HomeMy WebLinkAbout00-08523
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SHIRLEY OGDEN,
Plaintiff
v.
DOUGLAS A. BREAM
and THE FOOT AND
ANKLE CENTER,
Defendants
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IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYL VANIA
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CIVIL ACTION - LAW
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NO. 00-8523 CIVIL TERM
ORDER OF COURT
AND NOW, this 24th day of September, 2002, upon consideration of Defendants'
Motion for Sanctions, a hearing/argument is scheduled for Friday, November 15,2002, at
11:00 a.m., in Courtroom No. I, Cumberland County Courthouse, Carlisle, Pennsylvania.
Don Bailey, Esq.
4311 North 6th Street
Harrisburg, P A 17110
Attorney for Plaintiff
C. Kent Price, Esq.
Stephanie L. Hersperger, Esq.
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
Attorneys for Defendants
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SEP 2 0 2002
SHIRLEY OGDEN,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. 00-8523 CNIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
: CNIL ACTION - LAW
: JURY TRIAL DEMANDED
ORDER
AND NOW, this
day of
, 2002, upon consideration of
Defendants' Motion for Sanctions, and any timely response thereto, it is hereby ORDERED
AND DECREED that a judgment of non pros or default is hereby entered against Plaintiff, and
the instant matter is dismissed, with prejudice.
In the alternative, Plaintiff is precluded from offering any evidence or testimony in
support of her claims or to oppose Defendants' defenses at the time of trial and shall reimburse
Counsel for Defendants for the reasonable attomey fees for the preparation and filing of the
instant Motion for Sanctions.
BY THE COURT:
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SHIRLEY OGDEN,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
: CIVIL ACTION - LAW
: JURY TRIAL DEMANDED
MOTION FOR SANCTIONS OF DEFENDANTS, DOUGLAS A. BREAM
AND THE FOOT AND ANKLE CENTER, DUE TO PLAINTIFF'S FAILURE
TO PROVIDE DISCOVERY RESPONSES IN ACCORDANCE WITH THE
COURT'S ORDER ISSUED ON FEBRUARY 1. 2002
AND NOW, Defendants Douglas A. Bream and The Foot and Ankle Center, by and
through their attorneys, Thomas, Thomas & Hafer, LLP, respectfully move this Honorable Court
to grant their Motion for Sanctions due to Plaintiffs failure to comply with this Court's Order
issued on February I, 2002, and in support thereof, aver as follows:
I. Plaintiff Shirley Ogden instituted the instant medical malpractice suit by filing a
Writ of Summons, and then, on February 12, 2001, a Complaint.
2. The instant cause of action stems from alleged injuries sustained by Plaintiff
Shirley Ogden, on or about December 11, 1998, when she underwent a left bunionectomy and
second toe hammertoe surgery performed by Defendant Douglas A. Bream, DPM.
3. Defendants Douglas A. Bream and The Foot and Ankle Center filed their Answer
with New Matter on March 3, 2001.
4. On or about February 22,2001 Defendants served written discovery on Plaintiff,
including Interrogatories and Request for Production of Documents. A true and correct copy of
Defendants' Interrogatories, Set I and Set II, is attached hereto as Exhibit "A" , while a true and
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5. Request No.2 of Defendants' Request for Production of Documents seeks copies
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correct copy of Defendants' Request for Production of Documents is attached hereto as Exhibit
"B".
of all x -ray films of Plaintiff s left foot. See Exhibit "B".
6. The Interrogatories and Request for Production of Documents further requested
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information regarding Plaintiffs other medical care providers and/or for medical records. See
Exhibits "A" and "B".
7.
Pursuant to Pa. R.C.P. 4009.12, Plaintiff was required to serve answers or
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objections to Defendants' Interrogatories and Request for Production of Documents within thirty
(30) days of service, or no later than March 24, 200 I.
8. On April 28, 2001, Defendants received Plaintiffs Answers to Defendants'
Interrogatories Set I and II, as well as Plaintiffs response to request No. I of Defendants'
Request for Production of Documents. True and correct copies of Plaintiffs Answers to
Defendants' Interrogatories Set I and II and Plaintiffs response to request No. I of Defendants'
Request for Production of Documents are attached hereto and marked as Exhibit "C".
9. However, Plaintiff failed to provide Defendants with copies of the x-rays or with
signed authorizations which would enable Defendants to obtain x-rays directly from the medical
care providers.
1 O. Plaintiff also failed to provide Defendants with the full names of Dr. Mixon and
Dr. Master, whose names appear in her medical records, and further failed to provide Defendants
with executed authorizations enabling Defendants to obtain medical records from Dr. Mixon, Dr.
Master and Calvin S. Kibwe, DPM.
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11. After making several attempts to obtain the x-rays and information regarding
Plaintiff's medical care providers from Plaintiff's counsel without having to resort to Court
intervention, Defendants were forced to file a Motion to Compel on October 18, 2001. A true
and correct copy of Defendants' Motion to Compel is attached hereto and marked as Exhibit
"D".
12. On October 29,2001, the Honorable Court issued a Rule upon Plaintiff to show
cause why Defendants' Motion to Compel should not be granted; Plaintiff was given twenty (20)
days to respond to said Rule. A true and correct copy of Judge Oler's Order dated October 29,
2001, is attached hereto and marked as Exhibit "E".
13. Plaintifffailed to file a formal response to the Rule.!
14. After attempting to again obtain authorizations from Plaintiff's counsel to obtain
the x-rays and other information from Plaintiff's treating physicians, but with no success,
Defendants filed a Motion to Make the Rule Absolute on or about January 22,2002.. A true and
correct copy of Defendants' Motion to Make Rule Absolute is attached hereto and marked as
Exhibit "F".
15. In their Motion to Make Rule Absolute, Defendants requested that the Court make
the rule previously issued absolute, that it order Plaintiff to sign authorizations permitting
Defendants to obtain records, including x -rays, from her treating healthcare providers, and that it
impose sanctions at it deemed appropriate, including entry of judgment in Defendants' favor.
See Exhibit "F".
16. Thereafter, on January 22, 2002, Judge Oler entered an Order making its prior
Rule absolute and directed Plaintiff to respond, without objections and in verified form, to
1 Via cOITe~pondence, Counsel for Plaintiff indicated that Plaintiff did not have the x-rays in her possession and did
not know the telephone numbers of her physicians.
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Defendants' outstanding discovery requests. A true and correct copy of Judge Oler's Order
dated January 22, 2002, is attached hereto and marked as Exhibit "G",
17. On February 1, 2002, Judge Oler then issued an Amended Order2 in which he
directed Plaintiff to respond, without objections and in verified form to Defendants' discovery
requests, within thirty (30) days of January 22, 2002, or by February 21, 2002. A true and
correct copy of Judge Oler's Amended Order dated January 22, 2002, is attached hereto and
marked as Exhibit "H".
18. To date, Plaintiff has failed to comply with this Honorable Court's Amended
Order requiring her to provide complete, verified answers, without objections.
19. Specifically, Plaintiff has failed to provide Defendants with executed
authorizations to obtain her x-rays and other medical records; Plaintiff also has failed to provide
Defendants with the full names of several of her treating physicians.
20. It has been almost two years since the instant matter was initiated by Plaintiff, and
despite numerous requests for discovery, including a Motion to Compel, a Rule to Show Cause
why said Motion to Compel should not be granted, a Motion to make Rule Absolute, and the
Court's Order dated January 22,2002, and its Amended Order dated February 1, 2002, both of
which required Plaintiff to provide the requested discovery, Defendants still do not have the
requested x-rays and medical records which are necessary for them to review prior to deposing
Plaintiff and which are crucial in preparing their defense.
21. It is imperative that Defendants be able to review and examine the x-rays of
Plaintiff's foot and the medical records since the condition of her foot prior to and after the
2 The Amended Order differed from the original Order only in that it set forth a specific time within which Plaintiff
had to comply with the Court's Order.
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surgery are crucial to the defense; to date, however, almost two years since Plaintiff instituted
this suit, Defendants still have not had the opportunity to review the x -rays and medical records.
22. Without the requested x-rays and medical records, Defendants are unable to
properly prepare the defense of this case, to evaluate the merits of the Complaint or to otherwise
dispose of this case by trial or settlement.
23. From the record before this Court, it is apparent that since Defendants' initial
request for x-rays and medical records, in February of 2001, over one and a half years prior to
filing the instant Motion for Sanctions, Plaintiff has been deliberately and/or inexcusably
delaying the progression of this case by failing to provide the requested discovery, all of which
have caused irreparable harm to Defendants and their ability to defend the instant matter.
24. Moreover, from Plaintiffs actions and/or inactions, which are clearly documented
and before this Court, it is apparent that Plaintiff has deliberately and/or consistently ignored and
disobeyed this Court's Rule to Show Cause why Defendants' Motion to Compel should not be
issued, and the Court's subsequent Order dated January 22, 2002, and the Court's Amended
Order dated February I, 2002, despite the fact that Pennsylvania Rule of Civil Procedure 4019
provide that sanctions may be warranted when a party fails to obey a Court's discovery Order.
25. Pennsylvania Rule of Civil Procedure 4019 provides:
(a)(I) The court may, on motion, make an appropriate order if
(i) a party fails to serve answers, sufficient answers or objections to written
interrogatories under Rule 4005;
* * *
(iv) a party or an officer, or managing agent of a party or a person designated
under Rule 4007.1(e) to be examined, after notice under Rule 4007.1, fails to
appear before the person who is to take the deposition;
* * *
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(viii) a party or person otherwise fails to make discovery or to obey and order of
court respecting discovery.
(c) The court, when acting under subdivision (a) of this rule, may make
* * *
(2) an order refusing to allow the disobedient party to support or oppose
designated claims or defenses, or prohibiting such party from introducing in
evidence designated documents, things or testimony, or from introducing
evidence of physical or mental condition;
(3) on order striking out pleadings or parts thereof, or staying further proceedings
until the order is obeyed, or entering a judgment of non pros or by default against
the disobedient party or party advising the disobedience;
(4) an order imposing punishment for contempt, except that a party may not
be punished for contempt for a refusal to submit to a physical or mental
examination under Rule 4010;
(5) such order with regard to the failure to make discovery as is just.
See Pa. R.C.P. 4019.
26. In the instant matter, because of Plaintiffs continued, lengthy, deliberate and
willful refusal to answer discovery outstanding since March of 2001, specifically by failing to
provide copies of x-rays or medical records, or in the alternative, failing to provide executed
Authorizations to obtain Plaintiffs x-rays and medical records, and in failing to obey this
Court's Order of January 22,2002, and this Court's Amended Court of February I, 2002, as is
demonstrated from the documents before this Court, Defendants respectfully request that this
Honorable Court enter a judgment of non pros or default against Plaintiff. See Pa. R.C.P.
1019(c)(3).
27. In the altemative, Defendants would respectfully request that this Honorable
Court enter an Order precluding Plaintiff from offering any evidence or testimony in support of
her claims or to oppose Defendants' defenses and for reasonable attomey fees for the preparation
and filing ofthe instant Motion for Sanctions. See Pa. R.C.P. 1019(c)(2).
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WHEREFORE, Defendants, Douglas A. Bream and The Foot and Ankle Center,
respectfully request that this Honorable Court grant their Motion for Sanctions and enter the
attached-proposed Order.
THOMAS, THOMAS & HAFER, LLP
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C. Kent rice, Esquire -
J.D. No. 06776
Stephanie L. Hersperger, Esquire
J.D. No. 78735
305 North Front Street
P.O. Box 999
Harrisburg, P A 17108
(717) 255-7632
ATTORNEYS FOR DEFENDANTS
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SEP 2 0 2002
SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLV,
NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
CIVIL ACTION - LAW
: JURY TRIAL DEMANDED
INTERROGATORIES PROPOUNDED UPON
THE PLAJNTIFF - SET J
TO: Shirley Ogden
c/o Don Bailev, Esquire
4311 North 6tli Street
. Harrisburg, PA 17110
PLEASE TAKE NOTICE that you are hereby required, pursuant to Pennsylvania
Rules of Civil Procedure, Rule 4005 and 4006, as amended, to file the original and serve
upon the undersigned a copy of your Answers and Objections, if any, in writing and under
oath to the following Interrogatories within thirty (30) days after service of the
Interrogatories. The Answers shall be inserted in the space provided. If there is
insufficient space to answer an Interrogatory, the remainder of the Answer shall folJow on a
supplemental sheet.
These shall be deemed to be continuing Interrogatories. If between the time of
your Answers and the time of trial of this case, you, or anyone acting on your behalf, leam
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of any further Information not contained in your Answers, you shall promptly furnish said
information to the undersigned by Supplemental Answers.
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THOMAS, THOMAS & HAFER, LLP
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C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108-0999
(717) 255-7632
ATTORNEYS FOR DEFENDANTS
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INTERROGATORIES
1. State the name and address of every doctor, podiatrist, or other health care
provider from whom you have received treatment or by whom you have been examined
relative to any complaints or problems concerning your left foot since January 1, 1998 to
the present time.
ANSWER:
2. State the name and address of every hospital or medical facility to which you
have been admitted as an in-patient relative to any complaints or problems concerning
your left foot since January 1, 1998 to the present time.
ANSWER:
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3. State the name and address of every hospital or medical facility at which you
have received out-patient, emergency or clinic treatment relative to any complaints or
problems concerning your left foot since January 1, 1998 to the present time.
ANSWER:
4. State the name and address of every doctor, podiatrist or any other health
care provider who has made any comment or statement or who has expressed any
opinion to the effect that the care and treatment provided to you by Douglas A. Bream,
D.P.M. relative to your left foot was improper, inappropriate, unnecessary or was
performed in a manner that was negligent or not within the applicable standard of care.
ANSWER:
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5. With regard to the allegations contained in Paragraph 14 of your Complaint,
state the name and address of each of the "disinterested physicians" referred to therein.
ANSWER:
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CERTIFICATE OF SERVICE
AND NOW, this 22nd day of February, 2001, I, C. KENT PRICE, ESQUIRE, for the
firm of THOMAS, THOMAS & HAFER, LLP, attomeys for Defendants, hereby certify that I
have this day served the within Interrogatories Propounded Upon the Plaintiff - Set I by
depositing a copy of the same in the United States Mail, postage prepaid, at Harrisburg,
Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
THOMAS, THOMAS & HAFER, LLP
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C. Kent Price, Esquire
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SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
INTERROGATORIES PROPOUNDED UPON
THE PLAINTIFF - SET II
TO: Shirley Ogden
c/o Don BaHel' Esquire
4311 North 6 Street
Harrisburg, PA 17110
PLEASE TAKE NOTICE that you are hereby required, pursuant to Pennsylvania
Rules of Civil Procedure, Rule 4005 and 4006, as amended, to file the original and serve
upon the undersigned a copy of your Answers and Objections, if any, in writing and under
oath to the following Interrogatories within thirty (30) days after service of the
Interrogatories. The Answers shall be inserted in the space provided. If there is
insufficient space to answer an Interrogatory, the remainder of the Answer shall follow on a
supplemental sheet.
These shall be deemed to be continuing Interrogatories. If between the time of
your Answers and the time of trial of this case, you, or anyone acting on your behalf, learn
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of any further Information not contained in your Answers, you shall promptly furnish said
information to the undersigned by Supplemental Answers.
THOMAS, THOMAS & HAFER, LLP
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C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108-0999
(717) 255-7632
ATTORNEYS FOR DEFENDANTS
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INTERROGATORIES
1. State your full name, current residence address, date of birth, and current
marital status.
ANSWER:
2. State the name and business address of your current employer and the date
your employment began. If you are presently retired, state the date you retired, the name
and address of your employer at the time of your retirement, and a brief description of the
nature of your occupation at that time.
ANSWER:
3. State your present job title and set forth in detail the
requirements/responsibilities of your current position, and the length of your employment in
that capacity.
ANSWER:
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4. For the five (5) years immediately preceding the date of the incident out of
which this claim arose, state:
(a) the name and address of each of your employers or, if you were self-
employed, each of your business addresses and the name of the business
while self-employed;
(b) the dates of commencement and termination of each of your periods of
employment or self-employment;
(c) a detailed description of the services of work performed for each source of
employment or self-employment;
(d) the name of your immediate superior to whom you were responsible at each
of the places of employment listed above; and
(e) the reason for the termination of each employment or self-employment.
ANSWER:
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5. If you were employed at the time of the incident referred to in the Complaint,
(a) the name and business address of your employer;
(b) the position you held and the nature of the work you performed; and
(c) the date your employment began; and
(d) the average weekly earnings/wages you received for the six months
immediately preceding the incident.
ANSWER:
6. If you have lost any time from your business or occupation since the date of
the incident referred to in the Complaint, state:
(a) the number of days lost and the dates thereof; and
(b) the amount of any earnings/wages lost, together with an explanation of how
such amount was calculated.
ANSWER:
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7. If you are making a claim for lost income or loss of earning capacity, state:
(a) the basis for such claim;
(b) the amount of such claim; and
(c) an explanation of how this amount was calculated.
ANSWER:
8. If you are making a claim for past or future medical expenses, state:
(a) the amount of such claim; and
(b) itemize each health care provider who has rendered services, the dates
thereof and the charges made therefor.
ANSWER:
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9. List all other financial losses for which you claim special damages and
provide an itemization of the amount of each, setting forth the manner by which each such
itemization was calculated.
ANSWER:
10. List all social, recreational, family or other activities and hobbies in which you
participated or engaged in the five (5) years immediately before the incident out of which
this claim arises.
ANSWER:
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11. If, as a result of the incident referred to in the Complaint, you are or were
prevented from or limited in engaging in your normal business, social, recreational, family
or other activities, state:
(a) itemize each of the activities so affected; and
(b) describe the manner in which the incident affected your ability to engage in
each such activity.
ANSWER:
12. If you are claiming a physical and/or mental disability as a consequence of
the incident referred to in the Complaint. state:
(a) the specific nature and degree of such disability;
(b) whether it is total or partial; and
(c) whether it is permanent or temporary.
ANSWER:
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13. If you had suffered any injuries or diseases to those areas of the body that
you claim to have been injured or affected by the incident referred to in the Complaint at
any time before that incident, state:
(a) the date and place where each such injury occurred;
(b) provide a detailed description of the specific injury or injuries sustained; and
(c) if any such injury required surgery, state the nature of the surgery, state the
nature of the surgery performed, the name of the surgeon and the name of
the hospital involved.
ANSWER:
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14. If you had suffered any injuries or diseases to those areas of the body that
you claim to have been injured or affected by the incident referred to in the Complaint at
any time after that incident, state:
(a) the date and place where each such injury occurred;
(b) provide a detailed description of the specific injury or injuries sustained; and
(c) if any such injury required surgery, state the nature of the surgery
performed, the name of the surgeon and the name of the hospital involved.
