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HomeMy WebLinkAbout04-0369SHIPPENSBURG AREA SCHOOL DISTRICT FINANCIAL REPORT JUNE 30, 2003 CONTENTS INDEPENDENT AUDITOR'S REPORT Management's Discussion and Analysis Basic Financial Statements: Government-wide Financial Statements: Statement of Net Assets Statement of Activities Fund Financial Statements: Balance Sheet - Governmental Funds Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Assets Combined Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds Reconciliation of the Governmental Funds Statement of Revenues, Expenditures and Changes in Fund Balances to the Statement of Activities Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - General Fund Statement of Net Assets - Proprietary Fund - Food Service Statement of Revenues, Expenses and Change in Net Assets - Proprietary Fund - Food Service Statement of Cash Flows - Proprietary Fund - Food Service Statement of Fiduciary Net Assets Statement of Change in Fiduciary Net Assets - Combined Scholarship Trust Funds Notes to Financial Statements 1-2 3-12 13 -14 15 16 t7 18 19 20 21 22 23 - 24 25 26 27 - 41 CONTENTS (Continued) SUPPLEMENTARY INFORMATION General Fund - Schedule of Revenue General Fund - Schedule of Expenditures Combining Balance Sheet - Non-Major Governmental Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Non-Major Governmental Funds Combining Statement of Fiduciary Net Assets - Activities Funds Combining Statement of Changes in Fiduciary Net Assets - Scholarship Trust Funds Independent Auditor's Report on Compliance and on lnternal Control over Financial Reporting Based on an Audit of the Basic Financial Statements Performed in Accordance with Government Auditing Standards Independent Auditor's Report on Compliance with Requirements Applicable to Each Major Program and Internal Control over Compliance in Accordance with OMB Circular A-133 Schedule of Findings and Questioned Costs Schedule of Expenditures of Federal Awards Summary Schedule of Prior Year's Audit Findings 42 - 43 44 - 49 50-51 52-53 54 - 55 56 - 57 58 - 59 60 - 61 62 - 63 64 - 68 69 [IBart ] BOYER a R TTER CERTIHED PUBLIC ACCOU~sF/,d~TS AND CONSULTANTS INDEPENDENT AUDITOR'S REPORT Board of School Directors Shippensburg Area School District Shippensburg, Pennsylvania We have audited the accompanying financial statements of the governmental activities, the business4ype activities, each major fund, and the aggregate remaining fund information of the Shippensburg Area School District, as of and for the year ended June 30, 2003, which collectively comprise the Shippensburg Area School District's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the Shippensburg Area School District's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Governtnent Auditing Standar&, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. As explained in Note 2 to the financial statements, the Shippensburg Area School District adopted Governmental Accounting Standards Board (GASB) Statements No. 34, Basic Financial Statements and Management's Discussion and Analysis, No. 37, Basic Financial Statements - and Management's Discussion and Analysis - For State and Local Governments: Omnibus, and No. 38, Certain Financial Statement Note Disclosures, and GASB Interpretation No. 6, Recognition and Measurement of Certain Liabilities and Expenditures in Governmental Fund Financials. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business4ype activities, each major fund, and the aggregate remaining fund information of the Shippensburg Area School District, as of June 30, 2003, and the respective changes in financial position and cash flows thereof, where applicable, and the respective budgetary comparison for the General Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards', we have also issued a report dated August 19, 2003, on our consideration of the Shippensburg Area School District's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grants. That report is an integral part of an audit performed in accordance with Gover,menl Auditing Standards and should be read in conjunction with this report in considering the results of our audit. CAMP HILL STATE COLLEGE The management's discussion and analysis on pages 3 through 12 are not a required part of the basic financial statements but are supplementary information required by the Governmental Accounting Standards Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the Shippensburg Area School District's basic financial statements. The combining and individual non-major fund financial statements and other schedules, listed in the table of contents as supplementary information are presented for purposes of additional analysis and am not a required part of the basic financial statements. The accompanying Schedule of Expenditures of Federal Awards is presented for purposes of additional analysis as required by the U. S. Office of Management and Budget Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations, and is not a required part of the basic financial statements of the Shippensburg Area School District. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. Chambersburg, Pennsylvania August 19, 2003 MANAGEMENT'S DISCUSSION & ANALYSIS (MD&A) The discussion and analysis of the Shippensburg Area School District's (District) financial performance provides an overall review of the District's financial activities for the fiscal year ended June 30, 2003. The intent of this discussion and analysis is to look at the District's financial performance as a whole; readers should also review the transmittal letter, notes to the basic financial statements and financial statements to enhance their understanding of the District's financial performance. The Management's Discussion & Analysis (MD&A) is an element of the new reporting model adopted by the Governmental Accounting Standards Board (GASB) in their Statement No. 34 Basic Financial Statements and Management's Discussion and Analysis for State and Local Governments issued in June 1999. Certain comparative information between the current year and the prior year is required to be presented in the MD&A. However, because this is the first year of implementing the new reporting model, certain necessary comparative information of the previous year was not prepared. Considering the financial resources necessary to prepare this information for the prior year, and that the GASB Statement No. 34 permits the omission of the comparative information in the first year of adoption of the new reporting model, the District has elected to exclude the information in this report. Subsequent reports, however, will include the comparative information. FINANCIAL HIGHLIGHTS Special Education The trends of prior years indicated that during the fiscal year 2002-2003, the Shippensburg Area School District would experience another year of significant increases in costs for Special Education Instruction. Alternative Education Alternative Education costs increased significantly during the 2002-2003 fiscal year. The District transferred increased financial resources to fund Alternative Education Placements for at-risk students during the fiscal year. Building Program Due to increased enrollment, the District is planning to build a Grade 4-5 building and to complete limited renovations on the James Burd and Nancy Grayson Elementary Schools. The District applied for and received a variance of Pennsylvania Department of Education's (PDE) 20-year rule for reimbursable projects. The District will receive state reimbursement on the renovations of the existing elementary schools and the new Grade 4-5 building. Borrowin~ The Board of School Directors approved borrowing up to 20 million dollars from the New Garden Variable-Rate Bond Pool in anticipation of the building programs addressed above. The first installment ($10,000,000) will be received in December 2003. Scholarship Funds The Board of School Directors approved transferring the District's Scholarship Funds to the Shippensburg Area School District Educational Foundation. The transfers were completed in June 2003, The Scholarship Funds were: Class of 1950 Scholarship Fund David R. Landis, Jr. Scholarship Fund Class of 1936 (C.B. Derrick) Scholarship Fund Travis Griffith Scholarship Fund Larry Carey Music Scholarship Fund FFA Scholarship Fund Class of 1945 Scholarship Fund Andrea Gantt Memorial Scholarship Fund Table A-1 summarizes the major features of the District's financial statements, including the portion of the District they cover and the types of information they contain. The remainder to this overview section of the MD&A explains the structure and contents of the statements. Scope Table A-1 Major Features of Shippensburg Area School District's Government-Wide and Fund Financial Statements Government-Wide Statements Entire District (except fiduciary funds) Required Financial Statement of Net Information Assets Accounting Basis and Measurement Type of asset/liability information Type of inflow~ outflow information Statement of Activities Accrual accounting and economic resources focus All assets and liabilities, both financial and capital, and short-term and long-term All revenues and expenses during the year, regardless of when cash is received or paid. Fund Statements Governmental Funds The activities of the District that are not proprietary or fiduciary, such as education, administration and community services. Balance Sheet Statement of Revenues, Expenditures and Changes in Fund Balances Modified-accrual accounting and current financial resources focus Only assets expected to be used up and liabilities that come due during the year or soon therea~er; no capital assets included Revenues for which cash is received during or soon after the end of the year; expanditums when goods or services have been received and payment is due during the year or soon thereafter Proprietary Funds Activities the District operates similar to private business - Food Service Statement of Net Assets Statement of Revenues, Expenses and Changes in Net Assets Statement of Cash Flows Accrual accounting and economic resoumes focus All assets and liabilities, both financial and capital, and short-term and long-term All revenues and expenses during the year, regardless of when cash is received or paid Fiduciary Funds Activities in which the District is the trustee or agent to someone else's Scholarship Funds and Activity Funds Statement of fiduciary net assets Statemant of changes in fiduciary net Accrual accounting and economic resources focus Ail assets and liabilities, both short- term and long-term All revenues and expenses during the year, regardless of when cash is received or paid OVER VIEW OF FINANCIAL STATEMENTS Government-Wide Statements The government-wide statements report information about the District as a whole using accounting methods similar to those used by private sector companies. The Statement of Net Assets includes all of thc government's assets and liabilities. All of the current year's revenues and expenses are accounted for in the Statement of Activities regardless of when cash is received or paid. The two government-wide statements report