HomeMy WebLinkAbout99-02820COMMONWEALTH OF PENNSYLVANIA
ACTING BY.ATTORNEY GENERAL
D. MICHAEL FISHER
Plaintiff
V.
NEOCLASSIC NEON, INC.,
JOHN HALL, and CAROL HALL
132 N. HANOVER STREET
CARLISLE, PA 17013
Respondents
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY,
PENNSYLVANIA
CIVIL DIVISION - EQUITY
No. 99-2820 Equity
-QRDER
AND NOW, this day of JR c f 2000, upon
consideration of the Respondents' failure to respond to the Rule to Show Cause issued in this
matter and the Commonwealth's Motion to Make Rule Absolute, it is hereby ORDERED that
the Commonwealth's Motion is GRANTED. The Respondents are found to be in violation of
the terms of the Assurance of Voluntary Compliance filed under this docket. Pursuant to the
Consumer Protection Law, 73 P.S. § 201-8(a), the Respondents shall immediately forfeit and
pay, jointly and severally, $5,000.00 to the Commonwealth. Judgment is awarded in favor of
the Commonwealth and against the Respondents, jointly and severally, in the amount of
$5,000.00.
ua%/
?? v J.
;:
f'
r
? ? ? ?
COMMONWEALTH OF PENNSYLVANIA
ACTING BY ATTORNEY GENERAL
D. MICHAEL FISHER
Plaintiff
V.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY,
PENNSYLVANIA
CIVIL DIVISION - EQUITY
NEOCLASSIC NEON, INC.,
JOHN HALL, and CAROL HALL
132 N. HANOVER STREET
CARLISLE, PA 17013 No. 99-2820 Equity
Respondents
MOTION TO MAKE RULE ABSOLUTE
The Commonwealth of Pennsylvania, acting by Attorney General D. Michael Fisher,
through the Bureau of Consumer Protection ("Commonwealth"), respectfully submits this
Motion to Make Rule Absolute. In support thereof, the Commonwealth avers the following:
1. On March 16, 2000, the Commonwealth filed a Petition for Sanctions under the
Consumer Protection Law to enforce the terms of an Assurance of Voluntary Compliance
("AVC") entered into by the Respondent and filed with this Court on May 10, 1999.
2. The Petition alleged that the Respondents had failed to make the January -
March 2000 payments that were required under the AVC.
3. On March 17, 2000, the Court issued a Rule for the Respondents to show
cause, if any they had, as to why the Commonwealth's Petition should not be granted. The
Rule was returnable 20 days after service.
4. On March 20, 2000, the Commonwealth served the Respondents with the
Court's Order by first class mail. See Affidavit of Service attached hereto as Exhibit A.
5. The Respondents have failed to reply to the Rule, their answer being due on
April 10, 2000.
6. Despite failing to answer the Court's Rule, the Respondents have paid
$2,325.50, representing full restitution under the parties' prior AVC.
The Respondents and the Commonwealth stipulated in the Assurance that:
"This Assurance of Voluntary Compliance shall have the same force and effect as a permanent
injunction issued pursuant to § 201-4 of the Consumer Protection Law, so that any violations
of this Assurance of Voluntary Compliance shall be sufficient cause for the Attorney General
of this Commonwealth to seek penalties as provided in §§ 201-8, 201-9 ans 201-9.1 of the
Consumer Protection. Law and any other equitable remedies available to Attorney General
under law." Assurance at p. 5.
8. Pursuant to § 201-8(a) of the Consumer Protection Law, any person who
violates "any of the terns of an assurance of voluntary compliance ... shall forfeit and pay to
the Commonwealth a civil penalty of not more than five thousand dollars ($5,000) for each
violation."
Based upon the Respondents' payment of the restitution amounts, the
Commonwealth will only seek the assessment of a civil penalty for one violation of the AVC.
WHEREFORE, the Commonwealth respectfully prays this Honorable Court to enter an
Order:
A. Finding the Respondents in violation of the previous Assurance of Voluntary
Compliance;
B. Directing that the Respondents pay, jointly and severally, a civil penalty of
$5,000.00 to the Commonwealth pursuant to § 201-8(a) of the Consumer Protection Law.