ANSWER:
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15. If you have a family physician or other medical practitioner with whom you
consult for any general physical or mental complaint, give his/her name, address, the date
upon which you last consulted him/her, and the reason for such consultation.
ANSWER:
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16. Identify each person from whom you, your attorney or anyone acting on your
behalf has obtained a statement concerning any matter relating to this action and provide
the date on which any such statement was obtained.
ANSWER:
17. State the name and address of each person whom you intend to call as a
non-expert witness at the trial of this case.
ANSWER:
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18. List and describe all exhibits which you intend to use at the trial of this case.
ANSWER:
19. Identify each person whom you expect to call as an expert witness at trial
and state the subiect matter on which each such expert is expected to testify.
ANSWER:
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20. With regard to each expert identified above, state the following:
(a) the facts and opinions to which the expert is expected to testify; and
(b) a summary of the arounds for each opinion to which the expert is expected
to testify. NOTE: As your answer, you may attach hereto a report signed by
each expert.
ANSWER:
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21. Identify each separate item of information supplied to each expert identified
above for his/her review, use or consideration as a basis for formulating his/her opinion(s),
including all objects and documents examined.
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22. With regard to each expert whom you expect to call at the trial of this case,
supply a current copy of hislher curriculum vitae.
ANSWER
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CERTIFICATE OF SERVICE
AND NOW, this 22nd day of February, 2001, I, C. KENT PRICE, ESQUIRE, for the
firm of THOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby certify that I
have this day served the within Interrogatories Propounded Upon the Plaintiff - Set If by
depositing a copy of the same in the United States Mail, postage prepaid, at Harrisburg,
Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
THOMAS, THOMAS & HAFER, LLP
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C. Kent Price, Esquire
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APR 3 0 2001
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SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
CIVIL ACTION - LAW
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
: JURY TRIAL DEMANDED
REQUEST FOR PRODUCTION OF DOCUMENTS
TO PLAINTIFF - SET I
TO: Shirley Ogden
c/o Don Baile~, Esquire
4311 North 61 Street
Harrisburg, PA 17110
PLEASE TAKE NOTICE that pursuant to Rule 4009 of the Pennsylvania Rules of
Civil Procedure, you are hereby requested to produce for inspection, examination and
copying the following items at the offices of THOrvlAS, THOMAS & HAFER, LLP, 305
North Front Street, P.O. Box 999, Harrisburg, Pennsylvania, 17108 within thirty (30) days
of service of the Request:
1. Copies of all medical records relating to the care and treatment of your left
foot.
2. Copies of all x-ray films of your left foot.
If any document sought by this Request is withheld from production based upon a
claim of privilege, work product, or any other reason, Plaintiff shall identify each such
document in her response to this Request by stating the nature of the document, the date
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of its preparation and shall indicate the reason why its production is being withheld, This
request shall be deemed continuing and any response shall be supplemented upon
receipt of additional information.
THOMAS, THOMAS & HAFER, LLP
C--.~
C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
(717) 255-7632
1.0. No. 06776
ATIORNEYS FOR DEFENDANTS
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CERTIFICATE OF SERVICE
AND NOW, this 22nd day of February, 2001, I, C. KENT PRICE, ESQUIRE, for the
firm of THOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby certify that I
have this day served the within Request for Production of Documents to Plaintiff - Set I by
depositing a copy of the same in the United States Mail, postage prepaid, at Harrisburg,
Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
THOMAS, THOMAS & HAFER, LLP
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APR:3 /) 2001
SHIRLEY OGDEN'S ANSWERS TO INTERROGATORIES SET I
1. ) Dr. Miller
1711 Front Street
Harrisburg, PAl 7 102 (formerly Muench)
Dr. Bream
4740 Delbrook Road
Mechanicsburg, Pa 17055
Dr. Polacheck
2800 Green Street
Harrisburg, P A
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Dr. Green
805 Sir Thomas Court
Harrisburg, PAl 7109
Dr. Mixon
2013 Cunningham Drive
Suite 203
Hampton, VA 23666
Dr. Kibwe
304 Marcella Road
Hampton, VA 23666
2.) None.
3.) Pinnacle Health/Harrisburg Hospital
I I I South Front Street
Harrisburg, PAl 710 I
Sentara Caraplex
3000 Coliseum Drive
Hampton, VA 23666
Pinnacle Health/Physical Therapy
409 South Second Street
Suite IA, Harrisburg, PA
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4.) Dr. Polacheck
2800 Green Street
Harrisburg, P A
Dr. Green
805 Sir Thomas Court
Harrisburg, P A 17109
Dr. Kibwe
304 Marcella Road
Hampton, VA 23666
5.) Dr. Polacheck
2800 Green Street
Harrisburg, P A
Dr. Green
805 Sir Thomas Court
Harrisburg, PA 17109
Dr. Kibwe
304 Marcella Road
Hampton, VA 23666
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ANSWERS TO INTERROGATORIES TO SET IT
1.) Shirley Rosetta Ogden
704 Monroe Street
Bressler, PA 17113
DOB: 01/04/1961
Single
2.) Harrisburg School District
1201 N. 6tl' Street
Harrisburg, P A
November 1999
3.) Instructional Aide
Required to pass criminal clearance and child abuse clearance.
Responsibilities vary
4.) Keystone Residence
940 East Park Drive
Harrisburg, P A
12/97-06/99
Community Support Associate
Pan Covert, Porscha Summers
Terminated due to health reasons.
Gabriel Brothers
Fall 1997, Customer Service Representative
Pam (Last Name Unknown)
Seasonal Employment
Self-Employed
704 Monroe Street
Bressler, PA
Day Care Provider
Terminated due to slow business.
5.) Keystone Residence
940 East Park Drive
Harrisburg, P A
Community Support Associate
December 1997
Unknown at present
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6a.) Pending
6b.) Pending
7a.) Pending
8a.) Pending
9a.) Uncertain
10.) Sewing, physical fitness, crafts, reading, swimming, jogging, bike riding, speed
walking, long walks etc.
11.) I can't exercise, run, walk or jump properly or without pain.
A.) And sports I was always an energetic physical person who enjoyed being
outdoors and enjoyed dong athletic things I liked riding, kickball, I can't do my toe
raises. I used to do 2 forms of martial arts. I can't ever do that now. I enjoyed
jogging and long walks. I can't do that - too much pain. I can't even cut my grass.
B.) My toes are stiff. They won't flex properly. I have great pain in my foot and
toes when I try to move about on my feet or maneuver or jump. It's like I have no
base to move from without pain.
12.) Yes I am.
A.) 1 don't' have the necessary flexibility in my foot to do the basic things, all the
basic things, a person does on their feet.
B.) My problems, as per Dr. Kibwe, and based on the feelings in my foot are
permanent. Dr. Kibwe told me my foot will never be normal and I will have to
have an artificial joint every 10-15 years. He said I will have to "baby it like Bo
Jackson". All of this for a bunion.
C.) Its permanent see "b" above.
13.)
(A-C)
No prior injury
14.)
I had constant pain and injury caused by the incident. I had no outside intervening
injury since the damage done by Dr. Bream.
15.)
Dr. Miller
1711 Front Street
Harrisburg, P A
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16.) None at present
17.) Dr. Polacheck
2800 Green Street
Harrisburg, Pa
Dr. Calvin Kibwe
304 Marcella Road
Hampton, VA 23666
Dr. Green
805 Sir Thomas Court
Harrisburg, P A
18.) Uncertain of all exhibits intended to use.
19.) I am not completed with my efforts to acquire an expert yet.
20.) I am not yet prepared to answer this question.
21.) I am not yet prepared to answer this question.
22.) I am not yet prepared to answer this question.
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VERIFICATION
I, Shirley Ogden do hereby swear and affinn that the afore going Interrogatories
are true and correct to the best of my knowledge, information, and belief. I am aware
that making false representations to Authorities is a violation of law.
~// L!Jo&~
Shirley ~en .'
Dated: (jJ /;2 d If) /
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CERTIFICATE OF SERVICE
I hereby certifY that on this 28h DAY OF APRIL 2001, a true and correct copy of the
foregoing PLAINTIFF SHIRLEY OGDEN'S INTERROGATORIES SET I & II and
PRODUCTION OF DOCUMENTS was served upon the following counsel of record by United
States Mail, certified, return receipt requested postage prepaid:
KENT PRICE, ESO.
THOMAS, THOMAS & HAFER, LLP
305 North Front Street
P.O. Box 999
Harrisburg, P A 17108-0999
BY:
Don Bailey ID# 23786
4311 N. 6th Street
Harrisburg, P A 17110
(717) 221-9500
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SEP 2 0 2002
SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
ORDER
AND NOW, this
day of
, 2001, upon
consideration of Defendants' Motion to Compel Discovery Responses, it is hereby
ORDERED AND DECREED that Plaintiff shall provide Defendants with all x-rays in her
possession of her left foot to be copied by Defendants or, in the alternative, Plaintiff
shall provide Defendants with copies of all such x-rays within twenty (20) days from the
date of this Order. It is further ORDERED AND DECREED that Plaintiff shall provide
Defendants with the full names of Dr. Mixon and Dr. Master and shall execute
Authorizations enabling Defendants to obtain medical records from Dr. Mixon, Dr.
Master and Calvin S. Kibwe, DPM within twenty (20) days from the date of this Order.
Failure to comply fully with this Order shall subject Plaintiff to the imposition of
sanctions.
BY THE COURT:
J.
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SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
DOUGLAS A BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
MOTION OF DEFENDANTS DOUGLAS A. BREAM AND THE FOOT
AND ANKLE CENTER TO COMPEL DISCOVERY RESPONSES FROM
PLAINTIFF
AND NOW, Defendants Douglas A Bream and The Foot and Ankle Center, by
and through their attorneys, Thomas, Thomas & Hafer, LLP, respectfully move this
Honorable Court to compel Plaintiff Shirley Ogden to respond to certain of Defendants'
discovery requests pursuant to the Pennsylvania Rules of Civil Procedure and in
support thereof aver as follows:
1. The instant cause of action stems from alleged injuries sustained by
Plaintiff Shirley Ogden on or about December 11, 1998, when she underwent a left
bunionectomy and second toe hammertoe surgery performed by Defendant Douglas A
Bream, DPM.
2. Plaintiff filed a Complaint in the above-captioned matter on or about
February 12, 2001.
3. Defendants Douglas A Bream and The Foot and Ankle Center filed their
Answer with New Matter on March 3, 2001.
4. On or about February 22, 2001 Defendants served written discovery on
Plaintiff's Counsel, including a Request for Production of Documents, a copy of which is
attached hereto as Exhibit "An
.
5. Request No.2 of Defendants' Request for Production of Documents seeks
copies of all x-ray films of Plaintiff's left foot.
6. Pursuant to Pa.R.C.P. 4009.12, Plaintiff was required to serve answers or
objections to Defendants' Request for Production of Documents within thirty (30) days
of service.
7. On April 28, 2001, Defendants received Plaintiff's Answers to Defendants'
Interrogatories Set I and II, as well as Plaintiff's response to request NO.1 of
Defendants' Request for Production of Documents.
8. To date, Plaintiff has responded to all discovery except Defendants'
request for x-ray films of Plaintiff's left foot.
9. Having received only partial responses to the Requests for Production of
Documents, the undersigned sent a letter to Plaintiff's counsel on June 12, 2001
requesting the status of Plaintiff's overdue discovery responses relative to copies of all
x-ray films of Plaintiff's left foot. A copy of the letter of June 12, 2001 is attached hereto
as Exhibit "B".
1 O. Receiving no response to the aforesaid letter of June 12, 2001, Exhibit "B"
hereto, the undersigned sent a follow-up letter dated September 18,2001 to Plaintiff's
counsel reiterating the request for copies of all x-ray films of the Plaintiff's left foot. A
copy of the letter of September 18, 2001 is attached hereto as Exhibit "C".
11. Plaintiff has failed to respond to the aforementioned correspondence and
has also failed to completely and fully answer Defendants' discovery requests to date by
producing copies of all x-ray films of Plaintiff's left foot.
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12. Without receiving copies of the x-rays of Plaintiff's left foot and knowing
the nature and extent of Plaintiffs alleged injuries, Defendants are unable to properly
prepare the defense of this case, to evaluate the merits of the Complaint or to otherwise
dispose of this case. Thus, Defendants Douglas A. Bream and The Foot and Ankle
Center are prejudiced by Plaintiff's refusal to serve answers to Defendants' remaining
outstanding discovery requests.
13. All discovery sought by Defendants through the Request for Production of
Documents is relevant to the instant litigation.
14. Plaintiff Shirley Ogden has not filed an objection to the subject discovery,
nor has she sought a protective order related thereto.
15. Pa.R.C.P. 4019 (a) (viii) provides that upon motion of a party, the Court
can make an appropriate order when a party "fails to make discovery."
16. Consequently, Plaintiff should be compelled to provide complete answers
to Defendants' Request for Production of Documents, which include the production of all
x-rays of her left foot in support of her allegations against Defendants or suffer the
imposition of sanctions pursuant to Pennsylvania Rules of Civil Procedure 4019.
17. In addition to the foregoing, Plaintiff has identified two (2) out-of-state
health care providers who have treated and examined her left foot subsequent to the
surgical procedure performed by Defendant Dr. Bream which is the subject matter of
this litigation.
18. In the letter of September 18, 2001, Exhibit "C" hereto, the undersigned
provided Plaintiffs counsel with a written Medical Authorization to permit Defendants to
obtain copies of medical records from one of the out-of-state health care providers,
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Calvin S. Kibwe, DPM, and requested that Plaintiff sign the Authorization and return it to
the undersigned. Plaintiff has failed and refused to do so.
19. In addition, the letter of September 18, 2001, Exhibit "C" hereto, also
requested that Plaintiff provide the full names of two (2) health care providers, a Dr.
Mixon in Virginia and a Dr. Masters in Harrisburg, whose partial names had been
disclosed in Plaintiff's answers to interrogatories, in order that Defendants could obtain
medical records from those sources. Plaintiff has failed and refused to do so
WHEREFORE, Defendants Douglas A. Bream and The Foot and Ankle Center
respectfully request that this Honorable Court enter an Order directing Plaintiff to
provide Defendants with all x-ray films of her left foot in her possession so that copies
can be made or that she provide Defendants with copies thereof within 20 days. In
addition, Defendants further request that this Honorable Court enter an Order directing
Plaintiff to identify the full names of Dr. Mixon and Dr. Masters and to provide
Defendants with signed authorizations for the medical records of Drs. Kibwe, Mixon and
Masters within 20 days.
THOMAS, THOMAS & HAFER, LLP
C--~
C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
(717) 255-7632
1.0. No. 06776
ATTORNEYS FOR DEFENDANTS
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APR 3 0 2001
SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
REQUEST FOR PRODUCTION OF DOCUMENTS
TO PLAINTIFF - SET I
TO: Shirley Ogden
c/o Don Bailex, Esquire
4311 North 6 Street
Harrisburg, PA 17110
PLEASE TAKE NOTICE that pursuant to Rule 4009 of the Pennsylvania Rules of
Civil Procedure, you are hereby requested to produce for inspection, examination and
copying the following items at the offices of THOMAS, THOMAS & HAFER, LLP, 305
North Front Street, P.O. Box 999, Harrisburg, Pennsylvania, 17108 within thirty (30) days
of service of the Request:
1. Copies of all medical records relating to the care and treatment of your left
foot.
2. Copies of all x-ray films of your left foot.
If any document sought by this Request is withheld from production based upon a
claim of privilege, work product, or any other reason, Plaintiff shall identify each such
document in her response to this Request by stating the nature of the document, the date
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of its preparation and shall indicate the reason why its production is being withheld. This
request shall be deemed continuing and any response shall be supplemented upon
receipt of additional information.
THOMAS, THOMAS & HAFER, LLP
Q-,~
C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
(717) 255-7632
1.0. No. 06776
ATTORNEYS FOR DEFENDANTS
CERTIFICATE OF SERVICE
AND NOW, this 22nd day of February. 2001, I, C. KENT PRICE, ESQUIRE, for the
firm of THOMAS, THOMAS & HAFER, LLP, attomeys for Defendants, hereby certify that I
have this day served the within Request for Production of Documents to Plaintiff - Set I by
depositing a copy of the same in the United States Mail, postage prepaid, at Harrisburg,
Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
THOMAS, THOMAS & HAFER, LLP
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C. Kent Price, Esquire
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CKPra>tthlaw.com
June 12, 2001
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
RE: Ogden v. Bream
No. 00-8523
Dear Don:
On or about February 22, 2001 I served you with a Request for Production of
Documents in the above matter. Subsequently, you did provide me with copies of
medical records in response to that request. However, you have not provided copies of
any x-ray films of your client's left foot and it is my understanding that she does have
original films in her possession.
Would you please consult with your client as to whether she does have x-ray
films in her possession and, if so, make arrangements to provide me with copies at your
earliest opportunity.
Sincerely yours,
THOMAS, THOMAS & HAFER, LLP
C. Kent Price
CKP/ves:118727.7
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September 18,2001
Don Bailey, Esquire
4311 North 6th street
Harrisburg, PA. 17110
RE: Shirley Ogden v. Douglas Bream, DPM
Dear Don:
In your answers to Interrogatories in this matter you identified two health care
providers from Hampton, Virginia, namely Calvin S. Kibwe, DPM and a Dr. Mixon. I
have tried to obtain a complete name for Dr. Mixon but the telephone company in
Virginia has no such person at the address you provided. Would you kindly provide me
with more information regarding this provider so I can obtain copies of his records.
In order to obtain records from Dr. Kibwe, I have enclosed a Medical
Authorization with the request that it be signed by your client and returned to me. Of
course, I will see that you are provided with copies of any records I obtain by use of the
Authorization.
You did provide me with a letter from Dr. Kibwe dated November 28,2000
addressed to a Dr. Masters in Harrisburg, PA. I can find no reference to a Dr. Masters
in the Harrisburg telephone book. Would you please provide me with more specific
information regarding this Dr. Masters.
Finally, I served you with a Request for Production on or about February 22,
2001 which contained a request for copies of all x-rays of Ms. Ogden's left foot. I also
sent you a follow-up reminder in that regard on June 12, 2001. To date I have not
received a response from you, nor have I been provided with copies of those films. I
note in many of the medical records that the providers refer to the fact that Ms. Ogden
has brought films with her or that she took films with her when she left, so I have reason
to believe that she has x-ray films in her possession. If your client would drop the films
off at your office, I can make arrangements to have them picked up and copied
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Don Bailey, Esquire
September 18, 2001
Page 2
and then return the films to you immediately thereafter. I would like to accomplish this
within the next 14 days so we can move forward with depositions. I appreciate your
attention to these matters. Should you wish to discuss these matters further, please call
me at your earliest opportunity.
