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Home My WebLink About04-0016 PETITION FOR PROBATE and GRANT OF LETTERS Estate of Frederick W. Hauptle also known asFrederick W. Hauptle. Jr. Deceased SociaISecurttyNo 176-18-015~2 The petmon of the undersigned respectfully represents that Your petitioner(s), who is/are 18 years of age or older an the execulrix in the last will of the above decedent, dated July 11. and codicil(s) dated To Register of Wills for the County of Cumberland___ Commonwealth of Pennsylvania m the named Decendent was domiciled at death in Cumberland County, Pennsylvania, with h xs last family or principal residence at 4 Central Street, West Pennsboro Township Cumberland County~ PA (hst street, number and munc~pahly) Decendent, then - 83 .. years of age, died December 16 )L~9 2003 , at 4 Central Streett-Newville, PA West Pennsboro Township. Cumberland County Except as follows, dec~d~fit did not marry, was not divorced and did not have a child born or adopted after execution of the will offered for probate, was not the vicUm of a killing and was never adjudicated mcompetent Decedent Oas married to Joan Bush 9m,,pr]o: ~ho d~o~ ~-- ~ch !5. 1997 Decendent at.deat, h owned-p£operty with estimated values as follows (If domiciled m-Pa ) '-~ : All personal property $ _115,000 ~00 (If not domiciled m Pti ) Personal property in Pennsylvania $ (If not domiciled m Pa ) Personal property in County $ Value of real estate m Pennsylvania $ situated as follows WHEREFORE, peUt~oner(s) respectfully request(s) the probate of the last wall and codicil(s) presented herewith and the grant of letters Testamentary (testamentary, admlmstratlon c t a, admlmstraeon d b n c t a ) theron 4 Central Street OATH OF PERSONAL REPRESENTATIVE COMMONWEALTH OF PENNSYLVANIA COUNTY, 0 5C~lV~L~ E- ~R~ ~ The petltl6n,_~r(s)fabove-na~e.d swear(s) or affirm(s) that the statemy~ts l~ t~e forego,ng ~t~s~~ true and correct'to the best of the knowledge and behef of petmonerts) ann tnat as personm rcp ~ tauve(s) of~e above decedent petmoner(s) wdl well ~truly admxmster the~s~te accorda~o law Sworn to or affl~d and subscribed ~ .~~~ ~ore me th~s ~ day of ~ ~ ~ Estate of No. Frederick W. Hauptle aka Frederick W. Hauptle, Jr. , Deceased DECREE OF PROBATE AND GRANT OF LETTERS AND NOW~s'w/~-/~-J '~Y ' ~ in conmderat~on of the petition on the reverse m ereof, satx ctory proof having been presented before me,' , , IT IS DECREED that the instrument(s) dated July i1, 2000 described there~n be admitted to probate and filed of record as the last wall of ~tle aka Frederick W_ ~m,pPle, ,Tr, and Letters Toeva~ntmry are hereby granted to Patricia M. Hauptle FEES S ~-~/~n' C ~t ~c a t es ( ) Richard L. Webh,_r.' Jr,, 126 Sh~ppensburg, PA 17257 , '. ~DD~SS (717) 532-7388 PHONE h~s is to certify that the information here g~ven 15 correctly copied from an original ceruficate of death duly filed w~th me as Local Registrar The original ceruficate will be forwarded to the State V~tal Records Office for permanent fihng WARNING: It is Illegal to duplicate this copy by photostat or photograph. Fee for th,s cemficate, $200P 98988S4 ~ ~3t~l~ ~ o ~l,,~c~~Local {]"~, Reg,strar ] No Date COMMONWEALTN OF PENNSYLVANIA · OEPARTMEN? Or: HEALTH · VITAL RECORDS CERTIFICATE OF DEATH Frederick W. Hauptle ~ale ~,176 --18 ~152 ~December 16, 2003 Cumberland est Pennsboro 4 Central St {~.S.~. {~, {., Twp. {.Ne~v~lle PA 17241 {~-- {,,~ite Central St Newville PA 17241 Frederick W. HauDtle Patrtc~a M. Hauptle ~*,,~ .... 0,,~2/18z2003~ ' ' I~l~ilneI~s1 Home Inc 15 Big Spring Ave "~ ,r~FD 13895 L ~ O ~1 ~O ~ O I~ 0 ~ Dl~.....,..~m~ LAST WILL AND TESTAMENT OF FREDERICK W. HAUPTLE I, Frederick W. Hauptle, of 4 Central Street, Newville, West Pennsboro Township, Cumberland County, Pcnnsylvama, bcmg of sound and disposing mind, memory and understanding, do make, publish and declare this to be my Last Will and Testament, hereby revokmg and making void all previous Wills and Co&mis heretofore made by mc 1 I direct that my Exccumx, hereinafter named, pay all my just debts, funeral expenses, expenses of my last dlncss and thc costs of administering my estate which arc not barred by thc Statute of Limitations or other affirmative defense, as soon as convemcnt after my death In the event any of thc foregoing expenses have bccn paid by my Executrix, I direct that she shall be rem~bursed that amount I hereby confirm that I desire that my body be cremated and my ashes bc burlcd next to thc ashes of my wife, JOAN B HAUPTLE. m a military cemetery, if possible If not possible, I request that my ashes be buried m the military section of a private cemetery My daughter, PATRICIA M HAUPTLE, shall receive my military discharge papers and shall use thc same for the arrangements of my burial 2 I give, dewsc and bequeath my vehmlcs, household and personal effects and other tangible personal property of like nature, (including all books) together with any existing insurance thereon unto my daughter, PATRIC1A M HAUPTLE, if she survives me My Department of Veterans Affmrs Government Life Insurance in the face amount of Five Thousand ($5,000 00) is payable to my estate and shall be used by the estate for my funeral expenses 1 LAST WILL AND TESTAMENT OF FREDERICK W HAUPTLE 3 I note that my home at 4 Central Street, Newvflle, Cumberland County, Pennsylvanta, ~s owned by me and my daughter, PATRICIA M HAUPTLE, as Jmnt Tenants w~th Rtght of Survtvorshtp, and therefore will pass to PATRICIA M HAUPTLE by operation of law 4 I give, demse and bequeath the rest, residue and remainder of my estate, be the same real, personal and/or mixed as follows (A) Two Thirds (2/3) to my daughter, PATRICIA M HAUPTLE, and (B) One Third (1/3) to my daughter, PAMELA B WATKINSON If the satd PATRICIA M HAUPTLE predeceases me, her share shall be d~stnbuted to PAMELA B WATKINSON If PAMELA B WATKINSON predeceases me, her share shall be dtsmbuted to her tssue Unless otherwise promded for heroin, any ~ncome or princtpal payable to any beneficiary who IS under the age of twenty-one (21) years shall be dtstrlbuted to my Trustee, hereinafter named, and shall be held tn trust by my Trustee until such person reaches the age of twenty-one (21) years While the child is a mtnor, my Trustee ts authorized to expend from tncome or pnnclpal such sum or sums as may be necessary for the proper care, mamtenance, support and education of such person d~rectly wtthout the intervention ora guardian or committee, or nay Trustee may pay the same to any person havtng care or control of said benefictary or with whom the beneficiary resides, w~thout any duty on the part of my Trustee to supervise or inquire into the apphcation of the funds by any person to whom payment ts so made 2 LAST WILL AND TESTAMENT OF FREDERICK W HAUPTLE Any income and principal not so expended by my Trustee shall be retained by my Trustee to be used for college tuition, room and board, and related educational expenses The residue shall be paid to the beneficiary upon said beneficiary reaching the age of twenty-one (21) years, or to the estate of the beneficiary if he or she dies while under the age of twenty-one (21) years Should the amount remaining in any trust herein provided for become too small, in Trustees discretion, so as to make continuance of the trust inadvisable, Trustee may make immediate distribution of the then remaining pnnclpal and any accumulated or undistributed income outright to the person or persons who are then entitled to the income Upon such termination, the rights of all persons who might otherwise have an interest as succeeding income beneficiary or in remainder shall cease 6 I grant my personal representative the following powers in addition to and not in limitation of such powers as my personal representative shall hold by law. (a) To retain all property received including the stock of any corporate fiduciary acting hereunder, provided such property remains productive (b) To join in any corporation, partnelshlp, recapitalization, merger, reorganization or voting trust plan, to delegate authority with respect thereto, to deposit investments under agreements and pay assessments, and generally to exercise all rights of investors, including but not limited to. the voting of shares (c) To manage, operate, repair, improve, mortgage or lease on any terms any real estate held or owned by my estate (d)To operate any business that I may own at my death (e) To invest any funds of my estate in any stocks, bonds, notes or other securities or property, real or personal, without regard to the principle of diversification or any other statute or general rule of law in his, her or its absolute discretion, it being my LAST WILL AND TESTAMENT OF FREDERICK W HAUPTLE (0 (g) 0) O) (k) ~ntentton to give my personal representative the broadest ~nvestment powers possible, providing such investments do not unnecessarily prevent the prompt settlement of my estate To sell or otherwise dispose of any property, real or personal, tangible or intangible, at any time forming a part of my estate