HomeMy WebLinkAbout99-00479
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alleged contractual obligation that Plaintiff claims is in
breach was an obligation incurred by Hutch Construction, Inc,
and not James Hutchison, individually. A true and correct
copy of the Defendant's Answer, Together with New Matter is
attached hereto and is marked as Exhibit "A".
3, Notwithstanding the fact that Plaintiff knew or
should have known that its claim is really against Hutch
Construction, Inc. and not James Hutchison, individually,
especially since documents which were attached to the
Defendant's New Matter clearly establish this fact, Plaintiff
continues to pursue its claim against the Defendant.
4. On July 1, 1999 Hutch Construction, Inc. filed for
relief under Chapter 7 of the United States Bankruptcy Code at
Docket No, 1-,99-02876. Consequently the automatic stay
provisions, as set forth in ~362(a) (1) of the Bankruptcy Code
are now in full force and effect. A true and correct copy of
Hutch Construction Inc.'s Petition is attached hereto and is
marked as Exhibit "B".
5. On or about July 23, 1999, Defendants counsel filed
a Suggestion of Stay with the Cumberland County Prothonotary
2
WHEREFORE, Defendant, James Hutchison, t/d/b/a Hutch
Construction respectfully request that this Honorable Court
enter judgment in his favor and against the Plaintiff and
dismiss the Plaintiff's Complaint with prejudice, and further
award Defendant all such other relief as is proper and just
including reasonable counsel fees and costs.
Respectfully submitted,
CUNNINGHAM & CHERNICOFF, P.C.
Date: March 3, 1999
By ~;;;'; "'~ l"'I\,,~L!~'.l'NlI<H-fA.o.J\'
Paige M~cdonald'Matthes, Esquire
LD. #66266
2320 North Second Street
P.O. Box 60457
Harrisburg, PA 17106-0457
(717) 238-6570
(Attorneys for Defendants)
msm\docs\answers\hucchcon.6
10
CERTIFICATE OF SERVICE
I, Paige Macdonald-Matthes, Esquire, do hereby certify
that a true and correct copy of the Answer to Complaint,
together with New Matter in the above-captioned matter was
placed in the United States Mail, certified mail, postage
prepaid in Harrisburg, Pennsylvania on March 9, 1999, on the
following:
Michael L. Bangs, Esquire
302 South 18th Street
Camp Hill, Pa 17011
(Attorneys for Plaintiff)
Respectfully submitted,
CUNNINGHAM & CHERNICOFF, P.C.
Date: March 9, 1999
By: K ~ J.\'Vl..t'ritXv- O~ - I'n!IJ.J'h,0-0
Paige Macdonald-Matthes, Esquire
I.D. #66266
2320 North Second Street
P.O. Box 60457
Harrisburg, PA 17106-0457
(717) 238-6570
(Attorneys for Defendant)
11
ORDERED BY:
Hutch Construction, Inc.
P.O. Box 7
Mechanicsburg, PA 17055
Purchase 'Order
.,'....'t..' 1 .,:,. -,.',.,
Purchase Order No
, 3643-91'
Date Issued
9/21/98
To:,
HEMPT BROTHERS
205 CREEK ROAD
PO BOX 278
CAMP HILL, PA 17011
Ship To:
Foster
Good Thru
10/21/98
Ship Via
Account No.
Tenns
Net Due
1138
I lIem DeScription Quantity Unit Price Extension
!
I Garage Concrete
I'- I
I I
I I
i I
I ,
I I
I i
I
I
I
,
;
I I
I
I
. 0.00;
TOTAL
:
Authorized Signature
.. .... ...
"---"'-' ...
.".
ORDERED BY:
Hutch Construction, Inc.
P.O. Box 7
Mechanicsburg, PA 17055
:;;jJ;,\ .:.
'~~'/".'"
,'Y. '
.... ......
'.. ......
~ChA~~ prd~r
...ifi .
Purchase Order No.
3643-91
Date Issued
9/21/98
To:,
HEMPT BROTHERS
205 CREEK ROAD
PO BOX 278
CAMP HILL, PA 17011
Ship To:
Foster
. Good Thru
10/21/98
Ship Via
Account No.
Tenns
Net Due
1138
Item DescriDlion Quanlitv Unit Price Extension
Garage Concrete
r
I
I
I
!
!
r
,
,
r ,
i I
,
I
TOTAL o.o~
Authorized Signature
ORDERED BY:
Hutch Construction, Inc.
P.O. Box 7
Mechanicsburg, PA 17055
. ..~:.'
. ,
Purch~e Order
.., ":'./~ \'
Purchase Order No
3636-825'
Date Issued
9/8198
To:.
HEMPT BROTHERS
205 CREEK ROAD
PO BOX 278
CAMP HILL, PA 17011
Ship To:
YOUNG
Good Thru
10/8/98
Ship Via
Account No.
Tenns
Net Due
1138
. Item Descrintion Duantilv Unit Price Extension I
Sidewalk Concrete I
i
I
I
I
I
I
I
,
:
I
I
I i
I
I
I
,
,
TOTAL 0.00
AuUlorized Signature
(Offtct.t.l'orm I) (W'i'I71 w..c OtOU". Roc.hePIf, t(1
Name or OeblOf' (If lIlodMd~I, flf\W I..uC. F'...... MIdd'tI:
IWTCII CO/lSTRUCTIO/l, I/lC.,
. Pann3ylv.nl. Corpor.tlon
All Oll1er Names used by the O<lblor in the lasl6 Y"'"
~h.de ",.med, mlidetl, and ndI M/NII):
/lO/IB
Name of Joint O<lbtor (SoouM11UoI....... -I:
^' ,
,,' . "... ."J .. .,:'"
~'~'.',-,:~:.... '.......: 'c" ',-J:~J
FORM III
United States Bankruptcy Court
HIDDLJ: Dlstrlct of Pl:NNSYLVlINIA
All Other Names used by the Joint Debtor in the Iaot 6 y....
~ndude rnam.d. INMMtl, .rod ~ 1'\1"""'):
Soc. See.lrax 1.0. No. (If rroot.lNn 01'oO. "IIIIIQ:
25-1598689
Street Addre"" 01 Oebter (No,. so.... Clly,..... &Z;pCodoI:
414 SOU'I'll :fORK STREET
Il.!:AR ENTRAHC8
HECHA/lrCSBlJRG PA 170555
CcunIy of Roaldenee or of the
Prinel t Place of Business: ct1MllBRLAND
Mamng Addross of O<lbtor (1__ __~
P.O, BOX 7
HECHA/lrCSBlJRG PA 17055
Soc. SecJTax1.D. No. (I"""..............,~:
Street Address of Joint Debt'" (No.. so.... Clly....... ZIp Codol:
County of Reoidence 0< of tho
Prlncl Piece of BlJIIMu:
Mailing Addnlaa of JoInl Deblor ,-- --~
Location of Principal Auet. of Buslneaa Debtor
(II difl'erlf'lt!rom IttMt add,... aheM): ~
1-99 -0287 5
~~.,..-.-.~.~.."~........ "";s'.~"'-~""" ""''''....'''..,...,..."..''........''''''...:.... ., .... . '. '"' ,,,,,,,,..
j;H J"':'f:7'~;?7=~i...y:'!'W:I-.,1 :~ ~'{i;-~ffi~'.:O:,:iv?':.1.r;t';Ii!;:'i~~{.':."~~';i~"'~:"""""" ,...:, '.~,;
."JJ..~!t"~..'u.! ~""'...."'.~",~\'i\,,,.c;SJ-:<,~"''' {,l~" '-':.7..J.t.,.l'>: ~.. "l-';l,,,,....,?,~,',,{:'"< ,., '" ~\"I" ,~., ".'': ' .. . ~, ;": . . . , 'I' ", ^~:;
Venua (Check any appflC3b1e box)
1&1 Deblor has been domiciled or has had . residence, principal place of business. or principal assets In this Dislricl fo< 1 eo days immed1alely
preceding the date of this petition 0< fer .Icnger port of such 1 eo days than In .ny ether District. .
o There is a bankruptcy case conceming doblllf'. aflirlale, gene<aJ partner, 0< partnership pending in this District.
Typ" 01 O<lbtor (Chock.n box.. thai apply) Chapter or Section 01 Bankruptcy Code Under Which
o Individual(.) 0 Railroad the PaUIJon Ia Flied (Chock one box)
1&1 Corporation 0 Stccldl<oker ~ Chapter 7 0 Chapter 11 0 Chapter 13
o Partnership 0 Ccmmc<flty Broker 0 Chapter 9 0 Chapter 12
o Olher 0 See, 304 . c.... ancillary to foreign proceeding
Nature of O<l~ (Check one bex)
o CcnslJmerlNon-Buslnosa Il5I Business
Chapter 11 Small Buslnesa (Check aD bcxea thai apply)
o Debtor;'. sman~asdefinedln 11 U.S.C.S 101
o Debler is and eIec1s to be c:onaiderod . amaJI busineaa unclet
11 U.S,C, S 1121(e}(Optlonaij
Filing FH (Check one box)
I8l Fun Filing Fee attac:hed
o Ring Fee to be paid In InalaIlmenIlI (AppIlcabIe to 1ndIvIduaIs only)
Mual atIach algned appIIcalIcn fer lhe COL<1'a conaIderallcn
certifying thai the debtor 10 lrolIbIe to pay fee SY.Cepl1n inalaIIments,
Rule l006(b). See 0flIclaI Form No.3.