Sincerely yours,
THOMAS, THOMAS & HAFER, LLP
C. Kent Price
CKP/ves:118727.8
Enclosure
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CERTIFICATE OF SERVICE
AND NOW, this 18iay of October, 2001, I, C. KENT PRICE, ESQUIRE, for the
firm ofTHOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby certify that I
have this day served the within Motion of Defendants Douglas A. Bream and The Foot and
Ankle Center to Compel Discovery Responses from Plaintiff by depositing a copy of the
same in the United States Mail, postage prepaid, at Harrisburg, Pennsylvania, addressed
to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
THOMAS, THOMAS & HAFER, LLP
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C. Kent Price, Esquire
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SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYL VANIA
CIVIL ACTION - LAW
DOUGLAS A. BREAM
and THE FOOT AND
ANKLE CENTER,
Defendant
NO. 00-8523 CIVIL TERM
ORDER OF COURT
AND NOW, this 29th day of October, 2001, upon consideration of the Motion of
Defendants Douglas A. Bream and the Foot and Ankle Center To Compel Discovery
Responses from Plaintiff, a Rule is hereby issued upon Plaintiff to show cause why the
relief requested should not be granted.
RULE RETURNABLE within 20 days of service.
BY THE COURT,
Don Bailey, Esq.
4311 North Sixth Street
Harrisburg, P A 17110
Attorney for Plaintiff
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3 North Fro, nt Street
.0. Box 999
Harrisburg, PA 17108
Attorney for Defendants
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SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
ORDER
AND NOW, this
day of
, 2001, upon
consideration of Defendants' Motion to Compel Discovery Responses, it is hereby
ORDERED AND DECREED that Plaintiff shall provide Defendants with all x-rays in her
possession of her left foot to be copied by Defendants or, in the alternative, Plaintiff
shall provide Defendants with copies of all such x-rays within twenty (20) days from the
date of this Order. It is further ORDERED AND DECREED that Plaintiff shall provide
Defendants with the full names of Dr. Mixon and Dr. Master and shall execute
Authorizations enabling Defendants to obtain medical records from Dr. Mixon, Dr.
Master and Calvin S. Kibwe, DPM within twenty (20) days from the date of this Order.
Failure to comply fully with this Order shall subject Plaintiff to the imposition of
sanctions.
BY THE COURT:
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SEP 2 0 2002
SHIRLEY OGDEN,
Plaintiff
-, IN THE COURT OF COMMON PLEAS
OF CUMBERLAND COUNTY
v.
NO. 00-8523 CIVIL TERM
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JURY TRIAL DEMANDED 1"T10,; ;.:;
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DEFENDANTS' MOTION TO MAKE RULE ABSOLUTE ,<:0 :O:e
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Defendants filed a Motion to Compel Discovery Responses from prai~jff ::.
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on or about October 18, 2001.
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
CIVIL ACTION - LAW
1.
2. On October 29,2001 the Honorable J. Wesley Oler, Jr. signed an Order
issuing a Rule upon Plaintiff to show cause why the relief requested by
Defendants should not be granted, said Rule being made returnable within 20
days of service. A copy of the aforesaid Order is attached hereto as Exhibit "A".
3. Defendants thereafter made service of the Rule upon Plaintiff's counsel of
record by Certified Mail on November 2, 2001. A copy of the letter of transmittal
and Postal Service signature card evidencing service are attached hereto as
Exhibit "B".
4. By letter dated November 21, 2001 Plaintiff's counsel "responded" to the
Motion to Compel, indicating that the Plaintiff had no x-rays in her possession
and that she did not have telephone numbers of her doctors, which latter
information counsel considered irrelevant to the litigation. A copy of the
aforesaid letter is attached hereto as Exhibit "C".
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5. Plaintiff has not filed a response to the Rule issued by this Honorable
Court within 20 days of service thereof.
6. Plaintiff has not provided Defendants with the full names of Dr. Mixon and
Dr. Master, whose names appear in her medical records, as requested in the
Motion to Compel.
7. Plaintiff has not provided Defendants with signed authorizations which
would enable Defendants to obtain medical records, including x-ray films, from
Drs. Mixon, Kibwe and Master, the first two of whom practice medicine in Virginia
and, therefore, are not subject to a subpoena issued in Pennsylvania, as also
requested in the Motion to Compel.
8, Prior to filing the within Motion to Make Rule Absolute, Defendants made
one final effort to obtain the discovery requested, rather than involve the court,
by sending a letter to Plaintiff's counsel, dated December 17, 2001, enclosing yet
another medical authorization with the request that it be signed by the Plaintiff in
order that Defendants might obtain medical records and x-rays from Dr. Kibwe, a
podiatrist practicing in Virginia. A copy of the aforesaid letter is attached hereto
as Exhibit "D".
9. Despite the passage of more than 30 days since it was mailed, Plaintiff
has made no response to the aforesaid letter.
10. Defendants request that this Honorable Court make the Rule issued by
Judge Oler absolute for Plaintiff's failure to respond and impose sanctions upon
the Plaintiff for her continuing failure and refusal to permit Defendants to have
access to medical records and x-rays that are relevant to the issues raised in this
matter and to which they are entitled.
WHEREFORE, Defendants Douglas Bream, DPM and The Ankle and Foot
Center request that this Honorable Court make the Rule previously issued
absolute, that it order Plaintiff to sign authorizations permitting Defendants to
obtain records from her treating health care providers, and that it impose such
sanctions as it deems appropriate, including the entry of judgment in
Defendants' favor.
THOMAS, THOMAS & HAFER, LLP
G.-~
c. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA. 17108
(717) 255-7632
ATTORNEYS FOR DEFENDANTS
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SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
DOUGLAS A. BREAM
and THE FOOT AND
ANKLE CENTER,
Defendant
NO. 00-8523 CIVIL TERM
ORDER OF COURT
AND NOW, this 29th day of October, 2001, upon consideration of the Motion of
Defendants Douglas A. Bream and the Foot and Ankle Center To Compel Discovery
Responses from Plaintiff, a Rule is hereby issued upon Plaintiff to show cause why the
reliefrequested should not be granted.
RULE RETURNABLE within 20 days of service.
BY THE COURT,
Don Bailey, Esq.
4311 North Sixth Street
Harrisburg, PA 17110
Attorney for Plaintiff
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3 "North Front Street
. .0. Box 999
Harrisburg, PA 17108
Attorney for Defendants
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ckp@tthlaw.com
November 1, 2001
CERTIFIED MAIL
Don Bailey, Esquire
4311 North 6th street
Harrisburg, PA. 17110
RE: Shirley Ogden v. Douglas Bream, DPM
Dear Don:
I have enclosed a copy of a Rule issued by Judge Uhler in response to the
Motion to Compel Discovery that I had previously filed and served on behalf of my
clients in this matter.
Please note that the Rule is returnable within 20 days of service.
Sincerely yours,
THOMAS, THOMAS & HAFER, LLP
C. Kent Price
CKP/ves:118727.9
Enclosure
Complete "items 1, 2, and 3. Also complete
item 4 if Restricted Delivery is desired.
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December 17, 2001
Don Bailey, Esquire
4311 North 6th street
Harrisburg, PA. 17110
RE: Shirley Ogden v. Douglas Bream. DPM
Dear Don:
In my letter of September 18, 2001 to you regarding the above matter, I
enclosed a Medical Authorization with the request that it be signed by your client and
returned to me.
Inasmuch as I have not heard from you in that regard, I have enclosed another
Medical Authorization which will permit me to obtain medical records and x-ray films that
Dr. Kibwe may have in his possession. As you are aware, I am more than a little
interested in obtaining copies of all x-ray films and you have indicated in your letter of
November 21, 2001 that your client did transport x-ray films to the doctor in Virginia,
whom I believe would be Dr. Kibwe. Would you please have your client sign the
Authorization and return it to me as soon as possible so that I might follow up in
obtaining these records,
Sincerely yours,
THOMAS, THOMAS & HAFER, LLP
C. Kent Price
CKPlves:118727.10
Enclosure
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CERTIFICATE OF SERVICE
AND NOWr this J.l ~y of January, 2002r Ir C. KENT PRICEr ESQUIREr for
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the firm of THOMASr THOMAS & HAFERr LLPr attorneys for Defendantsr hereby
certify that I have this day selVed the within Defendants' Motion to Make Rule
Absolute by depositing a copy of the same in the United States Mailr postage
prepaidr at Harrisburgr Pennsylvania, addressed to:
Don BaileYr Esquire
4311 North 6th Street
Harrisburgr PA 17110
THOMASr THOMAS & HAFERr LLP
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JAN 2 8 2002
SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYL VANIA
CIVIL ACTION - LAW
DOUGLAS A. BREAM
and THE FOOT AND
ANKLE CENTER,
Defendants
NO. 00-8523 CIVIL TERM
'i
ORDER OF COURT
~ND NOW, this 22nd day of January, 2002, upon consideration of Defendant's
Motion To Make Rule Absolute, the motion is granted, the Rule issued on October 29,
2001, is made absolute, and Plaintiff is directed to respond, without objections and in
verified form, to Defendants' discovery requests.
BY THE COURT,
J.
Don Bailey, Esq.
4311 North Sixth Street
Harrisburg, PA 17110
Attorney for Plaintiff
~. ent Price, Esq.
5 North Front Street
P.O. Box 999
Harrisburg, P A 17108
Attorney for Defendants
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FE8 0 4 2002
SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
DOUGLAS A. BREAM
and THE FOOT AND
ANKLE CENTER,
Defendants
NO. 00-8523 CIVIL TERM
AMENDED ORDER OF COURT
A;ND NOW, this 1st day of February, 2002, the Order of Court previously entered
in this matter on January 22, 2002, is hereby amended to reflect that Plaintiff is directed
to respond, without objections and in verified form, to Defendants' discovery requests
within 30 days of January 22, 2002.
BY THE COURT,
J.
Don Bailey, Esq.
4311 North Sixth Street
'Harrisburg, PA 17110
Attorney for Plaintiff
<;.Kent Price, Esq.
~05 North Front Street
P.O. Box 999
Harrisburg, PA 17108
Attorney for Defendants
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SHIRLEY OGDEN,
Plaintiff
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
: CIVIL ACTION - LAW
: JURY TRIAL DEMANDED
AND NOW, tills
CERTIFICATE OF SERVICE
I ~fh day of September, 2002, I, STEPHANIE HERSPERGER,
ESQUIRE, for the firm of THOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby
certify that I have tills day served the within Motion for Sanctions of Defendants, Douglas A. Bream
and The Foot and Ankle Center, by depositing a copy of the same in the United States Mail, postage
prepaid, at Harrisburg, Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, P A 17110
Attorney for Plaintiff
THOMAS, THOMAS & HAFER, LLP
~n/YIjj2 ?-c~V7"'--
Stephanie L. Hersperger, Esquire
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IN THE COURT OF COMMON
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COUNTY,PA
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CIVIL ACTION - LAW
PRAECIPE FOR WRIT OF SUMMONS
TO THE PROTHONOTARY:
Issue a sUrUmons in Civil Action in the above captioned case against
the above named Defeadants1 Dr. Douglas A Bream and The Foot and Ankle
Center, Mechanicsburg,PA.,17055 ..; ~'7Jc{o "Ue.lIona::L ~ +
DATED: December 11, 2000
Serve all Plaintiffs' papers through
her Counsel, Don Bailey, Esquire,
4311 N. 6th Street, Harrisburg, P A.,
17110.
(717)-2 1-9500
Don Bailey, Esquire
Counsel for Plaintiff
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Shirley Ogden
Court of Common Pleas
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No, _mil_0_-:~?_2),J;:1-YU_')'~J?!I_m_mm 19____
Douglas A. Bream and
The Foot and Ankle Center
4740 Delbrook Road
Mechanicsburg, PA 17055
In _m_~jyg_A"t:1-2.Il_:_~"!_______________m
Douglas A. Bream and The Foot and Ankle Center
To _____________________________________________
You are hereby notified that
_____liQirJ_~~-~q~D-----------------------------------------------------------------------------
the Plaintiff h!';s commenced an action in __c.L'lZiL1Id:iOD.._-=_Law._n___n_n_n_n___n_nn_nn
against you which you are required to defend or a default judgment may be entered against you,
(SEAL)
Curtis R. Long
._-------------------~---------------------------
, Prothonotary
Date __Ile.cember_ll~_2ll.Q.Q_______
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SHERIFF'S RETURN - REGULAR
.-, CABE NO: 2000-08523 P
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
ODGEN SHIRLEY
VS
BREAM DOUGLAS A ET AL
DAWN KELL
, Sheriff or Deputy Sheriff of
Cumberland County,Pennsylvania, who being duly sworn according to law,
says, the within WRIT OF SUMMONS
was served upon
BREAM DOUGLAS A the
DEFENDANT , at 0014:34 HOURS, on the 14th day of December, 2000
at 4740 PELBROOK RD
MECHANCISBURG, PA 17055
by handing to
JUDY JACKSON (MANAGER)
a true and attested copy of WRIT OF SUMMONS
together with
and at the same time directing Her attention to the contents thereof.
Sheriff's Costs:
Docketing
Service
Affidavit
Surcharge
So Answers:
18.00
7.44
.00
10.00
.00
35.44
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R. Thomas Kline
12/15/2000
DON BAILEY
Sworn and Subscribed to before
By:
\)<lliTI\ -g. ~
Deputy Sheriff
me this .3.Ml... day of
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SHERIFF'S RETURN - REGULAR
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CASE NO: 2000-08523 P
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
ODGEN SHIRLEY
VS
BREAM DOUGLAS A ET AL
DAWN KELL
, Sheriff or Deputy Sheriff of
Cumberland County, pennsylvania, who being duly sworn according to law,
says, the within WRIT OF SUMMONS
was served upon
FOOT & ANKLE CENTER THE
the
DEFENDANT
, at 0014:34 HOURS, on the 14th day of December, 2000
at 4740 DELBROOK RD
MECHANICSBURG, PA 17055
by handing to
JUDY JACKSON (MANAGER)
a true and attested copy of WRIT OF SUMMONS
together with
and at the same time directing Her attention to the contents thereof.
Sheriff's Costs:
Docketing
Service
Affidavit
Surcharge
6.00
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.00
10.00
.00
16.00
So Answers: , ' ?,'
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R. Thomas Kline
12/15/2000
DON BAILEY
Sworn and Subscribed to before
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me this .3 ~ day of
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SHIRLEY OGDEN,
Plaintiff
v.
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
: DOCKET NO. 00-8523 CIVIL TERM
: CIVIL ACTION - LAW
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
: JURY TRIAL DEMANDED
WITHDRAWAL AND ENTRY OF APPEARANCE
TO THE PROTHONOTARY:
Please withdraw the entry of appearance previously made by Peter J. Curry,
Esquire on behalf of Defendant Douglas A. Bream in the above-captioned matter.
Please enter the appearance of C. Kent Price, Esquire on behalf of Defendant
Douglas A. Bream in the above-captioned matter.
R, LLP
THOMAS, THOMAS & HAFER, LLP
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C. Kent Price, Esquire
Identification No. 06776
P.O. Box 999
305 North Front Street
Harrisburg, PA. 17108
(717) 255-7632
Attorneys for Defendant Bream
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THOMAS, THOMAS & HAFER, LLP
By: Peter J. Curry, Esquire
Identification No. 16622
305 North Front Street
P. O. Box 999
Ha"isburg, PA 17108
(717) 255-7637
Attorney for Defendant Bream
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SHIRLEY OGDEN,
Plaintiff
v.
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
: DOCKET NO. 00-8523 Civil Term
: CIVIL ACTION - LAW
DOUGLAS A. BREAM and THE
FOOT AND ANKLE CENTER,
Defendants : JURY TRIAL DEMANDED
PRAECIPE FOR ISSUANCE OF RULE TO FILE A COMPLAINT
TO THE PROTHONOTARY:
Please issue a Rule upon the Plaintiffs to file a Complaint within twenty (20) days after
service hereof or suffer judgment non pros.
THO
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RULE TO FILE A COMPLAINT
TO: Shirley Ogden, by and through her attorney,
Don Bailey, Esquire
3540 North Progress Avenue
Harrisburg, PA 17110
A Rule is hereby issued upon you to file a Complaint within twenty (20) days after
service hereof or suffer ajudgment non pros.
Date:.J~ .:((::2Do f
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By: Peter J. Curry, Esquire
Identification No. 16622
305 North Front Street
P. O. Box 999
Ha"isburg,PA 17108
(717) 255-7637
Attorney for Defendant Bream
SHIRLEY OGDEN,
Plaintiff
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
v.
: DOCKET NO. 00-8523 Civil Term
: CIVIL ACTION - LAW
DOUGLAS A. BREAM and THE
FOOT AND ANKLE CENTER,
Defendants : JURY TRIAL DEMANDED
ENTRY OF APPEARANCE
TO THE PROTHONOTARY:
Kindly enter my appearance for the Defendant, Douglas A. Bream, in the above-
captioned case.
Respectfully submitted,
ER, LLP
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IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
SHIRLEY OGDEN, )
Plaintiff )
)
V. )
)
DOUGLAS A. BREAM and THE )
FOOT AND ANKLE CENTER )
)
Defendants )
DOCKET NO.OO-8523 Civil Term
CIVIL ACTION LAW
JURY TRIAL DEMANDED
NOTICE
YOU HAVE BEEN SUED IN COURT. If you wish to defend against
the claims set forth in the following pages, you must take action within twenty (20)
days after this Complaint and Notice are served, by entering a written appearance
personally or by attorney and filing in writing with the Court your defenses or
objections to the claims set forth against you. You are warned that if you fail to do so
the case may proceed without you and a judgment may be entered against you by the
Court without further notice for any money claimed in the Complaint or for any other
claim or relief requested by the Plaintiff. You may lose money or property or other
rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT
ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO
TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE
YOU CAN GET LEGAL HELP.
CUMBERLAND COUNTY LAWYER REFERRAL SERVICE
CUMBERLAND COUNTY BAR ASSOCIATION
2 LIBERTY AVENUE
CARLISLE,PA 17013
(717) 249-3166
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CUMBERLAND COUNTY, PENNSYL VANIA
SHIRLEY OGDEN,
Plaintiff
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)
)
)
)
DOUGLAS A. BREAM and THE )
FOOT AND ANKLE CENTER )
Defendants )
DOCKET NO. 00-8523 Civil Term
V.
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
COMPLAINT
COMES NOW the plaintiff, Shirley R. Ogden by and through her attorney Don
Bailey, and brings the following in support of this complaint:
1. The Plaintiff, Shirley R. Ogden is an adult individual residing in Dauphin
County, P A.
2. The Defendant, Douglas A. Bream, D.P.M. and the Foot and Ankle Center
practice medicine at 4740 Delbrook Road, Mechanicsburg, Cumberland County, PA
3. On or about December II, 1998, Dr. Bream performed an operation on the
Plaintiff, Shirley R. Ogden, at Harrisburg Hospital, in Harrisburg, Pennsylvania.