-2-
.- I
RESPECTFULLY SUBMITTED:
BY: D MICHAEL FISHER
D. MICHAEL FISHER
ATTORNEY GENERAL
BY: FRANK T DONAGH E
FRANK T. DONAGHUE
CHIEF DEPUTY ATTORNEY GENERAL
BY:
BY:
Date: aCO L _
DAMyFiles FORMS\MOTIONS\Ne lassic nwn • mra samwt, 042000
MARK S. STEWART
DEPUTY ATTORNEY GENERAL
ATTORNEY II.D. N . 75958
PODI L. FLITTON
DEPUTY ATTORNEY GENERAL
ATTORNEY I.D. NO. 58131
OFFICE OF ATTORNEY GENERAL
132 KLINE PLAZA
HARRISBURG, PA 17104
(717) 787 - 7109
-3-
EXHIBIT A
AFFIDAVIT OF SERVICE
1, Karen L. Nutter, being duly sworn according to law depose and state that I am a
Clerk. Typist for the Harrisburg Regional Office of the Bureau of Consumer Protection, Office
of Attorney General, and I hereby certify that on March 20, 2000, a copy of the Order dated
March 17, 2000, was sent via first class mail to:
NeoClassie Neon, Inc.
John Hall
Carol Hall
132 N. Hanover Street
Carlisle, PA 17013
Karen L. Nutter
Sworn to and sub
ld?f 1
j' Notary
before me this
My Commission Expires:
--
N.
S'' +
LAC;'.:
.'" 'Y ?'ub
5 200
CERTIFICATE OF SERVICE
I hereby certify that on the 20"' day of April, 2000, I served a true and correct copy of
the foregoing Motion to Make Rule Absolute upon the following persons, at the addresses
listed below, by first class mail:
Neoclassic Neon, Inc.
John Hall
Carol Hall
132 N. Hanover Street
Carlisle, PA 17013
Mark S. Stewart
Deputy Attorney General
,,,
??;
•
? ;
:; ?
: c7
__ ?.,
Z
S
I
e..
I
I
C
MAR 16 20000
COMMONWEALTH OF PENNSYLVANIA IN THE COURT OP COMMON PLEAS OF
ACTING BY ATTORNEY GENERAL CUMBERLAND COUNTY,
D. MICHAEL FISHER PENNSYLVANIA
Plaintiff
+• CIVIL DIVISION - EQUITY
NEOCLASSIC NEON, INC.,
JOHN HALL, and CAROL HALL
132 N. HANOVER STREET
CARLISLE, PA 17013 No. 99-2820 Equity
Respondents
L:
ORDER
AND NOW, this ? lL'day of March, 2000, a Rule is hereby issued upon the
Respondents in the above-captioned matter to show cause, if any they have, why an order
granting the Commonwealth's Petition for Sanctions under the Consumer Protection Law
should not issue as prayed for in the within Petition.
Rule returnable 2,10 _ days after service.
J
?, o n
y
n;,
a
1 r
[JI
LI)
?v
n
COMMONWEALTH OF PENNSYLVANIA
ACTING BY ATTORNEY GENERAL
D. MICHAEL FISHER
Plaintiff
V.
NEOCLASSIC NEON, INC.,
JOHN HALL, and CAROL HALL
132 N. HANOVER STREET
CARLISLE, PA 17013
Respondents
IN 'rHE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY,
PENNSYLVANIA
CIVIL DIVISION - EQUITY
No. 99-2820 Equity
PETITION FOR SANCTIONS UNDER THE CONSUMER PROTECTION LAW
The Commonwealth of Pennsylvania, acting by Attorney General D. Michael Fisher,
through the Bureau of Consumer Protection ("Commonwealth"), brings this Petition for
Sanctions under the Unfair Trade Practices and Consumer Protection Law, pursuant to § 201-
8(x) of the Consumer Protection Law, 73 P.S. §§ 201-1-201-9.3, to have the Respondents in
the above-captioned matter sanctioned and subjected to other equitable relief for failing to obey
a previous agreement filed with this Court. In support thereof, the Commonwealth avers as
follows:
1. Plaintiff, the Petitioner in this action, is the Commonwealth of Pennsylvania,
acting by Attorney General D. Michael Fisher, through the Bureau of Consumer Protection.
