HomeMy WebLinkAbout12-29-08IN "THE MATTER OF THE IN THE COURT OF COMMON PLEAS
ESTATE AND TRUST OF CUMBERLAND COUNTY, PENNSYLVANIA
LOUISE V. COOK, ORPHANS' COURT DIVISION
DECEASED
NO. 2008-00656
PETITION FOR APPROVAL OF DISCLAIMERS
FOR MINOR BENEFICIARIES
TO THE HONORABLE, JUDGES OF SAID COURT: _ - -_~'
The Petition of Susan L. Cook respectfully states: ~ ~,
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1. Petitioner and her husband, Nicholas T. Christakos, are the parents and natu~~l
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l;uardians of two minor children, Thomas N. Christakos (age 16 j and Jennifer L:: ~hristakos_.~age
a
l_2). Their third and eldest child, Stephen N. Christakos, is an adult.
2. Petitioner's mother, Louise V. Cook (the "Decedent"), late of Upper Allen
Township, Cumberland County, Pennsylvania, died testate on May 31, 2408. The Decedent was
survived by her three children: Roderick W. Cook, III (`'Rick"), Randall C. Cook ("Randy'), and
Susan L. Cook (Petitioner) (collectively, the "Children"). The Decedent was also survived by
her five grandchildren: Laura L. Cook and Michael R. Cook, being the children of Randy; and
the Petitioner's three children, Stephen N. Christakos, Thomas N. Christakos, and Jennifer L.
Christakos.
3. On June 17, 2008, the Register of Wills of Cumberland County, Pennsylvania
granted Letters Testamentary to Susan L. Cook and Manufacturers and Traders Trust Company
(collectively, the '`Executors") for the administration of the Decedent's probate estate (the
``F'state")
4. By the terms of the Decedent's Last Will and Testament, dated November 16,
2004 (the "Will"), the Decedent gave the residue of her Estate to the trustee of the below-
described Trust Agreement. A true and correct copy of the Will is attached hereto as Exhibit
"A" and is incorporated herein by this reference.
5. By that certain Trust Agreement, originally dated January 18, 1972, as most
recently amended and restated in its entirety on November 16, 2004 (the "Trust Agreement"), the
;Decedent, as Settlor, established a revocable trust (the "Trust"} with Manufacturers and Traders
Trust Company, as trustee (the "Trustee"). A true and correct copy of the Trust Agreement is
attached hereto as Exhibit "B" and is incorporated herein by this reference.
6. Article V of the Trust Agreement provides that, upon the death of the Decedent,
the trust property, including all assets received from the Estate, is to be divided equally among
the Children, as follows:
Trust Estate to Settlor's Issue. Upon the death of the Settlor, the Trust Estate
(which shall include any property which may be added from the Settlor's general
estate) shall be paid over and distributed to the Settlor's then surviving children,
Roderick W. Cook, III, Susan L. Cook, and Randall C. Cook, in equal shares,
provided, however, the then living issue of a deceased child of the Settlor shall
take per stirpes the share their parent would have taken had he or she survived the
Settlor, or in default of issue (i.e., if none of the Settlor's children or lineal
descendants survive her) then to the American Heart Association, without
restriction as to use; and further provided that the share passing to Roderick W.
Cook, III shall immediately vest in him, but notwithstanding the provisions
herein, the Trustee shall retain possession of this share in trust for Roderick W.
Cook, III. The Trustee shall use so much of the net income and principal of this
trust as the Trustee deems necessary to provide for his medical care, education,
support and maintenance in reasonable comfort, taking into consideration to the
extent the Trustee deems advisable any other income or resources of the
beneficiary known to the Trustee. Any income not so paid or applied shall be
accumulated and added to principal. Upon the death of Roderick W. Cook, III,
the then-remaining principal and income of this trust shall be paid to the issue of
Roderick W. Cook, III, per stirpes; and if he has no issue, then to the Settlor's
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issue, per stirpes. With respect to this trust, the Trustee shall have all of the
powers and discretions it has with respect to the trusts created herein generally.
7. As stated in Article V of the Trust Agreement, the one-third share of Decedent's
Estate and Trust for Rick is to be held in lifetime trust for him.