4. The operation was to be a bunionectomy of the left foot and Dr. Bream
represented to Shirley that he was experienced and could perform the operation in a
normal and routine manner.
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5. On December 11, 1998, Dr. Bream performed the operation at Harrisburg
Hospital, in Harrisburg, Pennsylvania.
6. Defendant had represented to the Plaintiff, Shirley R. Ogden, that the
operation was routine to Defendant and would be an easy matter for the defendant,
but suggested that he be permitted to operate on the foot and the second toe to
prevent future bunions.
7. The Plaintiff rejected this idea. Dr. Bream also suggested operating on
plaintiffs right foot, but she rejected this idea also.
8. Dr. Bream said the operation to the second toe on her left foot would only
involve shaving of some bone. Plaintiff still rejected this suggestion.
9. In the performance of surgery, Defendant was negligent and thereby
committed medical malpractice with respect to Plaintiff, Shirley R. Ogden, in the
following respects:
a. by fusing bones in Plaintiffs' foot,
b. removing cartilage,
c. in performing an operation that was not consented to by the plaintiff.
d. in performing an unnecessary operation.
e. In damaging Plaintiffs' foot when no need was present to resolve her
problem with bunions or for any other purpose.
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f. in performing an operation beyond the range of his skill and ability,
g. in failing to know or, or consult experts who would know of the medical
risks and effect of the operation (even though it was not necessary nor consented to)
being conducted on Plaintiffs' and its effects and potential effects on Plaintiffs future
ability to walk and move,
h. in failing to exercise the standard of care required of surgeons with respect
to all the above.
SHIRLEY R. OGDEN AGAINST THE
DEFENDANTS DOUGLAS A. BREAM AND
THE FOOT AND ANKLE CENTER
10. Plaintiff incorporates Paragraphs 1 through 9 above by reference.
11. Soley and proximately as a result of the negligence of the Defendants as
set forth above, Plaintiff, Shirley R. Ogden, suffered at least the following grievous
and severe injuries, some, or all of which, will continue indefinitely into the future:
a. extreme pain and suffering from the wounds caused by the fusing and
cutting and removal of bone in the area of her left foot and toes;
b. extreme pain and suffering due to the protracted healing period due to the
unneceSS31Y and improperly conducted operation on Plaintiff's foot and toes;
c. extreme pain and suffering due to the protracted nature of the recovery
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caused by the unnecessary surgery;
d. extreme pain and suffering caused by walking and trying to move about
that has spread to Plaintiffs ankle;
e. the need for corrective surgery to be perfonned by another physician;
f. pain and suffering in connection with the surgery and nonnal healing
process in connection with the corrective surgeries;
g. pain and discomfort, in walking and maneuvering;
h. severe emotional distress and humiliation in connection with the inability to
walk and move about;
i. severe emotional distress and humiliation in connection with the
embarrassment of not being able to walk or move nonnaIly;
j. severe and emotional distress and humiliation in connection with not being
able to get up on her toes;
k. loss of ability to perfonn nonnal daily and household functions, because of
the surgery;
1. loss of ability to participate in recreational activities nonnaIly enjoyed, but
now precluded because of the surgery and due to the protracted healing process;
and;
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m. reduction in her ability to enjoy the pleasures of life.
12. Soley and proximately, as a result of the negligence of the Defendants as
set forth above, Plaintiff has suffered the following property losses some of which
may continue indefinitely into the future;
a. considerable expenditures for treatment, medication and transportation in
connection with the original surgery performed by Defendant and for corrective
surgery to come;
b. considerable expenditures for treatment, medication and transportation in
connection with the protracted healing and following the surgery performed by
Defendant and for corrective surgery to come;
c. considerable expenditures for treatment, medication and transportation in
connection with the corrective surgeries performed by another physician;
d. loss of wages for an unwarranted period of time occasioned by the
needlessly protracted period of time related to healing and pain and humiliations and
to deal with corrective surgery to come;
e. future expenditures for continued treatment, medication and transportation
indefinitely in the future; and
f. the likelihood of future expenditures for treatment and/or counseling in
connection with emotional problems suffered by Plaintiff.
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13.) The defendant negligently, needlessly, and without plaintiffs consent
performed substantive surgery and unnecessary surgery on plaintiffs foot that has
caused severe and probably uncorrectable injuries to plaintiffs foot.
14.) Prior to filing suit plaintiff sought opinions from at least two disinterested
physicians who informed her that what she had experienced with Dr. Bream was
"incorrect" if she had seen "legal counsel" and the procedure on the second left toe
"should not have been done," and the bones "should not have been fused," her
second toe will never" bend again your in its present condition" and a "joint
implant could be performed as a salvage procedure," and that the surgery was "not
performed correctly" on the "large toe," all referring to the Defendants defective
performance of their duties to plaintiff.
WHEREFORE Plaintiff, Shirley Ogden, respectfully requests this
Honorable Court to enter judgement in his favor and against Defendant in an amount
in excess of $25,000.00 plus costs of suit.
D Bailey
PA ill #23786
4311 N. 6th Street
Harrisburg, P A 17110
(717) 221-9500
2-12-01
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CERTIFICATE OF SERVICE
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I hereby certify that on this 12th day of February 2001, a true and correct copy
of the foregoing COMPLAINT was served upon the following counsel of record
by United States Mail, postage prepaid:
KENT PRICE, ESQUIRE
THOMAS, THOMAS, HAFER, LLP
305 NORTH FRONT STREET
P.O. BOX 999
HARRISBURG,PA 17108
BY cfJ. ..
Don Bailey ID# 23786
4311 N. 6th Street
Harrisburg, P A 17110
(717) 221-9500
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VERIFICATION
I, Shirley Ogden do hereby swear and affinn that the afore going Complaint is
true and correct to the best of my knowledge, information, and belief. I am aware that
making false representations to Authorities is a violation of law,
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Dated:
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SHIRLEY OGDEN,
Plaintiff
v.
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
TO: Shirley Ogden
clo Don Bailey, Esquire
4311 North 61n Street
Harrisburg, PA 17110
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IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
: CIVIL ACTION - LAW
: JURY TRIAL DEMANDED
NOTICE
YOU ARE HEREBY notified to plead to the enclosed New Matter within twenty (20)
days of service hereof or a default judgment may be entered against you.
DATED: 3J oOC J 01
THOMAS, THOMAS & HAFER, LLP
0--~~
C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
(717) 255-7632
ATTORNEYS FOR DEFENDANTS
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SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
ANSWER WITH NEW MATTER
1. Admitted.
2. Admitted with clarification. Foot & Ankle Center is not a legal entity but
rather is a fictitious name under which Defendant Douglas A. Bream trades and does
business. Therefore, the proper designation of the Defendant should be Douglas A.
Bream, D.P.M., Ud/b/a Foot & Ankle Center.
3. Admitted.
4. Admitted in part, denied in part. It is admitted that Defendant Bream
represented he was experienced and could perform the surgical procedure in a normal
and routine manner. The remaining allegation is denied. To the contrary, the surgical
procedure performed was a bunionectomy of the left foot with pin and hammertoe
correction of the left second toe.
5. Admitted.
6. Denied in accordance with Pa.R.C.P. 1029(e).
7. Denied in accordance with Pa.R.C.P. 1029(e).
8. Denied in accordance with Pa.R.C.P. 1029(e).
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9. Denied. It is specifically denied that Defendant Bream was negligent
and/or committed medical malpractice in the performance of surgery on the Plaintiff. To
the contrary, Defendant Bream acted within the applicable standard of care in
performing the surgery on the Plaintiff and providing medical treatment to her. By way
of further answer, the allegations contained in Paragraph 9 of Plaintiff's Complaint,
including subparagraphs (a.) through (h.) thereof, are denied in accordance with
Pa.R.C.P.1029(e).
10, The answers set forth above in Paragraphs 1 through 9 are incorporated
herein by reference.
11. Denied. It is specifically denied that the Defendants were negligent in the
care and treatment provided to Plaintiff. By way of further answer, the allegations
contained in Paragraph 11 of the Complaint, including subparagraphs (a.) through (m.),
are denied in accordance with Pa.R.C.P. 1029(e).
12. Denied. It is specifically denied that the Defendants were negligent in the
care and treatment provided to Plaintiff. By way of further answer, the allegations
contained in Paragraph 12 of the Complaint, including subparagraphs (a.) through (f.),
are denied in accordance with Pa.R.C.P. 1029(e).
13. Denied. It is specifically denied that the Defendants were negligent in the
care and treatment provided to Plaintiff. By way of further answer, the allegations are
denied in accordance with Pa.R.C.P, 1029(e).
14. Denied. After reasonable investigation, the Defendants are without
information or knowledge sufficient to form a belief as to the truth of the allegations. By
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way of further answer, it is specifically denied that the Defendants were negligent in the
care and treatment provided to Plaintiff. By way of further answer, the allegations are
denied in accordance with Pa.R.C.P. 1029(e).
WHEREFORE, Defendant Douglas A. Bream, Ud/b/a Foot & Ankle Center,
demands judgment in his favor and against Plaintiff.
NEW MATTER
15. Defendant Bream acted within the applicable standard of care in
performing surgery on the Plaintiff and in providing medical treatment to her.
16. On November 16, 1998 Defendant Bream explained the proposed surgical
procedure to the Plaintiff, together with an explanation of the purpose, nature and risks
of, and the alternatives to, the procedure.
17. On November 16, 1998 Plaintiff signed a surgical consent form in which
she authorized Defendant Bream to perform a bunionectomy of the left foot with pin and
hammertoe correction of the left second toe.
18. Plaintiff may have caused or contributed to some or all of the injuries and
damages of which she complains as a result of her own acts or omissions.
19. Plaintiff may have failed to mitigate her damages.
20. $ome or all of Plaintiff's alleged injuries and damages may be due to or
the result of pre-existing conditions.
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WHEREFORE, Defendant Douglas A. Bream, t1d/b/a Foot & Ankle Center,
demands judgment in his favor and against Plaintiff.
THOMAS, THOMAS & HAFER, LLP
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C. Kent Price, Esquire
P.O. Box 999
Harrisburg, PA 17108
(717) 255-7632
I.D. No. 06776
ATTORNEYS FOR DEFENDANTS
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VERIFICATION
I, Douglas A. Bream, D.P.M., verify that 1 am the Defendant in the foregoing action
and that the attached Answer with New Matter is based upon the information which has
been gathered by me, my counsel and/or others on my behalf in preparation of the
defense of this lawsuit. The language of the Answer with New Matter is that of counsel
and is not mine. I have read the Answer with New Matter, and to the extent that it is based
upon information which 1 have given to my counsel, it is true and correct to the best of my
knowledge, information, and belief. To the extent that the contents of the Answer with
New Matter is that of counsel and/or others on my behalf, I have relied upon them in
making this Verification.
I understand that intentional false statements herein are made subject to the
penalties of 18 Pa. C.S. ~ 4904 relating to unswom falsifications made to authorities.
Do!2r-1~~
DATE: 3) Ob} bJ
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CERTIFICATE OF SERVICE
AND NOW, this ~ay of March, 2001, I, C. KENT PRICE, ESQUIRE, for the firm
of THOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby certify that I
have this day served the within Answer with New Matter by depositing a copy of the same
in the United States Mail, postage prepaid, at Harrisburg, Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
THOMAS, THOMAS & HAFER, LLP
~~
C. Kent Price, Esquire
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IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
)
)
)
)
)
DOUGLAS A. BREAM and THE )
FOOT AND ANKLE CENTER )
Defendants )
SHIRLEY OGDEN,
Plaintiff
DOCKET NO. 00-8523 Civil Term
V.
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
PLAINTIFFS ANSWER TO NEW MATTER
15.) Denied. The defendants' Bream and "The Foot and Ankle Center" (Bream
apparently does business in that name) did inappropriately and unlawfully operate on
the plaintiff without her consent, and the operation that was done on plaintiff with her
consent, a bunionectomy, was performed negligently. In addition, the surgery done
on her toe was performed negligently, notwithstanding defendant's claim that this
operation was done with plaintiff's consent, which is denied.
16.) Denied. It is denied that the defendants ever explained adequately, or at all,
what procedures and, or, risks were involved in the operation defendants performed on
plaintiff.
17.) Denied. If plaintiff signed any consent form regarding or indicating "a
bunionectomy of the left foot with pin and hammertoe correction of the left second
toe" it was unknown to or unrealized by her, and she was not in any event, adequately
informed of the risks and complications, or even the need for any surgery beyond the
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bunionectomy, By way of further response the operation on her foot and second toe
was perfonned in a negligent manner, in violation of the defendants duty of care to
plaintiff, with serious injuries as a result.
18.) Denied, This paragraph is diffuse and unclear, being speculative in how it
is constructed, The plaintiff denies contributing in any way to her own injuries and the
same is denied,
19.) Denied. This paragraph also calls for speculation and is unclear. To the
extent this paragraph does allege that plaintiff failed to mitigate damages, the same is
emphatically denied,
20.) Denied. Plaintiff denies that any of her injuries were pre-existing or that any
of her injuries were caused by any other entities or persons other than the defendants
who negligently perfonned surgery on plaintiff's foot.
Wherefore, plaintiff demands judgement jointly and severally of the defendants
Bream and "The Foot and Ankle Center" together with fees, costs, and such other
damages and relief as the Court may deem appropriate.
mre
4311 N. 6th et
Ramsburg, PA., 17110
717/221-9500
cc: File
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VERIFICA nON
I, Shirley Ogden do hereby swear and affinn that the aforegoing Documents are
true and correct to the best of my knowledge, information, and belief. I am aware that
making false representations to Authorities is a violation of law.
~/J~-A .~rO/
Shirley Ogd '7~ -
Dated:
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IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYL VANIA
)
)
)
)
)
DOUGLAS A. BREAM and THE )
FOOT AND ANKLE CENTER )
Defendants )
SHIRLEY OGDEN,
. Plaintiff
DOCKET NO. 00-8523 Civil Term
V.
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
I, Don Bailey do hereby certify that I served a true and correct copy of the
foregoing PLAINTIFF'S ANSWER TO NEW MATTER upon the following
person this 16th day of March 2001 by first class mail, postage prepaid:
C. KENT PRICE, ESQUIRE
305 North Front Street
P.O. Box 999
Harrisburg, P A 17108
Don ey,
ID# 23786
4311 N 6th Street
Hanisburg,PJ\ 17110
(717)221-9500
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SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
CIVIL ACTION - LAW
: JURY TRIAL DEMANDED
CERTIFICATE OF PREREQUISITE TO SERVE
SUBPOENAS PURSUANT TO RULE 4009.22
As a Prerequisite to service of Subpoenas for Documents and Things pursuant to
Rule 4009.22, Defendants certify that:
1. A Notice of Intent to Serve the Subpoenas with a copy of the Subpoenas
attached thereto was mailed to each party at least twenty (20) days prior to the date on
which the Subpoenas are sought to be served.
2. A copy of the Notice of Intent including the proposed Subpoenas are
attached to this Certificate.
3. No objection to the Subpoenas has been received.
4. The Subpoenas which will be served are identical to the Subpoenas which
are attached to the Notice of Intent
THOM~S, T~OMAS & HAFER, LLP
C-~~
C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
(717) 255-7632
1.0. No. 06776
ATTORNEYS FOR DEFENDANTS
",- . ,.
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SHIRLEY OGDEN,
Plaintiff
v.
: IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER
,
Defendants
: CIVIL ACTION - LAW
: JURY TRIAL DEMANDED
NOTICE OF INTENT TO SERVE SUBPOENAS TO
PRODUCE DOCUMENTS AND THINGS FOR DISCOVERY
PURSUANT TO RULE 4009.21
TO: Counsel of Record
Defendants intend to serve Subpoenas identical to the ones attached to this
Notice. You have twenty (20) days from the date listed below in which to file of record
and serve upon the undersigned an objection to the Subpoenas. If no objection is
made, the Subpoenas may be served.
THOMAS, THOMAS & HAFER, LLP
~~(~
C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
(717) 255-7632
J.D. No. 06776
ATTORNEYS FOR DEFENDANTS
DATE: February 28,2001
, '*,;~
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF CUMBERLAND
SHIRLEY OGDEN
,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
v,
DOCKET NO. 00-8523 Civil Term
CIVIL ACTION - LAW
J'
DOUGLAS A. BREAM and THE
FOOT AND ANKLE CENTER
,
Defendants : JURY TRIAL DEMANDED
SUBPOENA TO PRODUCE DOCUMENTS OR TH!NGS
FOR DISCOVERY PURSUANT TO RULE 4009.22
TO: Robert L. Green. D.O.
(Name of Person or Entity)
Within twenty (20) days after service of this subpoena, you are ordered by the court to produce the following
documents or things:
Copies of all medical records. includina but not limited to records of office visits. records of other health care
providers. copies of x-rays of the left foot and correspondence. concemina Shirley Oaden. DOB: 1/04/61
at 305 North Front Street. Harrisbura. PA 17101
(Address)
You may deliver or mail legible copies of the documents or produce things requested by this subpoena,
together with the certificate of compliance, to the party making this request at the address listed above. You
have the right to seek in advance the reasonable cost of preparing the copies or producing the things sought.
If you fail to produce the documents or things required by this subpoena within twenty (20) days after its
service, the party serving this subpoena may seek a court order compelling you to comply with it.
THIS SUBPOENA WAS ISSUED AT THE REQUEST OF THE FOLLOWING PERSON:
Name C. Kent Price. Esouire
Address: 305 North Front Street
Harrisbura. PA 17101
Telephone: (717) 255-7632
Supreme Court 10 # 06776
Attorney For: Defendants
Date:
);~ ,,)7. dCX.>/
Seal of the Court
BY~E COURT: ,/)
L!w-A. .) T! ~
Prothonotary/Clerk, Civil ~
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Deputy
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COMMONWEALTH OF PENNSYLVANIA
COUNTY OF CUMBERLAND
SHIRLEY OGDEN,
Plaintiff
: IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
v,
DOCKET NO. 00-8523 Civil Term
CIVil ACTION - LAW
,
DOUGLAS A. BREAM and THE
FOOT AND ANKLE CENTER
,
Defendants : JURY TRIAL DEMANDED
SUBPOENA TO PRODUCE DOCUMENTS OR THINGS
FOR DISCOVERY PURSUANT TO RULE 4009.22
TO: James C. Miller. 0.0,
(Name of Person or Entity)
Within twenty (20) days after service of this subpoena, you are ordered by the court to produce the following
documents or things:
Copies of all medical records. includinQ but not limited to records of office visits. diaQnostic tests and records of
other health care providers. concerninQ Shirlev OQden. DaB: 1/04/61, for the period from Januarv 1. 1998 to
the present.
at 305 North Front Street. HarrisburQ, PA 17101
(Address)
You may deliver or mail legible copies of the documents or produce things requested by this subpoena,
together with the certificate of compliance, to the party making this request at the address listed above. You
have the right to seek in advance the reasonable cost of preparing the copies or producing the things sought.
