HomeMy WebLinkAbout03-5220
DONNA VOZENILEK
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
vs.
: CIVIL ACTION - LAW
: NO: - 03.- s;uo c; ,:,1
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
PRAECIPE FOR WRIT OF SUMMONS
To the Prothonotary:
Please issue a writ of summons in the above captioned action.
Writ of Summons shall be issued and forwarded to the Sheriff of Cumberland County at
One Courthouse Square, Carlisle, Pennsylvania 17013.
Date: 10/2/2003
/".---7
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Karl E. Rominger, Esquire
155 South Hanover Street
Carlisle, P A 17013
Supreme Court ID# 81924
(717) 241-6070
WRIT OF SUMMONS
To The Above Named Defendants:
Donald R. Buxton, MD &
Carol Looney, R.T. c/o
PINNACLE HEALTH
409 South Second Street
Harrisburg, PA 17104
YOU ARE NOTIFIED THAT THE ABOVE-NAMED PLAINTIFF HAS
COMMENCED AN ACTION AGAINST YOU.
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Prothonotary v ^
By:-"ilf,uA'1 //I #Ji/iI;;
6eluty
Date: L"9-:;:;tA J c9w3
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STEPHEN L. BANKO, JR., ESQUIRE
Pa. Supreme Court I. D. No. 41727
MARGOLIS EDELSTEIN
Mailing Address:
P.O. Box 932
Harrisburg, PA 17108-0932
Street Address:
3510 Trindle Road
Camp Hill, PA 17011
Telephone:
FAX,
E-mail:
(717) 975-8114
(717) 975-8124
sbanko@maraolisedelstein.com
Attorney for Defendant,
Carol Looney, R.T.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
DONNA VOZENILEK,
Plaintiff
CIVIL ACTION - LAW
v.
NO. 03-5220
DONALD R. BUXTON, M.D, and
CAROL LOONEY, R.T.,
Defendant
JURY TRIAL DEMANDED
PRAECIPE FOR ENTRY OF APPEARANCE
TO THE PROTHONOTARY:
Please enter my appearance on behalf of Defendant, Carol
Looney, R.T., in the above-captioned matter,
MARGOLIS EDELSTEIN
Date:
Octobe~, 2003
By:
St p n L. Banko, Jr.
Attorney I.D. No. 41727
Attorney for Defendant,
Carol Looney, R.T.
CERTIFICATE OF SERVICE
I hereby certify that I have served a true and correct copy
of the foregoing document on all counsel of record by placing the
same in the United States Mail at Camp Hill, Pennsylvania, first-
class postage prepaid, on the 2.0 day of
;)~~. , 2003,
addressed as follows:
Karl E. Rominger, Esquire
155 South Hanover Street
Carlisle, PA 17013
(Counsel for Plaintiff)
/!~~
Barbara J. Smith
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STEPHEN L. BANKO, JR., ESQUIRE
Pa. Supreme Court I. D. No. 41727
MARGOLIS EDELSTEIN
Mailing Address:
P.O. Box 932
Harrisburg, PA 17108-0932
Street Address:
3510 Trindle Road
Camp Hill, PA 17011
Telephone:
FAX,
E-mail:
(717) 975-8114
(717) 975-8124
sbanko@maraolisedelstein.com
Attorney for Defendant,
Carol Looney, R.T.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
DONNA VOZENILEK,
Plaintiff
CIVIL ACTION - LAW
v.
NO. 03-5220
DONALD R. BUXTON, M.D. and
CAROL LOONEY, R.T.,
Defendant
JURY TRIAL DEMANDED
PRAECIPE FOR RULE TO FILE COMPLAINT
TO THE PROTHONOTARY OF CUMBERLAND COUNTY:
Please issue a Rule upon Plaintiff to file a Complaint
within twenty (20) days from service hereof or suffer judgment
non pros.
MARGOLIS EDELSTEIN
Date: October~, 2003 By:
S en L. Banko, Jr.
Attorney I.D. No. 41727
Attorney for Defendant,
Carol Looney, R.T.
RULE
TO THE PLAINTIFF:
You are hereby ordered and directed to file your Complaint
against Defendant, Carol Looney, R.T., in the above-captioned
matter within twenty (20) days of service of this Rule against
you or suffer judgment non pros.
Date: Or). .;2/. dC03
/5/ tud.o. /-J
Prothonotary,
~rland County peL
CERTIFICATE OF SERVIC~
I hereby certify that I have served a true and correct copy
of the foregoing document on all counsel of record by placing the
same in the united States Mail at Camp Hill, Pennsylvania, first-
class postage prepaid, on the ;z., 0 day of ()~, 2003,
addressed as follows:
Karl E_ Rominger, Esquire
155 South Hanover Street
Carlisle, PA 17013
(Counsel for Plaintiff)
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Barbara J. Smith
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In the Court of Common Pleas of
Cumberland County, Pennsylvania
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PRAECIPE
Filed
19
, Atty.
STEPHEN L. BANKO, JR., ESQUIRE
Pa. Supreme Court I. D. No. 41727
MARGOLIS EDELSTEIN
Mailing Address:
P.O. Box 932
Harrisburg, PA 17108~0932
Street Address:
3510 Trindle Road
Camp Hill, PA 17011
(717) 975-8114
(717) 975-8124
sbankO@raroolisedelstein.com
Attorney for Defendant,
Carol Looney, R.T.
Telephone:
FAX,
E-mail:
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYINANIA
DONNA VOZENILEKf
i Plaintiff
I
~.
DONALD R. BUXTOL, M.D. and
CAROL LOONEY, RfT.,
I Defendant
PROOF OF SERVICE
CIVIL ACTION - LAW
NO. 03-5220
JURY TRIAL DEMANDED
The undersigned hereby certifies that a true and correct
copy of Rule to File Complaint of Defendant, Carol Looney, R.T.,
I
,
I
was served upori the person and in the manner indicated below:
Service bv First Class Mail:
Karl E_ Rominger, Esquire
155 South Hanover Street
Carlisle, PA 17013
(Counsel for Plaintiff)
Date: October ~ 2003 By:
EDELSTEIN
ep n L. Banko, Jr.
Attorney I.D. No. 41727
Attorney for Defendant,
Carol Looney, R.T.
CERTIFICATE OF SERVICE
I hereby certify that I have served a true and correct copy
of the foregoin~ document
I
same in the Uni~ed States
I
class postage ptepaid, on
on all counsel of record by placing the
Mail at Camp Hill, Pennsylvania, first-
the d--;z. day of
()~, 2003,
addressed as
fotlOWS:
*arl E. Rominger, Esquire
155 South Hanover Street
farlisle, PA 17013
~counsel for Plaintiff)
/J~ k~~
Barbara J. Smith
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SHERIFF'S RETURN - OUT OF COUNTY
CASE NO: 2003-05220 P
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
VOZENILEK DONNA
VS
BUXTON DONALD R MD ET AL
R. Thomas Kline
, Sheriff or Deputy Sheriff who being
duly sworn according to law, says, that he made a diligent search and
and inquiry for the within named DEFENDANT
, to wit:
BUXTON DONALD R MD
but was unable to locate Him
in his bailiwick. He therefore
deputized the sheriff of DAUPHIN
County, Pennsylvania, to
serve the within WRIT OF SUMMONS
On October
15th , 2003 , this office was in receipt of the
attached return from DAUPHIN
Sheriff's Costs:
Docketing 18.00
Out of County 9.00
Surcharge 10.00
Dep Dauphin Co 31.50
.00
68.50
10/15/2003
ROMINGER & BAYLEY
S~~
R: Thomas Kline
Sheriff of Cumberland County
Sworn and subscribed to before me
this .2.5.-ul day of (JJ~
,) vV3 A.D.
(1. u-rl~.J ~.,
"---n Prothonod_rf'
SHERIFF'S RETURN - OUT OF COUNTY
CASE NO: 2003-05220 P
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
VOZENILEK DONNA
VS
BUXTON DONALD R MD ET AL
R. Thomas Kline
, Sheriff or Deputy Sheriff who being
duly sworn according to law, says, that he made a diligent search and
and inquiry for the within named DEFENDANT
, to wit:
LOONEY CAROL R T
but was unable to locate Her
in his bailiwick. He therefore
deputized the sheriff of DAUPHIN
County, Pennsylvania, to
serve the within WRIT OF SUMMONS
On October
)5th , 2003 , this office was in receipt of the
attached return from DAUPHIN
Sheriff's Costs:
Docketing 6.00
Out of County .00
Surcharge 10.00
.00
.00
16.00
10/15/2003
ROMINGER & BAYLEY
so. answe~.~~. ~. _._cc.
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. Thomas Kline
Sheriff of Cumberland County
Sworn and subscribed to before me
this
day of
A.D.
Prothonotary
In The Court of Common Pleas tI_ "":umberland County, Pennsylvania
Donna Vozenilek
VS.
Donald R. Buxton MD et al
SERVE: Donald R. Buxton MD
No. 03-5220 civil
Now, October 6, 2003
, I, SHERIFF OF CUMBERLAND COUNTY, P A, do
hereby deputize the Sheriff of
Dauphin
County to execute this Writ, this
deputation being made at the request and risk of the Plaintiff.
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Sheriff of Cumberland County, P A
Affidavit of Service
Now,
,2D_,at
0' clock
M. served the
within
upon
at
by handing to
a
copy of the original
and made known to
the contents thereof.
So answers,
Sheriff of
County, PA
Sworn and subscribed before
me this day of , 2D_
COSTS
SERVICE
l'vfILEAGE
AFFIDAVIT
$
$
@ffitt of :t4~ ~4~:riff
William T. Tully
Solicitor
J. Daniel Basile
Chief Deputy
Mary Jane Snyder
Real Estate Deputy
Michael W. Rinehart
Assistant Chief Deputy
Dauphin County
Harrisburg, Pennsylvania 171 0 1
ph: (717) 255-2660 fax: (717) 255-2889
Jack Lotwick
Sheriff
Commonwealth of Pennsylvania
VOZENILEK DONNA
vs
County of Dauphin
BUXTON DONALD R MD
Sheriff's Return
No. 2666-T - -2003
OTHER COUNTY NO. 03 5220
I, Jack Lotwick, Sheriff of the County of Dauphin, State of
pennsylvania, do hereby certify and return, that I made diligent
search and inquiry for BUXTON DONALD R MD
C/o PINNACLE HEALTH
the DEFENDANT named in the within WRIT OF SUMMONS
and that I am unable to find him/her in the County of Dauphin, and
therefore return same NOT FOUND, October 9, 2003
NEED BETTER ADDRESS. QUANTUM IMAGING & THERAPEUTIC ASSOCIATION 52
GRUMBACHER ROAD SUITE 12 YORK PA 17402. PHONE NUMBER IS 764 8503
St-erLII1J C'-. [f)aMMJ
t1f-YW PROTHONOTLy
,
,
So Answers,
J frJM-
Sworn and subscribed to
before me this 9TH day of OCTOBER, 2003
Sheriff of Dauphin County, Pa.
By
Deputy Sheriff
Sheriff's Costs: $31.50 PD 10/08/2003
RCPT NO 183570
In Th.e Court of Common Pleas r. ':::umberland County, Pennsylvania
Donna Vozenilek
VS.
Donald R. Buxton MD et al
SERVE: Carol Looney R. T .
No. 03-5220 civil
Now October 6, 2003
,
, I, SHERlFF OF CUMBERLAND COUNTY, P A, do
hereby deputize the Sheriff of
Dauphin
County to execute this Writ, this
deputation being made at the request and risk of the Plaintiff.
~("/ /4'
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.
Sheriff of Curnberland County, PA
Affidavit of Service
Now,
,20~,at
0' clock
M. served the
within
upon
at .
by handing to
a
copy of the original
and made known to
the contents thereof.
So answers,
Sheriff of
County, PA
Sworn and subscribed before
methis_dayof ,20_
COSTS
SERVICE
MILEAGE
AFFIDAVIT
$
$
@iiite of tltt~ ~4~:riff
William T. Tully
Solicitor
J. Daniel Basile
Chief Deputy
Mary Jane Snyder
Real Estate Deputy
Michael W. Rinehart
Assistant Chief Deputy
Dauphin County
Harrisburg, Pennsylvania 17101
ph: (717) 255-2660 fax: (717) 255-2889
Jack Lotwick
Sheriff
Commonwealth of Pennsylvania
VOZENILEK DONNA
vs
County of Dauphin
BUXTON DONALD R MD
Sheriff's Return
No. 2666-T - -2003
OTHER COUNTY NO. 03 5220
AND NOW:October 9, 2003
at 9 : lOAM served the wi thin
WRIT OF SUMMONS
upon
LOONEY CAROL R.T.
C/O PINNACLE HEALTH
to ROBERT GABLER (RISK MANAGEMENT)
by personally handing
1 true attested copy{ies)
of the original
WRIT OF SUMMONS
and making known
to him/her the contents thereof at 409 SOUTH SECOND STREET
HARRISBURG, PA 17104-0000
Sworn and subscribed to
before me this 9TH day of~TOBER, 2003
I \
,-)~oAr/it) c;_. (+)ali~~')~'l~
So Answers,
Jf~
PROTHONOTARY
:~rm o~'~~ ,.
De ty Sheriff
Sheriff's Costs: $31.50 PD 10/08/2003
RCPT NO 183570
T FRITZ
ROMINGER & BAYLEY
LAW OFFICES
155 SOUTH HANOVER STREET 717.241.6070 · 800.734.2132 · FAX: 717.241.6878
CARLISLE, PENNSYLVANIA 17013 ADVOCACY - ADVICE - ANSWERS
---------
DONNA VOZENILEK : IN THE COURT OF COMMON PLEAS OF
Plaintiff : CUMBERLAND COUNTY, PENNSYLVANIA
laW@romingerla
www.romingerla
vs_
: CIVIL ACTION - LAW
:NO: -.03-5:J.J.O
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
PRAECIPE FOR WRIT OF SUMMONS
To the Prothonotary:
Please issue a writ of summons in the above captioned action.
Writ of Summons shall be issued and forwarded to the Sheriff of Cumberland County at
One Courthouse Square, Carlisle, Pennsylvania 17013.
...- -7
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Date: 10/2/2003
Karl E. Rominger, Esquire
155 South Hanover Street
Carlisle, PAl 7013
Supreme Court ID# 81924
(717) 241-6070
WRIT OF SUMMONS
Donald R. Buxton, MD &
Carol Looney, R.T. clo
PINNACLE HEALTH
409 South Second Street
Harrisburg, PA 17104
lRUE COPY FROM RECOR
In Testimony wMreof, I here unto set my t
and tile ~ of said Court at CariWa. ~
This. 2:bA day o~~-
~UUf /17;7 ~h:Z>J
. ~ . Protho OIlIry
To The Above Named Defendants:
YOU ARE NOTIFIED THAT THE ABOVE-NAMED PLAINTIFF HAS
COMMENCED AN ACTION AGAINST YOU. (:i~ I!;:'
Prothonotary 1J
Date: ~~ J.. ~Cio3 By:..~'-RL'''47~
" n 'be~uty
DONNA VOZENILEK
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYL VANIA
vs.
: CIVIL ACTION - LAW
: NO: 03-5220
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
NOTICE TO DEFEND
You have been sued in court. If you wish to defend against the claims set forth in the
following pages, you must take action within twenty (20) days after this complaint and notice are
served, by entering a written appearance personally or by attorney and filing in writing with the
court your defenses or objections to the claims set forth against you. You are warned that if you
fail to do so the case may proceed without you and a judgment may be entered against you by the
court without further notice for any money claimed in the complaint or for any other claim or
relief requested by the plaintiff. You may lose money or propt:rty or other rights important to
you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO
NOT HAVE A LAWYER, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW.
IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAYBE ABLE
TO PROVIDE YOU WITH INFORAMTION ABOUT AGENCIES THAT MAY OFFER
LEGAL SERVICES TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE. .
Cwnberland County Bar Association
2 Liberty A venue
Carlisle, PA 17013
Phone: (717) 249-3166 or (800) 990-9108
AMERICANS WITH DISABILITIES ACT OF 1990
The Court of Common Pleas of Cwnberland County is required by law to comply with
the Americans with Disabilities Act of 1990. For infonnation about accessible facilities and
reasonable accommodations available to disabled individuals having business before the Court,
please contact our office. All arrangements must be made at least 72 hours prior to any hearing
or business before the Court. You must attend the scheduled conference or hearing our office.
All arrangements must
DONNA VOZENILEK
Plaintiff
vs.
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYL VANIA
: CIVIL ACTION - LAW
: NO: CCO 03-5220
Donald R Buxton, MD &
Carol Looney, RT.
Defendant
: JURY TRIAL DEMANDED
COMPLAINT
AND NOW, comes Plaintiff, by and through her attorney, Karl E. Rominger, Esquire
and in support of her Complaint avers as follows:
I. Plaintiff Donna Vozenilek is an adult individual residing in Cumberland County, PA
2. Defendant Ronald R Buxton is a Dr. believing to have privileges with at practice at
Pinnacle. (hereinafter collectively referred to with co -defendant as Defendant Pinnacle)
3. Health. Defendant Carol Looney is an employ of Pinnacle Health.
4. Jurisdiction is proper as the complained of invasions, acts, and publication took place in
Cumberland County amongst others. (hereinafter collectively referred to with co _
defendant as Defendant Pinnacle)
5. Plaintiff received various private medical services from defendant Pinnacle, including
mammography.
6. As a medical facility treating plaintiff, pinnacle maintained a file on plaintiff which was
labeled with her name, social security number, date of birth, and type of procedure.
7. The purpose of this while was to maintain medical records on Plaintiff, for treatment and
diagnosis.
8. Upon information and belief Defendant Pinnacle sought to expand its reputation in the
community and lor generate new patients by running a series of advertisements to
coincide with Breast Cancer Awareness Month.
