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Home My WebLink About03-07-08 (2) · A, ....J 15056051047 REV-1500 EX (06-05) PA Department of Revenue '* Bureau of Individual Taxes . PO BOX 280601 Hanisbur , PA 17128-0601 ENTER DECEDENT INFORMATION BELOW Social Security Number Date of Death INHERITANCE TAX RETURN RESIDENT DECEDENT OFFICIAL USE ONLY County Code Year File Number Date of Birth Decedent's Last Name Suffix Decedent's First Name MI (If Applicable) Enter Surviving Spouse's Information Below Spouse's Last Name Suffix MI Spouse's Social Security Number THIS RETURN MUST BE FILED IN DUPLICATE WITH THE REGISTER OF WILLS FILL IN APPROPRIATE OVALS BELOW _ 1. Original Return C=> 2. Supplemental Return C=> 3. Remainder Return (date of death prior to 12-13-82) 5. Federal Estate Tax Return Required C=> C=> 4a. Future Interest Compromise (date of death after 12-12-82) C=> 7. Decedent Maintained a Living Trust (Attach Copy of Trust) C=> 10. Spousal Poverty Credit (date of death C=> 11. Election to tax under Sec. 9113(A) between 12-31-91 and 1-1-95) (Attach Sch. 0) CORRESPONDENT - THIS SECTION MUST BE COMPLETED. ALL CORRESPONDENCE AND CONFIDENTIAL TAX INFORMATION SHOULD BE DIRECTED TO: Name Da ime Telephone Number 6. Decedent Died Testate (Attach Copy of Will) 9. Litigation Proceeds Received 8. Total Number of Safe Deposit Boxes. 4. Limited Estate C=> - C=> Firm Name (If Applicable) Correspondent's e-mail address: SIGNATURE OF PREPARER OTHER THAN REPRESENTATIVE DATE ADDRESS PLEASE USE ORIGINAL FORM ONLY Side 1 L 15056051047 15056051047 .....J ~ ~ REV-1500 EX Decedent's Name: RECAPITULATION 15056052048 1. Real estate (Schedule A). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 1. 2. Stocks and Bonds (Schedule B) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 2. 3. Closely Held Corporation, Partnership or Sole-Proprietorship (Schedule C) . . . .. 3. 4. Mortgages & Notes Receivable (Schedule D). . . . . . . . . . . . . . . . . . . . . . . . . . . .. 4. 5. Cash, Bank Deposits & Miscellaneous Personal Property (Schedule E) . . . . . . .. 5. 6. Jointly Owned Property (Schedule F) <:::) Separate Billing Requested. . . . . .. 6. 7. Inter-Vivos Transfers & Miscellaneous Non-Probate Property (Schedule G) <:::) Separate Billing Requested.. . . . . .. 7. 8. Total Gross Assets (total Lines 1-7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ., 8. 9. Funeral Expenses & Administrative Costs (Schedule H). . . . . . . . . . . . . . . . . . . .. 9. 10. Debts of Decedent, Mortgage Liabilities, & Liens (Schedule I). . . . . . . . . . . . . . . . 10. 11. Total Deductions (total Lines 9 & 10). .... ... ... ......... ... . . . . ... . . .. . 11. 12. Net Value of Estate (Line 8 minus Line 11) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12. 13. Charitable and Governmental Bequests/See 9113 Trusts for which an election to tax has not been made (Schedule J) . . . . . . . . . . . . . . . . . . . . . . . . 13. 14. Net Value Subjectto Tax (Line 12 minus Line 13) . . . . . . . . . . . . . . . . . . . . . . . . 14. TAX COMPUTATION - SEE INSTRUCTIONS FOR APPLICABLE RATES 15. Amount of Line 14 taxable at the spousal tax rate, or transfers under Sec. 9116 (a)(1.2) X .0_ 16. Amount of Line 14 taxable at lineal rate X.o.!l....=> 17. Amount of Line 14 taxable at sibling rate X .12 18. Amount of Line 14 taxable at collateral rate X. 15 19. TAX DUE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19. 4,. Decedent's Social Security Number 15. 16. 17. 20. FILL IN THE OVAL IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT L 15056052048 Side 2 c::::> 15056052048 ---I REV-1 ~OO EX Pa~e 3 . DecelJent's Complete Address: File Number DECEDENT'S NAME E [) IlK S' SWEET\~G -- STREET ADDRESS Y03 ALl SO,t\j AVENLA~ CITY ;V\ ECH-A ,f\J I C-S btA RG -~~ISTATE PA 1 ZIP 7 I I J705f)-bC:,S Tax Payments and Credits: 1. Tax Due (Page 2 Line 19) 2. Credits/Payments A. Spousal Poverty Credit 8. Prior Payments C. Discount (1 ) 1~,78J,73 O,OQO,00 5 '"2.. Co ,30 (IO/C1)07 ) 3. Interest/Penalty if applicable D. Interest E. Penalty \ 0 52 b ,3D J Total Credits (A + 8 + C ) (2) Total Interest/Penalty ( D + E ) (3) 4. If Line 2 is greater than Line 1 + Line 3, enter the difference. This is the OVERPAYMENT. Fill in oval on Page 2, Line 20 to request a refund. (4) 5. If Line 1 + Line 3 is greater than Line 2, enter the difference. This is the TAX DUE. 3 255, Lj 3 ) 8. Enter the total of Line 5 + 5A. This is the BALANCE DUE. (5) (5A) (58) A. Enter the interest on the tax due. ~ J 2~551 43 Make Check Payable to: REGISTER OF WILLS, AGENT ,:::_1"'..- PLEASE ANSWER THE FOLLOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS 1. Did decedent make a transfer and: Yes No a. retain the use or income of the property transferred;.......................................................................................... 0 ~ b. retain the right to designate who shall use the property transferred or its income; ............................................ 0 ~ c. retain a reversionary interest; or.......................................................................................................................... 0 ~ d. receive the promise for life of either payments, benefits or care? ...................................................................... 0 IRI 2. If death occurred after December 12, 1982, did decedent transfer property within one year of death without receiving adequate consideration? .............................................................................................................. 0 IS{I 3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death? .............. 0 IRI 4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which contains a beneficiary designation? ........................................................................................................................ 0 g] IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN. For dates of death on or after July 1, 1994 and before January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is three (3) percent [72 P.S. 99116 (a) (1.1) (i)]. For dates of death on or after January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is zero (0) percent [72 P.S. ~9116 (a) (1.1) (ii)]. The statute does not exempt a transfer to a surviving spouse from tax, and the statutory requirements for disclosure of assets and filing a tax return are still applicable even if the surviving spouse is the only beneficiary. For dates of death on or after July 1, 2000: The tax rate imposed on the net value of transfers from a deceased child twenty-one years of age or younger at death to or for the use of a natural parent, an adoptive parent, or a stepparent of the child is zero (0) percent [72 P.S. 99116(a)(1.2)]. The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is four and one-half (4.5) percent, except as noted in 72 P.S. ~9116(1.2) [72 P.S. 99116(a)(1)]. The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is twelve (12) percent [72 P.S. 99116(a)(1.3)].A sibling is defined, under Section 9102, as an individual who has at least one parent in common with the decedent, whether by blood or adoption. Letter of Explanation for REV -1500 Inheritance Tax Form (attached) From: Howel P. Brookes Nancy S. Brookes 403 Alison Avenue Mechanicsburg, P A 17055-6657 Home Phone: (717)-697-8657 E-Mail: brookesh@Verizon.netorbrookesn@Verizon.net To: P A Department of Revenue Bureau of Individual Taxes PO Box 280601 Harrisburg, P A 17128-0601 Date: March 7, 2008 Subject: Explanation of documentation provided with REV -1500 Attachments: REV -1500 and schedules B, E, F, H, I and J with appropriate supporting documentation Dear Sir or Madam, Prior to submitting the final inheritance tax REV -1500 form and supporting documentation we contacted John Keely, a specialist in inheritance taxes for the PA Department of Revenue, to review the documentation we've provided. We also reviewed the REV-1500 with a representative at the Register of Wills office in Carlisle. We believe we have satified the requirements of the inheritance tax process and have made every effort to accurately provide the information needed to process the REV -1500. However, we can not exclude the possibility that an error of ommission, interpretation or calculation could have been made. Please feel free to make corrections and adjustments as necessary and contact us via e-mail or phone if you have questions or require additional information or documentation. Thank you in advance for your assistance. Respectfully, y~ 3/7/200 tf Howell P. Brookes COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE BUREAU OF INDIVIDUAL TAXES DEPT. 280601 HARRISBURG, PA 17128-0601 REV-1162 EX(11"96) RECEIVED FROM: PENNSYLVANIA INHERITANCE AND ESTATE TAX OFFICIAL RECEIPT BROOKES HOWELL P 403 ALISON AVENUE MECHANICSBURG, PA 17055 - -- -..