the District's net assets and how they have changed. Net assets, the difference between the District's assets and liabilities, are one way to measure the District's financial health or position. Over time, increases or decreases in the District's net assets are an indication of whether its financial health is improving or deteriorating, respectively. To assess the overall health of the District, additional non-financial factors, such as changes in the District's property tax base and the performance of students, must be considered. The government-wide financial statements of the District are divided into two categories: Government activities - All of the District's basic services are included here, such as instruction, administration and community services. Property taxes and state and Federal subsidies and grants finance most of these activities. Business-Type Activities - The District operates a food service operation and charges fees to students, staff and visitors to cover the costs of the food service operation. Fund Financial Statements The District's fund financial statements provide detailed information about the most significant funds - not the District as a whole. Some funds am required by state law and by bond requirements. Governmental funds - Most of the District's activities are reported in governmental funds, which focus on the determination of financial position and change in financial position, not on income determination. They are reported using an accounting method called modified-accrual accounting, which measures cash and all other financial assets that can readily be converted to cash. The governmental fund statements provide a detailed short-term view of the District's operations and the services it provides. Governmental fund information helps the reader determine whether there are more or fewer financial resources that can be spent in the near future to finance the District's programs. The relationship (or differences) between governmental activities (reported in the Statement of Net Assets and the Statement of Activities) and governmental funds is reconciled in the financial statements. Proprietary funds - These funds are used to account for the District's activities that are similar to business operations in the private sector; or where the reporting focuses on determining net income, financial position, changes in financial position, and where a significant portion of funding comes through user charges. When the District charges customers for services it provides - whether to outside customers or to other units in the District - these services are generally reported in proprietary funds. The Food Service Fund is the District's proprietary fund and is the same as the business-type activities reported in the government-wide statements, but provides more detail and additional information such as cash flows. Fiduciary funds - The District is the trustee, or fiduciary, for several scholarship funds. All fiduciary activities are reported in a separate Statement of Net Assets. We exclude these activities from the District's other financial statements because the District cannot use these assets to finance operations. FINANCIAL ANALYSIS OF THE DISTRICT AS A WHOLE The District's total net assets were $8,061,050 at June 30, 2003. Table A-2 As of June 30, 2003 Net Assets Governmental Business-Type Activities Activities Total Current and other assets $ 4,362,661 $ 43,730 $ 4,406,391 Capital assets 20,557,416 105,136 20,662,552 Totalassets $ 24,920,077 $ 148,866 $ 25,068,943 Current and Other Liabilities Long-term liabilities Total liabilities $ 3,842,752 $ 53,713 $ 3,896,465 13,084,931 26,497 13,111,428 $ 16,927,683 $ 80,210 $ 17,007,893 Net Assets Invested in capital assets, net of related debt $ 7,062,416 $ 346,791 $ 7,409,207 Restricted 79,565 79,565 Un restricted 850,413 (278,135) 572,278 Total net assets $ 7,992,394 $ 68,656 $ 8,061,050 Most of the District's net assets are invested in capital assets (land, site improvements buildings, and equipment). The remaining unrestricted net assets consist of designated and undesignated amounts. The designated balances are amounts set aside to fund future purchases or capital projects as planned by the District. The results of this year's operations as a whole are reported in the Statement of Activities. All expenses are reported in the first column. Specific charges, grants, revenues and subsidies that directly related to specific expense categories are presented to determine the final amount of the District's activities that are supported by other general revenues. The two largest general revenues are the Basic Education Subsidy provided by the Commonwealth of Pennsylvania, and the local taxes assessed to community taxpayers. Table A-3 restates information from the Statement of Activities in a different format. Table A-3 Fiscal Year Ended June 30, 2003 Changes in Net Assets Governmental Business-Type Activities Activities Revenues Program revenues Charges for services $ 131,463 $ 628,699 Operating grants and contributions 4,822,428 295,541 General revenues Property taxes 9,711,322 Other taxes 2,596,131 Grants, subsidies and contributions, unrestricted 6,512,823 Other 136,777 782 Total revenues 23,910,944 925,022 Expenses Instruction Instructional student support Administrative and financial support Operation and maint, of plant services Pupil transportation Student activities Community services lnterest on long-term debt Unallocated depreciation expense Food services Total expenses 15,571,051 1,846,990 1,839,558 1,757,218 1,531,751 413,280 13,971 545,986 1,056,182 24,575,987 922,037 922,037 Change in net assets $ (665,043) $ 2,985 $ Total 760,162 5,117,969 9,711,322 2,596,131 6,512,823 137,559 24,835,966 15,571,051 1,846,990 1,839,558 1,757,2t8 1,531,75I 413,280 13,971 545,986 t,056,182 922,037 25,498,024 (662,058) The tables below present the expenses of both the Governmental Activities and Business-Type Activities of the District. Table A-4 presents the District's eight (8) largest functions - instructional programs, instructional student support, administration, community services, operation and maintenance of plant, pupil transportation, food service and each program's net cost (total cost less revenues generated by the activities). This table also shows the net costs offset by the other unrestricted grants, subsidies and contributions to show the remaining financial needs supported by local taxes and other miscellaneous revenues Table A-4 Fiscal Year Ended June 30, 2003 Governmental Activities Total Net Cost of Cost of Functions/Programs Services Services Instruction $ 15,571,051 $ 12,573,281 Instructional student support 1,846,990 1,661,394 Administrative 1,839,558 1,788,928 Operation and maintenance 1,757,218 1,029,286 Pupil transportation 1,531,751 595,771 Student activities 413,280 357,585 Commun/ty services 13,971 13,683 Interest on long-term debt 545,986 545,986 Unallocated deveciation 1,056,182 1,056,182 Total governmental activities 24,575,987 19,622,096 Less unrestricted grants, subsidies 6,512,823 Total needs for grants, taxes and other revenues $ 13,109,273 Table A-5 reflects the activities of the Food Service Program, the only business-type activity of the District. Table A-5 Fiscal Year Ended June 30, 2003 Business-Type Activities Functions/Programs Food services Add: investment eamings Total business-type activities Total Net Cost of Cost of Services Services 922,037 $ 2,203 782 $ 2,985 The Statement of Revenues, Expenses and Changes in Fund Net Assets for this proprietary fund will further detail the actual results of operations. THE DISTRICT FUNDS At June 30, 2003, the District's governmental funds reported a combined fund balance of $1,134,024, which reflects a decrease of $409,796 from June 30, 2002. The primary reasons for this decrease are specific to two funds: General Fund >' Planned adherence to School Board Policy to maintain a fund balance of five percent. Increased effort to provide alternative education programs for at risk-students. Capital Reserve Fund Planned expenditures for roof repairs. General Fund Budget During the fiscal year, the Board of School Directors (Board) authorizes revisions to the original budget to accommodate differences from the original budget to the actual expenditures of the District. All adjustments are again confirmed at the time the annual audit is accepted, which is after the end of the fiscal year and not prohibited by state law. A schedule showing the District's original and final budget amounts compared with amounts actually paid and received is provided. The District applies for Federal, state and local grants. These grants cannot always be anticipated in the budgeting process. Budgeted revenues increased by $150,629 as a result of additional approved grants. Budgeted expenditures and other financing uses also increase by this same amount to compensate for the additional approved grants. Transfers between specific categories of expenditures/financing uses occur during the year. The most significant transfers are from the budget reserve to specific expenditures. 10 Capital.4sset and Debt Administration CAPITAL ASSETS At June 30, 2003, the District had $20,557,416 invested in a broad range of capital assets, including land, buildings and furniture and equipment. Table A-6 Fiscal Year Ended Jane 30, 2003 Governmental Activities Capital Assets - Net of Depreciation 2003 Land $ 51,396 Site improvements 562,766 Buildings 16,263,523 Furniture and equipment 3,679,731 $ 20,557,416 DEB T A D M1NIS TRA TI ON As of July l, 2002, the District had total outstanding bond principal of $14,620,000. During the year, the District made payments against principal of $1,125,000 resulting in ending outstanding debt as of June 30, 2003, of $13,495,000. Table A-7 Fiscal Year Ended June 30, 2003 Outstanding Debt General Obligation Bonds Series of 1997 Series of 2001 Series of 2001A 2003 2002 $ 540,000 $ 930,000 3,155,000 3,885,000 9,800,000 9,805,000 $13,495,000 $14,620,000 Other obligations include accrued vacation pay and sick leave for specific employees of the District. More detailed information about our long-term liabilities is included in Notes to the Financial Statements. 11 The comparison of revenue and expenditure categories is as follows: Table A-8 Revenues and Expenditures Localrevenues States reveneus FedemFother revenues 2002-2003 2001-2002 53.900/0 54.00o/0 43.60% 43.80% 2.50o/o 2.20o/o Instruction 63.60% 64.30% Support services 28.10% 28.00% Non-instructional/community 1.40% 1.40% Fund transfers/debt 6. 