9. Defendant prepared such an advertisement and placed the same in various publications of
wide circulation, beginning on September 29, 2002 and continuing throughout October of
2002.
10. Defendant included a photo element in said advertisement, which included Dr. Donald
Buxton holding the aforementioned folder of Plaintiff.
11. The advertisement showed not only Plaintiff's folder, but also the biographical data
contained thereon.
12. Plaintiff's identity, consisting of her name, social security number, and date of birth were
thus broadcast to a large segment of the public.
13. Further, the Defendant revealed to the public that a mammogram was performed on
Plaintiff, without her consent to release her medical records.
14. Even while aware of the defect in the advertisement, Defendant failed to pull the same,
and or prevent additional copies and publications of the ad from occurring.
15. Even after written and oral demand to cease and desist by Plaintiff, Defendant continued
publishing her confidential information and medical records.
INVASION OF PRIVACY
16. The previous paragraphs are incorporated by reference as if more fully set out herein.
37. Plaintiff was damaged and continues to suffer damages as a result of this breach,
including shock, nervousness, emotional distress, pecuniary loss, pain, suffering, and
concern.
38. Plaintiff continues to suffer as all of her accounts and / or other personal and private
records are now subject to review and / or misuse by random third parties who either saw
the advertisement, or who someday may see the advertisement.
39. This causes Plaintiff great anxiety.
40. Plaintiff is entitled to be compensated for the value of her identity.
PUNITIVE DAMAGES
4 I. The previous paragraphs are incorporated by reference as if more fully set out herein.
42. The conduct of Defendant was shocking and outrageous.
43. The conduct was willful, wanton, and intentional.
44. Defendant took financial gain and / or intended to gain while harming plaintiff.
45. Plaintiff is entitled to punitive damages.
WHEREFORE, Plaintiff respectfully requests that this Honorable Court enter an award in
her favor in an amount in excess of the statutory limits for compulsory arbitration,
including costs of this suit and attorney fees, and punitive damages.
Respectfully submitted,
ROMINGER & BAYLEY
/-~
Date: II -l 7 - .. J
Karl E. Rominger, Esquire
155 South Hanover Street
Carlisle, PA 17013
(717) 241-6070
Supreme Court ill # 81924
Attorney for Plaintiff
VERIFICATION
I verify that I am attorney for the petitioner and that the statements made in the foregoing
Petition are true and correct to the best of knowledge and belief I understand that false
statements herein are made subject to the penalties of 18 Pa. C. s. 9 4904, relating to unsworn
falsification to authorities.
Date: II' l c/, - 0 J
---)
/
KARL ROMINGER
DONNA VOZENILEK
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYL VANIA
vs.
: CIVIL ACTION - LAW
: NO: 03-5220
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
I, Karl E. Rominger, Esquire, attorney for Donna V ozenilek, Plaintiff, do hereby certifY
that I this day served a copy of the Complaint upon the following by depositing same in the
United States mail, postage prepaid, at Carlisle, Pennsylvania, addressed as follows:
Stephen L. Banko, Jr., Esquire
Margolis Edelstein
P. O. Box 932
Harrisburg,PA 17108-0932
7-
Dated: 11-----2 Y ~ a ~
Karl E. Rominger, Esquire
Attorney for Plaintiff
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DONNA VOZENILEK
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAl"D COUNTY, PENNSYLVANIA
vs_
: CIVIL ACTION - LAW
: NO: 03 - 5220
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
PRAECIPE TO REISSUE WRIT OF SUMMONS
To the Prothonotary:
Please reissue the writ of summons in the above captioned action.
Date: 12/3/03
~-~
------
/KliI-I E. Rominger, Esquire
155 South Hanover Street
Carlisle, PA 17013
Supreme Court ID# 81924
(717) 241-6070
-_..
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".--..
, LAW OFFICES -
:5 SOUTH HA~OVER STREET 717.241.6070 · 800.734.2132 · FAX: 717.241.6878 laW@romingerlaw.co
\RLlSLE"; PENNSYLVANIA 17013 ADVOCACY - ADVICE - ANSWERS www.romingerlaw.co
DONNA VOZENILEK : IN THE COURT OF COMMON PLEAS OF
Plaintiff : CUMBERLAND COUNTY, PENNSYLVANIA
vs.
: CIVIL ACTION - LAW
:NO: - C)0_;:-~"10
") ':J,~"'"
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
PRAECIPE FOR WRIT OF SUMMONS
To the Prothonotary:
Please issue a writ of summons in the above captioned action.
Writ of Summons shall be issued and forwarded to the Sheriff of Cumberland County at
One Courthouse Square, Carlisle, Pennsylvania 17013.
.-.'
~.-/
/
..'/
Date: I 0/2/2003
Karl E. Rominger, Esquire
155 South Hanover Street
Carlisle, PA 17013
Supreme Court ID# 81924
(717) 241-6070
Donald R. Buxton, MD &
Carol Looney, R.T. c/o
PINNACLE HEALTH
.409 South Second Street
Harrisburg, P A 17104
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WRIT OF SUMMONS
To The Above Named Defendants:
YOU ARE NOTIFIED THAT THE ABOVE-NAMED PLAINTIFF HAS
COMMENCED AN ACTION AGAINST YOU.
Date: (Y--:cCt.,7f:<;'f
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STEPHEN L. BANKO, JR., ESQUIRE
Pa. Supreme Court I. D. No. 41727
MARGOLIS EDELSTEIN
Mailing Address:
P.O. Box 932
Harrisburg, PA 17108-0932
Street Address:
3510 Trindle Road
Camp Hill, PA 17011
Telephone:
FAX,
E~mail:
(717) 975~81l4
(717) 975~8124
sbanko@marqolisedelstein.com
Attorney for Defendant,
Carol Looney, R.T.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
DONNA VOZENILEK,
Plaintiff
CIVIL ACTION - LAW
v.
NO. 03-5220
DONALD R. BUXTON, M_D. and
CAROL LOONEY, R.T.,
Defendant
JURY TRIAL DEMANDED
PRELIMINARY OBJECTIONS OF DEFENDANT, CAROL LOONEY, R.T.,
TO PLAINTIFF'S COMPLAINT
A.
PRELIMINARY OBJECTION IN THE NATURE OF A MOTION TO STRIKE -
PA. R.C.P. NO. 1028 (a) (2)
1. Plaintiff commenced the above-captioned action by
Praecipe for Writ of Summons_
2. Defendant, Carol Looney, R. T. ("Ms. Looney"), served a
Rule to File a Complaint upon Plaintiff and thereafter served
upon counsel for Plaintiff a Notice of Intent to Enter Judgment
Non Pros_
3. On November 24, 2003, on the tenth day after service of
the Notice of Intent to Enter Judgment Non Pros, Plaintiff's
counsel filed a Complaint, which included an attorney's
Verification.
4. Although the Complaint was filed on or about
November 24, 2003, it was not served upon counsel for Ms. Looney
until December 1, 2003. A copy of Plaintiff's Complaint is
attached hereto, incorporated herein by reference and marked as
Exhibit A.
5. Pa. R.C.P. No. 1024(c) provides:
The verification shall be made
by one or more of the parties
filing the pleading unless all the
parties (1) lack sufficient
knowledge or information, or (2)
are outside the jurisdiction of the
court and the verification of none
of them can be obtained within the
time allowed for filing the
pleading. In such cases, the
verification may be made by any
person having sufficient knowledge
or information and belief and shall
set forth the source of the
person's information as to matters
not stated upon his or her own
knowledge and the reason why the
verification is not made by a
party.
6. The Complaint filed on behalf of Plaintiff and
purportedly verified by Attorney Rominger, does not contain a
Verification as required by Pa. R.C.P. No. 1024(c). Accordingly,
said Complaint does not comply with the Pennsylvania Rules of
Civil Procedure.
7. Pa. R.C.P. No. 1028(a) (2) provides:
-2-
Preliminary objections may be filed
by any party to any pleading and
are limited to the following
grounds:
* * *
(2) Failure of a pleading to
conform to rule of court .
8. A Complaint which is not endorsed with a Verification
signed by Plaintiff or otherwise in compliance with Pa. R.C.P.
No. 1024(c) makes the Complaint a nullity and is properly
stricken pursuant to the aforesaid Rule of Civil Procedure.
WHEREFORE, Defendant, Carol Looney, R.T., prays this
Honorable Court enter an Order striking Plaintiff's Complaint
pursuant to Pa. R.C.P. No. 1028(a) (2) for failure to conform to
Pa. R.C.P. No. 1024(c).
B.
PRELIMINARY OBJECTION IN THE NATURE OF A MOTION TO STRIKE -
PA. R.C.P. NO. l028(a) (2)
9. The averments contained in paragraphs 1 through 8 hereof
are incorporated herein by reference as if set forth in their
entirety.
10. Plaintiff's Complaint contains claims for invasion of
privacy, breach of patient confidentiality by a physician and
conversion.
11. It further contains a claim for punitive damages.
12. In the ad damnum clause of each of these claims (except
for conversion), Plaintiff requests:
"an award in her favor in
-3-
an amount in excess of the statutory limits for compulsory
arbitration, including costs of suit and attorneys fees, and
punitive damages."
13. Pennsylvania law is well-settled that absent an express
statutory provision or agreement between the parties, attorney's
fees are not recoverable in a tort action.
14. Accordingly, Plaintiff's claims for attorney's fees, as
contained in her Complaint, are properly stricken, pursuant to
Pa. R.C.P. No. 1028 (a) (2), for failure to conform to rule of law.
WHEREFORE, Defendant, Carol Looney, R.T., prays this
Honorable Court enter an Order striking Plaintiff's claims for
attorney's fees, pursuant to Pa. R.C.P. No. 1028 (a) (2), for
failure to conform to rule of law.
C.
PRELIMINARY OBJECTION IN THE NATURE OF A DEMURRER -
PA. R.C.P. NO. l028(a) (4)
15. The averments contained in paragraphs 1 through 14
hereof are incorporated herein by reference as if set forth In
their entirety.
16. Contained in Plaintiff's Complaint is a claim for
"breach of patient confidentiality by a physician." This claim
is embodied in paragraphs 24 through 29 of Plaintiff's Complaint.
17. As set forth in paragraph 3 of her Complaint, Plaintiff
recognizes that Ms. Looney is an employee of pinnacle Health and
-4-
not a physician.
18. Furthermore, Plaintiff's claim for breach of
confidentiality cites no specific statutory provision or other
rule of law establishing such a duty.
19. In paragraph 30 of her Complaint, Plaintiff alleges a
violation of "HIPPA," but does not specifically identify the Act,
the portion or provision so affected and, quite surprisingly,
alleges a violation of a provision "yet to be enacted."
20. Pa. R.C.P. No. 1028 (a) (4) provides that Preliminary
Objections may be filed by any party to test the legal
sufficiency of a pleading (demurrer).
21. Ms. Looney believes and, therefore, avers that
Plaintiff's claim for breach of patient confidentiality by a
physician fails to state a claim upon which relief may be granted
against Ms. Looney and, therefore, such claim is properly
dismissed pursuant to Pa. R.C.P. No. 1028 (a) (4).
WHEREFORE, Defendant, Carol Looney, R.T., prays this
Honorable Court enter an Order, pursuant to Pa. R.C.P. No.
1028 (a) (4), dismissing Plaintiff's claim for breach of patient
confidentiality by a physician.
D.
PRELIMINARY OBJECTION IN THE NATURE OF A MOTION FOR MORE SPECIFIC
PLEADING - PA. R.C.P. NO. l028(a) (3)
22. The averments contained in paragraphs 1 through 21
-5-
hereof are incorporated herein by reference as if set forth in
their entirety.
23. In the alternative to Preliminary Objection C.,
Ms. Looney files this Preliminary Objection, pursuant to Pa.
R.C.P. No. 1028(a) (3), requesting that Plaintiff be required to
provide a more specific pleading identifying the basis of her
claim for breach of patient confidentiality and specifically
identify the term "HIPPA" and each and every portion or provision
thereof which plaintiff believes was violated by Ms. Looney.
WHEREFORE, Defendant, Carol Looney, R.T., prays this
Honorable Court enter an Order, pursuant to Pa. R.C.P. No.
1028 (a) (3), requiring Plaintiff to file a more specific pleading
with respect to her claim for patient confidentiality,
identifying each statute, regulation or decision and the specific
provisions thereof which she believes were violated by Ms. Looney
to her detriment.
E.
PRELIMINARY OBJECTION IN THE NATURE OF A DEMURRER -
PA. R.C.P. NO. 1028 (a) (4)
24. The averments contained in paragraphs 1 through 23
hereof are incorporated herein by reference as if set forth in
their entirety.
25. Beginning with paragraph 30, Plaintiff makes a claim for
"conversion. If
-6-
26. Pennsylvania law is well-settled that an action for
conversion is limited to the wrongful detention of chattels or
other property.
27. Pennsylvania law does not recognize a cause of action in
conversion of an intangible or inchoate property right unless
such intangible rights are merged into a document such as
promissory notes, bank checks and stock certificates.
28. Accordingly, Plaintiff's claim for conversion is
properly dismissed pursuant to Pa. R.C.P. No. 1028(a) (4) for
failure to state a claim upon which relief may be granted.
WHEREFORE, Defendant, Carol Looney, R.T., prays this
Honorable Court enter an Order dismissing Plaintiff's claim for
conversion, pursuant to Pa. R.C.P. No. 1028(a) (4).
F.
PRELIMINARY OBJECTION IN THE NATURE OF A MOTION TO STRIKE -
PA. R.C.P. NO. l028(a) (4)
29. The averments contained in paragraphs 1 through 28
hereof are incorporated herein by reference as if set forth in
their entirety.
30. Plaintiff makes claim for punitive damages in the ad
damnum clauses of her Complaint.
31. In order to state a claim for punitive damages,
Plaintiff must allege facts which demonstrate outrageous conduct
perpetrated with an evil motive or reckless indifference to the
-7-
well-being of others in order to subject Ms. Looney to liability
for punitive damages.
32. If Ms. Looney breached a duty to Plaintiff, which is
specifically denied, such breach was no more than mere negligence
or inadvertence.
33. Under Pennsylvania law, Plaintiff is not entitled to
punitive damages on a claim involving mere negligence or even
gross negligence.
34. Plaintiff's Complaint, when read in its entirety, fails
to state a claim upon which relief may be granted with respect to
punitive damages and, therefore, such claim is properly dismissed
pursuant to Pa. R.C.P. No. 1028(a) (4).
WHEREFORE, Defendant, Carol Looney, R.T., prays this
Honorable Court enter an Order, pursuant to Pa. R.C.P. No.
1028(a) (4), dismissing Plaintiff's claim for punitive damages
against Ms. Looney, with prejudice.
G.
PRELIMINARY OBJECTION IN THE NATURE OF A MOTION TO STRIKE -
PA. R.C.P. NO. 1028 (a) (2)
35. The averments contained in paragraphs 1 through 34
hereof are incorporated herein by reference as if set forth in
their entirety.
36. Plaintiff's claims for punitive damages are properly
stricken for failure to conform to rule of law or court, pursuant
-8-
to Pa. R.C.P. No. 1028(a) (2).
WHEREFORE, Defendant, Carol Looney, R.T., prays this
Honorable Court enter an Order, pursuant to Pa. R.C.P. No.
1028 (a) (2), striking Plaintiff's claim for punitive damages
against Ms. Looney, with prejudice.
H.
PRELIMINARY OBJECTION IN THE NATURE OF A MOTION TO STRIKE -
PA. R.C.P. NO. 1028 (a) (2)
37. The averments contained in paragraphs 1 through 36
hereof are incorporated herein by reference as if set forth in
their entirety.
38. Pa. R.C.P. No. 1020(a) provides, inter alia, that:
Each cause of action and any
special damage related thereto
shall be stated in a separate count
containing a demand for relief.
39. Plaintiff's Complaint identifies two (2) individual
Defendants and contains only two (2) counts.
40. In fact, from a reading of the Complaint, it is
impossible to determine which allegation applies to which
Defendant.
41. It is believed and, therefore, averred that, in
accordance with Pa. R.C.P. No. 1020, each specific cause of
action against each specific defendant must be set forth in a
separate count which contains an individual demand for relief.
-9-
42. Pa. R.C.P. No. 1028(a) (2) provides for the filing of a
Motion to Strike where a pleading fails to conform to law or rule
of court.
43. Accordingly, it is believed and, therefore, averred that
Plaintiff's Complaint, as currently drafted, is properly stricken
for failure to comply with Pa. R.C.P. No. 1020.
WHEREFORE, Defendant, Carol Looney, R.T., prays this
Honorable Court enter an Order, pursuant to Pa. R.C.P. Nos.
1028(a) (2) and 1020, striking Plaintiff's Complaint for failure
to comply with rule of court.
1.
PRELIMINARY OBJECTION IN THE NATURE OF A DEMURRER -
PA. R.C.P. NO. 1028 (a) (4)
44. The averments contained in paragraphs 1 through 43
hereof are incorporated herein by reference as if set forth in
their entirety.
45. Plaintiff alleges, in paragraph 20 of her Complaint,
that the "invasion of privacy" was in the form of both "intrusion
upon seclusion" and "publicity given to a private life."
46. Under Pennsylvania law, Plaintiff has not set forth
facts sufficient to make a claim for "intrusion upon seclusion"
and, therefore, such claim is properly dismissed pursuant to Pa.
R.C.P. No. 1028 (a) (4) .
WHEREFORE, Defendant, Carol Looney, R.T., prays this
-10-
Honorable Court enter an Order, pursuant to Pa. R.C.P. No.
1028 (a) (4), dismissing Plaintiff's claim for invasion of privacy
in the form of intrusion upon seclusion.
MARGOLIS EDELSTEIN
Date: December \\, 2003
By:
~~
Ste~~n L. Banko, Jr.
