.. d.llnqu.nt b.for. Jnnuery I, 1982 b.ar lnt.r..t at the rat. of .1. (6X) p.rc.nt plr annua calcul.t.d at a d.lly rat. of .000164. All t.... which b.ca.. dlllnqu.nt on or aftlr J.nuary 1, 1982 will b.ar Intlr..t at a rat. which will vary frol cal.ndar y.ar to cal.ndar y.ar with that ratl announced by the PA Dlpart..nt of Rev.nul. Thl appllcabl. Int.rl.t rat.. for 1982 through 1998 ar.: V.ar Internt Rat. Dally Intlr..t Factor Vur Internt Rate Dally Interllt Factor 1982 20:C .000548 1981 .~ .OOD241 1915 l'~ .000438 19118-1991 11:< .000]01 1964 11:C .000301 1992 .~ .00021t7 1985 13~ .000356 1993.1994 ,. .00019l 1986 10); .000214 1995-1998 .~ .000241 --Internt Is nlcul.t.d .. follows: INTEREST = BALANCE OF TAX UNPAID X NU~BER OF DAYS DELINQUENT X DAILY INTEREST FACTOR ..Any Hotlc. I"uld .ftlr the ta. b.co... d.llnqu.nt will r.flect an Intlr..t calcul.tlon to flft.an 1151 day. blYond the d.t. of the ........nt. If pay..nt I. .ad. aft.r thl Intlr..t co.putatlon dati .hown on the Notlc., additional Int.r..t .u.t bl calculat.d. /5-13(}.- '/ COHHDNWEALTH OF PENNSVLVANIA DEPARTHENT OF REVENUE NOTICE OF DETERHINATIDN AND ASSESSHENT OF PENNSVLVANIA ESTATE TAX BASED ON FEDERAL CLOSING LETTER DATE ESTATE OF DATE OF DEATH FILE NUHBER CDUNTV ACN 05-11-98 CASAZZA 09-21-96 21 96-0784 CUMBERLAND 202 Anaunt Re..it hd c....--- '* BUREAU OF INDIVIDUAL TAKES I NItER 1 tANC[ UK DIVISION DEPT. :10&01 tlARRlSBURC, Pi ll1U-OltOl BRIDGET M WHITLEV KEEFER ETAL PO BOX 11963 HBG PA 17108 1.,-'1611"'111.'" MARIE H HAKE CHECK PAYABLE AND REHIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 NOTE: To Insuro propor erodlt to your oeeount, sub.lt tho uppor portion of this for. with your to. poy.ont. CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR FILES .... R-iv:73J;-EX--AFP--C03:-97j-----.-.-NCiiicif-OF--OETifRHiiiATiCiN-Aiio-ASlSESSlHENif---------------------------- OF PENNSVLVANIA ESTATE TAX BASED ON FEDERAL CLOSING LETTER .. ESTATE OF CASAZZA MARIE M FILE NO.21 96-0784 ESTATE TAX DETERMINATION 1, Credit For State Death Taxes as Verified ACN 202 2. Pennsylvania Inheritance Tax Assessed (Excluding Discount and/or Interest) 218,749.62 3. Inheritance Tax Assessed by Other States or Territories of the United States (Excluding Discount and/or Interest) 4. Total Inheritance Tax Assessed 5, Pennsylvania Estate Tax Dua 6. Amount of Pennsylvania Estate Tax PreviouSly Assessed Based on Fedaral Estate Tax Return 7. Additional Pennsylvania Estate Tax Due TAX CREDITS: PAYMENT DATE RECEIPT NUMBER DISCOUNT (+) INTEREST/PEN PAID (-) .00 AMOUNT PAID DATE 05-11-98 62,101.88 218,749.62 ,00 .00 ,00 TOTAL TAX CREDIT .00 BALANCE OF TAX DUE ,00 INTEREST AND PEN. .00 TOTAL DUE ,00 _IF PAID AFTER THIS DATE, SEE REVERSE SIDE (IF TOTAL DUE IS LESS THAN 'I. NO PAYHENT IS REQUIRED FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CRI, YOU HAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORH FOR IHSTRUCTIONS,] po ~ ::o~ -~ ::l ~ CJ () IT ,C' ~~ '" $ .. ., '-( ~, - N ( . 0 ;g '.. .' c. 0 en' :g~ w 2- - PURPOSE Of NOTICEI To fulfill thl requlr'..nt. of Section 21~5 (bJ of thl Inh.rltanCI and E.tat. Tax Act, Act 21 0' 1995. (12 P.