90% 6.30% CONTACTING THE DISTRICT FINANCIAL MANAGEMENT Our financial report is designed to provide oar citizens, taxpayers, parents, students, investors and creditors with a general overview of the District's finances and to show the Board's accountability for the money it receives. If you have questions about this report or wish to request additional financial information, please contact Deborah Westover, Business Administrator/Board Secretary, at the Shippensburg Area School District, 317 North Morris Street, Shippensburg, PA 12 SHIPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF NET ASSETS June 30, 2003 ASSETS Current Assets Cash Investments Receivables Taxes ~ net of allowance for uncollectibles Federal subsidies State subsidies Other Internal balances Inventories Total current assets Governmental Business-Type Activities Activities Total $ 428,645 $ 7,135 $ 435,780 2,404,952 2,404,952 896,225 896,225 143,488 6,764 150,252 105,527 887 106,414 188,420 159 188,579 28,682 28,682 28,785 28,785 4,195,939 43,730 4,239,669 Noncurrent Assets Bond issuance costs - net Land and improvements - net Building and improvements - net Furniture and equipment - net Total noncurrent assets 166,722 166,722 614,162 614,162 16,263,523 16,263,523 3,679,731 105,136 3,784,867 20,724,138 105,136 20,829,274 Total assets $ 24,920,077 $ 148,866 $ 25,068,943 See Notes to Financial Statements. 13 LIABILITIES AND NET ASSETS Current Liabilities Accounts payable Current portion of long-term debt Accrued expenses Salaries and benefits Payroll withholdings Internal balances Accrued interest payable Deferred revenue Governmental Activities $ 1,131,291 1,185,000 1,223,501 240,829 62,131 Business-Type Activities Total $ 899 $ 1,132,190 13,249 1,198,249 1,223,501 240,829 28,682 28,682 62,131 10,883 10,883 Total current liabilities Noncurrent Liabilities General obligation debt Note payable Compensated absences Total noneurrent liabilities Total liabilities Net Assets (Deficit) Invested in capital assets - net of related debt Restricted for: Capital reserve Athletic Unrestricted Total net assets Total liabilities and net assets 3,842,752 12,310,000 774,931 13,084,931 16,927,683 53,713 3,896,465 12,310,000 26,497 26,497 774,931 26,497 13,111,428 80,210 17,007,893 7,062,416 346,791 7,409,207 76,309 76,309 3,256 3,256 850,413 (278,135) 572,278 7,992,394 68,656 8,061,050 $ 24,920,077 $ 14 148,866 $ 25,068,943 SHIPPENSBURG AREA SCHOOL DISTRICT BALANCE SHEET - GOVERNMENTAL FUNDS June 30, 2003 ASSETS Cash Investments Receivables Taxes - net of allowance for uncollectibles Federal subsidies State subsidies Other Due from other funds Total assets LIABILITIES AND FUND BALANCES Accounts payable Due to other funds Accrued expenses Salaries and benefits Payroll withholdings Deferred revenues Total liabilities Fund Balances Reserved for Capital reserve Athletic Unreserved Total fund balances Total liabilities and fund balances General $ 72,014 2,404,952 896,225 143,488 105,527 188,420 47,555 $ 3,858,181 $1,058,774 1,223,501 55,153 466,294 2,803,722 1,054,459 1,054,459 Non-M~or Total Governmental Govemmental Funds Funds 16 $ 152,659 $ 224,673 2,404,952 $ 152,659 896,225 143,488 105,527 188,420 47,555 $ 4,010,840 $ 72,516 $ 1,131,290 578 578 73,094 1,223,501 55,153 466,294 2,876,816 $3,858,181 $ 152,659 $ 4,010,840 76,309 76,309 3,256 3,256 1,054,459 79,565 1,134,024 SHIPPENSBURG AREA SCHOOL DISTRICT RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEET TO THE STATEMENT OF NET ASSETS June 30, 2003 Amounts reported for governmental activities in the Statement of Net Assets am different because: Total Fund Balances - Governmental Funds Capital Assets used in governmental activities are not financial resources and; therefore, are not reported as assets in governmental funds. The cost of assets is $34,432,553 and the accumulated depreciation is $13,875,137. Property taxes receivable will be collected this year, but are not available soon enough to pay for the current period's expenditures, and; therefore, are deferred revenues in the funds. Governmental funds report bond issuance costs as expenditures. However, in the Statement of Activities the cost of the issuance is allocated over the life of the debt issue. This is the amount by which bond issuance costs exceeds accumulated amortization. Long-term liabilities, including bonds payable and conpensated absences, are not due and payable in the current period, and; therefore, are not reported as liabilities in the funds. Long-term liabilities at year-end consist of: Bonds payable (13,495,000) Accrued interest (62,131 ) Compensated absences (774,931) Total net assets - governmental activities See Notes to Financial Statements. 1,134,024 20,557,416 466,294 166,722 04,332,062) 7,992,394 17 SHIPPENSBURG AREA SCHOOL DISTRICT COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES 1N FUND BALANCES - GOVERNMENTAL FUNDS Year Ended June 30, 2003 Revenues Local sources State appropriations Federal appropriations Total revenues General Non-Major Total Governmental Governmental Funds Funds $12,978,257 $ 46,516 $ 13,024,773 10,510,169 10,510,169 608,770 608,770 24,097,196 46,516 24,143,712 Expenditures Instructional Support services Operation of non-instructional services Construction/improvement services Debt service Principal Interest Total expenditures 15,449,913 15,449,913 6,850,262 107,46l 6,957,723 293,564 133,710 427,274 34,948 34,948 1,125,000 1,125,000 515,705 515,705 24,269,392 241,171 24,510,563 Deficiency of revenues over expenditures (172,196) (194,655) (366,851) Other Financing Sources (Uses) Refund of prior years' receipts Operating transfers in Operating transfers out Total other financing sources (uses) (42,945) (42,945) 374 241,684 242,058 (241,684) (374) (242,058) (284,255) 241,310 (42,945) Net change in fund balances (456,451) 46,655 (409,796) Fund Balances-July 1,2002 Fund Balances- June 30, 2003 1,510,910 32,910 1,543,820 $ 1,054,459 $ 79,565 $ 1,134,024 See Notes to Financial Statements. 18 SHIPPENSBURG AREA SCHOOL DISTRICT RECONCILIATION OF THE GOVERNMENTAL FUNDS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES TO THE STATEMENT OF ACTIVITIES Year Ended June 30, 2003 Net change in fund balances - total governmental funds Amounts reported for governmental activities in thc Statement of Activities are different because: Capital outlays are reported in governmental funds as expenditures. However, in the Statement of Activitias, the cost of those assets are allocated over their useful lives as depreciation expense. This is the amount by which depreciation exceeds capital outlays in the period. Capital outlays Less depreciation expense 45,431 (1,056,182) The net effect of various miscellaneous transactions involving capital assets (ie. sales, trade-ins, and donations) is to increase net assets. Because some property taxes will not be collected for several months afier the District's fiscal year ends, they are not considered as "available" revenues in the governmental funds. Deferred tax revenues increased by this amount this year. Interest on long-term debt in the Statement of Activities differs from the amount reported in the governmental funds because interest is recognized as an expenditure in the funds when it is due, and thus requires the use of current financial resources. In the Statement of Activities, interest expense is recognized as the interest accrues, regardless of when it is due. The additional interest accrues in the Statement of Activities over the amount due is shown here. Some expenses reported in the Statement of Activities do not require the use of current financial resources, and therefore, they are not reported as expenditures in governmental funds. The issuance of long-term debt provides current financial resources to governmental funds, while the repayment of the principal of long- term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. Also, governmental funds report the effect of issuance costs, premiums, discounts, and similar items when debt is first issued, whereas these amounts are deferred and amortized in the Statement of Activitias. This amount is the net effect of thase differences in the treatment of long-term debt and related items. Repayment of long-term debt Amortization of bond issuance costs 1,125,000 (17,794) Change in net assets of governmental activities See Notes to Financial Statements. 19 (409,796) (1,010,751) (1,297) (232,745) 4,667 (78,193) 1,107,206 (620,909) SHIPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL - GENERAL FUND Year Ended June 30, 2003 Budgeted Amounts Original Final Actual Variance with Final Budget Favorable (Unfavorable) Local sources $ 13,403,812 $ 13,449,285 $ 12,978,257 $ (471,028) State appropriations 10,331,693 10,424,606 10,510,169 85,563 Federal appropriations 605,330 617,574 608,770 (8,804) Total revenues 24,340,835 24,491,465 24,097,196 (394,269) Expenditures Instructional Support services Operation of noninstmctional services Construction/improvement services Debt service Total expenditures Excess (deficiency) of revenues over expenditures Other Financing Sources (Uses) Refund of prior years' receipts Operating transfers in Operating transfers out Budgetary reserve Total other financing uses Net change in fund balance 15,211,653 15,439,195 15,449,913 6,920,715 6,850,263 6,850,262 292,076 293,557 293,564 34,948 1,655,715 1,702,836 1,640,705 24,080,159 24,285,851 24,269,392 (10,718) 1 (7) (34,948) 62,131 16,459 260,676 205,614 (172,196) (377,810) (42,945) (42,945) 374 (239,684) (241,684) (241,684) (100,000) (339,684) (284,629) (284,255) $ (79,008) $ (79,015) (456,451) 1,510,910 $ 1,054,459 Fund Balance-July 1,2002 Fund Balance- June 30, 2003 See Notes to Financial Statements. 20 374 374 $ (377,436) SHIPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF NET ASSETS PROPRIETARY FUND - FOOD SERVICE June 30, 2003 ASSETS Current Assets Cash Receivables Federal subsidies State subsidies Other Inventories Total current assets Noncurrent Assets Furniture and equipment - net Total assets LIABILITIES AND NET ASSETS Current Liabilities Accounts payable Current portion of long-term debt Due to other funds Deferred revenues Total current liabilities Noncurrent Liabilities Loan payable Total liabilities Net Assets (Deficit) Invested in capital assets - net of related debt Unrestricted Total net assets Total liabilities and net assets 21 7,135 6,764 887 159 28,785 43,730 105,136 148,866 899 13,249 28,682 10,883 53,713 26,497 80,210 346,791 (278,135) 68,656 148,866 SHIPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF REVENUES, EXPENSES AND CHANGE IN NET ASSETS - PROPRIETARY FUND - FOOD SERVICE Year Ended June 30, 2003 Operating Revenues Food service revenue Operating Expenses Labor, taxes and benefits Professional and technical services Disposal services Electricity Equipment repairs and maintenance Extermination services Advertising Printing and binding Travel Supplies Food and milk Donated commodities used Depreciation Equipment - replacement Dues and fees Total operating expenses Operating loss Nonoperating Revenues (Expense) Investment income Federal subsidies State subsidies Value of donated commodities Interest expenses Total nonoperating revenues (expense) Change in net assets Net Assets - July 1, 2002 Net Assets - June 30, 2003 See Notes to Financial Statements. 