HomeMy WebLinkAbout05-21-82 (2)
COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
FIRST AND FINAL ACCOUNT OF
COMMONWEALTH NATIONAL BANK
GUARDIAN UNDER COURT ORDER DATED 5/12/78
OF THE ESTATE OF
ROBERT W. ROLAND, JR., MINOR
ACCOUNT STATED FOR THE PERIOD
JUNE 22, 1978 THROUGH APRIL 15, 1982
SUMMARY AND INDEX
PRINCIPAL PAGES
Receipts 3 $ 24,387.54
Net Gain/Loss on Conversions 4 -0-
Adj usted Ball ance $ 24,387.54
Less Disbursements 5 3..976.36
Balance Before Distributions $ 20,411.18
Distributions to Beneficiaries 5 6,468.00
Investments 6-7
Capital Changes
Principal Balance Remaining 2 $ 13,943.18
INCOME
Receipts 8 $ 6,388.88
Less Disbursements 8-9 1,267.59
Balance Before Distributions $ 5,121. 29
Distributions to Beneficiaries
Income Balance Remaining 2 $ 5,121.29
Combined Balance Remaining 2 $ 19,064.47
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COMPOSITION'OF NET BALANCES
PRINCIPAL
John Hancock Mutual Life Insurance
Co. #63770698
1/3 undivided interest Wrongful Death Action
Cash and amounts temporarily invested in
Commonwealth National Bank Common Fund A-I
TOTAL PRINCIPAL
INCOME
Cash and amounts temporarily invested in
Money Market Trust
TOTAL INCOME
TOTAL PRINCIPAL AND INCOME
Account
Value
$
1. 00
1. 00
13,941.18
13,943.18
5,121.29
5,121. 29
$ 19,064.47
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Market Value
as of 4/15/82
$
1. 00
1. 00
13,941.18
13,943.18
5,121. 29
5,121. 29
$ 19,064.47
PRINCIPAL RECEIPTS
6/22/78 The following received from deceased
father's safe deposit box and
registered Robert W. Roland in
trust for Robert Roland, Jr.:
9/29/78
7/3/78 -
2/28/82
3/31/82
*NOTE:
CCNS Certificate of Deposit
No. 108185, 7.25% due 4/8/78
CCNS Certificate of Deposit
No. 108186, 7.25% due 4/8/78
CCNS Certificate of Deposit
No. 108965, 7.25% due 8/1/78
CCNS Certificate of Deposit
No. 112323, 7.5% due 6/16/81
CCNS Certificate of Deposit
No. 112324, 7.5% due 6/16/81
CCNS Certificate of Deposit
No. 112325, 7.5% due 6/16/81
CCNS Certificate of Deposit
No. 112327, 7.5% due 6/16/81
ceNS Certificate of Deposit
No. 112326, 7.5% due 6/16/81
John Hancock Mutual Life Insurance
Co. No. 363770698 - Ward is the
insured
Workmen's Compensation from Pennsylvania
Manufacturers Assoc., Insurance Co. from
accident causing father's death
1/3 undivided interest - Wrongful Death
Action re: law suit against Hershey Foods
Corp., to #2968-5, Term 1978, Court of
Common Pleas of Dauphin County*
TOTAL PRINCIPAL RECEIPTS
$ 1,341. 30
1,341.30
1,311. 34
1,238.32
1,238.32
1,238.32
1,238.32
1,238.32
$ 10,185.54
1. 00
14,200.00
1. 00
$ 24,387.54
Per attached copy of Order dated 10/5/81 a verdict in the amount of
$602,954.05 has been awarded, now subject to post-trial motions.
One-third of the Wrongful Death Action of $127,083.63 is attributable
to this Guardianship Account.