in any manner and on such terms and conditions as my personal representative shall see fit m h~s, her, or its absolute dtscreUon To borrow money for the payment of taxes or for any other proper purposes in the administration of my estate, and to mortgage or pledge estate assets as security To compromise claims w~thout court approval including, but not hm~ted to, any controversies with the Umted States of America or the Commonwealth of Pennsylvama concerning estate and inheritance taxes on any ~nterests that may pass under this my Last Will and Testament To distribute in cash or ~n kind upon any d~vlslon or distribution of my estate To undertake any and all acts deemed necessary and proper by my personal representative for the proper, advantageous and prompt management of the settlement of my estate In general, to exercise all powers ~n the management of my estate which any tnd~vidual could exercise ~n the management of s~mfiar property owned ~n h~s own right, upon such terms and conditions as to h~m, her or ~t may seem best and to execute and dehver all instruments and to do all acts which he, she or ~t deems necessary or proper to carry out the purposes of this, my Last Will and Testament No interest of any beneficiary of my estate, either in income or ~n principal, shall be subject to anticipation or pledge, assignment, sale or transfer ~n any manner, nor shall any beneficiary have LAST WILL AND TESTAMENT OF FREDERICK W HAUPTLE the power in any manner to charge or encumber his interest either in income or principal, nor shall the interest of any beneficiary be liable or subject m any manner while m the possession of my personal representative for the liability of such beneficiary 8 I nominate, constitute and appmm my daughter, PATRICIA M HAUPTLE, as Executrix of this my Last Will and Testament If for any reason the said PATRICIA M HAUPTLE is unable or unwllhng to serve or shall cease to serve for any reason whatsoever, then I nominate, constitute and appoint PAMELA B WATKINSON as personal representative of this my Last Will and Testament I direct that my Executrix shall be paid the sum of Ten Thousand ($10,000 00) Dollars as an Executrix Commission I direct that my personal representative shall not be required to give or post bond for the faithful performance of his, her or its duties in this or any other jurisdiction 9 I nominate, constitute and designate my daughter's husband, ROBERT W WATKINSON, as and for the Trustee ofany trusts created in this my Last Will and Testament If for any reason the said ROBERT W WATKINSON is unable or unwilling to so act, then and in that event, I nominate, constitute and designate my daughter, PATRICIA M HAUPTLE, as and for the substituted Trustee of any trusts created in this my Last Will and Testament 10 Unless otherwise directed by my Executrix, all Federal, State and other death taxes payable by reason of my death, with respect to property comprising my gross taxable estate, whether or not passing under this Will, shall be paid from the principal of nay residuary estate 5 LAST WILL AND TESTAMENT OF FREDERICK W HAUPTLE IN WITNESS WHEREOF, I have hereunto set my hand to this my Last Will and Testament this t~0q day of ~ ,2000 WITNESS Frederick W. Hauptlc ' ~ /~ (~ ~ACKNOWLEDGMENT COMMONWEALTH OF PENNSYLVANIA COUNTY OF CUMBERLAND SS I, Frederick W. Hauptle, the testator whose name is signed to the attached or foregoing instrument, having been duly qualified according to law, do hereby acknowledge that I signed and executed the instrument as my Last Will and Testament, that I signed it wllhngly, and that I signed ~t as my free and voluntary act for the purposes therein expressed Frederick W. Haupt e ~ ~ ,this . Swom or affirmed and acknowledged before me by Frederick W. Hauptle, the testator day of ~ ,2000 Notarial Seal Teny E W~lker, Notary Public S~uth UUd~etonl~, Curr~rVu~ County My Commission ~:xpims Mar 31, 2003 Me.r, Pennsy~ni8 A~OC~t~O~ o~ NO~ 6 LAST WILL AND TESTAMENT OF FREDERICK W HAUPTLE AFFIDAVIT COMMONWEALTH OF PENNSYLVANIA SS COUNTY OF CUMBERLAND WE, /]-; ~,.d/ L- I..,.,~-6~-- 3Jr-. and l::cn se witnesses whose names are attached to the foregoing document, being duly qualified according to law, do depose and say that we were present and saw testator sign and execute the instrument as his Last Will and Testament, that he signed willingly and that he executed it as his free and voluntary act for the purposes thereto expressed, that each subscribing w~tness in the hearing and s~ght of the testator signed the Last Will and Testament as w~tnesses and that to the best of our knowledge the testator was at the time 18 or more years of age, of sound mind and under no constraint or undue influence Sworn or affirmed and subscribed before me by I"x~l~ L.~C~ this /Iv~'~dayof (~ ,2000 Notarial Seal Te~y E Walker, Notary Public S~ut~ Mk~leto~Tl~ .Cumt~l~ln~ County Ivly ~n Ex,ms Ma~ 31, 2003 7 ~2 FREDERICK W HAUPTLE, LATE OF TOWNSHIP OF WEST PENNSBORO, CUMBERLAND COUNTY, PENNSYLVANIA, DECEASED 1N THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA ORPHANS' COURT DIVISION ESTATE NUMBER 21-04-0016 CERTIFICATION OF NOTICE UNDER RULE 5.6 (a) Name of Decedent Frederick W Hauptle Date of Death December 16, 2003 Will No 21-04-0016 To the Register I certify that notice of beneficial interest required by Rule 5 6(a) of theiOrphans Court Rules was served on or mailed to the following beneficiaries of the above-captioned estate on January 21, 2004: Pamela B Watklnson Patncla M Hauptle 1541 Little Conestoga Road 4 Central Street Glenmore, PA 19343 Newvflle, PA 17241 Notice has now been given to all persons entitled thereto under Rule 5 6(a) Date. [ ~')'ltl07-~ _~,,/,~ Signature -'--'--~.._~ Name Richard L Webber, Jr, Esquire Address Welgle & Associates, P C 126 East King Street Shippensburg, PA 17257 Telephone (717) 532-7388 Capacity Personal Representative X Counsel for Personal Representative JERRY A WEIGLE Associates JOSEPH P RUANE RICHARD L WEBBER~ JR Of Counsel THOMAS L BRIGHT WEIGLE & ASSOCIATES, P.C. Attorneys-at-Law 126 EAST KING STREET SH1PPENSBURG, PENNSYLVANIA 17257-1397 TELEPHONE (717) 532-7388 or (717) 776-4295 FAX (717) 532-5289 weiRleassoc~ates~earthhnk net March 12, 2004 VIA CERTIFIED MAIL 7000 1530 0003 5401 2850 Cumberland County Register of Wills Office One Courthouse Square Carhsle, PA 17013 Dear Ladies and Gentlemen RE Frederick W Hauptle Estate No 04-0016 I have enclosed a check in the amount of $7,500 00 for payment of Inheritance Tax at discount relating to the matter referenced above Please note the postmark date of March 12, 2004 Please forward a receipt to me at your earliest convenience Thank you for your attention to this matter Very truly yo WEIGLE & ASSOCIATES, P C Richard L Webber, Jr, Esquire RLW/paf Enclosure cc Patncla M Hauptle, Executrix WEIGLE & ASSOCIATES, P.C. Attorneys At Law 126 East Kang Street Shippensburg, PA 17257-1397 7000 1530 0003 5401 2850 CUMBERLAND COUNTY REGISTER OF WILLS OFFICE ONE COURTHOUSE SQUARE CARLISLE, PA 17013 ~ COMM(3 EALTH OF PENNSYLVANIA ~D~ARTMENT OF REVENUE ~? BUREAU OF INDIVIDUAL TAXES NARRISBURG, PA 17 ~ 2B~O601 RECEIVED FROM PENNSYLVANIA INHERITANCE AND ESTATE TAX OFFICIAL RECEIPT REV-1162 EX{1196) NO. CD 003672 WEBBER RICHARD L JR 126 EAST KING STREET SHIPPENSBURG, PA 17257 ACN ASSESSMENT CONTROL NUMBER AMOUNT 101 $7,500 00 E.STATE INFORMATION SSN 176-18-0152 FiLE NUMBER 2104-0016 DECEDENT NAME HAUPTLE FREDERICK W DATE OF PAYMENT 03/15/2004 POSTMARK DATE 03/12/2004 ~(~OUNTY CUMBERLAND "DATE OF DEATH IREMARKS CHECK# 12 12/16/2003 TOTAL AMOUNT PAID' INITIALS JA RECEIVED BY' REGISTER OF WILLS $7,500 OO GLENDA FARNER STRASBAUGH REGISTER OF WILLS JERRY A. WEIGLE Associates JOSEPH P. RUANE RICHARD L. WEBBER, JR. Of Counsel THOMAS L. BRIGHT WEIGLE & ASSOCIATES, P.C. Attorneys-at-Law 126 EAST KING STREET SItIPPENSBURG, PENNSYLVANIA 17257-1397 TELEPHONE (717) 532-7388 or (717) 776-4295 FAX (717) 532-5289 weigleassociates~earthlink, net March 12, 2004 VIA CERTIFIED MAIL 7000 1530 0003 5401 2850 Cumberland County Register of Wills Office One Courthouse Square Carlisle, PA 17013 Dear Ladies and Gentlemen: discount relating to the matter referenced above. Please note the postmark date of March 12, 2004. Please forward a receipt to me at your earliest convenience. Thank you for your attention to this matter. Very truly youl:s, I have enclosed a check in the amount of $7,500.00 for payment of Inheritance Tax at & ASSOCIATES, EC. ~,ttorneys At Law East King Street I lsburg, PA 17257-1397 -h aqtt. h'~., C! I ~q ~70, 7000 1530 0003 5401 2850 CUMBERLAND COUNTY REGISTER OF WILLS OFFICE ONE COURTHOUSE SQUARE CARLISLE, PA 17013 z COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE DEPT. 280601 HARRISBURG, PA 17128~601 REV-1500 INHERITANCE TAX RETURN RESIDENT DECEDENT DECEDENT'S NAME (LAST, FIRST, AND MIDDLE INITIAL) Hauptle, Frederick W DATE OF DEATH (MM-DD-YEAR) DATE OF BIRTH (MM-DD-YEAR) FILE NUMBER 21 COUNTY CODE OFFICIAL USE ONLY 04 0016 YEAR NUMBER SOCIAL SECURITY NUMBER 176-18-0152 THIS RETURN MUST BE FILED IN DUPLICATE