22 628,699 450,893 4,208 2,182 20,000 6,018 1,296 561 464 923 27,553 355,131 35,984 10,792 4,979 547 921,531 (292,832) 782 217,378 42,179 35,984 (506) 295,817 2,985 65,671 68,656 SHIPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF CASH FLOWS - PROPRIETARY FUND - FOOD SERVICE Year Ended June 30, 2003 Cash Flows From Operating Activities Cash received from meal sales Cash payments for goods and services Cash payments to employees for services Net cash used in operating activities Cash Flows From NoncapJtal Financing Activities Federal subsidies State subsidies Net cash provided by noncapitai financing activities Cash Flows From Capital and Related Financing Activities Proceeds from extended term financing Acquisition of equipment Principal paid on financing agreements Interest paid on financing agreements Net cash used in capital and related financing activities Cash Flows From Investing Activities Investment income Netincreasein cash Cash: July 1,2002 June 30, 2003 628,699 (415,703) (450,893) (237,897) 217,378 42,179 259,557 52,995 (60,875) (13,249) (506) (21,635) 782 8O7 6,328 7,135 Continued) 23 SHIPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF CASH FLOWS - PROPRIETARY FUND - FOOD SERVICE Year Ended June 30, 2003 Reconciliation of Operating Loss to Net Cash Used in Operating Activities Operating loss Adjustments to reconcile operating loss to net cash used in operating activities Depreciation Value of donated commodities Changes in assets and liabilities: (Increase) decrease in: Receivables Inventories (Decrease) increase in: Accounts payable Deposits payable Due to other funds Deferred revenues Net cash used in operating activities See Notes to Financial Statements. $ (292,832) 10,792 35,984 (7,317) 3,491 221 4,267 12,886 (5,389) $ (237,897) 24 SHIPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF FIDUCIARY NET ASSETS June 30, 2003 ASSETS Cash Accounts receivable Total assets LIABILITIES Due to student groups Total liabilities $ $ Combined Scholarship Trust Funds Combined Activities Funds $ 98,059 56 $ 98,115 $ 98,115 $ 98,115 See Notes to Financial Statements. 25 SHIPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF CHANGE IN FIDUCIARY NET ASSETS COMBINED SCHOLARSHIP TRUST FUNDS Year Ended June 30, 2003 Additions Contributions Interest Total additions Deductions Transfer to SASD Educational Foundation Scholarships Total deductions Change in net assets Net Assets - July 1, 2002 Net Assets - June 30, 2003 See Notes to Financial Statements. 26 4,578 1,843 6,421 63,629 4,450 68,079 (61,658) 61,658 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 1. Summary of Significant Accounting Policies The Shippensburg Area School District operates two elementary schools, one middle school and one high school in Shippensburg, Pennsylvania. The District operates under current standards prescribed by the Pennsylvania Department of Education in accordance with the provisions of the School Laws of Pennsylvania. The District operates under a locally-elected nine member Board form of government. The financial statements of the Shippensburg Area School District (the District) have been prepared in accordance with accounting principles generally accepted in the United States of America (GAAP) as applied to governmental units. The Governmental Accounting Standards Board (GASB) is the authoritative standard setting body for the establishment of governmental accounting and financial reporting principles. The more significant of these accounting policies are as follows: A. Reporting Entity The Shippensburg Area School District's financial statements include the operations of all entities for which the School Board exemises oversight responsibility. Oversi~t responsibility is demonstrated by financial interdependency, selection of governing authority, designation of management, ability to significantly influence operations, and accountability for fiscal matters. The Shippensburg Area School District is the lowest level of government which has oversight responsibility and control over all activities related to public school education in the Commonwealth of Pennsylvania. The District receives funding from local, state and Federal government sources and must comply with the requirements of these funding-source entities. However, the District is not included in any other governmental "reporting entity" since the School Board members are elected by the public and have decision-making authority, the power to designate management, the ability to significantly influence operations and primary accountability for fiscal matters. Additionally, the District does not exercise oversight responsibility over any other entities, and consequently, no other entities have been included in the accompanying financial statements. B. Government-wide and Fund Financial Statements The government-wide financial statements (i.e., the Statement of Net Assets and the Statement of Activities) report information on all of the non-fiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. Likewise, the primary government is reported separately from certain legally separate component units for which the primary government is financially responsible. The Statement of Activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who pumhase, use or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not included among program revenues are reported as general revenues. 27 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note !. Summary of Significant Accounting Policies (Continued) B. Government-wide and Fund Financial Statements (Continued) Separate fund financial statements are provided in the report for all of the governmental funds, proprietary funds, and fiduciary funds of the District, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Non-Major funds are aggregated and presented in a single column. Fiduciary funds am reported by fund type. C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation The District complies with accounting principles generally accepted in the United States of America (GAAP) and applies all relevant Governmental Accounting Standards Board (GASB) pronouncements. The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary and fiduciary fund financial statements. Revenues are recorded when earned and expenses am recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenues as soon as all eligibility requirements imposed by the provider have been met. Net assets (total assets less total liabilities) are used as a practical measure of economic resources and the operating statement includes all transactions and events that increased or decreased net assets. Depreciation is charged as expense against current operations and accumulated depreciation is reported on the Statement of Net Assets. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified-accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues am considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Revenue from Federal, state and other grants designated for payment of specific School District expenditures is recognized when the related expenditures are incurred; accordingly, when such funds are received, they are recorded as deferred revenues until earned. Expenditures generally are recorded when liabilities are incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. When both restricted and unrestricted resources are available for use, it is the District's policy to use restricted resources first, then unrestricted resources as they are needed. Governmental funds are those through which most governmental functions of the District are financed. The acquisition, use and balances of the District's expendable financial resources and related liabilities (except those accounted for in proprietary funds) are accounted for through Governmental Funds. 28 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note I. Summary of Significant Accounting Policies (Continued) C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) The District reports the following major governmental funds: The General Fund is the District's primary operating fund. It accounts for all financial resources except those required to be in another fund. Revenues are primarily derived from local property, earned income, per capita and occupational taxes, and state and Federal distributions. Many of the more-important activities of the District, including instruction, administration of the District and certain non-instructional services are accounted for in this fund. The District operates one enterprise fund, the Food Service Fund. This fund accounts for the activities of the District's food service program. Additionally, the District reports the following non-major governmental funds: The Athletic Funds are authorized by Section 511 of the Public School Code of 1949 to account for the revenues and expenditures of athletic activities. The funds account for gate receipts and other revenues from athletic events and certain budgeted costs of the District's athletic programs. The Capital Reserve Fund (Section 2932 is authorized by P.L. 145, Act of April 30, 1943, known as Section 2932 School Laws of Pennsylvania) accounts for (1) monies transferred during any fiscal year from appropriations made for any particular purpose which may not be needed, and (2) surplus monies in the General Fund of the District at the end of any fiscal year. This fund is included in the financial statements as a Special Revenue Fund. The Capital Projects Fund is used to account for financial resources available for the acquisition or construction of major capital facilities (other than those financed by proprietary funds). Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with the proprietary fund's principal on-going operations. The principal operating revenues of the District's enterprise fund is food service charges. Operating expenses for the District's enterprise fund include food production costs, supplies, administrative costs, and depreciation on capital assets. All revenues or expenses not meeting this definition are reported as nonoperating revenues and expenses. The District does not attempt to allocate "building-wide costs" to the Food Service Fund. Thus, General Fund expenditures which partially benefit the Food Service Fund (utilities, janitorial services, insurance, etc.) are not proportionately recognized within the Food Service Fund; similarly, the Food Service Fund does not recognize a cost for the building space it occupies (no rental-of-facilities expense). The District accounts for assets held by the District in a trustee capacity in private-purpose trust funds. These funds account for activities of the various scholarship accounts, the sole purpose of which is to provide annual scholarships to particular students as prescribed by donor stipulations. 