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Home My WebLink About07-26-07 G ~a"D,. %J D d.ld.dI'3.9. <J G PNCBANK COURT OF COMMON PLEAS OF CUMBERLAND COUNTY PA ORPHANS' COURT DIVISION NO. Dl~.m~~ TRUST AGREEMENT OF DOROTHY D KAUFMAN SETTLOR DATED 5/30/85 AS AMENDED 2ND AMENDMENT DATED 11/2/05 FIRST AND FINAL ACCOUNT OF PNC BANK, NATIONAL ASSOCIATION TRUSTEE AND PROPOSED SCHEDULE OF DISTRIBUTION ACCOUNTING MAY 14 2006 TO JULY 12 2007 ~ PURPOSE OF ACCOUNT: THE TRUSTEE OFFERS THIS ACCOUNT TO ACQUAINT INTERESTED PARTIES WITH THE TRANSACTIONS THAT HAVE OCCURRED DURING ITS ADMINISTRATION OF THE TRUST. IT IS IMPORTANT THAT THE ACCOUNT BE CAREFULLY EXAMINED. REQUESTS FOR ADDITIONAL INFORMATION OR QUESTIONS OR OBJECTIONS CAN BE DISCUSSED WITH: PNC BANK, NATIONAL ASSOCIATION C/O LINDA J LUNDBERG VICE PRESIDENT POBOX 308 4242 CARLISLE PIKE CAMP HILL, PA 17001-0308 TELEPHONE (717) 730-2265 JOHN E SLIKE ESQUIRE ATTORNEY I.D. #06262 SAIDUS FLOWER & q~DSAY 2109 MARKET STREEt:' CAMP HILL PA 17011' TELEPHONE (717) 737~~~5 ,".() ,..>" ,~;'O ,:c;::;,:,J -T"j .':is --j ""-> ('.:.:;) .;;;:;, --.. r 2: r- '" 0) I:J ::1: ) c..., CJ'/ 0;) - 1 - TRSNOI (10/02l J DOROTHY KAUFMAN PRINCIPAL RECEIPTS NET GAIN/LOSS ON CONVERSIONS ADJUSTED BALANCE LESS DISBURSEMENTS BALANCE BEFORE DISTRIBUTIONS DISTRIBUTIONS TO BENEFICIARIES PRINCIPAL BALANCE ON HAND INVESTMENTS MADE CHANGES IN HOLDINGS INCOME RECEIPTS LESS DISBURSEMENTS BALANCE BEFORE DISTRIBUTIONS DISTRIBUTIONS TO BENEFICIARIES INCOME BALANCE ON HAND COMBINED BALANCES REMAINING VERIFICATION ~ PNCBANK 27-27-001-3119191 SUMMARY AND INDEX PAGES 3 - 4 5 - 5 322,707.81 40.09- 322,667.72 50,904.73- 271,762.99 190,000.00- 81,762.99 6 - 6 7 - 8 9 - 9 .00 .00 .00 .00 .00 81,762.99 10 - 10 - 2 - TRSNOI (10102) PNC ADVISORS DOROTHY KAUFMAN 5/14/06 5/14/06 5/14/06 5/14/06 5/14/06 5/14/06 5/14/06 5/14/06 6/01/06 6/01/06 RECEIPTS OF PRINCIPAL BALANCE AS OF 5/14/06 DATE OF DEATH 311,443.76 ---------- ---------- COMPOSED OF CASH CASH PENDING RE SALE OF 50 SHS EXXON MOBIL CORP COMMON 12,387.682 UTS BLACKROCK FUNDS INTER GOVERNMENT PORTFOLIO FUND 80 INSTITUTIONAL CLASS 7,650.391 UTS BLACKROCK FUNDS MANAGED INCOME PORTFOLIO FUND 13 INSTITUTIONAL CLASS 450 SHS EXXON MOBIL CORP COMMON 700 SHS PPL CORPORATION COMMON 400 SHS PUBLIC SERVICE ENTERPRISE GROUP INC COMMON 400 SHS SOUTHERN CO COMMON OTHER RECEIPTS BLACK ROCK FUNDS INTER GOVERNMENT PORTFOLIO FUND 80 INCOME BLACKROCK FUNDS MANAGED INCOME PORTFOLIO FUND 13 INCOME BLACKROCK LIQUIDITY FUNDS ADMINISTRATION SHARES #H1 INCOME 6/01/06 7/03/06 8/02/06 9/01/06 10/02/06 11/01/06 12/01/06 1/02/07 2/01/07 3/01/07 4/02/07 5/01/07 6/01/07 7/02/07 - 3 - TEMP FUND 113.95 1,219.62 1,308.14 1,248.66 1,166.77 1,208.63 616.71 394.36 395.46 328.92 355.72 345.23 357.58 346.94 o PNCBANK 27-27-001-3119191 22,923.52 3,173.40 123,876.82 74,973.83 28,056.38 20,702.50 25,188.31 12,549.00 346.51 242.78 9,406.69 TRSN02(10/02l PNC ADVISORS DOROTHY KAUFMAN 6/06/06 RECEIPTS OF PRINCIPAL SOUTHERN CO COMMON DIVIDEND EXXON MOBIL CORP COMMON DIVIDEND AWARD PER FIRST AND FINAL ACCOUNT OF PNC BANK NATIONAL ASSOCIATION AND JOHN E SLIKE EXECUTORS OF THE ESTATE OF DOROTHY KAUFMAN DECEASED AS STATED AND ATTACHED 953.07 6/09/06 7/12/07 ------ ------ COMPOSED OF PRINCIPAL CASH INCOME CASH 726.25 226.82 TOTAL PRINCIPAL RECEIPTS - 4 - ~ PNCBANK 27-27-001-3119191 155.00 160.00 953.07 322,707.81 ------------ ------------ TRSN02(10/02) PNC ADVISORS ~ PNCBANK DOROTHY KAUFMAN 5/26/06 5/26/06 5/31/06 5/31/06 5/31/06 5/31/06 GAINS AND LOSSES ON SALES AND OTHER DISPOSITIONS GAIN 12,387.682 UTS BLACKROCK FUNDS INTER GOVERNMENT PORTFOLIO FUND 80 INSTITUTIONAL CLASS PROCEEDS: 124,124.57 ACQUISITION VALUE: 123.876.82 7,650.391 UTS BLACKROCK FUNDS MANAGED INCOME PORTFOLIO FUND 13 INSTITUTIONAL CLASS PROCEEDS: 75,203.34 ACQUISITION VALUE: 74.973.83 450 SHS EXXON MOBIL CORP COMMON PROCEEDS: 27,705.64 ACQUISITION VALUE: 28.056.38 700 SHS PPL CORPORATION COMMON PROCEEDS: 20,754.36 ACQUISITION VALUE: 20.702.50 400 SHS PUBLIC SERVICE ENTERPRISE GROUP INC COMMON 247.75 229.51 51. 