2. The Respondent, Neoclassic Neon, Inc., is a Pennsylvania corporation engaged
in trade or commerce through the production and sale of custom made neon products and
furnishings from a principal place of business located at 132 N. Hanover Street, Carlisle, PA
17013.
3. The Respondent, John Hall, is an adult individual engaged in trade or
commerce through the production and sale of custom made neon products and furnishings.
Mr, Hall is an owner and officer of Respondent Neoclassic Neon, and in that capacity
exercised complete control over the practices of Respondent Neoclassic. Mr. Hall resides at
132 N. Hanover Street, Carlisle, PA 17013.
4. The Respondent, Carol Hall, is an adult individual engaged in trade or
commerce through the production and sale of custom made neon products and furnishings.
Ms. Hall is an owner and officer of Respondent Neoclassic Neon, and in that capacity
exercised complete control over the practices of Respondent Neoclassic. Ms. Hall resides at
132 N. Hanover Street, Carlisle, PA 17013.
5. On May 10, 1999, the Commonwealth and the Respondents filed an Assurance
of Voluntary Compliance ("AVC") with this Court regarding alleged violations of the
Consumer Protection Law. The Assurance is attached hereto as Exhibit A.
6. In the Assurance, the Respondents agreed that they would pay, jointly and
severally, to the Commonwealth the total sum of $7,325.00 in accordance with a payment
plan. AVC at II-V.
7. The AVC's payment plan called for a payment of $500.00 on May 1, 1999, and
on the first day of each month thereafter for nine months. AVC at V.
8. On March 1, 2000, the Respondents were to pay $662.00. IL
9. To date, the Respondents have failed to make the January - March, 2000,
payments, totaling $1,662.00.
-2-
10. The Respondents' payments were to be utilized as consumer. restitution to
consumers John Rowe and Joe Ley, both of whom purchased and paid for goods that they
never received. As a result of the Respondents' failure to pay, the consumers continue to
suffer economic harm.
11. The AVC specified that any violation of the payment plan would be deemed a
violation of the AVC.
12. In the AVC, the parties stipulated: "NOW THEREFORE, the Commonwealth
and the Respondent [sic] hereby stipulate that this Assurance of Voluntary Compliance shall
have the same force and effect as a permanent injunction issued under § 201-4 of the
Consumer Protection Law, so that any violation of this Assurance of Voluntary Compliance
shall be sufficient cause for the Attorney General of this Commonwealth to seek penalties as
provided in §§ 201-8, 201-9 and 201-9.1 of the Consumer Protection Law and any other
equitable relief which the Court deems necessary or proper." AVC at p. 5.
13. Pursuant to § 201-8(a) of the Consumer Protection Law, any person who
violates "any of the terns of an assurance of voluntary compliance ... shall forfeit and pay to
the Commonwealth a civil penalty of not more than five thousand dollars ($5,000) for each
violation." (emphasis added.)
14. The Respondents' behavior represents a flagrant disregard for the authority of
this Court and of the Office of Attorney General.
-3-
WHEREFORE, the Commonwealth respectfully prays this Honorable Court to enter an
Order:
A. Finding the Respondents in violation of the previous Assurance of Voluntary
Compliance;
B. Directing the Respondents to become current under the Assurance's payment
plan immediately by submitting $1,662.00, and any other amounts that become due and owing
during the pendency of this Petition, to the Commonwealth;
C. Assessing a civil penalty, jointly and severally, of $5,000.00 under §201-8(a) of
the Consumer Protection Law for gash violation of the terms of the Assurance of Voluntary
Compliance filed with this Court;
D. Awarding such other relief as this Court deems appropriate and necessary to
ensure compliance with the Assurance of Voluntary Compliance.
RESPECTFULLY SUBMITTED:
D. MICHAEL FISHER
D. MICHAEL FISHER
ATTORNEY GENERAL
FRANK T. DONAGHUE
FRANK T. DONAGHUE
CHIEF DEPUTY ATTORNEY GENERAL
/6/ -
MARKS. STEWART
DEPUTY ATTORNEY GENERAL
ATTORNEY I.D. NO. 75958
-4-
DEPUTY ATTORNEY GENERAL
v ATTORNEY I.D, NO. 58131
OFFICE OF ATTORNEY GENERAL
132 KLINE PLAZA
HARRISBURG, PA 17104
Date: 717-787.7109
3 ??90
D:\MyFiles\FORMS\PET&BRPS\Neoclassic neon • sanc.wpd031300
-5-
EXHIBIT A
COMMONWEALTH OF PENNSYLVANIA
ACTING BY ATTORNEY GENERAL
D. MICHAEL FISHER
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY,
PENNSYLVANIA
v.