StaUstlcaUAdmlnlstraUyelnforinallon (Eslimat.. only)
o Debter estim.tes that funds will be available (or cflStribution to unsecured ctecf~ors,
1&1 Debtor eslimat.. th.t, aft... any exempt property is excluded and adminislraliYe expenses
paid. there will be no funds available for distrilxJtion to unseclJred cred~ors.
l)-IIS SPACe IS FOR COURT USE Otl.Y
Estim.ted Number of Cred~ors '.15 ,..... 50-00 ,co.1QQ ~ 1~
0 0 Il5I 0 0 0
Estimated Asset.
I<l~ S50,001 10 S100.0011D $.5CQ,C01lD S1,COJ,001i) 110,CXXl.OO'1D S50,CXXl.OO1Io ..........
$Sl,CXXl S100,CX:O ~.CXXl S1/T1iIDon S10m'lIlon S50 miUlon S' 00 mdion 1100 million
~ 0 0 0 0 0 0 0
FILED Harrisburg, R
TIMeLSI. A.M. .M
a18
Por
Estimated Debt.
150.00110
StOO,COO
s.soo,OO1lo
Sl""""'"
110.COJ,OOtlo S5Q,CXXl,001 '10
$50 tr'MrO\ It 00 I'!'llI1on
o
RELIEF ORDERED
"
'.
Page 3
1ST CASE of Level I priOled in FULL fonnat.
LAMAR A. MCCARTNEY, Appellant v. INTEGRA NATIONAL BANK NORTH, Successor 10
McDOWELL NATIONAL BANK; GARY J. GAERTNER, U.S. TRUSTEE, Ap~lIee
No. 96.3023
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
1997 U.S. App. LEXIS 2199
October 24, 1996, Argued
February 11, 1997, Opinion Filed
PRIOR HISTORY: (01) ON APPEAL FROM THE
UNITED STATES DISTRICT COURr FOR THE
WESTERN DISTRICT OF PENNSYLVANIA. (D.C.
No. 94-i:v-00984).
DISPOSmON: Mfirmed.
COUNSEL: Donald R, CaIaiaro (Argued), CaIaiaro,
Corbett and Bow~r, 1105 Grant Building, Pittsburgh,
Pa. 15219, Counsel for Appellant.
P. Raymond Bartholomew (Argued), 701 North
Hermitage Road, Hermitage, Pa. 16148, Counsel for
Appellee Integra National Bank, Sucessor to McDowell
National Bank.
William R Pineo, 764 Park Drive, P.O. Box 598,
Meadville, Pa. 16335, Counsel for Chapter 7 Trustee,
For McCartney.
JUDGES: BEFORE: STAPLETON and NYGAARD,
CIRCUIT JUDGES AND MAZZONE, District Judge,
o STAPLETON, J., concurring.
· The Honorable A. David Mazzone, Senior District
Judge for the District of Massachusetts sitting by des.
ignation.
OPlNIONBY: Nygaard
OPINION: Nygaard, Circuit Judge:
The district coUrt affirmed a bankruptcy court's order
denying a motion for summary judgmeot on an objec-
tion debtor-appellant Lamar McCartney filed to Integra
National Bank's proof of claim. McCanney argues on
appeal that the banlaupccy coUrt erred by not discharging
the debt he owes to Integra. We will affirm.
1.
The facts are undisputed. On September 26, 1989,
Integra loaned $ 80,000 (02) to Lamar's Restawant
& Lounge, Inc., which was guar.mteed by the Small
Business Administration. As security for the loan,
Lamar's granted Integra a first mortgage on Lamar's
corporate property. McCartney guaranteed the loan to
Lamar's by granting Integra a seeood mortgage lien on
land owned by him individually.
In May 1992, McCartney filed a voluntary petition un-
der Chapter 13 of the Bankruptcy Code. He then filed
a motion to sell Lamar's corporale property. At the
conclusion of the sale hearing, McCartney's Amended
Plan for Reorganization was adopted as an Interim Plan,
pending a status report. The parties and the coUrt
agreed at the sale hearing that Integra, acting with the
SBA, would put Lamar's corporate property through
a sheriff's sale to determine what deficiency, if any,
McCartney, as guarantor of Lamar's loan, owed to
Integra.
Fearing that the sheriff's sale would not occur until
after the bar date in McCanney's bankruptcy proceed-
ing, Integra filed Proof of Claim No. 6 in the amount
of$ 38,564.66 against McCartney's individual property
pledged as collateral for Lamar's loan. The state coUrt
subsequently sold Lamar's corporale property. Integra
purchased Lamar's corporate [03) property at the sale
for costs and taxes. Integra then resold the property and
agreed to modify its proof of claim to show a deficiency
of $ 29,638.14 plus interest and attorney's fees.
Almost ten months later, McCartney filed an objec.
tion to Integra's proof of claim, asserting that Integra's
claim on Lamar's underlying debt was satisfied as a
1997 U.S, App. LEXIS 2199, .3
Page 4
lIIaller of law because Imegra failed to file a petitioll
to fix the fair markel value of the propeny within
six months of the sheriffs s.ue as required under the
Pennsylvania Deficiency Judgment Act, 42 Pa.C.S,A.
~ 8103. 80th panies filed cross-motions for summary
judgmellt. which the bankruptcy coun denied. n I
nl On April 12, 1994, the bankruptcy court heard
argument on the valuation of l.1mar's property sold
at the sheriffs sale. On May 3,1994. the coun de.
termined that the value of the Lamar's propeny was
$ 20.000 and directed Integra to recalculate its defi.
ciency claim based on this value, On July 20, 1994,
the bankruptcy court convened the Debtor's Chapter
13 case to a Chapter 7 case. Since then, the Chapter
7 Trustee has sold some of McCartney's other prop-
eny and applied the net proceeds to the debt owed to
Integra. As a result, it appears that the balance due
Integra has been reduced to $ 4,379.88 plus interest
and additional attorney's fees.
[.41
II.
On appeal, McCartney assens that the bankruptcy
coun erred by concluding that the aUlomatic stay pro-
vision of the 8ankruptcy Code, 1/ U,S.c. 9362, pre.
c1uded Integra from complying with the requirements of
the DJA. More specifically. McCartney maintains that
the automatic stay applies only 10 actions commenced
against McCartney himself, and therefore, the stay im-
posed in his bankruptcy did not prevent Integra from
seeking a deficiency judgment against Lamar's within
the time permitted under the DJA. Since Integra failed
to file a petition in state court to fix the fair market value
of Lamar's corporate propeny within six months of the
sheriffs sale, McCartney argues, Integra's claim against
Lamar's is deemed released and satisfied as a matter of
law. As a consequence, McCanney contends that he,
as guarantor, is also discharged from any deficiency re-
maining on Integra's loan to Lamar's, Thus, McCartney
concludes, Proof of Claim No.6 tiled by Integra in his
bankruptcy should be stricken.
III.
Under Pennsylvania law, every judgmen~creditor who
forces real estate to be sold in an execution sale must
comply with the DJA to protect its claim to any unpaid
balance remaining [.51 after the sale. 42 Pa.C.S.A. 9
8103. Under the DJA, the judgment creditor has six
months after the debtor's collateral is sold in which to
petition the court to fix the fair market value of the real
propeny, 42 Pa.C.S,A. ~ 5522(b), Failure to file a
petition widlin this lime period 'creates au irrebuttable
presumption that the creditor was paid iu full in kind.'
1l1/1ey Trust Co. of Palmyra v. Lapitsky, 339Pa. Super.
177, 488 A,2d 608, 61/ (Pa. Super. Ct. /985). This
presumption selVes to discharge all panies either directly
or indirectly liable to the judgment creditor for pay.
ment of the debt, including guarantors. 42 Pa.C.S.A. ~
8103(d): see also Commonwealth Oankand Trust Co. v.
Hemsley, 395 Pa. S/lper. 447, 577 A,2d 627, 631 (pa.
Super. Ct.). allac. denied, 583 A.2d 793 (Pa. 1990).
Significantly, to comply with the requirements of the
DJA, the judgment creditor must either (I) name in the
petition, or (2) give notice to, any 'debtor, obligor, guar-
antor, mongagor, and any other person directly or indi.
rectly liable to the judgment creditor for the payment of
the debt' 42 Pa.C.S.A. 9 8103(b). Default on this no-
tice requirement discharges all personalliabiliry to the
judgment creditor for panies neither [.6J setved with
notice nor named in the petition. Id.
It is undisputed that Integra has never filed a petition
in Slate court to fix the fair market value of Lamar's
propeny sold at the sheriffs sale. Under normal cir.
cumstances, failing to file a petition would discharge
whatever remaining debt Lamar's owed to Integra,
Moreover, Integra's failure to meet the statutory re-
quirements of the DJA would also normally discharge
McCartney's guarantee of Lamar's debt because, as a
matter of law, there is no underlying debt owing to
Integra.