86 PROCEEDS: ACQUISITION VALUE: 24,859.23 25.188.31 400 SHS SOUTHERN CO COMMON PROCEEDS: 12,659.61 ACQUISITION VALUE: 12.549.00 TOTAL GAINS AND LOSSES LESS GAIN NET LOSS 110.61 639.73 - 5 - 27-27-001-3119191 LOSS 350.74- 329.08- 679.82- 639.73 40.09- ---------- ---------- TRSN02 (10/02) PNC ADVISORS DOROTHY KAUFMAN 5/16/06 DISBURSEMENTS OF PRINCIPAL ROLLING GREEN CEMETERY FEE FOR OPENING AND CLOSING GRAVE PNC BANK NATIONAL ASSOCIATION AND JOHN E SLIKE ESQUIRE EXECUTORS OF THE ESTATE OF DOROTHY D KAUFMAN DECEASED FOR ESTATE EXPENSES 6/07/06 7/17/06 8/11/06 2/06/07 7/12/07 5,000.00- 5,000.00- 25,000.00- 10,000.00- 2,000.00- TRUSTEE'S COMPENSATION PNC BANK NATIONAL ASSOCIATION COMPENSATION BASED ON PRINCIPAL MARKET VALUE 5/23/06 6/21/06 7/21/06 8/22/06 9/21/06 10/23/06 11/21/06 12/21/06 1/23/07 2/21/07 3/21/07 4/23/07 5/22/07 6/21/07 256.50- 280.47- 276.75- 254.77- 255.69- 256.52- 83.23- 83.72- 84.01- 75.12- 75.36- 75.61- 75.86- 76.12- 7/12/07 RESERVE FOR FILING FEE TOTAL PRINCIPAL DISBURSEMENTS - 6 - o PNCBANK 27-27-001-3119191 1,195.00- 47,000.00- 2,209.73- 500.00- 50,904.73- ------------ ------------ TRSN02(10/02) DOROTHY KAUFMAN PNC ADVISORS DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES ZION LUTHERAN CHURCH 11/09/06 CASH DISTRIBUTED SHRINERS HOSPITAL FOR CHILDREN 11/09/06 CASH DISTRIBUTED BETHESDA MISSION 11/09/06 CASH DISTRIBUTED AMERICAN RED CROSS 11/09/06 CASH DISTRIBUTED THE SALVATION ARMY 11/09/06 CASH DISTRIBUTED MESSIAH VILLAGE 11/09/06 CASH DISTRIBUTED DONALD M KOPPENHEFFER 11/09/06 CASH DISTRIBUTED BETTE L GRANT 11/09/06 CASH DISTRIBUTED - 7 - G PNCBANK 27-27-001-3119191 11,875.00- 7,125.00- 7,125.00- 7,125.00- 7,125.00- 7,125.00- 57,000.00- 42,750.00- 11,875.00- 7,125.00- 7,125.00- 7,125.00- 7,125.00- 7,125.00- 57,000.00- 42,750.00- TRSN02 (10/02) DOROTHY KAUFMAN PNC ADVISORS ~ PNCBANK DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES JEFFREY M GRANT 11/09/06 CASH DISTRIBUTED TOTAL PRINCIPAL DISTRIBUTIONS - 8 - 27-27-001-3119191 42,750.00- 42,750.00- 190,000.00- ---------- ---------- TRSN02(10/02) PNC ADVISORS DOROTHY KAUFMAN PRINCIPAL BALANCE ON HAND INVESTED CASH TOTAL PRINCIPAL - 9 - ~ PNCBANK 27-27-001-3119191 VALUE 7/12/07 81,762.99 81,762.99 ACQUISITION VALUE 81,762.99 81,762.99 ------------ ------------ ------------ ------------ TRSN02 (10/02) PROPOSED SCHEDULE OF DISTRIBUTION DOROTHY D. KAUFMAN TRUST Balance Remaining per First and Final Account $ 81.762.99 PNC Bank, NA, as Trustee of the Dorothy D. Kaufman Trust and as Co-Executor with John E. Slike ofthe Dorothy D. Kaufman Estate proposes to distribute the balance according to decedent's Trust under Agreement dated 5/30/85 as amended 11/2/05 and the Last Will and Testament in the following manner: To: Zion Lutheran Church - 25% of 25%=6.25% Residue Cash $ 7.341.62 To: Shriners' Hospitals for Children - 15% of25%=3.75% Residue Cash $ 4,404.97 To: Bethesda Mission -15% of25%=3.75% Residue Cash $ 4,404.97 To: PA Capital Region Chapter of the American Red Cross- 15% of25%=3.75% Residue Cash $ 4,404.97 To: The Salvation Army -15% of25%=3.75% Residue Cash $ 4,404.97 To: Messiah Village - 15% of25%=3.75% Residue Cash $ 4,404.97 To: Donald Koppenheffer - 30% Residue Cash $20,958.60 To: Bette L. Grant - 22.5% Residue Cash $15,718.96 To: Jeffrey M. Grant - 22.5% Residue Cash $15,718.96 Total $81. 762.99 9A PNC ADVISORS ~ PNCBANK VERIFICATION LINDA J LUNDBERG VICE PRESIDENT OF PNC BANK, NATIONAL ASSOCIATION TRUSTEE UNDER THE DEED OF DOROTHY D KAUFMAN SETTLOR, HEREBY DECLARES UNDER OATH THAT THE TRUSTEE HAS FULLY AND FAITHFULLY DISCHARGED THE DUTIES OF HER OFFICE; THAT THE FOREGOING FIRST AND FINAL ACCOUNT IS TRUE AND CORRECT AND FULLY DISCLOSES ALL SIGNIFICANT TRANSACTIONS OCCURRING DURING THE ACCOUNTING PERIOD; THAT ALL KNOWN CLAIMS AGAINST THE TRUST HAVE BEEN PAID IN FULL; THAT, TO HER KNOWLEDGE THERE ARE NO CLAIMS NOW OUTSTANDING AGAINST THE TRUST; AND THAT ALL TAXES PRESENTLY DUE FROM THE TRUST HAVE BEEN PAID. THIS STATEMENT IS MADE SUBJECT TO THE PENALTIES OF 18 PA. C.S.A. SECTION 4904 RELATING TO UNSWORN FALSIFICATION TO AUTHORITIES. 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I() C") EA- - Nt--t--t--t--t--OLOLO co ()')()') ()')()') ()') 0000 <X> cc>mmmmmmmm ..--NNNNNMt--t-- NLOLOLOLOLON..--..-- oi""'=-""'=-""'=-""'=-""'=-N()')-oi ..--..--..--..--..--..--()')coco EA-EA-EA-EA-EA-EA-EA-EA-EA- en en an co """ ,..: o C") EA- ?F-?F-'#.?F-'#.?F-?F-?F-?F- LOLOLOLOLOLOOOO Nt--t--t--t--t--OLOLO CC>MMMMMONN MNN ?F- o o ..-- c: ~ :Q i: .... U & i3 0 0 Q) ....- 0>, .J:::. .E~c:eE ~ U J9 ,Q U <t: Q) a. c: c: '0. m "0 c: 0) g. - 11l ~ ~ ~ & .Q :m ~ lij (5 ~Il1lc:ro500:::(500::: ,ft - 0 "0 11l ~ .J:::.":: ,..:: VI .3 Q; Q)0 .2 (/)11l .~ :Q ....J Q)>' ...J c: .... 011lQ) <C c: 'C :S Q) Q) 0 c: ~ :i= I- .Q .J:::. Q) E .J:::. Q) 0 Q) Q) 0 N(/)OJ<t:I-~OOJ...., I- t-- o o ~ <X> ..