- fold ESTATE INFORMATION: SSN: , 50.30.4946 FILE NUMBER: 2107-0709 , DECEDENT NAME: SWEETING EDITH S DA~E OF PAYMENT: 11/01/2007 POSTMARK DATE: 10/09/2007 COUNTY: CUMBERLAND DATE OF DEATH: 07/21/2007 NO. CD 008895 ACN ASSESSMENT CONTROL NUMBER AMOUNT 101 I $10,000.00 I I \ I I I I . . I I TOTAL AMOUNT PAID: $10,000.00 REMARKS: CHECK SUBMITTED TO DEPT OF REV CHECK# 4277 SEAL INITIALS: MAW RECEIVED BY: . . '.. ~ TAXPAYER GLENDA FARNER STR-t-.SBAUGH ' . REGISTER OF WILLS -...".'''" '* COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE B STOCKS & BONDS ESTATE OF EDITH S. SWEETING FILE NUMBER All property jointly-owned with right of survivorship must be disclosed on Schedule F. ITEM NUMBER DESCRIPTION 1. VALUE AT DATE OF DEATH 1 DWS SCUDDER GNMA FUND-S (SGINX) 872.938 @ 14.46 (DOD price) 12,622.68 2 OPPENHEIMER STRATEGIC INCOME FUND (OPSIX) 5646.633 @4.40 (DOD price) 24,845.19 3 FRANKLIN TEMPLETON UTILITIES FUND (FKUTX) 2000 @ 14.75 (DOD price)2 29,500.00 4 SERIES I-BONDS 15 @ 10,0000 (DOD face value) 150,000.00 TOTAL (Also enter on line 2, Recapitulation) $ 2 \ (,'1 q 10 7,67 jlf more space is h~. insert additional ~beets of the same size) Confirmation Statement August 7, 2007 Page 1 of 2 DWS SCUDDER Deutsche Bank Group 1...111...111....1.11.1.1..11.1.11...1.1.1...111...1.1I. .1.1.1 EDITH S SWEETING C/O NANCY SWEETING BROOKES 403 ALISON AVE . MECHANICSBURG PA 17055-6657 t Shareholder Services: (BOO) 728-3337 8 a.m. to 5 p.m. (CSn Monday through Friday International: Call collect (816) 435-71n 8 a.m. to 5 p.m. (em Monday through Friday 00],628 Shareholder Automated Infonnation Line (SAIl): (BOO) 728-3337 24 hours a day, 7 days a weeie' ~1. Web Site: www.dws-scudder:com Vis.~t. 4W'~.:~f44q~f,C9Q1 Jqs=.gw:~et.CQl.PmeQ~..:w.(l.ne>>rn.Abo.u.t1J.\V..s~,pmducts,.and.~icesw I Account Activity . iI . Account Number 625821737 Fund Name Fund Number NASDAQ DWSGNMAfund-S ~ (SGINK) EDITH S SWEETING C/O NANCY SWEETING BROOKES trade Date Tramaction Desmption Beginning Balance 08107/2007 Shares Redeemed ACH Ending Balance as of OS/07 Dollar Amoimt Share Price = -$12,683.79 $0.00 $14.53 $14.53 872..y3B s:-' H A g,:es '" N co <C &S SGINX: DWS GNMA S Charts - AOL Money & Finance Page lof3 AOL myAOl Mall I s..ch the \Neb ~f:T~;~;~;l e AOl. & AIM Sign In TOO, 031610817:31 EST - U.S. mafkelsopen in 15 tn, 59 mina ....: Fuff Covenlpe ~ ~_~~: . DJIA -214.60 12,0<<).39 ' .. b~~ NASDAQ -52.31 2,220.50 . ..... .. ...... .. .,..... ..... H'" sap 100 -29.36 t .3CK.~ TrBatl 8tDcb: My PorItoho. BILL MANAGER PLUS I SMALL BUSINESS ~ AcnVf 'lRADfRS' f):ft....;;iii Finding a broker has never been easier. Get started now. Quotes Recent Quo_ Ente-.!_~-!-_~boI_~(~ymfJ()J LookuP} . SGINX ' Get Charts OPSIX 4.39 -O.01FKUTX 13.21 +0.02 Save as Portfolio Portfolios ~ . h~i.l SIgn In to My PortIDIIos Saeener' Market News' Most Activ.. I ETF's' Help dNrts DWS GNMA S (SGINX) 14.81 . -0.08 (-0.54%) as of 06:06 PM EST on 03l05f2008 (NASDAQ) ~ & Terms Confirm ell data with your broker before trading. r.' .... ij '~i;,:iH_"*~;ii~:~i:; [ . ..:a..t.t ~""':A~' .. .1 i.:soi':~~4~~!~~,~~".",)..,,~,g .... AIerbl <:!'<IO:,1i d'lIt., ll"'~\tid",,1 by ~ AOL Quotes Beta PNvkw the next- generaIon slock quo.. .... COIIIp8fty .....rch ..... . RMI-11me HMdInes fIoIn OVer I.GOO Saurces . IntiIInIGIve CIuIrtIng . In-Depth Company ReIeIIrch . S......... QuoCes . Much Much More... Try it now! (SATUR.DA Y) ~ 2Mo 3Mo ~ 9Mo YIQ i.Yr 2Yr 3Yr 5Yr 10Yr Select. chart time frame or Custem Datn C\Mom Comparison: (Optional) ~ DJIA ~ NASDAQ fj S&P 500 t.i:.;'~~;;~i1 http://finance.aol.comlquotes/dws-income-tr-dws-gnma-fund-class-s/sginxlnmf7charts?dr=C... 3/6/2008 ~ OppenheimerFundse W The Right Way to Invest Confirmation of Fund Activity October 15, 2007 Page 1 of 1 EDITH S SWEETING C/O NANCY SWEETING-BROOKES 403 ALISON AVE MECHANICSBURG PA 17055-6657 Your Financial Advisor: STEVEN C KLEINMAN CADARET GRANT & CO MODERN CAPITAl 500 N BROADWAY STE 126 JERICHO, NY 11753-2129 000070 "1111I11I11"11.'.'..1.1..1111.1111.'.1.111I'".11111111'.'.' o .-. Visit us onHne at www.oppenheimerfunds.com to view your account balance, most recent transactions and the Jatest fund performance. rtJ 24-hour automated service: 1-800-CALL-OPP (225-56n) Oppenheimer Strategic Income Fund Class A Account Registration ( 0 P 5 (X ) EDITH S SWEETING Account Number 00230 2300527681 Tr.nsaation Date Tnnnction Description 10/15/07 Certificate #00009235 Deposited 10/15/07 Certificate #00002818 Deposited OppenheimerFunds News , , Dollar Share Amount Price Number of Sba",s Ending ~(; y+-. Cc'337 S.~~ R.t5 Please note that beginning in October 2007. your 13-digit account number expanded to a 15-digit number. The new format appears as two zeroes (00) + your current account number. No action from you is needed at this time. ~ OppenheimerFundso ~ The Right Way to Invest To make an addltionalinvestmen~ please: . Fill in the amount you would like to invest with us. . Make your check payable to OppenheimerFunds Distributor. Inc. if you are investing in more than one fund, you may send one check for the total amount . To change your address, make changes below: t FOld and tear along perforation. t Investment Coupon (Minimum $50 per fund) Address Strategic Income Fund A Account Number 00230 2300527681 Amount Enclosed $ Account Registration EDITH S SWEETING <'? <'? N (1) <'? tn City State ZIP Use the enclosed envelope or mail to: OppenheimerFunds Services P.O. Box 173672. Denver, CO 80217-3672 Phone o Check here to change your address on this Oppenheimer account Qilly. 00230 23005276816 t Fold and tear along perforation, J OPSIX: Oppenheimer Strat Income A Charts - AOL Money & Finance AOl myAOl Mall L~ the w.b If;0~_^i;1 Page 1 of3 e AOl & AIM Sign In Thu, 03ml08 11:32 EST - U.S. mafkets open in 15 hrs, 58 rnin5 Mark_: Full Coveraqe ~~~~: DJIA -214.60 12.0<<).391:2_~;S;1 NASDAQ -52.31 2.220.50 . '.. .,... ,-. sap 100 -29.36 1,304.$4 TI'8CIl $tach: My Porttoiios BiLL MANAGER PLUS t SMAll BUSINESS r0~~~~ t.<' AC I tYf lRA.i)~RS ~ E!! 11___i I Finding a broker has never $7 OnlIne 'n.des I been easier. i Get started now. ir;.n....:ul Quotes Recent Quotes En'!l-.!_~~~~ !JeIoYi (Symbol Lookup) OPSIX Get Char1s SOINX 14.81 -0.08 FKUTX 13.21 +0.02 Save_ PortIoIIo Portfolios . !;~;} ......an 10 My PortlalloA [.... ...... :l --.. Screener I Market New$1 Most Actives IETF'$I Help dNrts Oppenheimer Strat Income A (OPSIX) 4.39 . -0.01 (-0.23%) as of 06:37 PM EST on 0310512008 (NASDAQ) MIIII. AIMm NotI~ Ie Tenn8 Confirm all data wi1h your broker before trading. qu~t~ !lilt" $l"(;l'jd~ trv ComSll:d '[Pi) 7/-V /0 1 ~A'TL(i!-i)AY) 1 Mo 2 Mo 3 Mo 6 Mo 9 Mo YIQ 1 Yr 2 Yr 3 Yr 5 Yr 10 Yr Col1'l".-ison: (Optional) ~ DJIA ~ NASDAQ f] S&P 500 AOL Quotes Beta PnwIew.... nut- gelleI'aIon stock quotes Iftd COIIIpeny .....rch site. . "'-11me HeadlInes fIom OVer 3.- Sources . ......1Idve Charting . In-Depth Company Res..rch . S1re8InIng QUOIIeS . Much Much More... Try It nowl http://finance.ao1.com/quotes/oppenheimer-strategic-income..fd-alopsixlnmfi'charts?timefta... 3/6/2008 STATEMENT . FRANKLIN TEMPLETON INVESTMENTS AT 01 213737 81951B982 A**3DGT Quarterly Asset Summary January 1, 2007 - June 30, 2007 Page 1 of 1 * Financial MINICUCCI JR, DOMINICK Advisor: FIRST CLEARING LLC EDITH S SWEETING C/O NANCY SWEETING BROOKES 403 ALISON AVE MECHANICSBURG PA 17055-6657 111.111'11111111.1.1111.1..1111.111111.1.11..11111111111.1.1.1 Customer frankllntempleton.com Service: Shareholder Services 1-800/632-2301 TOO (Hearing Impaired) 1-800/851-0637 Mailing Address: 100 Fountain Parkway PO Box 33030 St. Petersburg, FL 33733-8030 Franklin Utilities Fund - Class A ( I-KUTX) NASDAQ Symbol: FKUTX Fund-Account Number: 107-70182387828 Asset Summary Number: 02364866 Certificate Shares Held by You: 2,000.000 Transaction Details DATE TRANSACTION 01-01-07 BALANCE FORWARD 03-01-07 DIV PAID OUT 0.1010 06-01-07 DIV PAID OUT 0.1010 Year-to-Date Summary: Income Dividends: Long-Term Capital Gains: $404.00 $0.00 DOLLAR AMOUNT $27,320.00 $202.00 $202.00 SHARE PRICE $13.66 $14.09 $15.06 SHARES 0.000 0.000 06-30-07 TOTAL ACCOUNT VALUE: $28,780.00 AT $14.39 PER SHARE Shareholder Information On 06/01107, the fund declared a dividend of $0.1010 per share. It is currently estimated that $0.0939 per share represents net investment income, $0.0071 per share represents gain from the sale of securities, and $0.0000 per share represents return of principal. Please see the "Dividend" section on reverse for more information. 20Cjc <;' t-+A R.. 0)- Is Your Back-to-School Checklist Complete? Remember to put "saving for college" at the top of your list when your child gets ready to go back to school. Consider investing in a college savings plan to help prepare for tomorrow. Call 1-800/818-4030 for more information. 16 Purchases can also be made online at franklintempleton.com Please make your check payable to: DE PO SIT S LIP Franklin Utilities Fund - Class A Fund-Account Number: 107-70182387828 EDITH S SWEETING C/O NANCY SWEETING BROOKES 403 ALISON AVE MECHANICSBURG PA 17055-6657 Amount Enclosed: I $ o Check here and complete reverse side if changes are necessary for: . Address Distribution Options 001 000070182387828 107 100 FRANKLIN TEMPLETON INVESTMENTS PO BOX 33030 ST PETERSBURG FL 33733-8030 11111.1111.1...111111111111..1.111111111.111111111.111111..111 FKUTX: Franklin Utilities A Charts - AOL Money & Finance Page lof3 AOL myAOL MaD L SeIn:h 1he Web . f fS.{~'.:;;:~l . AOL & AIM Sign In TOO.. 031610817:34 EST - U.S. mafke1sopen in 15 his, 56 mins Mark.: Full Coveraqe EmIr ~~bf?I..:... DJIA -214.60 12,o.<<>.38!;3~f:1 NASDAQ -52.31 2,220.50 . . .. . saP 100 -29.36 1.394.~ fr8ck SIoeD: My portfoiios Bill MANAGER PLUS I SMALL BUSINESS ::tn:_":i; ACTIVE y~DtRS > f!!! I-I Finding a broker has never been easier. Get started now. Quotes Recent Quotes Ente..!_u.~_~~_beIoY! (Symbot Lookup) FKUTX . Get Char1s OPSJX 4.39 -O.01SG1NX 14.69 -0.20 Sav... Portfolio Portfolios . '. t~~: 1 ....... In to My PortIDIIoa t,...... J -.. S<rr.ener I Market NeW$1 MQ$t Activ" I ETF'$I Help daMts Franklin Utilities A (FKUTX) 13.21 t +0,02 (+0,15%) as of 06:03 PM EST on 0310512008 (NASDAQ) Nell... & Term. Confirm all data with your broker before trading. 