HomeMy WebLinkAbout03-5529CAREYCORP, INC. d/b/a CAREY
ASSOCIATES ACCOUNTING AND
TAX SERVICES,
Plaintiff
VS.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO, 63 -56 d /
THE ZOE LIFE ENRICHMENT
FOUNDATION, INC. and ROCHELLE
GRAHAM, Individually and in her capacity: CIVIL ACTION - LAW
as President/Executive Director of The Zoe
Life Enrichment Foundation, Inc.,
Defendant
NOTICE
YOU HAVE BEEN SUED IN COURT. If you wish to defend against the claims set forth in
the following pages, you must take action within twenty (20) days after this Complaint and Notice
are served, by entering a written appearance personally or by attorney and filing in writing with the
Court your defenses or objections to the claims set forth against you. You are warned that if you fail
to do so the case may proceed without you and a judgment may be entered against you by the Court
without further notice for any money claimed in the Complaint or for any other claim or relief
requested by the Plaintiff. You may lose money or property or other rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT
HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET
FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP.
Cumberland County Bar Association
32 S. Bedford Street
Carlisle, PA 17013
(717) 249-3166
CAREYCORP, INC. d/b/a CAREY
ASSOCIATES ACCOUNTING AND
TAX SERVICES,
Plaintiff
VS.
THE ZOE LIFE ENRICHMENT
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
NO. ??'S?S aZq
FOUNDATION, INC. and ROCHELLE .
GRAHAM, Individually and in her capacity: CIVIL ACTION - LAW
as President/Executive Director of The Zoe
Life Enrichment Foundation, Inc.,
Defendant
COMPLAINT
AND NOW, comes CareyCorp, Inc., doing business as Carey Associates Accounting and
Tax Services, by and through its counsel, Kline Law Office, which files this Complaint and in
support thereof states as follows:
1. Plaintiff is CareyCorp, Inc., a Pennsylvania corporation with its principal place of
business located at 542 Bridge Street, New Cumberland, Cumberland County, Pennsylvania
17070. CareyCorp, Inc. provides accounting and tax services under the name Carey Associates.
Brian H. Carey is the president of CareyCorp, Inc..
2. The Zoe Life Enrichment Foundation, Inc. ("Zoe") is a Pennsylvania non-stock,
non-profit corporation with its registered address located at 116 Yellow Breeches Drive, Camp
Hill, Pennsylvania 17011 (Fairview Township, York County). Rochelle Graham is the President
and Executive Director of said corporation.
3. Rochelle Graham ("Graham") is an adult individual residing at 116 Yellow
Breeches Drive, Camp Hill, Pennsylvania 17011 (Fairview Township, York County). At all
times relevant to this Complaint, Rochelle Graham acted as President and Executive Director of
The Zoe Life Enrichment Foundation, Inc..
COUNTI
4. Plaintiff provided tax and accounting services to Defendant Zoe until May 22,
2003.
5. Plaintiff provided direct deposit payroll services to Defendant Zoe through
February 2003.
6. Defendant Zoe has failed to pay to Plaintiff the fees due for the tax and accounting
and direct deposit payroll services provided to Defendant Zoe.
As of the date of this Complaint, the sum of $2,361.25 is due and outstanding and,
despite demand, has remained unpaid by Defendant.
8. On or about February 25, 2003, Defendant Graham, in her capacity as President and
Executive Director of Defendant Zoe, represented to Plaintiff that sufficient funds were available
in Defendant's account at Legacy Bank for the net payroll withdrawal.
9. Relying upon the representation of Defendant Graham, President and Executive
Director of Defendant Zoe, that sufficient funds were available for the direct deposit net payroll
withdrawal, Plaintiff requested the transfer of such funds from Legacy Bank for the purpose of
the payroll.
10. Relying upon the representations of Defendant Graham in her capacity as President
and Executive Director of Defendant Zoe, Plaintiff caused the direct deposit net payroll to be
processed on February 28, 2003.
11. Subsequent to the confirmation of Legacy Bank that sufficient funds were available,
Plaintiff processed the direct deposit net payroll for Defendant Zoe in the amount of $10,870.16.
12. Subsequent to the processing of the direct deposit net payroll for February 28, 2003,
Legacy Bank indicated that insufficient funds were available in Defendant Zoe's account and
refused to honor the request for transfer to Plaintiffs direct deposit processing account.
13. As a direct result of the representations of Defendant Graham in her capacity as
President and Executive Director of Defendant Zoe, Plaintiff incurred losses in the amount of
$10,870.16, representing monies paid to employees of Defendant Zoe on behalf of and for the
benefit of Defendant Zoe.
14. As a direct result of the representations of Defendant Graham in her capacity as
President and Executive Director of Defendant Zoe, Plaintiff has incurred and will continue to
incur returned check charges, negative earnings charges, and other bank-related charges, and will
continue to incur such charges. As of October 10, 2003, such charges equal $2,412.21, and
Plaintiff will continue to incur such charges until the balance is paid in full.
15. Defendant Graham was among the employees of Defendant Zoe who received
payment pursuant to the improper direct deposit net payroll transaction.
16. Despite repeated demands, Defendant Zoe has failed to pay to Plaintiff the sums
due as set forth in this Complaint.
WHEREFORE, Plaintiff respectfully requests this Honorable Court to enter judgment in its
favor and against Defendants in the amount of $13,270.37 plus additional bank related charges
incurred through the date of judgment, together with attorneys fees, costs, and interest as this
Court may allow.
COUNT II
17. Rochelle Graham, individually and in her capacity as President and Executive
Director of Defendant Zoe, knew or should have known that insufficient funds were available for
the direct deposit net payroll withdrawal from Defendant Zoe's Legacy Bank account at such time
that she authorized Plaintiff to initiate such transaction.
18. Defendant Graham received a direct benefit from her intentional misrepresentation
regarding the status of the funds in the Legacy bank account in that the direct deposit net payroll
which was processed included payment to her in the amount of $2,227.68.
19. Defendant Graham's actions were fraudulent and with the intent to secure payment
fraudulently from Plaintiff, Legacy Bank, Fulton Bank, and the Zoe Life Enrichment Foundation.
20. Plaintiff believes, and therefore avers, that Defendant Graham's actions in
misrepresenting the status of the funds in the Legacy account were intentional and designed to
obtain for her the personal benefit of the receipt of the direct deposit payroll.
21. Despite full knowledge that the direct deposit payroll was improperly processed
based upon her own misrepresentations, Defendant Graham, individually, has failed to reimburse
Plaintiff for the funds that she improperly received.
22. Plaintiff has incurred, and will continue to incur, attorneys fees in its effort to
recoup these fraudulently obtained funds.