If you fail to produce the documents or things required by this subpoena within twenty (20) days after its
service, the party serving this subpoena may seek a court order compelling you to comply with it.
THIS SUBPOENA WAS ISSUED AT THE REQUEST OF THE FOllOWING PERSON:
Name C. Kent Price. Esquire
Address: 305 North Front Street
HarrisburQ. P A 17101
Telephone: (717) 255-7632
Supreme Court ID # 06776
Attorney For: Defendants
~
Date: ,- 8.l, ;:n, ;),!'.Y)f
Seal of the Court
Prothonotary/Clerk, C iI Divi .
'-- .41hJ7 ,P /j{J?/?H' r
Deputy
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COMMONWEALTH OF PENNSYLVANIA
COUNTY OF CUMBERLAND
SHIRLEY OGDEN,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
v,
DOCKET NO, 00-8523 Civil Term
CIVIL ACTION - LAW
"
DOUGLAS A. BREAM and THE
FOOT AND ANKLE CENTER,
Defendants : JURY TRIAL DEMANDED
SUBPOENA TO PRODUCE DOCUMENTS OR THINGS
FOR DISCOVERY PURSUANT TO RULE 4009.22
TO: Harrisburq Hospital
(Name of Person or Entity)
Within twenty (20) days after service of this subpoena, you are ordered by the court to produce the following
documents or things:
Copies of all medical records. includinq but not limited to out-patient. in-patient and clinic records. concerninq
Shirlev Oqden. DOB: 1/04/61. for the period from December 11. 1998 to the present date.
at 305 North Front Street. Harrisburq. PA 17101
(Address)
You may deliver or mail legible copies of the documents or produce things requested by this subpoena,
together with the certificate of compliance, to the party making this request at the address listed above. You
have the right to seek in advance the reasonable cost of preparing the copies or producing the things sought.
If you fail to produce the documents or things required by this subpoena within twenty (20) days after its
service, the party serving this subpoena may seek a court order compelling you to comply with it.
THIS SUBPOENA WAS ISSUED AT THE REQUEST OF THE FOLLOWING PERSON:
Name C. Kent Price. Esquire
Address: 305 North Front Street
Harrisburq. PA 17101
Telephone: (717) 255-7632
Supreme Court 10 # 06776
Attorney For: Defendants
Date: ');;'-~ ;)7 ;;J. Nil
Seal of the tourt
BY HE COURT:~.
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AND NOW, this 1st day of March, 2001, I, C. KENT PRICE, ESQUIRE, for the firm
of THOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby certify that I
have this day selVed the within Notice of Intent to SelVe Subpoenas to Produce
Documents and Things for Discovery Pursuant to Rule 4009.21 by depositing a copy of
the same in the United States Mail, postage prepaid, at Harrisburg, Pennsylvania,
addressed to:
Don Bailey, Esquire
4311 North 6\11 Street
Harrisburg, PA 17110
THOMAS, THOMAS & HAFER, LLP
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THOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby certify that I have
this day served the within Certificate of Prerequisite by depositing a copy of the same in
the United States Mail, postage prepaid, at Harrisburg, Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
THOMAS, THOMAS & HAFER, LLP
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SHIRLEY OGDEN,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYL VANIA
v.
CIVIL ACTION - LAW
DOUGLAS A. BREAM
and THE FOOT AND
ANKLE CENTER,
Defendant
NO. 00-8523 CIVIL TERM
ORDER OF COURT
AND NOW, this 29th day of October, 200 I, upon consideration of the Motion of
Defendants Douglas A. Bream and the Foot and Ankle Center To Compel Discovery
Responses from Plaintiff, a Rule is hereby issued upon Plaintiff to show cause why the
relief requested should not be granted.
RULE RETURNABLE within 20 days of service.
BY THE COURT,
Don Bailey, Esq.
4311 North Sixth Street
Harrisburg, PA 17110
Attorney for Plaintiff
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C. Kent Price, Esq.
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
Attorney for Defendants
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SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
, Defendants
ORDER
AND NOW, this
day of
, 2001, upon
consideration of Defendants' Motion to Compel Discovery Responses, it is hereby
ORDERED AND DECREED that Plaintiff shall provide Defendants with all x-rays in her
possession of her left foot to be copied by Defendants or, in the alternative, Plaintiff
shall provide Defendants with copies of all such x-rays within twenty (20) days from the
date of this Order. It is further ORDERED AND DECREED that Plaintiff shall provide
Defendants with the full names of Dr. Mixon and Dr. Master and shall execute
Authorizations enabling Defendants to obtain medical records from Dr. Mixon, Dr.
Master and Calvin S. Kibwe, DPM within twenty (20) days from the date of this Order.
Failure to comply fully with this Order shall subject Plaintiff to the imposition of
sanctions.
BY THE COURT:
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SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
DOUGLAS A BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
MOTION OF DEFENDANTS DOUGLAS A. BREAM AND THE FOOT
AND ANKLE CENTER TO COMPEL DISCOVERY RESPONSES FROM
PLAINTIFF
AND NOW, Defendants Douglas A Bream and The Foot and Ankle Center, by
and through their attorneys, Thomas, Thomas & Hafer, LLP, respectfully move this
Honorable Court to compel Plaintiff Shirley Ogden to respond to certain of Defendants'
discovery requests pursuant to the Pennsylvania Rules of Civil Procedure and in
support thereof aver as follows:
1. The instant cause of action stems from alleged injuries sustained by
Plaintiff Shirley Ogden on or about December 11, 1998, when she underwent a left
bunionectomy and second toe hammertoe surgery performed by Defendant Douglas A
Bream, DPM.
2. Plaintiff filed a Complaint in the above-captioned matter on or about
February 12, 2001.
3. Defendants Douglas A Bream and The Foot and Ankle Center filed their
Answer with New Matter on March 3, 2001.
4. On or about February 22, 2001 Defendants served written discovery on
Plaintiffs Counsel, including a Request for Production of Documents, a copy of which is
attached hereto as Exhibit "A"
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5. Request No.2 of Defendants' Request for Production of Documents seeks
copies of all x-ray films of Plaintiff's left foot.
6. Pursuant to Pa.R.C.P. 4009.12, Plaintiff was required to serve answers or
objections to Defendants' Request for Production of Documents within thirty (30) days
of service.
7. On April 28, 2001, Defendants received Plaintiff's Answers to Defendants'
Interrogatories Set I and II, as well as Plaintiff's response to request NO.1 of
Defendants' Request for Production of Documents.
8. To date, Plaintiff has responded to all discovery except Defendants'
request for x-ray films of Plaintiff's left foot.
9. Having received only partial responses to the Requests for Production of
Documents, the undersigned sent a letter to Plaintiff's counsel on June 12, 2001
requesting the status of Plaintiff's overdue discovery responses relative to copies of all
x-ray films of Plaintiff's left foot. A copy of the letter of June 12, 2001 is attached hereto
as Exhibit "B".
10. Receiving no response to the aforesaid letter of June 12, 2001, Exhibit "B"
hereto, the undersigned sent a follow-up letter dated September 18, 2001 to Plaintiff's
counsel reiterating the request for copies of all x-ray films of the Plaintiff's left foot. A
copy of the letter of September 18, 2001 is attached hereto as Exhibit "C".
11. Plaintiff has failed to respond to the aforementioned correspondence and
has also failed to completely and fully answer Defendants' discovery requests to date by
producing copies of all x-ray films of Plaintiff's left foot.
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12. Without receiving copies of the x-rays of Plaintiff's left foot and knowing
the nature and extent of Plaintiff's alleged injuries, Defendants are unable to properly
prepare the defense of this case, to evaluate the merits of the Complaint or to otherwise
dispose of this case. Thus, Defendants Douglas A. Bream and The Foot and Ankle
Center are prejudiced by Plaintiff's refusal to serve answers to Defendants' remaining
outstanding discovery requests.
13. All discovery sought by Defendants through the Request for Production of
Documents is relevant to the instant litigation.
14. Plaintiff Shirley Ogden has not filed an objection to the subject discovery,
nor has she sought a protective order related thereto.
15. Pa.R.C.P. 4019 (a) (viii) provides that upon motion of a party, the Court
can make an appropriate order when a party "fails to make discovery."
16. Consequently, Plaintiff should be compelled to provide complete answers
to Defendants' Request for Production of Documents, which include the production of all
x-rays of her left foot in support of her allegations against Defendants or suffer the
imposition of sanctions pursuant to Pennsylvania Rules of Civil Procedure 4019.
17. In addition to the foregoing, Plaintiff has identified two (2) out-of-state
health care providers who have treated and examined her left foot subsequent to the
surgical procedure performed by Defendant Dr. Bream which is the subject matter of
this litigation.
18. In the letter of September 18, 2001, Exhibit "C" hereto, the undersigned
provided Plaintiff's counsel with a written Medical Authorization to permit Defendants to
obtain copies of medical records from one of the out-of-state health care providers,
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Calvin S. Kibwe, DPM, and requested that Plaintiff sign the Authorization and return it to
the undersigned. Plaintiff has failed and refused to do so.
19. In addition, the letter of September 18, 2001, Exhibit "C" hereto, also
requested that Plaintiff provide the full names of two (2) health care providers, a Dr.
Mixon in Virginia and a Dr. Masters in Harrisburg, whose partial names had been
disclosed in Plaintiffs answers to interrogatories, in order that Defendants could obtain
medical records from those sources. Plaintiff has failed and refused to do so
WHEREFORE, Defendants Douglas A. Bream and The Foot and Ankle Center
respectfully request that this Honorable Court enter an Order directing Plaintiff to
provide Defendants with all x-ray films of her left foot in her possession so that copies
can be made or that she provide Defendants with copies thereof within 20 days. In
addition, Defendants further request that this Honorable Court enter an Order directing
Plaintiff to identify the full names of Dr. Mixon and Dr. Masters and to provide
Defendants with signed authorizations for the medical records of Drs. Kibwe, Mixon and
Masters within 20 days.
THOMAS, THOMAS & HAFER, LLP
~~
C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
(717) 255-7632
I.D. No. 06776
ATTORNEYS FOR DEFENDANTS
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SHIRLEY OGDEN,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 00-8523 CIVIL TERM
CIVIL ACTION - LAW
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
JURY TRIAL DEMANDED
REQUEST FOR PRODUCTION OF DOCUMENTS
TO PLAINTIFF - SET I
TO: Shirley Ogden
c/o Don Bailel' Esquire
4311 North 6 Street
Harrisburg, PA 17110
PLEASE TAKE NOTICE that pursuant to Rule 4009 of the Pennsylvania Rules of
Civil Procedure, you are hereby requested to produce for inspection, examination and
copying the following items at the offices of THOMAS, THOMAS & HAFER, LLP, 305
North Front Street, P.O. Box 999, Harrisburg, Pennsylvania, 17108 within thirty (30) days
of service of the Request:
1. Copies of all medical records relating to the care and treatment of your left
foot.
2. Copies of all x-ray films of your left foot.
If any document sought by this Request is withheld from production based upon a
claim of privilege, work product, or any other reason, Plaintiff shall identify each such
document in her response to this Request by stating the nature of the document, the date
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of its preparation and shall indicate the reason why its production is being withheld. This
request shall be deemed continuing and any response shall be supplemented upon
receipt of additional information.
THOMAS, THOMAS & HAFER, LLP
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C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
(717) 255-7632
I.D. No. 06776
ATTORNEYS FOR DEFENDANTS
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CERTIFICATE OF SERVICE
AND NOW, this 22nd day of February, 2001, I, C. KENT PRICE, ESQUIRE, for the
firm ofTHOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby certify that I
have this day served the within Request for Production of Documents to Plaintiff - Set I by
depositing a copy of the same in the United States Mail, postage prepaid, at Harrisburg,
Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
THOMAS, THOMAS & HAFER, LLP
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CKP@tthlaw.com
June 12, 2001
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
RE: Ogden v. Bream
No. 00-8523
Dear Don:
On or about February 22, 2001 I served you with a Request for Production of
Documents in the above matter. Subsequently, you did provide me with copies of
medical records in response to that request. However, you have not provided copies of
any x-ray films of your client's left foot and it is my understanding that she does have
original films in her possession.
Would you please consult with your client as to whether she does have x-ray
films in her possession and, if so, make arrangements to provide me with copies at your
earliest opportunity.
Sincerely yours,
THOMAS, THOMAS & HAFER, LLP
C. Kent Price
CKP/ves:118727,7
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September 18, 2001
Don Bailey, Esquire
4311 North 6th street
Harrisburg, PA. 17110
RE: Shirley Ogden v. Douglas Bream, DPM
Dear Don:
In your answers to Interrogatories in this matter you identified two health care
providers from Hampton, Virginia, namely Calvin S. Kibwe, DPM and a Dr. Mixon. I
have tried to obtain a complete name for Dr. Mixon but the telephone company in
Virginia has no such person at the address you provided. Would you kindly provide me
with more information regarding this provider so I can obtain copies of his records.
In order to obtain records from Dr. Kibwe, I have enclosed a Medical
Authorization with the request that it be signed by your client and returned to me. Of
course, I will see that you are provided with copies of any records I obtain by use of the
Authorization.
You did provide me with a letter from Dr. Kibwe dated November 28,2000
addressed to a Dr. Masters in Harrisburg, PA. I can find no reference to a Dr. Masters
in the Harrisburg telephone book. Would you please provide me with more specific
information regarding this Dr. Masters.
Finally, I served you with a Request for Production on or about February 22,
2001 which contained a request for copies of all x-rays of Ms. Ogden's left foot. I also
sent you a follow-up reminder in that regard on June 12, 2001. To date I have not
received a response from you, nor have I been provided with copies of those films. I
note in many of the medical records that the providers refer to the fact that Ms. Ogden
has brought films with her or that she took films with her when she left, so I have reason
to believe that she has x-ray films in her possession. If your client would drop the films
off at your office, I can make arrangements to have them picked up and copied
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Don Bailey, Esquire
September 18, 2001
Page 2
and then return the films to you immediately thereafter. I would like to accomplish this
within the next 14 days so we can move forward with depositions. I appreciate your
attention to these matters. Should you wish to discuss these matters further, please call
me at your earliest opportunity.
Sincerely yours,
THOMAS, THOMAS & HAFER, LLP
C. Kent Price
CKP/ves:118727,8
Enclosure
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CERTIFICATE OF SERVICE
AND NOW, this 18~ay of October, 2001, I, C. KENT PRICE, ESQUIRE, for the
firm of THOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby certify that I
have this day served the within Motion of Defendants Douglas A. Bream and The Foot and
Ankle Center to Compel Discovery Responses from Plaintiff by depositing a copy of the
same in the United States Mail, postage prepaid, at Harrisburg, Pennsylvania, addressed
to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
THOMAS, THOMAS & HAFER, LLP
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SHIRLEY OGDEN,
Plaintiff
v.
DOUGLAS A. BREAM
and THE FOOT AND
ANKLE CENTER,
Defendants
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IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYL VANIA
CIVIL ACTION - LAW
NO. 00-8523 CIVIL TERM
ORDER OF COURT
AND NOW, this 22nd day of January, 2002, upon consideration of Defendant's
Motion To Make Rule Absolute, the motion is granted, the Rule issued on October 29,
2001, is made absolute, and Plaintiff is directed to respond, without objections and in
verified form, to Defendants' discovery requests.
v&: Bailey, Esq.
4311 North Sixth Street
Harrisburg, PA 17110
Attorney for Plaintiff >
~ Kent Price, Esq.
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
Attorney for Defendants
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BY THE COURT,
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SHIRLEY OGDEN,
Plaintiff
IN THE COURT OF COMMON PLEAS
OF CUMBERLAND COUNIY
v.
NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
DEFENDANTS' MOTION TO MAKE RULE ABSOLUTE
1. Defendants filed a Motion to Compel Discovery Responses from Plaintiff
on or about October 18, 2001.
2. On October 29, 2001 the Honorable J. Wesley Oler, Jr. signed an Order
issuing a Rule upon Plaintiff to show cause why the relief requested by
Defendants should not be granted, said Rule being made returnable within 20
days of service. A copy of the aforesaid Order is attached hereto as Exhibit "A".
3. Defendants thereafter made service of the Rule upon Plaintiff's counsel of
record by Certified Mail on November 2,2001. A copy of the letter of transmittal
and Postal Service signature card evidencing service are attached hereto as
Exhibit "B".
4. By letter dated November 21, 2001 Plaintiff's counsel "responded" to the
Motion to Compel, indicating that the Plaintiff had no x-rays in her possession
and that she did not have telephone numbers of her doctors, which latter
information counsel considered irrelevant to the litigation. A copy of the
aforesaid letter is attached hereto as Exhibit "C".
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5. Plaintiff has not filed a response to the Rule issued by this Honorable
Court within 20 days of service thereof.
6. Plaintiff has not provided Defendants with the full names of Dr. Mixon and
Dr. Master, whose names appear in her medical records, as requested in the
Motion to Compel.
7. Plaintiff has not provided Defendants with signed authorizations which
would enable Defendants to obtain medical records, including x-ray films, from
Drs. Mixon, Kibwe and Master, the first two of whom practice medicine in Virginia
and, therefore, are not subject to a subpoena issued in Pennsylvania, as also
requested in the Motion to Compel.
8. Prior to filing the within Motion to Make Rule Absolute, Defendants made
one final effort to obtain the discovery requested, rather than involve the court,
by sending a letter to Plaintiff's counsel, dated December 17, 2001, enclosing yet
another medical authorization with the request that it be signed by the Plaintiff in
order that Defendants might obtain medical records and x-rays from Dr. Kibwe, a
podiatrist practicing in Virginia. A copy of the aforesaid letter is attached hereto
as Exhibit "D".
9. Despite the passage of more than 30 days since it was mailed, Plaintiff
has made no response to the aforesaid letter.
10. Defendants request that this Honorable Court make the Rule issued by
Judge Oler absolute for Plaintiff's failure to respond and impose sanctions upon
the Plaintiff for her continuing failure and refusal to permit Defendants to have
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access to medical records and x-rays that are relevant to the issues raised in this
matter and to which they are entitled.
WHEREFORE, Defendants Douglas Bream, DPM and The Ankle and Foot
Center request that this Honorable Court make the Rule previously issued
absolute, that it order Plaintiff to sign authorizations permitting Defendants to
obtain records from her treating health care providers, and that it impose such
sanctions as it deems appropriate, including the entry of judgment in
Defendants' favor.
THOMAS, THOMAS & HAFER, LLP
~~
C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA. 17108
(717) 255-7632
ATTORNEYS FOR DEFENDANTS
155483.1
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SHIRLEY OGDEN,
Plaintiff
IN THE COURT OF COMlvION PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
v.