The assets of the Decedent's Estate and Trust (combined) are estimated to be
approximately Five Hundred Thousand Dollars ($500,000) (probably slightly less than that
figure after payment of all inheritance taxes and expenses of administration, etc. ). Therefore,
:Rick's estimated one-third share of the EstatelTrust is likely to be in the vicinity of One Hundred
;Sixty Thousand Dollars ($160,000), or so, which figure is too small for efficient trust
~~dministration.
9. To increase the trust assets for Rick's lifetime benefit, Petitioner and Randy wish
to disclaim their respective one-third shares of the Estate and Trust. They each have sufficient
personal assets and are therefore willing for their brother Rick to receive the entire benefit of the
Estate and Trust, for Rick's lifetime financial security and benefit.
10. Article V of the Trust Agreement provides that the shares of the Children pass, by
default, to their respective living issue (if one of the Children should predecease or disclaim).
Therefore, it is necessary for the children of Petitioner and of her brother Randy to disclaim their
contingent rights, in order for assets of the EstatelTrust to pass to the Trust for Rick's lifetime
benefit.
11. Petitioner and Rick, and their adult children, have all executed a conditionally-
effective Instrument of Disclaimer, dated October 31, 2008 (the "Disclaimer"), a true and correct
copy of which is attached hereto as Exhibit "C". The Disclaimer is conditioned upon the Court
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approving the Disclaimer with respect to the contingent interests of Petitioner's minor children,
Thomas N. Christakos and Jennifer L. Christakos.
12. Section 6202 of the Pennsylvania Probate, Estates and Fiduciaries Code provides,
in pertinent part, "[a] disclaimer on behalf of .. , a minor ... may be made by ... the guardian of
his estate ... if ... the court having jurisdiction of the estate authorizes the disclaimer after
finding that it is advisable and will not materially prejudice ... the minor or his creditors ...." 20
Pa.C.S. § 6202.
13. Nicholas T. Christakos, as the natural father of Petitioner's three children, has
executed a Joinder and Consent, which is attached hereto as Exhibit "D" and is incorporated
herein by this reference.
14. Petitioner and her husband have sufficient income and resources to care for their
minor children and they intend to support their children and fulfill their parental obligations.
15. Petitioner asks this Court to approve the Disclaimer because it does not materially
prejudice either the minors or their creditors. As the Disclaimer is contingent upon this Court's
approval, if the Court does not approve the Disclaimer, Petitioner will receive outright her one-
third share of the Estate and Trust. Petitioner's minor children are therefore not receiving any
less as a result of the Disclaimer because they will not, in either situation, stand to receive
anything from the Estate or the Trust.
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WHEREFORE, Petitioner respectfully requests this Honorable Court to grant the relief
requested in this Petition and to enter the proposed Order attached hereto, for the purposes set
forth above.
Dated: ~r`r_ r',~~ ~:. 2 3 , 2008
Respectfully Submitted,
KEEFER WOOD ALLEN & RAHAL, LLP
Y
obert R. Church
Attorney I.D. # 40385
210 Walnut Street
P.O. Box 11963
Harrisburg, PA 17108-1963
(717)255-8059
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VERIFICATION
I verify that the statements made in this Petition for Approval of Disclaimers for Minor
Beneficiaries are true and correct. I understand that false statements herein are made subject to
the penalties of 18 Pa. C.S. Section 4904, relating to unsworn falsifications to authorities.
Date: ~ ~-'~ ~~ .~~~
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Susan L. Coo1c
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LAST WILL AND TESTAMENT
OF
L O UISE V. COOK
Introductory Clause. I, Louise V. Cook, a resident of and domiciled in the County of
Cumberland and Commonwealth of Pennsylvania, do hereby make, publish and declare this to be
my Last Will and Testament, hereby revoking all Wills and Codicils at any time heretofore made
by me.
I have three living children: Roderick W. Cook, III; Susan L. Cook; and Randall C. Cook.
ARTICLE I
Direction to Pay Debts. I direct that all my legally enforceable debts, secured and
unsecured, be paid as soon as practicable after my death.