CIVIL DIVISION - EQUITY
NEOCLASSIC NEON, INC., qq _ C
JOHN HALL, and CAROL HALL Z f a? C
132 N. HANOVER STREET
CARLISLE, PA 17013 No. 1999
Respondents
ASSURANCE OF VO . TNTARY OMP IAN
0 ;.:
it
WHEREAS, the Commonwealth of Pennsylvania, acting by Attorney General D.
Michael Fisher, through the Bureau of Consumer Protection ("Commonwealth"), has caused
an investigation to be made into the business practices of Neoclassic Neon, Inc., John Hall and
Carol Hall ("Respondents"), pursuant to the Unfair Trade Practices and Consumer Protection
Law, 73 P.S. §§ 201-1-201-9.3 ("Consumer Protection Law"); and
WHEREAS, the Respondent, Neoclassic Neon, Inc., is a Pennsylvania corporation
engaged in trade or commerce through the production and sale of custom made neon products
and furnishings from a principal place of business located at 132 N. Hanover Street, Carlisle,
PA 17013; and
WHEREAS, the Respondent, John Hall, is an adult individual engaged in trade or
commerce through the production and sale of custom made neon products and furnishings.
Mr. Hall is an owner and officer of Respondent Neoclassic Neon, and in that capacity
exercised complete control over the practices of Respondent Neoclassic. Mr. Hall resides at
Y2 N. Hanover Street, Carlisle, PA 17013; and
WHEREAS, the Respondent, Carol Hall, is an adult individual engaged in trade or
commerce through the production and sale of custom made neon products and furnishings.
Ms. Hall is an owner and officer of Respondent Neoclassic Neon, and in that capacity
exercised complete control over the practices of Respondent Neoclassic. Ms. Hall resides at
132 N. Hanover Street, Carlisle, PA 17013; and
WHEREAS, based upon its investigation, the Commonwealth asserts that the
Respondents engaged in conduct violative of the Consumer Protection. Law, 73 P.S. §§ 201-
I-201-9.3, as more fully set forth herein:
1. The Respondents sold goods to and accepted payment from consumer Joe Ley in
the amount of $5,350.00.
2.
Rowe, Jr., in the amount of $4,975.00.
3. The Respondents utilized the consumers' money for their own purposes and
failed to deliver the purchased goods.
4. The Commonwealth alleges that the Respondents' conduct violated of § 201-
2(4)(xxi) of the Consumer Protection Law.
5. The Respondents have paid partial restitution to the aggrieved consumers.
WHEREAS, the Respondents have agreed to cease and desist from the aforementioned
conduct, and desire to comply with these civil laws of the Commonwealth; and
WHEREAS, the Commonwealth is agreeable in this matter to accept this Assurance of
Voluntary Compliance, pursuant to § 201-5 of the Consumer Protection Law, m lieu of
commencing proceedings pursuant to § 201-4 of the Consumer Protection Law; and
s : -2-
The Respondents sold goods to and accepted payment from consumer John
WHEREAS, under the Consumer Protection Law, this Assurance of Voluntary
Compliance shall not be considered an admission of a violation for any purpose.
NOW THEREFORE, while engaging in trade or commerce within the Commonwealth
of Pennsylvania, the Respondents agree for themselves, their officers, partners,
representatives, employees, and all other persons acting on their behalf, jointly or individually,
directly or through any corporate or business device, as follows:
1. The Respondents shall comply with any and all provisions of the Consumer.
Protection taw, and are permanently enjoined from any violation thereof.
11. The Respondents are jointly and severally liable for and shall pay $6,325.50 to
the Commonwealth to be used as restitution to consumers Ley and Rowe.,
111. The Respondents are jointly and severally liable for and shall pay $500.00 to the
Commonwealth as a civil penalty.
IV. The Respondents are jointly and severally liable for and shall pay $500.00 to the
Commonwealth as costs of investigation and/or for future public protection purposes.