INITH THE 12/16/2003 09/22/1920 REGISTER OF WILLS (IF APPLICABLE) SURVIVING SPOUSE'S NAME ( LAST, FIRST AND MIDDLE INITIAL) SOCIAL SECURITY NUMBER [] 1. Original Return [] 2. Supplemental Return [] 3. Remainder Return (date of death pdor to 12-13~2) [] [] [] ~ ~ 12-31-91 and 1-1-95} 4AME Richard L. Webber, .ir. Esquire 4. Limited Estate [] 4a. Future Interest Compromise (date of death after 12-12-82) [] 5. Federal Estate Tax Return Required 6. Decedent Died Testate (Attach copy [] 7. Decedent Maintained a Living Trust (Attach 0 8. Total Number of Safe Deposit Boxes of Will) copy of Trust) -- 9. Litigation Proceeds Received [] 10. Spousal Poverty Credit (date of death between [] 11. Election to tax under Sec. 9113(A) (Attach Scfl O) COMPLETE MAILING ADDRESS FIRM NAME (If applicable) Weigle & Associates, P.C. TELEPHONE NUMBER 717/532~7388 126 East King Street Shippensburg, PA 17257 1. Real Estate (Schedule A) (1) 2. Stocks and Bonds (Schedule B) (2) 3. Closely Held Corporation, Partnership or Sole-Proprietorship (3) 4. Mortgages & Notes Receivable (Schedule D) (4) 5. Cash, Bank Deposits & Miscellaneous Personal Property (Schedule E) (5) 6. Jointly Owned Property (Schedule F) (6) [] Separate Billing Requested 7. Inter-Vivos Transfers & Miscellaneous Non-Probate Property (7) (Schedule G or L) 8. Total Gross Assets (total Lines 1-7) 9. Funeral Expenses & Administrative Costs (Schedule H) (9) 10. Debts of Decedent, Mortgage Liabilities, & Liens (Schedule I) (10) 11. Total Deductions (total Lines 9 & 10) 12. Net Value of Estate (Line 8 minus Line 11) No ~n~ ~ No~ ' Node None 77,251.24 None 99,228.77 11,603.65 1,294.88 13. Charitable and Governmental Bequests/Sec 9113 Trusts for which an election to tax has not been made (Schedule J) 14. Net Value Subject to Tax (Line 12 minus Line 13) OFFICIAL USE ONLY (8) 176,480.01 12,898.53 163,581.48 163,581.48 (11) (12) (13) (14) SEE INSTRUCTIONS ON REVERSE SIDE FOR APPLICABLE RATES 15.Amount of Line 14 taxable at the spousal tax rate, or transfers under Sec. 9116(a)(1.2) x .00 (15) 16. Amount of Line 14 taxable at lineal rate 17.Amount of Line 14 taxable at sibling rate 18. Amount of Line 14 taxable at collateral rate 19. Tax Due 163,581.48 x .045 (15) 7,361.17 x .12 (17) x .15 (~8) (19) 7,3 61.17 20. [] Copyright 2000 form software only The Lackner Group, Inc. Form REV-1500 EX (Rev. 6-00) Decedent's Complete Address: IScTREET ADDRESS 4 Central Street ITY Newville STATE PA z~P 17241 Tax Payments and Credits: 1. Tax Due (Page 1 Line 19) 2. Credits/Payments A. Spousal Poverty Credit B. Prior Payments C. Discount 7,500.00 368.06 (1) Total Credits (A + B + C) (2) 7,361.17 7,868.06 3. Interest/Penalty if applicable D. Interest E. Penalty Total Interest/Penalty (D + E) (3) 0.0 0 4. If Line 2 is greater than Line I + Line 3, enter the difference. This is the OVERPAYMENT. (4) 5 0 6.8 9 Check box on Page 1 Line 20 to request a refund 5. If Line I + Line 3 is greater than Line 2, enter the difference. This is the TAX DUE. (5) A. Enter the interest on the tax due. (5A) B. Enter the total of Line 5 + 5A. This is the BALANCE DUE. (5B) 0.00 Make Check Payable to: REGISTER OF WILLS, AGENT i' i~ PLEASE ANSWER THE FOLLOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS 1. Did decedent make a transfer and: Yes No a- retain the use or income of the property transferred; .................................................................................. b. retain the right to designate who shall use the property transferred or its income; .................................... c. retain a reversionary interest; or ........................................................................................ d. receive the promise for fe of either payments, benefits or care? ........................................... ' ..... 2.Ifdeath occurred after December 12, 1982, did decedent transfer property within one year of dealh without receiving adequate cons derat on? 3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death? ......... [] [] 4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which contains a beneficiary designation? .......................................... . ....................... [] [] IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN. Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct and complete. Declaration of preparer other than the personal representative is based on all information of which preparer has any knowledge. SIGNAT~f{E OF PERSON RESPONS BLE FOR FILING RETURN ADDRESS Z~]/~/~~~.~Patr' "a . Hau4~tle _ ~PONSIBLE FOFYFILING RETURN ADDRESS SIGNATURE OF PREPARER OTHEI~ THAN REPRESI~NTATIVE ADDRESS Richard L. Webber, Jr. Esquire 4 Central Street Newville, PA 17241 DATE 126 East King Street Shippensburg, PA 17257 For dates of death on or after July 1, 1994 and before January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the sun/lying spouse is 3% [72 P.S. §9116 (a) (1.1) (i)]. For dates of death on or after January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 0% [72 P.S. {}9116 (a) (1.1) (ii)]. The statute does not exempt a transfer to a surviving spouse from tax, and the statutory requirements for disclosure of assets and filing a tax return are still applicable even if the surviving spouse is the only beneficiary. For dates of death on or after July 1, 2000: The tax rate imposed on the net value of transfers from a deceased child twenty-one years of age or younger at death to or for the use of a natural parent, an adoptive parent, or a stepparent of the child is 0% [72 P.S. §9116 (a) (1.2)]. The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is 4.5%, except as noted in 72 P.S. {}9116 1.2) [72 P.S. {}9116 (a) (1)]. The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is 12% [72 P.S. {}9116 (a) (1.3)]. A sibling is defined, under Section 9102, as an individual who has at least one parent in common with the decedent, whether by blood or adoption. COMMON~_ALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT · ESTATE OF Hauptle, Frederick W SCHEDULE E CASH, BANK DEPOSITS, & MISC. PERSONAL PROPERTY FILE NUMBER 21 -04- 0016 Include the proceeds of litigation and the date the proceeds were received by the estate. All property jointly-owned with the right of survivomhlp must be disclosed on schedule F. ITEM NUMBER DESCRIPTION Janney Momgomery Scott, LLC Account # 4097-8236 F&M Trust Checking Account #33-27779 Franklin Templeton - 2187.794 units ~ $6.75/unit 1988 Plymouth Sedan Motor Vehicle VIN #1P3BJ36K4JC186836 Miscellaneous Personal Property TOTAL (Also enter on Line 5, Recapitulation) VALUE AT DATE OF DEATH 60,378.86 1,604.77 14,767.61 400.00 100.00 77,251.24 COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE G INTER-VIVOS TRANSFERS & MISC. NON-PROBATE PROPERTY ESTATE OF Hauptle, Frederick W FILE NUMBER 21 - 04 - 0016 This schedule must be completed and filed if the answer to an, of uestions I thro~ DESCRIPTION OF PROPERTY -- ITEM Include the name of the transferee, their relationship to decedent and the date of transfer. DATE OF DEATH % OF NUMBER Attach a copy of the deed for real estate. VALUE OF ASSET DECD'S EXCLUSION TAXABLE VALUE INTEREST 0F APPLICABLE 1 Janney Montgomery Scott, LLC 32,291.27 100% 32,291.27 IRA Account #4097-8337 Transferees: Pamela B. Watkinson - Daughter 1541 Little Conestoga Road Glenmore, PA 19343 Date of Transfer - 12/16/03 (DOD) Patricia M. Hauptle - Daughter 4 Central Street Newville, PA 17241 Date of Transfer - 12/16/03 (DOD) 2 Real Estate, together with improvements thereon, situate in 133,875.00 50% 66,937.50 West Pennsboro Township, Cumberland County, Pennsylvania, known as 4 Central Street, Newville, PA 17241, containing 0.42 acres. Transferee: Patricia M. Hauptle - Daughter 4 Central Street ! Newville, PA 17241 Date of Transfer - 12/16/03 (DOD) TOTAL (Also enter on line 7, Recapitulation) 99,228.77 ESTATE OF COMMONWEAL~-I OF PENNSYLVANIA INHERiTANCE TAX RETURN RESIDENT DECEDENT Hauptle, Frederick W FILE NUMBER 21 -04-0016 Debts of decedent must be reported on Schedule I. ITEM NUMBER DESCRIPTION FUNERAL EXPENSES: Egger Funeral Home, Inc. ADMINISTRATIVE COSTS: Personal'Representative's Commissions Patricia M. Hauptle · of Personal Representative(s): Street Address 4 Central Street City Ncwville State PA Zip 17241 Year(s) Commission paid 2004 Attorney's Fees Weigle & Associates, P.C. Family Exemption: (If decedent's address is not the same as claimant's, attach explanation) Claimant Patricia M. Hauptle Street Address 4 Central Street City Newville State PA Relationship of Claimant to Decedent Daughter Probate Fees Cumberland County Register of Wills Z~p 17241 Accountant's Fees Tax Return Preparer's Fees Other Administrative Costs Cumberland Law Journal-legal advertisement The Valley Times-Star - legal advertisement AMOUNT 955.00 4,000.00 2,500.00 3,500.00 278.00 75.00 83.00 Total of Continuation Schedule(s) 212.65 TOTAL (Also enter on line 9, Recapitulation) 11,603.65 $chadub H COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT ESTATE OF Hauptle, Frederick W FILE NUMBER 21 04- 0016 3 Cumberland