CIVIL ACTION - LAW
DOUGLAS A. BREAM
and THE FOOT AND
ANKLE CENTER,
Defendant
NO. 00-8523 CIVIL TERM
ORDER OF COURT
AND NOW, this 29th day of October, 2001, upon consideration of the Motion of
Defendants Douglas A. Bream and the Foot and Ankle Center To Compel Discovery
Responses from Plaintiff, a Rule is hereby issued upon Plaintiff to show cause why the
relief requested should not be granted.
RULE RETURNABLE within 20 days of service.
BY THE COURT,
Don Bailey, Esq.
4311 North Sixth Street
Harrisburg, P A 17110
Attorney for Plaintiff
C. Koo.t Price, Esq.
iMNorth Front Street
A.o. Box 999
Han-isburg, PA 17108
Attorney for Defendants
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November 1, 2001
CERTIFIED MAIL
Don Bailey, Esquire
4311 North 6th street
Harrisburg, PA. 17110
RE: Shirley Ogden v. Douglas Bream, DPM
Dear Don:
I have enclosed a copy of a Rule issued by Judge Uhler in response to the
Motion to Compel Discovery that I had previously filed and served on behalf of my
clients in this matter.
Please note that the Rule is returnable within 20 days of service.
Sincerely yours,
THOMAS, THOMAS & HAFER, LLP
C. Kent Price
CKP/ves:118727.9
Enclosure
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CKP@tthlaw.com
December 17, 2001
Don Bailey, Esquire
4311 North 6th street
Harrisburg, PA. 17110
RE: Shirley Ogden v. Douglas Bream, DPM
Dear Don:
In my letter of September 18, 2001 to you regarding the above matter, I
enclosed a Medical Authorization with the request that it be signed by your client and
returned to me.
Inasmuch as I have not heard from you in that regard, I have enclosed another
Medical Authorization which will permit me to obtain medical records and x-ray films that
Dr. Kibwe may have in his possession. As you are aware, I am more than a little
interested in obtaining copies of all x-ray films and you have indicated in your letter of
November 21, 2001 that your client did transport x-ray films to the doctor in Virginia,
whom I believe would be Dr. Kibwe. Would you please have your client sign the
Authorization and return it to me as soon as possible so that I might follow up in
obtaining these records.
Sincerely yours,
THOMAS, THOMAS & HAFER, LLP
C. Kent Price
CKP/ves:118727.10
Enclosure
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CERTIFICATE OF SERVICE
AND NOW, this :21 ~y of January, 2002, I, C. KENT PRICE, ESQUIRE, for
the firm of THOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby
certify that I have this day served the within Defendants' Motion to Make Rule
Absolute by depositing a copy of the same in the United States Mail, postage
prepaid, at Harrisburg, Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
THOMAS, THOMAS & HAFER, LLP
(l~~
C. Kent Price, Esquire
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SHIRLEY OGDEN,
Plaintiff
v.
DOUGLAS A. BREAM
and THE FOOT AND
ANKLE CENTER,
Defendants
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IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYL VANIA
CIVIL ACTION - LAW
NO. 00-8523 CIVIL TERM
AMENDED ORDER OF COURT
AND NOW, this 1st day of February, 2002, the Order of Court previously entered
in this matter on January 22, 2002, is hereby amended to reflect that Plaintiff is directed
to respond, without objections and in verified form, to Defendants' discovery requests
within 30 days of January 22, 2002.
qfun Bailey, Esq.
4311 North Sixth Street
'Harrisburg, P A 1711 0
Attorney for Plaintiff
~Kent Price, Esq.
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
Attorney for Defendants
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BY THE COURT,
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PRAECIPE FOR LISTING CASE FOR ARGUMENT
(Must be typewritten and submitted in duplicate)
TO THE PROTHONOTARY OF CUMBERLAND COUNTY:
Please list the within matter for the next Argument Court.
CAPTION OF CASE
(entire caption must be stated in full)
SHIRLEY OGDEN,
(Plaintiff)
VS,
DOUGLAS A. BREAM and THE
FOOT AND ANKLE CENTER
(Defendant)
No. 00-8523 Civil 2000
1. State matter to be argued (i.e., plaintiff's motion for new trial,
defendant's demurrer to complaint, etc.): Motion for Sanctions of
Defendants, Douglas A. Bream and The Foot and Ankle Center
2. Identify counsel who will argue case:
(a) for plaintiff:
Address:
Don Bailey, Esquire
4311 North Sixth Street
Harrisburg, PA 17110
(b) for defendant: C. Kent Price, Esquire
Stephanie L. Hersperger, Esquire
Address: Thomas, Thomas & Hafer, LLP
305 N. Front St., P.O. Box 999
Harrisburg, PA 17108-0999
3. I will notify all parties in writing within two days that this case has
been listed for argument.
4.
Argument Court Date:
October 23, 2002
Dated:September 18, 2002
At ~~ .0- ..::J ?-t7.L -" -.. .~~
Attorneys for Defendant '
C. Kent Price, Esquire
Stephanie L. Hersperger, Esquire
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OCT 11 2002
SHIRLEY OGDEN,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. 00-8523 CNIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
: CNIL ACTION - LAW
: JURY TRIAL DEMANDED
BRIEF IN SUPPORT OF MOTION FOR SANCTIONS OF DEFENDANTS,
DOUGLAS A. BREAM AND THE FOOT AND ANKLE CENTER, DUE TO
PLAINTIFF'S FAILURE TO PROVIDE DISCOVERY RESPONSES IN
ACCORDANCE WITH THE COURT'S ORDER ISSUED ON FEBRUARY 1, 2002
AND NOW, Defendants, Douglas A. Bream and The Foot and Ankle Center, by and
through their attorneys, Thomas, Thomas & Hafer, LLP, submit the following Brief in support of
their Motion for Sanctions due to Plaintiffs failure to comply with this Court's Order issued on
February 1, 2002.
I. STATEMENT OF FACTS AND PROCEDURAL HISTORY:
Plaintiff, Shirley Ogden, instituted the instant medical malpractice suit by filing a Writ of
Summons, and then, on February 12, 2001, a Complaint. The instant cause of action stems from
alleged injuries sustained by Plaintiff, Shirley Ogden, on or about December 11, 1998, when she
underwent a left bunionectomy and second toe hammertoe surgery performed by Defendant
Douglas A. Bream, DPM. Defendants Douglas A. Bream and The Foot and Ankle Center filed
their Answer with New Matter on March 3, 2001.
On or about February 22, 2001 Defendants served written discovery on Plaintiff,
including Interrogatories and Request for Production of Documents. See Exhibits "A" and "B"
of Defendants' Motion for Sanctions. Request No.2 of Defendants' Request for Production of
Documents seeks copies of all x-ray films of Plaintiffs left foot. See Exhibit "B". The
Interrogatories and Request for Production of Documents further requested information
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regarding Plaintiffs other medical care providers and/or for medical records. See Exhibits "A"
and "B " ,
On April 28, 2001, Defendants received Plaintiffs Answers to Defendants'
Interrogatories Set I and II, as well as Plaintiffs response to request No. 1 of Defendants'
Request for Production of Documents. See Exhibit "c" of Defendants' Motion for Sanctions.
However, Plaintiff failed to provide Defendants with copies of the x-rays or with signed
authorizations which would enable Defendants to obtain x-rays directly from the medical care
providers. Plaintiff also failed to provide Defendants with the full names of Dr. Mixon and Dr.
Master, whose names appear in her medical records, and further failed to provide Defendants
with executed authorizations enabling Defendants to obtain medical records from Dr. Mixon, Dr.
Master and Calvin S. Kibwe, DPM.
After making several attempts to obtain the x-rays and information regarding Plaintiffs
medical care providers from Plaintiffs counsel without having to resort to Court intervention,
Defendants were forced to file a Motion to Compel on October 18,2001. See Exhibit "D" of
Defendants' Motion for Sanctions. On October 29,2001, the Honorable Court issued a Rule
upon Plaintiff to show cause why Defendants' Motion to Compel should not be granted; Plaintiff
was given twenty (20) days to respond to said Rule. See Exhibit "E" of Defendants' Motion for
Sanctions. Plaintiff failed to file a formal response to the Rule. However, via correspondence,
Counsel for Plaintiff indicated that Plaintiff did not have the x-rays in her possession and did not
know the telephone numbers of her physicians.
After attempting to again obtain authorizations from Plaintiff s counsel to obtain the x-
rays and other information from Plaintiffs treating physicians, but with no success, Defendants
filed a Motion to Make the Rule Absolute on or about January 22, 2002. See Exhibit "F" of
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Defendants' Motion for Sanctions, In their Motion to Make Rule Absolute, Defendants
requested that the Court make the rule previously issued absolute, that it order Plaintiff to sign
authorizations permitting Defendants to obtain records, including x -rays, from her treating
healthcare providers, and that it impose sanctions at it deemed appropriate, including entry of
judgment in Defendants' favor. See Exhibit "F".
Thereafter, on January 22,2002, Judge Oler entered an Order making its prior Rule
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absolute and directed Plaintiff to respond, without objections and in verified form, to
Defendants' outstanding discovery requests. See Exhibit "G" of Defendants' Motion for
Sanctions. On February 1, 2002, Judge Oler then issued an Amended Order in which he directed
Plaintiff to respond, without objections and in verified form to Defendants' discovery requests,
within thirty (30) days of January 22,2002: or by February 21,2002. See Exhibit "H" of
Defendants' Motion for Sanctions. The Amended Order differed from the original Order only in
that it set forth a specific time within which Plaintiff had to comply with the Court's Order.
To date, approximately 1 year and 8 months after this litigation has been instituted,
Defendants still have never received the requested x -rays or the information regarding Plaintiff s
medical care providers from Plaintiffs counsel. Defendants have been severally and irreparably
prejudiced by Plaintiffs continued failure to provide information which is necessary for
Defendants to prepare their defense, and therefore, Defendants file the instant Motion for
Sanctions.
II. STATEMENT OF OUESTION PRESENTED:
WHETHER THIS COURT SHOULD ENTER AN ORDER,
PURSUANT TO Pa. R.C.P. 4019, IMPOSING DISCOVERY
SANCTIONS UPON PLAINTIFF FOR HER CONTINUAL FAILURE
TO PROVIDE INFORMATION AND/OR DOCUMENTS
REQUESTED BY MOVING DEFENDANTS IN THEIR WRITTEN
DISCOVERY REQUESTS OR OTHERWISE COMPLY WITH IN ANY
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MANNER THE FEBRUARY 1, 2002 ORDER OF THIS
HONORABLE COURT.
(Suggested answer in the affirmative.)
III. DISCUSSION:
Pennsylvania Rule of Civil Procedure 4019 provides:
(a)(l) The court may, on motion, make an appropriate order if
(i) a party fails to serve answers, sufficient answers or objections to written
interrogatories under Rule 4005;
***
(iv) a party or an officer, or managing agent of a party or a person designated
under Rule 4007.1 (e) to be examined, after notice under Rule 4007.1, fails to
appear before the person who is to take the deposition;
* * *
(viii) a party or person otherwise fails to make discovery or to obey and order of
court respecting discovery.
(c) The court, when acting under subdivision (a) of this rule, may make
***
(2) an order refusing to allow the disobedient party to support or oppose
designated claims or defenses, or prohibiting such party from introducing in
evidence designated documents, things or testimony, or from introducing
evidence of physical or mental condition;
(3) on order striking out pleadings or parts thereof, or staying further proceedings
until the order is obeyed, or entering a judgment of non pros or by default against
the disobedient party or party advising the disobedience;
(4) an order imposing punishment for contempt, except that a party may not be
punished for contempt for a refusal to submit to a physical or mental examination
under Rule 4010;
(5) such order with regard to the failure to make discovery as is just.
See Pa. R.C.P. 4019. The imposition of sanctions for non-compliance with discovery under Pa.
R,C.P. 4019 is within the discretion ofthe trial court. Grunde v. Huff, 639 A.2d 1227, 1230 (pa.
Super. 1994). Rule 4019 requires that the Court select a punishment that fits the crime.
4
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In considering the imposition of sanctions, the Court must examme several factors.
Those factors are: I) the party's failure, in light of the prejudice caused to the opposing party,
and whether the prejudice can be cured; 2) willfulness or bad faith on the part of the party who
has failed to comply with a discovery order, i.e., the merits of the excuse for non-compliance; 3)
the number of discovery violations; and 4) the importance of precluded evidence in light of the
failure to comply with discovery. Id., quoting, Steinfurth v. LaManna, 404 Pa. Super. 384, 590
A.2d 1286, 1288-89 (1991). It also is important to note that each factor of this test "represents a
necessary consideration and not a necessary prerequisite. . .." Grandelli v. Methodist Hospital,
2001 Pa. Super. 155, 777 A.2d 1138, 1144 (2001) citing Croydon Plastics Co., Inc. v. Lower
Bucks Cooling & Heating, 698 A.2d 625,629 (Pa. Super. 1997), appeal denied, 553 Pa. 689, 717
A.2d 1028 (1998)(emphasis added).
As for the first factor, prejudice, the Defendants have been repeatedly prejudiced by the
delays occasioned by Plaintiffs continued failure to provide x-rays of her left foot and/or
authorizations for Defendants to obtain same. Plaintiff also has failed to provide the
identities/addresses of several of her healthcare providers, The withholding of this information
by Plaintiff is clearly prejudicial to Defendants since Plaintiff s very claim is that Defendants
were negligent in performing surgery on Plaintiffs left foot. Any x-rays and/or medical records
regarding Plaintiffs left foot obviously are both relevant and necessary for Defendants to
evaluate the merits of the case. The Defendants have also been prejudiced due to the expenses
necessitated by three Motionsl to attempt to have the Plaintiff comply with basic discovery
requirements.
1 Defendants have had to file a Motion to Compel, Motion to Make the Court's Rule Absolute and the instant
Motion for Sanctions.
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Importantly, Defendant, Dr. Bream, has been severally and irreparably prejudiced by
being subjected to the instant lawsuit for almost two years during which time he has been unable
to determine whether the suit has any merit or not since he has not had access to all the necessary
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medical information. During this almost two year period of time, Dr. Bream also has had to
identify the instant lawsuit as being outstanding when he applies for malpractice insurance,
despite the fact that the suit could be totally frivolous. Having to state on insurance applications
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that the instant lawsuit is outstanding, when it may not even have any factual or legal basis,
obviously is hannful to Dr. Bream in light of the difficulty physicians in Pennsylvania are having
in obtaining malpractice insurance. Having to identify outstanding lawsuit(s) when applying for
malpractice insurance increases the premiums requested or even the ability to obtain appropriate
insurance. Dr. Bream should not be required to be a party to a lawsuit in which the Plaintiff
As for the second factor, willfulness or bad faith on the part of the defaulting party, the
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continuously fails to provide necessary and requested discovery.
Court should examine the merits of the Plaintiffs excuse for failing to comply with discovery,
Frankly, the pattern of repeated failures to provide the requested information and the
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disobedience of this Court's prior Order over an extended period of time suggests some element
of willfulness or bad faith. Plaintiffs counsel has advised that Plaintiff did not have the x -rays in
her possession and did not know the telephone numbers of her physicians. Plaintiff could easily
have remedied the situation regarding her x -rays by providing signed authorizations to obtain the
x -rays from third parties if she is not in possession of same.
Moreover, if Plaintiff happens to argue that she does not know where her x-rays are
located at or the addresses/full names of her physicians, how are Defendants supposed to obtain
this information? Obviously, Plaintiff is in the best position to obtain this information and it is
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initial discovery request. Plaintiff then failed to respond to Defendants' Motion to Compel said
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discovery. Plaintiff subsequently failed to respond to the Court's Rule to Show Cause why
Defendant's Motion to Compel should not be granted. Plaintiff then failed to respond to
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Defendant's Motion to make Rule Absolute. Lastly, Plaintiff failed to respond to the Court's
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abuses are disapproved. 590 A.2d at 1288-89.
The final factor refers to the importance of the precluded evidence in light of the failure
to comply with discovery. At this point, the Defendants are seeking the drastic sanction of
dismissal. This is based on the repeated discovery violations and the failure to comply with a
Court Order. Defendants further seek the sanction of dismissal since the information requested
goes to the very heart of the instant medical malpractice case, i.e. the condition of Plaintiff s left
foot prior to and following the alleged surgery at issue. Simply ordering Plaintiff to produce the
requested information again is not a sanction at all. Moreover, Plaintiff has already been ordered
to produce said information and failed to do so. Another order compelling Plaintiff to provide
the requested information is therefore unlikely to invoke action on the part of Plaintiff. Thus,
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under the circumstances, i.e. almost two years after the instant medical malpractice suit was
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instituted, dismissal is appropriate.
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In addition to or in the alternative to dismissal, the Defendants believe that the Plaintiff
should be ordered to pay expenses incurred in preparing the instant Motion for Sanctions,
including the instant supporting Brief.
IV. CONCLUSION:
To date, Plaintiff has failed to comply with this Honorable Court's Amended Order
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requiring her to provide complete, verified answers, without objections. Specifically, Plaintiff
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has failed to provide Defendants with executed authorizations to obtain her x -rays and other
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medical records; Plaintiff also has failed to provide Defendants with the fun names of several of
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initial request for x-rays and medical records, in February of 2001, over one and a half years
prior to filing the instant Motion for Sanctions, Plaintiff has been deliberately and/or inexcusably
delaying the progression of this case by failing to provide the requested discovery, an of which
have caused irreparable harm to Defendants and their ability to defend the instant matter.
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Moreover, from Plaintiffs actions and/or inactions, which are clearly documented and
before this Court, it is apparent that Plaintiff has deliberately and/or consistently ignored and
disobeyed this Court's Rule to Show Cause why Defendants' Motion to Compel should not be
issued, and the Court's subsequent Order dated January 22, 2002, and the Court's Amended
Order dated February I, 2002, despite the fact that Pennsylvania Rule of Civil Procedure 4019
provide that sanctions may be warranted when a party fails to obey a Court's discovery Order.
Because of Plaintiffs continued, lengthy, deliberate and willful refusal to answer
discovery outstanding since March of 200 I, specifically by failing to provide copies of x -rays or
8
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medical records, or in the alternative, failing to provide executed Authorizations to obtain
Plaintiffs x-rays and medical records, and in failing to obey this Court's Order of January 22,
2002, and this Court's Amended Court of February I, 2002, as is demonstrated from the
documents before this Court, Defendants respectfully request that this Honorable Court enter a
,
,
"
judgment of non pros or default against Plaintiff. See Pa. R.C.P. 1019(c)(3).
In the alternative, Defendants would respectfully request that this Honorable Court enter
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an Order precluding Plaintiff from offering any evidence or testimony in support of her claims or
to oppose Defendants' defenses and for reasonable attorney fees for the preparation and filing of
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the instant Motion for Sanctions. See Pa. R.C.P. 10 I 9(c)(2).
WHEREFORE, Defendants, Douglas A. Bream and The Foot and Ankle Center,
respectfully request that this Honorable Court grant their Motion for Sanctions and enter the
Ii
attached-proposed Order.
