HomeMy WebLinkAbout10-10-08J 15056041147
REV-1500 EX (06-05) OFFICIAL USE ONLY
PA Department of Revenue County Code Year File Number
Bureau of Individual Taxes INHERITANCE TAX RETURN
PO BOX.280601 21 0 8 0 0 9 7
Harrisburg, PA 17128-0601 RESIDENT DECEDENT
ENTER DECEDENT INFORMATION BELOW
Social Security Number Date of Death Date of Birth
164 58 6402 O1 12 2008 10 15 1927
Decedent's Last Name Suffix Decedent's First Name MI
flEN HARTOG GEURT
(If Applicable) Enter Surviving Spouse's Information Below
Spouse's Last Name Suffix Spouse's First Name MI
~EN HARTOG GRADA
Spouse's Social Security Number
THIS RETURN MUST OE FILED IN DUPLICATE WITH THE
REGISTER OF WILLS
FILL IN APPROPRIATE OVALS BELOW
~~, 1. Original Return
4. Limited Estate
g Decedent~Died Testate
(Attach Copy of Will)
2. Supplemental Return
4a. Future Interest Compromise
(date of death after 12-12-82)
~ Decedent Maintained a Living Trust
(Attach Copy of Trust)
3, Remainder Return (date of death
prior to 12-13-82)
C' S. Federal Estate Tax Return Required
8. Total Number of Safe Deposit Boxes
9. Litigation Proceeds Received ~ 10. Spousal Poverty Credit (date of death ~ f t, Election to tax under Sec. 9113(A)
between 12-31-91 and 1-1-95) (Attach SCh. O)
CORRESPONDENT -THIS SECTION MUST BE COMPLETED. ALL CORRESPONDENCE AND CONFIDENTIAL TAX INFORMATION SHOULD BE DIRECTED TO:
Name Daytime Telephone Number
HAMILTON C. DAVIS 717 53rd 5713;:
Firm Name (If Applicable)
ZULLINGER-DAVIS, PC
First line of address
P.O. BOX 40
Second line of address
City or Post Office
SHIPPENSBURG
0
State ZIP Code `-
PA 17257-0040
Correspondent'se-mail address: hamiltondavislaw@COmCaSt.net
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief,
it is true, corcect and complete. Declaration of preparer other than the personal representative is based on all information of which preparer has any knowledge.
SIGNATURE OF PERSON RESPONSIBLE FOR FILING RETURN DATE
Qit,a,c.. (~, ,G~ ~~er~~ Grada den Hartog /01 GI I t~51
ADDRESS
299 BULLSHEAD ROAD, Newville, PA 17241
dGN9 RE OF PR@PARER QTHER THAN REPRESENTATIVE
Hamilton C. Davis
DATE
P.O. BOX 40, Shippensburg, PA 17257-0040
Side 1
15056041147 15056041147
DATE FILED
-Li
-~,:
tv
t17
c~1
PA Inheritance Tax Return
Signature of Additional Fiduciaries
ESTATE OF 1 21 08 0097gER
den Hartog, Geurt
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my
knowledge and belief, it is true, correct and complete. Declaration of preparer other than the personal representative is based on all information
of which preparer has any knowledge.
Signature #2
Name
Address1
Address2
City, State, Zip
Date
Berard J. den Hartog
1322 THIRD AVENUE
Chambersburg, PA 17201
15056042148
REV-1500 EX
Decedent's Social Security Number
Decedent's Name: G e u rt den H a rt o g 16 4 5 8 6 4 0 2
RECAPITULATION
1. Real Estate (Schedule A) .................................................................................... ...... 1.
210,000.00
2. Stocks and Bonds (Schedule B) ......................................................................... ...... 2.
3. Closely Held Corporation, Partnership or Sole-Proprietorship (Schedule C).... ...... 3.
4. Mortgages & Notes Receivable (Schedule D) .................................................... ...... 4. 2 6 7, 1 4 8. 0 0
5. Cash, Bank Deposits & Miscellaneous Personal Property (Schedule E) ........... ..... 5. 3 5 0 , 0 0 0 . 0 0
6. Jointly Owned Property (Schedule F) ~ Separate Billing Requested ........ ..... 6. 2 9 , 7 0 6 . 0 0
7. Inter-Vivos Transfers & Miscellaneous Non-Probate Property
(Schedule G) ~ Separate Billing Requested ........ ..... 7.
g. Total Gross Assets (total Lines 1-7) .................................................................. ..... g. 8 5 6, 8 5 4. 0 0
9. Funeral Expenses & Administrative Costs (Schedule H) ................................... ...... 9. 2 8 , 5 9 9 . 0 0
10. Debts of Decedent, Mortgage Liabilities, & Liens (Schedule I) .......................... ...... 10.
11. Total Deductions (total Lines 9 & 10) ................................................................ ...... 11 • 2 8 , 5 9 9 . 0 0
12• Net Value of Estate (Line 8 minus Line 11) ....................................................... ...... 12. 8 2 8 , 2 5 5 . 0 0
13. Charitable and Governmental Bequests/Sec 9113 Trusts for which
an election to tax has not been made (Schedule J) ............................................ ..... 13. 6 , 0 0 0 . 0 0
14. Net Value Subject to Tax (Line 12 minus Line 13) ........................................... ...... 14. 8 2 2 , 2 5 5 . 0 0
TAX COMPUTATION -SEE INSTRUCTIONS FOR APPLICABLE RATES
15. Amount of Line 14 taxable
at the spousal tax rate, of
transfers under Sec. 9116
(a)(1.2>x.oo 822 , 255.00 15.
16. Amount of Line 14 taxable
at lineal rate X .045 0 . 0 0 16.
17. Amount of Line 14 taxable
at sibling rate X .12 0 . 0 0 17.
18. Amount of Line 14 taxable
at collateral rate X .15 0 . 0 0 18.
19. Tax Due .................................................. .................................................................. . 19.
20. FILL IN THE OVAL IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT.
Side 2
15056042148 15056042148
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0.00
0.00
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J
REV-1500 EX Page 3
Decedent's Complete Address:
File Number 21-08-0097
DECEDENT'S NAME
Geurt den Hartog
STREET ADDRESS
299 BULLSHEAD ROAD
CITY
Newville STATE
PA ZIP
17241
Tax Payments and Credits:
1. Tax Due (Page 1 Line 19)
2. Credits/Payments
A. Spousal Poverty Credit
g, Prior Payments
C. Discount
3. InteresUPenalty if applicable
p, Interest
E. Penalty
0.00
Total Credits (A + B + C)
(1) 0.00
(2) 0.00
(3)
(4)
(5) 0.00
(5A)
(5B) ~ .
Total InteresUPenalty (D + E)
4. If Line 2 is greater than Line 1 + Line 3, enter the difference. This is the OVERPAYMENT.
Check box on Page 2 Line 20 to request a refund
5. If Line 1 + Line 3 is greater than Line 2, enter the difference. This is the TAX DUE.
A. Enter the interest on the tax due.
B. Enter the total of Line 5 + 5A. This is the BALANCE DUE.
Make Check Payable to: REGISTER OF WILLS, AGENT
PLEASE ANSWER THE FOLLOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS
1. Did decedent make a transfer and: Yes No
a. retain the use or income of the property transferred :.................................................................................. ~ Ox
b. retain the right to designate who shall use the property transferred or its income :.................................... ] ; x
c. retain a reversionary interest; or ..................................................................................................................
d. receive the promise for life of either payments, benefits or care? ..............................................................
2. If death occurred after December 12, 1982, did decedent transfer property within one year of death without
receiving adequate consideration? ....................................................................................................................... ~' ^x
3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death?......... [] ~x
4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which
contains a beneficiary designation? ...................................................................................................................... ~ x^
IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN.
For dates of death on or after July 1, 1994 and before January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the
surviving spouse is three (3) percent [72 P.S. §9116 (a) (1.1) (i)].
For dates of death on or after January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is zero
(0) percent [72 P.S. §9116 (a) (1.1) (ii)J. The statute does not exempt a transfer to a surviving spouse from tax, and the statutory requirements
for disclosure of assets and filing a tax return are still applicable even if the surviving spouse is the only beneficiary.
For dates of death on or after July 1, 2000:
The tax rate imposed on the net value of transfers from a deceased child twenty-one years of age or younger at death to or for the use of a
natural parent, an adoptive parent, or a stepparent of the child is zero (0) percent [72 P.S. §9116 (a) (1.2)].
The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is four and one-half (4.5) percent,
except as noted in 72 P.S. §9116 1.2) [72 P.S. §9116 (a) (1)].
The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is twelve (12) percent [72 P.S. §9116 (a) (1.3)J. A
sibling is defined under Section 9102, as an individual who has at least one parent in common with the decedent, whether by blood or adoption.
Rev-1502 EJt+ (g.Bg)
SCHEDULE A
REAL ESTATE
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF FILE NUMBER
den Hartog, Geurt 21-08-0097
All real property owned solely or as a tenant In common must be reported at felt market value. Fair market value is defined as the price at which property would be
exchanged between a willing buyer and a willing seller, neither being compelled to buy or sell, both having reasonable knowledge of the relevant facts.
Real property which Is Jolntlyowned with right of survivorship must be disclosed on schedule F.
ITEM VALUE AT DATE
NUMBER DESCRIPTION OF DEATH
1 REAL ESTATE - AN UNDIVIDED ONE-HALF INTEREST IN HOUSE AND 39 ACRES 152,000.00
LOCATED IN CUMBERLAND COUNTY, PA, KNOWN AND NUMBERED AS 299
BULLSHEAD ROAD, NEWVILLE, PA 17241 (SEE ATTACHED APPRAISAL)
REAL ESTATE - AN UNDIVIDED ONE-HALF INTEREST IN 2 ACRE LOT WITH I 58,000.00
UTILITY BUILDING (SEE ATTACHED APPRAISAL)
TOTAL (Also enter on Line 1, Recapitulation) I 210,000.00
(If more space is needed, additional pages of the same size)
Copyright (c) 2002 form software only The Lackner Group, Inc. Form PA-1500 Schedule A (Rev. 6-98)
Rev-1507 EX+ (6.98)
SCHEDULE D
i MORTGAGES & NOTES
RECEIVABLE
COMMONWEALTH Of PENNSYLVANIA
INHERITANCE TA% RETURN
RESIDENT DECEDENT
ESTATE OF (FILE NUMBER
den Hartog, Geurt 21-08-0097
All property jointly-owned with right of survivorship must be disclosed on Schedule F.
(If more space is needed, additional pages of the same size)
Copyright (c) 2002 form software only The Lackner Group, Inc. Form PA-1500 Schedule D (Rev. 6-98)
Rev-1508 EX+ (8-98)
SCHEDULE E
CASH, BANK DEPOSITS, & MISC.
PERSONAL PROPERTY
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF (FILE NUMBER
den Hartog, Geurt 21-08-0097
Include the proceeds of litigation and the date the proceeds were received by the estate.
All property Jolntlyowned with the right of survivorship must be disclosed on schedule F.
(If more space is needed, additional pages of the same size)
Copyright (c) 2002 form software only The Lackner Group, Inc. Form PA-1500 Schedule E (Rev. 6-98)
Rev-1509 EX+ (5.98)
` SCHEDULE F
COMMONWEALTH OF PENNSYLVANIA JOINTLY-OWNED PROPERTY
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF (FILE NUMBER
den Hartog, Geurt 21-08-0097
If an asset was made Joint within one year of the decedent's date of death, it must be reported on schedule G.
SURVIVING JOINT TENANT(S) NAME ADDRESS RELATIONSHIP TO DECEDENT
A. Grada den Hartog 299 BULLSHEAD ROAD Wife
Newville, PA 17241
B.
C.
JOINTLY OWNED PROPERTY:
ITEM
NUMBER LETTER
FOR JOINT
TENANT DATE
MADE
JOINT DESCRIPTION OF PROPERTY
INCLUDE NAME OF FINANCIAL INSTITUTION AND BANK ACCOUNT
NUMBER OR SIMILAR IDENTIFYING NUMBER. ATTACH DEED FOR
JOINTLY-HELD REAL ESTATE.
DATE OF DEATH
VALUE OF ASSET % OF
DECD'S
INTEREST DATE OF DEATH
VALUE OF
DECEDENT'S INTEREST
1 A MISCELANEOUS TANGIABLE 2,500.00 50.000% 1.250.00
PERSONAL PROPERTY -SHED
CONTENTS
2 A HOUSEHOLD GOODS AND 1,000.00 50.000% 500.00
FURNISHINGS AND TANGIABLE
PERSONAL PROPERTY HELD BY
DECEDANT AND HIS SPOUSE AS
TENANTS BY ENTIRETY
3 A 1993 CHEVY LUMINA 3.000.00 50.000% 1,500.00
4 A 1989 FORD F-250 PICK-UP 4,000.00 50.000% 2,000.00
5 A M8T SAVINGS ACCOUNT NO. 98236857 - 48,043.00 50.000% 24,021.50
JOINT WITH SPOUSE
6 A ORRSTOWN BANK CHECKING 869.00 50.000% 434.50
ACCOUNT NO. 106002855 -JOINT WITH
SPOUSE
TOTAL (Also enter on Line 6, Recapitulation) I 29,706.00
(If more space is needed, additional pages of the same size)
Copyright (c) 2002 form software only The Lackner Group, Inc. Form PA-1500 Schedule F (Rev. 6-98)
REV-7151 EX+ (12-99)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
SCHEDULE H
FUNERAL EXPENSES &
ADMINISTRATIVE COSTS
ESTATE OF FILE NUMBER
den Hartog, Geurt 21-08-0097
Debts of decedent must be reported on Schedule I.
ITEM DESCRIPTION AMOUNT
NUMBER
A. FUNERAL EXPENSES:
See continuation schedule(s) attached
1,985.00
B. ADMINISTRATIVE COSTS:
1. Personal Representative's Commissions
Social Security Number(s) / EIN Number of Personal Representative(s):
Street Address
City State Zip _
Year(s) Commission paid 0.00
See continuation schedule(s) attached
2. Attorney's Fees 25,000.00
See continuation schedule(s) attached
3. Family Exemption: (If decedent's address is not the same as claimant's, attach explanation)
Claimant
Street Address
City State Zip
Relationship of Claimant to Decedent
4. Probate Fees
5. Accountant's Fees
6. Tax Return Preparer's Fees
7. Other Administrative Costs 1,614.00
See continuation schedule(s) attached
TOTAL (Also enter on line 9, Recapitulation) 28,599.00
Copyright (c) 2002 form software only The Lackner Group, Inc. Form PA-1500 Schedule H (Rev. 6-98)
Rev-1502 EX+ (6.98)
SCHEDULE H-A
FUNERAL EXPENSES
continued
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF (FILE NUMBER
den Hartog, Geurt 21-08-0097
Copyright (c) 2002 form software only The Lackner Group, Inc. Form PA-1500 Schedule H-A (Rev. 6-98)
Rev-1502 EX+ (6.98)
SCHEDULE H-B1
PERSONAL REPRESENTATIVE'S
COMMISSIONS
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN continued
RESIDENT DECEDENT
ESTATE OF (FILE NUMBER
den Hartog, Geurt 21-08-0097
Copyright (c) 2002 form software only The Lackner Group, Inc. Form PA-1500 Schedule H-B1 (Rev. 6-98)
Rev1602 EX+ (6.98)
SCHEDULE H-B2
ATTORNEY'S FEES
continued
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF (FILE NUMBER
den Hartog, Geurt 21-08-0097
Copyright (c) 2002 form software only The Lackner Group, Inc. Form PA-1500 Schedule H-62 (Rev. 6-98)
Rev-1502 EX+i6.98)
SCHEDULE H-B7
OTHER
ADMINISTRATIVE COSTS
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN continue
RESIDENT DECEDENT
ESTATE OF (FILE NUMBER
den Hartog, Geurt 21-08-0097
Copyright (c) 2002 form software only The Lackner Group, Inc. Form PA-1500 Schedule H-B7 (Rev. 6-98)
REV-1513 EX+ (9.00)
SCHEDULE J
COMMO
ANIA
TA BENEFICIARIES
ERI
NCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF FILE NUMBER
den Hartog, Geurt 21-08-0097
NAME AND ADDRESS OF RELATIONSHIP TO SHARE OF ESTATE AMOUNT OF ESTATE
NUMBER PERSON(S) RECEIVING PROPERTY DECEDENT (Words
)
($$$)
Do Not List Trustees
I. TAXABLE DISTRIBUTIONS [include outright spousal
distributions, and transfers
under Sec. 9116(a)(1.2)]
See attached schedule
Total 828,255.00
Enter dollar amounts for distributions shown above on lines 1 5 through 18, as appropri ate, on Rev 1500 cove r sheet
II. NON-TAXABLE DISTRIBUTIONS:
A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAX IS NOT
BEING MADE
B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS
See continuation schedule(s) attached 6,000.00
TOTAL OF PART II -ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV-1500 COVER SHEET 6,000.00
Copyright (c) 2002 form software only The Lackner Group, Inc. Form PA-1500 Schedule J (Rev. 6-98)
SCHEDULE J
BENEFICIARIES
(Part I, Taxable Distributions)
ESTATE OF:
Geurt den Hartog 01/12/2008 164-58-6402
Item Name and Address of Person(s) Share of Estate Amount of Estate
Number Receiving Property Relationship (Words) ($$$)
Grada den Hartog Wife All 828,255.00
299 BULLSHEAD ROAD
Newville, PA 17241
--The residuary estate of the
decedent passes outright to his
surviving spouse by virtue of ITEM
V (page 5) of decedent's Will.
Total 828,255.00
Rev1602 EX+ (6.98)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
SCHEDULE J-11B
CHARITABLE AND GOVERNMENTAL
DISTRIBUTIONS
continued
ESTATE OF (FILE NUMBER
den Hartog, Geurt 21-08-0097
Copyright (c) 2002 form software only The Lackner Group, Inc. Form PA-1500 Schedule J-IIB (Rev. 6-98)
~ ~' ~~ 7 ZOG6 ~~1flY 1? fl~ ~ 19
Tax Parcel Number:
30-08-0593-039C
THIS DEED
.. rn
~ ~,~
~ ~., , ~ Made the ~ day of ~ ~ ~ , 2006,
--~ ~, ~ rn
w~'_
~, o ~> ~ BETWEEN
d ~ C.
w == [~
iC Ga `7 r--~
m ~~ s= ~EURT den HARTOG and GRADA J. den HARTOG, husband and wife, of 299 Bulkhead Road,
`-' «'' l~ewville P
~.! _ ennsylvania 17241,
_..
