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HomeMy WebLinkAbout06-05-08~~~ ~,..~~~;~~,, ~' COMMONWEALTH OF ~ REV 15 0 0 PENNSYLVANIA DEPARTDEPT280 OEVENUE INHERITANCE TAX RETURN FILE NUMBER HARRISBURG, PA 17128-0601 r RESIDENT DECEDENT ?~ - 07 _ ooss~_ COUNTY CODE YEAR NUh18ER DECEDENT'S NAME (LAST, FIRST, AND MIDDLE INITIAL) SOCIAL SECURITY NUMBER Z OLDT, RONALD J. 1 ---- - _ - 188-38-0887 UJ - _ - - DATE OF DEATH (MM-DD-YEAR) DATE OF BIRTH (MM-DD-YEAR) THIS RETURN MUST BE FILED IN DUPLICATE WITH THE V 09/07/2007 ~ 04/22/1951 - _ - REGISTER OF WILLS W ~ SPOUSE'S NAME (LAST, FIRST, AND MIDDLE INITIAL) ! ---- -- _ _ SOCIAL SECURITY NUMBER REBECCA E' OLDT 313-58-2568 F ~ 1. Original Return ^ 2. Supplemental Return ^ 3. Remainder Retum (date cr dean, pnnr to ~z-i3-szj w a ~ ^ 4. limited Estate ^ 4a. Future Interest Compromise (date of death after 12-12.82) ^ 5. Federal Estate Tax Retum Required ~ a m ^ 6. Decedent Died Testate (Anna, copy of wo; ^ 7. Decedent Maintained a Living Trust (Attach copy of Trustj ~ 8. Total Number of Safe Deposit Boxes Q ^ 9. Litigation Proceeds Received ^ 10. Spousal Poverty Credit ;date of death between 12-31-91 and'-t-951 ^ 11. Election to tax under Sec. 9113(A) (Attach sch o> ~ z THIS SECTION MUST BE COMPLETED: ALL CORRESPONDENCE AND CONFIDENTIAL TAX INFORMATION SHOULD BE DIRECTED TO: w °z NAME JORDAN D CUNNINGHAM ESQUIRE COMPLETE MAILING ADDRESS o . , -- - --- -- -- 2320 NORTH SECOND STR N - ---- --- - FIRM NAME (ItApp~icab~ej EET ~ CUNNINGHAM & CHE RNICOFF P.C. HARRISBURG, PA 17110 ~ p _ , ---- TELEPHONE NUMBER ~ (717) 238-6570 Z 0 Q J H a U W Z Q F- a 2 U 1. Real Estate (Schedule A) (1) 0.00 ~ { ::7 ~__a --t : - 2. Stocks and Bonds (Schedule B} (2) 0.00 ~ ~ -~, r~_ e. ,. ' r ='? --- 3. Closely Held Corporation, Partnership or Sole-Proprietorship (3) 0.00 =~ !P `. ,-~ ~ ... - ( ~ 3 ~ =~' 4. Mortgages & Notes Receivable (Schedule D} (4) 0.00 ~y~>' ~ ~~ ~ ~-~ 5. Cash, Bank Deposits & Miscellaneous Personal Property (5) 25,719.84 ~~L~ ~ ~ _' '~ -ry ~ ~ ~ ' ~_7 ~ ---k (Schedule E) _ ~ r ~ ~ r- P 6. Jointly Owned Property (Schedule F) (6) 285.00 =~ r,~ , i.,7 t"`y ^ Separate Billing Requested f`J v' ~ 7. Inter-Vivos Transfers 8 Miscellaneous Non-Probate Property (7j 3,052.33 (Schedule G or L) 8. Total Gross Assets (total lines 1-7) (8) 29,057.17 9. Funeral Expenses & Administrative Costs (Schedule H) (9) 5,572.67 10. Debts of Decedent, Mortgage Liabilities, & Liens (Schedule I) (10) 10,638.62 11. Total Deductions (total Lines 9 & 10) (11) 16,211.29 12. Net Value of Estate (Line 8 minus Line 11) (12) 12,845.88 13. Charitable and Governmental Bequests/Sec 9113 Trusts for which an election to tax has not been (13) 0.00 made (Schedule J) 14. Net Value Subject to Tax (Line 12 minus Line 13) (14) 12,845.88 SEE INSTRUCTIONS ON REVERSE SIDE FOR APPLICABLE RATES 15. Amount of Line 14 taxable at the spousal tax 12,845.88 0 rate, or transfers under Sec. 9116 (a)(1.2) _ __- _-.__ - _ x .0 -_-_ 16. Amount of Line 14 taxable at lineal rate ---- - -- ___ -___ x .0 17. Amount of Line 14 taxable at sibling rate -_._ -_ x .12 18. Amount of Line 14 taxable at collateral rate --- --- - . - __-_ __ x .15 19. Tax Due > >s~BE SUREI TO ANSWER ALL QUESTIONS ON REVERSE' SIDE AN[ (15) 0.00 (16} (17) (18} (19) 0.00 RECHECK MATH < U Decedent's Complete Address: STREET ADDRESS _3_B_R_ICHLAND__LAN_D____ _ __ __- APARTMENT 208 clrvCAMP HILL sraTE _- - _ ziP T PA ~ 17011 Tax Payments and Credits: 1. Tax Due (Page 1 Line 19) (1) 2. CreditslPayments A. Spousal Poverty Credit _____ __ _. ____ _ _ ____ B. Prior Payments - - __- -- _ C. Discount _ Total Credits (A + B + C) (2) 3. InteresUPenalty if applicable D. Interest _ ---- _ E. Penalty Total InteresUPenalty (D + E) {3) 4. If Line 2 is greater than Line 1 + Line 3, enter the difference. This is the OVERPAYMENT. Check box on Page 1 Line 20 to request a refund (4) 5. If Line 1 + Line 3 is greater than Line 2, enter the difference. This is the TAX DUE. (5) A. Enter the interest on the tax due. (5A) B. Enter the total of Line 5 + 5A. This is the BALANCE DUE. (5B) Make Check Payable to: REGISTER OF WILLS, AGENT PLEASE ANSWER THE FOLLOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS 1. Did decedent make a transfer and: Yes No a. retain the use or income of the property transferred :.......................................................................................... ^ b. retain the right to designate who shall use the property transferred or its income : ............................................ ^ ^x c. retain a reversionary interest; or .......................................................................................................................... ^ ^x d. receive the promise for life of either payments; benefits or care? .................................................... ^ .................. 2. If death occurred after December 12, 1982, did decedent transfer property within one year of death without receiving adequate consideration? .............................................................................................................. ^ ^x 3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death? .............. ^ ^K 4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which contains a beneficiary designation? ........................................................................................................................ ^x ^ IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN. Under penalties of perjury, I dedare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct and complete. Dedaration of preparer other than the personal representative is based on all information of which preparer has any knowledge. SIGNATURE OF PERSON RESPONSIBLE FOR FILING RETURN DATE -- - - -- -- --_ ADDRESS r REBECCA L. OLpT; 7~~ T MAN ROAD, GREENTOWN, PA 18426 _ _ __ - - -- _ _ __ _ SIGNATURE Q..F PREPA OT AN REPRESENTATIVE DATE -__... _ _ -- - --- - -- __ ADDRESS JORDAN D. CUNNINGHAM, CUNNINGHAM & CHERNICOFF, P C., 2320 N.SECOND STREET, HARRISBURG, PA 17110 For dates of death on or after July 1, 1994 and before January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 3% [72 P.S. §9116 (a) (1.1) (i)j. For dates of death on or after January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 0% [72 