HomeMy WebLinkAbout99-04601
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COMMONWILATN OF PENNSYLVANIA NOTICE OF APPEAL
COURT OF COMMON PLEAS
FROM
JUDICIAL DISTRICT
DISTRICT JUSTICE JUDGMENT
COMMON PLEAS Ne. Q 9
Y ?Ybl JC L
NOTICE OF APPEAL
Notice is given that the appellant has filed in the above Court of Common Pleas an appeal from the judgment rendered by the District Justice an the
dale and in the case mentioned below
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CV 19_tsou0 137 _ 119
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This block will be signed ONLY when this notation is required under Pa R.C.PJP. No.
//appellant was CLAIMANT (See Pa. R.C.PJP, N0.
This Notice of Appeal, when received by the District Justice, will operate as a 1001(6) in action before District justice, he MUST
SUPERSEDEAS to the judgment for possession in this case FILE A COMPLAINT within twenty (20) days after
Signature o Prothonotary a Deputy I tiling his NOTICE of APPEAL.
PRAECIPE TO ENTER RULE TO FILE COMPLAINT AND RULE TO FILE
(This section of tam to be used ONLY when appellant was DEFENDANT (see Pa. R.C.P.J.P. No. 1001(7) in action before District Justice.
IF NOT USED, delach from copy of notice of appeal to be served upon appellee).
PRAECIPEt To Prothonotary
Enter rule upon
or
appellee(s), to file a complaint in this appeal
(Comm Pleas No 99, 11601 C7 . T, ) within twenty (20) days after service of rule or suffer entry of judgment of non pros,
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RULE: To _/+ / /) f)ldQ a lus 'non" or eDerE
appellee(s).
rfeve a eppe/ke(s)
(1) You are notified that a rule is hereby entered upon you to file a complaint in this appeal within twenty (20) days after the date of
service of this rule upon you by personal service a by certified or registered nail.
(2) IF you do not file a complaint within this time, a JUDGMENT OF NON PROS WILL BE ENTERED AGAINST YOU.
(3) The date of service of this rule if service was by mail is the date of mailing.
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COMMONWEALTH OF PENNSYLVANIA
COUNTY OF: CUMBERLAND
May. Onit No.:
09-3-05
DJNA.0 Han.
GAYLE A. ELDER
AWmss: 507 N. YORK ST.
MECHANICSBURG, PA
ToiopHona: (717) 766-4575 17055
A & J POODLES
899 EMILY- DRIVE
MECHANICSBURG, PA 17055-5706
NOTICE OF JUDGMENT/TRANSCRIPT
CIVIL CASE
PLAINTIFF:
NAME and ADDRESS
rMALONE
CHR
,
ISTA
211 HALL DRIVE
SALISBURY, MD,-21804
L J
VS.
DEFENDANT: NAME and ADDRESS
rA & J POODLES -1
899 EMILY DRIVE
MECHANICSBURG, PA 17055-5706
L J
DocketNo.: CV-0000137-99
Date Filed: 6/01/99
THIS IS TO NOTIFY YOU THAT:
Judgment: FOR PLATNTTFF
® Judgment was entered for: (Name) mAT nmR rrmramA
® Judgment was entered against: (Name)__A rc T POODT.RS
in the amount of $ 921 . sn on:
? Defendants are jointly and severally liable.
(Date of Judgment) 7/ni /go
(Date & Time)
M Damages will be assessed on:
? This case dismissed without prejudice.
Amount of Judgment Subject to
AttachmenVAct 5 of 1996 $-
F1 Levy is stayed for days or Q generally stayed.
IJ Objection to levy has been filed and hearing will be held:
Date: Place:
Time:
ANY PARTY HAS THE RIGHT TO APPEAL WITHIN 30 DAYS AFTER THE ENTRY OF JUDGMENT BY FILING A NOTICE
OF APPEAL WITH THE PROTHONOTARY/CLERK OF THE COURT OF COMMON PLEAS, CIVIL DIVISION. YOU
MUST INCLUDE A COPY OF THIS NOTICE OF JUDGMENT/TRAN IPT FORM WITH YOUR gOTICE Of APPEAL.
? r
.? J Date 'District-JUs(i6g
I certify that this is a true and correct co f th/eJ/?ord of th Foceedings containing the judgment.
t.' rl Date // j ; District Justice
e
My commission expires first Monday of January, 2002 SEAL
AOPC 31599
Amount of Judgment
Judgment Costs
Interest on Judgment
Attorney Fees
Total
Post Judgment Credits $
Post Judgment Costs $
Judgment Total
PYS510 Cunberland County Inquiry tary's 'ULiice guys
Civil 1999-04601 MALONE
Reference No..:
CHRISTA (vs) A & J TOY POODLES
Filed.......
Time. .. ..:
Execution Date
Jury Trial....
Disposed Date.
Higher Crt 1.:
7/30/1999
10:52
0/00/0000
Case Type.....: APPEAL - DJ
Judgmentt.-.......: 5498.18
Judge Assigned: GUIDO EDWARD E
Disposed Desc.:
------------ Case Comments -------------
Higher Crt 2.:
0/00/0000
General Index Attorney Info
MALONE CHRISTA PLAINTIFF
221 HALL DRIVE
SALISBURY MD 21804
A & J TOY POODLES DEFENDANT
899 EMILY DRIVE
MECHANICSBURG PA 17055
SUNDERLAND JACK A DEFENDANT
115 SOUTH HANOVER ST
DILLSBURG PA 17019
MOUNTZ ALICE R DEFENDANT
115 NORTH HANOVER ST
DILLSBURG PA 01701 0009
Judgment Index Amount Date Desc
SUNDERLAND JACK A 51498.118 8 10/01/1999 FAILURE TO ANSWER
TO ANSWER
MOUNTZ ALICE R
* Date Entries
- - - - - - - - - - - - - FIRST ENTRY - - - - - - - - - - - - - -
7/30/1999 APPEAL FROM DISTRICT JUSTICE JUDGMENT - ---------------
------------------------ -----------
PRAECIPE TO ENTER RULE TO FILE COMPLAINT AND RULE TO-FILE----------
7/30/1999 -
8/09/1999 PROOF-OF SERVICE OF-NOTICE.-OF-APPEAL-AND-RULE.-TO FILE COMPLAINT _
8/20/1999 COMPLAINT - ___-_-
----------------------------------------
8/20/1999 CERTIFICATE OF SERVICE --- ---------- --------------
--------------- -------------
PRAECIPE FOR DEFAULT JUDGMENT AND DEFAULT JUDGMENT ENTERED
10/01/1999 --
AGAINST JACK A SUNDERLAND AND ALICE R MOUNTZ -- --------------
- -----------------------------------------
10/01/1999 NOTICE MAILED TO DEFENDANTS
---- ---------------
--------------------------.---------------------
10/01/1999 IMPORTANT NOTICE FILED ________________
- --- -------------------------------
1.0/01/1999 CERTIFICATION ---------------------------
- - --------- ----- ---------- ----___-__-__-
---------------------------
10/04/1999 ANSWER NEW MATTER AND COUNTERCLAIM ------------ -
--------------------------------------- -------------
10/18/1999 PRAECIPE-TO FILE-THE-ENCLOSED VERIFICATION BY PAUL TANEFF-ESQ -- --
----------------------------------- ------------- ---- ---
10/20/1999 MOTION TO VACATE DEFAULT JUDGMENT --------------
------------------------- 10/27/0099 RULE TO SHOW CAUSE - DATED 10/26/99 - IN RE MOTION TO VACATE
DEFAULT JUDGMENT - RULE IS ISSUED UPON PLAINTIFF RETURNABLE 15 DAYS
AFTER SERVICE - BY EDWARD E GUIDO J - NOTICE MAILED 10/27/99 -------------- _-
10/28/0099 PLAINTIFF'S ANSWER IN OPPOSITION TO DEFENDANTS' MOTION TO VACATE
DEFAULT JUDGMENT (PETITION FOR RELIEF FROM DEFAULT JUDGMENT) - _- -
11/03/1999 ORDER OF COURT - DATED 11/2/99 - IN RE DEFENDANTS' MOTION TO BACATE
DEFAULT JUDGMENT AND PLAINTIFF'S RESPONSE - HEARING 12/13/99 8:45
A14 CR 5 - BY EDWARD E GUIDO J --------------
------------------------------------
12/06/1999 ORDER OF COURT - DATED 12/6/99 - HEARING 12/13/99 IS RESCHEDULED TO
PYS510 Cumberland County Prothonotary's Office Page 2
Civil Case Inquiry
1999-04601 MALONE CHRISTA (vs) A & J TOY POODLES
Reference No..: Filed........: 7/30/1999
Case Type.....: APPEAL - DJ Time.........: 10:52
Judgment. .. 5498.18 Execution Date 0/00/0000
Judge Assigned: GUIDO EDWARD F. Jury Trial....
Disposed Desc.: Disposed Date. 0/00/0000
--------- Case Comments -------------- Higher Crt 1.:
1/5/00 1:30 PM CR 5 - BY EDWARD E GUIDO JH- COPIEStMAILED 12/7/99
--'--- ------------------------------------------------------------
1/06/2000 ORDER OF COURT - DATED 1/4/00 - PARTIES ARE TO SUBMIT BRIEFS BY
LOSEpOF BUSINESS 1/25/00 - BY EDWARD E GUIDO J - COPIES MAILED
1/6/
--------------------------
2/04/1999 TRANSCRIPT FILED
- - - - - - - - - - - - - - LAST ENTRY - - - - - - - - - - - - - -
* Escrow Information
* Fees & Debits Bed*Bal PYmts/Adj End Bal
******************************** ******* ****** *******************************
APPEAL D.J. 35.00 35.00 .00
TAX ON APPEAL .25 .25 .00
SETTLEMENT 5.00 5.00 .00
JCP FEE 5.00 5.00 .00
JDMT/DEFAULT 9.00 9.00 .00
------------------------ ------------
54.25 54.25 .00
* End of Case Information
CHRISTA MALONE,
Plaintiff,
Va.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ, t/a
A&J TOY POODLES,
Defendants.
AN 2 72000I k
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 99-4601 CIVIL TERM
CIVIL ACTION-LAW
ORDER
AND NOW, this day of 2000, this cause
coming to be heard on the written sti ulation of the parties
filed herein, a copy of which is attached hereto as Exhibit-"A"
and made a part of this Court Order, and the Court being fully
advised in the premises, it is hereby:
ORDERED, ADJUDGED AND DECREED, that:
1. Defendant shall pay the Plaintiff the sum of
$1,700.00, which sum shall be paid to the Plaintiff's attorney,
Kathleen K. Shaulis, Esq., to be held in escrow until this Order
has been entered for record.
2. Prothonotary is directed to enter a judgment in
favor of the Plaintiff against the Defendant in the above titled
action in the sum of $1,700.00 without costs, interest, expenses
or attorneys fees; and (ii) a further entry shall be made
judgment satisfied.
3. The respective Plaintiff and Defendant shall be
pay its own court costs, attorneys fees and any other expenses
that may have been or will be incurred in the future in
connection with or related in any way with the above titled
action.
4. The parties' Stipulation Agreement shall
constitute a full and complete settlement of all of the
differences and controversies between the parties arising out of
or connected in any way with the above titl action.
BY
Edward E. Guido, J.
3ef:c:\mount\alice\doc014.wpd
CA a$ .o
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7AAY
00 JU'd 28 AM 8t 30
CUMPENNSYL COUNTY
CHRISTA MALONE,
Plaintiff,
s
Va. s
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ, t/a
A&J TOY POODLES, s
Defendants.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY,PENNSYLVANIA
NO. 99-4601 CIVIL TERM
CIVIL ACTION-LAW
STIPULATION AGREEMENT
THIS STIPULATION AGREEMENT (hereinafter "Agreement") is
made this 6th day of June, 2000 by and between Christa Malone
(hereinafter "Plaintiff") and A&J Toy Poodles, a general
partnership of Alice R. Mountz and Jack Sunderland (hereinafter
collectively referred to as "Defendant").
WITNESSETH:
WHEREAS, on August 20, 1999 the above titled action was
commenced by the Complaint of the Plaintiff against the
Defendant; and
WHEREAS, on October 1, 1999 a default judgment was
entered in the above titled action in favor of the Plaintiff
against the Defendant; and
WHEREAS, on January 5, 2000 a hearing was held before
the Honorable Edward E. Guido on the Defendant's "Motion To
Vacate Default Judgment" (i.e., Petition To Open Default
Judgment); and
WHEREAS, on April 9, 2000 an Order was issued by the
Cumberland County Court of Common Pleas (oer Guido, J.) denying
the Defendant's petition to open the default judgment and
scheduling a hearing limited to the issue of damages; and
WHEREAS, the parties desire to settle and compromise
the issue of damages and have reached a settlement agreement with
respect thereto;
NOW, THEREFORE, in consideration of these premises, the
mutual promises contained herein and other good and valuable
consideration, the parties, intending to be legally bound hereby,
agree as follows:
1. The Defendant does not agree with and, therefore
does not admit any of the allegations contained in the
Plaintiff's Complaint including, but not limited to, the basis
for or the amount of damages sought in the Plaintiff's Complaint.
2. However, since the parties desire to settle the
issue of damages pending before the above Court, the Defendant
has agreed to pay the Plaintiff the sum of $1,700.00, which sum
shall be paid to the Plaintiff's attorney, Kathleen K. Shaulis,
Esq., to be held in escrow until this Agreement has been executed
by the parties and an Order of Court has been issued thereon.
3. In consideration of the aforesaid payment, the
Plaintiff agrees with the Defendant that: (i) an entry shall be
made in the above titled case entering a judgment for the
Plaintiff in the sum of $1,700.00 without costs, interest,
expenses or attorneys fees; and (ii) a further entry shall be
made judgment satisfied.
4. The respective Plaintiff and Defendant shall be
pay its own court costs, attorneys fees and any other expenses
that may have been or will be incurred in the future in
connection with or related in any way with the above titled
action.
5. The parties agree that this settlement shall
constitute a full and complete settlement of all of the
differences and controversies between the parties arising out of
or connected in any way with the above titled action.
6. The parties to this Agreement release each other
from any demand, cause of action, suit, or claim of any kind,
known or unknown, including claim for attorneys fees, which
either ever had or now has against the other, arising out of or
connected in any way to the above titled action, except for the
express obligations created, imposed or assumed under this
Agreement.
7. The parties agree that this Agreement shall be
binding upon and inure to the benefit of each party's respective
heirs, executors, administrators, legal representatives, agents,
employees, partners, successors and/or assigns.
8. The parties agree that this Agreement shall be
entered as an Order of the above Court.
9. The parties have reviewed this Agreement with
their respective attorneys, for Plaintiff, Kathleen K. Shaulis,
Esq. and for Defendant, Paul Taneff, Esq., and have had it
explained to them to their satisfaction.
10. Alice R. Mountz warrants and represents that she
is authorized to execute this Agreement on behalf of the
partnership, A&J Toy Poodles.
IN WITNESS WHEREOF, the parties, intending to be
legally bound hereby, have affixed their hands and seals on the
2
date and year first above written.
PARTIES:
chA w,tz. -). mC&T.
Unrista Malone
AW TOY POODLES
By: ./
Alice R. Mo tz rtner
WITNESSES:
U114anae-f , Es
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CHRISTA MALONE,
Plaintiff
V.
JACK A. SUNDERLAND
and ALICE R. MOUNTZ t/a
A & J TOY POODLES,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 99-4601 CIVIL TERM
ORDER OF LOUR
AND NOW, this y? day of APRIL, 2000, for the reasons stated in the
attached opinion, defendants' petition to open the default judgment is denied. A trial
limited to the issue of damages is scheduled before this Court on Wednesday, June 14,
2000, at 9:30 a.m. in Courtroom # 5 of the Cumberland County Courthouse.
By the Court,
Edward E. Guido, J.
Kathleen K. Shaulis, Esquire
For the Plaintiff
Paul Taneff, Esquire
For the Defendants
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CHRISTA MALONE,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
JACK A. SUNDERLAND and
ALICE R. MOUNTZ t/a
A & J TOY POODLES,
Defendants
NO. 99-4601 CIVIL TERM
Currently before us is defendants' "Motion to Vacate Default Judgment." A
hearing on said motion was held on January 5, 2000. The parties were given the
opportunity to file briefs in support of their respective positions, which they have done.
The matter is ready for disposition.
On July 30, 1999, defendants commenced this action by filing a pro se appeal
from a judgment entered against them at the district justice level. On August 20, 1999,
plaintiff filed a complaint in response to a rule issued upon her by defendants. Although
the complaint was promptly served upon the defendants, I they did not meet with an
attorney to discuss the matter until September 13, 1999.2
Notes of Testimony, pp. 6-7.
' Notes of Testimony, pp. 6-7.
99-4601 CIVIL TERM
On September 13, 1999, defendants' counsel mailed a letter to plaintiffs counsel
requesting an extension of time to October 14 to file an answer.3 Plaintiffs counsel
indicated that she never received the letter.a We believe her.
On September 14, 1999, plaintiffs counsel mailed a copy of the notice of default
required by Pa. R.C.P. 237.1 to each defendant.5 Defendant Mountz testified that neither
she nor her codefendant received the notice.6 We do not believe her.
On October I, 1999, a judgment by default was entered against the defendants for
failure to respond to the complaint.7 On that same date the prothonotary sent notice of
the default judgment to each defendant as required by Pa. R.C.P. 236.8 Defendants filed
an Answer with New Matter and counterclaim on October 4, 1999.9 On October 20,
2000, they filed the "Motion to Vacate Default Judgment" which is currently before us. 10
At the commencement of the hearing on defendants' motion it was agreed that
they were seeking to have the default judgment opened rather than vacated.' 1 Pa. R.C.P.
237.3 provides as follows:
RELIEF FROM JUDGMENT OF NON PROS OR BY DEFAULT
(a) A petition for relief from a judgment of non pros or of default entered
pursuant to Rule 237.1 shall have attached thereto a verified copy of the
complaint or answer which the petitioner seeks leave to file.
Defendants' counsel did not enter his appearance of record at that time.
° Notes of Testimony, p. 20.
5 Notes of Testimony of January 5, 2000, proceeding, Respondent's Exhibit 1.
6 Notes of Testimony, pp. 10-11.
7 Refer to docket entries. 5= aLm paragraph 4 of defendants' Motion to Vacate Judgment and Plaintiffs
Response Thereto.
e Refer to docket entries.
v Refer to docket entries.
0 Refer to docket entries.
January 5, 2000, Notes of Testimony, p. 3.
99-4601 CIVIL TERM
(b) If the petition is filed within ten days after the entry of thejudgment on
the docket, the court shall open the judgment if the proposed complaint or
answer states a meritorious cause of action or defense.
In the instant case, the motion was not filed within ten days after entry of the default
judgment. 12 Therefore, Rule 237.3 is not applicable. However, our inquiry does not end
there.
A petition to open a defaultjudgment is an appeal to the equitable powers of the
court. Alba v. Urology Acsoec of Kingston, 409 Pa.Super. 406, 598 A.2d 57 (1991).
Default judgments are not favored. Kraynicv Hert3
h_ , 443 Pa. 105, 277 A.2d 144
(1971). In order to be entitled to relief "the moving party must (1) promptly file a
petition to open the default judgment, (2) show a meritorious defense, and (3) provide a
reasonable excuse or explanation for its failure to file a responsive pleading."
Allegheny Hydro No. I v. American Line Builders- Inc., 722 A.2d 189, 191 (Pa.Super.
1998). In the instant case, the defendants have failed to meet any of those requirements.
Prompt Filing Of Petition To Open.
There is no "bright line test" to determine whether a petition to open a default
judgment has been timely filed. Id, at 193. Rather, we must focus "on two factors: (l)
the length of the delay between discovery of the entry of the default judgment and filing
the petition to open judgment, and (2) the reason for the delay." Id. (quoting Quatrochi
v. Gaiters, 251 Pa.Super. 115, 380 A.2d 404, 407 (Pa.Super. 1977)).
'' As noted below, we are also of the opinion that it did not state a meritorious defense.
99-4601 CIVIL TERM
In the instant case, the defendant received notification of the default judgment no
later than October 3, 1999.13 Their petition to open was not filed until seventeen days
later on October 20, 1999. The defendants did not offer any reason for the delay. Under
the circumstances, we are not prepared to say that the petition to open was promptly filed.
Meritorious Defense.
Attached to the petition was a copy of the answer which the defendants had filed
three days after entry of the default judgment. Upon reviewing the complaint and
answer, we are satisfied that defendants have not set forth a sufficient defense to justify
opening the judgment.14
The undisputed facts may be summarized as follows. On February 1, 1999,
plaintiff paid defendants $400 as a deposit on a puppy. 15 On March 20, 1999, plaintiff
paid the balance of the purchase price and took possession of the PUPPY. 16 At that time
Defendant Mountz signed the following document:
On this day March 20, 1999, I Alice K. Mountz of A&T Toy
Poodles, have sold one 7-week old black female teacup poodle to Christa
Malone for the amount of $800.00 paid in full. Buyer reserves the right to
have the puppy examined by her veterinarian within 96 hours. If in fact
any infectious disease and/or any congenital disorder is discovered the
puppy may be retumed for a full refund. 17
" Defendant Mountz testified that she dropped the notice in the mail to her attorney the day after she
received it. He called and discussed the significance of it with her on October 5, 1999. (January 5, 2000,
Notes of Testimony, p. 10). Assuming that her lawyer called her immediately upon receipt of the notice,
and assuming that it took only one day to reach him after she mailed it, defendants would have received the
notice of default judgment on October 3, 1999.
14 Not only must the defense be meritorious, but it must also be set forth in "precise, specific, clear and
unmistaken terms." Shainline Y. Alberti Builders. Inc., 266 Pa.Super. 129, 135, 403 A.2d 577, 579 (1979).
15 Complaint and Answer, paragraph 8.
16 Complaint and Answer, paragraph 11.
17 Complaint and Answer, paragraph 12 and Complaint Exhibit 1.
99-4601 CIVIL TERM
Although she signed the above written guarantee, Defendant Mountz advised plaintiff
that it was unnecessary since all of her dogs were guaranteed for one year.ls
Plaintiff s husband advised defendants by phone that their vet told them to return
the puppy. Defendants said that this would not be a problem. 19 The puppy was returned
on March 25, 1999.20 Defendants refused to refund plaintiffs money until the dog was
examined by their own veterinarian. 21 On March 27, 1999, defendant called plaintiff to
advise her that the dog had been examined by their own vet and that she would be
receiving a refund check within a week.22 Defendants have never refunded the purchase
price to plaintiff.23
The only defense proffered by defendants in their answer is set forth in paragraph
45 of the new matter as follows:
Any problems which the puppy may have experienced, was proximately
caused by the Plaintiff's own neglect, fault or careless conduct in caring for a
seven week old puppy including, but not limited to, contributory negligence
and assumption of risk by the Plaintiff, and without any negligence, fault,
want of care or other culpable conduct on the part of the answering
Defendants 24
The above language inartfully and improperly attempts to set forth a negligence defense
to a contract action.
More importantly, the defendants have admitted, either expressly or by operation
of law, all of the elements necessary for plaintiff to obtain her judgment. Furthermore,
" Complaint and Answer, paragraph 13. Defendants answer contained a general denial of paragraph 13.
However, it is well settled that a general denial of an allegation in a complaint operates as an admission of
that allegation. Swift v. Milner, 371 Pu.Super. 302, 538 A.2d 28 (1988); Pa. R.C.P. 1029(6).
19 Complaint and Answer, paragraph 16. (Answer contains a general denial).
20 Plaintiff claims the return date was March 25, 1999. Defendants admit that the dog was returned, but
allege that it was on March 27, 1999. (Complaint and Answer, paragraph 17).
" Complaint and Answer, paragraph 18.
22 Complaint and Answer, paragraph 21. (Answer contains a general denial).
23 Complaint and Answer, paragraph 2l.
14 New Matter, paragraph 45.
99-4601 CIVIL TERM
the defendants have not attempted to explain under what possible theory they can keep
the dog and not return the purchase price.
Reasonable Explanation For Failing To File Answer.
Neither the defendants nor their counsel have offered a credible explanation for
their failure to file an answer before the default judgment was entered. Defendants'
counsel contends that he mailed a letter to plaintiff s counsel on September 13, 1999, in
which he requested an extension until October 15 to file an answer. The letter states in
relevant part as follows:
This letter will acknowledge that we met with our client to day [sic] to
review the Complaint and we will be preparing an Answer for filing.
However, in view of my current calendar, I would respectfully request a
reasonable extension of time to file an Answer. Unless I hear from you to the
contrary, I will assume that if we are filed no later than October 15, 1999, you
will not have a problem. Otherwise, we will file a Motion with the Court
requesting an enlargement of time necessary to complete our initial
investigation and prepare a responsive pleading. 25
Plaintiff s counsel said that she did not receive the letter and we believe her.
However, even if the letter had been received by plaintiffs counsel, her action in
mailing the notice of default to each of the individual defendants on September 14, 1999,
was sufficient to put them on notice that the requested extension was not agreeable. 26
Although Defendant Mountz testified that they never received the notices, we simply did
not believe her testimony. She was confused, evasive, and not at all credible.
Furthermore, it is simply too much of a coincidence for us to believe that the letter
25 January 5, 2000, proceedings, Petitioner's Exhibit 1.
26 January 5, 2000, proceedings, Respondent's Exhibit 1. At the time the notices of default were mailed,
plaintiff s counsel was still working under the impression that defendants were proceeding pro se.
99-4601 CIVIL TERM
requesting an extension, and two separate notices of default were all lost in the mail. We
are satisfied that defendants received the notices and chose to ignore them.
While we recognize that default judgments are not favored under the law, we are
satisfied that the equities of the current case dictate against allowing defendants to open
the judgment. The cavalier treatment of plaintiffs claim cannot be excused. This is
especially true in light of the fact that a meritorious defense to that claim does not appear
to exist. Therefore, we are constrained to deny their request to open the default
judgment.
However, the amount of the judgment is another matter. Pa. R.C.P. 1037(b)
provides, in relevant part, as follows:
The prothonotary, on praecipe of the plaintiff, shall enter judgment against
the defendant for failure to file within the required time a pleading to a
complaint which contains a notice to defend or for any relief admitted to be
due by the defendant's pleadings.