° "GRANTORS",
and
GEURT den HARTOG and GRADA J. den HARTOG, husband and wife, of 299 Bullhead Road,
Newville, Pennsylvania 17241, to each an undivided one-half ('/z) interest as Tenants in Common
(and not as Tenant by the Entirety or as Joint Tenants with the Right of Survivorship),
"GRANTEES".
WITNESSETH, that in consideration of the sum of One ($1.00) Dollar, in hand paid, the
receipt whereof is hereby acknowledged, the said GRANTORS hereby grant and convey in fee
simple to said GRANTEES, their heirs and assigns, to each an undivided one-half (%s) interest as
Tenants in Common (and not as Tenant by the Entirety or as Joint Tenants with the Right of
Survivorship).
ALL the following described real estate, together with the improvements erected thereon,
lying and being situate in North Newton Township, Cumberland County, Pennsylvania, more
particularly described as follows:
BEGINNING at a spike in the center of L.R. 21084; thence by land now or formerly
of Ray E. Hostetter and Doris A. Hostetter, his wife, South 68 degrees 51 minutes
20 seconds West, 1441 feet to an iron pin; thence by the same, North 38 degrees 45
minutes 47 seconds West, 408.6 feet to an iron pin; thence by the same, North 34
degrees 19 minutes 30 seconds West, 210.2 feet to an iron pin; thence by the same,
North 29 degrees 34 minutes 10 seconds West, 475.50 feet to an iron pin on the
western bank of Green Spring; thence crossing said Spring, North 64 degrees 38
minutes 35 seconds East, 55.2 feet to an iron pin on the East bank of Green Spring;
thence North 4 degrees 59 minutes West, 271.88 feet to an iron pin on the Southeast
bank of Green Spring; thence North 59 degrees 23 minutes 37 seconds East, 227.5
aoo~x 2?4 ~~c~x881,
feet to an iron pin on the South bank of Green Spring; thence South 89 degrees 22
minutes East, b4.16 feet to an iron pin on the South bank of Green Spring, thence
North 69 degrees 14 minutes 27 seconds East, 96.77 feet to a post on the South bank
of Green Spring; thence North 52 degrees 34 minutes East, 448.:17 feet to a point in
Green Spring; thence North 2 degrees 7 minutes West, 363 feet to a point in Green
Spring; thence North 23 degrees 37 minutes West, 330 feet to a point in Green
Spring; thence North 40 degrees 7 minutes West, 99 feet to a point in Green Spring;
thence North 52 degrees 7 minutes West, 208 feet to a point in Green Spring; thence
by land now or formerly of Harold Weaver, North 60 degrees 23 minutes b seconds
East, 1658.25 feet to an iron pin; thence by land now or formerly of John F. Stamy,
Jr,, South 26 degrees 17 minutes 1 S seconds East, 1582.15 feet to a post; thence by
the same North 63 degrees 6 minutes 10 seconds East, 1506.45 feet to an iron pin;
thence by land now or formerly of Paul H. Finkenbinder, South 29 degrees 15
minutes 20 seconds East, 1423.b7 feet to an iron pin; thence by and now or formerly
of Frank J. Yost, South 54 degrees 20 minutes 27 seconds West, 2607.4 feet to a
spike in the center of L.R21084 aforesaid; thence by the center of said road, North
33 degrees 45 minutes West, 250 feet to a spike; thence by the same, North 33
degrees 23 minutes 28 seconds West, 600 feet to a point the place of BEGINNING.
LESS, HOWEVER, three interior tracts bounded and described as follows:
1. BEGINNING at a spike in the center of L.R. 21084; thence North 59 degrees 2 minutes 24
seconds East, 300 feet to an iron pin; thence South 30 degrees 57 minutes 36 seconds East,
200.4 feet to an iron pin; thence South 59 degrees 2 minutes 24 seconds West, 300.05 feet
to a spike in the center of L.R. 21084; thence by the center of said road, North 30 degrees
21 minutes 48 seconds West, 5.4 feet to a point; thence by the center of said road, North 30
degrees 57 minutes 36 seconds West, 195 feet to the place of BEGINNING.
CONTAIl~]ING 1.38 acres.
2. BEGINNING at a spike in the center of L.R. 21084; thence South 68 degrees 45 minutes 19
seconds West, 506.28 feet to an iron pin; thence North 21 degrees 47 minutes 36 seconds
West, 150 feet to a post; thence North Sb degrees 48 minutes 47 seconds East, 466.23 feet
to a spike in the center of L.R. 21084; thence by the center of said road, South 33 degrees 3
minutes 50 seconds East, 251.81 feet to the place of BEGINNING.
CONTAINING 2.219 acres.
3. BEGINNING at a post on the South bank of Green Spring; thence South 59 degrees 28
minutes 40 seconds West, 316.6 feet to a post; thence South 25 degrees 32 minutes 33
seconds East, 211.3 feet to a post; thence North 65 degrees 4 minutes 30 seconds East,
2
142.02 feet to an iron pin; thence South 27 degrees 2 minutes 36 seconds East, 203.56 feet
to a post; thence North 69 degrees 28 minutes 50 seconds East, 94.45 feet to a post; thence
North 27 degrees 38 minutes 50 seconds West, 171.25 feet to an iron pin; thence North 57
degrees 8 minutes East, 95.34 feet to an iron pin; thence North 28 degrees 35 minutes 43
seconds West, 267.17 feet to the place of BEGINNING.
CONTAINING 2.186 acres.
EXCEPTING THEREFROM, the following adverse conveyances:
1. A certain tract of land containing 142.4721 acres, conveyed 'by Geurt den Hartog and
Grads Johanna den Hartog, to Gary L. Halteman and Joanne M. Halteman, by deed dated
May 20, 2005, and recorded in Deed Book 268, Page 4810.
2. A certain tract of land containing 2.000 acres, conveyed by Geurt den Hartog and Grads
Johanna den Hartog, to G Geurt den Hartog and Grads Johanna den Hartog, by deed
dated May 20, 2005, and recorded in Deed Book 268, Page 4972.
3. A certain tract of land containing 11.24 acres, conveyed by Geurt den Hartog and Grads
Johanna den Hartog, to Hamilton C. Davis and Jill A. Davis, by deed dated August 20,
1980, and recorded in Deed Book "B", Volume 29, Page 493.
The above-described real estate is a part of the same which Karl B. Kough and Phyllis H.
Kough, his wife, by their Deed dated June 29, 1979 and recorded June 29, 1979, in the Office of the
Recorder of Deeds in and for Cumberland County, in Deed Book "M", Volume 28, Pate 883,
granted and conveyed unto Geurt den Hartog and Grads Johanna den Hartog, his wife, Grantors
herein.
AND, the said Grantors hereby specially warrant the property herein conveyed.
This deed is between husband and wife and is therefore exempt from Realty Transfer Tax
and the obligation of filing a Statement of Value.
IN WITNESS WHEREOF, the said hereby set and the day and year first above written.
Witness:
GEUR den HARTOG
GRADA J. den HARTOG
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF CUMBERLAND
ss.
On this, the
~_ day of ~ 2006, before me, the undersigned officer,
personaily appeared GEURT den HAR and GRADA J. den HARTOG, known to me (or
satisfactory proven) to be the persons whose names are subscribed to the within
acknowledged that they executed same for the ~~~~ and
purposes therein contained.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
COMMONWEALTH OF PENNSYLVANIA
seal Notary Public
Harnlltott c. ~a-b, Nolary PubYc
snipper,stx,~y Born, Qntber}ar~d Comity
My Comrniesion E>q~irea Sept 27, 2008
Member. Pennsylvania Association Of Notaries
CERTIFICATE OF RESIDENCE
I do hereby cerkify that the precise resi ence and com lets
named GRANTEES is 7 qq q {~j (~5~ P post office address of the within
~1 ~ Ns~.~..,'l1t ~a ~~ zy~ .
Attorney or s
-c;rt~ty this ~u be recorded
H~~PO eo~ao • ~tl Cumberland Coun
sn;, PA 17257 ty PA
(717)332-3713 __ ,/ f/
,. ~~" .~
!~ '
4 ,Recorder of Deeds
~°?~ ~~
j--?~ .
APPRAISAL REPORT
SINGLE-FAMII,Y DWELLING
299 BULLSHEAD ROAD
NEWVILLE, PENNSYLVANL~
PREPARED FOR
THE ESTATE OF GEURT DEN HARTOG
BY
LARRY E. FOOTE
DIVERSIFIED APPRAISAL SERVICES
35 EAST HIGH STREET, SUITE 101.
CARLISLE, PENNSYLVANIA
17013-3052
(717) 249-2758
COPY
SUMMARY OF IlVIPORTANT FACTS AND CONCLUSIONS
LOCATION:
TAX PARCEL NUMBER:
299 Bulkhead Road
Newville, Pennsylvania
30-08-0596-039C
IlVIPROVEMENTS: Two-story detached single-family dwelling.
PROPERTY RIGHTS: Fee simple interest.
OWNERSHIP HISTORY: The subject property is owned by Geurt den Hartog and
Grada Johanna den Hartog. No sale of this property has
taken place during the past three years.
SCOPE OF THE ASSIGNMENT: The scope of the assignment included an analysis of the
subject's area, an inspection of the subject property, an
estimation of the property's highest and best use,
consideration of all three appraaches to value, and the
application of those relevant to the valuation of the
subject, including a discount fir "tenant in common"
ownership.
OBJECTIVE: To estimate the market value of the subject property as
unencumbered.
EFFECTIVE DATE: January 12, 2008.
HIGHEST AND BEST USE: Continued use as asingle-family residence.
COST APPROACH: N.A.
SALES APPROACH: $264,000
INCOME APPROACH: N.A
FINAL VALUE CONCLUSION: $264,000
2
APPRAISAL CERTIFICATION
I hereby certify that upon application for valuation by:
THE ESTATE OF GEURT DEN HARTOG
the undersigned personally inspected the following described property:
All those certain pieces or parcels of land, with the improvements thereon erected,
situate in North Newton Township, Cumberland County, Pennsylvania, bounded and described
as follows:
Beginning at a spike in the center of L.R. 21084; thence by land now or formerly of Ray
E. and Doris A. Hostetter, South 68 degrees 51 minutes 20 seconds West, 1441 feet to an iron
pin; thence by the same, North 38 degrees 45 minutes 47 seconds West, 408.6 feet to an iron
pin; thence by the same, North 34 degrees 19 minutes 30 seconds West, 210.2 feet to an iron
pin; thence by the same, North 29 degrees 34 minutes 10 seconds West, 475.50 feet to an iron
pin on the western bank of Green Spring; thence crossing said Spring, North 64 degrees 38
minutes 35 seconds East, 55.2 feet to an iron pin on the East bank of Careen Spring; thence
North 4 degrees 59 minutes West, 271.88 feet to an iron pin on the Southeast bank of Green
Spring; thence North 59 degrees 23 minutes 37 seconds East, 227.5 feet to an iron pin on the
South bank of Green Spring; thence South 89 degrees 22 minutes East., 64.16 feet to an iron pin
on the South bank of Green Spring; thence North 69 degrees 14 minutes 27 seconds East, 96.77
feet to a post on the South bank of Green Spring; thence North 52 degrees 34 minutes East,
448.17 feet to a point in Green Spring; thence North 2 degrees 7 minutes West, 363 feet to a
point in Green Spring; thence North 23 degrees 37 minutes West, 330 feet to a point in Green
Spring; thence North 40 degrees 7 minutes West, 99 feet to a point in Green Spring; thence
North 52 degrees 7 minutes West, 208 feet to a point in Green Spring; thence by land now or
formerly of Harold Weaver, North 60 degrees 23 minutes 6 seconds East, 1,658.25 feet to an
iron pin; thence by land now or formerly of John F. Stamy, Jr., South 26 degrees 17 minutes 16
seconds East, 1,582.15 feet to an iron pin; thence by land now or formerly of Paul H.
Finkenbinder, South 29 degrees 15 minutes 20 seconds East, 1,423.67 feet to an iron pin;
thence by land now or formerly of Frank J. Yost, South 54 degrees 20 minutes 27 seconds
West, 2,607.4 feet to a spike in the center of L.R. 21084 aforesaid; thence by the same, North
33 degrees 23 minutes 28 seconds West, 600 feet to a point, the place of beginning. Less,
however, all those certain tracts of land more particularly bounded and described in Cum-
berland County Deed Book 274, Pages 2882 and 2883. The remaining area of this tract of land
is approximately 34.20 acres.
To the best of my knowledge and belief the statements contained in this report are true
and correct, and that neither the employment to make this appraisal nor the compensation is
contingent upon the value reported, and that in my opinion the Market 'Value as of January 12,
2008 is:
TWO HUNDRED SIXTY-FOUR THOUSAND DOLLARS
$264,000
The property was appraised as a whole, subject to the contingent and limitin c
outlined herein.
g onditions
:;
-- ~ ~~
L E. Foote
Certified General Appraiser
GA-000014-L
~,~
4
INTENDED USE OF THE APPRAISAL
The intended use of this appraisal is to estimate the Market Value of the subject
property as of January 12, 2008.
Market Value is defined as the most probable price which a property should bring in a
competitive and open market under all conditions requisite to a fair sale, the buyer and seller,
each acting prudently, knowledgeably and assuming the price is not affected by undue
stimulus. Implicit in this definition is the consummation of a sale as of a specified date and the
passing of title from seller to buyer under conditions whereby:
a. Buyer and seller are typically motivated.
b. Both parties are well informed or well advised, and each acting in what
he considers his own best interest.
c. A reasonable time is allowed for exposure in the open market.
d. Payment is made in terms of cash in U. S. dollars or in terms of financial
arrangements comparable thereto.
e. The price represents the normal consideration for the property sold
unaffected by special or creative financing or sales concessions granted
by anyone associated with the sale.
Source: Office of the Comptroller of the Currency, 12 CFI §34.42(f).
ffiGHEST AND BEST USE
Highest and Best Use is defined by the Appraisal Terminology and Handbook,
published by the Appraisal Institute, as "the most profitable likely use to which a property can
be put". The opinion of such use may be based on the highest and most profitable continuous
use to which the property is adapted and needed, or likely to be in demand, in the reasonable
near future.
However, elements affecting value that depend upon events or a combination of
occurrences which, while within the realm of possibility, are not fairly shown to be reasonably
probable, should be excluded from consideration. Also, if the intended use is dependent on an
uncertain act of another person, the intention cannot be considered.
Based on the above definition and after seeing the site, neighborhood, and area, it is my
opinion that the present use of the subj ect is its Highest and Best Use.
5
SITE DATA
ADDRESS: 299 Bullshead Road
TOWNSHIP: North Newton
COUNTY: Cumberland
STATE: Pennsylvania
LOT SIZE: Approximately 34.20 acres.
SEWERS: On-site septic system.
WATER: On-site well.
ELECTRICITY: PP&L
LANDSCAPING: Typical for the area, with a sodded lawn, trees and shrubs.
DETRIMENTAL INFLUENCES
None. Pride of ownership is evident throughout the neighborhood.
DESCRIPTION OF IMPROVEMENTS
GENERAL DESCRIPTION: One-story detached single-family dwelling containing approxi-
mately 1,655 square feet of gross living area above grade with an attached two-car garage.
CONDITION: Exterior: Average
Interior: Average
ROOMS: First Floor: Living room, kitchen, dining room, three bedrooms,
laundry room and two full bathrooms.
Basement: Full, with concrete floor.
EXTERIOR: Foundation: Concrete block.
Walls: Brick
Sash: Wood-framed, single-glazed.
Gutters: Aluminum, painted.
Roof: Gable, with shingles.
INTERIOR, PRINCIPAL ROOMS: Flooring: Carpet
6
Walls: Drywall
Ceilings: Drywall
Trim: Wood, stained and varnished.
KITCHEN: Cabinets: Wood, stained and varnished.
Counters: Formica
Walls: Drywall, painted.
Flooring: Vinyl
Sink: Double-bowl, stainless steel.
BATHROOMS: Flooring: Vinyl
Walls: Drywall, painted.
Bathtub: Built-in, with shower or shower stall.
Lavatory: Vanity
Water closet: Two-piece.
Medicine cabinet: Wall-mounted.
CONSTRUCTION: Joists: Wood
Beams: Steel
Columns: Steel
Plumbing: Copper and plastic.
HEATING: Heat pump.
COOLING: Central air conditioning.
HOT WATER: Electric, 50-gallon.
ELECTRIC: Circuit breaker system, 200-ampere.
OTHER: There is a brick fireplace located in the living room.
GENERAL CONDITION: All improvements are considered to be in. average condition on the
interior and on the exterior, with mechanical systems appearing to be adequate and functioning
properly.
7
THE APPRAISAL PROCESS
Three approaches to value are generally included in an appraisal report. These
techniques include the cost approach, sales comparison approach, and income approach to
value.
The cost approach to value is based on the assumption that the reproduction cost of a
building plus land value, tends to set the upper limit to value. A key assumption is that a newly
constructed building would have advantages over the existing building, therefore an evaluation
focuses upon disadvantages or deficiencies (depreciation) of the existing building compared to
anew facility. Due to the age of the subject improvements, the cost approach is considered to
be inappropriate and has, therefore, not been included in the development of this appraisal
report.
The sales comparison approach to value assumes that under normal conditions, a given
number of parties acting intelligently and voluntarily, tend to set a pattern from which value
can be estimated. Application of this approach relies on a comparison of the subject with a
sufficient number of recent transactions of comparable properties in the market, based on a
common unit, such as price per square foot of building area. In this particular situation, a
discount is required for "tenant in common" ownership.