P.S. §9116 (a) (1.1) (ii)]. The statute does not exempt a transfer to a surviving spouse from tax, and the statutory requirements for disclosure of assets and filing a tax return are still applicable even if the surviving spouse is the only beneficiary. For dates of death on or after July 1, 2000: The tax rate imposed on the net value of transfers from a deceased child twenty-one years of age or younger at death to or for the use of a natural parent, an adoptive parent, or a stepparent of the child is 0% [72 P.S. §9116(a)(1.2)]. The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is 4.5%, except as noted in 72 P.S. §9116(1.2) (72 P.S. §9116(a)(1)]. The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is 12°1° [72 P.S. §9116(a)(1.3)]. Asibling is defined, under Section 9102, as an individual who has at least one parent in common with the decedent, whether by blood or adoption. REV-1508 EX+ (6-98) SCHEDULE E COMMONWEALTH OF PENNSYLVANIA CASH, BANK DEPOSITS, & MISC. INHERITANCE TAX RETURN PERSONAL PROPERTY RESIDENT DECEDENT ESTATE OF FILE NUMBER RONALD J. OLDT 210700887 Include the proceeds of litigation and the date the proceeds were received by the estate. All property jointly-owned with right of survivorship must be disclosed on Schedule F. ITEM VALUE AT DATE NUMBER DESCRIPTION OF DEATH 1 MEMBERS FIRST FEDERAL CREDIT UNION (a) SAVINGS ACCOUNT, N0.289943-00 75.94 (b) CHECKING ACCOUNT, N0.289943-11 37.46 (c) INVESTMENT SAVINGS ACCOUNT, N0.289943-05 1,495.20 2. HIGHMARK (a) PAY CHECK FOR PERIOD AUGUST 31 -SEPTEMBER 7, 2007 1,245.75 (b) VACATION PAY 1,540.33 3. COMMUNITY BANKS ACCOUNT N0.203300000189 2,658.62 4. 2003 MR-2 TOYOTA SPYDER 13,925.00 5. CLASS ACTION SETTLEMENT PROCEEDS (a) IBM 131.33 (b) IBM 35.21 6. 2001 Hyundai Tiburon 4,575.00 TOTAL (Also enter on line 5, Recapitulation) E I 25,719.84 (If more space is needed, insert additional sheets of the same size) MEMBERS 1~ FBDfiRAL CRBUTf [JNION SAVINGS ACCOUNT Account Number/Suffix 289943-00 Date Account Established 07/29/2006 Principal Balance at Date of Death $75.94 Accrued Interest to Date of Death $.00 Total Principal and Accrued Interest $75.94 Name of Joint Owner None CHECKING ACCOUNT: Account Number/Suffer 289943-11 Date Account Established 07/29/2006 Prinapal Balance at Date of Death $37.46 Accrued Interest to Date of Death $.00 Total Principal and Accrued Interest $37.46 Name of Joint Owner None INVESTMENT SAVINGS ACCOUNT: Account Number/Suffix 289943-05 Date Account Established 08/16/2007 Principal Balance at Date of Death $1,495.20 Accrued Interest to Date of Death $.07 Total Princpal and Accrued Interest $1,495.27. Name of Joint Owner None LOAN ACCOUNTS: Account Number/Suffer 289943-01' Date Loan Established 04/02/2007 Principal Balance at Date of Death $10,638.63 Loan Type Used Vehicle Interest Rate 7.14°h Collateral Held as Security 2003 Toyota MR2 Spyder Name of Co-Borrower None 'Loan does not have credit life insurance. Certificate #42 was closed on 08/18/2007. (~QPY MEMBERS 1~ FEDERAL CREDIT UNION Danielle A. Kfine Insurance Services Specialist October 9, 2007 Estate of: RONALD J. OLDT Date of Death: 09/07/2007 Social Securfty Number: 18838-7838 5000 Louise Drive P.O. Box 40 Mechanicsburg, Pennsylvania 17055 (800) 283-2328 wwwmemberslst.org ~HIGH1~1nRIC~ P. O. t3ox 090089 Camp Hill, PA 17088-0084 ~~ ~~~~ Pay Groin Pas 37.5 Exaapt Cbeclc /: 0 0171414 0 Pay Begin Date 08/25/2007 Pa EM Date: 09/07/2007 C ec t 19/14/2007 Ronald JoM O1dt Employee ID: 004764 ' , 1 Richland Lana 8I d03B Apt0208 Cost Center. Dental C 1as8Providar Systa~ II Marital Status: MARRIED Not applie Camp Hi 11 PA 17011 LocaNoa: t.ltgtP Allowances: 0 • Job Title: Applipt ion Dawlopar II Addl. Pct.: Pa Rate: 57,200.000000 Muxml ••'Curreat'•' •'*YTD"' Descri lion Rate Hours Sarnia Hours Eatnio Uesa on Current Regular Pay 2,200.00 1357.50 30,593.00 FED OASDI/Disab 133.04 2,505.48 Flax TiM Off 0.00 29.00 043.33 FED FICA Mad No 31.30 604.67 Vacation 0.00 7.50 220.00 FED Mithholdinp 198.62 4,075.02 Personal Paid T 0.00 31.00 874.37 PA Ilithholdinp 65.87 1,273.09 Ineantiv~ Cow 0.00 0.00 1,072.13 PA llrnaploypen 1.97 38.05 PA E PElOt58 T 34.33 663.57 PA E PENNSB T 0.00 52.00 2,2 00.00 1,425.00 42,402.83 of 465.93 9,292.68 Desai ion Current YTD Desai ion Current YTU Desci ion Currrnt YTD Dental 6.60 125.40 Dependent Life 1.72 32.68 Lifa ^ 12.94 230.86 401K Rip Megee 530.00 6,079.65 Savings 0onds 100.00 1,900.00 Dependent Life 2.26 42.94 HSA E~loyee Ct~ 50.00 850.00 NSA Eaployer Cn 41.67 708.39 401K Rep Uapes 72.60 1,337.40 Totak 386.60 7,055.15 TotaL• 101.72 1,932.68 'Taxable Current: 2,200.00 1,828.60 465.93 488.32 0 1,245.75 YTD: 42 402.83 35 621.58 9292.68 8987.75 24 122.42 ~:: Stan Balance: 7.50 Start Balance 0.00 Start Balaacc 0.00 ADVICE e: + Available: 75.00 + Available: 37,50 + Available: 30.00 CFECK 0: - Tal[en: 7.50 - Taken: 31.00 - Takeo: 29.00 Total: /- Adjustments: 0.00. +/- Adjustments: 0.00 - Sold: 0.00 F.n4 Balance 75.00 End Balance 6.50 + J- Adjnsemrnts: 0.00 Documrnt N: 000000000384 End Balance: 1.00 MESSAGE: t~-I~GHNwzKm P O cox 890088 Camp Hill, PA 17089-0089 DEPOSIT NOTICE ONLY -- :VON-NEGOTIABLE llATE 09/14/2007 No. 001714140 DEPOSIT AMOUNT ~ 1, 2 4 ~- . 7 5 O1dt,Ronald John 1 Richland Lant aid#3B Apt#208 Canty Hill PA 17011 BAG ~ 0013 LOCATION CHCRP DEPT 1552 ccoun Acwunt Num De nt Saving: 289943000 1,245.75 Total: i 1 245.75 DEPOSIT NO'T'ICE ONLY -- NON-NEGOTIABLI~; YOUR RETIREMENT SAVINGS STATEMENT ,~-;~• ,M/~K~ HighMark Investment Ptan T1~~~1 07p1/2oo7 to 09/30/2007 Page 1 of 4 0007574 11411457 REBECCA L OLDT 1 RICHLAND LANE #36 APT 208 CAMP HILL PA 17011 ACCOUNT SUMMARY ' All ~ daa ya„ need to track Your ti t i i h Balance an 07/01/2007 Bt~iut So.00 re remen nvestment s oe. Ths Transfers into Funds $235,095.13 ~ is desigkd to keep you up Transfers Out of Funds li d G i U L - $107 976.12 ` ~ ~~ ~ ~ status ~ Your aaourk so ou can effecti hr l d i t nrea a n/ oss ze 316.36 S y p ve an an nves Endins Balance an 09/30/2007 $127,435.37 foryour future. Take a minute to rewew your statement carefully and Net Chan a ~ $127,435.37 im~monediately °~ iriormation Veseed t atce $127,43537 Year to Date Contributions $0.00 VESTING INFORMATION Balsa a VesttrM Vested bobnce is the amount that is already ~/sy2art wraataae vestN Balsa yours