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IN RE: APPOINTMENT OF A IN THE COURT Of COMMON PLEAS OF
GUARDIAN OF THE PERSON OF CUMBERLAND COUNTY, PENNSYLVANIA
MILDRED J. GERBER
21-01-92 ORPHANS' COURT
IN RE: PETITION FOR THE APPOINTMENT OF A GUARDIAN
OF THE PERSON OF MILDRED J. GERBER
BEFORE BAYLEY. J.
ORDER OF COURT.
AND NOW, this /)-..tE"~" day of December, 2001:
(1) Frederick E. Gerber, II, is appointed plenary guardian of the person of
Mildred J. Gerber.
(2) A hearing on the petition of Marilyn Gerber for access to her mother shall be
conducted in Courtroom Number 2, Cumberland County Courthouse, Carlisle,
Pennsylvania, at 2:30 p.m., Monday January 28, 2002. The guardian of the person
shall have Mildred J. Gerber present for the taking of her testimony.
Edgar ~-.. B~;~y,
21-01-92 ORPHANS' COURT
Richard C. Rupp, Esquire
For Frederick E. Gerber, II
Stanley J.A. Laskowski, Esquire
For Marilyn Gerber
Jacqueline Verney, Esquire
For Mildred J. Gerber
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IN RE: APPOINTMENT OF A IN THE COURT OF COMMON PLEAS OF
GUARDIAN OF THE PERSON OF CUMBERLAND COUNTY, PENNSYLVANIA
MILDRED J. GERBER
21-01-92 ORPHANS' COURT
IN RE: PETITION FOR THE APPOINTMENT OF A GUARDIAN
OF THE PERSON OF MILDRED J. GERBER
BEFORE BAYLEY, J.
OPINION AND ORDER OF COURT
Bayley, J., December 21, 2001:--
On September 5, 2001, Frederick E. Gerber, II, filed a petition seeking an order
appointing him guardian of the person of his mother, Mildred J. Gerber. Mildred
Gerber, age 87, was born on November 9, 1914. Her husband, a retired United States
Army Officer, died in February, 1998. Mildred Gerber continues to live in her marital
home in New Cumberland, Cumberland County. Hearings were conducted on October
8 and December 19, 2001. Through her counsel, Mildred Gerber supports the
appointment of Frederick Gerber as her personal plenary guardian. ,The petition is
supported by Mildred's daughter, Jane Heflin. It is opposed by Mildred's other child,
Marilyn J. Gerber.
On March 22, 2001, this court appointed PNC Bank as the plenary guardian of
the estate of Mildred J. Gerber. That appointment followed hearings on the petition of
Frederick Gerber, and, like the within petition, was opposed by Marilyn Gerber. In
support of the order, we entered the following findings:
21-01-92 ORPHANS' COURT
(1) Mildred J. Gerber, born November 9, 1914, suffers from
dementia that impairs her capacity to make and communicate decisions.
(2) Her ability to receive and evaluate information effectively and
communicate decisions is impaired to such a significant extent that she is
totally unable to manage her financial resources.
(3) The estrangement between one of her daughters and her other
daughter and son, and the substantial assets in her estate, requires the
appointment of a corporate guardian.
(4) A plenary guardian of the estate is necessary because her
incapacity is permanent.
(5) The guardianship must be for an unlimited period?
In the current proceeding, Robert J. Cadieux, M.D., who is board certified in
geriatric psychiatry, testified that he had conducted a comprehensive geriatric
assessment prior to the proceedings in March, 2001. For the current petition, he
reexamined Mildred Gerber in October, 2001. Last March, Dr. Cadieux's diagnosis of
Mildred Gerber was senile dementia, probable mixture of vascular and alzheimer's type.
His current diagnosis is the same. He found her cognitive impairment is severe, and
she is in continuing decline. His prognosis is for a progressive decline. Mildred Gerber
is taking a prescription drug for depression, and a prescription drug designed to slow
the progress of her dementia. The dosage of the latter drug was doubled after she fell
and fractured two rips in November, 2001. Mildred Gerber's condition is being
monitored by a social worker in the office of Dr. Cadieux, who she sees every two
weeks. Prior to November, 2001, she had been receiving 12 hour a day agency in-
home care. Since her fall, she receives 24 hour a day agency in-home care. Dr.
~ No appeal was taken from this order.
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Cadieux's current assessment is consistent with our prior finding that Mildred J. Gerber
is permanently incapacitated. Her lack of ability to receive and evaluate information
effectively, or to adequately communicate decisions and care for herself, and the
permanent nature of her condition, requires that a plenary guardian of her person be
appointed for an unlimited period?
