Loading...
HomeMy WebLinkAbout01-15-08 (2) II: . ESTATE OF EMMA K. LYONS File No. 21-06-0974 FAMILY SETTLEMENT AGREEMENT L~' f.:-.' THIS AGREEMENT made this I R - day of j cU- '^'~~ ,2007 BETWEEN: GERALD S. LYONS and LINDA JEAN YOUNG, being the r-__) :-:;":;1 legatees under the Last Will and Testament of Emma K. Lyons, late of the C[ownship 6E -,-;';2 (_ Shippensburg, Cumberland County, Pennsylvania, "i.~',; ~;-: C..'1 AND ~ --- N GERALD S. LYONS and LINDA JEAN YOUNG, Co-Executors ofgfei Estatec'..~ / ~ under the Last Will and Testament of Emma K. Lyons, deceased, WHEREAS, Emma K. Lyons died October 16, 2006, testate, and under her Will left her estate to the parties herein; and WHEREAS, Letters Testamentary were granted to Gerald S. Lyons and Linda Jean Young on November 2, 2006, by the Register of Wills of Cumberland County, Pennsylvania; and WHEREAS, all assets of the late Emma K. Lyons have been liquidated or distributed and all her debts paid in full, and further the period of four months having been terminated since the first advertisement of the issuance of Letters to the said Co- Executors, the said parties hereto desire to waive the duty of the Co-Executors to file a First and Final Account with Proposed Schedule of Distribution for purposes of confirmation by the Court of Common Pleas of Cumberland County, Orphan's Court Division, AND FURTHER desire that a Family Settlement J WEIGLE & ASSOCIATES, Pc. - ATTORNEYS AT LAW - 126 EAST KING STREET - SHIPPENSBURG, PA 17257-1397 II: . Agreement be executed, which Family Settlement Agreement will be duly recorded among the deed records in and for Cumberland County. NOW, THEREFORE, WITNESSETH, that the parties hereto, in consideration of the premises above stated, and of the Accounting and Proposed Schedule of Distribution attached hereto and made a part hereof, and the receipt of their distributive shares as therein shown, do bind themselves to the said Distribution and Accounting as set forth and further mutually release Gerald S. Lyons and Linda Jean Young, Co-Executors, from all claims and demands whatsoever arising out of settlement of the Estate of Emma K. Lyons. The parties hereto do further agree that should any liability come due to the estate of the said decedent after the signing of this agreement, they do hereby covenant and agree with the aforesaid personal representatives that they will contribute pro rata their shares of the estate to satisfy any and all claims, demands, suits, or causes of action which may be successfully prosecuted against the said estate or the aforesaid personal representatives after the signing, sealing and delivery of this family settlement agreement and final release. IN WITNESS WHEREOF, the parties have hereunto set their hands and seals the day and year first above written. WITNESS: ;{;( 11 k{t<.i, , G~:\~6, Gerald S. Lyons (' ( ~YJOv1 (SEAL) C\~'t Li WEIGLE & ASSOCIATES, Pc. - ATTORNEYS AT LAW - 126 EAST KING STREET - SHIPPENSBURG, PA 17257-1397 . ,. COMMONWEALTH OF PENNSYLVANIA SS COUNTY OF CUMBERLAND I/?~ On this, the day of &'~'\''v'~~ , 2007, before me, the undersigned officer, personally appeared GERALD S. LYONS, known to me (or satisfactorily proven) to be the person whose name is subscribed to the within instrument, and acknowledged that he executed the same for the purposes therein contained. IN WITNESS WHEREOF, I hereunto set my hand and official seal. 