$. Sactlon ,11t5). PAYMENT, Detach thl top portion of thl. Notlcl and lubalt with your pay..nt to thl Ragl.tar of Will. printed on thl rev.,.. lid.. u Maka check or lonlY ordu peV'bl. tal REGISTER OF MILLS, ADENT. REFUND (eA) I A r.fund of . tax cradlt '.y b. raqua.tad by coaplltlng an "Application for R.fund of Plnn.vlvanla Inh.r1tanu IInd Est.t. lex" (REY-UUl. Applications ar. avallabl. at thl Office of thl AIghte,. of W11I., any of thl 25 AlvenUI DI.trlct D"lcI. or frol thl Depart'.nt-, Zit-hour an.warlng ..rvlcl nuabar. for for.. ordarlngl In Penn.vlvanl_ l-aaO-]6Z-ZD5D, out. Ida P.nn.ylvanl. and within 10cIl Har~lsburg ar.a (711) 137'309~, TOOl (111) 172-2252 (Hlarlng I.Pllrld Only). OBJECTIONS: Any party In Intlrl.t not .atl.flld with thl a"I".lnt of t.x as .hown on this notlcl .ay obJlct within .lxty (60) day. of rlc.lpt of this Notice by: --wrltt.n prot..t to thl PA OIPlrtlent of RIVlnu., Board of APPIIIs, nlpt, 231021, Har~hburg, PA 11128-1021, OR --lllctlng to h.vI thl I.ttl~ dltlr.lnld at audit of thl plnonel rlPrl.lntatlvl, OR --applal to thl Orphan,' Court ADHIN- ISTRATIYE CORRECTIONS: ractual .r~o~. dlscovlr.d on thl. a..I".lnt .hould bl addra..ad In writing tal PA Oapert.ant of Rlvlnu., Buralu of Individual TaXI', ATTN: Po.t A"I'.lant Rlvlaw Unit, Dapt, Z80601, Harri.burg, PA 17128'0601, Phonl (117) 187-6505. Sla paga 5 of tha bookllt "In.tructlon. for Inhlrltanca Tax Raturn fo~ a RI'ldant O.cadant" (REV-ISOI) for an axplanatlon of adllnl.tratlvaly corractabll .rrors. PENALTY: Thl IS~ t.x a~lsty non-p.rtlclpatl~ plnalty I. co.putld on tha tot.1 of the tax and Intarl.t 1"I...d, and not paid b.for. January 18, 1996, the first day aftar thl and of thl tax a~a.ty pI~lod, Thl. non-participation panllty I. apPlllabl. In thl .a.. .annlr and In thl the .a.. tl.. parlOd I. YOU would app.al tha tax and Intlrl.t that has baln .'....ad a. Indlcat.d on thl. not lei. INTEREST: Additional Pann.ylvanla E.tat. Tax .......d .. a ra.ult of . chang. on tha radaral E.tata Tax clo.lng llU.r blco... d.lInqu.nt at tha .xplratlon of on. (I) .onth fro. thl dati thl final notlcl of the Incr.... In rldaral E.tatl Tax I. r.ClIVld. TaXI. which b.ca.1 dlllnqu.nt bafor. January 1, 198Z b.ar Int.ra.t at the ~at. of six (6~) p.rcant plr annul cllcul.tld at a dally rat. of .00016~. All t.XI. which blca.. dlllnqu.nt on o~ .ftlr January I, 1982 will ble~ Int.r..t It a ~at. which will vlry fro. cal.ndar Yla~ to calander yaer with th.t rat. .nnouncad by tha PA Olpartaent of AavanuI. Thl appllcabla Intarl.t rata. for 198Z through 1998 arl: !!!! Int.r..t Rat. Ollly Intlrut raclor !!!! Interl.t R.ta Dally Intara.t FactD~ 1982 ZO~ .000548 1987 .~ .000zu 1985 16~ .000U8 1988-1991 11;: .000301 1984 11~ .OOUOI 199Z .~ .OD02f,] I.,S In .000356 1993'199~ 1~ .000192 1986 IO:C .OQ021~ 1995-1998 .~ .000Z~7 --Interut II calculat.d a. follow. I INTEREST = BALANCE or TAX UNPAID X NUNBER Dr DAYS DELINQUENT X DAILY INTEREST rACTOR --Any Hotlc. Is.uad aft.~ the tax baco... dlllnquant will r.flact an Intlr..t calculation to flft.an CIS) day. b.yond the data of the I..a....nt. If paY.lnt I. .adl aftlr thl Int.r..t co.put.tlon data .hown on the Hotlcl, additIonal Intlr..t aust b. calculat.d, P\lIlPOSE Of MOTltE: ,. lulflll tho r_lr.....l. .1 ...lIan 21" Ibl .1 tho Inherll"'" and E.I.I. ..' ..1. ..1 21 .1 1995. (7Z P.S. Section '1~5). PAYMEKTI Doloch lho lop oo,lIan 01 thh Mall.. and .-11 .lIh .ou' ..._1 I. lho ...101.. of WUh .rlnl" an tho revI"" aide. ._ .... cheCk or ~y order payable tOI REGISTER OF MILLS, AGENT. REfUND (CR) I . ..Iund of . \0, ....It ... be r._.I" b. ._1.11... .., ....II..lIan 10' ..Iund 01 ...........,1. Inhe,II.... end E.t.l. ,.,. IREV-I'I", ...11..tlan. .,. ...llabl. .1 lho 01'1.. 01 tho ...I.t., of Will.. ..,. 01 tho 2' ...onuo OI.I,I.t 0111... 0' I'" tho Do..,toont'. 20-hoU' ..,...,1... ..,.1.. nuob'" I.' 10'.' .,do,lno' In .......1...,1. 