23. Plaintiff has incurred, and will continue to incur, returned check charges, negative
earnings charges, and other bank related charges as the result of the intentional actions of
Defendant Graham, both in her individual capacity and in her capacity as President and Executive
Director of Defendant Zoe.
WHEREFORE, Plaintiff respectfully requests this Honorable Court to enter judgment in its
favor and against Defendant Graham in the amount of $2,227.68, together with attorneys fees,
costs, and interest as this Court may allow.
Respectfully submitted,
20 OcT 2ao'S ac+
DATE ROBERT P. KLINE, ESQUIRE
714 Bridge Street
Post Office Box 461
New Cumberland, PA 17070-0461
(717) 770-2540
Attorney for Plaintiff
VERIFICATION
I, Brian H. Carey, President of CareyCorp, Inc., d/b/a Carey Associates Accounting and Tax
Services, verify that the statements made in the foregoing Complaint are true and correct. I
understand that false statements herein are made subject to the penalties of 18 Pa. C.S. Section 4904
relating to unworn falsification to authorities.
/6/-w 63
Date BRIAN
SHERIFF'S RETURN - OUT OF COUNTY
CASE NO: 2003-05529 P
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
CAREYCORP INC DBA CAREY ASSOC
VS
ZOE LIFE ENRICHMENT FOUNDATION
R. Thomas Kline
, Sheriff or Deputy Sheriff who being
duly sworn according to law, says, that he made a diligent search and
and inquiry for the within named DEFENDANT to wit:
ZOE LIFE ENRICHMENT FOUNDATION INC THE
but was unable to locate Them in his bailiwick. He therefore
deputized the sheriff of YORK County, Pennsylvania, to
serve the within COMPLAINT & NOTICE
On December 29th , 2003 , this office was in receipt of the
attached return from YORK
Sheriff's Costs:
Docketing 18.00
Out of County 9.00
Surcharge 10.00
Dep York County 43.68
.00
80.68
12/29/2003
ROBERT PETER KLINE
Sworn and subscribed to before me
this I day of L „
,?2 U1;Y A.D. Q,/
ct ? o. h? ?eeu k7?`7
dd Prothonotary
So answers -''
R. Thomas Klin
Sheriff of Cumberland County
SHERIFF'S RETURN - OUT OF COUNTY
CASE NO: 2003-05529 P
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
CAREYCORP INC DBA CAREY ASSOC
VS
ZOE LIFE ENRICHMENT FOUNDATION
R. Thomas Kline
, Sheriff or Deputy Sheriff who being
duly sworn according to law, says, that he made a diligent search and
and inquiry for the within named DEFENDANT , to wit:
GRAHAM ROCHELLE
but was unable to locate Her
deputized the sheriff of YORK
serve the within COMPLAINT & NOTICE
County, Pennsylvania, to
On December 29th , 2003 , this office was in receipt of the
attached return from YORK
Sheriff's Costs
Docketing 6.00
Out of County .00
Surcharge 10.00
.00
.00
16.00
12/29/2003
ROBERT PETER KLINE
Sworn and subscribed to before me
this day of(
,20&3 A. D.
p
Prothonotary
in his bailiwick. He therefore
So answers-
R. Thomas Kline
Sheriff of Cumberland County
SHERIFF'S RETURN - OUT OF COUNTY
CASE NO: 2003-05529 P
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
CAREYCORP INC DBA CAREY ASSOC
VS
ZOE LIFE ENRICHMENT FOUNDATION
R. Thomas Kline
, Sheriff or Deputy Sheriff who being
duly sworn according to law, says, that he made a diligent search and
and inquiry for the within named DEFENDANT , to wit:
GRAHAM ROCHELLE AS PRES/EXEC DIR OF ZOE LIFE ENRICH FOUNDAT
but was unable to locate Her
deputized the sheriff of YORK
in his bailiwick. He therefore
serve the within COMPLAINT & NOTICE
County, Pennsylvania, to
on December 29th , 2003 , this office was in receipt of the
attached return from YORK
Sheriff's Costs
Docketing 6.00
Out of County .00
Surcharge 10.00
.00
.00
16.00
12/29/2003
ROBERT PETER KLINE
So answers
R. ,'T'homas Kline
Sheriff of Cumberland County
Sworn and subscribed to before me
this j a -
this of,
c2U?'? A. D.
/ Prothonotary
COUNTY OF YORK 1 of
OFFICE OF THE SHERIFF SERVICE CALL
(717) 771.9601
28 EAST MARKET ST., YORK, PA 17401
SHERIFF SERVICE INBTRucnoNS
PROCESS RECEIPT and AFFIDAVIT OF RETURN PLEASE TYPE ONLY LIFE 1 THRU 12
DO NOT DETACH ANY COPIES
1. PLAINTIFF/S/ 2. COURT NUMBER
Careycorp, Inc et al 03-5529 civil
3. DEFENDANT/S/ 4. TYPE OF WRIT OR COMPLAINT
The Zoe Life Enrichment Foundation et al Notice & Complaint
SERVE 5. NAME OF INDIVIDUAL, COMPANY, CORPORATION, ETC. TO SERVE OR DESCRIPT10 F PROPERTY TO BE VIE ,ATTACHED, OR SOLD.
The Zoe Life Enrichment Foundation Inc UFR.f"
6. ADDR?ESS RREET OR RFO WITH BOX NUMBER, APT NO., CITY, SORO, TWP., STAT AND ZIP CODE)
AT Z; Yellaw Breeches C it e u,:k m2 uill, PA 17011 (Fa i rvia-:• 'Turn) ,
7. INDICATE SERVICE: ? PERSONAL ? PERSON IN CHARGE ? DEPUTIZE cumed-1 IL ? 1ST CLASS MAIL J POSTED OOTHER
NOW October 23 2003 I, SHERIFF OF+000NTY, PA, do hereby deputize the sheriff of
York COUNTY to execute this ke return thcording
to law. This deputization being made at the request and risk of the plaintiff. j5 z-"4 . ,rp
SHERIFF OF C5UNTY
8. SPECIAL INSTRUCTIONS OR OTHER INFORMATION THAT WILL ASSIST IN EXPEDITING SERVICE: CLItltberland
ADVANCE FEE PAID BY SHERIFF"S DEPT OUT OF COUNTY -CUMBERLAND
OF CUMBERLAND COUNTY
'NOTE: ONLY APPLICABLE ON WRIT OF EXECUTION: N.B. WAIVER OF WATCHMAN - Any deputy sheriff levying upon or attaching any property under within writ may leave same
without a watchman, in custody of whomever is found in possession, after notifying person of levy or attachment, without liability on the part of such deputy or the sheriff to any plaintiff
herein for any loss, destruction, or removal of any property before sheriffs sale thereof.