(1) The prothonotary shall assess damages for the amount to which the
plaintiff is entitled if it is a sum certain or which can be made certain by
computation, but if it is not, the damages shall be assessed at a trial at which
the issues shall be limited to the amount of the damages.
In the instant case, the plaintiff requests a return of the purchase price plus
prejudgment interest. Certainly, these items are, or can be computed to be, a sum certain.
However, plaintiff also claims numerous ancillary damages, as well as treble damages
and counsel fees under the Uniform Trade Practices and Consumer Protection law 73 P.S.
§ 201-1 et seq. Whether plaintiff is entitled to treble damages and attorney fees under the
UTCPL is a question that must be decided by this Court. 72 P.S. § 201-9.2(a). Since we
cannot state with certainty that the amount of damages computed by plaintiff are
appropriate, we will schedule a trial limited solely to the issue of damages in accordance
7
99-4601 CIVIL TERM
with Pa. R.C.P. 1037(b)(1). SSA alu Baraonfski v. Malone, 371 Pa. 479,91 A.2d 908
(1952).
AND NOW, this AIH day of APRIL, 2000, for the reasons stated in the attached
opinion, defendants' petition to open the default judgment is denied. A trial limited to
the issue of damages is scheduled before this Court on Wednesday, June 14, 2000, at 9:30
a.m. in Courtroom # 5 of the Cumberland County Courthouse.
By the Court,
/s/ Edward E. Guido
Edward E. Guido, J.
Kathleen K. Shaulis, Esquire
For the Plaintiff
Paul Taneff, Esquire
For the Defendants
Ad
8
/I f-
JAN 8 8 2000
CHRISTA MALONE,
Plaintiff,
VS.
JACK A. SUNDERLAND and
ALICE R. MOUNTZ, t/a
A&J TOY POODLES
Defendants.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 99-4601 CIVIL TERM
CIVIL ACTION-LAW
DEFENDANTS' MEMORANDUM IN SUPPORT
OF MOTION TO VACATE DEFAULT JUDGMENT
(PETITION TO OPEN DEFAULT JUDGMENT)
NOW COME, the Defendants, JACK A. SUNDERLAND and ALICE
R. MOUNTZ, t/a A&J TOY POODLES, by and through their attorneys,
Ricci & Taneff, and submit this memorandum in support of their
motion seeking to open the default judgment entered in the above
titled cause. In support of their memorandum, the Defendants
state as follows:
PROCEDURAL HISTORY
This matter comes before the Court on the Plaintiff's
Complaint. And, is one of two cases filed by opposing counsel on
behalf of two out of state residents against the Defendants
brought under the Unfair Trade Practices and Consumer Protection
Law.
The procedural history of this case is set forth below
in outline form for ease of reference.
1. On August 20, 1999, the Plaintiff filed a Complaint
against the Defendants for allegedly selling them a "defective
dog"
2. On September 13, 1999, Defendant's counsel wrote to
(Plaintiff's counsel requesting additional time to respond to the
Complaint.
3. On September 14, 1999, Plaintiff's counsel sent a
ten day notice to the Defendants by first class mail.
4. On October 1, 1999, Defendants' counsel mailed to
the Prothonotary of this Court the Defendants' Answer With New
Matter for filing.
5. Coincidentally, on October 1, 1999 the Plaintiff's
counsel filed a Default Judgment against the Defendants.
6. On October 4, 1999, the Defendants' Answer With
New Matter was filed for record by the Prothonotary.
7. The Notice of Intention to file for a default
judgment required under Rule 237.1 was never received by the
Defendants.
8. On or about October 4, 1999, Defendants received
Court's notice that a default judgment had been entered against
them. Not aware of the significance of the notice, it was
forwarr?d to Defendants' counsel with a note asking "what does
this mean".
9. On or about October 5, 1999, Defendants' counsel
advised Defendants' counsel of the meaning and significance of
the default judgment.
10. On October 15, 1999, Defendants' counsel mailed to
the Prothonotary of this Court the Defendants' Motion to Vacate
Default Judgment (Petition To Open Default Judgment).
11. On October 20, 1999, the Defendants' Motion To
2
Vacate Default Judgment was filed for record by the Prothonotary.
12. On January 5, 2000, a testimonial hearing was held
on the Defendants' Motion. At that hearing, the Defendant Alice
Mountz testified that she did not receive the ten day notice.
Now pending before this Court for disposition is the
Defendants' Motion seeking to open the default judgment.
QUESTION PRESENTED
Should the Defendants' Motion To Vacate
Default Judgment (Petition To Open Judgment)
be granted if they have demonstrated that the
default judgment was excusable, have a
meritorious defense to the underlying action
and have acted with reasonable promptitude in
seeking to have the default judgment vacated?
Answer: Yes.
ARGUMENT
A default judgment is draconian in nature and should
not be allowed to stand if it appears that the Defendants have
not been dilatory, have a meritorious defense to the underlying
action and there is a reasonable explanation for their not having
responded to the notice of default in the first instance. ueen
City Elec. Su 1 Co. Inc. v. Soltis Elec. Co. Inc., 421 A.2d
174, 491 Pa. 354 (1980). The determination of whether to open a
default judgment is equitable in nature and must be made in light
of what is reasonable under the circumstances. Id. And, in this
determination, it is critical that the Court consider giving the
3
Defendants the opportunity to have their day in court and to have
their case decided on the merits. Kravnick v. Hertz, 277 A.2d
144, 443 Pa. 105 (1971).
A. Motion To Wen Was Timely Filed
By long practice and common understanding, the rule to
open a judgment and let a defendant into a defense has long
applied to default judgements and was invented as a substitute
for a bill in equity. Rome S. & S. Station v. Finch, 120 Pa.
Super. 402, 404 (Pa. Super. 1936). There is no time limit as to
the time at which a default judgment may be opened. Id. at 404.
Because of the equitable nature of the proceedings, a
petition to open a default judgment should be filed in a timely
fashion. Funds For Business Growth. Inc. v. Maraldo, 443 Pa.
281, 278 A. 2d 922 (1971). The equitable doctrine of laches will
bar a petition to open a default judgment only if under the
circumstances of a particular case a party fails to exercise due
diligence in proceedings to assert his or her rights. Standard
Furnace Co.. Inc. v. Lorinez, 106 Pa. Super. 116, 161 A.2d 573
(1932).
In the instant case, the default judgment was entered
for record on October 1, 1999, but not received by the Defendants
until October 4, 1999. Moreover, its significance was not made
known to the Defendants until October 5, 1999 in a telephone call
between the Defendants and their counsel.
A defendant cannot be charged with laches until he has
been put on notice that a judgment has been entered against him.
4
Cronauer v Bayer, 140 Pa. Super. 91, 13 A.2d 75 (1940). Within
ten (10) days of being notified of the default judgment, the
Defendants' motion to open default judgment was prepared and
mailed to the Court for filing. The motion was subsequently
filed for record by the Court on October 20, 1999.
The Plaintiff would have this Court conclude that a
delay of two and one half weeks is dilatory. Yet, there are
numerous cases holding to the contrary. E.a., Bowman v. Berke
259 Pa. 327, 103 A. 49 (1918) (holding that a period of two years
indicated no laches on the part of the defendant); Johnston &
Somerset Ry. Co v Hoffman, 278 Pa. 314, 123 A. 302 (1924)
(holding that a delay of three months was not unreasonable).
Further, the Plaintiff failed to properly raise the
defense of laches in their Answer to the Defendants' motion. If
not raised as a defense under the heading of New Matter to a
petition to open a default judgment, the defense of laches is
waived. Sanctis v Laaerbusch, 213 Pa. Super. 483, 249 A.2d 919
(1968). See also Kiveller v. Becker, 338 Pa. 169, 12 A.2d 567
(1940) (refusing to consider the question of laches since it had
not been properly raised in the answer to the petition to open).
B. Default Can Be Reasonably Explained
Rule 237.1 of the Pa. R. Civ. P. mandates that a
plaintiff may not proceed to judgment unless a. defendant is
provided with at least ten days notice before the judgment is
taken. Admittedly, the rule does not require the use of
certified mail, although that is the better and preferred
5
practice since it avoids any question about whether the notice
was properly served upon the defendant.
Snap judgments taken without notice are strongly
disfavored by the courts. Safeguard Inv. Co v Energv Service
Associates. Inc., 258 Pa. Super. 512, 393 A.2d 976 (1978). Thus,
a default judgment taken without proof of actual receipt of the
ten day notice required under Rule 237.1 is an important factor
in determining whether a default judgment should be opened.
Ruggiero v. Phillips, 250 Pa. Super. 399, 378 A. 2d 971 (1977).
In the instant case, the Defendant Alice Mountz
testified that the only notice she received from the Court was
the notice that a default judgment had been entered against her.
She further testified that she had no understanding of the
default notice until it was explained to her in a telephone
conversation with her counsel on or about October 5, 1999. The
Defendant's testimony went unchallenged by the Plaintiff.
While many courts continue to apply the "reasonable
excuse" standard in determining whether a default judgment should
be opened, more modern decisions require only that the petitioner
merely show that he or she acted promptly and allege a
meritorious defense. Chettenham Nat. Bank v Snelling, 230 Pa.
Super. 998, 326 A.2d 557 (1979); Triangle Blda. Suoo. & Lumber
Co. v. Zerman, 292 Pa. Super. 315, 363 A.2d 1287 (1976); Gitt v.
Myers, 273 Pa. Super. 310, 917 A.2d 669 (1979).
Admittedly, these cases deal with the application of
Rule 2959(e) of the Pa. R. Civ. P. dealing with confessed
6
judgments. However, they illustrate that the standard of
evidence necessary to open a judgment has been substantially
lessened in favor of a defendant. In short, in exercising its
equitable powers in opening a judgment, a Court need not be
persuaded by the credibility, weight or justice of a defendant's
defense. Rather, the standard of evidence to be employed is that
employed on consideration of a directed verdict and the facts
must be viewed in a light most favorable to the defendant;
accepting as true all evidence and inferences therefrom
supporting the defendant's defense and rejecting the adverse
allegations of the plaintiff. Taub v. Cedarbrook Joint Venture,
251 Pa. Super. 572, 404 A.2d 403 (1978).
Admittedly, the better practice of securing an
extension to file a pleading should be by agreement, Defendants'
counsel, however, had no reason to believe that the letter of
September 13, 1999 would not be received by Plaintiff's counsel.
In fact, by her own admission, Plaintiff's counsel at the hearing
of January 5, 2000 admitted that she would have agreed to an
extension had she known of the request. Assuming arguendo that
Plaintiff's counsel had agreed to the extension of time to file
an Answer to the Plaintiff's Complaint, it can hardly be argued
that the Plaintiff would be prejudiced by opening this default
judgment. For, in such a case the Plaintiff would be required to
prove the allegations contained in her Complaint like any other
claim had a default judgment not been entered.
7
C. Defendants Have A Meritorious Defense
The Court may take notice of the Defendants' Answer to
the Plaintiff's Complaint in its determination of whether they
have a meritorious defense to the Plaintiff's underlying action.
In short, the Plaintiff's Complaint alleges that the
Defendants sold the Plaintiff a "defective dog". The Defendants'
Answer unequivocally denies this and other allegations contained
in the Plaintiff's Complaint.
The very nature of the Plaintiff's claim goes to
whether the dog at the time of purchase suffered from a
hereditary and/or congenital defect. By the Plaintiff's own
admission in her Complaint, such a defect could not be diagnosed
without testing. And, therefore, her claim, without sufficient
scientific proof, cannot be sustained.
Plaintiff's brief makes much ado about the New Matters
asserted in the Defendants' Answer; namely, contributory
negligence and assumption of risk. As the Superior Court stated
as long ago as 1898, the rights of the defendant depend not on
the technical character of the defense, as legal or equitable,
but on its sufficiency as exhibited to the Court. Koch v.
Biesecker, 7 Pa. Super. 37 (1898). Moreover, in considering
whether to open a default judgment, the Court is not required to
try the case on the merits. Shainline v. Alberti Builders. Inc.,
266 Pa. Super. 129, 903 A. 2d 577 (1979).
The Defendants' Answer denies the allegations of the
Plaintiff's Complaint. These denials, coupled with the
8
Defendants' New Matters, are sufficient to demonstrate a
meritorious defense in the instant case.
In sum, the Defendants have a meritorious defense to
the Plaintiff's unsupported allegations that the dog suffered
from a hereditary and/or congenital defect. Further, the
Defendants acted with reasonable promptitude in seeking to have
the default judgement opened. And, the Defendants had a
reasonable explanation for having failed to respond to the notice
of intention to file a default judgment.
CONCLUSION
For all of the foregoing reasons, the Defendants' Motion To
Vacate Default Judgment (Petition To Open Default Judgment)
should be granted.
RICCI & TANEFF
Dated: January 25, 2000
Ref:c:\x\c\mountz\doc012. wpd
Paul Taneff, Esq.
Sup. Ct. No. 63777
9219 Derry Street
Harrisburg, PA 17111
(717) 569-5833
Attorneys for Plaintiff
9
I.
CERTIFICATE OF SERVICE
I hereby certify that a copy of the foregoing Defendants'
Memorandum In Support of Motion To Vacate Default Judgment
(Petition To Open Default Judgment) was sent via first class, U.S.
Mail, postage prepaid, this 25th day of January, 2000 to the
following person(s) at the address(es) set forth below their
respective names:
(1) Kathleen K. Shaulis, Esq.
44 South Hanover Street
Carlisle, PA 17013
RICCI & TANEFF
By: Ual ?azz
FariT Taneff, Esq.
Sup. Ct. No. 63777
4219 Derry Street
Harrisburg, PA 17111
(717) 564-5833
Attorneys for Defendants
Ref:c::\x\c\mount\a lice\csl-wpd
RICCI & TANEFF
ATTORNEYS AND COUNSELLORS AT LAW
Gregory J. Ricci
Paul Tanoll•
January 25, 2000
CURT LONG
PROTHONOTARY
CUMBERLAND COUNTY COURTHOUSE
1 COURTHOUSE SQUARE
CARLISLE PA 17013-3387
RE: MALONE V. SUNDERLAND ET AL.. NO. 99-4601 CIVIL
Dear Mr. Long:
4219 Derry Street
Harrisburg, PA 17111
Tel: (717) S64.5933
Fax: (717) 564-9693
Please file the enclosed Memorandum In Support Of
Defendants' Motion To Vacate Default Judgment in the above
referenced matter. Also, please return a "clocked" copy of this
cover letter to the undersigned's attention. Towards this end, I
have enclosed a self-stamped, addressed envelope for your use.
Thank you for your kind assistance in this matter.
V ruly yours,
CLQ
Pa jul Taneff
PT/pt
Enclosures: (As referenced above.)
cc: Alice R. Mountz
899 Emily Drive
Mechanicsburg, PA 17055
ab0 a0mIUM In Illinois
11,6 0 PIN
F A X T R A N S M I T T A L
RICCI & TANEFF
ATTORNEYS AND COUNSELLORS AT LAW
4219 Derry Street, Harrisburg, PA 17111
Telephone: (717) 564-5833 Fax (only): (717) 564-8683
Date:
N u m b e r
/ / 2000 Time:
o f p a g e s (including this sheet)
T o .
At Fax N: ( v ) x 6 Ctlt/
C o m p a n y )
R e g a r d i n g :
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AX 0/46 v ?L,un ? A'L/I,an
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Noce: ii any of these fax copies are illegible,.or you do not
receive the same number of pages as stated above, please
contact me immediately at:
(717) 564-5833
uvNYIDENTIALITY NOTE
Information/documents accompanying this transmission contain information
from the Law firm of RICCI & TANEFF, which is confidential and/or legally
privileged. This information is intended solely for the use of the
individual or entity named on this transmission sheet. If you are not the
designated recipient, you are hereby notified that any disclosure, copying,
distribution or taking of any action of reliance on the contents of this
information is prohibited. If you have received this transmission in error,
please notify us by telephone immediately so that we can arrange for the
return of the original documents to us at no cost to you and with
reimbursement for costs you may have incurred in responding to this
notification.
RICCI & TANEFF
ATTORNEYS AND COUNSELLORS AT LAW
Gregory J. Ricci
Paul Tane6•
January 25, 2000
VIA FAX TRANSMISSION TO (717) 240-6462
AND FIRST CLASS MAIL
HONORABLE EDWARD E GUIDO, JR
CUMBERLAND COUNTY COURT OF CP
1 COURTHOUSE SQUARE
CARLISLE PA 17013-3387
RE: MALONE V. SUNDERLAND ET AL., NO. 99-4601 CIVIL
Dear Judge Guido:
4219 Deity Street
Harrisburg, PA 17111
Tel: (717) 564.5833
Fax: (717) 6646683
Pursuant to your Order of January 4, 2000, our brief was due
to be filed by the close of business today.
I personally called your Chambers this morning and advised
your law clerk that because of today's snow storm, I would be
unable to make it out to Carlisle to file the brief. Instead, I
was instructed to send a copy of the brief to your Chambers by
facsimile transmission and to arrange to file the brief with the
Prothonotary's Office at a later time. Towards that end, we
mailed our brief to the Prothonotary's Office today by U.S. mail,
first class, postage prepaid with our filing instructions.
Thanking you and your law clerk for your courtesy and
accommodation in this matter, I remain,
Very truly yours,
Paul Taneff QtiL
PT/pt
Enclosure: (As referenced above.)
aho adminad in Illinois
Letter to Hon. E.E. Guido, Jr.
Re: Malone v. Sunderland et al.
January 25, 2000
Page 2
cc: Alice R. Mountz (w/o enc.)
899 Emily Drive
Mechanicsburg, PA 17055
Kathleen K. Shaulis, Esq. (w/enc.)
99 South Hanover Street
Carlisle, PA 17013
0
JAN 10 2000e
CHRISTA MALONE, IN THE COURT OF COMMON PLEAS OF
Plaintiff CUMBERLAND COUNTY, PENNSYLVANIA
VS. CIVIL ACTION - LAW
JACK A. SUNDERLAND AND NO. 99-9601 CIVIL TERM
ALICE R. MOUNTZ t/a
A & J TOY POODLES,
Defendants
BRIEF OF PLAINTIFF IN OPPOSITION TO OPENING
DEFAULT JUDGMENT AGAINST DEFENDANTS
Issue
Whether the Defendants Jack A. Sunderland and Alice R.
Mountz have met their burden of proof to permit the court
to open the default judgment filed against them by
Plaintiff Christa Malone.
Statement of the Procedural Case
Pursuant to Pa.R.C.P.D.J. 1005, on August 20, 1999,
Plaintiff served on both Defendants individually by first
class mail at 899 Emily Drive, Mechanicsburg, Pennsylvania
17055, a copy of the complaint that Plaintiff filed in
Cumberland County Court on that day. Defendants did not
file an answer to this complaint in the time limit
specified in Pa.R.C.P. 1026.
On September 19, 1999, a Notice of Praecipe for Entry
of Default Judgment, also known as a ten-day notice, was
filed with the Prothonotary and mailed to both Defendants
individually by first class mail at 899 Emily Drive,
1
Mechanicsburg, Pennsylvania 17055. A certificate of
mailing (Form 3817) for each individual mailing was
obtained.
On October 1, 1999, eighteen days after the ten-day
notice was sent, Plaintiff filed the Default Judgments
against both Defendants individually.
On October 20, 1999, Defendants' Motion to Vacate
Default Judgment was filed with the court. A copy of the
Defendants' proposed Answer to be filed was appended to the
Motion. On October 28, 1999, Plaintiff filed an Answer in
Opposition to Defendants' Motion. On Wednesday, January 5,
2000, a hearing was held so that the Defendants could
present testimony/ evidence as to the allegations made in
their Motion to Vacate.
Argument
I. Opening Default Judgment
In a proceeding to open a default judgment, the
petition and the answer thereto comprise the pleadings, and
relief is granted only on the grounds embraced therein. P.
L. E. Judgment §82, citing Brown & Bigelow v. Borish, 165
Pa. Super. 308, 67 A.2d 823 (1949).
A court should only open a default judgment when three
conditions have been met, to wit, the petition must have
been promptly filed, the default that led to the judgment
2
must be satisfactorily explained and the existence of a
meritorious defense to the cause of action must be shown.
vision service Plan of Pennsylvania v. Pennsylvania AFSCME
Health and Welfare Fund, 331 Pa. Super. 217, 480 A.2d 322
(1984).
The requisite elements to open a default judgment must
be the same regardless of whether the substantive claim
lies in contract or tort since any procedural differences
between actions in assumpsit and trespass have been
abolished. Wolfskill v. Ems, 350 Pa. Super. 223, 504 A.2d
326 (1986).
A trial court cannot open a default judgment based on
the "equities" of a case when a defendant has failed to
establish all three of the criteria. Castings Condominium
Association v. Klein, 444 Pa. Super. 68, 77, 663 A.2d 220,
225 (1995)
A court in opening a default judgment has the power to
prescribe the terms or conditions upon which it shall be
opened. Thus, in order to protect the plaintiff, the court
may impose as a condition the requirement that the
defendant pay the costs incurred at the trial, or that
portion of the plaintiff's claim admittedly due; or that
security shall be entered in such amount and with such
surety as the lower court may direct. P. L. E. Judgment
3
X82, citing Horning v. David, 137 Pa. Super. 252, 8 A.2d
729 (1939); Michigan Ammonia Works v. Elk, 47 Pa. Super.
294 (1911); and Britton v. Continental Mineral and Smelting
Corporation, 366 Pa. 82, 76 A.2d 625 (1950).
A. Petition to Reopen Was Not Promptly Filed
The timeliness of the Petition to Open a Default
Judgment is measured from the date of the entry of the
default judgment. Alba v. Urology Associates of Kingston,
409 Pa. Super. 406, 598 A.2d 57 (1991).
In this case, the default judgment was taken on
Friday, October 1, 1999. The Petition to Open was not
filed with the court until Wednesday, October 20, 1999,
more than nineteen days after default judgment was taken.
In McCoy v. Public Acceptance Corporation, 451 Pa. 495, 305
A.2d 698 (1973), the Supreme Court found that a period of
two and one half weeks was not prompt.
B. Default Cannot Be Reasonably Explained or Excused.
1. Rule 237.1 Ten Day Notice Properly Served.
The Plaintiff followed Pa. R. C. P. 237.1 explicitly
in giving Notice of a Praecipe to enter default judgment
more than ten days before the default judgment was taken.
The rule does not require the use of certified or
4
registered mail to serve the notice. The 1994 explanatory
Comment to the Rule states:
The ten-day notice may be mailed or delivered.
Registered or certified mail is not required. The
ten-day grace period for compliance runs from the date
of delivery, if the notice is delivered. If the
notice is mailed, the ten day notice period runs from
the date of mailing and not from the date of receipt.
If proof of the mailing date is important, it may be
obtained from the post office by requesting present
Post Office Form 3817, Certificate of Mailing, which
will show the date, the name of the sender, and the
addressee.
In fact, Plaintiff's attorney provided the court with
copies and even the original of the certificate of mailing
so there is no doubt that the notice was mailed.
Finally, actual receipt of the notice of praecipe for
entry of default judgment is not necessary and mailing of
notice to defendant's principal residence is sufficient.
Central Penn National Bank v. Williams, 362 Pa. Superior
243, 523 A.2d 1166 (1987).
2. No Written Agreement for the Extension of
Time to File Defendant's Answer
Even if Plaintiff's counsel did receive the September
13, 1999 letter from Defendant's counsel, Defendant's
counsel cannot argue that this letter constituted an
5
"agreement." Plaintiff's counsel never received such a
request and could hardly be said to have agreed to it.
Next, even if Plaintiff's counsel did receive the
letter, her silence cannot be viewed as acceptance of the
Defendants' counsel's request for an extension.
See Reilly Associates v. Duryrea Borough Sewer Authority,
428 Pa. Super. 460, 463-463, 631 A.2d 621, 623-24
(1994) (letter from defendant's counsel to plaintiff's
counsel requesting an extension of thirty days to file an
answer does not constitute a enforceable agreement for
extension when Plaintiff's counsel did not respond to the
letter). See also Castings Condominium Association v.
Klein, 444 Pa. Super. 68, 663 A.2d 220 (1995) (appellant's
counsel sent a letter to appellee's attorney expressing his
assumption that appellee's attorney would not seek a
default judgment) and McEvilly v. Tucci, 239 Pa. Super.
474, 362 A.2d 259 (1976) (counsel for the defendants sent a
letter to plaintiffs expressing his assumption that
plaintiffs would not seek a default judgment).
Furthermore, Pa. R.C.P 237.2 provides that after the
ten-day notice is given, the agreement to extend must be in
writing in substantially the same form as prescribed by Pa.
R.C.P. 237.6. Since Plaintiff's counsel filed the Notice
with the Prothonotary on September 14, 1999, the day after
6
Defendant's counsel allegedly mailed the letter to
Plaintiff's counsel, the issue of whether Defendant's
counsel mailed the letter is moot.
Finally, in the context of the Rules of Civil
Procedure, agreements to extend the time in which to plead
are unnecessary prior to the giving of the ten-day notice.
Since a default judgment cannot be entered until after the
notice is given, there is no event to postpone prior to the
notice and no definite time to extend. See Pa. R.C.P.
237.2, Explanatory Comment.
C. A Meritorious Defense Has Not Been Raised by
the Defendants to This Action Involving a
Sale of a Puppy.
A "meritorious defense" supporting a decision to
reopen a default judgment is one that is sufficient to
justify relief if proven. Southeastern Pennsylvania
Transit Authority v. DiAntonio, 618 A.2d 1182 (Pa. Cmwlth.
1991).
Defendants do not have to prove every element of their
defense, however, they must set forth the defense in
precise, specific and clear terms. Miller Block Company v.
United States National Bank in Johnstown, 389 Pa. Super.
7
961, 567 A. 2d 695 (1989), allot. den., 525 Pa. 658, 582
A.2d 329 (1990).
Based on their Petition to Open and their proposed
Answer attached thereto, Defendants appear to be claiming
contributory negligence and assumption of risk as defenses
against the Plaintiff's contract/fraud action. Neither
defense, however, is "meritorious" in this case.
