HomeMy WebLinkAbout12-19-07
, I
N THE MATTER OF THE
ESTATES OF RUSSELL E. ALLYN,
DECEASED, AND MARY E. ALLYN,
DECEASED
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
: No. 2005-01035 and No. 2006-00134
RECEIPT, RELEASE, REFUNDING AND INDEMNITY AGREEMENT
FOR FINAL DISTRIBUTION . ~ ~~ ()
FROM ESTATES AND TESTAMENTARY TRUST ~~~:~':1
r--.:>
c-..::>
C::)
--'
o
P,
(J
" ..,.,J
c_ /) ::>(
\.0
I..'~\ 1
,_..J
THIS AGREEMENT, made this 21st day of November, 2007,
-0
-...
--
- ,
. >.-'1
I,
.- .- 7~~
:2~
o
'.--1
- f-'
WITNESSETH;
THE CIRCUMSTANCES, leading up to the execution of this Agreement are as follows:
1) Russell E. Allyn (the "Husband"), late of the Borough of Camp Hill, Cumberland
County, Pennsylvania, died testate on November 17,2005.
2) The Husband was survived by his wife, Mary E. Allyn (the "Wife"), and by his
two adult children, Susan J. Ratcliff and Linda M. Lowrie (collectively, the "Daughters").
3) The Husband's Last Will and Testament, dated August 6, 2004 (the "Husband's
Will") was duly admitted to probate by the Register of Wills of Cumberland County,
Pennsylvania (the "Register"), and entered of record as No. 2005-01035.
4. The Wife subsequently died testate on February 6, 2006, also having her domicile
in Cumberland County, Pennsylvania. The Wife's Last Will and Testament, dated May 17, 1997
(the "Wife's Will") was duly admitted to probate by the Register, and entered of record as No.
2006-00134 (The Husband's Will and the Wife's Will are hereinafter collectively referred to as
the "Wills").
.
5. The Register issued Letters Testamentary to J. Kenneth Lowrie and Crystal U.
Hackett, as Co-Executors (collectively, the "Executors") of the probate estates of both the
Husband (the "Husband's Estate") and the Wife (the "Wife's Estate")(The Husband's Estate and
the Wife's Estate are hereinafter referred to collectively as the "Estates").
6. All federal and Pennsylvania estate and inheritance taxes for the Estates have
been paid in full and settled with the appropriate taxing authorities.
7. The Husband's Will provided the following charitable pecuniary legacies, which
have all been paid in full as indicated below:
7a. Article IV ofthe Husband's Will provided $25,000 to Zion Lutheran
Church, Harrisburg, Pennsylvania. Dean R. Jury, the Treasurer of Zion Lutheran Church,
executed that certain Receipt, Release, Refunding and Indemnity Agreement For
Charitable Legacy to Zion Lutheran Church on November 17,2006, which was filed with
the Register on April 25, 2007.
7b. Article V of the Husband's Will provided $25,000 to Pinnacle Health
Foundation, Harrisburg, Pennsylvania. Roger Longenderfer, M.D, President and CEO of
Pinnacle Health Foundation, executed that certain Receipt, Release, Refunding and
Indemnity Agreement for Charitable Legacy to Pinnacle Health Foundation on October
19,2006, which was filed with the Register on April 25, 2007.
7c. Article VI of the Husband's Will provided $50,000 to Jefferson Medical
College, Philadelphia, Pennsylvania. David Lepper, Senior Vice President of Jefferson
Medical College, executed that certain- Receipt, Release, Refunding and Indemnity
2
Agreement for Charitable Legacy to Jefferson Medical College on October 19, 2006,
which was filed with the Register on April 25, 2007.
8. Per the Husband's Will, the residue ofthe Husband's Estate is to be divided into
one or more trusts for the lifetime benefit of the Wife, with subsequent division and distribution
thereof (after the Wife's death) equally to the Daughters, outright and free of trust. The Wife's
Will contains similar trust provisions for the lifetime benefit of the Husband (if he had survived
the Wife), with final disposition of all such property equally and outright to the Daughters, upon
the death of the Husband.
9. On or about April 11, 2006, the Executors made an interim distribution of One
Million Dollars ($1,000,000) to each of the Daughters from the Estates and the Daughters
executed that certain Receipt, Release, Refunding and Indemnity Agreement Concerning Interim
Distribution from Estates and Trusts, dated April 11, 2006, which was filed with the Register on
April 20, 2006.
10. On or about August 15,2006, the Executor's of Wife's Estate renounced and
disclaimed, absolutely and forever, any and all of the Wife's right, title and interest in and to the
pecuniary marital legacy provided to Wife in Article VII of the Husband's Will, by executing
that certain Disclaimer of Pecuniary Legacy of Mary E. Allyn, dated August 15,2006. This
power to disclaim was set forth in Article X, Paragraph 5 of Wife's Will. The Executors
disclaimed said pecuniary legacy in order to increase flexibility to maximize overall federal
estate tax savings for the Daughters, as residuary legatees of the Estates.
11. On or about March 2, 2007, the Executors made a further interim distribution of
Eight Hundred Thousand Dollars ($800,000) to each of the Daughters from the Estates and the
3
- .
Daughters executed that certain Receipt, Release, Refunding and Indemnity Agreement
Concerning Second Interim Distribution from Estates and Trusts, dated March 2, 2007, which
was filed with the Register on March 8, 2007.
12. All known obligations and expenses of the Estates have been paid in full or
appropriate reserves have been established for the payment of the same. The remaining funds in
the Estates are therefore now distributable equally to the Daughters, outright and free of trust, in
the amounts hereinafter set forth.
13. The Executors have prepared the following fiduciary accountings, which are
marked and attached hereto as indicated and are hereby incorporated herein by this reference:
13a. Executors' First and Final Account for the Estate of Russell E. Allyn,
deceased (Exhibit "A"), accounting for the period from November 17,2005 to November
13, 2007;
13b. Executors' First and Final Account for the Estate of Mary E. Allyn,
deceased (Exhibit "B"), accounting for the period from February 6, 2006 to November
13, 2007;
Dc. First and Final Account of J. Kenneth Lowrie and Crystal U. Hackett as
Co-Attorneys-in-Fact for Mary E. Allyn ("POA Account")(Exhibit "C"), accounting for
the period from November 21,2005 to March 13,2006;
13d. The foregoing three fiduciary accountings are hereinafter referred to
collectively as the "Accounts".
14. The Daughters desire to forever settle and compromise any and all claims and
demands which they may possess, now or hereafter, in the Estates (including the POA Account)
4
, .
and also desire to confirm their acceptance of the Accounts and of the Combined Schedule of
Distribution (the "Schedule), which is attached hereto as Exhibit "D" and incorporated herein by
this reference. The Daughters desire that the distributions set forth on the Schedule be made to
them in full satisfaction of any and all of their right, title and interest in the Estates, whether
under the Wills or otherwise, including their rights concerning the POA Account.
15. The Daughters wish to release the Executors and to indemnify them against any
and all claims or matters that may be asserted hereafter against the Estates or the Executors.
16. The Executors are willing to make the hereinafter-described distributions to the
Daughters in consideration of the refunding and indemnification protections hereinafter
provided.
NOW THEREFORE, in consideration of the foregoing, and intending to be legally
bound, individually andjointIy and severally, the Daughters, for themselves and for their
respective heirs, personal representatives, successors and assigns, agree as follows, to wit:
A. Represent and warrant that they have read and understand this Agreement and
confirm that the facts set forth above are true and correct, to the best of their
knowledge, information and belief.
B. Acknowledge receipt of copies of the Accounts and of the Schedule, and declare
that they have had the opportunity to review the same. The Daughters further
accept the Accounts and Schedule, whether examined or not, as if the same had
been duly filed with and audited, adjudicated and confirmed absolutely by the
Orphans' Court Division of the Court of Common Pleas of Cumberland County,
Pennsylvania (the "Court").
C. Absolutely and irrevocably remise, release, quit-claim and forever discharge the
Executors, including their personal representatives and successors, of and from
any and all actions, payments, accounts, reckonings, liabilities, claims and
demands relating in any way to the Estates and/or the Wills, including their
interests under the trust(s) provided therein and concerning the POA Account.
5
D. Acknowledge receipt of the assets set forth on the Schedule, in complete and final
satisfaction of their respective rights in the Estates, whether under the Wills or
otherwise, including their interests under the trust(s) provided therein and
concerning the POA Account.
E. Agree to refund, on demand, all or any part of any aforesaid distributions, which
have been determined by the Executors, or either of them, or the Court, or by any
court of competent jurisdiction, to have been improperly made.
F. Agree to indemnify and hold harmless the Executors, or either of them, together
with their attorneys, agents, employees, predecessors, successors and assigns,
from and against any and all claims, loss, liability or damage that may hereafter
be asserted against the Executors, or either of them, with respect to any and all of
the matters set forth in this Agreement.
G. Acknowledge that this Agreement shall be governed by and construed in
accordance with the laws of the Commonwealth of Pennsylvania.
H. Consent to the Court exercising personal jurisdiction over them in any suit or
action arising out of the enforcement of this Agreement.
IN WITNESS WHEREOF, Susan J. Ratcliff and Linda M. Lowrie have set their hands
and seals to the Consents attached hereto, with the same to be effective as of the date first above
written.
6
. . . .
CONSENT TO RECEIPT, RELEASE, REFUNDING
AND INDEMNITY AGREEMENT
FOR FINAL DISTRIBUTION
FROM ESTATES AND TESTAMENTARY TRUST
SUSAN J. RATCLIFF, as a residuary legatee of the Estate and Testamentary Trust of
Russell E. Allyn, deceased, and of the Estate of Mary E. Allyn, deceased, hereby consents to and
joins in the Receipt, Release, Refunding and Indemnity Agreement For Final Distribution from
Estates and Testamentary Trust, for the purposes expressed therein, a copy which, together with
copies of all exhibits and attachments thereto, has be~d to her.
REPUBLIC OF FRANCE
CITY/PROVINCE OF Q.o~~
SS
On this, the ~ day of ~(}t3~07, before me, the undersigned officer,
being a person duly authorized by law to administer oaths and affirmations, personally appeared
SUSAN 1. RATCLIFF, known to me (or satisfactorily proven) to be the person whose name is
subscribed to the within instrument, and acknowledged that she executed the same as her free
and voluntary act for the purposes expressed therein.
IN WITNESS WHEREOF, I have hereunder set my hand and official seal.
Signature: .,~~- ..-
~i:~~~Z%Z~~
SCP Guy FRAYCHINAUD
& Christophe LERSY
Notaires Associes
84220 - GORDES
7
. .
. .
. .
SUMMARY OF ACCOUNT
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page
Fiduciary
Acquisition
Value
Principal
Receipts
Net Gain (or Loss) on Sales or Other Dispositions
Other Receipts
1-4
5-14
$ 2,318,990.18
49,032.36
0.00
Less Disbursements
Fees and Commissions (Prin)
Other Expenses (Prin)
$ 2,368,022.54
15
15-16
$ 163,078.36
36,513.60
199,591.96
Balance before Distributions
Distributions to Beneficiaries
17
$ 2,168,430.58
2,200,000.00
Principal Balance on Hand
18
$ (31,569.42)
For Information:
Changes in Investment Holdings
19-26
Income
Receipts
Less Disbursements
27-34
$ 81,750.04
0.00
$ 81,750.04
0.00
$ 81,750.04
$ 50,180.62
Balance before Distributions
Distributions to Beneficiaries
Income Balance on Hand
Combined Balance on Hand
EXHIBIT A
. .
RECEIPTS OF PRINCIPAL
Estate of Russell E Allyn
As of 11/13/2007
Page 1
Assets Listed in Inventory
(Valued as of date of death)
Fiduciary
Acquisition
Value
Money Market Accounts
Ryan Beck Insured Deposits
Merrill Lynch Bank Deposit Fund
$41.37 Accrued Interest
$ 277.38
37,270.38
$ 37,547.76
$ 292,590.47
51.78
87,871.20
73,408.44
205,555.20
16,217.88
2,610.62
1,616.53
617,862.62
26,736.35
5,931.00
5,661.18
11,006.86
28,491.17
3,568.08
97,090.65
10,407.96
1,440.00
30,716.00
Com mon Stocks
Allied Irish Banks P L C
7,323 Units
Delphi Corp
149 Units
Exxon Mobil Corp
1,520 Units $440.80 Accrued Dividend
Harsco Corp
1,124 Units
Hershey Co
3,840 Units
Louisiana Pac Corp
602 Units
Raytheon Co New
69 Units
Visteon Corp
257 Units
Wachovia Corp
11,866 Units
Plum Creek Timber Co Inc
694 Units $263.72 Accrued Dividend
Centerpoint Energy Inc
450 Units $27.00 Accrued Dividend
Merrill Lynch Eurofund CI B
373.429 Units
Merrill Lynch Global Tech Fund CII
1,402.148 Units
Merrill Lynch Healthcare Fd CII
3,798.822 Units
Debt Strategies Fd Inc New
547 Units $28.99 Accrued Dividend
Allied Irish Bks PLC
2,430 Units
Allstate Corp
184 Units
AT&T Inc
60 Units
Baxter Inti Inc
800 Units
. .
RECEIPTS OF PRINCIPAL
Estate of Russell E Allyn
As of 11/13/2007
Page 2
Cardinal Health Inc
186 Units
Caremark RX Inc
121 Units
Citigroup Inc
1,500 Units $660.00 Accrued Dividend
Dover Corp
800 Units
Eaton Vance Tax Advt Dic INCM
250 Units
Elan PLC
200 Units
Glaxosmithkline PLC
400 Units $142.08 Accrued Dividend
Johnson & Johnson
4,800 Units
M& T Bank Corp
200 Units
Morgan Stanley New
156 Units
PPL Corp
400 Units
Ratheon Co New
1,668 Units
St Paul Travelers Inc
56 Units
UGI Corp
4,200 Units
Wachovia Corp 2nd New
200 Units
Fiduciary
Acquisition
Value
$ 11,343.21
6,001.60
72,150.00
32,512.00
5,558.75
2,052.00
20,912.08
304,152.00
21,741.00
8,562.84
11,654.00
63,108.78
2,574.60
91,266.00
10,414.00
$ 2,182,836.85
$ 5,094.00
10,295.00
5,033.00
2,872.00
4,409.00
4,136.33
31,839.33
Assets Listed in Inventory
(Valued as of date of death)
Preferred Stocks
Consolidated Edison Co NY PINES 7.5%
200 Units
Wells Fargo Cap Tr V QUIBS 7%
400 Units $175.00 Accrued Dividend
Verizon New Eng QUIBS 7%
200 Units
General Motors Corp Nt Sr 0051548
200 Units
PPLUS TR GSG-2 A 5.75%
200 Units
Preferred Income Strategies
200 Units $33.33 Accrued Dividend
" .. r .