9. TYPE NAME and ADDRESS of ATTORNEY / ORIGINATOR and SIGNATURE 17070-0461 10. TELEPHONE NUMBER 11. DATE FILED
Robert P. Kline Esq.'714 Bridge St. New Cumberland PA 1717-770-2540110-20-2003
12. SEND NOTICE OF SERVICE COPY TO NAME AND ADDRESS BELOW: (This area must be completed if notice is to be mailed).
Cumberland County Sheriff PO Box 461 714 Bridqe St New Cumberland PA 17070-04
SPACE BELOW FOR USE OF THE SHERIFF - DO NOT WRITE BELOW THIS LINE
13. 1 acknowledge receipt of the writ 14. DATE RECEIVED 115. Expiration/Hearing Dale
orcompleintas indicated above. Ronda M. Ahrens / RAT 10-24-2003 Q1-19-2003
16. HOW SERVED: PERSONAL( ) RESIDENCE ( ) POSTED( ) POE ( ) SHERIFF'S OFFICE( ) OTHER( ) SEE REMARKS BELOW
17>I'Q hereby certify and return a NOT FOUND because I am unable to locate the individual, company, etc. name above. (See remarks below.)
18. NAME AND TITLE OF INDIVIDUAL SERVED / LIST ADDRESS HERE IF NOT SHOWN ABOVE (Relationship to Defendant) 19. Date of Service 20. Time of Service
21. ATTEMPT?I, p ate les ? I Date Time Miles Int. I Date
n 0.
22. REMARKS :
Complaint not served within life.
Time Miles Int. I Date Time Miles Int. I Date I
I Miles Int. I Date Time Miles Int.
Complaint expired. Defendant not found.
23. Advance Costs 24. Service Costs 25. N/F 26. Mileage 27. Postage 28. Sub Tote
$145.00 9.00 5.oq 13.681 37.68
34. Foreign County Costs 135. Advance Costs 1 36. Service Costs 1 37. Notary Cert.
41. AFFIRMED and subscribed to before me tly 16
44. Signature of
f DEC
42
da
? C
03
.
y o
20
4
14 p. Sheriff
? NOT Y
466
Signature of York
?I County Sheriff
James V % .any pjb c WILLIA[1 11.
Q v u IC nty. G A
?My van
48. Signature of Foreign
County Sheriff
50. 1 ACKNOWLEDGE RECEIPT OF THE SHERIFF'S RETURN SIGNAT URE
OF AUTHORIZED ISSUING AUTHORITY AND TITLE
aII??/efi?)a-l?
1 1 29. Pound 30. Notary 31. Surchg. 32. Tot. Costs 33. Costs Due V Ch Nr
16.00 I +3.68 101.32\J 02
38. Mileage/Posted/Not Found 139. Total Costs 40. Costs Due or Refund
SO ANSWERS
45. DATE
HOSE G,G L2?1
47. DATE
12-13-03
49. DATE
51. DATE RECEIVED
1. WHITE- Issuing Authority 2. PINK - Attorney 3. CANARY - Sheriffs office 4. BLUE - Sheriffs Office
Ut, 2 Jt ? :?G 8 V m
a
n
VXY
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COUNTY OF YORK
OFFICE OF THE SHERift3 S 717)7 ; CALL
28 EAST MARKET ST., YORK, PA 17401
SHERIFF SERVICE INSTRUCTIONS
PLEASE TYPE ONLY LINE 1 THRU 12
PROCESS RECEIPT and AFFIDAVIT OF RETURN DO NW MACH ANY COPIES
1. PLAINTIFF/.d 2. C9RTh yL`lE civil
Careycorp Inc et,,14 4. TYPE OF WRIT OR COMPLAINT
3. DEFENDANTISI The Zoe Litw-Enrichment Foundation Inc et al Notice & Complaint
6. NAME OF Ill COMPANY, CORPORATION, ETC. TO SERVE OR D IPTION OF PROPERTY T E L VIED, ATTACHED, OR SOLD.
SERVE
Rochell ahem, individually -/Z
6 ADDRE EET OR RFO WITH BOX NUMBER, APT. NO., CITY, BORO, P., STATE AND ZIP CODE)
AT f jjdt- elloga efeei ies Drive uulrr ([ill, m i401?(Fai.LVio.7 'Iklp)
17 1ST CLASS MAIL O POSTED ? OTHER
7. INDICATE SERVICE:--U PERSONAL ? PERSON IN CHARGE v DEPUTIZE ??Tg^?d
NOW October 23 , 20 0> 3 I, SHERIFF OFF COUNTY, PA, do hereby deputize the sheriff of
York COUNTY to execute thiS? ?rake return t ccording
to law. This deputization being made at the request and risk of the plaintiff. 1.^'-" t!
SHERIFF OF COUNTY
3. SPECIAL INSTRUCTIONS OR OTHER INFORMATION THAT WILL ASSIST IN EXPEDITING SERVICE: CLnberland
ADVANCE FEE PAID BY SHERIFF'S DEPT. OUT OF COUNTY CUMBERLAND
OF CUMBERLAND COUNTY
NOTE: ONLY APPLICABLE ON WRIT OF EXECUTION: N.B. WAIVER OF WATCHMAN - Any deputy sheriff levying upon or attaching any property under within writ may leave same
without a watchman, in custody of whomever is found in possession, after notifying person of levy or attachment, without liability on the pan of such deputy or the sheriff to any plaintiff
herein for any loss, destruction, or removal of any property before sheriffs sale thereof.
9. TYPE NAME and ADDRESS of ATTORNEY / ORIGINATOR and SIGNATURE 17070-0461 10. TELEPHONE NUMBER 11, DATE FILED
Robert P. Kline, Esq. 714 Bridge ST. New Cumberland PA 717-770-2540 10-20-20
12. SEND NOTICE OF SERVICE COPY TO NAME AND ADDRESS BELOW: (This area must be completed if notice is to be mailed). 1 7 0 7 0
Cumberland County Sheriff's Dept. PO Box 461 714 Bridge ST New Cumberland PA
SPACE BELOW FOR USE OF THE SHERIFF - DO NOT WRITE BELOW THIS LINE
13. (acknowledge receipt of the writ 14. DATE RECEIVED 15. Ex irationlHeari D
or complaint as indicated above, Ronda M. Ahrens/RAT 110-24-2003 111-p19-2001
16. HOW SERVED: PERSONAL ( ) RESIDENCE( ) POSTED( ) POE ( ) SHERIFF'S OFFICE ( ) OTHER ( ) SEE REMARKS BEI
17. $?I hereby certify and return a NOT FOUND because I am unable to locate the individual, company, etc. name above. (See remarks below.)