-- - t-- o SAIDIS lUFF, FLOWER & LINDSAY lTlURNE\'S'A T'LA W 109 Market Street Camp Hill, PA CODICIL OF DOROTHYD.KAUFMAN I, DOROTHY D. KAUFMAN, the within named Testatrix, do hereby make and . publish this Codicil of my Last Will and Testament dated February 28, 1997. I. I hereby revoke the provisions of Paragraph II relating to the disposition of my tangible personal property, and provide that all of my tangible personal property shall be given to my deceased niece's husband, DONALD KOPPENHEFFER, now of Camp Hill, Pennsylvania. II. I amend Paragraph III-C to provide as follows: 45% of said residue shall be divided evenly between my niece, BETTE GRANT, and her son, JEFFREY GRANT. Should either of them fail to survive me, their respective shares shall be divided evenly among the organizations listed in Paragraph III-A. ID. I hereby ratify and confirm the remaining provisions of my Last Will and Testament dated February 28, 1997. IV. I appoint PNC Bank, N.A. and John E. Slike, Esquire, as co-executors of my estate. IN WITNESS WHEREOF, I, Dorothy D. Kaufman, have hereunto set my hand and seal to this Codicil to my Last Will and Testament this d Jd. day of November, 2005. J2~)Jf~ (SEAL) D~YD. Ka~an SAIDIS :IUFF, FLOWER & LINDSAY .\1TORNEYS'AT'!.A W !I09 Market Street Camp HilI. PA Signed, sealed, published and declared by the above-named Dorothy D. Kaufman, as and for a Codicil to her Last Will and Testament in the presence of us, who have hereunto subscribed our names at her request as witnesses thereto, in the presence of said Testatrix and of each other. ADDRESS: 0w# )1;V;i1. / I (1 V ,./f!l.I~ ~ ADDRESS: ~ ~ p~ COMMONWEALTH OF PENNSYL VANIA : SS. COUNTY OF CUMBERLAND Dorothy D. ufman, I ~ c; ~If- , and ~o:; "Nt. , the TestatriX and witnesses, respectively, whose names are signed to the fi egoing attached instrument, being first duly sworn, do hereby declare to the undersigned authority that the Testatrix signed and executed the instrument as her Codicil and that she signed willingly and that she executed it as her free and voluntary act for the purposes therein expressed, and that each of the witnesses, m the presence and hearing of the Testatrix, signed the Codicil as witness and that to the best of their knowledge the Testatrix was at the time 18 or more years of age, of sound mind and under no constraint or undue influence. fl~,~ Dorothy D. Kaufm . ;\ Subscribed, sworn to and acknowledged before me by Dorothy D. Kaufman, the Testatrix, and subscribed to and sworn or affirmed to before me by '1'Iil: Egpf and 4p~' /J!. t&- 4,"; ,wi1nesses, this ~y of November, ~005. . ( ~ COMMONWEALTH OF PENNSYLVANIA~:......::~.'C:'.-.. .... Notarial Seal . _ _ . _ =~~=~~ ~'iT.';:~~:?~~~';:""-'.~';$)i~~~~:: MYCommissionExpiresClct.17,20Q9 :.::".._~ ...__ ..~u....:.":. ~. Member Pennsylvania Associalion of Notarie. ,.....<J:t.,;i~""",:T:?:.,,.-,4_::~;::.i'.; . " ~;;:f:~;i~~~~:<f~Z .;,~~~!?~:;~,<: ,~ ~~ '- ......- ~ \mIS, GUIDO, SHUFF & MASLAND Zl09 Market Street Camp Hill, PA y- -- LAST WILL AND TESTAMENT OF DOROTHY D. KAUFMAN I, DOROTHY D. KAUFMAN of Upper Allen Township, Cumberland County, Pennsylvania, declare this to be my Last Will and Testa- ment, hereby revoking any will previously made by me. I - I direct the payment of all my just debts and funeral expenses, if any remain unpaid, out of my estate as soon as may be practical after my death. II - I make the following bequests of my tangible personal property: A. I bequeath my diamond watch and my diamond solitaire ring with basket-setting to my niece, Elaine D. Koppenheffer. B. I bequeath my Grandmother's clock to my niece's husband, Donald Koppenheffer. . _C. I bequeath my three-diamond ring and my four- diamond wedding band to my niece, Bette Grant. D. I direct that my execut . after named divide my remaining tangible e B property, not including Gash and securities, b my nieces, Elaine D. Koppenheffer and Bette Gr , s they shall determine or that said property be sold -and~ e proceeds thereof added to the residue of my estate. III - I devise and bequeath all the rest, residue and remainder of my estate of whatever nature and wherever situate in the following manner: l>iJ-/f Page 1 A. 25% of said residue shall be divided among the following organizations in the percentages indicated: Zion Lutheran Church, Harrisburg, Pennsylvania - 25% Shriners' Crippled Children's Hospitals - 15% Bethesda Mission, Harrisburg, Pennsylvania - 15% PA Capital Region Chapter of the American Red Cross - 15% Harrisburg Area Salvation Army - 15% Messiah Village, Upper Allen Township, Cumberland County, Penr-sylvania - 15% B. 30% of said residue shall be paid to my niece, Elaine D. Koppenheffer, and her husband, Donald Koppenheffer. Should they both be deceased, said amount shall be divided evenly among the organizations indicated in Paragraph III-A. C. 45% of said residue shall J:>.