RECEIPTS OF PRINCIPAL
Estate of Russell E Allyn
As of 11/13/2007
Page 3
Assets Listed in Inventory
(Valued as of date of death)
Fiduciary
Acquisition
Value
Municipal Bonds
Franklin Penn Tax Free Inc Tr
1,040.014 Units
RVS Tax-Exempt Bond Fund Class A
4,981.732 Units
Merrill Lynch Bond Fd CI B
3,145 Units
Cumberland Co PA MNAU CLRV
15,000 Units $98.23 Accrued Interest
Dauphin PA Gen AT Hlth
5,000 Units $1.53 Accrued Interest
$ 10,774.55
19,129.85
15,662.10
15,346.63
5,214.18
TOTAL INVENTORY
$ 66,127.31
$ 2,318,351.25
. .
.
RECEIPTS OF PRINCIPAL
Estate of Russell E Allyn
As of 11/13/2007
Page 4
Receipts Subsequent to Inventory
(Valued when received)
7/6/2006 Highmark Insurance Refund
$
143.20
7/6/2006 Heffler Radetch & Saitta, Claims Administrator
39.73
3/1/2007 JP Morgan Chase Replacement check received for decedent
456.00
TOTAL RECEIPTS SUBSEQUENT TO INVENTORY
$
638.93
SUMMARY
Total Inventory
Total Receipts Subsequent To Inventory
$ 2,318,351.25
638.93
TOTAL RECEIPTS OF PRINCIPAL
$ 2,318,990.18
. . . .
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS Page 5
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Gain Loss
2/3/2006 Sale of 3,700 shs Allied Irish Banks
3,700 Units
Net Proceeds $ 162,250.24
Fiduciary Acquisition Value 147,833.50
Net Gain $ 14,416.74
2/3/2006 Sale of 6,000 shs Wachovia Corp
6,000 Units
Net Proceeds $ 319,637.31
Fiduciary Acquisition Value 312,420.00
Net Gain 7,217.31
2/13/2006 Sale of Allied Irish
3,623 Units
Net Proceeds $ 158,127.25
Fiduciary Acquisition Value 144,756.97
Net Gain 13,370.28
2/13/2006 Sale of Exxon Mobil
1,520 Units
Net Proceeds $ 90,526.73
Fiduciary Acquisition Value 87,430.40
Net Gain 3,096.33
2/13/2006 Sale of Harsco
1,124 Units
Net Proceeds $ 83,362.71
Fiduciary Acquisition Value 73,408.44
Net Gain 9,954.27
2/13/2006 Sale of Raytheon
69 Units
Net Proceeds $ 2,968.54
Fiduciary Acquisition Value 2,610.62
Net Gain 357.92
. . If '
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 6
2/13/2006 Sale of Wachovia
5,866 Units
Gain
Loss
Net Proceeds
Fiduciary Acquisition Value
$ 317,794.98
305,442.62
Net Gain
$ 12,352.36
2/13/2006 Sale of Franklin Penn Tax Free Fund
1,046.338 Units
Net Proceeds
Fiduciary Acquisition Value
$ 10,886.43
10,840.22
Net Gain
46.21
2/13/2006 Sale of Hershey Co
3,840 Units
Net Proceeds
Fiduciary Acquisition Value
$ 196,569.57
205,555.20
Net Loss
$
8,985.63
2/13/2006 Sale of Louisiana Pacific
602 Units
Net Proceeds
Fiduciary Acquisition Value
$ 16,007.41
16,217.88
Net Loss
210.47
2/13/2006 Sale of Plum Creek Timber
694 Units
Net Proceeds
Fiduciary Acquisition Value
$ 24,564.22
26,472.63
Net Loss
1,908.41
2/13/2006 Sale of Delphi Corp
149 Units
Net Proceeds
Fiduciary Acquisition Value
$
1.00
51.78
Net Loss
50.78
f',
. . . .
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS Page 7
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Gain Loss
2/13/2006 Sale of Visteon
257 Units
Net Proceeds $ 1,116.35
Fiduciary Acquisition Value 1,616.53
Net Loss $ 500.18
2/22/2006 Sale of 2,200 shs Allied Irish
2,200 Units
Net Proceeds $ 99,087.47
Fiduciary Acquisition Value 87,901.00
Net Gain $ 11,186.47
2/22/2006 Sale of 230 shs Allied Irish
230 Units
Net Proceeds $ 10,367.58
Fiduciary Acquisition Value 9,189.65
Net Gain 1 ,177.93
2/22/2006 Sale of 186 shs Cardinal Health
186 Units
Net Proceeds $ 13,042.61
Fiduciary Acquisition Value 11,343.21
Net Gain 1,699.40
2/22/2006 Sale of 800 shs Dover Corp
800 Units
Net Proceeds $ 37,083.90
Fiduciary Acquisition Value 32,512.00
Net Gain 4,571.90
2/22/2006 Sale of 200 shs Elan PLC
200 Units
Net Proceeds $ 2,824.03
Fiduciary Acquisition Value 2,052.00
Net Gain 772.03
. '
. . . '
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS Page 8
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Gain Loss
2/22/2006 Sale of 100 shs Debt Strategy Fund
100 Units
Net Proceeds $ 652.80
Fiduciary Acquisition Value 647.00
Net Gain $ 5.80
2/22/2006 Sale of 447 shs Debt Strategy Fd
447 Units
Net Proceeds $ 2,917.19
Fiduciary Acquisition Value 2,892.09
Net Gain 25.10
2/22/2006 Sale of 250 shs Eaton Vance Tax Adv
250 Units
Net Proceeds $ 5,585.06
Fiduciary Acquisition Value 5,558.75
Net Gain 26.31
2/22/2006 Safe of 156 shs Morgan Stanley
156 Units
Net Proceeds $ 9,266.46
Fiduciary Acquisition Value 8,562.84
Net Gain 703.62
2/22/2006 Sale of 200 shs General Mtrs Sr Nt
200 Units
Net Proceeds $ 2,965.84
Fiduciary Acquisition Value 2,872.00
Net Gain 93.84
2/22/2006 Sale of 200 shs PPLUS
200 Units
Net Proceeds $ 4,644.00
Fiduciary Acquisition Value 4,409.00
Net Gain 235.00
. '
. . . .
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS Page 9
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Gain Loss
2/22/2006 Sale of 400 shs PPL Corp
400 Units
Net Proceeds $ 11,793.80
Fiduciary Acquisition Value 11,654.00
Net Gain $ 139.80
2/22/2006 Sale of 468 shs Ratheon New
468 Units
Net Proceeds $ 20,021.80
Fiduciary Acquisition Value 17,706.78
Net Gain 2,315.02
2/22/2006 Sale of 200 shs Wachovia
200 Units
Net Proceeds $ 10,909.59
Fiduciary Acquisition Value 10,414.00
Net Gain 495.59
2/22/2006 Sale of 1402.148 shs ML Global Tech
1,402.148 Units
Net Proceeds $ 11,632.48
Fiduciary Acquisition Value 11,006.86
Net Gain 625.62
2/22/2006 Sale of 3798.822 shs ML Healthcare
3,798.822 Units
Net Proceeds $ 28,561.79
Fiduciary Acquisition Value 28,491.17
Net Gain 70.62
2/22/2006 Sale of 373.429 shs ML Eurofund
373.429 Units
Net Proceeds $ 6,293.85
Fiduciary Acquisition Value 5,661.18
Net Gain 632.67
.
.
. .
. .
. .
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 10
2/22/2006 Sale of 3145 shs ML Bond Fd CI B
3,145 Units
Gain
Loss
Net Proceeds
Fiduciary Acquisition Value
$ 16,002.70
15,662.10
Net Gain
$
340.60
2/22/2006 Sale of 184 shs Allstate Corp
184 Units
Net Proceeds
Fiduciary Acquisition Value
$ 9,707.95
10,407.96
Net Loss
$
700.01
2/22/2006 Sale of 46 shs AT&T Inc
46 Units
Net Proceeds
Fiduciary Acquisition Value
$
1,256.25
1,416.44
Net Loss
160.19
2/22/2006 Sale of 800 shs Baxter Inti
800 Units
Net Proceeds
Fiduciary Acquisition Value
$ 30,056.02
30,716.00
Net Loss
659.98
2/22/2006 Sale of 121 shs Caremark Rx
121 Units
Net Proceeds
Fiduciary Acquisition Value
$
5,880.05
6,001.60
Net Loss
121.55
2/22/2006 Sale of 1500 shs Citigroup Inc
1,500 Units
Net Proceeds
Fiduciary Acquisition Value
$ 68,676.41
71,490.00
Net Loss
2,813.59
:J' .. . f
.'
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS
Page 11
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Gain Loss
2/22/2006 Sale of 450 shs Centerpoint
450 Units
Net Proceeds $ 5,602.65
Fiduciary Acquisition Value 5,904.00
Net Loss $ 301.35
2/22/2006 Sale of 200 shs Preferred Strategy
200 Units
Net Proceeds $ 4,081.40
Fiduciary Acquisition Value 4,103.00
Net Loss 21.60
2/22/2006 Sale of 400 shs GlaxoSmithKline PLC
400 Units
Net Proceeds $ 19,838.15
Fiduciary Acquisition Value 20,770.00
Net Loss 931.85
2/22/2006 Sale of 700 shs Johnson & Johnson
700 Units
Net Proceeds $ 40,903.89
Fiduciary Acquisition Value 44,355.50
Net Loss 3,451.61
2/22/2006 Sale of 4,100 shs Johnson & Johnson
4,100 Units
Net Proceeds $ 239,533.63
Fiduciary Acquisition Value 259,796.50
Net Loss 20,262.87
2/22/2006 Sale of 100 shs M& T Corp
100 Units
Net Proceeds $ 10,812.15
Fiduciary Acquisition Value 10,870.50
Net Loss 58.35
. .
. . . .
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS Page 12
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Gain Loss
2/22/2006 Sale of 100 shs M& T Bank Corp
100 Units
Net Proceeds $ 10,818.49
Fiduciary Acquisition Value 10,870.50
Net Loss $ 52.01
2/22/2006 Sale of 200 shs Consolidated Edison
200 Units
Net Proceeds $ 4,952.19
Fiduciary Acquisition Value 5,094.00
Net Loss 141.81
2/22/2006 Sale of 200 shs Wells Fargo
200 Units
Net Proceeds $ 4,914.42
Fiduciary Acquisition Value 5,060.00
Net Loss 145.58
2/22/2006 Sale of 200 shs Wells Fargo
200 Units
Net Proceeds $ 4,921.76
Fiduciary Acquisition Value 5,060.00
Net Loss 138.24
2/22/2006 Sale of 200 shs Verizon
200 Units
Net Proceeds $ 4,950.22
Fiduciary Acquisition Value 5,033.00
Net Loss 82.78
2/22/2006 Sale of 1200 shs Ratheon New
1,200 Units
Net Proceeds $ 51,308.62
Fiduciary Acquisition Value 45,402.00
Net Gain $ 5,906.62
.'
l' ' . .
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 13
Gain
Loss
2/22/2006 Sale of 56 shares St Paul's Travelers
56 Units
Net Proceeds
Fiduciary Acquisition Value
$
2,385.79
2,574.60
Net Loss
$
188.81
2/22/2006 Sale of 3000 shs UGI Corp
3,000 Units
Net Proceeds
Fiduciary Acquisition Value
$ 64,675.51
65,190.00
Net Loss
514.49
2/22/2006 Sale of 1200 shs UGI Corp
1,200 Units
Net Proceeds
Fiduciary Acquisition Value
$ 25,908.34
26,076.00
Net Loss
167.66
2/22/2006 Sale of $5,000 Dauphin PA Gen AT Hlth
5,000 Units
Net Proceeds
Fiduciary Acquisition Value
$
5,122.57
5,212.65
Net Loss
90.08
2/22/2006 Sale of $15,000 Cumberland Co PA Muni
15,000 Units
Net Proceeds
Fiduciary Acquisition Value
$ 15,023.72
15,248.40
Net Loss
224.68
3/13/2006 RVS Long Term Cap Gain for 2005
Net Proceeds
Fiduciary Acquisition Value
$
77.60
0.00
Net Gain
$
77.60
..
,. . . III
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 14
Gain
Loss
3/13/2006 RVS Short Term Cap Gain for 2005
Net Proceeds
Fiduciary Acquisition Value
$
3.98
0.00
Net Gain
$
3.98
8/7/2006 Sale of Franklin Penn TF Inc Fund
1.386 Units
Net Proceeds
Fiduciary Acquisition Value
$
14.30
14.32
Net Loss
$ 0.02
Total Gains and Losses
91,916.94 42,884.58
Less Loss
(42,884.58)
$ 49,032.36
Net Gain
..
. .
DISBURSEMENTS OF PRINCIPAL
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 15
Fees and Commissions (Prin)
3/11/2006 Keefer Wood Allen & Rahal, LLP
for pre-mortem legal services per invoice dated 2/14/06
$
9,737.60
10/10/2006 Keefer Wood Allen & Rahal, LLP
legal fees & disbursements per invoice dated 9/7/06
20,383.16
5/23/2007 Keefer Wood Allen & Rahal, LLP
legal fees per invoice dated 5/1/07
15,835.66
9/18/2007 Keefer Wood Allen & Rahal, LLP
legal fees & disbursements per invoice dated 8/6/07
2,970.00
11/7/2007 Keefer Wood Allen & Rahal, LLP
legal fees & disbursements per invoice dated 11/7/2007
6,651.94
11/7/2007 Keefer Wood Allen & Rahal, LLP
Reserve for legal fees and disbursements to conclude
estate administration
17,500.00
11/7/2007 J. Kenneth Lowrie
Reserve for Co-Executor's Commission
45,000.00
11/7/2007 Crystal U. Hackett, CPA
Reserve for Co-Executor's Commission
45,000.00
$ 163,078.36
Other Expenses (Prin)
12/10/2005 Rhoads Pharmacy- payment for presription drugs
$
268.78
12/10/2005 West Shore Country Club - funeral luncheon
3,452.37
12/14/2005 Susan Ratcliff- reimbursement for gratuities to church
secretary, choir director, organist, & choir members for
memorial service
800.00
12/14/2005 Musselman Funeral Home - fee for funeral services
6,504.10
12/15/2005 Linda Lowrie- reimbursement for fees paid to Rolling
Green Cemetery to open grave
995.00
12/15/2005 J Kenneth Lowrie- payment of mileage to conduct estate
business
114.46
12/20/2005 Payment of Foreign Dividend Tax
16.32
. .