Attorney I.D. No. 41727
Attorney for Defendant
-11-
CERTIFICATE OF SERVICE
I hereby certify that I have served a true and correct copy
of the foregoing document on all counsel of record by placing the
same in the United States Mail at Camp Hill, Pennsylvania, first-
class postage prepaid, on the /1 day of Jk~ ~"-- 2003,
addressed as follows:
Karl E. Rominger, Esquire
155 South Hanover Street
Carlisle, PA 17013
(Counsel for Plaintiff)
/J~\7~
Barbara J. Smith
~
DONNA VOZENILEK
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
vs.
: CIVIL ACTION - LAW
: NO: 03-5220
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
NOTICE TO DEFEND
You have been sued in court. If you wish to defend against the claims set forth in the
following pages, you must take action within twenty (20) days after this complaint and notice are
served, by entering a written appearance personally or by attorney and filing in writing with the
court your defenses or objections to the claims set forth against you. You are warned that if you
fail to do so the case may proceed without you and a judgment may be entered against you by the
court without further notice for any money claimed in the complaint or for any other claim or
reliefrequested by the plaintiff. You may lose money or property or other rights important to
you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO
NOT HAVE A LAWYER, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW.
IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAYBE ABLE
TO PROVIDE YOU WITH INFORAMTION ABOUT AGENCIES THAT MAY OFFER
LEGAL SERVICES TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE. .
Cumberland County Bar Association
2 Liberty Avenue
Carlisle, PAl 70 13
Phone: (717) 249-3166 or (800) 990-9108
AMERICANS WITH DISABILITIES ACT OF 1990
The Court of Common Pleas of Cumberland County is required by law to comply with
the Americans with Disabilities Act of 1990. For information about accessible facilities and
reasonable accommodations available to disabled individuals having business before the Court,
please contact our office. All arrangements must be made at least 72 hours prior to any hearing
or business before the Court. You must attend the scheduled conference or hearing our office.
All arrangements must
TRUE COPY FROM RECORD
In T3Stlmony wMroof, I here unto set my llane
"r · ~.ld ~ou at Ca... r1lsIe . Pl.
I his . dily of /f1.Y~ ;... ~ r-.J
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DONNA VOZENILEK
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYL VANIA
vs.
: CIVIL ACTION - LAW
: NO: CCO 03-5220
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
COMPLAINT
AND NOW, comes Plaintiff, by and through her attorney, Karl E. Rominger, Esquire
and in support of her Complaint avers as follows:
1. Plaintiff Donna Vozenilek is an adult individual residing in Cumberland County, PA
2. Defendant Ronald R. Buxton is a Dr. believing to have privileges with at practice at
Pinnacle. (hereinafter collectively referred to with co -defendant as Defendant Pinnacle)
3. Health. Defendant Carol Looney is an employ of Pinnacle Health.
4. Jurisdiction is proper as the complained of invasions, acts, and publication took place in
Cumberland County amongst others. (hereinafter collectively referred to with co -
defendant as Defendant Pinnacle)
5. Plaintiff received various private medical services from defendant Pinnacle, including
mammography.
6. As a medical facility treating plaintiff, pinnacle maintained a file on plaintiff which was
labeled with her name, social security number, date of birth, and type ofprocedure.
7. The purpose of this while was to maintain medical records on Plaintiff, for treatment and
diagnosis.
8. Upon information and beliefPefendant Pinnacle sought to expand its reputation in the
community and lor generate new patients by running a series of advertisements to
coincide with Breast Cancer Awareness Month.
9. Defendant prepared such an advertisement and placed the same in various publications of
wide circulation, beginning on September 29, 2002 and continuing throughout October of
2002.
10. Defendant included a photo element in said advertisement, which included Dr. Donald
Buxton holding the aforementioned folder ofPlaintitI:
11. The advertisement showed not only Plaintiff s folder, but also the biographical data
contained thereon.
12. Plaintiff s identity, consisting of her name, social security number, and date of birth were
thus broadcast to a large segment of the public.
13. Further, the Defendant revealed to the public that a mammogram was performed on
Plaintiff, without her consent to release her medical records.
14. Even while aware of the defect in the advertisement, Defendant failed to pull the same,
and or prevent additional copies and publications ofthe ad from occurring.
15. Even after written and oral demand to cease and desist by Plaintiff, Defendant continued
publishing her confidential information and medical records.
INVASION OF PRIVACY
16. The previous paragraphs are incorporated by reference as if more fully set out herein.
17. Plaintiff had her privacy invaded by Defendant's actions.
18. Defendant was not privileged to do so.
19. There was no legitimate reason to disclose Plaintiff's identity, identity reference points,
nor medical procedures procured.
20. Said private information was an intrusion upon seclusion and also constituted publicity
given to a private life.
2!. The material published was highly offensive and shocks the sensibilities.
22. The information released was not of legitimate public concern.
23. Plaintiff was damaged and continues to suffer damages as a result of this invasion of
her privacy, including shock, nervousness, emotional distress, pecuniary loss, pain,
suffering, and concern.
24. Defendant's actions were the direct and proximate cause of Plaintiff's harm.
WHEREFORE, Plaintiff respectfully requests that this Honorable Court enter an award in her
favor in an amount in excess ofthe statutory limits for compulsory arbitration, including costs of
this suit and attorney fees, and punitive damages.
BREACH OF PATIENT CONFIDENTIALITY BY A PHYSICIAN
25. The previous paragraphs are incorporated by reference as ifmore fully set out herein.
26. Defendant was in the business of treating and providing medical services to Plaintiff.
27. Defendant breached the duty of confidentiality owed plaintiff when defendant released
her medical records and other personal information.
28. Defendant did not have Plaintiff's consent.
29. Plaintiff was damaged and continues to suffer damages as a result of this breach,
including shock, nervousness, emotional distress, pecuniary loss, pain, suffering, and
concern .
30. At the time of the breach Defendant violated the portiones) of HIPPA in effect, and I
or those portions of HIPPA yet to be enacted, but which were known to Defendant.
. WHEREFORE, Plaintiff respectfully requests that this Honorable Court enter an award in
her favor in an amount in excess of the statutory limits for compulsory arbitration, including
costs of this suit and attorneys fees, and punitive damages.
CONVERSION
31. The previous paragraphs are incorporated by reference as if more fully set out herein.
32. Plaintiff possesses an identity, which is composed of her date of birth, name, & social
security number.
33. In modern society anyone with these three data points may subsume the identity of the
other, and / or use the identity fraudulently.
34. Defendant took Plaintiff s identity, with which Defendant had been entrusted, and placed
it in its advertisement, thus giving Plaintiff s identity to the public at large.
35. Plaintiff has thus lost the security inherent to an identity created of three data points.
36. Defendant used Plaintiffs identity for its own financial gain.
37. Plaintiff was damaged and continues to suffer damages as a result of this breach,
including shock, nervousness, emotional distress, pecuniary loss, pain, suffering, and
concern .
38. Plaintiff continues to suffer as all of her accounts and / or other personal and private
records are now subject to review and / or misuse by random third parties who either saw
the advertisement, or who someday may see the advertisement.
39. This causes Plaintiff great anxiety.
40. Plaintiff is entitled to be compensated for the value of her identity.
PUNITIVE DAMAGES
41. The previous paragraphs are incorporated by reference as if more fully set out herein.
42. The conduct of Defendant was shocking and outrageous.
43. The conduct was willful, wanton, and intentional.
44. Defendant took financial gain and / or intended to gain while harming plaintiff.
45. Plaintiff is entitled to punitive damages.
WHEREFORE, Plaintiff respectfully requests that this Honorable Court enter an award in
her favor in an amount in excess of the statutory limits for compulsory arbitration,
including costs of this suit and attorney fees, and punitive damages.
Respectfully submitted,
ROMINGER & BAYLEY
/-s
Date:! ! - l. 1 - 4 .5
Karl E. Rominger, Esquire
155 South Hanover Street
Carlisle, PA 17013
(717) 241-6070
Supreme Court ill # 81924
Attorney for Plaintiff
VERIFICATION
I verify that I am attorney for the petitioner and that the statements made in the foregoing
, Petition are true and correct to tile best of knowledge and belief. I understand that false
statements herein are made subject to the penalties of 18 Pa. C. s. 94904, relating to unsworn
falsification to authorities.
Date: 11'2.. cf' 0 J
.~
~//
KARL ROMINGER
DONNA VOZENILEK
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
vs.
: CIVIL ACTION - LAW
: NO: 03-5220
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
I, Karl E. Rominger, Esquire, attorney for Donna Vozenilek, Plaintift~ do hereby certifY
that I this day served a copy of the Complaint upon the following by depositing same in the
United States mail, postage prepaid, at Carlisle, Pennsylvania, addressed as follows:
Stephen 1. Banko, Jr., Esquire
Margolis Edelstein
P. O. Box 932
Harrisburg. P A 17108-0932
Dated: II -----2 Y - ., f
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Karl E. Rominger, Esquire
Attorney for Plaintiff
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SHERIFF'S RETURN - OUT OF COUNTY
CASE NO: 2003-05220 P
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
VOZENILEK DONNA
VS
BUXTON DONALD R MD ET AL
R. Thomas Kline
, Sheriff or Deputy Sheriff who being
duly sworn according to law, says, that he made a diligent search and
and inquiry for the within named DEFENDANT
, to wit:
BUXTON DONALD R MD
but was unable to locate Him
in his bailiwick. He therefore
deputized the sheriff of YORK
County, Pennsylvania, to
serve the within WRIT OF SUMMONS
On January
23rd , 2004 , this office was in receipt of the
attached return from YORK
Sheriff's Costs:
Docketing 18.00
Out of County 9.00
Surcharge 10.00
Dep York County 52.40
.00
89.40
01/23/2004
ROMINGER & BAYLEY
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/. OTIIaS Kl ine
Sheriff of Cumberland County
-~
Sworn and subscribed to before me
""
this ;/.1~ day o~
021Jt)<-( A. D.
~r' Q "'"nuf}.lu A.J~
, Prothonotary' r f
DONNA VOZENILEK
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
vs.
: CIVIL ACTION - LAW
:NO:
- cJ3.. 5~i)O
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
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PRAECIPE FOR WRIT OF SUMMONS
To the Prothonotary:
Please issue a writ of summons in the above captioned action.
Writ of Summons shall be issued and forwarded to the Sheriff of Cumberland County at
One Courthouse Square, Carlisle, Pennsylvania 17013.
-"'--'
, /'
.-./'"
Date: 10/2/2003
OCT 2 7 2003
Karl E. Rominger, Esquire
I SS South Hanover Street
Carlisle, P A 17013
Supreme Court ID# 81924
(717) 241-6070
RECEIVED
OFFICE OF SHERIFF
YORK PA
AM :3~ JO PM
WRIT OF SUMMONS
Donald R. Buxton, MD &
Carol Looney, R.T. c/o
PINNACLE HEALTH
409 South Second Street
Harrisburg, PA 17104
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To The Above Named Defendants:
YOU ARE NOTIFIED THAT THE ABOVE-NAMED PLAINTIFF HAS
COMMENCED AN ACTION AGAINST YOU.
Is! C:wd!4 J:. IoN?
Prothonotary (/
By: c/ltMJ #p . tItlIiJd,
Deiltl
Date: @:;1;;l~( ~ ;;C03
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COUNTY OF YORK
OFFICE OF THE SHERIFF
SERVICE CALL
(717) 771-9601
28 EAST MARKET ST., YORK. PA 17401
SHERIFF SERVICE
PROCESS RECEIPT and AFFIDAVIT OF RETURN
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panSE: .CIfiItY UNI. i 11IRU. 12
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2. C.oURT-NlJ.r,tSER, , 1
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4. TYPE OF WRIT OR COMPLAINT
1. PLAINTIFF/51
Donna Vozenilek
3. DEFENDANTISI
Donald R. Buxton MD et al Writ of Smrnons, reissued
{ 5. NAME OF INDIVIDUAL, COMPANY, CORPORATION, ETC. TO SERVE OR DESCRIPTION OF PROPERTY TO BE lEVIED, ATTACHED, OR SOLD.
Donald R. Buxton MD
6. ADDRESS (STREET OR RFO WITH BOX NUMBER. APT. NO.. CI~ BORO. 1WP.. STATE AND ZIP CODE) 629 ~~ to. LeMsWr"(
AT 52 Cnnnb.:achcr Ro~ Qll;+f=) 1? y"rlr- D7\ 1711f)') '("'\,'"l:IT'\+lllYl Tm~+n.(1 ^' 7'hpr~"+-":''''' 1\~BOC)
7. INDICATE SERVICE: 0 PERSONAL D PERSON IN CHARGE )( DEPUTIZE &.?~.;.fl9~ 0 1ST CLASS MAIL 0 POSTED :JaTHER
NOW October 24 , 20 ~ I, SHERIFF OF_C;OUNTY, PA, do hereby deputize the sheriff of
York COUNTY to execute ~ke return th cording
to law. This deputization being made at the request and risk of the piaintiff. .r /?~~ J__ #"
, SHERIFF OF ~OUNTY
O.llllberlaOO.
OUT OF COUNTY CUMBERLAND
SERVE
..
8. SPECIAL INSTRUCTIONS OR OTHER INFORMATION THAT WILL ASSIST IN EXPEDITING SERVICE:
XlXl>>"X Xll'X tXlXlllnX
ADVANCE FEE PO BY CUMBERLAND COUNTY SHERIFF'S DEPT.
NOTE: ONLY APPLICABLE ON WRIT OF EXECUTION: N.S. WAIVER OF WATCHMAN - Any deputy sheriff levying upon or attaching any property under within writ may leave same
without a watchman, in custody of whomever is found in possession, after notifying person of levy or attachment, without liability on the part of such deputy or the sheriff to any plaintiff
herein for any loss, destruction, or removal of any property before sheriff's sale thereof.
9. TYPE NAME and ADDRESS of ATTORNEY / ORIGINATOR and SIGNATURE
110. TELEPHONE NUMBER \ 11. DATE FILED
RETNST.
717-241-6070 10 77 ~on~
/2-3-O~
SHERIFF OF CUMBERLAND lINl COUNTY. 1 <;OURTHOUSE Sr), rARI T<;LF Pa 171)13
SPACE BElOW FOR USE OF THE SHSRlFF - DO NOT WRITE BELOW THIS LINE
13 I acknowledge receipt of the writ 114. DATE RECEIVED L15. Expiration/HearingDate
orcompla;nt as;nd;cated above. Rand aM. Ah re n s / RA T ./ 10- 2 7 -200 3 ~ l-l.l.-~ '
16. HOW SERVED: PERSONAL ( ) RESIDENCE ( \) POSTED ( ) POE IV SHERIFF.S OFFICE ( ) OTHER M"" I S~til"MARKS BELOW
17013
Karl E. Rominqer, Esq. 155 S. Hanover St. Carlisle PA
12. SEND NOTICE OF SERVICE COPY TO NAME AND ADDRESS BELOW: (This area must be completed jf notice is to be mailed).
17. Cl I hereby certify and retu a NOT FOUND because I am unable to locate the individual, company, etc. name above. (See remarks below.)
_'\J'''flND TITLE OF I~ ~D;;~ERVED I L~7SS.~~ ~T S"u7\ABOvEtlat;;r;p to Defend~) 1'?2(9~~ 120 ir~J
~~I lo~r41f-W:~:t~,:~~5~1aJ;~TI~I~ Int IDate~M;le't1DateITImaIM;lesr Int IDarelTImelM;lesllnt
22. REMARKS !fJ()UeD/SeC ~A-c/L $:>.evite /f-7Telt1I'r L/Ale."t-(
23 Mva~I~~125- N/F 126. M;I"'.'lle 127. Postagel~SubTotal 129. Pound I ~. Notary 31. SUrc/19.13Uot.Coslsj ~ cw.~,~~ti
$75.00 1'6,DQ 3Z'!O 1-'0,40 I:><.m l:J;(.if{} CJd.LO 'lJf7'ftt
34. Foreign County Costs 135 Advance Costs 136 Service Costs 137 Notary Certp38 elPostedlNot Fou 139 Total Costs
41 AFFIRMED and subscnbed to bafore me thIs 15t~t f ~'AN~I ~
42 dayof Jan. ,20 0443~V:~No-6.RY .~ O:P'~~:~" ~
~ _ __~_~__~~'NO 7o.RY 46 S'gnarureofYo /?.J.../
--- r. Ot31131 Seal 1 Coun!yShenff " =,
,",nesV. Vangreen Not8,,"';L ' WILllAM M. HOSE, SHE IFF OF YORK COUNTY
City of York, York COLlnty, h"-.
:o"i;-' commission Expires Mar. 2':~._
:: ~;!~3
01-15-2004
48. Signature of Foreign
County Sheriff
SO. I ACKNOWLEDGE RECEIPT OF THE SHERIFF'S RETURN SIGNATURE
OF AUTHORIZED ISSUING AUTHORITY AND TITLE
49. DATE
151. DATE RECEIVED
1. WHITE -Issuing Authority 2. PINK-Attomey 3. CANARY. Sheriffs Office 4. BLUE - Sheriff's Office
.'"
COUNTY OF YORK
OFFICE OF THE SHERIFF
SERVICE CALL
(717) 771.9601
28 EAST MARKET ST.. YORK. PA 17401
I
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SHERIFF SERVICE
PROCESS RECEIPT and AFFIDAVIT OF RETURN
INSTRUCTIONS
PLEASE TYPE ONLY LINE 1 THRU 12
DO NOT DETACH ANY COPIES
PLAINTIFF/Sf
Donna Vozeni 1 er-.