1-...->62-2.S.. out.ld. .ann..I...,I. and .Ithln 1...1 H."I"""'. .,.. (717' 7.7-..... s.rvlc., for ta_payer. Mith IP.clal hearlnt end speeking need.1 1_800_447_30Z0 elT only). 0.JEC1IONS. An. ..,t. In Inl.,..t nol ..tl.'I.d .llh tho .........,1 01 I.' .. shOYm on Ihl. not I.. ... obl.et .llhln sixty (60) day' of receipt of this Hotlc. by: __.,Itt.., .,ol..t t. tho .. Do..,toont 01 ...onuo. ...,d 01 .....1.. Do.I. 2.1.21. H."I...,.. .. 1712.-1.21. OR --elecUng to hive the ..tt.,. det.ralned at IIIJdlt of the perlonal rapruentaUvI, OR __~.1 to the orphans' Court. ADt11H- lSTRAllVE CORRECTIONS I foctual ."on dl.....'.. an Ihh ..........t .hoUld bo ...,..... In .rllI... t.. .. ....,t_t 01 ...onuo. .u,." .1 Indl.I...1 ,.,." "IN, P..t ........nl ...1.. Unll. Do.t. 2.."1. Ha"I...,...' 1712.-...1. ........ 17171 7.7-'S'S, ... .... S .1 lho _I.t .In.,,..II... I.' Inherll.... ... ..Iu,n I.' . ...Idont Decedent- (REY-ISOl) tor an IWPlenatlon of ~lnl.tr.tlv.lY correctable errora. PENALTY: lho ISX t.. .....1. nan-..,tlel..tlan ponolt. I. eooput.d an tho l.t.1 .f tho t.. and Inl.,..1 .......d. and not ..Id be'." J........ I.. 199'. tho fint d.. .f1.' tho and .1 lho \0, ...,.... ..rlad. lhh nan-..,lIelp.llan .....lIy 10 _.Iabl. In tho .... ......' and In tho lho .... II.. porlad .. yau _Id _.1 tho t., and Int....t that hel been .......cI .. lncUeated on this notice. INTEREST: for data' of d.ath on or .fta" 10-]-91, pennsylvania Estate ta. based on the federel E,tat. tl. return bDC~' delinquent .t the e.plratlon of nine (09) ~th. fro. the date of de.th. f.' d.I.. of ...th .,1.' t. 1.-,-'1. .ann.yl...,I. E.t.t. ,., b...d on the f...,.1 E.I.t. ,., r.lu,n beC~' delinquent at the expiration of eighteen (IB) .onth. fr~ the date of death. ,.,., ""Ien __ doll"""onl bel." Jonuo" I. 1..2 bo.' Inl.,..t .t tho ,.t. 01 .Ix (.XI ...c..,t po, ...... coleul.l.. .t . dolly ,.1. .1 ....1... .11 t.,.. ""Ien _... doll_t an ., .11.. J........ I. 19.2 .111 bo.' Int.,..1 .t . ,.t. ""Ieh .111 ..,y I,.. e.lond.' y..' t. e.l.ndo, ..., .Ith th.t ,.1. announc" b. the P' DePert..nt of A.venue. the applicable Intere.t rete. for 198Z through ZOOO ara: Vear lntere.t R.te UallY lnt.re.t factor Veer lntere.t Rete DailY lntarnt Factor 1'8Z 2'X .ODDS48 1988-1991 11;( .DOnOl 1985 I'X .000416 1992 'X .00DZ47 I'" IIX .ODOSDI 1993-199't 7X .000192 1985 ..X .Oo0:5SO 1995-1998 'X .000247 I'" I.X .000Z74 199' 7X .DOO192 1'87 .X .OD02U 2000 .X .000Z19 --lntere,t II cllculated .1 fol1avll INTEREST . BALANCE OF TAX UNPAID X NU"BER OF OAYS DELINQUENT X OAILY INTEREST FACTOR --Any N.Ue. ....... .f1.' tho I.' bo..... doll_I .111 ,.f1.el .., Inl....1 col.ul.Uan I. ,lfl.on liS' d.y, be.ond lho dol. .1 lho ....._t, If p...onl .. .... .f1.. the Inl....1 e._I.llan dol. .- an lho MoUe.. additional Intera.t ....st be calculated. "1 ., 1S--1_\l6 - <} COHHDNWEALTH OF PENNSYLVANIA ~ DEPARTHENT OF REVENUE '* BUREAU OF INDIVIDUAL TAXES UltERlTAHC[ TAX DIVISION DEP1. l80bOl HARRISIURG, PA 1llla-Dbut NOTICE OF INHERITANCE TAX APPRAISEHENT, ALLOWANCE OR DISALLOWAHCE OF DEDUCTIONS AND ASSESSHENT OF TAX tn-I"'" if' 111."1 Ikl' II. 04-17-2000 CEKOVICH 09-04-1996 21 96-0731 CUH8ERLAND 101 '00 j I~''': 1.1 DATE ESTATE OF DATE OF DEATH FILE NUHBER COUNTY ACN A.aunt R..l tt.d JEAN A \ JOHN H EAKIN HARKET SQUARE HECHANICS8URG 8LDG CI" PA (1~055 HAKE CHECK PAYABLE AND REHIT PAYHENT TO: REGISTER OF WILLS CUH8ERLAND CO COURT HOUSE CARLISLE, PA 17013 CUT ALONG THIS LINE ... RETAIN LOWER PORTION FOR YOUR RECORDS 41 