DISBURSEMENTS OF PRINCIPAL
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
12/20/2005 Homeland Center- payment of nursing home bill for
decedent
1/5/2006 CMA Annual Fee
1/16/2006 US Treasury- 4th quarter estimated payment
1/16/2006 PA Department of Revenue- 4th quarter estimated taxes
1/22/2006 LG Connor Real Estate Appraisers L TO
fee for appraisal of real estate
1/25/2006 Rolling Green Cemetery
payment of funeral expenses
3/11/2006 Keefer Wood Allen & Rahal
for reimbursement of probate fees advanced
3/31/2006 Citizen's Bank
Wire Transfer Fee
7/14/2006 Mobile X-ray Imaging
final medical bill
7/17/2006 East Shore Library
misc fees
7/20/2006 Patriot News
11/3/2006 Citizen's Bank for wire transfer fee
12/29/2006 Northwestern Mutual partial reimbursement of guaranteed
income payments made to Mary E. Allyn joint checking
account, not due decedent. Balance of reimbursement
made from Mary E. Allyn Estate.
2/16/2007 Ryan Beck Courier fee for distribution check
2/20/2007 Register of Wills, Agent
Balance of PA Inheritance tax due from estate
5/2/2007 US Treasury
payment of 706 balance due for Mary E. Allyn
10/22/2007 Mary E Allyn Estate
repayment of net cash advanced from Mary's Estate
TOTAL DISBURSEMENTS OF PRINCIPAL
.>
Page 16
$ 1,690.25
125.00
1,000.00
1,000.00
350.00
2,147.00
1 ,668.30
13.50
91.12
72.90
29.50
13.50
550.00
12.00
5,313.00
6,029.00
4,257.50
$ 36,513.60
$ 199,591.96
.'
... . . .
DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 17
To: Mary E. Allyn
Transfer cash for payment of Federal Estate Taxes
11/1/2006 Cash
$ 300,000.00
To: Susan J. Ratcliff
Advance Distribution to Beneficiary
4/19/2006 Cash
$ 500,000.00
3/14/2007 Cash
400,000.00
Total for Susan J. Ratcliff
900,000.00
To: Linda M. Lowrie
Advance Distribution to Beneficiary
4/19/2006 Cash
500,000.00
3/14/2007 Cash
400,000.00
Total for Linda M. Lowrie
900,000.00
To: Jefferson Medical College
Charitable bequest
11/15/2006 Cash
50,000.00
To: Pinnacle Health Foundation
Charitable bequest
11/15/2006 Cash
25,000.00
To: Zion Lutheran Church
Charitable bequest
11/15/2006 Cash
25,000.00
TOTAL DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES
$ 2,200,000.00
.-
. .
PRINCIPAL BALANCE ON HAND
Estate of Russell E Allyn
As of 11/13/2007
Page 18
Current Carrying
Value Value
Checking Accounts
Citizens' Bank Estate Checking Account #621397-502-4 $10,111.77 $10,111.77
Money Market Accounts
Stifel Nicolaus Money Market Account 20,939.00 20,939.00
Municipal Bonds
RVS Tax-Exempt Bond Fund Class A 19,129.85 19,129.85
4,981.732 Units
$50,180.62 $50,180.62
less: Income balance on hand 81,750.04 81,750.04
PRINCIPAL BALANCE ON HAND ($31,569.42) ($31,569.42)
.'
. .
INFORMATION SCHEDULES
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 19
Changes in Investment Holdings
Allied Irish Banks P L C $ 292,590.47
2/3/2006 Sale of 3,700 shs Allied Irish Banks
3,700 Units (147,833.50)
2/13/2006 Sale of Allied Irish
3,623 Units (144,756.97)
$ 0.00
Delphi Corp $ 51.78
2/13/2006 Sale of Delphi Corp
149 Units (51.78)
0.00
Exxon Mobil Corp $ 87,871.20
12/13/2005 Accrued Income to DOD Exxon Mobil (440.80)
2/13/2006 Sale of Exxon Mobil
1,520 Units (87,430.40)
0.00
Harsco Corp $ 73,408.44
2/13/2006 Sale of Harsco
1,124 Units (73,408.44)
0.00
Hershey Co $ 205,555.20
2/13/2006 Sale of Hershey Co
3,840 Units (205,555.20)
0.00
Louisiana Pac Corp $ 16,217.88
2/13/2006 Sale of Louisiana Pacific
602 Units (16,217.88)
0.00
..
, .. II '"
INFORMATION SCHEDULES
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 20
Raytheon Co New $ 2,610.62
2/13/2006 Sale of Raytheon
69 Units (2,610.62)
$ 0.00
Visteon Corp $ 1,616.53
2/13/2006 Sale of Visteon
257 Units (1,616.53)
0.00
Wachovia Corp $ 617,862.62
2/3/2006 Sale of 6,000 shs Wachovia Corp
6,000 Units (312,420.00)
2/13/2006 Sale of Wachovia
5,866 Units (305,442.62)
0.00
Plum Creek Timber Co Inc $ 26,736.35
11/21/2005 Accrued dividend due decedent (263.72)
2/13/2006 Sale of Plum Creek Timber
694 Units (26,472.63)
0.00
Centerpoint Energy Inc $ 5,931.00
12/09/2005 Accrued dividend @ DOD (27.00)
2/22/2006 Sale of 450 shs Centerpoint
450 Units (5,904.00)
0.00
Merrill Lynch Eurofund CI B $ 5,661.18
2/22/2006 Sale of 373.429 shs ML Eurofund
373.429 Units (5,661.18)
0.00
.
,
,-
. '
INFORMATION SCHEDULES
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 21
Merrill Lynch Global Tech Fund CII $ 11,006.86
2/22/2006 Sale of 1402.148 shs ML Global Tech
1,402.148 Units (11,006.86)
$ 0.00
Merrill Lynch Healthcare Fd CII $ 28,491.17
2/22/2006 Sale of 3798.822 shs ML Healthcare
3,798.822 Units (28,491.17)
0.00
Debt Strategies Fd Inc New $ 3,568.08
11/30/2005 Accrued Div @ 000 (28.99)
2/22/2006 Sale of 100 shs Debt Strategy Fund
100 Units (647.00)
2/22/2006 Sale of 447 shs Debt Strategy Fd
447 Units (2,892.09)
0.00
Allied Irish Bks PLC $ 97,090.65
2/22/2006 Sale of 2,200 shs Allied Irish
2,200 Units (87,901.00)
2/22/2006 Sale of 230 shs Allied Irish
230 Units (9,189.65)
0.00
Allstate Corp $ 10,407.96
2/22/2006 Sale of 184 shs Allstate Corp
184 Units (10,407.96)
0.00
AT&T Inc $ 1,440.00
11/18/2005 Reverse 1 for 5 stock split
(13.2348) Units 0.00
12/01/2005 Receieved cash in lieu of fractional share on 1 for 5
reverse split of AT&T
0.7652 Units (23.56)
.J
. -... 1 .
INFORMATION SCHEDULES
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 22
2/22/2006 Sale of 46 shs AT&T Inc
46 Units $ (1,416.44)
$ 0.00
Baxter Intllne $ 30,716.00
2/22/2006 Sale of 800 shs Baxter Inti
800 Units (30,716.00)
0.00
Cardinal Health Ine $ 11,343.21
2/22/2006 Sale of 186 shs Cardinal Health
186 Units (11,343.21 )
0.00
Caremark RX Inc $ 6,001.60
2/22/2006 Sale of 121 shs Caremark Rx
121 Units (6,001.60)
0.00
Citigroup Ine $ 72,150.00
11/23/2005 Accrued Dividend @ 000 (660.00)
2/22/2006 Sale of 1500 shs Citigroup Inc
1,500 Units (71,490.00)
0.00
Dover Corp $ 32,512.00
2/22/2006 Sale of 800 shs Dover Corp
800 Units (32,512.00)
0.00
Eaton Vance Tax Advt Die INCM $ 5,558.75
2/22/2006 Sale of 250 shs Eaton Vance Tax Adv
250 Units (5,558.75)
0.00
.
.
. .
.,
INFORMATION SCHEDULES
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 23
Elan PLC $ 2,052.00
2/22/2006 Sale of 200 shs Elan PLC
200 Units (2,052.00)
$ 0.00
Glaxosmithkline PLC $ 20,912.08
2/22/2006 Sale of 400 shs GlaxoSmithKline PLC
400 Units $142.08 Accrued Interest (20,912.08)
0.00
Johnson & Johnson $ 304,152.00
2/22/2006 Sale of 700 shs Johnson & Johnson
700 Units (44,355.50)
2/22/2006 Sale of 4,100 shs Johnson & Johnson
4,100 Units (259,796.50 )
0.00
M& T Bank Corp $ 21,741.00
2/22/2006 Sale of 100 shs M&T Corp
100 Units (10,870.50)
2/22/2006 Sale of 100 shs M& T Bank Corp
100 Units (10,870.50)
0.00
Morgan Stanley New $ 8,562.84
2/22/2006 Sale of 156 shs Morgan Stanley
156 Units (8,562.84 )
0.00
PPL Corp $ 11,654.00
2/22/2006 Sale of 400 shs PPL Corp
400 Units (11,654.00)
0.00
.
.
. .
. .
. .
INFORMATION SCHEDULES
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 24
Ratheon Co New $ 63,108.78
2/22/2006 Sale of 1200 shs Ratheon New
1,200 Units (45,402.00)
2/22/2006 Sale of 468 shs Ratheon New
468 Units (17,706.78)
$ 0.00
St Paul Travelers Inc $ 2,574.60
2/22/2006 Sale of 56 shares St Paul's Travelers
56 Units (2,574.60)
0.00
UGI Corp $ 91,266.00
2/22/2006 Sale of 3000 shs UGI Corp
3,000 Units (65,190.00)
2/22/2006 Sale of 1200 shs UGI Corp
1,200 Units (26,076.00)
0.00
Wachovia Corp 2nd New $ 10,414.00
2/22/2006 Sale of 200 shs Wachovia
200 Units (10,414.00)
0.00
Consolidated Edison Co NY PINES 7.5% $ 5,094.00
2/22/2006 Sale of 200 shs Consolidated Edison
200 Units (5,094.00)
0.00
Wells Fargo Cap Tr V QUIBS 7% $ 10,295.00
12/01/2005 Accrued income @ 000 (175.00)
2/22/2006 Sale of 200 shs Wells Fargo
200 Units (5,060.00)
2/22/2006 Sale of 200 shs Wells Fargo
200 Units (5,060.00)
0.00
.. . ...
INFORMATION SCHEDULES Page 25
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Verizon New Eng QUIBS 7% $ 5,033.00
2/22/2006 Sale of 200 shs Verizon
200 Units (5,033.00)
$ 0.00
General Motors Corp Nt Sr 0051548 $ 2,872.00
2/22/2006 Sale of 200 shs General Mtrs Sr Nt
200 Units (2,872.00)
0.00
PPLUS TR GSG-2 A 5.75% $ 4,409.00
2/22/2006 Sale of 200 shs PPLUS
200 Units (4,409.00)
0.00
Preferred Income Strategies $ 4,136.33
12/21/2005 Accrd Income on Preferred Income Strategies (29.17)
1/10/2006 Dividend (4.16)
2/22/2006 Sale of 200 shs Preferred Strategy
200 Units (4,103.00)
0.00
Franklin Penn Tax Free Inc Tr $ 10,774.55
11/21/2005 Dividend Reinvestment
3.835 Units 39.69
12/29/2005 Dividend reinvestment
1.358 Units 14.12
1/20/2006 Dividend Reinvestment
2.483 Units 25.87
2/13/2006 Sale of Franklin Penn Tax Free Fund
1,046.338 Units (10,840.22)
3/20/2006 Dividend Reinvestment
0.024 Units 0.21
. .. ..r.
INFORMATION SCHEDULES Page 26
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
6/20/2006 Dividend Reinvestment
0.005 Units $ 0.05
7/21/2006 Dividend Reinvestment
0.005 Units $ 0.05
8/7/2006 Sale of Franklin Penn TF Inc Fund
1.386 Units $ (14.32)
$ 0.00
Merrill Lynch Bond Fd CI B $ 15,662.10
2/22/2006 Sale of 3145 shs ML Bond Fd CI B
3,145 Units (15,662.10)
0.00
Cumberland Co PA MNAU CLRV $ 15,346.63
2/22/2006 Sale of $15,000 Cumberland Co PA Muni
15,000 Units $98.23 Accrued Interest (15,346.63)
0.00
Dauphin PA Gen AT Hlth $ 5,214.18
2/22/2006 Sale of $5,000 Dauphin PA Gen AT Hlth
5,000 Units $1.53 Accrued Interest (5,214.18)
0.00
Highmark Insurance Refund $ 143.20
7/06/2006 Highmark Insurance Refund (143.20)
0.00
Heffler Radetch & Saitta, Claims Administrator $ 39.73
7/6/2006 Proceeds of Class Action Suit against Bank of America (39.73)
0.00
JP Morgan Chase Replacement check received for decedent $ 456.00
8/29/2007 JP Morgan Chase check from unknown source (456.00)
0.00
. II' a.
. .