Marilyn Gerber opposes the appointment of her brother as guardian of the
person of Mildred Gerber. She suggests that she be appointed, or alternatively, she be
appointed co-guardian with a guardianship care agency, or alternatively, that a
guardianship care agency be appointed sole personal guardian. On January 21, 2001,
Mildred J. Gerber nominated her son Frederick Gerber, as her durable power of
attorney. The Legislature has provided at 20 Pa.C.S. Section 5511(f), that "The court
may appoint as guardian any qualified individual .... If appropriate, the court shall give
2 On December 19, 2001, the day of the second hearing, and a month and a half after
Dr. Cadieux testified on October 8~h, Marilyn Gerber filed a petition seeking an order for
an independent medical examination of Mildred Gerber. We denied the petition
because there is clear and convincing evidence that Mildred Gerber is incapacitated,
that her condition is permanent, and that her condition has deteriorated from when we
found her incapacitated on March 22, 2001. There is no cause shown for an
independent evaluation under 20 Pa.C.S. § 551 l(d).
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preference to a nominee of the incapacitated person."3
Frederick Gerber is a Colonel in the United States Army, and Director of
Operations for the Army Surgeon General. He lives in Alexandria, Virginia, which is a
two-hour drive from New Cumberland. He or his sister Jane see their mother on most
weekends. Mildred Gerber's primary care physician practices in the Dunham Army
Hospital in Carlisle. Mildred Gerber's medical care has been provided through U.S.
Army medical facilities since 1936. Marilyn Gerber, a nurse, scoffs at the quality of this
care. To the contrary, Frederick Gerber has seen to his mother having received sound
medical care for her various maladies. Mildred Gerber is in decent health given her age
and her increasing frailty. After spending several days in a hospital in November
following her rib fractures, with resulting pneumothorax, she was prescribed four weeks
of in-home physical therapy. She made a complete recovery in two weeks, so the last
two weeks of therapy were cancelled.
Unfortunately, Marilyn Gerber is estranged from her brother Frederick, and sister
Jane. Mildred Gerber has told Dr. Cadieux that she is very supportive of her son, and
¥
disturbed by her daughter. The credible evidence warrants giving preference to her
nominee, Frederick Gerber, as her personal guardian. It is his hope to maintain Mildred
3 The Pennsylvania Probate Code at 20 Pa.C.S. 5604(c)(2) provides:
A principal may nominate, by a durable power of attorney, the guardian of his
estate or his person for consideration by the Court if incapacity proceedings for
the principal's estate or person are thereafter commenced. The Court shall
make its appointment in accordance with the principal's most recent nomination
in a durable power of attorney except for good cause or disqualification.
21-01-92 ORPHANS' COURT
in her own home, as she desires, for as long as feasible. Frederick Gerber is qualified
to be personal guardian, and by his conduct has shown that he is committed to his
mother's well-being for the time she has remaining. We are completely satisfied that he
will fulfill his guardianship duties in accordance with the law and the best interest of his
mother.
On December 19, 2001, the day of the second hearing, Marilyn Gerber
petitioned for access to her mother. Marilyn Gerber lives in New Cumberland, and last
saw her mother on January 14, 2000. Frederick Gerber testified that he will allow his
sister to see her, but that her mother has said that she does not want to see Marilyn.
The mother's attorney is opposed to Marilyn's seeing her mother. This issue of access
to an incapacitated adult is a different issue than that of incapacity, and the need for the
appointment of the guardian of the person. There should not be a continuous and
upsetting adversarial relationship that is contrary to the incapacitated person's best
interest; however, a well-meaning desire on the part of a child to see her mother should
not be discarded lightly. See Estate of Haertsch, 437 Pa. Super. 187 (1994). Having
now appointed Frederick Gerber as his mother's plenary personal guardian, we
consider it his duty to tell his mother that Marilyn wants to see her, to continually
determine if she wishes to see her, and if at any time she does, to notify Marilyn and
allow access. No one called Mildred Gerber as a witness. Given the difficulties
between Marilyn and her mother, and upon reflection, we are hesitant to make a
decision on this last minute petition for access without Mildred Gerber's testimony. We
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21-01-92 ORPHANS' COURT
want to assess her understanding of the situation, what her wishes are, whether they
are rational, if she remains opposed to seeing Marilyn, and if she does, whether forcing
such access would be in her best interest. We take this step with some hesitation
because, having taken the testimony of Mildred Gerber in the proceedings for the
appointment of a guardian of her estate, we know that it will be very difficult for her, and
will undoubtedly result in considerable anxiety. Hopefully, it will not result in harm to her
mental condition." As suggested in the Estate of Haertsch, we will schedule another
hearing on the petition of Marilyn Gerber for access to her mother.
ORDER OF COURT
AND NOW, this ~ [3'~- day of December, 2001'
(1) Frederick E. Gerber, II, is appointed plenary guardian of the person of
Mildred J. Gerber.