The income approach concerns itself with present worth of the future potential benefits
of a property. The initial estimate involves the net income, which a fully informed person is
justified in assuming the property will produce during its remaining useful life. This estimated
net income is then capitalized into a value estimate, based upon the level of risk as compared
with that of a similar type and class. Since homes similar to the subject are not typically
utilized as income-producing investment properties, the income approach to value is considered
to be inappropriate and has, therefore, not been included in the development of this appraisal
report.
8
.. _ _„ ,. ,ALES l.V1v1YA.tctavly arrnv~v.n
In arriving at this conclusion of the value of the subject property, the appraiser made a
survey of properties that have sold in the area of the subject property.
Consideration was given and adjustments were made on each comparable sale as to
time of sale, size, location, as well as all other factors that might affect value. A resume of
some of the sales considered by the appraiser is as follows:
SALE NO. 1:
Location: 102 Alters Road, Carlisle.
Date of Sale: May 23, 2007.
Sale Price: $294,900
Size: 1,464 square foot dwelling with other buildings on 18.73 acres.
Unit Price: $201.43 per square foot.
SALE NO. 2:
Location: 39 Valley Road, Newville.
Date of Sale: May 18, 2007.
Sale Price: $275,000
Size: 1,300 square foot dwelling with other buildings on 19.00 acres.
Unit Price: $211.54 per square foot.
SALE NO. 3:
Location: 4255 Carlisle Road, Gardners.
Date of Saie: Apri126, 2006.
Sale Price: $275,500
Size: 1,248 square foot dwelling with other buildings on 14.74 acres.
Unit Price: $220.75 per square foot.
The appraiser, in addition to the sales listed, also considered several additional sales in
arriving at his final opinion of value. On the Sales Comparison Analysis form that follows this
page are dollar adjustments reflecting market reaction to those items of significant variation
between the subject and comparable properties. If a significant item in the comparable
property is superior to, or more favorable than, the subject property, a minus (-) adjustment is
made, thus reducing the indicated value of the subject; if a significant item in the comparable is
inferior to, or less favorable than, the subject property, a plus (+) adjustment is made, thus
increasing the indicated value of the subject.
After making all of the necessary adjustments, it is the appraiser's considered opinion
that the indicated value of the subject property by the Sales Comparison Approach is $264,000.
9
SALES COMPARISON ANALYSIS
ITEM SUBJECT COMPARABLE #1 COMPARABLE; #2 COMPARABLE #3
Address 299 Bullshead Road
Newville 102 Alters Road
Carlisle 39 Valley Road
Newville 4255 Carlisle Road
Gardners
Proximity to Subject
Sale Price N.A. $294,900 $275,0(10 $275,500
Price / Sq. Ft. GLA N.A. $201.43 $211.54 $220.75
Data Source Inspection Courthouse and Central Penn MLS Courthouse and Central Penn MLS Courthouse and Central Penn MLS
ADJUSTMENTS DESCRIPTION DESCRIPTION $ Adjust. DESCRIPTION g• Adjust. DESCRIPTION $ Adjust.
Sales or Financing
Concessions $700 closing costs
paid by seller.
-500
None
None
Date of Sale /Time As of 1-12-08 5-23-07 5-18-07 4-26-06
Location Average Superior -14,745 Similar Similar
Site 1 View 34.20 acres 18.73 acres +46,410 19.00 acres +q-5,600 14.47 acres +59,190
Design and Appeal One-story detached Similar Similar Similar
Construction Brick Brick Vinyl siding +5,000 Aluminum siding +5,000
Age 28 years 32 yeazs 6 years -] 3,750 32 years
Condition Average Similar Superior -13,750 Similar
Above Grade
Room Count Tot Bed. Bath Tot Bed. Bath Tot. Bed. Bath Tot. Bed. Bath
6 3 2 6 3 1 %z +2,000 6 3 Z 6 2 1 +4,000
Gross Living Area 1,655 square feet 1,464 squaze feet +5,730 1,300 square feet +] 0,650 1,248 square feet +12,210
Basement &Finished
Rooms Below Grade
Full basement Full basement with
family room.
-2,000
Full basement
Full basement
Functional Utili Avera a Similar Similar Similar
Hearin / Coolin Heat um w/cen. air Baseboard electric +2,000 Geothermal w/cen air ••5,000 Oil-fired hot water +2,000
Gara e / C rt Twocar a Similar None +10,000 Similaz
Porches, Patios
Pools, etc.
Two orches.
2 porches, stable with
lean-to, stor. bld .
-30,000 Wd. deck, 2 988 sq.
ft. & 1 180 sq. ft.
stor. bldg.
-10,000 Porch, in-ground
pool, 1,120 s.f., 432
s.f. & 1,200 s.f. bld .
-20,000
Special Energy
Efficient Items Typica] for the
re 'on.
Similar
Similaz
Similar
Fir lace(s) Fir lace Similar None +1,000 None +1,000
Tenant In Common
Ownership Interest
NetAd'. total)
Indicated Value
of Su 'ect
Yes
Discount applied
-40,000
-31,]05.
263,795
Discount applied
-40,000
-10,250
264,750
Discount applied
-40,000
+23,400
298,900
FINAL INDICATED VALUE OF SUBJECT PROPERTY: $264,000
10
CORRELATION
Correlation may be defined as "the bringing together of parts in a proper relationship."
The parts of this appraisal report are the following approaches to value your appraiser used:
Value Indicated by Cost Approach N.A.
Value Indicated by Sales Comparison Approach $264,000
Value Indicated by Income Approach N.A.
These approaches are representative of the market value of the subject property. I have
carefully reexamined each step in each method, and I believe the conclusions accurately reflect
the attitude of typical purchasers of this type property in this neighborhood. It is my belief that
this reexamination has confirmed the original conclusions.
The Cost Approach will result in an excellent estimate if all elements are figured
accurately, because no prudent person will pay more for a property i:han the cost to produce a
substitute property with equal desirability and utility. Purchasers of the type of dwelling
typical of the subject property are more concerned with amenities than with hypothetical
replacement of the property. Due to the age of the subject improvements, the Cost Approach is
considered to be inappropriate and has not been included in this appraisal report.
The Sales Comparison Approach was based on several recent sales of properties similar
to that of the subject, all of which are located in the same general area. The adjusted sales
prices are most consistent under comparison. This approach is they most reliable because it
reflects the reactions of typical buyers and sellers in the market.
The Income Approach is most applicable to income producing properties or properties
that are primarily utilized for income producing purposes. Purchasers of income producing
properties are willing to pay no more for a particular properly than the net operating income
will support. Since the majority of properties similar to the subject are not utilized for income
producing purposes, this approach to value has not been included in this appraisal report.
Therefore, as a result of this appraisal and analysis, it is this appraiser's considered
judgment and opinion that the Market Value of the subject property, as of January 12, 2008, is:
TWO HUNDRED SIXTY-FOUR THOUSAND DOLLARS
$264,000
11
UNDERLYING ASSUMPTIONS AND LIMITING
CONDITIONS SUBJECT TO THIS APPRAISAL
1. I assume no responsibility for matters legal in nature, nor do [render any opinion as to
the title, which is assumed to be marketable. The property is appraised as though under
responsible ownership.
2. The legal description used herein is correct.
I have made no survey of the property, and the boundaries are taken from records
believed to be reliable.
4. I assume that there are no hidden or unapparent conditions of the property, subsoil or
structures which would render it more or less valuable. I assume no responsibility for
such conditions or for engineering which might be required to discover such factors.
5. The information, estimates, and opinions furnished to me and contained in this report
were obtained from sources considered reliable and believed to be true and correct.
However, no responsibility for accuracy can be assumed by me:.
6. This report is to be used in its entirety and only for the purpose for which it was
rendered.
7. Neither all nor any part of the contents of this report (especially any conclusions as to
value, the identity of the appraiser or the firm with which lie is connected) shall be
reproduced, published, or disseminated to the public through advertising media, public
relations media, news media, sales media, or any other public means of communication,
without the prior written consent and approval of the appraiser.,
S. This appraisal was prepared for the exclusive use of the client identified in this appraisal
report. The information and opinions contained in this appraisal set forth the
appraiser's best judgment in light of the information available at the time of the
preparation of this report. Any use of this appraisal by any other person or entity, or
any reliance or decisions based on this appraisal are the sole responsibility and at the
sole risk of the third party. The appraiser accepts no responsibility for damages
suffered by any third party as a result of reliance on or decisions made or actions taken
based on this report.
12
CERTIFICATE OF APPRAISAL
Your appraiser hereby certifies that:
1. The statements of fact contained in this report are true and correct.
2. The reported analyses, opinions, and conclusions are limited only by the reported
assumptions and limiting conditions, and are my personal., impartial, and unbiased
professional analyses, opinions, and conclusions.
3. I have no present of prospective interest in the property that is the subject of this report,
and no personal interest with respect to the parties involved.
4. I have no bias with respect to the property that is the subject of this report or to the
parties involved with this assignment.
5. My engagement in this assignment was not contingent upon developing or reporting
predetermined results.
6. My compensation for completing this assignment is not contingent upon the
development or reporting of a predetermined value or direction in value that favors the
cause of the client, the amount of the value opinion, the attainment of a stipulated result,
or the occurrence of a subsequent event directly related to the intended use of this
appraisal.
7. To the best of my knowledge and belief, the statements of fact contained in this
appraisal report, upon which the analyses, opinions, and conclusions expressed herein
are based, are true and correct.
8. This appraisal report sets forth all of the limiting conditions (imposed by the terms of
my assignment or by the undersigned) affecting the analyses, opinions, and conclusions
contained in this report.
9. This appraisal report has been made in conformity with the Uniform Standards of
Professional Appraisal Practice adopted by the Appraisal Standards Board of the
Appraisal Foundation, and is subject to the requirements of the Code of Professional
Ethics and Standards of Professional Conduct of the National Association of Realtors
Appraisal Section.
13
10. No one other than the undersigned prepared the analyses, conclusions, and
opinions concerning real estate that are set forth in this apprais,~l report.
~~~~~
Larry .Foote
Certified General Appraiser
GA-000014-L
14
PRIVACY NOTICE
Pursuant to the Gramm-Leach-Billey Act of 1999, effective July 1, 2001, appraisers,
along with all providers of personal financial services are now required by federal law to
inform their clients of the policies of the firm with regard to the privacy of client nonpublic
personal information. As professionals, we understand that your privacy is very important to
you and are pleased to provide you with this information.
In the course of performing appraisals, we may collect what is known as "nonpublic
personal information" about you. This information is used to facilitate the services that we
provide to you and may include the information provided to us by you directly or received by
us from others with your authorization.
We do not disclose any nonpublic personal information obtained in the course of our
engagement with our clients to nonaffiliated third parties, except as necessary or as required by
law. By way of example, a necessary disclosure would be to our independent contractors, and
in certain situations, to unrelated third party consultants who need to know that information to
assist us in providing appraisal services to you. All of our independent contractors and any
third party consultants we engage are informed that any information they see as part of an
appraisal assignment is to be maintained in strict confidence within the firm. A disclosure
required by law would be a disclosure by us that is ordered by a court of competent jurisdiction
with regard to a legal action to which you are a party.
We will retain records relating to professional services that we have provided to you for
a reasonable time so that we are better able to assist you with your needs. In order to protect
your nonpublic personal information from unauthorized access by third parties, we maintain
physical, electronic and procedural safeguards that comply with our professional standards to
insure the security and integrity of your information.
15
LARRY E. FOOTE
REAL ESTATE APPRAISER
EXPERIENCE:
1979-Present: Chief Appraiser, Diversified Appraisal Services, Carlisle, Pa.
Principal Broker, LaRue Development Company, Carlisle, Pa.
1976-1979: Associate Broker, Colonial Realty, Cazlisle, Pa.
1972-1976: Realtor Associate, Jack Gaughen Realtor, Cazlisle, Pa.
Appraisal experience included undeveloped land, farms, building lots, single-family dwellings, mobile
home parks, medical centers, nursing homes, motels, apartment buildings and complexes, office
buildings, service stations, veterinary clinics, rehabilitation centers, retail buildings, daycare centers,
warehouses, and manufacturing facilities.
EDUCATION:
Bachelor of Business Administration, Pennsylvania State University, 1976.
Associate Bachelor of Business Administration, Harrisburg Area Community
College, 1974.
Diploma, Carlisle Senior High School, 1965.
Certificate, Pennsylvania Realtors Institute, GRI I, GRI II, GRI III.
Certificate, Realtors National Mazketing Institute, CI 101, CI 102,, CI 103, CI 104,
CI 105.
Standazds of Professional Practice, American Institute of Real Estate Appraisers.
Real Estate Appraisal Principles, American Institute of Real Estate Appraisers.
Residential Valuation, American Institute of Real Estate Appraisers.
Appraisal Procedures, Appraisal Institute.
Principles of Income Property Appraising, Appraisal Institute.
Case Studies in Real Estate Valuation, Appraisal Institute.
Report Writing and Valuation Analysis, Appraisal Institute.
PROFESSIONAL LICENSES:
General Appraiser #GA-000014-L, Commonwealth of Pennsylvania.
Real Estate Broker #RB-029729-A, Commonwealth of Pennsylvania.
PROFESSIONAL DESIGNATIONS:
GRI: Graduate of the Pennsylvania Realtors Institute, awazded by the Pennsyl-
vania Association of Realtors.
CRS: Certified Residential Specialist, awarded by the Realtors National Mazket-
ing Institute of the National Association of Realtors.
CC]M: Certified Commercial Investment Member, awarded by the Realtors
National Marketing Institute of the National Association of Realtors.
PROFESSIONAL ORGANIZATION AFFILIATIONS:
National Association of Realtors Appraisal Section.
Greater Harrisburg Association of Realtors.
Pennsylvania Association of Realtors.
National Association of Realtors.
Realtors National Marketing Institute.
16
PAST CLIENTS:
Borough of Carlisle
Keystone Financial Mortgage
Cornerstone Federal Credit Union
Pennsylvania State Bank
Commerce Bank
Cumberland-Perry Association for Retarded Citizens
Carlisle Suburban Authority
Members 1~` Federal Credit Union
Pennsylvania National Bank
Evans Financial Corporation
Greenawalt & Company, CPA
Smith's Transfer Corporation
Carlisle Department of Parks and Recreation
Executive Relocation Services
Carlisle Area School District
Messiah Homes, Incorporated
ERA Eastern Regional Services
Pennsylvania Turnpike Commission
Chase Home Mortgage Corporation
Defense Activities Federal Credit Union
Pennsylvania State Employees Credit Union
PNC Mortgage Corporation
F&M Trust Company
National City Mortgage Corporation
Washington Mutual Home Loans, Inc.
Prudential Relocation Services
Lender's Choice
Market Intelligence, Incorporated
United Telephone Employees Federal Credit Union
Cumberland County Commissioners
Allstate Enterprises Mortgage Corporation
Dickinson College
PPG Industries, Incorporated
Gettysburg College
Redevelopment Authority of Cumberland County
Record Data Appraisal Services, Incorporated
First United Federal Savings Association
Fulton Bank
United States Marshall Service
GMAC Mortgage Corporation
Orrstown Bank
Letterkenny Federal Credit Union
BancPlus Mortgage Corporation
Coldwell Banker Relocation Services, Incorporated
Central Pennsylvania Savings Bank
Mellon Bank
Provident Home Mortgage Corporation
Drovers Bank
American Home Bank
Trans Union
M&T Mortgage Corporation
Cody Financial Mortgage Services
Waypoint Bank
Northwest Savings Bank
Blue Ball National Bank
Adams County National Bank
Countrywide Home Loans
Aarrow Mortgage
Various law firms and individuals
17
PHOTOGRAPH OF THE SUBJECT IlVIPROVEMENTS
18
19
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COMPARABLE SALE NU. L
COMPARABLE SALE NO. 3
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20
DALE F. SHUGHART, JR.
ATTORNEY AT LAW
10 WEST HIGH STREET
CARLISLE, PENNSYLVANIA 17013
Telephone (71 71 241 -431 1
Facsimile (717) 241-4021
OF COUNSEL
HAMILTON C. DAVIS
March 7, 2008
Hamilton C. Davis, Esquire
P. O. Box 40
Shippensburg, PA 17257
LEGAL ASSISTANI-
BONNIE L. COYLE
RE: Opinion Letter
Estate of Geurt den Hartog
The potential expenses and time involved in partition
of tenant in common real estate.
Dear Hamilton:
I am writing in response to your letter of February 25 and
the various enclosures regarding Mr. den Hartog's ownership of a
one-half tenant in common interest in two parce:Ls of improved
real estate, one parcel of approximately two acres with a metal
utility building, and another parcel with appro:~imately 34 acres
and a home situate on it.
You have requested my opinion regarding thE: potential costs
and time delays involved in a court proceeding :Eor partition of
tenant in common ,real property. As you are aware, I have been
involved in a considerable number of these cases over the years.
I have also acted as Court-appointed Master in several of them.
The most recent two contested cases in which I represented
¢arties were litigated before Judge Bayley, in Cumberland County,
who did not refer the cases to a Master.
The first case involved partition of several farms which
were owned in a partnership, which was dissolved. That case
involved two days of hearings before Judge Bayley before it was
eventually .settled between the parties. The clients whom I
DALE F. SHUGHART, JR.
March 7, 2008
Page 2
represented incurred legal fees in excess of $20,000 and
appraiser and accountant fees of approximately $10,000. It took
approximately two years to litigate the case. If the Court had
appointed a Master, the parties would also have paid the Master's
fees which would have exceeded $5,000.
In this case, once the Court established the value of the
land, the parties :•rrked out thei r o~~m agreement aS fig, ; is
division.
The second case in which I was involved was a 100 acre farm
which had been owned as tenant in common by husband and wife like
the den Hartog case. On the death of the husband the one-half
interest went into a Trust. The wife then gifted her one-half
interest to one son, who was also a residuary beneficiary of his
Father's Trust. This son had been a Trustee, bu.t was removed
from that capacity by the Court.
This case was in litigation for more than three years and
was ultimately decided by Judge Bayley, again, without referring
the matter to a Master. The first issue in thin case was that
the one-half owner son wanted to divide the lana~~ in question into
two "purparts" of equal value in accordance witY:~ the Rules of
Civil Procedure. The Court ultimatel~r held that. the tract could
not be divided in half without spoiling the whole and established
the value of the property. After the Court did so, the one-half
owner son purchased the one-half interest of the: Trust in
accordance with the value established by the Court. As with the
partnership case above, this case also involved "accounting
issues" as to who owed what to whom for taxes, repairs, etc.