RECEIPTS OF INCOME
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 27
Dividends
Exxon Mobil Corp
3/10/2006 Dividend
$
486.40
Harsco Corp
2/15/2006 Dividend
365.30
Hershey Co
12/15/2005 Dividend
940.80
Louisiana Pac Corp
12/1/2005 Dividend
75.25
3/1/2006 Dividend
90.30
165.55
Raytheon Co New
1/31/2006 Dividend
15.18
Wachovia Corp
12/15/2005 Dividend
6,051.66
Centerpoint Energy Inc
3/10/2006 Dividend
67.50
Merrill Lynch Eurofund CI B
12/20/2005 Interest
104.26
Debt Strategies Fd Inc New
12/21/2005 Dividend
28.99
1/10/2006 Dividend
34.17
2/28/2006 Dividend
28.99
92.15
... ' ..
RECEIPTS OF INCOME Page 28
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
AT&T Inc
11/23/2005 Dividend
$
78.00
12/01/2005 Receieved cash in lieu of fractional share on 1 for 5
reverse split of AT&T
(4.58)
2/1/2006 Dividend
15.30
88.72
Baxter Intllnc
1/5/2006 Dividend
465.60
Cardinal Health Inc
1/17/2006 Dividend
11.16
Citigroup Inc
2/24/2006 Dividend
735.00
Dover Corp
12/15/2005 Dividend
136.00
Eaton Vance Tax Advt Die INCM
11/30/2005 Dividend
30.63
12/28/2005 Dividend
30.63
12/28/2005 Dividend
14.68
1/6/2006 Dividend
30.63
2/28/2006 Dividend
30.63
137.20
Glaxosmithkline PLC
4/6/2006 Dividend
194.99
Johnson & Johnson
12/13/2005 Dividend
1,584.00
.
.
. .
.f
RECEIPTS OF INCOME
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 29
M& T Bank Corp
12/30/2005 Dividend $ 90.00
Morgan Stanley New
1/31/2006 Dividend 42.12
PPL Corp
1/3/2006 Dividend 100.00
Ratheon Co New
1/31/2006 Dividend 366.96
St Paul Travelers Inc
12/30/2005 Dividend 12.88
UGI Corp
1/3/2006 Dividend 708.75
Wachovia Corp 2nd New
12/15/2005 Dividend 102.00
Consolidated Edison Co NY PINES 7.5%
1/3/2006 Dividend 93.75
Wells Fargo Cap Tr V QUIBS 7%
3/1/2006 Dividend 175.00
Preferred Income Strategies
1/10/2006 Dividend 25.01
2/28/2006 Dividend 29.17
54.18
Merrill Lynch Bond Fd CI B
11/25/2005 Dividend 126.32
12/30/2005 Dividend 61.87
.
.
. .
.,
RECEIPTS OF INCOME
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 30
12/30/2005 Dividend
$
51.35
1/23/2006 Dividend
55.93
2/1/2006 Dividend
83.07
378.54
Total Dividends
$ 13,765.65
Interest
Citizens' Bank Estate Checking Account #621397-502-4
12/31/2005 December Interest
5.45
1/31/2006 January Interest
3.68
2/28/2006 February Interest
2.15
3/31/2006 March Interest
5.45
4/28/2006 Apr Interest
6.92
5/31/2006 May Interest
7.20
6/30/2006 June Interest
6.98
7/31/2006 July Interest
7.23
8/31/2006 Aug Interest
7.26
9/29/2006 Sept Interest
7.03
10/31/2006 Oct Interest
3.60
11/30/2006 Nov Interest
29.08
12/29/2006 Dec Interest
18.99
1/31/2007 Jan Interest
8.84
2/28/2007 Feb Interest
4.22
3/30/2007 March Interest
15.67
4/30/2007 Apr Interest
15.17
5/31/2007 May Interest
13.71
It. ~ ...
RECEIPTS OF INCOME Page 31
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
6/29/2007 June Interest
$
8.05
7/30/2007 July Interest
8.32
8/13/2007 August Interest
8.34
9/28/2007 Interest
7.75
201.09
Ryan Beck Insured Deposits
12/28/2005 Dee MM Interest 8.39
12/30/2005 Dee MM Interest 1.04
1/13/2006 Jan MM Interest 13.35
2/15/2006 Feb MM Interest 361.95
3/16/2006 March MM interest 5,883.75
4/13/2006 April MM Interest 8,149.84
5/16/2006 May MM Interest 4,648.98
6/15/2006 June MM Interest 4,976.00
7/18/2006 July MM Interest 5,123.35
8/16/2006 August MM Interest 4,977 .48
9/19/2006 Sept.MM Interest 5,274.62
10/17/2006 Oct MM Interest 3,643.25
11/17/2006 Nov MM Interest 3,887.90
12/19/2006 Dee MM Interest 3,799.23
1/16/2007 Jan MM Interest 3,456.02
2/20/2007 Feb MM Interest 3,708.06
3/14/2007 March MM Interest 2,991.21
4/16/2007 April MM Interest 528.17
5/17/2007 May MM Interest 462.53
... ..(
RECEIPTS OF INCOME Page 32
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
6/18/2007 June MM Interest
$
507.89
7/16/2007 July MM Interest
432.54
62,835.55
Merrill Lynch Bank Deposit Fund
11/30/2005 Interest
31.63
12/30/2005 Dec MM Interest
20.36
1/3/2006 Accumulated income transferred from Russell E. Allyn
ML Account # 872-11448
200.96
1/31/2006 Jan MM Interest
41.64
2/16/2006 Feb MM Interest
22.53
3/24/2006 March MM Interest
2.83
319.95
Stifel Nicolaus Money Market Account
7/31/2007 July MM Interest
222.74
8/31/2007 August MM Interest
416.95
10/31/2007 Interest
381.12
1,020.81
Verizon New Eng QUIBS 7%
2/15/2006 Interest
87.50
General Motors Corp Nt Sr 0051548
2/15/2006 Interest
92.19
PPLUS TR GSG-2 A 5.75%
2/15/2006 Interest
143.75
Total Interest
$ 64,700.84
.
.
. .
..
RECEIPTS OF INCOME
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Page 33
Tax Exempt Interest
Stifel Nicolaus Money Market Account
9/28/2007 Interest
$
384.10
Franklin Penn Tax Free Inc Tr
11/21/2005 Dividend Reinvestment
39.69
12/29/2005 Dividend reinvestment
14.12
1/20/2006 Dividend Reinvestment
25.87
2/22/2006 Tax Free Interest
34.00
3/20/2006 Dividend Reinvestment
0.21
6/20/2006 Dividend Reinvestment
0.05
7/21/2006 Dividend Reinvestment
0.05
8/21/2006 Interest
0.04
114.03
RVS Tax-Exempt Bond Fund Class A
12/31/2005 RVS Interest
63.31
2/27/2006 RVS Interest
63.04
3/13/2006 RVS Interest
47.51
3/13/2006 RVS Interest
64.17
3/27/2006 RVS Interest
54.45
4/26/2006 RVS Interest
56.46
7/6/2006 RVS Interest
118.37
12/29/2006 RVS Interest
122.52
2/2/2007 Aug,Sept, Oct and December, 2006 RVS Interest
219.08
5/16/2007 Jan-Apr 07 RVS Interest
258.20
8/13/2007 RVS Interest
61.70
1,128.81
.... ill.
RECEIPTS OF INCOME Page 34
Estate of Russell E Allyn
For Period 11/17/2005 Through 11/13/2007
Cumberland Co PA MNAU CLRV
2/22/2006 Interest
$
295.74
Dauphin PA Gen AT Hlth
2/22/2006 Interest
68.75
Total Tax Exempt Interest
$
1,991.43
Other Income
Ryan Beck Insured Deposits
12/20/2005 Reimbursement of Legg Mason transfer fee by Ryan
Beck
75.00
Total Other Income
75.00
Gains Allocable to Income
Merrill Lynch Healthcare Fd CII
12/21/2005 Long Term capital gain distribution from ML Healthcare
Fd CII
868.64
12/21/2005 Short term capital gain distribution on ML Healthcare Fd
CII
348.48
1,217.12
Total Gains Allocable to Income
1,217.12
TOTAL RECEIPTS OF INCOME
$ 81,750.04
.
.
I .
.'
..
SUMMARY OF ACCOUNT
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page
Fiduciary
Acquisition
Value
Principal
Receipts
Net Gain (or Loss) on Sales or Other Dispositions
Other Receipts
1-4
5-9
$ 3,404,417.81
36,793.52
0.00
Less Disbursements
Administration Expenses (Prin)
Fees and Commissions (Prin)
Funeral Expenses (Prin)
Other Expenses (Prin)
$ 3,441,211.33
1 0-11
11-12
12
12-14
$ 2,163.87
177,020.59
8,482.70
833,778.59
Balance before Distributions
Distributions to Beneficiaries
15
1,021,445.75
$ 2,419,765.58
1,800,000.00
Principal Balance on Hand
16
$ 619,765.58
For Information:
Changes in Investment Holdings
17-24
Income
Receipts
Less Disbursements
25-29
$ 111,544.29
0.00
$ 111,544.29
0.00
$ 111,544.29
$ 731,309.87
Balance before Distributions
Distributions to Beneficiaries
Income Balance on Hand
Combined Balance on Hand
EXHIBIT B
.
.
.'
...
RECEIPTS OF PRINCIPAL
Estate of Mary E. Allyn
As of 11/13/2007
Page 1
Assets Listed in Inventory
(Valued as of date of death)
Fiduciary
Acquisition
Value
Checking Accounts
Citizens Checking Account # 621309-847-3
Citizen's Bank Jt Checking Account # 610067-789-3
$ 15,264.10
24,924.82
$ 40,188.92
Money Market Accounts
Ryan Beck Account #A8T-001660 66,497.84
$10.15 Accrued Interest
Common Stocks
Air Products & Chemicals Inc
4,512 Units $1,443.84 Accrued Dividend
American Express Co
6,534 Units $784.08 Accrued Dividend
Ameriprise Financiallnc
1,306 Units $143.66 Accrued Dividend
BP PLC
328 Units
Bristol Myers Squibb Co
400 Units.
Disney Walt Co
2,400 Units
Hewlett Packard Co
126 Units
Illinois Tool Works Inc
589 Units
JP Morgan & Chase Co
456 Units
Johnson & Johnson
800 Units
Lehman Bras Holdings Inc
870 Units
M&T Bank Corp
74 Units
Mellon Financial Corp
400 Units $80.00 Accrued Dividend
Merck & Co Inc
1,800 Units
Mid Penn Bancorp Inc
265 Units
Pepsico Inc
100 Units
Susquehanna Bancshares Inc PA
300 Units $72.00 Accrued Dividend
Wachovia Corp 2ND New
11,632 Units
$ 283,488.96
341,205.48
56,197.18
22,946.88
8,974.00
60,372.00
3,798.90
49,643.87
17,991.48
45,684.00
121,286.70
7,887.66
13,948.00
61,227.00
7,141.75
5,717.30
7,210.50
626,848.48
. .
RECEIPTS OF PRINCIPAL
Estate of Mary E. Allyn
As of 11/13/2007
Page 2
Tupperware Brands Corp
730 Units
Verizon Communications
152 Units
AllianceBernstein Mid Cap Growth Fund CI A
1,446.314 Units
Altria Group Inc
1,200 Units
Salomon Brothers Invs Vlaue Fds CI 0
1,461.895 Units
DWS Technology Fund CI A
1,938.629 Units
Fiduciary
Acquisition
Value
$ 16,005.25
4,810.80
9,950.64
85,758.00
30,480.51
22,837.05
$1,911,412.39
$ 38,388.42
10,108.89
10,108.89
10,108.89
10,108.89
1,010.89
1,010.89
80,845.76
$ 185,942.41
190,110.19
130,506.54
506,559.14
426,603.13
Assets Listed in Inventory
(Valued as of date of death)
Federal Notes and Bonds
Franklin Custodian Fds Inc Income Fd CI A
15,732.957 Units
$10,000 US Treasury Bond Series H
10,000 Units $108.89 Accrued Interest
$10,000 US Treasury Bond Series H
10,000 Units $108.89 Accrued Interest
$10,000 US Treasury Bond Series H
10,000 Units $108.89 Accrued Interest
$10,000 US Treasury Bonds Series H
10,000 Units $108.89 Accrued Interest
$1,000 US Treasury Bond Series H
1,000 Units $10.89 Accrued Interest
$1,000 US Treasury Bond Series H
1,000 Units $10.89 Accrued Interest
Municipal Bonds
DMC Tax Free Income Trust PA SH Ben Int A
23,012.674 Units
Franklin Tax Free Tr PA T/F Incm A
18,297.42 Units
Putnum PA Tax Exempt Income Fd Sh Ben Int
14,341.378 Units
Residences
495 N 25th Street, Camp Hill, PA
. .
RECEIPTS OF PRINCIPAL
Estate of Mary E. Allyn
As of 11/13/2007
Page 3
Assets Listed in Inventory
(Valued as of date of death)
Fiduciary
Acquisition
Value
Household Goods & Furnishings
Household Goods and Personal Property
Household Goods and Personal Property sold at Auction
Sale of Remaining oriental rugs
$ 29,928.75
8,651.25
250.00
$ 38,830.00
$ 12.84
2,805.45
1,199.00
57.00
1,256.00
500.00
5,830.29
$ 1,540.00
4.26
1,544.26
$ 3,078,311.73
Refunds
Verizon Refund
Eshenauers Fuels Inc
2005 Form 1040 Refund
2005 Form PA-40 Refund
US Treasury- 2006 Form 1040 Tax Refund due decedent
PA Dept of Revenue- 2006 PA-40 Tax Refund due Decedent
Miscellaneous Property
Genworth Financial Policy #HFN6378901
Addition to correct DOD balance on Citizen's Checking
TOTAL INVENTORY
. .