3. DEFENDANT/SI
['{'nald ~. I:~Jxton [liD i:-t' c] V:lri t', {>1 ,"~t.;rml!>rSr 1.::. LFSl.il=>t1
~E { ;~i~i~i~~:~~~~:~~~~H]:;~;::;~::~::::.~;~:;;;:";~;;,~~;;~;~~~~;;L~'E:r.:~:C::.:_~:~;"c,:(Pi."'\'~' .,
7 INDICATE SERVICE OPERSONA~'" cJPERSONI'NCHA~GE '-XiDEPUTIZE (~liii'L," ;:'-'~T~L;S.~~;'L . "OPOSTED'. "~T~ER
NOW edoeel :!,: , 20 '~ I, SHERIFF 0 I t'5UNTY, PA, do hereby deputize the sheriff of
York COUNTY to execute thi~d&1'i1lke return th cording
to law. This deputization being made at the request and risk of the plaintiff...r. ~~ hP"" ~
SHERIFF 0 COUNTY
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NOTE: ONLY APPLICABLE ON WRIT OF EXECUTION: N,B. WAIVER OF WATCHMAN - Any deputy sheriff levying upon or attaching any property under within writ may leave same
without a watchman, in custody of whomever is found in possession, after notifying person of levy or attachment, without liability on the part of such deputy or the sheriff to any plaintiff
herein for any loss, destruction, or removal of any property before sheriffs sale thereof.
1 '1"11 .j
110. TELEPHONE NUMBER. I ,'\ [t0ES'L~D
. /1 7 - ? .I! i - r; ~i ? n l1......T~),~"r',;I.(:'~
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9. TYPE NAME and ADDRESS of ATTORNEY / ORIGINATOR and SIGNATURE
K a r- i r ~ I D ,r, 1 '1 q t.": ('.. E SO. I~) r) ~:l. H;~ n n v:.,!" ~, t'" ,":" j' 1 i 0:; 1,':1. P I~
12, SEND NOTICE OF SERVICE COPY TO NAME AND ADDRESS BELOW: (This area must be completed if notice is to be mailed).
') H f. H [ F F ;, r r: ~~~~ \:(E~~w" t'6~ L~~ 19~T ;HE ~H~~I~~ ~ g~~~~;\~FIIN~JL6:W tH;sdLlN~ 7', .~ .
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16. HOW SERVED PERSONAL ( RESIDENCE (,) POSTED ( ) POE (yr.'" SHERIFF'S OFFJCE ( ) OTHER \,,--1/< ! SEE~EM~K~BELOW
17. U I hereby certify and return a NOT FOUND because I am unable to locate the individual, company, etc. name above. (See remarks below.)
'\.'NA1;A~D TI~L~ OF 'f'VI~.J:" ~ER~D I LlS~ ADDRESS H~RE IF NOT,SHOWN ABOVE(Relatio:,hIP!O Defeo~aot), ,. \'9/ ~:11t~"11~ 120;' oJ:B~:Je
\/~tiE~~tSl ;"'..~kl';,.~\1' ~. I'~; I' ,;' I~Dat">I' n~;l. "it, l !'~t ..~o~te!I' n~e I~M!Jesl'lo' I D~te ,'nme r.' ~I~'" '1;1'.I~Dale I n. 'me..1 MHe' [' I;' I Date I nme I Mil:, .1'0'
(11"<' r~~~.IJ_1 t!( ;;:,' A.~,,!)'> l.;.., ,_
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22. REMARKS:
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41. AFFIRMED and subscribed to before me this 1 '~, t >,
42. day of J ,t ' , 20 k..L 43':,):->'-'''-'''/, i
.'-H~Y I NOTARY
23. .~~v~nceCosts 1.~\ServiceCostsI25. N/F 126. Mi~eage 127. postagej{=,~>,\subTotal 129. Pound 1 ~.)o. Notary 131. surchg.13~.-,;O~.costsl33 CostsDu;orRetund ICheckNo
\\ 7~, f1 n ! 0 t. .- .."J{-- (~ Lt-)..:?<;", ,~.,I.): '" !f ,"~,
34, Foreign County Costs 135, Advance Costs \36. Service Costs 137. Notary Cert. 13~. ~ilE't~.fefPosted/Not FOjU.r?) 139. 'T~tal Costs 'r 40 Co~ts D~e or R~fund
i ;
. I:--SO ANSVjI!RS ~'/,1..
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"/ '.vn/( (A.,L{.'jC..
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H(lSF~ ";,HEqF~F or YORK. CiJUMTV
44,_Signature of
- Dep. Sheriff ,
46. Signature of York./
County Sheriff
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47" DArE' ! .
48. Signature of Foreign
County Sheriff
50. I ACKNOWLEDGE RECEIPT OF THE SHERIFF'S RETURN SIGNATURE
OF AUTHORIZED ISSUING AUTHORITY AND TITLE
~1. ~~. ')-
49. DATE
-'i'it'
151. DATE RECEIVED
1, WHITE - Issuing Authority 2. PINK - Attomey 3. CANARY - Sheriff's Office 4, BLUE - Sheriff's Office
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DONNA VOZENILEK
Plaintiff
vs.
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
: CIVIL ACTION - LAW
: NO: 03-5220
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
NOTICE TO DEFE]~
You have been sued in court. If you wish to defend against the claims set forth in the
following pages, you must take action within twenty (20) days after this complaint and notice are
served, by entering a written appearance personally or by attorney and filing in writing with the
court your defenses or objections to the claims set forth against you. You are warned that if you
fail to do so the case may proceed without you and a judgmen't may be entered against you by the
court without further notice for any money claimed in the complaint or for any other claim or
relief requested by the plaintiff. You may lose money or property or other rights important to
you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO
NOT HA VB A LAWYER, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW.
IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAY BE ABLE
TO PROVIDE YOU WITH INFORAMTION ABOUT AGENCIES THAT MAY OFFER
LEGAL SERVICES TO ELlGffiLE PERSONS AT A REDUCED FEE OR NO FEE. .
Cumberland County Bar Associaltion
2 Liberty Avenue
Carlisle, PA 17013
Phone: (717) 249-3166 or (800) 990-9108
AMERICANS WITH DISABILITIES ACT OF 1990
The Court of Common Pleas of Cumberland County is required by law to comply with
the Americans with Disabilities Act of 1990. For infonnation a.bout accessible facilities and
reasonable accommodations available to disabled individuals having business before the Court,
please contact our office. All arrangements must be made at least 72 hours prior to any hearing
or business before the Court. You must attend the scheduled conference or hearing our office.
All arrangements must
DONNA VOZENILEK
Plaintiff
vs.
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYL VANIA
: CIVIL ACTION - LAW
: NO: 03-5220
Donald R Buxton, MD &
Carol Looney, RT.
Defendant
: JURY TRIAL DEMANDED
AMENDED COMPLAINT
AND NOW, comes Plaintiff, by and through her attorney, Kllrl E. Rominger, Esquire of
Rominger, Bayley & Whare, and in support of her Amended Complaint avers as follows:
I. Plaintiff Donna Vozenilek is an adult individual residing in Cumberland County, PA
2. Defendant Ronald R Buxton is a Dr. believing to have privileges with at practice at
Pinnacle Health.
3. Jurisdiction is proper as the complained of invasions, a,cts, and publication took place in
Cumberland County amongst others.
4. Plaintiff received various private medical services from defendant Pinnacle, including
mammography.
5. As a medical facility treating plaintiff, pinnacle maintail'led a file on plaintiff which was
labeled with her name, social security number, date of birth, and type of procedure.
6. The purpose of this while was to maintain medical records on Plaintiff, for treatment and
diagnosis.
7. Upon information and belief Defendant Buxton sought to expand his reputation in the
community and lor generate new patients by running a series of advertisements to
coincide with Breast Cancer Awareness Month.
8. Defendant by himself or in conjunction with Pinnacle Health prepared such an
advertisement and placed the same in various publicalions of wide circulation, beginning
on September 29,2002 and continuing throughout October of2002.
9. Defendant included a photo element in said advertisement, which included Defendant Dr.
Donald Buxton holding the aforementioned folder ofI'laintiff.
10. The advertisement showed not only Plaintiff's folder, but also the biographical data
contained thereon.
11. Plaintiff's identity, consisting of her name, social security number, and date of birth were
thus broadcast to a large segment of the public.
12. Further, the Defendant revealed to the public that a mammogram was performed on
Plaintiff, without her consent to release her medical records.
13. Even while aware of the defect in the advertisement, Defendant failed to pull the same,
and or prevent additional copies and publications of the ,lid from occurring.
14. Even after written and oral demand to cease and desist by Plaintiff, Defendant continued
publishing her confidential information and medical records.
INVASION OF PRIVACY
15. The previous paragraphs are incorporated by referell(:e as if more fully set out herein.
16. Plaintiff had her privacy invaded by Defendant public:izing her private affairs.
17. Defendant was not privileged to invade Plaintifrs privacy and intentionally did so.
18. There was no legitimate reason to disclose Plaintifrs identity, identity reference points,
nor medical procedures procured.
19. Said publication of private information was an intrusion upon seclusion and also
constituted publicity given to a private life.
20. The material published was highly offensive and shocks the sensibilities.
21. The information released was not of legitimate public I:oncern.
22. Plaintiff was damaged and continues to suffer damages as a result of this invasion of her
privacy, including shock, nervousness, emotional distress, pecuniary loss, pain, suffering,
and concern.
23. Defendant's actions were the direct and proximate cause ofPlaintifrs harm.
WHEREFORE, Plaintiff respectfully requests that this Honorable Court enter an award in her
favor in an amount in excess of the statutory limits for compulsory arbitration, including costs of
this suit and attorney fees, and punitive damages.
BREACH OF PATIENT CONIlDENTIALITY
BY A HEALTHCARE PROVIDER
24. The previous paragraphs are incorporated by referenc:e as if more fully set out herein.
25. Defendant was in the business of treating and providing medical services to Plaintiff.
26. Plaintiff had a reasonable expectation of privacy regarding the procedures she underwent
and her identity when she was treated by Defendant.
27. Defendant breached the duty of confidentiality, customarily accorded to medical records,
of Plaintiff when Defendant released her medical records and other personal information
to the public.
28. Defendant did not have Plaintiff's consent to release any of her infurmation.
29. Plaintiff was damaged and continues to suffer damages as a result of this breach,
including shock, nervousness, emotional distress, pecuJlliary loss, pain, suffering, and
concern.
30. At the time of the breach Defendant violated the portion(s) of the Health Insurance
Portability and Accountability Act (herein after referred to as IDP AA) in effect, and / or
those portions ofIDP AA that had yet to be enacted, but which were known to Defendant,
and which provided the applicable duty of care. See 45 CFR ~160-l64 et seq.. (ie see 45
CFR ~ 164.502(a)
WHEREFORE, Plaintiff respectfully requests that this Honorable Court enter an award in
her favor in an amount in excess of the statutory limits for compulsory arbitration, including
costs of this suit and attorney fees, and punitive damages.
CONVERSION
31. The previous paragraphs are incorporated by referenc:e as if more fully set out herein.
32. Plaintiff possesses an identity, which is composed of her date of birth, name, & social
security number.
33. In modern society anyone with these three data points. may subsume the identity of the
other, and / or use the identity fraudulently to gain acc:ess to monies, educational and
medical records, et cetera.
34. Defendant took Plaintiff's identity, with which Defendant had been entrusted, and placed
it in its advertisement, thus giving Plaintiff's identity b~ the public at large.
35. Plaintiff has thus lost the security inherent to her identity created of these three data
points, as well as exclusive use of that identity.
36. Defendant used Plaintiff's identity in its advertisementll for its own financial gain.
37. Plaintiff was damaged and continues to suffer damages as a result of this breach,
including shock, nervousness, emotional distress, pecuniary loss, pain, suffering, and
concern.
38. Plaintiff continues to suffer as all of her accounts and / or other personal and private
records are now subject to review and / or misuse by rallldom third parties who either saw
the advertisement, or who someday may see the advertisement.
39. This causes Plaintiff great anxiety.
40. Plaintiff is entitled to be compensated for the value of her identity, as well as its use.
WHEREFORE, Plaintiff respectfully requests that this Honorable Court enter an award in her
favor in an amount in excess of the statutory limits for compulsory arbitration, including costs of
this suit and attorney fees, and punitive damages.
PUNITIVE DAMA<;ES
41. The previous paragraphs are incorporated by reference as if more fully set out herein.
42. The conduct of Defendant was shocking and outrageous.
43. The conduct was willful, wanton, and intentional in tbat, while aware of the defect in the
advertisement, Defendant failed to pull the same, and I or prevent additional copies and
publications of the ad from occurring.
44. Defendant took financial gain and / or intended to gain! while harming plaintiff.
45. Plaintiff is entitled to punitive damages.
WHEREFORE, Plaintiff respectfully requests that this HonoIlible Court enter an award in her
favor in an amount in excess of the statutory limits for compulsory arbitration as to all of the
counts above, including costs of this suit and attorney fees, as well punitive damages.
Respectfully submitted,
ROMINGER & BAYLEY
Dated: 10/1 1/2004
0-
Karl E. Rominger, Esquire
155 South ]flanover Street
Carlisle, P A 17013
(717) 241-6070
Supreme Court In # 81924
Attorney for Plaintiff
YERlFICA TlON
I verify that I am attorney for the petitioner and that tbe statements made in the foregoing
Petition are true and correct to the best of my knowledge and belief The plaintiff was not
available at the time of filing to make this verification, but a substitute verification signed by
plaintiff will follow. I understand that false statements herein are made subject to the penalties of
18 Pa. C. S. ~ 4904, relating to unsworn fulsification to authoJities.
Date: Cc f (~ L cull
~\RLRO~GER
DONNA VOZENILEK
Plaintiff
vs.
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
: CIVIL ACTION - LAW
: NO: 03-5220
Donald R. Buxton, MD &
Carol Looney, R. T.
Defendant
: JURY TRIAL DEMANDED
CERTIFICATE OF SERVjrCE
I, Karl E. Rominger, Esquire, attorney for Donna Vozlenilek, Plaintiff, do hereby certify
that I this day served a copy of the Amended Complaint upon the following by depositing same in
the United States mail, postage prepaid, at Carlisle, Pennsylvania, addressed as follows:
Stephen L. Banko, Jr., Esquire
Margolis Edelstein
P. O. Box 932
Harrisburg, PA 17108-0932
William H. Catto
White and William, LLP
1800 One Liberty Place
Philadelphia, PA 19103-7395
/-
--
Karl E. Rominger, Esquire
Attorney for Plaintiff
Dated: 10/11/2004
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DONNA VOZENILEK
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
vs.
: CIVIL ACTION - LAW
: NO: 03-5220
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
I, Karl E. Rominger, Esquire, attorney for Donna Vozenilek, Plaintiff, do hereby certify
that I this day served a copy of the Substitute Verification upon the following by depositing same
in the United States mail, postage prepaid, at Carlisle, Pennsylvania, addressed as follows:
Stephen 1. Banko, Jr., Esquire
Margolis Edelstein
P. O. Box 932
Harrisburg, PA 17108-0932
William H. Catto
White and William, LLP
1800 One Liberty Place
Philadelphia, PA 19103-7395
-)
/
/~/.L---........ .
Karl E. Rominger, Esquire
Attorney for Plaintiff
Dated: 10/12/2004
DONNA VOZENILEK
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
vs.
: CIVIL ACTION - LAW
: NO: 03-5220
Donald R. Buxton, MD &
Carol Looney, R.T.
Defendant
: JURY TRIAL DEMANDED
SUBSTITUTE VERIFICATION
I verify that I am the petitioner and that the statements made in the foregoing Amended
Complaint are true and correct. I understand that false statements herein are made subject to the
penalties of 18 Pa. C. S. S 4904, relating to unsworn falsification to authorities.
Date: !Ja /Q. f;'.J<'1n1
/
.-<1fY77/11'<:~ I ~JJu1d...
Donna V ozen
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DONNA VOZENILEK
CUMBERLAND COUNTY
COURT OF COMMON PLEAS
Plaintiff,
v.
NO. 03-5220
DONALD R BUXTON, M.D. and CAROL
LOONEY, RT.
Defendants.
ORDER
AND NOW, this _ day of
, 2004, upon consideration of the
Preliminary Objections of Defendant, Donald R Buxton, M.D., it is hereby
ORDERED and DECREED that the Preliminary Objections are GRANTED. The
following claims are dismissed with prejudice from Plaintiff s Amended Complaint:
(1) invasion of privacy/intrusion upon seclusion; (2) breach of doctor-patient confidentiality;
(3) conversion; and (4) all claims for attorney's fees.
Dr. Buxton shall file an answer to the remaining claim, invasion of privacy/public
disclosure of private facts, within 20 days of the date of this order.
BY THE COURT:
1.
DOCS]H 1662504vl
ORIGINAL
WHITE AND WILLIAMS LLP
BY: William H. Catto, Esquire
Edward M. Koch, Esquire
Identification No. 73251; 76337
1800 One Liberty Place
Philadelphia, PA 19103-7395
215.864.7000
Attorney for Defendant,
Donald R. Buxton, MD,
DONNA VOZENILEK
CUMBERLAND COUNTY
COURT OF COMMON PLEAS
Plaintiff,
v.
NO. 03-5220
DONALD R BUXTON, M.D. and CAROL
LOONEY, RT.
Defendants.
PRELIMINARY OBJECTIONS
Defendant, Donald R Buxton, M.D., by and through his attorneys, White and Williams
LLP, hereby preliminarily objects to Plaintiffs Amended Complaint pursuant to Rule 1028(a)(4)
of the Pennsylvania Rules of Civil Procedure, and in support thereof, avers as follows:
BACKGROUND
1. In recognition of Breast Cancer Awareness Month in October 2002, Pinnacle
Health, a charitable organization, initiated a limited advertising campaign that included ads in
print media to promote its various services. See Amended Complaint ~~ 7 -14 (attached as
Exhibit A).