29 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note I. Summary of Significant Accounting Policies (Continued) C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) The Activity Funds account for the monies authorized by Section 511 of the Public School Code of 1949 for school publications and organizations. A portion of the Activity Funds is an Agency Fund which is separate from other Agency Funds because of legal requirements. Agency Funds are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. Agency Funds are also accounted for using the modified-accrual basis of accounting. D. Budgets and Budgetary Accounting An operating budget is adopted prior to the beginning of each year for the General Fund on a modified- accrual basis of accounting. The General Fund is the only fund for which a budget is legally required. The Pennsylvania School Code dictates specific procedures relative to adoption of the District's budget and reporting of its financial statements: The District, before levying annual school taxes, is required to prepare an operating budget for the succeeding fiscal year. The District is required to publish notice by advertisement, at least once in two newspapers of general circulation in the municipality in which it is located, and within fifteen days of final action, that the proposed budget has been prepared and is available for public inspection at the administrative office of the District. Notice that public hearings will be held on the proposed operating budget must be included in the advertisement; such hearings are required to be scheduled at least ten days prior to when final action on adoption is taken by the Board. Legal budgetary control is maintained at the sub-function/major-object level. The Board of School Directors may make transfers of funds appropriated to any particular item of expenditure by legislative action in accordance with the Pennsylvania School Code. Management may amend the budget at the sub- function/sub-object level without Board approval. Appropriations lapse at the end of the fiscal period. Budgetary information reflected in the financial statements is presented at or below the level of budgetary control and includes the effect of approved budget amendments. E. Assets, Liabilities, and Net Assets or Equity Cash and Cash Equivalents: For purposes of the Statement of Cash Flows presented for the proprietary fund, the District considers all highly~liquid investments with maturities of three months or less when purchased to be cash equivalents. Investments: Investments are stated at market value. SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 1. Summary of Significant Accounting Policies (Continued) E. Assets, Liabilities, and Net Assets or Equity (Continued) Allowance for Estimated Uncollectible Taxes and Deferred Revenues: The allowance for estimated uncollectible taxes is based upon an historical estimate of delinquent taxes that will not be received within one year of the fiscal year-end. Deferred revenues are based upon an historical estimate of delinquent taxes expected to be received within one year of the fiscal year-end. The portion of taxes receivable which is expected to be received within sixty days of June 30 is recorded as revenue in the current year. The remaining amount of taxes receivable which is expected to be received within one year from June 30 is recorded as deferred revenues. All other amounts in taxes receivable are written off as estimated uncollectible taxes. Inventories: On government-wide financial statements, inventories are presented at the lower of cost or market on a first-in, first-oat basis, and are expensed when used. A physical inventory of the Food Service Fund's food and supplies was taken as of June 30, 2003. The inventory consisted of government-donated commodities which were valued at estimated fair market value, and purchased commodities and supplies, valued at cost using the first-in, first-out (FIFO) method. The District has adopted an inventory recordkeeping system which does distinguish between donated and purchased commodities. Accordingly, deferred revenues for donated commodities has been recorded. Capital Assets and Depreciation: Capital assets, which include property, plant, and equipment, and infrastructure assets, are reported in the applicable governmental or business-type activities column in the government-wide financial statements. Capital assets are capitalized at the discretion of management, unless the assets are acquired by debt proceeds, in which case the assets must be capitalized. Management considers various factors in the capitalization of assets, including the asset's estimated useful life, cost, and the extent to which the asset is part ora larger capital project. The District's capital assets include library books, classroom texts, computer equipment, classroom furniture, and other instructional equipment, subject to the on-going discretion of management. The costs of normal maintenance and repairs that do not add to the value of the assets or materially extend asset lives are not capitalized. Depreciation is provided for fixed assets on the straight-line basis over the estimated useful lives of the assets or group of assets as determined by management. 31 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 1. Summary of Significant Accounting Policies (Continued) E. Assets, Liabilities, and Net Assets or Equity (Continued) Long-Term Obligations: In the government-wide financial statements, and proprietary fund type in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental or business-type activity columns in the Statement of Net Assets. Bond premium and discounts, as well as issuance costs, are deferred and amortized over the life of the issue using the effective interest method. Bonds payable am reported net of applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premium and discounts, as well as bond issuance costs, during the current period. The face amount of the debt issued is reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Compensated Absences: Under the system of financial accounting and reporting for Pennsylvania School Systems, the District accrues certain accumulated employee benefits, such as unpaid vacation and sick pay. Calculation of this amount is determined by the appropriate vacation, sick and retirement lump-sum payments which would be available to employees if they would leave or retire from the District and is adjusted for expected turnover rates of employees. Accrued benefit days, multiplied by appropriate salary amounts, are reflected as a long-term liability unless retirements are likely within the upcoming fiscal year. Those costs determined to be current year costs are reflected as a liability of the General Fund. As of June 30, 2003, this liability is $774,931. Transfers: Advances between funds that are not expected to be repaid are accounted for as transfers. In those cases when repayment is expected, the advances are accounted for through the various due from and due to accounts. Fund Balance: The District classifies fund balances as follows: Reserved Reserved fund is used to denote that portion of the fund balance, which is not available for expenditure appropriation or is legally segregated for a specific purpose. · Reserved for athletics represents that portion of fund balance legally restricted to athletic programs. · Reserved for capital reserve represents that portion of fund balance legally restricted to capital projects. Unreserved Designated is used to indicate intentions for financial resource utilization. Undesignated is used to denote that portion of fund balance which is available appropriations. 32 for SH[PPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 1. Summary of Significant Accounting Policies (Continued) E. Assets, Liabilities, and Net Assets or Equity (Continued) Use of Estimates: Management uses estimates and assumptions in preparing financial statements. These estimates and assumptions affect the reported amounts of assets and liabilities and the reported revenue and expenditures and disclosures. Total Columns on Combining Governmental Fund Statements: Total columns on the combining governmental fund financial statements are captioned "Memorandum Only" to indicate that they are presented only to facilitate financial analysis. Data in these columns does not present financial position, results of operations or cash flows, in conformity with accounting principles generally accepted in the United States of America. Neither is such data comparable to a consolidation, lnterfund eliminations have not been made ia the aggregation of this data. Note 2. Change in Accounting Principles During the year ended June 30, 2003, the District adopted Statements of Governmental Accounting Standard (SGAS) No. 34, Basic Financial Statements and Managemeut's Discussion and Analysis, No. 37, Basic Financial Statements - and Management's Discussion and Analysis - For State and Local Governments: Omnibus, and No. 38, Certain Financial Statement Note Disclosures, and Interpretation No. 6, Recognition and Measurement of Certain Liabilities and Expenditures in Governmental Fund Financials. Adoption of these pronouncements is predicated upon management's belief that the prescribed reporting model, by incorporating new information and restructuring previous/y-reported information, will be more comprehensive, informative and useful thm~ previously-utilized reporting models. Note 3. Deposits and Investments Under Section 440.1 of the Public School Code of 1949, as amended, the District is permitted to invest funds consistent with sound business practices in the following types of investments: · U.S. Treasury Bills. · Short-term obligations of the U. S. Government or its agencies or instrumentalities. · Deposits in savings accounts or time deposits or share accounts of institutions insured by: 1. The Federal Deposit Insurance Corporation (FDIC), or 2. The Federal Savings and Loan Insurance Corporation, or 3. The National Credit Union Share Insurance Fund to the extent that such accounts are so insured, and for any amounts above maximum insurable limits, provided that approved collateral as provided by law shall be pledged by the depository. · Obligations of(a) the United States of America or its agencies or instrumentalities backed by the full faith and credit of the United States of America, and (b) the Commonwealth of Pennsylvania or instrumentalities thereof backed by the full faith and credit of these political subdivisions. · Shares of investment companies whose investments are restricted to the above categories. 33 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 3. Deposits and Investments (Continued) The deposit and investment policy of the District adheres to state statutes and prudent business practices. There were no deposit or investment transactions during the year that were in violation of either state statutes or the policy of the District. Deposits The District's carrying amount of cash deposits at June 30, 2003, for all funds amounted to $533,839. Of the total bank balance of $671,987, $112,603 was covered by Federal depository insurance. The remainder of $559,384 is covered by pooled collateral maintained in conformity with Act 72. Act 72 is an act standardizing the procedures for pledges of assets to secure deposits of public funds with banking institutions pursuant to other laws; establishing a standard rule for the types, amounts, and valuations of assets eligible to be used as collateral for deposits of public funds; permitting assets to be pledged against deposits on a pooled basis; and authorizing the appointment of custodians to act as pledgees of assets. The carrying amount of cash and investments as presented on the balance sheet includes petty cash of $1,000. Investments GASB # 3, Deposits with Financial Institutions, Investments, and Reverse Repurchase Agreements, requires the disclosure of carrying amounts and market values by the following categories: Category I are insured or registered securities held by the District or its agent in the District's name. Registered securities are those registered in the District's name. Category 2 are uninsured and unregistered, with securities held by the counterparty's trust department or its agent in the District's name. Category 3 are uninsured and unregistered, with securities held by the counterparty or by its trust department or agent but not in the District's name. The District invests in the Pennsylvania School District Liquid Asset Fund (PSDLAF) and the Pennsylvania Local Government Investment Trust (PLGIT) as authorized by the Board. PSDLAF was established to enable school districts to pool funds for investment in instruments authorized by Section 440.1 of the Pennsylvania School Code of 1949, as amended. PLGIT assures that it will not place deposits with any single-issuing institution if the largest participant's share exceeds $100,000, unless such deposits are collateralized as prescribed by Act 72 of the Commonwealth of Pennsylvania. These funds have the characteristics of open-end mutual funds and are not subject to credit risk classification. 