HomeMy WebLinkAbout01-18-05 (2)
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IN THE COURT OF COMMON PLEAS
OF CUMBERLAND COUNTY, PENNSYLVANIA r i" ' , ., '2
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IN RE: EST A TE OF : ORPHANS' COURT DI,VISION .
ROBERT M. MUMMA :
:
Deceased. : NO. 21-86-398
REPL Y TO NEW MATTER AND MOTION TO MAKE RULE ABSOLUTE OR
IN THE AL TERNA TIVE TO SCHEDULE A HEARING ON THE MATTER
AND NOW, comes Robert M. Mumma II, a party in interest to the above-
captioned Estate, through his counsel, and files this Reply to New Matter of Barbara
McK. Mumma and Lisa M. Morgan, Executrixes of the Estate of Robert M.
Mumma and files this Motion to Make Rule Absolute and in support thcrcof avers the
following:
1. Denied. The allegations of Paragraph One (I) are specifically denied and
strict proofthcrcofis dcmandcd at thc time of trial. By way of further response, it is
specifically denied that Mr. Mumma II is attcmpting to "wrest control of the asscts from
Mrs. Mumma and Mrs. Morgan." To thc contrary, as a beneficiary of the Estate, Mr.
Mumma II is entitled to know how and when assets of the Estatc are being disposed
and/or transferred. The purpose of the request is so that Mr. Mumma can have an
opportunity to protcct his intcrcsts in thc asscts. During the administration of the Estatc
assets havc bccn disposcd of without Mr. Mumma bcing given the opportunity to retain
his intcrcsts.
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2. Denied. The opinions expressed in Paragraph Two (2) of the New Matter
are specifically denied and strict proof thereof is demanded at the time of trial. By way
of further response, the administration of the Estate by Mrs. Mumma and Mrs. Morgan
will in no way be hindered by requiring advance notice of the transfer or disposal of
assets to the beneficiaries of the Estate. To the contrary, the purpose of the request is to
providc an opportunity to verify the Estate actually has legal title.
3. Denied. The opinions expressed in Paragraph Three (3) of the New
Matter constitute legal conclusions to which no responsive pleading is required. To the
extent that a response is deemed necessary, such opinions are specifically denied and
strict proof thereof is dcmanded at the time of trial.
4. Denied. The averments of Paragraph Four (4) of the Ncw Matter
constitute legal conclusions to which no responsive pleading is rcquired. To the extent
that a response is deemed necessary, such averments are specifically denied and strict
proof thereof is demanded at the time oftrial.
5. Denied. The opinions expressed in Paragraph Five (5) of the New Matter
arc specifically denied and strict proofthcreofis demanded at the time of trial. To the
contrary, it is because of the secretive administration of the Estatc and refusal to divulge
even basic information to beneficiaries and/or shareholders of companies that thc Estate
has operated that the motives of the Executrixes have been questioned. Mr. Mumma has
been provided certain information for inclusion on his tax returns, but has bcen unable to
verify or question its accuracy because the Estate refuses to provide details. Givcn the
potential penalties involved, Mr. Mumma should have the right to determine the accuracy
of the information provided to him.
6. Admitted. The Executrixes have followed a course of disposing of asscts
owned by Mr. Mumma without providing him notification and have personally benefited
from the sale of those assets.
7. Admitted in part. Denied in part. It is admitted that Mr. Mumma IJ did
file for a preliminary injunction. It is denied that Mr. Mumma unilaterally discontinued
the pctition. The petition was revoked without Mr. Mamma's knowledge, which allowcd
the subsequent salc of over $1.3 million of real estatc by the Estate, when ownership of
the real estate was, and continues to bc, in dispute. An action currently exists in
Cumberland County regarding the ownership of the Estate.
8. Admitted. Gemini Equipment Company filed a replevin action to redeem
an automobile that was leased by Pennsy Supply, Inc. for use ofMr. Mumma Senior.
Arrangements had been made between the companies to provide the tinher with a
$75,000 car utilizing Gemini's credit line. Mrs. Mumma was never a defendant in this
matter and the Court's language was incorrect. Gemini was successful in that action and
the Court ordered the car be returned to Gemini.
9. Admitted in part. It is admitted that Mr. Mumma filed an action rclating
to the operations of Lebanon Rock. It is specifically denied that the Estate was a
legitimate shareholder. Mr. Mumma owned fifty (50%) percent of the company and the
transfer of his shares was controlled by a written, signed shareholder agreement on tile at
the 100 I Paxton Street of1ice. The primary issucs wcre theft of monies in the Lebanon
Rock operating accounts by Pennsy Supply, Inc. and the unauthorized mining and sale of
dolomite from Lebanon Rocks Quarry by Eleo Concrete, a Pennsy Supply, Inc.
subsidiary.
10. Denied. The statements in Paragraph Ten (10) of the New Matter
are specifically denied and strict proof thereof is demanded at the time of trial. Mr.
Mumma had been given an oral right of first refusal by the Estate in exchange for his
agreement to allow sale of real estate in which he had an ownership interest. After the
property was sold the Estate refused to honor its agreement. The buyer's dccision not to
procecd was communicated in a lettcr that speaks for itsel f.