RECEIPTS OF PRINCIPAL
Estate of Mary E. Allyn
As of 11/13/2007
Page 4
Receipts Subsequent to Inventory
(Valued when received)
8/16/2006 Loan to Russell E. Allyn Estate for payment of FET Taxes
$ 300,000.00
10/1/2006 Brockie Pharmacy refund
516.58
8/22/2007 PA Dept of Revenue Inheritance Tax Refund
21,332.00
10/22/2007 Transfer from Ruseell E. Allyn Estate for net loan balance
4,257.50
TOTAL RECEIPTS SUBSEQUENT TO INVENTORY
$ 326,106.08
SUMMARY
Total Inventory
Total Receipts Subsequent To Inventory
$ 3,078,311.73
326,106.08
TOTAL RECEIPTS OF PRINCIPAL
$ 3,404,417.81
.-
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 5
Gain
Loss
2/27/2006 Received cash in lieu of fractional share from stock
dividend
0.25 Units
Net Proceeds
Fiduciary Acquisition Value
$
6.51
6.42
Net Gain
$
0.09
3/10/2006 Sale of Bristol Myers Squibb
400 Units
Net Proceeds
Fiduciary Acquisition Value
$
9,061.76
8,974.00
Net Gain
87.76
3/10/2006 Sale of Walt Disney Co
2,400 Units
Net Proceeds
Fiduciary Acquisition Value
$ 66,922.97
60,372.00
Net Gain
6,550.97
3/10/2006 Sale of Hewlett Packard Co
126 Units
Net Proceeds
Fiduciary Acquisition Value
$
4,042.15
3,798.90
Net Gain
243.25
3/10/2006 Sale of Air Products & Chemicals Inc
4,512 Units
Net Proceeds
Fiduciary Acquisition Value
$ 286,016.09
282,045.12
Net Gain
3,970.97
3/10/2006 Sale of Altria Group Inc
1,200 Units
Net Proceeds
Fiduciary Acquisition Value
$ 87,258.34
85,758.00
Net Gain
1,500.34
,-
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS Page 6
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Gain Loss
3/10/2006 Sale of Amex
6,534 Units
Net Proceeds $ 350,022.84
Fiduciary Acquisition Value 340,421.40
Net Gain $ 9,601.44
3/10/2006 Sale of M& T Bank
74 Units
Net Proceeds $ 8,171.89
Fiduciary Acquisition Value 7,887.66
Net Gain 284.23
3/10/2006 Sale of Mellon
400 Units
Net Proceeds $ 14,026.00
Fiduciary Acquisition Value 13,868.00
Net Gain 158.00
3/10/2006 Sale of Merck & Co
1,800 Units
Net Proceeds $ 61,855.36
Fiduciary Acquisition Value 61,227.00
Net Gain 628.36
3/10/2006 Sale of Illinois Tool Works
589 Units
Net Proceeds $ 53,019.05
Fiduciary Acquisition Value 49,643.87
Net Gain 3,375.18
3/10/2006 Sale of JP Morgan
456 Units
Net Proceeds $ 18,282.47
Fiduciary Acquisition Value 17,991.48
Net Gain 290.99
. . .
.
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS Page 7
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Gain Loss
3/10/2006 Sale of Lehman Bros Holdings
870 Units
Net Proceeds $ 122,715.38
Fiduciary Acquisition Value 121,286.70
Net Gain $ 1,428.68
3/10/2006 Sale of Pepsico
100 Units
Net Proceeds $ 5,917.10
Fiduciary Acquisition Value 5,717.30
Net Gain 199.80
3/10/2006 Sale of Verizon Communications
152 Units
Net Proceeds $ 5,019.79
Fiduciary Acquisition Value 4,810.80
Net Gain 208.99
3/10/2006 Sale of Wachovia Corp New
11,632 Units
Net Proceeds $ 635,733.63
Fiduciary Acquisition Value 626,848.48
Net Gain 8,885.15
3/10/2006 Sale of Mid Penn Bancorp
278 Units
Net Proceeds $ 7,269.21
Fiduciary Acquisition Value 7,135.33
Net Gain 133.88
3/10/2006 Sale of BP PLC
328 Units
Net Proceeds $ 21,406.26
Fiduciary Acquisition Value 22,946.88
Net Loss $ 1,540.62
. .
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS Page 8
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Gain Loss
3/10/2006 Sale of Ameriprise
1,306 Units
Net Proceeds $ 55,594.50
Fiduciary Acquisition Value 56,053.52
Net Loss $ 459.02
3/10/2006 Sale of Susquehanna Bancshares
300 Units
Net Proceeds $ 7,019.71
Fiduciary Acquisition Value 7,138.50
Net Loss 118.79
3/10/2006 Sale of Tupperware Brands
730 Units
Net Proceeds $ 14,642.45
Fiduciary Acquisition Value 16,005.25
Net Loss 1,362.80
3/15/2006 Sale of JNJ
800 Units
Net Proceeds $ 46,422.71
Fiduciary Acquisition Value 45,684.00
Net Gain $ 738.71
3/16/2006 Sale of Franklin Cust Fds
15,732.957 Units
Net Proceeds $ 38,854.45
Fiduciary Acquisition Value 38,388.42
Net Gain 466.03
3/16/2006 Sale of Franklin TF Fds
18,297.42 Units
Net Proceeds $ 190,470.19
Fiduciary Acquisition Value 190,110.19
Net Gain 360.00
. .
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS Page 9
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Gain Loss
3/16/2006 Sale of Putnam PA TF Income Fd
14,341.378 Units
Net Proceeds $ 130,644.00
Fiduciary Acquisition Value 130,506.54
Net Gain $ 137.46
3/16/2006 Sale of Salomon Bras
1,461.895 Units
Net Proceeds $ 31,614.84
Fiduciary Acquisition Value 30,480.51
Net Gain 1,134.33
3/16/2006 Sale of DMC TF Inc Trust
23,012.674 Units
Net Proceeds $ 185,936.46
Fiduciary Acquisition Value 185,942.41
Net Loss $ 5.95
3/16/2006 Sale of DWS Technology Fund
1,938.629 Units
Net Proceeds $ 22,753.55
Fiduciary Acquisition Value 22,837.05
Net Loss 83.50
3/16/2006 Sale of Alliance Mid-Cap
1,446.314 Units
Net Proceeds $ 9,930.23
Fiduciary Acquisition Value 9,950.64
Net Loss 20.41
Total Gains and Losses 40,384.61 3,591.09
Less Loss (3,591.09)
Net Gain $ 36,793.52
. .
DISBURSEMENTS OF PRINCIPAL
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 10
Administration Expenses (Prin)
3/11/2006 Linda Lowrie
reimbursement of moving expenses for HHG
$
600.00
3/11/2006 J. Kenneth Lowrie
reimbursement of expenses for Co-Executor
129.32
4/10/2006 Citizen's Bank
Account Service Fees
7.00
4/24/2006 J Kenneth Lowrie
reimbursement for probate fees advanced
205.00
4/24/2006 J Kenneth Lowrie
misc administration expenses
139.14
4/24/2006 Lucille Ernst
cleaning services to prepare real estate for sale and and
tag sale for HHG
600.00
5/03/2006 Citizen's Bank
check printing charges
23.31
5/08/2006 Citizen's Bank
Account service fees
4.60
6/08/2006 Citizen's Bank
Account service fees
4.00
7/11/2006 Citizen's Bank
Account service fee
4.00
8/8/2006 Citizen's Bank
Account service fee
4.00
9/11/2006 Citizen's Bank
Account Service Fee
4.00
10/10/2006 Citizen's Bank
Account service fee
4.00
11/3/2006 RyanBeck
courier fees for tax checks
24.00
11/8/2006 Citizen's Bank
Account service fee
4.00
12/8/2006 Citizen's Bank
Account service fee
4.00
,
.
,.
DISBURSEMENTS OF PRINCIPAL
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 11
1/9/2007 Citizen's Bank
Account service fee
$ 4.00
4.00
4.00
4.00
4.00
13.50
350.00
4.00
4.00
4.00
4.00
4.00
$ 2,163.87
2/8/2007 Citizen's Bank
Account service fee
3/8/2007 Citizen's Bank
Account Service Fee
4/9/2007 Citizen's Bank
Account service fee
5/8/2007 Citizen's Bank
Account service fee
5/18/2007 Citizen's Bank
wire transfer fee
5/23/2007 Cumberland County Register of Wills
add'l probate fee due
6/8/2007 Citizen's Bank
Account service fee
7/19/2007 Citizen's Bank
Account Service Fee
8/8/2007 Citizen's Bank
Account Service Fee
9/11/2007 Citizen's Bank
Account Service Fee
10/9/2007 Citizen's Bank
Bank service fee
Fees and Commissions (Prin)
3/15/2006 Keefer Wood Allen & Rahal, LLP
reimbursement for probate fees
$
1,324.28
10/10/2006 Keefer Wood Allen & Rahal, LLP
legal fees per invoice dated 9/7/06
19,842.50
5/23/2007 Keefer Wood Allen & Rahal LLP
legal fees & disbursements per invoice dated 5/1/07
32,229.55
.'
DISBURSEMENTS OF PRINCIPAL
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 12
9/18/2007 Keefer Wood Allen & Rahal, LLP
legal fees and disbursements per invoice dated 9/6/07
$
9,485.76
11/7/2007 Keefer Wood Allen & Rahal, LLP
legal fees per invoice dated 11/7/2007
6,638.50
11/7/2007 Keefer Wood Allen & Rahal, LLP
Reserve for legal fees and disbursements to conclude
estate administration
17,500.00
11/7/2007 J. Kenneth Lowrie
Reserve for Co-Executor's Commission
45,000.00
11/7/2007 Crystal U. Hackett, CPA
Reserve for Co-Executor's Commission
45,000.00
$ 177,020.59
Funeral Expenses (Prin)
3/11/2006 West Shore Country Club
funeral reception
$
1,306.58
3/11/2006 Musselman Funeral Home
funeral service for decedent
5,981.12
3/11/2006 Linda Lowrie
reimbursement for interment fees at Rolling Green
Cemetery
1,195.00
8,482.70
Other Expenses (Prin)
3/11/2006 Don Wagner Landscaping
snow removal at 495 N. 25th St.
$
55.00
3/11/2006 Susquehanna Township EMS
ambulance services for decedent
95.00
3/11/2006 Homeland Center
nursing care for decedent
1,335.06
3/11/2006 Brockie Pharmatech
prescription drugs for decedent
1,359.35
3/11/2006 PP&L
electric service for 495 N 25th St.
131.03
.. ..
DISBURSEMENTS OF PRINCIPAL Page 13
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
3/11/2006 Verizon
telephone service for decedent
5/5/2006 Register of Wills, Agent
Payment on Account of PA Inheritance Tax
$ 27.19
60.27
675.00
46.47
50.70
98.75
3,500.00
1,000.00
52.63
32.88
25.47
171,000.00
3/11/2006 PA American Water
water service for 495 N 25th St.
3/22/2006 Lucille Ernst
cleaning services for Decedent
3/22/2006 Verizon
telephone service for decedent
3/22/2006 PPL
electric service for decedent
3/22/2006 Homeland Center
personal & medical supplies for decedent
4/15/2006 United States Treasury
Balance due on 2005 personal 1040 return
4/15/2006 PA Dept of Revenue
Balance due on 2005 personal PA-40 return
4/24/2006 Penn Waste
final trash collection services
4/24/2006 Conner Rich Associates
medical services for decedent
4/24/2006 PA American Water
final water service bill
8/16/2006 U.S. Treasury
federal estate tax balance for Form 706
paid with extension for the Russell E. Allyn Estate
(Payment was later transferred to Mary Allyn Estate)
300,000.00
8/22/2006 Pennsylvania American Water
final water bill for house
205.13
11/3/2006 PA Dept of Revenue
Balance due for PA Inheritance Taxes with extension of
return for Mary E. Allyn Estate
49,000.00
11/3/2006 U.S. Treasury
Form 706 federal estate tax
,
.
"
.
DISBURSEMENTS OF PRINCIPAL
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 14
payment made with extension Form 4758
$ 300,000.00
11/9/2006 Register of Wills, Agent
Advance cash for Russell E Allyn Estate- PA Inheritance
Tax payment on account
800.00
12/29/2006 Return of 4/26/06, 7/26/06 and 10/26/06 guaranteed
income payments totaling $4,145.25 received from
Northwestern Mutual Contract, not due this decedent.
$550 check # 526 paid from Russell E. Allyn Estate.
3,595.00
5/23/2007 Pa Dept of Revenue
balance of PA inheritance taxes due for Russell E. Allyn
Estate
210.52
6/25/2007 US Treasury
Balance due on 706 return
423.14
$ 833,778.59
TOTAL DISBURSEMENTS OF PRINCIPAL
$ 1,021,445.75
.
.
. .
"
DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 15
To: Susan J. Ratcliff
Advance Distribution from Estate
4/19/2006 Cash
$ 500,000.00
3/14/2007 Cash
400,000.00
Total for Susan J. Ratcliff
$900,000.00
To: Linda M. Lowrie
Advance Distribution from Estate
4/19/2006 Cash
500,000.00
3/14/2007 Cash
400,000.00
Total for Linda M. Lowrie
900,000.00
TOTAL DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES
$ 1,800,000.00
.. ..
PRINCIPAL BALANCE ON HAND Page 16
Estate of Mary E. Allyn
As of 11/13/2007
Current Carrying
Value Value
Checking Accounts
Citizen's Estate Checking Account $49,744.17 $49,744.17
Money Market Accounts
Stifel Nicolaus Money Market Account 681,565.70 681,565.70
$731,309.87 $731,309.87
Less: Income balance on hand 111,544.29 111,544.29
PRINCIPAL BALANCE ON HAND $619,765.58 $619,765.58
.. ..
INFORMATION SCHEDULES Page 17
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Changes in Investment Holdings
Air Products & Chemicals Inc $ 283,488.96
2/13/2006 Accrued Income on Air Products (1,443.84)
3/10/2006 Sale of Air Products & Chemicals Inc
4,512 Units (282,045.12)
$ 0.00
American Express Co $ 341,205.48
2/10/2006 Accrued Income on Amex (784.08)
3/10/2006 Sale of Amex
6,534 Units (340,421.40)
0.00
Ameriprise Financial Inc $ 56,197.18
2/16/2006 Accrued Income on Ameriprise (143.66)
3/10/2006 Sale of Ameriprise
1,306 Units (56,053.52)
0.00
BP PLC $ 22,946.88
3/10/2006 Sale of BP PLC
328 Units (22,946.88)
0.00
Bristol Myers Squibb Co $ 8,974.00
3/10/2006 Sale of Bristol Myers Squibb
400 Units (8,974.00)
0.00
Disney Walt Co $ 60,372.00
3/10/2006 Sale of Walt Disney Co
2,400 Units (60,372.00)
0.00
.