2. In one photograph, three healthcare providers at Pinnacle Health are depicted in
an office setting. See Amended Complaint ~~ 7-14 (Exhibit A).
DOCS]H 1662504vl
3. One of the healthcare providers in the photograph, Donald R. Buxton, M.D., is
holding a patient's mammogram chart that Plaintiff alleges is hers. See Amended Complaint ~~
7-14 (Exhibit A).
4. Plaintiff alleges that her name, date of birth, and social security number are
displayed on the chart in the photograph. See Amended Complaint ~~ 7-14 (Exhibit A).
5. Out of these facts, Plaintiff alleges that Defendants have committed the torts of
invasion of privacy and conversion, and breached the doctor-patient confidentiality under the
federal Health Insurance Portability and Accountability Act ("HIP AA',).I
6. Other than subjective mental anguish, Plaintiff alleges no economic damages as
a result of the publication of the photograph.
7. Defendant, Dr. Buxton, now preliminarily objects to Plaintiffs Amended
Complaint.
GROUNDS FOR MOTION
8. Preliminary objections may be filed on the grounds of legal insufficiency of a
pleading, which is commonly referred to as a "demurrer." Pa. R. Civ. P. 1028(4).
9. A complaint should be dismissed on demurrer where it appears that the plaintiffs
complaint, on its face, cannot sustain a claim. Chichester Sch. Dist. v. Chichester Educ. Ass'n,
750 A.2d 400,402 (Pa. Commw.), appeal denied, 568 Pa. 668, 795 A.2d 980 (2000).
10. Plaintiffs claims for invasion of privacy/intrusion upon seclusion, breach of
doctor-patient confidentiality, conversion, and attorney's fees are legally deficient and should
therefore be dismissed with prejudice.
1 Although Plaintiff also asserted a claim for punitive damages, that claim as it relates to
Dr. Buxton has been dismissed by Stipulation.
-2-
DOCS]H 1662504vl
11. The tort of intentional intrusion upon seclusion requires: (1) an intentional
intrusion; (2) upon the seclusion or private affairs of another; (3) which is substantial and highly
offensive to a reasonable person. Harris v. Easton Pub. Co., 335 Pa. Super. 141, 153,483 A.2d
1377, 1383 (1984); Restatement (Second) of Torts ~ 652B.
12. Here, Dr. Buxton was simply holding a medical chart in the advertisement to give
the photograph a sense of context that the persons depicted were healthcare providers in a
medical environment.
13. Plaintiff does not allege - nor can she - that Dr. Buxton intentionally held the
mammogram chart in the photograph for the purpose of disclosing Plaintiff s personal
biographical information.
14. Rather, to the extent that the biographical information is apparent from the
photograph, such a disclosure was made only through mistake or inadvertence.
15. Therefore, because Plaintiff cannot demonstrate that the disclosure was
intentional, this Court need not go any further to determine that Plaintiff cannot make out a claim
for the tort of invasion of privacy/intrusion upon seclusion.
16. Plaintiff also cannot sustain a claim for breach of the doctor-patient
confidentiality because the breach must be intentional. Haddad v. Gopal, 787 A.2d 975,980-81
(Pa. Super. 2001), appeal denied, 572 Pa. 705, 813 A.2d 842 (2002). That cannot be
demonstrated here for the reasons discussed above.
17. Also, because the alleged disclosures could not have served to blacken the
reputation of Plaintiff, Plaintiff cannot sustain a claim for breach of the doctor-patient
confidentiality with reference to 42 Pa. C.S.A. ~ 5929. Woods v. National Life and Acc. Ins.
Co., 347 F.2d 760, 764 (3d Cir. 1965)
-3-
[K)CS_PHI662504vl
18. Moreover, because HIPAA provides no private right of action, see, ~,
University of Colorado Hosp. v. Denver Pub. Co., 2004 WL 1925986, *3 (D. Colo. Aug. 2,
2004), any reliance upon HIP AA by Plaintiff to sustain a claim for breach of the doctor-patient
confidentiality is misplaced.
19. Plaintiff next attempts to state a cause of action for conversion.
20. She alleges that Defendants "took Plaintiffs identity, with which Defendant had
been entrusted, and placed it in an advertisement, thus giving Plaintiffs identity to the public at
large." See Amended Complaint at ~ 33 (Exhibit A).
21. The intent required for conversion is an intent to exercise dominion or control
over the goods in question which is inconsistent with the rights of the plaintiff. Prudential Ins.
Co. of Am. v. Stella, 994 F. Supp. 318, 323-24 (E.D. Pa. 1998).
22. The law requires that the interference with the dominion or control of a chattel be
willful in order to establish conversion. Western Min. Corp.. Ltd. v. Standard Terminals. Inc.,
577 F. Supp. 847,851 (W.D. Pa.), affd, 745 F.2d 49 (3d Cir. 1984).
23. Because Dr. Buxton did not intend to exercise dominion and control over the
Plaintiffs identity and give it to others, he cannot be liable for conversion.
24. Conversion also cannot lie because the information alleged to appear in the
photograph is not a chattel of an existing nature that may be the subject of conversion. See,~,
Northcraft v. Edward C. Michener Assocs.. Inc., 319 Pa. Super. 432, 447, 466 A.2d 620, 628
(1983) (noting that conversion is limited to chattel of an existing nature).
25. Plaintiffs incorporeal "identity" simply cannot be the subject of conversion.
26. Finally, in each of Plaintiffs ad damnum clauses, Plaintiff seeks the recovery of
attorney's fees.
-4-
DOCS_PH 1662504vl
27. However, Plaintiff has failed to identity statutory authorization, a clear agreement
between the parties, or some other established exception which might entitle her to attorney's
fees as required by law. Merlino v. Delaware County, 556 Pa. 422, 425, 728 A.2d 949, 951
(1999); Lavelle v. Koch, 532 Pa. 631, 638, 617 A.2d 319,323 (1992)
28. Therefore, Plaintiffs claim for attorney's fees must be stricken.
WHEREFORE, Defendant, Dr. Buxton, respectfully requests that Plaintiffs claims for
invasion of privacy/intrusion upon seclusion, breach of doctor-patient confidentiality,
,
conversion, and attorney's fees be dismissed with prejudice.
Respectfully submitted,
By:
WHITE AND WILLIAMS LLP
~tIA~
William H. Catto, Esquire
Edward M. Koch, Esquire
Identification No. 73251; 76337
1800 One Liberty Place
Philadelphia, P A 19103-7395
215.864.7000
Attorney for Defendant,
Donald R. Buxton, MD.
Dated: November 22,2004
-5-
DOCS_PH 1662504vl
WHITE AND WILLIAMS LLP
BY: William H. Catto, Esquire
Edward M. Koch, Esquire
Identification No. 73251; 76337
1800 One Liberty Place
Philadelphia, PA 19103-7395
215.864.7000
Attorney for Defendant,
Donald R. Buxton, MD.
DONNA VOZENILEK
CUMBERLAND COUNTY
COURT OF COMMON PLEAS
Plaintiff,
v.
NO. 03-5220
DONALD R BUXTON, M.D. and CAROL
LOONEY, RT.
Defendants.
MEMORANDUM OF LAW IN SUPPORT OF
PRELIMINARY OBJECTIONS
I. STATEMENT OF FACTS
In recognition of Breast Cancer Awareness Month in October 2002, Pinnacle Health, a
charitable organization, initiated a limited advertising campaign that included ads in print media
to promote its various services. In one photograph, three healthcare providers at Pinnacle Health
are depicted in an office setting. One of the healthcare providers in the photograph, Donald R
Buxton, M.D., is holding a patient's mammogram chart that Plaintiff alleges is hers. Plaintiff
alleges that her name, date of birth, and social security number are displayed on the chart in the
photograph. See Amended Complaint" 7-14 (attached as Exhibit A).
Out of these facts, Plaintiff alleges that Defendants have committed the torts of invasion
of privacy and conversion, and breached the doctor-patient confidentiality under the federal
DOCS]H 1662504vl
Health Insurance Portability and Accountability Act ("HIP AA"). 2 Other than subjective mental
anguish, Plaintiff alleges no economic damages as a result of the publication of the
photograph. Defendant, Dr. Buxton, now preliminarily objects to Plaintiffs Amended
Complaint.
II. DISCUSSION
A. STANDARD FOR PRELIMINARY OBJECTIONS
It is well settled that in ruling on preliminary objections, the court must accept as true all
well-pleaded facts and all inferences reasonably deductible therefrom. However, the court need
not accept as true conclusions of law, unwarranted inferences from facts, argumentative
allegations, or expressions of opinion. Dorfman v. Pennsylvania Social Servs. Union Local 668,
752 A.2d 933, 936 (Pa. Commw. 2000). Moreover, surmise and conjecture can play no part in
the decision. Schuylkill Navy v. Langbord, 728 A.2d 964, 968 (Pa. Super. 1999).
Preliminary objections may be filed on the grounds of legal insufficiency of a pleading,
which is commonly referred to as a "demurrer." Pa. R. Civ. P. 1028(4). Preliminary objections
in the nature of a demurrer require the court to resolve issues solely on the basis of the pleading
with no other evidence being considered. Mellon Bank. N.A. v. Fabinvi, 437 Pa. Super. 559,
567,650 A.2d 895, 899 (1994). A complaint should be dismissed on demurrer where it appears
that the plaintiffs complaint, on its face, cannot sustain a claim. Chichester Sch. Dist. v.
Chichester Educ. Ass'n, 750 A.2d 400,402 (Pa. Commw.), appeal denied, 568 Pa. 668, 795 A.2d
980 (2000).
2 Although Plaintiff also asserted a claim for punitive damages, that claim as it relates to
Dr. Buxton has been dismissed by Stipulation.
-2-
IX)CS_PH1662504vl
B. PLAINTIFF CANNOT SUSTAIN A CLAIM FOR INVASION OF
PRIV ACYIINTRUSION UPON SECLUSION
Following the Restatement (Second) of Torts formulation, Pennsylvania recognizes four
causes of action that are generally considered invasions of privacy: (1) intrusion upon seclusion;
(2) appropriation of name or likeness;3 (3) publicity given to private life; and (4) publicity
placing a person in a false light. Harris v. Easton Pub. Co., 335 Pa. Super. 141, 153,483 A.2d
1377, 1383 (1984). Plaintiff here has asserted only intrusion upon seclusion and publicity given
to private life. See Amended Complaint at ~~ 15-21 (Exhibit A). As discussed below, it is
apparent from the pleading that Plaintiff cannot make out a claim for intrusion upon seclusion.4
The tort of intentional intrusion upon seclusion finds its roots in the Restatement
(Second) of Torts ~ 652B. This Section provides:
One who intentionally intrudes, physically or otherwise, upon the solitude or
seclusion of another or his private affairs or concerns, is subject to liability to the
other for invasion of his privacy, if the intrusion would be highly offensive to a
reasonable person.
Restatement (Second) of Torts S 652B (adopted in Pennsylvania in Harris at 153, 483 A.2d at
1383). Broken down into its constituent part, the tort consists of three elements: (1) an
intentional intrusion; (2) upon the seclusion or private affairs of another; (3) which is substantial
and highly offensive to a reasonable person. Id.; Restatement (Second) of Torts S 652B.
The Restatement, as adopted in Pennsylvania, makes clear that this cause of action is an
intentional tort; that is, one of knowing malfeasance. O'Donnell v. United States, 891 F.2d
1079, 1083 (3d Cir. 1989) ("We emphasize that the intrusion, as well as the action, must be
3 This tort is applicable only when one takes the name or likeness of another for one's
own benefit. Corabi v, Curtis Pub. Co., 441 Pa. 432, 471-72, 273 A.2d 899, 918-19 (1971).
There is no allegation that Dr. Buxton or any other Defendant appropriated Plaintiff's name or
likeness for their own benefit.
4 By attacking only Plaintiff's claim for inclusion upon seclusion here, Dr. Buxton in no
way suggests that Plaintiff can make out a claim for publicity given to private life.
-3-
DOCS]H 1662504vl
intentiona1."); Aronson v. Sprint Spectrum. L.P., 767 A.2d 564, 568 (Pa. Super.) ("to state a
cause of action for invasion of privacy under Pennsylvania law, [a plaintiff] must allege that
there was an intentional intrusion"), appeal denied, 566 Pa. 632, 781 A.2d 137 (2001); McGuire
v. Shubert, 722 A.2d 1087, 1092 (Pa. Super. 1998) (same), appeal denied, 560 Pa. 707, 743 A.2d
921 (1999).
"Intent" is defined elsewhere in the Restatement to mean "that the actor desires to cause
the consequences of his act, or that he believes that the consequences are substantially certain to
result from it." Restatement (Second) of Torts ~ 8 (quoted in O'Donnell, 891 F.2d at 1083). An
actor commits an intentional intrusion only when "he believes, or is substantially certain, that he
lacks the necessary legal or personal permission to commit the intrusive act." O'Donnell at
1083.
Here, Dr. Buxton was simply holding a medical chart to give the photograph a sense of
context that the persons depicted were healthcare providers in a medical environment; which, for
the same reason, is why Dr. Buxton is wearing a doctor's coat and why Nurse Looney is wearing
her nurse identification badge. Thus, the mammogram file held by Dr. Buxton merely provided
context to the photograph.
Plaintiff does not allege - nor can she - that Dr. Buxton intentionally held the chart in the
photograph for the purpose of disclosing Plaintiffs personal biographical information. Rather,
to the extent that the biographical information is apparent from the photograph, such a disclosure
was made only through mistake or inadvertence. But mere mistake or inadvertence is
insufficient to sustain a claim for intentional intrusion upon seclusion. O'Donnell, 891 F.2d at
1083; Aronson, 767 A.2d at 568; McGuire, 722 A.2d at 1092.
.4-
DOCS_PH 1662504vl
Therefore, because Plaintiff cannot demonstrate that the disclosure was intentional, this
Court need not go any further to determine that Plaintiff cannot make out a claim for the tort of
invasion of privacy/intrusion upon seclusion.
C. PLAINTIFF CANNOT SUSTAIN A CLAIM FOR BREACH OF
THE DOCTOR-PATIENT CONFIDENTIALITY
1. Breach of the Doctor-Patient Confidentiality is an Intentional
Tort
Although Pennsylvania appears to recognize a cause of action for breach of the doctor-
patient confidentiality, the tort is a limited one. Haddad v. Gopal, 787 A.2d 975, 980-81 (Pa.
Super. 2001), appeal denied, 572 Pa. 705, 813 A.2d 842 (2002). In Haddad, a woman brought
suit against a physician for breach of the doctor-patient confidentiality when the doctor told the
patient's husband over the telephone that she had a sexually transmitted disease. The court held
that those facts established a cause of action for breach of the doctor-patient confidentiality. Id.
at 981.
Although the Superior Court did not outline the elements of the claim in that case,
implicit within the decision is that the disclosure must be intentional. All the cases cited by the
court arose in the context of an intentional disclosure. See Horne v. Patton, 287 So.2d 824 (Ala.
1973) (intentional disclosure of confidential information to plaintiffs employer); MacDonald v.
Clinger. 446 N.Y.S.2d 801 (N.Y. App. Div. 1982) (psychiatrist revealed confidential information
to plaintiffs wife); Doe v. Roe, 400 N.Y.S.2d 668 (N.Y. Sup. Ct. 1977) (psychiatrist, without
plaintiffs consent, published a book containing verbatim accounts of plaintiffs feelings);
Schaffer v. Spicer, 215 N.W.2d 134 (S.D. 1974) (in a custody case, psychiatrist gave to the
attorney of the patient's ex-husband an affidavit containing information with regard to his
patient's mental health, which was deemed inadmissible at hearing); Berry v. Moench, 331 P.2d
-5-
DOCS]H 1662504vl
814 (Utah 1958) (doctor revealed information about plaintiff to another doctor for the purpose of
conveying the information to the parents of a woman contemplating marriage to plaintiff).
Again, Plaintiff here does not suggest that the disdosure of her information was
intentional. For this reason, this case is distinguishable from this Court's decision in McKay v.
Geadah, 50 Pa. D. & C.3d 435 (C.P. Cumberland 1988) (Bayley, J.). In that case, a woman was
injured in an automobile accident and received surgical treatment for facial injuries she sustained
in the accident. Nine years after her treatment concluded, the doctor who performed the facial
surgery used photographs of the woman at a career day at a local school and discussed the
medical treatment provided without the woman's consent. By chance, the woman's son was
present at the career day and, as a result, was mortified, embarrassed, and distraught. The
woman sued alleging breach of the doctor-patient confiden1tiality and invasion of privacy
sounding in publicity given to private life. In its opinion, this Court analyzed the nature of the
cause of action of breach of doctor-patient confidentiality, and recognized that it was an
intentional tort. Id. at 441 (citing Hammonds v. Aetna Cas. & Sur. Co., 243 F. Supp. 793 (N.D.
Ohio 1965)) (noting that a physician could be liable for intentional, unauthorized divulgence of
confidences).
Unlike the doctor in McKay who sought to affirmatively speak about the medical
treatment rendered to a former patient to an audience, Dr. Buxton here intended only to have his
picture taken in a medical setting. The photograph included a medical chart for context which is
alleged to be Plaintiffs. Dr. Buxton simply did not intend to disdose Plaintiffs information.
2. The Information Disclosed Does Not :Blacken the Plaintiff's
Reputation
It is anticipated that Plaintiff will refer to the Pennsylvania doctor-patient confidentiality
statute, codified at 42 Pa. C.S.A. ~ 5929, as this Court did in McKay, in an attempt to define her
-6-
DOCS]H 1662504vl
claim. That statute generally prohibits a doctor from disclosing information that will blacken the
character of the patient outside the litigation context. It provides in full:
No physician shall be allowed, in any civil matter, to disclose any information
which he acquired in attending the patient in a professiional capacity, and which
was necessary to enable him to act in that capacity, which shall tend to blacken
the character of the patient, without consent of said patient, except in civil
matters brought by such patient, for damages on account of personal injuries.