In this case, I represented one of the beneficiaries and
worked with another attorney who represented the: Trust. My fees
to my client exceed $10,000. I do not know the other attorney's
fees,. but he carried the .laboring oar, and I would guess them to
DALE F. SHUGHART, JR.
March 7, 2008
Page 3
be at least $25,000. In addition, with the issues of possible
subdivision of the farm into "purparts" we had substantial
engineering expenses as well as appraisal fees. 1~?y estimate is
that those fees paid by my client and the Trust exceeded $15,000.
I can therefore comfortably say that approximately $50,000
in fees and expenses were incurred by my client and the Trust in
resclvir_g this partition actior_.
I wish to note that your appraiser, Larry Foote, served as
an expert witness on behalf of parties in both of these partition
actions.
Currently, I am in the process of filing a partition action
in Perry County for a 63 acre piece of woodlot which is owned in
fractional interests by ten different people, anal has passed
through several estates. My understanding at this point is that
I will be representing eight of the ten people filing an action
in partition against the other two. I am being paid by one of
the owners who agreed to pay all of the legal fees. Some of the
fractional interests go out six numbers behind the decimal point,.
since interests have passed through a number of estates. I have
been working on this case for a year and my client has already
paid me fees of approximately $5,000. I have estimated, on the
low end, that my additional legal fees will be a.t least another
$5,000, and could be higher depending upon what we get into in
terms of litigation. In this particular case, I cannot imagine
that anyone will push the issue of dividing the land into
"purparts", and therefore expect the primary issue to be
establishing the value.
Based upon the foregoing, if there is a divergence of
opinion between Mr. den Hartog's Estate and Mrs. den Hartog, as
occurred in the second case referenced above, three different
types of issues can occur:
March 7, 2008
Page 4
DALE F. SHUGHART, JR.
1. Disputes over apportionment of taxes, i~zsurance, repair
costs, and mortgage payments, which are especial:Ly tricky if some
parties are in possession of the property, and other parties are
not in possession thereof.
2. Issues regarding whether the property c~~n be divided
into separate parcels either of equal value, or ~~f sufficiently
acceptable value, if all parties are iIl agreemen~~t, treat the party
receiving the less valuable land, can be paid do:Llars called
"owelty" to equalize the distributions.
3. The third issue becomes valuation, which ultimately is
established by the Court.
A fourth scenario can arise, which I have bE~en involved in
twice, once as court-appointed Master, and once ~~s attorney for
one of the parties. If the defendants own more i:han 50% of the
value of the real estate, they are entitled to pta.rchase the
minority interest for the value set by the Court.. However, if
the defendants do not own the majority interest, the property is
offered for auction limited to the parties themsE:lves, with the
minimum bid being the value established by the Court. If that
stage is reached, a whole additional layer of exF>enses are
incurred.
How much people are willing to invest in litigation does
generally have some relationship to the value of the land in
question_ However, as we all know, it only takes one "hard head"
with an underemployed lawyer to decide to pursue a matter well
beyond any "cost/benefit" analysis based on "prir.~cipal".
Not knowing the value of the land in question if it were
sold as a whole, without objection, I will estimate $500,000
total, or $250,000 the value for each interest.
If the value and ownership of the land in question were
ultimately established by partition action which proceeded
DALE F. SHUGHART, JR.
March 7, 2008
Page 5
through a final litigation of accounting, divisibility,
valuation, and ultimate sale, the legal fees and expenses, would,
in my opinion, be at least $30,000, and could ce:rta_irly approach
$50,000, for the one-half ownership interest in ]dir. den Hartog'~s
Estate, and the time period involved could exceed two years.
I hope this opinion letter is of some assistance to you.
~. ,
Very truly yours,;
~~i
Dale F. Shughart; Jr.
DFS,JR/bc
cc Larry Foote
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Part of Tax Part:el Number: 30-08-0593-118
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, 2006,
s 5
BETWEEN
GEURT DEN HARTOG and GRADA JOHANNA DEN HARTOG, ;husband and wife, of 299
Bullshead Road, Newville, Pennsylvania,
"GRANTORS",
AND
GEURT DEN HARTOG and GRADA JOHANNA DEN HARTOG, ]zusband and wife, of 299
Bullshead Road, Newville, Pennsylvania, to each an undivided one-half I;1/2) interest as Tenants in
Common (and not as Tenants by Entireties or Joint Tenants with Right of Survivorship),
"GRANTEES".
WITNESSETH, that in consideration of the sum of ONE AND 00/100 {$1.00) Dollar, in
hand paid, the receipt whereof is hereby acknowledged, the said GRANTORS do hereby grant and
convey in fee simple to said GRANTEES, their heirs and assigns; each. to an undivided one-half
(1/2) interest as Tenants in Common (and not as Tenants by Entireties or Joint Tenants with Right
of Survivorship),
ALL that certain lot or tract of land situate in North Newton Township, Cumberland
County, Pennsylvania, as is more particularly bounded and described as follows:
BEGINNING at a set railroad spike along the centerline of Bul:lshead Road (S.R.
4015) along the dividing line of Lot 7 on the hereinafter referenced plan; thence
along said dividing line the following courses and distances: 1)1`forth O1 degree 19
minutes 58 seconds West 285.75 feet to a set concrete monunent; 2) North 88
degrees 40 minutes 02 seconds East 304.88 feet to a set concn~e monument; 3)
South Ol degrees 19 minutes 58 seconds East 285.76 feet to a set railroad spike in
along the centerline of Bullshead Road (S.R. 40I5); thence alonf; the centerline of
900 2'~4 ~~~885
Bullshead Road (S.R. 4015) South 88 degrees 40 minutes 29 seconds West 32.15
feet to an existing railroad spike; thence continuing along the same, South 88
degrees 40 minutes 02 seconds West 272.73 feet to a set railroad :~pdce, the point and
place of BEGINNING.
CONTAINING 2.0000 acres and being Lot 6 on the Minor Subdivision Plan for
Geurt DenHartog, prepared by Eric L. Diffenbaugh, dated December 1, 2004 and
recorded March 16, 2005 in the Office of the Recorder of Deeds in and for
Cumberland County, in Plan Book 90, Page 88.
TOGETHER with and under and subject to notations as shown on said plan.
UNDER AND SUBJECT to existing covenants, agreements, conditions, easements,
restrictions and rights of record, to the extent valid and enforceable and still applicable to the
above described premises.
BEING the same premises which Geurt den Hartog and Gnida Johanna den Hartog
conveyed to Geurt den Hartog and Grada Johanna den Hartog, by deed dated May 20, 2005, and
recorded in the Office of the Recorder of Deeds in and for Cumberland County, Deed Book 268,
Page 4972.
THIS IS A CONVEYANCE FROM HUSBAND AND WIFE T0~ HUSBAND AND WIFE
AND IS THEREFORE EXEMPT FROM REALTY TRANSFER TAX.
AND, the said GRANTORS hereby warrant specially the propert}~ herein conveyed.
IN WITNESS WHEREOF, the said GRANTORS do hereby set their hands and seals the
day and year first above written.
Witness:
~ ~,..~ cam.
(SEAL)
U GEUR DEN HARTOGM
--~;}-~t7 `~ ~1J;"i.- ~ _ C~"''' ~L~ (SEAL)
GRADA JOHANNA DEN I3ARTOG
lit ~4
COMMONWEALTx OF PENNSYLVANIA:
ss.
COUNTY OF Cw,~ ~ ~ ~ ~
On this the 5 ~ day of YIA R ~ , 2006, before m.e, the undersigned officer,
personally appeared GEURT DEN HARTOG and GRADA JOHANNA :DEN HARTOG, known to
me (or satisfactorily proven) to be the persons whose names are subscribexi to the within instnunent,
and acknowledged the foregoing deed to be their act and deed and desired the same to be recorded
as such
WITNESS my hand and official seal the day and year first above ~Nritten.
COMMONWEgtTii OF PENNSYLVANiq
Sh Narrulbn C. Delis' NAY PubNc
Member, Penns ~ ~~ ~ - (Seal)
Y-vania gssodat-on O/ Notarres Notary' Public
CERTIFICATE OF RESIDENCE
I do hereby certify that the precise residence and complete post office address of the within
named GRANTEES is: 299 Bullshead Road, Newville, PA 17241.
i
~ S , 2006 ~ t'
Attorney or Grant
Hamilton C. Davis, Esq.
P O Box 40 ~ Certify thi;~ to be recorded
Shippeusburg, PA ( 7
(71'n532-5713 Tn Cumberland County PA
., L
~`~~i
~~`' e;carder of Deeds
Boas 4 ~~~~
S ~f~ .
APPRAISAL REPORT
METAL STORAGE BUILDING
299 BULLSHEAD ROAD
NEWVIIILE, PENNSYLVANIA
PREPARED FOR
THE ESTATE OF GEURT DEN HART(~G
BY
LARRY E. FOOTS
DIVERSIFIED APPRAISAL SERVICES
35 EAST HIGH STREET, SITITE 1C-1
CARLISLE, PENNSYLVANIA
17013-3052
(717) 249-2758
COPY
SUMMARY OF Il~ZPORTANT FACTS AND CONCLUSIONS
LOCATION:
TAX PARCEL NUMBER:
DESCRIl'TION:
299 Bullshead Road
Newville, Pennsylvania
30-08-0593-118
A one-story detached metal stor~~ge building on a two-
acre tract of vacant land.
PROPERTY RIGHTS: Fee simple interest.
OWNERSHIl' HISTORY: The subject property is owned b}~ Geurt den Hartog and
Grada Johanna den Hartog. No ~~ale of this property has
taken place during the past three years.
SCOPE OF THE ASSIGNMENT: The scope of the assignment included an analysis of the
subject's area, an inspection of the subject property, an
estimation of the property's highest and best use,
consideration of all three approaches to value, and the
application of those relevant 1:o the valuation of the
subject.
OBJECTIVE: To estimate the market value of the subject property as
unencumbered.
EFFECTIVE DATE: As of January 12, 2008.
HIGHEST AND BEST USE: Use as a storage building.
COST APPROACH: N.A.
SALES APPROACH: $76,000
INCOME APPROACH: N.A.
FINAL VALUE CONCLUSION: $76,000
2
APPRAISAL CERTIFICATION
I hereby certify that upon application for valuation by:
THE ESTATE OF GEURT DEN HARTOG
the undersigned personally inspected the following described propem~:
All that certain piece or parcel of land situate in North Newton Township, Cumberland
County, Pennsylvania, bounded and described as follows:
Beginning at a set railroad spike along the centerline of Bullsl7~ead Road along the
dividing line of Lot 7 on the hereinafter referenced plan; thence along said dividing line the
following courses and distances: 1} North Ol degree 19 minutes 58 seconds West 285.75 feet
to a set concrete monument; 2}North 88 degrees 40 minutes 02 seco~ids East 304.88 feet to a
set concrete monument; 3) South O1 degree 19 minutes 58 seconds East 285.76 feet to a set
railroad spike in the centerline of Bulkhead Road; thence along the centerline of Bulkhead
Road South 88 degrees 40 minutes 29 seconds West 32.15 feet to an existing railroad spike;
thence continuing along he same, South 88 degrees 40 minutes 02 seconds West 272.73 feet to
a set railroad spike, the point and place of beginning. Containing 2.OCI acres and being Lot 6 on
the Minor Subdivision Plan for Geurt den Hartog, recorded in Cumberland County Plan Book
90, Page 88.
To the best of my knowledge and belief the statements contained in this report are true
and correct, and that neither the employment to make this appraisal. nor the compensation is
contingent upon the value reported, and that in my opinion the Market Value as of January 12,
2008 is:
SEVENTY-SIX THOUSAND DOLLARS
$76,000
The property was appraised as a whole, subject to the contingent and limiting conditions
outlined herein-
c~~
Larry .Foote
Certified General .Appraiser
GA-000014-L
3
PURPOSE OF THE APPRAISAL
The purpose of this appraisal is to estimate the Market Value of the subject property as
of January 12, 2008.
Market Value, as defined by the courts, is the most probable price estimated in terms of
money which a property will bring if exposed for sale in the open market, allowing a
reasonable time finding a purchaser who buys with knowledge of ,x.11 the uses to which it is
adapted and for which it is capable of being used.
Frequently, it is referred to as the price at which a willing seller would sell and a willing
buyer would buy, neither being under abnormal pressure.
HIGHEST AND BEST USE
Highest and Best Use is defined by the Appraisal Ternninology and Handbook,
published by the Appraisal Institute, as "the most profitable likely use to which a property can
be put". The opinion of such use may be based on the highest and most profitable continuous
use to which the property is adapted and needed, or likely to be in demand, in the reasonable
near future.
However, elements affecting value that depend upon eve~~ts or a combination of
occurrences which, while within the realm of possibility, are not fairly shown to be reasonably
probable, should be excluded from consideration. Also, if the intended use is dependent on an
uncertain act of another person, the intention cannot be considered.
Based on the above definition and after seeing the site, neighborhood, and area, it is my
opinion that use of the subject as a storage building is its Highest and :Best Use.
4
SITE DATA
ADDRESS: 299 Bulkhead Road
TOWNSHIP: North Newton
COUNTY: Cumberland
STATE: Pennsylvania
LOT SIZE: Approximately 2.00 acres of level land.
SEWERS: None on site.
WATER: None on site.
ELECTRICITY: PP&L
LANDSCAPING: None
ZONING: This municipality has no zoning ordinances.
DETRIMENTAL INFLUENCES
None. Pride of ownership is evident throughout the neighborhood.
BUILDING DESCRIPTION
The subject building consists of a one-story detached storage building containing
approximately 4,680 square feet of gross building area. This building, which is constructed
upon a concrete slab, has exterior walls that are covered with painte;d corrugated steel panels.
Roofing is of the gable type, covered with corrugated steel panels. The passage door is of
insulated steel and there are three large metal sliding doors that access the work bays. There
are two metal-framed windows located in the one end of the building..
The interior of the building is divided into one large L-shaped room and a smaller
square-shaped room. The interior has no ceiling, but is open to the roof. The building is heated
by afree-standing wood-burning stove. Electricity is distributed b;y an individually metered
circuit breaker electrical system.
5
The area around the building is improved with stone parking; areas. All improvements
appear to be in average condition on the interior and on the exterior., with mechanical systems
appearing to be adequate and functioning properly.
6
THE APPRAISAL PROCESS
Three approaches to value are generally included in an appraisal report. These
techniques include the cost approach, sales comparison approach, and income approach to
value.
The cost approach to value is based on the assumption that the reproduction cost of a
building plus land value, tends to set the upper limit to value. A key ~~ssumption is that a newly
constructed building would have advantages over the existing buildir,~g, therefore an evaluation
focuses upon disadvantages or deficiencies (depreciation) of the existing building compared to
anew facility.
The sales comparison approach to value assumes that under r.~ormal conditions, a given
number of parties acting intelligently and voluntarily, tend to set a pattern from which value
can be estimated. Application of this approach relies on a comparison of the subject with a
sufficient number of recent transactions of comparable properties in the market, based on a
common unit, such as price per square foot of building area or price per acre.
The income approach concerns itself with present worth of the future potential benefits
of a property. The initial estimate involves the net income, which a. fully informed person is
justified in assuming the property will produce during its remaining useful life. This estimated
net income is then capitalized into a value estimate, based upon the level of risk as compared
with that of a similar type and class.
Since the subject property consists of a vacant tract of land or existing improvements
have insignificant value, in accordance with the departure provision of the Uniform Standards
of Professional Appraisal Practice, only the sales comparison approach to value has been
applied to the subject property and is subsequently presented.
7
SALES COMPARISON APPROACH
In arriving at this conclusion of the value of the subject property, the appraiser made a
survey of properties that have sold in the area of the subject property.
Consideration was given and adjustments were made on each comparable sale as to
time of sale, size, location, as well as all other factors that might affect value. A resume of
some of the sales considered by the appraiser is as follows:
SALE NO. 1:
Location: 106 W. Laumen Street, Mt. Holly Springs.
Parcel No.: 23-31-2189-016
Date of Sale: December 6, 2007.
Deed Ref.: 200745490
Sale Price: $67,100
Type: One-story 8,550 square foot masonry storage building in fair condition.
Land Size: .92 acre.
Unit Price: $7.85 per square foot.
Grantor: Jimmie E. Overstreet.
Grantee: Michael D. and Julie L. Morris.
SALE NO. 2:
Location: Lots lA and 3A Greenview Drive, Carlisle.
Parcel No.: 40-24-0746-051
Date of Sale: January 10, 2007.
Deed Ref.: Deed Book 278, Page 1728.
Sale Price: $90,000
Type: One-story 2,560 square foot metal storage building in fair condition.
Land Size: 1.00 acre.
Unit Price: $35.16 per square foot.
Grantor: Stanley N. and Susan E. Dye.
Grantee: David J. and Joyce A. Raudabaugh.
SALE NO. 3:
Location: 817 Magara Road, Mechanicsburg.
Parcel No.: 09-15-1288-001
Date of Sale: September 28, 2007.
Deed Ref.: 200737531
Sale Price: $192,500
Type: One-story 4,800 square foot masonry storage building in avg. condition.
Land Size: .45 acre.
Unit Price: $40.10 per square foot.
Grantor: Don E. and Regina L. Haubert.
Grantee: Mark P. Molesevich.
8
The appraiser, in addition to the sales listed, also considered ;several additional sales in
arriving at his final opinion of value. On the Sales Comparison Analysis form that follows this
page are dollar adjustments reflecting market reaction to those items of significant variation
between the subject and comparable properties. If a significant item in the comparable
properly is superior to, or more favorable than, the subject property, ~~ minus (-) adjustment is
made, thus reducing the indicated value of the subject; if a significant item in the comparable is
inferior to, or less favorable than, the subject property, a plus (+) adjustment is made, thus
increasing the indicated value of the subject.
After making all of the necessary adjustments, it is the appraiser's considered opinion
that the indicated value of the subject property by the Sales Compari~;on Approach is $76,000.