34 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 3. Deposits and Investments (Continued) Investments (Continued) At June 30, 2003, the investments of the District were as follows: Orrstown Bank U. S. Government Securities 1 Category Non- 2 3 Categorized $ $ 2,404,952 Note 4. Taxes Receivable, Deferred Revenues and Estimated Uncollectible Taxes A summary of the taxes receivable and related accounts at June 30, 2003, follows: Uncollected taxes - real estate Uncollected taxes - personal Interest and commissions - net Earned income taxes Realty transfer taxes Taxes Receivable - Net Taxes to be collected within 60 days Deferred revenues - delinquent taxes Allowance for uncollectible taxes Taxes Receivable - Net Deferred Revenues - General Fund Delinquent taxes Deferred Revenues - Food Service Fund Student deposits Donated commodities $ $ $ $ Amount 625,304 68,321 20,100 134,194 48,306 896,225 443,370 466,294 (13,439) 896,225 466,294 4,267 6,616 10,883 35 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 5. Interfund Accounts Individual fund receivable and payable balances at June 30, 2003, are as follows: Inter fund Inter fund Receivables Payables General Fund $ 28,682 $ Food Service 28,682 $ 28,682 $ 28,682 Note 6. Food Service Fund Inventory The composition of Food Service Fund inventory at June 30, 2003, is as follows: Amount Materials and supplies $ 5,513 Purchased food 16,656 Donated food 6,616 $ 28,785 Note 7. Property Taxes Property taxes are levied on July 1st. Taxes are collected at a discount until August 31st, at their face amount from September 1st until October 31st, and include a penalty thereafter. The taxes are billed and collected by elected tax collectors. The County Tax Bureaus collect delinquent real estate taxes for the District. 36 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 8. General Fixed Assets Capital asset activity for the year ended June 30, 2003, was as follows: July 1, 2002 Governmental Activities Land and site improvements $ 929,939 $ Buildings and improvements 25,485,158 Furniture and equipment 7,989,853 45,43 l Total Governmental Activities Assets 34,404,950 45,431 Decreases June 30, 2003 $ $ 929,939 25,485,158 (17,828) 8,017,456 (17,828) 34,432,553 Less accumulated depreciation Land and site improvements Buildings and improvements Furniture and equipment Total accumulated depreciation Governmental Activities, Capital Assets - Net 289,545 26,232 8,667,238 554,397 3,878,703 475,553 12,835,486 1,056,182 315,777 9,221,635 (16,531) 4,337,725 (16,531) 13,875,137 $21,569,464 $ (1,010,751) $ (1,297) $20,557,416 Business-Type Activities Machinery and equipment Accumulated depreciation Business-Type Activities, Capital Assets - Net $ 397,046 $ 60,875 $ $ 457,921 (341,993) (10,792) (352,785) $ 55,053 $ 50,083 $ $ 105,136 Depreciation expense was charged to the functions/programs of the District as follows: Governmental Activities Instruction Instructional student support Adminstration and financial support Operation and maintenance of plant services Student activities Community services Total governmental activities Business-Type Activities Food Service Total School District 37 Amount 810,513 85,876 86,136 44,600 28,567 490 1,056,182 10,792 1,066,974 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 9. Accrued Salaries and Benefits Accrued salaries and benefits at June 30, 2003, consist of the following: Amount Accrued salaries $ 1,091,141 Retirement 40,853 Social security 83,323 Workers' compensation 8,184 $ 1,223,501 Accrued salaries represent teachers' salaries earned during the 2002-03 school year which will be paid subsequent to June 30, 2003. Accrued retirement represents the public school employees' retirement board contribution for the second quarter of calendar year 2003, including the portion pertaining to accrued salaries at June 30, 2003. Accrued social security represents the District's liability arising from accrued salaries at June 30, 2003. Note 10. Long-Term Debt During the fiscal year ended June 30, 2003, general long-term debt changed as follows: General Long-Term Obligations: General Obligation Bonds - Series of 1997 General Obligation Bonds - Series of 2001 General Obligation Bonds - Series A of 2001 Compensated absences payable Balances Balances July 1, 2002 Increase Decrease June 30, 2003 $ 930,000 $ $ 390,000 $ 540,000 3,885,000 730,000 3,155,000 9,805,000 5,000 9,800,000 696,738 78,193 774,931 $15,316,738 $ 78,193 $ 1,125,000 $14,269,931 General Obligation Bonds - Series of 1997 - On December 3, I997, the District issued General Obligation Bonds in the principal amount of $11,080,000. The bonds bear annual interest rates ranging from 4.00% to 5.10%. Interest is payable semi-annually on November 15 and May 15, and the bonds mature serially in amounts ranging from $130,000 to $410,000 through November 15, 2004. These bonds were partially refinanced with General Obligation Bonds - Series A of 2001. General Obligation Bonds - Series of 2001 - On September I, 2001, the District issued General Obligation Bonds in the principal amount of $4,500,000. The bonds bear annual interest rates ranging from 2.60% to 3.65%. Interest is payable semi-annually on November 15 and May 15, and the bonds mature serially in amounts ranging from $750,000 to $830,000 through November 15, 2006. 38 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 10. Long-Term Debt (Continued) General Obligation Bonds - Series A of 2001 - On October 15, 2001, the District issued General Obligation Bonds in the principal amount of $9,805,000. The bonds bear annual interest rates ranging from 2.40% to 4.20%. Interest is payable semi-annually on November 15 and May 15, and the bonds mature serially in amounts ranging from $25,000 to $1,660,000 through November 15, 2012. The District is in compliance with all debt covenants of the outstanding bond issues. Those covenants include the following: the District shall include the annual debt service in its budget for the fiscal year, shall appropriate these amounts from its general revenues, and shall punctually cause the payment of the principal and interest of each of the bonds. Maturities of the long-term debt issues are as follows: Year Principal Interest Total 2003-2004 $ 1,185,000 $ 476,080 $ 1,661,080 2004-2005 1,285,000 434,078 1,719,078 2005~2006 1,325,000 390,908 1,715,908 2006-2007 1,375,000 344,630 1,719,630 2007-2008 1,425,000 295,553 1,720,553 2009-2013 6,900,000 630,048 7,530,048 $ 13,495,000 $ 2,571,297 $ 16,066,297 Comvensated Absences - Under the terms of the Districfs employment policies, employees are reimbursed for accrued vacation upon retirement or other termination of employment. The reimbursement rate is established by the employment contract and varies by employee classification. In addition, employees are granted sick days per school year and any unused sick days are permitted to be carried over to future years. Upon retirement from the District, employees are reimbursed for accumulated sick days equal to the number of unused days multiplied by an amount per the employment contract. The employees are also offered options regarding retirement payouts as prescribed in the contract if certain conditions are met. For the year ended June 30, 2003, benefits attributed to employees retiring during the 2002-03 year amounted to $17,290 for 4 participants. The total liability for accrued vacation, sick leave and retirement bonuses at June 30, 2003, has been reflected in the Statement of Net Assets and totals $774,931. Note 11. Post-Employment Benefits Under the Consolidated Omnibus Budget Reconciliation Act (COBRA), the District provides healthcare benefits to eligible former employees and their dependents. Requirements am outlined by the Federal Government for this coverage. The premium plus a 2% administrative fee is paid in full by the eligible participant. This pro,'am is offered for a duration of up to 18 months or 36 months after an employee's termination date. At June 30, 2003, there were 18 participants covered under COBRA. SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 12. Defined-Benefit Pension Plan Plan Description: The District contributes to the statewide Public School Employees' Retirement System (the System), a governmental cost-sharing multiple-employer defined-benefit pension plan administered by the System. In addition to regular retirement benefits, the System also provides for disability, legislatively-mandated ad hoc cost-of-living adjustments, and healthcare insurance premium assistance to qualifying annuitants. Membership in the System is mandatory for substantially all full-time public school employees in the Commonwealth of Pennsylvania (Commonwealth). State statutes assign the authority to establish and amend benefit provisions of the Pennsylvania Public School Employees' Retirement Code (the Code) to the Pennsylvania General Assembly (Act No. 96 of October 2, 1975, as amended),(24 Pa. C.S. 8101- 8535). The Public School Employees' Retirement System issues a publicly-available comprehensive annual financial report that includes financial statements and required supplementary information for the defined-benefit pension plan. This report may be obtained by writing to Barbara D. Flurie, Office of Financial Management, Public School Employees' Retirement System of Pennsylvania, P.O. Box 125, Harrisburg, Pennsylvania, 17108-0125. This report is also available in the Publications Section of the PSERS website at www.psers.state.pa.us. Funding Policy: The contribution policy is established by the Public School Employees' Retirement Code and requires contributions by the active employees, the District and the Commonwealth. Contribution Rates: The current contribution rate for active employees joining the System before July 22, 1983, is set by law at 5.25% or at 6.50% of the employee's qualifying compensation. For active employees joining the System on or after July 22, 1983, and who were active or inactive as of July 1, 2001, the rate of