hosed on the amount of time you have beenwnrkingforthisempbyerros defined in the vesting sd-edule of your pbn genefidary Pre Tax genefiaaryAfter--Tax $115,149.53 $12,285.84 100.0096 $115,149.53 100.0096 $12,285.84 M difference between ouracount balance and your vestedybabnce wrll be Total 5127,43537 $127,435.37 forfeted if ou leave yourempbyerbefore you ore fury vesteo: ASSET ALLOCATION Vour oaour~t is !0096 inmested in Other. Your future investment direction is -0096 olbcoted to Other. Carat Atsel I Wqn IrresUral NetaUoa Ditutia 10094 110091 This table shows how yourinvesiments ore currently albcated among the assetd~sses to he/ you determine if you need to make ad jusirnents to your olbcdbn. The onset doss infomwtion rs taken from reliable sources, indudu-g the mutual fund companies, but is not guoronteed by Wadraaa as to compl~eness oraccunxy. Wodwvia shall not be liable for any errors rn content, or for any odious taken in relbnce thereon Please read eadt fund prospectus corefulty for more InfYerrrlatlOn. INVESTMENT PERFORMANCE 3 Maus Yes to Dsle 1 Year 5 Yarn Your Ptxson~ Rate of Return n/a n/a n/a n/a R®ECCA L OIDT 020588 AMP 11411457 PBS 0000112D3 200J1014144G C J~0528 20071014 NNNNNN DFLT TEFM1 • 0 2 2 6 8 • 07/bl/2007to 09/30/2007 Page 22 of 4 3 MoNiis Year to Dab 1 Year S Years 11 Yrs/Sia bapiia bnplio~ Dsb MIMKT alld Stable RVST Income Fund II 1.1946 3.5096 4.669b 3.9896 4.8796 06/30/89 . Ghgroup 90 Day T-Bill 1.1996 3.7196 5.0146 28396 3.6546 n/a Bood Dreyfus Premier High Income Fd (I) 0.024b 28746 6.3696 n/a 8.5696 Ol/31/b3 te Bond Lehman Brothers Aggreg 28496 3.8546 5.149b 4.1346 n/a n/a a m 7.68 04/2 Aggrega}e Bond Lehman Brothers 28446 3.8546 5.1446 4.1346 /a 8 PIMCO Total Retum Fund (Admin) 4.529b 4.7796 5.6796 4.7546 6.3546 09/08f94 Lehman Brothers Aggregate Bond 28446 3.8596 5.149b 4.1346 5.9796 n/a Stocks Artisan Small Cap Fund (Investor) 0.6646 9.2996 15.8494 19.0746 5.729b 03/28/'95 Russell 2000 Growth 0.0246 9.3596 18.949b 18.7096 3.6546 n/a Forward Intl Small Companies (Inst) -1.5746 8.7846 24.109b 30.2096 15.5596 02/b7p2 MSG EAFE NDTR_D 21846 13.1546 24.8796 23.5546 n/a n/a GMO International Intrinsic Valu (M) 21396 13.9396 24.0996 n/a 23.1096 03/31/87 MSCI EAFE NDTR~ 21894 13.1596 24.8794 23.5546 7.9746 n/a GMO U.S. Value Fund (Class M) -3.4796 0.5596 5.9796 123796 4.8196 09/16/05 Russell 1000 Value -0.2496 5.9796 14.4594 18.0796 n/a n/a Marsico Focused Growth Portfolio 10.2196 13.2796 21.9846 n/a n/a 07/IDl/06 I Equity Fund n 1 96 3 10 Ol/30 NDTR~ MSU FAFE 2 8896 13.1594 24.8746 jD 59 13;5 ,95 ~ rger Berman Genes Trust 2.6096 16.4796 23.8596 18.6896 11.7646 08/26/'93 R ~ 2000 -3.0946 3.1696 123496 18.7596 7.2296 n/a RVS Trust Equity Index Fund III 2.0046 9.0346 16.2946 15.3496 6.4996 07/bl/93 Standard 8 Poor's 500 TR 20396 9.1346 16.4496 15.4546 6.5796 n/a ~I Cap Equity Index I ~ T 1 3 8 9.4 6 02/Ol ll ~ Ru sse 3. 0996 3.0 696 123 446 18 7596 0 ~ RVST Mid Cap Index Fund II -0.9446 10.7394 18.3596 n/a 13.8396 06/04/04 Standard 8 Poor's Madcap 400 TR -0.8794 11.0196 18.7696 18.17 n/a n/a Templeton Inst Emerging Markets Ser 11.1994 27.9094 48.8194 34.929b 9.9244 05/t)3/93 MSCI EM ID 13.7094 32.0294 54.8494 35.2644 9.1544 n/a Vanguard REff Index Signal ' 24096 n!a n a n a n/a 06/b5/07 s 500 TR Standard & Poor 20396 9.1344 16. 15.4 n/a n/a Otller Bardays LifePath Retirement Port S 2.0694 5.0646 8.5646 8.4046 6.0646 01/17/06 Bardays LifePath 2010 Portfolio S 2.0244 5.4494 9.6296 10.3044 6.2596 01/17/06 Bardays LifePath 2015 Portfolio S 1.804b 5.8096 10.7594 11.4796 6.349b 01/17/06 Barclays LifePath 2020 Portfolio S 1.7896 6.1996 11.8496 126596 6.419b 01/17/06 Bardays LifePath 2025 Portfolio S 1.5096 6.289b 124796 13.4896 6.4996 01/17/06 Bardays LifePath 2030 Portfolio S 1.4996 6.6096 13.3094 14.3296 6.5696 01/17/06 Bardays LifePath 2035 Portfolio S 1.3896 6.8796 14.0194 15.0994 6.6296 01/17/06 Bardays LifePath 2040 Portfolio S 1.309b 7.0196 14.5694 15.8796 6.6794 01/17/06 Bardays LifePath 2045 Portfolio S 1.3796 7.2394 15.2896 17.2396 7.0496 01/17/06 Pax01 /20f0~ to 09/30x2007 ~ ~ r ~~ ~+ v t/ ~K W ge # The I/anguord Group has introduced Signal scares for their index funds, avoibble hrne t, 2007, repkrcing the Admiral stare cbss currently used in your pbn The expense ratio for Signal shores is,identaal to that of Admiral shores anti holds the same invesimentS EEffffective October 2, 2007, the babnce of Admiral shores held in uo~plan wrlf autorr-otiralty cornrert to Signal shares Please rood each fund's prospectus for more irrfomation regarding this new shore class of 1/anguord index The fund performance figures on this statement< ore reported after management feeshave been deducted. MaragerrierK fees ore the expense to nrn the fund. This fee covers casts such os research, trading, mointainingantody of the assets,ord poymgsabnes tithe professional money monoger(s)ond the support scoff wta are irti%bed in the day-to-doy monagemer# of the fund For oddtiaal infomatian on (fees and expenses please refer to the fees _ond expenses sectra- of the fund's prospectus Post performance rs no gucrrontee of (urhnre resoles As with most investrrrerit options, both the value of your investment and your total rum wdl rnry. Yourshares/orals, when nsdeemed, may be worth move or less thou what you origir-ggy paid forthem. Shat-term performance may be him or lar~ than the figures shown Please toll your paticipont senrices Ibre for the most current rnfamatron This inforr-a[fon is authorized for use when preceded or arcomporued by current mutual fund prospectuses The pedom7arrce irdamrtian favthe hforsico Fowsed Growth Portfdb was computed byy Warfraaa Retirement Services usk-g rret asset ibkre infomratxx- provided by Atel/on Bonk, N.A Data aororacy and completeness convert be garonteed for any pprformarrce infomation provided herein. INVESTMENT SUMMARY SliaractUder 1NI1 trrioa tNarkAd val.. sA1~:liia; ~~ dagiAidag E~e1K ~a~i ~ AAAAKT and Shbk RUST Income Fund II 0.000 0.000 $27.261 $27.585 $0.00 $0.00 CO Real Retum Fund (Admin) IM P 0.000 0.000 $10.728 $11.245 $0.00 $0.00 S ~ s ~ Trust Equity Index Fund III 0.000 0.000 $42599 $43.451 $0.00 $0.00 0 Bardays L'rfePath 2015 Portfolio S 0.000 10,754.040 $11.640 $11.850 $0.00 $127,435.37 Total Assets 50.00 $127,43537 Please note that o