N E AND TITLE OF INDIVIDUAL SERVED I LIST ADDRESS HERE IF NOT SHOWN ABOVE (Relationship to Defendant) 119. Date of Service 120. Time of Servia
I )IL I Date I Time I Miles I Int. I Date I Time I Miles Int. I Date I Time I Miles f Int. Date I Time I Miles I Int. I Date I Time I Miles
21. ATTEMPTS?1T31 I1%
22. REMARKS: ,F_*M\ I!
Complaint not served within life. Complaint expired. Defendant not found.
23. Advance Costs 1 24. SeM65 Codtis ) t 46. N/F 126. Mileage 127. Postage1 28. Sub Total 29. Pound 130. Notary
+ 131. Surchg. 132, Tot. Costs 1 33. Costs Due or Refund IC
34. Foreign County Coats 1 35. Advance Costs 1 36. Service Costs I
137. Notary Cart, 138. MileagelPostedlNot Found 139. Total Costs 140. Costs Due or Rei
18 SOANSWERS
41. AFFIRMED and subscribed to before me this
42. day of DEC 20Q3 (/ vi, q 44 SegnSherof
P?tla!!r / NO RY
46. Signature of York
--- County Sheriff
""?'a seal
James V. AP r e .I 3 y Fuo'r, c 11ILLIAM M.
^ity cf : ,)o e. ' j 48. Signature of Foreign
MY JJCommissio . cspN .. :_1. 2C13 County Sheriff
50.1 AC IvO?cv3FVMetIPT`OP THE 31 IERIrP3 RETURN SIGNATURE
OF AUTHORIZEDI$SUING AUTHORITY AND TITLE
45. DATE
/ 47. DATE
HOSE ?rIC?Y" 12-18
49. DATE
151. DATE RECEIVED
1. WHITE - Issuing AOihority 2. PINK - Attomay 3. CANARY - Sheriffs Office 4. BLUE - SherttrS Office
COUNTY OF YORK 3 of 3
oVFICESOFETTHEPSHERIFF SERVICE CALL
YORK, 17401 (717) 771-9601
.4 1. 28 ST
--' '? INSTRUCTIONS
FF SERVICE
nd A"U"T OF RETURN OO NOT DETACH ANY (PIES iZ
2. CObI&T t?UPM16?R civil
YeyCOrp Inc et al 4 TYPE OF WRIT OR COMPLAINT
The Zoe Life Enrichment Foundation Inc et al Notice & Complaint
5. NAME OF INDIVIDUAL, COMPANY, CORPORATION, ETC. TO SERVE OR DESCRIPTION OF PROPERTY TO BE LEVIED, ATTACHED, OR SOLD.
Rochelle Grahw as pres/exec director of Zoe Life Enric t Foundnda 'on Inch
e. ADORE TF;EET OR RFO WITH BOX NUMBER, APL NO., CITY, BORO, TWP., STATE AND 21P CODE]
H. CCC Ye eec 7017. -1
7. INDICATE SERVICE: U PERSONAL D PERSON IN CHARGE n DEPUTIZE h roj41)1TKd O 1ST CLASS MAIL STED DOTHER
NOW October 23 2003 I, SHERIFF OF IM COUNTY, PA, do hereby depufte the sheriff c
York COUNTY to execute ? ke return th fcording
to law. This deputization being made at the request and risk of the plaintiff.
SHERIFF OF
it, SPECIAL INSTRUCTIONS OR OTHER INFORMATION THAT WILL ASSIST IN EXPEDITING SERVICE: C=berland
OUT OF COUNTYCUMBER
ADVANCE FEE PAID BY SHERIFF'S DEPT
OF CUMBERLAND COUNTY
NOTE: ONLY APPLICABLE ON WRIT OF EXECUTION: N.B. WAIVER OF WATCHMAN - Any deputy sherd) levying upon or attaching any property under within writ may lea;
without a watchman, in custody of whomever is found in possession, after notifying person of levy or attachment, without liability on the part of such deputy or the sheriff to any
herein for any loss, destruction, or removal of any property before sheriffs sale thereof.
9, TYPE NAME and ADDRESS of ATTORNEY; ORIGINATOR and SIGNATURE 10. TELEPHONE NUMBER 11. DATE
1717-770-2540 114-el
17070
Cumberland Count Sheriff Dept. POBox 461 714 Bridge St. New Cumberland P
WALE W"Wi FOR USE OF THE SHERIFF - DO NOT WRITE BELOW THIS LINE.
13. 1 admawledge receipt of the writ 14. DATE RECEIVED 16. Expiratic
or complaint as indicated above. Ronda M. Ahrens ) RAT `1D-24-2003 ?11-19•
18, HOW SERVED: PERSONAL { ) RESIDENCE ( ) POSTED( ) POE ( } SHERIFFS OFFICE ( ) OTHER {) SEE RE
• •u'..^ 1 .. •:..\': •.:r;:,.:,.::.... he individual, company, etc. name above. (See ramants below.)
, t.' iT SHOWN ABOVE (Relationship to Defendant) 19. Date of Service 20. T
A•': ;, t•:%v : ... r,+: ?r: ., : to time Miles Int. Date Time Miles Int. Date Time Miles Int. Oate
:
- -- f! 13ra-3,L :..:,.. °..L_. (I { I I (1 (l l I
Robert P. Kline, Esq. 714 Bridge St. New Cumberland PA
12. SEND NOTICE OF SERVICE COPY TO NAME AND ADDRESS BELOW: (This area must be completed if notice is to be mailed).
Complaint riot served within tike.- Complaint expired. Defendant not found.
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'•'• :v6:•',e :;,•;:.; . L. Sarv-:r. Gast! ? "r ti ?' ..:' ij% ...,:Age ? 28. Sub Tota
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Notary Carl
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d!inature of Poreign
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1 ( 29. Pound l 30. Notary 1 31. Sumhg. r2. Tot. Costs1 33. Coe
38. MlleagelPostedlNot Found f 39. Total Costs 1 40
$0 ANSWERS
HOSE ?...' e?
51. DATE
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?, COUNTY OF YORK 3 of 3
OFFICE OF THE SHERIFF S 717)'77; 9 01
28 EAST MARKET ST., YORK, PA 17401
SHERIFF SERVICE I INSTRUCTIONS
PROCESS RECEIPT and AFFIDAVIT OF RETURN PLEASE TYPE ONLY LINE 1 THRU 12
DO NOT DETACH ANY COPIES
1. PLAINTIFF/S/ 2. COURT N11b18ER Civil
Careycorp Inc et al 4. TYPE OF WRIT OR COMPLAINT
3. DEFENDANT/S/
The Zoe Life Enrichment Foundation Inc et al Notice & Con-plaint
SERVE 5. NAME OF INDIVIDUAL, COMPANY, CORPORATION, ETC. TO SERVE OR DESCRIPTION OF PROPERTY TO BE LEVIED, ATTACHED, OR SOLD
Rochelle Graham as pres/exec director of Zoe Life Enric t Founndda 'on Inch
6. ADDRE TREET OR RFO WITH BOX NUMBER, APT NO., CITY, BORO, TAR, STATE AND ZIP CODE)
AT 4 Ye$ieec 701 Z_'^ ;ew
7. INDICATE SERVICE: ? PERSONAL -1 PERSON IN CHARGE ? DEPUTIZE l'?rSI?P1h4^RIl,n(3 L11ST CLASS MAIL --"POSTED JOTHER
NOW October 23 2003 I, SHERIFF OF COUNTY, PA, do hereby deputize the sheriff of
vork COUNTY to execute tbike returnrding
to law. This deputization being made at the request and risk of the plaintiff.