ifEV:iSCii-Eir-Jij:-P-Cli:99Y-iiiificniF-YHHEiiiiANCE-TAin\pPRAisEHEiir,--ALLOWANCE-OR'----------------- DISALLOWANCE OF DEDUCTIONS AND ASSESSHENT OF TAX ESTATE OF CEKOVICH JEAN A FILE NO. 21 96-0731 ACN 101 DATE 04-17-2000 TAX RETURN WAS. ( I ACCEPTED AS FILED ( XI CHANGED SEE ATTACHED NOTICE RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE APPRAISED VALUE OF RETURN BASED ON: ORIGINAL RETURN 1. Reel Estete (Schedule Al 2. Stocks end Bonds (Schedule BI 3. CloselY H-ld stock/Partnership Interest (Schedule C) 4. Hortgag../Note. Receivable (Schedule DJ 5. Cash/Bank Deposits/Hisc. Personal Property (Schedule EJ 6. JointlY Owned Property (Schedule FI 1. Transfers (Schedule G) 8. Total Assets (11 (21 (31 (41 (SI (61 (71 472,400.00 .00 249 .277 .50 .00 144.540,69 .00 .00 (81 HOTE: To insure proper credit to your account, subait the upper portion of this fa.. "ith your tax pay.ant. 866.218.19 APPROVED DEDUCTIONS AND EXEHPTIONS: 9. Funeral E~s.s/Adn. Costs/Hisc. Expenses (Schedule HI 10. Debts/Hortg.ge Liobilities/Liens (Sch.dule 11 11. Tote1 Deductions 12. Hat Value of Tax Return 13. Charltabl./Goy.r~.nt.l Bequests; Hon-Liaeted ql13 Truste 14. Hat Value of Estat. Subject to Tax 79,101.90 79,843.55 (Ill 1121 (131 1141 lliR.Q4S; 41i 707.272.74 .00 707.272.74 and 18 will date. (91 (101 (Schedul. JI If an assessment was issued previouslY, lines 14, 15 and/or 1&, 17 reflect figures that include the total of ALL returns assessed to ASSESSHENT OF TAX: 15, AMoUnt of line 14 et Spousel rete 1151 16. A.aunt of Line 14 taxable at Lin..l/Class A rat. (16) 17. A.aunt of Line 14 taxable at Collateral/Class Brat. (17) 18, Principel Tex Due NOTE: .00 42.436.36 .00 42.436.36 .00 X,OO= 707.272.74 x' 06= .00 X .15= 1181 TAX CREDITS: PAYHENT DATE 05-28-1997 01-26-1998 05-07-1998 RECEIPT HlJl\BER AA211361 AA242685 AA270049 DISCOUNT (+1 INTEREST/PEN PAID (-I .00 .00 .00 AHOUNT PAID 5,820.00 6,000.00 30,374.07 42.194.07 242.29 2.935.98 3,178.27 INTEREST IS CHARGED THROUGH 05-02-2000 AT THE RATES APPLICABLE AS DUTLINED ON THE REVERSE SIDE OF THIS FORM TOTAL TAX CREDIT BALANCE OF TAX DUE INTEREST AND PEN. TOTAL DUE . IF PAID AFtER DATE INDICATED, SEE REVERSE FOR CALCULATION OF ADDITIONAL INTEREST, ( IF TOTAL DUE IS LESS THAN $1. NO PAYHENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CRI, YOU HAY BE OUE A REFUND, SEE REVERSE SIDE OF THIS FORN FOR INSTRUCTIONS. I RESERVATlotU I I P\IlPOSE OF NOTlCEI i PA\1IEH1'I REFUND (CSU I E.tet.. af deCIldent. ~Ina on ar before o.c..e.r 12, 1911Z -- if any futun Int.r..t In the ..t.t. Is tran.f.r.-.d In po.....lon ar anJoyeent to Cl..s I (coll.t.r.l) beneflclarl" of ~ decedent .ft.r the .xplr.tlon of any ..t.t. for Ilf. or for y..r.. the ~.Ith hereby .xpr...ly r...rve. ~ right to appr.I.. end ...... transf.r Inherlt8nCe ,.... .t the IlMful Cia.. . lcoll.t.r.l) r.t. on any .uch future int.r..t. 10 fulfill the requlreeent. af Section ZI~O of the Jnherltanc. end Est.t. l.x Act, Act 21 of 1995. (72 P.S. Section 9141). Detach the top portion of this Notice end .uI:MIlt ",lth your P')f8ent to the A-aht.r of Willi printed on the nv.rs. alde. __..-. cheCk Dr .,.y order p.yabl. to: REGISTER OF MILLS" AGENT A r.fund of e tax credit, which .... not requasted on the hx btum. a.y be requa.tact by coapl.tlna an "Application for A.fund of Penn.ylvanla Inherltanc. end Estate lax" IREY.I'13). Application. er. evallabl. et the Offlc' of the A-alstar of .,1111. any af the 23 R.venue Dhtrlct Offic.s. or by calling the spacial 24-hour answerlna ..rvlc, nuebers for fora' ordering: In Penn.ylvanl. 