9
SALES COMPARISON ADJUSTMEN'T'S
The appraiser has analyzed comparable sales and has developed dollar adjustments,
reflecting market reaction to those items of significant variation between the subject and
comparable properties. If a significant item in the comparable property is superior to, or more
favorable than the subject property, a minus (-) adjustment is made, thus reducing the indicated
value of the subject; if a significant item in the comparable is inferior to, or less favorable than
the subject property, a plus (+) adjustment is made, thus increasing the indicated value of the
subject.
Sale Price
Time
SALE # 1
67,100
SALE #2
90,000
+4,500
-9,000
SALE #3
192,500
Location
Building Size
Condition
Interior Finish
Tenants In Common Discount
Net Adjustment
Indicated Value:
-38,500
-38,700 +21,200 -1,200
+13,420 +9,000 -19,250
-19,250
-40,000 -40,000 -40.000
-65,280 -14 300 -118,200
1,820 75,700 74,300
10
CORRELATION
Correlation may be defined as "the bringing together of parts in a proper relationship."
The parts of this appraisal report are the following approaches to value your appraiser used:
Value Indicated by Cost Approach 11.A.
Value Indicated by Sales Comparison Approach $76,000
Value Indicated by Income Approach T1.A.
These approaches are representative of the market value of th~~ subject property. I have
carefully reexamined each step in each method, and I believe the conclusions accurately reflect
the attitude of typical purchasers of this type property in this neighborhood. It is my belief that
this reexamination has confirmed the original conclusions.
The Sales Comparison Approach was based on several recent sales of properties similar
to that of the subject, all of which are located in the same general area. The adjusted sales
prices are most consistent under comparison. This approach is the most reliable because it
reflects the reactions of typical buyers and sellers in the market.
Therefore, as a result of this appraisal and analysis, it is this appraiser's considered
judgment and opinion that the Market Value of the subject property, a:s of January 12, 2008, is:
SEVENTY-SIX THOUSAND DOLLARS
$76,000
11
UNDERLYING ASSUMPTIONS AND LIMITING
CONDITIONS SUBJECT TO THIS APPRAISAL
1. I assume no responsibility for matters legal in nature, nor do :[ render any opinion as to
the title, which is assumed to be marketable. The property is appraised as though under
responsible ownership.
2. The legal description used herein is correct.
3. I have made no survey of the property, and the boundaries are taken from records
believed to be reliable.
4. I assume that there are no hidden or unapparent conditions of .the property, subsoil or
structures which would render it more or less valuable. I assume no responsibility for
such conditions or for engineering which might be required to discover such factors.
5. The information, estimates, and opinions furnished to me and contained in this report
were obtained from sources considered reliable and believed to be true and correct.
However, no responsibility for accuracy can be assumed by me.
b. This report is to be used in its entirety and only for the I~urpose for which it was
rendered.
7. Neither all nor any part of the contents of this report (especi~~lly any conclusions as to
value, the identity of the appraiser or the firm with which he is connected) shall be
reproduced, published, or disseminated to the public through advertising media, public
relations media, news media, sales media, or any other public :means of communication,
without the prior written consent and approval of the appraiser.
8. This appraisal was prepared for the exclusive use of the client ;identified in this appraisal
report. The information and opinions contained in this appraisal set forth the
appraiser's best judgment in light of the information available at the time of the
preparation of this report. Any use of this appraisal by any other person or entity, or
any reliance or decisions based on this appraisal are the sole responsibility and at the
sole risk of the third party. The appraiser accepts no responsibility for damages
suffered by any third party as a result of reliance on or decisions made or actions taken
based on this report.
i2
CERTIFICATE OF APPRAISAL
Your appraiser hereby certifies that:
1. The statements of fact contained in this report are true and correct.
2. The reported analyses, opinions, and conclusions are limited only by the reported
assumptions and limiting conditions, and are my personal,, impartial, and unbiased
professional analyses, opinions, and conclusions.
3. I have no present of prospective interest in the property that i:; the subject of this report,
and no personal interest with respect to the parties involved.
4. I have no bias with respect to the property that is the subject of this report or to the
parties involved with this assignment.
5. My engagement in this assignment was not contingent upon developing or reporting
predetermined results.
6. My compensation for completing this assignmen# is r.~ot contingent upon the
development or reporting of a predetermined value or direction in value that favors the
cause of the client, the amount of the value opinion, the attainment of a stipulated result,
or the occurrence of a subsequent event directly related to the intended use of this
appraisal.
7. To the best of my knowledge and belief, the statements of fact contained in this
appraisal report, upon which the analyses, opinions, and conclusions expressed herein
are based, are true and correct.
8. This appraisal report sets forth all of the limiting conditions (imposed by the terms of
my assignment or by the undersigned) affecting the analyses, opinions, and conclusions
contained in this report.
9. This appraisal report has been made in conformity with t:he Uniform Standards of
Professional Appraisal Practice adopted by the Appraisal Standards Board of the
Appraisal Foundation, and is subject to the requirements of the Code of Professional
Ethics and Standards of Professional Conduct of the National Association of Realtors
Appraisal Section.
13
10. No one other than the undersigned prepared the analyses, conclusions, and
opinions concerning real estate that are set forth in this appraisal report.
_/~
La E. Foote
Certified General Appraiser
GA-000014-L
14
PRIVACY NOTICE
Pursuant to the Gramm-Leach-Billey Act of 1999, effective July 1, 2001, appraisers,
along with all providers of personal financial services are now required by federal law to
inform their clients of the policies of the firm with regard to the priv2~cy of client nonpublic
personal information. As professionals, we understand that your privacy is very important to
you and are pleased to provide you with this information.
In the course of performing appraisals, we may collect what i~; known as "nonpublic
personal information" about you. This information is used to facilital:e the services that we
provide to you and may include the information provided to us by yoi~ directly or received by
us from others with your authorization.
We do not disclose any nonpublic personal information obtained in the course of our
engagement with our clients to nonaffiliated third parties, except as necessary or as required by
law. By way of example, a necessary disclosure would be to our independent contractors, and
in certain situations, to unrelated third party consultants who need to know that information to
assist us in providing appraisal services to you. All of our independent contractors and any
third party consultants we engage are informed that any information they see as part of an
appraisal assignment is to be maintained in strict confidence within the firm. A disclosure
required by law would be a disclosure by us that is ordered by a court ~of competent jurisdiction
with regard to a legal action to which you are a party.
We will retain records relating to professional services that we have provided to you for
a reasonable time so that we are better able to assist you with your needs. In order to protect
your nonpublic personal information from unauthorized access by third parties, we maintain
physical, electronic and procedural safeguards that comply with our professional standards to
insure the security and integrity of your information.
15
LARRY E. FOOTE
REAL ESTATE APPRAISER
EXPERIENCE:
1979-Present: Chief Appraiser, Diversified Appraisal Services, C~~rlisle, Pa.
Principal Broker, LaRue Development Company, Carlisle, Pa.
1976-1979: Associate Broker, Colonial Realty, Carlisle, Pa.
1972-1976: Realtor Associate, Jack Gaughen Realtor, Carlisle, ]Pa.
Appraisal experience included undeveloped land, farms, building lots, single;-family dwellings, mobile
home parks, medical centers, nursing homes, motels, apartment buildings and complexes, office
buildings, service stations, veterinary clinics, rehabilitation centers, retail buildings, daycare centers,
warehouses, and manufacturing facilities.
EDUCATION:
Bachelor of Business Administration, Pennsylvania State University, 1976.
Associate Bachelor of Business Administration, Harrisburg Area Community
College, 1974.
Diploma, Carlisle Senior High School, 1965.
Certificate, Pennsylvania Realtors Institute, GRI I, GRI II, GRI III.
Certificate, Realtors National Mazkeiing Institute, CI 101, CI 102, CI 103, CI 104,
CI 105.
Standards of Professional Practice, American Institute of Real Estate; Appraisers.
Real Estate Appraisal Principles, American Institute of Real Estate ~~ppraisers.
Residential Valuation, American Institute of Real Estate Appraisers.
Appraisal Procedures, Appraisal Institute.
Principles of Income Property Appraising, Appraisal Institute.
Case Studies in Real Estate Valuation, Appraisal Institute.
Report Writing and Valuation Analysis, Appraisal Institute.
PROFESSIONAL LICENSES:
General Appraiser #GA-000014-L, Commonwealth of Pennsylvania..
Real Estate Broker #RB-029729-A, Commonwealth of Pennsylvani;~.
PROFESSIONAL DESIGNATIONS:
GRI: Graduate of the Pennsylvania Realtors Institute, awarded by the Pennsyl-
vania Association of Realtors.
CRS: Certified Residential Specialist, awarded by the Realtors Nai~onal Mazket-
ing Institute of the National Association of Realtors.
CCIM: Certified Commercial Investment Member, awarded by the Realtors
National Marketing Institute of the National Association of Realtors.
PROFESSIONAL ORGANIZATION AFFILIATIONS:
National Association of Realtors Appraisal Section.
Greater Hazrisburg Association of Realtors.
Pennsylvania Association of Realtors.
National Association of Realtors.
Realtors National Mazke;ting Institute.
16
PAST CLIENTS:
Borough of Carlisle
Keystone Financial Mortgage
Cornerstone Federal Credit Union
Peruisylvania State Bank
Commerce Bank
Cumberland-Perry Association for Retarded Citizens
Carlisle Suburban Authority
Members 1 ~` Federal Credit Union
Pennsylvania National Bank
Evans Financial Corporation
Greenawalt & Company, CPA
Smith's Transfer Corporation
Carlisle Department of Parks and Recreation
Executive Relocation Services
Carlisle Area School District
Messiah Homes, Incorporated
ERA Eastern Regional Services
Pennsylvania Turnpike Commission
Chase Home Mortgage Corporation
Defense Activities Federal Credit Union
Pennsylvania State Employees Credit Union
PNC Mortgage Corporation
F&M Trust Company
National City Mortgage Corporation
Washington Mutual Home Loans, Inc.
Prudential Relocation Services
Lender's Choice
Market Intelligence, Incorporated
United Telephone Employees Federal Credit Union
Cumberland County Commissioners
Allstate Enterprises Mortgage Corporation
Dickinson College
PPG Industries, Incorporated
Gettysburg College
Redevelopment Authority of Cumberland County
Record Data Appraisal Services, Incorporated
First United Federal Savings Association
Fulton Bank
United States Marshall Service
GMAC Mortgage Corporation
Orrstown Bank
Letterkenny Federal Credit Union
BancPlus Mortgage Corporation
Coldwell Banker Relocation Services, Incorporated
Central Pennsylvania Savings Bank
Mellon Bank
Provident Home Mortgage Corporation
Various law fines and individuals
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DALE F. SHUGHART, JR.
ATTORNEY AT LAW
10 WEST HIGH STREET
CARLISLE, PENNSYLVANIA 17013
Telephone (71 7) 241 -431 1
Facsimile (717) 241-4021
OF COUNSEL
HAMILTON C. DAVIS
March 7, 2008
Hamilton C. Davis, Esquire
P. O. Box 40
Shippensburg, PA 17257
LEGAL ASSISTANT
BONNIE L. COYLE
RE: Opinion Letter
Estate of Geurt den Hartog
The potential expenses and time involved in partition
of tenant in common real estate.
Dear Hamilton:
I am writing in response to your letter of February 25 and
the various enclosures regarding Mr. den Hartog';a ownership of a
one-half tenant in common interest in two parcel;; of improved
real estate, one parcel of approximately two acrE~s with a metal
utility building, and another parcel with approx:~mately 34 acres
and a home situate on it.
You have requested my opinion regarding the potential costs
and time delays involved in a court proceeding for partition of
tenant in common .real property. As you are awaz-e, I have been
involved in a considerable -number of these cases) over the years.
I have also acted as Court-appointed Master in several of them.
The most recent two contested cases in which. I represented
parties were litigated before Judge Bayley, in Cumberland County,
who did not refer the cases to a Master.
The first case involved partition of several farms which
were owned in a partnership, which was dissolved. That case
involved two days of hearings before Judge Bayley before it was
eventually .settled between the parties. The clients whom I
March 7, 2008
Page 2
DALE F. SHUGHART, JR.
represented incurred legal fees in excess of $20,000 and
appraiser and accountant fees of approximately $10,000. It took
approximately two years to litigate the case. If the Court had
appointed a Master, the parties would also have paid the Master's
fees which would have exceeded $5,000.
In this case, once the Court established the value of the
land, the parties :•rrked O~~t t~'~eir O~qm agreement aS tO i tS
division.
The second case in which I was involved was a 100 acre farm
which had been owned as tenant in common by husband and wife like
the den Hartog case. On the death of the husband the one-half
interest went into a Trust. The wife then gifted her one-half
interest to one son, who was also a residuary beneficiary of his
Father's Trust. This son had been a Trustee, but was removed
from that capacity by the Court.
This case was in litigation for more than three years and
was ultimately decided by Judge Bayley, again, without referring
the matter to a Master. The first issue in this case was that
the one-half owner son wanted to divide the land in question into
two "purparts" of equal value in accordance with the Rules of
Civil Procedure. The Court ultimately held that the tract could
not be divided in half without spoiling the whole: and established
the value of the property. After the Court did ~;o, the one-half
owner son purchased the one-half interest of the Trust in
accordance with the value established by the Count. As with the
partnership case above, this case also involved "accounting
issues" as to who owed what to whom for taxes, repairs, etc.
In this case, I represented one of the beneficiaries and
worked with another attorney who represented the Trust. My fees
to my client exceed $10,000. I do not know the other attorney's
fees, but he carried the laboring oar, and I would guess them to
March 7, 2008
Page 3
DALE F. SHUGHART, JR.
be at least $25,000. In addition, with the issues of possible
subdivision of the farm into "purparts" we had substantial
engineering expenses as well as appraisal fees. My estimate is
that those fees paid by my client and the Trust exceeded $15,000.
I can therefore comfortably say that approximately $50,000
in fees and expenses were incurred by my client ~~.nd the Trust in
resolvir_g this partition actior_.
I wish to note that your appraiser, Larry F~~ote, served as
an expert witness on behalf of parties in both o:E these partition
actions.
Currently, I am in the process of filing a ~~artition action
in Perry County for a 63 acre piece of woodlot which is owned in
fractional interests by ten different people, anti has passed
through several estates. My understanding at th:~s point is that
I will be representing eight of the ten people f~_ling an action
in partition against the other two. I am being ~~aid by one of
the owners who agreed to pay all of the legal feE:s. Some of the
fractional interests go out six numbers behind tYie decimal point,
since interests have passed through a number of estates. I have
been working on this case for a year and my client has already
paid me fees of approximately $5,000. I have estimated, on the
low end, that my additional legal fees will be at least another
$5,000, and could be higher depending upon what we get into in
terms of litigation. In this particular case, I cannot imagine.
that anyone will push the issue of dividing the land into
"purparts", and therefore expect the primary issue to be
establishing the value.
Based upon the foregoing, if there is a divergence of
opinion between Mr. den Hartog's Estate and Mrs. den Hartog, as
occurred in the second case referenced above, three different
types of issues. can occur:
DALE F. SHUGHART, JR.
March 7, 2008
Page 4
1. Disputes over apportionment of taxes, ir.~surance, repair
costs, and mortgage payments, which are especially tricky if some
parties are in possession of the property, and other parties are
not in possession thereof.
2. Issues regarding whether the property ca.n be divided
into separate parcels either of equal value, or of sufficiently
acceptable value, if ali parties ate iii agreement, that tree ~7aitY'
receiving the less valuable land, can be paid dollars called
"owelty" to equalize the distributions.
3. The third issue becomes valuation, which ultimately is
established by the Court.
A fourth scenario can arise, which I have been involved in
twice, once as court-appointed Master, and once as attorney for
one of the parties. If the defendants own more than 500 of the
value of the real estate, they are entitled to purchase the
minority interest for the value set by the Court_ However, if
the defendants do not own the majority interest, 1~he property is
offered for auction limited to the parties themse:Lves, with the
minimum bid being the value established by the Court. If that
stage is reached, a whole additional layer of expE~nses are
incurred.
How much people are willing to invest in litigation does
generally have some relationship to the value of t:he land in
question. However, as we all know, it only takes one "hard head"
with an underemployed lawyer to decide to pursue a. matter well
beyond any "cost/benefit" analysis based on "'principal".
Not knowing the value of the land in question. if it were
sold as a whole, without objection, I will estimate $500,000
total, or $250,000 the value for each interest.
If the value and ownership of the land in question were
ultimately established by partition action which proceeded
March 7, 2008
Page 5
DALE F. SHUGHART, JR.
through a final litigation of accounting, divisi~~ility,
valuation, and ultimate sale, the legal fees and expenses, would,
in my opinion, be at least $30,000, and could certainly approach
$.50,000, for the one-half ownership interest in r~r. den Hartog's
Estate, and the time period involved could exceed two years.
I hope this opinion letter is of some assistance to you.
Very truly yours
~~ (~
Dale F . Shughart~ err .
DFS,JR/bc
cc Larry Foote
Geurt den Hartog
Calculation of Includable Amount
Halteman Mortgage Receivable:
ate as equal Tenant in Common -See copy of Note
'death = $532,546.25
Brest = $266,273.00
_ $ 875.0()
_ $267,148.0()
11
FIL F COP y
MORTGAGE NOTE
$555,102.13
Harrisburg, Pennsylvania
May 20, 2005
FOR VALUE RECEIVED, GARY L. HALTEMAN and JO~~NNE M. HALTEMAN,
husband and wife, of 324 Bulkhead Road, Newville, Pennsylvania, (hereinafter, whether one or
more, called "Obligor") promises to pay to the order of GEURT den HARTOG and GRADA
JOHANNA den HARTOG, husband and wife, as tenants in common.. of 299 Bullhead Road,
Newville, Pennsylvania, (hereinafter, whether one or more, called "Obligee"), their heirs and
assigns, in lawful money of the United States of America, the sum of FIVE HUNDRED FIFTY-
FIVE THOUSAND ONE HUNDRED TWO. AND 13/100 ($555,102.13) Dollars, and any
additional moneys loaned or advanced by any holder hereof as hereinafi`er provided; with interest
on the outstanding balance at the rate of SIX (6%) percent per annum, payable as follows: Monthly
payments of principal and interest in the amount of $3,450.00 to be applif;d first to accrued interest,
then to the reduction of principal. Payments shall begin June 20, 2005 and continue on the 20~' day
of each month thereafter until May 20, 2020, at which time any outstanding balance of principal
and any accrued and unpaid interest shall be due and payable in full.