SHERIFF OF
8. SPECIAL INSTRUCTIONS OR OTHER INFORMATION THAT WILL ASSIST IN EXPEDITING SERVICE: CLmlberland
ADVANCE FEE PAID BY SHERIFF'S DEPT
OF CUMBERLAND COUNTY
OUT OF COUNTYCUMBERLAND
NOTE: ONLY APPLICABLE ON WRIT OF EXECUTION: N.B. WAIVER OF WATCHMAN - Any deputy sheriff levying upon or attaching any property under within writ may leave same
without a watchman, in custody of whomever is found in possession, after notifying person of levy or attachment, without liability on the part of such deputy or the sheriff to any plaintiff
herein for any loss, destruction, or removal of any property before sheriffs sale thereof.
9. TYPE NAME and ADDRESS of ATTORNEY/ ORIGINATOR and SIGNATURE 10. TELEPHONE NUMBER 11. DATE FILED
Robert P. Kline, Esq. 714 Bridge St. New Cumberland PA 717-770-2540 I10-20-200
12. SEND NOTICE OF SERVICE COPY TO NAME AND ADDRESS BELOW. (This area must be completed if notice is to be mailed).
17070
Cumberland County Sheriff's Dept. POBox 461 714 Bridge St. New Cumberland PA
SPACE BELOW FOR USE OF THE SHERIFF - DO NOT WRITE BELOW THIS LINE
13. 1 acknowledge receipt of the writ 14. DATE RECEIVED 15 Expiration/Hearing Date
or complaint as indicated above. Ronda M. Ahrens / RAT 10-24-2003 11-19-2003
16. MHOOW SERVED: PERSONAL( ) RESIDENCE ( ) POSTED( ) POE( ) SHERIFF'S OFFICE ( ) OTHER( ) SEE REMARKS BELOV
17. q? 1 hereby certify and return a NOT FOUND because I am unable to locate the individual, company, etc, name above. (See remarks below.)
18. AME AND TITLE OF INDIVIDUAL SERVED / LIST ADDRESS HERE IF NOT SHOWN ABOVE (Relationship to Defendant) 1 19. Date of Service 1 20. Time of Service
21. ATTEMPT$I Date I T1'I? Miles I Inp I Date I Time I Miles Int. I Date I Time I Miles Int. I Date I Time Miles I Int. I Date I Time I Miles I Int. I Date I Time I Miles I In
22. REMARKS: F1?
Complaint not served within life. Complaint expired. Defendant not found.
23. Advance Costs 24. Service Costs 25, WF .1'26. Mileage 27. Postage 28. Sub Total 129. Pound 30. Notary 31. Surchg. 32. Tot. Costs 33. Costs Due or Refund ICheck
34. Foreign County Costs 135. Advance Costs 1 36. Service Costs f 37. Notary Cert. 138. Mileage/Posted/Not Found 139. Total Costs 140. Costs Due or Refund
41. AFFIRMED and subscribed to before me this 1
, l 44 Signature of
42. day of DEC 20 X31 gwwdp 'i1 v ? Sheriff
PRdTMY
- / NOTA Y 466. . Signature of York
County Sheriff
t;3 WILLIAM M.
-??-'ty 48. Signature of Foreign
M" 2-C
County Sheriff
50. 1 ACKNOWLEDGE RECEIP I OF I HE SHERIFF '5 Ht I URN SIGNATURE
OF AUTHORIZED ISSUING AUTHORITY AND TITLE
45. DATE
47. DATE
HOSE 12-18-03
49. DATE
51. DATE RECEIVED
SO ANSWERS
1. WHITE- Issuing Authority 2. PINK-Attorney 3. CANARY - Sheriffs Office 4. BLUE - Sheriffs Office
nd _' r4V __. ,._...__
EwVz130
ddlaaNs d0 3304-40
C13AG03H
In the Court of Common Pleas of
Cumberland County, Pennsylvania
VS. No. ?'- 5 5 2_
TY>c zue 1 1 ?E rIV Q1C`?YK?-tS
Civil. 19
To
1al-r1_1
Prothonotary
19
Attorney for Plaintiff
C mj?-: L? C'Df--O
VS.
In the Court of Common Pleas of
Cumberland County, Pennsylvania
No. C1Z ^ 5 52-9 Civil. 19
}?L?= 6?1e-t?rFf?= ?- cau-?n?Pnr?T F?z? ,rl
-THE 6)c3jvE - caosl mute
To
Prothonotary
19
Attorney for Plaintiff ' oc; Z "
PILCV 'Of i'.
O -PHE P°-,; 4J ed T.,?y, No. Term. 19
2094 OCT -8 AN 8: 00
4-V
vs.
PRAECIPE
19
Atty.
West Long LLC
105 North Front Street
Suite 205
Harrisburg, PA 17101
(717) 233-5051
CAREYCORP, INC. d/b/a CAREY
ASSOCIATES ACCOUNTING AND
TAX SERVICES
Plaintiff
vs.
THE ZOE LIFE ENRICHMENT
FOUNDATION, INC. And ROCHELLE
GRAHAM, Individually and in her
capacity as President/Executive Director
of The Zoe Life Enrichment
Foundation, Inc.
Defendant
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY,
PENNSYLVANIA
NO: 03-5529
CIVIL ACTION - LAW
DEFENDANT ROCHELLE GRAHAM'S PRELIMINARY OBJECTIONS
TO COMPLAINT
COMES NOW, Defendant, Rochelle Graham, and, pursuant to Pennsylvania Rule of
Civil Procedure 1028, raises the following preliminary objections to the Complaint of Plaintiff,
Careycorp, Inc., d/b/a/ Carey Associates Accounting and Tax Services.
PRELIMINARY OBJECTION NO. 1
INSUFFICIENT SPECIFICITY IN A PLEADING (Pa. R.C.P. §1028 (a)(3))
1. Plaintiff has failed to plead with sufficient specificity its claim of intentional
misrepresentation against Defendant Graham in Counts 1 and 2 of the Complaint.