County Register of Wills - Short Certificate 3.00 Cumberland County Register of Wills - filing fee for inheritance tax return F&M Trust Co. - fee for information Cohick & Associates - income tax preparation United States Postal Service 15.00 5.00 176.00 13.65 Page 2 of Schedule H CObltdONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT ESTATE OF Hauptle, Frederick W SCHEDULE I DEBTS OF DECEDENT, MORTGAGE LIABILITIES, & LIENS FILE NUMBER 21 - 04- 0016 Include unreimbursed medical expenses. ITEM NUMBER 1 2 3 4 5 6 7 8 9 10 DESCRIPTION Hoovers Plumbing & Heating PP&L - Electric Bill Sprint - Telephone Bill Family Home Health Care Comcast Cablevision Sprint - Telephone Bill Newville Water & Sewer Authority Sprint Waster Management Lakeview Home Health Services, Inc. TOTAL (Also enter on Line 10, Recapitulation) AMOUNT 362.00 145.76 158.68 39.90 39.80 110.92 155.00 102.91 67.91 112.00 1,294.88 REV.1513 EX+ (g-o0) ~ COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT ESTATE OF Hauptle, Frederick W SCHEDULE J BENEFICIARIES FILE NUMBER 21 -04- 0016 NUMBER II. NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERTY TAXABLE DISTRIBUTIONS (include outright spousal distributions) Pamela B. Watkinson 1541 Little Conestoga Road Glenmore, PA 19343 Patricia M. Hauptle 4 Central Street Newville PA 1741 RELATIONSHIP TO DECEDENT ~ Do N~tLlsLTrustee(~) Daughter Daughter Enter dollar amounts for distributions shown above on lines 15 through 18, as appropriate, on Rev 1500 cover sheet NON-TAXABLE DISTRIBUTIONS: A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAX IS NOT BEING MADE B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS TOTAL OF PART II - ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV-1500 COVER SHEET AMOUNTORSHARE OF ESTATE $ 41,562.72 $134,917.29 LAST WILL AND TESTAME OF FREDERICK W. HAUPTLE I, Frederick W. Hauptle, of 4 Central Street, Newville, West Pennsboro Township, Cumberland County, Pennsylvania, being of sound and disposing mind, memory and understanding, do make, publish and declare this to be my Last Will and Testament, hereby revoking and making void all previous Wills and Codicils heretofore made by me. 1 I direct that my Executrix, hereinafter named, pay all my just debts, funeral expenses, expenses of my last illness and the costs of administering my estate which are not barred by the Statute of Limitations or other affirmative defense, as soon as convenient after my death. In the event any of the foregoing expenses have been paid by my Executrix, I direct that she shall be reimbursed that amount. I hereby confirm that I desire that my body be cremated and my ashes be buried next to the ashes of my wife, JOAN B. HAUPTLE, in a military cemetery, if possible. If not possible, I request that my ashes be buried in the military section of a private cemetery. My daughter, PATRICIA M. HAUPTLE, shall receive my military discharge papers and shall use the same for the arrangements of my burial. I give, devise and bequeath my vehicles, household and personal effects and other tangible personal property of like nature, (including all books) together with any existing insurance thereon unto my daughter, PATRICIA M HAUPTLE, if she survives me. My Department of Veterans Affairs Government Life Insurance in the face amount of Five Thousand ($5,000.00) is payable to nay estate and shall be used by the estate for my funeral expenses. LAST WILL AND TESTAMENT OF FREDERICK W. HAUPTLE 3 I note that my home at 4 Central Street, Newville, Cumberland County, Pennsylvania, is owned by me and my daughter, PATRICIA M. HAUPTLE, as Joint Tenants with Right of Survivorship, and therefore will pass to PATRICIA M. HAUPTLE by operation of law. 4 I give, devise and bequeath the rest, residue and remainder of my estate, be the same real, personal and/or mixed as follows: (A) Two Thirds (2/3) to my daughter, PATRICIA M. HAUPTLE; and (B) One Third (1/3) to my daughter, PAMELA B. WATKINSON. If the said PATRICIA M. HAUPTLE predeceases me, her share shall be distributed to PAMELA B. WATKINSON. If PAMELA B. WATKINSON predeceases me, her share shall be distributed to her issue. 5 Unless otherwise provided for herein, any income or principal payable to any beneficiary who is under the age of twenty-one (21) years shall be distributed to my Trustee, hereinafter named, and shall be held in trust by my Trustee until such person reaches the age of twenty-one (21) years. While the child is a minor, my Trustee is authorized to expend from income or principal such sum or sums as may be necessary for the proper care, maintenance, support and education of such person directly without the intervention ora guardian or committee, or my Trustee may pay the same to any person having care or control of said beneficiary or with whom the beneficiary resides, without any duty on the part of my Trustee to supervise or inquire into the application of the funds by any person to whom payment is so made. LAST WILL AND TESTAMENT OF FREDERICK W. HAUPTLE Any income and principal not so expended by my Trustee shall be retained by my Trustee to be used for college tuition, room and board, and related educational expenses. The residue shall be paid to the beneficiary upon said beneficiary reaching the age of twenty-one (21) years, or to the estate of the beneficiary if he or she dies while under the age of twenty-one (21) years. Should the amount remaining in any trust herein provided for become too small, in Trustees discretion, so as to make continuance of the trust inadvisable, Trustee may make immediate distribution of the then remaining principal and any accumulated or undistributed income outright to the person or persons who are then entitled to the income. Upon such termination, the rights of all persons who might otherwise have an interest as succeeding income beneficiary or in remainder shall cease. 6 I grant my personal representative the following powers in addition to and not in limitation of such powers as my personal representative shall hold by law: (a) To retain all property received including the stock of any corporate fiduciary acting hereunder, provided such property remains productive. (b) To join in any corporation, partnership, recapitalization, merger, reorganization or voting trust plan; to delegate authority with respect thereto; to deposit investments under agreements and pay assessments; and generally to exercise all rights of investors, including but not limited to, the voting of shares. (c) To manage, operate, repair, improve, mortgage or lease on any terms any real estate held or owned by my estate. (d)To operate any business that I may own at my death. (e) To invest any funds of my estate in any stocks, bonds, notes or other securities or property, real or personal, without regard to the principle of diversification or any other statute or general rule of law in his, her or its absolute discretion, it being my LAST WILL AND TESTAMENT OF FREDERICK W. HAUPTLE (g) (h) (i) (k) 'To undertake any and representative for the settlement of my estate. In general, to exercise intention to give my personal representative the broadest investment powers possible, providing such investments do not unnecessarily prevent the prompt settlement of my estate. To sell or otherwise dispose of any property, real or personal, tangible or intangible, at any time forming a part of my estate in any manner and on such terms and conditions as my personal representative shall see fit in his, her, or its absolute discretion. To borrow money for the payment of taxes or for any other proper purposes in the administration of my estate, and to mortgage or pledge estate assets as security. To compromise claims without court approval including, but not limited to, any controversies with the United States of America or the Commonwealth of Pennsylvania concerning estate and inheritance taxes on any interests that may pass under this my Last Will and Testament. To distribute in cash or in kind upon any division or distribution of my estate. all acts deemed necessary and proper by my personal proper, advantageous and prompt management of the all powers in the management of my estate which any individual could exercise in the management of similar property owned in his own right, upon such terms and conditions as to him, her or it may seem best and to execute and deliver all instruments and to do all acts which he, she or it deems necessary or proper to carry out the purposes of this, my Last Will and Testament. 7 No interest of any beneficiary of my estate, either in income or in principal, shall be subject to anticipation or pledge, assignment, sale or transfer in any manner, nor shall any beneficiary have LAST WILL AND TESTAMENT OF FREDERICK W. HAUPTLE the power in any manner to charge or encumber his interest either in income or principal, nor shall the interest of any beneficiary be liable or subject in any manner while in the possession of my personal representative for the liability of such beneficiary. 