This case, however, does not present a normal situation
where the DJA can be applied by its literal terms. As
the bankruptcy court rightly noted, when McCartney
filed for bankruptcy, the automatic stay provision of
I1 U.S.C, ~ 362(a) was triggered and effectively pre-
cluded Integra from state court actions of any type
against McCartney, Consequently, McCartney cannot
use Integra's failure to comply with the DJA to avoid
the proof of claim Integra filed against him.
Section 362(a) of the Code operates to stay
,.. (I) the commencement or continuation, including the
issuance or employment of process, ofajudicial, admin.
istrative, or [.7] other action or proceeding against the
debtor that was or could have been commenced before
. the commencement of the case under this title, or to re-
cover a claim against the debtor that arose before the
commencement of the case under this title. . . .
II U.S,C. 9 362(a)( I) (1996). The automatic stay serves
several purposes. The stay gives a debtor a breathing
spell from creditors by stopping all collection effons
-.. ....- ~ . ....... ~ l
1997 U.S, App. LEX IS 2199, "7
Page S
and all foreclosure actions. Maritime Elec. Co.. Inc.
v. Unlled Jersey Bank, 959 F.2d ll94, 1204 (3d Cir.
1991) (citalion omiued). [n chis respect, the SlaY per-
mits the debtor to attempt a repayment or reorganizalion
plan; or it simply relieves che debtor of che financial
pressures that drove him into bankruptcy. Id. 011204.
The stay also protects creditors by preventing panicu-
lar creditors from acling unilaterally to obtain paymeut
from a debtur to che detriment of other creditors. Id.
(citalion omiued).
Although the scope of che automalic Stay is broad,
the clear language of section 362(a) stays actions only
against a "debtor. " Id. (citing Association Of SI. Croix
Condominium Owners v. SI, Croix HOlel Corp" 682
F.2d 446, 448 (3d Clf. 1982)). [OS) As a consequence,
"it is universally acknowledged that an automatic Slay
of proceedings accorded by ~ 362 may not be invoked
by entities such as sureties. guarantors, co-obligors, or
ochers wich a similar legal or factual nexus to che. .
. debtor." 959 F.2d 1194 01 1205 (quoting Lynch v.
Johns-Manville Sales Corp., 710 F.2d 1194, ll96-97
(61h Clf. 1983)); see also United SillIes v. Dos Cab=
Corp., 995 F.2d 1486, 1491.93 (9th Clr. 1993) (hold-
ing that Slay does not preclude government from pursu-
ing deficiency judgment against nondebtor cosignors of
promissory note); Croyden Associales v. Alleco, Inc.,
969 F.2d 675, 677 (81h Clf. 1992) (refusing to extend
Slay to claims against solvent codefendants), cert. de-
nied sub nom, Harry and Jeanette Poeinberg Fowuiation,
Inc. v. Croyden Associates, 507 U.S. 908, 122 L. Ed.
2d 650, 113 S. Ct. 1251 (1993); Credit Alliance Corp,
v. Wj[[lams, 851 F.2d 119. 121-22 (4th Clr. 1988) (en.
forcing a default judgment entered against a nondebtor
guarantor of a note during che pendency of che corpo-
rate obligor's bankruptcy). As one court has reasoned,
a primary rationale for refusing to extend che automatic
Slay to nonbankrupt third panies is to insure that credi.
tors obtain (09) "che protection chey sought and received
when chey required a third parry to guaranty che debt. "
Credit Alliance, 851 F.2d at 121; accord In re F.T.L..
Inc., 152 Bankr. 61, 63 (Bankr. E. D. Ill. 1993).
This prohibition. however, has been liberalized in a
number of cases where courts have applied che automatic
Slay protection to nondebtor third panies. Relying on
A.H. Robins Co.. Inc. v. Piccinln, 788 F.2d 994, 999
(4th Cir.), cert. denied. 479 U.S. 876, 93 L. Ed. 2d 177,
107 S.CI. 251 (1986), chese coUrtS have extended the
automatic Slay to nonbankrupt codefendants in "unusual
circumstances." As the case law demonstrates, coUrtS
have found "unusual circumstances' where 'chere is such
identity between the debtor and the third-pany defendant
that che debtor may be said to be the real pany defendant
and chat ajudgment against the third-pany defendant will
in effect be a judgment or finding against the debtor.'
788 F.2d 01999 (relying on both the automalic Slay pro,
vision and che bankruptcy court's equilable powers un-
der 11 U.S. C. ~ 105 to enjoin actions against nondeblor
codefendants in che Dalkon Shield products liability lit-
igation because of che potential impact on che eSlate and
the availability [OIOJ of insurance proceeds to satisfy
the Claims); see also, In re American Film Technologies,
Inc., 175 Bankr. 847, 855 (Bankr. D. Del. 1994) (Slay-
ing prosecution of wrongful discharge claims against for-
mer and present directors of debtor corporation because
of debtor's indemnification obligations and its possible
exposure to collateral estoppel prejudice); In re Fomily
Health Services, Inc., 105 Bankr. 937. 942-43 (Bankr.
C. D. Col. 1989) (slaying collection actions against
nondebtor members of debtor HMO because judgments
against nondebtors would trigger claims for indemnifi-
cation from che debtor HMO).
CoUrtS have also extended the Slay to nondebtor third
parties where Slay protection is essential to che deblor's
efforts of reorganization. See, e.g., In re i.azJJrus
Burman Associates. 161 Bonier. 891, 899-900 (Bankr.
E. D. N. Y. 1993) (enjoining guaranty actions against
nondebtor principals of debtor pannerships because
principals were che only persons who could effectively
formulate, fund, and carry out debtors' plans of reorga-
nization); In re Sleven P. Nelson, 140 Bankr. 814, 816-
17 (Bankr. M. D. Fla. 1992) (enjoining actions against
nondebtor guarantor of debtor [OIIJ corporation's obli-
gations where guarantor was president of debtor and
president's services, eXpertise and attention were essen.
tial to che reorganization of che debtor); see also, Paul
H. Deutch, Expanding The Automatic Slay: Protecting
Nondebtors In Single Asset Bankruptcies, 2 Am. BankT'.
1nst, L. Rev. 453 (1994),
Here, McCanney argues that the automatic Slay onlyoapplied to him in his individual capacity, not to Lamar's,
As such, he maintains that Integra was not Slayed from
pursuing a deficiency judgment in Slate court against
Lamar's, as required under the DJA. In response, Integra
concedes that under normal circumstances the automatic'
stay does not preclude creditors from pursuing cheir
right to payment from nondebtnr third panies. Indeed,
Integra notes that, acting in compliance wich this gen-
eral rule, it pursued Lamar's to foreclosure and sheriffs
sale. However, Integra asserts that it could nOI have pro-
ceeded any funher against Lamar's to obtain a deficiency
judgment because it would have been required under the
terms of the DJA to name McCanney as a respondent in
che petition and thereby violate the automatic Slay pro-
tecting him. The bankruptcy court found IDlegra's [OI2J
.
1997 U.S. App. LEXIS 2199, .12
Page 6
argumelH 10 be persuasive and reasoned thaI permitting
IlIlegra 10 name Mr.Canney in a deficiency judgmeOl ac-
tion in Slale coun at the same time lbat bis bankruplcy
case was pending would defeat lbe purpose of ~ 362 to
cenlralize all prebankruptcy civil claims against a debtor
in lbe bankruptcy coun. In re McCartney, 165 Bankr.
18, 21 (Bankr. IV, D. Fa. 1994).
We agree. Ie is undisputed that, bad Integra sought
a deficiency judgmeOl against Lamar's, it would have
been required under the DJA to name McCanney as
a respondeOl in ilS petition or risk discbarging him as
loan guarantor. It is also undisputed that, bad IOlegra
named McCanney as a respondeOl in a deficiency action
against Lamar's, it would have clearly violated the au-
tomatic stay in place in his bankruptcy. Moreover, it is
clear that following the sheriffs sale, Lamar's, as a cor-
porate eOlity, no longer had any asselS. Consequently,
McCanney, as guarantor. would have been liable for
satisfying any deficiency judgment claim assened by
Integra. Simply Slated, there was no way for Integra
to pursue a deficiency jUdgmeOl action against Lamar's
and to protect ilS right to satisfaction of Lamar's debt
wilbout involving (.13] McCanney in the process.
Given McCanney's necessary panicipation in any de-
ficiency judgment action initiated by IOlegra against
Lamar's in Slale coun, we find that the bankruptcy court
properly concluded that the automatic stay extended to
enjoin Integra from complying with the requirements
of the DJA. This case falls squarely under the "un-
usual circurnslallces" exception as developed in A.H.
Robins and its progeny: any deficiency judgment re-
covery from Lamar's would have necessarily impacted
upon McCanney's estate. Indeed, because McCartney,
as guarantor, was secondarily liable for any deficiency
entered against Lamar's, and Lamar's, folloWing the
foreclosure and sheriffs sale, had 00 assets, McCartney
would have been the real party defendant in a deficiency
judgmeOl action by Integra against Lamar's. Any defi-
ciency judgment entered against Lamar's would have op-
erated as ajudgment or finding against him; an outcome
clearly in tension with the purposes of the automatic
Slay, Accordingly, IOlegra was slayed from pursuing a
deficiency jUdgment action against lbe nondebtor third
pany Lamar's because McCanney was, in essence, the
real pany in interest.
IV.