7 /'2-1(07 f . .,"- ." ~._' .. ..." "^j ,. .- - -. . . ....., -..-' -. "-"" - ,,~,::;:'~i.~..ftlI~_;~i~:f::;~.~'i ~'AlW ! " .' ! ~>":';4.",'.'.'~~;Y.,,*$.''''; .anag. AIAnS qtl~Oi ecilt.iJ ~(Nid",,1l'Y ~ AOL Quotes Beta Pnwlew the next- generaIon stock quo'" and COIII..-, ....rch ..... . RMI.11Ine......... from OVer 3.000 Sources . 1ntIII-..ttYe Clwtlng . In-Deptll Company Research . s........ Quotas . Much Much More... Try It nowl (SATLAl2DAY 1 Me 2 Me 3 Mo 6 Me 9 Me YTD 1 Yr 2 Yr 3 Yr 5 Yr 10 Yr Select a chart time frame or Custom "Cates Custom Comparison: (Option8l) ~ DJIA rtml NASDAQ ~ S&P 500 r~,v'C'i ';&L~ ",: '.__:~"";?"-' http://finance.aol. COm! quotes/franklin-custodian- fd-utilities-cl-alfkutx/nmf/charts?timefram... 3/6/2008 Letter of Instruction for I-Bonds owned by Edith S. Sweeting POD to Nancy S. Brookes From: Nancy S. Brookes Howell P. Brookes 403 Alison Avenue Mechanicsburg, P A 17055-6657 Home Phone: (717)-697-8657 E-Mail: brookesh@verizon.netorbrookesn@verizon.net To: Department of the Treasury Bureau of Public Debt 200 Third Street PO Box 7015 Parkersburg, WV 26106-7015 Date: September 29, 2007 Subject: Conversion 0 15 $10,000 I-Bon om ownership by Edith S. Sweeting (deceased) to ownership by Nancy Sweeting Tookes (daughter and executrix and beneficiary) and Howell P. Brookes (husband of Nancy). Attachments: Department of the Treasury Conversion Manifest #060854 Death Certificate for Edith S. Sweeting No. 1207315 dated September 19,2007 State of Pennsylvania, County of Cumberland "Short Certificate" for Letters of Testamentary granted to Nancy Sweeting Brookes, File No. 2007-00709, PA File No. 21-07-0709 Dear Sir or Madam; Please convert the enclosed bonds and add them to the Treasury Direct account for Howell and Nancy Brookes. They were part of the estate of Edith S. Sweeting, mother of Nancy S. Brookes. Nancy is the executrix of her mother's estate and the POD beneficiary of these bonds. Please contact us via our e-mail addresses or via phone if you have any questions or additional instructions. Thank you in advance for your assistance. Nancy S. Brookes and Howell P. Brookes J~1S:~~ ~ EX eVe lATR I 'X': pOA I ~~/ ~ ~ .J ~ -.) ~ \J ~ gJ <0 ~ ~ f\:) " ~ ~ 'f q ~ ('\ v CYJ ~ V; "- ~ l-l ~ ~ () '-J ~ ~ ~~~Jcm~:tmm.Dl\ ~~8100T~ 150 30 4946 ", -.... 7b EDITH S SWEETING 403 ALISON AVE MECHANICSBURG PA 17055-6657 I.. .111...111....1.1..1.1..11.. .11...1.1.1...111.....11..1.1.1 POD NANCY S BROOKES RDS-A 053000219-0000 0000000 111601 063 , SERIES I INTEREST CEASES 30 YEARS FROM ISSUE DATE I : ; 11' , , I 2001; I I I ' FRB RICH 11-21-01 1 0001334689 ~'''f. 7..k9"(.~ XD0133'tb89 r . m ~ DOo'Or'in bB ~". ~~~ ~"M~~Lm~Qa . .... .., \;- ~~. .:' " . 'llI.ml UJ.rm.D>@l!BB.JQU"I~ ~a'lff!!)OOl'D@J~ 150 3D 4946 MEDITH S SWEETING 403 ALISON AVE MECHANICSBURG PA 17055-6657 1...111...111....1.1..1.1.111...111..1.1.111.111.....11111.1.1 POD NANCV S BROOKES , RDS-A 053000219-0000 0000000 111601 063 ':0000 ~OOO '(.: 2 ~ SERIES I " IHTE'::;MC~:S~~s :"O;:EARS I I ! ; 11: : 2001 . .~ ~. i Ii. 1,_ r I '. FRB RICH 11-21-01 l' , JIJ EDITH S SWEETING ""'''EX.".." . COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE E CASH, BANK DEPOSITS, & MISC. PERSONAL PROPERTY ESTATE OF FILE NUMBER EDJ.T.W s. SWEEmIG Include the proceeds of litigation and the date the proceeds were received by the estate. All property jointly-owned with the right of survivorship must be disclosed on Schedule F. ITEM NUMBER 1. DESCRIPTION 1 AMERICHOICE FEDERAL CREDIT UNION VALUE AT DATE OF DEATH 89,454.89 TOTAL (Also enter on line 5, Recapitulation) (If more space is needed, insert additional sheets of the same size) $ BC), Y54-,SC1 Send Inquiries To: AMERICHOICE FEDERAL CREDIT UNION 20 SPORTING GREEN DRIVE MECHANICSBURG P A 17050 (717) 697-3474 ACCOUNT NUMBER: YTD DIY RECEIVED: PAGE NUMBER: 33670 1,956.14 1 of 2 EDITH S SWEETING C/O HOWELL BROOK 403 AUSON AVE MECHANICSBURG P A 17055-6657 We know saving money can be hard. We aake it easy wi th our new "Save the Change" account. WITH 600 IlEllBER REWARD POINTS YOUR NEW LEVEL WILL BE: BLUE RIBBON MEMBERS AS A BLUE RIBBON MEMBER, YOU ENJOY FREE UNLIMITED ATM TRANSACTIONS! SUMMARY OF YOUR ACCOUNTS SUFFIX 01 SENIOR SHARES SUFFIX 13 SHARE DRAFt' SUFFIX 18 MONEY MARImT JOINT: JOINT: JOINT: STATEMENT PERIOD 07/01/07 - 07/31/07 STATEMENT PERIOD 07/01/07 - 07/31/07 STATEMENT PERIOD 07/01/07 - 07/31/07 BEGINNING BALANCE 904.38 BEGINNING BALANCE 659.31 BEGINNING BALANCE 1,111.19 DEPOSITS 5 89,449.51 DEPOSITS 3 1,950.18 DEPOSITS 0 .00 WITHDRAWALS 3 90,353.89 WITHDRAWALS 1 2,441.61 WITHDRAWALS 2 1,111.19 ENDING BALANCE .00 DRAFTS CLEARED 5 167.88 DRAFTS CLEARED 0 .00 ENDING BALANCE .00 ENDING BALANCE .00 DrvIDEND YEAR-TO-DATE 1. 76 DrvIDEND THIS PERIOD .00 DIVIDEND YEAR-TO-DATE 6.73 DIVIDEND YEAR-TO-DATE 111.19 AVERAGE DAILY BALANCE 617.12 DIVIDEND THIS PERIOD .00 DIVIDEND THIS PERIOD .00 DAYS DIVIDEND EARNED 31 AVERAGE DAILY BALANCE 1,464.78 AVERAGE DAILY BALANCE 967.81 DAYS DIVIDEND EARNED 31 DAYS DIVIDEND EARNED 31 SUFFIX 19 PRFJlIER IIOrMOIT JOINT: STATEMENT PERIOD 07/01/07 - 07/31/07 BEGINNING BALANCE 85,843.46 DEPOSITS 0 .00 WITHDRAWALS 1 85,843.46 DRAFTS CLEARED 0 .00 ENDING BALANCE .00 DrvIDEND YEAR-TO-DATE 1,836.46 DrvIDEND THIS PERIOD .00 AVERAGE DAILY BALANCE 74,766.88 DAYS DIVIDEND EARNED 31 SUFFIX HISTORY DATE 7/22/07 7/26/07 7/28/07 7/28/07 7/28/07 7/28/07 7/28/07 7/28/07 SUFFIX 01 SENIOR SRARR~ DESCRIPTION FTTO 33670-13 7/22/07 11:41 2393: GNMA S 7/26/07 FR 33670-19 FR 33670-18 FR 33670-13 FR 33670-18 SHARE DEBIT SHARE DEBIT TRANSACTION AMOUNT . 899.00- FT Transfer WID 53.25 2393: GNMA S 85,843.46 111.19 2,441.61 1,000.00 5.00- 89,449.89- ACCOUNT BALANCE 5.38 58.63 INVESTMENT 85,902.09 86,013.28 88,454.89 89,454.89 89,449.89 .00 13 SHARE. DRAFt' Send Inquiries To: AMERlCHOICE FEDERAL CREDIT UNION 20 SPORTING GREEN DRIVE MECHANICSBURG P A 17050 (117) 697-3474 ACCOUNT NUMBER: VTD DIY RECEIVED: PAGE NUMBER: 33670 1,956.14 2 of 2 SUFFIX 13 SHARE DRAI'T (CONTINUED) HISTORY DATE DESCRIPTION TRANSACTION AMOUNT ACCOUNT.BALANCE 7/03/07 US TREASURY 303 949.50 1,608.81 7/03/07 US TREASURY 303 SOC SEC 7/17/07 Draft Number 1563 85.10- 1,523.71 7/19/07 Draft Number 1565 16.00- 1,507.71 7/19/07 CHASE CHEC~ PYMT 7/19/07 Draft Number 1564 39.68- 1,468.03 7/20/07 Draft Number 1567 17.84- 1,450.19 7/20/07 VERrzON ARC CHECK PYMT 7/22/07 FTFR 33670-01 899.00 2,349.19 7/22/07 11:41 FT Transfer Dep 7/23/07 Draft Number 1566 9.26- 2,339.93 7/27/07 OPPENHEIMER 101.68 2,441.61 7/27/07 OPPENHEIMER DIVIDEND 7/28/07 TO 33670-01 2,441. 61- .00 DEPOSITS DATE DESCRIPTION TRANSACTION AMOUNT LOCATION 7/03/07 US TREASURY 303 949.50 US TREASURY 303 SOC SEC 7/03/07 7/22/07 FTFR 33670-01 899.00 FT Transfer Dep 7/22/07 11:41 7/27/07 OPPENHEIMER 101.68 OPPENHEIMER DIVIDEND 7/27/07 OTHER DEDUCTIONS DATE DESCRIPTION TRANSACTION AMOUNT LOCATION 7/28/07 TO 33670-01 2,441.61 DRAFTS/CHECKS CLEARED DRAFT# AMOUNT DATE 1563 85.10 7/17 1564 39.68 7/19 (* DENOTES MISSING DRAFT SEQUENCE NUMBER) DRAFT# 1565 1566 AMOUNT DATE 16.00 7/19 9.26 7/23 DRAFT# 1567 AMOUNT DATE 17.84 7/20 DRAFT# AMOUNT DATE SUFFIX 18 MONEY MARKET HISTORY DATE 7/28/07 7/28/07 DESCRIPTION TO 33670-01 TO 33670-01 TRANSACTION AMOUNT 111.19- 1,000.00- ACCOUNT BALANCE 1,000.00 .00 OTHER DEDUCTIONS DATE DESCRIPTION 7/28/07 TO 33670-01 7/28/07 TO 33670-01 TRANSACTION AMOUNT 111.19 1,000.00 LOCATION SUFFIX 19 PREMIER MONYMKT HISTORY DATE 7/28/07 DESCRIPTION TRANSACTION AMOUNT ACCOUNT BALANCE TO 33670-01 85,843.46- .00 OTHER DEDUCTIONS DATE DESCRIPTION TRANSACTION AMOUNT LOCATION 7/28/07 TO 33670-01 85,843.46 ~,..~.('~ '* COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT EDITH S. SWEETING ESTATE OF SCHEDULE F JOINTLY-OWNED PROPERTY FILE NUMBER If an asset was made joint within one year of the decedent', date of death, it must be reported on Schedule G. SURVIVING JOINT TENANT(S) NAME RELATIONSHIP TO DECEDENT ADDRESS A. Nancy Sweeting Brookes daughter B. c. 403 Alison Avenue Mechanicsburg, P A 17055 JOINTLY-OWNED PROPERTY: LETTER DATE DESCRIPTION OF PROPERTY %OF DATE OF DEATH ITEM FOR JOINT MADE Include name of financial institution and bank account number or similar identifying number. Attach DATE OF DEATH DECD'S VALUE OF NUMBER TENANT JOINT deed for jointly-held real estate. VALUE OF ASSET INTEREST DECEDENT'S INTEREST 1. A. Members 1st FCU account 250541 22,666,29 50 11333.15 Members 1 st FCU account 250536-41 22,666.29 50 11333.15 (see attached Information Notice) TOTAL (Also enter on line 6, Recapitulation) $ 2 J) 066, 2 q (If more space is needed, insert additional sheets of the same size) COMMO....EALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE BUREAU OF INDIVIDUAL TAXES DEPT. 280&01 HARRISBURG, PA 17128-0601 *' INFORMATION NOTICE AND TAXPAYER RESPONSE FILE NO. 21 07 - 0709 ACN 07141350 DATE 10-11-2007 REV-1S43 EX AFP C09-00> EST. OF EDITH S SWEETING S.S. NO. 150-30-4946 DATE OF DEATH 07-21-2007 COUNTY CUMBERLAND TYPE OF ACCOUNT D SAVINGS o CHECKING D TRUST [Xl CERTI F . NANCY BROOKES 403 ALLISON AVE MECHANICSBURG PA 17055 REMIT PAYMENT AND FORMS TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 MEMBERS 1ST FCU has provided the Deparhent with the infor'llation listed below which has been used in calculating the potential tax due. Their records indicate that at the death of the above decedent, you were a joint owner/beneficiary of this account. If you feel this infor'llation is incorrect. please obtain written correction fro. the financial institution, attach a COpy to this for'll and return it to the above address. This account is taxable in accordance with the Inheritance Tax Laws of the Co..onwealth of Panllsylvania. Questions .ay be answered by calling (71 n 787-8327. COMPLETE PART 1 BELOW . . . SEE REVERSE SIDE FOR FILING AND PAYMENT INSTRUCTIONS Account No. 250536-41 Date Established 12-27-2004 To insure proper credit to your account, two (2) copies of this notice .ust acco.pany your pay.ent to the Register of Wills. Make check payable to: "Register of Wills, Agent". x 22,666.29 50.000 11,333.15 .045 509.99 TAXPAYER RESPONSE NOTE: If tax pay.ents are .ade within three (3) .onths of the decedent's date of death, you .ay deduct a 6X discount of the tax due. Any inheritance tax due will beco.e delinquent nine (9) .onths after the date of death. Account Balance Percent Taxable Amount SUbject to Tax Tax Rate Potent1al Tax Due x PART [!] [CHECK ] ONE BLOCK ONLY A. c=J The above infor.ation and tax due is correct. 