Plaintiff was not negligent and did not assume any
risk in her dealings with the Defendants, relying on their
promise that she would receive a refund. Defendants stated
to the Plaintiff that they guaranteed the puppy for one
year (Plaintiff's Complaint 113) and Defendant Alice Mountz
executed a receipt stating that Plaintiff could return the
poodle for a full refund within 96 hours after a
veterinarian found an infectious or any congenital disorder
with the puppy (Plaintiff's Complaint, Exhibit i).
Furthermore, no negligent conduct on the part of
Plaintiff or her husband could have caused the "congenital"
problems diagnosed by their veterinarian, Michael
McAllister, VMD, i.e. "poor muscle mass in front and rear
legs" or a hairless patch on the left rear thigh "that
would need a skin biopsy and culture to diagnose the
problem" or "an undulating patella (kneecap) on the left
rear leg"(Plaintiff's Complaint, Exhibit D).
8
Moreover, Defendants have not alleged that Plaintiff's
checks to pay for the dog bounced which would have
constituted a valid defense in a civil action sounding in
assumpsit. Claiming that any problems that the Plaintiff
and her husband had with the puppy were caused by them does
not justify the Defendants' retaining the $848.00 paid to
them by the Plaintiff as well as the puppy.
Finally, this is a civil action on a "contract" -- the
sale of a puppy and the fraudulent conduct of the
Defendants involving that sale: assumption of risk and
contributory negligence are not proper defenses in such a
matter.
Extent of Damages
The nature of a default judgment is to impose
responsibility upon a defendant who had an opportunity to
defend the claim on its merits but has failed to do so.
Kroynick v. Hertz, 443 Pa. 105, 277 A.2d 144, 147 (1971).
Alleged "excessiveness" of damages of the amount of
the default judgment was irrelevant to, and unsupported of,
petition to strike the judgment, which petition would not
be granted unless a fatal defect in the judgment appeared
on the face of the record. Johnson v. Earl Schreib, Inc.,
352 Pa. Super. 278, 507 A.2d 1228 (1986). Also, see
Allegheny Hydro No. 1 v. American Line Builders, Inc., 722
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A.2d 189 (Pa. Super. 1998), the court refused to open a
$1,000,000 default judgment based on even though the
Court felt that the defendant set forth a meritorious
defense.
Unfair Trade Practices and the Consumer Protection Law
Plaintiff can meet her burden of proof that the
Defendants violated provisions of the Unfair Trade
Practices and Consumer Protection Law in their denial to
issue a refund to her under the circumstances. Defendants
are in the business of selling puppies. They admit in
their proposed Answer that the Pennsylvania Department of
Revenue licenses them for the collection of sales tax.
Defendants' Answer, 437). They also admit that they are
not licensed by the Department of Agriculture as a kennel.
(Defendants' Answer, 438). Because they are not licensed as
a kennel, Defendants' liability is not limited to those
provided in 73 P.S. § 201-9.3 relating to dog purchaser
protection.
Defendant Alice Mountz admits signing the written
guarantee prepared by Plaintiff and her husband pursuant to
which they sought a refund of their purchase price of $848
after they returned the puppy. (Defendants' Proposed
Answer 4 12.) Because Defendant Mountz failed to comply
with the terms of this writing guarantee/warranty,
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Defendant Mountz engaged in an "unfair or deceptive act or
practice" as defined in 73 P.S. §201-2(4) (xiv), justifying
the Plaintiff's claim for damages.
Moreover, the Defendants have engaged in fraudulent
conduct falling under the catchall provision of the Unfair
Trade Practices and Consumer Protection Law, 73 P.S. §201-
2(4)(xxi). This provision was designed to cover generally
all unfair and deceptive acts or practices in the conduct
of a trade or commerce. Hammer v. Nikol, 659 A.2d 617 Pa.
Cwlth. 1995).
At the time Plaintiff and her husband returned the
puppy to the Defendants, they returned all of the paperwork
that they had in their possession to Defendants in good
faith, relying on the Defendant Mountz's representation
that they would receive a full refund of the money paid for
the puppy. Because of Defendants' outrageous conduct in
retaining the puppy and not issuing the promised refund to
the Plaintiff, Defendants engaged in an unfair and
deceptive act in the conduct of their business as defined
in 73 P.S. §201-2 (xiv) and (xxi).
CONCLUSION
Defendants have not even come close to meeting the
requirements set forth in case law for this Honorable Court
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to strike the default judgment entered against them: (1)
the petition to open must have been promptly filed; (2) the
default that led to the judgment must be satisfactorily
explained; and (3) the existence of a meritorious defense
to the cause of action must be shown. Moreover, Defendants
engaged in deceptive and fraudulent behavior in this case,
i.e. promising the Plaintiff orally and in writing that she
would receive a refund of the purchase price of the teacup
poodle puppy, then keeping the money, the puppy and all of
the documentation - bill of sale, guarantee, the puppy's
health record, etc. - making it extremely difficult for the
Plaintiff to present her case.
Moreover, the Plaintiff, a Maryland resident, has
suffered substantial monetary damage from this drawn-out
affair to recover the purchase price of a teacup poodle and
deserves to be compensated. True justice would not be
served by prolonging the litigation of this case.
Respectfully submitted,
Ka h n K. shaulis, Esquire
counsel for the Plaintiff
Date: January 19, 1999
cc: Paul Taneff, Esq.
12
CHRISTA MALONE,
Plaintiff
Vs.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ t/a
A & J TOY POODLES,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 99-4601 CIVIL TERM
CERTIFICATE OF SERVICE
I hereby certify that I am serving on this day a copy
of the foregoing document upon the person and in the manner
indicated below, which services satisfies the requirements
of the Pennsylvania Rules of Civil Procedure, by personal
serving a copy on:
By first class mail prepaid:
Paul Taneff, Esq.
Taneff and Ricci
4219 Derry Street
Harrisburg, PA 17111
(717) 564-5833
Dated: January 19, 2000
Ka hleen K. shaulis, Esq.
Pa. Bar TD. No. 37445
44 South Hanover Street
Carlisle, PA. 17013
(717) 243-6655
13
CHRISTA MALONE,
Plaintiff
V.
JACK A. SUNDERLAND &
ALICE R. MOUNTZ t/a
A & J POODLES,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
99-4601 CIVIL TERM
IN RE: TRANSCRIPT OF PROCEEDINGS
Proceedings were held before the
HONORABLE EDWARD E. GUIDO, J.,
Cumberland County Courthouse, Carlisle, Pennsylvania,
Courtroom Number Five,
January 5, 2000.
APPEARANCES:
KATHLEEN K. SHAULIS, ESQUIRE
For - the Plaintiff
PAUL TANEFF, ESQUIRE
For - the Defendants
a
I N D E X E S
WI
PETITIONERS':
ALICE MOUNTZ
Direct Examination by Mr. Taneff 4
Cross-Examination by Ms. Shaulis 11
Redirect Examination by Mr. Taneff 13
Examination by the Court 19
Redirect Examination by Mr. Taneff 15
IDENTIFIED
PETITIONERS':
1 - Letter Dated September 13, 1999 12 20
RESPONDENT'S:
1 - Certificate of Mailing 17 20
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January 5, 2000
Carlisle, Pennsylvania
(Whereupon, the following proceedings were held.)
THE COURT: Good afternoon. We are here on the
motion of the defendants to -- actually to vacate a default
judgment.
MR. TANEFF: That's correct, Your Honor.
THE COURT: I would imagine the appropriate remedy
you are asking for is to open the default.
MR. TANEFF: To open.
THE COURT: I mean -- am I being correct?
MR. TANEFF: I believe you are right, Your Honor.
THE COURT: You are not asking that it be stricken
in that the judgment on its face is appropriate; is that
correct?
MR. TANEFF: That's correct.
THE COURT: Okay. So this is a petition addressed
to the equitable side of the court to open the default
judgment.
And having read the petition and read the answers,
we have certain questions of fact that need to be addressed
here today. So if you are prepared to proceed, Mr. Taneff,
you may call your first witness.
MR. TANEFF: I call Alice Mountz. Can she give
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testimony right from here?
THE COURT: Does she have a physical problem?
MR. TANEFF: No, she does not.
THE COURT: That's what we have the witness stand
for. Now, as far as the merits for the defense, that's laid
out in your answer.
MR. TANEFF: I believe that it is, Your Honor.
THE COURT: What I am interested in is the
question of whether you received notice. You know, something
in this case. She didn't get your request for an extension.
They didn't get her notice so let's explore that.
Whereupon,
ALICE R. MOUNTZ,
having been duly sworn, testified as follows:
DIRECT EXAMINATION
BY MR. TANEFF:
Q Alice, for the record, would you tell the Court
your full name, please.
A Alice Renee Mountz.
Q And do you own a business known as A & J Toy
Poodles?
A Yes, I do.
Q Do you recall a complaint being filed against you
on or about August 20 of 1999?
A Yes, I do.
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Q And do you recall who filed that complaint?
A These people.
0 You are pointing to the plaintiffs?
A Right.
Q Do you recall their names?
A Christine -- I am not sure how she pronounces her
last name.
Q Crystal Malone?
A Yes.
Q And do you recall when you received that
complaint, and how it was served on you?
A Are you talking about the package that was sent by
their attorney?
Q The original; that's correct.
A There was -- I think a gray envelope --
Q Okay.
A -- from their attorney.
Q Okay. And do you remember when you might have
received that?
A Around the 1st of October.
Q Let me go back. Do you recall that the complaint
was filed on August 20?
A Okay. Yes.
Q Do you recall that?
A Yes.
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1 Q And that complaint would have been filed here at
2 the Cumbe rland County Courthouse?
3 A Right.
4 Q And opposing counsel, when that complaint was
5 filed, wo uld be required to serve it upon you.
6 A Right.
7 Q And according to the pleadings, it was filed by
8 first class mail. Do you recall when you might have received
9 that origi nal complaint?
10 A I don't really recall the date, so I am not
11 gonna --
12 Q Okay. After -- but you do recall receiving the
13 complaint?
14 A Yes.
15 Q After you received that complaint, do you remember
16 calling my office?
17 A The same day.
18 Q Okay. And we arranged to meet --
19 A Yes.
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20 Q -- to discuss the complaint?
21 A Right.
22 Q Okay. And do you recall when that meeting was)
23 A Within a day or two from when the papers were in
24 the mail to me from her.
25 Q Okay. Do you recall that we met on September
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13th?
A Yes.
Q So --
A At your office.
Q So it was more than a few days after the complaint
was served?
A Right.
Q Okay. And at that meeting, what did we discuss?
A We discussed all of the questions that were there,
and you were going to write and ask for a continuance so that
we could sit down and spend more time going through them,
because there were a lot of questions.
Q Okay. And when you say questions, you mean the
various paragraphs in the complaint?
A Right.
Q And do you recall -- I will retract the question.
Do you know whether or not my office did send a letter to
opposing counsel asking for some time, additional time, to
file a full answer or response to that complaint?
A Yes, you did.
Q Okay.
MS. SHAULIS: Objection.
THE COURT: Overruled.
MR. TANEFF: And do you recall on or about what
date that letter may have been sent to opposing counsel?
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THE WITNESS: No, I don't. I am terrible with
dates.
MR. TANEFF: All right. If I showed you a
document, might it refresh your memory?
THE WITNESS: It could.
MR. TANEFF: May I approach the witness,
Your Honor?
THE COURT: Certainly.
MR. TANEFF: I would like to show you a letter
dated September 13 from my office to Miss Shualis. Would you
take a moment and just read through it quickly, and when your
memory is refreshed, let me know.
MS. SHAULIS: Can I renew my objection?
THE COURT: On what basis?
MS. SHAULIS: On the basis that how would the
witness know that that letter was mailed? She knows that the
letter is there but not mailed. So how could she testify it
was mailed?
THE COURT: You can handle that in your
cross-examination of her. Ask her if she knew that.
MS. SHAULIS: Thank you.
THE COURT: She answered that she did.
BY MR. TANEFF:
Q Is your memory refreshed now?
A Yes.
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Q Do you recall whether or not a letter was sent to
opposing counsel asking for a continuance?
A Yes.
Q And the date of that letter?
A October 15th.
Q I will show you the letter again.
A I am really bad with dates, period. It was sent
the 13th of September.
Q Thank you.
THE COURT: So we have a record in this case,
would you want to mark that as Petitioner's Exhibit Number 1?
MR. TANEFF: I don't have additional copies of
these.
THE COURT: Well, we can make a copy.
(Whereupon,
Petitioner's Exhibit No. 1
was marked for identification.)
BY MR. TANEFF:
Q Now, after September 13, did you have occasion to
communicate with my office?
A Yes.
Q And do you recall when that might have been?
A Early October.
Q Okay. And what was the purpose of that
communication?
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yc over the pacieage of information and answers
that they wanted answered to be sent back to their attorney.
Q Do you also recall sending to my office a little
9 notification that you received from the Cumberland County
5 Prothunotary's office?
6 A Yeah, it was
like, a post card, and I didn't
7 understand it.
8 Q And what did
you do with that when you received
9 it?
10 A 1 -- my mail comes late in the afternoon. So the
11 very next morning 1 took it to the post office, and mailed it
12 to you, and asked you what it meant.
13 Q Okay. And do
you recall my calling you on or
19 about October 5th?
15 A Yes, you did.
16 Q And in that telephone conversation, do you recall
17 my explaining to you that opposing counsel had taken a default
18 judgment against you?
19 A Right.
20 Q And that it was necessary for us to take some
21 i.mmedi.ite measures?
22 A Yes, you dial.
23 Q okay. And do you recall my asking you, when you
29 received LhaL [lOLitiCaLion of default, whether you had
25 received any prior notices of their intention to take a
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1 default judgment?
2 A You asked me but I hadn't received any.
Q So you had received no notification --
A No never.
Q -- from anyone relative to that default judgment,
until you received the notice of default judgment; is that
correct?
A Right. Right.
Q Did we file a formal answer to the plaintiff's
complaint in this particular matter?
A Yes, we did.
Q And do you recall when that was filed?
A In October.
Q And do you remember whether that was filed before
or after we received the default judgment?
A It was filed, I believe, before.
Q Do you remember the number of allegations that was
contained in the original complaint? Was it voluminous?
A I have never seen anything like it.
MR. TANEFF: I have no further questions.
THE COURT: You may cross examine.
CROSS-EXAMINATION
BY MS. SHAULIS:
Q Mrs. Mounts --
A Yes.
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Q -- do you receive your mail at 899 Emily Drive,
Mechanicsburg, Pennsylvania?
A Yes, ma'am, I do.
Q And that is where you reside?
A Yes, I do.
Q Okay. And you received the complaint that I filed
on behalf of the Malones --
A If you are talking about the package.
Q -- in August 20th --
A Yes.
Q -- it was mailed.
A Yes, I did.
Q You received that at 899 Emily Drive?
A Yes, I did.
Q Okay. And you haven't moved --
A No, I have not.
Q -- between now and August and right now?
A No, I have been there for 11 years.
Q Okay. Let me get back to this letter that was
allegedly sent to me by counsel on September 14th --
A Right.
Q -- requesting an extension of time.
A Right.
Q Did you see the letter?
A No.
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Q Did you sign -- did you mail the letter yourself?
A Did I mail the letter?
Q Yes.
A No, I did not.
Q So you really don't know if it was mailed or not,
do you?
A No.
MS. SHAULIS: No further questions.
THE COURT: Cross -- redirect. I'm sorry.
REDIRECT EXAMINATION
BY MR. TANEFF:
Q Do you recall in our conversations as we were
preparing to address that 44-count complaint for the sale of a
bad puppy, an alleged bad puppy, our discussing the timing on
or about September 13th and the necessity of my having to
contact opposing counsel to get a continuance because of the
time it would take to prepare a proper response to that
complaint?
A Right. I came to your office for that.
MR. TANEFF: I have no further questions.
MS. SHAULIS: Nothing further on that issue.
THE COURT: I have a couple.
THE WITNESS: Okay.
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EXAMINATION
BY THE COURT:
Q Petitioner's Exhibit Number 1, which is the letter
from Mr. Taneff to Miss Shaulis requesting additional time to
file the answer --
A Right.
Q -- have you ever seen that letter before today's
date?
A I don't think I have, no.
Q Okay. Now, when you were in Mr. Taneff's office
on the 13th of -- or the 3rd --
A Uh-huh.
Q -- on the 13th of September?
A Right.
Q The discussion was that Mr. Taneff was going to
request more time to file the answer because you had to meet
again?
A There was a big package of papers.
Q Um-hum.
A And we needed to sit down and go through one by
one and answer them. And the time wasn't -- there wasn't
enough time to do that. And he had to schedule, like, two
hours to do that, and he did it as soon as possible.
Q When was that? When did you sit down with him
again and go through that?
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A I don't remember the date. I am terrible with
names and dates so I don't want to --
Q Well, can you give me a guesstimate? Was it a
week later? Was it tw o weeks later? Was it a month later?
A No, it was within a few days.
Q Okay. And you are sayin g that the answer was
actually filed before you got notice that judgment had been
entered?
A Right. I didn't understand what the post card
meant, because I had already gone over all of the questions
and answered it. So I took it over to the post office and
sent it to him.
Q But you didn't -- either you or Mr. Sunderland
signed the answer whenever it was filed; is that correct?
A I think we did sign it.
THE COURT: That's all I have. Any follow-ups
with regard to those questions, Mr. Taneff?
REDIRECT EXAMINATION
BY MR. TANEFF:
Q On the answer that was filed, and I know it sounds
like you were just a bit confused, let's go back to September
13th, the questions that you keep referring to --
A Uh-huh.
Q -- do you recall our going over both the complaint)
and other matters related to a similar case that was filed
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1 against you by opposing counsel with a different plaintiff?
2 A Yes, we did.
3 Q But on September 13th, we reviewed in detail each
4 and every allegation of the Malone complaint.
5 A Right.
Q And I asked you specifically whether or not those
-- each allegation was accurate or not?
A Right.
Q And you then provided me with appropriate
responses to each of those allegations?
A Right.
Q Do you remember on the answer that we filed, if
you don't remember, just tell me so -- on the answer that we
filed on October 1st or mailed from my office on October
1st --
A Right.
Q -- do you remember whether I signed a verification
on your behalf?
A Yes, you did.
Q And then did I subsequently obtain your
verifications from you and Mr. Sunderland at a later date?
A Right.
Q And filed those with the Court?
A Right.
Q And the reason I signed the verification was
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because we were having difficulty getting together --
A Right.
Q -- for those verifications?
A Right.
MR. TANEFF: I have no further questions,
Your Honor.
MS. SHAULIS: Nothing further.
THE COURT: You may step down.
MR. TANEFF: Your Honor, I have Mr. Sunderland
here, but I believe that his testimony will, for all practical
purposes, be identical to Miss Mountz.
THE COURT: It's your case, Mr. Taneff. You put
on what you feel is relevant.
MR. TANEFF: I think we are going to rest on this
I motion.
THE COURT: Okay. Do you wish to present
I evidence?
MS. SHAULIS: Well, Your Honor, I would just like
to point out that included in the answer to the motion, that I
did provide the original mailing, certificates of mailing,
that were sent to -- or accompanied or -- I guess -- well,
evidence the mailing was made to Jack Sunderland and Alice
Mountz at 899 Emily Drive of the 10-day notice that's required
pursuant to the rules.
THE COURT: Do you want to mark that as
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Respondent's Exhibit 1?
MS. SHAULIS: I would, Your Honor. I only have
one copy and as I said --
THE COURT: We can make copies.
MS. SHAULIS: -- as I said, the original is with
the answer that was filed with the Court, so you probably have
it in the file.
THE COURT: What troubles me, from a factual
standpoint, and I am in a position where counsel may need to
be witnesses, unless Mr. Taneff's prepared to stipulate that
you mailed the notice of default judgment, then I will need
you to testify that you did so.
And unless you are prepared to stipulate that he
mailed the letter requesting the extension, I am going to need
him to testify that lie did so.
MS. SHAULIS: But wouldn't the certificate of
mailing demonstrate that? It's evidence that I mailed the
certificates or the notices.
THE COURT: It's only evidence that you mailed
them, if you testify that that's what they represent. Or if
you bring in your secretary to testify that that's what they
represent.
MS. SHAULIS: Right.
THE COURT: Likewise, Mr. Taneff, the letter to
Miss Shaulis is evidence if you testified that you mailed that
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or you bring in your secretary to testified you mailed it.
MR. TANEFF: Your Honor, I understand that. I
guess the question here is, we are dealing with a pretty
severe sanction, that puts someone out of Court.
If we had been -- if we had simply sat here and
attempted to vacate, if you will, or open a judgment that was
entered by default and had taken no measures --
THE COURT: We will talk about the argument after
we get the record complete.
MR. TANEFF: I understand.
THE COURT: Do you understand where I am coming
from?
MS. SHAULIS: Yes, I do.
MR. TANEFF: Yes, I do.
THE COURT: On the record right now. So I either
need testimony or stipulations.
MS. SHAULIS: Well, I could testify that I mailed
it because I have no secretary.
THE COURT: Well, then who is going to examine
you?
MS. SHAULIS: I am not quite sure, Your Honor.
MR. TANEFF: Your Honor, we accomplish the same
thing by stipulating both ways.
THE COURT: I agree. You are prepared to
stipulate?
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MR. TANEFF: I am prepared to stipulate --
MS. SHAULIS: I am not.
MR. TANEFF: -- that she did the mailing, as long
as she is willing to stipulate to the fact that I placed -- my
office placed this letter in the mail on the 13th.
THE COURT: Okay.
MS. SHAULIS: I am prepared to do that,
Your Honor.
THE COURT: You say you are not?
MS. SHAULIS: I am. I will right now.
THE COURT: All right. Then let's mark exhibit 1
for the defendant being the letter addressed to Miss Shaulis,
and exhibit number 1 for the Respondent/Plaintiff as being the
certificates of mailing of default judgment.
MS. SHAULIS: Right. And the notice.
(Whereupon,
Respondent's Exhibit No. 1
was marked for identification.)
THE COURT: And they are both admitted.
MS. SHAULIS: Right.
(Whereupon, Respondent's and Petitioners'
Exhibit Nos. 1 were both admitted.)
THE COURT: Are you prepared to stipulate,
Mr. Taneff, that she would testify that she didn't get your
letter or do you want to her to testify to that?
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MR. TANEFF: I will stipulate to that, Your Honor.
THE COURT: Now, any other evidence before we
close the record?
MS. SHAULIS: Meritorious defense, Your Honor?
THE COURT: Well, the answer speaks for itself in
that regard, it either is or it isn't.
MS. SHAULIS: Okay.
THE COURT: Okay.
MS. SHAULIS: Nothing further.
THE COURT: Anything further?
MS. SHAULIS: Nothing further, Your Honor.
THE COURT: Okay. Argument. Do you want argument
on the record or off the record?
MR. TANEFF: We will do it off the record.
MS. SHAULIS: Off the record.
(Whereupon, argument was held off the record.)
THE COURT: How much time do you need to submit
briefs?
MR. TANEFF: 30 days.
MS. SHAULIS: I was thinking 10, 15 days. I am
not as busy as Mr. Taneff.
THE COURT: I won't get to look at this until the
end of the month anyhow. Why don't we submit briefs -- I will
give you 20 days. Today is the 5th. Enter the following
order:
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AND NOW, today's date, parties are directed to
submit briefs in support of their respective positions by
close of business on January 25, 2000.
(Whereupon, the hearing concluded.)
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CERTIFICATE
I hereby certify that the proceedings are contained
fully and accurately in the notes taken by me on the above
cause and that this is a correct transcript of the same.
tl1hAA1.c,
orraine K. T utman, RPR
The foregoing record of the proceedings on the hearing
of the within matter is hereby approved and directed to be
filed.
OlliN
Date Edward E. Guido, J.
Ninth Judicial District
23
w
September 13, 1999
KATHLEEN K SHAULIS ESQ
44 SOUTH HANOVER STREET
CARLISLE PA 17013
RE: MALONE V. SUNDERLAND ET AL. NO 999-4601
CUMBERLAND COUNTY
Dear Ms. Shaulis:
When you called me to determine whether we would accept service of
this suit on behalf of our client, A&J Toy Poodles, I was not
authorized to do so at that time, had no knowledge of the District
Justice proceeding and that is why I asked you to serve the Complaint
directly upon the Defendants.
This letter will acknowledge that we met with our client to day to
.review the Complaint and we will be preparing an Answer for filing.
However, in view of my current calendar, I would respectfully request
a reasonable extension of time to file an Answer. Unless I hear from
you to the contrary, I will assume that if we are filed no later than
October 15, 1999, you will not have a problem, otherwise, we will
file a Motion with the Court requesting an enlargement of time
necessary to complete our initial investigation and prepare a
responsive pleading.
In the meantime, should you have any questions concerning this
matter, please don't hesitate to call me.
Very truly yours,
Paul Taneff
PT/lmp
PETITIONER'S
EXHIBIT
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. ,
CHRISTA bIALONE,
Plaintiff
Vs.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ t/a
A i J TOY POODLES,
Defendants
IN THE COURT OF COMMON PLEAS OF
C@49ERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAN
NO. 99-4601 CIVIL TERM
14DTIC11 OF PUSCIM
rOa Xww or JUD4M1rP BY Dsr=T
To: JACK A. 5IAR1RIILRRD
IMPORTANT NoTICR
YOU ARE IN DEFAULT BECAUSE YOU FAILED TO ENTER A WRITTEN
APPEARANCE PERSONALLY OR BY AN ATTORNEY AND FILE IN WRITING WITH
THE COURT YOUR OBJECTIONS TO THE CLAIMS SET FORTH AGAINST YOU.
UNLESS YOU ACT WITHIN TEN DAYS FROM THE DATE OF THIS NOTICE, A
JUDGMENT MAY BE ENTERED AGAINST YOU WITHOUT A HEARING AND YOU MAY
LOSE YOUR PROPERTY OR OTHER IMPORTANT RIGHTS. YOU SHOULD TARE
THIS NOTICE TO A LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR
CANNOT AFFORD ONE, GO TO OR TELEPHONE THE FOLLOWING OFFICE TO FIND
OUT WHERE YOU CAN GET LEGAL. HELPS
CUMBERLAND COUNTY BAR ASSOCIATION
2 LIBERTY AVENUE
CARLISLE, PA 17013
TELEPHONES (717( 249-3166
ki een K. Shaulis, Esq.