~....pa.id to my .----- --- Should ~..aiJ.-'.-to survive me, one-half of ~er son, Jeffrey Grant, and the other DO Q? .. C;. ~ ,~'O~ --.;-<t:T ..... niece, Bette ~rant. one-half s evenly among the organizations listed in Paragraph ITI-A. IV - I appoint John E. Slike, Esquire and Elaine D. Koppenheffer, Executors of this, my Last Will and Testament. UD~,GUIOO, Should either of my executors fail to qualify oi.cease to act as SHUFF & ~LAND such, then I appoint PNC Bank, N.A. as substitute executor. !l09 Market Street DmpHill,PA None of my executors shall be required to post bond in this or any jurisdiction. j; ;:/( I Page 2 UDIS, GUIDO, SHUFF & MASLAND H09 Market Street Camp Hill, PA _ _~_"_-'_c~_____________.. _ __~'____~__"__" ___..______._ ,'.__.,_._. ___ IN WITNESS WHEREOF, I have hereunto set my hand and seal on this, the 79 ~'t5.- day of 7f ~ ' 1997. ., . __ /1 ( SEAL ) Signed, sealed, published and declared by DOROTHY D. KAUFMAN, Testatrix therein named, on this and two (2) other sheets of paper as and for her Last Will and Testament, in our presence, who, in her presence, at her request, and in the presence of each other, have hereunto subscribed our names as attesting witnesses. j ~ ('~ L~-1!{A ;0 i4L' Name . ~lc{,&~ Name ~~~f?4- Page 3 - -". --- -- -'-~-.,~._-..~-_.,..~. "'-'-~'-.' ._"'....,.~_._~~~~.....,.-. . -'-"--'-"' .._-".-.-.---- COMMONWEALTH OF PENNSYLVANIA) SS. COUNTY OF CUMBERLAND) WE, the undersigned, the testatrix and the witnesses, respectively, whose names are signed to the foregoing instru- ment, being first duly sworn, do hereby declare to the under- signed authority that the testatrix signed and executed the instrument as her Last Will and Testament' and that she signed willingly (or willingly directed another to sign for her), and that she executed it as her free will and voluntary act for the purposes therein expressed, and that each of the witnesses, in the presence and hearing of the testatrix signed the will as witnesses and that to the best of their knowledge the testatrix was at that time eighteen years of age or older, of sound mind, and under no constraint or undue influence. I rJ-tu..:ti I .J- ~! Idvl.~4( ) ~ . Tty'tatrix J AIDIS, GUIDO, SHUFF & ltfASLAND Subscribed, sworn to and acknowledged before me by the testatrix, andQ9~bscribed and~worn to before me by both wit- nesses, this ....J~-tt\ day of '\--c.... , 1997. NOTARIAL SEAL JO SMITH, Notary Public Camp Hill, Cumberland County My Commission Expires May 6, 2000 1109 Market Street Camp Hill, PA ..~...,:'. . .~ ..,. ":.~;;"'~~.:":;t.( ii~-~.... . ,- ...t.U 4 h, ',,-, l':!~~;;;;;~;;~~':d 5 .;.-~. ',,~.;., '::.::GF."'~"'""" "- .~0:~'::;~!1~:c'~. SAIDIS SHUFF, FLOWER & LINDSAY ATTORNEYS'AT'LAW 2109 Market Street Camp Hill. PA SECOND AMENDMENT TO TRUST AGREEMENT THIS AGREEMENT made this ;J..;3:!.day of November, 2005, by and between DOROTHY D. KAUFMAN, of Upper Allen Township, Cumberland County, Pennsylvania, hereinafter called "Settlor", and PNC BANK, NATIONAL ASSOCIATION, with a regional office in Hampden Township, Cumberland County, Pennsylvania, hereinafter called "Trustee", WITNESSETH; WHEREAS, Settlor established a Funded Revocable Trust Agreement dated May 30, 1985, with CCNB Bank, N.A./ which is now merged into PNC Bank, National Association; and WHEREAS, Settlor retained the power to amend the Trust in whole or in part; and WHEREAS, Settlor is desirous of amending certain provisions of the Trust Agreement. NOW, THEREFORE, in consideration of the mutual covenants contained herein, it is agreed by and between the parties that the aforesaid Trust Agreement dated May 30, 1985, is further amended as follows: I - Paragraph II-C of the Amendment dated February 28, 1997, is amended to read as follows: SAIDIS SHUFF, FLOWER & LINDSAY ATfORNEYS'AT'LAW 2109 Market Street Camp Hill, PA C. 45% of said residue shall be divided evenly between my niece, Bette Grant, and her son, Jeffrey Grant. Should either of them fail to survive me, their respective shares shall be divided evenly among the organizations listed in Paragraph II-A. IN WITNESS WHEREOF, the parties hereto, intending to be legally bound hereby, have se.t their hands an.d seals on the day and year first above written. WITNESS: % ATTEST: p~ - PNC BANK, NATIONAL ASSOCIATION Pat~~~, W A"j5;~~. ~c..LL~ BY:tmuw~V~U ,(Jvf - 2 - -. . SAIDIS, GUIDO, SHUFF & MASLAND 2109 Market Street Camp Hill, PA AMENDMENT TO TRUST AGREEMENT THIS AGREEMENT made this ct':-:- ;;3 0 day of ?4:~ 1997, by and between DOROTHY D. KAUFMAN, of Upper Allen Township, Cumberland County, Pennsylvania, hereinafter called "Settlor," and PNe BANK, National Association, with a regional office in Hampden Township, Cumberland County, Pennsylvania, hereinafter called "Trustee," WITNESSETH; WHEREAS, Settlor established a Funded Revocable Trust Agreement dated May 30, 1985 with CCNB Bank, N.A. which is now merged into PNC Bank, National Association; and WHEREAS, Settlor retained the power to amend the Trust in whole or in part; and WHEREAS, Settlor is desirous of amending certain provisions of the Trust Agreement. NOW, THEREFORE, in consideration of the mutual covenants contained herein, it is agreed by and between the parties that the aforesaid Trust Agreement dated May 30, 1985 is amended as follows: I - Paragraph I is amended to provide a new subpara- graph D as follows: D. To continue making annual cash gifts of $10,000 each to my niece Elaine Koppenheffer, or if she is deceased, to her husband Donald Koppenheffer, and my niece Bette Grant as I have been doing in the past several years; provided that my trustee believes there are sufficient funds to continue making these gifts and to provide for my needs. II - Paragraph II lS amended to read as follows: Upon the death of the Settlor, the balance In my trust shall be distributed as follows: A. 25% of said residue shall be divided among the following organizations in the percentages indicated: Zion Lutheran Church, Harrisburg, Pennsylvania - 25% Shriners' Crippled Children's Hospitals - 15% Bethesda Mission, Harrisburg, Pennsylvania - 15% PA Capital Region Chapter of the American Red Cross-15% Harrisburg Area Salvation Army - 15% Messiah Village, Upper Allen Township, Cumberland County, Pennsylvania - 15% B. 30% of said residue shall be paid to my niece, Elaine D. Koppenheffer, and her hus- band, Donald Koppenheffer. Should they both be deceased, said amount shall be divided evenly among the organizations indicated in Paragraph II-A above. SAIDIS, GUIDO, SHUFF & MASLAND C. 45% of said residue shall be paid to my niece, Bette Grant. Should she fail to sur- vive me, one-half of her share shall be paid to her son, Jeffrey Grant, and the other one-half shall be divided evenly among the organizations listed in Paragraph II-A above. 2109 Market Street Camp Hill, PA - 2 - v -",,,... ---,_.-~I.:t~9..L..b.~y ~U.I~:Y:~."A.&G.Wab~Y:e.r'Y.,J.UJ.4..,.A$_"g~a,..y_.,_...,.., settlor may wish while settlor is living, the power to withdraw all or part of the prinoipal, to add to the trust upon approval andacoeptance by the trustee, and to revoke or alter this trust in whole or in part by writings other than 8. Will delivered to the trustee, but not to increase the responsibilities of the trustee without its written consent. VI Any oorporation resulting from any merger, conversion or oon801i- dation to which CCNB Bank, N.A. may be a p.artyor any oorporation otherwise suoceeding generally to all or the great.er part of the assets and business of COlD Bank, M.A. shall be the successor ,to it as trustee hereunder without the exeoution or filing of any paper Or any furtheractton on tnepart of any party hereto or beneficiary thereunder. VII - '.l'his instrument shall be oonstrued and administered in accordance with the laws of the Commonwealth of Pennsylvania. The validity of the trust hereby created shall be determined in accordance with the laws of the Commonwealth of Pennsylvania. - -4 - ARNOLD & SLIKE, ATIORNEYS-AT-LAW, 2109 MARKET STREET, CAMP HILL, PA 17011 VIII The trustee shall have the fOllowing powers and duties in addition ~~lliW>~'~~. -"t.O"~e ...!:readyveSi:ed-i'Zr*-br'"iaw-and~"""O't:'her't'rovinomJ"""af~--1:hi:'S.'__ . trust: A. To retain any or all of the assets of this trust, real or persenal, including its awn steck, without regard to any principle of diversification or risk. B. To invest in all forms of preperty, including stock, common trust funds and mortgage investment funds whether operated by it or others, without restriction te investments authorized for Penn- sylvania fiduciaries, as it deems proper, without regard toanyprincipl of diversification or risk. c. To sell at public or private sale, to exchange, 'Or to lease fer any period of time, any real or personal property and to give options for sales, exchanges or leases, for such prices and upon such terms 'Or conditions as it deems proper. D. To allocate reoeipts and expenses to principal .or income or partly to each as it from time to time thinks praper in its sale discretion. E. To lend to, or purchase from, my executor even though trustee may also be such executor. P. '1'0 hold praperty in my name or in i te name ,'Or in the name 'Of a nominee or unregistered. IX Trustee shall receive compensation for the performance of its functions hereunder in accordance with its standard schedule of fees in effect from time to time during the period over which its services are performed. - 5 - ARNOLD & SLIKE, ATTORNEYS-AT-LAW, 2109 MARKET STREET, CAMP HILL, PA 17011 x ~1Il'i~,.