1. You.ay choose to re.it pay.ent to the Register of Wills with two copies of this notice to obtain a discount or avoid interest, or you .ay check box "A" and return this notice to the Register of Wills and an official assess.ent will be issued by the PA Depart.ent of Revenue. B. E:J The above asset has been or will be reported and tax paid with the PennSYlvania Inheritance Tax return to be filed by the decedent's representative. C. c=l The above infor.ation is incorrect and/or debts and deductions were paid by you. You .ust co.plete PART 0 and/or PART ~ below. x If you 1nd1cate a different tax rate. please state your relat1onsh1p to decedent: PART [!] TAX RETURN - COMPUTATION LINE 1. Date Establ1shed 2. Account Balance 3. Percent Taxable 4. Amount Subject to Tax 5. Debts and Deductions 6. Amount Taxable 7. Tax Rate 8. Tax Due OF TAX ON JOINT/TRUST ACCOUNTS 1 2 3 4 5 6 7 8 x PART ~ DATE PAID DEBTS AND DEDUCTIONS CLAIMED PAYEE DESCRIPTION AMOUNT PAID TOTAL CEnter on L1ne 5 of Tax Computat1on) . Under penalties of perjury. I declare that the facts I have reported above are true. correct and complete to the best of my knowledge and belief. HOME ( ) WORK ( ) TELEPHONE NUMBER DATE TAXPAYER SIGNATURE COMMONWEAL TH OF PENNSYLVANIA DEPARTMENT OF REVENUE BUREAU OF INDIVIDUAL TAXES DEPT. 280601 HARRISBURG, PA 17128-0601 *' INFORMATION NOTICE AND TAXPAYER RESPONSE FILE NO. 21 07-0709 ACN 07141349 DATE 10-11-2007 REV-1S43 EX AFP (09-00> EST. OF EDITH S SWEETING S.S. NO. 150-30-4946 DATE OF DEATH 07-21-2007 COUNTY CUMBERLAND TYPE OF ACCOUNT D SAVINGS o CHECKING D TRUST [i] CERTIF. HOWELL BROOKES 403 ALLISON AVE MECHANICSBURG PA 17055 REMIT PAYMENT AND FORMS TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 MEHBERS 1ST FCU has provided the DepartMent with the info,..ation listed below which has been used in calculating the potential tax due. Their records indicate that at the death of the above decedent, you were a joint owner/beneficiary of this account. If you feel this inforMation is incorrect, please obtain written correction froM the financial institution, attach a copy to this fo,.. and return it to the above address. This account is taxable in accordance with the Inheritance Tax Laws of the Co..onwealth of Pennsylvania. ~uestions.ay be answered by calling (717) 787-8327. COMPLETE PART 1 BELOW . . . SEE REVERSE SIDE FOR FILING AND PAYMENT INSTRUCTIONS Account No. 250541 Date Established 12-27-2004 To insure proper credit to your account, two (2) copies of this notice .ust aCCOMPany your paYMent to the Register of Wills. Make check payable tOI "Register of Wills, Agent". Account Balance Percent Taxable Amount Subject to Tax Tax Rate Potential Tax Due PART [!] x 22,666.29 50.000 11,333.15 .045 509.99 TAXPAYER RESPONSE NOTE: If tax paYMents are .ade within three (3) .onths of the decedent's date of death, YOU .ay deduct a 5X discount of the tax due. Any inheritance tax due will beco.e delinquent nine (9) .onths after the date of death. x [CHECK ] ONE BLOCK ONLY A. D The above infor.ation and tax due is correct. 1. You.ay choose to reMit pay.ent to the Register of Wills with two copies of this notice to obtain a discount or avoid interest. or yoU .ay check box "A" and return this notice to the Register of Wills and an official assessMent will be issued by the PA DepartMent of Revenue. B. c:J The above asset has been or will be reported and tax paid with the Pennsylvania Inheritance Tax return to be filed by the decedent's representative. c. D The above infor.ation is incorrect and/or debts and deductions were paid by YOU. You Must COMPlete PART ~ and/or PART ~ below. 1 2 3 X 4 5 6 7 X 8 If you indicate a different tax rate, please state your relationship to decedent: PART ~ TAX RETURN - COMPUTATION OF TAX ON JOINT/TRUST ACCOUNTS LINE: 1. Date Established 2. Account Balance 3. Percent Taxable 4. Amount Subject to Tax 5. Debts and Deductions 6. Amount Taxable 7. Tax Rate 8. Tax Due PART [!] DATE PAID PAYEE DEBTS AND DEDUCTIONS CLAIMED DESCRIPTION AMOUNT PAID . TOTAL (Enter on Line 5 of Tax Computation) Under penalties of perjury, I declare that the facts I have reported above are true, correct and complete to the best of my knowledge and belief. TAXPAYER SIGNATURE HOME ( ) WORK ( ) TELEPHONE NUMBER DATE REV-1511 EX+ (12-99) . '* COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE H FUNERAL EXPENSES & ADMINISTRATIVE COSTS ESTATE OF FILE NUMBER ITEM NUMBER A. 1 1. 2 3 4 5 6 7 8 9 B. 1. EDITH S. SWEETING Debts of decedent must be reported on Schedule I. DESCRIPTION AMOUNT FUNERAL EXPENSES: Dancy Funeral Home Total Charges Caldwell Flowerland Flowers Restland grave site opening Cloverleaf funeral services Burial clothing Newark Monument (monument and placement fee) Kings (flowers for tables) Obituaries in Patriot News and Caldwell Progress Travel for funeral arrangements (mileage, hotel, meals) ADMINISTRATIVE COSTS: 11,689.00 802.50 1,295.00 390.10 250.00 429.00 40.00 146.86 566.60 Personal Representative's Commissions Name of Personal Representative(s) Social Security Number(s)/EIN Number of Personal Representative(s) Street Address City State _ Zip Year(s) Commission Paid: 2. Attorney Fees 3. 4. 5. Family Exemption: (If decedent's address is not the same as claimant's, attach explanation) Claimant 3500.00 Street Address City State _ Zip Relationship of Claimant to Decedent Probate Fees 380.00 65.00 Accountant's Fees Additional fees due at final probate per Register of Wills 6. Tax Return Preparer's Fees 7. TOTAL (Also enter on line 9, Recapitulation) $ r 9 J S 5 Lj- t 0 b (If more space is needed, insert additional sheets of the same size) RECEIPT FOR PAYMENT ------------------- ------------------- GLENDA FARNER STRASBAUGH Cumberland County - Register Of Wills One Courthouse Square Carlisle, PA 17G13 Receipt Date: Receipt Time: Receipt No. : 7/26/2007 14:22:46 1049321 ~wtETI(VG B~RvTING EDITH S Estate File No. : Paid By Remarks: 2007-00709 HOWELL P BROOKES' DM ------------------------ Receipt Distribution ------------------------ Fee/Tax Description Payment Amount Payee Name PETITION LTRS TEST WILL SHORT CERTIFICATE JCP FEE AUTOMATION FEE Check# 4252 Total Received......... 310.00 15.00 40.00 10.00 5.00 ---------------- $380.00 $ 3 ffO . 00 CUMBERLAND COUNTY GENERAL FUN CUMBERLAND COUNTY GENERAL FUN CUMBERLAND COUNTY GENERAL FUN BUREAU OF RECEIPTS & CNTR M.D CUMBERLAND COUNTY GENERAL FUN REV-1512 EX+ (12-03) SCHEDULE I DEBTS OF DECEDENT, MORTGAGE LIABILITIES, & LIENS COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT ESTATE OF EDITH S. SWEETING FILE NUMBER Report debts incurred by the decedent prior to death which remained unpaid as of the date of death, including unreimbursed medical expenses. ITEM VALUE AT DATE NUMBER DESCRIPTION OF DEATH 1- 2 3 4 5 6 7 8 9 10 11 Federal Estate Tax (1041) P A Final 1040 PA Final 1041 (estate) Franklin Templeton redemption fee Oppenheimer Fund redemption fee Chase VISA Card balance Muscalus storage Total of various Medical bills paid to date USPS Certified Mail, postage, stationary Mobile Phone and Long Distance charges Estimated travel expense to Harrisburg and Carlisle for tax assistance (9 trips) 1059.64 162.50 64.10 548.80 487.33 539.96 66.00 150.41 47.59 58.00 90.00 TOTAL (Also enter on line 10, Recapitulation) $ 3 2 7 4 ,33 (If more space is needed, insert additional sheets of the same size) //' Department of the Treasury-Internal Revenue Service U.S. Income Tax Return for Estates and Trusts ~ 1041 A Type of entity (see instr.): o Decedent's estate o Simple trust o Complex trust o Qualified disability trust o ESBT (S portion only) o Grantor type trust o Bankruptcy estate-Ch. 7 o Bankruptcy estate-Ch. 11 City or town, state, and ZIP code D P~ed ,income fund ME C IIA ,All C 5 BuR... 6 B Number of Schedules K-1 F Check ~ I .. 0 F attached (see applicable ' nitial return InaI retum instructions) . boxes: Chan e in fiduciary G Check here if the estate or filing trust made a section 645 election ~@07 OMS No. 1545-0092 For calendar year 2007 or fiscal year beginning ,2007, and ending , 20 Name of estate or trust (If a grantor type trust, see page 14 of the instructions.) C Employer identification number e-STATcOF E7JiTfI S. SWEETI.NG ~o :74 Q91S' Name d title of fid~ary D ~ C ' ~. oRoo/iES" FX'ECT~/l Number, street, and room or suite no. (If a P.O. box, see page 14 of the instructions.) L!03 ALISON AtlE)JuE PA /7055-6657 o 1 Interest income. . . . . . . . . . . . . . . . . . . . . 