Assuming, arguendo, [.14J that lbe automatic stay
precluded IOlegra from pursuing a deficiency judgmeOl
action in Slale coun, McCanney assens that Integra
should have sougbt relief from lbe automatic stay to
allow it 10 name both Lamar's and McCanney in a defi.
cieocy judgment petition. This same argumeOl was con-
sidered and rejected in In re Wilkins, 150 Bankr. 127
(Bankr. M. D. Fa. 1992), an opinion we find instruc.
tive.
In Wilkins, lbe creditor sought relief from an auto.
matic Slay to commence a deficiency judgment action
under the DJA against both the debtor and nondebtor
obligors. The co un denied the creditor's motion for two
primary reasons. First, lbe court held thatlJ US.C. ~
100(c) specifically extends the six-monlb limilation pe_
riod for deficiency jUdgmeOl actions under 42 Pa.C.S.A.
~ 5522(b). n2 Id. ar128. Thus, contrary to the cred-
iror's argument, the Wilkins coun found no urgency
that the debtor's Obligation to the creditor would be dis-
charged unless the creditor received relief from stay and
filed a deficiency petition within the six mooth limitation
period. Second, the court noted that the deficiency is-
sues were likely to be settled in the bankruptcy court and
consequeOlly, (.15] there was 00 reason for the debtor
to defeod litigation in state court that could be settled
in the bankruptcy forum. Id. at 128-29, In this re-
spect, the court expressed its concern that the debtor
not be "burdened by litigation and resulting legal fees if
unnecessary at this time. " Id. ar129. n3
n2 Section 108(c) of the Bankruptcy Code reads,
in peninent pan:
If applicable nonbankruptcy law. . . fixes a pe_
riod for commencing or continuing a civil action in
a court other than a bankruptcy court on a claim
against the debtor,. . . and such period has not
expired before the date of the filing of the petition,
then such period does not expire until the later of-
(I) the end of such period, including any suspension
of such period occurring on or after the commence-
meOl of the case; or
(2) 30 days after notice of the termination or expira-
tion of the Slay under section 362 , . . with respect
to such claim.
n3 The court also held that the creditor must com-
mence a deficiency judgment action against the non-
debtor obligors within the six-month limitation pe_
riod permitted by state law. Wilkins, 150 Bankr.
at 128. Significantly, however, the coun expressly
noted that pennitting the creditor to proceed against
the ooodebtor obligors would have 00 impact upon
the deblor's deficieocy liability, and that the assets of
the ooodebtors could be collected without risk of dis-
chargiog the deblor pursuant to the DJA. Id. Thus,
1997 U,S. App. LEXIS 2199,0'5
Page 7
unlike tlle present case, tlle Wilkins court found no
.unusual circumstances. that would warrant extend-
ing the automatic stay 10 the nondebtor obligors.
[0161
We agree with the Wilkins court thaI debtors should
not be burdened by state court liligation when deficiency
judgment actions impacting upon the debtor's estaie can
be settled in the bankruptcy forum. Indeed, to per-
mit state court deficiency judgment actions involving
the debtor to proceed when they can be adjudicated in
the bankruptcy court is 10 do violence 10 the purposes
of the automatic stay. As discussed earlier, by central.
izing all pre bankruptcy civil claims against a debtor in
the bankruptcy court, the debtor is granted a "breath-
ing spell" during which he is relieved of the financial
pressures that drove him 10 bankruptcy. Maritime, 959
F. 2d at 1204. The centralization of all claims in the
bankruptcy court also permits the assets of the debtor's
estate 10 be marshaled for distribution 10 creditors in
an orderly and equitable fashion. Id. (citation omit-
ted). These benefits of the automatic stay could not be
achieved if credilors are permitted relief from stay to
pursue state court deficiency judgment actions impact-
ing on the estate of the deblor. Debtors would be forced .
to expend valuable time, energy and resources defending
against state court litigation that [017J could be settled
directly in the bankruplcy court. n4
n4 We note also that considerations of judicial
economy weigh against granting creditors relief from
stay to pursue state court deficiency judgment actions
that impact upon the estate of the debtor and could
be settled in the bankruptcy court. Indeed, the time,
energy and resources of the courts are no less valu-
able commodities to preserve when it is possible to
litigate a claim in one forum instead of two.
Moreover, we fail to see how McCanney was harmed
by Integra's failure to seek relief from the automatic stay.
As the record clearly demonstrates, the bankruptcy court
held a valuation hearing and heard argument concerning
the fair market, value of Lamar's property sold at the
sheriffs sale. The court subsequently entered an order
finding the value of Lamar's property 10 be $ 20,000
and directing Integra to recalculate its deficiency claim
based on that value. Thus. the bankruptcy court af-
forded McCanney an opportunity to present evidence
and testimony [018] at a hearing specifically convened
to determine the fair market value of the property sold at
the sheri ff s sale. This is precisely the same opportunity
10 be heard that McCanney would have beeo granted
in a state court deficiency judgment action commenced
under the DJA. See 42 Pa.C.S.A, !l8103(c)(4). In ad.
ditioo, the bankruptcy court's determination of the fair
market value of the Lamar's property resulted in a de-
crease in the deficiency claim owing to Integra, fur-
ther demonstrating that McCartney was not harmed by
Integra's failure to seek relief from the stay. Insofar as
McCartney would have us find that he was prejudiced
by his inability fully 10 escape liability for his guaranty,
as may have been possible under the DJA, we decline to
do so. We will nOI transmogrify the DJA into a means
for guarantors to escape liability from their guaranties.
oS Accordingly, we conclude that none of McCartney's
substantive rights were prejudiced by Integra's failure
to seek lelief from the automatic stay.
oS See Fidelity Bank, N.A. v. Bourge" 444 lb.
Super. 52, 663 A.2d 213, 214 (lb. Super. Ct,
/995). alloc. denied, 670 A.2d 142 (lb. /996),
holding that the purpose of the Deficiency Judgment
Act is
to relieve a debtor of further persooalliability to the
creditor, if the real property taken by the creditor on
an execution has a "fair market value", [sic] as of
the dare of the execution sale, sufficient so that the
creditor may dispose of the property 10 others (or
even, sometimes, use it himself) without a net loss
to the credilor[.]
(citations and internal quotations omitted) (emphasis
added).
[019]
V.
In his finaI argumenl, McCartney asserts that the
bankruptcy court erred by holding that II U.S. C. Ii
/08(c) operated to suspend the limitations period for
initialing a deficiency judgment action in state court
pursuant to the DJA. Because we have already deter-
mined that Integra was stayed from pursuing a deficiency
judgment action in state court against either Lamar's or
McCartney, we need not decide this issue. Nonetheless,
we note parenthetically that the Pennsylvania Superior
Court has unequivocaIJy held that, under II U.S. c, Ii
/08(c)(2), the six month limitation period for the filing
of a deficiency petition pursuant to the DJA does not
expire until thirty days after notice of the termination of
the automatic stay, Citizens National Bank of Evans City
v, Gold, 439 lb. Super, 254, 653 A.2d J245, /247-48
(lb. Super. Ct. /995) (citing Willcins); accord /n re
C-K. Smith, /92 Bankr. 397, 399-400 (Bankr. W. D.
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\ I PHONE 717)737.3411 FAX (717)761.5019
InVOICo No Dille or InvOice
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. CRUSHED STONE
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. TRANSIT MIXED
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. ASPHALT PAVING
& MATERIALS
TERMS:
Planl Locallons:
205 Creok Ad.
Soulh F'ont 51.
5S Locusl Poinl R.D.
Camp Hill, Pa
S100110n, Pa
Mocllanlcsburg, Pa
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TICKET
NUMBER
3057485
PROD
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QUAlITITY
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ORDERED BY:
Hutch Construction, Inc.
P.O. Box 7
Mechanicsburg, PA 17055
Purchase Order
, " . 'J
PurChase Order No,
3643-91
Dale Issued
9/21/98
To:.
HEMPT BROTHERS
205 CREEK ROAD
PO BOX 278
CAMP HILL, PA 17011
Ship To:
Foster
Good Thru
10/21/98
Ship Via
Account No.
Terms
Net Due
1138
Item DescriDtion Ouantitv Unit Price Extension
Garage Concrete
I
,
,
I
TOTAL 0.00
Authorized Signature
.,
Purchas~ Order
, .,' ~~. ",
Purchase Order No.
3643-91
ORDERED BY:
Hutch Construction, Inc.
P.O. Box 7
Mechanicsburg, PA 17055
Date Issued
9/21/96
To:
HEMPT BROTHERS
205 CREEK ROAD
PO BOX 278
CAMP HILL, PA 17011
Ship To:
Foster
Good Thru
10/21/98
Ship Via
Account No.
Terms
Net Due
1138
Item Descriotion Ouantitv Unit Price Extension
Garage Concrete
.
I !
I
I !
TOTAL 0.00
Authorized Signature
J ?' ,'; ~ .
; . \".,~" -'
ORDERED BY:
Hutch Construction, Inc.
P.O. Box 7
Mechanicsburg, PA 17055
Purchase Order
Purchase order No.
3637-825
Date Issued
9/16/98
To:
HEMPT BROTHERS
205 CREEK ROAD
PO BOX 278
CAMP HILL, PA 17011
Ship To:
YOUNG
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10/16/98
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11138
Account No.