42 Pa. C.S.A. ~ 5929 (emphasis added).
Here, the disclosures alleged by Plaintiff are merely her name, social security number,
date of birth, and the fact that she had a mammogram perti)rmed. The disclosure of such
information cannot be said to be a disclosure that "blackened" her character. A very similar
disclosure under this statute was addressed by the Third Circuit in Woods v. National Life and
Acc. Ins. Co., 347 F.2d 760 (3d Cir. 1965). In Woods, a life insurance beneficiary sued a life
insurance company for recovery under a policy after the death of the insured. The insurance
company refused to pay because it learned that the insured had answered falsely some questions
about his medical history in the application. At trial, the court excluded the testimony of one of
the insured's physicians who would have testified that he treated the insured for a medical
condition that would have raised red flags in the insurance application if disclosed by the
insured. The court noted that the testimony as to certain biographical and treatment information
was admissible, as it would not have blackened the reputation of the insured:
[The] name, address and so forth, and a few items concerning the patient's health
history entered in his records . . . would not have rl~vealed any information
obtained by communications from the patient. The reve:aling of a name, address
and other identifying data given by the patient is not a communication which
tends to blacken the character of the patient.
Id. at 764.
-7-
DOCS]H 1662504vl
Accordingly, because the alleged disclosures could not have served to blacken the
reputation of Plaintiff, Plaintiff cannot sustain a claim for breach of the doctor-patient
confidentiality with reference to 42 Pa. C.S.A. ~ 5929.
3. IDP AA Provides No Private Right of Action
Next, Plaintiff alleges a violation of HIPAA to provide a basis for her breach of the
doctor-patient confidentiality claim. Tellingly, Plaintiff does not identify a specific statutory
provision, but simply cites to "45 C.F.R. ~160-164, et seq." ~~ee Amended Complaint at ~ 30
(Exhibit A). These provisions are the federal regulations used to implement HIP AA.
But even assuming that Plaintiff can eventually identify a relevant statutory or code
provision, Plaintiff does not have a private right of action for violation of HIP AA. Rather,
HIP AA violations are generally enforced by the Secretary of Health and Human Services and
not by private citizens. Court reaching the issue have uniformly concluded that no private right
of action exists under HIP AA, whether express or implied. ~ee,~, University of Colorado
Hoso. v. Denver Pub. Co., 2004 WL 1925986, *3 (D. Colo. Aug. 2, 2004); O'Donnell v. Blue
Cross Blue Shield of Wyoming, 173 F. Supp. 2d 1176, 1180 (D. Wyo. 2001); Means v.
Indeoendent Life and Acc. Ins. Co., 963 F. Supp. 1131, 1135 (M.D. Ala. 1997); Brock v.
Provident Am. Ins. Co., 144 F. Supp. 2d 652, 657 (N.D. Tex. 2001); Wright v. Combined Ins.
Co. of Am., 959 F. Supp. 356, 363 (N.D. Miss. 1997). Therefore, any reliance upon HIPAA by
Plaintiff to create a private cause of action is misplaced.
-8-
DOCS]H 1662504vl
D. PLAINTIFF CANNOT SUSTAIN A CLAIM :FOR CONVERSION
Plaintiff next attempts to state a cause of action for conversion. She alleges that
Defendants have "took Plaintiffs identity, with which Defendant had been entrusted, and placed
it in an advertisement, thus giving Plaintiffs identity to the public at large." See Amended
Complaint at ~ 33 (Exhibit A).
In order to sustain a claim for conversion under Pennsylvania law, one must prove:
(1) an act of willful interference;
(2) with a chattel;
(3) done without lawful justification;
(4) which seriously deprives or interferes with the lawful right of another person to
possess or control it.
Pittsburgh Const. Co. v. Griffith, 834 A.2d 572, 581 (Pa. Super. 2003), appeal denied, 852 A.2d
313 (2004); Norriton East Realty Corp. v. Central-Penn Nat. Bank, 435 Pa. 57,60-61,254 A.2d
637,638-39 (1969).
As to the first element, it is important to note that the intent required for conversion is an
intent to exercise dominion or control over the goods in question which is inconsistent with the
rights of the plaintiff. Prudential Ins. Co. v. Am. v. Stella, 994 F. Supp. 318, 323-24 (RD. Pa.
1998). The law requires that the interference with the dominion or control of a chattel be willful
in order to establish conversion. Western Min. Corp.. Ltd. v. Standard Terminals. Inc., 577 F.
Supp. 847, 851 (W.D. Pa.), affd, 745 F.2d 49 (3d Cir. 1984). The intent to convert must
coincide with the actual deprivation of the chattel. Gottesfeld v. Mechanics & Traders Inc. Co.,
196 Pa. Super. 109, 115-16, 173 A.2d 763, 766 (1961). As set forth at length above, Dr. Buxton
did not intend to exercise dominion and control over the Plaintiff's identity and give it to others.
-9-
IX>CS_PH1662504vl
He was merely holding a medical file to give context to the:: photograph that happens to be
Plaintiff s.
Conversion also cannot lie because the information alleged to appear in the photograph is
not a chattel of an existing nature that may be the subject of conversion. See,~, Northcraft v.
Edward C. Michener Assocs.. Inc., 319 Pa. Super. 432, 447, 466 A.2d 620, 628 (1983) (noting
that conversion is limited to chattel of an existing nature). Although intangible rights may
sometimes be the subject of conversion, such rights are limited to those which are customarily
merged in, or identified with some document. Id. For example, stock may not be converted by a
stock certificate may. Id. Plaintiffs incorporeal "identity'" is simply not the subject of
conversIon.
E. PLAINTIFF CANNOT RECOVER ATTORNEY'S FEES
In each of Plaintiff s ad damnum clauses, Plaintiff seeks the recovery of attorney's fees.
Such a damages claim is unfounded in law. Pennsylvania courts adhere to the "American Rule."
That is, absent an express statutory authorization, a clear agreement by the parties, or some other
established exception, attorneys' fees are unavailable to a suc,cessful litigant in a claim under
Pennsylvania law. Merlino v. Delaware County, 556 Pa. 422, 425, 728 A.2d 949, 951 (1999);
Lavelle v. Koch, 532 Pa. 631,638,617 A.2d 319,323 (1992), Plaintiff has failed to identify
statutory authorization, a clear agreement between the parties, or some other established
exception which might entitle her to attorney's fees. The reason for this is clear: None exists.
Therefore, Plaintiff s claim for attorney's fees must be stricken.
-10-
DOCS]H 1662504vl
III. CONCLUSION
This Court should grant a demurrer as to Plaintiff s claim for invasion of
privacy/intrusion upon seclusion, breach of doctor-patient confidentiality, conversion, and
attorney's fees.
Respectfully submitted,
By:
WHITE Al~D WILLIAMS LLP
~~I4A(&t#
William H. Catto, Esquire
Edward M. Koch, Esquire
Identification No. 73251; 76337
1800 One Liberty Place
Philadelphia, PA 19103-7395
215.864.7000
Attorney for Defendant,
Donald R, Buxton, MD.
Dated: November 22, 2004
-11-
DOCS_PH 1662504vl
WHITE AND WILLIAMS LLP
BY: William H. Catto, Esquire
Edward M. Koch, Esquire
Identification No. 73251; 76337
1800 One Liberty Place
Philadelphia, PA 19103-7395
215.864.7000
Attorney for Defendant,
Donald R. Buxton, MD.
DONNA VOZENILEK
CUMBERLAND COUNTY
COURT OF COMMON PLEAS
Plaintiff,
v.
NO. 03..5220
DONALD R. BUXTON, M.D. and CAROL
LOONEY, RT.
Defendants.
CERTIFICATE OF SERVIC]~
I hereby certify that a true and correct copy of the foregoing Preliminary Objections and
Memorandum of Law in support thereof has been served by first class mail this 22nd day of
November 2004 upon the following:
Karl E. Rominger, Esquire
ROMINGER & BAYLEY
155 South Hanover Street
Carlisle, PA 171013
Stephen L. Banko, Jr., Esquire
MARGOLIS EDELSTEIN
P. O. Box. 932
Harrisburg, P A 17108-0932
By:
WHITE AND WILLIAMS LLP
~<< ft1/{pt:U
William H. Catto, Esquire
Edward M. Koch, Esquire
Identification No. 73251; 76337
1800 One Liberty Place
Philadelphia, PA 19103-7395
215.864.7000
Attorney for Defendant,
Donald R. Buxton, MD,
DOCS_PH 1662504vl
DONNA VOZENILEK
Plaintiff
vs.
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
: CIVIL ACTION - LAW
: NO: 03-5220
Donald R Buxton, MD &
Carol Looney, RT.
Defendant
: JURY TRIAL DEMANDED
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NOTICE TO DEFENI!
You have been sued in court, If you wish to defend against the claims set forth in the
following pages, you must take action within twenty (20) days after this complaint and notice are
served, by entering a written appearance personally or by attomey and filing in writing with the
court your defenses or objections to the claims set forth against you. You are warned that if you
fail to do so the case may proceed without you and a judgment may be entered against you by the
court without further notice for any money claimed in the complaint or for any other claim or
relief requested by the plaintiff You may lose money or property or other rights important to
you,
YOU SHOULD TAKE TIllS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO
NOT HAVE A LAWYER, GO TO OR TELEPHONE THE OlifICE SET FORTH BELOW.
IF YOU CANNOT AFFORD TO IllRE A LAWYER, TillS OFFICE MAY BE ABLE
TO PROVIDE YOU WITH INFORAMTION ABOUT AGENCIES THAT MAY OFFER
LEGAL SERVICES TO ELIGffiLE PERSONS AT A REDUCED FEE OR NO FEE. .
Cumberland County Bar Associa1tion
2 Liberty Avenue
Carlisle, P A 17013
Phone: (717) 249-3166 or (800) 990-9108
AMERICANS WITH DISABILITIES ACT OF 1990
The Court of Common Pleas of Cumberland County is required by law to comply with
the Americans with Disabilities Act of 1990. For information about accessible facilities and
reasonable accommodations available to disabled individuals having business before the Court,
please contact our office. All arrangements must be made at least 72 hours prior to any hearing
or business before the Court. You must attend the scheduled conference or hearing our office.
All arrangements must
, ,
DONNA VOZENILEK
Plaintiff
vs.
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
: CIVIL ACTION - LAW
: NO: 03-5220
Donald R Buxton, MD &
Carol Looney, RT.
Defendant
: JURY TRIAL DEMANDED
AMENDED COMPLAINT
AND NOW, comes Plaintiff, by and through her attorney, Karl E. Rominger, Esquire of
Rominger, Bayley & Whare, and in support of her Amended Complaint avers as follows:
1. Plaintiff Donna Vozenilek is an adult individual residing in Cumberland County, PA
2. Defendant Ronald R Buxton is a Dr. believing to have privileges with at practice at
Pinnacle Health.
3. Jurisdiction is proper as the complained of invasions, acts, and publication took place in
Cumberland County amongst others.
4. Plaintiff received various private medical services from defendant Pinnacle, including
mammography.
5. As a medical facility treating plaintitT, pinnacle maintained a file on plaintiff which was
labeled with her name, social security number, date ofbirlh, and type of procedure.
6. The purpose of this while was to maintain medical records on Plaintiff, for treatment and
diagnosis.
7. Upon information and belief Defendant Buxton sought to expand his reputation in the
community and lor generate new patients by running a series of advertisements to
coincide with Breast Cancer Awareness Month.
8. Defendant by himself or in conjunction with Pinnacle Health prepared such an
advertisement and placed the same in various publications of wide circulation, beginning
on September 29, 2002 and continuing throughout October of2002.
9, Defendant included a photo element in said advertiseme:nt, which included Defendant Dr.
Donald Buxton holding the aforementioned folder ofPlaintitI
10. The advertisement showed not only Plaintiff's folder, but also the biographical data
contained thereon.
11. Plaintiff's identity, consisting of her name, social security number, and date of birth were
thus broadcast to a large segment of the public,
12. Further, the Defendant revealed to the public that a mammogram was performed on
Plaintiff, without her consent to release her medical records,
13. Even while aware of the defect in the advertisement, D€~fendant failed to pull the same,
and or prevent additional copies and publications of the ad from occurring.
14. Even after written and oral demand to cease and desist by Plaintiff, Defendant continued
publishing her confidential information and medical rec:ords.
INVASION OF PRIVACY
15. The previous paragraphs are incorporated by reference 2LS ifmore fully set out herein.
16. Plaintiff had her privacy invaded by Defendant publicizilng her private affairs.
17. Defendant was not privileged to invade Plaintiff's privacy and intentionally did so.
18. There was no legitimate reason to disclose Plaintiff' s idl~ntity, identity reference points,
nor medical procedures procured.
19. Said publication of private information was an intrusion upon seclusion and also
constituted publicity given to a private life,
20, The material published was highly offensive and shocks the sensibilities.
21, The information released was not of legitimate public concern.
22. Plaintiff was damaged and continues to suffer damages as a result of this invasion of her
privacy, including shock, nervousness, emotional distre~~, pecuniary loss, pain, suffering,
and concern.
23:Defendant's actions were the direct and proximate causc;~ of Plaintiff's harm,
WHEREFORE, Plaintiff respectfully requests that this Honorable Court enter an award in her
favor in an amount in excess of the statutory limits for compulsory arbitration, including costs of
this suit and attorney fees, and punitive damages.
BREACH OF PATIENT CONFInENTIALITY
BY A HEAL THCARE PROVIDER
24. The previous paragraphs are incorporated by reference ns if more fully set out herein.
25. Defendant was in the business of treating and providing medical services to Plaintiff
26. Plaintiff had a reasonable expectation of privacy regarding the procedures she underwent
and her identity when she was treated by Defendant.
27, Defendant breached the duty of confidentiality, customarily accorded to medical records,
of Plaintiff when Defendant released her medical records and other personal information
to the public.
28. Defendant did not have Plaintiff s consent to release any of her information.
29. Plaintiff was damaged and continues to suffer damages as a result of this breach,
including shock, nervousness, emotional distress, pecuniary loss, pain, suffering, and
concern.
30. At the time of the breach Defendant violated the portiones) of the Health Insurance
Portability and Accountability Act (herein after referred to as mP AA) in effect, and / or
those portions of HIP AA that had yet to be enacted, but which were known to Defendant,
and which provided the applicable duty of care. See 45 CFR ~ 160-164 et seq.. (ie see 45
CFR ~ 164,502(a)
WHEREFORE, Plaintiff respectfully requests that this Honorable Court enter an award in
her favor in an amount in excess of the statutory limits for compulsory arbitration, including
costs of this suit and attorney fees, and punitive damages.
CONVERSION
31. The previous paragraphs are incorporated by reference as if more fully set out herein.
32. Plaintiff possesses an identity, which is composed of her date of birth, name, & social
security number.
33. In modem society anyone with these three data points may subsume the identity of the
other, and I Of use the identity fraudulently to gain accel;s to monies, educational and
medical records, et cetera.
34. Defendant took Plaintiff's identity, with which Defendant had been entrusted, and placed
it in its advertisement, thus giving Plaintiff's identity to the public at large.
35. Plaintiff has thus lost the security inherent to her identity created of these three data
points, as well as exclusive use of that identity.
36. Defendant used Plaintiff's identity in its advertisements for its own financial gain,
37. Plaintiff was damaged and continues to suffer damages as a result of this breach,
including shock, nervousness, emotional distress, pecuniary loss, pain, suffering, and
concern.
38. Plaintiff continues to suffer as all of her accounts and I or other personal and private
records are now subject to review and I or misuse by random third parties who either saw
the advertisement, or who someday may see the advertisement.
39. This causes Plaintiff great anxiety.
40. Plaintiff is entitled to be compensated for the value ofhl~r identity, as well as its use.
WHEREFORE, Plaintiff respectfully requests that this Honorable Court enter an award in her
favor in an amount in excess of the statutory limits for compulsory arbitration, including costs of
this suit and attorney fees, and punitive damages.
PUNITIVE DAMAGI:S
41. The previous paragraphs are incorporated by reference lIS if more fully set out herein.
42. The conduct of Defendant was shocking and outrageomL
43. The conduct was willful, wanton, and intentional in that, while aware of the defect in the
advertisement, Defendant failed to pull the same, and I or prevent additional copies and
publications of the ad from occurring.
44. Defendant took financial gain and I or intended to gain while harming plaintiff.
45, Plaintiff is entitled to punitive damages.
WHEREFORE, Plaintiff respectfully requests that this Honorable Court enter an award in her
favor in an amount in excess of the statutory limits for compulsory arbitration as to all of the
counts above, including costs of this suit and attorney fees, as well punitive damages.
Respectfullly submitted,
ROMINGER & BAYLEY
Dated: 1011112004
(/1,-
Karl E. Rominger, Esquire
155 South Hanover Street
Carlisle, P A 17013
(717) 241-6070
Supreme Court ID # 8 I 924
Attorney fClr Plaintiff
VERIFICA nON
I verify that I am attorney for the petitioner and that the statements made in the foregoing
Petition are true and correct to the best of my knowledge and bc~lief. The plaintiff was not
available at the time of filing to make this verification, but a substitute verification signed by
plaintiff will follow, I understand that false statements herein are made subject to the penalties of
18 Pa. C. S, ~ 4904, relating to unsworn falsification to authorities.
Date: () (./- I ~ L c.t! 1./
7--
/
/ KARL ROMINGER
, . .
DONNA VOZENILEK
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
vs.
: CIVIL ACTION - LAW
: NO: 03-5220
Donald R Buxton, MD &
Carol Looney, RT.