V. The Respondents shall pay the total sum of $7,325.50 in accordance with the
following payment plan, any violation of which shall be deemed a violation of this Assurance:
a. On May 1, 1999, and on the first day of each month for the following
nine months, the Respondents shall pay $500.00 to the Commonwealth
to be used as restitution to John Rowe, Jr., and Joe Ley;
b. On March 1, 2000, the Respondents shall pay $662.00 to the
Commonwealth to be used as restitution to John Rowe, Jr., and Joe Ley;
T
-3-
i
I:
I`
i
f
I.
i
C. On April 1, 2000, the Respondent shall pay $663.50 to the
Commonwealth to be used as restitution to John Rowe, Jr., and Joe Ley;
d. On May I and June 1, 2000, the Respondents shall pay $500.00 to the
Commonwealth.
VI. In the event that the Respondents fail to make any one payment within thirty
(30) days after the due date of the payment, or if the Respondents are late by five (5) or more
days in making any two payments, regardless of whether they are consecutive or non-
consecutive, the Commonwealth, at its sole option, may accelerate the debt and declare the
entire unpaid balance immediately due and owing. Upon written demand, the Respondents
immediately shall make full payment of the accelerated amount. Failure to so pay the
accelerated amount shall be deemed a violation of this Assurance and shall subject the
Respondents to all of the sanctions And penalties provided for by this Assurance and otherwise
by law.
VII The Respondents stipulate that, in the event that Neoclassic Neon, Inc., John
Hall or Carol Hall files for protection under the United States Bankruptcy Code, the debts
incurred herein shall be considered by them to be nondischargeable pursuant to I I U.S.C. §
523(a)(2)(A) and (7). The Respondents further stipulate that the consumer restitution
encompassed herein represents debts entitled to treatment under l I U.S.C. § 507(x)(6) as a
consumer priority.
VIII. All monies owed by the Respondents under this Assurance shall be paid by
certified check, cashier's check or money order, made payable to the Commonwealth of
Pennsylvania, and delivered to the Bureau of Consumer Protection, 132 Kline Plaza,
Harrisburg, PA 17104.
r . -4-
I
IX. This Court shall maintain jurisdiction over the subject matter of this Assurance
of Voluntary Compliance and over the Respondent for the purpose of enforcing this
Assurance.
X. Provided that nothing contained herein shall be construed to waive any.
individual right of action by a consumer or a local, state, federal, or other governmental .
entity.
NOW THEREFORE, the Commonwealth and the Respondent hereby stipulate that this
Assurance of Voluntary Compliance shall have the same force and effect as a permanent
injunction issued under § 201-4 of the Consumer Protection Law, so that any violation of this
Assurance of Voluntary Compliance shall be sufficient cause for the Attorney General of this
Commonwealth to seek penalties as provided in §§ 201-8, 201-9 and 201-9.1 of the. Consumer
Protection Law and any other equitable relief which the Court deems necessary or proper.
Witness the following signatures this -L_ day ofA,?Eil,?1999.
FOR THE PLAINTIFF: `
BY: D_. MICHAFI FISHER
D. MICHAEL FISHER
ATTORNEY GENERAL
BY: DOUGLAS P VAlft" FR
DOUGLAS P. YAUGER
CHIEF DEPUTY ATTORNEY GENERAL
T
-5-
FOR RESPONDENT NEOCLASSIC:
NEON, INC.
BY:
N R. HALL, . OWNER
NEOCLASSIC NEON, INC.
FOR RESPONDENT JOHN HALL:
BY
JON R. HAL
t
1
BY: ,
OPEPUjTY LFLITTON
ATTORNEY Y GENERAL
ATTORNEY I.D. No. 58131
,uiriw
BY: ff---4a
MARK S. STEWART- DEPUTY ATTORNEY GENERAL
ATTORNEY I.D. No. 75958
OFFICE OF ATTORNEY GENERAL
132 KLINE PLAZA
HARRISBURG, PA 17104
717-787-7109
D:%Myrilcs\F0lRMS\AVC\Ncoclessic nwn'.wpd642099
T
-6-
FOR RESPONDENT CAROL HALL:
BY:
CAROL A. HALL' i 04
CERTIFICATE OF SERVICE
I hereby certify that on the /44W day of March, 2000, I served a true and correct
copy of the foregoing Petition for Sanctions under the Unfair Trade Practices and Consumer
Protection Law upon the following persons, at the addresses listed below, by first class mail:
Neoclassic Neon, Inc.