Atto ey for Plaintiff
44 South Hanover Street
Carlisle, PA 17013
(717( 243-6655
I.D. No. 37445
Date of Notice: SsPtN&§s 14, 1099
CHRISTA MALONE,
Plaintiff
Vs.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ t/a
A t J TOY POODLES,
Defendants
IN THE COURT OF C *10N PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 99-4601 CIVIL TERM
x0mcs OF PAA=CiPi
Pea BMW OF .7t GWW BY DEIAU=
To: ALICt R. WOONTs
Date of Notice: Sop' 1- - 14, 1999
Ilmna491NT UOTICL
YOU ARE IN DEFAULT BECAUSE YOU FAILED TO ENTER A WRITTEN
APPEARANCE PERSONALLY OR BY AN ATTORNEY AND FILE IN WRITING WITH
THE COURT YOUR OBJECTIONS TO THE CLAIMS SET FORTH AGAINST YOU.
UNLESS YOU ACT WITHIN TEN DAYS FROM THE DATE OF THIS NOTICE, A
JUDGMENT MAY BE ENTERED AGAINST YOU WITHOUT A HEARING AND YOU MAY
LOSE YOUR PROPERTY OR OTHER IMPORTANT RIGHTS. YOU SHOULD TAKE
THIS NOTICE TO A LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR
CANNOT AFFORD ONE,, -GO.-TO OR TELEPHONE THE FOLLOWING OFFICE TO FIND
OUT WHERE YOU CAN GET LEGAL HELP:
CUMBERLAND COUNTY BAR ASSOCIATION
2 LIBERTY AVENUE
CARLISLE, PA 17013
TELEPHONE: (717) 249-3166
Ka aen H. Shaulis, Eaq.
Att raey for Plaintiff
44 South Hanover Street
Carlisle, PA 17013
(717) 243-6655
I.D. No. 37445
1
CHRISTA MALONE, IN THE COURT OF COMMON PLEAS OF
Plaintiff CUMBERLAND COUNTY, PENNSYLVANIA
V.
a
JACK A. SUNDERLAND &
ALICE R. MOUNTZ t/a
A & J POODLES,
Defendants 99-4601 CIVIL TERM
IN RE: TRANSCRIPT OF PROCEEDINGS
Proceedings were held before the
ONORABLE EDWARD E. GUIDO,
Cumberland County Courthouse, Carlisle, Pennsylvania,
Courtroom Number Five,
January 5, 2000.
s
APPEARANCES:
KATHLEEN K. SHAULIS, ESQUIRE
For - the Plaintiff
PAUL TANEFF, ESQUIRE
For - the Defendants
I N D E X E S
SES
PETITIONERS':
ALICE MOUNTZ
Direct Examination by Mr. Taneff q
Cross-Examination by Ms. Shaulis 11
Redirect Examination by Mr. Taneff 13
Examination by the Court 14
Redirect Examination by Mr. Taneff 15
TO EXHIBITS IDENTIFIED ADMIT
PETITIONERS':
1 - Letter Dated September 13, 1999 12 20
RESPONDENT'S:
1 - Certificate of Mailing 17 20
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January 5, 2000
Carlisle, Pennsylvania
(Whereupon, the following proceedings were held.)
THE COURT: Good afternoon. We are here on the
motion of the defendants to -- actually to vacate a default
judgment.
MR. TANEFF: That's correct, Your Honor.
THE COURT: I would imagine the appropriate remedy
you are asking for is to open the default.
MR. TANEFF: To open.
THE COURT: I mean -- am I being correct?
MR. TANEFF: I believe you are right, Your Honor.
THE COURT: You are not asking that it be stricken
in that the judgment on its face is appropriate; is that
correct?
MR. TANEFF: That's correct.
THE COURT: Okay. So this is a petition addressed
to the equitable side of the court to open the default
judgment.
And having read the petition and read the answers,
we have certain questions of fact that need to be addressed
here today. So if you are prepared to proceed, Mr. Taneff,
you may call your first witness.
MR. TANEFF: I call Alice Mountz. Can she give
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testimony right from here?
THE COURT: Does she have a physical problem?
MR. TANEFF: No, she does not.
THE COURT: That's what we have the witness stand
for. Now, as far as the merits for the defense, that's laid
out in your answer.
MR. TANEFF: I believe that it is, Your Honor.
THE COURT: What I am interested in is the
question of whether you received notice. You know, something
in this case. She didn't get your request for an extension.
They didn't get her notice so let's explore that.
Whereupon,
ALICE R. MOUNTZ,
having been duly sworn, testified as follows:
DIRECT EXAMINATION
Q Alice, for the record, would you tell the Court
your full name, please.
I
A Alice Renee Mountz.
Q And do you own a business known as A & J Toy
Poodles?
A Yes, I do.
Q Do you recall a complaint being filed against you
on or about August 20 of 1999?
A Yes, I do.
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1 Q And do you recall who filed that complaint?
2 A These people.
3 Q You are pointing to the plaintiffs?
4 A Right.
5 Q Do you recall their names?
6 A Christine -- I am not sure how she pronounces her
7 last name.
8 Q Crystal Malone?
9 A Yes.
10 Q And do you recall when you received that
11 complaint, and how it was served on you?
12 A Are you talking about the package that was sent by
13 their atto rney?
14 Q The original; that's correct.
15 A There was -- I think a gray envelope --
16 Q Okay.
17 A -- from their attorney.
18 Q Okay. And do you remember when you might have
19 received t hat?
20 A Around the 1st of October.
21 Q Let me go back. Do you recall that the complaint
22 was filed on August 20?
23 A Okay. Yes.
24 Q Do you recall that?
25 A Yes.
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Q And that complaint would have been filed here at
the Cumberland County Courthouse?
A Right.
Q And opposing counsel, when that complaint was
filed, would be required to serve it upon you.
A Right.
Q And according to the pleadings, it was filed by
first class mail. Do you recall when you might have received
that original complaint?
A I don't really recall the date, so I am not
gonna --
Q Okay. After -- but you do recall receiving the
complaint?
A Yes.
Q After you received that complaint, do you remember
calling my office?
A The same day.
Q Okay. And we arranged to meet --
A Yes.
Q -- to discuss the complaint?
A Right.
Q Okay. And do you recall when that meeting was?
A Within a day or two from when the papers were in
the mail to me from her.
Q Okay. Do you recall that we met on September
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13th?
A Yes.
Q So --
A At your office.
Q So it was more than a few days after the complaint
was served?
A Right.
Q Okay. And at that meeting, what did we discuss?
A We discussed all of the questions that were there,
and you were going to write and ask for a continuance so that
we could sit down and spend more time going through them,
because there were a lot of questions.
Q Okay. And when you say questions, you mean the
various paragraphs in the complaint?
A Right.
Q And do you recall -- I will retract the question.
Do you know whether or not my office did send a letter to
opposing counsel asking for some time, additional time, to
file a full answer or response to that complaint?
A Yes, you did.
Q Okay.
MS. SHAULIS: Objection.
THE COURT: Overruled.
MR. TANEFF: And do you recall on or about what
date that letter may have been sent to opposing counsel?
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THE WITNESS: No, I don't. I am terrible with
dates.
MR. TANEFF: All right. If I showed you a
document, might it refresh your memory?
THE WITNESS: It could.
MR. TANEFF: May I approach the witness,
Your Honor?
THE COURT: Certainly.
MR. TANEFF: I would like to show you a letter
dated September 13 from my office to Miss Shualis. Would you
take a moment and just read through it quickly, and when your
memory is refreshed, let me know.
MS. SHAULIS: Can I renew my objection?
THE COURT: On what basis?
MS. SHAULIS: On the basis that how would the
witness know that that letter was mailed? She knows that the
letter is there but not mailed. So how could she testify it
was mailed?
THE COURT: You can handle that in your
cross-examination of her. Ask her if she knew that.
MS. SHAULIS: Thank you.
THE COURT: She answered that she did.
BY MR. TANEFF:
Q Is your memory refreshed now?
A Yes.
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Q Do you recall whether or not a letter was sent to
opposing counsel asking for a continuance?
A Yes.
Q And the date of that letter?
A October 15th.
Q I will show you the letter again.
A I am really bad with dates, period. It was sent
the 13th of September.
Q Thank you.
THE COURT: So we have a record in this case,
would you want to mark that as Petitioner's Exhibit Number 1?
MR. TANEFF: I don't have additional copies of
these.
THE COURT: Well, we can make a copy.
(Whereupon,
Petitioner's Exhibit No. 1
was marked for identification.)
Q Now, after September 13, did you have occasion to
communicate with my office?
A Yes.
Q And do you recall when that might have been?
A Early October.
Q Okay. And what was the purpose of that
communication?
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A To go over the package of information and answers
that they wanted answered to be sent back to their attorney.
Q Do you also recall sending to my office a little
notification that you received from the Cumberland County
Prothonotary's Office?
A Yeah, it was, like, a post card, and I didn't
understand it.
Q And what did you do with that when you received
it?
A I -- my mail comes late in the afternoon. So the
very next morning I took it to the post office, and mailed it
to you, and asked you what it meant.
Q Okay. And do you recall my calling you on or
about October 5th?
A Yes, you did.
Q And in that telephone conversation, do you recall
my explaining to you that opposing counsel had taken a default
judgment against you?
A Right.
Q And that it was necessary for us to take some
immediate measures?
A Yes, you did.
Q Okay. And do you recall my asking you, when you
received that notification of default, whether you had
received any prior notices of their intention to take a
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default judgment?
A You asked me but I hadn't received any.
Q So you had received no notification --
A No never.
Q -- from anyone relative to that default judgment,
until you received the notice of default judgment; is that
correct?
A Right. Right.
Q Did we file a formal answer to the plaintiff's
complaint in this particular matter?
A Yes, we did.
Q And do you recall when that was filed?
A In October.
Q And do you remember whether that was filed before
or after we received the default judgment?
A It was filed, I believe, before.
Q Do you remember the number of allegations that was
contained in the original complaint? Was it voluminous?
A I have never seen anything like it.
MR. TANEFF: I have no further questions.
THE COURT: You may cross examine.
CROSS-EXAMINATION
BY MS. SHAULIS:
Q Mrs. Mounts --
A Yes.
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1 4 -- do
you receive Your
mail at 899 Emily Drive
2 ,
Mechanicsburg, Pennsylvania?
3 A Yes, ma'am, I do.
9 4 And that is where
you reside?
S A Yes, I do.
6 4 Okay. And you received the complaint that I filed
7 on behalf of the Malones --
8 A If you are talking about the package.
9 4 -- in August 20th --
10 A Yes.
11 Q -- it was mailed.
12 A Yes, I did.
13 Q You received that at 899 Emily Drive?
19 A Yes, I did.
15 Q Okay. And you haven't moved --
16 A No, I have not.
17 Q -- between now and August and right now?
18 A No, I have been there for 11 years.
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Okay. Let me get back to this letter that w
20 as
allegedly sent to me by counsel on September 19th --
21 A Right.
22 Q -- requesting an extension of time.
23 A Right.
29 4 Did you see the letter?
25 A No.
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Q Did you sign -- did you mail the letter yourself?
A Did I mail the letter?
Q Yes.
A No, I did not.
Q So you really don't know if it was mailed or not,
do you?
A No.
MS. SHAULIS: No further questions.
THE COURT: Cross -- redirect. I'm sorry.
REDIRECT EXAMINATION
BY MR. TANEFF:
Q Do you recall in our conversations as we were
preparing to address that 44-count complaint for the sale of a
bad puppy, an alleged bad puppy, our discussing the timing on
or about September 13th and the necessity of my having to
contact opposing counsel to get a continuance because of the
time it would take to prepare a proper response to that
complaint?
A Right. I came to your office for that.
MR. TANEFF: I have no further questions.
MS. SHAULIS: Nothing further on that issue.
THE COURT: I have a couple.
THE WITNESS: Okay.
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EXAMINATION
BY THE COURT:
Q Petitioner's Exhibit Number 1, which is the letter
from Mr. Taneff to Miss Shaulis requesting additional time to
file the answer --
A Right.
Q -- have you ever seen that letter before today's
date?
A I don't think I have, no.
Q Okay. Now, when you were in Mr. Taneff's Office
on the 13th of -- or the 3rd --
A Uh-huh.
Q -- on the 13th of September?
A Right.
Q The discussion was that Mr. Taneff was going to
request more time to file the answer because you had to meet
again?
A There was a big package of papers.
Q Um-hum.
A And we needed to sit down and go through one by
one and answer them. And the time wasn't -- there wasn't
enough time to do that. And he had to schedule, like, two
hours to do that, and he did it as soon as possible.
Q When was that? When did you sit down with him
again and go through that?
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A I don't remember the date. I am terrible with
names and dates so I don't want to --
Q Well, can you give me a guesstimate? Was it a
week later? Was it two weeks later? Was it a month later?
A No, it was within a few days.
Q Okay. And you are saying that the answer was
actually filed before you got notice that judgment had been
entered?
A Right. I didn't understand what the post card
meant, because I had already gone over all of the questions
and answered it. So I took it over to the post office and
sent it to him.
Q But you didn't -- either you or Mr. Sunderland
signed the answer whenever it was filed; is that correct?
A I think we did sign it.
THE COURT: That's all I have. Any follow-ups
with regard to those questions, Mr. Taneff?
REDIRECT EXAMINATION
BY MR. TANEFF:
Q On the answer that was filed, and I know it sounds
like you were just a bit confused, let's go back to September
13th, the questions that you keep referring to --
A Uh-huh.
Q -- do you recall our going over both the complaint
and other matters related to a similar case that was filed
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against you by opposing counsel with a different plaintiff?
A Yes, we did.
Q But on September 13th, we reviewed in detail each
and every allegation of the Malone complaint.
A Right.
Q And I asked you specifically whether or not those
-- each allegation was accurate or not?
A Right.
Q And you then provided me with appropriate
responses to each of those allegations?
A Right.
Q Do you remember on the answer that we filed, if
you don't remember, just tell me so -- on the answer that we
filed on October 1st or mailed from my office on October
1st --
A Right.
Q -- do you remember whether I signed a verification
on your behalf?
A Yes, you did.
Q And then did I subsequently obtain your
verifications from you and Mr. Sunderland at a later date?
A Right.
Q And filed those with the Court?
A Right.
Q And the reason I signed the verification was
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because we were having difficulty getting together --
A Right.
Q -- for those verifications?
A Right.
MR. TANEFF: I have no further questions,
Your Honor.
MS. SHAULIS: Nothing further.
THE COURT: You may step down.
MR. TANEFF: Your Honor, I have Mr. Sunderland
here, but I believe that his testimony will, for all practical
purposes, be identical to Miss Mountz.
THE COURT: It's your case, Mr. Taneff. You put
on what you feel is relevant.
MR. TANEFF: I think we are going to rest on this
I motion.
THE COURT: Okay. Do you wish to present
I evidence?
MS. SHAULIS: Well, Your Honor, I would just like
to point out that included in the answer to the motion, that I
did provide the original mailing, certificates of mailing,
that were sent to -- or accompanied or -- I guess -- well,
evidence the mailing was made to Jack Sunderland and Alice
Mountz at 899 Emily Drive of the 10-day notice that's required
pursuant to the rules.
THE COURT: Do you want to mark that as
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Respondent's Exhibit 1?
MS. SHAULIS: I would, Your Honor. I only have
one copy and as I said --
THE COURT: We can make copies.
MS. SHAULIS: -- as I said, the original is with
the answer that was filed with the Court, so you probably have
it in the file.
THE COURT: What troubles me, from a factual
standpoint, and I am in a position where counsel may need to
be witnesses, unless Mr. Taneff's prepared to stipulate that
you mailed the notice of default judgment, then I will need
you to testify that you did so.
And unless you are prepared to stipulate that he
mailed the letter requesting the extension, I am going to need
him to testify that he did so.
MS. SHAULIS: But wouldn't the certificate of
mailing demonstrate that? It's evidence that I mailed the
certificates or the notices.
THE COURT: It's only evidence that you mailed
them, if you testify that that's what they represent. Or if
you bring in your secretary to testify that that's what they
represent.
MS. SHAULIS: Right.
THE COURT: Likewise, Mr. Taneff, the letter to
Miss Shaulis is evidence if you testified that you mailed that
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or you bring in your secretary to testified you mailed it.
MR. TANEFF: Your Honor, I understand that. I
guess the question here is, we are dealing with a pretty
severe sanction, that puts someone out of Court.
If we had been -- if we had simply sat here and
attempted to vacate, if you will, or open a judgment that was
entered by default and had taken no measures --
THE COURT: We will talk about the argument after
we get the record complete.
MR. TANEFF: I understand.
THE COURT: Do you understand where I am coming
from?
MS. SHAULIS: Yes, I do.
MR. TANEFF: Yes, I do.
THE COURT: On the record right now. So I either
need testimony or stipulations.
MS. SHAULIS: Well, I could testify that I mailed
it because I have no secretary.
THE COURT: Well, then who is going to examine
you?
MS. SHAULIS: I am not quite sure, Your Honor.
MR. TANEFF: Your Honor, we accomplish the same
thing by stipulating both ways.
THE COURT: I agree. You are prepared to
stipulate?
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MR. TANEFF: I am prepared to stipulate --
MS. SHAULIS: I am not.
MR. TANEFF: -- that she did the mailing, as long
as she is willing to stipulate to the fact that I placed -- my
office placed this letter in the mail on the 13th.
THE COURT: Okay.
MS. SHAULIS: I am prepared to do that,
THE COURT: You say you are not?
MS. SHAULIS: I am. I will right now.
THE COURT: All right. Then let's mark exhibit 1
for the defendant being the letter addressed to Miss Shaulis,
and exhibit number 1 for the Respondent/Plaintiff as being the
certificates of mailing of default judgment.
MS. SHAULIS: Right. And the notice.
(Whereupon,
Respondent's Exhibit No. 1
was marked for identification.)
THE COURT: And they are both admitted.
MS. SHAULIS: Right.
(Whereupon, Respondent's and Petitioners'
Exhibit Nos. 1 were both admitted.)
THE COURT: Are you prepared to stipulate,
Mr. Taneff, that she would testify that she didn't get your
letter or do you want to her to testify to that?
20
1
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MR. TANEFF: I will stipulate to that, Your Honor.
THE COURT: Now, any other evidence before we
close the record?
MS. SHAULIS: Meritorious defense, Your Honor?
THE COURT: Well, the answer speaks for itself in
that regard, it either is or it isn't.
MS. SHAULIS: Okay.
THE COURT: Okay.
MS. SHAULIS: Nothing further.
THE COURT: Anything further?
MS. SHAULIS: Nothing further, Your Honor.
THE COURT: Okay. Argument. Do you want argument
on the record or off the record?
MR. TANEFF: We will do it off the record.
MS. SHAULIS: Off the record.
(Whereupon, argument was held off the record.)
THE COURT: How much time do you need to submit
briefs?
MR. TANEFF: 30 days.
MS. SHAULIS: I was thinking 10, 15 days. I am
not as busy as Mr. Taneff.
THE COURT: I won't get to look at this until the
end of the month anyhow. Why don't we submit briefs -- I will
give you 20 days. Today is the 5th. Enter the following
order:
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25
AND NOW, today's date, parties are directed to
submit briefs in support of their respective positions by
close of business on January 25, 2000.
(Whereupon, the hearing concluded.)
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CERTIFICATE
I hereby certify that the proceedings are contained
fully and accurately in the notes taken by me on the above
cause and that this is a correct transcript of the same.
r
oMau.4.
orraine K. T utman, RPR
The foregoing record of the proceedings on the hearing
of the within matter is hereby approved and directed to be
filed.
Ali
Date Edward E. Guido, J.
Ninth Judicial District
23
CHRISTA MALONE IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
JACK A. SUNDERLAND NO. 99-4601 CIVIL TERM
& ALICE R. MOUNTZ
T/A/ A& J TOY
POODLES
CIVIL ACTION -LAW
AND NOW, this (; day of DECEMBER, 1999, the hearing scheduled for
December 13, 1999, has been rescheduled for Wednesday, January 5, 2000, at 1:30 p.m.
in Courtroom # 5.
By the Court,
Edward E. Guido, J.
Kathleen K. Shaulis, Esquire
For the Plaintiff _
Paul Taneff, Esquire
For the Defendant
?I99-
A-6'
Ad
Gr: .
HEMNs' L,-AN'AA
Gregory J. Ricci
Paul TaneB'
November 11, 1999
VIA FAX TRANSMISSION TO (717) 240-6462
AND FIRST CLASS MAIL
HONORABLE EDWARD E GUIDO JR
CUMBERLAND COUNTY COURT OF COMMON PLEAS
1 COURTHOUSE SQUARE
CARLISLE PA 17013-3387
RE: MALONE V. SUNDERLAND ET AL NO. 99-4601
CUMBERLAND COUNTY
Dear Judge Guido:
4219 Derry Sheet
Harrisburg, PA 17111
Tel: (717) 564-5833
Fax: (717) 5644l683
The referenced matter is scheduled to be heard before you on.
December
copy of your Order & is enclosed for your
Vacate lDefault Judgme is A.M.
reference.
The week of December 13 is Dauphin County's Arbitration week. We
have a case which is scheduled for arbitration on December 13, 1999.
This case was listed for arbitration some time ago, and because of
this conflict we are requesting that the matter scheduled before you
be continued. I have spoken this day with opposing counsel and she is
agreeable to continuing the hearing and agrees to a rather generous
continuance of this matter to permit the parties some opportunity to
settle without litigation.
Thus, we would respectfully request that you generally continue
this matter without a date certain or reschedule this hearing for a
date certain into February of next year. This will permit the parties
ample time to attempt to resolve their dispute without litigation.
Further, I am advised by opposing counsel that her client operates A
retail store in Maryland and would prefer to avoid having to attend
any hearings during and shortly after the upcoming Holidays since
Christmas is an important selling season for her.
ot ankingyofor
ruly rs,aneff
PT/lmp
RICCI & TANEFF
ATTORNEYS AND COUNSELLORS AT LAW
your consideration of this matter, I remain,
. aka adminod In Wr om
• 1
Letter to Hon. E.E. Guido, Jr.
Re: Malone v. A&T Toy Poodles
November 11, 1999
Page 2
Enclosure: (As referenced above.)
cc: Kathleen K. Shaulis, Esq. (w/enc.)
44 South Hanover Street
Carlisle, PA 17013
Alice R. Mountz (w/enc.)
A&J Toy Poodles
899 Emily Drive
Mechanicsburg, PA 17055
CHRISTA MALONE
V.
JACK A. SUNDERLAND
& ALICE R. MOUNTZ
T/A/ A & J TOY
POODLES
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 99-4601 CIVIL TERM
CIVIL ACTION - LAW
AND NOW, this 2nd day of NOVEMBER, 1999, the Court
being in receipt of the Defendants' Motion to Vacate
Default Judgment and Plaintiff's response thereto, a
hearing on this matter is scheduled for ,Monday;:; December,
.45-a.m.,,, in Courtroom # 5 of the Cumberland
County Courthouse. At said hearing the Defendants as well
as Defendants' counsel shall be prepared to present
evidence to prove the allegations in their motion.
By the Court,
Edward E. Guido, J.
Kathleen K. Shaulis, Esquire
For the Plaintiff
Paul Taneff, Esquire
For the Defendants
:sld
THE LAW OFFICES OF
KATHLEEN K. SHAULIS, ESQ. 44 SOUTH HANOVER STREET
CARLISLE, PA 17013
PHONE (717) 243.6655
FAX (717) 243-6618
November 14, 1999
VIA FAX TRANSMISSION TO (717) 240-6462
AND FIRST CLASS MAIL
HONORABLE EDWARD E. GUIDO, JR
CUMBERLAND COUNTY COURT OF COMMON PLEAS
1 COURTHOUSE SQUARE
CARLISLE, PA 17013-3387
RE: Malone v. Mountz and Sunderland
No. 99-4601
Dear Judge Guido:
This is to confirm that Defendants' counsel Paul
Taneff in the above-referenced matter and I have spoken
about moving the hearing date from Monday, December 13,
1999 at 8:45 a.m. Although I am agreeable to moving
the hearing because of a scheduling conflict, neither I
nor my client Christa Malone have any desire to
continue this matter generally. Thus, I suggest a
January hearing date be scheduled if at all possible.
Sincerely,
Kathleen K. Shaulis, Esq.
cc.: Paul Taneff
Sent by SKAth loon K. Shou l is Nou-I5-99 08150sn from 7172436618+2406462 Ps9e 1
THE LAW OFMCEN OF
KATHLEEN K. SHAuus, Esq. 44 SOUTH HAmoven srREHT
C ANUSLK, PA 17013
PHOHE (717) 74346698
FAX (717) PA3461 a
November 14, 1999
VIA FAX TRANSMISSION TO' (717) 240-6462
AND FIRST CLASS MAIL
HONORABLE EDWARD E. GUIDO, JR
CUMBERLAND COUNTY COURT OF COMMON PLEAS
1 COURTHOUSE SQUARE
CARLISLE, PA 17013-3387
RE: Malone v. Mountz and Sunderland
No. 99-4601
Dear Judge Guido:
This is to confirm that. Defendants' counsel Paul
Taneff in the above-referenced matter and I have spoken
about moving the hearing date from Monday, December 13,
7.999 at 8:45 a.m. Although I am agreeable to moving
the hearing because of a scheduling conflict, neither I
nor my client Christa Malone have any desire to
continue this matter generally. Thus, I suggest a
January hearing date be scheduled if at all possible.
Sincerely,
Kathleen K. Shaullis, Esq.
cc: Paul. Tane£f
01/16/1994 21:53 7175648683 RICCI & TANEFF PAGE 01/04
FAX TRANSMITTAL
RICCI fit TANEFF
ATTORNEYS AND COUNSELLORS AT LAW
4219 Derry Street, Harrisburg, PA 17111
Telephone; (717) 564.5833 Fat (mly): (717) 564.8683
Date: 1999 Time. 30
?a..?