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Item DescriDtiDn Quantitv Unit Price Extension
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ORDERED BY:
Hutch Construction, Inc.
P.O. Box 7
Mechanicsburg, PA 17055
. .
Purchase Order
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purchasedr'der No.
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Dato Issued
7130/98
To:
HEMPT BROTHERS
205 CREEK ROAD
PO BOX 278
CAMP HILL, PA 17011
Ship To:
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8/29/98
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1138
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ORDERED BY:
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P.O, Box 7
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Purchase 'Order
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. 3643-91
Date Issued
9/21/98
To:,
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205 CREEK ROAD
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CAMp HU,L, PA 17011
Ship To:
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10/21/98
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1138
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205 CREEK ROAD
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CAMP HILL, PA 17011
Dale Issued
9/21/98
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10/21/98
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Purchase Orde~ No,
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205 CREEK ROAD
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CAMP HILL, PA 17011
Date Issued
9/16/98
Ship To:
YOUNG
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10/16/98
Ship Via
Account No.
Terms
Net Due
1138
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!
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ORDERED BY:
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Mechanicsburg, PA 17055
, ."'.l:'
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Purchase Order
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Purchase Order No
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Dale Issued
9/8/98
To:.
HEMPT BROTHERS
205 CREEK ROAD
PO BOX 278
CAMP HILL, PA 17011
Ship To:
YOUNG
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10/8/98
Ship Via
Account No,
Terms
Net Due
1138
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(Oft'ocl4lFonn 11(WD7)W....OItlU".A~. f(1
FORM &1
Name of OobtOl' (If I/ldMdIl&l.""" t..-" F"... lr,l~'-);
IIVTCH CONSTRUCTION, INC.,
. P~nn3ylv&nlj Co~r.t!on
All O1her Nam.. used by !he OeblOl' in Iho la.t 6 yea"
(.nclude m_m.d. mu~~......s ~ NU......):
NO~
Nams of Join! OeblOl' _I<Yo< _ ......,:
'::~':"::~':>';.~:, ',: .':"...'~~~~~
United States Bankruptcy Court
HIDDLJ: District of pl:mISrLVl\NrA
All O\he( Names used by Iho Joint DeblOl' in Iho Iaol G yea...
(\"e".~. rNiOM. _nd trIod4i 1\M"IM1:
Soc. Sec,rrax 1.0. No. (,frr'lOl'_hnon.. stltII -II):
25-1598689
Street Address of Oeblor (No. & SbM(. ay, Sbtlt & lip Coo:S.I:
414 SOUTH rollX S=7'
IlEAR BN'l'RAHCll
HECIlANICSBURG PA 170555
County 01 Roald.nee Of of !he
Prinel I Place of BUll......: ct1IoaI1mLAND
Mailing Addr.... of OeblOl' lY__ __~
P.O, BOX 7
HECIlANICSBURG PA 17055
Soc. Sec.trax 1.0. No. (lfmoreltlanCW'4,stNall):
51reel Address 01 Joint Deblor (No.' so.... COy, _.~, Codol:
County of ReeIdence or of Iho
P Place of BUIlMu:
Mailing Addma of Jolnl Debler 11_ _ __~
Localion 01 Prinelpal AloGtl of Bualnesa Doblor
(I dlf.,MC Prom II:Mt adclr... abow): SAJ.G:'
1-99 -02875
~-=T!ID-'^ "'"'~~."-''''''''''''.m!'''''~''-~'"''''' ....".......'.....,...,.....w"......'."""';"" ' . .'...., "','" .,'...,. ""'~
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, "lW:"l'''i'' .?'-J,."l.J,~~:J"''','l\,\,~.,~~,~~tv\ ).~"t {. '.!h)J: , . ~,;;'h'f:~ "-< '..~I,;;:'",~,:, ,. ,:V:',,,,IA';'" ~""\ 1~'1 "t:>''/'" ',' "", ., .. " " . .,.:
Venue (Check any appr;cable box)
l&I Debtor has been domiciled er has had a residence, principal place of business, er principal assets in this DisIrict ler 180 days immediately
preceding Iho dal. 01 this petition 01' fer a longer part of such 180 days than in any othet District. .
o There is a bankruptcy case concerning deblOf'I aIr,late, gereaJ partner, er partnership pending in this DisIricl,
Type of.Debtor (Check aD box.. tha1apply) Chapter or Section 01 Bankruptcy Cod. Und.r Which
o IndMdual(.) 0 Railroad the p.lItlon 18 Flied (Check one box)
l&I Corporation 0 Stockbroker 181 Chapler 7 0 Chaplet 11 0 Chaplet13
o Partnenhip 0 Commocflty Brok... 0 Chapler 9 0 ChlJpI...12
o O1h.r 0 Sec, 304 . Case ancillary to foreign proceeding
Na1url of Oobto (Check one box)
o ConsumerlNon-Butlneu IXI Business
Chapt.r 11 Sl11l11 Busln... (Check ea 00- thai apply)
o Debter is. smen.!Iusir,...... defined in 11 U,$,C, S 101
o D.btOl' is and ei<ds to be conaidered . omaD busiro<osa under
11 U,5,C, S 1121(.)(OpllcnaQ
5tallstlc.UAdmlnl.lrallv.lnlonnatlon (Estimates only)
o DebtOl' eslimal.. that funda will be available for dislribution 10 unsecured creO.OI'S,
l&I DeblOl' eslimat.. that, anet any exempt property is excluded and administrative expenses
paid, there ";11 be no lunds available for distribution to unseoJred cred~OI'S,
Filing FlHI (Check one box)
181 FuD FIling Fee a1Iached
o Fiing F... to be paid In inslaIlmenta (AWo-hlo to 1ndMduaJs only)
MUIlIllach ligned ~ fer the court'1I ccnalderalIcn
c:Oftifying !hat the debIor Ie unable to JlllY fee CDa:epI in ~,
Rule l006(b), See 0flIciaI Form No, 3.
TI-ilS SPACE IS FOR COURT USE ONLY
o
1&-<0
o
lQ.OO
181
lco.1GG
o
=...
o
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o
fiLED Harrisburg, R
TIME I5J:.. A,M. .M
Esllmaled Number of Cred.OI'S
1.15
Eslimaled Asset.
SO WI ~.OO1 WI
l5O.cm I UXl.CXXI
!ill 0
018
1100,001 .,
S5OO,OOO
o
S5OO.CC1lD
S 1 miIUon
o
11,CIXl.OO11lo
110/T'lllllon
o
I\O,cm,0011o S50,cm,001''
$.5Om&IIlon IIOOInlllion
o 0
.... Nn
S100tNIllon
o
Estimaled Debt.
Per
milh
yCourt
Oeputy Clerlc
S10,OXl.0011o s.5O,cm.C01 b Men lhal\
I5Otn<IIon S1001nl'lon S100mllUc:tl
o 0
RELIEF ORDERED
.. , .
"
"
Page 3
1ST CASE of Level I priOled in FULL fonoal.
LAMAR A. MCCARTNEY, Appellant v. INTEGRA NATIONAL BANK NORTH, Successor 10
McDOWELL NATIONAL BANK; GARY 1. GAERTNER. U.S. TRUSTEE, Appellee
No. 96-3023
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
1997 U,S. App. LEXIS 2199
October 24, 1996, Argued
February ll, 1997, Opinion Filed
PRIOR HISTORY: ['I] ON APPEAL FROM THE
UNITED STATES DISTRICT COUKf FOR THE
WESTERN DISTRICT OF PENNSYLVANIA. (D.C.
No. 94-<:v.oo984).
DISPOSmON: Affumed.
COUNSEL: Donald R. Calaiaro (Argued), Calaiaro,
Corbett and Bower, 1105 Grant Building, Pittsburgh,
Pa. 15219, Counsel for Appellant.
P. Raymond Banholomew (Argued), 701 North
Hermitage Road, Hermitage, Pa. 16148, Counsel for
Appellee Integra National Bank, Sucessor to McDowell
National Bank.
William F. Pineo, 764 Park Drive, P.O. Box 598,
Meadville, Pa. 16335, Counsel for Chapter 7 Trustee,
For McCartney.
JUDGES: BEFORE: STAPLETON and NYGAARD,
CIRCUIT JUDGES AND MAZZONE, District Judge.
, STAPLE1ON, J., concurring.
'The Honorable A. David Mazzone, Senior District
Judge for the District of Massachusetts sitting by des-
ignation.
OPINIONBY: Nygaard
OPINION: Nygaard, Circuit Judge:
The district court affirmed a bankruptcy court's order
denying a motion for summary judgment on an objec-
tion debtor-appellant Lamar McCartney filed to Integra
National Bank's proof of claim. McCartney argues on
appeal that the bankruptcy court erred by not discharging
the debt he owes to IOlegra. We will affirm.
l.
The facts are undisputed. On September 26, 1989,
Integra loaned $ 80,000 ['2] to Lamar's Restaurant
& Lounge, 1nc., which was guaranteed by the Small
Business Administration. As security for the loan,
Lamar's granted Integra a first mortgage on Lamar's
corporate property. McCartney guaranteed the loan to
Lamar's by granting Integra a second mortgage lien on
land owned by him individually.