d~viderrd/capitol gain paymerit to fund slarehdders genera/ty reduces the share price for the fund, so o deueose in the share pn're forthe statement period may not necessonTy reflect lower fund performance ACTIVITY SUMMARY BY INVESTMENT tlata~a OA lAanai:ad BalaAr An ez~t/re7 tMAiteyl. eo..yoW Gaia/Loss ~/ae/rn IIAIIAI(T and Stable RVST Income Fund II $0.00 $2,006.88 -$2,007.10 $0.22 $0.00 Tool AAAAKT and Stable $0.00 52.6-~ -52,007.10 $0.22 50.00 B PIMCO Real Retum Fund (Admin) $0.00 $18,356.06 -$18,173.12 -518294 $0.00 Total Bond 50.00 S18,356.06 -$18,173.12 -S182.94 50.00 St ~ rust Equity Index Fund III $0.00 $88,370.86 -$87,795.90 -$574.96 $0.00 Total Stocks $0.00 588,370.86 -587,795.90 -5574.96 50.00 ays L~ifePath 2015 Portfolio S $0.00 $126,361.33 $0.00 $1,074.04 $127,435.37 091er .00 1 50.00 51,074.04 5127 537 Total Assets 50.00 $235,095.13 -5107,976.12 5316.36 5127,43537 ~~ `~1~,~ your activity summary allows you to see aN tronsartrorrs and investment actnaty in your aaou ~or the quarter. ailed Adtidy by Investr~rent is rnrirloble at 1V1 ~ www.warhovacom/myr~rrepbn. ~ . ~. ~• '~.i1r~ C,~ ~ ~~,\ . ~ .~ ~ ,< ~~ /tlsrawde~ ln~ Yeer Jp/s~ Speats>rr ~° ~~ ` ~ Under the t4ghmarlc Iriiresbment Plan, empbyces hired on or after January 1, 2006 are automatically eruolled b DJe (" ~ ~_" cor>fribube 39r of you comperua6on to the pllaann, unless you sled rat ib contribute, or b contribute a dif6ererit ~< amount. Your contrbutioru as of the first pa daft of the first morMh that begins at least 90 days after your date of hire. You may change 1Tx amourt you utt, or stop coritribu6ng entirely, at any time ~`~ 1 _ If you fail tti designate how you wart your contnbudorn investied, your cor>tributions (and arty comparry ~,~, . ~ f ~ matd>frig coritributioris) wtl be invested m the l.ihpath turd designed for your age group. You may change ~ ~~ ~ ' your contribution percerifage,.stop toribibuting, or designate how you wart your contri~utrons invested, by C~" going on-line at www.wactiovia.com/myre6rcplan a by calling the participart service hne at i-800847-7227. ~~y~ AF$ECCA l OLDT 0206ap MAP 11411457 PBS 00001170 200710141440 C J99528 20071014 IWdNNNNN OFr_T TEfiA 2 2 2 a a+ 07/bt/2007 to 09/302007 Page 4 of 4 CUSTOMER SERVICE H ya wat ix Co~/sd x!h tr. for Access ~ tluttses b • Access up to date account balance Y0~ ~ • Transfer between investments • Changge how future contributions will be allocated terww wadtoviacom/myretireplan Anyrtime or Representatives Available 7:00 a.m. to 1 t:00 p.m. ET ~a47-7227 or Automated Voice Response Unit Anytime Ctnline benefiaary maintenance is now available at wachovia.com/myretireplan. You can easrl add new benefidary information on-line or make future edits to the information as ~propnate. Changges to mformation either on-line or via a Partiapant Account Senrices Representative (800) 847-7227 will generate a paper confirmation that wnll be mailed directly to your address on record. ~ Ige~r~iHiss Effe~ve Oc6ober 16, 2007, new rules issued byy the Securities and Exchange Commission go mto effect requiring Wacfrovia b provide partidpant keel trade irrforma6on in fund companies upon request tf a fund compare iderrbfies irregular or rapid trading (market timing) within one of its funds as defined by its p atlas, the fund comPanY may direct Wachovia b restrict the partrdpant from initialing any furtlrer purd~ases of that fund. If such a drreolion is received, Wadrovia is rcqurred by law b enforce that restriction. TFrs and other important information regarding the funds can be found in ead~ fund's prrnpechrs. Communit Banks community Banks Pennsboro Commons 390 East Penn Drive Enola, PA 17025 September 28, 2007 Rebecca L Oldt 3B Richland Lane Apt 208 Camp Hill, PA 17011 Ref: Ronald J Oldt Date of Death Balance Dear Rebecca L Oldt: Mr. Ronald J Oldt had one account with CommunityBanks. The account, 203300000189, had a balance of $2658.62 on September 7`h, 2007. If you need further assistance, please contact me at (717) 909-0561 ext. 25 or via email at ddevereaux cz,ommunitybanks.com. Best regards, Diana Devereaux Branch Manager Community Banks P.O. Box 350 Millersburg, PA 17061 Phone 1-866-255-2580 2000 n~ROUGH 2007 PASSENGER CARS LIGHT-DUTY TRUCKS 74 Years of Service ~. ~, _ ~a.~.. __ _ __ _ ~ 84 TOYOTA . ~, - ~IM~~ br I~YM Ra/r6 - ly/r w~, tws aM1M~ ~ TnfFH Aa. ^ q1. ~ 150' P n27sre~rstl:. n61 1>!7w 20p6/'i4 u'~t s>51~i1w1 111!6 N6d0A5DNN01 >es76 .tilN w75 Cape2D. ..... 378 ia77s yw,Mp,rsoxR....: 111!=1206 M1rs~a .:.::... 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'' O AYWr4indald.Prts) .. 68 261 7M ! 76 . 60 76 D 6176 1800 101rIrR Wbu1 Crd : 1M M6 ON ~L-51~ ~„+ 0 . 06 6iiM WatAT 226 716 ,.. Fit38D 11Q6 ~ 16 . 7687~et W W PS „ 76• ' 78 ~ ' 1 ,. p ~~7 a2OO'1 DR3pT 701D ~ M6 Ai)..: L £n SE 86/01 2826 81011866 . ag 108~t~ee7D6'fS D T 010 101® 1= 0170 170x0 28811102!l1M1dg1 -686a . M.` 0 . . . F~ ~ 11M ~~ y.g. ~,~ . 90' ~i 1006 17010 Yk r xNI CA01eY.1 q 1, ~ 7 C ~ 1 ens I l- se(ac~.).Dt~ 17N 6Sedan4o 67 E 777sseds~4olE .::eca OIM e6w st76 :~....... s2w n125 142s seQsn40tE(+Aq ... 17lS lees AWUS~ FOR MR.EAOE - ADJIIET FOR CONOFiIOM EA6TERM EDRIDR •AtlatlST2NT Rosenburg v. IBM Claims Administrator c/o Rust Consulting, Inc. PO Box 920 Minneapolis, MN 55440-0920 IMPORTANT PAYMENT AND TAX DOCUMENT ENCLOSED IIINNIIIIII~IIIIIN~INIIINI~NINNI~INIINIIIIII~~INNIIIIIIIIIIINillll 0000247740 106229 006213 6A2350 RONALD OLDT 3B RICHLAND LN APT# 208 CAMP HILL PA 17011 ~~~Y Enclosed are two checks representing your share ~ the Settlement in the Thomas Rosenburg v. International Business Machines ("IBM") Corporation Class Action Settlement. The amounts of these checks were determined in accordance with the Order ^:raatic~ Fiaa! .". mss:! ~ C!s__ .0.ct _._ gettlewcnt. flnc cL+eck, reps .