N u m b e r o f p a g e s (including this sheet)
T o :
ycw-OF e ul/
At Fax II: ( ?7)
?.C . ?u/eo Jam- _
C o m p a n y
R e g a r d( i 11 g r
Jee I-D,-A J d&& U)IeA)O- f eu.
r•r' /ua n ?s
MF inreA>iatJ
T
IAW, s ?F
Note: If any of these fax copies are /illegible; or you do not
receive the same number of pages as stated above, please
contact me immediately at:
(717) 564-5833
CONFIDENTIALITY NOTE
Infonnailon/documents accompanying this transmission contain Information from the Law firm of RICCI ar TANEFF,
which Is confidential and/or legally privileged. This Information Is Intended solely for the use of the Individual or entity
named on this transmission sheet. If you are not the designated recipient, you are hereby notined that any disclosure,
copying, distribution or taking of any action of reliance on the contents of this Information Is prohibited.
If yuu hdve tecelved this n'ansmisslon In error, please nodiy us by telephone Immedlatcly so that we can arrange for
the return of the original documents to us at no cost to you and with reimbursement for costs you may have Incurred
In responding to this notification
01/16/1994 21:53 7175648683 RICCI & TANEFF PAGE 02/04
RICCI & TANEFF
ATTORNEYS AND COUNSELLORS AT LAW
Gregory J. Ricci A219 DBRy Simi
Paul Tana M' Nanieourg. PA 17111
Tal (717) 561.5811
Far (717) 564.8681
November 11, 1999
VIA FAX TRANSMISSION TO (717) 240-6462
AND FIRST CLASS MAIL
HONORABLE EDWARD E GUIDO JR
c:UMbERLAND COUNTY =TRT OF COMMON PLFAS
1 COURTHOUSE SQUARE
CARLISLE PA 17013-3387
RE:,MALONE V.. SUNDERLAND ET AL. NO. 99-4601
CUMBERLAND COUNTY
Dear Judge Guido:
The referenced matter is scheduled to be heard before you on
December 13, 1999, at 8:45 A.M. on our client A&J Toy Poodles Motion
To Vacate Default Judgment. A copy of your order is enclosed for your
reference.
'The week of December 1.3 is Dauphin County's Arbitration week. We
have a case which is scheduled for arbitration on December 13, 1999.
This case was listed for arbitration some time ago, and because of
this conflict we are requesting that the matter scheduled before you
be continued. 1 have spoken this day with apposing counsel and she is
agreeable to continuing L.hr.. he.ari.n? and agrees to a rather grn1 rrnln
continuance of this matter to permit the parties some opportunity to
settle without litigation.
'T'hus, we would respectfully request that you generally continue
this matter without a dal..e c-ertain or reschedule this hearing for .1
date certain into February of next year. This will permit the parties
ample time to attempt to resolve their dispute without litigation.
Further, I am advised by opposing counsel that her client operates a
retail store in Maryland and would prefer to avoid having to attend
any hearings during and ;J iortly after the upcoming Ilolidays alnr7r
Christmas is an important selling season for her.
OThanklrulne
aff `(r
PT/Imp
your consideration of this matter, I remain,
ilia"E WxJm 19M,
01/16/1994 21:53 7175648683
Letter to Hon. E.E. Guido, Jr.
Re: Malone v, A&T Toy Poodles
November 11, 1999
Page 2
RICCI & TANEFF
Enclosure: (As referenced above.)
cc: Kathleen K. Shaulis, Esq, (w/enc,)
44 South Hanover Street
Carlisle, PA 17013
Alice R. Mountz (w/enc.)
AW -roy Poodles
899 Emily Drive
Mechanicsburg, PA 17055
PAGE 03/04
01/j 6/1994 21:53 7175648683
CHRISTA MALONE
ti
V.
JACK A. SUNDERLAND
& ALICE R. MOUNTZ
.96 T/A/ A & J TOY
POODLES
RICCI & TANEFF
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 99-4601 CIVIL TERM
CIVIL ACTION - LAW
AND NOW, this 2'4 day of NOVEMBER, 1999, the Court
being in receipt of the Defendants' Motion to Vacate
Default Judgment and Plaintiff's response thereto, a
hearing on this matter is scheduled for ,Kdziday; December.
1
in Courtroom # 5 of the Cumberland
County Courthouse. At said hearing the. nefendanto as well
as Defendants' counsel shall be prepared to present
evidence to prove the allegations in their motion.
Kathleen K. Shaulis, Esquire
For the Plaintiff
Paul Taneff, Esquire
For the Defendants
By the Court,
oQi-?
Edward E. Guido, J.
PAGE 04/04
:old
CHRISTA MALONE IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
. A
JACK A. SUNDERLAND NO. 99-4601 CIVIL TERM
& ALICE R. MOUNTZ
T/A/ A & J TOY
POODLES CIVIL ACTION - LAW
AND NOW, this 2nd day of NOVEMBER, 1999, the Court
being in receipt of the Defendants' Motion to Vacate
Default Judgment and Plaintiff's response thereto, a
hearing on this matter is scheduled for Monday, December
13, 1999, at 8:45 a.m. in Courtroom # 5 of the Cumberland
County Courthouse. At said hearing the Defendants as well
as Defendants' counsel shall be prepared to present
evidence to prove the allegations in their motion.
By the Court,
4
Edward E. Guido, J.
Kathleen K. Shaulis, Esquire
For the Plaintiff
Paul Taneff, Esquire
For the Defendants
:sld
? i r'f I' S_? ?
.. -._ ,.?, s? nu
":.Y
c: _
S 4
OCT 2 s 1999 1
CHRISTA MALONE, IN THE COURT OF COMMON PLEAS OF
Plaintiff CUMBERLAND COUNTY, PENNSYLVANIA
Vs. CIVIL ACTION - LAW
JACK A. SUNDERLAND AND NO. 99-9601 CIVIL TERM
ALICE R. MOUNTZ t/a
A & J TOY POODLES,
Defendants
ORDER
AND NOW, this _ day of
1999, the Court
being fully advised in the premises, it is hereby:
ORDERED, ADJUDGED AND DECREED, that the Defendants'
Motrion to Vacate Default Judgment is denied.
BY THE COURT
J.
i= r-
-
i ,
! rp
c
. .. ,
1• . 1
CHRISTA MALONE,
Plaintiff
Vs.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ t/a
A & J TOY POODLES,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 99-4601 CIVIL TERM
a PLAINTIFF'S ANSWER IN OPPOSITION TO
DEFENDANTS'MOTION TO VACATE DEFAULT JUDGMENT
(PETITION FOR RELIEF FROM DEFAULT JUDGMENT)
AND NOW, comes the Plaintiff, Christa Malone, by
her attorney, Kathleen K. Shaulis, Esq. and
respectfully answers the Motion (Petition for Relief)
filed by the Defendants pursuant to Pa. R.C.P. 237.3 as
follows:
1. Admitted.
2. Admitted.
3. Admitted.
4. Admitted.
5. Admitted.
6. It is denied that the default occurred without any
lack of diligence, fault or negligence on the part
of the Defendants or their attorneys. To the
contrary, Defendants have been less than diligent
in defending this suit. Plaintiff's complaint was
served on both Defendants individually by first
class mail on August 20, 1999. Pursuant to
Pa.R.C.P. 1026, Defendants had until September 9,
1999 to respond to the complaint, four (4) days
i
prior to the time that Defendants met with their
counsel and that Defendants' counsel allegedly
mailed the September 13, 1999 letter to opposing
counsel requesting more time to respond to
Plaintiff's complaint. Plaintiff's Notice of
Praecipe for Entry of Default Judgment was mailed
to both Defendants individually on September 14,
1999, the day after the letter requesting more
time was allegedly mailed to opposing counsel and
more than seventeen (17) days before Plaintiff
filed the Praecipe for Default Judgment in the
Cumberland County Prothonotary's Office on October
1, 1999. Moreover, the Defendants did not attempt
to file an Answer to the Plaintiff's Complaint
with the Prothonotary until October 4, 1999, more
than forty-five (45) days after service of the
Complaint and three (3) days after Plaintiff filed
the praecipe for default judgment with the
Prothonotary.
7. It is denied that Defendants have a meritorious
defense to the Plaintiff's cause of action as
2
%embraced in their Answer to the Complaint that
was filed on October 4, 1999," three days after
Plaintiff filed her Praecipe for default judgment
with the Prothonotary. To the contrary, the
"embraced" defense which is not set forth in
"precise, specific, clear and unmistaken terms"
appears to be that the Plaintiff was
contributorily negligent and assumed the risk,
(Defendant's New Matter, $45). This defense,
however, is far from "meritorious." Plaintiff was
not negligent and did not assume any risk in her
dealings with the Defendants. Defendants stated
to the Plaintiff that they guaranteed the puppy
for one year (Plaintiff's Complaint 113) and
Defendant Alice Mountz signed a receipt stating
that Plaintiff could return the poodle for a full
refund within 96 hours after it was received by
her if her veterinarian found an infectious or any
congenital disorder with the puppy, Plaintiff's
Exhibit I. Furthermore, no negligent conduct on
the part of Plaintiff or her husband could have
caused the "congenital" problems diagnosed by
their veterinarian, Michael McAllister, VMD, i.e.
"poor muscle mass in front and rear legs" or a
hairless patch on the left rear thigh "that would
q -1
3
need a skin biopsy and culture to diagnose the
problem" (Plaintiff's Exhibit D). Moreover, this
is an action on a "contract" -- the sale of a
puppy -- and assumption of risk and contributory
negligence are riot proper defenses in such a
matter.
B. Admitted.
9. It is denied that Defendant's attorneys advised
opposing counsel that they required additional
time to file an answer to the complaint. To the
contrary, opposing counsel never received the
September 13, 1999 letter that is attached to
Defendants' motion as Exhibit B and was allegedly
mailed one (1) day before Plaintiff's counsel
mailed the Notice of Praecipe to Entry of Default
Judgment to the Defendants individually.
10. It is denied that the Notice of Default was
"allegedly" mailed to the Defendants by opposing
counsel. To the contrary, actual mailing of the
Notice individually to both Defendants was made.
Plaintiff's counsel included in her Praecipe for a
default judgment copies of two certificates of
mailing, one addressed to each Defendant, proving
that the Notices required by Pa. R.C.P. 237.1 were
given to both Defendants. So there is no mistake
4
about whether the Notices were mailed, the
original certificates of mailing are attached to
the original of this Answer and are incorporated
herein as Plaintiff's Exhibit L. Each certificate
dated September 14, 1999 clearly shows the same
mailing address used by the Defendants in filing
the appeal from the district justice's adverse
decision and used by Plaintiff's counsel to serve
the Defendants with the Plaintiff's Complaint. In
fact, this is the same address that their counsel
used to send them copies of this Motion. See
Plaintiff's Exhibit M, attached hereto and
incorporated herein. Finally, pursuant to Pa.
R.C. P. 440(b), service by mail of legal papers
other than by original process is complete upon
mailing. It is denied that Plaintiff's counsel
received the September 13, 1999 letter from
Defendants' counsel requesting more time to file
the Answer. It is denied that the Defendants were
denied due process and an opportunity to present
their defense to this action.
11. It is admitted that both the Crisp matter and the
instant matter are involve the sale of a teacup
poodle puppy to Plaintiffs represented by the same
counsel and the Defendants' refusals to give Mr.
5
Crisp and Mrs. Malone the promised refunds. It is
denied that other circumstances in the two cases
are strikingly similar and that the defenses of
assumption of risk and contributory negligence
asserted by the Defendants have any merit with
respect to either case, let alone in this case
where there is no issue involving whether the
puppy is still alive. It is denied that
Defendants intended to vigorously defend against
both actions since Defendants did not file an
Answer to the instant Complaint until forty-five
(45) days after service of the Complaint, twenty
(20) days after Notice of a Praecipe for Default
Judgment was filed, and three (3) days after
default judgment was entered against them.
12. It is denied to the extent implied that the
Defendants have not been dilatory, have been
denied due process and have a meritorious defense
to the underlying action. To the contrary,
Defendants have been dilatory, have not been
denied due process and do not have a meritorious
defense to this action. To the extent that this
Paragraph is a conclusion of law, no response is
required.
6
13. It is denied that the Defendants will be seriously
prejudiced and suffer irreparable injury and great
loss and damage unless the default judgment is
vacated and they are permitted to defend against
the Plaintiff's action. To the contrary,
Defendants will be made to pay the just damages
due to Plaintiff because of their deceptive and
fraudulent conduct in not refunding the price of
the puppy to her when Plaintiff returned it to
them within 96 hours of its delivery based on her
veterinarian's recommendation.
14. It is denied that the Plaintiff will not be
prejudiced in that she will simply be required to
litigate her claim like any other claim had a
default judgment not been entered. To the
contrary, Plaintiff has been litigating this case
diligently from the district justice level and now
into county court, expending time and money to
meet filing deadlines and other procedural
requirements to obtain the default judgment
against the Defendants. The Plaintiff should not
be penalized because of the Defendants' lack of
diligence, negligence and fault in not defending
this action in a timely fashion.
7
WHEREFORE, Plaintiff prays this Honorable Court to
deny Defendants' Motion in the form of a Petition for
Relief to vacate the Default Judgment entered against
them on October 1, 1999.
Respectfully submitted,
Kat Teen K. Shaulis, Esq.
Attorney for Plaintiff
44 South Hanover Street
Carlisle, PA 17013
(717) 243-6655
I.D. No. 37445
Dated: October 28, 1999
8
PROVIDE FOR INSURANCE - POSTMASTER
?'l?'-vl ? S 1'?PrV' 1 S ?? ?? .•
C 1,
Ore of ordinary oral aMIm5511010'. .Q ?' h
w n m
1-7 o- 6
'Form 3817. Mar. 1989
U.S. POSTAL SERVICE CERTIFICATE OF MAILING
MAY SE USED FOR DOMESTIC AND INTERNATIONAL MAIL. DOES NOT
PROVIDE FOR INSURANCE - POSTMASTER
Rso ,i From:
1 Y?Gt YAW e/Y S \_±r
v 1S,2 4701
One Flare of Mfl nary mail aftn lo:
A I I CZ M C) L), T?
P , es
PS Form 3817. Mar. 1989
e y.
:e
,
CHRISTA mhLONE, IN THE COURT OF COMM PLEAS OF
Plaintiff CUNBZRLAND COUNTY, PENNSYLVANIA
vn. CIVIL ACTION - LAW
JACK A. SUNDERLAND AND NO. 99-4601 CIVIL TERN
ALICE R. NOWTZ t/a
A t J TOY POODLES,
Defendants
xmca or PAAwrm
YOR ZW= Of JUDaaaT BY DsrATJLT
To: JAM A. SUNDZRLM
Date of Notice: Yeptewbox 14, 1999
LOcwmm NOTICi
YOU ARE IN DEFAULT BECAUSE YOU FAILED TO ENTER A WRITTEN
APPEARANCE PERSONALLY OR BY AN ATTORNEY AND FILE IN WRITING WITH
THE COURT YOUR OBJECTIONS TO THE CLAIMS SET FORTH AGAINST YOU.
UNLESS YOU ACT WITHIN TEN DAYS FROM THE DATE OF THIS NOTICE, A
JUDGMENT NAY BE ENTERED AGAINST YOU WITHOUT A HEARING AND YOU MAY
LOSE YOUR PROPERTY OR OTHER IMPORTANT RIGHTS. YOU SHOULD TAKE
THIS NOTICE TO A LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR
CANNOT AFFORD ONE, GO TO OR TELEPHONE THE FOLLOWING OFFICE TO FIND
OUT WHERE YOU CAN GET LEGAL HELP:
CUMBERLAND COUNTY BAR ASSOCIATION
2 LIBERTY AVENUE
CARLISLE, PA 17013
TELEPHONE: (717) 249-3166 An en K. Shaulis, Esq.
ey for Plaintiff
44 South Hanover Street
Carlisle, PA 17013
(717) 243-6655
I.D. No. 37445
1
CHRI87A MWMZ,
Plaintiff
Vs.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ t/a
A i J TOY POODLES,
D41fendants
IN THE COURT OF COMMON PLEAS OF
CUMRLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 99-4601 CIVIL TEEM
"Mcs or PPAWIPM
T= aNWX Or JUDMO1T By NWAM
To: ALICZ R. MOOIM
Date of Notice: September 14, 1999
ppOaR w wrxcz
YOU ARE IN DEFAULT BECAUSE YOU FAILED TO ENTER A WRITTEN
APPEARANCE PERSONALLY OR BY AN ATTORNEY AND FILE IN WRITING WITH
THE COURT YOUR OBJECTIONS TO THE CLAIMS SET FORTH AGAINST YOU.
UNLESS YOU ACT WITHIN TEN DAYS FROM THE DATE OF THIS NOTICE, A
JUDGMENT MAY BE ENTERED AGAINST YOU WITHOUT A HEARING AND YOU MAY
LOSE YOUR PROPERTY OR OTHER IMPORTANT RIGHTS. YOU SHOULD TAKE
THIS NOTICE TO A LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR
CANNOT AFFORD ONE,. GO.TO OR TELEPHONE THE FOLLOWING OFFICE TO FIND
OUT WHERE YOU CAN GET LEGAL HELP:
CUMBERLAND COUNTY BAR ASSOCIATION
2 LIBERTY AVENUE
CARLISLE, PA 17013
TELEPHONE: (717) 249-3166
Ka Teen K. Shaulis Esq.
Att rneY for Plaintiff
44 South Hanover Street
Carlisle, PA 17013
(717) 243-6655
I.D. No. 37445
1
RICCI & TANEFF
ATTORNEYS AND COUNSELLORS AT LAW
Gregory J. Rleoi 4219 Derry Street
Paul TaneH' Harrisburg, PA 17111
Tel: (717) 564.5933
Fax: (717) 564.9993
October 15, 1999
CURT LONG
PROTHONOTARY OF CUMBERLAND COUNTY
CUMBERLAND COUNTY COURTHOUSE
1 COURTHOUSE SQUARE,'
CARLISLE PA 17013-3387
RE: MALONE V SUNDERLAND ET AL.. NO. 99-4601_ CIVIL TERM
Dear Mr. Long:
Please file the enclosed Motion To Vacate Default Judgment in the
referenced matter and return a "clocked" copy to the undersigned's
attention. Towards this end, I have enclosed a self-stamped,
addressed envelope for your use.
Thank you for your kind assistance in this matter.
Very truly yours,
Paul Taneff
PT/lmp
Enclosures: (As referenced above.)
cc: Kathleen K. Shaulis, Esq. (w/enc.)
44 South Hanover Street
Carlisle, PA 17013
Alice R. Mountz (w/enc.)
A&J Toy Poodles
899 Emily Drive
Mechanicsburg, PA 17055
?x?+iQ?T M
. aba aEmined In Whot,
. .. .
VERIFICATION
I verify that the statements made in the within
Plaintiff's Answer in Opposition to Defendant's Motion to
Vacate Default Judgment (Petition for Relief From Default
Judgment) are true and correct. I understand that false
statements herein are made subject to the penalties of 18
Pa. C.S. Sec. 4904 relating to unsworn falsification to
authorities.
Dated: October 28, 1999
Kat een K. Shaulis, Esq.
.. .
CHRISTA MALONE,
Plaintiff
VS.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ t/a
A & J TOY POODLES,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 99-4601 CIVIL TERM
CERTIFICATE OF SERVICE
I hereby certify that I am this day serving a copy of
the foregoing Plaintiff's Answer in Opposition to
Defendant's Motion to Vacate Default Judgment (Petition
From Relief From Default Judgment) upon the person and in
the manner indicated below, which service satisfies the
requirements of the Pennsylvania Rules of Civil Procedure
by depositing a copy of same in the United States mail,
Carlisle, Pennsylvania, Pennsylvania, first class, postage
prepaid as follows:
Paul Taneff, Esq.
4219 Derry Street
Harrisburg, PA 17111
Attorneys for the Defendants
(717) 564-5833
Kat Teen K. Sha 1i-1s' Esq.
Att rney ID No. 37445
44 South Hanover Street
Carlisle, PA 17013
(717) 243-6655
Dated: October 28, 1999
F
CHRISTA MALONE,
Plaintiff,
Vs.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ, t/a =
A&J TOY POODLES,
Defendants.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 99-4601 CIVIL TERM
CIVIL ACTION-LAW
RULE TO SHOW CAUSE
/?
AND NOW, this day of oe , 1999, a Rule
is issued upon the Plaintiff to show cause why the Defendants'
Motion To Vacate Default Judgment should not be granted.
RULE IS RETURNABLE IS DAYS AFTER SERVICE.
BY THE COURT:
Ref:h:\x\c\moint\a lice\doc009.wpd
Q:
n
0
CHRISTA MALONE,
I
Plaintiff,
VS.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ, t/a
A&J TOY POODLES,
Defendants.
OCT
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 99-4601 CIVIL TERM
CIVIL ACTION-LAW
ORDER
AND NOW, this - day of 1999, the
Court being fully advised in the premises, it is hereby:
ORDERED, ADJUDGED AND DECREED, that the Defendants'
Motion To Vacate Default Judgment is granted; and it is
FURTHER ORDERED that default judgment is vacated, the
above titled action shall be reinstated and the Defendants are
granted leave to defend the above titled action as if the default
judgment had never been entered.
BY THE COURT:
Ref:h:\x\c\mount\alice\doc010.wpd
14
CHRISTA MALONE,
Plaintiff,
Va.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ, t/a
A&J TOY POODLES,
Defendants. _
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY,PENNSYLVANIA
NO. 99-4601 CIVIL TERM
CIVIL ACTION-LAW
MOTION TO VACATE DEFAULT JUD MFNT
NOW COME, the Defendants, JACK A. SUNDERLAND and ALICE R.
MOUNTZ, t/a: A&J POODLES, by and through their attorneys, Ricci &
Taneff, and respectfully move this Court to vacate the default
judgment entered in the above titled cause. In support of their
motion, the Defendants state as follows:
1. The Defendant, Jack A. Sunderland, is an adult
individual, t/a: A&J Toy Poodles, conducting business at 899 Emily
Drive, Mechanicsburg, Cumberland County, PA 17055.
2. The Defendant, Alice R. Mountz, is an adult
individual, t/a: A&J Toy Poodles, conducting business at 899 Emily
Drive, Mechanicsburg, Cumberland County, PA 17055.
3. The Plaintiff, Christa Malone, is an adult
individual, residing at 211 Hall Drive, Salisbury, Maryland.
4. On October 1, 1999, a judgment was entered in favor
of the Plaintiff against the Defendants in the above titled cause.
5. The judgment was entered by virtue of a default on
the part of the Defendants, as appears on the face of the record.
6. The default was taken without any lack of diligence,
fault or neglect on the part of the Defendants or their attorneys.
7. Defendants have a meritorious defense to the
Plaintiff's alleged cause of action as embraced in their Answer
which was filed in response to the Plaintiff's Complaint on October
4, 1999. (A copy of the Answer is attached hereto and made a part
hereof as Exhibit-A.) I
e. The Plaintiff filed the above titled action on
August 20, 1999, following the Defendants' appeal from a District
Justice judgment.
9. On September 13, 1999, Defendants' attorneys advised
opposing counsel that they would require an additional period of
time to prepare and file Defendants' Answer to the Plaintiff's
Complaint. No objection to this request was received from opposing
counsel. (A copy of the letter of September 13, 1999 is attached
hereto and made a part hereof as Exhibit-B.)
10. Despite the request for additional time to prepare
and file an Answer, on or about September 14, 1999 a Notice of
Default was allegedly mailed to the Defendants. However, the
Defendants never received the said Notice and, in consequence
thereof, were unable to respond with an appropriate pleading and
have been denied due process and an opportunity to present their
defense to this action. (See Defendants' Affidavits attached
hereto and made a part hereof as Exhibit-C.)
11. The above titled action is strikingly similar to
another case filed by opposing counsel against the Defendants on or
about July 13, 1999 which case is captioned and docketed as Crisp
Defendants' Answer was mailed for filing on October 1, 1999 and clocked
in by the Prothonotary's Office of this Court on October 4, 1999.
2
v. Sunderland al., 99-3842 Civil Term. The pleadings in this
case are now closed and the parties are currently engaged in
discovery. Except for the party Plaintiffs in this case (i.e.,
Crisp) and the above titled case (i.e., Malone), the defenses are
also similar and at all relevant times, the Defendants intended to
vigorously defend against both actions.
12. A default judgment is draconian in nature and should
not be allowed to stand where it appears that Defendants' have not
been dilatory, have been denied due process and have a meritorious
defense to the underlying action.
13. The Defendants will be seriously prejudiced and
suffer irreparable injury and great loss and damage unless the
default judgment is vacated and they are permitted to defend
against the Plaintiff's action.
14. The Plaintiff will not be prejudiced in that she
will simply be required to litigate her claim like any other claim
had a default judgment not been entered.
WHEREFORE, the Defendants respectfully request this
Honorable Court to vacate the Plaintiff's default judgment and to
grant the Defendants' leave to defend against this action.
Dated: October 15, 1999
Ref:h:\x\c\mount\alice\doc006.wpd
Respectfully submitted,
RICCI & TANEFF
By: (Itiz
Pa Tanef sq.
Sup. Ct. No. 63777
4219 Derry Street
Harrisburg, PA 17111
Attorneys for Defendants
3
EXHIBIT-A
/Defendants' Answer To Plaintiff's Complaint Filed October 4, 19991
CHRISTA MALONE,
Plaintiff,
Vs.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ, t/a
A&J TOY POODLES,
Defendants.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 99-4601 CIVIL TERM
7
CIVIL ACTION-LAW C•r,. '?
1
.t '
1.,
?l
NOTICE TO PLEAD
TO THE PLAINTIFF:
•n
1
t
You are hereby notified to plead to the enclosed Answer
With New Matter and Counterclaim within twenty (20) days from
service hereof or a default judgment may be entered against you.
Dated: October 1, 1999
RICCI & TANEFF
By: aU2
Paul Taneff, Esq.