John Hall
Carol Hall
132 N. Hanover Street
Carlisle, PA 17013
Mark S. Stewart
Deputy Attorney General
Q-, r.
urc:)
X25
N
?
7C u
n?
4
v
o
COMMONWEALTH OF PENNSYLVANIA
ACTING BY ATTORNEY GENERAL
D. MICHAEL FISHER
Plaintiff
v
NEOCLASSIC NEON, INC.,
JOHN HALL, and CAROL HALL
132 N. HANOVER STREET
CARLISLE, PA 17013
Respondents
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY,
PENNSYLVANIA
CIVIL DIVISION - EQUITY
9y- a?ao
No. 1999
WHEREAS, the Commonwealth of Pennsylvania, acting by Attorney General D.
Michael Fisher, through the Bureau of Consumer Protection ("Commonwealth"), has caused
an investigation to be made into the business practices of Neoclassic Neon, Inc., John Hall and
Carol Hall ("Respondents"), pursuant to the Unfair Trade Practices and Consumer Protection
Law, 73 P.S. §§ 201-1-201-9.3 ("Consumer Protection Law"); and
WHEREAS, the Respondent, Neoclassic Neon, Inc., is a Pennsylvania corporation
engaged in trade or commerce through the production and sale of custom made neon products
and furnishings from a principal place of business located at 132 N. Hanover Street, Carlisle,
PA 17013; and
WHEREAS, the Respondent, John Hall, is an adult individual engaged in trade or
commerce through the production and sale of custom made neon products and furnishings.
Mr. Hall is an owner and officer of Respondent Neoclassic Neon, and in that capacity
exercised complete control over the practices of Respondent Neoclassic. Mr. Hall resides at
132 N. Hanover Street, Carlisle, PA 17013; and
'•..... __. ?_ .- _ ? ...- .'add;
WHEREAS, the Respondent, Carol Hall, is an adult individual engaged in trade or
commerce through the production and sale of custom made neon products and furnishings.
Ms. Hall is an owner and officer of Respondent Neoclassic Neon, and in that capacity
exercised complete control over the practices of Respondent Neoclassic. Ms. Hall resides at
132 N. Hanover Street, Carlisle, PA 17013; and
WHEREAS, based upon its investigation, the Commonwealth asserts that the
Respondents engaged in conduct violative of the Consumer Protection Law, 73 P.S. §§ 201-
1-201-9.3, as more fully set forth herein:
1. The Respondents sold goods to and accepted payment from consumer Joe Ley in
the amount of $5,350.00.
2. The Respondents sold goods to and accepted payment from consumer John
Rowe, Jr., in the amount of $4,975.00.
3. The Respondents utilized the consumers' money for their own purposes and
failed to deliver the purchased goods.
4. The Commonwealth alleges that the Respondents' conduct violated of § 201-
2(4)(xxi) of the Consumer Protection Law.
5. The Respondents have paid partial restitution to the aggrieved consumers.
WHEREAS, the Respondents have agreed to cease and desist from the aforementioned
conduct, and desire to comply with these civil laws of the Commonwealth; and
WHEREAS, the Commonwealth is agreeable in this matter to accept this Assurance of
Voluntary Compliance, pursuant to § 201-5 of the Consumer Protection Law, in lieu of
commencing proceedings pursuant to § 201-4 of the Consumer Protection Law; and
-2-
WHEREAS, under the Consumer Protection law, this Assurance of Voluntary
Compliance shall not be considered an admission of a violation for any purpose.
NOW THEREFORE, while engaging in trade or commerce within the Commonwealth
of Pennsylvania, the Respondents agree for themselves, their officers, partners,
representatives, employees, and all other persons acting on their behalf, jointly or individually,
directly or through any corporate or business device, as follows:
1. The Respondents shall comply. with any and all provisions of the Consumer
Protection Law, and are permanently enjoined from any violation thereof.
11. The Respondents are jointly and severally liable for and shall pay $6,325.50 to
the Commonwealth to be used as restitution to consumers Ley and Rowe.
III. The Respondents are jointly and severally liable for and shall pay $500.00 to the
Commonwealth as a civil penalty.