~,... The situs of this trust for administrative and acoountin9' purposes ,~IlQJ1Waa '-tb .,.of,,,1),ennsyl--.aa.a"-ff.,, and all questions pertaining to the oonstruotion or validity of the provisions of this instrument shall be governed by the laws Of that Commonwealth. IN WITNESSi'lHEREOF, the parties have hereunto set their hands and seals the day and year first above appearing. WITNESS: ,/J !{jk ? Lk ~20~ ifJ, ./!tt-,~ . .. D rotny J).K . fman . .. CONS BANK I N.A. ATTEST: By: - 6 - ARNOLD & SLIKE, ATTORNEYS-AT-LAW, 2109 MARKET STREET, CAMP HILL. PA 17011 G 3 d~-'D'" .~I l) ~ldd\~Cf1' TRUST COURT OF COMMON PLEAS OF Cumberland COUNTY, PENNSYL VANIA ORPHANS' COURT DIVISION NAME OF TRUST (TRUST UNDER WILL OF or TR UST UNDER DEED OF Dorothy D. Kaufman DATED 5/30/1985 as amended ) No. PETITION FOR ADJUDICATION / STATEMENT OF PROPOSED DISTRIBUTION PURSUANT TO Pa. O.c. Rule 6.9 This form may be used in all cases involving the Audit of Trust Accounts. If space is insufjicient, riders may be attached. INCLUDE ATTACHMENTS AT THE BACK OF THIS FORM. Name of Counsel: John E. Slike Supreme Court I.D. No.: 6262 Name of Law Firm: Saidis, Flower & Lindsay Address: 2109 Market Street, Camp Hill, P A 17011 Telephone: 717-737-3405 Fax: 717-737-3407 Form OC-02 rev 10.13.06 Page 1 of! 0 ADDENDUM TO PETITION Attached to the accounting of this Trust is the accounting ofPNC Bank, National Association and John E. Slike, Executors of the Decedent's Estate. The Estate and Trust were administered in conjunction with each other. Estate assets were limited and funds were advanced from the Trust to the Estate to pay necessary expenses and taxes. The beneficiaries of the Trust are identified in name and amount as those in the Estate and it is proposed that the distributions to the beneficiaries will be made form the Trust as the only funds remaining in the State are monomial and were refunded to the Trust. Name of Trust: Trust Agreement of Dorothy K. Kaufman Settlor dated 5/30/85 as Amended 1. Name(s) and addressees) ofPetitioner(s): Petitioner: Petitioner: Name: PNC Bank, N.A. Linda Lundberg, Vice President Address: 4242 Carlisle Pike Camp Hill, PA 17011 2. Check if any of the following issues are involved in this case: A. Appointment of Trustee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . " 0 B. Interpretation ................................................... 0 C. Discharge of Trustee ............................................. 0 D. Transfer of Situs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 0 E. Appointment of Ad Litem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 0 F. Minor, Unborn or Unascertained Beneficiary(ies) ...................... 0 G. Principal Distribution. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 0 H. Partial/Full Termination of Trust . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 0 1. Missing Beneficiary(ies) .......................................... 0 J. Cy Pres. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 0 K. Williamson Issue* ............................................... IZ] L. Other Issues .................................................... 0 List: Please note: A detailed explanation of issues checked should be set forth at item 13 below. * See Williamson Estate, 368 Pa. 343, 82 A.2d 49 (1951), if Trustee was also Executor of the settlor/decedent's estate and received commissions in such capacity. Form OC-02 rev 10.13.06 Page 2 of 10 Name of Trust: Trust Agreement of Dorothy K. Kaufman Settlor dated 5/30/85 as Amended 3. Testamentarv Trust: Decedent's date of death: Date of Decedent's Will: Date(s) ofCodicil(s): Date of probate: or Inter Vivos Trust: Date of Trust: May 30, 1985 Date(s) of Amendment(s): November 2,2005 4. A. If any other Court has taken jurisdiction of any matter relating to this Trust, explain: N/A B. Identify all prior accountings