1-1I10-36Z-20S0, outside pann.ylvani. end ",Ithln local Harrisburg er.. (717) 7117-1I0M. Servlc.s for t.xpay.n ",lth specl.1 hearlna end speaklna needll 1-1I00-447-30Z0 (TT only). OIJECTIONS: Any p.rty In Int.ra.t not utl.fled ",Ith the -wrels..-nt, ,UCNanc. or dluUCNanc. of deduCtion.. or ......-ant of tex I Including discount ar lnt.r..t) e. shown on thl. Hotlc. au.t object ",ithln .ixty (60) day. of rec.lpt of thh Notlea bYI --",rlttan prot..t to the PA o-p.rt.ent af A.venue. laerd af Appe.I., Dept. ZIIIOZl. Harrisburg. PA 17126-1021, OR --.lectlon to have the utter "-t.ralned .t audit af the accCUlt of the personal representative. OR --appe.l to the Drph8n.' Court. A1"tlN ISTAAllVE COARECTlOHSI Fectual errors discovered on thl. .n......,t should be eddr...ad In ",rltlng tOI PA Depertaant of A.v...... luraeu of Jndlvlduel Ta~'" ATTN: po.t As.....ant Aevl.", unit, Dept. Z60601, Harrisburg. PA 171Z6-0'01 Phone (717) 787-6S05. See page 5 of the bookl.t -In.tructlons for Inherltanc. Tax A.turn for a Aesidant Decedent.. (REV-ISOl) for an .xplanatlon of ~lnlstr.tlv.lY correctabl. .rror.. DlSCOllfTI If any tax due Is paid ",lthln thrH (3) calendar .onth. after the deCedent-. death. . flv. percent 15X) dllcOU"lt of ~ tax paid I. allowed. PENALTY; The 15X tax .....sty non-participation peRIl I ty Is COIIPUted on the total of the t.x IInCI Interest .......d. and not paid before January 18, 1996, the first day aftar the and of the ta~ aane.ty period. Thl. non-participation peneltY Is 1IPPd18b1. In the .... unnar end In the the .... tI.. IHIrlod .s you vould app8el the tex WMI Int.r.st that h.. bHn ......ed .. Indicated on this notice. i I , i , I 1 I I I 1 i I Jnter..t II charged beIIlmlng ",Ith flr.t day of delinquency. ar nine (9) IlOf1th. end one (1) day froe tha date of deeth. to ~ date af p.~t. lex.. Wllch bee.. dellnqoent before January 1, 1982 bear lnter..t et the rat. of .Ix 16X) percent per ...... calculated at a dally rat. of .000IM. AU taM" tfhlch bec.. dellnquanl on end efter January 1, 1981 ",Ill bear Int.r..t at . rat. Wllch ",III vary froe calendar y.ar to calender y.ar ",Ith thet ret. announced by ~ PA Depart..nt af R.venue. the appllcabl. Int.r..t rat.. for 1982 through 2001 ar.' INTEREST I '!!!! lnter..t Aat. D.IIY Jnt.r..t Fector !!!! lnt.r..t A.t. DailY Int.r..t Fector 1982 X'X .000548 1968-1991 IlX .000301 1963 162 .ooo"sa 199Z 9X .000247 19M 11X .00DSGl 199]-1"" 7X .000192 1985 13X .000356 1995-1998 9X .000247 1986 lOX .00027" 1999 7X .000192 1987 9X .000247 zoOt ax .000219 --Int.r..t I. celcul.tad es fallow': INTEREST = BALAHCE OF TAX UNPAID X NUHBER OF DAYS DELINQUENT X DAILY INTEREST FACTOR --Any Mouc. hsuad aft.r the tax beCOM' delinquent ",Ill refl.ct 8ft Inter..t calculation to flft"" (15) dey. beYond the det. of the .........,t. If pa)"Ml1t Is aade .fter the Int.r..t CoelPYtat1on date shown on the Notlc.. additional int.r..t au.t be c.lculated. PI',/,UTll_I.'" INHERITANCE TAX EXPLANATION Of CHANGES ~ib COMMONWEAL Tit OF PENNSYLVANIA DEPARTMENT OF REVENUE BUREAU OF INDIVIDUAL TAXES DEPT 210001 HARRISOURO PA 11121.0001 DECEDENTS NAME FILE NUMBER 2196-0731 101 JEAN A CEKOVICH ACN REVIEWED BV CHARLES WRIGHT EXPLANATION OF CHANGES SCHEDUL.E ITEM NO, H 11.4,5 ESTIMATION FOR FUTURE EXPENSES ARE NOT ALLOWABLE DEDUCTION. H 14 MONEY HELD IN RESURVE FOR FUTURE EXPENSES ARE NOT ALLOWABLE DEDUCTION.. ROW Page 1 I;;: pi: - C; BUREAU OF INDIVIDUAL TAXES INHERITANCE TAX DIVISION PEPT. :aabDl HARRISIURC, Pi )7128.0601 JOHN MEAKIN MARKET SQUARE BLDG MECHANICSBURG PA 17055 COMHDNWEALTH OF PENNSYLVANIA U * DEPARTMENT OF REVENUE NOTICE OF DETERMINATION AND ASSESSMENT OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL "t.'''''