In May 1992, McCartney liIed a voluntary petition un-
der Chapter 13 of the BaoJauplCy Code. He then liIed
a motion to sell Lamar's corporate property. At the
conclusion of the sale hearing, McCartney's Amended
Plan for Reorganization was adopted as an Interim Plan,
pending a status report. The parties and the court
agreed at the sale hearing that Integra, acting with the
SBA, would put Lamar's corporate property through
a sheriffs sale to determine what deficiency, if any,
McCartney, as guarantor of Lamar's loan, owed to
Integra.
Fearing that the sheriffs sale would not occur Until
after the bar elate in McCartney's bankruptcy proceed-
ing, Integra filed Proof of Claim No. 6 in the amount
of$ 38,564.66 against McCartney's individual property
pledged as collateral for Lamar's loan. The state court
subsequently sold Lamar's corporate property. 1ntegra
purchased Lamar's corporate ['3] property at the sale
for costs and taxes. Integra then resold the property and
agreed to modify its proof of claim to show a deficiency
of $ 29,638.14 plus interest and attorney's fees.
Almost leo months later, McCartney Iiled an objec-
tion to Integra's proof of claim. asserting that Integra's
claim on Lamar's underlying debt was satisfied as a
1997 U.S. App, LEXIS 2199, "3
Page 4
mallcr of law bccau5e lmegra failed to file a petition
tn fix the fair market value of the property within
six months of the sheriff's sale as required under the
Pennsylvania Deficiency Judgment Act. 42 Pa.C.S.A,
~ 8103. Both parties filed cross-motions for summary
judgment. which the bankruptcy conn denied. n I
nl On April 12. 1994. the bankruptcy coun heard
argument on the valuation of Lamar's property sold
at the sheriffs sale. On May 3. 1994. the court de-
termined tlIat the value of the Lamar's property was
$ 20.000 and directed Integra to recalculate its defi-
ciency claim based on this value. On July 20, 1994,
the bankruptcy conn converted the Debtor's Chapter
13 case to a Chapter 7 case. Since then, the Chapter
7 Trustee bas sold some of McCartney's other prop-
erty and applied the net proceeds to the debt owed to
Integra. As a result, it appears that the balance due
Integra bas been reduced to $ 4,379.88 plus interest
and additional attorney's fees.
["41
11.
On appeal. McCartney assens that the bankruptcy
co un erred by concluding that the automatic stay pro-
vision of the Bankruptcy Code, 11 U.S. C. ~ 362, pre-
cluded Integra from complying with the requirements of
the DJA. More specifically, McCartney maintains that
the automatic stay applies only to actions commenced
against McCartney himself. and therefore, the stay im-
posed in his bankruptcy did not prevent Integra from
seeking a deficiency judgment against Lamar's within
the time permitted under the DJA, Since Integra failed
to file a petition in state conn to fix the fair market value
of Lamar's corporate property within six months of the
sheriffs sale, McCartney argues, Integra's claim against
Lamar's is deemed released and satisfied as a matter of
law. As a consequence, McCartney contends that he,
as guarantor, is also discharged from any deficiency re-
maining on Integra's loan to Lamar's. Thus, McCartney
concludes. Proof of Claim No.6 filed by Integra in his
bankruptcy should be stricken,
ill.
Under Pennsylvania law. every judgment creditor who
forces real estate to be sold in an execution sale must
comply with the DJA to protect its claim to any unpaid
balance remaining ['51 after the sale, 42 Pa.C,S.A. ~
8103, Under the DJA, the judgment creditor has six
montlls after the debtor's collateral is sold in which to
petition the court to fix the fair market value of the real
property, 42 Pa,C.S,A, ~ 5522(b), Failure to file a
petition witllin this time period "creates an irrebuttable
presumption that tlle creditor was paid in full in kind. .
Il1l1ey Trust Co, of Palmyra v, Lapitsky. 339 Pa. Super.
177, 488 A,2d 608, 611 (ib. Super. Ct. 1985). This
presumption serves to diSCharge all parties either directly
or indirectly liable to the judgment creditor for pay-
ment of tlle debt, including guarantors. 42 Pa.C.S.A. ~
8103(d); see also Commonwealth Bank and Trost Co. v.
Hemsley, 395 ib. Super. 447, 577 A.2d 627, 631 (pa.
Super, Ct.), alloc, denied, 583 A.2d 793 (ib, 1990).
Significantly, to comply with the requirements of the
DJA, the judgment credilor must either (I) name in the
petition, or (2) give notice to, any "debtor, obligor, guar_
antor, mortgagor, and any other person directly or indi-
rectly liable to the judgment creditor for the payment of
the debt.' 42 Pa.C.S.A. 0 8103(b). Default on this no-
tice requirement discharges all personal liability to the
judgment creditor for parties neither ['6J served with
notice nor named in the petition. Id.
II is undisputed that Integra bas never filed a petition
in slate coun to fix the fair market value of Lamar's
propeny sold at the sheriffs sale. Under normal cir-
cumstances, failing to file a petition would discharge
whatever remaining debt Lamar's owed 10 Integra.
Moreover, Integra's failure to meet the statutory re-
quirements of the DJA would also normally discharge
McCartney's gw~rantee of Lamar's debt because, as a
matter of law, there is no underlying debt owing to
Integra.
This case, bowever, does not present a nonna! situation
where the DJA can be applied by its literal terms. As
the bankruptcy coun rightly noted, when McCartney
filed for bankruptcy, the automatic stay provision of
11 U.S. C, 0 362(a) was triggered and effectively pre-
cluded Integra from state conn actions of any type
against McCartney. Consequently, McCartney cannot
use Integra's failure to comply with the DJA to avoid
the proof of claim Integra filed against him,
Section 362(a) of the Code operates to stay
... (I) the cOlllDlencement or continuation, including the
issuance or employment of process, of ajudicial, admin-
istrative, or ["7] other action or proceeding against the
debtor that was or could have been commenced before
the commencement of the case under this title, or to re-
cover a claim against the debtor that arose before the
commencement of the case under this title. . . .
II U,S,c. p62(a)(1)(1996), The automatic stay serves
several purposes, The stay gives a debtor a breathing
spell from creditors by stopping all collection efforts
1997 U.S. App, LEXIS 2199, '7
Page 5
and all foreclosure actions. Maritime E/ec. Co.. Inc,
v. United Jersry Bank, 959 F.2d 1/94, 1204 (3d Clr,
1991) (cilation omiued), In this respect, the SlaY per-
nuts the deblOr to attempt a repayment or reorganization
plan; or it simply relieves the debtor of the financial
pressures that drove bim into bankruptcy. Id. at 1204,
The SlaY also protects creditors by preventing particu-
lar creditors from acting unilaterally to obtain payment
from a debtor to the detriment of other creditors. [d,
(cilation omitted),
Although the scope of the automatic SlaY is broad,
the clear language of section 362(a) Slays actions only
against a 'debtor.' Id, (citing Association Of St. Croix
Condominium Owners v, St. Croix Hotel Corp" 682
F.2d 446, 448 (3d Clr. 1982)). ('SI As a consequence,
'it is universally acknowledged that an automatic Slay
of proceedings accorded by g 362 may not be invoked
by entities such as sureties, guarantors, co-obligors, or
others with a similar legal or factual nexus to the. .
. debtor,' 959 F.2d 1194 at 1205 (quoting Lynch v.
Johns-Manville Sales Corp., 710 F.2d 1194, 1196-97
(6th Clr, 1983)); see also United States v. Dos Cab=
Corp" 995 F.2d 1486, 1491-93 (9th Clr. 1993) (hold-
ing that Slay does not preclude government from pursu-
ing deficiency judgment against nondebtor cosignors of
promissory note); Croyden Associates v. Alleco, Inc..
969 F.2d 675, 677 (8th Clr. 1992) (refusing to extend
stay to claims against solvent codefendants), cen. de-
nied sub nom, Harry and Jeanette V>l!/nberg FowuJation,
Inc, v, Croyden Associates, 507 U.S, 908, 122 L. Ed.
2d 650, 113 S. Ct. 1251 (1993); Credit Alliance Corp.
v. Williams, 851 F.2d 119, 121-22 (4th Clr. 1988) (en-
forcing a default judgment entered against a nondebtor
guarantor of a note during the pendency of the corpo-
rate obligor's bankruptcy). As one court has reasoned,
a primary rationale for refusing to extend the automatic
stay to nonbankrupt third parties is to insure that credi-
tors obtain ('9] 'the protection they sought and received
when they required a third party to guaranty the debt. '
Credit Alliance, 851 F.2d at 121; accord In re F.T.L"
Inc, , /52 Bankr. 61, 63 (Bankr. E. D, lb. 1993).
This prohibition, however, has been liberalized in a
number of cases where couns have applied the automatic
Slay protection to nondebtor third parties. Relying on
A,H, Robins Co., Inc. v. Picclnln, 788 F.2d 994, 999
(4th Cir,), cert, denied, 479 U.S, 876, 93 L. Ed. 2d 177,
107 S, Ct. 251 (/986), these courts have extended the
automatic Slay to noobankrupt codefendants in 'unusual
circumstances,' As the case law demonstrates, courts
have found 'unusual circumstances' where "there is such
identity between the debtor and the third-party defendant
that the deblOr may be said to be the real party defendant
and that ajudgment against the third-party defendant will
in effect be a judgment or finding against the debtor.'