8 I nominate, constitute and appoint my daughter, PATRICIA M. HAUPTLE, as Executrix of this my Last Will and Testament. If for any reason the said PATRICIA M. HAUPTLE is unable or unwilling to serve or shall cease to serve for any reason whatsoever, then I nominate, constitute and appoint PAMELA B. WATKINSON as personal representative of this my Last Will and Testament. I direct that my Executrix shall be paid the sum of Ten Thousand ($10,000.00) Dollars as an Executrix Commission. I direct that my personal representative shall not be required to give or post bond for the faithful performance of his, her or its duties in this or any other jurisdiction. 9 I nominate, constitute and designate my daughter's husband, ROBERT W. WATKINSON, as and for the Trustee of any trusts created in this my Last Will and Testament. If for any reason the said ROBERT W. WATKINSON is unable or unwilling to so act, then and in that event, I nominate, constitute and designate my daughter, PATRICIA M. HAUPTLE, as and for the substituted Trustee of any trusts created in this my Last Will and Testament. 10 Unless otherwise directed by my Executrix, all Federal, State and other death taxes payable by reason of my death, with respect to property comprising my gross taxable estate, whether or not passing under this Will, shall be paid from the principal of my residuary estate. LAST WILL AND TESTAMENT OF FREDERICK W. HAUPTLE this IN WITNESS WHEREOF, I have hereunto set my hand to this my Last Will and Testament day of ~X,~ , 2000. WITNESS: Frederick W. Hauptle" ~ COMMONWEALTH OF PENNSYLVANIA · COUNTY OF CUMBERLAND · SS. I, Frederick W. Hauptle, the testator whose name is signed to the attached or foregoing instrument, having been duly qualified according to law, do hereby acknowledge that I signed and executed the instrument as my Last Will and Testament; that I signed it willingly, and that I signed it as my free and voluntary act for the purposes therein expressed. Frl~derick W. HaU~tle ' ,this Sworn or affirmed and aclmowledged before me by Frederick W. Hauptle, the testator ]/?'~ day of (~)t~. , 2000. N~afl~ Seal Te~ E. Wal~r, No~ Public ~ ~e~n ~xpir~ Mar. 31, 2~3 ~r, Pennia ~ti~ ~ N~a~s 6 LAST WILL AND TESTAMENT OF FREDERICK W. HAUPTLE AFFIDAVIT COMMONWEALTH OF PENNSYLVANIA · COUNTY OF CUMBERLAND · SS. witnesses whose names are attached to the foregoing document, being duly qualified according to law, do depose and say that we were present and saw testator sign and execute the instrument as his Last Will and Testament; that he signed willingly and that he executed it as his free and voluntary act for the purposes therein expressed; that each subscribing witness in the hearing and sight of the testator signed the Last Will and Testament as witnesses and that to the best of our knowledge the testator was at the time 18 or more years of age, of sound mind and under no constraint or undue influence. Sworn or affirmed and subscribed before me by ~l~rl0.1r0~_ L.. [0~3~F:qnd. ,~-4~_ this I'~'day of (.~.~c.~-~-~ ,2000. F:\User Folder\Firm Docs\Wills\1703fivh will.wpd Notarial Seal Meml~er. Pennsylvania Association ot Notaries Tern/E. Walker, Notary Public South MkldletOfl T~q3., Cumberland County My Commission Expires Mar. 31, 2003 Janney Montgomery Scott Member New York Stock Exchange, Inc. and other principal exchanges Member Securities Investor Protection Co~poratioll STATEMENT OF ACCOUNT MASTER ACCOUNT NUMBER WH17 4097-8236 FOR THE PERIOD ENDING NOVEMBER 30, 2003 MICHAEL LARSEN TEL 610-701-6067 ONE NORTH CHURCH STREET WEST CHESTER, PA 19380-9977 I i~i~ ~a N~:.U ~ Ei~ii~! Ni!~/.~.~.. U~:~i}i~i~ ~M ~i~:~ :::::::::::::::::::::::::::: ,::: :':,:::,: :::::::::::::::::::::: ,:~:~'~:~ :~:: ~:::::~:: ~:.:.~: ~:::i :ii: '?~ :':i~ :':'~ :'~ +:':'! :' '~": :'~' ~r'~ ~":': ×~:i~':'W~' ?""!i ~" ''~ ~':' '~ ~ ......... ? 'i'~ ~ ~ ~t~!!~tI~i~ ~ ~!i~ ~ i~' '"' ~'[~ ~ ~i~ 5~ }''''~: ACCOUNT ACCOUNT NAME ACCOUNT N UMBER DESCRIPTION 4097-8236 FREDERICK WHAUPTLE INDIVIDUAL 4097-8337 FREDERICK W HAUPTLE (IRA-ROLL)ROLLOVER IRA FREDERICK W HAUPTLE 4 CENTRAL STREET NEWVILLE PA 17241 OOMBINED ALLOCATION OF FUNDS FIXED INC_ 19,741.39 FDS/UIT.__ 9,180.00 ACIMNY MKT 7,744.91 EQTY/OPTN 57,960.00 ACCOUNT NUMBER ACCOUNT MONEY MARKET EQUITIES AND MUTUAL FUNDS & FIXED INCOME OTHER BALANCES BALANCES OPTIONS UNIT TRUSTS SECURITIES INVESTMENTS TOTAL CURRENT YEAR-TO-DATE PORTFOLIO PERIOD 4097-8236 0.00 2,095.03 51,060.00 9,180.00 0.00 0.00 4097-8337 0.00 5~649.88 6~900.00 0.00 19~741.39 0.00 TOTALS 0.00 7,744.91 57,960.00 9,180.00 19,741.39 0.00 8.2% 61.3% 9.7% 20.9% * NO STATEMENT WAS PRODUCED FOR THIS ACCOUNT IN THE CURRENT PERIOD 62~335.03 0.35 2,028.90 32~291.27 90.24 1 ~263.01 94,626.30 90.59 3,291.91 100% ,..; .... 40~7,.82~9~ i ~:) ;~5;.~~ · '..~ i~ :q~P~t f':~/~:.q~,{~F iP. ~;! L~Pi Ff,/,F~TF,r} R¥' AD~ITIONAJ PROTECTION OF ~49.500.000 BY A MAJOR INSURANCE COMPANY. FOR IUPORTANT INFORUATION PLEASE SEE REVERSE Jjanney Montgomery Scott LLC Member New York Stock Exchange, Inc. and other principal exchanges STATEMENT OF ACCOUNT FREDERICK W HAUPTLE FUND I ,MMKT EQTY MICHAEL LARSEN 610-701-6067 ONE NORTH CHURCH STREET WEST CHESTER, PA 19380-9977 ACCOUNT BALANCES ** MONEY MARKET BALANCE EQUITIES AND OPTIONS MUTUAL FUNDS & UNIT TRUSTS FIXED INCOME SECURITIES OTHER INVESTMENTS ACCOUNT NUMBER WH17 4097-8236 CENTRAL ASSET ACCOUNT STATEMENT PERIOD t 1/01/03 - t 1/30/0:} Paqe 1 of 3 AT 11/30103 AT 11101103 0.00 0.00 2,095.03 3.4% 2,911.41 51,060.00 81.9% 50,591.00 9,180.00 14.7% 9,160.00 0.00 0.00 '0.00 0.00 TOTAL PORTFOI~t0 I 62,335.03 100.0% 62,662.41 PORTFOLIO HELD AT JMS ! 53~155.03 53~502.41 I:~!!!ii~i~i~ii~i~i~}~i~!i~i!i ii!!ii~;il i!i i?~ ili ill 9,180.00 9,1 e0.00 ~. AcCoUnt d~bit ba ~nces are aecluctea trom't~e tOtal val'Uati0h ~ncl account credit ba ances are added to the total valuation. CURRENT PEI~OI~ YEAR TO DATE TAXABLE DIVIDENDS 0.35 1,21 5.12 TA~ABLI= INTERI~T 0.00 813.7R TOTAL INCOME [ 0.35 2,028.90 11/01/03 BALANCE FORWARD 0.00 INCOME AND EXPENSE ACTIVITY 0.35 OTHER ACTIVITY 89.58 MONEY MARKET CHECKING AND BILL PAYING ACTIVITY 906.31 MONEY MARKET PURCHASE & SALE ACTIVITY 816.38 J11/30/03 ENDING BALANCE 2,911.41 816.38- [ 0.00 2,095.03 A FEW YEAR8 OF MARKET FLUC, TUA TION8 AS WELL 18 ANYLIFE~TYLE C, HANGE$ OAN AFFEOT YOUR PORTFOLIO. THEREFORE, IT'S IMPORTANT TO REVIEW YOUR INVE,~TMENT PLAN REGiULARL Y TO MAKE SURE THAT IT'8 UP TO DA TE AND APPROPRIATE FOR YOUR OURRENT SITUATION. CALL YOUR JANNEY FINANOIAL OONSULTANT TO ARRANGE A REVIEW. ......... :,-{. ~o\, _~aG= .~ SUPPLEMENTED BY ADDITIONAL PROTECTION OF $49.500.000 BY A MAJOR INSURANCE COMPANY. FOR iMPORTANT iNFORMATION PLEASE SEE REVERSE SIDE.~ JJanney Montgomery Scott Member New York Stock F. xchange, Inc. and other principal exchanges Member Securities Investor Protection Corporation STATEMENT OF ACCOUNT FREDERICK W HAUPTLE ACCOUNT NUMBER WH17 4097-8236 STATEMENT PERIOD 11/01/03 - 11/30/03 Paqe 2 of 3 i ~tlow P~ Value 8nnual Income Cu~nt ~bld T~ue ALLIANOEBERNSTEIN 2,095.03 2.93 0.140% CASH Lonq Shgrt Deso~ptien {~ymbol price 300 ALLETE INO ALE 29.7700 200 DUKE ENERGY CAP TR II DUK'V 25.4600 PFD 7.2% 200 ENTERPRISE CAP TR III PEG'R 25.2500 TOPRS SERO 7.25% DUE 6/30/47 200 MORGAN STANLEY MWN 25.6800 QUIBS 7.25% 6-17-29 400 MIDDLESEX WATER CO MSEX 19.6400 300 PENN REAL EST INV TR PEI 34.5000 SBI 200 ROYAL BANK OF SCOTLAND RBS'Y 24.4000 GROUP PLO EXOHANGEABLE PERPETUAL PFD OUML 5.75% 500 USEO INO USU 7.5300 [ TOTAL EQUITIES AND OPTIONS ] :::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::: ~,:.:~ :.:.: ,~:.~:.~ ................. ~.'~.:.~:~i~:::.:.:~.:?:~.~:~::,,:~.'~ ~gi ~ ............ :~'~' 1~':'*~::~'~:':'~ ~'~"~' ~ 'ie': ~.' Estimated Estimated Acct Value Annual Income Current Yield Tvoe 8,931.00 339.00 3.7% CASH 5,092.00 360.00 7.0% CASH 5,050.00 362.50 7.1% CASH 5,136.00 362.50 7.0% CASH 7,856.00 264.00 3.3% CASH 10,350.00 · 648.00 6.2% CASH 4,880.00 287.50 5.8% CASH 3~765.00 275.00 7.3% CASH 51,060.00 2,898.50 5.6% Estimated Estimated Acct Annual Income Current Yield Type 288.60 3.1% CASH Lonq Short I;)es~rlptlon Synlbgl price Value :.. :: ii i?:~ii~0~ *** EATON VANCE PRIME RATE EVPRX 9.1800 9,180.00 RESVS SH BEN INT OL B I TOTAL MUTUAL FUNDS & UNIT TRUSTS I 9~180.00 288.60 3.1% ' L TOTAL PORTFOLIO J 62,335.03 3,190.03 5.1% Transaction Acct Date Type Ouar~tity De~r~pqon Price I~l~b~s q~dlts Type 11/14 DIVIDEND ALLIANOEBERNSTEIN 0.35 CASH CAP RESERVES 111403 2,833 TOTAL 0.35 FREDERICK W HAUPTLE ACCOUNT NUMBER WH17 4097-8236 {~TATEME~IT PERIOD 11/0t/0:~- 11/30/03 Transaction Date Type qq;~nt~ty Descripti9n 11/04 JOURNAL TRFFROMAC~40978337-1 11/17 STOCK DIV 100 MIDDLESEX WATER OD Transaction Date Type I~escriptlon 11/05 CHECK MGM 11/10 CHECK MGM 11/13 CHECK PPL ELECTRIC UTILITIES O 11/18 CHECK MGM 11/18 CHECK MGM 11/20 CHECK MGM 11/21 CHECK NWSA 11/24 CHECK VFW 11/26 CHECK LARRYGODSHALL pr~e TOTAL Debits Credits 89.58 89.58 Check# / Cede 00312 M 00313 M 00314 P 00316 M 00317 M 00319 M 00318 00315 V 00320 H Debits 36.34 46.48 85.07 68.09 24.98 78.58 162.95 15.00 388.82 Credlt~ TOTAL 906.31 Transaction Date Type 11/05 PURCHASE 11/05 SALE 11/10 SALE 11/13 SALE 11/14 REINVEST DIV 11/18 SALE 11/20 SALE 11/21 SALE 11/24 SALE 11/26 SALE ~,~rlp1ioll ALLIANOEBERNSTEIN ALLIANOEBERNSTEIN ALLIANCEBERNSTEIN ALMANOEBERNSTEIN ALLIANCEBERNSTEIN ALLIANOEBERNSTEIN ALLIANOEBERNSTEIN ALLIANOEBERNSTEIN ALLIANCEBERNSTEIN ALLIANOEBERNSTEIN price 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 Debi~ 89.58 0.35 Credits 36.34 46.48 85.07 93.07 78.58 162.95 15.00 388.82 TOTAL 816.38 Acct Type CASH CASH Acot Type CASH CASH CASH OASH OASH OASH OASH OASH OASH CASH CASH CASH OASH CASH OASH OASH OASH OASH OASH Paqe 3 cf3 GENERAL INFORMATION iF THIS IS NOT A CASH ACCOUNT, IT MAY BE A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND OF A SPECIAL MISCELLANEOUS ACCOUNT MAINTAINED FOR YOU UNDER SECTION 4 (F) (6) OF REGULATION T ISSUED BY THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. 