contribution is 6.25% or 7.50% of the employee's qualifying compensation. Members who joined the System after June 30, 2001, contribute at 7.50%. For all new hires, the higher contribution rates began with service rendered on or after January 1, 2002. District Contributions: The District's required contributions are based upon an actuarial valuation. For the fiscal year ended June 30, 2003, the District's rate of contribution was 1.15% of covered payroll. The 1.15% rate is composed of a pension contribution rate of 0.18% for pension benefits and 0.97% for healthcare insurance premium assistance. The District is required to pay the entire contribution and will be reimbursed by the Commonwealth in an amount equal to the Commonwealth's sham as determined by the income-aid ratio (as defined in Act 29 of 1994), which is at least one-half of the total District's rate. The District's contributions to the Plan for the years ended June 30, 2003, 2002, and 2001, were $156,031, $152,183, and $242,658, respectively, and are equal to the required contributions for each year. SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 13. Participation in Risk Sharing Pool The District is a participant in a risk sharing pool to provide workers' compensation coverage, The expense for this coverage for the 2002-03 year was $89,750, comprised of a self-insured retention of $18,068 and a contribution to the Central Fund of $71,682. Actual claims during the year are first paid out of the self~insured retention. Claims that exceed the self-insured retention are satisfied by the Central Fund. The Central Fund maintains excess insurance to cover any claims that exceed $400,000 per accident. There am approximately 79 districts participating in the pool If there is a deficiency in the pooled funds, each member is assessed a proportionate share of the deficiency. Upon withdrawal by a member from the pool, the terminating member has no rights to funds in the pool. Note 14. Risk Management The District is exposed to various risks of loss related to torts; theft of, damage to, or destruction of assets and errors or omissions. Significant losses are covered by commercial insurance for all major programs, For insured programs, there have been no significant reductions in settlement coverage. Settlement amounts have not exceeded insurance coverage for the current year or the throe prior years. 41 SUPPLEMENTARY INFORMATION SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF REVENUE Year Ended June 30, 2003 Local sources Real estate taxes Current Interim Public utility tax Payments in lieu of taxes Current per capita taxes 679 511 Occupation tax Occupational privilege tax Earned income tax Real estate transfer taxes Delinquent real estate taxes Delinquent per capita taxes 679 511 Delinquent occupation tax Interest IDEA Rentals Tuition Reading recovery Receipts from other LEAs Refunds and other miscellaneous revenue Total revenue from local sources 9,066,344 90,613 [8,268 6,311 48,703 48,703 143 51,266 1,935,028 331,130 780,799 8,173 8,173 146,544 50,064 216,312 913 23,077 53,945 8,125 85,623 12,978,257 State appropriations Basic instructional subsidy Read-to-Succeed Charter schools School performance Section 1305 and 1306 Homebound instruction Vocational education Alternative education Driver education Special education Transportation (Continued) 6,512,823 82,826 8,395 14,616 24,968 1,612 73,486 39,960 2,905 1,429,538 946,200 42 SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF REVENUE (Continued) Year Ended June 30, 2003 Revenue (Continued) State appropriations (Continued) Rentals and sinking fund payments Health services Social security reimbursement Retirement reimbursement Total state appropriations Federal appropriations Title I - Grants to Local Educational Agencies Eisenhower Professional Development State Grants Safe and Drug-free Schools and Communities Innovative Education Program Strategies Medical Assistance Program Total Federal appropriations Other Financing Sources Operating transfers in Total revenue 698,931 61,590 519,009 93,310 10,510,169 406,625 154,579 11,158 21,184 15,224 608,770 374 $ 24,097,570 43 SH1PPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF EXPENDITURES Year Ended June 30, 2003 Expenditures Instructional Regular programs Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Other objects Total regular programs Special programs Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Other objects Total special programs Vocational education programs Salaries Employee benefits Purchased services Property Other Supplies Property Other objects Total vocational education programs (Continued) 44 7,734,047 1,517,686 72,468 104,180 419,883 420,988 34,932 2,518 10,306,702 1,835,163 414,458 926,637 103 41,533 22,777 3,984 236 3,244,891 361,768 65,054 855 588,504 19,837 37,717 325 1,074,060 SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF EXPENDITURES (Continued) Year Ended June 30, 2003 Expenditures (Continued) Instructional (Continued) Other instructional programs Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Total other instructional programs Adult education programs Salaries Employee benefits Purchased services Other Supplies Other objects Total adult education programs Community college education program Total instructional Support Services Pupil personnel Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Other objects Total pupil personnel (Continued) 45 599,926 104,006 39,234 74 5,133 7,487 2,053 757,913 44,369 9,926 650 2,080 160 57,185 9,162 15,449,913 483,727 97,012 198,428 75 2,501 4,187 4,795 1,024 791,749 SH1PPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF EXPENDITURES (Continued) Year Ended June 30, 2003 Expenditures (Continued) Support Services (Continued) Instructional staff Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Other objects Total instructional staff Administration Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Other objects Total administration Pupil health Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Total pupil health (Continued 449,708 94,331 7,072 24,919 9,229 135,670 80,404 2,154 803,487 951,361 202,572 155,929 1,706 57,324 15,905 19,508 14,383 1,418,688 187,039 41,997 16,185 125 5O 5,273 1,085 251,754 46 SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF EXPENDITURES (Continued) Year Ended June 30, 2003 Expenditures (Continued) Support Services (Continued) Business Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Other objects Total business Operation and maintenance of plant services Salaries Employee benefits Purchased services Property Other Supplies Property Other objects Total operation and maintenance of plant services Student transportation services Purchased services Professional and technical Other Supplies Other objects Total student transportation services (Continued) 47 172,512 48,956 2,585 285 24,997 3,916 555 253,806 581,918 146,092 601,709 112,977 200,955 5,926 180 1,649,757 7,725 1,520,770 3,236 20 1,531,751 SH1PPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF EXPENDITURES (Continued) Year Ended June 30, 2003 Expenditures (Continued) Support Services (Continued) Central service Purchased services Professional and technical Property Other Supplies Property Other objects Total central service Other support services Total support services Operation of Non-Instructional Services Student activities Salaries Employee benefits Purchased services Property Other Supplies Other objects Total student activities (Continued) 48 19,161 23,535 842 47,494 34,825 250 126,107 23,163 6,850,262 228~462 26,547 12,000 9,116 3,273 195 279,593 SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF EXPENDITURES (Continued) Year Ended June 30, 2003 Expenditures (Continued) Operation of Non-Instructional Services (Continued Community services Salaries Employee benefits Supplies Other objects Total community services Total operation of non-instructional services Facilities acquisition, construction and improvement services Purchased services Professional and technical Other Refund of prior years' receipts Debt service Operating ~ansfers out Total other Total expenditures 6,40l 612 2,258 4,700 13,971 293,564 34,948 42,945 1,640,705 241,684 1,925,334 24,554,021 49 SHIPPENSBURG AREA SCHOOL DISTRICT COMBINING BALANCE SHEET ~ NON-MAJOR GOVERNMENTAL FUNDS June 30, 2003 Special Revenue Middle School Senior High Capital Athletic Athletic Reserve ASSETS Cash $ 369 $ 5,461 $ 146,829 Total assets $ 369 $ 5,461 $ 146,829 LIABILITIES AND FUND BALANCES Accounts payable Due to other funds Total liabilities $ $ 1,996 $ 70,520 578 578 1,996 70,520 Fund Balances Reserved for Capital reserve Athletic Total fund balances 76,309 (209) 3,465 (209) 3,465 76,309 $ 369 $ 5,461 $ 146,829 Total liabilities and fund balances Capital Project Totals (Memorandum Construction Only) $ $ 152,659 $ $ 152,659 $ 72,516 578 73,094 76,309 3,256 79,565 $ 152,659 51 SHIPPENSBURG AREA SCHOOL DISTRICT COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - NON-MAJOR GOVERNMENTAL FUNDS Year Ended June 30, 2003 Special Revenue Middle School Senior High Capital Athletic Athletic Reserve Revenues Local sources $ 7,842 $ 38,158 $ 509 Total revenues 7,842 38,158 509 Expenditures Support services Operation of non-instructional services Total expenditures 107,461 30,674 103,036 30,674 103,036 107,461 Excess(deficiency) ofrevenues over expenditures (22,832) (64,878) (106,952) Other Financing Sources (Uses) Operating transfers in Operating transfers out Total other financing sources (uses) 21,917 21,917 69,267 150,500 69,267 150,500 4,389 43,548 (924) 32,761 3,465 $ 76,309 Net change in fund balances (915) Fund Balances (Deficit) - July 1, 2002 Fund Balances (Deficit) - June 30, 2003 706 $ (209) $ Capital Project Construction $ 7 7 7 (374) (374) (367) 367 $ Totals (Memorandum Only) $ 46,516 46,516 107,461 133,710 241,171 (194,655) 241,684 (374) 241,310 46,655 32,910 $ 79,565 53 SHIPPENSBURG AREA SCHOOL DISTRICT COMBINING STATEMENT OF FIDUCIARY NET ASSETS - ACTIVITIES FUNDS June 30, 2003 James Burd Elementary Activity Fund ASSETS Cash $ 9~256 Accounts receivable Total assets $ 9,256 Nancy Grayson Elementary Middle School Activity Fund Activity Fund $ 1,324 $ 17,132 7 $ 1,324 $ 17,139 LIABILITIES Accounts payable Amount available for student activities Total liabilities $ $ 9,256 1,324 $ 9,256 $ 1,324 $ 17,139 $ 17,139 54 Totals Senior High (Memorandum Activity Fund Only) $ 53,353$ 81,065 7 $ 53,353$ 81,072 $ 156 $ 156 53,197 80,916 $ 53,353 $ 81,072 55 SHIPPENSBURG AREA SCHOOL DISTRICT COMBINING STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS - SCHOLARSHIP TRUST FUNDS Year Ended June 30, 2003 Class of Class of Class of 1936 1945 1950 Additions Contributions $ 223 $ 300 $ Interest 268 2 928 Total additions 491 302 928 Deductions Transfer to Foundation Scholarships Total deductions Changes in net assets Net Assets - July 1, 2002 Net Assets - June 30, 2003 8,285 202 29,925 400 100 2,000 8,685 302 31,925 (8,194) (30,997) 8,194 30,997 $ $ $ 56 Travis E. Griffith 310 310 10,162 500 10,662 (10,352) 10,352 David R. Landis, Jr. Larry Carey Vocal Music $ 319 3 319 3 FFA Fair 10,471 113 911 500 250 200 