2. Plaintiff's Complaint alleges that Defendant Graham committed intentional
misrepresentation with respect to the status of certain bank account funds in an account at Legacy
Bank.
The Complaint states, in pertinent part, as follows:
"On or about February 25, 2003, Defendant Graham, in her capacity as
President and Executive Director of Defendant Zoe, represented to Plaintiff that
sufficient funds were available in Defendant's account at Legacy Bank for the net
payroll withdrawal." (Complaint ¶ 8)
"Relying upon the representation of Defendant Graham, President and
Executive Director of Defendant Zoe, that sufficient funds were available for the
direct deposit net payroll withdrawal, Plaintiff requested the transfer of such funds
from Legacy Bank for the purpose of the payroll." (Complaint 19)
"Relying upon the representations of Defendant Graham in her capacity as
President and Executive Director of Defendant Zoe, Plaintiff caused the direct
deposit net payroll to be processed on February 28, 2003." (Complaint ¶ 10)
"Subsequent to the confirmation of Legacy Bank that sufficient funds were
available, Plaintiff processed the direct deposit net payroll for Defendant Zoe in
the amount of $10,870.16." (Complaint ¶ 11)
"Subsequent to the processing of the direct deposit net payroll for
February 28, 2003, Legacy Bank indicated that insufficient funds were available
in Defendant Zoe's account and refused to honor the request for transfer to
Plaintiff's direct deposit processing account." (Complaint ¶ 12)
"Rochelle Graham, individually and in her capacity as President and
Executive Director of Defendant Zoe, knew or should have know that insufficient
funds were available for the direct deposit net payroll withdrawal from Defendant
Zoe's Legacy Bank account at such time that she authorized Plaintiff to initiate
such transaction." (Complaint ¶ 17)
"Defendant Graham received a direct benefit from her intentional
misrepresentation regarding the status of the funds in the Legacy bank account in
that the direct deposit net payroll which was processed included payment to her in
the amount of $2,227.68." (Complaint ¶ 18)
"Defendant Graham's actions were fraudulent and with the intent to secure
payment fraudulently from Plaintiff, Legacy Bank, Fulton Bank, and the Zoe Life
Enrichment Foundation." (Complaint ¶ 19)
2
4. Plaintiff seeks an amount of $13, 270.37 plus additional bank related charges,
together with attorneys' fees, costs and interest in Count 1. In Count 2, Plaintiff seeks an
amount of $2, 227.68 together with attorneys' fees, costs and interests against Defendant
Graham.
5. According to the Complaint, at all times relevant to the Complaint, Defendant
Graham was acting as President and Executive Director of the Zoe Life Enrichment Foundation,
Inc. (Complaint $ 3)
6. According to the Complaint, Zoe Life Enrichment Foundation, Inc. is a
Pennsylvania non-stock, non-profit corporation. (Complaint $ 2)
7. According to the Complaint, the Plaintiff provided tax and accounting services to
the Defendant Zoe Life Enrichment until May 22, 2003, and provided direct deposit payroll
services to Defendant Zoe Life Enrichment through February 2003. (Complaint $ 4 and $5)
8. The Complaint alleges that Defendant Graham made intentional
misrepresentations to and committed fraud against Plaintiff.
9. It is well established that:
Allegations of fraud must be pled with specificity. Pa.R.C.P. 1019(b);
Muhammad v. Strassburger, McKenna, Messer, Shilobod and Gutnick, 526 Pa.
541, 587 A.2d 1346 (1991). The reason for this requirement was articulated by
the Supreme Court in Bata v. Central-Penn National Bank of Philadelphia, 423
Pa. 373, 224 A.2d 174 (1966).
Averments of fraud are meaningless epithets unless sufficient facts
are set forth which will permit an inference that the claim is not
without foundation nor offered simply to harass the opposing party
and to delay the pleader's own obligations. For this reason our
rules require that fraud in either a complaint or reply must be
"averred with particularity." Pa.R.C.P. 1019(b). Admittedly the
line between pleading facts and evidence is not always bright;
therefore, we frequently condone the inclusion of statements,
which except for this requirement, would be considered
impertinent.... While it is impossible to establish precise standards
as to the degree of particularity required in a given situation, two
conditions must always be met. The pleadings must adequately
explain the nature of the claim to the opposing party so as to permit
him to prepare a defense and they must be sufficient to convince
the court that the averments are not merely subterfuge. Id. at 379-
80, 224 A.2d at 179.
Kane v. Douglas, 67 Pa. D. & C. 4th 336, 343, 2004 Pa. D. & C. LEXIS 75 (C.P. Lancaster Co.
2004).
10, In this case, Plaintiff has failed to plead its claim of intentional misrepresentation
with sufficient specificity. At most, Plaintiff claims that Defendant Graham "represented to
Plaintiff' that sufficient funds were available in Defendant's account at Legacy Bank for the net
payroll withdrawal. Plaintiff fails to identify how or to whom the alleged representation was
made by Defendant Graham.
11. Further, Plaintiff has failed to sufficiently plead whether the representation was
made by Defendant Graham in person, by phone, in writing or otherwise. Moreover, Plaintiff
fails to specify whether the alleged representation was singular or multiple representations. For
example, while in Paragraph 9 of the Complaint, the Plaintiff avers a single representation, in
Paragraphs 10, 13, 14 and 21, Plaintiff alleges misrepresentations in the plural. Also, Plaintiff
alleges Defendant Graham's "actions in misrepresenting" the status of the funds without
specifying the specific actions taken by her.
12. Plaintiff's unspecific allegations of misrepresentations on the part of Defendant
Graham are "meaningless epitaphs unless sufficient facts are set forth which will permit an
4
inference that the claim is not without foundation or offered simply to harass the opposing party
and to the delay the pleader's own obligations." Id. at 343.
13. Since Plaintiff has failed to plead with sufficient specificity the fraud/intentional
misrepresentation claim, Plaintiff cannot make claim against Ms. Graham, a former non-profit
corporate officer, that she is personally liable for the alleged monetary damages.
14. It is well established that:
"[A] corporate officer may be personally liable for damages suffered by a
third party where he knowingly participates in the wrongful act. Chester-
Cambridge Bank and Trust Company v. Rhodes, 346 Pa. 427, 31 A.2d 128
(1943); Shay v. Flight C Helicopter Services Inc., 2003 PA Super 86, 822 A.2d 1
(Pa. Super. 2003).
The general, if not universal, rule is that an officer of a corporation
who takes part in the commission of a tort by the corporation is
personally liable therefor; but that an officer of a corporation who
takes no part in the commission of the tort committed by the
corporation is not personally liable to third persons for such a tort,
nor for the acts of other agents, officers or employees of the
corporation in committing it, unless he specifically directed the
particular act to be done or participated, or cooperated therein."