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THERE- FORE, ON A DAILY BASIS, THE MARKET VALUE OF A SHORT SALE IS DEBITED AGAINST YOUR MARGIN BALANCE IN ORDER TO ARRIVE AT ANY ADJUSTED DEBIT BALANCE FOR INTEREST PURPOSES, THE DAILY CLOSING PRICE ROUNDED TO THE NEAREST PENNY IS USED TO DETERMINE ANY APPRECIATION OR DEPRECIATION OF A SECURITY SOLD SHORT WHICH WILL, IN TURN, ADJUST YOUR DAILY NET BALANCE. THIS PRACTICE IS KNOWN AS "MARKING-T(~THE-MARKET'. 5. THE NUMBER OF DAYS YOUR ACCOUNT HAD A DEBIT BALANCE. 6, THE ADJUSTED DAILY DEBIT BALANCE ON WHICH INTEREST IS CHARGED, 7. THE AMOUNT OF INTEREST, BASED UPON THE FOLLOWING FORMULA: ADJUSTED DEBT BALANCE/1 X RATE/100 X NUMBER OF DAYS/360 8. TOTAL INTEREST CHARGED FOR THE PERIOD. SOME PERTINENT FACTS ABOUT INTEREST CHARGES DEBIT BALANCES IN YOUR ACCOUNT REPRESENT MONEY LOANED TO YOU BY JANNEY MONTGOMERY SCOTT LLC WHEN YOU PURCHASE SECURITIES ON CREDIT. YOU MUST PROVIDE A SPECIFIED MINIMUM AMOUNT AS REQUIRED BY REGULATION T OF THE FEDERAL RESERVE BOARD, AND THE BALANCE OF THE PURCHASE PRICE IS LOANED TO YOU. INTEREST CHARGES ARE BASED UPON THE DEBIT BALANCE CREATED BY THIS LOAN. EACH ADDITIONAL LOAN ADDS TO YOUR DEBIT BALANCE, AS DOES ANY INTEREST CHARGE OR ANY MISCELLANEOUS CHARGE WHICH MAY BE ASSESSED TO YOUR ACCOUNT, UNLESS SUCH CHARGES ARE PROMPTLY PAID BYYOU, Janney Montgomery Scott LLC Member Securities Investor Pro~¢ction Corporation STATEMENT OF ACCOUNT FREDERICK W HAUPTLE (IRA-ROLL) JMS LLO OUST F80 MMK-r ~ EQTY o- FIXE MICHAEL LARSEN 610-701-6067 ONE NORTH CHURCH STREET WEST CHESTER, PA 1g380-9g77 ACCOUNT NUMBER WH17 4097-8337 JM$ RETIREMENT PLAN ACCOUNT STATEMENT PERIOD 11/01/03 - 11/30/03 P~.qe 1 of 3 ACCOUNT BALANCES ** MONEY MARKET BALANCE EQUITIES AND OPTIONS MUTUAL FUNDS & UNIT TRUSTS FIXED INCOME SECURITIES OTHER INVESTMENTS AT 11/30/~{I AT 11101103 0.00 0.00 5,649.88 17.5% §,649.22 6~900.00 21.4% 6,680.00 0.00 0.00 19~741.39 61.1% 19~834.69 0.00 0.00 ! TOTAL PORTFOLIO ] 32~291.27 100.0% 32~163.91 Account debit balances are deducted from the total valuation and account credit balances are added to the total valuation, CURRENT PERI0p YEAR TO DATF DIVIDENDS 0.66 430.28 INTI~RI='~T 8g. sP, [ TOTALINOOME [ 90.24 1,263.01 RELATED INFORMATION RETURN OF PRINCIPAL PAYMENTS 0.00 15,000.00 11/01/03 BALANCE FORWARD INCOME AND EXPENSE ACTIVITY OTHER ACTIVITY MONEY MARKET PURCHASE & SALE ACTIVITY ~11/30/03 ENDING BALANCE 0.00 5,649.22 90.24 89.58 0.66 0.66 [ 0.00 5,649.88 FOR THE TAX YEAR 2003 YOU CAN OONTRIBUTE MORE TO YOUR IRA OR ROTH IRA THAN EVER BEFORE . $3000.00 OR $3500.00 IF YOUR'RE OVER AGE 50. TAKE ADVANTAGE OF THE OPPORTUNITY TO CA TOH-UP CNA ~A VlNG8 AND INVESTMENT PROGRAM FOR THE FUTURE. BUILD YOUR RETIREMENT BEOURITY ONE CONTRIBUTION A T A TIME. ..... ; "~'::?'"~" ¥'C, UR S;PC COVERAGE iS SUPPLEMENTED BY ADDITIONAL PROTECTION OF $49.500.000 BY A MAJOR INSURANCE COMPANY. FOR IMPORTANT INFORMATION PLEASE SEE REVERSE JJanney Montgomery Scott Member New York Stock F-xch~nge, Inc. and other principal ~ch~nges Member SecurttJe.~ Investor Protection Corporation STATEMENT OF ACCOUNT FREDERICK W HAUPTLE (IRA-ROLL) AQQOVNT NUMBER WH17 4097-8337 JMS LLO OUST ~=BO STaTeMENT pERIOD 11/01/03 - 11~{)/0~' Paqe ~ 9f 3 ~}9~ Pdce Value Annual Income Cu~ent Y~Id ALLIANOEBERNSTEIN 5,649.88 7.90 0.140% ~ASH Loqq ~;hort D~grlPtlpl~ ~yl~ibol P¢ce Va~lue E00 PENN REAL EST INV Tfi PEI 34.5000 6~900.00 8BI [ TOTAL EQUITIESAND OPTION8 J 6,900.00 Listed in due date seque~e Lonq Sho~ ~sc~pt~gp Due Da~ PHce Value 15,000 FEDL HOME LOAN MTG OORP 04/15~3 100.3361 15,050.41 MUL~OL REMIO 2598 eL MM MONTHLY 14 DAY DE~Y OPN 5.500% DUE 04~ 5~3 DTD 04/01/03 FAGTOR: 1,00000000 OURRENT BAL: 15,000 5,000 FEDL HOME LOAN MTG OORP .07/15~3 93.8197 4,690.98 MULTIOL REMiO 2650 eL BB MONTHLY 14 DAY DE~Y OPN 5.000% DUE 07/1 DTD 07/01/03 FAOTOR: 1.00000000 OURRENT BAL: 5,000 Estimated Estimated Acct Annual Incom9 Curr~nt Yield Type 432.00 6.2% OASH 432.00 6.2% Estimated Estimated Acct Annual Income (~tl~rpllt Yield Type 825.00 5.4% CASH 250.00 5.3% CASH [ TOTAL FIXED INCOME SECURITIES [ 19,741.39 1,075.00 5.4% [ TOTAL PORTFOLIO [ 32,291.27 1,514.90 4.6% I Tmn~ctlon Acct Date Ty~ QuantiW ~eW~ptl~n PHce Debits Credits Type 1/14 DIVIDEND ALLIANOEBERNSTEIN 0.66 CASH CAP RESERVES 111403 5,559 11/17 INTEREST FEDL HOME LOAN MTG OORP 68.75 CASH MULTIOL REMIC 2598 CL MM MONTHLY 14 DAY DELAY OPN 5.500% DUE 04/15/33 DTD 04/01/03 111503 15,000 , ~:,' --~. ,"Qi JR AiP.~. t':F¥,/~-iRA~.-~ iR ,gl JP,oi FM,~NTED BY ADDITIONAL PROTECTION OF $49,500.000 BY A MAJOR INSURANCE COMPANY. FOR IMPORTANT INFORMATION PLEASE SEE REVERSE SIDE. FREDERICK W HAUPTLE (IRA-ROLL) JMS LLC CUST FBO Transaction Date Tree Quanti~' DescriDtlon 11/17 INTEREST FEDL HOME LOAN MTG CORP MULTIOL REMIC 2660 CL BB MONTHLY 14 DAY DELAY OPN 5.000% DUE 07/15/33 DTD 07/01/03 111503 5,000 ACCOUNT NUMBER WH17 40E)7-{337 ,STATEMENT PERIOD 11/01/03 - 11/30/03 Acct Price ~eblts C~its Type 20.83 GASH TOTAL 90.24 ~8 .~...It. ~:~ ,~[ .,~:, ~ .~.~..** ~ ~' ,, on Acct Date Type qpalflti~f Oe~,~r~pt~ price ~b~ Cmd~s Ty~ 11/04 WITHDRAWAL RETIREMENT DISTRIBUTION 89.58 OA~H TRF TO AO~409782361 ~'aqe .3 or ,~ TOTAL 89.58 Transaction Acct Date Type Description price ' pebi~s Credits Type 11/04 SALE ALLIANCEBERNSTEIN 1.0000 89.58 CASH 11/14 REINVEST DIV ALLIAN(.3EBERNSTEIN 1.0000 0.66 GASH 11/18 PURCHASE ALLIANCEBERNSTEIN 1.0000 89.58 GASH TOTAL 0.66 Tran~a¢~on Umlt Current Acct Dpte ' Type Quantity Pg~rlP~IgP Pr~9 lWr~91~ Type 10/28/03 SALE 200 PENN REAL ESTINV TR * 32.0000 34.5000 CASH Deductible Non Deductible Tax Year Contributions Contributions R~llpvers ' ~lstrlbutlons Wlth~toldlnq~ 2003 FOR 2003 0.00 0.00 0.00 1,442.65 0.00 GENERAL INFORMATION IF THIS IS NOT A CASH ACCOUNT, IT MAY BE A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND OF A SPECIAL MISCELLANEOUS ACCOUNT MAINTAINED FOR YOU UNDER SECTION 4 (F) (6) OF REGULATION T ISSUED BY THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNTS AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. PLEASE RETAIN THIS AND SUBSEQUENT STATEMENTS FOR INCOME TAX PURPOSES AND TO PROVIDE INFORMATION TO ENABLE YOU TO VERIFY ANY INTEREST CHARG ES APPEARING THEREON. A FINANCIAL STATEMENT OF THIS FIRM IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT ITS OFFICES, OR A COPY WILL BE MAILED UPON YOUR WRITi'EN REQUEST. ANY FREE CREDIT BALANCE REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH ARE PROPERLY ACCOUNTED FOR ON OUR BOOKS OF RECORD. ERRORS AND OMISSIONS EXCEPTED. IF THIS STATEMENT IS FOUND INCORRECT, PLEASE NOTIFY US IMMEDIATELY. CERTAIN MUNICIPAL AND CORPORATE BONDS FOR CUSTOMERS OF JANNEY MONTGOMERY SCOTT LLC MAY BE HELD AT THE DEPOSITORY TRUST COMPANY, IN WHICH CASE A RANDOM METHOD OF ALLOCATION IS USED BY JANNEY MONTGOMERY SCOTI' LLC FOR SELECTION OF CALLED BONDS. THIS METHOD RANDOMLY SELECTS FROM AMONG OUR CUSTOMERS WHOSE BONDS ARE HELD AT THE DEPOSITORY. A DETAILED DESCRIPTION OF OUR ALLOCATION PROCEDURE IS AVAILABLE UPON REQUEST. OPTIONS CUSTOMERS INFORMATION WITH RESPECT TO COMMISSIONS AND OTHER CHARGES INCURRED IN CONNECTION WITH THE EXECUTION OF OPTION TRANSACTIONS HAS BEEN INCLUDED IN CONFIRMATIONS PREVIOUSLY FURNISHED. FURTHER INFORMATION WILL BE AVAILABLE ON REQUEST. PLEASE ADVISE JANNEY MONTGOMERY SCOWl' LLC PROMPTLY OF ANY MATERIAL CHANGE IN YOUR FINANCIAL SITUATION OR INVESTMENT OBJECTIVES. WE WOULD LIKE TO REMIND YOU THAT JANNEY MONTGOMERY SCO~-I' LLC USES A RANDOM METHOD OF ALLOCATING OPTION EXERCISE NOTICES AMONG CUSTOMERS SHORT OPTION POSITIONS. THIS METHOD RANDOMLY SELECTS FROM AMONG ALL OUR CUSTOMERS' SHORT OPTION POSITIONS INCLUDING POSITIONS ESTABLISHED ON THE DAY OF ASSIGNMENTS, CONTRACTS WHICH ARE SUBJECT TO EXERCISE. ALL SHORT OPTION POSITIONS ARE LIABLE FOR ASSIGNMENT ATANY TIME. A MORE DETAILED DESCRIPTION OF OUR RANDOM ALLOCATION PROCEDURE IS AVAILABLE UPON REQUEST. PORTFOLIO PRICING BOND PRICES AR E APPROXIMATE AND ARE PROVIDED BY AN INDEPENDENT QUOTATION SERVICE. FOR A CURRENT MARKET QUOTE, PLEASE CONTACT YOUR INVESTMENT CONSULTANT GENERAL ACCOUNT INTEREST CHARGES AN ANNUAL RATE OF INTEREST IS CHARGED ON THE DAILY ADJUSTED DEBIT BALANCE IN ALL OF YOUR ACCOUNTS CARRIED BY OUR FIRM. IT IS COMPUTED AT A SELECTED RATE BASED ON THE