2a Total ordinary dividends. . . . . . . . . . . . . . . . . . b Qualified dividends allocable to: (1) Beneficiaries __. ow _ _ __ _ __. _' _ ow. (2) Estate or trust __ __. __ __ __ __ __ .. __ 3 Business income or (loss). Attach Schedule C or C-EZ (Form 1040) . . . . . . . 4 Capita/ gain or Ooss). Attach Schedule D (Form 1041). . . . . . . . . . . . 5 Rents, royalties, partnerships, other estates and trusts, etc. Attach Schedule E (Form 1040) 6 Farm income or (loss). Attach Schedule F (Form 1040) . . . . . . . . . . . 7 Ordinary gain or (loss). Attach Form 4797. . . . . . . . . . . . . . . . 8 Other income. List type and amount _ _. .. _ _ _ _ _ _ _ .. . _ _ . _. . _ . _ _ _ . _ . _ _ _ _ _ _ _ _ . _ . _ . . . . . . _ _ _ _ _ _ _ _ _ _ _ _ _ _ 9 Total income. Combine lines 1, 2a, and 3 through 8 . . . . . . . . . .. 10 Interest. Check if Form 4952 is attached" D. . . . 11 Taxes. . . . . . . . . . . . ~R.1~ 'A'L/ I ~~ ~ ~ >A~~ 12 Fiduciary fees . . . . . . . . . . . 13 Charitable deduction (from Schedule A. line 7) ~ 14 Attorney, accountant, and return preparer fees ~ 15a Other deductions not subject to the 2% floor (attach schedule) g b Allowable miscellaneous itemized deductions subject to the 2% floor 'i 16 Add lines 10 through 15b Q 17 Adjusted total income or Ooss). Subtract line 16 from line,9.. 17 18 Income distribution deduction (from Schedule B, line 15). Attach Schedules K-1 (Form 1041) 18 19 Estate tax deduction including certain generation-skipping taxes (attach computation) 19 20 Exemption . . . . . . . . . . . . . . . . . . . . . . . . . .. 20 21 Add lines 18 through 20 ..................... .. 21 22 Taxable income. Subtract line 21 from line 17. If a loss, see page 23 of the instructions 22 23 Total tax (from Schedule G, line 7) . . . . . . . . . . '_. . . . '. . 23 tn 24 Payments: a 2007 estimated tax payments and amount applied from 2006 return 24a i b Estimated tax payments allocated to beneficiaries (from Form 1041-1) 24b E c Subtract line 24b from line 24a . . . . . . . . . . . . . 24c ~ d Tax paid with Form 7004 (see page 23 of the instructions) . . . . 24d 0.. e Federal income tax withheld. If any is from Form(s) 1099, check .. 0 24e ~ Other payments: f Form 2439 _____.________._______._; 9 Form 4136 ._____.__....____._._.__ ; Total" 24h : 25 Total payments. Add lines 24c through 24e, and 24h. . . . . . . . .. . .. 25 ~ 26 Estimated tax penalty (see page 24 of the instructwns) . . . . . . . . . 26 27 Tax due. If line 25 is smaller than the total of lines 23 and 26, enter amount owed 27 28 Overpayment. If line 25 is larger than the total of lines 23 and 26, enter amount overpaid 28 29 Amount of line 28 to be: a Credited to 2008 estimated tax .. ; b Refunded .. 29 Under alties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, Sign c ,d complete. laration of prep (other than tax~, ) is based on 8,11 information of which preparer has any knowledge. H - & ~ V' / .0 May the IRS discuss this return ere ~ ;z" \". ~ (J ~, with the preparer shown below , Signature of fiduciary or officer r presenting fiduciary Date EIN of fjdUCi~ry if a financial institution (see instr.)? 0 Yes 0 No .. Preparer's Date Preparer's SSN or PTIN , signature Firm's name (or ~ yours if self-employed), address, and ZIP code For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions. .~ 's name Q) E o u .5 o Date entity created -1- ZOO' E Nonexempt charitable and split- interest trusts, check applicable boxes (see page 15 of the instr.): o Described in section 4947(a)(1) o Not a private foundation o Described in section 4947 a) 2) o Change in trust's name o Ch e in fiduci 's address 3 4 5 6 7 8 9 10 11 12 13 14 15a 15b 16 o Paid Preparer's Use Only Cat. No. 11370H 10 ) Form 1041 (2007) PA-40 2007 (09-07) Pennsylvania Income Tax Return PADepartment of Revenue, Harrisburg, PA 17129 OFFICIAL USE ONLY PLEASE PRINT IN BLACK INK. ENTER ONE LETTER OR NUMBER IN EACH BOX. FILL IN OVALS COMPLETELY. Your Social Security Number Spouse's Social Security Number (if filing jointly) c:::> extension. See the instructions. q c:::> Amended Return. See the instructions. ... - ---I 0700110018 cAREFULLY PRINT YOUR SOC1AL SECURITY NUMBt;~(S) ABOVE;: " ' Suffix [II] I I I I I I Sufflc IJI] OVERSEAS MAil- Use full return address to include city, country and ZIP Code In local formats. State ZIP Code rtEJ ~ School Code ~ S 1 a. Gross Compensation. Do not include exempt income, such as ~ qualifying retirement benefits. See the instructions. '\)~ 'pp.,'I'G9..~, .r1~..~ . 1a. e NO \~()f:.'~' 1b.. Unreimbursed Employee Business Expenses. ... 'f' .'. :l:.f.....-'-'.) r: , . , . . . ^.n'~ ..... .\.1b. \\ . -- 1\)uu \ 1c. Net Compensation. Subtract Une 1b from Line 1a.. .~\\... ~f~'a. 9 ~~~:r' .:,;:;.~1C. \.. "';::"\1 \f:\.:JNUE. 2. Interest Income. Complete PA Schedule A If required. ~. \\ : . .. ~':: .~\::r Cor .~E.~f~E 2. \., :;-....8.~. \'I~'2.\'-i O\SlP\IV i 3. Dividend and Capital Gains Distributions Income. CompleiErfW~~<fe B If required. .. 3. 10\'\ . 4. Net Income or Loss from the Operation of a Business, Profession, or Farm. LOSS c:::> LOSS 5. Net Gain or Loss from the Sale, Exchange, or Disposition of Property. ....... c:::> 5. LOSS 6. Net Income or Loss from Rents. Royalties, Patents, or Copyrights. .......... c:::> 6. 7. Estate or Trust Income. Complete and submit PA Schedule J. ............ . . . . . . .. 7. 8. Gambling and Lottery Winnings. Complete and submit PA Schedule T. ............. 8. 9. Total PA Taxable Income. Add only the positive income amounts from Lines 1 c, 2, 3, 4,5,6,7. and 8. DO NOT ADD any losses reported on Lines 4,5, or 6. .. .. . . . . . ..., 9. 10. Other Deductions. Enter the appropriate code for the type of deduction. [~.'..'~..''''i See the instructions for additional information. ...........,...,.,., . . . . ,:..."J 10. 11. Adjusted PA Taxable Income. Subtract Line 10 from Line 9. .......... . . . . . . . .... 11. Side 1 L EC OFFICIAL USE ONLY r"'."""r"""'l r."''''''l.....'.. '1~""''''1'''''''1'''''''''"1'' '0" ...t LLi~... , ...J~."JL."t,,,~,j,,"'~t,,. ..1 0700110018 Residency Status, Fill in only one oval. .- R Pennsylvania Resident c:::> N Nonresident c:::> p Part-Year Resident from _1_ 12007 to _1_ 12007 Filing Status. Fill In only one oval. _ S Single c:::> J Married, Filing Jointly c:::> M Married, Filing Separately c:::> F Final Return. Indicate reason: .. D Deceased. 21, Date of death Z 1_12007 Identification Label Change. Fill in this oval If the label is not completely correct. Discard 1he incorrect label. FDI in this ovaIlf you did not file a 2006 PA tax reIum. c:::> c:::> Fanners. FBI in this oval If at least two-thlrds of your gross income is from farming, Name of school district where you lived on 12/3112007: ~ECI{IJ./'1I C~B(U2. ~ Your occupation Spouse'soccupation 4. 0700110018 ---I 30. Credit - Amount of Line 28 you want as a credit to your 2008 estimated account .... pr- ~ount of Line 28 you want to donate to the Wild Resource Con'servatlon Fund. . . . ....132. Amount of Line 28 you want to donate to the Military Family Relief ~ I Assistance Program. ................................................ o 133. Amount of Line 28 you want to donate to the Governor Robert P. Casey Memorial ~ . ic( I Organ and TIssue Donation Awareness Trust Fund. ......................... ~ : 34. Amount of Line 28 you want to donate to the Juvenile (Type 1) Diabetes Cure Q I Research Fund ........................................................ ....135. Amount of Line 28 you want to donate to the Breast and Cervical Cancer L _ ~search Fund. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SIGNATURE(S). Under penaltle. of perjury, I (we) declare that I (we) have examined this return, Including .11 accompllnylng .chedules and statements, and to the best of my (our) Ief, they are true, correct, a complete. Ignature ..J 0700220015 PA.40 2007 Social Security Number (shown first) IIISlJ a3 b ='II1~J6I Name(s) 12. PA Tax Liability. Multiply Line 11 by 3.07 percent (0.0307). . . . . . . . . . . . . . . . . . . . .. 12. 13. Total PA Tax Withheld. See the instructions. .................................. 13. ....r:-- Q ,14. Credit from your 2006 PA Income Tax return. ................................. 14. ~I ~ : 15. 2007 Estimated Installment Payments. ...................................... 15. fn 116. 2007 Extension Payment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 16. !;( I, :E 17. Nonresident Tax Withheld from your PA Schedule(s) NRK-1. (Nonresidents only) .... 17. i=1 enl .:.~~ ~tal Estimated Payments and Credits. Add Lines 14, 15, 16, and 17. . . . . . . . . . . ., 18. Tax Forgiveness Credit, submit PA Schedule SP 19a. Filing Status: c::::> Unmarried or c::::> MarrIed Separated 20. Total Blgibility Income from Part C, Une'11, PA Schedule sp..1 ,,~ I I i~ I I I I I c::::> Deceased 21. Tax Forgiveness Credit from Part 0, Line 16, PA Schedule SP. ................. 22. Resident Credit. Submit your PA Schedule(s) G-R with your PA Schedule(s) G-5, G-L, and/or RK-1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23. Total Other Credits. Submit your PA Schedule OC. . . . . . . . . . . . . . . . . . . . . . . . . . . . .... 24. TOTAL PAYMENTS and CREDITS. Add Lines 13, 18,21,22, and 23. ............. .... 25. TAX DUE. If Line 12 is more than Line 24, enter the difference here. . . . . . . . . . . . . . . . 26. Penalties and Interest See the instructions for additional information. Fill in oval if including Form REV-1630. .... o 27. TOTAL PAYMENT. Add Lines 25 and 26. .................. ~ . . . . . . . . . . . . . . . . . 