~ntiag tn$c. ~ y^ur sh2*e of the Setttetnen!, is categnc~ed e l'f- as the non-wage portion of your share, and therefore no tax withholdings have been deducted. Below is your IRS Form 1099-INT, which you will need when you file your tax return for the period of January 1, 200? through December 31, 2007. The second check, representing the other 50% of your share of the Settlement, is considered wages for tax purposes, and therefore tax withholdings have been deducted. You will receive an IRS Form VP=2 from IBM at a later date, which you will need when you file your tax return for the period of January 1, 2007 through December 31, 2007. If you have questions about the taxability of your payment, you should contact your tax advisor. If you have questions about the Settlement or your settlement payments, or if you need to report a change of address, please call the Claims Administrator at 1-866-403-0689. ^ CORRECTEQ (it checked) i~tA't~~~w,mwtammtidry,ms, PyeYaRTN(aptimat) OMB Ne. ISIS-0112 Raeaheri r. IBM Claims Admiairerater e/e Rast Ceasakiat, lae. tlstoutremr 2007 PO Boa 920 Miaaeapes., MN sSII•-os:s 131.33 s Ferm 1099-INT f -tii-103-0N1! apedeettmeer mdtabeld 1fltert3St tAYEAS Bdaal ieetieeati®armbr e s s Income 13-s nse RI:CIltt.Ni'S iha4Getio. s•vMr Copy B lti-3i-7031 For Recipient aF.Q?]EYir3 srme,Stnet adanat (iedeeiet TYi• is IwpQt••t t•• ie[errtiaaead apt au). tlgr, •r•K ••~~' ~•~• iabeie{tm"iehat mlNlaewl RONALD OLDT a.ye.ssenoa uPw•ir~•9~ 3B RICHLAND LN APT 200 m~••/eb"; "••Wa!•t•P•O~9rerntbu.aede. CAMP HILL PA 17011 mr b<.mpara ae,oe (t rYia Setome ;, blable.ee tir tAS huraiau wt it tua eot bas" npaMd Aaco~»t nmWr(r iattruetiod) Ferm 1099-tNT ltu.e /er year ncordal Departmeat sf the Tnaaury Interval Reveaae Service THIS DOCUMENT CONTAINS ANTI-THEFT DEVICES INCLUDING MICRO PRINTING AND VOID PANTOGRAPH. ABSENCE OF THESE FEATURES INDICATE A COPY. Iktaeh and sign the track of this instrument Rosenburg v. IBM Claims Administrator c/o Rust Consulting, Inc. PO Box 920 Minneapolis, MN 55440-0920 - Pay: One Huadred Thirty-Owe And 33/~ Payable to: RONALD OLDT . 29-1310 CITIZENS BANK ~?l~ 106229 Date of Num Amount ' ~` 10/ 0 00247740 $131.33 - VO ER 90 DAY N T VALID F OUNT OTH R THAN :131.33 ares's sip- re regebed. tk in order this instrument to be valid. r V li'OL0622911a ~:02i3i31103~: 4005L873651P RJ LDT SSN: Federal' MARRIED Work shte: PA Res. State: pA 1 RICHLAND LANE BLD 3•B APT# 208 pay to eA2350 Exemptbns z Exemplione 0 Eaemptlons o CAMP HILL PA 17011 ~: nddy: o.oo Haar. o.oo ndd~ o.oo Content :: YTD ., Descri 'on . Rant Hours ' Earni Hours ~ ' . ;Earnin Descri on Currerrt 1Rp` SETTLEMENT _ - - . • 131.34 FICA-MED 1.90 . • • ' FICA-OASDI 8.14 _ FED INC TX 32.84 • :.. -- - • -- ...:. ~~. -1'A STJ1'CE•... - ~ ' .. _ :' :.4:03'_ •, .. .. , CUMBR V SD 2.10 HAMPDEN E 47.00 PA UNEMPL 0.12 Totals: 131.34 Totals: 96.13 - scription Current YTD Description ' s;; ';;, Current _ `;: YTD A Tatak: Totals: CURRENT 131.34 131.3 4 96.13 35.21 YTD IBM CORPORATION STDA 86670789 10/10/2007 DAILY Check Amount: 35.21 Total Current Net Pay: 35.21 L N II H N - - Yuu may elect to ret;eive your psy and pay at~etrients ek~cironicaily. Sign up for Direct Depot and Electronic Pay Statements ~ http•1h-3-1.itun.corNhr/uslhrfomis/data/payroltravel.html todayl TO THE ORDER OF RJ OLDT - - -I~ N~of2 ~1~-Tf ~ - ` _- 1701 NORTH STREET ENDICOTT NY 13780 1 RICHLAND LANE t BLD 3-B APT# 208 CAMP HILL PA 17011 -, ~~ ~ :PAY THIRTY FIVE DOLL4RS AND 21 C TS Wachovia Bank, NA. __. Greenville, South Caropna - In cooperation with 8 Payable if Desired ~ WeAs, Fargo Bank, N.A. 4759-607757 67 - 1 /532 CHECK NO. 6667p78g u'00~~670489u~ x:053 2000 L9~: 207997 LOS 2 24 2ua 7 7 7 2000 THROUGH 2007 PASSENGER CARS LIGHT-DUTY TRUCKS 2007 -AUGUST- 2007 ~e Hru~a aw e.y Alalsf cxw ebaa say eln/x cbaa OsArb Tjre Ns. tan 6aYN Oslo-b bM Ms. Lw NaWI 2p/HANiNA-4C/1. M~ 1 875wPoxaS~xxoM.......~ its 37S P . 1125 Sedm 4D CiS........ DNt 5a6 7Q5 106 w Par Wed (Aamq..... 100 125 A 6015 seem ~ GT......... DN4 6015 62'15 76 w melt Remvery system 75 Tee 6100 HSkiibadc SD Gf...... DN5 Bas 8525 200410NNIOOiC11. 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MC I 11N1wa,nraloyNlleeb..... 1s1 175 -74t8Seem4D..........WF75S 2016 1475 Sti GT, Tib, son GLSILX). ~ 8728 Seasn46 CiS N61.. wf35V 7575 3a5 100 A CNLSe Elanha GLS) . ,: 100 129 ~ AeEENTA0ANR1AlTM0aaNlawtA arrlas 150A4IN4nAy Stl.T~bG11.... 150 175 75wNadAyoyWheels..... 75 100 2alwLeaNsSeats......... 280 225 ISId.GT,Tiwmn,Sonafa). Stl. Elan GT, Son uq .... ~ 50 w truise Camd ........ SO 75 100 PasreyLodcs (Ammq .. 700 125 (Std GT, Thum, SoIWa) . ADJUBT FOR MILEADE • ADJUST FOR CONDITION EASTERN EDITION • AUGUST 2M7 A gran ss ~~ ......... 7s 250AYPowerswoaf ......: 250 1a 3a 50 w PyT Locks (~1.... 50 7; ( - 52.51a/W/oATT(Ec Aaer4L}.. S% 4oe61~rlaw~alAeca~a.... 400 40l 200'1 X88M-Y8 ~ N 7nsseam4D..........FU4ro s701 4225 seam 4o L......... FtN4D Se00 s701 aoe 1w Poearslmoel (ste. q.. aoo NrulloJ ase u '~ ~ ~ 1 116e ( ..CF3 taS 1075 HLagc 5)5~~ ~ 24'7 p . ... CH3 1700 2175seamdoa . ....cc4 fns 2l00 7810 ~ 2275Q S .... JFJ 2B6D zns wlgm aD GLS ..... Jwti 2250 5125 wo 2000 TW~00.1 C71. 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BFOt 27100 BgYS . 10o w Tl,ea Recaery syye,,, , 100 715 A ADJUST FOR MILEAGE -ADJUST FOR CONDTION EASTERN EDITION -AUGUST 2057 REV-1509 EX+ (6-98) COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE F 10tNTLY OWNED PROPERTY ESTATE OF FILE NUMBER RONALD J. OLDT 210700887 If an asset was made joint within one year of the decedent's date of death, it must be reported on Schedule G. SURVIVING JOINT TENANT(S) NAME ADDRESS RELATIONSHIP TO DECEDENT A• REBECCA L. OLDT 132 TAUSCHMAN ROAD GREENTOWN, PA 18426 WIFE B. C. .1C1tNTl_Y-OWNED PROPERTY: ITEM NUMBER LETTER FOR JOINT TENANT DATE MADE JOINT DESCRIPTION OF PROPERTY INCLUDE NAPAE OF FINANCIAL INSTITUTION AND BANK ACCOUNT NUb18ER OR SIMILAR IDENTIFYING NUMBER. ATTACH DEED FOR JOINTLY-HELD REAL ESTATE. GATE OF DEATH VALUE OF ASSET / of DECD'S INTEREST DATE OF DEATH VALUE OF DECEDENT'S INTEREST ~ A. 933 SHARES OF IBM STOCK @ $115.55 4 570 00 50 285.00 09~27I06 . . Held jointly by Decedent and Wife TOTAL (Also enter on line 6, Recapitulation) 15 285.00 (If more space is needed, insert additional sheets of the same size) HPCwire: HPC Markets Internatiol~la( 128.83 +1.51 (+1.19°t°) 7,044,646 Historical Data for IBM Page 4 of 10 Ciitt{~; ,san Fe0 IViar Alx May Jun Jul Aug Shp Oci. Nnv Dec Yp~r; 2GGC? 2GGI 2GG2 2003 2004 2G05 2G06 2007 2008 ~2ar3c~e: 4 unttz 3 Month t Year ,pan ___ _ _ _ _ (JC,nn High ._ _ _ 4o+x Valume __ Claw Change °;;; 09/28/07 117.14 118.50 117.10 7,377,200 117.80 +0.09 +0.08% 09/27/07 117.50 118.21 117.04 5,834,600 117.71 +0.41 +0.35% 09!26/07 116.94 118.08 116.75 6,695,200 117.30 +D.79 +0.68% 09/25/07 116.02 117.59 115.79 7,043,416 116.51 +0.26 +0.22% 09/24/07 116.90 117.43 115.85 5,734,283 116.25 -0.53 -0.45% 09/21/07 117.89 118.10 116.35 9,097,300 116.78 -0.08 -0.07% 09/20/07 116.27 117,65 116.20 5,807,863 116.86 +0,19 +0.16% 09/19/07 116.90 117.19 115.78 10,311,134 116.67 +0.04 +0.03% 09/18/07 115.00 116.78 114.83 7,839,600 116.63 +2.11 +1.84°I° 09/17/07 114.70 115.25 114.30 5,022,334 114.52 -0.61 -0.53% 09/14/07 115.05 116.00 114.65 6,904,373 115.13 -0.82 -0.71°1° 09/13/07 116.30 117.00 115.74 4,802,629 115.95 -0.05 -0.04% 09/12/07 116.95 117.40 115.69 6,289,215 116.00 -1,35 -1.15% 09/11/07 116.35 117.78 116.04 8,098,700 117.35 +1.55 +1.34% 09/10/07 116.15 117.50 115.32 6,120,600 115.80 +0.25 +0.22% 09/07(07 116.20 116.97 115.33 7,511,650 115.55 -2.07 -1.76°!0 09/06/07 117.88 118.75 116.24 6,778,514 117.62 -0.26 -0.22% 09/05/07 117.48 118.15 116.55 6,555,500 117.88 -0.31 -0.26°fo 09/04/07 116.34 118.89 116.15 8,070,453 118.19 +1.50 +1.29% 08/31/07 115.99 117.35 115.55 6,883,600 116.69 +1.32 +1.14°In 08/30/07 114.57 116.00 113.62 7,756,100 115.37 +0.80 +0.70% 08/29/07 112.88 114.98 112.07 7,049,800 114.57 +2.57 +2.29% 08/2$/07 112.90 113.59 111.63 6,006,467 112.00 -1.44 -1.27% 08/27/07 113.00 113.85 112.80 4,921,802 113.44 +D.20 +D.1$% 08/24/07 111.45 113.25 110.81 7,058,700 113.24 +1.79 +1.61 08/23/07 110.40 111.68 110.01 8,271,000 111.45 +1.45 +1.32% 08/22/07 110.09 110.50 109.15 6,329,700 110.00 +D.96 +0.88% 08!21/07 108.90 110.11 108.08 8,458,500 109.04 -0.18 -0.16% http://markets.hpcwire.com/taborcomm?Month-9&Account=hpcwire&Page=HISTORICAL&Ticker=iR_._ 5/~R/2(1nR HPCwire: HPC Markets 08/20/07 110.90 111.10 109.13 9,839,612 109.22 -1.68 -1.51 08/17/07 111.87 112.67 108.66 15,274,558 110.90 +1.21 +1.10% 08/16/07 111.23 111.42 103.70 16,722,998 109.69 -1.54 -1.38% 08/15/07 111.00 112.85 109.91 11,639,123 111.23 -0.82 -0.73% 08/14/07 112.83 113.15 111.74 5,615,443 112.05 -0.66 -0.59% 08!13/07 112.99 113.95 112.31 5,976,400 112.71 +Q.07 +0.06% 08/10/07 109.75 113.50 109.70 9,549,942 112.64 +1.91 +1.72% 08/09/07 110.77 114.49 110.73 9,085,185 110.73 -2.25 -1.99% 08/08/07 114.30 114.60 112.26 7,680,919 112.98 -0.55 -0.48% 08/07/07 113.02 114.17 112.25 8,022,221 113.53 -0.36 -0.32% 08/06/07 111.97 113.89 111.70 7,245,195 113.89 +1.18 +1.05% 08/03/07 113.63 113.92 112.18 9,571,245 112.71 -0.52 -0.46% 08/02/07 112.10 114.05 111.50 11,318,857 113.23 +1.19 +1.06% 08/01/07 110.39 112.73 110.06 12,359,645 112.04 +1.39 +1.26% 07/31/07 114.72 114.72 110.02 17,815,354 110.65 -3.87 -3.38% 07/30/07 115.00 115.75 113.52 15,095,304 114.52 -1.10 -0.95% 07/27/07 116.62 117.95 115.62 18,137,235 115.62 -0.91 -0.78% 07/26/07 117.01 118.82 115.52 16,822,053 116.53 -1.57 -1.33% 07/25/07 116.19 118.38 115.24 11,340,318 118.10 +1.93 +1,66% 07/24/07 115.32 117.00 115.02 10,499,291 116.17 -0.21 -0.18% 07/23/07 114.88 116.43 114.85 8,040,900 116.38 +1.57 +1.37% 07/20/07 114.85 115.86 113.94 11,706,300 114.81 -1.05 -0.91% 07/19/07 115.00 116.48 114.65 17,282,009 115.86 +4.78 +4,30% 07/18/07 110.25 111.88 110.04 10,107,129 111.08 +0.31 +0.28% 07/17/07 109.66 111.47 109.45 7,612,629 110.77 +1.11 +1.01 07/16/07 108.57 110.04 108.42 8,864,696 109.66 +1.06 +0.98% 07/13/07 108.75 109.20 108.10 7,124,067 108.60 -0.68 -0.62% 07/12/07 109.35 109.65 108.22 9,542,993 109.28 +0.18 +0.16% 07/11/07 108.30 109.60 108.25 5,889,300 109.10 +0.47 +0.43% 07/10/07 108.55 109.15 108.25 6,209,300 108.63 -0.34 -0.31 07/09!07 109.02 109.35 108.20 6,046,268 108.97 -0.06 -0.06% 07/06/07 107.79 109.66 107.66 8,977,138 109.03 +0.98 +0.91% 07/05/07 106.31 108.39 105.98 6,670,800 108.05 +1.47 +1.38% 07/03/07 105.50 107.08 105.24 4,220,100 106.58 +1.57 +1.50% Page 5 of 10 http://markets. hpcwire.com/taborcomm?Month=9&Account=hpcwire&Page=HISTORICAL&Tickei =IB ... 5/28/2008 HPCwire: HPC Markets ~~t;~e.~:c ~y: ~inancialContent, Tnc. ~`~ 9Si7c~C~ %~i.I.`tC ~,i`_i~fY:.i. c'I. i~d5fi. 1'.^~ I€~}i:iL9fGSi d~. JI{"'F'C. c.-~ itiEtSL ~f~ .. . "ray ~crrssitt• tFas ~<;c~c=, yciu ;;-ee to the f:~ll<;.~ri~?c~ terms and conditio~is. -t~~~,c9~ i -rat~l ~ i~.P, 4;'y ~~`C;3'~~.ait; F~"r.. `_^.<UCIC C{--~3G~ ,:)i;c. ;~=i~}~31!!'=c~ {.i`y i~C{E_'{EUfS Page 6 of 10 Sponsored Links Tutorial_ on Hi Performance Computing with CUDA Attend the NVIDIA® CUDATM programming tutorial on June i6 in Germany, to learn about its advanced uses in science and engineering, and hear case studies from academic and industrial researchers. Sign up now! Right-sizing_Inte1C~ Cluster Ready Clusters for ANSYS Performance Penguin Computing and ANSYS will review how variations of hardware components (e.g., memory, storage, interconnects) impact the application performance of ANSYS ii on Intel® Cluster Ready systems." Accelerate with HP -Accelerate with NVIDIA Listen to the HP-NVIDIA Accelerator webcast and find out how! 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RSS Fe Feeds by Topic Applications Dev__eloRer Tools Interconnects Middleware Networks Processors Storage Systems Visualization Feeds by Content Type Top Headlines Features Blois Whitenaners Multimedia Off the Wire Feeds by Industry Academia_& Rese_a_rch Financial Services Government Life Sciences Manufacturing Oil & Gas _ _ _- Retail http://markets.hpcwire.com/taborcomm?Month=9&Account=hpcwire&Pa~e=HISTORICAL&Ticker=IB.._ 5/2R/?_~nR -- - - --- - - - - -- - - -- - - --- - - - --- RONALD J OLDT & REBECCA L OLDT JT TEN 3-B RICHLAND LNE APT 208 CAMP HILL PA 17011 Computershare Computershare 250 Royall Street 0 0 0 4 7 5 Canton Massachusetts 02021 Within the US, Canada & Puerto Rico 888 IBM 6700 Outside the US, Canada & Puerto Rico 781 575 2727 ibm@computershare.com www. ibm.com/investor i,,,iii,viii,u,~~~~n,ii„i,i,iuini,i,.i,i,i,i,i„i,i,uii Basic Transfer Requirements - US Deceased 02 oct 2007 Dear Shareholder: Re: Company Name: International Business Machines Corporation Account Number: 0005282802 Plan Shares: 4.933 DRS Shares: 0 Certificate Shares: 0 Registration: RONALD J OLDT & REBECCA L OLDT JT TEN We received your request to change the registration on securities held in the above acx;ount. A Stock Power form and answers to Frequently Asked Questions are enclosed to assist you in completing this transaction. Please submit the following documents to enable us to transfer or change the