IV. The Respondents are jointly and severally liable for and shall pay $500.00 to the
Commonwealth as costs of investigation and/or for future public protection purposes.
V. The Respondents shall pay the total sum of $7,325.50 in accordance with the
following payment plan, any violation of which shall be deemed a violation of this Assurance:
a. On May 1, 1999, and on the first day of each month for the following
nine months, the Respondents shall pay $500.00 to the Commonwealth
to be used as restitution to John Rowe, Jr., and Joe Ley;
b. On March 1, 2000, the Respondents shall pay $662.00 to the
Commonwealth to be used as restitution to John Rowe, Jr., and Joe Ley;
-3-
C. On April 1, 2000, the Respondent shall pay $663.50 to the
Commonwealth to be used as restitution to John Rowe, Jr., and Joe Ley;
d. On May 1 and June I, 2000, the Respondents shall pay $500.00 to the
Commonwealth.
VI. In the event that the Respondents fail to make any one payment within thirty
(30) days after the due date of the payment, or if the Respondents are late by five (5) or more
days in making any two payments, regardless of whether they are consecutive or non-
consecutive, the Commonwealth, at its sole option, may accelerate the debt and declare the
entire unpaid balance immediately due and owing. Upon written demand, the Respondents
immediately shall make full payment of the accelerated amount. Failure to so pay the
accelerated amount shall be deemed a violation of this Assurance and shall subject the
Respondents to all of the sanctions and penalties provided for by this Assurance and otherwise
by law.
VII. The Respondents stipulate that, in the event that Neoclassic Neon, Inc., John
Hall or Carol Hall files for protection under the United States Bankruptcy Code, the debts
incurred herein shall be considered by them to be nondischargeable pursuant to 11 U.S.C. §
523(a)(2)(A) and (7). The Respondents further stipulate that the consumer restitution
encompassed herein represents debts entitled to treatment under 11 U.S.C. § 507(a)(6) as a
consumer priority.
VIII. All monies owed by the Respondents under this Assurance shall be paid by
certified check, cashier's check or money order, made payable to the Commonwealth of
Pennsylvania, and delivered to the Bureau of Consumer Protection, 132 Kline Plaza,
Harrisburg, PA 17104.
-4-
IX. This Court shall maintain jurisdiction over the subject matter of this Assurance
of Voluntary Compliance and over the Respondent for the purpose of enforcing this
Assurance.
X. Provided that nothing contained herein shall be construed to waive any
individual right of action by a consumer or a local, state, federal, or other governmental
entity.
NOW THEREFORE, the Commonwealth and the Respondent hereby stipulate that this
Assurance of Voluntary Compliance shall have the same force and effect as a permanent
injunction issued under § 201-4 of the Consumer Protection Law, so that any violation of this
Assurance of Voluntary Compliance shall be sufficient cause for the Attorney General of this
Commonwealth to seek penalties as provided in §§ 201-8, 201-9 and 201-9.1 of the Consumer
Protection Law and any other equitable relief which the Court deems necessary or proper.
Witness the following signatures this day of A?fil,?1999.
FOR THE PLAINTIFF:
BY: D. MICHAEL F1 H R
D. MICHAEL FISHER
ATTORNEY GENERAL
FOR RESPONDENT NEOCLASSIC:
NEON, INC.
BY: IL 1/d/
4 R. HALL, OWNER
NEOCLASSIC NEON, INC.
BY: DOUGLAS P YA 1G R FOR RESPONDENT JOHN HALL:
DOUGLAS P. YAUGER
CHIEF DEPUTY ATTORNEY GENERAL
BY
V
JO R. HAL
-5-
BY: _
PPUL ITTON
TTORNEY GENERAI.
ATTORNEY I.D. No. 58131
BY:
MARK S. STEWART
DEPUTY ATTORNEY GENERAL
ATTORNEY I.D. No. 75958
OFFICE OF ATTORNEY GENERAL
132 KLINE PLAZA
HARRISBURG, PA 17104
717-787-7109
D:lMyFila\FORMS\AVC\Nwclassic nwn.wpd042099
FOR RESPONDENT CAROL HALL:
BY: LuJtr? ?a. f?
CAROL A. HALL
-6-
V
IA
IJ
?U cr, i?
t
r(,
?m
O ? '?411
'
w