28. OVERPAYMENT. If Line 24 is more than the total of Line 12 and line 26, enter the difference here. . . . . . . . . . . . . . . . . . . . . . . . . ,. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ . . The total of Lines 29 through 35 must equal Une 28. 29. Refund -Amount of Line 28 you want as a check mailed to you... ...... REFUND EX'~Cl.t T/1/,X Preparer's Name and Telephone Number II G 2. 5 0 I J J J Dependents, Part B, Line 2, 19b. PA Schedute SP;;.. .. .. .. .. c::::> 21. I I 22. 23. 24. 25. /62 50 26, :... 27. 1~2 5CJ 28. 29. I 30. I, 31. I 32. I 33. J I 34. I 35. I. L PLEASE DO NOT CALL ABOUT YOUR REFUND UNTIL EIGHT WEEKS AFTER YOU FILE. Side 2 .-J 0700220015 0700220015 ...J PA.41 · 2007 (09-Q7) PA Fiduciary Income Tax Return PA Department of Revenue Harrisburg, PA 17128-0413 PLEASE PRINT IN BLACK INK Federal Eme10 er Identification Numt;>er Decedent's Social Secu . , 0 ~7 '-I q I '. 0704110014 OFFICIAL USE ONLY Extension Enclosed. Amended PA-41. If filing an amended return, fill in this oval. Fiscal Year Filer. Fill in this oval. FY beginning ~ ~ 07 and ending _/ ~_ Residency Status. Fill in only one oval. _ R Pennsylvania Resident o N Nonresident If "N", Name of State Final Return. o f Enter Ending Date: _/_/- <:::) Estate or Trust Identification Change. Fill in this oval if any of the identification or filing information you entered is different from the 2006 PA-41, or if the estate or trust did not file a 2006 PA-41. If Line 3. 4. or 5 is a LOSS. fill in the oval Submit all required Pennsylvania supporting schedules. next to the amount. - NO Do You Want a 2008 PA-41 Booklet? Fill in this oval completely if you do not want a 2008 PA-41 Tax Booklet Dollars Cents 2. PA TAXABLE DIVIDEND INCOME. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 2. 3. ~~~ ~~~~~~.~~ ~~~~.f~~~ ~~~ .~~~t~~~ .~f.~ ~~~i~~~~~ ~r~~~~~i.~~,.~~ ~~~:. (; 3. 1. PA TAXABLE INTEREST INCOME. . . . . . . . . . . . . . . . . . . . ~. . . . . . . . . . . . . . . . . . . . . . .. 1. 4. NET GAIN or LOSS from the Sale, Exchange, or Disposition of Property. LOSS a 4. 5. NET INCOME or LOSS from Rents, Royalties, Patents, or Copyrights. LOSS a 5. 6. ESTATE or TRUST INCOME. ...................,.,..................,.".... 6. 7. TOTAL TAXABLE INCOME. Add only the positive income from Lines 1. 2, 3.4.5, and 6. Do not add losses. .............................,........................... 7. 8. DEDUCTIONS from PA SCHEDULE DO. ...................................... 8. 9. NET PA TAXABLE INCOME. Subtract Line 8 from Line 7. .......................... 9. 10. TOTAL PA TAX LIABILITY. Multiply Line 9 by the tax rate 3.07% (0.0307). . . . . . . . . . . . . . 10. 11. 2007 ESTIMATED PAYMENTS and CREDITS. . ..... . . . . .. . .. . . .. . .. . . . . . . . ... . .. 11. 12. NONRESIDENT TAX WITHHELD from PA SCHEDULE(S) NRK-1. .................. 12. 13. TOTAL CREDIT for TAXES PAID by PA RESIDENT ESTATES or TRUSTS to OTHER STATES or COUNTRIES... ... ............................................... 13. 14. TOTAL OTHER CREDITS from PA SCHEDULE OC. .. ... ... .... .................. 14. 15. 2007 PAYMENTS and CREDITS. Add Lines 11,12.13, and 14. ..................... 15. 16. TAX DUE. If Line 10 is more than Line 15. enter the difference here.. ................. 16. L 0704110014 0704110014 --.J A Franklin Templeton Investor Services, LlC One Franklin Parkway P.O. Box 7777 San. Mateo, CA 94403-7777 tel 650/312.2000 franklintempleton.com FRANKLIN TEMPLETON INVESTMENTS October 8, 2007 Nancy Sweeting Brookes 403 Alison Ave. Mechanicsburg, P A 17055-6657 SUBJECT: Franklin Utilities Fund - Class A Ale # 107-70182387828 Certificate # UTI 027746 for 2,000.000 shares R/N/O: Edith S. Sweeting Dear Ms. Brookes: Thank you for your recent correspondence regarding the referenced certificate, which was issued January 24, 1992. As with any other negotiable security, there is some risk involved when a certificate is lost, stolen, or destroyed. As stated in the Fund's Statement of Additional-Information ,and the Uniform Commercial Code, lost certificate shares must be replaced through an insurance process that involves payment of an insurance premium. If you wish to obtain a surety bond through an insurance company other than Chubb Group of Insurance Companies ("Chubb"), please contact us and we will send the necessary documents. Otherwise, to replace the certificate through Chubb, the enclosed Affidavit and Letter of Indemnity (the "Affidavit") must be completed in full without any changes, additions, or deletions made to the face of the document. As Executor of the Estate of Edith S. Sweeting, you must sign each page of the Affidavit separately, and your signature on the top page must be notarized. l(g.e7V\ P Il<'-IJ ~ The premium charged by Chubb for the reJ1 ement of the shares@the value of the lost shares as of the day that we were notifi of their loss. Therefore, en returning the Affidavit, please enclose a check for $598.00, made payable to the insurance agent, Sankovich & Lewis Insurance Agency, Inc. Do not send the check and Affidavit directly to Chubb as this will delay the replacement process. Send them to address printed above, ATTN: LTSS SM 970/2, or use the enclosed envelope. If the certificate is recovered within one year of replacement, the estate will be entitled to a 50% refund of the surety bond prelnium. II' I ! j Account Number 2302300 527681 IOOC Number E03947157 AFFJDA VIT OF LOSS Value as of: 08/01/07 Value: $7,858.08 & $16,299.36 Premium: $157.00 & $326.00 Total Value: $~~ Total premium~ - 11~ f7~Dj;~ EXHIBIT B -1; STATE OF "'~''e~..............) COUNTY OI;{in~:1J!;f>;d.J SSN: The undersigned EDITH S SWEETING (hereinafter called "Deponent"), being duly sworn, deposes and says that: (1) Deponent is an adult whose mailing address is N (l n eel S,V.ft 11''1 t>YVo k- t' / lfCJ3' } I i Son (tv'l!j~JA,c 11:\(1.1' frrLn LC~'-AjL-~t p;~ / 7 O~~ &&,'S7 -.-J and is the owner of or is acting in a representative or fiduciary capacity with respect to certain securities (shares of beneficial interest): certificate numbers 00009235, representing 1819.000 shares and 00002818, representing 3773.000 shares. issued by OPPENHEIMER STRATEGIC INCOME FUND A (hereinafter called the "Fund") and registered in the name of\;' d 1.-l'~J S(~('J e. E-'T f It,.! G (2) Deponent further says that the aforesaid security or securities (hereinafter called the "Original" whether one or more) have been lost, stolen, destroyed or misplaced under the follm\ling circumstances: (was) (3) That said Original (was not) endorsed. (If endorsed, describe form of endorsement and state whether signature was guaranteed.) (4) Deponent has made or caused to be made diligent search for Original; and has been unable to find or recover same, and that Deponent was the unconditional owner of Original at the time of loss, and is entitled to the full and exclusive possession thereof; that neither the Original nor the rights of Deponent therein have, in whole or in pa11, been assigned, transferred, hypothecated, pledged or otherwise disposed of, in any manner whatsoever, and that no person, firm or corporation other than Deponent has any right, title claim, equity or interest in, to, or respecting Original or the proceeds thereof, except as may be set forth in Statement (5) following. CHASE 0 Opening/Closing Date: Payment Due Date: Minimum Payment Due: 07/07/07 - 08/06107 08/26/07 $10.00 CUSTOMER SERVICE In U.S. 1-800-945-2000 Espanol 1-888-446-3308 TDD 1-800-955-8060 Pay by phone 1-800-436-7958 Outside U.S. call collect 1-302-594-8200 Previous Balance Payment, Credits Purchases, Cash, Debits Finance Charges New Balance $16.00 -$16.00 +$538.96 +$1.00 $689.96 Total Credit line Available Credit Cash Access Une Available for Cash ACCOUNT INQUIRIES Account Number: 4366 1630 34846416 P.O. Box 15298 Wilmington, DE 19850-5298 $9,900 $9,360 PAYMENT ADDRESS $9,900 P.O. Box 15153 $9,360 Wilmington, DE 19886-5153 VISA ACCOUNT SUMMARY . t t~'~utr 00'1 r;,D {V;\,~ll VISIT us AT: www.chase.com/creditcards TRANSACTIONS Trans Date Reference Number Merch8Jlt Name or Transaction Description Amount Credit Debit QIt~~1J~~~~~742658 ._~men_Utl~nk 1~J~~ectr~9!'t!________________ 07/2524445007208911499839666 CLOVERLEAF TAVERN CALDWELL NJ 671272461043720a00401676722if'THE PATRIOT ~NEWsMACTIVE 717-255-8237 PA $16.00 390.10 148.86 FINANCE CHARGES Category Purchases Cash advances Daily Periodic Rate Corresp. 31 days in cycle APR V.04176% 15.24% V .06642% 24.24% Average Daily Balance $5.73 $0.00 Finance Charge Due To Periodic Rate $1.00 $0.00 Transaction Fee $0.00 $0.00 Accumulated Fin Charge $0.00 $0.00 ANANCE CHARGES $1.00 $0.00 $1.00 Total finance charges Effective Annual Percentage Rate (APR): 209.42% Please 5'00 Information About Your Account section for balance computation method, grace period, and other important infolmation. The Corresponding APR is the rate of interest you pay when you carry a balance on any transaction category. The Effective APR represents your total finance charges - including transaction fees such as cash advance and balance transfer fees - expressed as a percentage. IMPORTANT NEWS You've been issued 8,000 Instant Tokens as a special Thank You from Gift Services, Inc. which is not a Chase affiliate. Simply identify yourself as a Chase Cardmember by using your tokens towards gift items, jewelry and much more. But hurry! Use your Tokens at www.mybonuscenter.com by 10115/07 Protect your credit card with 10 Secure monitoring. Try it now at www.idsecure.comlchasesite. and you'll be identified as a Chase cardmember entitled to this Trilegiant offer, which includes up to $20 cash back for dining! X o00ooo1 FIS3::l335 D 10 000 N Z 06 07108/06 Page 1 of 1 00686 MA MA 14635 2181??oo100441463501 BEV.1513, EX+ (9-00:W COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE J BENEFICIARIES ESTATE OF EDITH S. SWEETING FILE NUMBER RELATIONSHIP TO DECEDENT AMOUNT OR SHARE NUMBER NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERTY Do Not List Trustee(s) OF ESTATE I TAXABLE DISTRIBUTIONS [include outright spousal distributions, and transfers under Sec. 9116 (a) (1.2)] 1. 