The parties hereto agree that this note will be secured by a mortgage on Obligor's real estate
situated in North Newton Township, Cumberland County, Pennsylvania.
This Note shall evidence, and the Mortgage given to secure its payment, shall cover and be
security for any future loans or advances that may be made to or on behalf of the Obligor by any
holder hereof at any time or times hereafter and intended by the Obligor and the then holder to be
so evidenced and secured as well as any sums paid by any holder hereon pursuant to the terms of
the Mortgage and any such loans, advances or payments shall be added to and shall bear interest at
the same rate as the principal debt, which interest rate shall be payable until the obligation is paid in
full (even after judgment).
In case default be made for the space of thirty (30) days in the pa}rment of any installments
of principal, or interest, or in the performance by the Obligor of any of thf; other obligations of this
Note or the Mortgage, the entire unpaid balance of the principal debt, additional loans or advances
and all other sums paid by any holder to or on behalf of the Obligor pur;~uant to the terms of this
Note or the Mortgage, together with unpaid interest thereon, shall at the option of the holder and
without notice become immediately due and payable, and one or more executions may forthwith
issue on any judgments obtained by virtue hereof; and no failure on the part of any holder hereof to
exercise any of the rights hereunder shall be deemed a waiver of any such rights or of any default
hereunder.
The Obligor hereby empowers any attorney of any Court of record within the United States
of America or elsewhere to appear for the Obligor and, with or without complaint filed, confess
i
judgment, or a series of judgments, against the Obligor in favor of an;y holder hereof, as of any
term, for the unpaid balance of the principal debt, additional loans or advances and all other sums
paid by the holder hereof to or on behalf of the Obligor pursuant to the; terms of this Note or the
Mortgage, together with unpaid interest thereon, costs of suit and an attorney's commission for
collection of ten (10%) percent of the total indebtedness, on which judgment or judgments one or
more executions may issue forthwith upon failure to comply with any of the terms and conditions
of this Note or the Mortgage. The Obligor hereby forever waives all ri€;ht to request judgment be
stricken or opened as well as the necessity of filing any affidavit of non-military service. In
addition, the Obligor waives all notice of levy as well as any right to request a release from levy
from any and all real and personal property levied upon or attached. The Obligor waives all defects
or irregularity in any writ of execution, levy, foreclosure or service as well as all legal and equitable
grounds for stay or setting aside of execution or foreclosure. In addition, the Obligor waives all
notice of sale and all rights to petition to set aside any Sheriffs or executing officer's sale and
waives all rights to make exceptions to any Sheriff s or executing officer's distribution. The Obligor
further waives the benefit of all appraisement, stay and exemption la`vs and all bankruptcy or
insolvency laws now in force or hereinafter passed, any law, usage or custom to the contrary
notwithstanding.
This obligation shall bind the Obligor and Obligor's heirs, executors, administrators,
successors and assigns, and the benefits hereof shall inure to the Obligee hereof and their heirs and
assigns. If this Note is executed by more than one person, the undertakings and liability of each
shall be joint and several.
This Note is secured by a Mortgage of even date herewith upon real estate described
therein.
Witness:
(SEAL)
Gary L. Halteman
Joanne M. Halteman
2
(SEAL)
05/17/21)05 1 ~"'I ~~8
Halteman-den Hartog Mortgage __.
Compound Period ......... Monthly
Nominal Annual Rate .... 6.000
CASH FLOW DATA
Event Date Amount Number Period End Date
1 Loan 05/20/2005 555,102.13 1
2 Payment 06/20/2005 3,450.00 179 Monthly 04/20/2020
3 Payment 05/20/2020 362,398.07 1
AMORTIZATION SCHEDULE -Normal Amortization
Date Payment Interest Principal Balance
Loan 05/20/2005 555,102.13
1 06/20/2005 3,450.00 2,775.51 674.49 554,427.64
2 07/20/2005 3,450.00 2,772.14 677.86 553,749.78
3 08/20/2005 3,450.00 2,768.75 681.25 553,068.53
4 09/20/2005 3,450.00 2,765.34 684.66 552,383.87
5 10/20/2005 3,450.00 2,761.92 688.08 551,695.79
6 11/20/2005 3,450.00 2,758.48 691.52 551,004.27
7 12/20/2005 3,450.00 2,755.02 694.98 550,309.29
2005 Totals 24,150.00 19,357.16 4,792.84
8 01/20/2006 3,450.00 2,751.55 698.45 549,610.84
9 02/20/2006 3,450.00 2,748.05 701.95 548,908.89
10 03/20/2006 3,450.00 2,744.54 705.46 548,203.43
11 04/20/2006 3,450.00 2,741.02 708.98 547,494.45
12 05/20/2006 3,450.00 2,737.47 712.53 546,781.92
13 06/20/2006 3,450.00 2,733.91 716.09 546,065.83
14 07/20/2006 3,450.00 2,730.33 719.67 545,346.16
15 08/20/2006 3,450.00 2,726.73 723.27 544,622.89
16 09/20/2006 3,450.00 2,723.11 726.89 543,896.00
17 10/20/2006 3,450.00 2,719.48 730.52 543,165.48
18 11/20/2006 3,450.00 2,715.83 734.17 542,431.31
19 12/20/2006 3,450.00 2,712.16 737.84 541,693.47
2006 Totals 41,400.00 32,784.18 8,615.82
20 01/20/2007 3,450.00 2,708.47 741.53 540,951.94
21 02/20/2007 3,450.00 2,704.76 745.24 540,206.70
22 03/20/2007 3,450.00 2,701.03 748.97 539,457.73
23 04/20/2007 3,450.00 2,697.29 752.71 538,705.02
24 05/20/2007 3,450.00 2,693.53 756.47 537,948.55
25 06/20/2007 3,450.00 2,689.74 760.26 537,188.29
26 07/20/2007 3,450.00 2,685.94 764.06 536,424.23
27 08/20/2007 3,450.00 2,682.12 767.88 535,656.35
28 09/20/2007 3,450.00 2,678.28 771.72 534,884.63
29 10/20/2007 3,450.00 2,674.42 775.58 534,109.05
30 11/20/2007 3,450.00 2,670.55 779.45 533,329.60
Y
05/17/2005 12:19:58 PM Page 2
Halteman-den Hartog Mortgage
Date Payment Interest Principal Balance
31 12/20/2007 3,450.00 2,666.65 7f33.35 532,546.25
2007 Totals 41,400.00 32,252.78 9,1 ~t7.22
32 01 /20/2008 3,450.00 2, 662.73 787.27 531, 758.98
33 02/20/2008 3,450.00 2,658.79 701.21 530,967.77
34 03/20/2008 3,450.00 2,654.84 7C)5.16 530,172.61
35 04/20/2008 3,450.00 2,650.86 709.14 529,373.47
36 05/20/2008 3,450.00 2,646.87 8C13.13 528,570.34
37 06/20/2008 3,450.00 2,642.85 8CI7.15 527,763.19
38 07/20/2008 3,450.00 2,638.82 811.18 526,952.01
39 08/20/2008 3,450.00 2,634.76 815.24 526,136.77
40 09/20/2008 3,450.00 2,630.68 819.32 525,317.45
41 10/20/2008 3,450.00 2,626.59 82'3.41 524,494.04
42 11/20/2008 3,450.00 2,622.47 82'7.53 523,666.51
43 12/20/2008 3,450.00 2,618.33 831.67 522,834.84
2008 Totals 41,400.00 31,688.59 9,711.41
44 01/20/2009 3,450.00 2,614.17 835.83 521,999.01
45 02/20/2009 3,450.00 2,610.00 840.00 521,159.01
46 03/20/2009 3,450.00 2,605.80 844.20 520,314.81
47 04/20/2009 3,450.00 2,601.57 848.43 519,466.38
48 05/20/2009 3,450.00 2,597.33 852.67 518,613.71
49 06/20/2009 3,450.00 2,593.07 856.93 517,756.78
50 07/20/2009 3,450.00 2,588.78 861.22 516,895.56
51 08/20/2009 3,450.00 2,584.48 865.52 516,030.04
52 09/20/2009 3,450.00 2,580.15 869.85 515,160.19
53 10/20/2009 3,450.00 2,575.80 874.20 514,285.99
54 11/20/2009 3,450.00 2,571.43 878.57 513,407.42
55 12/20/2009 3,450.00 2,567.04 88.2.96 512,524.46
2009 Totals 41,400.00 31,089.62 10,31 X0.38
56 01/20/2010 3,450.00 2,562.62 887.38 511,637.08
57 02/20/2010 3,450.00 2,558.19 891.81 510,745.27
58 03/20/2010 3,450.00 2,553.73 8913.27 509,849.00
59 04/20/2010 3,450.00 2,549.25 901).75 508,948.25
60 05/20/2010 3,450.00 2,544.74 90;x.26 508,042.99
61 06/20/2010 3,450.00 2,540.21 90!x.79 507,133.20
62 07/20/2010 3,450.00 2,535.67 91~~.33 506,218.87
63 08/20/2010 3,450.00 2,531.09 91 X3.91 505,299.96
64 09/20/2010 3,450.00 2,526.50 923.50 504,376.46
65 10/20/2010 3,450.00 2,521.88 92F3.12 503,448.34
66 11/20/2010 3,450.00 2,517.24 93~?.76 502,515.58
67 12/20/2010 3,450.00 2,512.58 937.42 501,578.16
2010 Totals 41,400.00 30,453.70 10,94Ei.30
68 01/20/2011 3,450.00 2,507.89 942.11 500,636.05
69 02/20/2011 3,450.00 2,503.18 94Ei.82 499,689.23
70 03/20/2011 3,450.00 2,498.45 951.55 498,737.68
71 04/20/2011 3,450.00 2,493.69 95Ei.31 497,781.37
C D s - ~~eur ~ dPN, /~a~~°9
Maturity Qate Amount Name of Institution Account # Term APY
2117/08 30,000 v' Sovereign Bank 2895268692 12 month 5.10
2/29/08 30,000 ~ M & T Bank 31003916163709 13 month 5.10
6/30/08 50,000 Susquehanna Bank 60000648109 13 month 5.50
6/30/08 30,000 M & T Bank 31003918358508 13 month 5.00
1!8/09 25,000 Orrstown Bank 4000002936 60 month 4.40
1!13/09 25,000 Orrstown Bank 4000002976 60 month 4.40
9/5/09 30,000 Farmers National Bank of Newville 160451 60 month 4.33
313/10 50,000 Susquehanna Bank 60002970758 35 month 5.15
3/29/10 20,000 Susquehanna Bank (community Banks) 405100003640 33 month 5.30
6/16/10 60,000 Farmers National Bank of Newville 165270 60 month 4.59
~,~~~ ~ ~~
Page 1
ACCOUNT N0. AOOOUNT TYPE
98236857 M8T SELECT WITH INTEREST
00 0 06128M NM I17
29886
GEURT DENHARTOG
OR GRADA J DEN HARTOG
299 BULLS HEAD RD
NEWVILLE PA 17241-9121
INTEREST PAID YEAR TO DATE 150.81
ACCf111NT CIIMMARV
STATEMI=NT PERIOD PAGE
DEC.19-,.IAN.18,2008 1 OF 2
CARLISLE WEST
BEGINNING'
BALANCE DEPOSITS &
OTHER ADDITIONS
CHECKS PAID OTHER
SUBTRACTIONS CURRENT
INTEREST P.D ENDING
BALANCE
N0. AMOUNT N0. AMOUNT N0. AMOUNT.
48,275.77 2 5,451.19 8 3,532.30 4 850.28 150.81 49,495.19
errniitiT nrTr~irTv
POSTING
DATE ------ -
TRANSACTION DESCRIRTION ------- -
DEPOSITS,INTEREST
& OTHER ADDITIONS
CHECKS 8 OTHER
SUBTRACTIONS
DAItY
BALANCE
12-19-07 BEGINNING BALANCE $48,275.77
12-20-07 ATG MONTHLY DDA TO DDA 3,450.00 ~
51,725.77
12-28-07 CHECK NUMBER 0338 300.00 51,425.77
12-31-07 EMBARQ Telecom 35.42 ~
12-31-07 PP ELEC BILL 11.72 ~ 51,378.63
01-03-08 PP ELEC BILL 190
54
O1-03-08 ~
CHECK NUMBER 0333 ? r~'i~`i%~l.~l .
10.00 51,178.09
01-08-OS CHECK NUMBER 0343 22.50 ,~ 51,155.59
01-10-08 PFBMSC HEALTH PREMIUM 612.60 /
01-10-08 CHECK NUMBER 0341 550.00 49,992.99
01-14-08 CHECK NUMBER 0340 1,450.00
01-14-08 CHECK NUMBER 0345 500.00 ~ 48,042.99
O1-15-08 CHECK NUMBER 0344 499.80 /` 47,543.19
01-17-08 SOC. VERZ. BANK PENSION 2,001.19 "/
01-17-08 CHECK NUMBER 0346 / 200.00 ~ 49,344.38
01-18-08 INTEREST PAYMENT 150.81 ! 49,495.19
ENDING BALANCE $49,495.19
__..
CHECKS PAID SUMMARY
333 01-03-08 10.00 338* 12-28-07 300.00 340* 01-14-08 1,450.00
341 01-10-08 550.00 343* 01-08-08 22.50 344 01-15-OS 499.80
345 01-14-08 500.00 346 01-17-OS 200.00
ANNUAL PERCENTAGE YIELD EARNED = 3.56
LOOBA (607)
LAST WILL AND TESTAMENT
of
GEURT den I-IARTOG
I, GEURT den HARTOG, of North Newton Township, Cumberland County,
Pennsylvania, declare this to be my Last Will and Testament and revoke any Will or Codicil
previously made by me.
ITEM I: I direct that all my just debts (except as may lie barred by a Statute of
Limitations) and my funeral expenses (including my gravemarker and expenses of my last
illness) shall be paid from my residuary estate as soon as practicable after my decease as a part
of the administration of my estate.
ITEM II: I bequeath those articles of my household furniture and furnishings and those
articles of my personal effects and personal property as I have or may set forth in a separate
memorandum (which is or will be signed by me, dated and make specific reference to this Will
and memorandum, which I shall place with my Will or deposit with my attorney), to the persons
therein designated.
ITEM III. If my wife, GRADA J. den HARTOG, survives me, I devise and bequeath to
my Trustee, IN TRUST, to hold and distribute the principal and to pay the net income, as a
Qualified Domestic Trust under Item IV below, the smallest fractional share of principal of my
estate which, when added to (i) all assets otherwise passing or having passed to my said wife
which are includable in my gross estate and qualify for the marital deduction under section
2056(d)(2)(A) of the Internal Revenue Code (herein the IRC), and (ii) all assets otherwise
~, G, ~t.
passing or having passed to my said wife which are added to a Qualified Domestic Trust by
other provisions hereof or by my wife under section 2056(d)(2)(B) of the IRC, will reduce the
Federal Estate Tax payable because of my death to the minimum, ai~er taking into account all
other deductions allowed on my Federal Estate Tax Return and all ~~redits against the Federal
Estate Tax, including the unified credit and the state death tax credit; provided that the state
death tax credit shall not be taken into account to the extent that it `would increase state death
taxes. The formula contained herein shall be determined as though my personal representative
makes an election as provided in section 2056A(d) of the IRC with respect to the Qualified
Domestic Trust and all property added to a Qualified Domestic Trust by my said wife. Any
provision of this Will which may appear to conflict with my intention to reduce the Federal
Estate Tax to the ininiinum shall be construed so as to accomplish that intention. All property
allocated to or held in the Qualified Domestic Trust shall qualify for the marital deduction. In
addition, if assets of such trust at any time consist substantially of unproductive property, my
said wife may require that my Trustee either make the property productive or convert it within a
reasonable time to productive property. No property which will produce a credit for foreign
death taxes shall be allocated to the Qualified Domestic Trust unless necessary to fund it fully.
ITEM IV. Qualified Domestic Trust.
As to the principal passing hereunder, I direct my Trustee:
A. To pay the net income at least quarterly to my wife, G:RADA J. den HARTOG,
for her life. My United States Trustee may make distributions from principal to my said
wife on account of hardship, as that term is defined in Section 2056A(b)(3)(B) of the
x.K.
2
IRC, and any regulations thereunder, after first considering funds reasonably available to
her from other sources. In addition, my United States Trustf°e may pay to or apply for
the benefit of my said wife as much of the principal as my United States Trustee deems
advisable for her maintenance, health and support after first considering funds available
to her from other sources.
B. Upon the death of my said wife:
1. To pay any accumulated and undistributed net income to the personal
representative of my said wife's estate.
2. To deduct and pay any death tax imposed by the United States of
America on the principal passing under this trust.
3. To pay the remaining principal as provided for in Item VII hereof.
C. My United States Trustee:
1. May withhold from any payment of principal tinder subparagraph (A) an
amount equal to any death tax imposed on such distribution under section
2056A(b) of the IRC and shall pay any federal estate tax imposed under section
2056A(b)(1) of the IRC upon property passing herf;under as the result of a
taxable event (as defined in section 2056A(b)(9) of the: IRC) out of the principal
subject to such tax.
2. May serve as Designated Filer and may allocate: any Deferred Tax due on
any Qualified Domestic Trust in the Designated File°r's sole discretion. If a
United States Trustee appointed hereunder is not the Designated Filer, my United
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3
States Trustee shall provide to the Designated Filer all necessary information
relating to distributions of principal made from the Qualified Domestic Trust
during the tax year to my said wife and shall pay any and all Deferred Tax
allocated to the Qualified Domestic Trust by the Designated Filer.
3. Shall file any and all statements necessary to avoid disqualifying the
Qualified Domestic Trust for the federal estate tax marital deduction.
4. Shall file all tax returns required by section 2056A(b)(1) of the IRC with
respect to the Qualified Domestic Trust and shall pay all tax so imposed on such
trust.