Defendant
: JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
1, Karl E. Rominger, Esquire, attorney for Donna V ozenilek, Plaintiff, do hereby certify
that I this day served a copy of the Amended Complaint upon the following by depositing same in
the United States mail, postage prepaid, at Carlisle, Pennsylvania, addressed as follows:
Stephen L. Banko, Jr., Esquire
Margolis Edelstein
P. 0, Box 932
Harrisburg, PA 17108-0932
William H, Catto
White and William, LLP
1800 One Liberty Place
Philadelphia, PA 19103-7395
.. )
,-
" - ----
Karl E. Rominger, Esquire
Attorney for Plaintiff
Dated: 10/11/2004
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WHITE AND WILLIAMS LLP
BY: William H. Catto, Esquire
Edward M. Koch, Esquire
Identification Nos. 73251; 76337
1800 One Liberty Place
Philadelphia, PA 19103-7395
215.864.7000
Attorney for Defendant,
Donald R. Buxton, MD.
DONNA VOZENILEK
CUMBERLAND COUNTY
COURT OF COMMON PLEAS
!plaintiff,
v.
NO. 03-5220
DONALD R BUXTON, M.D. and CAROL
LOONEY, RT.
Defendants.
PRAECIPE TO PLACE ON ORAL ARGUMENT LIST
TO THE PROTHONOTARY:
ORIGINAL
Kindly place the enclosed Preliminary Objections on the list for the next available civil
argument date.
Respectfully submitted,
WHITE AND WILLIAMS LLP
By:
~#1~
William H. Catto, Esquire
Edward M. Koch, Esquire
Identification Nos.: 73251; 76337
1800 One Liberty Place
Philadelphia, PA 19103-7395
(215) 864-7000
Attorney for Defendant,
Donald R, Buxton, MD.
DOCS]H 1663230vl
....
WHITE AND WILLIAMS LLP
BY: William H. Catto, Esquire
Edward M. Koch, Esquire
Identification No. 73251; 76337
1800 One Liberty Place
Philadelphia, PA 19103-7395
215.864.7000
Attorney for Defendant,
Donald R. Buxton, MD.
DONNA VOZENILEK
CUMBERLAND COUNTY
COURT OF COMMON PLEAS
Plaintiff,
v.
NO. 03-5220
DONALD R BUXTON, M.D. and CAROL
LOONEY, RT.
Defendants.
CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the foregoing Praecipe to Place on Oral
Argument List has been served by first class mail this 22nd day of November 2004 upon the
following:
Karl E. Rominger, Esquire
ROMINGER & BAYLEY
155 South Hanover Street
Carlisle, P A 1710 13
Stephen L. Banko, Jr., Esquire
MARGOLIS EDELSTEIN
P. O. Box. 932
Harrisburg, P A 17108-0932
DOCS_PH 1663230vl
WHITE AND WILLIAMS LLP
By: t~#1~
William H. Catto, Esquire
Edward M. Koch, Esquire
Identification No. 73251; 76337
1800 One Liberty Place
Philadelphia, PA 19103-7395
215.864.7000
Attorney for Defendant,
Donald R. Buxton, MD.
DOCS]H 1663230v 1
WHITE AND WILLIAMS LLP
BY: William H. Catto, Esquire
Identification No. 73251
1800 One Liberty Place
Philadelphia, PA 19103-7395
215.864.7084
Attomey for Defendant,
Donald R. Buxton, M.d.
DONNA VOZENILEK
CUMBERLAND COUNTY
COURT OF COMMON PLEAS
Plaintiff,
v.
NO, 03-5220
DONALD R. BUXTON, M.D. and CAROL
LOONEY, R.T.
Defendants.
STIPULATION
It is hereby stipulated and agreed between plaintiff throlllgh her counsel and counsel for
Donald R. Buxton, M.D. that:
I. Paragraphs 41 through 45 of plaintiffs Complaint are hereby dismissed
with prejudice.
2. Plaintiff is not pursuing a punitive damages claim against defendant
Donald R. Buxton, M.D.
ROMINGER & BAYLEY
WHITE AND WILLIAMS LLP
-~
By:
.Karl E. Rominger, Esquire
Attorney for Plaintiff
By:
~/-#c4
William H. Catto
Attorneys For Defendant,
Donald R. Buxton, M.D.
DOCS]H 1660935vl
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DONNA VOZENILEK,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
v.
CIVIL ACTION - LAW
DONALD R. BUXTON,
M.D., and CAROL
LOONEY, R.T.,
Defendants
NO. 03-5220 CIVIL TERM
IN RE: PRELIMINARY OBJECTIONS OF DEFENDANT
BUXTON TO PLAINTIFF'S AMENDED COMPLAINT
BEFORE OLER and GUIDO, JJ,
ORDER OF COURT
AND NOW, this 17th day of March, 2005, upon consideration of the
preliminary objections of Defendant Donald R. Buxton, M.D., to Plaintiffs
amended complaint, and for the reasons stated in the accompanying opinion, it is
ordered and directed as follows:
1. Defendant's demurrer to Plaintiffs claim for invasion of
privacy is denied;
2. Defendant's demurrer to Plaintiff's claim for breach of
patient confidentiality by a healthcare provider is denied;
3. Defendant's demurrer to Plaintiff's claim for conversion
is granted and the claim is dismissed; and
4. Defendant's motion to strike Plaintiffs demand for
attorney's fees is granted and that aspect of the demand for
relief is stricken.
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Karl E. Rominger, Esq.
155 South Hanover Street
Carlisle, P A 17013
Attorney for Plaintiff
William H. Catto, Esq.
Edward M. Koch, Esq.
1800 One Liberty Place
Philadelphia, PA 19103-7395
Attorneys for Defendant
Donald R. Buxton, M.D.
DONNA VOZENILEK,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYL VANIA
v.
CIVIL ACTION - LAW
DONALD R. BUXTON,
M.D.. and CAROL
LOONEY, R.T.,
Defendants
NO. 03-5220 CIVIL TERM
IN RE: PRELIMINARY OBJECTIONS OF DEFENDANT
BUXTON TO PLAINTIFF'S AMENDED COMPLAINT
BEFORE OLER and GUIDO, JJ,
OPINION and ORDER OF COURT
OLER, J., March 17,2005.
In this civil case, a patient has sued a physician and another individual for
invasion of privacy, breach of patient confidentiality by a healthcare provider, and
conversion. seeking compensatory damages and attorney's fees as a result of an
incident in which the physician allegedly revealed medical and other information
about the plaintiff in an advertisement.' For disposition at this time are
preliminary objections filed by Defendant physician to Plaintiff's amended
complaint.2
The preliminary objections consist of demurrers to the three claims of
Plaintiff and a motion to strike Plaintiff's demand for attorney's fees.3 The matter
was argued on February 2,2005.
For the reasons stated in this opinion, the preliminary objections will be
sustained in part and denied in part.
I Plaintiff's amended complaint, filed October 1 1,2004.
2 Preliminary objections of Defendant Donald R. Buxton, M.D., to Plaintiff's amended complaint.
filed November 29, 2004.
3 Jd
STATEMENT OF FACTS
The pertinent allegations of Plaintiff's amended complaint may be
summarized as follows: Plaintiff is Donna Vozenilek (hereinafter Plaintiff), an
adult individual residing in Cumberland County, Pennsylvania.4 Defendant
Donald R. Buxton, M.D. (hereinafter Defendant), is a physician practicing at a
medical facility5 known as "Pinnacle Health.',6 Plaintiff received medical services
from the facility, including a mammogram. 7
Commencing on September 29, 2002, Defendant caused an advertisement
to be published which included a photograph of Plaintiff's file folder, revealing
her name, social security number and date of birth8 The advertisement further
indicated that her medical history included a mammogram.9
Plaintiff had not consented to the public release of this information. 10
Defendant continued to publish the information following a demand by Plaintiff
that he stop. I I Defendant did, however, discontinue the practice by October 31,
2002.12
As noted, the amended complaint contains counts for invasion of privacy,
breach of confidentiality by a healthcare provider, and conversion. 13 The count for
breach of confidentiality includes a reference to the Health Insurance Portability
and Accountability Act (HIPPA), while noting that its enactment postdated the
4 Plaintiffs amended complaint, para. 1.
5 See Defendant's preliminary objections to Plaintiffs amended complaint, para. 2.
6 Plaintiffs amended complaint, para. 2.
7 Id at para. 4.
8 III at paras. 7,] I.
9 III at para. ]2.
\(1 III
"Id 4
. at para. 1 .
12 III at para. 8.
lJ III at paras. ] -40.
2
events at issue.14 The count for conversion identifies the object converted as
Plaintiff's identity and the motive for conversion as "financial gain.',is Relief
requested by Plaintiff includes attorney's fees.16
Defendant's preliminary objections to Plaintiff's amended complaint were
filed on November 29, 2004. With specific reference to Plaintiff's invasion of
privacy claim, Defendant argues that the pleading could not support a finding of
wrongful intent on the part of Defendant. I? With specific reference to Plaintiff's
breach of confidentiality claim, Defendant argues that the pleading could not
support a finding of wrongful intent on the part of Defendant, that the Health
Insurance Portability and Accountability Act is not enforceable through private
civil actions, and that the injury to Plaintiff's reputation requisite to a common law
action is not extant.1S
In her brief in opposition to the preliminary objections, Plaintiff concedes
that her claim for attorney's fees incurred in the prosecution of this action can not
be sustained. 19 Plaintiff also acknowledges that her claim for breach of
confidentiality is being brought on common law principles and not under the
Health Insurance Portability and Accountability Act.2o
DISCUSSION
Demurrer to claim for invasion of privacy. PlaintitI's complaint alleges
that Defendant persisted, albeit for a limited period, in publication of the
14 fd. at para. 30.
15 fd. at paras. 32, 34-36, 40.
16 Plaintiff's amended complaint, ad damnum clauses.
17 Defendant's Memorandum of Law in Support of Preliminary Objections, at 3-5, submitted
November 29, 2004.
18 fd. at 5-8_
19 Plaintiffs Briefin Opposition to Defendant's Preliminary Objections, at 7-8, submitted January
24,2005. In so conceding, Plaintiff notes that legal expenses incurred in remedying a conversion
may be compensable; however, it is not suggested that this type of legal expense has been
incurred by Plaintiff herein. fd. at 8.
20 Jd at 7.
3
advertisement found offensive by Plaintiff after a demand to desist. This
allegation is, in the court's view, sufficient to set forth an intentional mental state
on the part of Defendant to the extent that such a state is an element of a form of
invasion of privacy asserted by Plaintiff.
Accordingly, Defendant's demurrer to Plaintiff's claim for invasion of
privacy will be denied.
Demurrer to claim for breach of patient confidentiality by healthcare
provider. This court has previously recognized a common law cause of action for
breach of confidentiality in the context of unauthorized public disclosure of a
patient's medical treatment by her physician. McKay v. Geadah, 39 Cumberland
1..1. 20, 50 Pa. D. & C.3d 435 (1988) (Bayley, J.). In McKay, a patient's surgeon
had allegedly displayed photographs in public of her preoperative and
postoperative condition in connection with surgery for rehabilitation of facial
injuries?l
In the present case, where it is alleged that Defendant persisted in
publishing the advertisement in question, albeit for a limited period, after a
demand to desist, it can not be held as a matter of law that any requisite element of
intent for this tort could not be found to have existed. Given Plaintiff's
acknowledgment that her cause of action is not premised upon the Health
Insurance Portability and Accountability Act, a construction by the court of the
claim to that effect will obviate Defendant's preliminary objection arising out of
the reference in the pleading to HIPPA. Finally, the allegations in this case are
not sufficiently distinguishable from those of McKay to hold that any of the
elements of a cause of action for breach of patient confidentiality have not been
pled.
For these reasons, Plaintiff's claim tor breach of patient confidentiality by a
healthcare provider will be construed as an assertion of a common law tort as
21 McKay v. Geadah. 39 Cumberland LJ. 20, 21, 50 Pa. D. & C.2d 435. 435-36 (1988) (Bayley,
J.).
4
opposed to a violation of HIPP A, and Defendant's demurrer to the claim will be
denied.
Demurrer to claim for conversion. The Restatement (Second) of Torts
describes the tort of conversion as follows:
(1) Conversion is an intentional exercise of dominion or
control over a chattel which so seriously interferes with the
right of another to control it that the actor may justly be
required to pay the other the full value of the chattel.
(2) In determining the seriousness of the interference and the
justice of requiring the actor to pay the full value, the following
factors are important:
(a) the extent and duration of the actor's exercise of
dominion or control;
(b) the actor's intent to assert a right in fact inconsistent with
the other's right of control;
(c) the actor's good faith;
(d) the extent and duration of the resulting interference with
the other's right of control;
(e) the harm done to the chattel;
(f) the inconvenience and expense caused to the other.
Restatement (Second) of Torts S222A (1965).
The nature of conversion at the present time is expressed in the following
Comment to Section 222A of the Second Restatement:
The modern law of conversion began with Fouldes v.
Willoughby, 8 M. & W. 540, 151 Eng. Rep. 1153 (1841),
where the court first drew a distinction between a mere trespass
interfering with possession of a chattel, and a conversion,
which must involve some exercise of the defendant's hostile
dominion or control over it. From this there has developed the
present rule, which regards conversion as an exercise of the
defendant's dominion or control over the chattel, as
distinguished from a mere interference with the chattel itself,
or with the possession of it. Since any interference with the
chattel is to some extent an exercise of "dominion," the
difference between the two becomes almost entirely a matter of
degree.
5
* * * *
. . . In conversion the measure of damages is the full value
of the chattel, at the time and place of the tort. Where the
defendant satisfies the judgment in the action for conversion,
title to the chattel passes to him, so that he is in effect required
to buy it at a forced judicial sale. Conversion is therefore
properly limited, and has been limited by the courts, to those
serious, major, and important interferences with the right to
control the chattel which justify requiring the defendant to pay
its full value.
* * * *
. . . In each case the question to be asked is whether the
actor has exercised such dominion and control over the chattel,
and has so seriously interfered with the other's right to control
it, that in justice he should be required to buy the chattel.
Restatement (Second) of Torts S222A, Comment (a), (c), (d) (1965) (emphasis
added).
Thus, "conversion entails a more serious deprivation of the owner's rights
[than trespass to chattel,] such that an award of the full value of the property is
appropriate." Academy Industries, Inc. v. PNC Bank, NA., 2002 WL 1472342,
* 17 (Phila. Co. 2002).
"The present tort [of conversion] evolved from the common law action of
trover." Northcraft v. Michener, 319 Pa. Super. 432, 440, 466 A.2d 620, 624
(1983). "[H]istorically the action for trover was limited to the conversion of
tangible personalty." Evans v. American Stores Co., 3 Pa. D. & C.2d 160, 161
(Phila. Co. 1955). However, the tort has evolved to include some "forms of
property which were beyond the scope of common law trover." Northcraft, 319
Pa. Super. at 440,466 A.2d at 625.
"The process of expansion has stopped with the kind of intangible rights
which are customarily merged in, or identified with some document." Id. at 441,
466 A.2d at 625. A domain name has been held by one court, applying
Pennsylvania law, to be outside of the category of property which can be subject
6
to actionable conversion. Famology.com, Inc. v. Perot Sys. Corp.. 158 F. Supp. 2d
589,591 (E.D. Pa. 2001).
In the present case, where the property allegedly converted was Plaintiffs
name, social security number, birthdate and history of a rather common medical
test, where the alleged conversion consisted of an advertisement of limited
duration of medical services by her healthcare provider, and where there is no
indication that Plaintiff was deprived of her own use of these items or suffered any
pecuniary loss from the alleged conversion, the action of Defendant does not
represent an exercise of such dominion and control over property subject to
conversion, or such a serious interference with Plaintiffs control over such
property, that Defendant should, in justice, be required to buy the property tram
Plaintiff. For this reason, the court finds itself persuaded by Defendant's argument
that Plaintiffs claim for conversion can not be maintained.
For these reasons, Detendant's demurrer to Plaintiffs claim for conversion
will be granted and the claim will be dismissed.
Motion to strike demand for attorney's fees. Based upon Plaintiffs
concession on this point, Defendant's preliminary objection in the form of a
motion to strike Plaintiffs claim for attorney's fees will be sustained.
ORDER OF COURT
AND NOW, this 17th day of March, 2005, upon consideration of the
preliminary objections of Defendant Donald R. Buxton, M.D., to Plaintiffs
amended complaint, and for the reasons stated in the accompanying opinion, it is
ordered and directed as follows:
1. Defendant's demurrer to Plaintiffs claim for invasion of
privacy is denied;
2. Defendant's demurrer to Plaintiffs claim for breach of
patient confidentiality by a healthcare provider is denied;
3. Defendant's demurrer to Plaintiffs claim for conversion
is granted and the claim is dismissed; and
7
4. Defendant's motion to strike Plaintiffs demand for
attorney's fees is granted and that aspect of the demand for
relief is stricken.
BY THE COURT,
s/ J. Wesley Oler, Jr.
J. Wesley Oler, Jr., J.
Karl E. Rominger, Esq.
155 South Hanover Street
Carlisle, PA 17013
Attorney for Plaintiff
William H. Catto, Esq.
Edward M. Koch, Esq.
1800 One Liberty Place
Philadelphia, PA 19103-7395
Attorneys for Defendant
Donald R. Buxton, M.D.
8
To: Plaintiff & Co,Defendants
You are hereby notified to file a
written response to the enclosed New
Matter and New Matter Crossclaim
within twenty (20) days from service
hereof or a judgment ~tered
aglJ:JJ;, If t(I,J
Attorney for Defendant. Donald R.
Buxton, M.D.
WHITE AND WILLIAMS LLP
By: William H. Catto, Esquire
Attorney J.D. No. 73251
1800 One Liberty Place
Philadelphia, P A 19103-7395
(215) 864-7084
Attorney for Defendant
Donald R. Buxton, M.D.