1. Nancy Sweeting Brookes daughter 50% 403 Alison Avenue Mechanicsburg, P A 17055-6657 2. Robert Brian Sweeting son 50% 12 Park Place Pompton Lakes, NJ 07442 ENTER DOLLAR AMOUNTS FOR DISTRIBUTIONS SHOWN ABOVE ON LINES 15 THROUGH 18, AS APPROPRIATE, ON REV-1500 COVER SHEET n NON-TAXABLE DISTRIBUTIONS: A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAX IS NOT BEING MADE 1. B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS 1. TOTAL OF PART II - ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV-1500 COVER SHEET $ (If more space is needed, insert additional sheets of the same size) REGISTER OF WILLS CUMBERLAND County, Pennsylvania CERTIFICATE OF GRANT OF LETTERS No. 2007-00709 PA No. 21-07-0709 Es ta te Of: EDITH S SWEETING (First, Middle, Last) Late Of: MECHANICSBURG BOROUGH CUMBERLAND COUNTY Deceased Social Security No: 150-30-4946 WHEREAS, on the 26th day of July 2007 an instrument dated November 3rd 1989 was admitted to probate as the last will of EDITH S SWEETING (First. Middle, Last) late of MECHANICSBURG BOROUGH, CUMBBRLAND County, who died on the 21st day of July 2007 and, WHEREAS, a true copy of the will as probated is annexed hereto. THEREFORE, I, GLENDA FARNER STRASBAUGH , Register of Wills in and for CUMBERLAND County, in the Commonwealth of Pennsylvania, hereby certify that I have this day granted Letters TESTAMENTARY to: NANCYSWEEnNGBROOKES who has duly qualified as EXECUTOR(RIXj and has agreed to administer the estate according to law, all of which fully appears of record in my office at CUMBERLAND COUNTY COURT HOUSE, CARLISLE, PENNSYL VANIA. IN TESTIMONY WHEREOF, I have hereunto set my hand and affixed the seal of my office on the 26th day of July 2007. .(jR1-Mo Jao\U r ~o.bbQ~ Register of W/ZS OO'luAJ.; fh VV1CU:t Deputy * * NOTE * * ALL NAMES ABOVE APPEAR (FIRST, MIDDLE, LAST) 'I /1 I, EDITH S. SWEETING, presently residing at No. 23 Leaycraft Lane in the Township of the Borough of Caldwell, Essex County, New "Jersey, do hereby make, publ ish and declare my Last Will and Testament as follows: FIRST: I direct that all of my just debts, funeral I and administration expenses, transfer inheritance and estatel taxes, if any, be paid by my Executors from my estate as soonl after my decease as conveniently may be done. SECOND: All of the rest,' residue and remainder of my estate, real or personal, of which I may die seised or, possessed or in which I may have an interest at the time of my death, I devise to my husband ROBERT SWEETING; provided that he shall survive me, to his own use, absolutely and forever. THIRD: In the event that my said husband shall not survive me, I devise all of the rest, residue and remainder () (~O I -=-0 Such of my tangible personal property I "="~.-., I ~-~~ ;:r s ::: t i ::::d i :h:re ::~a r :::Vi ::: ~te:ow::::~me::a to,r ;:.s :r::r t:: jl< ~ $ take his or her respective share, any such benefIcIary shall . __:-' ~J --j survive me; to the use of each, absolutely and forever. f> B. The balance, including any lapsed devise, I shares, to my daughter NANCY S. BROOKES (Mrs. Howell I and my son ROBERT BRIAN SWEETING; provided, however, ! following manner: of m1 said estate in the A. I I I, " II II in equal II Brookes) I, 11 that, in order to take her or his respective share, each such! Ii i II beneficiary shall survive me, to the use of each, absolutely i II Ii and forever. i' In the event that any such child of mine shall not I II Ii survive me and shall die leaving issue who shall survive me, I II such issue shall take the share of the parent, in equal shares, d II i: II I: II Ii :; II ;1 I! i, Ii " ;! {'Y. :/ I // -/~' /.' /'-'~ ""; _ y(.{.,{/....:2.-.u~"-'1:../ (,..- ~I> ~/ /" / tf -1- . .", (-::::'\ '7=:> --.J L c: r- f"'-' 0". ~ f'"..) W 0 ~f ;- J : r" 'I I i I per stirpes, subject, however, to the provisions of Clause Fourth! I hereinafter'. In the event that any such child of mine shall not survive me and shall die leaving no issue who shall survive me, such as shall survive me of my said children and of the issue of any of my said children who shall not have survived! me shall take the share of such child of mine dying without! issue as aforesaid, in equal shares, per stirpes, subject,' however, to the provisions of Clause Fourth hereinafter. FOURTH : My Trustees shall hold the share of any beneficiaries taking hereunder and. hereby who shall, at the II time of my death, not have attained the age of twenty one years, I in trust, and my Trustees, in the uncontrolled discretion of each, (1) may pay the income therefrom or any part thereof directly to such beneficiary or to the person or persons standing in ,loco parentis to such benefici;ry, to be applied for the benefit of such beneficiary and without responsibility on my Trustees to see to the appl ication of any such payment, or (2) I may expend the whole or any part of the income or principal I or accumulated income for the education and comfortable support II of such beneficiary, or (3) may retain and invest or reinvest II II il the whole or any part of the income or principal or accumulated L. d f d h hI Illncome, an, rom time to time, payor expen t e woe or any 1\ part thereof in the manner hereinabove provided until such II beneficiary attains the age of twenty one years or sooner dies, il and thereupon pay the balance then remaining to such beneficiary I Ii! or to his or her respective heirs, to the use of each, absolutely ,I II and forever. :1 'II FIFTH: I appoint my husband ROBERT SWEETING as Executor lof this, my Last Will and Testament. In the event that my said I' II I' Ii I II II ;i Ii Ii il Ii II ~l ~ ;; / j .r- {~~dt~.:../I- /~.~ -<--(4A-"7!/' . 1/ -2- \ i I husband shall not survive me, shall otherwise fail to qualifyl h h 11 . d' b d' I' f' d . I as suc or s a reslgn or le or ecome lsqua 1 le pr~orl to the completion of the administration of my estate, I apPointj my daughter NANCY S. BROOKES as Executrix in his place and stead! and Trustee of any trust established hereunder and hereby. In the event that both my said husband and my said daughter shall not survive me, shall otherwise fail to qualify as suchl or shall resign or die or become 'disqualified prior to thel completion of the administration of my estate or any trust, I appoint my son ROBERT BRIAN SWEETING as Executor and Trustee in their places and stead, I direct that no bond or other security be required of my said Executors and Trustees, all hereinbefore named, for the faithful performance of the respective duties of each as 1\' such in any jurisdiction. I hereby authorize and empower my Executors and ) Trustees, whoever shall be in office at the time, in the absolute I discretion of each, to exercise the following powers in addition to and not by limitation of the powers provided by law: In either or both capacities, to sell, convey, exchange, borrow against, pledge, mortgage or rent (even though any such loan, mortgage or lease may extend beyond the actual or probable duration of the administration of my estate or any trust) any and all real and personal property, at such times, for such prices and upon such terms as they shall deem most advisable, and to execute and deliver good and sufficient instruments therefor. Any delay in the exercise of such power shall not: I cause the said power to fail. Any such power of sale with regard i to real property shall not be limited to a sale necessitated: in order to obtain proceeds to defray expenses and administration ( " I' / ..J.' , ,.-. '.;,' ,/ .."J' 0t?!-1t..... /r/./ ~/t~u:;.; (,<;1---' I J -3- costs and shall be exercisable by them, if, in their sole judgment, . it will facilitate the administration and distribution of the estate. The said power of sale shall have the same legal, I effect as if the real estate had been devised to them with instructions to sell and divide the proceeds so that any such sale could be accomplished without obtaining the consent . of I any beneficiaries under this Will and without the necessIty of obtaining Court approval. Any such borrowing may be froml any person, partnership, corporation or other entity (including I any of my fiduciaries or a partnership, corporation or other II entity in which any of my fiduciaries shall be interested or by which any of my fiduciaries may be employed) for the purpose of meeting any and all charges against my estate or for any I II other purpose connected with the administration, preservation, \ improvement or enhancement in v~lue of my estate and, in 1\ connection with any such borrowing, they may pledge, hypothecate I' or mortgage any part or all of the assets of my estate. I I personal, which shall come into their hands as such in its then I condi tion or state of investment or in cash or partly in each I (even though shares be composed differently) toward satisfaction I I of any devise made hereunder and hereby. The assets to be so I distributed in satisfaction of any devise shall be valued, for I that purpose, at their market values as of the date, or dates, i i of their respective transfers. i I I I i I may own at the time of my death, at the risk of my estate,: I i I ! and with no liability whatsoever upon them for any loss occasioned To distribute any or all such property, real and To continue and retain any and all investments which by such retention, and, whenever, in their judgment, such action shall be necessary or advisable for the safety or enhancement! /..... ... /- ..,.. 