'i:,~( y K~~~L- '/ (SEAL) Notana eal Linda K. Klein, Notary Public Shlppensburg, PA Cumberland County Commission Ex ires Au ust 15, 2008 COMMONWEAL TH OF PENNSYLVANIA SS COUNTY OF CUMBERLAND On this, the . f'L /0 -' day of (~a_~1 " j .' , 200/, before me, the undersigned officer, personally appeared LINDA JEAN YOUNG, known to me (or satisfactorily proven) to be the person whose name is subscribed to the within instrument, and acknowledged that she executed the same for the purposes therein contained. IN WITNESS WHEREOF, I hereunto set my hand and official seal. i~ y j"}Q~~ (SEAL) / Notarial Seal Linda K. Klein, Notary Public Shippensburg, PA Cumberland County M Commission Ex.eires Au ust 15, 2008 WEIGLE & ASSOCIATES, PC - ATTORNEYS AT LAW - 126 EAST KING STREET - SHIPPENSBURG, PA 17257-1397 In the Court of Common Pleas of Cumberland County, Pennsylvania Orphans' Court Division File No. 21-06-0974 Estate of Emma K. Lyons, Deceased Late of Shippensburg Township Account Gerald S. Lyons and Linda Jean Young, Co-Executors Social Security #: Tax 10 #: Date of Death: Date of Incapacity, if any: Date of Executor's Appointment: Date of First Complete Advertisement: Accounting for the Period: 196-38-7712 20-7125370 10/16/2006 None 11/02/2006 12/01/2006 10/16/2006 to 12/06/2007 Purpose of Account: Gerald S. Lyons and Linda Jean Young, Co-Executors, offer this Account to acquaint interested parties with the transactions that have occurred during the Administration. It is important that the Account be carefully examined. Requests for additional information or questions or objections can be discussed with: Thomas L. Bright, Esquire Weigle & Associates, P .C. 126 East King Street Shippensburg, PA 17257 717-532-7388 Supreme Court 1.0. No. 30066 SUMMARY dF ACCOUNT Estate of Emma K. Lyons, Deceased For the period of October 16. 2006 throuQh December 6. 2007 Proposed Distributions to Beneficiaries PaQe 16 Current Value 262,724.18 PRINCIPAL Receipts: This Account Net Gain (or Loss) on Sales or Other Dispositions 1 - 3 4 Less Disbursements: Debts of Decedent Funeral Expenses Administration Expenses Federal, State & Local Taxes Commissions Fees Family Exemption 5 5 5-6 6-7 7 7 11,186.68 8,845.40 10,111.25 284,397.72 60,964.00 31,843.00 0.00 Balance Before Distributions Transfer to (from) Principal Distributions to Beneficiaries 8-9 10 Principal Balance on Hand For Information: Investments Made Changes in Holdings 11 -12 INCOME Receipts This Account 13 -14 Net Gain (or Loss) on Sales or Other Dispositions Less Disbursements Balance Before Distributions Transfer to (from) Income Distributions to Beneficiaries Income Balance on Hand 15 For Information: Investments Made Changes in Holdings COMBINED BALANCE ON HAND Verification 17 Fiduciary Acquisition Value 262,724.18 2,678,142.70 163.90 2,678,306.60 407,348.05 2,270,958.55 0.00 2,010,275.29 260,683.26 2,040.92 0.00 2,040.92 0.00 2,040.92 0.00 0.00 2,040.92 262,724.18 '. SCHEDULE A RECEIPTS OF PRINCIPAL 10/16/2006 10/16/2006 Cash Orrstown Bank Checking Account #103200522 Orrstown Bank Checking Account #103200522- deposits credited after date of death Accrued interest on above item through date of death Orrstown Bank Checking Account #103698652 Accrued interest on above item through date of death Van Kampen Investments Account #50/51552182 Wachovia Securities Individual Account #5221-3773 Money Market Wachovia Securities Individual