10,971 363 1,111 (10,652) (360) (1,103) 10,652 360 1,103 $ Totals Andrea Gantt (Memorandum Memorial Only) 57 $ 4,055 $ 4,578 8 5 1,843 8 4,060 6,421 3,560 63,629 500 4,450 4,060 68,079 $ $ $ (61,658) 61,658 [BsP I BOYFR & RITTER CERTIFIED PUBLIC ACCOUNTANTS AND CONSULTANTS Web Site: www cpabr, coti1 INDEPENDENT AUDITOR'S REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF GENERAL PURPOSE FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENTAUDITING STANDARDS Board of School Directors Shippensburg Area School District Shippensburg, Pennsylvania We have audited the basic financial statements of Shippensburg Area School District as of and for the year ended June 30, 2003, and have issued our report thereon dated August 19, 2003. We conducted our audit in accordance with auditing staodards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the Un ited States. Compliance As part of obtaining reasonable assurance about whether Shippensburg Area School District's basic financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. Internal Control over Financial Rel>orting In planning and performing our audit, we considered Shippensburg Area School District's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the general purpose financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the general purpose financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. CAMP HILL STATE COLLEGE This report is intended solely for the information and use of the Board of School Directors, management, Federal awarding agencies and pass-through entities, and is not intended to be and should not be used by anyone other than these specified parties. Chambersburg, Pennsylvania August 19, 2003 59 [13hR] BOYFR & R TTER CERTIFIED PL~3LIC ACCOt~rrANTS ANt) CONSULTANTS INDEPENDENT AUDITOR'S REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 Board of School Directors Shippensburg Area School District Shippensburg, Pennsylvania Compliance We have audited the compliance of Shippensburg Area School District with the types of compliance requirements described in the U S. Office of Management and Budget (OMB) Circular A-133 Compliance Supplement that are applicable to each of its major Federal programs for the year ended June 30, 2003. Shippensburg Area School District's major Federal programs are identified in the summary of auditor's results section of the accompanying Schedule of Findings and Questioned Costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major Federal programs is the responsibility of the District's management. Our responsibility is to express an opinion on the District's compliance based on our audit. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. Those standards and OMB Circular A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major Federal program occurred. An audit includes examining, on a test basis, evidence about the District's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provided a reasonable basis for our opinion. Our audit does not provide a legal determination on the District's compliance with those requirements. In our opinion, Shippensburg Area School District complied, in all material respects, with the requirements referred to above that are applicable to each of its major Federal programs for the year ended June 30, 2003. CAMP HILL CARLISLE CHAMIBERSBURG LEWISTOWN STATE COLLEGE Internal Control Over Compliance The management of Shippensburg Area School District is responsible for establishing and maintaining effective internal control over compliance with requirements of laws, regulations, contracts and grants applicable to Federal programs. In planning and performing our audit, we considered the District's internal control over compliance with requirements that could have a direct and material effect on a major Federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance and to test and report on internal control over compliance in accordance with OMB Circular A-133. Our consideration of the internal control over compliance would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively Iow level the risk that noncompliance with applicable requirements of laws, regulations, contracts and grants that would be material in relation to a major Federal program being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over compliance and its operation that we consider to be material weaknesses. This report is intended for the information and use of the Board of School Directors, management, Federal awarding agencies and pass-through entities, and is not intended to be and should not be used by anyone other than these specified parties. Chambersburg, Pennsylvania August 19, 2003 61 SHIPPENSBURG AREA SCHOOL DISTRICT Schedule of Findings and Questioned Costs Year Ended June 30, 2003 Section 1--Summary of Auditor's Results Financial Statements Type of auditor's report issued: Unqualified Internal control over financial reporting: · Material weakness(es) identified: __ Yes X No · Reportable condition(s) identified that is (arc) not considered to be a material weakness(es)? __ Yes X None Reported Noncompliance material to financial statements noted? Yes X No Federal Awards Internal control over major programs: · Materialweakness(es) identified? Yes X No · Reportable condition(s) identified that is (are) not considered to be a material weakness(es)? Yes X None Reported Type of auditor's report issued on compliance for the major programs: Unqualified · Any audit findings disclosed that are required to be reported in accordance with Section .510(a) of Circular A-1337 Yes X No 62 SHIPPENSBURG AREA SCHOOL DISTRICT Schedule of Findings and Questioned Costs Year Ended June 30, 2003 Identification of the major programs: CFDA Number(s) 84.010 84.027 Name of Federal Programs/Cluster Title I - Grants to Local Educational Agencies Special Education - Grants to States Dollar threshold used to distinguish between type A and type B programs Auditee qualified as low-risk auditee? $300,000 __Yes __ X No Section II - Financial Statement Findings A. Reportable Conditions in Internal Control Them were no findings relating to the financial statement audit required to be reported. B. Compliance Findings There were no findings relating to the financial statement audit required to be reported. Section III -- Federal Award Findings and Questioned Costs A. Reportable Conditions in Internal Control Them were no findings relating to the Federal awards required to be reported in accordance with Section .510(a) of OMB Circular A-133. B. Compliance Findings There were no findings relating to the Federal awards required to be reported in accordance with Section .510(a) of OMB Cimular A- 133. 63 SHIPPENSBURG AREA SCHOOL DISTRICT SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Year Ended June 30, 2003 U. S. Department of Education Passed through the Pennsylvania Department of Education: Title l - Grants to Local Educational Agencies Title 1 - Grants to Local Educational Agencies Title V - Innovative Education Title V - Innovative Education Title I1 - Improving Teacher Quality Title II - Improving Teacher Quality Title Il - Education Technology Classroom Size Reduction Safe and Drug-free Schools and Communities Safe and Drug-free Schools and Communities Passed through the Lincoln Intermediate Unit Consortium Special Education - Grants to States Individuals with Disabilities Education Act Total U. S. Department of Education Source Code Federal C.F.D.A. Number 84.010 84.010 84.298 84.298 84.281 84.281 84.318 84.340 84.186 84.186 84.027 84.027 Pass- Through Grantor's Number 013-030387 013-020387 011-030387 011-020387 020-030387 020-020387 055-030387 088-020387 100-030388 100-020388 N/A N/A Grant Period 02-03 01-02 02-03 01-02 02-03 01-02 02-03 01-02 02-03 01-02 02-03 01-02 U.S. Department of Emergency Management Public Assistance Grants Snow Removal D (Continued) 83.544 N/A 02-03 Program or Annual Award $ 423,706 $ 338,939 $ 12,110 $ 11,873 $ 153,983 $ 17,188 $ 11,036 $ 101,892 $ 15,739 $ 13,798 $ 227,064 $ 190,282 N/A Total Received (Refunded) in Fiscal Year 310,718 69,023 10,495 1,622 102,655 5,521 7,863 32,607 6,296 4,246 227,064 778,110 Accmed (De~rred) Revenue~ 7/1/2002 $ 66,795 1,622 8,281 13,296 4,132 (18,462) 75,664 65 Revenue Recognized 404,397 2,228 12,110 133,773 8,696 19,311 11,044 114 216,312 18,462 826,447 1,873 Expenditures 404,397 2,228 12,110 133,773 8,696 19,311 11,044 114 216,312 18,462 826,447 1,873 Accrued (Deferred) Revenue at 6/30/2003 93,679 1,615 31,118 2,760 833 4,748 (10,752) 124,001 1,873 SHIPPENSI/URG AREA SCHOOL DISTRICT SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS (Continued) Year Ended June 30, 2003 U. S. Department of Agriculture Passed through the Pennsylvania Department of Education: National School Lunch Program National School Lunch Program Pass- Federal Through Source C.F.D.A. Grantor's Code Number Number Grant Period I(F) 10.555 N/A 02-03 I(S) N/A N/A 02-03 Special Milk Program for Children Passed through the Pennsylvania Department of Agriculture: Food Donation (a) Total U. S. Department of Agriculture Total Expenditures of Federal Awards I(F) 10.556 N/A 02-03 I(F) 10.550 N/A 02-03 Source Codes: Legends: D - Direct Funding I - Indirect Funding (F) - Federal Share (S) - State Share (a) Donated commodities valued at local market values (b) Total amount of commodities received from Department of Agriculture (c) Inventories at July 1, 2002 (d) Total amount of commodities used (e) Inventories at June 30, 2003 See Notes to Schedule of Expenditures of Federal Awards. 66 Accrued Program Total Received (Deferred) or Annual (Refunded) in Revenue at Revenue Award Fiscal Year 7/1/2002 Recognized Expenditures Accrued (Deferred) Revenue at 6/30/2003 N/A 206,610 213,234 N/A 26,525 27,412 N/A 4,004 4,144 213,234 27,412 4,144 6,624 887 140 N/A (b) 30,595 (c) (12,005) 35,984 (d) 35,984 (e) (6,616) 267,734 (12,005) 280,774 280,774 1,045,844 $ 63,659 $ 1,109,094 $ 1,109,094 Test of 50% Rule: Total Expenditures Less State Expenditures Total Federal Expenditures Programs selected for testing as major programs: Title I ~ Grants to Local Educational Agencies I.D.E.A. $ 1,109,094 27,412 $ 1,081,682 $ 406,625 234,774 $ 641,399 1,035 $ 126,909 / 1,081,682 = 59.30% 67 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Note 1. Significant Accounting Policies The accompanying Schedule of Expenditures of Federal Awards is a summary of the activity of the District's Federal award programs and presents transactions that would be included in the financial statements of the District presented on the accrual basis of accounting, as contemplated by accounting principles generally accepted in the United States of America. Note 2. Title I - Grants to Local Educational Agencies The Title I - Grants to Local Educational Agencies has been audited in accordance with OMB Circular A-133. Note 3. Individuals With Disabilities Education Act The Individuals With Disabilities Education Act has been audited in accordance with OMB Circular A- 133. 68 SHIPPENSBURG AREA SCHOOL DISTRICT SUMMARY SCHEDULE OF PRIOR YEAR'S AUDIT FINDINGS Year Ended June 30, 2003 There were no audit findings for the year ended June 30, 2002. 69