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THOMAS, THOMAS & HAFER, LLP
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C. Kent Price, Esquire
LD. No. 06776
Stephanie 1. Hersperger, Esquire
LD. No. 78735
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
(717) 255-7632
ATTORNEYS FOR DEFENDANTS
: 185550.1
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SHIRLEY OGDEN,
Plaintiff
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. 00-8523 CNIL TERM
DOUGLAS A. BREAM and THE FOOT : CNIL ACTION - LAW
AND ANKLE CENTER,
Defendants : JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
AND NOW, this IOtA day of October, 2002, I, STEPHANIE HERSPERGER,
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ESQUIRE, for the firm of THOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby
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certify that I have this day served the within Brief in support of Motion for Sanctions of Defendants,
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Douglas A. Bream and The Foot and Ankle Center, by depositing a copy of the same in the United
States Mail, postage prepaid, at Harrisburg, Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
Attorney for Plaintiff
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THOMAS, THOMAS & HAFER, LLP
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Stephanie L. Hersperger, Esquire '
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OCT 11 2002
SHIRLEY OGDEN,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. 00-8523 CNIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
: CNIL ACTION - LAW
: JURY TRIAL DEMANDED
BRIEl? IN SUPPORT OF MOTION FOR SANCTIONS OF DEFENDANTS,
DOUGLAS A. BREAM AND THE FOOT AND ANKLE CENTER, DUE TO
PLAINTIFF'S FAILURE TO PROVIDE DISCOVERY RESPONSES IN
ACCORDANCE WITH THE COURT'S ORDER ISSUED ON FEBRUARY 1, 2002
AND NOW, Defendants, Douglas A. Bream and The Foot and Ankle Center, by and
through their attorneys, Thomas, Thomas & Hafer, LLP, submit the following Brief in support of
their Motion for Sanctions due to Plaintiffs failure to comply with this Court's Order issued on
February 1, 2002.
I. STATEMENT OF FACTS AND PROCEDURAL HISTORY:
Plaintiff, Shirley Ogden, instituted the instant medical malpractice suit by filing a Writ of
Summons, and then, on February 12, 2001, a Complaint. The instant cause of action stems from
alleged injuries sustained by Plaintiff, Shirley Ogden, on or about December 11, 1998, when she
underwent a left bunionectomy and second toe hammertoe surgery performed by Defendant
Douglas A. Bream, DPM. Defendants Douglas A. Bream and The Foot and Ankle Center filed
their Answer with New Matter on March 3,2001.
On or about February 22, 2001 Defendants served written discovery on Plaintiff,
including Interrogatories and Request for Production of Documents. See Exhibits "A" and "BOO
of Defendants' Motion for Sanctions. Request No.2 of Defendants' Request for Production of
Documents seeks copies of all x-ray films of Plaintiffs left foot. See Exhibit "BOO. The
Interrogatories and Request for Production of Documents further requested information
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regarding Plaintiffs other medical care providers and/or for medical records. See Exhibits "A"
and "B".
On April 28, 2001, Defendants received Plaintiff's Answers to Defendants'
Interrogatories Set I and II, as well as Plaintiff's response to request No. I of Defendants'
Request for Production of Documents, See Exhibit "c" of Defendants' Motion for Sanctions.
However, Plaintiff failed to provide Defendants with copies of the x-rays or with signed
authorizations which would enable Defendants to obtain x-rays directly from the medical care
providers. Plaintiff also failed to provide Defendants with the full names of Dr. Mixon and Dr.
Master, whose names appear in her medical records, and further failed to provide Defendants
with executed authorizations enabling Defendants to obtain medical records from Dr. Mixon, Dr.
Master and Calvin S. Kibwe, DPM.
After making several attempts to obtain the x-rays and information regarding Plaintiff's
medical care providers from Plaintiff's counsel without having to resort to Court intervention,
Defendants were forced to file a Motion to Compel on October 18, 2001. See Exhibit "D" of
Defendants' Motion for Sanctions, On October 29,2001, the Honorable Court issued a Rule
upon Plaintiff to show cause why Defendants' Motion to Compel should not be granted; Plaintiff
was given twenty (20) days to respond to said Rule, See Exhibit "E" of Defendants' Motion for
Sanctions. Plaintifffailed to file a formal response to the Rille. However, via correspondence,
Counsel for Plaintiff indicated that Plaintiff did not have the x-rays in her possession and did not
know the telephone numbers of her physicians.
After attempting to again obtain authorizations from Plaintiff's counsel to obtain the x-
rays and other information from Plaintiff's treating physicians, but with no success, Defendants
filed a Motion to Make the Rule Absolute on or about January 22, 2002. See Exhibit "F" of
2
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Defendants' Motion for Sanctions. In their Motion to Make Rule Absolute, Defendants
requested that the Court make the rule previously issued absolute, that it order Plaintiff to sign
authorizations permitting Defendants to obtain records, including x-rays, from her treating
healthcare providers, and that it impose sanctions at it deemed appropriate, including entry of
judgment in Defendants' favor. See Exhibit "F".
Thereafter, on January 22,2002, Judge Oler entered an Order making its prior Rule
absolute and directed Plaintiff to respond, without objections and in verified form, to
Defendants' outstanding discovery requests. See Exhibit "G" of Defendants' Motion for
Sanctions. On February 1, 2002, Judge Oler then issued an Amended Order in which he directed
Plaintiff to respond, without objections and in verified form to Defendants' discovery requests,
within thirty (30) days of January 22,2002, or by February 21,2002. See Exhibit "R" of
Defendants' Motion for Sanctions. The Amended Order differed from the original Order only in
that it set forth a specific time within which Plaintiffhad to comply with the Court's Order.
To date, approximately 1 year and 8 months after this litigation has been instituted,
Defendants still have never received the requested x-rays or the information regarding Plaintiffs
medical care providers from Plaintiffs counsel. Defendants have been severally and irreparably
prejudiced by Plaintiffs continued failure to provide information which is necessary for
Defendants to prepare their defense, and therefore, Defendants file the instant Motion for
Sanctions.
II. STATEMENT OF QUESTION PRESENTED:
WHETHER THIS COURT SHOULD ENTER AN ORDER,
PURSUANT TO Pa. R.C.P. 4019, IMPOSING DISCOVERY
SANCTIONS UPON PLAINTIFF FOR HER CONTINUAL FAILURE
TO PROVIDE INFORMATION AND/OR DOCUMENTS
REQUESTED BY MOVING DEFENDANTS IN THEIR WRITTEN
DISCOVERY REQUESTS OR OTHERWISE COMPLY WITH IN ANY
3
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MANNER THE FEBRUARY 1, 2002 ORDER OF THIS
HONORABLE COURT.
(Suggested answer in the affIrmative.)
III. DISCUSSION:
Pennsylvania Rule of Civil Procedure 4019 provides:
(a)(1) The court may, on motion, make an appropriate order if
(i) a party fails to serve answers, suffIcient answers or objections to written
interrogatories under Rule 4005;
***
(iv) a party or an offIcer, or managing agent of a party or a person designated
under Rule 4007.1 (e) to be examined, after notice under Rule 4007.1, fails to
appear before the person who is to take the deposition;
***
(viii) a party or person otherwise fails to make discovery or to obey and order of
court respecting discovery.
(c) The court, when acting under subdivision (a) of this rule, may make
***
(2) an order refusing to allow the disobedient party to support or oppose
designated claims or defenses, or prohibiting such party from introducing in
evidence designated documents, things or testimony, or from introducing
evidence of physical or mental condition;
(3) on order striking out pleadings or parts thereof, or staying further proceedings
until the order is obeyed, or entering a judgment of non pros or by default against
the disobedient party or party advising the disobedience;
(4) an order imposing punishment for contempt, except that a party may not be
punished for contempt for a refusal to submit to a physical or mental examination
under Rule 4010;
(5) such order with regard to the failure to make discovery as is just.
See Pa. R.C.P. 4019. The imposition of sanctions for non-compliance with discovery under Pa.
R.C.P. 4019 is within the discretion of the trial court. Grunde v. Huff, 639 A.2d 1227, 1230 (Pa.
Super. 1994). Rule 4019 requires that the Court select a punishment that fIts the crime.
4
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In considering the imposition of sanctions, the Court must examine several factors.
Those factors are: 1) the party's failure, in light of the prejudice caused to the opposing party,
and whether the prejudice can be cured; 2) willfulness or bad faith on the part of the party who
has failed to comply with a discovery order, i.e., the merits of the excuse for non-compliance; 3)
the number of discovery violations; and 4) the importance of precluded evidence in light of the
failure to comply with discovery. rd., Quoting, Steinfurth v. LaManna, 404 Pa. Super. 384, 590
A.2d 1286, 1288-89 (1991). It also is important to note that each factor of this test "represents a
necessary consideration and not a necessarv prerequisite. . .." Grandelli v. Methodist Hospital,
2001 Pa. Super. 155, 777 A.2d 1138, 1144 (2001) citing Crovdon Plastics Co., me, v. Lower
Bucks Cooling & Heating, 698 A.2d 625,629 (Pa. Super. 1997), appeal denied, 553 Pa. 689, 717
A.2d 1028 (1998)(emphasis added).
As for the first factor, prejudice, the Defendants have been repeatedly prejudiced by the
delays occasioned by Plaintiffs continued failure to provide x-rays of her left foot and/or
authorizations for Defendants to obtain same. Plaintiff also has failed to provide the
identities/addresses of several of her healthcare providers. The withholding of this information
by Plaintiff is clearly prejudicial to Defendants since Plaintiff s very claim is that Defendants
were negligent in performing surgery on Plaintiffs left foot. Any x-rays and/or medical records
regarding Plaintiff s left foot obviously are both relevant and necessary for Defendants to
evaluate the merits of the case. The Defendants have also been prejudiced due to the expenses
necessitated by three Motions1 to attempt to have the Plaintiff comply with basic discovery
requirements.
1 Defendants have had to file a Motion to Compel, Motion to Make the Court's Rnle Absolute and the instant
Motion for Sanctions.
5
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Importantly, Defendant, Dr. Bream, has been severally and irreparably prejudiced by
being subjected to the instant lawsuit for almost two years during which time he has been unable
to detennine whether the suit has any merit or not since he has not had access to all the necessary
medical infonnation. During this almost two year period of time, Dr. Bream also has had to
identify the instant lawsuit as being outstanding when he applies for malpractice insurance,
despite the fact that the suit could be totally frivolous. Having to state on insurance applications
that the instant lawsuit is outstanding, when it may not even have any factual or legal basis,
obviously is harmful to Dr. Bream in light of the difficulty physicians in Pennsylvania are having
in obtaining malpractice insurance. Having to identify outstanding lawsuit(s) when applying for
malpractice insurance increases the premiums requested or even the ability to obtain appropriate
insurance. Dr. Bream should not be required to be a party to a lawsuit in which the Plaintiff
continuously fails to provide necessary and requested discovery.
As for the second factor, willfulness or bad faith on the part of the defaulting party, the
Court should examine the merits of the Plaintiffs excuse for failing to comply with discovery,
Frankly, the pattern of repeated failures to provide the requested information and the
disobedience of this Court's prior Order over an extended period of time suggests some element
of willfulness or bad faith. Plaintiffs counsel has advised that Plaintiff did not have the x-rays in
her possession and did not know the telephone numbers of her physicians. Plaintiff could easily
have remedied the situation regarding her x-rays by providing signed authorizations to obtain the
x-rays from third parties if she is not in possession of same.
Moreover, if Plaintiff happens to argue that she does not know where her x-rays are
located at or the addresses/full names of her physicians, how are Defendants supposed to obtain
this information? Obviously, Plaintiff is in the best position to obtain this information and it is
6
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her burden to produce same. Counsel for Plaintiff has never even indicated what steps, if any, he
took in an attempt to locate the x-rays or information regarding the physicians. Plaintiffs
continued failure to provide the medical information necessary for Defendants to evaluate this
case certainly suggests some element of willfulness or bad faith. This is especially so in light of
the fact that there was a Court Order directing Plaintiff to produce this information and/or
documents.
The third factor is the number of discovery violations. Plaintiff failed to respond to the
initial discovery request. Plaintiff then failed to respond to Defendants' Motion to Compel said
discQvery. Plaintiff subsequently failed to respond to the Court's Rule to Show Cause why
Defendant's Motion to Compel should not be granted. Plaintiff then failed to respond to
Defendant's Motion to make Rule Absolute. Lastly, Plaintiff failed to respond to the Court's
Order compelling that she provide the requested information. Clearly, Plaintiff has engaged in
numerous discovery violations in this case. The Steinfurth case notes that repeated discovery
abuses are disapproved. 590 A.2d at 1288-89.
The final factor refers to the importance of the precluded evidence in light of the failure
to comply with discovery. At this point, the Defendants are seeking the drastic sanction of
dismissal. This is based on the repeated discovery violations and the failure to comply with a
Court Order. Defendants further seek the sanction of dismissal since the information requested
goes to the very heart of the instant medical malpractice case, i.e. the condition of Plaintiffs left
foot prior to and following the alleged surgery at issue. Simply ordering Plaintiff to produce the
requested information again is not a sanction at all. Moreover, Plaintiff has already been ordered
to produce said information and failed to do so. Another order compelling Plaintiff to provide
the requested information is therefore unlikely to invoke action on the part of Plaintiff. Thus,
7
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under the circumstances, i.e. almost two years after the instant medical malpractice suit was
instituted, dismissal is appropriate.
In addition to or in the alternative to dismissal, the Defendants believe that the Plaintiff
should be ordered to pay expenses incurred in preparing the instant Motion for Sanctions,
including the instant supporting Brief.
IV. CONCLUSION:
To date, Plaintiff has failed to comply with this Honorable Court's Amended Order
requiring her to provide complete, verified answers, without objections. Specifically, Plaintiff
has failed to provide Defendants with executed authorizations to obtain her x -rays and other
medical records; Plaintiff also has failed to provide Defendants with the full names of several of
her treating physicians. From the record before this Court, it is apparent that since Defendants'
initial request for x-rays and medical records, in February of 2001, over one and a half years
prior to filing the instant Motion for Sanctions, Plaintiff has been deliberately and/or inexcusably
delaying the progression of this case by failing to provide the requested discovery, all of which
have caused irreparable hann to Defendants and their ability to defend the instant matter.
Moreover, from Plaintiffs actions and/or inactions, which are clearly documented and
before this Court, it is apparent that Plaintiff has deliberately and/or consistently ignored and
disobeyed this Court's Rule to Show Cause why Defendants' Motion to Compel should not be
issued, and the Court's subsequent Order dated January 22, 2002, and the Court's Amended
Order dated February 1, 2002, despite the fact that Pennsylvania Rule of Civil Procedure 4019
provide that sanctions may be warranted when a party fails to obey a Court's discovery Order.
Because of Plaintiff s continued, lengthy, deliberate and willful refusal to answer
discovery outstanding since March of2001, specifically by failing to provide copies ofx-rays or
8
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medical records, or in the alternative, failing to provide executed Authorizations to obtain
Plaintiffs x-rays and medical records, and in failing to obey this Court's Order of January 22,
2002, and this Court's Amended Court of February 1, 2002, as is demonstrated from the
documents before this Court, Defendants respectfully request that this Honorable Court enter a
judgment of non pros or default against Plaintiff. See Pa. R.C.P. 1019(c)(3).
In the alternative, Defendants would respectfully request that this Honorable Court enter
an Order precluding Plaintiff from offering any evidence or testimony in support of her claims or
to oppose Defendants' defenses and for reasonable attorney fees for the preparation and filing of
the instant Motion for Sanctions. See Pa. R.C.P. 1019(c)(2).
WHEREFORE, Defendants, Douglas A. Bream and The Foot and Ankle Center,
respectfully request that this Honorable Court grant their Motion for Sanctions and enter the
attached-proposed Order.
THOMAS, THOMAS & HAFER, LLP
A~ha~n- -::? ?7'~€?/~
C. Kent Price, Esquire
I.D. No. 06776
Stephanie 1. Hersperger, Esquire
I.D. No. 78735
305 North Front Street
P.O. Box 999
Harrisburg, P A 17108
(717) 255-7632
ATTORNEYS FOR DEFENDANTS
: J 85550.1
9
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SHIRLEY OGDEN,
Plaintiff
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
: CIVIL ACTION - LAW
: JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
AND NOW, this Ie) fh day of October, 2002, I, STEPHANIE HERSPERGER,
ESQUIRE, for the firm of THOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby
certif'y that I have this day served the within Brief in support of Motion for Sanctions of Defendants,
Douglas A. Bream and The Foot and Ankle Center, by depositing a copy of the same in the United
States Mail, postage prepaid, at Harrisburg, Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
Attorney for Plaintiff
THOMAS, THOMAS & HAFER, LLP
/ft;?~- -2- '7~
Stephanie L. Hersperger, Esquire '
10
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ocr 11 2002
..
SHIRLEY OGDEN,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYL V ANlA
v.
: NO. 00-8523 CNIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
CNIL ACTION - LAW
JURY TRIAL DEMANDED
BRIEF IN SUPPORT OF MOTION FOR SANCTIONS OF DEFENDANTS,
DOUGLAS A. BREAM AND THE FOOT AND ANKLE CENTER, DUE TO
PLAINTIFF'S FAILURE TO PROVIDE DISCOVERY RESPONSES IN
ACCORDANCE WITH THE COURT'S ORDER ISSUED ON FEBRUARY 1,2002
AND NOW, Defendants, Douglas A. Bream and The Foot and Ankle Center, by and
through their attorneys, Thomas, Thomas & Hafer, LLP, submit the following Brief in support of
their Motion for Sanctions due to Plaintiffs failure to comply with this Court's Order issued on
February I, 2002.
I. STATEMENT OF FACTS AND PROCEDURAL HISTORY:
Plaintiff, Shirley Ogden, instituted the instant medical malpractice suit by filing a Writ of
Summons, and then, on February 12, 2001, a Complaint. The instant cause of action stems from
alleged injuries sustained by Plaintiff, Shirley Ogden, on or about December 11, 1998, when she
underwent a left bunionectomy and second toe hanunertoe surgery performed by Defendant
Douglas A. Bream, DPM. Defendants Douglas A. Bream and The Foot and Ankle Center filed
their Answer with New Matter on March 3,2001.
On or about February 22, 2001 Defendants served written discovery on Plaintiff,
including Interrogatories and Request for Production of Documents. See Exhibits "A" and "B"
of Defendants' Motion for Sanctions. Request No.2 of Defendants' Request for Production of
Documents seeks copies of all x-ray films of Plaintiffs left foot. See Exhibit "B". The
Interrogatories and Request for Production of Documents further requested information
E.lil""~~' -- ~ \, .- '
,
-,
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regarding Plaintiffs other medical care providers and/or for medical records. See Exhibits "A"
and "B".