Account #5221-3773 Money Market - deposits date of death to closing on 11-15-06 Accrued interest on above item through date of death Wachovia Securities Individual Account #5221-3773 Securities - date of death balance of $1,071,490.76, less transfers to estate checking account totaling $455,000.00 Accrued interest on above item through date of death Wachovia Securities IRA Account #5221-3771 Money Market Accrued interest on above item through date of death Wachovia Securities IRA Account #5221-3771 Securities Accrued interest on above item through date of death Wachovia Securities Trust Money Market FBO Emma Lyons Account #5221-4984 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 1 0/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 10/16/2006 1 0/16/2006 10/16/2006 1 10.530.09 1.153.67 2.66 17.294.58 1.89 23.904.64 9.114.75 4.502.27 14.98 616,490.76 3.062.67 2.268.80 55.816.16 13.33 2.007.21 Fiduciary Acquisition Value 4.03 SCHEDULE A RECEIPTS OF PRINCIPAL Continued Fiduciary Acquisition Value 10/16/2006 Wachovia Securities Trust Money Market FBO 817.05 Emma Lyons Account #5221-4984 - deposits date of death to closing 11-15-06 10/16/2006 Accrued interest on above item through date of 3.57 death 1 0/16/2006 Wachovia Securities Trust Securities FBO 554.757.46 Emma Lyons Account #5221-4984 10/16/2006 Accrued interest on above item through date of 277.08 death Total Cash 1.302.037.65 Personal Property 10/16/2006 Personal Property at appraised values 3.585.00 Total Personal Property 3.585.00 Stocks I Listed 10/16/2006 52.0000 shares Beistle Company 17.511.52 Total Stocks / Listed 17,511.52 Mortaaae I Note Receivable 10/16/2006 Gerald Lyons Mortgage Receivable 120.042.39 10/16/2006 Julie A. Brown Mortgage Receivable 64.023.60 10/16/2006 Linda Lyons Young Receivable - balance owed 3.000.00 on sale of vehicle prior to date of death (paid 01/09/2007) Total Mortgage / Note Receivable 187.065.99 Real Estate 10/16/2006 10-20 Lyons Lane, Shippensburg Township, 624.000.00 Cumberland County, PA Total Real Estate 624.000.00 Total Inventory 2.134.200.16 2 SCHEDULE A RECEIPTS OF PRINCIPAL Contin ued Subseauent Principal Receipts 05/31/2007 Commonwealth of Pennsylvania - 2006 personal 1,247.00 income tax refund 08/23/2007 Commonwealth of Pennsylvania - refund of 14.721.06 Pennsylvania Inheritance Tax 02/20/2006 Highmark - refund of premium 300.46 01/11/2007 Liberty All Star Equity Fund - payment for 3.58 fractional share 07/10/2007 Liberty All Star Equity Fund - payment for 2.77 fractional share 07/18/2007 Liberty All Star Equity Fund - replacement check 76.16 for uncashed checks 1999-2007 10/19/2007 Liberty All Star Equity Fund - payment for 2.27 fractional share 03/08/2007 Paper Contribution from Co-Executors from 60,964.00 Wachovia Investment Accounts - to pay Co-Executor commissions 11/21/2006 Presbyterian Homes - refund 3,697.24 12/05/2007 Transfers from Wachovia accounts to estate 455.000.00 account - for payment of estate debts, fees, taxes, etc. from date of death through 12/05/2007 10/16/2006 U. S. Treasury - 2006 federal income tax refund 7.928.00 Total Subsequent Principal Receipts Total Adjustments and Subsequent Receipts Total Receipts of Principal 3 Fiduciary Acquisition Value 543,942.54 543,942.54 2.678.142.70 SCHEDULE B GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS - PRINCIPAL Gain Loss 02/06/2007 Van Kampen Investments Account #50/51552182 - proceeds of liquidation Net Proceeds Fiduciary Acquisition Value 24.068.54 -23.904.64 163.90 TOTAL GAINS AND LOSSES/PRINCIPAL LESS LOSS NET GAIN OR LOSS 163.90 163.90 4 SCHEDULE C DISBURSEMENTS OF PRINCIPAL Debts of Decedent 11/02/2006 11/09/2006 11/09/2006 Penelec Continuing Care Rx Orrstown Bank Checking Account #103698652 - checks clearing after date of death Brown Optical & Hearing Aid Service Continuing Care Rx Penelec PA Department of Revenue - 2006 PA40 ES U. S. Treasury - 2006 1040 ES 11/21/2006 11/28/2006 11/28/2006 01/16/2007 01/16/2007 107.13 1.210.83 7.416.78 3.00 59.17 89.77 500.00 1.800.00 Total Debts of Decedent 11.186.68 Funeral Expenses 11/09/2006 Fogelsanger-Bricker Funeral Home 8.195.40 11/09/2006 Fogelsanger-Bricker Funeral Home - grave 650.00 opening Total Funeral Expenses 8,845.40 Administration Expenses 11/02/2006 Register of Wills, Cumberland County - Letters 1,688.00 Testamentary and Short Certificates 11/13/2006 Cumberland Law Journal - advertising Letters 75.00 Testamentary 12/05/2006 News Chronicle - advertising Letters 109.25 Testamentary 5 SCHEDULE C DISBURSEMENTS OF PRINCIPAL Continued 12/12/2006 Terry L. Shetter, Auctioneer - appraisal of 100.00 personal property 01/11/2007 Recorder of Deeds, Franklin County - Brown 30.50 mortgage satisfaction 01/15/2007 Register of Wills, Cumberland County - one 4.00 Short Certificate 01/16/2007 Wolfe & Shearer Realtors - appraisal of real 900.00 estate 02/20/2007 Carl Bert & Associates - survey deposit 1.500.00 03/06/2007 Weigle & Associates, P .C. - reserve for filing 125.00 Family Settlement Agreement with Register of Wills, Cumberland County 03/08/2007 Carl Bert & Associates - balance due on survey 4.300.00 03/15/2007 Register of Wills, Cumberland County - certified 5.00 copy of Will 03/29/2007 Register of Wills, Cumberland County - filing PA 15.00 Inheritance Tax Return 04/12/2007 Recorder of Deeds, Cumberland County - 43.50 recording new deed to real estate OS/23/2007 Robert M. Snyder & Associates - 2006 income 1.200.00 tax preparation 06/21/2007 Register of Wills, Cumberland County - one 4.00 Short Certificate 07/10/2007 Register of Wills, Cumberland County - one 4.00 Short Certificate 1 0/23/2007 Register of Wills, Cumberland County - one 4.00 Short Certificate 12/06/2007 Register of Wills, Cumberland County - one 4.00 Short Certificate Total Miscellaneous Administrative Expenses 10.111.25 Federal. State & Local Taxes 01/11/2007 Register of Wills, Cumberland County - PA 120.000.00 Inheritance Tax payment at discount 6 SCHEDULE C DISBURSEMENTS OF PRINCIPAL Continued 03/29/2007 U. S. Treasury - 706 federal estate tax Total Taxes Commissions 03/08/2007 03/08/2007 Gerald S. Lyons - Co-Executor Commission Linda Jean Young - Co-Executor Commission Total Commissions Fees 03/06/2007 Thomas L. Bright, Esquire Total Fees TOTAL DISBURSEMENTS OF PRINCIPAL 7 164.397.72 30.482.00 30.482.00 31.843.00 284.397.72 60.964.00 31.843.00 407.348.05 . ' SCHEDULE D DISTRIBUTIONS OF PRINCIPAL Gerald S. Lvons 03/08/2007 Personal Property at appraised values -1/2 1.792.50 03/27/2007 10-20 Lyons Lane, Shippensburg Township, 624.000.00 Cumberland County, PA - Specific Bequest 03/30/2007 Wachovia Securities Individual Account 1.531.34 #5221-3773 Securities -1/2 of account 03/30/2007 Wachovia Securities IRA Account #5221-3771 1.134.40 Money Market - 1/2 of account 03/30/2007 Wachovia Securities IRA Account #5221-3771 2.02 Money Market - 1/2 of account 03/30/2007 Wachovia Securities IRA Account #5221-3771 27.908.08 Securities -1/2 of account 03/30/2007 Wachovia Securities IRA Account #5221-3771 6.67 Securities -1/2 of account 03/30/2007 Wachovia Securities Trust Securities FBO Emma 277 .378.73 Lyons Account #5221-4984 -1/2 of account 03/30/2007 Wachovia Securities Trust Securities FBO Emma 138.54 Lyons Account #5221-4984 -1/2 of account 12/06/2007 Wachovia Securities Individual Account 308.245.38 #5221-3773 Securities -1/2 of account 1.242.137.66 Linda Jean Young 03/08/2007 Personal Property at appraised values -1/2 1.792.50 03/20/2007 Specific Bequest - Cash 150.000.00 03/30/2007 Wachovia Securities Individual Account 1.531.33 #5221-3773 Securities -1/2 of account 03/30/2007 Wachovia Securities IRA Account #5221-3771 1.134.40 Money Market - 1/2 of account 03/30/2007 Wachovia Securities IRA Account #5221-3771 2.01 Money Market - 1/2 of account 03/30/2007 Wachovia Securities IRA Account #5221-3771 27.908.08 Securities -1/2 of account 8 SCHEDULE D DISTRIBUTIONS OF PRINCIPAL Continued 03/30/2007 Wachovia Securities IRA Account #5221-3771 Securities - 1/2 of account Wachovia Securities Trust Securities FBO Emma Lyons Account #5221-4984 -1/2 of account Wachovia Securities Trust Securities FBO Emma Lyons Account #5221-4984 -1/2 of account Wachovia Securities Individual Account #5221-3773 Securities -1/2 of account 03/30/2007 03/30/2007 12/06/2007 6.66 277.378.73 138.54 308.245.38 TOTAL DISTRIBUTIONS TO BENEFICIARIES 9 "- ' 768.137.63 2.010.275.29 ~ ' PRINCIPAL BALANCE ON HAND Current Value Fiduciary 12/06/2007 Acquisition # Units Description or as Noted Value Cash Orrstown Bank Estate Checking Acc 123.129.35 123.129.35 Total Cash 123.129.35 123.129.35 Assets 52.0000 Beistle Company 17.511.52 17 .511.52 Gerald Lyons Mortgage Receivable 120.042.39 120.042.39 Total Assets 137.553.91 137.553.91 260.683.26 260.683.26 10 . , I , ~ I , ' SCHEDULE F CHANGES IN PRINCIPAL HOLDINGS # Units Cost 10-20 Lvons Lane. ShippensburQ Township. Cumberland County. PA 10/16/2006 03/27/2007 inventoried distributed 624.000.00 -624.000.00 0.00 Beistle Company 1 0/16/2006 52.0000 inventoried 17.511.52 17,511.52 52.0000 Gerald Lvons MortQaQe Receivable 10/16/2006 inventoried 120.042.39 120.042.39 Personal Property at appraised values 10/16/2006 03/08/2007 03/08/2007 inventoried distributed distributed 3.585.00 -1.792.50 -1.792.50 0.00 Van Kampen Investments Account #50/51552182 10/16/2006 02/06/2007 inventoried sold 23.904.64 -23.904.64 0.00 Wachovia Securities Individual Account #5221-3773 Securities 10/16/2006 10/16/2006 03/30/2007 03/30/2007 12/06/2007 inventoried inventoried distributed distributed distributed 616.490.76 3.062.67 -1.531.34 -1.531.33 -308.245.38 11 I . I , SCHEDULE F CHANGES IN PRINCIPAL HOLDINGS Continued # Units 12/06/2007 distributed Wachovia Securities IRA Account #5221-3771 Monev Market 10/16/2006 10/16/2006 03/30/2007 03/30/2007 03/30/2007 03/30/2007 inventoried inventoried distributed distributed distributed distributed Wachovia Securities IRA Account #5221-3771 Securities 10/16/2006 10/16/2006 03/30/2007 03/30/2007 03/30/2007 03/30/2007 inventoried inventoried distributed distributed distributed distributed Wachovia Securities Trust Securities FBO Emma Lvons Account #5221-4984 10/16/2006 10/16/2006 03/30/2007 03/30/2007 03/30/2007 03/30/2007 inventoried inventoried distributed distributed distributed distributed Total 12 . t , I Cost -308.245.38 O.DO 2.268.80 4.D3 -1.134.40 -1.134.40 -2.02 -2.01 O.DO 55.816.16 13.33 -27.908.08 -27.908.08 -6.67 -6.66 0.00 554.757.46 277 .08 -277.378.73 -277 .378. 