11. Admitted in part. [t is admitted that the Estate commenced litigation
regarding whether Mr. Mumma II had a right of tirst refusal. It is denied that the court
consistently held that Mr. Mumma did not have the right. In fact, the Court initially
ruled that Mr. Mumma did have a right of first refusal.
12. Admitted in part, Denied in part. It is admitted the Estate renegotiated and
consummated a sale of the company for a significantly lower price. It is specifically
denied the reason for the [ower purchase price was because of a decline in economic and
market factors or as a result ofMr. Mumma II's actions. Rathcr, the buyer determined
that the asscts to be sold might not belong to Pennsy Supply, Inc. or Nine Ninety Nine.
13. Admittcd in part. It is admitted that Mr. Mumma II sought to enjoin the
closing ofthe transaction. To the extent that the remaining averments of Paragraph
Thirteen (13) attempt to characterize a written document that speaks for itself, such
averments are specifically denied.
14. Denied. The averments contained within Paragraph Fourteen (14) of the
New Matter are specifically denied and strict proof thereof is demanded at thc time of
trial. Mr. Mumma signed a consent and joinder to the sale of Nine Nincty Nine, Inc., but
objected to the sale of Hummelstown Quarries Inc., a fraudulent transaction that is the
subject of a lawsuit.
15. Denied. Due to the vagueness of the allegations contained within
Paragraph Fifteen (15) of the New Matter, Mr. Mumma is unable to accurately
answer these averments; therefore, the same are specifically denied and strict proof
thereof is demanded at the time of trial.
16. Admitted.
17. Admitted. By way of further response, the cases were non-prossed
after repeated requests of information regarding shareholder agreements and stock
registers were obstructed by the Estate. Only after the cases were non-prossed did the
Estate "find" the requested items. These "newly discovered" records would have
prevented the sale to CRH.
18. Admitted.
19. Admitted.
20. Admitted.
2\. Admitted. By way of further response, Judge Sheely refused tallow
examination of the records that would have clearly revealed that the Estate was
subverting a series of shareholder agreements, insurance policies and corporate structures
that were put into place by the decedent and his father to assure that the operating
corporations would be owned by the Mumma children and established a fixed price for
the Estate's interests. Had these been followed, the Executrixes would have been unable
to have diverted more than $25 million to the Marital Trust.
22. Denied. The avemlents of Paragraph Twenty-Two (22) are specifically
Denied and strict proof thereof is demanded at the time of trial. Although some ofMr.
Mumma's allegations were based upon businesses that were in competition with Estate
owned assets, it is inaccurate to use the language "Many" with regard to his allegations.
23. Denied. The averments of Paragraph Twenty-Three (23) of the New
Matter are specifically denied and strict proof thereof is demanded at the time of trial.
24. Admitted in part. It is admitted that Mr. Mumma has made such
allegations, but it is specifically denied that such allegations are without justification or
support. To the contrary, all of his claims are substantiated by the available corporate
records.
25. Denied. The averments contained within Paragraph Twenty-Five (25) of
the New Matter are specifically denied and strict proof thereof is demanded at the time of
trial. Mr, Mumma has attempted to obtain information on property and has been denied.
Furthermore, the Estate is not maintaining the properties and the Estate assets are being
wasted.
26. Denied. The averments of Paragraph Twenty-Six (26) of the New Matter
are specifically denied and strict proof thereof is demanded at the time of trial.
27. Denied. The averments ofl'aragraph Twenty-Seven (27) of the New
Matter are specifically denied and strict proof thereof is demanded at the time of trial.
28. Denied. The averments of Paragraph Twenty-Eight (28) of the New
Matter are specifically denied and strict proof thereof is demanded at the time of trial.
29. Denied. The averments of Paragraph Twenty-Nine (29) of the New
Matter are specifically denied and strict proof thereof is demanded at the time of trial.
30. Denied. The averments of Paragraph Thirty (30) of the New Matter are
specifically denied and strict proof thereof is demanded at the time of trial.
WHEREFORE, Robert M. Mumma II respectfully requests this Honorable Court
Make the Rule Absolute and require the Estate to provide Notice to all beneficiaries
before the disposition of any property controlled by the Estate or, alternatively, to
schedule a hearing on this matter.
SOHONAGE & CHRISTOPHER
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BY:
Kirk'S. Sohonage, Esquire
Attorney ID# 77851
840 Market Street
PO Box 480
Camp Hill, PA 1701 I
P.717.612.7721
F.717.612.9722
For Robert M, l'vfumma If
VERIFICA nON
I do hereby verify that the facts set forth in the foregoing Reply to New Matter are
true and corrcct to the best of my knowledge, information and belief. I understand that
false statements herein are made subject to the penalties of 18 Pa.C.S.A. Section 4904
relating to unsworn falsitlcations to authorities.
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Robert M. Mumma II
CERTlFICA TE OF SERVICE
I, Kirk S. Sohonage, hereby certify that a copy of the foregoing Reply to New
Matter and Request to Make Rule Absolute was served this datc by regular mail upon thc
following:
Ivo V. Otto III, Esquire
MARTSON, DEARDORff, WILLIAMS & OTTO
10 East High Street
Carlisle, P A 17013
717.243.3341
Joseph A. O'Connor, Esquire
Brady L. Green, Esquire
MORGAN LEWIS & BOCKIUS LLP
1701 Market Street
Philadelphia, PA \9\03-292\