On April 28, 2001, Defendants received Plaintiffs Answers to Defendants'
Interrogatories Set I and II, as well as Plaintiffs response to request No. I of Defendants'
Request for Production of Documents. See Exhibit "c" of Defendants' Motion for Sanctions.
However, Plaintiff failed to provide Defendants with copies of the x-rays or with signed
authorizations which would enable Defendants to obtain x-rays directly from the medical care
providers. Plaintiff also failed to provide Defendants with the full names of Dr. Mixon and Dr.
Master, whose names appear in her medical records, and further failed to provide Defendants
with executed authorizations enabling Defendants to obtain medical records from Dr. Mixon, Dr.
Master and Calvin S. Kibwe, DPM.
After making several attempts to obtain the x -rays and information regarding Plaintiff s
medical care providers from Plaintiff s counsel without having to resort to Court intervention,
Defendants were forced to file a Motion to Compel on October 18, 2001. See Exhibit "D" of
Defendants' Motion for Sanctions. On October 29,2001, the Honorable Court issued a Rule
upon Plaintiff to show cause why Defendants' Motion to Compel should not be granted; Plaintiff
was given twenty (20) days to respond to said Rule. See Exhibit "E" of Defendants' Motion for
Sanctions. Plaintiff failed to file a formal response to the Rule. However, via correspondence,
Counsel for Plaintiff indicated that Plaintiff did not have the x -rays in her possession and did not
know the telephone numbers of her physicians.
After attempting to again obtain authorizations from Plaintiff s counsel to obtain the x-
rays and other information from Plaintiffs treating physicians, but with no success, Defendants
filed a Motion to Make the Rule Absolute on or about January 22, 2002. See Exhibit "F" of
2
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Defendants' Motion for Sanctions. In their Motion to Make Rule Absolute, Defendants
requested that the Court make the rule previously issued absolute, that it order Plaintiff to sign
authorizations permitting Defendants to obtain records, including x-rays, from her treating
healthcare providers, and that it impose sanctions at it deemed appropriate, including entry of
judgment in Defendants' favor. See Exhibit "F".
Thereafter, on January 22,2002, Judge Oler entered an Order making its prior Rule
absolute and directed Plaintiff to respond, without objections and in verified form, to
Defendants' outstanding discovery requests. See Exhibit "G" of Defendants' Motion for
Sanctions. On February I, 2002, Judge Oler then issued an Amended Order in which he directed
Plaintiff to respond, without objections and in verified form to Defendants' discovery requests,
within thirty (30) days of January 22, 2002, or by February 21, 2002. See Exhibit "H" of
Defendants' Motion for Sanctions. The Amended Order differed from the original Order only in
that it set forth a specific time within which Plaintiff had to comply with the Court's Order.
To date, approximately 1 year and 8 months after this litigation has been instituted,
Defendants still have never received the requested x -rays or the information regarding Plaintiff s
medical care providers from Plaintiffs counsel. Defendants have been severally and irreparably
prejudiced by Plaintiffs continued failure to provide information which is necessary for
Defendants to prepare their defense, and therefore, Defendants file the instant Motion for
Sanctions.
II. STATEMENT OF QUESTION PRESENTED:
WHETHER THIS COURT SHOULD ENTER AN ORDER,
PURSUANT TO Pa. R.C.P. 4019, IMPOSING DISCOVERY
SANCTIONS UPON PLAINTIFF FOR HER CONTINUAL FAILURE
TO PROVIDE INFORMATION AND/ORDOCUMENTS
REQUESTED BY MOVING DEFENDANTS IN THEIR WRITTEN
DISCOVERY REQUESTS OR OTHERWISE COMPLY WITH IN ANY
3
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MANNER THE FEBRUARY 1, 2002 ORDER OF THIS
HONORABLE COURT.
(Suggested answer in the affirmative.)
III. DISCUSSION:
Pennsylvania Rule of Civil Procedure 4019 provides:
(a)(I) The court may, on motion, make an appropriate order if
(i) a party fails to serve answers, sufficient answers or obj ections to written
interrogatories under Rule 4005;
***
(iv) a party or an officer, or managing agent of a party or a person designated
under Rule 4007.1(e) to be examined, after notice under Rule 4007.1, fails to
appear before the person who is to take the deposition;
***
(viii) a party or person otherwise fails to make discovery or to obey and order of
court respecting discovery.
(c) The court, when acting under subdivision (a) of this rule, may make
***
(2) an order refusing to allow the disobedient party to support or oppose
designated claims or defenses, or prohibiting such party from introducing in
evidence designated documents, things or testimony, or from introducing
evidence of physical or mental condition;
(3) on order striking out pleadings or parts thereof, or staying further proceedings
until the order is obeyed, or entering a judgment of non pros or by default against
the disobedient party or party advising the disobedience;
(4) an order imposing punishment for contempt, except that a party may not be
punished for contempt for a refusal to submit to a physical or mental examination
under Rule 4010;
(5) such order with regard to the failure to make discovery as is just.
See Pa. R.C.P. 4019. The imposition of sanctions for non-compliance with discovery under Pa.
R.C.P. 4019 is within the discretion of the trial court. Grunde v. Huff, 639 A.2d 1227, 1230 (Pa.
Super. 1994). Rule 4019 requires that the Court select a punishment that fits the crime.
4
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In considering the imposition of sanctions, the Court must examine several factors.
Those factors are: 1) the party's failure, in light of the prejudice caused to the opposing party,
and whether the prejudice can be cured; 2) willfulness or bad faith on the part of the party who
has failed to comply with a discovery order, i.e., the merits of the excuse for non-compliance; 3)
the number of discovery violations; and 4) the importance of precluded evidence in light of the
failure to comply with discovery. Id., quoting, Steinfurth v. LaManna, 404 Pa. Super. 384, 590
A.2d 1286, 1288-89 (1991). It also is important to note that each factor of this test "represents a
necessary consideration and not a necessarv prerequisite. . . ." Grandelli v. Methodist Hospital,
2001 Pa. Super. 155, 777 A.2d 1138, 1144 (2001) citing Crovdon Plastics Co.. Inc. v. Lower
Bucks Cooling & Heating, 698 A.2d 625, 629 (Pa. Super. 1997), appeal denied, 553 Pa. 689, 717
A.2d 1028 (1998)(emphasis added).
As for the first factor, prejudice, the Defendants have been repeatedly prejudiced by the
delays occasioned by Plaintiffs continued failure to provide x-rays of her left foot and/or
authorizations for Defendants to obtain same. Plaintiff also has failed to provide the
identities/addresses of several of her healthcare providers. The withholding of this information
by Plaintiff is clearly prejudicial to Defendants since Plaintiff s very claim is that Defendants
were negligent in performing surgery on Plaintiffs left foot. Any x-rays and/or medical records
regarding Plaintiff s left foot obviously are both relevant and necessary for Defendants to
evaluate the merits of the case. The Defendants have also been prejudiced due to the expenses
necessitated by three Motionsl to attempt to have the Plaintiff comply with basic discovery
requirements.
1 Defendants have had to file a Motion to Compel, Motion to Make the Court's Rule Absolute aod the instant
Motion for Saoetions.
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Importantly, Defendant, Dr. Bream, has been severally and irreparably prejudiced by
being subjected to the instant lawsuit for almost two years during which time he has been unable
to determine whether the suit has any merit or not since he has not had access to all the necessary
medical information. During this almost two year period of time, Dr. Bream also has had to
identifY the instant lawsuit as being outstanding when he applies for malpractice insurance,
despite the fact that the suit could be totally frivolous. Having to state on insurance applications
that the instant lawsuit is outstanding, when it may not even have any factual or legal basis,
obviously is harmful to Dr. Bream in light of the difficulty physicians in Pennsylvania are having
in obtaining malpractice insurance. Having to identify outstanding lawsuit(s) when applying for
malpractice insurance increases the premiums requested or even the ability to obtain appropriate
insurance. Dr. Bream should not be required to be a party to a lawsuit in which the Plaintiff
continuously fails to provide necessary and requested discovery.
As for the second factor, willfulness or bad faith on the part of the defaulting party, the
Court should examine the merits of the Plaintiffs excuse for failing to comply with discovery.
Frankly, the pattern of repeated failures to provide the requested information and the
disobedience of this Court's prior Order over an extended period of time suggests some element
of willfulness or bad faith. Plaintiff s counsel has advised that Plaintiff did not have the x -rays in
her possession and did not know the telephone numbers of her physicians. Plaintiff could easily
have remedied the situation regarding her x -rays by providing signed authorizations to obtain the
x-rays from third parties if she is not in possession of same.
Moreover, if Plaintiff happens to argue that she does not know where her x-rays are
located at or the addresses/full names of her physicians, how are Defendants supposed to obtain
this information? Obviously, Plaintiff is in the best position to obtain this information and it is
6
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her burden to produce same. Counsel for Plaintiff has never even indicated what steps, if any, he
took in an attempt to locate the x -rays or information regarding the physicians. Plaintiff s
continued failure to provide the medical information necessary for Defendants to evaluate this
case certainly suggests some element of willfulness or bad faith. This is especially so in light of
the fact that there was a Court Order directing Plaintiff to produce this information and/or
documents.
The third factor is the number of discovery violations. Plaintiff failed to respond to the
initial discovery request. Plaintiff then failed to respond to Defendants' Motion to Compel said
discovery. Plaintiff subsequently failed to respond to the Court's Rule to Show Cause why
Defendant's Motion to Compel shonld not be granted. Plaintiff then failed to respond to
Defendant's Motion to make Rule Absolute. Lastly, Plaintiff failed to respond to the Court's
Order compelling that she provide the requested information. Clearly, Plaintiff has engaged in
numerous discovery violations in this case. The Steinfurth case notes that repeated discovery
abuses are disapproved. 590 A.2d at 1288-89.
The fmal factor refers to the importance of the precluded evidence in light of the failure
to comply with discovery. At this point, the Defendants are seeking the drastic sanction of
dismissal. This is based on the repeated discovery violations and the failure to comply with a
Court Order. Defendants further seek the sanction of dismissal since the information requested
goes to the very heart of the instant medical malpractice case, i.e. the condition of Plaintiff s left
foot prior to and fOllowing the alleged surgery at issue. Simply ordering Plaintiff to produce the
requested information again is not a sanction at all. Moreover, Plaintiff has already been ordered
to produce said information and failed to do so. Another order compelling Plaintiff to provide
the requested information is therefore unlikely to invoke action on the part of Plaintiff. Thus,
7
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under the circumstances, i.e. almost two years after the instant medical malpractice suit was
instituted, dismissal is appropriate.
In addition to or in the alternative to dismissal, the Defendants believe that the Plaintiff
should be ordered to pay expenses incurred in preparing the instant Motion for Sanctions,
including the instant supporting Brief.
IV. CONCLUSION:
To date, Plaintiff has failed to comply with this Honorable Court's Amended Order
requiring her to provide complete, verified answers, without objections. Specifically, Plaintiff
has failed to provide Defendants with executed authorizations to obtain her x-rays and other
medical records; Plaintiff also has failed to provide Defendants with the full names of several of
her treating physicians. From the record before this Court, it is apparent that since Defendants'
initial request for x-rays and medical records, in February of 2001, over one and a half years
prior to filing the instant Motion for Sanctions, Plaintiff has been deliberately and/or inexcusably
delaying the progression of this case by failing to provide the requested discovery, all of which
have caused irreparable harm to Defendants and their ability to defend the instant matter.
Moreover, from Plaintiffs actions and/or inactions, which are clearly documented and
before this Court, it is apparent that Plaintiff has deliberately and/or consistently ignored and
disobeyed this Court's Rule to Show Cause why Defendants' Motion to Compel should not be
issued, and the Court's subsequent Order dated January 22, 2002, and the Court's Amended
Order dated February 1, 2002, despite the fact that Pennsylvania Rule of Civil Procedure 4019
provide that sanctions may be warranted when a party fails to obey a Court's discovery Order.
Because of Plaintiff s continued, lengthy, deliberate and willful refusal to answer
discovery outstanding since March of 2001, specifically by failing to provide copies of x -rays or
8
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medical records, or in the alternative, failing to provide executed Authorizations to obtain
Plaintiffs x-rays and medical records, and in failing to obey this Court's Order of January 22,
2002, and this Court's Amended Court of February 1, 2002, as is demonstrated from the
documents before this Court, Defendants respectfully request that this Honorable Court enter a
judgment of non pros or default against Plaintiff. See Pa. R.C.P. 1019(c)(3).
In the alternative, Defendants would respectfully request that this Honorable Court enter
an Order precluding Plaintiff from offering any evidence or testimony in support of her claims or
to oppose Defendants' defenses and for reasonable attomey fees for the preparation and filing of
the instant Motion for Sanctions. See Pa. R.C.P. 1019(c)(2).
WHEREFORE, Defendants, Douglas A. Bream and The Foot and Ankle Center,
respectfully request that this Honorable Court grant their Motion for Sanctions and enter the
attached-proposed Order.
THOMAS, THOMAS & HAFER, LLP
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C. Kent Price, Esquire
LD. No. 06776
Stephanie L. Hersperger, Esquire
LD. No. 78735
305 North Front Street
. P.O. Box 999
Harrisburg,PA 17108
(717) 255-7632
ATTORNEYS FOR DEFENDANTS
: 185550.1
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SHIRLEY OGDEN,
Plaintiff
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. 00-8523 CNIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
: CNIL ACTION - LAW
: JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
AND NOW, this lOrn day of October, 2002, I, STEPHANIE HERSPERGER,
ESQUIRE, for the firm of THOMAS, THOMAS & HAFER, LLP, attorneys for Defendants, hereby
certifY that I have this day served the within Brief in support of Motion for Sanctions of Defendants,
Douglas A. Bream and The Foot and Ankle Center, by depositing a copy of the same in the United
States Mail, postage prepaid, at Harrisburg, Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
Attorney for Plaintiff
THOMAS, THOMAS & HAFER, LLP
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Stephanie L. Hersperger, Esquire
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SHIRLEY OGDEN,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
v.
CIVIL ACTION - LAW
DOUGLAS A. BREAM
and THE FOOT AND
ANKLE CENTER,
Defendants
NO. 00-8523 CIVIL TERM
IN RE:
MOTION FOR SANCTIONS
ORDER OF COURT
AND NOW, this 15th day of November, 2002, upon
consideration of Defendants' Motion for Sanctions, and following
a proceeding in chambers of the undersigned judge in which
Plaintiff was represented by Don Bailey, Esquire, and Defendants
were represented by C. Kent Price, Esquire, it is ordered and
directed that within 14 days of today's date Plaintiff provide
to Defendants' counsel (a) a valid authorization for release of
all medical records of Plaintiff, including X-rays, in the
possession of Calvin S. Kibwe, DPM, of the Ambulatory Foot &
Ankle Center in Hampton, Virginia or (b) all X-rays taken or
reviewed at any time with regard to her foot by Defendant,
Douglas A. Bream, Dr. Miller (of Harrisburg), Dr. Green (of
Harrisburg), or Dr. Kibwe.
In the event that this order is not
timely complied with, the Court will grant a Motion for Judgment
of NonPros filed on behalf of Defendants.
It appears to the Court that the delay which has
been occasioned in the prosecution of this case from the date of
Defendants' discovery request to the present time would not be
fairly attributed to the Defendants for purposes of delay
damages, but no ruling on that issue is being made at this time.
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/ Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
For the Plaintiff
I C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
For the Defendants
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SHIRLEY OGDEN,
Plaintiff
v.
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
: NO. 00-8523 CIVIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
: CNIL ACTION - LAW
: JURY TRIAL DEMANDED
ORDER OF COlJRT
AND NOW, this (. ~ay of December, 2002, upon consideration of Defendants'
Motion for Judgment of Non Pros based upon Plaintiffs failure to comply with the Court's
Order of November 15, 2002, it is hereby ORDERED AND DECREED that judgment of non
pros is entered in favor of Defendants Douglas A. Bream and The Foot and Ankle Center and
against Plaintiff Shirley Ogden in this matter.
By the Court,
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NO. 00-8523 CIVIL TERM
JURY TRIAL DEMANDED
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DEFENDANTS' MOTION FOR JUDGMENT OF NON PROS
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1. On November 15, 2002 the Honorable J. Wesley Oler, Jr. issued an Order, in response to
Defendants' Motion for Sanctions, directing the Plaintiff within 14 days thereof to provide
Defendants' counsel with either (a) a valid authorization for release of all medical records of
Plaintiff, including x-rays, in the possession of Calvin S. Kibwe, DPM of the Ambulatory Foot &
Ankle Center in Hampton, Virginia, or (b) all x-rays taken or reviewed at any time with regard
Plaintiffs foot by Defendant Douglas A. Bream, DPM, Dr. Miller, Dr. Green or Dr. Kibwe.
2. The last day to comply with the aforesaid Order was Friday, November 29, 2002. The
first business day following the expiration ofthe last day to comply with the aforesaid Order was
Monday, December 2, 2002.
3. The aforesaid Order further provided that the Court would grant a Motion for Judgment
of Non Pros in the event that Plaintiff should fail to comply with the terms and conditions thereof
within the time period provided therein.
4. As of the date [Tuesday, December 3,2002] and time of filing the within Motion for
Judgment of Non Pros, Plaintiff has failed to comply with the terms and conditions ofthe
aforesaid Order, and, in fact, the undersigned counsel for Defendants has not received any
correspondence, telephone calls, FAXes, E-mails or any other communications from Plaintiff or
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her counsel regarding the aforesaid Order since the time of the hearing in chambers on
Defendants' Motion for Sanctions on November 15, 2002.
WHEREFORE, Defendants Douglas A. Bream and The Foot and Ankle Center
respectfully request that this Honorable Court enter judgment of non pros in their favor for
Plaintiffs failure to comply with the terms and conditions of the Court's Order of November 15,
2002.
THOMAS, THOMAS & HAFER, LLP
Cl-~J~
C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, P A. 171 08
(717) 255-7632
ATTORNEYS FOR DEFENDANTS
213094.1
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SHIRLEY OGDEN,
Plaintiff
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYL V ANlA
v.
: NO. 00-8523 CNIL TERM
DOUGLAS A. BREAM and THE FOOT
AND ANKLE CENTER,
Defendants
: CNIL ACTION - LAW
: JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
AND NOW, this 3rd day of December, 2002, I, C. KENT PRICE, ESQUIRE, for the fIrm
of THOMAS, THOMAS & HAFER, LLP, attomeys for Defendants, hereby certifY that I have
this day served the within Motion for Judgment of Non Pros on behalf of Defendants Douglas A.
Bream and The Foot and Ankle Center by depositing a copy of the same in the United States
Mail, postage prepaid, at Harrisburg, Pennsylvania, addressed to:
Don Bailey, Esquire
4311 North 6th Street
Harrisburg, PA 17110
Attorney for Plaintiff
THOMAS, THOMAS & HAFER, LLP
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c. Kent Price, Esquire