registration: 1) A completed Stock Power form or letter of instruction signed by the estate representative. The signature must be stamped with a Medallion Signature Guarantee by a financial institution, broker or guarantor participating in a Medallion Signature Program. If you are not the registered holder, lep ase sign in your capacity as it relates to the registration (for example, trustee, custodian, etc.) The guarantor will require that you provide supporting legal documents before affixing the Medallion Signature Guarantee stamp. Please contact the guarantor directly to find out what documents they will require. To complete the Stock Power form: ^ Provide the name, mailing address, and Tax Identification or Social Security number of the new registered holders. ^ Complete Sections A, B andlor C. - If there are physical certificates, complete Section A. When submitting certificates, we recommend using a registered mail or a courier service that provides a return receipt. Do not sign the certificates. If you are unable to locate the certificates, please contact us at the telephone number listed below so we may advise you how you can replace the shares. - If there are Dividend Reinvestment, Direct Stock Purchase Plan of Computershare administered Employee Stock Purchase Plan shares that are not in certificate form, complete Section B. - If stock is held in Direct Registration (also known as book entry), then complete Section C. see reverse 2) W-9 Form signed by the new holder, if applicable. Failure to provide the necessary tax form may result in backup withholding on aN payments made from the new account. W-9 Form is enclosed. 3} We also require ,~ of the following: ^ An Inheritance Tax Waiver Stamp, next to the signature on the stock power form certifying no inheritance tax ~ a! ver is required. The stamp may be obtained from the same financial institution providing the Medallion Signature Guarantee. ^ An Inheritance Tax Waiver form. Depending on the decedent's state of legal residence, an Inheritance Tax Waiver Form is required. You can obtain this form and instructions on how to complete the form from the state tax agency of the decedent's state of residence. ^ A notarized Affidavit of Domicile attesting to the state of residency of the decedent. In some cases, an Inheritance Tax Waiver form may be required in addition to the Affidavit of Domicile. In the event chat the value of the shares you are transferring are valued at $14 Million U.S. or higher, please contact us for further requirements Please send the above items to: Computershare PO BOX 43078 Providence RI 02940-3078 If you have any questions, please contact us by phone at 888 IBM 6700. You can also send your inquiries through www.ibm.com/investor, a secure section of the Computershare Web site, or write to us at the address shown above. Sincerely, Computershare Enclosures REV-1510 EX+ (6-98) COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE G INTER-VIVOS TRANSFERS & MISC. NON-PROBATE PROPERTY ESTATE OF FILE NUMBER RONALD J. OLDT 210700887 This schedule must be completed and filed if the answer to any of questions 1 through 4 on the reverse side of the REV-1500 COVER SHEET is yes. ITEM NUMBER DESCRIPTION OF PROPERTY INCLUDE THE NAME OF THE TRANSFEREE, THEIRRELATIONSHIPTODECEDENTAND THE DATE OF TRANSFER. ATTACHACOPYOF THE DEED FOR REAL ESTATE. DATE OF DEATH VALUE OF ASSET %OFDECD'S INTEREST EXCLUSION (IF APPLICABLE) TAXABLE VALUE ~ DWS-SCUDDER IRA ACCOUNT N0.2054/9999450878 3,052.33 100 3,052.33 WIFE LEFT AS BENEFICIARY TOTAL (Also enter on line 7 Recapitulation) $ I 3,052.33 (If more space is needed, insert additional sheets of the same size) Quarterly Account Statement July 1, 2007 through September 30, 2007 AT 02 041023 309608222 A"3DC~T In~lll~ttlll.»rr+llir~llnlfltl~~llluul~ltllnrurlllul~ DWS TRUST COMPANY COST FOR THE IRA OF RONALD J OIDT t RICHLAND LANE 3B 208 CAMP HILL PA 17011-2405 DWS SCUDDER Deutsche Bank Group ~, SharehokMr Sanri (S00} 728-3337 8 a.m. to 5 p.m. K3T3 Monday through Friday ~tatnationek Call collect (816) 435-71T7 8 a.m: to 5 p.m. (CST) Monday through Friday ~ Automstad (800) 728-3337 Mfontistion Lie (SALL)t Z4 hours a day, 7 days a week Web Sites www.dws-scuddw.com Using the Account Access fitnction on dws-scudder.com, your account information is always,avaiiable at your fingertips. And now you can view, print or download your DWS fund ac~unt statements and tax forms online! It's just another way we make it easy to manage your DWS Scudder account. V"~sit us at dws-scudder.com today. Perfod Year to Dane Your Portfolio Vatue o~mt - ost~arzoo~ o~ro~ - 0007 BegMning Portfolio Value S3,018.47 52.948.93 Purchases/Reinvested Distributions 534.26 53,097.55 Redemptions 50.00 -52,994.15 Change in Value $0.00 50.00 Transfers 50.00 50.00 I Ending Portfolio Value on 09/30/2007 53,052.33 53,052.33 Your Portfolio by Asset Type Percent of Asset Type Value on Change Value on Talk with your Portfolio Fund Name 07/01/2007 + This Period 09/30/2007 _ financial advisor or call shareholder 104,0096 Moray Market Funds services to learn ,ng ~ 00.00% DWS U.S. Treasury Money Fund-S 53,018.07 (34.26 (3,052.33 _- risk chro~ 0.00% DWS Us Treasury Money Fund-S So.oo fo.00 fo.oo diversification. Total Money Market Funds (3,018.07 f34.26 53,05L33 Total Portfolio Value 53,018.07 534.2fi 53,052.33 Your Portfolio Summary by Fund Name Furul Namc Retirement DW5 U.S. Treasury Money Fund-S DWS Us Treasury Money Fund-S Total Portfolio Total Share Price Shares Owned x on 09/30/2007 3,052.330 f 1.00 o.ooo So.oo [value on = 09/30/2007 f3,05L33 (0.00 (3,052.33 Cost Basis (cost of investment) N!A WA N/A Page 1 of 4 29472 1 /3 123 Quarterly Account Statement July 1, 2007 through September 30, 2007 "~ DWS Mut•eh• B•nk Group Account Activity ^ Account Number 9993450878 Fund Ihrn4 D1!MS U.S. Treasury Money Fswrd.5 D COMPANY Fund Nurnbr 205+1 COST FOR THE IRA OF 415JOt RONALD J OLDT Trade Dau Ti~wrtaaiar DsrctPrte~r Do16aArro~ Shari + 13 tar = Sham Th/r Traasaafpr Tita1 oarmd BOpimtrq Balance on 07/01/2007 f3,Oti.OT (1.00 3A1i.070 07/31/2007 Income Reinvest (12.38 (1.00 12.380 3 030.450 08J31/2007 Income Rginvest 511.31 (1.00 11.310 . 