DONNA VOZENILEK
Plaintiff
CUMBERLAND COUNTY
COURT OF COMMON PLEAS
v.
DONALD R. BUXTON, M.D. and CAROL LOONEY,
R.T.
NO. 03-5220
Defendants
ANSWER OF DEFENDANT, DONALD R. BUXTON, M.D. TO PLAINTIFF'S
AMENDED COMPLAINT WITH NEW MATTER AND NEW MATTER CROSSCLAIM
PURSUANT TO PA. R.c.P. 2252(d)
Answering defendant Donald R. Buxton, M.D. by and through his attorneys, White and
Williams LLP, hereby respond to plaintiffs Amended Complaint and aver as follows:
1. Denied. The averments contained in this paragraph of plaintiffs Complaint are
directed to parties other than answering defendant. Therefore, no response is required and they
are deemed denied under the applicable Rules of Civil Procedure.
2. Admitted in part and denied in part. It is admitted that defendant Donald R.
Buxton, M.D. is a physician. It is further admitted that he has practiced at legal health system.
DOCS_PH !725823vl
The remaining avennents contained within this paragraph of plaintiffs Complaint are
conclusions of law to which no responsive pleading is required.
3. Denied. The averments contained in this paragraph are a conclusion oflaw to
which no responsive pleading is required, under the Rules of Court, and same are deemed
denied. By way of further answer, it is admitted that jurisdiction is appropriate in Cumberland
County.
4. Denied as stated. It is specifically denied that an entity named Pinnacle is a
defendant in this litigation and therefore all allegations regarding service is provided by
"defendant Pinnacle" are specifically denied. Strict proof of the truth of the allegations
contained in this paragraph are demanded at the time of trial.
5. Denied. The averments contained in this paragraph of plaintiffs Complaint are
directed to parties other than answering defendant. Therefore, no response is required and they
are deemed denied under the applicable Rules of Civil Procedure.
6. Denied. This paragraph of plaintiffs Amended Complaint is unintelligible and
therefore answering defendant is unable to admit or deny same. By way of further answer,
answering defendant believes that it is directed to an entity, Pinnacle, which is not a party to this
litigation.
7. Dr. Buxton's image was in the photograph purely by chance. He was asked to
hold the chart in question and be photographed for advertisements to coincide with and promote
Breast Care Awareness Month. Strict proof of the truth of the allegations contained in this
paragraph are demanded at the time of trial.
8. Denied. It is specifically denied that answering defendant by himself or in
conjunction with any other entity prepared an advertisement and/or placed such advertisement in
-2-
DOCS_PH 1725823v)
various publication of wide circulation. To the contrary, answering defendant's only
involvement with the advertisement was his presence in the photograph. Strict proof of the truth
of the allegations contained in this paragraph are demanded at the time of trial.
9. Denied as stated. It is specifically denied that defendant, to the extent that it is
meant to refer to answering defendant Dr. Buxton, included a photo element in said
advertisement. To the contrary, Dr. Buxton had nothing to do with the preparation of the
advertisement and/or its disbursement. His only involvement was his image contained within the
photo. Strict proof of the truth of the allegations contained in this paragraph are demanded at the
time of trial.
10. Denied as stated. It is specifically denied that the biographical data set forth on
plaintiffs folder could be seen and/or read in all of the publications in which it appeared. Strict
proof of the truth of the allegations contained in this paragraph are demanded at the time of trial.
11. Denied. Answering defendant incorporates its response in paragraph ten as
though set forth at length. By way of further answer, answering defendant is without knowledge
or information sufficient to form a belief as to the truth of the allegations contained within this
paragraph of plaintiff s Complaint pertaining to the information being "broadcast through a large
segment of the public." Therefore, strict proof is demanded at the time of trial.
12. Denied as stated. It is specifically denied that answering defendant revealed
anything to the public much less than a mammogram was performed on plaintiff. To the
contrary, answering defendant was simply asked to hold a file for a photograph. He was not
responsible for the preparation of the advertisement or its dissemination. Strict proof of the truth
of the allegations contained in this paragraph are demanded at the time of trial.
-3-
DOCS_PH 1725823v1
13. Denied. It is specifically denied that answering defendant was aware of a "defect
in the advertisement" or that answering defendant failed to pull the advertisement or prevent
additional copies and publications of the ad from occurring. To the contrary, answering
defendant had absolutely no control over the advertisement and his only involvement was his
image in the photograph. Further. answering defendant had no ability to pull the advertisement
or prevent additional copies and publications of the ad from occurring. Strict proof of the truth
of the allegations contained in this paragraph are demanded at the time of trial.
14. Denied. It is speciflcally denied that answering defendant received written and/or
oral demand from the plaintiff to cease and desist. To the contrary, answering defendant never
received such written or oral demand, Further, answering defendant did not continue to publish
the advertisement or plaintiffs confidential information and medical records. Answering
defendant never published such advertisement or information. Strict proof of the truth of the
allegations contained in this paragraph are demanded at the time of trial.
WHEREFORE, answering defendant demands that judgment be entered in its favor.
INVASION OF PRIVACY
15. Defendant incorporates by reference the preceding paragraphs of his answer, as
though the same were set forth herein at length.
16. Denied. It is specifically denied that answering defendant publicized plaintiff s
private affairs. To the contrary, answering defendant had nothing to do with the advertisement
other than his image being contained in the photograph. By way of further answer, the
averments contained within this paragraph ofplaintiffs Complaint are conclusions oflaw to
which no responsive pleading is required. Strict proof of the truth of the allegations contained in
this paragraph are demanded at the time of trial.
-4,
DOCS_PH 1725823vl
17. Denied. The averments contained in this paragraph are a conclusion of law to
which no responsive pleading is required, under the Rules of Court, and same are deemed
denied. To the extent that an answer may be necessary, it is specifically denied that answering
defendant intentionally invaded plaintiffs privacy. To the contrary, answering defendant did no
such thing. Strict proof of the truth of the allegations contained in this paragraph are demanded
at the time of trial.
18. Denied. Answering defendant did not disclose plaintiffs identity, identity
reference points nor medical procedures procured and therefore answering defendant believes
that this averment is better addressed to entities other than answering defendant.
19. Denied. The averments contained in this paragraph are a conclusion of law to
which no responsive pleading is required, under the Rules of Court, and same are deemed
denied. To the extent that an answer may be necessary, it is specifically denied that answering
defendant in any way caused any of the harms alleged in plaintiff s Complaint. Strict proof of
the truth of the allegations contained in this paragraph are demanded at the time of trial.
20. Denied. The averments contained in this paragraph are a conclusion of law to
which no responsive pleading is required, under the Rules of Court, and same are deemed
denied. To the extent that an answer may be necessary, it is specifically denied that answering
defendant in any way caused any material to be published. Strict proof of the truth of the
allegations contained in this paragraph are demanded at the time of trial.
21. Denied. The averments contained in this paragraph are a conclusion of law to
which no responsive pleading is required, under the Rules of Court, and same are deemed
denied. To the extent that an answer may be necessary, it is specifically denied that answering
-5-
DOCS_PH 1 725823v 1
defendant in any way released any information. Strict proof of the truth of the allegations
contained in this paragraph are demanded at the time of trial.
22. Denied. The averments contained in this paragraph are a conclusion of law to
which no responsive pleading is required, under the Rules of Court, and same are deemed
denied. To the extent that an answer may be necessary, it is specifically denied that plaintiffs
privacy was invaded by answering defendant. By way of further answer, after reasonable
investigation, answering defendant is without knowledge or information sufficient to form a
belief as to the truth of the damages allegedly sustained by plaintiff said damages not being
specifically averred. Strict proof is demanded at the time of trial.
23. Denied. The averments contained in this paragraph are a conclusion oflaw to
which no responsive pleading is required, under the Rules of Court, and same are deemed
denied. To the extent that an answer may be necessary, it is specifically denied that answering
defendant's actions were the direct and proximate cause of any alleged harm suffered by
plaintiff. To the contrary, answering defendant's own involvement in this matter is the fact that
his image is contained within the photograph which was contained within the advertisement. He
had nothing to do with the formulation of the advertisement or its dissemination. Therefore,
none of his actions and/or inactions were the direct and/or proximate cause of any alleged harm.
Strict proof of the truth of the allegations contained in this paragraph are demanded at the time of
trial.
WHEREFORE, answering defendant demands that judgment be entered in its favor.
BREACH OF PATIENT CONFIDENTIALITY
BY A HEALTH CARE PROVIDER
24. Defendant incorporates by reference the preceding paragraphs of his answer, as
though the same were set forth herein at length.
-6-
DOCS_PH I 725823v I
25. Denied. The averments contained in this paragraph are a conclusion oflaw to
which no responsive pleading is required, under the Rules of Court, and same are deemed
denied. Strict proof of the truth of the allegations contained in this paragraph are demanded at
the time of trial.
26. Denied. The averments contained in this paragraph are a conclusion of law to
which no responsive pleading is required, under the Rules of Court, and same are deemed
denied. To the extent that an answer may be necessary, it is specifically denied that answering
defendant in any way breached plaintiffs alleged reasonable expectation of privacy with regard
to the procedure she underwent and her identity. To the contrary, answering defendant acted
with due care under the circumstances and satisfied all standards of care applicable to his
conduct. Strict proof of the truth of the allegations contained in this paragraph are demanded at
the time of trial.
27. Denied. The averments contained in this paragraph are a conclusion of law to
which no responsive pleading is required, under the Rules of Court, and same are deemed
denied. To the extent that an answer may be necessary, it is specifically denied that answering
defendant released plaintiffs medical records and/or other information to the public. To the
contrary, answering defendant's only involvement with this litigation was that his image was
contained within the photograph which was contained within the advertisement. He had no
control over the advertisement nor its dissemination. Strict proof of the truth of the allegations
contained in this paragraph are demanded at the time of trial.
28. Denied. The averments contained in this paragraph are a conclusion of law to
which no responsive pleading is required, under the Rules of Court, and same are deemed
denied. To the extent that an answer may be necessary, it is specifically denied that answering
-7-
DOCS_PH 172582Jvl
defendant released any of plaintiff s information. Strict proof of the truth of the allegations
contained in this paragraph are demanded at the time of trial.
29. Denied. The averments contained in this paragraph are a conclusion of law to
which no responsive pleading is required, under the Rules of Court, and same are deemed
denied. To the extent that an answer may be necessary, it is specifically denied that answering
defendant in any way breached any duty he may have owed to plaintiff. By way offurther
answer, after reasonable investigation answering defendant is without knowledge or information
sufficient to form a belief as to the truth of the allegations regarding plaintiff's damages
contained within this paragraph of plaintiffs Complaint. Strict proof of the truth ofthe
allegations contained in this paragraph are demanded at the time of trial.
30. By Order and Opinion of the Honorable Jay P. Wesley Oler, Jr., dated March 17,
2005, plaintiff has been precluded from making a claim under the Health Insurance Portability
and Accountability Act (HIPAA). Accordingly, no answer to this paragraph of plaintiffs
Complaint is required.
WHEREFORE, answering defendant demands that judgment be entered in his favor.
CONVERSION
31-40. Pursuant to the Order and Opinion of the Honorable Jay P. Wesley Oler, Jr., dated
March 17,2005, plaintiffs claim for conversion has been dismissed and accordingly no response
is required to these paragraphs within plaintiffs Complaint.
WHEREFORE, answering defendant demands that judgment be entered in his favor.
PUNITIVE DAMAGES
41-45. Pursuant to a Stipulation entered into between counsel filed with Court on
November 29, 2004, these paragraphs of plaintiffs Complaint are dismissed with prejudice and
-8-
DOCS]H 1725823vl
plaintiff is not pursuing a punitive damages claim against defendant, Donald R. Buxton, M.D.
Therefore, no response to these paragraphs of plaintiffs Complaint is required.
WHEREFORE, answering defendant demands that judgment be entered in his favor.
NEW MATTER
46. Defendant incorporates by reference the preceding paragraphs of his Answer as
though same were set forth herein at length.
47. Plaintiffs claims are barred by applicable statute of/imitations.
48. Plaintiffs claims are barred by the doctrine of laches.
49. Plaintiffs claims are barred by the doctrine of consent.
50. Plaintiffs claims are barred by the doctrine of license.
51. Answering Defendant was not negligent, careless, and/or reckless at any time
material hereto.
52. Plaintiff has failed to state a claim upon which relief may be granted.
53, Plaintiff cannot sustain any claim against Answering Defendant because Plaintiff
has not suffered any legal injuries or damages.
54. Plaintiff carmot sustain a cause of action for invasion of privacy because
Answering Defendant did not act with the intent to disclose Plaintiff s information.
55. Plaintiff carmot sustain a cause of action for invasion of privacy because the
information purportedly disclosed is neither substantially or highly offensive to a reasonable
person, nor possible of causing mental suffering, shame, or humiliation to a person of ordinary
sensibilities.
56. Plaintiff cannot sustain a cause of action for breach of the doctor-patient
confidentiality because Answering Defendant did not act with the intent to disclose Plaintiff s
information.
-9-
DOCS]H (725823v I
57. Plaintiff cannot sustain a cause of action for breach of the doctor-patient
confidentiality because the information purportedly disclosed does not blacken the reputation of
Plaintiff.
58. Defendant caused no injuries or damage to plaintiff, and any injury or damage
allegedly sustained by the Plaintiff may have been caused by a party other than Answering
Defendant and not within the control of Answering Defendant.
59. If Answering Defendant was negligent, which is expressly denied, then the acts or
omissions of Answering Defendant alleged to constitute negligence were not substantial factors
or causes of the action or accident of which Plaintiff complains and/or did not result in the
injuries or damages alleged by the Plaintiff.
60. The intervening negligent acts or omissions of other persons or entities may have
constituted superseding causes of the accident or incident of which Plaintiff complains and any
injuries or damages allegedly suffered by the plaintiff or caused by such superseding negligence
of other persons and/or entities.
6] . Plaintiff s claims are barred or limited because Plaintiff failed to mitigate any
damages sustained.
62. Pursuant to Pa. R.C.P. 1019(G) Answering Defendant incorporates any other New
Matter defenses pled by any other parties to this litigation.
63. Defendant reserves the right to assert at the time of trial any and all affirmative
defenses revealed through discovery.
-10-
DOCS]H 1125823vl
NEW MATTER IN THE NATURE OF A CROSSCLAIM
AGAINST CO-DEFENDANT CAROL LOONEY, R.T.
PURSUANT TO PA. R.c.P. 2252(d}
64. Answering defendant hereby incorporates by reference all the well-pleaded
allegations contained in the plaintiff's complaint directed to the co-defendants, all Jiability on
the part of the answering defendant being specifically denied.
65. Answering defendant avers that if the plaintiff's contentions as alleged in the
plaintiff's complaint or any of them are proven, then any injuries of the plaintiff and/or damages
sustained by the plaintiff are due solely to the negligence, carelessness and/or recklessness and/or
other liability producing conduct or omissions ofthe co-defendants and are in no way due to any
act or omission or liability of any kind on the part of answering defendant.
66. In the event that it is judicially determined that the plaintiff is entitled to recover
on the causes of action declared upon, upon any theory, then the co-defendant is alone liable to
the plaintiff, and/or are jointly or severally liable with the answering defendant. and/or are liable
over to the answering defendant by way of contribution and/or indemnity, all liability on the part
of the answering defendant being specifically denied.
By:
WHITE AND WILLIAMS LLP
~J/dJ
wiam H. Catto, Esquire
Attorney for Defendant
Donald R. Buxton, M.D.
-11-
DOCS_PH 1725823vl
VERIFICATION
1, William H. Catto, Esquire state that I am the attorney for Defendant, Donald R.
Buxton, M.D. in the foregoing matter and hereby verify that the facts contained within the
foregoing ANSWER TO PLAINTIFF'S AMENDED COMPLAINT WITH NEW MA TTER AND
NEW MATTER CROSSCLA1M PURSUANT TO PA. R.CP. 2252(d) are true and correct to the
best of my knowledge, information and belief. The undersigned makes these statements subject
to the penalties ofPa. R.C.P. 94904 relating to unsworn falsification to authorities.
JJL,r!cdd~
William H. Catto, Esquire
Dated: May II. 2005
DOCS_PH 1725823vl
CERTIFICATE OF SERVICE
1, William H. Catto, Esquire, hereby certify that I have served a true and correct copy of
the ANSWER OF DEFENDANT DONALD R. BUXTON, MD TO PLAINTIFFS AMENDED
COMPLAINT WITH NEW MATTER AND NEW MATTER CROSSCLAIM PURSUANT TO FA.
R. c.p 2252(d) to be served via first class mail, postage pre-paid on this date upon the following:
Karl E. Rominger, Esquire
ROMINGER & BAYLEY
155 South Hanover Street
Carlisle, P A ] 70 13
Stephen 1. Banko, Jr., Esquire
MARGOLIS EDELSTEIN
P.O. Box 932
Harrisburg, PA 17108-0932
By:
WHITE AND WILLIAMS LLP
{}.i-tf{4j-
William H. Catto, Esquire
Attorney for Defendant
Donald R. Buxton, M.D.
Dated: May 11,2005
OOCS_PH 172582Jvl
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Co'.
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DONNA VOZENILEK,
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLA\ID COUNTY, PENNSYLVANIA
v.
: CIVIL ACTION - LAW
: NO: 03 - 5220
DONALD R. BUXTON, MD &
CAROL LOONEY, RT.
Defendant
: JURY TRIAL DEMANDED
PRAECIPE TO WITHDRAW
Please discontinue the above captioned matter with prejudice.
Respectfully submitted,
Rominl~er, Bayley & Whare
Date:~2c'5-
'-..,
- ~
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Karl E. Rominger, Esquire
155 South Hanover Street
Carlisle, Pennsylvania 17013
(717) 241-6070
Supreme Court ID # 81924
Attorney for Plaintiff
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