and provide dates of adjudication. N/A 5. A. State how each Trustee was appointed: Trust instrument executed May 2, 1985. B. If a Petitioner is not a Trustee, explain: Form OC-02 rev 10.13.06 Page 3 of 10 Name of Trust: Trust Agreement of Dorothy K. Kaufinan Settlor dated 5/30/85 as Amended 6. State how and when the present fund was awarded to Trustee(s): Settlor transferred the funds to Trustee from time to time. 7. Period covered by accounting: May 14,2006 to July 12, 2007 8. Current fair market value of the Trust principal is $ 81,767.99 9 of Account.) . (See page 9. State concisely the dispositive provisions of the Trust: The dispositive provisions divided the residue among nine (9) beneficiaries per the Trust Agreement and the provisions in decedent's will. (See schedule attached.) 10. Explain the reason for filing this Account (if filed because of the death ofa party, state name of person, relationship to Trust and date of death): Dorothy D. Kaufman, Settlor and lifetime beneficiary died May 14,2006. Form OC-02 rev 10.13.06 Page 4 of 10 Name of Trust: Trust Agreement of Dorothy K. Kaufinan Settlor dated 5/30/85 as Amended 11. State why a Petition for Guardian/Trustee Ad Litem has or has not been filed for this Audit (see Pa. a.c. Rule 12.4): N/A 12. A. State the amount of Pennsylvania Transfer Inheritance Tax and Pennsylvania Estate Tax paid (including postponed tax on remainder interests), the dates of payment and the interests upon which such amounts were paid: Date Payment Interest August 11, 2006 30,400.00 February 6, 2007 33.03 B. If any such taxes remain unpaid or are in dispute, explain: None. 13. Describe any questions requiring Adjudication and state the position ofPetitioner(s) and give details of any issues identified in item 2: PNC Bank continued to charge its standard fees for the trust administration during the period of accounting and a supplemental fee for acting as Co-Executor in the administration of the Estate in the amount of $4,000.00. The Trust amount at the time of death was $322,707.81 and the Trust and Estate were administered together. Form OC-02 rev 10.13.06 Page 5 of 10 Name of Trust: Trust Agreement of Dorothy K. Kaufinan Settlor dated 5/30/85 as Amended 14. Written notice of the Audit as required by Pa. a.c. Rules 6.3, 6.7 and 6.8 has been or will be given to all parties in interest listed in item 15 below. In addition, notice of any questions requiring Adjudication as discussed in item 13 above has been or will be given to all persons affected thereby. A. If Notice has been given, attach a copy of the Notice as well as a list of the names and addresses of the parties receiving such notice. B. If Notice is yet to be given, a copy of the Notice as well as a list of the names and addresses of the parties receiving such Notice shall be submitted at the Audit together with a statement executed by Petitioner(s) or counsel certifying that such Notice has been given. C. If any such party in interest is not sui juris (e.g., minors or incapacitated persons), Notice of the Audit has been or will be given to the appropriate representative on such party's behalf as required by Pa. a.c. Rule 5.2. D. If any charitable interest is involved, Notice of the Audit has been or will also be given to the Attorney General as required under Pa. a.c. Rule 5.5. In addition, the Attorney General's clearance certificate (or proof of service of Notice and a copy of such Notice) must be submitted herewith or at the Audit. 15. List all parties of whom Petitioner(s) haslhave notice or knowledge, having or claiming any interest in the Trust, whether such interest is vested or contingent, charitable or non-charitable. This list shall: A. State each party's relationship to the Settlor/Decedent and the nature of each party's interest(s); Name and Address of Each Partv in Interest Relationshiv and Comments, if anv Interest Donald Koppenheffer 3511 Walnut Street, Apt. #3 Camp Hill, PA 17011 Decedent's niece's husband. Thirty percent (30%) Bette L. Grant 816 South 2l6th Street #236 Desmoines, W A 98198 Decedent's niece. Twenty-two and one-half percent (22 1/2%) Form DC-02 rev 10.13.06 Page 6 of 10 Name of Trust: Trust Agreement of Dorothy K. Kaufinan Settlor dated 5/30/85 as Amended Name and Address of Each Partv in Interest Relationshiv and Comments, if anv Interest Jeffrey M. Grant 2459 SW 172nd Street Burien, W A 98166 Decedent's grandnephew Twenty-two and one-half percent (22 1/2%) See attached listing for remainder of beneficiaries. B. Identify each party who is not sui juris (e.g., minors or incapacitated persons). For each such party, give date of birth, the name of each Guardian and how each Guardian was appointed. If no Guardian has been appointed, identify the next of kin of such party, giving the name, address and relationship of each; and N/A C. If distribution is to be made to the personal representative of a deceased party, state date of death, date and place of grant of Letters and type of Letters granted. N/A 16. IfPetitioner(s) has/have knowledge that a Trust share has been assigned or attached, provide a copy of the assignment or attachment, together with any relevant supporting documentation. 