D. I release my Trustee from any personal liability for any federal estate tax
imposed on the Qualified Domestic Trust and authorize my Trustee to make application
to the Secretary of the Treasury for release of such personal liability under section 2204
of the IRC.
E. It is my intention that this Qualified Domestic Trust qualify for the federal estate
tax marital deduction under sections 2056(d) and 2056A of the IRC. If my Trustee
determines that any provision or the absence of any provision herein will cause the
Qualified Domestic Trust not to qualify for the marital deduction, My Trustee may
reform the Qualified Domestic Trust, in whole or in part, solely to accomplish such
intention by amending the Qualified Domestic Trust or by a timely judicial proceeding,
the method of reformation to be determined by my Trustee, in Trustee's sole discretion.
Any such reformation by amendment shall be by instrument in writing signed by all
~'_ b .y
4
Trustees then serving and consented to by my said wife. Any reformation by judicial
proceeding shall be in the form of a decree of the court having jurisdiction over the
Qualified Domestic Trust, upon petition by all Trustees then serving and after such
notice to such parties in interest as such court may direct.
ITEM V. Residu Share.
I devise and bequeath the remainder of my estate of every nature and wherever situate to
my wife, GRADA J. den HARTOG, providing she shall survive me by thirty (30) days. I
remind my said wife (and her personal representative, guardian, agent acting under a power of
attorney or other representative) that she may disclaim any part or all of this gift passing to her
hereunder or otherwise as a result of or by virtue of my death. In particular, it may be desirable
for her to disclaim a portion of this gift, or of other property passing otherwise by reason of my
death, and if she does so (either personally or by her personal representative, guardian or agent
acting under a power of attorney), the disclaimed property or portion shall pass (except as may
be specifically provided otherwise elsewhere in this Will or any other applicable and relevant
document), as a part of and under the provisions of the Trust established in Item VI hereof.
ITEM VI If my wife, GRADA J. den HARTOG, disclaims any property or any
portion of any property which would otherwise pass to her as a result of or by virtue of my
death, the disclaimed property or portion thereof shall pass to my Trustee hereinafter named and
be held in a separate Trust (referred to herein as a "By-Pass Trust"). This By-Pass Trust created
by the provisions hereof shall be held, administered and distributed in accordance with the
following terms and provisions and for the following uses and purposes:
~j d.~s.
5
A. To pay the net income therefrom to my wife, GRADA J. den HARTOG, for and
during her lifetime.
B. As much of the Principal of this Trust as Trustee in Trustee's sole discretion may
from time to time think advisable for the health, education and support in reasonable
comfort of my wife, GRADA J. den HARTOG, and my children and my grandchildren
(and their spouses) and for the protection and preservation of her or their property may
either be paid to him/her or them or else applied directly for her or their benefit by
Trustee after taking into account her or their other readily available assets and sources of
income.
C. Trustee may apply the net income and maintenance in reasonable comfort of my
wife, GRADA J. den HARTOG, my children, my grandchildren (or their spouses)
should she or they by reason of age, illness or other cause in the opinion of Trustee be
incapable of appropriately receiving or disbursing it.
D. Upon the death of my wife, GRADA J. den HARTOG, the then remaining
principal and any undistributed income shall be distributed as is provided for in Item VII
hereof.
ITEM VII. In the event that my wife, GRADA J. den HARTOG, shall not survive me
(and she shall be presumed to have survived me if there is insufficient evidence to show which
of us survived), I give, devise and bequeath all of my estate of every nature and wherever situate
to my son, GERARD J. den HARTOG. It is my direction to my son, GERARD, but it shall not
be a charge upon any of the assets passing to him, that he pay the sum of Five Thousand Dollars
~ .~- ~`
6
($5,000.00) per year to my son, DIRK den HARTOG, for so long as Dirk shall live, but not
more than twenty (20) years. If my son, GERARD J. den HARTOG, shall not be living at the
time of the death of the survivor of me and my wife, GRADA J. den HARTOG, but should he
be survived by then living descendents, I devise and bequeath all of my estate to my Trustees to
beheld and administered and disbursed, IN TRUST, as follows:
A. My Trustees shall hold in a separate sub-Trust an amount of principal (as
determined by my Trustees) adequate to make the Five Thousand Dollars ($5,000.00)
per year annual payments to my son, DIRK den HARTOG, for his life, but not more
than twenty (20) years. Upon the death of my son, DIRK den HARTOG, or the elapse
of twenty (20) years, any remaining portion of this sub-Trust shall be added to and
treated as a part of the principal of the Trust(s) specified in Sub-paragraph B below.
B. The remainder thereof shall be divided into shares so as to provide one share, per
stirpes, for the then living descendents of my deceased child (GERARD J. den
HARTOG). These shares shall be held, administered and disbursed as follows:
1. My Trustee shall accumulate the net income and expend and apply so much
of the net income, accumulated income, and principal of the trust as trustee in its
sole discretion deems advisable to or for the benefit of such person for the
support, education and health of such person and for the protection and
preservation of his property until such person attains the age of eighteen years.
2. Upon such person's attaining the age of eighteen (18) years, my Trustee shall
distribute the net income of such person's trust to him or for his benefit and so
7'~N
7
much of the principal as trustee in its sole discretion deems advisable for the
support, education and health of such person and for the protection and
preservation of his property shall be distributed to such person or for his benefit.
Such person shall be entitled during his lifetime, to withdraw sums of principal
from his trust in accordance with the following fornlula:
a. At any time after attaining the age of twenty-five (25) years and prior
to attaining the age of thirty (30) years, such sums as shall not exceed
one-half (1/2) of the market value of the principal as constituted on his
twenty-fifth (25th) birthday or on the creation of his separate trust,
whichever shall last occur;
b. At any time after attaining the age of thirty (30) years, any and all
principal remaining.
c. Upon the death of any person, his trust shall terminate and the then
remaining principal shall be distributed, per stirpes, to his then living
issue, or, if there shall be no such issue, to my then living issue, in equal
shares, per stirpes.
ITEM VIII. Priority of Distributions.
It is my intention that with regard to any discretionary distribution hereunder of principal
or income to a beneficiary under this Will, my Trustee shall consider funds available to such
beneficiary from all sources and the tax effect of distributions from each of those sources. My
Trustee may make a distribution from any Trust hereunder on the basis of Trustee's
~ ~-k.
8
determination, in my Trustee's sole discretion, that a more favorable tax effect would result if
such distribution were made from one trust rather than another.
ITEM IX. Disclaimer.
Except as is specifically provided in Item VI above, if any person otherwise entitled to
take hereunder (or such person's legal representative) files a written disclaimer, in whole or in
part, with respect to any provisions of this Trust with my Trustee within the period allowed by
section 2518 of the IRC, such person (i) shall be treated as having predeceased me for
purposes of holding or distributing the disclaimed share, and (ii) shall not participate in any
decision to pay or apply the income or principal of the disclaimed share to or for the benefit of
any person hereunder, but such person shall not be treated. as having predeceased me for
purposes of holding, distribution or participating in any such decision under any provision to
which the disclaimer does not extend.
ITEM X. Spendthrift Provision.
Until distributed, no gift or beneficial interest shall be subject to anticipation or to
voluntary or involuntary alienation.
ITEM XI. Death Taxes.
A. All death taxes (and interest and penalties thereon) imposed as a result of my
death upon the property passing under my Will, and upon proceeds of insurance on
my life, but not otherwise, shall be paid out of the principal of the Residuary Trust,
each share thereof, whether outright or in Trust, to bear a pro rata portion of such
taxes; provided that any death taxes imposed upon property, including proceeds of
~r'.aH
9
insurance, passing to my said wife under this Trust, under my Will or otherwise,
which will qualify for the marital deduction if added to a Qualified Domestic Trust,
shall bear its own share of death taxes to the extent such property is not added to a
Qualified Domestic Trust. All Deferred Taxes imposed upon principal of the
Qualified Domestic Trust as the result of a taxable event during my said wife's
lifetime shall be paid out of the property subject thereto.
B. I authorize my Executor to make, in whole or in part, in my Executor's sole
discretion, any election or allocation with respect to the Generation-Skipping Transfer
Tax under Chapter 13 of the IRC. My Executor shall be without liability to anyone
for making or failing to make such election or allocation or the manner in which such
election or allocation is made.
C. I authorize my Executor to elect, in whole or in part, in my Executor's sole
discretion, to treat as qualified terminable interest property for the purposes of
qualifying for the marital deduction any property passing under my Will or otherwise
in which my said wife has a qualifying income interest for life. My Executor shall be
without liability to anyone for making or failing to make such election.
D. I authorize my Executor to elect, in my Executor's sole discretion to treat the
Qualified Domestic Trust under Item III and IV of this Will and any other qualifying
trust consisting of property included under my gross estate as a Qualified Domestic
Trust described under section 2056A(a). My Executor shall be without liability to
anyone for making or failing to make such election.
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10
ITEM XII. Definitions.
A. The words "Executor," "Trustee," "Custodian" and "Guardian" when used in
this Will include all genders, individuals and corporations and the singular and plural,
as the context may require.
B. The words "child", "children", "descendant" and "descendants" shall include
adopted persons and their descendants.
C. The words "incapacitated" and "incapacity" when used in this Will shall refer
to an inability to appropriately manage and use funds by reason of age or illness
(mental or physical).
D. The words "United States Trustee" when used in this Will shall mean an
individual who is a citizen of the United States of America with a "tax home" as
defined in section 911(d)(3) of the IRC or a domestic corporation as defined in section
7701(a)(4) of the IRC.
E. The word "income" when used in this Will with respect to the Qualified
Domestic Trust shall mean income as defined in section 643(b) of the IRC except that
it shall not include capital gains or other items that would be allocated to principal
under the applicable local law governing the administration of the Qualified Domestic
Trust without regard to any provision herein to the contrary.
F. When a "per stirpes" distribution of income or principal to a designated
individual's descendants is provided for under this Will, such income or principal
shall be divided into as many equal shares as there are then. living children of such
~ ~,~.
11
individual and then deceased children represented by descendants then living, and
each then living child shall receive one share, and the share of each deceased child
shall be divided among his or her descendants in the same manner, repeating this
pattern with respect to succeeding generations until alit shares are determined.
G. All references in this Will to the United States Trustee shall refer to the trustee
required under section 2056(a)(1)(A) and (B) of the IRC.
H. All references in this Will to the Deferred F,state Tax shall refer to the tax
imposed under section 2056A(b)(1).
I. Paragraph headings in this Will are used for reference only and shall not affect
the meaning, construction or effect of this Agreement of Trust.
J. All references in this Will to the Internal Revenue Code (or IRC) shall mean
the Internal Revenue Code of 1986, as amended or reenacted, and all corresponding
provisions of any subsequent federal tax laws and regulations thereunder.
K. For purposes of this Will, the term "death taxes" shall mean Federal Estate
Tax, any inheritance or estate tax imposed at death by any state of the United States
[or any foreign jurisdiction][ and any excise tax imposed on any qualified plan or IRA
under section 4980A of the IRC] [,but shall not include the generation skipping
transfer tax imposed under section 2601 of the IRC].
ITEM XIII. Trustee and Executor.
A. I appoint my wife, GRADA J. den HARTOG, and my son, GERARD J. den
HARTOG, Executors. If either of them fails to qualify or ceases to serve for any
d.6~
12
reason, I appoint HAMILTON C. DAVIS to serve in her or his place.
B. I appoint my son, GERARD J. den HARTOG, and HAMILTON C. DAVIS,
Trustees of any Trusts created by this Will. If HAMILTON C. DAVIS fails to qualify
or ceases to serve for any reason, I appoint JOEL R. ZULLINGER to serve in his
place. I hereby authorize my Trustees to appoint a Co-Trustee or Successor Trustee
that satisfies, if necessary or desirable, the U. S. Bank as Trustee requirement
referenced below.
C. I direct that there shall always be a United States Trustee of the Qualified
Domestic Trust (herein referred to as the "QDOT"). Such trust shall always be
maintained under the laws of the state of the United States or the District of Columbia
and the administration of such trust shall always be governed by the laws of a
particular state of the United States or the District of Columbia.
D. My Trustee shall comply with the requirements for security arrangements for
the QDOT as set forth in Treas. Reg. §20.2056A-2(d)(1)(i) or (ii), summarized as
follows:
1. If the fair market value of the assets passing, treated or deemed to have
passed to the QDOT, determined without reduction for any indebtedness
thereon, as finally determined for Federal Estate Tax purposes exceeds Two
Million Dollars ($2,000,000) as of the date of my death or, if applicable, the
alternate valuation date (as adjusted under and pursuant to Treas. Reg.
§20.2056A-2(d)(1)(iv)), then my Trustees must at all times during the term of
~~.e~.
13
the trust either (i) satisfy the U.S. Bank as Trustee requirement of Treas. Reg.
§20.2056-2(d)(1)(i)(A); (ii) furnish a bond in favor of the U.S. Internal
Revenue Service that satisfies the requirements of Treas. Reg. §20.2056A-
2(d)(1)(i)(B); or (iii) furnish an irrevocable credit that satisfies the
requirements of Treas. Reg. §20.2056A-2(d)(1)(i)(C) (hereinafter referred to as
the U.S. Bank, Bond or Letter of Credit Requirement). If my Trustee elects to
furnish a bond or letter of credit as security, then in the event the Internal
Revenue Service draws on such instrument in accordance with its terms,
neither the United States nor any other person will seek a return of any part of
the remittance until April 15th of the calendar year following the year in which
the bond or letter of credit is drawn upon. My Trustee may alternate between
any of the security arrangements described above provided that, at all times
during the term of such trust, one of the arrangements is, if required, operative.
2. If the fair market value of the assets passing, treated or deemed to have
passed to the QDOT, determined without regard for any indebtedness thereon,
as finally determined for Federal Estate Tax purposes is Two Million Dollars
($2,000,000) or less as of the date of my death or, if applicable, the alternative
valuation date (as adjusted under and pursuant to Treas. Reg. §20.2056A-
1(d)(1)(iv)) then my Trustee must comply with either the U.S. Bank, Bond or
Letter of Credit Requirement only if more than thirty-five percent (35%) of the
fair market value of the assets of such trust, determined annually on the last day
~ ~~
14
of the taxable year of such trust, consists of real property located outside the
United States. For purposes of determining whether more than thirty-five
percent (35%) of the trust assets consist of foreign real property, Treas. Reg.
§20.2056A-2(d)(1)(ii)(B) applies.
3. For purposes of determining whether the fair market value of the trust
assets exceeds Two Million Dollars ($2,000,000), my Trustee is authorized to
make the election under Treas. Reg. §20.2056A-2(d)(1)(iv)(A) with respect to
real property used as my spouse's personal residence.
4. For purposes of determining the amount of the bond or letter of credit,
my Trustee is authorized to make the election under Treas. Reg. §20.2056A-
2(d)(1)(iv)(B) with respect to real property used as my spouse's personal
residence.
5. Notwithstanding anything contained herein to the contrary, my U.S.
Trustee is hereby authorized to enter into alternative plans or arrangements
with the Internal Revenue Service pursuant to Treas. Reg. §20.2056A-2(d)(4)
to assure collection of the deferred estate tax, in lieu of the provisions
contained herein.
6. My individual Executors then serving and the individual Trustees of
any trust hereunder then serving may unanimously appoint in writing an
individual, and/or a corporation described in subparagraph (7) below, to serve
with them as co-Executor or co-Trustee.
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15
7. Upon the written request of the individual Trustee of any trust
hereunder then serving, with the unanimous written consent of those sui juris
persons who would receive an interest in principal if it were then distributed to
my then living descendants on a per stirpes basis, delivered to the corporate
Trustee then serving, the corporate Trustee of such trust shall promptly resign;
provided that the individual Trustee, with the written consent of the above
described class of persons, shall concurrently appoint a corporation organized
under the laws of the United States or any State thereof and possessed of trust
powers, which has trust assets of at least One Hundred Million Dollars
($100,000,000), and as to the Qualified Domestic Trust meets the definition of
a bank under section 581 of the IRC, as successor corporate Trustee.
8. Any power of removal and appointment under this Paragraph shall not
be extinguished by a single exercise; provided that the power to remove a
corporate trustee shall not be exercised more frequently than once every five
years.
9. Any Trustee while serving hereunder may resign without court
approval by written notice delivered to the co-Trustee and all sui juris income
beneficiaries. If a Trustee should cease to serve, whether by death or
resignation, such Trustee shall be relieved of all liability through the delivery
of an account (formal or informal) to the sui juris persons who may then
receive the income hereunder and by the signature of a release based on said
~ ~.~•
16
account by such individuals.
10. No Trustee taking office shall be liable in any way for the acts or
omissions of any Trustee prior to the Trustee's assuming office and shall have
no duty to review the performance of a Trustee prior to that time.
11. Any corporate fiduciary serving hereunder shall receive compensation
for its services hereunder in accordance with a fee agreement entered into
between it and me during my lifetime, or if there is no such agreement,
between it and the individual fiduciaries who are serving with it, which in no
event shall exceed its Schedule of Fees in effect from time to time during the
period in which its services are performed. In the absence of an agreement
between the corporate fiduciary and me, if (i) there is no such agreement then
in effect entered into with an individual fiduciary and (ii) there is no individual
fiduciary then serving, the corporate fiduciary shall receive compensation in
accordance with its Schedule of Fees in effect from time to time during the
period in which its services are performed.
12. My Executor and Trustee shall not post security in any jurisdiction.
ITEM XIV: If any property passes outright (either under this Will or otherwise) to a
minor (which shall be defined as anyone under twenty-one (21) years of age) and with respect to
which I am authorized to appoint a guardian and have not otherwise specifically done so, I
decline to appoint a guardian but instead authorize my Executor to distribute such property to a
Custodian selected by my Executor (and my Executor may act as such Custodian) as Custodian
4 ~ ~~
17
for the minor under the Pennsylvania Uniform Transfers to Minors Act. Provided, however, that
this appointment shall not supersede the right of any fiduciary to distribute a share where
possible to the minor or to another for the minor's benefit.