788 F.2d at 999 (relying on both the automatic Slay pro.
vision and the bankruptcy court's equilable powers un-
der II U.S. C. ~ 105 to enjoin actions against nondeblor
codefendants in the Dalkon Shield products liability lit.
igation because of the potential impact on the eslate and
the availability ['IOJ of insurance proceeds to satisfy
the claims); see also, In re American Film Techn%gles,
Inc., 175 Bankr, 847, 855 (Bankr, D. Del. 1994) (Slay-
ing prosecution of wrongful discharge claims against for-
mer and present directors of debtor corporation because
of debtor's indemnification obligations and its possible
exposure to collateral estoppel prejndice); In re Rlmily
Health Services, Inc., 105 Bankr. 937, 942-43 (Bankr.
C. D. Cal. 1989) (slaying collection actions against
nondebtor members of debtor HMO because judgments
against nondebtors wonld trigger claims for indemnifi-
cation from the debtor HMO).
Courts have also extended the Slay to nondebtor third
parties where Slay protection is essential to the debler's
efforts of reorganization. See, e.g" In re La:azrus
Burman Associates, 161 Bankr. 891, 899-900 (Bankr.
E. D, N. Y. 1993) (enjoining guaranty actions against
nondebtor principals of debtor partnerships because
principals were the only persons who could effectively
formulate, fund, and carry ont debtors' plans of reorga-
nization); In re Steven P. Nelson, 140 Bankr. 814, 816-
17 (Bankr. M. D. Fla. 1992) (enjoining actions against
nondebtor guarantor of debtor ('11] corporation's obli-
gations where guarantor was president of debtor and
president's services, expertise and attention were essen-
tialto the reorganization of the debtor); see also, Paul
H. Deutch, Expanding The Automatic Slay: Protecting
Nondebtors [n Single Asset Bankruptcies, 2 Am. BanIa:
Inst. L. Rev. 453 (1994).
Here, McCartney argues that the automatic stay only
applied to him in his individual capacity, nOI to Lamar's.
As such, he maintains that Integra was not slayed from
pursuing a deficiency judgment in Slate court against
Lamar's, as required under the DJA.Inresponse, Integra
concedes that under normal circumstances the automatic
SlaY docs not preclude creditors from pursuing their
right to payment from nondeblor third parties. Indeed,
Integra nOllis that, acting in compliance with this gen-
eral rule, it pursued Lamar's to foreclosure and sheriffs
sale, However, Integra asserts that it could not have pro-
ceeded any funher against Lamar's to obtain a deficiency
judgment because it would have been required under the
terms of the DJA to name McCartney as a respondent in
the petition and thereby violate the automatic Slay pro-
tecting him. The bankruptcy conn found Integra's ['121
1997 U.S. App. LEXIS 2199.012
Pagc 6
argumelll to b<: persuasive and reasoned that permitting
Imegra 10 name McCanney in a deficiency judgmcnt ac.
tion in state coun at the same time thaI his bankruplcy
case was pending would defeat the purpose of ~ 362 to .
centralize all prebankruptcy civil claims against a debtor
in the bankruplcy court. In re McConney. 165 Bankr.
18, 21 (Bankr, IV, D, PrJ, 1994).
We agree. It is undisputed thaI, had Inlegra sought
a deficiency judgment against Lamar'5, it would have
been required under the DJA 10 name McCanney as
a re5pondeol in ils petition or risk discharging him as
loan guaranlor. II is also undisputed that, had Integra
named McCanney as a respondent in a deficiency action
against Lamar's, it would have clearly violated the au-
tomatic stay in place in his bankruptcy. Moreovcr, it is
clear that following the sheriff's sale, Lamar's, as a cor-
porate entity, no longer had any assets. Consequently,
McCanney, as guarantor, would have been liable for
satisfying any deficiency judgment claim as5ened by
Integra. Simply stated, there was no way for Integra
to pursue a deficiency judgment action against Lamar's
and to protect its rigbt to satisfaction of Lamar's debt
without involving [013] McCanney in the process.
Given McCartney's necessary participation in any de-
ficiency judgment action initiated by Integra against
Lamar's in state court, we find that the bankruptcy court
properly concluded that the automatic stay extended to
enjoin Integra from complying with the requiremcnts
of the DJA. This case falls squarely under the "un-
usual circumstances" exception as developed in A.H.
Robins and its progeny: any deficiency judgment re-
covery from Lamar's would have necessarily impacll:d
upon McCartney's estate. Indeed, because McCartney,
as guarantor, was secondarily liable for any deliciency
entered against Lamar's, and Lamar's, following the
foreclosure and sheriff's sale, had no assets, McCartney
would have been the real pany defendant in a dclicieocy
judgment action by Integra against Lamar's. Any deli.
ciency judgment enll:red against Lamar's would havc op-
eraled as a judgment or linding against hinJ; an outcome
clearly in tension with the purposes of the automatic
Stay, Accordingly, Integra was stayed from pursuing a
deficiency judgment action against the nondebtor third
pany Lamar's because McCanney was, in essence, the
real pany in inlerest.
IV,
Assuming, arguendo. ['14) that the aUlomatic stay
precluded Inlegra from pursuing a deficiency judgment
action in stale coun, McCanney assens that Integra
should have sought relief from the automatic stay to
allow illo name both Lamar's and McCanney in a defi-
ciency judgment petition, This same argument was con-
sidered and rejecled in In re Wil/dllS. ISO Bankr. 127
(Bankr. M. D, PrJ. 1992), an opinion we find instruc-
tive,
In Wilkins, the creditor sought relief from an auto.
matic stay to commence a deficiency judgment action
under the DJA against both the debtor and nondebtor
obligors. The coun denied the creditor's motion for two
primary reasons. First, the court held that II U.S. C. ~
100(c) specifically extends the six-month limitation pe-
riod for deficiency judgment actions under 42 Pa,C.S,A.
~ 5522(b). 02 Id, at 128, Thus, conlrary to the cred-
itor's argument, the Wilkins court found no urgency
that the debtor's Obligation to the creditor would be dis-
charged unless the credilor received relief from stay and
filed a deliciency petition within the six month limitation
period. Second, the court nOll:d that the deliciency is-
sues were likely to be settled in the bankruptcy court and
consequently, ['15] there was no reason for the debtor
to defend litigation in state court that could be settled
in the bankruptcy forum. Id. at 128-29. In this re-
spect, the court expressed its concern that the deblOr
nOI be "burdened by litigation and resulting legal fees if
unnecessary at this time. " Id. 0//29. n3
n2 Section 108(c) of the Bankruptcy Code reads,
in pertinent pan:
If applicable nonbankruptcy law. . . lixes a pe-
riod for commencing or continuing a civil action in
a coun other than a bankruptcy court on a claim
againsl the debtor,. . . and such period bas not
expired before the dall: of the filing of the petition,
then such period does not expire nntil the lall:r of-
(I) the end of such period, including any suspension
of such period occurring on or after the commence-
ment of the case; or
(2) 30 days after notice of the termination or expira-
lion of the stay under section 362, , . with respect
to such claim.
n3 The court also held that the creditor must com-
mence a deficiency judgment action against the non-
debtor obligors within the six-month limitation pe-
riod permiued by state law. Wilkins, 150 Bankr.
at 128. Significantly, however, the court expressly
noted thaI permitting the creditor to proceed against
the nondebtor obligors would have no impact upon
the deblor's deficiency liability, and that the assets of
the nondeblors could be collecled without risk of dis-
charging the debtor pursuant 10 tbe DJA, Id. Thus,
1997 U,S. App. LEXIS 2199, .15
Page 7
unJik~ th~ pr~senl cas~, the Wilkins coun found no
"unusual circumslJlDces" that would warrant extend-
ing the automalic stay to the oondebtor obligors.
[.16/
We agr~e with the Wilkins coun that debtors should
nOl b~ burdened by Stal~ coun litigation when deficiency
judgment actions impacting upon !he debtor's estate can
be 5elll~d in the bankruptcy forum, Indeed, to per-
mit state coun deficiency judgment actions involving
the debtor to proceed wben !hey can be adjudicated in
the bankruptcy coun is to do violence to the purposes
of the automatic stay. As discussed earlier, by central-
izing all prebankrupu:y civil claims against a debtor in
!he bankrupu:y coun, the debtor is granted a "breath-
ing spell" during whicb be is relieved of the financial
pressures that drove him to bankruptcy. Maritime, 959
F. 2d at 1204. The centralization of all claims in the
bankruptcy coun also permits the assets of the debtor's
estate to be marshaled for distribution to creditors in
an orderly and equitable fasb.ion. Id. (citation omit-
ted). These benefits of !he automatic stay could not be
achieved if creditors are permitted relief from stay to
pursue state coun deficiency judgment actions impact-
ing on the estate of the debtor. Debtors would be forced
to expend valuable time, energy and resources defending
against stare coun litigation that [.17] could be settled
directly in the bankruptcy coun. n4
n4 We note also that considerations of judicial
economy weigh against granting creditors relief from
stay to pursue stare coun deficiency judgment actions
that impact upon the estate of the debtor and could
be 5ellled in the bankruptcy coun. Indeed, the time,
energy and resources of the courts are no less valu-
able commodities to presclVe wben it is possible to
litigate a claim in one forum instead of two.