17. If a trustee's principal commission is claimed: A. If based on a written agreement, attach a copy thereof. Form OC-02 rev 10.13.06 Page 7 of 10 Name of Trust: Trust Agreement of Dorothy K. Kaufman Settlor dated 5/30/85 as Amended B. If a principal commission is claimed, state amount. Fees were paid to Trustee totaling $2,209.73 from May 23,2006 through June 21, 2007 based on a percentage of principal market value. Also, a fee of $4,000 is claimed as Co-Executor of the Decedent's Estate. C. If a principal commission is claimed, state the amounts and dates of any principal commissions previously paid in prior accounting periods. Amount Date Paid 18. If a reserve is requested, state amount and purpose. Amount: 2,000.00 Purpose: For income taxes. If a reserve is requested for counsel fees, has notice of the amount of fees to be paid from the reserve been given to the parties in interest? ........................................ D Yes DNo If so, attach a copy of the notice. 19. Is the Court being asked to direct the filing ofa Schedule of Distribution? .......................... IZJYes DNo Form OC-02 rev 10.13.06 Page 8 of 10 Name of Trust: Trust Agreement of Dorothy K. Kaufman Settlor dated 5/30/85 as Amended Wherefore, your Petitioner(s) ask(s) that distribution be awarded to the parties entitled and suggest(s) that the distributive shares of income and principal (residuary shares being stated in proportions, not amounts) are as follows: A. Income: Proposed Distributee(s) Amount/Proportion B. Principal: Proposed Distributee(s) Amount/Proportion See schedule attached. Submitted By: (All petitioners must sign. Add additional lines ifnecessary): Name of Petitioner: PNC Bank, N.A. ~"'(~~ Name ofPetitione . ice President Form OC-02 rev 10.13.06 Page 9 of 10 Name of Trust: Trust Agreement of Dorothy K. Kaufman Settlor dated 5/30/85 as Amended Verification of Petitioner (Verification must be by at least one petitioner.) The undersigned hereby verifies * [that he/she she of the above-named name of corporation PNC Bank, N. A. is title Vice President and] that the facts set forth in the foregoing Petition for Adjudication / Statement of Proposed Distribution which are within the personal knowledge of the Petitioner are true, and as to facts based on the information of others, the Petitioner, after diligent inquiry, believes them to be true; and that any false statements herein are made subject to the penalties of 18 Pa. C.S. S 4904 (relating to unsworn falsification to authorities). ~p~ * Corporate petitioners must complete bracketed information. Certification of Counsel The undersigned counsel hereby certifies that the foregoing Petition for Adjudication / Statement of Proposed Distribution is a true and accurate reproduction of the form Petition authorized by the Supreme Court, and that no changes to the form have been made beyond the responses herein. Signature of Counsel for Petitioner Form DC-02 rev 10.13.06 Page 10 of 10 TRUST UNDER DEED OF DOROTHY D. KAUFMAN 15. A Continued Name & Address of Interested Parties Relationshio and Comments, if any Interest Messiah Village Three and seventy-five one 100 Mt. Allen Drive Charity hundreds percent Mechanicsburg, PA 17055 (3.75%) The Salvation Army Three and seventy-five one P. O. Box 205 Charity hundreds percent Harrisburg, P A 17105 (3.75%) Zion Lutheran Church Six and twenty-five one 15 South Fourth Street Charity hundreds percent Harrisburg, PA 17101-2202 (6.25%) Sooners Hospitals for Three and seventy-five one Children Charity hundreds percent P. O. Box 31356 (3.75%) Tampa, FL 33631-3356 Bethesda Mission Three and seventy-five one P. O. Box 3041 Charity hundreds percent Harrisburg, P A 171 05 (3.75%) American Red Cross of the Three and seventy-five one Susquehanna Valley Charity hundreds percent P. O. Box 5740 (3.75%) Harrisburg, PAl 711 0-0740