Li~,ER 1(;;_ P~Ct _LSD
3
PRINCIPAL CONVERSIONS INTO CASH NO GAIN/LOSS
8/3/78 $1,311.34 CCNB Certificate of Deposit
No. 108965, 7.25% due 8/1/78
8/3/78 $1,341.30 CCNB Certificate of Deposit
No. 108186, 7.25% due 4/8/78
8/3/78 $1,341.30 CCNB Certificate of Deposit
No. 108185, 7.25% due 4/8/78
8/9/78 32 units Commonwealth National Bank
Common Fund A-I
8/31/79 $1,238.32 CCNB Certificate of Deposit
No. 112324, 7.5% due 6/16/81
8/31/79 $1,238.32 CCNB Certificate of Deposit
No. 112325, 7.5% due 6/16/81
8/31/79 $1,238.32 CCNB Certificate of Deposit
No. 12326, 7.5% due 6/16/81
8/31/79 $JL,238.32 CCNB Certificate of Deposit
No. 112327, 7.5% due 6/16/81
8/31/79 $1,238.32 CCNB Certificate of Deposit
No. 112323, 7.5% due 6/16/81
9/24/80 112 units Commonwealth National Bank
Common Fund A-I
4/22/81 325 units Commonwealth National Bank
Common Fund A-I
4/27/81 45 units Commonwealth National Bank
Common Fund A-I
1/29/82 287 units Commonwealth National Bank
Common Fund A-I
3/17/82 22 units Commonwealth National Bank
Common Fund A-I
3/24/82 202 units Commonwealth National Bank
Common Fund A-I
Li~JER
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4
$ 1,311.34
1,341.30
1,341.30
32.00
1,238.32
1,238.32
1,238.32
1,238.32
1,238.32
112.00
325.00
45.00
287.00
22.00
202.00
10/20/78 -
3/22/82
7/21/81 -
3/12/82
"'NOTE:
10/20/78 -
3/22/82
PRINCIPAL~DISBURSEMENTS
Advance Mortgage Corp. - 1/3 share of payment
on Mortgage No. 120964768-0268 per Court Order
dated 10/16/78. Payments made to secure
property owned by father's estate at 607 Magaro
Road, Enola, Pa., where Ward and brother and
sister now reside
Commonwealth National Bank - guardian fee on
principal
RE~serves :
F'iling fee
Commonwealth National Bank - guardian fee 5% of
$24,387.54, Less: fees on account $496.67
Commonwealth National Bank - reserve for guardian
fee $2,100.00 based on 5% of 1/3 of $127,083.63
Wrongful Death Action'" verdict, to be reduced
proportionately if actual award or settlement is
1 E~SS than verdi ct, payable from proceeds of
settlement
Cleckner & Fearen - legal fee
Knupp & Andrews - legal fee
Cleckner & Fearen and Knupp & Andrews -
legal fees $21,180.61 based on 50% of 1/3
of $127,083.63 Wrongful Death Action'" per
copy of Contingent Fee Agreement attached.
Note - if no appeal filed, fee is based upon
40% of recovery, not 50% reflected here
TOTAL PRINCIPAL DISBURSEMENTS
Relative to law suit carried 1n Principal Receipts
PRINCIPAL DISTRIBUTION
Andrea Roland, mother and natural guardian -
distributions at $154.00 per month per Court
Order dated 10/16/78
TOTAL PRINCIPAL DISTRIBUTIONS
'( 5 '--2
.,.. ~.. :t ./ {l~: J " ('I .- " '"..
LieU, 1.'..1""" Pi,wt ..1..../.