PRIME RATE AS PUBLISHED IN THE EASTERN EDITION OF THE WALL STREET JOURNAL. THE CHARGES ARE: If the Debl~ Balance is: Percentage of Interest Charged If the Debit Balance Is: Percentage of Interest Charged Less than $10,000 The Prime Rate plus 1.50% Between $50,000 and $99,999 The Prime Rate plus 0.50% Between $10,000 and $24,999 The Prime Rate plus 1.25% Between $100,000 and $249,999 The Prime Rate Between $25,000 and $49,999 The Prime Rate plus 1.00% $250,000 and up The Prime Rate minus 0.25% FROM TIME TO TIME THE PRIME RATE WILL FLUCTUATE WHICH WILL RESULT IN AN AUTOMATIC CHANGE IN YOUR INTEREST RATE WITHOUT PRIOR NOTICE TO YOU. IF THERE IS A CHANGE IN THE INTEREST RATE DUE TO A CHANGE IN THE PRIME RATE DURING ANY INTEREST PERIOD, SEPARATE CHARGES WILL BE SHOWN FOR EACH PERIOD UNDER EACH DIFFERENT RATE. WHEN YOU MAINTAIN A CASH ACCOUNT, INTEREST MAY BE CHARGED (1) ON PURCHASES FOR WHICH PAYMENT IS NOT RECEIVED UNTIL AFTER SETTLEMENT DATE OF THE TRANSACTION AND (2) ON MONIES PAID OUT BY US, REPRESENTING THE PROCEEDS OF SALES, PRIOR TO THE SETTLEMENT DATE. INTEREST IS CALCULATED MONTHLY ON THE DALLY ADJUSTED DEBIT BALANCE IN YOUR ACCOUNT. EACH MONTH YOU WILL RECEIVE WITH YOUR REGULAR MONTHLY STATEMENT A STATEMENT OF INTEREST CHARGED. THIS STATEMENT WILL SHOW THE INTEREST PERIOD. YOUR MONTHLY STATEMENT WILL SHOW EACH TRANSACTION ON THE DATE OF TRADE; HOWEVER, INTEREST AS SHOWN ON THE STATEMENT OF INTEREST CHARGED IS CALCULATED ON A SETI'LEMENT DATE BASIS. IN ORDER TO CHECK THE CALCULATION OF INTEREST CHARGED TO YOUR ACCOUNT, IT MAY BE NECESSARY TO REFER TO BOTH YOUR PRIOR AND CUR. RENT MONTHS' STATEMENTS. THE MONTHLY STATEMENT OF INTEREST CHARGED WiLL SHOW: 1. THE CURRENT RATE CHARGED TO YOU AND ANY CHANGES IN THE INTEREST RATE DURING THE INTEREST PERIOD. 2. THE DAILY NET OF ALL TRANSACTIONS. THIS FIGURE IS OBTAINED BY ADDING THE DAILY CLOSING SETTLEMENT BALANCES IN ALL GENERAL ACCOUNTS. THE NET BALANCE IN ANY GIVEN ACCOUNT WILL BE DETERMINED BY ADDING THE OPENING BALANCE, IF ANY, TO ANY DEBITS CREATED BY PURCHASES BY YOU OR PAYMENTS TO YOU AND SUBTRACTING ANY CREDITS CREATED BY SALES OR PAYMENTS BY YOU. 3. ANY FREE CREDiT BALANCE IN YOUR CASH ACCOUNT (WHICH REDUCES THE DAILY NET DEBT BALANCE), 4. ANY MARK-TO-THE.MARKET'AS A RESULT OF A SHORT POSITION, I.E. ANY CREDIT THAT APPEARS IN YOUR STATEMENT DUE TO SHORT SALES (INCLUDING SHORT SALES AGAINST THE BOX) WILL BE USED TO REDUCE ANY DEBIT BALANCE. SINCE JANNEY MONTGOMERY SCOTT LLC MUST BORROW THE SAME SECURITY IN ORDER TO DEUVER IT TO THE BUYING BROKER, THIS CREDiT IS NOT AVAILABLE TO YOU, THERE- FORE, ON A DALLY BASIS, THE MARKET VALUE OF A SHORT SALE IS DEBITED AGAINST YOUR MARGIN BALANCE IN ORDER TO ARRIVE AT ANY ADJUSTED DEBIT BALANCE FOR INTEREST PURPOSES. THE DAILY CLOSING PRICE ROUNDED TO THE NEAREST PENNY IS USED TO DETERMINE ANY APPRECIATION OR DEPRECIATION OF A SECURITY SOLD SHORT WHICH WILL, IN TURN, ADJUST YOUR DAILY NET BALANCE. THIS PRACTICE IS KNOWN AS "MARKING.TO-THE-MARKET". 5. THE NUMBER OF DAYS YOUR ACCOUNT HAD A DEBIT BALANCE. 6. THE ADJUSTED DAILY DEBIT BALANCE ON WHICH INTEREST IS CHARGED. 7. THE AMOUNT OF INTEREST, BASED UPONTHE FOLLOWING FORMULA: ADJUSTED DEBIT BALANCEJl X RATE/100 X NUMBER OF DAYS/360 8. TOTAL INTEREST CHARGED FOR THE PERIOD. SOME PERTINENT FACTS ABOUT INTEREST CHARGES DEBIT BALANCES IN YOUR ACCOUNT REPRESENT MONEY LOANED TO YOU BY JANNEY MONTGOMERY SCO'Iq' LLC WHEN YOU PURCHASE SECURITIES ON CREDIT. YOU MUST PROVIDE A SPECIFIED MINIMUM AMOUNT AS REQUIRED BY REGULATION T OF THE FEDERAL RESERVE BOARD, AND THE BALANCE OF THE PURCHASE PRICE IS LOANED TO YOU. INTEREST CHARGES ARE BASED UPON THE DEBIT BALANCE CREATED BY THIS LOAN. EACH ADDITIONAL LOAN ADDS TO YOUR DEBIT BALANCE, AS DOES ANY INTEREST CHARGE OR ANY MISCELLANEOUS CHARGE WHICH MAY BE ASSESSED TO YOUR ACCOUNT, UNLESS SUCH CHARGES ARE PROMPTLY PAID BY YOU. ESTATE OF FREDERICK W. HAUPTLE JR. DOD VALUES 12/16103 Shares Symbol Security High Low Close ~_ 200 ALE Ail'ere Inc.- .... 29.98 29.79 2'9.85 · ' ' ~00 DUK.V-- Duke Energy Cap II PRFD 7.2 26.30 26.15 26.30 '.' 200 -- PEGR Enterprise Cap III 7~25-"~/o 0 0 :)~>'~7,6r59 200 iMWN Morgan Stanley 7.25% 25.83i 25.73 25.80 ""300 :PEI Penn Real Es-rate Invi"Tr SBI 35.11 34.35 35.05 200 RBS.Y Royal'Bk Scotland 5.75% 27.00 26.86 26.8'-~ 500 USU Usec Inc. 8.56 8.20 8.50 _ ~1000 _ EVPRX _ Eaton Vance Pr Rt Rsvs B 6 01 9.2'~ $.9,587.86 Money Market Alliance Bernstein Cap Reserves---- JAN 2 2 200 January 20, 2004 of a Lasting Kind Weigle & Associates P.C. Attorney at Law 126 East King Street Shippensburg, PA 17257 ¸.% RE: Frederick W. Hauptle Gentlemen: In reference to the above customer, our records show the enclosed information to be accurate. Our researching fee for the information we have provided is $ 5.00 Please send your remittance to the following address: Farmers and Merchants Trust Company ATTN Stacey Stenger 20 South Main Street Chambersburg, PA 17201-0819 If I may be of any further assistance, please contact me. Sincerely, Stacey ~Stenger ~ Data Operations Supervisor TRUST PO. Box "T~, RE: FREDERICK W. HAUPTLE ACCOUNT INFORMATION DATE OF DEATH 12-16-2003 X CHECKING SAFE DEPOSIT __SAVINGS __CERTIFICATE OF DEPOSIT SHARES OF STOCK DATE OPENED 6-29-1998 ACCOUNT NUMBER 33-27779 ACCOUNT BALANCE AT DATE OF DEATH ACCRUED INTEREST $.20 TOTAL ACCOUNT BALANCE NAME(S) ON ACCOUNT REGISTRATION OF ACCOUNT DATE CLOSED 1-15-2004 $1,604.77 $1,604.57 FREDERICK W. HAUPTLE INDIVIDUAL ACCOUNT ACCOUNT INFORMATION CHECKING SAFE DEPOSIT SAVINGS CERTIFICATE OF DEPOSIT SHARES OF STOCK DATE OPENED DATE CLOSED ACCOUNT NUMBER ACCOUNT BALANCE AT DATE OF DEATH ACCRUED INTEREST TOTAL ACCOUNT BALANCE NAME(S) ON ACCOUNT REGISTRATION OP ACCOUNT MAILING DATE= July 1, 2000 School..= BIG SPRING SD Locat£on: 4 CENTRAL BiG SP~ZNG HEIGHTS LOTS 103 & 104 PE 4 FG 16 TAXABLE UNIT/LOT ID..= L-0103 + hand Size .... = .42 acres Control No: 46002013 THiS IS NOT A TAX BILL Parcel Identifier 46-20-1758-040D 2000 I Assessed Value I Old Assessed Value Market Value I (2000 Market x !0'0%}I (t974 Market x 25%) , Land 18,300 18,300 660 Bulidln~s 109,200 109,200 9,830 TOTAL 127,500 I 127,500 10~490 ..~~~00 Clean and Green Values Land NOT NOT ~ NOT Buildings APPLICABLE APPLICABLEI APPLICABL~ TOTAL Clean and Green values apply to some farm and forest land. Such values become effective only upon application and approval. All applications must be received by the Assessment Office by 4:30 p.m. on October 15, 2000. Those previously approved for Clean and Green do not need to re.apply, CUTUWCQG l=enns~.tvanis law requires that ail real estate be valued as of the most recent county-wide massessment. The last reassessment, or tax base year, was 1974. Since the last reassessment in 1974, properties have been assessed at 25% of the 1974 value (the 'Pm-Determined Ratio"). The new tax base year will be the Year2000, with the new assessed values becoming effective for the 2001 tax year. The Pre-Determined Ratio has been changed to 100% Your new assessed w~l~e equals your Year 2000 market value. It Is very Important for you to know that when: Ihs new 2000 tax base is determined after this reasseesment, all taxing districts are required by law to lower the millage rite by'the same proportfon that the tax base went up. The law provides that in the first year after reassessment (20Of), the count7 and all townships and boroughs may not increase o~erali revenue by more than five pement (5%) and school districts may not increase overall revenue by more than ten percent (10%). The county and the other taxing bodies will make these decisions next year. and may choose not to increase overall revenue. Of course, some Individual's faxes will go up or down by more than those percentages. The essential point Is that an Increase In market value~ doe~ not negee~Srll¥ mean e corresponding IncreaSe in taxes. IndiVidual changes In taxes will depend upon a specific property'aChange a~ compared to the overall change for 'the taxing district. The ESTIMATED impact statement pdnted below Is our best estimate of change, based on 2000 COUNTY tax figures. This estimate does not'ii~clude any borough, toWnship, or school district impact. ESTIMATED COUNTY TAX IMPACT, Current 2000 CoUnty m/lls · 27.500 Adjusted 2000 County m~lls · 1.858 288 . 