Wicks v. Milzoco Builders, Inc., 503 Pa. 614, 621-22, 470 A. 2d 86,
90 (1983)."
Kane, 67 Pa. D. & C. 4th at 344-45.
15. Therefore, in light of the fact that Plaintiff has failed to plead intentional
misrepresentation and fraud with sufficient specificity, Plaintiff has failed to plead a cause of
action against Defendant Graham.
PRELIMINARY OBJECTION NO.2
LEGAL INSUFFICIENCY OF A PLEADING (DEMUR) (PA. R. C. P. 1028(a)(4))
16. Defendant Graham restates and incorporates herein paragraphs 1 through 15 of
these Preliminary Objections.
5
17. As noted above, in order to establish a cause of action for fraud or intentional
misrepresentation, a plaintiff must establish that the alleged injury was proximately caused by the
plaintiff's reliance on the alleged misrepresentation.
18. Here, Plaintiff has failed to allege facts, which if true, would establish that
Plaintiff's alleged injury was proximately caused by the reliance on anything said or done by
Defendant Graham.
19. To the contrary, according to the Complaint, it is clear that the Plaintiff processed
the direct deposit net payroll which resulted in the transfer of $10,870.16, only after Plaintiff
confirmed with Legacy Bank that sufficient funds were available in that account. (See Complaint
¶ 11)
20. While Plaintiff alleges that unspecified representations were made by Defendant
Graham, it was only "[s]ubsequent to the confirmation of Legacy Bank that sufficient funds were
available" that Plaintiff then "processed the direct deposit net payroll for Defendant Zoe in the
amount of $10,870.16." (See Complaint ¶11)
21. Therefore, even assuming, for argument sake, that Defendant Graham made the
alleged misrepresentation to Plaintiff, Plaintiff's reliance on that alleged misrepresentation was
not the proximate cause of the alleged loss of money.
22. Instead, by the Complaint's own averment, it was not until Plaintiff relied upon
the "confirmation of Legacy Bank that sufficient funds were available", that Plaintiff then
processed the direct deposit net payroll, which ultimately led to the alleged loss of funds.
6
23. Indeed, then, it was Plaintiff's reliance on Legacy Bank's confirmation, and not on
Defendant Graham's alleged misrepresentation, that resulted in any monetary loss suffered by
Plaintiff.
WHEREFORE, the Preliminary Objections of Defendant Rochelle Graham should be
sustained and the Complaint should be dismissed in its entirety with prejudice as to her.
Respectfully Submitted,
WEST LONG LLC
Robert R. Long, Jr.
PA #39302
105 North Front Street, J*te 205
Harrisburg, PA 17101
(717) 233-5051
(717) 234-7517 - fax
Dated: November 15, 2004 Counsel for Defendant, Rochelle Graham
7
VEJUY"TION
I, Rochelle Graham, hereby verify that the facts set forth in the foregoing Preliminary
Objections are true and corrxt to the best of my knowledge, information and belief r understand
that this verification is made subject to the penalties of 18 Pa. C.S. §4904 relating to unworn
falsification to authorities.
Date, //// 0 ? 64-k - - "I
CERTIFICATE OF SERVICE
I hereby certify that on this 15th day of November, 2004, a true and correct copy of the
foregoing Preliminary Objections was served upon the party named below by depositing same in
the United States Mail, Certified, Return Receipt Requested and addressed as follows:
Robert P. Kline, Esquire
714 Bridge Street
Post Office Box 461
New Cumberland, PA 17070-0461
Trula G. Gross
Paralegal
2 -st
fli
.. 1
d... r
Z M
SHERIFF'S RETURN - OUT OF COUNTY
CASE NO: 2003-05529 P
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
CAREYCORP INC DBA CAREY ASSOC
VS
ZOE LIFE ENRICHMENT FOUNDATION
R. Thomas Kline , Sheriff or Deputy Sheriff who being
duly sworn according to law, says, that he made a diligent search and
and inquiry for the within named DEFENDANT
GRAHAM ROCHELLE
but was unable to locate Her
deputized the sheriff of DAUPHIN
to wit:
in his bailiwick. He therefore
serve the within COMPLAINT & NOTICE
County, Pennsylvania, to
On October 22nd , 2004 , this office was in receipt of the
attached return from DAUPH
Sheriff's Costs:
Docketing 18.00
Out of County 9.00
Surcharge 10.00
Dep Dauphin Cc 32.25
.00
69.25
10/22/2004
ROBERT PETER KLINE
So answers:
Thomas Kline
Sheriff of Cumberland County
Sworn and subscribed to before me
this day of
A.D.
Prothonotary'
SHERIFF'S RETURN - OUT OF COUNTY
CASE NO: 2003-05529 P
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
CAREYCORP INC DBA CAREY ASSOC
VS
ZOE LIFE ENRICHMENT FOUNDAT
R. Thomas Kline
, Sheriff or Deputy Sheriff who being
duly sworn according to law, says, that he made a diligent search and
and inquiry for the within named DEFENDANT
to wit:
GRAHAM ROCHELLE AS PRES/EXEC DIR OF ZOE LIFE ENRICH FOUNDAT
but was unable to locate Her in his bailiwick. He therefore
deputized the sheriff of DAUPHIN County, Pennsylvania, to
serve the within COMPLAINT & NOTICE
On October 22nd , 2004 , this office was in receipt of the
attached return from DAUPHIN
Sheriff's Costs:
Docketing 6.00
Out of County DO
Surcharge 10.00
.00
.00
16.00
10/22/2004
ROBERT PETER KLINE
So answers
R. Thomas Kline
Sheriff of Cumberland County
Sworn and subscribed to before me
this J day of
oZ ae,)- A. D.
?y
f?l Prothonotary
In The Court of Common Pleas of Cumberland County, Pennsylvania
careycorp Inc dba Carey Associates Accounting & Tax Services
vs.
The Zoe Life Enrichrent Foundation et al
SERVE: Rochelle Graham, as president/exec No. 03-5529 civil
director of The Zoe Life Enrichment
Foundation
Now, October 11, 2004 I, SHERIFF OF CUMBERLAND COUNTY, PA, do
hereby deputize the Sheriff of Dauphin County to execute this Writ, this
deputation being made at the request and risk of the Plaintiff.
Sheriff of Cumberland County, PA
Now,
within
upon
at
by handing to
a
and made known to
o'clock
copy of the original
So answers,
Sworn and subscribed before
inc this _ day of 20
Affidavit of Service
20at+
Sheriff of
COSTS
SERVICE
MILEAGE _
AFFIDAVIT
M. served the
the contents thereof.
County, PA
In The Court of Common Pleas of Cumberland County, Pennsylvania
Careycorp Inc dba Carey Associates Accounting & Tax Services
vs.