$
1,956.75
496.67
200.00
489.94
733.00
100.00
$ 3,976.36
$
$ 6,468.00
6,468.00
PRINCIPAL INVESTMENTS
7/27/78 568 units Commonwealth National Bank
Common Fund A-I
8/4/78 4,025 units Commonwealth National Bank
Common Fund A-I
1/10/79 925 units Commonwealth National Bank
Common Fund A-I
9/7/79 7,023 units Commonwealth National Bank
Common Fund A-I
4/16/80 1,902 units Commonwealth National Bank
Common Fund A-I
8/5/80 697 units Commonwealth National Bank
Common Fund A-I
1/23/81 2!)3 units Commonwealth National Bank
Common Fund A-I
1/29/81 893 units Commonwealth National Bank
Common Fund A-I
3/1/81 273 units Commonwealt National Bank
Common Fund A-I
4/1/81 258 units Commonwealth National Bank
Common Fund A-I
6/17/81 246 units Commonwealth National Bank
Common Fund A-I
7/17/81 443 units Commonwealth National Bank
Common Fund A-I
7/30/81 281 units Commonwealth National Bank
Common Fund A-I
8/28/81 282 units Commonwealth National Bank
Common Fund A-I
10/1/81 625 units Commonwealth National Bank
Common Fund A-I
L"-.., -, rt:<. - ')
I~,n\ J...Ui": P~Ct .L:Ju
$
568.00
4,025.00
925.00
7,023.00
1,902.00
697.00
253.00
893.00
273.00
258.00
246.00
443.00
281. 00
282.00
625.00
Principal Investments (continued)
10/29/81 312 units Commonwealth National Bank
Common Fund A-I 312.00
12/2/81 298 unis Commonwealth National Bank
Common Fund A-I 298.00
12/17/81 284 units Commonwealth National Bank
Common Fund A-I 284.00
1/18/82 14 units Commonwealth National Bank
Common Fund A-I 14.00
2/19/82 574 units Commonwealth National Bank
Common Fund a-I 574.00
3/8/82 673 units Commonwealth National Bank
Common Fund A-I 673.00
Li~ER t(J~~ P~CE 1~4
7
INCOME RECEIPTS
8/3/78
CCNB Certificate of Deposit No. 108186,
7.25% due 4/8/78
Interest
$
8/3/78
CCNB Certificate of Deposit No. 108185,
7.25% due 4/8/78
Interest
8/3/78
CCNB Certificate of Deposit No. 108965,
7.25% due 8/1/78
Interest
8/31/79
ceNB Certificate of Deposit Nos. 112323,
112324, 112325, 112326 and 112327
Interest
Commonwealth National Bank Common Fund A-I
8/1/78 -
3/24/82 Earnings
.42
.42
30.38
695.65
TOTAL INCOME RECEIPTS
5,662.01
$ 6,388.88
INCOME DISBURSEMENTS
1/31/79 Sears Roebuck & Co. - 1/3 share well pump at
607 Magaro Road
12/31/79 Quality Craftsmen - 1/3 share renovation of
bathroom and roof vents
$
11/18/80 Andrea Roland - reimbursement for 1/3 share
purchase of stove
1/16/81 Andrea Roland - reimbursement for 1/3 cost of
water heater
4/24/80 -
9/29/81 Internal Revenue Service - Federal lncome tax
Li3ER lU2 P~CE lS3
8
57.39
576.62
176.80
23.66
396.77
Income Disbursements (continued)
7/21/78 -
3/12/82 Commonwealth National Bank - guardian fee on
income collected
TOTAL INCOME DISBURSEMENTS
36.35
$ 1,267.59
COMMONWEALTH NATIONAL BANK
By:
Gua 1 a
5/12/78 of the Estate
Roland, Jr., Minor
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COMMONWEALTH OF PENNSYLVANIA )
COUNTY OF CUMBERLAND )
I, Lois B. Copeland, Senior Trust Officer of The Commonwealth
National Bank, accountant in the annexed Account, being duly sworn according
to law, depose and say that the foregoing Account is true and correct to the
best of my knowledge and belief.
THE COMMONWEALTH NATIONAL BANK
By
Sworn to and subscribed before me
th i 5 ~ t) day 0 f 'yJ;l "jI
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COL'1I10I,mEALTII NATIONl\L BANK,
ADMINIS'TEATOR OF THE ESTATE
OF ROBERT VI. ROLAND, SR.,
Plaintiff
IN THE COURT OF COnt'JON PLEAS
DAUPHIN COUNTY, PENNSYLVANIA
:
v.
NO. 2968." S .. 1 978
:
HERSHEY FOODS CORPORATION,
Defendant
JURY TRIl\L DEI'lANDED
ORDER
AND Nm'1, this
s!b
day of Oc tober, 1931, upon
consideration of the Motion to Add Delay Damages and Mold the
Verdict, it is hereby ordered and decreed that. the verdict
in the above matter shall m molded to be in favor oE the plaintiff
and against the dc::fendant in the amount of $127,083.63 in the.
l'lrongful Death action and in the amount of $'175,870.42 in the
Survival action for a total of $602,954.05.