Sup. Ct. No. 63777
4219 Derry Street
Harrisburg, PA 17111
(717) 564-5833
Attorneys for Defendants
Ref:It:\x\c'\mount\alice\doc005.wpd
"RISTA MALONE,
s
Plaintiff,
vs. s
s
JACK A. SUNDERLAND AND s
ALICE R. MOUNTZ, t/a
A&J TOY POODLES, :
s
Defendants. :
s
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 99-4601 CIVIL TERM
CIVIL ACTION-LAW
ANSWER
NOW COME, the Defendants, JACK A. SUNDERLAND and ALICE
R. MOUNTZ, t/a A&J TOY POODLES, and file their Answer to the
Plaintiff's Complaint. In support of their Answer, the
Defendants state as follows:
1. ADMITTED.
2. ADMITTED.
3. ADMITTED.
4. ADMITTED.
5. ADMITTED IN PART; DENIED IN PART. The Defendants
are without knowledge or information sufficient to form a belief
as to what the Plaintiff and his wife saw in the Baltimore Sun or
on the Internet or what their response may have been and,
therefore the Defendants deny the same. Stating further, the
Defendants admit that the Plaintiff and her husband and mother
arrived at 899 Emily Drive, Mechanicsburg, PA and inquired about
the purchase of a teacup poodle.
6. DENIED. Stating further, the Defendants showed
the Plaintiff and her husband two (2), female, poodles; one (1)
being a toy poodle and the other being a teacup poodle.
7. DENIED AS STATED. Stating further, the two
poodles referred to above were born of the same mother who was on
premises and was shown to the-Plaintiff.
8. ADMITTED. Stating further, the Defendants
selected the black teacup poodle as opposed to the toy poodle
referred to above.
9. DENIED AS STATED. The Defendants advised the
Plaintiff and her husband that the puppy they decided to purchase
could not be released to them under Commonwealth law until the
puppy was at least seven weeks old.
10. ADMITTED.
11. ADMITTED. Stating further, on March 20, 1999, the
Plaintiff and her husband took possession of the teacup poodle
and returned home to Maryland
12. ADMITTED IN PART; DENIED IN PART. The Defendant
Alice R. Mountz admits signing a paper presented to her by the
Plaintiff's husband. However, the Defendant Alice R. Mountz
denies that the paper guaranteed the Plaintiff the right to
return the puppy as alleged.
13. DENIED.
19. DENIED. Stating further, the Defendants are
without knowledge or information sufficient to form a belief as
to when the Plaintiff took the teacup poodle to her veterinarian
or what she was charged and, therefore deny the same.
15. DENIED. Stating further, the Defendants are
without knowledge or information sufficient to form a belief as
to what the Plaintiff was told by her veterinarian and, therefore
deny the same. Stating further, the Defendants admit that their
is a document attached to the Plaintiff's Complaint as Exhibit-D
purporting to be a letter signed by Dr. McAllister and which
2
nt speaks for itself.
16. DENIED.
17. DENIED AS STATED. The Defendants admit that the
Plaintiff and her husband returned the teacup poodle on March 27,
1999 instead of March 25, 1999 as alleged and demanded a refund.
18.
a. DENIED.
b, ADMITTED.
c. ADMITTED.
d. ADMITTED.
19. ADMITTED.
20. DENIED AS STATED. Stating further, the Defendant
Alice R. Mountz admits that she refused to issue a refund to the
Plaintiff and, only after Plaintiff and her husband became
threatening did she ask them to leave or she would be required to
seek the assistance of local law enforcement to have them
removed.
21. DENIED.
22. DENIED. The Defendants are without knowledge or
information sufficient to form a belief as to what the
Plaintiff's telephone number is and, therefore deny the same.
23. ADMITTED IN PART; DENIED IN PART. The Defendants
admit that they were called several times by the Plaintiff.
However, the Defendants are without knowledge or information
sufficient to form a belief as why they were called or the exact
number of times they were called and, therefore deny the same.
Stating further, the Defendants admit that their is a document
attached to the Plaintiff's Complaint as Exhibit-E purporting to
3
Fbe a copy of the Plaintiff's long distance telephone bill and
which document speaks for itself.
24. DENIED. Stating further, the Defendants are
without knowledge or information sufficient to form a belief as
what the Plaintiff decided and, therefore denies the same.
25. DENIED. Stating further, the Defendants are
without knowledge or information sufficient to form a belief as
to whether the Plaintiff's grandmother ever called the Defendants
and, therefore deny the same. Stating further, the Defendants
admit that their is a document attached to the Plaintiff's
Complaint as Exhibit-P purporting to be a copy of the Plaintiff's
grandmother's long distance telephone bill and which document
speaks for itself.
26. DENIED.
27. DENIED.
28. DENIED. Stating further, the Defendants are
without knowledge or information sufficient to form a belief as
to what the Plaintiff knows about the puppy's location or
condition and, therefore deny the same.
29. ADMITTED.
30. DENIED. The Defendants are without knowledge or
information sufficient to form a belief as to what paperwork the
Plaintiff is referring to and, therefore deny the same.
31. ADMITTED.
32. ADMITTED.
33. DENIED. The Defendants are without knowledge or
information sufficient to form a belief as to what paperwork
and/or documentation Plaintiff is referring to and, therefore
4
deny the same.
34. ADMITTED IN PART; DENIED IN PART. The Defendants
admit that the Plaintiff has attached to her Complaint the
documents identified as Exhibits H, I, J and K. Stating further,
the Defendants are without knowledge or information sufficient to
form a belief as to the accuracy or veracity of the contents of
the said Exhibits and, therefore deny the same.
35. DENIED AS STATED. Stating further, the Defendants
admit that they periodically advertise puppies for sale in
Pennsylvania, Maryland and on the Internet.
36. ADMITTED. Stating further, the Defendants state
that they are not required to be, licensed as a kennel.
37. ADMITTED.
38. ADMITTED.
39. DENIED. This allegation constitutes a conclusion
of law which requires no responsive pleading. To the extent a
response is required, the Defendants deny the same.
40. DENIED. This allegation constitutes a conclusion
of law which requires no responsive pleading. To the extent a
response is required, the Defendants deny the same.
41. DENIED. This allegation constitutes a conclusion
of law which requires no responsive pleading. To the extent a
response is required, the Defendants deny the same.
42. DENIED. This allegation constitutes a conclusion
of law which requires no responsive pleading. To the extent a
response is required, the Defendants deny the same.
43. DENIED. This allegation constitutes a conclusion
of law which requires no responsive pleading. To the extent a
5
response is required, the Defendants deny the same.
44. DENIED. Stating further, the Defendants, are
without knowledge or information sufficient to form a belief as
what the Plaintiff's fee agreement is with her attorney and,
therefore deny the same.
WHEREFORE, this paragraph is in the form of a prayer
for relief to which a responsive pleading is not required. To
the extent that a response may be required, the Defendants deny
that the Plaintiff is entitled to any of the relief claimed.
NEW MATTER
For their affirmative defenses to the Plaintiff's
Complaint, the Defendants, by and through their aforesaid
attorneys, state as follows:
45. Any problems which the puppy may have experienced,
was proximately caused by the Plaintiff's own neglect, fault or
careless conduct in caring for a seven week old puppy including,
but not limited to, contributory negligence and assumption of
risk by the Plaintiff, and without any negligence, fault, want of
care or other culpable conduct bn the part of the answering
Defendants.
WHEREFORE, the Defendants respectfully request this
Honorable Court to enter judgment for Defendants, dismissing the
Plaintiff fIs complaint and awarding the Defendants costs, expenses
and attorneys fees for the defense of this action and such other
relief as the Court deems just, proper and equitable.
COUNTERCLAIM
For a counterclaim, the Defendants, by and through
their aforesaid attorneys, state as follows:
6
FF 46. Defendants incorporate paragraphs 1 through 45 of
their Answer as if set forth herein full.
47. Plaintiff has failed to allege or attach to their
Complaint any evidence that the puppy's condition was the result
of a genetic and/or hereditary illness or any other illness.
48. Absent such allegations of proof that the puppy
suffered other than through the Plaintiff's own neglect, renders
their Complaint frivolous in that it is neither well grounded in
fact or law.
49. In consequence thereof, the Defendants are
entitled to recover their attorney fees under 42 P.S. § 2503(10)
WHEREFORE, the Defendants respectfully request this
Honorable Court to enter Judgment against the Plaintiff and award
attorneys fees and costs for the defense of this action.
RICCI & TANEFF
Dated: October 1, 1999 By:
Ref:h:\x\c\mount\alice\doc004.wpd
7
4219 Derry Street
Harrisburg, PA 17111
(717) 564-5833
Attorneys for Defendants
VERIFICATION
The undersigned, hereby acknowledges that he is the attorney
of record in this matter representing the Defendants, Alice R.
Mountz and Jack A. Sunderland, t/a: A&J Toy Poodles; that the
undersigned has read the foregoing Defendants' Answer to
Plaintiff's Complaint; and that the facts stated therein are true
to the best of the undersigned's knowledge based upon interviews
with the Defendants in the course of the undersigned's
investigation and preparation of this Reply. The undersigned
supplies this verification because both Defendants were not
available to sign the same in order to timely file this Reply. A
verification signed by both Defendants will be forthcoming. The
undersigned understands that any false statements herein are made
subject to the penalties of 18 Pa. C.S. § 4904 related to unsworn
falsification to authorities.
Dated: October 1, 1999
T EFF, E Q.
Ref:h:\x\c\mount\a1ice\ver2.wpd
W CERTIFICATE OF SERVICE
I hereby certify that a copy of the foregoing Defendants'
Answer To Plaintiffs Complaint was sent via first class, U.S.
Mail, postage prepaid, this 1st day of October, 1999 to the
following person(s) at the address(es) set forth below their
respective names:
(1) Kathleen K. Shaulis, Esq.
44 South Hanover Street
Carlisle, PA 17013
RICCI & TANEFF
By:
P Taneff, Esq.
Sup. Ct. No. 6377
4219 Derry Street
Harrisburg, PA 17111
(717) 564-5833
Attorneys for Defendants
Ref:h:\x\c\mount\a1ice\cs1-wpd
EXHIBIT-B
/Letter from Ricci & Taneff to Kathleen Shaulis of September 13, 19991
September 13, 1999
KATHLEEN K SHAULIS ESQ
44 SOUTH HANOVER STREET
CARLISLE PA 17013
RE: MALONE V. SUNDERLAND FT AL NO. 999-4601
CUMBERLAND COUNTY
Dear Ms. Shaulis:
,.:
COPY
When you called me to determine whether we would accept service of
this suit on behalf of our client, A&J Toy Poodles, I was not
authorized to do so at that time, had no knowledge of the District
Justice proceeding and that is why I asked you to serve the Complaint
directly upon the Defendants.
This letter will acknowledge that we met with our client to day to
review the Complaint and we will be preparing an Answer for filing.
However, in view of my current calendar, I would respectfully request
a reasonable extension of time to file an Answer. Unless I hear from
you to the contrary, I will assume that if we are filed no later than
October 15, 1999, you will not have a problem. Otherwise, we will
file a Motion with the Court requesting an enlargement of time
necessary to complete our initial investigation and prepare a
responsive pleading.
In the meantime, should you have any questions concerning this
matter, please don't hesitate to call me.
Very truly yours,
Paul Taneff
PT/lmp
EXHIBIT-C
fAffidavits of Jack A. Sunderland & Alice R Mountz of October 14, 19991
The Affiant, JACK A. SUNDERLAND, being duly sworn, says
of his own personal knowledge:
1. THAT he is an owner of A&J Toy Poodles, and
conducts business at 899 Emily Drive,
Mechanicsburg, PA 17055.
2. THAT he is over 18 years of age, of sound
mind and has personal knowledge of every
statement herein made and is fully competent
to testify to the material stated.
3. THAT he is a party defendant to the lawsuit
filed on or about August 20, 1999 in
Cumberland County Court of Common Pleas which
lawsuit is captioned and docketed as Malone
v. Sunderland et a1., 99-4601 Civil Term.
4. THAT he first learned that the Plaintiff had
caused a default judgment to be entered
against him on or about October 4, 1999.
5. THAT he never received notice nor did he have
any knowledge of the Plaintiff's intention to
enter a default judgment against him.
6. THAT he believes that the Plaintiff's
Complaint is frivolous, without basis in law
or fact and that he has a meritorious defense
to the Plaintiff's Complaint.
The undersigned hereby declares under penalty of
perjury that the foregoing affidavit is made subject to the
penalties of 18 Pa. C.S.A. § 4904 relating to unsworn
falsification to authorities.
Dated: October 14, 1999 j G?
/qACK A. SUNDERLAND
AFFIDAVIT OF ALICE R MO NTT
The Affiant, ALICE R. MOUNTZ, being duly sworn, says of
her own personal knowledge:
1. THAT she is an owner of A&J Toy Poodles, and
conducts business at 899 Emily Drive,
Mechanicsburg, PA 17055.
2. THAT she is over 18 years of age, of sound
mind and has personal knowledge of every
statement herein made and is fully competent
to testify to the material stated.
3. THAT she is a party defendant to the lawsuit
filed on or about August 20, 1999 in
Cumberland County Court of Common Pleas which
lawsuit is captioned and docketed as Malone
v. Sul2derland et - 99-4601 Civil Term.
4. THAT she first learned that the Plaintiff had
caused a default judgment to be entered
against her on or about October 4, 1999.
5. THAT she never received notice nor did she
have any knowledge of the Plaintiff's
intention to enter a default judgment against
her.
6. THAT she believes that the Plaintiff is
Complaint is frivolous, without basis in law
or fact and that she has a meritorious
defense to the Plaintiff's Complaint.
The undersigned hereby declares under penalty of
perjury that the foregoing affidavit is made subject to the
penalties of 18 Pa. C.S.A. § 4904 relating to unsworn
falsification to authorities.
Dated: October 14, 1999
. C261 d& 2?h?
AALIUi? R. O Z
ef:h:\x\c\mount\alice\doco07.wpd
CERTIFICATE OF SERVICE
I hereby certify that a copy of the foregoing Defendants,
Motion To Vacate Default Judgment was sent via first class, U.S.
Mail, postage prepaid, this 15th day of October, 1999 to the
following person(s) at the address(es) set forth below their
respective names:
(1) Kathleen K. Shaulis, Esq.
44 South Hanover Street
Carlisle, PA 17013
RICCI & TANEFF
i
By.'
aul anef sq.
Sup. Ct. No. 63777
4219 Derry Street
Harrisburg, PA 17111
(717) 564-5833
Attorneys for Defendants
Ref; h:\x\c\mount\alice\csI-wpd
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CHRISTA MALONE,
Plaintiff,
VS.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ, t/a
A&J TOY POODLES,
Defendants.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 99-4601 CIVIL TERM
CIVIL ACTION-LAW
NOTICE TO PLEAD
TO THE PLAINTIFF:
You are hereby notified to plead to the enclosed Answer
With New Matter and Counterclaim within twenty (20) days from
service hereof or a default judgment may be entered against you.
RICCI & TANEFF
Dated: October 1, 1999
By: unlteA.Z?
Paul Taneff, Esq.
Sup. Ct. No. 63777
4219 Derry Street
Harrisburg, PA 17111
(717) 564-5833
Attorneys for Defendants
Ref:h:\x\c\mount\alice\doc005.wpd
CHRISTA MALONE,
Plaintiff,
Vs.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ, t/a
A&J TOY POODLES,
Defendants.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY,PENNSYLVANIA
NO. 99-4601 CIVIL TERM
CIVIL ACTION-LAW
ANSWER
NOW COME, the Defendants, JACK A. SUNDERLAND and ALICE
R. MOUNTZ, t/a A&J TOY POODLES, and file their Answer to the
Plaintiff's Complaint. In support of their Answer, the
Defendants state as follows:
1. ADMITTED.
2. ADMITTED.
3. ADMITTED.
4. ADMITTED.
S. ADMITTED IN PART; DENIED IN PART. The Defendants
are without knowledge or information sufficient to form a belief
as to what the Plaintiff and his wife saw in the Baltimore Sun or
on the Internet or what their response may have been and,
therefore the Defendants deny the same. Stating further, the
Defendants admit that the Plaintiff and her husband and mother
arrived at 899 Emily Drive, Mechanicsburg, PA and inquired about
the purchase of a teacup poodle.
6. DENIED. Stating further, the Defendants showed
the Plaintiff and her husband two (2), female, poodles; one (1)
being a toy poodle and the other being a teacup poodle.
7. DENIED AS STATED. Stating further, the two
poodles referred to above were born of the same mother who was on
the premises and was shown to the, Plaintiff.
8. ADMITTED. Stating further, the Defendants
selected the black teacup poodle as opposed to the toy poodle
referred to above.
9. DENIED AS STATED. The Defendants advised the
Plaintiff and her husband that the puppy they decided to purchase
could not be released to them under Commonwealth law until the
puppy was at least seven weeks old.
10. ADMITTED.
11. ADMITTED. Stating further, on March 20, 1999, the
Plaintiff and her husband took possession of the teacup poodle
and returned home to Maryland
12. ADMITTED IN PART; DENIED IN PART. The Defendant
Alice R. Mountz admits signing a paper presented to her by the
Plaintiff's husband. However, the Defendant Alice R. Mountz
denies that the paper guaranteed the Plaintiff the right to
return the puppy as alleged.
13. DENIED.
14. DENIED. Stating further, the Defendants are
without knowledge or information sufficient to form a belief as
to when the Plaintiff took the teacup poodle to her veterinarian
or what she was charged and, therefore deny the same.
15. DENIED. Stating further, the Defendants are
without knowledge or information sufficient to form a belief as
to what the Plaintiff was told by her veterinarian and, therefore'
deny the same. Stating further, the Defendants admit that their
is a document attached to the Plaintiff's Complaint as Exhibit-D
purporting to be a letter signed by Dr. McAllister and which
2
(document speaks for itself.
16. DENIED.
17. DENIED AS STATED. The Defendants admit that the
Plaintiff and her husband returned the teacup poodle on March 27,
1999 instead of March 25, 1999 as alleged and demanded a refund.
18.
a. DENIED.
b. ADMITTED.
C. ADMITTED.
d. ADMITTED.
19. ADMITTED.
20. DENIED AS STATED. Stating further, the Defendant
Alice R. Mountz admits that she refused to issue a refund to the
Plaintiff and, only after Plaintiff and her husband became
threatening did she ask them to leave or she would be required to
seek the assistance of local law enforcement to have them
removed.
21. DENIED.
22. DENIED. The Defendants are without knowledge or
information sufficient to form a belief as to what the
Plaintiff's telephone number is and, therefore deny the same.
23. ADMITTED IN PART; DENIED IN PART. The Defendants
admit that they were called several times by the Plaintiff.
However, the Defendants are without knowledge or information
sufficient to form a belief as why they were called or the exact
number of times they were called and, therefore deny the same.
Stating further, the Defendants admit that their is a document
attached to the Plaintiff's Complaint as Exhibit-E purporting to
3
be a copy of the Plaintiff's long distance telephone bill and
which document speaks for itself.
24. DENIED. Stating further, the Defendants are
without knowledge or information sufficient to form a belief as
what the Plaintiff decided and, therefore denies the same.
25. DENIED. Stating further, the Defendants are
without knowledge or information sufficient to form a belief as
to whether the Plaintiff's grandmother ever called the Defendants
and, therefore deny the same. Stating further, the Defendants
admit that their is a document attached to the Plaintiff's
Complaint as Exhibit-F purporting to be a copy of the Plaintiff's
grandmother's long distance telephone bill and which document
speaks for itself.
26. DENIED.
27. DENIED.
28. DENIED. Stating further, the Defendants are
without knowledge or information sufficient to form a belief as
to what the Plaintiff knows about the puppy's location or
condition and, therefore deny the same.
29. ADMITTED.
30. DENIED. The Defendants are without knowledge or
information sufficient to form a belief as to what paperwork the
Plaintiff is referring to and, therefore deny the same.
31. ADMITTED.
32. ADMITTED.
33. DENIED. The Defendants are without knowledge or
information sufficient to form a belief as to what paperwork
and/or documentation Plaintiff is referring to and, therefore
4
deny the same.
34. ADMITTED IN PART; DENIED IN PART. The Defendants
admit that the Plaintiff has attached to her Complaint the
documents identified as Exhibits H, I, J and K. Stating further,
the Defendants are without knowledge or information sufficient to
form a belief as to the accuracy or veracity of the contents of
the said Exhibits and, therefore deny the same.
35. DENIED AS STATED. Stating further, the Defendants
admit that they periodically advertise puppies for sale in
Pennsylvania, Maryland and on the Internet.
36. ADMITTED. Stating further, the Defendants state
that they are not required to be licensed as a kennel.
37. ADMITTED.
38. ADMITTED.
39. DENIED. This allegation constitutes a conclusion
of law which requires no responsive pleading. To the extent a
response is required, the Defendants deny the same.
40. DENIED. This allegation constitutes a conclusion
of law which requires no responsive pleading. To the extent a
response is required, the Defendants deny the same.
41. DENIED. This allegation constitutes a conclusion
of law which requires no responsive pleading. To the extent a
response is required, the Defendants deny the same.
42. DENIED. This allegation constitutes a conclusion
of law which requires no responsive pleading. To the extent a
response is required, the Defendants deny the same.
43. DENIED. This allegation constitutes a conclusion
of law which requires no responsive pleading. To the extent a
5
response is required, the Defendants deny the same.
44. DENIED. Stating further, the Defendants are
without knowledge or information sufficient to form a belief as
what the Plaintiff's fee agreement is with her attorney and,
therefore deny the same.
WHEREFORE, this paragraph is in the form of a prayer
for relief to which a responsive pleading is not required. To
the extent that a response may be required, the Defendants deny
that the Plaintiff is entitled to any of the relief claimed.
NEW MATTER
For their affirmative defenses to the Plaintiff's
Complaint, the Defendants, by and through their aforesaid
attorneys, state as follows:
45. Any problems which the puppy may have experienced,
was proximately caused by the Plaintiff's own neglect, fault or
careless conduct in caring for a seven week old puppy including,
but not limited to, contributory negligence and assumption of
risk by the Plaintiff, and without any negligence, fault, want of
care or other culpable conduct on the part of the answering
Defendants.
WHEREFORE, the Defendants respectfully request this
Honorable Court to enter judgment for Defendants, dismissing the
Plaintiff's Complaint and awarding the Defendants costs, expenses
and attorneys fees for the defense of this action and such other
relief as the Court deems just, proper and equitable.
COUNTERCLAIM
For a counterclaim, the Defendants, by and through
their aforesaid attorneys, state as follows:
6
46. Defendants incorporate paragraphs 1 through 45 of
their Answer as if set forth herein full.
47. Plaintiff has failed to allege or attach to their
Complaint any evidence that the puppy's condition was the result
of a genetic and/or hereditary illness or any other illness.
48. Absent such allegations of proof that the puppy
suffered other than through the Plaintiff's own neglect, renders
their Complaint frivolous in that it is neither well grounded in
fact or law.
49. In consequence thereof, the Defendants are
entitled to recover their attorney fees under 42 P. S. § 2503(10)
WHEREFORE, the Defendants respectfully request this
Honorable Court to enter Judgment against the Plaintiff and award
attorneys fees and costs for the defense of this action.
RICCI & TANEFF
Dated: October 1, 1999 By:
..may
Sup. Ct. No. 637 .
4219 Derry Street
Harrisburg, PA 17111
(717) 564-5833
Attorneys for Defendants
Ref:h:\x\c\mount\alice\doc004.wpd
7
VERIFICATION
The undersigned, hereby acknowledges that he is the attorney
of record in this matter representing the Defendants, Alice R.
Mountz and Jack A. Sunderland, t/a: A&J Toy Poodles; that the
undersigned has read the foregoing Defendants' Answer to
Plaintiffs Complaint; and that the facts stated therein are true
to the best of the undersigned's knowledge based upon interviews
with the Defendants in the course of the undersigned's
investigation and preparation of this Reply. The undersigned
supplies this verification because both Defendants were not
available to sign the same in order to timely file this Reply. A
verification signed by both Defendants will be forthcoming. The
undersigned understands that any false statements herein are made
subject to the penalties of 18 Pa. C.S. § 4904 related to unsworn
falsification to authorities.
Dated: October 1, 1999
aT EFF, E Q.
2ef:h:\x\c\mount\alice\ver2.wpd
CERTIFICATE OF SERVICE
I hereby certify that a copy of the foregoing Defendants'
Answer To Plaintiff's Complaint was sent via first class, U.S.
Mail, postage prepaid, this 1st day of October, 1999 to the
following person(s) at the address(es) set forth below their
respective names:
(1) Kathleen K. Shaulis, Esq.
44 South Hanover Street
Carlisle, PA 17013
RICCI & TANEFF
By:
UatLCLX-
!?? Tanett, Esq.
Sup. Ct. No. 6377
4219 Derry Street
Harrisburg, PA 17111
(717) 564-5833
Attorneys for Defendants
Ref: h:\x\c\mount\alice\cs1-wpd
C_ ?,
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1
CHRISTA MALONE,
Plaintiff
VS.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ t/a
A S J TOY POODLES,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 99-4601 CIVIL TERM
PRAECIPE
FOR ENTRY OF JUDGMENT BY DEFAULT
To the Prothonotary
Kindly enter a judgment by default in the amount of $5498.18
(three times actual damages of $ 1666.18 plus $500.00 attorney's
fees pursuant to 73 P.S. §201-9.2) against the above referenced
Defendants Jack A. Sunderland and Alice R. Mountz for failing to
respond to Plaintiff's Pleadings filed with this Court on August
20, 1999.
Attached are copies of the Notices of Praecipe to Enter
Judgment By Default mailed to the Defendants individually on
September 14, 1999, a certification that the Notices were mailed
and copies of the United States Post Office Certificates of
Mailing evidencing services of the same on both Defendants.
Neither Defendant has responded and the mailings have not been
returned to me for an incorrect address.