1 /017-;/ /1 J.0A...&~t~.;.,-,j;' ~-"""z.,/ I. .. .. tI -4- II of my estate or any trust established hereunder and hereby, to sell and dispose of any or all said investments from time to time and to invest the proceeds of such sale or sales or such other funds that may come into their hands as such for investment in such investments or securities, including but not 1 imi ted to common and preferred in asset's not productive of current stock of corporations andl income, as they shall deem prudent, without restriction to leg~l investments for fiduciaries. To vote in person or by proxy all stocks and other securities held by them; grant, exercise, sell or otherwise turn to account rights to subscribe to stock and securities I I I I in i and options of any nature; participate in reorganizations, mergers, liquidations or dissolutions, and contribute to thel expenses of, and deposit securities with, protective committees connection therewith; participate in voting trusts; and generally exercise, in respect of said stock and securities, all rights, powers or privileges which may be lawfully exercised by any person owning similar property in his or her own right. To hold and retain the principal and accumulated income of any trusts established hereunder and hereby undivided and as one trust, if the same be advisable or more convenient, until Ii Ii actual division thereof becomes necessary to make distribution; I! to hold, manage, invest and account for the several shares or ll'~ proportions thereof as a single trust estate, making division i thereof only on the books of account by proper entry; and to :1 Ii allocate to each share a proportionate part of the receipts: j: : I: and expenses; provided, however, that no such holding shall Ii' 1\ defer the vesting and possession of any estate. \, II il To make any payment of either income or principal Ii to any beneficiary who may be enti tied to receive the same ii I: I JI 1j P II 11 Ii C' "~ ,.;: l ". ",-ji . .,' ./..:...-(' -f ~k'-6t/e-.t.----?t.-~. <--..::;'(....c-Vi../ /. . / . /1 , " V -5- I' i: i1 'I I ;1 :' .I' notwithstanding any incapacity of such beneficiary the same to any person supplying goods or services for I I I I or to payl I the caret comfort, education and welfare of such beneficiary, and the receipt of any such person shall constitute a full and complete release with respect thereto. To pay any estate, inheritance or succession taxes which may be levied by reason of my death immediately or to postpone the payment thereof upon future or remainder interests until the time possession thereof accrues to the beneficiary or beneficiaries. I To carryon any trade" business or profession which I I I may be conducting at the time of my death, during such period i as they shall deem advisable and t for that purpose, to retain , I and employ therein the capi tal and equipment which shall t at I 1\ the time of my death, be employ~d therein and such additional \ capital as they shall deem fit to advance from time to time I from the property in their hands, with power to employ. at such I salary as they shall deem fi t. a manager of the said trade, business or profession and generally to act in all matters relating to the same as if they were beneficially entitled thereto, and with the power to delegate all or any of the powers II vested in them in relation to the same to any person or persons II whom they s ha 11 deem fi t . \1 To renounce, in whole or in part, any devise or legacy i i or any interest in any trust provided for my benefit under the I I i1 will of any person or under any trust instrument at any time il II within nine months after the date of the transfer which created Ii \1 an interest in me. II To exercise, or refrain from exercising all elections 1\ and options avai lable under any tax law, wi th or wi thout making II II II 11 II II ,I !I ii II Ii !I I' ii II i! I,i, </-~ ;' /' / WL.t.Lh/ /,x..''j /d-G'(,J'~~~- ~ ,j ...L ' -6- "" I equi table adjustments wi th respect to any interests in property! I passing hereunder by reason of any such election or option. I To set aside any amount out of income of any securitYj purchased or acquired at a premium above par for the purpose of amortization of such premium. All cash dividends, either ordinary or extraordinary, received upon any stock shall be! regarded and treated as income and all stock dividends. proceeds I of sale of rights, and other things of value received on accountl of said stock shall be regarded and treated as principal, regardless of any existing laws to the contrary. SIXTH: In the event that any beneficiary hereunder and hereby shall not survive me by ten days, I direct that it shall be presumed, for the purpose of taking under this, my' Last Will and Testament, that the said beneficiary did not survive me. SEVENTH: Although my said husband and I are executing our Last Wills and Testaments at or about the same time, they[ are not intended to be and shall not be construed to be' contractual even though certain provisions thereof are reciprocal. Each such Will shall be subject to revocation by its maker before or after the death of the other of us. I I I I I I I ! I ! I or I I I EIGHTH: In addition to any renunciation rights conferred by law, I hereby authorize any person at any time within nine months after the date of my death to renounce, in whole or in part, any interest, benefit, right, privilege or power granted to such person under and by this, my Last Will and Testament. Any such renunciation shall be made by duly acknowledged written instrument executed by such person or his her conservator, guardian, committee, executor or administrator, and delivered to the Executors. /' .... .... .~~' .., ' ( . ,;r (.' l,~ '7 :/'" /./.- / ~ I... ~(/(,~l-~<-,:;1~ . ~{.,-t,A_-t-v/ /' .. '7 . V -7- 1', I ! I I NINTH: The words Executors and Trustees and pronouns: relating thereto as used in this Will shall be construed to! mean the Executors and Trustees. one or more. active from timej to time, whether originally named herein or any substitute! therefor or successor thereto. I The word issue as used in this Will shall be construed, to mean natural born and adopted issue. \ I TENTH: I hereby revoke any and all former Wills and Codicils by me at any time heretofore made. IN WITNESS WHEREOF, I have hereunto set my hand and seal this '3rd day of November, 1989. ~'/./~, '/~' ~!:--' ~ TH S. SWEETING ?f I Th i s Will, the signature of the Testatrix, EDITH S. SWEETING, was signed, I sealed, pub1 ished and declared by the Testatrix as and for her i I Last Will and Testament in the presence of us, who at her request II and in her presence and the presence of each other, have hereunto 1\1~~scribed our ~ame..s as witnesses heret.o. II' \ (~--.~! \..[' -~. , "7 (- , 1 I <. . I . J'" . . . . l (:. Lj. I f 0- I .', ,'I,....f'v"/.../t-f ',' C.- j-,t,'lL....... ,.' 7 ,i \...l...:-. l \. (:. ~-..(.}..t.~.~ I . (. I' !f) \ II 1\ . I _~t. __~~'I..~..u.. \l:.... . \~ ' .J '". "- II \) () .J ) Iii &~/.VU I fo'.f~ /1 ;:tlu1AP~ &1;'1:, 1\ Ig4~W1, f/.f#~ IIIA~ -;r. ~ /€77,~~.A?d7'M/ I d"'~r'.ft/L,> ?for (//04-'7 . II ([ Ii II Ii II II " I' Ii Ii !j II II consisting of eight (8) pages, each of which bears -8- I I. EDITH S. SWEETING, instrument" this 3rd day of November, 1989, and, being duly sworn, the Testatrix, sign my name to this do hereby declare to the unders igned authori ty that I sign and execute this instrument as my Last Will and Testament, that 1 sign it willingly, that I execute it as my free and voluntary I i act for the purposes therein expressed, and that I am c(~~d4;L~d~"A- EDITH S. SWEETING f 18 years I 01' und ue \ - I I i i I I influence. of age or older, of sound mind and under no constraint I Ilwe · Deanna Hohmann and Da vi d F . Brand 1 ey . the Witn. s se s . sign Ilour names to this Instrument, and, being duly sworn, do hereby ideclare to the undersigned authority that the Testatrix signs land executes this instrument as her Last Will and Testament I , \\and that the Testatrix signs it willingly, and that each of us, in the presence and hearing of the Testatrix, hereby signs this Will as witness to the Testatrix's signing, and that, to the best 'I lior older, ilinfluence. II II :1 1\ II 11 Ii \[ 'I I, lJ ,i ii I, " of our knowledge, the Testatrix is 18 years of age of sound mind and under no constraint or undue iiThe State of New Jersey: I; (!County of Essex 1\ :!Subscribed, sworn to and I' ,I iISWEETING, the Testatrix, I! lime by Deanna Hohmann and ii !!3rd day of November, 1989. :1 Ii II I. II Ii Ii 'i ( ( I , I I I) " \ /! ~. I \"" ,J.:../.{ /k "-~~'-..L..1.-.-( ;......./1.......--... ./}',-,r<-- "'-- A2~~7&~. I acknowledged before me by EDITH S. and subscribed and sworn to before David F. Brandley, Witnesses, this Jj.J/lA(}Jl1 - IUSAH PAUL ....., NIle .... Ifllew Jersey ., eNl 11111D1 ExpiIs Marda 5.154