BY THE COURT
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FLU!". t>."d Opinion Letter of Counsel
rJTr:-
June 14, 1978
The Conunolnwealth National Bank,
Administrator of the Estate of
Robert W. Roland, Sr;, Deceased,
and Guardian of the Heirs of
Robert W. Roland, Sr.
10 South Market Square
Harrisburg, Pennsylvania 17108
In re: Estate of Robert W. Roland, Sr.
Gentlemen:
The undersigned are counsel to The Commonwealth National Bank, both
as Administrator of the Estate of Robert \'/. Roland, Sr., Deceased, and
Guardian of the Heirs of Robert W. Roland, Sr., Deceased.
There has been presented to you a proposed "contingent fee agreement"
per a letter dated May 18, 1978 from Robert D. Kodak, Esquire, of Knupp
and AndrE~ws.
This opinion letter has been requested of us as an inducement to The
Conunomvealth National Bank in entering into that "contingent fee agree-
ment". ][n this connection, we have examined the "contingent fee agree-
ment", we represent to you that we are familiar with the assets and
liabili ties of the Estate of Robert W. Roland, Sr., that we have deter-
mined that the proposed "contingent fee agreement" is reasonable under
all the circumstances related to the possible claims in connection with
this matter, and in the light of the financial status of the Estate of
Robert \'/.. Roland, Sr., and we have concluded that The Commonwealth
National Bank, as Administrator and Guardian is fully authorized and
empowered to execute the "contingent fee agreement", and the execution
of such "contingent fee agreement" by The Commonwealth National Bank in
both capacities constitutes a prudent and lawful arrangement for handling
the claims arising out of the death of Robert W. Roland, Sr.
This opinion letter is issued to you for the purpose of assuring you
that this arrangement is lawful and proper and, further, that it is our
interpretation of the "contingent fee agreement" that no lawsuit, nor any
final settlement of any claim on behalf of Robert W. Roland, Sr. ,vithin
the scope of the "contingent fee agreement" shall be initiated or finally
made without prior approval and concurrence of The Commonwealth National
Bank.
at
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The Commonwealth National Bank
June 14, 1978
Page Two
Furthermore, we.represent to you that, on the basis of our experience
in matters of this kind, the expenses which The Commonwealth National Bank
will bt~ called upon to pay in connection with costs, filing fees, investi-
gative expenses and general expenses other than attorneys' fees, should
not exceed $ lq.OOo.OC>
In addition, we wish to make clear to you that the existence of this
"contingent fee agreement" in no way contractually or othenvise obligates
The Commonwealth National Bank, as Administrator of the Estate of Robert
IV. Roland, Sr. or Guardian of the interests of the Heirs of Robert IV.
Roland, Sr., frora selecting counsel for the Estate and the Guardianship
in any other matters which might arise in connection therewith, if the
Bank, in its discretion, felt that other counsel are required properly
to represent the interests of the Bank as Administrator and Guardian.
Very truly )Qurs,
K!\'UPP At\lD ANDRE \'is
8Y~",-,--:",~ L8=-
and
CLECf~ER AND FEARG\l
tj.-e4~ I -ft;-eA-dzi:;
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/\TTORNln AT LAW
P O. fiOX P
407 NORTH l-'RONT STREET
1-I/\RRISBURC, PE"\;'\:,SYl.VANIA 17108
-
CONTINGENT FEE AGREEMENT
(lMMONWEA~T~ NATIONAL BANK, Administrator of the Estate
of Rct crt W. J<oland, Sr., Deceased, and Guardian of the
in e,er, ts of th" heirs of Robert W. Roland, Sr., does hereby
:'lo:dn, e and ap Joint the law firms of Knupp and Andrews and
Cl,.ckr r & Fea"''l as its attorneys with respect to a cause of
ac,lor arising out of an accident which occurred April 6,
L 9- 8,
in
County,
Township,
Dauphin
t1'lrshey,
Derry
::e J1S' vania, ';He accident having resulted in the death of
?o:,er; W. Rolllld, Sr.; the said attorneys shall have full
po'.'er 0 make any inquiries, to negotiate or settle, bring,
(: 0 :1(1 U::
prose..:" t'2, sue or compromise any action or sui t wi th
th, c, 'currenc,' of the said Bank, and to exercise and endorse
an' r oers, ch"cks or order on its behalf in connection
th, re,. tho
), r thr:ir "ervices, Attorneys shall be entitled to a
cart ir ,;ent fee [rom any recovery made or secured of 25 percent
if saJ cause ,)1 action is settled without the institution of
'3U: t; 3-1/3 p"lccnt if suit is commenced and settlement made
beror( or during trial; 40 percent after suit is commenced and
tr :al is held and concluded by favorable verdict, and an
a,k it] nal 10 TJercent in the event of an appeal to an
I\PI>el te Cour.,
Costs, filing fees, investigative expenses
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anJ general expenses other than attorney fees shall be paid by
CO'.'lJ.l0N'"EALTH NATIONAL BANK, Administrator of the Estate of
Robert W. Roland, Sr.