.
.,
..
INFORMATION SCHEDULES
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 18
Hewlett Packard Co $ 3,798.90
3/10/2006 Sale of Hewlett Packard Co
126 Units (3,798.90)
$ 0.00
Illinois Tool Works Inc $ 49,643.87
3/10/2006 Sale of Illinois Tool Works
589 Units (49,643.87)
0.00
JP Morgan & Chase Co $ 17,991.48
3/10/2006 Sale of JP Morgan
456 Units (17,991.48)
0.00
Johnson & Johnson $ 45,684.00
3/15/2006 Sale of JNJ
800 Units (45,684.00)
0.00
Lehman Bros Holdings Inc $ 121,286.70
3/10/2006 Sale of Lehman Bros Holdings
870 Units (121,286.70)
0.00
M&T Bank Corp $ 7,887.66
3/10/2006 Sale of M& T Bank
74 Units (7,887.66)
0.00
Mellon Financial Corp $ 13,948.00
2/15/2006 Mellon Financial Accrued Income (80.00)
3/10/2006 Sale of Mellon
400 Units (13,868.00)
0.00
.. Ok
.
.
INFORMATION SCHEDULES
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 19
Merck & Co Inc $ 61,227.00
3/10/2006 Sale of Merck & Co
1,800 Units (61,227.00)
$ 0.00
Mid Penn Bancorp Inc $ 7,141.75
2/27/2006 Received 5 % Stock Dividend to HOR 2/8/06
13.25 Units 0.00
2/27/2006 Received cash in lieu of fractional share from stock
dividend
0.25 Units (6.42)
3/10/2006 Sale of Mid Penn Bancorp
278 Units (7,135.33)
0.00
Pepsico Inc $ 5,717.30
3/10/2006 Sale of Pepsico
100 Units (5,717.30)
0.00
Susquehanna Bancshares Inc PA $ 7,210.50
2/17/2006 Accrued Income on Susquehanna Bancshares (72.00)
3/10/2006 Sale of Susquehanna Bancshares
300 Units (7,138.50)
0.00
Wachovia Corp 2ND New $ 626,848.48
3/10/2006 Sale of Wachovia Corp New
11,632 Units (626,848.48)
0.00
Tupperware Brands Corp $ 16,005.25
3/10/2006 Sale of Tupperware Brands
730 Units (16,005.25)
0.00
" ..
~
.
INFORMATION SCHEDULES
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 20
Verizon Communications $ 4,810.80
3/10/2006 Sale of Verizon Communications
152 Units (4,810.80)
$ 0.00
AllianceBernstein Mid Cap Growth Fund CI A $ 9,950.64
3/16/2006 Sale of Alliance Mid-Cap
1,446.314 Units (9,950.64 )
0.00
Altria Group Inc $ 85,758.00
3/10/2006 Sale of Altria Group Inc
1,200 Units (85,758.00)
0.00
Salomon Brothers Invs Vlaue Fds CI 0 $ 30,480.51
3/16/2006 Sale of Salomon Bros
1,461.895 Units (30,480.51 )
0.00
DWS Technology Fund CI A $ 22,837.05
3/16/2006 Sale of DWS Technology Fund
1,938.629 Units (22,837.05)
0.00
Franklin Custodian Fds Inc Income Fd CI A $ 38,388.42
3/16/2006 Sale of Franklin Cust Fds
15,732.957 Units (38,388.42)
0.00
$10,000 US Treasury Bond Series H $ 10,108.89
5/1/2006 Series H Bond Interest (108.89)
5/16/2007 Redemption of Series H Bond
10,000 Units (10,000.00)
0.00
., ..
.
.
INFORMATION SCHEDULES
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 21
$10,000 US Treasury Bond Series H $ 10,108.89
5/1/2006 Series H Bond Interest (108.89)
5/16/2007 Redemption of Series H Bond
10,000 Units (10,000.00)
$ 0.00
$10,000 US Treasury Bond Series H $ 10,108.89
5/1/2006 Series H Bond Interest (108.89)
5/16/2007 Redemption of Series H Bond
10,000 Units (10,000.00)
0.00
$10,000 US Treasury Bonds Series H $ 10,108.89
5/1/2006 Series H Bond Interest (108.89)
5/16/2007 Redemption of Series H Bond
10,000 Units (10,000.00)
0.00
$1,000 US Treasury Bond Series H $ 1,010.89
5/1/2006 Series H Bond Interest (10.89)
5/16/2007 Redemption of Series H Bond
1,000 Units (1,000.00)
0.00
$1,000 US Treasury Bond Series H $ 1,010.89
5/1/2006 Series H Bond Interest (10.89)
5/16/2007 Redemption of Series H Bond
1,000 Units (1,000.00)
0.00
DMC Tax Free Income Trust PA SH Ben Int A $ 185,942.41
3/16/2006 Sale of DMC TF Inc Trust
23,012.674 Units (185,942.41 )
0.00
.,
INFORMATION SCHEDULES
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 22
Franklin Tax Free Tr PA T/F Incm A $ 190,110.19
3/16/2006 Sale of Franklin TF Fds
18,297.42 Units (190,110.19)
$ 0.00
Putnum PA Tax Exempt Income Fd Sh Ben Int $ 130,506.54
3/16/2006 Sale of Putnam PA TF Income Fd
14,341.378 Units (130,506.54)
0.00
Loan to Russell E. Allyn Estate for payment of FET Taxes $ 300,000.00
11/3/2006 Repayment of loan balance received from Rusell E. Allyn
Estate Ryan Beck Account A8T-01422 (300,000.00)
0.00
495 N 25th Street, Camp Hill, PA $ 426,603.13
3/13/2006 Collection of deposit from Joseph & Elizabeth Ferrari for
sale of house (5,000.00)
3/15/2006 Sale of Residence (421,603.13)
0.00
Household Goods and Personal Property $ 29,928.75
3/8/2006 Sale of Household Goods and Personal Property (29,928.75)
0.00
Household Goods and Personal Property sold at Auction $ 8,651.25
4/14/2006 Received net auction proceeds for HHG & Personal
Property (8,651.25)
0.00
Sale of Remaining oriental rugs $ 250.00
2/12/2006 Sale of rugs (250.00)
0.00
...,.. ..
INFORMATION SCHEDULES Page 23
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Verizon Refund $ 12.84
3/29/2006 Verizon
refund for phone service (12.84)
$ 0.00
Eshenauers Fuels Inc $ 2,805.45
3/14/2006 fuel oil refund from Eshenauers Fuels (2,805.45)
0.00
2005 Form 1040 Refund $ 1,199.00
12/29/2006 2005 Form 1040 Income Tax refund (1,199.00)
0.00
2005 Form PA-40 Refund $ 57.00
12/29/2006 2005 PA-40 Income Tax refund (57.00)
0.00
US Treasury- 2006 Form 1040 Tax Refund due decedent $ 1,256.00
8/10/2007 2006 Form 1050 Refund from US Treasury (1,256.00)
0.00
PA Dept of Revenue- 2006 PA-40 Tax Refund due Decedent $ 500.00
8/10/2007 2006 PA-40 Tax Refund from PA Dept of Revenue (500.00)
0.00
PA Dept of Revenue Inheritance Tax Refund $ 21,332.00
8/22/2007 Receipt of Inheritance Tax Refund (21,332.00)
0.00
Transfer from Ruseell E. Allyn Estate for net loan balance $ 4,257.50
10/22/2007 Transfer net cash owed from Russell Allyn Estate (4,257.50)
0.00
,.
..
.
,
INFORMATION SCHEDULES
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 24
Genworth Financial Policy #HFN6378901
$
1,540.00
3/2/2006 Payment dated 3/2/06
(1,540.00)
$ 0.00
Addition to correct DOD balance on Citizen's Checking
$
4.26
11/6/2006 Transfer to correct balance
(4.26)
0.00
.
.
..
..
RECEIPTS OF INCOME
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 25
Dividends
BP PLC
3/13/2006 March Dividend
$
184.50
Johnson & Johnson
3/14/2006 March Dividend
264.00
Lehman Bros Holdings Inc
2/21/2006 February Dividend
208.80
M& T Bank Corp
3/31/2006 March Dividend
33.30
Merck & Co Inc
4/3/2006 April Dividend
684.00
Mid Penn Bancorp Inc
2/27/2006 Received 5 % Stock Dividend to HOR 2/8/06
0.00
2/27/2006 Feb Dividend
53.00
53.00
Pepsico Inc
3/31/2006 March Dividend
26.00
Wachovia Corp 2ND New
3/15/2006 March Dividend
5,932.32
Tupperware Brands Corp
4/3/2006 April Dividend
160.60
Total Dividends
$
7,546.52
Interest
Citizen's Bank Jt Checking Account # 610067-789-3
2/14/2006 Feb Interest
4.48
.
.
.
.
...
RECEIPTS OF INCOME
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 26
3/14/2006 March Interest
$
4.78
4/14/2006 Apr Int
5.29
5/12/2006 May Interest
5.01
6/14/2006 June Interest
6.14
7/17/2006 July Interest
6.14
8/14/2006 July Interest
5.40
37.24
Ryan Beck Estate Bank Deposits
2/15/2006 February Interest 4.35
3/14/2006 March Interest 197.56
4/13/2006 April Interest 8,631.76
5/16/2006 May Interest 5,486.26
6/15/2006 June Interest 5,916.54
7/18/2006 July Interest 6,091.74
8/16/2006 Aug Interest 5,917.44
9/19/2006 Sept Interest 6,645.48
10/17/2006 Oct Interest 6,603.05
11/17/2006 Nov interest 6,777.34
12/19/2006 Dec Interest 6,221.49
1/16/2007 Jan Interest 5,659.46
2/20/2007 Feb Interest 6,072.18
3/19/2007 March Interest 5,307.26
4/16/2007 Apr Interest 3,101.71
5/17/2007 May Interest 2,948.52
6/18/2007 June Interest 3,048.38
.
.
.
.
..
RECEIPTS OF INCOME
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 27
7/16/2007 July Interest
$
2,585.76
87,216.28
Ryan Beck Account #A8T-001660
4/5/2006 April Interest
0.26
Stifel Nicolaus Money Market Account
7/31/2007 July Interest
1,331.57
8/31/2007 August Interest
2,492.62
9/28/2007 Interest
2,296.23
10/31/2007 Interest
2,280.62
8,401.04
Franklin Custodian Fds Inc Income Fd CI A
3/3/2006 March Interest
188.80
$10,000 US Treasury Bond Series H
5/1/2006 Series H Bond Interest
91.11
5/24/2007 Series H Bd Interest
400.00
491.11
$10,000 US Treasury Bond Series H
5/1/2006 Series H Bond Interest
91.11
5/24/2007 Series H Bond Interest
400.00
491.11
$10,000 US Treasury Bond Series H
5/1/2006 Series H Bond Interest
91.11
5/24/2007 Series H Bond Interest
400.00
491.11
.
.
.
.
..
RECEIPTS OF INCOME
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 28
$10,000 US Treasury Bonds Series H
5/1/2006 Series H Bond Interest
$
91.11
5/24/2007 Series H Bond Interest
400.00
491.11
$1,000 US Treasury Bond Series H
5/1/2006 Series H Bond Interest
9.11
5/24/2007 Series H Bond Interest
40.00
49.11
$1,000 US Treasury Bond Series H
5/1/2006 Series H Bond Interest
9.11
5/24/2007 Series H Bond Interest
40.00
49.11
Total Interest
$ 97,906.28
Tax Exempt Interest
DMC Tax Free Income Trust PA SH Ben Int A
2/24/2006 February Interest
667.67
3/21/2006 Accrued income from sale of fund
535.54
1,203.21
Franklin Tax Free Tr PA T/F Incm A
2/22/2006 February Interest
700.79
3/15/2006 March Interest
545.03
3/21/2006 Accrued income from sale of fund
155.77
4/19/2006 April Interest
22.78
1,424.37
.
.
.
.
..
RECEIPTS OF INCOME
Estate of Mary E. Allyn
For Period 2/6/2006 Through 11/13/2007
Page 29
Putnum PA Tax Exempt Income Fd Sh Ben Int
2/28/2006 February Interest
$
419.09
3/21/2006 Accrued income from sale of fund
79.94
3/28/2006 March Interest
201.38
700.41
Total Tax Exempt Interest
$
3,327.99
Other Income
Northwestern Mutual Annuity Benefit Policy # B2719580B
4/26/2006 Quarterly guaranteed income distirbution paid in error to
decedent
1,381.75
7/26/2006 Quarterly income payment
1,381.75
2,763.50
Total Other Income
2,763.50
$ 111,544.29
TOTAL RECEIPTS OF INCOME
.
.
..
SUMMARY OF ACCOUNT
Mary E. Allyn P.O.A.
For Period 11/21/2005 Through 3/13/2006
Page
Fiduciary
Acquisition
Value
Principal
Receipts
Net Gain (or Loss) on Sales or Other Dispositions
Other Receipts
1-9
10-12
$ 3,120,641.50
2,710.96
0.00
Less Disbursements
Principal transferred to Income
$ 3,123,352.46
0.00
4,335.84
Balance before Distributions
Distributions to Beneficiaries
13-15
$ 3,119,016.62
3,119,016.62
Principal Balance on Hand
$
0.00
For Information:
Investments Made
Changes in Investment Holdings
16
16-17
Income
Receipts
Receipts prior to 11/21/2005
Principal transferred to Income
18-21
$ 20,410.08
0.41
4,335.84
24,746.33
$ 302.50
24,443.71
0.12
24,746.33
$ 0.00
0.00
$ 0.00
$ 0.00
Total Income
Less Disbursements
Insurance
Other Expenses
Disbursements prior to 11/21/2005
22
22-23
Balance before Distributions
Distributions to Beneficiaries
Income Balance on Hand
Combined Balance on Hand
EXHIBIT C
. .
.
.
..
..
RECEIPTS OF PRINCIPAL
Mary E. Allyn P.O.A.