J i
Ka hleen K. Shaulis, Esq. ;ryk
Attorney for Plaintiff
44 South Hanover Street
Carlisle, PA 17013
(717) 243-6655
I.U. No. 37445
Dated: October 1, 1999 :G
,
CHRI STA MALONE,
Plaintiff
vs.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ t/a
A & J TOY POODLES,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 99-4601 CIVIL TERM
NOTICE or PPARCIPE
rOR ENTRY or JUDGUM BY DEFAULT
To: ALICE R. NOUNTZ
Date of Notice: September 14, 1999
IMPORTANT NOTICE
YOU ARE IN DEFAULT BECAUSE YOU FAILED TO ENTER A WRITTEN
APPEARANCE PERSONALLY OR BY AN ATTORNEY AND FILE IN WRITING WITH
THE COURT YOUR OBJECTIONS TO THE CLAIMS SET FORTH AGAINST YOU.
UNLESS YOU ACT WITHIN TEN DAYS FROM THE DATE OF THIS NOTICE, A
JUDGMENT MAY BE ENTERED AGAINST YOU WITHOUT A HEARING AND YOU MAY
LOSE YOUR PROPERTY OR OTHER IMPORTANT RIGHTS. YOU SHOULD TAKE
THIS NOTICE TO A LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR
CANNOT AFFORD ONE, GO TO OR TELEPHONE. THE FOLLOWING OFFICE TO FIND
OUT WHERE YOU CAN GET LEGAL HELP:
CUMBERLAND COUNTY BAR ASSOCIATION
2 LIBERTY AVENUE
CARLISLE, PA 17013
TELEPHONE: (717) 249-3166
Ka leen K. Shaulis, Esq.
Attorney for Plaintiff
44 South Hanover Street
Carlisle, PA 17013
(717) 243-6655
I.D. No. 37445
CHRISTA MALONE, IN THE COURT OF COMMON PLEAS OF
Plaintiff CUMBERLAND COUNTY, PENNSYLVANIA
Vs. CIVIL ACTION - LAW
JACK A. SUNDERLAND AND NO. 99-4601 CIVIL TERM
ALICE R. MOUNTZ t/a
A S J TOY POODLES,
Defendants
NOTICE Or PAAECIPE
FOR ENTRY or JUDGMENT BY DarAVLT
To: JACK A. SUNDERLAND
Date of Notice: September 14, 1999
IMPORTANT NOTICE
YOU ARE IN DEFAULT BECAUSE YOU FAILED TO ENTER A WRITTEN
APPEARANCE PERSONALLY OR BY AN ATTORNEY AND FILE IN WRITING WITH
THE COURT YOUR OBJECTIONS TO THE CLAIMS SET FORTH AGAINST YOU.
UNLESS YOU ACT WITHIN TEN DAYS FROM THE DATE OF THIS NOTICE, A
JUDGMENT MAY BE ENTERED AGAINST YOU WITHOUT A HEARING AND YOU MAY
LOSE YOUR PROPERTY OR OTHER IMPORTANT RIGHTS. YOU SHOULD TAKE
THIS NOTICE TO A LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR
CANNOT AFFORD ONE, GO TO OR TELEPHONE THE FOLLOWING OFFICE TO FIND
OUT WHERE YOU CAN GET LEGAL HELP:
CUMBERLAND COUNTY BAR ASSOCIATION
2 LIBERTY AVENUE
CARLISLE, PA 17013
TELEPHONE: (717) 249-3166
Kat leen K. Shaulis, Esq.
Attorney for Plaintiff
44 South Hanover Street
Carlisle, PA 17013
(717) 243-6655
I.D. No. 37445
CHRISTA MALONE, IN THE COURT OF COMMON PLEAS OF
Plaintiff CUMBERLAND COUNTY, PENNSYLVANIA
Vs. CIVIL ACTION - LAW
JACK A. SUNDERLAND AND NO. 99-4601 CIVIL TERM
ALICE R. MOUNTZ t/a
A S J TOY POODLES,
Defendants
CERTIFICATION
I hereby certify that Notices of Praecipe for Entry of
Judgment By Default for Civil. Action No. 99-9601 was mailed
by first class mail to both Defendants Jack A. Sunderland
and Alice R. Mountz, individually, on September 19, 1999
pursuant to Pa. R. C.P. 237.1. Both notices were mailed to
the Defendants at 899 Emily Drive, Mechanicsburg, PA 17055.
Attached as evidence of this mailing are copies of the U.S.
Postal Service Certificate of Mailing issued by the United
States Post Office in Carlisle, PA 17013.
Kaghleen K. Shaulis, Esq.
Pa. Bar ID. No. 37995
44 South Hanover Street
Carlisle, PA. 17013
(717) 293-6655
Dated: October 1, 1999
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Page 1
Citation/Title
722 A.2d 189, Allegheny Hydro No. 1 v. American Line Builders, Inc., (Pa.Super.
1998)
*189 722 A.2d 189
ALLEGHENY HYDRO NO. 1 t/a Allegheny Hydro No. 8, L.P.,
Allegheny Hydro No. 1, t/a Allegheny Hydro No. 9,
L.P., Appellees,
V.
AMERICAN LINE BUILDERS, INC., Chas. T. Main, Inc., CAI
Enterprises, Inc., Lapp Insulator Company, and
Scott & Scott Consultants, Appellees.
Appeal of Chas. T. Main, Inc.
Superior Court of Pennsylvania.
Argued Oct. 8, 1998.
Filed Dec. 14, 1998.
Plaintiff filed complaint against corporation and others, alleging breach of
contract and negligence. After entry of default judgment, the Court of Common
Pleas, Armstrong County, Civil Division, No. 1997-0165, Valasek, J., denied
corporation's petition to open judgment-. Corporation appealed. The Superior
Court, No. 475 Pittsburgh 1998, Olszewski, J., held that: (1) trial court did not
have to set forth its consideration of equities after analyzing case pursuant to
three-part test; (2) defendant failed to demonstrate that it promptly filed its
petition to open default judgment; and (3) defendant failed to demonstrate that
it had a reasonable excuse for failing to file responsive pleading.
Affirmed.
1. JUDGMENT <8=143 (2)
228 ----
228IV By Default
2281V(B) Opening or Setting Aside Default
228k143 Excuses for Default
228kl43(2) Necessity for excuse.
[See headnote text below)
1. JUDGMENT «153(1)
228 ----
22BIV By Default
228IV(B) Opening or Setting Aside Default
228k153 Time for Application
228kl53(1) In general.
Pa.Super. 1998.
In general, a default judgment may be opened when three elements are
Copyright (c) West Group 1999 No claim to original U.S. Govt. works
Page 2
722 A.2d 189, Allegheny Hydro No. 1 v. American Line Builders, Inc., (Pa.Super.
1998)
established: the moving party must (1) promptly file a petition to open the
default judgment, (2) show a meritorious defense, and (3) provide a reasonable
excuse or explanation for its failure to file a responsive pleading.
2. JUDGMENT (9=135
228 ----
228IV By Default
228IV(B) Opening or Setting Aside Default
228k135 Nature and scope of remedy.
Pa.Super. 1998.
Petition to open a default judgment is an appeal to the equitable powers of
the court.
3. APPEAL AND ERROR (°=982(1)
30 ----
30XVI Review
30XVI(H) Discretion of Lower Court
30k982 Vacating Judgment or order
30k982(1) In general.
[See headnote text below]
3. APPEAL AND ERROR 0982(2)
30 ----
30XVI Review
30XVI(H) Discretion of Lower Court
30k982 Vacating Judgment or Order
30k982(2) Refusal to vacate.
[See headnote text below]
3. JUDGMENT 0139
228 ----
228IV By Default
2281V(B) Opening or Setting Aside Default
228k139 Discretion of court.
Pa.Super. 1998.
Decision to grant or deny a petition to open a default judgment is within the
sound discretion of the trial court, and appellate court will not overturn that
decision absent a manifest abuse of discretion or error of law.
4. APPEAL AND ERROR (9=982(2)
30 ----
30XVI Review
30XVI(H) Discretion of Lower Court
30k982 Vacating Judgment or Order
Copyright (c) West Group 1999 No claim to original U.S. Govt. works
. 3
722 A.2d 189, Allegheny Hydro No. 1 v. American Line Builders, Inc., (Pa.Supe Page
1998)
30k982(2) Refusal to vacate.
Pa-Super. 1998.
Appellate court will not hesitate to find an abuse of discretion in a trial
court's denial of a petition to open judgment when, upon appellate court's own
review of the case, it has found that the equities clearly favored opening the
judgment.
5. JUDGMENT 4&=163
228 ----
228IV By Default
2282V(B) Opening or Setting Aside Default
228k163 Hearing and determination.
Pa.Super. 1998.
On motion to open default judgment, trial court did not have to set forth its
consideration of equities and prejudices, where court analyzed case pursuant to
standard three-part test and concluded that only factor that defendant satisfied
was that it had a meritorious defense.
6. COURTS c8=26
106 ----
106I Nature, Extent, and Exercise of Jurisdiction in General
106k26 Scope and extent of jurisdiction in general.
Pa.Super. 1998.
Abuse of discretion is not a mere error of judgment, but if in reaching a
conclusion, the law is overridden or misapplied, or the judgment exercised is
manifestly unreasonable, or the result of partiality, prejudice, bias or ill
will, as shown by the evidence or the record, discretion is abused.
7. JUDGMENT (°=153(1)
228 ----
228IV By Default
228IV(B) Opening or Setting Aside Default
228k153 Time for Application
228k153(1) In general.
Pa.Super. 1998.
Defendant failed to demonstrate that it promptly filed its petition to open
default judgment, and thus it was not entitled to have judgment opened, where
defendant did not file petition until 41 days after default judgment was entered,
and delay was not excused by defense counsel's attempts to informally resolve
matter by asking opposing counsel to voluntarily open judgment, in that petition
was not filed until a month after defense counsel was aware that opposing counsel
would not voluntarily open judgment.
8. JUDGMENT (9=153 (1)
228 ----
228IV By Default
Copyright (c) West Group 1999 No claim to original U.S. Govt. works
722 A.2d 189, Allegheny Hydro No. 1 v. American Line Builders, Inc., (Pa.Supe re 4
1998)
228IV(B) Opening or Setting Aside Default
228k153 Time for Application
228k153(1) In general.
Pa-Super. 1998.
In evaluating whether the petition to open default judgment has been promptly
filed, court does not employ a bright line test, but focuses on two factors: (1)
the length of the delay between discovery of the entry of a default judgment and
filing the petition to open judgment, and (2) the reason for the delay.
9. JUDGMENT (&=143 (12)
228 ----
228IV By Default
228IV(B) Opening or Setting Aside Default
228k143 Excuses for Default
228kl43(12) Negligent failure of counsel to plead.
Pa.Super. 1998.
Defendant failed to demonstrate that it had a reasonable excuse for failing to
file responsive pleading, and thus it was not entitled to have default judgment
opened, where for almost seven months after commencement of action defendant's
in-house counsel failed to file a responsive pleading or act on notice of
default, and defense counsel's assumption that opposing counsel would grant him
extension of time to file response based on professional courtesy was
unreasonable.
10. JUDGMENT <8 =92
228 ----
228IV By Default
228IV(A) Requisites and Validity
228k92 Nature of judgment by default.
Pa.Super. 1998.
Nature of a default judgment is to impose responsibility upon a defendant who
had the opportunity to defend the claim on the merits but has failed to do so.
*190 Michael R. Libor, Philadelphia, for appellant.
Robert L. Byer, Pittsburgh, for Allegheny Hydro, appellee.
Before EAKIN, SCHILLER and OLSZEWSKI, JJ.
OLSZEWSKI, J.:
This is an appeal from a February 5, 1998 order denying Chas T. Main's
("Main") petition to open a default judgment. Main contends that the trial court
erred as a matter of law and abused its discretion in denying the petition. We
disagree and affirm the trial court's order.
Copyright (c) West Group 1999 No claim to original U.S. Govt. works
722 A.2d 189, Allegheny Hydro No. 1 v. American Line Suilders, Inc., (Pa.SupePage
r. 5
1998)
*191 The relevant procedural history of this case is as follows. on February
7, 1997, Allegheny Hydro filed its original complaint against Main and four other
defendants, alleging breach of contract and negligence. Allegheny Hydro filed
its first amended complaint on March 7, 1997 and its second amended complaint on
May 5, 1997. After Main failed to file an answer to the second amended complaint
and to the prior complaints, Allegheny Hydro mailed a notice of default to main
on July 11, 1997. On July 25, 1997, Allegheny Hydro filed its praecipe for
default judgment. On September 4, 1997, Main filed its petition to open default
judgment, which was denied by the court on February 5, 1998. This appeal
followed.
[1,1 [21 (31 [41 In general, a default judgment may be opened when three
elements are established: the moving party must (1) promptly file a petition to
open the default judgment, (2) show a meritorious defense, and (3) provide a
reasonable excuse or explanation for its failure to file a responsive pleading.
Alba v. Urology Assocs, of Kingston, 409 Pa.Super. 406, 598 A.2d 57, 58
(Pa.Super.1991). The standard of review for challenges to a decision concerning
the opening of a default judgment is well-settled.
A petition to open a default judgment is an appeal to the equitable powers of
the court. The decision to grant or deny a petition to open a default
judgment is within the sound discretion of the trial court, and we will not
overturn that decision 'absent a manifest abuse of discretion or error of
law.'
Id. 598 A.2d at 58 (citing N.H. Weidner, Inc. v. Berman, 310 Pa.Super. 590,
456 A. 2d 1377, 1379 (Pa.Super. 1983)) (citations omitted). We will not hesitate
to find an abuse of discretion in a lower court's denial of a petition to open
judgment when, upon our own review of the case, we have found that the equities
clearly favored opening the judgment. Provident Credit Corp. v. Young, 300
Pa.Super. 117, 446 A.2d 257, 261 (Pa.Super.1982). Upon our review of the three-
part test and the equities in this case, we hold that the trial court properly
denied Main's petition to open default judgment.
[51 We first address Main's argument that the trial court erred as a matter of
law because it strictly applied the three-part test for opening default judgment
and did not explicitly set forth its consideration of the equities and
prejudices. Relying upon our prior decisions, particularly Provident Credit
Corp. v. Young, supra, Main argues that, instead of simply analyzing the case
pursuant to the three-part test, a trial court must weigh the equities in
deciding whether to open judgment. In the present case, the trial court
concluded that Main satisfied only one of the three factors of the tripartite
test. Although Main demonstrated that it has a meritorious defense, it failed to
prove that it promptly filed the petition to open judgment and that it has a
reasonable excuse for its failure to file a responsive pleading. In its written
opinion, however, the court did not explicitly discuss its consideration of the
Copyright (c) West Group 1999 No claim to original U.S. Govt. works
Page 6
722 A.2d 189, Allegheny Hydro No. 1 v. American Line Builders, Inc., (Pa.Super.
1998)
equities and balancing of the prejudices. Main argues that if a court fails to
conduct such an analysis, it has committed an error of law.
Appellant's interpretation of the law on this matter is unsupported. In Young
446 A.2d at 264, we recognized the following:
Without question, in many cases where we have found that one of the three
requirements for opening a judgment was not met we have stopped without
considering the arguments made with regard to the other two. It is difficult,
however, to reconcile this approach with the many other cases that emphasize
the equitable nature of the decision whether to grant a petition to open, and
the importance of balancing the prejudice to the two sides.
The question is, Can a court make an "equitable determination" of what is
"reasonable under the circumstances" without considering all of the
circumstances of the particular case? we think not.
Id. (citations omitted). Young involved an appeal from a trial court decision
where the lower court, having decided that the default and delay were not
excused, never considered appellant's argument that she had a meritorious
defense. Id. We noted that
[t]he merits of a defense may have some bearing on the question of whether a
petition *192 to open was promptly enough filed. The more plainly
meritorious the defense, the more heavily the equities will incline in the
petitioner's favor, which is to say, the more appropriate it may be to excuse
some delay.
Id
Contrary to Main's assertions, our statements in Young do not support the
argument that when a trial court has applied the tripartite test and has fully
considered all of the circumstances of the case, it has nonetheless committed an
error of law because it did not specifically set forth its consideration of the
prejudices and equities. In Young, we recognized the importance of the
tripartite test:
The test will often provide a ready determinatior >--'a navigator's "quick fix"--
of where the equities lie. For example, in a case where no attempt has been
made to explain the default or delay, or where, in an assumpsit case, no
defense has been pleaded, or only one clearly without merit, it is difficult
to imagine that the equities would favor opening the judgment. But where some
showing has been made with regard to each part of the test, a court should not
blinder itself and examine each part as though it were a water-tight
Copyright (c) West Group 1999 No claim to original U.S. Govt. works
722 A.2d 189, Allegheny Hydro No. 1 v. American Line Builders, Inc., (Pa.SupePage
r. 7
1998)
compartment, to be evaluated in isolation from other aspects of the case.
Instead, the court should consider each part in light of all the circumstances
and equities of the case. Only in that way can a chancellor act as a court
of conscience.
Id. (emphasis added).
Similarly, in other cases, we emphasized the importance of the tripartite test
in the court's analysis of the circumstances and equities. In Duckson v. Wee
Wheelers, Inc., 423 Pa.Super. 251, 620 A.2d 1206, 1212 (Pa.Super.1993), we
examined the circumstances of the case within the framework of the tripartite
test and concluded that "[b]ased on the foregoing analysis, we hold that the
overall equities in this case warrant opening the default judgment." In
Castings Condominium Assn, Inc. v. Klein, 444 Pa.Super. 68, 663 A.2d 220, 225
(Pa. Super. 1995) , we refused to weigh the equities in the defendant's favor and
reiterated that a court cannot open a default judgment based upon equities when
the defendant has failed to establish all three factors of the test. This line
of cases demonstrates that the three-factor test is a framework within which the
trial court is to conduct its equitable analysis.
In the present case, the trial court fully evaluated the three factors of the
test and considered all of the relevant circumstances as they related to those
factors. The court concluded that although Main has a meritorious defense, it
failed to make an adequate showing that it promptly filed the petition and that
it had a reasonable excuse for the default. The trial court did not err as a
matter of law for failing to conduct a separate discussion of the equities when
doing so would only reiterate the circumstances and facts considered by the
court.
[6) Main next argues that the trial court abused its discretion in denying its
petition to open default judgment. " 'An abuse of discretion is not a mere error
of judgment, but if in reaching a conclusion, the law is overridden or
misapplied, or the judgment exercised is manifestly unreasonable, or the result
of partiality, prejudice, bias or ill will, as shown by the evidence or the
record, discretion is abused.' " St. Vladimir Ukrainian Orthodox Church v.
Preferred Risk Mut. Ins. Co., 239 Pa.SUper. 492, 362 A.2d 1052, 1056
(Pa. Super. 1976) (quoting Mielcuszny v. Rosol, 317 Pa. 91, 176 A. 236 (Pa.1934))
In the present case, we find that main failed to demonstrate that it promptly
filed its petition and that it has a reasonable excuse for not filing a
responsive pleading. Furthermore, we find that the equities do not support the
opening of the judgment. Thus, the trial court did not abuse its discretion.
Allegheny Hydro filed its original complaint on February 7, 1997. According
to Main, shortly after being served with the complaint, its in-house counsel
informed counsel for Allegheny Hydro that it intended to retain the services of
an outside law firm to file an answer to the second amended complaint, but it
Copyright (c) West Group 1999 No claim to original U.S. Govt. works
722 A.2d 189, Allegheny Hydro No. 1 v. American Line Builders, Inc., (Pa.Super.e S
1998)
first needed to resolve a conflict of interest issue with the firm. According to
Main, counsel for Allegheny Hydro did not object to its counsel's proposed *193
schedule. The trial court found that no extension was granted or agreed to by
Allegheny Hydro's counsel. Trial Court Opinion, 2/6/98, at 9. On April 17,
1997, the attorney assigned to Allegheny Hydro's case left the employment of the
law firm representing Allegheny Hydro and another attorney was assigned to handle
Allegheny Hydro's case. On May 5, 1997, Allegheny Hydro filed its second amended
complaint, which is the complaint upon which the default judgment was entered.
On July 11, 1997, Allegheny Hydro mailed a notice of default to Main, stating
that unless Main acts within ten days from the date of the notice, by July 21,
1997, a default judgment will be entered. Main's counsel received the notice of
default on July 15, 1997, the day on which he was leaving the country for a
business meeting. That day, Main's counsel telephoned the attorney for Allegheny
Hydro from the airport to discuss his misunderstanding as to when the answer was
due. Main's counsel asked opposing counsel for an eleven-day extension of time
to file an answer because he was leaving the country. The attorney for Allegheny
Hydro informed Main's counsel that she had to check with her supervising
attorneys and her client before approving any extension of time, and that she
would leave a voice-mail message for him concerning the matter. The trial court
found that Allegheny Hydro's counsel left Main's counsel voice-mail messages on
July 16th and 17th and that Main's counsel knew as of July 17, at the latest,
that Allegheny Hydro would not agree to an extension of time. Trial Court
opinion, 2/6/98, at 6-7.
Allegheny Hydro filed a praecipe for default judgment on July 25, 1997. After
receiving the praecipe for default judgment, Main's counsel telephoned Allegheny
Hydro's counsel on July 31, 1997, and again on August 1, 1997, requesting that
Allegheny Hydro voluntarily open the default judgment. On August 4, 1998, Main's
counsel sent Allegheny Hydro's counsel a letter requesting that the default
judgment be voluntarily opened. On August 4, 1998, Allegheny Hydro's counsel
telephoned Main's counsel and told him that there were no plans to voluntarily
open the default judgment, but she would consult with her supervising attorney
and would call him back if they changed their position. On August 8, 1997,
Allegheny Hydro's counsel left Main's counsel a voice-mail message stating that
Allegheny Hydro would not voluntarily open the judgment and faxed a letter
setting forth the denial on August 14, 1997.
Main retained the legal services of a law firm in late August of 1997. An
attorney from that firm faxed a letter to Allegheny Hydro's counsel on August 29,
1997, requesting that she voluntarily open the default judgment. Once again,
counsel for Allegheny Hydro denied the request. Main finally filed its petition
to open default judgment on September 4, 1997. At that time, no other defendant
had filed an answer to the second amended complaint, and no discovery had taken
place. The only matters pending before the trial court were the co-defendants'
preliminary objections.
Copyright (c) West Group 1999 No claim to original U.S. Govt. works
722 A.2d 189, Allegheny Hydro No. 1 v. American Line Builders, Inc., (Pa.Supe re 9
1998)
[7] [8] Based upon these facts, the trial court concluded that Main did not
timely file the petition to open judgment. In evaluating whether the petition
has been promptly filed, "[the] Court does not employ a bright line test....
[The Court focuses] on two factors: (1) the length of the delay between
discovery of the entry of a default judgment and filing the petition to open
judgment, and (2) the reason for the delay." Quatrochi v. Gaiters, 251 Pa.Super.
115, 380 A.2d 4.P4, 407 (Pa. Super. 1977) . Main did not file its petition to open
judgment until forty-one days after the default judgment was entered. We have
held in the past that delays of less than forty-one days have been untimely. See
B.C.Y., Inc. Equipment Leasing Assocs, v. Bukovich, 257 Pa.Super. 121, 390 A.2d
276, 278 (Pa.Super.1978) (twenty-one day delay is not prompt); Xatgimisios v.
Dave's N.E. Mint, Inc., 251 Pa.Super. 275, 380 A.2d 485, 485 (Pa.Super.1977)
(thirty-seven day delay is not prompt). In cases where we have found there to be
a prompt filing of the petition, the period of delay was generally less than one
month. See Alba v. Urology Assocs. of Kingston, 409 Pa.Super. 406, 598 A.2d 57,
58 (Pa.Super.1991) (fourteen-day delay is timely) ; Fink v. General Accident ins.
*194 Co., 406 Pa.Super. 294, 594 A.2d 345, 346 (Pa.Super.1991) (five-day delay
is timely).
The trial court properly considered the reasons for the delay and found them
to be unreasonable. Attempts to informally resolve the matter by asking opposing
counsel to voluntarily open judgment is not a reasonable excuse for the forty-one
day delay. See Pappas v. Stefan, 451 Pa. 354, 304 A. 2d 143, 146 n. 3 (Pa. 1973)
By August 8, 1997, Main's counsel was aware that opposing counsel would not
voluntarily open judgment. Nevertheless, Main did not file its petition until
almost a month later, on September 4, 1997. It was unreasonable for Main's
counsel to not file a petition to open judgment for almost a month after
receiving a denial from opposing counsel to his request to voluntarily open
judgment.
[9] Additionally, Main has failed to demonstrate that it has a reasonable
excuse for failing to file a responsive pleading to the second amended complaint.;
Main's failure to file a responsive pleading within the prescribed time period
and to not take proper action after receiving the notice of default can only be
ascribed to the carelessness of Main's in-house counsel. Almost seven months
after Allegheny Hydro commenced the action, Main's in-house counsel failed to
file a responsive pleading. Further, the default judgment was not entered until
more than two months had passed after the filing of the second amended complaint.
Main attempts to excuse its failure to file a responsive pleading and its
failure to act on the notice of default by arguing that its in-house counsel was
out of town and mistakenly believed that Allegheny Hydro's counsel had granted it
an extension of time. The trial court found that at no time did Allegheny
Hydro's counsel explicitly grant Main's counsel an extension. Instead, Main's
counsel assumed that opposing counsel would grant him the extension based upon
professional courtesy. Such an assumption was unreasonable given that Allegheny
Copyright (c) West Group 1999 No claim to original U.S. Govt. works
722 A.2d 189, Allegheny Hydro No. 1 v. American Line Builders, Inc., (Pa.Super. 10
1998)
Hydro's counsel did not agree to an extension. Allegheny Hydro's counsel had no
legal obligation to grant an extension of time and, contrary to Main's
assertions, we find that Allegheny Hydro is not at fault for Main's delay.
Furthermore, while the Pennsylvania Rules of Civil Procedure require a written
agreement to extend the time for fling a responsive pleading, 42 Pa.R.C.P. §§
201 & 248, Main's counsel never obtained such a written agreement. In
conclusion, Main's excuse is nothing more than the carelessness and unreasonable
assumptions of its counsel.
Our past decisions are instructive on this matter. In Castings Condominium
Ass'n, Inc. v. Klein, 444 Pa.SUper. 68, 663 A.2d 220, 224 (Pa.Super. 1995),
appellant's counsel sent a letter to appellee's attorney expressing his
assumption that appellee's counsel would not seek a default judgment. Appellee's
counsel did not respond to the letter. We held that counsel's assumption was
unwarranted since opposing counsel never affirmatively responded to his request
that a default judgment not be taken and there was thus no meeting of the minds.