(2) A hearing on the petition of Marilyn Gerber for access to her mother shall be
"After conducting hearings on two separate days, during which Mildred Gerber was not
present, and immediately after the record was closed, counsel for Madlyn Gerber, in an
act of brinkmanship, suggested that the hearings are a nullity because Mildred Gerber
was not present. The Legislature at 20 Pa.C.S. Section 5511(a) has provided:
The alleged incapacitated person shall be present at the hearing Unless:
(1) the court is satisfied, upon the deposition or testimony of or sworn
statement by a physician or a licensed psychologist, that his physical or
mental condition would be harmed by his presence.
No testimony was presented in this regard, yet neither Frederick Gerber, Marilyn
Gerber, or counsel for Mildred Gerber, sought to have Mildred Gerber present. Given
the manner in which Marilyn Gerber's counsel raised this issue, and the fact that
Marilyn Gerber's incapacity was previously litigated in March, 2001, the objection is
waived.
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CERTIFICATE OF SERVICE
AND NOW, this
day of January, 2002, I hereby certify that I have served a copy
of the within document on the following by depositing a tree and correct copy of the same in the
U.S. Mails at Harhsburg, Pennsylvania, postage prepaid, addressed to:
Richard C. Rupp, Esquire
355 North 21st Street
Suite 205
Camp Hill, PA 17011
Jacqueline M. Vemey, Esquire
44 South Hanover Street
Carlisle, PA 17013
CALDWELL & KEARNS
VERIFICATION
I, Marilyn Jo Gerber, verify that the averments in the foregoing document are tree and
correct to the best of my knowledge, information and belief. I understand that false statements
herein are made subject to the penalties of 18 Pa. C.S. 4904, relating to unswom falsification to
authorities.
CERTIFICATE OF SERVICE
I, Michael J. Kane, do hereby certif3, that, on the 31st day of January, 2001, I placed a true
and correct copy of:
PlaintiffMarilyn J. Gerber's Answer to Defendant's Motion to Dismiss Action and New Matter
in the United States Mail, first class postage prepaid, and addressed to:
Lindsay Dare Baird, Esquire
37 S. Hanover St.
Carlisle, PA 17013
Attorney for Defendant
Jacqueline M. Vetoer, Esquire
44 South Hanover St.
Carlisle, PA 17013
Attorney for Plaintiff Mildred J. Gerber
Michael J. Ka~
MILDRED J. GERBER and : THE COURT OF COMMON PLEAS OF
MAR1LYN J. GERBER, : CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiffs : ORPHANS COURT DIVISION
VS. :
: NO. 00-7831 Equity
:
FRED E. GERBER Il, TRUSTEE :
Defendant : Civil Action-Equity
PLAINTIFF MARILYN F. GERBER'S ANSWER TO
DEFENDANT'S MOTION TO DISMISS ACTION AND NEW MATTER
AND NOW, Plaintiff Marilyn J. Gerber, through her attorney Michael J. Kane,
respectfully submits this answer to Defendant's Motion to Dismiss.
1. Admitted
2. Admitted
3. Admitted that Defendant filed an answer to Plaintiff's Petition on November 20, 2000
and averred, inter alia, that the requested relief of an accounting was accomplished. Denied that
the requested relief of an accounting was, in fact, accomplished.
4. Plaintiff has no basis to either admit or deny Defendant's presumption. To the extent
that Defendant avers that Plaintiff somehow contributed to that presumption, the averment is
denied.
5. Admitted that Plaintiff is seeking discovery of further information
6. Admitted that Plaintiff'filed the action in the wrong division of the Court of Common
Pleas.
NEW MATTER
8. 42 Pa.C.S. § 5103(c): provides:
If an appeal or other matter is taken to, brought in or transferred to
a division ora court to which such matter is not allocated by law,
the court shall not quash such appeal or dismiss the matter, but shall
transfer the record thereof to the proper division of the court,
where the appeal or other matter shall be treated as if originally
filed in the transferee division on the date first filed in a court or
magisterial district.
9. The remedy of 42 Pa.C.S. § 5103(c) is mandatory.
10. The proper remedy to Plaintiff's Motion is for the court to transfer the matter to the
Court of Common Pleas, Orphan's Court Division and not dismissal. In re Estate of Cantor., 424
Pa. Super 24, 621 A:2d 1021 (1993). ~ - :~ '" '~ '~
WHEREFORE, Plaintiff' Marilyn J. Gerber respectfully requests that the court:
1. Order that the matter be transferred from the Court of Common Pleas, Equity Division
to the Court of Common Pleas, Orphan's Court Division.
2. Direct the Prothonotary of Cumberland County to transfer the file to the Clerk of the
Orphan's Court, Register of Wills.
3. Vacate the Court's Order of January 22, 2001 that Plaintiff's Motion to Dismiss be
argued on March 26, 2001.
4. Enter an Order Denying Defendant's Motion to Dismiss as Moot
Respectfully submitted,
Michael J. Kane'l~g. No. 46215
Kane and Mackin, LLP
3300 Trindle Rd.
Camp Hill, PA 17011
(717) 214-3700
Attorney for PlaintiffMarilyn J. Gerber