As of 3/13/2006
Page 1
Assets Listed in Inventory
(Valued as of date received)
Fiduciary
Acquisition
Value
Cash on Hand
ACA T Transfer Fee Refund
$ 75.00
34,212.54
$ 34.43
4,950.90
4,985.33
$ 3,103.10
258,266.88
90,060.00
325,197.18
48,609.32
21,779.20
8,468.00
58,488.00
31,541.12
3,533.04
49,923.64
16,698.72
50,096.00
104,112.90
7,960.92
12,676.00
Checking Accounts
Citizens Bank Joint Checking Account #610067-789-3
Money Market Accounts
Ryan Beck Cash Fund
$10.15 Accrued Interest
Legg Mason Cash Account
Common Stocks
DaimlerChrysler AG
62 Units
Air Products & Chemicals Inc
4,512 Units
Altria Group Inc
1,200 Units
American Express Company
6,534 Units
Ameriprise Finllnc
1,306 Units
BP P L C Spon ADR
328 Units
Bristol Myers Squibb Co
400 Units
Walt Disney Co Holding Co
2,400 Units
Ford Motor C Del
3,791 Units
Hewlett Packard Co
126 Units
Illinois Tool Works Inc
589 Units
JP Morgan Chase & Co
456 Units
Johnson & Johnson
800 Units
Lehman Brothers Holdings Inc
870 Units
M& T Bank Corp
74 Units
Mellon Financial Corp
400 Units
.
.
'.
..
..
RECEIPTS OF PRINCIPAL
Mary E. Allyn P.OA
As of 3/13/2006
Page 2
Merck & Co Inc
1,800 Units
Mid Penn Bancorp Inc
265 Units
Pepsico Inc
100 Units
Rite Aid Corp
200 Units
Susquehanna Bancshares Inc PA
300 Units
Tupperware Corp
730 Units
Verizon Communications
152 Units
Visteon Corp
26 Units
Wachovia Corporation
12,677 Units
YUM Brands Inc
20 Units
Alliance Bernstein Mid-Cap Growth Fund CI A
1,326.225 Units
Masschusetts Investors Growth Stock Fund CI A
0.427 Units
Salomon Brothers Investors Value Fund Inc CI 0
1,395.003 Units
Scudder Technology Fund Class A
1,938.629 Units
Franklin Templeton Funds Income Series CI A
15,732.957 Units
Vanguard Windsor Fund Inc
17.081 Units
Fiduciary
Acquisition
Value
$ 50,796.00
6,591.88
5,908.00
700.00
6,927.00
16,738.90
4,789.52
216.58
640,442.04
1,017.40
8,593.94
5.32
28,723.11
21,247.37
37,916.43
304.21
$ 1,921,431.72
$ 185,021.90
189,378.30
129,789.47
504,189.67
Assets Listed in Inventory
(Valued as of date received)
Municipal Bonds
DMC Tax Free Trust PA Income Fund CI A
23,012.674 Units
Franklin Templeton Funds PA Tax Free Inc Fd CI A
18,297.42 Units
Putnam PA Tax Exempt Income Fund SBI
14,341.378 Units
00
..
RECEIPTS OF PRINCIPAL
Mary E. Allyn P.O.A.
As of 3/13/2006
Page 3
Assets Listed in Inventory
(Valued as of date received)
Fiduciary
Acquisition
Value
Debt Instruments
US Treasury Bonds Series H Bonds
Cash Advance to fund Russell E. Allyn Estate
$ 42,000.00
25,000.00
$ 67,000.00
Household Goods & Furnishings
Household Goods & Personal Property 1.00
TOTAL INVENTORY
$ 2,531,895.26
,
,
"
~
RECEIPTS OF PRINCIPAL
Mary E. Allyn P.OA
As of 3/13/2006
Page 4
Receipts Subsequent to Inventory
(Valued when received)
11/21/2005 GE Capital Assurance Claim Payment
$
2,170.00
12/2/2005 Social Security Payment
1,678.00
12/2/2005 Social Security Payment
747.00
2/6/2006 495 N. 25th Street, Camp Hill, PA
400,000.00
TOTAL RECEIPTS SUBSEQUENT TO INVENTORY
$ 404,595.00
'.
..
RECEIPTS OF PRINCIPAL
Mary E. Allyn P.O.A.
As of 3/13/2006
Page 5
Adjustment to Carrying Values
2/6/2006 Adjust Air Products & Chemicals to DOD Value
Adjusted Value
Value per Inventory
$ 283,488.96
258,266.88
$ 25,222.08
2/6/2006 Adjust Altria Group to DOD Value
Adjusted Value
Value per Inventory
85,758.00
90,060.00
(4,302.00)
2/6/2006 Adjust Amex to DOD Value
Adjusted Value
Value per Inventory
341,205.48
325,197.18
16,008.30
2/6/2006 Adjust Ameriprise to DOD Value
Adjusted Value 56,197.18
Value per Inventory 48,609.32
7,587.86
2/6/2006 Adjust BP PLC to DOD Value
Adjusted Value 22,946.88
Value per Inventory 21,779.20
1,167.68
2/6/2006 Adjust Bristol Myers Squibb to DOD Value
Adjusted Value 8,974.00
Value per Inventory 8,468.00
506.00
2/6/2006 Adjust Walt Disney to DOD Value
Adjusted Value 60,372.00
Value per Inventory 58,488.00
1,884.00
'.
, .
..
..
RECEIPTS OF PRINCIPAL
Mary E. Allyn P.OA
As of 3/13/2006
Page 6
Adjustment to Carrying Values
2/6/2006 Adjust Hewlett Packard to DOD Value
Adjusted Value
Value per Inventory
$
3,798.90
3,533.04
$ 265.86
2/6/2006 Adjust Illinois Tool Works to DOD Value
Adjusted Value
Value per Inventory
49,643.87
49,923.64
(279.77)
2/6/2006 Adjust JP Morgan Chase to DOD Value
Adjusted Value
Value per Inventory
17,991.48
16,698.72
1,292.76
2/6/2006 Adjust JNJ to DOD Value
Adjusted Value 45,684.00
Value per Inventory 50,096.00
(4,412.00)
2/6/2006 Adjust Lehman Bras Hldgs to DOD Value
Adjusted Value 121,286.70
Value per Inventory 104,112.90
17,173.80
2/6/2006 Adjust M& T Bank to DOD Value
Adjusted Value 7,887.66
Value per Inventory 7,960.92
(73.26)
2/6/2006 Adjust Mellon to DOD Value
Adjusted Value 13,948.00
Value per Inventory 12,676.00
1,272.00
,
.
..
..
RECEIPTS OF PRINCIPAL
Mary E. Allyn p.a.A.
As of 3/13/2006
Page 7
Adjustment to Carrying Values
2/6/2006 Adjust Merck to DaD Value
Adjusted Value
Value per Inventory
$ 61,227.00
50,796.00
$ 10,431.00
2/6/2006 Adjust Mid Penn to DaD Value
Adjusted Value
Value per Inventory
7,141.75
6,591.88
549.87
2/6/2006 Adjust Pepsico to DaD Value
Adjusted Value 5,717.30
Value per Inventory 5,908.00
(190.70)
2/6/2006 Adjust Susq Bancshares to DaD Value
Adjusted Value 7,210.50
Value per Inventory 6,927.00
283.50
2/6/2006 Adjust Tupperware to DaD Value
Adjusted Value 16,005.25
Value per Inventory 16,738.90
(733.65)
2/6/2006 Adjust Verizon to DaD Value
Adjusted Value
Value per Inventory
4,810.80
4,789.52
21.28
2/6/2006 Adjust Wachovia to calculate 11,632 shares @ DaD
Value
Adjusted Value
Value per Inventory
679,641.88
640,442.04
39,199.84
'.
t.
"
..
RECEIPTS OF PRINCIPAL
Mary E. Allyn p.a.A.
As of 3/13/2006
Page 8
Adjustment to Carrying Values
2/6/2006 Adjust All Bern Mid-Cap to calculate DaD Value of
1446.314 units
Adjusted Value
Value per Inventory
$
9,162.86
8,593.94
$ 568.92
2/6/2006 Adjust Salomon Bros to calculate DaD value of 1461.895
units @ DaD Value
Adjusted Value 29,110.37
Value per Inventory 28,723.11
387.26
2/6/2006 Adjust Scudder Tech to DaD Value
Adjusted Value 22,837.05
Value per Inventory 21,247.37
1,589.68
2/6/2006 Adjust Franklin Templt to DaD Value
Adjusted Value 38,388.42
Value per Inventory 37,916.43
471.99
2/6/2006 Adjust DMC TF Trust to DaD Value
Adjusted Value 185,942.41
Value per Inventory 185,021.90
920.51
2/6/2006 Adjust Franklin Tempi PA TF to DaD Value
Adjusted Value 190,110.19
Value per Inventory 189,378.30
731.89
2/6/2006 Adjust Putnam PA to DaD Value
. .
,
.
'.
..
RECEIPTS OF PRINCIPAL
Mary E. Allyn P.O.A.
As of 3/13/2006
Page 9
Adjustment to Carrying Values
Adjusted Value
Value per Inventory
$ 130,506.54
129,789.47
$ 717.07
2/6/2006 Adjust to DOD Value
Adjusted Value
Value per Inventory
42,457.34
42,000.00
457.34
2/6/2006 Adjust HHG to Sale proceeds value
Adjusted Value
Value per Inventory
38,830.00
1.00
38,829.00
3/13/2006 Adjust residence to sale value
Adjusted Value
Value per Inventory
426,603.13
400,000.00
26,603.13
TOTAL ADJUSTMENTS TO CARRYING VALUES
$ 184,151.24
SUMMARY
Total Inventory
Total Receipts Subsequent To Inventory
Total Adjustments To Carrying Values
$ 2,531,895.26
404,595.00
184,151.24
TOTAL RECEIPTS OF PRINCIPAL
$ 3,120,641.50
,
.
l~, ..
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS
Mary E. Allyn P.OA
For Period 11/21/2005 Through 3/13/2006
Page 10
Gain
Loss
11/22/2005 Long Term Cap Gain Reinvestment
Net Proceeds
Fiduciary Acquisition Value
$
693.62
0.00
Net Gain
$
693.62
11/22/2005 Short Term Cap Gain Reinvestment
Net Proceeds
Fiduciary Acquisition Value
$
94.16
0.00
Net Gain
94.16
12/5/2005 Long Term Cap Gain Distribution
Net Proceeds
Fiduciary Acquisition Value
$
141.60
0.00
Net Gain
141.60
12/5/2005 Short Term Capital Gains Distribution
Net Proceeds
Fiduciary Acquisition Value
$
86.53
0.00
Net Gain
86.53
12/8/2005 Sale of Ford Motor Co
3,791 Units
Net Proceeds
Fiduciary Acquisition Value
$ 29,667.73
31,541.12
Net Loss
$
1,873.39
12/8/2005 Sale of Visteon Corp
26 Units
Net Proceeds
Fiduciary Acquisition Value
$
166.16
216.58
Net Loss
50.42
. <-<\ ..
.
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS Page 11
Mary E. Allyn P.OA
For Period 11/21/2005 Through 3/13/2006
Gain Loss
12/12/2005 Long term cap gain reinvestment
Net Proceeds $ 955.77
Fiduciary Acquisition Value 0.00
Net Gain $ 955.77
12/12/2005 Short term cap gain reinvestment
Net Proceeds $ 317.92
Fiduciary Acquisition Value 0.00
Net Gain 317.92
12/19/2005 Short Term Cap Gain Reinvestment
Net Proceeds $ 3.40
Fiduciary Acquisition Value 0.00
Net Gain 3.40
12/19/2005 Long Term Cap Gain Reinvestment
Net Proceeds $ 23.23
Fiduciary Acquisition Value 0.00
Net Gain 23.23
12/29/2005 Sale of Vanguard Windsor Fund
18.759 Units
Net Proceeds $ 317.46
Fiduciary Acquisition Value 333.15
Net Loss $ 15.69
1/3/2006 Sale of DaimlerChrysler AG
62 Units
Net Proceeds $ 3,191.29
Fiduciary Acquisition Value 3,103.10
Net Gain 88.19
, . .. ...
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS Page 12
Mary E. Allyn P.D.A.
For Period 11/21/2005 Through 3/13/2006
Gain Loss
1/3/2006 Sale of Wachovia
1,045 Units
Net Proceeds $ 55,179.60
Fiduciary Acquisition Value 52,793.40
Net Gain $ 2,386.20
1/3/2006 Sale of Rite Aid
200 Units
Net Proceeds $ 634.02
Fiduciary Acquisition Value 700.00
Net Loss $ 65.98
1/3/2006 Sale of Yum Brands
20 Units
Net Proceeds $ 943.22
Fiduciary Acquisition Value 1,017.40
Net Loss 74.18
Total Gains and Losses 4,790.62 2,079.66
Less Loss (2,079.66)
Net Gain $ 2,710.96
. .
. .
...
...
DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES
Mary E. Allyn P.O.A.
For Period 11/21/2005 Through 3/13/2006
Page 13
To: Mary E. Allyn Estate
Transfer to Mary E. Allyn Estate Account
2/10/2006 Cash $ 15,268.36
3/13/2006 Cash 66,497.84
Air Products & Chemicals Inc 283,488.96
4,512 Units
3/13/2006 Altria Group Inc 85,758.00
1,200 Units
3/13/2006 American Express Company 341,205.48
6,534 Units
3/13/2006 Ameriprise Finllnc 56,197.18
1,306 Units
3/13/2006 BP P L C Spon ADR 22,946.88
328 Units
3/13/2006 Bristol Myers Squibb Co 8,974.00
400 Units
3/13/2006 Walt Disney Co Holding Co 60,372.00
2,400 Units
3/13/2006 Hewlett Packard Co 3,798.90
126 Units
3/13/2006 Illinois Tool Works Inc 49,643.87
589 Units
3/13/2006 JP Morgan Chase & Co 17,991.48
456 Units
3/13/2006 Johnson & Johnson 45,684.00
800 Units
3/13/2006 Lehman Brothers Holdings Inc 121,286.70
870 Units
3/13/2006 M& T Bank Corp 7,887.66
74 Units
3/13/2006 Mellon Financial Corp 13,948.00
400 Units
3/13/2006 Merck & Co Inc 61,227.00
1,800 Units
"
"
...
...
DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES
Mary E. Allyn P.O.A.