ITEM XV: Except as may be limited or provided for by the specific provisions of my
Wills, any fiduciary under this Will shall have the following powers in addition to those vested
in them by law applicable to all property whether principal or income, including property held
for minors, exercisable without Court approval, and effective until actual distribution of all
property. It is my intention that the powers granted herein shall include and be in supplement to
the powers concerning investments contained in PEF Code Chapter 72 (Prudent Investor Rule)
and the powers concerning adjustment and conversion to unitrust and related provisions
contained in PEF Code Chapter 81 (Uniform Principal and Income Act). To the extent that
specific powers granted. to my Trustees by other provisions of this Will are inconsistent with
these powers, the specific powers provisions shall control.
A. General Management and Investment Powers. The Executor and Trustee shall have
full power and authority to manage and control the estate and trust estate, to borrow
money from any source (including the power to borrow from a Trustee or any affiliate of
a Trustee) and to sell, exchange, lease, grant options, rent, mortgage, pledge, assign,
transfer or otherwise dispose of or encumber (including sales to a Trustee) all or any part
of the trust estate (for terms extending beyond the termination of the estate or trust estate
or otherwise), upon such terms and conditions as the Executor or Trustee may see fit.
The Executor or Trustee may invest and reinvest all or any part of the trust estate in such
~',x. ~~
18
stocks, common and preferred (including the corporate stock of any corporate Trustee, or
any of its affiliates), debentures, shares or participations in any common or mutual fund,
interests in any general, limited, or limited liability partnership or in any limited liability
company, bonds, notes, repurchase agreements and deposit accounts of any kind from or
in any bank (including any corporate Trustee, or any of its affiliates), savings and loan
association or other financial institution or brokerage firm, stock options and warrants,
securities or other property, real or personal, within or without the State of Pennsylvania,
domestic or foreign, whether or not of the class or kind now or hereafter ordinarily
approved or held to be lawful for the investment of estate or trust funds, as the Executor
or Trustee may, in the Executor's or Trustee's discretion, select. The Trustee may make
and change such investments from time to time according to the Trustee's discretion, and
the Trustee may continue to hold any stocks, securities or other property received by the
Trustee hereunder without any duty of diversification. The Executor or Trustee may
determine whether any money or other property coming into the Executor's or Trustee's
hands, concerning which there may be reasonable doubt, shall be considered as a part of
the principal or income of the trust estate, and may apportion between such principal and
income any loss or expenditure in connection with the trust estate as to the Trustee may
seem equitable, taking account of all present and future interests in the trust estate. The
Trustee shall not be obligated to amortize premiums for trust securities out of income nor
make additions to income because of the purchase of securities at a discount. The
Trustee may exercise all options and all conversion, subscription, voting and other rights
~ ~ , ~!.
19
of whatsoever nature held by or pertaining to any property, including securities of the
corporate Trustee or any affiliate thereof, held by the trust estate. Any corporate Trustee
shall not disclose the name, address, or share position of t:he beneficial owner(s) of
registered securities held by the corporate Trustee or its nominees unless the beneficial
owner(s) request otherwise in writing. It is the intention of the Testator that the Trustee
shall have the authority to invest in such ways as shall give due consideration for the
theories of total return investing, modern portfolio theory, arrd the theory of risk and
return. Accordingly, the Trustee is authorized to invest in any type of investment which
plays an appropriate role in achieving the investment goals of the Trust, which
investment shall be considered as part of the total portfolio. It is my specific direction
that no category or type of investment shall be prohibited. I specifically do not wish to
limit the universe of Trust investments in any way other than is dictated by the Trustee's
exercise of reasonable care, skill, and caution. In connection with the Trustee's
investment and management decisions with respect to this Trust, the Trustee is
specifically entitled to take in account general economic cond'.itions, the possible effect
of inflation or deflation, the expected tax consequences of investment decisions or
strategies, the role which each investment or course of action rr.~ay play within the overall
trust portfolio which may include financial assets, interests ir.~ closely held enterprises,
tangible and intangible personal property, and real property; the expected total return
from income and the appreciation of capital; other resources of the beneficiaries; the
needs for liquidity; regularity of income and preservation or appreciation of capital; and
~_ ~~~
20
the asset's special relationship or special value, if any, to the purposes of the Trust or to
one or more of the beneficiaries. Nor shall my Trustee be limited to any one investment
strategy or theory, including modern portfolio theory, the efficient markets theory or
otherwise, but shall be free to consider any appropriate investment strategy or theory
under all the circumstances. The Trustee may delegate investment and management
functions which a prudent person of comparable skills would properly delegate under the
circumstances. Should the Trustee delegate such function, the Trustee shall exercise
reasonable care, skill and caution in selecting an agent, establishing the scope and terms
of the delegation consistent with the purposes and terms of tl~e Trust, and periodically
reviewing the agent's actions in order to monitor performance and compliance with the
terms of the delegation. Should such delegation occur as set forth above, the Trustee
who complies with the requirements for delegation shall not be liable to the beneficiaries
or to the Trusts for the decisions and actions of the agent to which the function was
delegated, but by accepting the delegation of a Trust function by the Trustee of this
Trust, the agent submits to the jurisdiction of the courts of this state.
B. To allocate receipts and expenses to principal or income or partly to each as they
from time to time think proper.
C. To compromise any claim or controversy.
D. To distribute in cash or in kind or partly in each.
E. To hold property in their names without designation of any fiduciary capacity or in
the name of a nominee or unregistered.
~ _(-~
21
F. If there is no corporate fiduciary acting hereunder, my fiduciary may designate a
corporation (regardless of where organized or headquartered) with fiduciary powers to
act as agent or custodian hereunder, may delegate to it such dirties as maybe appropriate
(including investment recommendation duties), may pay to it reasonable compensation
for its services, and may discharge it with or without cause.
G. To treat the entire trust estate as a common fund for the purpose of investment,
notwithstanding any provision herein for division thereof into shares or separate trusts.
H. Should the principal of any trust herein provided for be or become so small that, in
the Trustee's discretion, establishment or continuance of trust is inadvisable, my Trustee
or my personal representative may make immediate distribution of the then remaining
principal and any accumulated or undistributed income outright to the person or persons
then entitled to income and in the proportions they are then entitled to such income. If
any such person is then a minor, distribution may be made to that person's guardian, or to
a person selected by the trustee to be custodian for such person until the age of
twenty-one (21) years under the Pennsylvania Uniform Transfers to Minors Act.
I. To continue the operation of any business in which I may bey interested or engaged at
the time of my death (regardless of the form or organization of any such business),
which business or an interest in which shall be received by my fiduciary. This
authorization shall include the right to change the form of any such business by the
reorganization or incorporation thereof, or the formation of a general or limited
partnership with respect thereto, and shall also include the right to invest in any such
~J4N•
22
business including the right to invest in any business the property of any trust hereunder
for such periods of time and upon such terms and conditions as my fiduciary shall deem
advisable. No fiduciary shall be liable for any loss resulting; from continuing any such
business, but my fiduciary may, in my fiduciary's discretion, sell, liquidate or otherwise
discontinue any such business at such time or upon such terms and conditions as my
fiduciary shall deem advisable.
J. If there are co-fiduciaries serving hereunder, they may delegate any and all
management duties and responsibilities to one of them. 1\~y co-fiduciaries may, for
example, designate one of them to maintain a bank account or accounts, and in that
instance the signature of only that fiduciary shall be required to open and maintain such
account, to deposit funds to such account and to write checks on such account.
K. Any individual fiduciaries shall have jointly with any corporate fiduciary all the
powers given to the fiduciaries, except that no individual fiduciary shall participate in the
exercise of any discretion to determine the propriety or amounts of payments of income
or principal to himself or herself or to any person to whom he or she is legally obligated,
or possess any of the incidents of ownership with respect to any policy of insurance on
his or her life, and the remaining fiduciaries alone shall exercise that discretion and
possess those incidents of ownership.
L. Except as may be limited in Sub-paragraph K above, in the event of any
disagreement between or among my fiduciaries, the decision of a majority of my
fiduciaries shall control. No fiduciary shall be liable for any loss resulting from a
Clay
23
decision in which that fiduciary did not join.
M. The sites of any trust created hereunder shall be in the County of Cumberland, and
State of Pennsylvania, and all questions pertaining to the construction or validity of the
provisions of this instrument shall be governed by the laws of that State (other than its
conflicts of laws provisions).
IN WITNESS WHEREOF, I hereunto set my hand and seal to this my Last Will and
Testament, written on twenty-three (23) sheets of paper, dated this ,~~ day of
/r' , 2006.
~'^'- ~ (SEAL)
GE T den HAR.TO
The preceding instrument, consisting of this and twenty-two (22) other typewritten
pages, each identified by the signature or initials of the Testator, was on the day and date thereof
signed, published and declared by the Testator therein named, as and for his Last Will, in the
presence of us, who, at his request, in his presence, and in the pre;sence of each other have
subscribed our names as witnesses hereto.
• residing at ~ ~~ ,~~
~ ~ residing at / C_.Lc~Jd u~ ~ 1
C~
24
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF CUMBERLAND
ss.
I, GEURT den HARTOG, the Testator whose name is signed to the attached or foregoing
instrument, having been duly qualified according to law, do hereby acknowledge that I signed
and executed the instrument as my Last Will; and that I signed it willingly and as my free and
voluntary act for the purposes therein expressed.
Sworn to or affirmed and acknowledged
before me by GEURT den HARTOG, the
Testator, this S "` day of
~a-y , 2006.
Notary Public
+.-~ (SEAL)
GEU den HARTOG,
I C~T:Ji.,'SFE:.j ~".'2c~ I.
Trivia L. ~aiiey, hlot_ry Public I
South A~fiddletor~ ",~v~p., Ce+nL•erland i~ourry I
IV1y COIILil155iGG ~;rdrs Sept. 24, 2~0( t
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF CUMBERLAND
ss.
We, t~iTl- ~_ ~t,.5 an `'z.~2£ ~J . ~U~2K-N~oC.~E2 ,
the witnesses whose names are signed to the attached or foregoing instrument, being duly
qualified according to law, do depose and say that we were present ,end saw the Testator sign
and execute the instrument as his Last Will; that the Testator signed willingly and executed it as
his free and voluntary act for the purposes therein expressed; that each subscribing witness in the
hearing and sight of the Testator signed the Will as a witness; an~3 that to the best of our
knowledge the Testator was at the time eighteen (18) or more years of age and of sound mind
and under no constraint or undue influence.
Sworn to or affirmed and subscribed to
before me by ,~n+~Trnl C- ~,s and
~1_~.ss ~ ~bue~cNoc~EQ ,witnesses, this
~~ day of ~~,, , 2006.
o~ ~ ~-~~.
~ Notary P lic
,. ~:~i fem. 3 mod,. :.j, 11J[~5~~ h 11~?11C
~_.. i f~9:d~i;e. ;n' _ . i.'a~ineriand C:o~k~te
25
FIRST CODICIL
TO
LAST WILL AND TESTAMENT
I, GEURT den HARTOG, of North Newton Township, Cumberland County, Pennsylvania,
declare this to be the First Codicil to my last Will dated May 5, 2006.
ITEM I: I do hereby amend my Last Will and Testament dated May 5, 2006, by adding
thereto the following specific bequests:
"ITEM II": I bequeath those articles of m:,~ household funuture and
,Afi~i'~n. ,,>r. y*-5q. :: "~.; ,.,>~ ... ;, ... ,~,. _ :... ._., ~ s:J3~'" ~7e".~'y~,:Tr.+ C'ti4K" t'N ,'~~~A ~i;d+; ~~ Z 'r...ir"~1y _
,~. ~7I1115~2in~SN ~It~ thOSe arti~l~as o#~"-t``.} Jv'' j*~'*~'.'~'(*~~~~eCi~i ~211~ ~ ~~~~~~3'' a-~r
,. _ ..
_... ~ ,;_
_ ~~--
or may set forth in a separate memorandum (which is or will be signed by me, dated
and make specific reference to this Will and memorand~un, which I shall place with
my Will or deposit with my attorney), to the persons therein designated. In addition,
I bequeath the full sum of $5,000.00 to the First Unil:ed Presbyterian Church of
West Big Spring Avenue, Newville, Pennsylvania. And, I bequeath the full sum of
$1,000.00 to the Newville Food Bank.
ITEM II: In all other respects, I hereby ratify, confirm and republish my last Will dated
May 5, 2006, together with this First Codicil, as and for my last Will.
IN WITNESS WHEREOF, I have hereunto set my hand and seal. this ~' day of
~p r2; I , Zoos.
`"~°~ ~ ~ (SEAL)
GE T den HAR'TOG
Signed, published, and declared on the date above specified by the above named as and for
the First Codicil to his last Will dated, in the presence of us, who at his request, in his presence, and
in the presence of each other, have subscribed our names as witnesses hereto.
~% ~°-'l 1 ~ /1/ residing at . S~ i ,
I `
~'~-~-c.~~ ~CL~ `(.¢ yi residing at U` ~'d'~ ~ti'iL r ,~~"
~~
. " -0 ~ ~ ..
2
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
ss.
I, GEURT den HARTOG, the Testator whose name is signed to the attached or foregoing
instrument, having been duly qualified according to law, do hereby acknowledge that I signed and
executed the instrument as my First Codicil to my last Will dated May 5, 2006; and that I signed it
willingly and as my free and voluntary act for the purposes therein expressed.
c~•-1( (SEAL)
GE T den HA OG
Sworn to or affirmed and acknowledged
before me by GEURT den HARTOG, the
Te ator, this ~ ~ day of
2007. ,
r rn
., Not Ptkblic -
COMMONWEALTH OF PENNSYLVANIA:
. ss.
COUNTY OF CUMBERLAND
+;oiVitUloN~P~~~'.~-'~~ `'.~" ~'~~9NSYLVRNIA
~.daiarial Seal
Nichcle J. @Cel4ert, lr?o4ary Public
Shippensburg 13om, C:~~~~ber9and County
t 32007
t~AerRbec. Psnr~~~ ',~$odietio~?
We, )~t+i~7~~~ Yy~iS and ~I'~ ~~~-l°°~~~"`'~~ ,the witnesses whose
names are signed to the attached instrument, being duly qualified according to law, do depose and
say that we were present and saw the Testator sign and execute the instrument as his Codicil; that
the Testator signed willingly and executed it as his free and voluntary act for the purposes therein
expressed; that each subscribing witness in the hearing and sight of the Testator signed the Codicil
as a witness; and that to the best of our knowledge the Testator was at the time eighteen (18) or
more years of age and of sound mind and under no constraint or due i~lfluence.
1
~~,~c~ c~7~<~~
J
Sworn to or aff ed anLLd~~subscribed to
b ore me by `~~'1 r ~~l C • vis and
~{~] L~ ,~ ,witnesses, this `NSYLVaNI~
day of ~ ~ ~ , 2007. Coa~ifvloP•d'~~f~P.l: € ~ c. s- ~~~
rJ~,4ati2~l Seal
/} /„ ~~Lx-r/ ~- Nicho9e J: ltellc-st, Noiary Public
(J ~ Shippensburg l?orca, Cus~be~and Canty
Notary F~ublic My Commissi~'a ins ~°pt 3, 2007
Member, Pennsyl~~ac~~ l~s~ociation Of Notaries
3
:a
:.~
'~
:;;
` Page B2 - The Sentinel
Geurt den Hartog
.~ Geurt den Hartog, 80, of
" and GE:rard den Hartog (and
Newville, passed away peaceful- his wife, Deidre) of Chambers-
ly on Saturday, Jan. 12, 2008, in
" burg; a grandson, John den Har-
Harrisburg Hospital. ~ tog; a brother, Kees den Hartog
Born Oct. 15, 1927, in the of Spain; and his "war" brother,
Netherlands to the late Dirk den Max Na.thans of Israel.
Hartog and Magritha F.J. Goede- He is preceded in death by his
gebuure, he is survived by his oldest l;~rother, John den Hartog,
wife, Grada "Ada" Hofman den and his :sister, Aagje van der Meer.
Hartog, to whom he was married A memorial service will be at
to for 56 years. noon Saturday in First United
The den Hartogs emigrated to Presbyterian Church, 111 Big
the U.S.in 1977. Spring ,we., Newville, with the
He was a humble, brave, hard Rev. Vewon Gauthier officiating.
workin
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nd a lo
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i will be
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'.~~. e7~~.~.3L1 Ltd' ri~l~Ti i`~r .-~¢s 'hf '.af . WW1-'
the Nedierlauds lze was a fAIIl7ei' Banal ~arilt lie held af: the convex
and iiuit grower, and received his ~ nience of the family.
education there in agriculture. He Memorial contributions can be
also farmed in Newville. made to the American Parkinson
He belonged to First United Disease .Association Inc.,135 Par-
Presbyterian Church, Newville. kinson Ave., Staten Island, NY
In addition to his wife, he is 10305 or to his church.
survived by two sons, Dick den Arrangements are under the di-
Hartog (and his companion, Bert section of Egger Funeral Home,
Kwerreveld) of the Netherlands Newville;.
LAW OFFICES OF
ZULLINGER - DAVI-~
PROFESSIONAL CORPORATION
JOEL R ZULLINGER
14 North Main Street Dale F. Shughart, Jr.
Suite 200 of counsel
Chambersburg, PA 17201
717-264-6029
Fax:717-264-1884
zuln~rlaw(cr~earthlink.net
October 10, 2008
Register of Wills
Cumberland Courthouse
One Courthouse Square
Carlisle, PA 17013
RE: Estate of Geurt den Harto~
Est. No. 21-08-0097
Dear Sir or Madam:
IIAIVIILTON C. DAMS
20 East Burd Street, Suite 6
P.O. Box 40
Shippensburg, PA 17257
717-532-5713
Fax: 717-530-5222
hamiltondavislawna comcast.net
Enclosed herewith please fmd an inheritance tax return, filed in duplicate. As you can see
from the return, there is no tax liability due.
A check for filing fee in the amount of $15.00 is also enclosed
If there are any questions or concerns, please contact me at the SYuppensburg office. Thank
you.
Sincerely yours,
C
Hamilton C. Davis
for Zullinger -Davis
Professional Corporation
HCD/ams
Enclosures
Reply to: Hamilton C. Davis
P.O. Box 40
Shippensburg, PA 17257