.'' CU-"I CLOSING LETTER no:. DATE 04-24-2000 H ESTATE OF CEKOVICH JEAN A DATE OF DEATH 09-04-1996 FILE NUMBER 21 96-0731 '00 ,,;,1 "'" COUNTY CUMBERLAND ,'" i~' I ACN . 202 t~kl; Cl'ml. A.aunt Re.itt.d MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 HOTE: To insure proper cr.dit to yOUr" account, lubIIlt tM upper portion of this fo", with your tax paptant. CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR FILES ..... iiE'y:736--EiC-AFi,-TiF.99r----.-.-Niific'E--cii=--UETERiiiNAiiiiti-AN-Ii-ASSESS-HENy---------------------- ------ OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL CLOSING LETTER .. ESTATE OF CEKOVICH JEAN A FILE NO.21 96-0731 ACN 202 DATE 04-24-2000 ESTATE TAX DETERMINATION 1. Credit For State Deeth Taxes as Verified 18,522.34 2. Pennsylvania Inheritance Tax Assessad (Excluding Discount and/or Interest) 42.436.36 3. Inheritance Tax Assessad by Othar States or Territories of the United States (Excluding Discount and/or Interest) .00 4. Total Inheritance Tax Assessed 42.436,36 5. Pennsylvania Estate Tax Due .00 6. Amount of Pennsylvania Estate Tax Previously Assassad Based on Fadaral Estate Tax Return .00 7. Additional Pennsylvania Estate Tax Due .00 TAX CREDITS: PAYMENT DATE RECEIPT NUMBER DISCOUNT (+) INTEREST/PEN PAID (-) AMOUNT PAID TOTAL TAX CREDIT .00 BALANCE OF TAX DUE .00 INTEREST AND PEN. .00 TOTAL DUE .00 -IF PAID AFTER THIS DATE, SEE REVERSE SIDE IIF TOTAL DUE IS LESS THAN 81, NO PAYKENT IS REQUIRED FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREDIT" ICRI, YOU KAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORK FOR INSTRUCTIONS. I PURl'O$[ Of NOTlCE: PAYttENTs REfUND <<CR) I To fulfill the r~lr..-nt. of Section 21~5 IbJ of the Inn-r!tenc. end Estat. tax Act, Act 21 of 1995. 172 P.S. Section 91U). o.tach the top portion of thlt Kotle. end aut.1t with your pIIYMOt to the Aegistar of WUh pt"lnt~ on the tava,... side. u "lIh cMck or IM>>MY order pay8bta tal REGISTER OF MILLS, AGENT. A rafund of II tllX credit ..y be r.~.tad by c~l.tlng en -Application for R.fund of P~lylvenl. J~rltenc. 8nd E.t.t. Tllx. (REY-151]). Application. ata avallabl. at tn. OffiCII of the Allgl.tllt of Will., eny of the 2.S Allv.-.ue District OffiCII. or 'rOIl the o.p.rtaent'l Zit-hour en....rlng .."vlu .......t. for forti. ordarlng: In Penn,ylvenla 1-800-362-2050, outside Pennsylvania end within local Harrisburg ar.. (717) 7&7-1094, Service. for taxpayer. with ~cl.1 hearing ~ speaking need.1 1-800-447-3020 Cll only). OBJECTlONSl Any Pllrty In lntar..t not ..thfled with the .........,t of tll. ., ahown on this notln .ay obj.ct within .I.ty (60J day. of r.calpt of thl. Notlc. bYl --..rltt.., protalt to the PA o.par..."t of R.v...., loard of Appeals, Dept. Z810ZI, Herrlsburg, PA 171Z8-10Zl, OR --.IKtlng to heYa the ..tt.r det.ndned at Mldlt of the ~r1Onll1 r",r....,t.Uv., OR --eppea1 to the Orphan.. Court ADMIN- ISTRATIVE CORRECTlONSs PENALTY: INTERESTs FKtuel .rron dlscov.red on thb .ss......t should tM 8ddrn.ed in ..rltlng to: PA Depart...,t of R.v...., Bur.au of Individual T...., AT'N: Po.t AI...~t R.vl.. unit, Dept. Z80601, Herrl.bUra. PA 17IZ8-0601, Phone (717J 787-6505. Sea paga S of the bookl.t "In.tructlon. for Inherltanc. 