For Period 11/21/2005 Through 3/13/2006
Page 14
Total for Mary E. Allyn Estate
$ 7,141.75
5,717.30
7,210.50
16,005.25
4,810.80
626,848.48
9,950.64
30,480.51
38,388.42
22,837.05
185,942.41
190,110.19
130,506.54
42,457.34
25,000.00
426,603.13
38,830.00
$3,071,016.62
3/13/2006 Mid Penn Bancorp Inc
265 Units
3/13/2006 Pepsico Inc
100 Units
3/13/2006 Susquehanna Bancshares Inc PA
300 Units
3/13/2006 Tupperware Corp
730 Units
3/13/2006 Verizon Communications
152 Units
3/13/2006 Wachovia Corporation
11,632 Units
3/13/2006 Alliance Bernstein Mid-Cap Growth Fund CI A
1,446.314 Units
3/13/2006 Salomon Brothers Investors Value Fund Inc CI 0
1,461.895 Units
3/13/2006 Franklin Templeton Funds Income Series CI A
15,732.957 Units
3/13/2006 DWS Technology Fund Class A
1,938.629 Units
3/13/2006 DMC Tax Free Trust PA Income Fund CI A
23,012.674 Units
3/13/2006 Franklin Templeton Funds PA Tax Free Inc Fd CI A
18,297.42 Units
3/13/2006 Putnam PA Tax Exempt Income Fund SBI
14,341.378 Units
3/13/2006 US Treasury Bonds Series H Bonds
3/13/2006 Cash Advance to fund Russell E. Allyn Estate
3/13/2006 495 N. 25th Street, Camp Hill, PA
3/13/2006 Household Goods & Personal Property
".
L(,
..
DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES
Mary E. Allyn P.OA
For Period 11/21/2005 Through 3/13/2006
Page 15
To: Hugh and Susan Ratcliff
Gift Distribution
1/6/2006 Cash
$ 24,000.00
To: Ken and Linda Lowrie
Gift Distribution
1/6/2006 Cash
24,000.00
TOTAL DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES
$ 3,119,016.62
'.
. .
...
..
.
.
INFORMATION SCHEDULES
Mary E. Allyn P.OA
For Period 11/21/2005 Through 3/13/2006
Page 16
Investments Made
DWS Technology Fund Class A
2/6/2006 Scudder Technology name change effective 2/6/06
1,938.629 Units $ 22,837.05
Changes in Investment Holdings
DaimlerChrysler AG $ 3,103.10
1/3/2006 Sale of DaimlerChrysler AG
62 Units (3,103.10)
$ 0.00
Ford Motor C Del $ 31,541.12
12/8/2005 Sale of Ford Motor Co
3,791 Units (31,541.12)
0.00
Rite Aid Corp $ 700.00
1/3/2006 Sale of Rite Aid
200 Units (700.00)
0.00
Visteon Corp $ 216.58
12/8/2005 Sale of Visteon Corp
26 Units (216.58)
0.00
Wachovia Corporation $ 52,793.40
1/3/2006 Sale of Wachovia
1,045 Units (52,793.40)
0.00
YUM Brands Inc $ 1,017.40
1/3/2006 Sale of Yum Brands
20 Units (1,017.40)
0.00
..
...
..
INFORMATION SCHEDULES
Mary E. Allyn P.O.A.
For Period 11/21/2005 Through 3/13/2006
Page 17
Alliance Bernstein Mid-Cap Growth Fund CI A $ (787.78)
11/22/2005 Long Term Cap Gain Reinvestment
105.735 Units 693.62
11/22/2005 Short Term Cap Gain Reinvestment
14.354 Units 94.16
$ 0.00
Masschusetts Investors Growth Stock Fund CI A $ 5.32
1/3/2006 Sale of Mass Inv Grwth Stk Fd
0.427 Units (5.32)
0.00
Salomon Brothers Investors Value Fund Inc CI 0 $ (1,370.14)
12/12/2005 Long term cap gain reinvestment
46.669 Units 955.77
12/12/2005 Short term cap gain reinvestment
15.523 Units 317.92
12/29/2005 Dividend reinvestment
4.7 Units 96.45
0.00
Scudder Technology Fund Class A $ 22,837.05
2/6/2006 Scudder Technology name change effective 2/6/06
1,938.629 Units (22,837.05)
0.00
Vanguard Windsor Fund Inc $ 304.21
12/19/2005 Dividend Reinvestment
0.134 Units 2.31
12/19/2005 Short Term Cap Gain Reinvestment
0.197 Units 3.40
12/19/2005 Long Term Cap Gain Reinvestment
1.347 Units 23.23
12/29/2005 Sale of Vanguard Windsor Fund
18.759 Units (333.15)
0.00
"
. .'
.
.
'.
..
RECEIPTS OF INCOME
Mary E. Allyn P.OA
For Period 11/21/2005 Through 3/13/2006
Page 18
Dividends
Altria Group Inc
1/10/2006 Jan Dividend
$
960.00
BP P L C Spon ADR
12/6/2005 Dividend on BP PLC Spon ADR
175.64
Bristol Myers Squibb Co
2/1/2006 Feb Dividend
112.00
Walt Disney Co Holding Co
1/6/2006 Jan Dividend
648.00
Ford Motor C Del
12/1/2005 Dividend on Ford Motor
379.10
Hewlett Packard Co
1/4/2006 Jan Dividend
10.08
Illinois Tool Works Inc
1/23/2006 Jan Dividend
194.37
JP Morgan Chase & Co
1/30/2006 Jan Dividend
155.04
Johnson & Johnson
12/13/2005 Dec Dividend
264.00
Lehman Brothers Holdings Inc
11/22/2005 Nov Dividend
174.00
M& T Bank Corp
12/30/2005 Dec Div
33.30
Merck & Co Inc
1/3/2006 Jan Dividend
684.00
"
'..
"
..
RECEIPTS OF INCOME
Mary E. Allyn P.O.A.
For Period 11/21/2005 Through 3/13/2006
Page 19
Pepsico Inc
1/3/2006 Jan Dividend
$
26.00
Tupperware Corp
1/4/2006 Jan Dividend
160.60
Verizon Communications
2/1/2006 Feb Dividend
61.56
Wachovia Corporation
12/15/2005 Dec Dividend
6,465.27
Masschusetts Investors Growth Stock Fund CI A
1/3/2006 Sale of Mass Inv Grwth Stk Fd
0.21
Salomon Brothers Investors Value Fund Inc CI 0
12/29/2005 Dividend reinvestment
96.45
Franklin Templeton Funds Income Series CI A
12/5/2005 Dec Dividend
196.66
1/6/2006 Jan Dividend
196.66
2/3/2006 Feb Dividend
188.80
582.12
Vanguard Windsor Fund Inc
12/19/2005 Dividend Reinvestment
2.31
Total Dividends
$ 11,184.05
Interest
Citizens Bank Account # 621309--847-3
2/10/2006 January Interest
4.26
Citizens Bank Joint Checking Account #610067-789-3
12/14/2005 Interest on Joint checking account
6.46
"
.
.
'..
"
RECEIPTS OF INCOME
Mary E. Allyn P.OA
For Period 11/21/2005 Through 3/13/2006
Page 20
Ryan Beck Cash Fund
1/17/2006 Jan Interest
$
108.30
Legg Mason Cash Account
11/25/2005 Additional income posted to Legg Mason Account
2,523.58
11/30/2005 Posted to Legg MAson Account
53.00
2,576.58
US Treasury Bonds Series H Bonds
12/14/2005 Interest on Series H Bonds 1,186.00
Total Interest $ 3,881.60
Tax Exempt Interest
DMC Tax Free Trust PA Income Fund CI A
11/25/2005 Nov Interest 676.66
12/27/2005 Dec Interest 654.16
1/24/2006 Jan Interest 668.15
1,998.97
Franklin Templeton Funds PA Tax Free Inc Fd CI A
11/21/2005 Nov Interest 700.79
12/19/2005 Dec Interest 700.79
1/20/2006 Jan Interest 700.79
2,102.37
Putnam PA Tax Exempt Income Fund SBI
11/29/2005 Nov Interest 439.86
12/27/2005 Dec Interest 381.42
1/30/2006 Jan Interest 411.50
1,232.78
Total Tax Exempt Interest 5,334.12
"
<'.
"
..-
RECEIPTS OF INCOME
Mary E. Allyn P.O.A.
For Period 11/21/2005 Through 3/13/2006
Page 21
Other Income
Citizens Bank Account # 621309--847-3
11/30/2005 Interest on checking account
$
2.71
1/10/2006 Interest on checking account
7.60
10.31
Total Other Income
$ 10.31
$ 20,410.08
TOTAL RECEIPTS OF INCOME
...
'"
"
."
.
.
DISBURSEMENTS OF INCOME
Mary E. Allyn P.OA
For Period 11/21/2005 Through 3/13/2006
Page 22
Insurance
12/2/2005 Highmark Blue Shield health insurance premium
$
302.50
Other Expenses
1/16/2006 Citizens Bank- SDB rent
$ 1,355.88
1,000.00
375.00
80.20
30.52
53.00
39.93
42.63
625.00
325.00
6,335.82
50.00
88.00
11,832.90
72.90
56.00
300.00
185.00
704.56
32.28
62.69
450.00
12/2/2005 Rhoads Pharmacy - prescription drugs
12/2/2005 Michael Linn Masonry - real estate repairs
12/2/2005 Lillian Ernst - maintenance on real estate
12/10/2005 Rhoads Pharmacy - prescription expense
12/10/2005 PA American Water- water bill
12/10/2005 PPL - electric
12/14/2005 Verizon - telephone expense
12/14/2005 Penn Waste Inc.- refuse expense
12/14/2005 Don Wagner Landscaping
12/20/2005 Lucille Ernst- maintenance on real estate
12/20/2005 Homeland Center- skilled nursing care
12/20/2005 Don Wagner Landscaping- property maintenance
12/20/2005 Charles K Fetterhoff- dental expense
1/16/2006 Homeland Center- skilled nursing care
1/16/2006 Verizon- telephone expense
1/16/2006 Lucille Ernst- real estate maintenance
1/16/2006 Don Wagner Landscaping- real estate maintenance
1/16/2006 Brockie Pharmatech- medical expense
1/16/2006 PA American Water- water expense
1/16/2006 PPL- electricity
1/27/2006 Lucille Ernst- maintenance on real estate
'"
DISBURSEMENTS OF INCOME
Mary E. Allyn P.O.A.
For Period 11/21/2005 Through 3/13/2006
Page 23
1/27/2006 Borough of Camp HiII- water expense
$
60.00
1/27/2006 Highmark Blue Shield- health insurance premium
286.40
TOTAL DISBURSEMENTS OF INCOME
$ 24,443.71
$ 24,746.21
(')
o
3
0-
S'
CD
a.
o
iii'
-
...,
C'
c:
-
0'
:J
en
..........r
~ N S'
en en a.
:r:r0l
~ ~ ~
CD CD
:J(')b
I Ol ::E
:;o;'"en...,
S' :r co'
a. I
"
S'
Ol
o
iii'
-
...,
C'
c:
-
0'
:J
(J)
C'l
:r
CD
a.
c:
CD
q
::::.....(J)
Ni\3~
en en Ol
:r:r:J
~ ~ C-
CD CD
(')~
=r0l~
:;o;'"enC'l
S' :r =
a. ~
"
S'
~
o
iii'
-
...,
C'
c:
-
0'
:J
Yt Yt Yt Yt
v.> v.>
(Xl (Xl
.<D ..... .<D .....
01 ..... 01 .....
0) (Xl 0) (Xl
,j:>. 0 ,j:>. 0
<D v.> Co v.>
N N v.> N
Yt Yt Yt
-....Iv.> v.>
(Xl <D <D
.....0 0
:r:.."....J -....I
<D,j:>. ,j:>.
001 01
:':"'N N
<D,j:>. 01
(')(J)(J)(')m
oc:d:;:;:en
3 S" CD' N' fii
o-O-CD-
-, - Z :J CD
ffi ~ c)' en. 0
o.~OlD~
lD~iii"~Ol
~Ol ~:;o;'"-<
~ct~mm
C'l 0 0 ~'
CD-:JOl)>
O'~~ ct=
..., Ol (') :J
0-< ~:r'
iii' m ~ CD g-
-, :;0;'" C'l C'l
::!, )> CD ~ CD
0-=-:J0l
S- '< )> to en
0' :J g )> ~
:Jo.oC'l"
CD c: C'l
C'l ~ ~
CD :J
~ -
CD
a.
Yt Yt
0)
(Xl,j:>.
.....<D
o,"....J
O),j:>.
01,j:>.
~:......
0-....1
Yt Yt
-....1-....1
(Xlv.>
..... .....
:r:..w
<DO
O<D
:':"'Co
<D-....I
EXHIBIT D
(J)-;~
c: 0 <
S"fii(J)
o -
fii S' ti
I~><
m S' m
~o.><
Ol 9. CD3
ct
~'O
afrO;
~a:o
en 0 :J
en :J a.
~ "
c:
:J
a.
(')
iii"
en
en
)>
m
;!::
-<
:J
a.
CD
C'l
CD
Ol
en
CD
a.
Yt
.....
<D
.....
N
<D
Co
01
Yt Yt
.....
,<D
.....
N
<D
Co
01
Yt
01
?
.....
(Xl
~
0)
N
..
-;(J)(')m
~ga:~
Ol CD N Ol
--CD-
(') Z :J. CD
~ C)' en a
:rQ.lD~
Ol Ol c:
c: :J en
en:;o;'"en
~m~
o~m
:J Ol
~ct)>
~(')~
~$.:J
:;o;'"C'lo.
!la.~CD
)>c5 ~
C'l )> Ol
C'l C'l en
o C'l CD
c:oo.
~c:
:J
-
Yt Yt
(')m!h1
o en -
3fii~
Q:_CD
:J CD 0
ZCDO-
oo.-~
< (J)~C:
CD C'l Ol en
3 :r-< ~
g~m=
..., C:' m
..... - )> ,
,j:>.CD=)>
0'< =
N-:J,<
o 9. a. ,:J
OenCDo.
-....I~C'lCD
C'lB~
S-enOl
0' ~ ~
:J a.
N.....
00
<D .....
v.> .....
<D.....
0-....1
0-....1
v.>
.....
o
01
o
-....I
-....I