Moreover, we fail to see how McCanney was harmed
by [nlegra's failure to seek relief from the automatic stay.
As the record clearly demonstrates, tbe bankruptcy coun
held a valuation hearing and heard argument concerning
the fair market value of Lamar's propeny sold at the
sheriffs sale, The coun subsequently entered an order
finding the value of Lamar's propeny to be $ 20,000
and directing Integra to recalculate its deficiency claim
based on that value, Thus, the bankrupu:y coun af-
forded McCanney an opponunity to present evidence
and testimony [.18] at a bearing specifically convened
to determine the fair market value of the prcperty sold at
the sheriffs sale, This is precisely the same opportunity
to b~ beard that McCanney would have been granred
in a state coun deficiency judgment action commenced
under the DJA. See 42 Pa.C.S.A. g 8103(c)(4). [n ad-
dition, the bankruptcy coun's determination of the fair
market value of the Lamar's property resulted in a de.
crease in the deficiency claim owing to Integra, fur-
ther demonstrating that McCanney was not harmed by
Integra's failure to seek relief from the stay. Insofar as
McCanney would have us find that he was prejudiced
by his inability fully to escape liability for his guaranty,
as may have been possible under the DJA, we decline to
do so. We will not transmogrify the DJA into a means
for guarantors to escape liability from their guaranties.
oS Accordingly, we conclude that none of McCartney's
subSlJlDtive rights were prejudiced by Inregra's failure
to seek relief from the automatic stay.
oS See Fidelity Bank, N.A, v. Bowger, 444 lb.
Super. 52, 663 A.2d 2I 3, 214 (lb. Super. Ct.
1995), alloc. denied, 670 A.2d 142 (lb. 1996),
holding that the purpose of the Deficiency Judgment
Act is
to relieve a debtor of funber personal liability to the
creditor, if the real property taken by the creditor on
an execution has a "fair market value", [sic] as of
the date of the execution sale, sufficient so that the
creditor may dispose of the property to others (or
even, sometimes, use it himself) without a net loss
to the creditor[.]
(citations and internal quotations omitted) (emphasis
added).
[.19]
V.
In b.is final argument, McCanney asserts that the
bankrupu:y coun erred by holding that lJ U.S. C. ~
108(c) operated to suspend the limitations period for
initiating a deficiency judgment action in state coun
pursuant to the DJA. Because we have already deter-
mined that Integra was stayed from pursuing a deficiency
judgment action in state co un against either Lamar's or
McCarmey, we need nOl decide this issue. Nonetheless,
we note parenthetically that the Pennsylvania Superior
Coun has unequivocally held that, under lJ U.S.C. g
108(c)(2), the six month limitation period for the filing
of a deficiency petition pursuant to the DJA does not
expire until thirty days after notice of the termination of
the automatic stay, Citizens National Bank of Evans City
v, Gold, 439 fu, Super. 254, 653 A.2d 1245, 1247-48
(lb. Super, 0, 1995) (citing Wilkins); accord In re
C.K. Smith. 192 Bankr. 397, 399-400 (Bankr. II( D.
1997 U.S. App, LEXIS 2199, 019
Page 8
ftl. 1996).
VI.
[n summary, we are satisfied that [ntegra took all the
steps legally possible to protect its rights to a deficiency
claim against McCartney as guarantor of Lamar's debt.
Integra filed a proof of claim in McCartney's bankruptcy
proceeding and pursued Lamar's to foreclosure r020)
and sheriffs sale. Since any other action to collect on the
deficiency would have necessarily involved McCartney,
Integra could not proceed further without either violat-
ing the automatic stay or sacrificing its deficiency claim
against McCartney as guarantor of Lamar's debt, We
conclude that Integra was stayed from initiating a defi-
ciency jUdgment action against Lamar's and McCartney
in stale court. Accordingly, we will affirm the order of
the district court.
CONCURBY: STAPLETON
CONCUR: STAPLETON, J., concurring.
McCartney argues that the DJA released his guaranty
obligation 10 Integra when the bank failed 10 institute a
deficiency proceeding naming him as a guarantor within
six months of its purchase of the propeny at the execu-
tion sale. This is an untenable position. The automatic
stay provision of the Bankruptcy Code, 1 I U.S. C. ~ 362,
clearly would be undermined hy the enforcement in this
situation of that ponion of the DJA releasing a guarantor
who is not so named. 42 Pa. C.S.A. ~ 8I03(b), If the
coun were willing 10 rest its decision on this ground,
I would join without comment, The court says a great
deal more, however, and I am, accordingly, unable to
join in its opinion. [0211
[I is unnecessary for the court to address the issue
of whether the DJA in this siruation bas the effect of
releasing Lamar's Restaurant & Lounge's ohligation to
Integra. Accordingly, I would not address that issue.
Were it necessary for the conn to address it, bowever, I
would find no justification for concluding, as does the
coun, that the automatic stay provision deprives a pri-
mary obligor not in bankruptcy of the benefit that the
DJA imended it to have. There are simply no .unusual
circumstances. warranting an exception from the general
rule that ~ 362 applies only to a debtor in bankruptcy.
The court's conclusion to the contrary, while it makes
no difference here, is likely to lead to mischief in the
context of other cases,
As the court persuasively demonstrates, there can be no
question that giving full effect to the DJA would under-
cut the objective of the automatic stay of ~ 362. There is
thus a conflict here between state law and bankruptcy law
Ulat must be resolved, Under the Supremacy Clause, in
cases of irreconcilable conflict, state law must give way.
11Us does not, however, give a court an unlimiled license
to decline enforcement of state rules of decision. ["22)
The coun mUSI look for the accommodation whicb will
secure the Objective of the bankruptcy law and, at the
same lime, imrude least on the objective or objectives
underlying the stare law rule.
The accommodation that this approach counsels here
requires the following conclusions:
(a) The Objective of ~ 362 can be secured by holding
unenforceable that ponion of the DJA which requires
the creditor to join the bankrupt guarantor in the DJA
proceeding upon pain of losing his claim against the
bankrupt guarantor. It would necessarily follow that
the bankrupt guaranlor would not be bound by the de-
ficiency detennination unless be cbose, with court ap-
proval, to participate. It also follows that the bankrupt
guarantor can be pursued in bankruptcy court during the
period specified in ~ I08(c) of the Bankruptcy' Code,
even thougb the creditor may not be successful if the
claim has been discharged for some reason other than
this ponion of the DJA.
(b) There is nothing inconsistent between ~ 362 and
that ponion of the DJA that requires an executing cred-
itor to file a deficiency proceeding against the primary
debtor in order to preserve his claim against the pri-
mary debtor. [023] Giving effect to this ponion of the
DJA would be consislent with the rationale of Maritime
Electric Co. Yo U.S. Jersey Bank, 959 F.2d JJ94 (3d
Cfr. 1991). Moreover, as I have noted, I find nothing in
the Code that would justify depriving the primary debtor
of the protection of the DJA.
The difference between these conclusioDS and those
reached by the conn is not material here because
McCartney argues only that he was released under the
terms of the DJA. He does not argue that he was released
by the effect whicb Pennsylvania law accords an instru-
ment having the terms of his note. n6 The difference
between my conclusions and those of the conn would
be important, bowever, if it appeared that Pennsylvania
follows the generally accepted rules regarding the effect
on a guarantor of releasing the primary debtor and if the
plaintiff were relying on that law.
n6 The appendix does not contain what McCartney
refers to as his note of guaranty, and be cites no
Pennsylvania case law on wbether and under what
circumstances release of the primary obligor releases
a guarantor or surety, etc.
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lll:t.U'rIIn!Tnur.oN ANSWER TO MOTION mR 51'J:t'tAI. RCI,Il:flSrl'TlJ.tntM \U. 1'J'N"lIS~ II
6, Admitted in part and denied in part. It is admitted that Plaintiff's counsel contacted
Defendant's counsel and informed counsel that he did not agree that the above-referenced action
was stayed. The stay is efleetive for a non-named defendant. not the named Defendant in this
action.
7. Admitted,
8. Denied. Paragraph 8 is a legal conclusion to which no response is required.
9, Denied. This averment is also a legal conclusion and the interpretation of Judge
Rambo's decision as it relates to this case is a legal conclusion and therefore the averment is
denied.
10. Denied, This paragraph is a legal conclusion to which no response is required.
Plaintiff docs not bclieve it has violated any automatic stay provisions of the United States
Bankruptcy Code since the case is against James Hutchison. tla Hutch Construction and not
Hutch Construction, Inc" who filed bankruptcy.
II. Denied. Plaintiff is without knowledge suflieient to form a belief as to how James
Hutchison will be severely prejudiced if this Honorablc Court docs not slay this action. If
Defendant is correct in his answer to the Complaint, (hen PlaintifTwillnot be able to obtain
judgmcnt against Dcfcndant on thc case, Ifthc arbitrators determinc that Plaintiff is correct,
howcvcr. thcn the actual dcfendant in this case is thc named Defendant and not Hutch
Construction, Inc.. as allcgcd by Dcfcndant.
12. Denied. Plaintiff will be prejudiced if this mattcr is continued bccausc Plaintiff has a
claim against .Iamcs Hutchinson. tla Hutch Construction and not Hutch Construction, Inc,
2
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