Id. Similarly, in McEvilly v. Tucci, 239 Pa.SUper. 474, 362 A.2d 259, 262-63
(Pa. Super. 1976) , counsel for defendants sent plaintiffs a letter expressing his
assumption that plaintiffs would not require a responsive pleading. Plaintiffs
did not respond to the letter and took a default judgment against defendants. We
found that defendants' excuse for not filing a responsive pleading was
unreasonable and held:
[T]he evidence in the present case indicates that [defendants] .
unjustifiably relied upon [plaintiffs'] ... lack of response to the letter
and their mistaken belief that [plaintiffs] ... did not intend to pursue
their rights by taking a default judgment. The lower court did not abuse its
discretion in deciding that [defendants] ... did not satisfactorily explain
their failure to file an answer to the complaint.
Id. 362 A.2d at 263. Likewise, the trial court in this case did not abuse
its discretion in deciding that appellant failed to make a showing on two
elements of the tripartite test.
Contrary to appellant's assertions, its counsel's failure to file responsive
pleadings was not an error that indicates an oversight rather than a deliberate
decision not to defend, and thus the failure to file is not excusable. Set,
Johnson v. Yellow Cab Co., 226 *195. Pa.SUper. 270, 307 A.2d 423, 424
(Pa. Super. 1973) . We have held that an attorney's failure to file an answer
because he mistakenly assumed opposing counsel granted an extension was not mere
oversight. See McEvilly v. Tucci, 239 Pa.Super. 474, 362 A.2d 259, 262
(Pa.Super.1976). Thus, the trial court was correct in finding that appellant
failed to prove two elements of the tripartite test.
[10] Finally, Main argues that the equities favor opening the judgment.
According to Main, at the time that the trial court was reviewing the petition,
Copyright (c) West Group 1999 No claim to original U.S. Govt. works
Page 11
722 A.2d 189, Allegheny Hydro No. 1 v. American Lane Builders, Inc., (Pa.Super.
1998)
Allegheny Hydro would not have suffered prejudice if the Judgment was opened
because no discovery had occurred and no answers were file. Main, however, will
be prejudiced by the court's failure to open the default judgment because it will
be responsible for a one-million-dollar judgment which, had they defended on the
merits, they would likely have been found not liable. We find Main's argument
unpersuasive. The nature of a default judgment is to impose responsibility upon
a defendant who had the opportunity to defend the claim on the merits but has
failed to do so. See Kraynick v. Hertz, 443 Pa. 105, 277 A.2d 144, 147 (Pa.1971)
. Based upon the factors and circumstances as discussed above, we find that the
equities do not dictate that we open the default judgment.
Order is affirmed.
Copyright (c) West Group 1999 No claim to original U.S. Govt. works
COMMONWEALTH OF PENNSYLVANIA NOTICE OF APPEAL
COURT OF COMMON PLEAS
FROM
JUDICIAL DISTRICT
DISTRICT JUSTICE JUDGMENT
COMMON PLEAS N. 9 9 _. 0(14
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NOTICE OF APPEAL
Notice is given that the appellant has filed in the above Court of Common Pleas an appeal from the judgment rendered by the District Justice an the
date and in the case mentioned below:
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STATE
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This Notice of Appeal, when received by the District Justice, will operate as a
SUPERSEDEAS to the judgment for possession in this case
a
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If appellant was CLAIMANT (see ft. R.C.P.J.P. No.
1001(6) in action before District Justice, he MUST
FILE A COMPLAINT within twenty (20) days after
filing his NOTICE of APPEAL.
PRAECIPE TO ENTER RULE TO FILE COMPLAINT AND RULE TO FILE
(This section of form to be used ONLY when appellant was DEFENDANT (see Pa. R.C.P.JP. No. 1001(7) in action before District Justice.
IF NOT USED, detach from copy of notice of appeal to be served upon appellee).
PRAECIPE: To Prothonotary
Enter rule upon
N oppolae(s), to file a complaint in this upped
Name of appellants)
(Common Pleas No ) within twenty (20) days after service of rule w suffer entry of judgment of non pros.
RULEt TO %? l' I : L d 1 I /i spleture of apheant or his albeley a;oars
Name of appelpeysl , appellee(s).
(1) You are notified that a rule is hereby entered upon you to file a complaint in this appeal within twenty (20) days after the date of
service of this rule upon you by Personal service or by certified or registered mail.
(2) If you do not file a complaint within this time, a JUDGMENT OF NON PROS WILL BE ENTERED AGAINST YOU.
(3) The.date of service of this rule if service was by mail is the date of mailing.
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Date: Lc..?? :?C) ,1 951. _ !'til//r.2•?.v..? V/?
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AOPC 312.11 COURT FILE
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PROOF OF SERVICE OF NOTICE OF APPEAL AND RULE TO FILE COMPLAINT
( This proof of survlce MUST lit' FILED WITHIN TEN I10) DAYS AFTER f lmg rhu nonco of appoal Check applicable boxaS,1
COMMONWEALT OF VENSYLVANIA
COUNTY OF _C.Cr-?f-?/
AFFIDAVIT- I hereby swear or affirm that I served
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L7 e copy of the Nohce e of Appeal. Common Ple:lS Na upon the Dy'trict Justice designated therein on
(dale of serv;co) ? by personal ser<ice ?y (certified) (registered) mail, sender's
receipt attached hereto. and upon the appelli:e. n,anml ;,?'-/f.-S--?t?????t free YNuU?? , on
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?-- -- 19- ? by personal service, RXy (cirlitied) (registered) mall, sender's receipt attached hereto.
?; furth.rthatlsenvrd the Rule to Fdea Complain accompany, rig t he above Notice of Appeal upon the appellee(s)to whom
the Rule was addressed en 19Q? ? by personal service []V,-l5'y-(certified) (registered)
mail, sender's receipt attached hr.reto
SWORN (AFFIRMED) AND SUBr'CRIBED BEFORE MME
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ICHRISTA MALONE, IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY,PENNSYLVANIA
Plaintiff,
Va.
NO. 99-4601 CIVIL TERM
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ, t/a
A&J TOY POODLES,
CIVIL ACTION-LAW
Defendants.
PRAECIPE
TO THE PROTHONOTARY OF ABOVE COURT:
Please file the enclosed Verifications and attach them
Ito the Defendants' Answer filed for record in the above titled
cause on October 4, 1999. Kindly return a "clocked" copy of the
Verification to the undersigned's attention. A self-stamped,
addressed envelope is enclosed for your use.
Date: October 15, 1999
RICCI & TANEFF
By:
Taneff, Esq
Sup. Ct. No. 63777
4219 Derry Street
Harrisburg, PA 17111
(717) 564-5833
Attorneys for Defendants
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VERIFICATION
The undersigned, verify that the statements made in the
Answer to Plaintiff's Complaint are true and correct to the best of
my knowledge, information and belief. We understand that any false
statements herein are made subject to the penalties of 18 Pa. C.S.
§ 4904 related to unsworn falsification to authorities.
IDated: October -(Z -, 1999
?? P 7?.. D
DEEF15 PENDANT
ALICE R. MOUNT ,
JAL( A. SUNDERLAND, DEFENDANT
Ref:h:\x\c\mount\alice\veri.wpd
CERTIFICATE OF UJM
I hereby certify that a copy of the foregoing Defendants-
Praecipe was sent via first class, U.S. Mail, postage prepaid, this
15th day of October, 1999 to the following person(s) at the
address(es) set forth below their respective names:
(1) Kathleen K. Shaulis, Esq.
44 South Hanover Street
Carlisle, PA 17013
RICCI & TANEFF
By:
Paul aneff, Esq.!
Sup. Ct. No. 63777
4219 Derry Street
Harrisburg, PA 17111
(717) 564-5833
Attorneys for Defendants
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CHRISTA MALONE,
Plaintiff
Vs.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ t/a
A 6 J TOY POODLES,
Defendants
. IN THE COURT OF COMMON PLEAS OF
. CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 99-4601 CIVIL TERM
NOTICE
YOU HAVE BEEN SUED IN COURT. If you wish to defend
against the claims set forth in the following papers, you
must take action within twenty (20) days after this
complaint and notice are served, by entering a written
appearance personally or by attorney and filing in writing
with the court your defenses or objections to the claims
set forth against you. You are warned that if you fail to
do so the case may proceed without you and a judgment may
be entered against you by the court without further notice
for any money claimed in the complaint or for any other
claim or relief requested by the plaintiff. You may lose
money or property or other rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF
YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR
TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU
CAN GET LEGAL HELP.
CUMBERLAND COUNTY BAR ASSOCIATION
2 LIBERTY AVENUE
CARLISLE, PA 17013
TELEPHONE: (717) 249-3166
e
CHRISTA MALONE,
Plaintiff
VS.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ t/a
A & J TOY POODLES,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 99-4601 CIVIL TERM
COMPLAINT
AND NOW, comes the Plaintiff, Christa Malone, by
her attorney, Kathleen K. Shaulis, Esq. and
respectfully represents as follows:
1. Plaintiff, Christa Malone, is an adult individual
who resides at 211 Hall Drive, Salisbury, Maryland
21804.
2. Defendant is Jack A. Sunderland is an adult
individual and is the Owner/Manager of A & J Toy
Poodles.
3. Defendant Alice R. Mountz is an adult and is the
Owner/ Proprietor of A & J Toy Poodles.
4. A and J Toy Poodles is a fictitious name
registered with the Pennsylvania Department of
State. Both Defendants are listed on the
fictitious name registration as owners and the
address on this Certificate is 115 South Hanover
Street, Dillsburg, Pennsylvania 17019. Other
addresses used by A & J Toy Poodles are:
A and J's Toy Poodles
Rt. 15 and Range End Road
Dillsburg, PA 17019
and
A and J's Toy Poodles
Owner- Jack A. Sunderland
P.O. Box 367
Mechanicsburg, PA 17055
and
A and J's Toy Poodles
899 Emily Drive
Mechanicsburg, PA 17055
It is noted that the latter address was the one
used by the Defendants in filing the appeal from
the decision of the district justice.
5. In response to an advertisement that appeared in
the Baltimore Sun on the internet, on or about
February 22, 1999, Plaintiff, her husband Brent
Malone and her mother Mary E. Mannel drove to 899
Emily Drive, Mechanicsburg, Pennsylvania 17055 to
purchase a teacup poodle from Defendants.
2
6. Plaintiff and her husband were shown six (6)
puppies, one of which was a female, black teacup
poodle.
7. Plaintiff and her husband were shown the mother of
the puppy but not the father of the puppy.
B. Plaintiff and her husband selected a black puppy
born on February 1, 1999 and gave Defendant Mountz
a personal check #468 on February 22, 1999 in the
amount of $400 as a deposit for the puppy that
they named Bug. A copy of the cancelled check is
attached hereto and incorporated herein as Exhibit
A.
9. Plaintiff and her husband did not take delivery of
the puppy at that time because Defendant Mountz
told them that the puppy was too young and had to
gain more weight before it could leave.
10. From February 20, 1999 through March 20, 1999,
Plaintiff made three 8 hour round trips from her
home in Maryland to visit the poodle to ensure
"bonding" with the dog and captured these visits
on videotape.
11. On or about March 20, 1999 Plaintiff and her
husband gave Defendant Mountz a personal check
#0384 in the amount of $448, $400 of which was the
remaining purchase price and $48 of which was the
3
Pennsylvania state sales tax. A copy of the
cancelled check is attached hereto and
incorporated herein as Exhibit B.
12. Before leaving Defendant's Mechanicsburg location
with the puppy, Plaintiff's husband had Defendant
sign a paper guaranteeing the right to return the
puppy if their veterinarian gave the puppy an
unsatisfactory bill of health.
13. Plaintiff stated that the paper was unnecessary
because A & J Poodles guaranteed their dogs for
one year, but she signed it anyway.
14. On March 24, 1999, Christa took the teacup poodle
to her veterinarian, Dr. Michael McAllister, VMD,
McAllister's Veterinary Service, Salisbury,
Maryland for an examination to ensure a good bill
of health. Plaintiff was charged $20.00 for this
visit. A copy of the cancelled check is attached
hereto and incorporated herein as Exhibit C.
15. Dr. McAllister told Plaintiff that the puppy's
exact health problem involving a bald spot on its
hip could not be determined without expensive
tests and, therefore, based on the poodle's poor
muscle tone in her rear legs and the abnormal skin
located on her hip, recommended that Plaintiff
return the puppy to Defendants. Attached hereto
4
and incorporated herein as Exhibit D is a copy of
Dr. McAllister's April 5, 1999 letter detailing
his findings and recommendation.
16. Based on the advice of Dr. McAllister, Plaintiff's
husband called Defendants and told them they were
returning the poodle. Defendants told Plaintiff's
husband over the telephone that this would not be
a problem.
17. on March 25, 1999, Plaintiff and her husband
returned the poodle to Defendants and asked for a
full refund.
18. Defendants refused to give Plaintiff a refund for
the following reasons:
a. Defendants said that the second check for
$998.00 had not cleared the bank and they did
not know if the check was good.
b. Even though the Plaintiff brought a bill from
their veterinarian, Plaintiff had not brought
a letter from their veterinarian indicating
an unsatisfactory bill of health and
Defendants would not call the veterinarian.
C. Defendants accused the Plaintiff and her
husband of abusing the poodle while under
their care and insisted that the poodle be
seen by their veterinarian.
5
their care and insisted that the poodle be
seen by their veterinarian.
d. Defendants only wanted to exchange the teacup
poodle puppy for a toy poodle puppy which is
a larger dog.
19. After a 45 minute debate, Plaintiff's husband
requested a refund of the $400 down payment check
that had cleared the bank.
20. Again, Defendants refused and threw Plaintiff and
her husband out of the house stating that they
would call the police.
21. On March 27, 1999, Plaintiff received a phone call
from Defendant to let her know that the teacup
poodle was fine and told her that she would be
receiving a check in the mail by the end of the
week.
22. Plaintiff's telephone number is (410)742-9507.
23. From April 2, 1999 until April 6, 1999 Plaintiff
telephoned the Defendants at (717) 796-0781
concerning the refund at least nine times and was
only able to reach Defendants' answering machine.
A copy of Plaintiff's long distance telephone bill
is attached hereto and incorporated herein as
Exhibit E.
6
24. Because of her repeated failed attempts to reach
the Defendants, Plaintiff decided Defendants were
screening their calls by a call identification
device or by way of the answering machine.
25. Finally, Plaintiff had her grandmother Larrian
Lowe a/k/a Larrian W. Kilborne whose address is
P.O. Box 493, Reistertown, Maryland 21136,
telephone the Defendants at 5:42 p.m. on April 11,
1999 and immediately the telephone call was picked
up by the Defendant Mountz. A copy of Plaintiff's
grandmother's long distance telephone calls is
attached hereto and incorporated nerein as Exhibit
F.
26. Defendant Mountz told Plaintiff's grandmother that
they had several poodles for sale including a
three month old, female black tea cup poodle for
sale for $800.00.
27. The dog that was offered for sale by the Defendant
Mountz to Plaintiff's grandmother is the very same
poodle that was returned by Plaintiff and her
husband and for which they had not received a
refund.
28. The whereabouts and/or the condition of the puppy
purchased by the Plaintiff and returned for a full
refund are unknown to Plaintiff and her husband.
7
29. To date, Plaintiff has not received a refund of
the purchase price of $898.00 for the puppy from
the Defendants.
30. At the time Plaintiff and her husband returned the
puppy to the Defendants, they returned all of the
paperwork that they had in their possession to
Defendants in good faith, relying on the Defendant
Mountz's representation that they would receive a
full refund of the money paid for the puppy.
31. On June 1, 1999, Plaintiff filed a civil complaint
against both Defendants in the Office of the
District Justice, Mag. Dist. No. 09-3-05.
32. On July 1, 1999, judgment was entered for
Plaintiff in the amount of $848.00 plus costs of
$73.50 against both Defendants at Docket No. CV-
0000137-99 by the Honorable Gayle A. Elder,
District Justice. A copy of the judgment is
attached hereto and incorporated herein as Exhibit
G.
33. Because Plaintiff and her husband returned all of
the paperwork to Defendants, supporting
documentation had to be obtained from the district
justice's file for purposes of filing this
complaint.
8
34. This documentation is attached hereto and
incorporated herein as follows:
(a) Exhibit H - Copy of the Purchase order dated
March 20, 1999 for the puppy.
(b) Exhibit I - Copy of the receipt dated March
20, 1999 signed by Defendant Mountz promising a
full refund if the vet found any congenital
disorder or infection disease was discovered.
(c) Exhibit J - Copy of the puppy's health and
immunization history given by Defendants to
Plaintiff and her husband when they took delivery
of the puppy on March 20, 1999.
(d) Exhibit K - Copy of Dr. MacAllister's
billing invoice dated March 24, 1999 for his
examination of the puppy named "Bug."
35. Defendants advertise their puppies for sale
through Maryland and Pennsylvania newspapers and
also advertise on the Internet.
36. Defendants' business is not licensed by the
Pennsylvania Department of Agriculture or the
United States Department of Agriculture as a
kennel.
37. Defendants are licensed by the Pennsylvania
Department of Revenue for the collection of the 6'Y,
state sales tax.
9
38. A business that engages in the sale of puppies is
required to collect the 6',', state sales tax on each
sale of a puppy.
39. Whether or not Defendants' business is licensed
as a kennel, Defendants did not comply with the
provisions of 73 P.S. § 201-9.3 relating to dog
purchaser protection so that its limits of
liability would not be applicable to this cause
of action.
40. Because of Defendants' outrageous conduct in
retaining the puppy and not issuing a refund to
Plaintiff, Plaintiff engaged in an unfair and
deceptive act in the conduct of their business as
defined in 73 P.S. §201-2 (xxi).
41. Because of Defendants' outrageous conduct in
retaining the puppy and not issuing a refund,
Plaintiff incurred the following damages:
(a) $848.00 purchase price of the puppy;
(b) $20.00 in veterinary fees;
(c) $73.50 in costs at the district justice
level;
(d) $13.18 for telephone calls;
(e) $58.30 for a motel room for the hearing at
the district justice level;
18
(f) $15.00 in toll charges for six round trips
between Salisbury, Maryland and
Mechanicsburg, Pennsylvania;
(g) $358.20 in gas/automobile expenses for six
round trips;
(h) $96.00 in food expense for 2 people / 2 meals
for six round trips; and
(i) $140.00 Plaintiff's lost wages for the time
spent at the district justice hearing.
42. Because of Defendants' outrageous conduct in
retaining the puppy and not issuing a refund to
Plaintiff, Plaintiff is entitled to recover up to
three times his actual damages pursuant to 73 P.S.
§201-9.2 along with court costs and reasonable
attorneys fees.
43. Moreover, because Defendant's appeal is frivolous
and without basis in law or fact, Plaintiff is
entitled to reasonable attorneys fees pursuant to
42 P.S. §2503.
44. Plaintiff has agreed to pay Kathleen K. Shaulis,
Esquire $100 per hour up to a maximum of $500.00
to pursue this claim.
WHEREFORE, Plaintiff prays this Honorable Court to
enter judgment in her favor and against Defendants
for three times the actual damages as specified in
paragraph 41; attorney's fees; interest; and court
costs. In the alternative, Plaintiff prays this
Honorable Court to enter judgment in her favor and
against Defendants for actual damages as specified in
paragraph 41; attorney's fees; interest; and court
costs.
Respectfully submitted,
Kathleen K. Sha'ulis, Esq.
Attorney for Plaintiff
44 South Hanover Street
Carlisle, PA 17013
(717) 243-6655
I.D. No. 37445
Dated: August 20, 1999
12
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211 HALL DRIVE
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Received Aug-19-99 01:llpm from 4105267687 4 Kathleen K. Shaulis page 1
08/19/1999 13:17 4105267697 PARCEL+CHERRY VALLEY PAGE 01'
Cherry Valley Plaza, Reisterstown, MD 21136
Phone (410) 526-6600 Fax (410) 526-7687
Fag Transmittal
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TO: ?Grai-h l Eef, Ksl,? ul.? FAX #: 717-2 f3-66/
.FROM: C K R? gk A YYl n n n e L m A Lo n e-
-DATE: (:?Uq . 19 - t 9 9 9
NUMBER OF PAGES: I (Including Cover Page)
COMMENTS:
M tOCOM. Aoot1410w83Jt84b4N961 44 May 14 1999
Ca t rom ones, continued.-
Amount Place 9466 Number Data Time Rate Min
$ .05
.05
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EXRJBI-F 1P
COMMONWEALTH OF PENNSYLVANIA
OP-3-05
GAYLE A. ELDZR
S07 N. YORK BT.
AIECBANIC88URG, PA
T.;Q~..t717) 766-4575 17055
CFD318TA NALONB
211 HALL DRIVE
SIX1,28817RY, RD 21604
y M
NOTICE OF JUDGMENTITRANSCRIPT
PLAINTIFF: CIVIL CASE
HANIsMACCAN57
rNALONB. CXRISTA 1
211 BALL DRIVE
SALISBURY, MD 21604
DEFENDANT; VS. J
IIAMl Im AppeC99
rA 4 J POODLES 1
899 XMILY DRIVE
KSCHABIC61BURG, PA 17055.5706
L J
T =000013779-9?
THIS IS TO NOTIFY YOU THAT:
....._ ?... Jutlgment, --' - FOR -1;LATNT <an -
0 Judgment was entered for: (Name) -&T^u n.mTa,r,i
® Judgment was entered against: (Name) A a ,T 286nr tan
In the amount of $ ,,L on;
Defendants are jointly and severally liable.
0 Damages will be assessed on:
(Date of Judgment) _ 7/n,/'o
(Date & Time)
"'.0°This Casa dismissed without prejudice.
Amount Of Judgment Subject to
AttachmenVAct 5 of 1996 $
Levy is stayed for days or ? generally stayed.
U Objection to levy has been filed and hearing will be held:
Data: Place:
Time:
Amount of Judgment
Judgment Costs
Interest on Judgment
Attorney Fees
Post Judgment Credits
Post Judgment Costs
Certified Judgment Total
ANY PARTY HAS THE RIGHT TO APPEAL WITHIN 30 DAYS AFTER THE ENTRY OF JU DGMENT BY FILING A NOTICE
OF APPEAL WITH THE PROTHONOTARY/CLERK OF THE COURT OF COMMON PLEAS, CIVIL DIVISION. You
MUST INCLUDE A COPY OF THIS NOTICE OF JUDO NTITRAN$CTJIIPTTTFrO-?RMM WITH YOUR NOTICE OF APPEAL.
Date . ?a StlvJ'K? District Justice
MF! Is a true and correct /c?ohe,rt3tord of the.6TOceoedings containing the judgment.
Date -?-' / 2 /? --?
,. , District Justice
My commission expires first Monday of January, 2002
AOPC 315.69
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On this day March aD , 1999, I /_ / J
'At 0A , have sold
one 7-week old black female teacup poodle to Christa Malone for the
amount of $800.00 paid in full. Buyer reserves the right to have the puppy
examined by her veterinarian within 96 hours. If in fact any infectious
disease and / or any congenital disorder is discovered the puppy may be
returned for a full refund.
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McAllister Veterinary Service
235 Dykes Road
Salisbury, MD 21804
410-742-3935
24-1999 4:50 PM
STA MALONE
HALL DRIVE
sbury, MD 21804
CLIENT NO. 3308
INVOICE NO. 35985
PHONE (410) 742-9507
M CODE PATIENT SERVICE QTY TAX TOTAL
•--------------------------------------------------------------------------
•24-99 OV-BAB BUG YOUNG ANIMAL 1 20.00
NEW CHARGES 20.00
PAYMENT - CHECK -20.00
BALANCE 0.00
Congratulations to "Sasha'l Gruber
February's Pet of the Month
??C 113 I K.,
VZIMUCATION
I verify that the statements mode in the within
Complaint are true acid co.rect. I understand that Ealae
statements hereln are made subject to the penalties of 18
Pa. C.S. Sea. 54904 relating to unaworn talaification to
authorities.
Chri&omab? g,
Dated: Auqust2O 1999
01 •6e. '" 992OUld ua+! "26160 66-L:-6nd 6il1045 '4 u?s140?NIFq 1??5
CHRISTA MALONE,
Plaintiff
VS.
JACK A. SUNDERLAND AND
ALICE R. MOUNTZ t/a
A & J TOY POODLES,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 99-4601 CIVIL TERM
CERTIFICATE OF SERVICE
I hereby certify that I am this day serving a copy of
the foregoing Complaint upon the persons and in the manner
indicated below, which service satisfies the requirements
of the Pennsylvania Rules of Civil Procedure, specifically,
Pa.R.C.P.D.J. No. 1005, by depositing a copy of same in the
United States mail, Carlisle, Pennsylvania, Pennsylvania,
first class, postage prepaid as follows:
Alice R. Mountz
899 Emily Drive
Mechanicsburg, PA 17055
Jack A. Sunderland
899 Emily Drive
Mechanicsburg, PA 170,55
Ka hleen K. Shaulis, Esq.
Attorney ID No. 37445
44 South Hanover Street
Carlisle, PA 17013
(717) 243-6655
August 20, 1999
CHRISTA MALONE, IN THE COURT OF COMMON PLEAS OF
Plaintiff CUMBERLAND COUNTY, PENNSYLVANIA
V.
JACK A. SUNDERLAND AND ALICE
R. MOUNT7, t/a A & J POODLES,
Defendants 99-9601 CIVIL TERM
ORDER OF COURT
AND NOW, this 9th day of Vie e- eIWA2000
Y , parties are
directed to submit briefs in support of their respective positions by
close of business on January 25, 2000.
By the Court,
Kathleen K. Shaulis, Esquire
99 South Hanover Street
Carlisle, PA 17013
For the Plaintiff
Edward E. Guido, J.
i-?-acs
R ?s
Paul Taneff., Esquire
9219 Derry Street
Harrisburg, PA 17111
For the Defendants
f . riprR`f
("? . '.° -6 Ail Si: c?
CU ``UN 1Y