73 -138.54 -138.54 -0.00 137.553.91 ,... I 11 . SCHEDULE G RECEIPTS OF INCOME Dividend Beistle Company 12/01/2006 12/01/2007 Liberty All Star Equity Fund 03/28/2007 09/24/2007 Van Kampen Investments Account #50/51552182 11/30/2006 12/29/2006 TOTAL DIVIDEND INCOME Interest/Bank Julie A. Brown MortQaQe Receivable 12/27/2006 interest date of death to payoff Orrstown Bank CheckinQ Account #103200522 11/09/2006 interest date of death to closing Orrstown Bank CheckinQ Account #103698652 11/09/2006 interest date of death to closing 13 163.80 208.00 38.41 0.63 106.25 106.33 1.152.01 6.11 0.96 . c , , 371.80 39.04 212.58 623.42 1.152.01 6.11 SCHEDULE G RECEIPTS OF INCOME Continued Orrstown Bank Estate Monev Market Account #103-800176 11/30/2006 12/31/2006 01/31/2007 02/28/2007 04/01/2007 04/30/2007 05/31/2007 07/01/2007 07/31/2007 09/03/2007 09/30/2007 10/31/2007 11/30/2007 12/06/2007 7.64 20.53 38.65 15.92 63.58 6.40 4.58 9.93 9.62 14.13 19.57 22.47 23.22 2.18 TOTAL BANK INTEREST TOTAL RECEIPTS OF INCOME 14 . I , J 0.96 258.42 1.417.50 2.040.92 ., " .. , # Units Description INCOME BALANCE ON HAND Cash Orrstown Bank Estate Checking Acc 15 Total Cash Current Value 12/06/2007 or as Noted 2.040.92 2.040.92 2.040.92 . . 100 I Fiduciary Acquisition Value 2.040.92 2.040.92 2.040.92 . . " . .. , ... I COMBINED BALANCE ON HAND Current Value Fiduciary 12/06/2007 Acquisition # Units Description or as Noted Value Cash Orrstown Bank Estate Checking Acc 125.170.27 125.170.27 Total Cash 125.170.27 125.170.27 Assets 52.0000 Beistle Company 17.511.52 17.511.52 Gerald Lyons Mortgage Receivable 120.042.39 120.042.39 Total Assets 137.553.91 137.553.91 262.724.18 262.724.18 ., ., '" . .. I. ' PROPOSED DISTRIBUTIONS TO BENEFICIARIES Current Value Fiduciary 12/06/2007 Acquisition or as noted Value TO: Gerald S. Lvons 26.0000 shares Beistle Company - 1/2 total shares Cash Gerald Lyons Mortgage Receivable 8.755.76 2.563.94 120.042.39 131.362.09 8.755.76 2.563.94 120.042.39 131.362.09 TO: Linda Jean Youna 26.0000 shares Beistle Company - 1/2 total shares Cash 8.755.76 8.755.76 122.606.33 122.606.33 131.362.09 131.362.09 Total 262.724.18 262.724.18 16 .... " . . . .. . In the Court of Common Pleas of Cumberland County, Pennsylvania Orphans' Court Division File No. 21-06-0974 Estate of Emma K. Lyons, Deceased Verification Gerald S. Lyons and Linda Jean Young, Co-Executors under the Last Will and Testament of Emma K. Lyons, Deceased, hereby declare under oath that they have fully and faithfully discharged the duties of their office; that the foregoing Account is true and correct and fully discloses all significant transactions occurring during the accounting period; that all known claims against the Estate have been paid in full; that, to his/her knowledge, there are no claims now outstanding against the Estate; that all taxes presently due from the Estate have been paid; and that the grant of Letters Testamentary and the first complete advertisement thereof occurred more than four months before the foregoing Account. This statement is made subject to penalties of 18 Pa. C.S.A. Section 4904 relating to unsworn falsification to authorities. Dated: j- / 0 -0 ? 17