The Zoe Life Enrichment Foundation et al
SERVE: Rochelle Graham, individually No. 03-5529 civil
Now, October 11, 2004
I. SHERIFF OF CUMBERLAND COUNTY, PA, do
hereby deputize the Sheriff of Dauphin
County to execute this Writ, this
deputation being made at the request and risk of the Plaintiff.
Sheriff of Cumberland County, PA
Affidavit of Service
Now,
within
upon _
at
by handing to _
a
and made known to
So answers,
Sheriff of
Sworn and subscribed before
me this ; day of 20
20 , at
o'clock M. served the
copy of the original
COSTS
SERVICE -
MILEAGE
AFFIDAVIT
the contents thereof.
County, PA
of 14P ?s4rr-ff
Mary Jane Snyder
Real Estate Deputy
William T. Tully
Solicitor
Dauphin County
Harrisburg, Pennsylvania 17101
ph:(717)255-2660 fm:(717)255-2889
Jack Lotwick
Sheriff
Commonwealth of Pennsylvania
County of Dauphin
CAREYCORP INC
vs
GRAHAM ROCHELLE
Sheriff's Return
No. 6752-T - - -2004
OTHER COUNTY NO. 03 5529
J. Daniel Basile
Chief Deputy
Michael W. Rinehart
Assistant Chief Deputy
NOW:October 18, 2004 at 9:42AM served the within
COMPLAINT upon
GRAHAM ROCHELLE PRES/EXEC DIRECTOR OF by personally handing
THE ZOE LIFE ENRICHMENT FOUNDATION INC
to DEFENDANT 1 true attested copy(ies)
of the original COMPLAINT and making known
to him/her the contents thereof at DJ MARSHA STEWART'S OFFICE
1520 WALNUT STREET
HARRISBURG, PA 17103-0000
Sworn and subscribed to
before me this 19TH day of OCTOBER, 2004
V
NOTARIAL SEAL
MARY JANE SNYDER, Notary Public
Highspire, Dauphin County
My Commission Expires Sept. 1, 2006
So Answers,
?,%?
t?
Sheriff of Dauphin County, Pa.
B t
Y 3462L Deputy Sher' f
Sheriff's Costs:$32.25 PD 10/18/2004
RCPT NO 200586
RH
(offs k a e o Extff
Mary Jane Snyder
Real Estate Deputy
William T. Tully
Solicitor
Dauphin County
Harrisburg, Pennsylvania 17101
ph:(717)255-2660 fax:(717)255-2889
Jack Lotwick
Sheriff
Commonwealth of Pennsylvania
County of Dauphin
CAREYCORP INC
vs
• GRAHAM ROCHELLE
Sheriff's Return
No. 6752-T - - -2004
OTHER COUNTY NO. 03 5529
J. Daniel Basile
Chief Deputy
Michael W. Rinehart
Assistant Chief Deputy
AND NOW:October 18, 2004 at 9:42AM served the within
COMPLAINT upon
GRAHAM ROCHELLE by personally handing
SERVE @ HEARING ON OCTOBER 18TH, 9:00 AM
to DEFENDANT 1 true attested copy(ies)
of the original COMPLAINT and making known
to him/her the contents thereof at ® DJ MARSHA STEWART'S OFFICE
1520 WALNUT STREET
HARRISBURG, PA 17103-0000
Sworn and subscribed to
before me this 19TH day of OCTOBER, 2004
NOTARIAL SEAL
MARY JANE SNYDER, Notary Public
Highspire, Dauphin County
My Commission Expires Sept. 1, 2006
So Answers,
,;;
Sheriff of Dauphin County, Pa.
By C? ..,. 1
Deputy Sheri
Sheriff's Costs:$32.25 PD 10/18/2004
RCPT NO 200586
RH
C_P - CAP _Iac
vs Case No. 0 3 i7 S 2n
Statement of Intention to Proceed
To the Court:
C ,t?f , 4A C. o proceed wi ove captioned matter.
Print Name )??, CdLs` Fu-?ra £ Sign Name _____ _
Date: cam]" Z Attorney for I le ,_AA -1
Explanatory Comment
The Supreme Court of Pennsylvania has promulgated new Rule of Civil Procedure 230.2 governing the termination of
inactive cases and amended Rule of Judicial Administration 1901. Two aspects of the recommendation merit
comment.
1. Rule of civil Procedure
New Rule of Civil Procedure 230.2 has been promulgated to govern the termination of inactive cases within the
scope of the Pennsylvania Rules of Civil Procedure. The termination of these cases for inactivity was previously
governed by Rule of Judicial Administration 1901 and local rules promulgated pursuant to it. New Rule 230.2 is
tailored to the needs of civil actions. It provides a complete procedure and a uniform statewide practice, preempting
local rules.
This rule was promulgated in response to the decision of the Supreme Court in Shop v. Eagle, 551 Pa. 360,710 A.2d
1104 (1998) in which the court held that "prejudice to the defendant as a result of delay in prosecution is required
before a case may be dismissed pursuant to local rules implementing Rule of Judicial Administration 1901."
Rule of Judicial Administration 1901(b) has been amended to accommodate the new rule of civil procedure. The
general policy of the prompt disposition of matters set forth in subdivision (a) of that rule continues to be applicable.
II Inactive Cases
The purpose of Rule 230.2 is to eliminate inactive cases from the judicial system. The process is initiated by the
court. After giving notice of intent to terminate an action for inactivity, the course of the procedure is with the parties.
If the parties do not wish to pursue the case, they will take no action and "the Prothonotary shall enter an order as of
course terminating the matter with prejudice for failure to prosecute." If a party wishes to pursue the matter, e or she
will file a notice of intention to proceed and the action shall continue.
a. Where the action has been terminated
If the action is terminated when a party believes that it should not have been terminated, that party may proceed
under Rule230(d) for relief from the order of termination. An example of such an occurrence might be the termination
of a viable action when the aggrieved party did not receive the notice of intent to terminate and thus did not timely file
the notice of intention to proceed.
The timing of the filing of the petition to reinstate the action is important. If the petition is filed within thirty days of
the entry of the order of termination on the docket, subdivision (d)(2) provides that the court must grant the petition and
reinstate the action. If the petition is filed later than the thirty-day period, subdivision (d)(3) requires that the plaintiff
must make a show in to the court that the petition was promptly filed and that there is a reasonable explanation or
legitimate excuse both for the failure to file the notice of intention to proceed prior to the entry of the order of
termination on the docket and for the failure to file the petition within the thirty-day period under subdivision (d)(2).
B. Where the action has not been terminated
An action which has not been terminated but which continues upon the filing of a notice of intention to proceed may
have been the subject of inordinate delay. In such an instance, the aggrieved party may pursue the remedy of a
common law non pros which exits independently of termination under Rule 230.2.
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