2000 County Tax BEFORE Re&esessment. : 23? = 2000 County Tax AFTER Reassesement. BUREAU OF INDIVIDUAL TAXES INHERITANCE TAX DIVISION DEPT. 280601 HARRISBURG, PA 17128-0601 RICHARD L WEBBER JR ESQ WEIGLE & ASSOCS 126 E KING ST SHIPPENSBURG PA 17257 COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE NOTICE OF INHERITANCE TAX APPRAISEMENT, ALLOWANCE OR DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX DATE 06-28-2004 ESTATE OF HAUPTLE DATE OF DEATH 12-16-2003 FILE NUNBER 21 04-0016 COUNTY CUMBERLAND ACN 101 Amount Remitted REV-15&7 EX AFP (01-05) FREDERICK W MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLTSLE, PA 17013 CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~ REV-1547 EX AFP (01-03) NOTICE OF INHERITANCE TAX APPRAISEMENT, ALLOWANCE OR DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX ESTATE OF HAUPTLE FREDERICK N FILE NO. 21 04-0016 ACN 101 DATE 06-28-2004 TAX RETURN WAS: (X} ACCEPTED AS FILED C } CHANGED RESERVATION CONCERNING FUTURE INTEREST - SEE REVERS~ APPRAISED VALUE OF RETURN BASED ON: ORIGINAL RETURN 1. Real Estate CSchedule A] Cl) .0 2. Stocks and Bonds CSchedule B) $. Closely Held Stock/Partnership Interest CSchedule ~. Mortgages/Notes Receivable CSchedule D) C~) .0 5. Cash/Bank Deposits/Misc. Personal Property CSchedule E) (5) 77t251.2 6. Jointly Owned Property CSchedule F) 7. Transfers (Schedule G) C7) 99~228.77 8. Total Assets APPROVED DEDUCTIONS AND EXEMPTIONS: 9. Funeral Expenses/Adm. Costs/Misc. Expenses CSchedule H) lO. Debts/Mortgage Liabilities/Liens CSchedule I) CIO) 1,294.8 11. Total Deductions Cll) 12. Net Value of Tax Return 11,603.&5 15. 14. Net Value of Estate Sub3ect to Tax NOTE: If an assessment was issued previously, reflect figures that include the total ASSESSMENT OF TAX: 15. Amount of Line 1~ at Spousal rate 16. Amount of L/ne 14 taxable at Lineal/Class A rate 17. Amount of L/ne 14 at Sibling rate 18. Amount of L/ne 14 taxable at Collateral/Class B rate 19. Principal Tax Due TAX CREDITS: PAYMENT RECEIPT DISCOUNT C+) DATE NUMBER INTEREST/PEN PAID 03-12-2004 CD003672 368.06 Charitable/Governmental Bequests; Non-elected 9115 Trusts CSchedule J) NOTE: To insure proper credit to your account, submit the upper portion of thls form with Your tax payment. IF PAID AFTER DATE INDICATED, SEE REVERSE FOR CALCULATION OF ADDITIONAL INTEREST. 176,480.01 12.898.~ 163,581.48 elS) .00 ¢~4) 163,581.48 lines 14, 15 and/or 16, 17, 18 and 19 will of ALL returns assessed to date. C15) C16) C17) · O0 x O0 = . O0 163,581 ,~8,*x 045= 7,361.17 · :O0 x 1~= .00 ~Oo x 15 oo ¢~)= 7,361.17 AMOUNT PAID 7,500.00 E 506.89CR .00 506.89CR ( IF TOTAL DUE IS LESS THAN 91, NO PAYMENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CA), YOU MAY BE DUF~ A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.) RESERVATION: Estates of decedents dying on or before December 12, 1982 -- if any future interest in the estate is transferred in possession or enSoyment to Class B Ccollateral) benef/ciaries of the decedent after the expirat/on of any estate for life or for years, the Commonwealth hereby expressly reserves the r/ght to appra/se and assess transfer Inheritance Taxes at the lawful Class B (collateral) rate on any such future interest. PURPOSE OF NOTICE= PAYMENT: REFUND CCR): OBJECTIONS: ADMIN- ISTRATIVE CORRECTIONS: DISCOUNT: PENALTY: INTEREST: To fulfill the requirements of Section 2140 of the Inheritance and Estate Tax Act, Act 22 of 2000. C72 P.S. Section 9140). Detach the top port/on of this Notice and submit with your payment to the Register of Hills printed on the reverse side. --Make check or money order payable to: A refund of a tax credit, wh/ch was not requested on the Tax Return, may be requested by completing an "Application for Refund of Pennsylvania Inheritance and Estate Tax" (REV-iSIS). Applicat/ons are available at the Office of the Reg/ster of Hills, any of the 23 Revenue D/s/r/ct Offices, or by calling the special 24-hour answering service for forms ordering= 1-800-362-2050; services for taxpayers with special hearing and / or speaking needs= 1-800-447-3020 (TT only). Any party in interest not satisfied with the appraisement, allowance, or disallowance of deductions, or assessment of tax C/ncluding discount or interest) as sho~n on this Notice must obSect with/n sixty (&O) days of receipt of this Notice by: --written protest to the PA Department of Revenue, Board of Appeals, Dept. 281021, Harrisburg, PA 17128-1021, OR --election to have the matter determined at audit of the account of the personal representative, OR --appeal to the Orphans' Court. Factual errors discovered on this assessment should be addressed in writing to= PA Department of Revenue, Bureau of Individual Taxes, ATTN: Post Assessment Review Unit, Dept. 280601, Harrisburg, PA 17128-0601 Phone C717) 787-6505. See page 5 of the booklet "Instructions for Inheritance Tax Return for a Resident Decedent" CREV-15011 for an explanation of administratively correctable errors. If any tax due is paid within three CS) calendar months after the decedent's death, a five percent CSX) discount of the tax paid is allowed. The 15X tax amnestY non-participation penalty is computed on the total of the tax and /nterest assessed, and not paid before January 18, 1996, the first day after the end of the tax amnesty period. This non-participation penalty is appealable in the same manner and /n the the same time period as you would appeal the tax and interest that has been assessed as indicated on this notice. Interest is charged beginning with first day of delinquencY, or nine (9) months and one C1} day from the date of death, to the date of payment. Taxes which became delinquent before January 1, 1982 bear interest at the rate of six C6X) percent per annum calculated at a daily rate of .000164. All taxes which became delinquent on and after January 1, 1982 will bear interest at a rate which will vary from calendar year to calendar year with that rate announced by the PA Department of Revenue. The applicable interest rates for 1982 through 2004 are: Interest Daily Interest Daily Interest Daily Year Rate Factor Year Rate Factor Year Rate Factor ~ 20X .000548 ~'~'~'8-1991 IIX .O00SOI ~ 9~ .000247 1982 16X .000438 1992 9X .000247 2002 &X .000164 1984 IIX .000301 199S-1994 7X .000192 2003 5~ .000137 1985 ISX .00035& 1995-1998 9X .000247 2004 4X .000110 1986 10~ .000274 1999 7X .000192 1987 10X .000274 2000 7X .000192 --Interest is calculated as follows: INTEREST = BALANCE OF TAX UNPAXD X NUI{BER OF DAYS DELXNQUENT X DAILY INTEREST FACTOR --Any Notice issued after the tax becomes delinquent will reflect an interest calculation to fifteen (15) days beyond the date of the assessment. If payment is made after the interest computation date shown on the Notice, additional interest must be calculated. BUREAU OF 'rNDZVZDUAL TAXES TNHERZTANCE TAX DTVISION DEPT. 280601 HARRISBURG, PA 171Z8-0601 COHHONWEALTH OF PENNSYLVANIA DEPARTHENT OF REVENUE INHERITANCE TAX STATEHENT OF ACCOUNT RE¥-I~0? EX AFP (01-03) RICHARD L WEBBER JR ESQ WEIGLE & ASSOCS 126 E KING ST SHIPPENSBURG PA 17257 DATE 08-09-200~ ESTATE OF HAUPTLE FREDERICK W DATE OF DEATH 12-16-2005 FILE NUHBER Z1 ,,~ .~: 0016 COUNTY CUI~ERLAN~ ACN 10 HAKE CHECK PAYABLE AND RENZT PAYHENT TO: REGISTER OF N~LLs ~'~ CUHBERLAND CARLISLE, PA 17015 NOTE: To insure proper credi~ ~o your account, submi~ ~he upper portion of ~his form wi*h your *ax payeen~. CUT ALONG THIS LINE ~* RETAIN LOWER PORTION FOR YOUR RECORDS -~ ESTATE OF HAUPTLE FREDERICK W FILE NO. 21 0~-0016 ACN 101 DATE 08-09-200~ THTS STATEHENT 'rs PROVTDED TO ADVTSE OF THE CURRENT STATUS OF THE STATED ACN TN THE NAHED ESTATE. SHONN BELO# TS A SUHHARY OF THE PR.rNC.rPAL TAX DUE., APPL.rCATTON OF ALL PAYHENTS, THE CURRENT BALANCE., AND, TF APpLTCABLE., A PROJECTED TNTEREST FTOURE. DATE OF LAST ASSESSHENT OR RECORD ADJUSTHENT: 06-ZI-Z00~ PRINCIPAL TAX DUE: ........................................................................................................................................................................................................................... PAYHENTS (TAX CREDITS): 7,361.17 PAYHENT RECEIPT DISCOUNT (+) AHOUNT PAID DATE NUHBER INTEREST/PEN PAZD (-) $68.06 05-12-Z00~ 07-19-200~ CD005672 REFUND .00 7,500.00 506.89- 'rF PAID AFTER THIS DATE, SEE REVERSE S/DE FOR CALCULAT'rON OF ADDZT'rONAL INTEREST. IF TOTAL DUE 'rS LESS THAN NO PAYHENT IS REQU/RED. ZF TOTAL DUE 'rS REFLECTED AS A 'CREDIT' (CR), TOTAL TAX CREDIT 7,561.17 BALANCE OF TAX DUE .00 INTEREST AND PEN. .00 TOTAL DUE .00 YOU NAY BE DUE A REFUND. SEE REVERSE STDE OF THTS FORN FOR 'rNSTRUCT'rONS. ) STATUS REPORT UNDER RULE 6.12 Name of Decedent: Frederick W. Hauptle Date of Death: 12/16/03 Will No. 2004-00016 Admin. No. Pursuant to Rule 6.12 of the Supreme Court Orphans' Court Rules, I report the following with respect to completion of the administration of the above-captioned estate: 1. State whether administration of the estate is complete: Yes X No 2. If the answer is No, state when the personal representative reasonably believes that the administration will be complete: N/A . 3. If the answer to No.1 is Yes, state the following: a. Did the personal representative file a final account with the Court? Yes No X b. The separate Orphans' Court No. (if any) for the personal representative's account is: c. Did the personal representative state an account informally to the parties in interest? Yes X No d. Copies of receipts, releases, joinders and approvals of formal or informal accounts may be filed with the Cerk of the Orphans' Court and may be attached to this report. Date: 4'18/05 Signature \.f") . ~ Richard L. Webber, Jr., Esq ire Name (Please type,or print) 126 East King Street Address Shippensburg, PA 17257 (717) 532-7388 Tel. No. Capacity: Personal Representative X Counsel for personal representative ui (MAH:rmf/AM3)