'ax R.turn for a Ralldant Decedant" (REV-lS0l) for an axplenetlon of adalnl.tratlv.ly corractabl. .rror.. ,he 15% t.x __Ity non-particlpaUon pen8lty is caputed on the total of the tax end In"r..t ......ed, end not p.ld tMfor. Jaruary 18, 1996, the flnt day .ft.r the and of the tax __.ty period. This non-partlclp.Uon pen81 ty 11 IIPPB.I.tII. In the .... .......r and In the tho .... ti.. period a. you would appeal the tax and Intara.t that has ~ .......d .. indicated on thl. notic.. Additional Penn.ylvania E.tat. Tax .....Ied a. . r.lult of . change on the F.deral Eltat. Tax clo.lng Idt.r bac~. delinquent at the axplratlon of one U J .ooth frOll tho data ttM final notlc. of the lner.... In Feder.1 E.t.t. Tax I. r.c.ived. T.... which bee-. dellnquctOt before Januar~ 1, 198Z tMar Int.ra.t at the rat. of .Ix (6:(J percent per ........ c.lcul.ted at . dally rat. of .OOOI~. All t.x.. which ~ delinquent on or .ft.r January I, 198Z ..III baar Int.rnt at a rat. tlhlch will v.ry fr.. calendar yMr to calendar y.ar ..lth thet rat. ln1DUOCed by the PA Dapartaant of R.~. The appllcebl. Int.r..t rata. for 198Z through ZODD ar.: .... Int.r..t Rat. DailY lnt.r..t Fector ~ Int.r..t Rat. Dally Int.r..t Factor 1912 2D% .000548 1988-1991 11% .DOUOI 1.13 16% .000418 1992 .% .ODGZU I'" 11% .000101 1993-199lt n .DODl9Z l.aS 11% .000356 1995-1998 .% .OOOZ~7 1.116 10% .ODDZ7~ 1999 n .DDDI9Z 1987 .% .DDDZU ZOOO a% .DDOZI9 --Int.r..t I. calculated a. fol~': X HUNBER OF DAYS DELINQUENT X INTEREST = BALANCE OF TAX HPAID DAILY INTEREST FACTOR --Any Hotlc. I.sued aft.r the ta. ~. delinquent ..III r.fl.ct an Int.r..t calculation to flft.-n (15) day, beyond the data of the ........,..t. If paYHf't b IIacM aft.r the In..r..t coaputaUon data shown on the Notlc., additional lnt.r..t .u.t be calculated. " ". . Register of Wills of cumberland County, Pennsylvania INVENTORY Estate of Marie M, Casazza No. 00784-1996 Date of Death 09/21/199&-- S.S.N. 171-03-8121 also known as , Deceased David E. Fritchey, Executor, Personal Representative of above Estate, deceased, verify that items appearing in following Inventory include all of the personal assets wherever situate and all of the real estate in the commonwealth of Pennsylvania of said Decedent, that valuation placed opposite each item of said Inventory represents its fair value as of date of Decedent's death, and that Decdent owned no real estate outside the commonwealth of Pennsylvania except that which appearS in a memorandum at the end of this Inventory. I/We verify that statements made in this Inventory are true and correct. I/We understand that false statements here are made subject to penalties of 18 Pa.C,S. 4904 relating to unsworn falsifications to authorities, Name of Attorney: ecutor Bridget M. Whitley 1.0, No.: 33580 915 Greenway Avenue Morrisville, PA 19067 Address: P.O. BoX 11963 210 Walnut Street Harrisburg, PA 17101 Telephone: 717/255-8027 Address: Telephone: 215/451-5668 /'_ l/dS? I I Dated: Value Description (See continuation page(s) attached) <Attach additional sheets if necessary) Total: 1,594,024.64 NOTE: The Memorandum of real estate outside the Commonwealth of Pennsylvania may. at the election of the personal representative. include the value of each item, but such figures should not be extended into the total of the Inventory. I.