1\ \HTNESS WHEREOF, the said COMMONWEALTH NATIONAL BANK,
[,den nistrator of the Estate of Robert W. Roland, Sr., and
l~uJ,-di3n of the interests of the heirs of Robert W.
Roland,
has caused this Contingent Fee Agreement to be executed
.i-
113 _~~_ day of
.s~
1978.
COMMONWEALTH NATIONAL BANK
Administrator of the Estate of
Robert W. Roland, Sr., Deceased
Guardian of the Interests of the
Heirs of Robert W. Roland, Sr.
~~-= ~~__O
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~'l:e above Agreement is hereby approved and accepted this
By:
:Xl~ day of J::~-, 1978.
KNUPP AND ANDREWS
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'["le above Agreement is hereby approved and accepted this
~_.l3.:;;:_ day of ~, 1978.
CLECKNER & FEAREN
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IN RE:
ESTATE OF ROBERT W.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ROLAND, JR.
ORPHANS' COURT DIVISION
NO. 232 ORPHANS' 1978
PROPOSED DISTRIBUTION
The distributive share of principal and income, and the person
entitled thereto 1S as follows:
Principal $13,943.18
Income 5,121.29
Total Available for
Distribution $19,064.47
Proposed to be Distributed to Robert W. Roland, Jr. - $19,064.47
Commonwealth National Bank was appointed guardian of the
estate of Robert W. Roland, Jr., a minor, by Order dated May 2, 1978
entered to No. 232 Orphans 1978.
No other Court has jurisdiction of any matter relating to this
guardianship.
The fund now before the Court is not subject to payment of any
inheritance tax to the Commonwealth of pennsylvania.
The account filed is occasioned by the attaining of majority
of Robert W. Roland, Jr., on June 6, 1982.
Robert W. Roland, Jr. is the only person having an interest
is the said guardianship funds.
CLECKNER III FEAREN
ATTORNEYS AT LAW
HARRISBURG. PENNSYLVANIA
Li~,r}; J-LJ I.-~ P"CC ~L~;d
(
.
.
Notice of the filing of the account have been given to
Robert W. Roland, Jr.
There are no questions to be adjudicated.
No share of the interest of Robert W. Roland, Jr., has been
assigned or attached.
Your petitioner, therefore, asks that distribution be awarded
to the person, Robert W. Roland, Jr., as his interest may appear.
COMMONWEALTH NATIONAL BANK
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By .' Jr / .n /.d--n/-f
. /
COMMONWEALTH OF PENNSYLVANIA
SS:
COUNTY OF DAUPHIN
The above named Petitioner, being duly sworn, doth depose and
say that the facts set forth in the foregoing petition, which are
within the personal knowledge of the Petitioner are true, and as
to facts based on the information of others, the petitioner, after
diligent inquiry, believes them to be true.
COMMONWEALTH NATIONAL BANK
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./S~~r~Cl~t~,'li..Pd Subscribed
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CLECKN;R ~ 1 S'_' " a y 0
ATTORIl:EYS Ai LAW 0 F ':-
HARRISBUR~ PEN~lf'k.YANI"'. -.-;
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