3,041.7$0 09!28!2007 IncomeReinvrst (10.57 f1.00 10.570 3.052.330 Charq~ M WtuN 50.00 -' ErdMq Balance on 09/308007 53,052.33 SL00 3AS2.3i0 ^ Account Number 9999450178 Fund N~rne DWS u: Treasury Money Fund-S OMPANY Fund Number 2099 COST FOR THE IRA OF NASDAQ SCGlO( RONALD 1 OLDT Trails Shari Shares Total Sha•sr Dsu TTa7RWCtlY# Ducriptlo~r Dollar Amount + PrJci Thu Transactio~r Oun dl Berg valence on o7iav2oo7 fo.oo fooo o.ooo No Transaetior~s This Period Change in Valw (0.00 Erding Balance on 09!308007 (0.00 50.00 O.OJO Your Distributions Summary This Year Income Dividends/ Fund Namr FundAccount Number Short-Term Gain Long-Term Gain DWS U.S. Treasury Money Fund-5 20549999450878 (50.07 ._ DWS Us Treasury Money fund-S 2059.9999450878 (53.33 _ Total Earnings $103A0 SO,Op Tonal f 50.07 f53.33 (103.10 __ _ 1 Yield Summary 7-Day current Y1 •!d Fund Name FunbAccount Number on 09/30/2G 77 DWS U.S. Treasury Money Fund-S 20549999450878 3,gq ~, Yields are historical and are not guaranteed. An investment in this fund is not insured or guaranteed by the Federal Deposit Insurance Corporation or by any other government agenry. Although the fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in the fund. Money market 7-day current yield is the annualized net investment per share for the period shown. Effective yields reflects compounding of income. Gains or losses are not included. Not FDIC Insured • No Bank Guarantee • May Lose Value Page 2 of 4 OST W354-5K !207) REV-1511 EX+ (12-99) SCHEDULE H COMMONWEALTH OF PENNSYLVANIA FUNERAL EXPENSES & INHERITANCE TAX RETURN ADMINISTRATIVE COSTS RESIDENT DECEDENT ESTATE OF FILE NUMBER RONALD G. OLDT 210700887 Debts of decedent must be reported on Schedule I. ITEM NUMBER DESCRIPTION AMOUNT A. FUNERAL EXPENSES: t' AUER MEMORIAL HOME AND CREMATION SERVICES, INC. 4100 JONESTOWN ROAD, HARRISBURG, PA 2,312.67 B. ADMINISTRATIVE COSTS: 1. Personal Representative's Commissions Name of Personal Representative(s) Social Security Number(s)IEIN Number of Personal Representative(s) Street Address City State Year(s) Commission Paid: 2. Altomey Fees CUNNINGHAM & CHERNICOFF' , P . C . 3. Family Exemption: (If decedent's address is not the same as claimant's, attach explanation) Claimant Street Address City State Relationship of Claimant to Decedent 4. Probate Fees 5. Accountant's Fees 6. Tax Retum Preparer's Fees 7. Zip Zip 3,000.00 260.00 TOTAL (Also enter on line 9, Recapitulation) I $ 5,572.67 (If more space is needed, insert additional sheets of the same size) ~~~MF1viORIAL ., ^ ~ ~~, ~~~ .~~;y ~ A AVER MEMORIAL HOME ntvn CREMATION SERVICES, INC. 4100 Jonestown Road • Harrisburg, PA 1?109 • 1-800-'20-8221 • Fax 717-541-9943 • Shawn E. Carper, Supervisor 270908 MC5 9-9-2007 Mrs. Rebecca L. Oldt 3b Richland Lane, Apartment #208 Camp Hill, PA 17011 Ronald J. Oldt - Deceased SPECIAL CHARGES X Direct Cremation Forwarding Remains Receiving Remains Immediate Burial Nationwide Guarantee Program Worldwide Travel Protection TOTAL SPECIAL CHARGES PROFESSIONAL SERVICES Services of Funeral Director & Staff Embalming Dressing/Cosmetizing/Casketing Facilities & Staff for Viewing (5200/hour) Facilities & Staff for Funeral Service X Facilities & Staff for Memorial Service Staff & Equipment for Viewing ($200/hour) Staff & Equipment for Funeral Service Staff & Equipment for Memorial Service Private Family Viewing Witnessing the Cremation Packaging/Forwarding of Cremated Remains Personal Delivery of Cremated Remains Scattering of Cremated Remains TOTAL PROFESSIONAL SERVICES AUTOMOTIVE EQUIPMENT Removal Vehicle Casket Coach Flower Car Lead Car/Clergy Car Service Vehicle Family Car TOTAL AUTOMOTIVE EQUIPMENT $1,295.00 $475.00 $1,295.00 $475.00 $0.00 MERCHANDISE Register Book Memorial/Prayer Cards Thank You Cards X Remembrance Package $80.00 Casket ~ ~~ pia&~i~ ~a~~a~~a~~ $70.00 Alternative Container Outer Burial Container Veterans Flag Case Grave/Memorial Marker TOTAL MERCHANDISE CASH ADVANCED ITEMS Grave Opening Cemetery Equipment Vault Service Charge X Allentown Friday 14 September $172.57 X Harrisburg Patriot Sunday 9/16 $205.10 Clergy Church/Organist/Soloist X Flowers $200.00 X Crematory Charge Included X County Coroner Fee $25.00 X Certified Copies of Death Certificate $90.00 X Allentown 9/15-Correction to Papers error $0.00 TOTAL CASH ADVANCED ITEMS SUMMARY OF CHARGES Special Charges $1,295.00 Professional Services $475.00 Automotive Equipment $0.00 Merchandise $150.00 Cash Advanced Items $692.67 SUB TOTAL $2,612.67 CREDITS $0.00 TOTAL $2,612.67 AMOUNT PAID -$2,612.67 BALANCE DUE $0.00 $150.00 $692.67 THIS STATEMENT MAY NOT REFLECT ALL NEWSPAPER CHARGES (COMPANY NAME) ~'~ ~( ~~ t' 'Ci 1~~' ~"Q ~nAt ~V!~ ~`P Y~^ Q r ~DfV .SC~V r ~f~' `.L~,C. (ADDRESS) "(~ DU ~d~'Vt?'s Tc~W(J ~4V~-7 ~ ~ ~ ~ (S I~ UC~ ~ 1 ~O G7 ` i Received from ~S• ~~~~ ~~~ ~y DLd i ~w~ -~'h~~sr~c~ S~~ h~dr.~~( -~t~v~lv.e ~~ po ;~ , Dollars { For i~f3y~e-~d ,,~, ~~d~~ ~,.~,,,t~rt~-P ,.~~2U'~ ~ f _ LAST BALANCE $ :~, ~i ~ z ~ ~ 7 Payment ~~(o I Z • G ~ PAID BY: NEW BALANCE $ Check ^ Cash BY ~~ ~ ~~~-~- # ~~S ~ ^ Charge Date ~~~cz~~ G~ozc ~ REV-1512 EX+ (12-03) COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE 1 DEBTS OF DECEDENT, MORTGAGE LIABILITIES, & LIENS ESTATE OF FILE NUMBER RONALD J. OLDT 210700887 Report debts incurred by the decedent prior to death which remained unpaid as of the date of death, including unreimbursed medical expenses. (If more space is needed, insert additional sheets of the same size) REV-1513 EX+ (&00) SCHEDULE J CCMMDN~NEALTH OF PENNSYLVANIA BENEFICIARIES INHERITANCE TAX RETURN RESIDENT DECEDENT ESTATE OF FILE NUMBER RONALD J. OLDT 210700887 RELATIONSHIP TO DECEDENT AMOUNT OR SHARE NUMBER NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERTY Do Not List Trustee(s) OF ESTATE t TAXABLE DISTRIBUTIONS [include outright spousal distributions, and transfers under Sec. 9116 (a) (1.2)] REBECCA L. OLDT 132 TAUSCHMAN ROAD GREENTOWN PA 18426 WIFE 100.00 ENTER DOLLAR AMOUNTS FOR DISTRIBUTIONS SHOWN ABOVE ON LINES 15 THROUGH 18, AS APPROPRIATE, ON REV-1500 COVER SHEET II NON-TAXABLE DISTRIBUTIONS: A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAX IS NOT BEING MADE B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS TOTAL OF PART II -ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV-1500 COVER SHEET I $ 0.00 (If more space is needed, insert additional sheets of the same size)