- Par Value 25,000 50,000 30,000 25,000 40,000 30,000 No. of Shares Estate Inventory (continued) Bonds, Debentures, T-bills pennsylvania Intergvrnmtl Coop Au SPL Tax Rv Philadelphia $ Interest to date of death Pennsylvania State G/O 2nd Ser Rfdf &Projs MBIA Interest to date of death pennsylvania State Turnpike Commn Tpk Rev Ser A Interest to date of death pennyslvania State Turnpike Commn Tpk Rev Ser K Interest to date of death Wilson School District Berks Cnty PA Ser B Interest to date of death York County Hospital Authority Hosp Rev York Hosp Interest to date of death Total Bond, Debenture, T-bill Stocks 100 AT&T Corp. Dividend at date of death 400 Atlantic Richfield Co. 900 Baltimore Gas & Electric Dividend at date of death 400 Bell Atlantic Corp. 90 BellSouth Corp. Page 2 24,976.98 330.07 50,642.20 673.61 30,821. 76 716.88 27,662.68 578.13 40,377.44 903.11 33,111.60 472.50 $ 389,990.86 $ 5,693.75 33.00 50,137.52 23,456.25 360.00 23,375.00 3,391.88 No. of Units 514 1,000 7 20 20 20 20 6 50 97 64 Page 5 . _.-. --"......-.. Estate Inventory (Continued) Miscellaneous 1996 Form PA-40 refund receivable $ 100.00 Total Miscellaneous $ 650.00 Bond Funds Van Kampen American Capital High Income Corporate Bond Fund - A $ 3,299.88 Total Bond Funds $ 3,299.88 Common Trust Funds Blackrock Income Trust Inc. $ 6,312.50 Interest to date of death 46.80 Municipal Investment Trust PA Series 10 1,531.32 Municipal Investment Trust PA Series 13 5,236.40 Municipal Investment Trust PA Series 7S 7,581.00 Municipal Securities Trust High Income Series 11 10,096.60 Municipal Securities Trust #49-S Desc 3,245.00 Municipal Securities Trust PA Series 38, Monthly 5,353.50 Nuveen Tax Exe Ut Tr #139S Insd Penn Tr 5,222.50 Nuveen Tax Exempt Unit Trust PA Series 132 1,022.38 Nuveen Tax Exempt Unit Trust National Series 171, Quarterly 2,079.36 , , Estate Inventory (Continued) No. of Units Common Trust Funds 12 Units Kemper Te Insd Incm IIA-17S Tr $ 1,633.80 Total Common Trust Funds $ 144,896.92 $ 1,594,024.64 Total Inventory ==a:=======aa=== Page 7 R.' ,. ,,' '~r. , ..lJ:', 2" " '0" :\-) CL CUi JRD/June 30, 1992/17858 REGISTER OF WILLS Cumberland County Courthouse One Courthouse Square Carlisle, PA 17013 NOTICE PURSUANT TO RULE 6.12 PENNSYLVANIA SUPREME COURT ORPHANS' COURT RULES To: Personal Representative Counsel: h'Olll':HT H. CIIUHC.11, ESO. , RE: &tate or MAillE M CU5AZZA , Deceased, Lute or Nf'M C.'UMB!':HLAND BOk'OOrn &tate No.: .21.1996.0784 Date or Decedent's Death: 9.21.96 Pursuant to Rule 6.12, the above named personal representative or the above named allorney, if applicable, within two (2) ycars of the decedent's death, and annually thereafter until administration is completed, is required to file with the Register of Wills a Status Report as required by Rule 6.12, in substantially the prescribed form, showing the date by which the personal representative, or allorney, as applicable, reasonably believes administration will be completed. The purpose of this Notice is to advise you that unless the requisite Status Report is filed with the Register of Wills or Clerk of the Orphans' Court, as appropriate, within ten (10) calendar days after the date of this Notice that the Register of Wills is required to notify the Orphans' Court Division, Court of Common Pleas of such delinquency and to request that said Court conduct a hearing to detennine whether sanctions should be imposed upon the delinquent personal representative and the delinquent personal representative's counsel, if any. Accordingly, if the requisite Status Report is not filed by 11.9.98 . 19_. you are hereby advised that a request will be submilled to\the C~urt in accordance with Rule 6.12. . Date: 10.22.98 Yhl1~{J'~:,.~7?rUA.//II?1il~ Deputy egister of Wills Distribution to Estate File