ARTICLE II
Direction to Pav All Taxes from Residuary Estate. I direct that all estate, inheritance,
succession, death or similar taxes (except generation-skipping transfer taxes) assessed with
respect to my estate herein disposed of, or any part thereof, or on any bequest or devise contained
in this my Last Will (which term wherever used herein shall include any Codicil hereto), or on
any insurance upon my life or on any property held jointly by me with another or on any transfer
made b}~ me during m~ lifetime or on any other property or interests in property included in my
estate for such tax purposes be paid out of my residuary estate and shall not be charged to or
against any recipient, beneficiary, transferee or owner of any such property or interests in
property included in m~ estate for such tax purposes.
ARTICLE III
General Bequest of Personal and Household Effects With a Precatory Memorandum. I
give and bequeath all m~~ personal and household effects of every kind including but not limited
to furniture, appliances, furnishings, pictures, silverware, china, glass, books, jewelry, wearing
apparel, boats, automobiles, and other vehicles, and all policies of fire, burglary, property
damage, and other insurance on or in connection with the use of this property, to my children
surviving me in approximately equal shares; provided, however, the issue of a deceased child
surviving me shall take per stirpes the share their parent would have taken had he or she survived
me. If my issue do not agree to the division of the property among themselves, my Personal
Representative shall make such division among them, the decision of my Personal Representative
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EXHIBIT A
t~~ be in all respects binding upon my issue. I request that my Personal Representative and my
issue abide by any memorandum by me directing the disposition of this property or any part
thereof. This request is precatory and not mandatory. If any beneficiary hereunder is a minor,
my Personal Representative may distribute such minor's share to such minor or for such minor's
use to any person with whom such minor is residing or who has the care or control of such minor
without further responsibilit~~ and the receipt of the person to whom it is distributed shall be a
complete discharge of my Personal Representative.
ARTICLE N
Pour-Over Gift to Trustee of Testator's Inter Vivos Tnlst. I give, devise and bequeath all
the rest, residue and remainder of my property of every kind and description (including lapsed
legacies and devises), wherever situate and whether acquired before or after the execution of this
Will, to M & T Investment Group as Trustee under that certain Trust Agreement between me as
Se~ttlor and M & T Investment Group as Trustee executed prior to the execution of this Will on
January 18, 1972, as amended and restated on /%/ %,~, ~/`;f , 2004. My
Trustee shall add the property bequeathed and devised by this Article to the principal of the
above Trust and shall hold, administer and distribute the property in accordance with the
provisions of the Trust agreement, including any amendments thereto made before my death.
ARTICLE V
Alternate Provision to Incorporate Trust by Reference if Pour-Over is Invalid. In the
event for any reason the bequest and devise above is ineffective and invalid, then I hereby give,
devise and bequeath the rest. residue and remainder of my property of every kind and description
(including lapsed legacies and devises), wherever situate and whether acquired before or after the
execution of this Will. to M ~. T Investment Group as Trustee to be held, administered and
disrributed in accordance with the provisions of that certain Tnist Agreement between me as
Settlor and M & T Investment Group as Trustee execut d prior to the execution of this Will on
January 18, 1972, as amended and restated on `~` ~/ '- ~~; ~ , 2004, which
Trust Agreement as amended and restated is hereby incorporated by reference and made a part
her.°of the same as if the entire Trust Agreement were set forth herein. If for any reason M & T
Investment Group is unable or unwilling to serve then I hereby nominate, constitute and appoint
as successor or substitute Trustee a bank or trust company qualified to do business in the State of
my domicile at the time of my death, which successor or substitute Trustee shall be designated in
a w;~itten instrument filed with the court having jurisdiction over the probate of my estate and
signed by or on behalf of my oldest living child or if he or she fails to act, by the court having
jurisdiction over the probate of my estate.
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ARTICLE VI
Naming the Personal Representative, Personal Representative Succession, Personal
R~resentative's Fees and Other Matters. The provisions for naming the Personal
Representative, Personal Representative succession, Personal Representative's fees and other
matters are set forth below:
(1) Naming a Corporation and an Individual as Personal Representative. I hereby
nominate, constitute and appoint as Personal Representatives ofthis my Last Will and Testament
M & T Investment Group (the "Corporate Personal Representative") and Susan L. Cook (the
"Individual Personal Representative"), and direct that they shall serve without bond.
(2) Removal of Corporate Personal Representative. The Individual Personal
Representative shall have the power at any time to remove the Corporate Personal Representative
and may, in her discretion, substitute another Corporate Personal Representative, provided that
such substituted Corporate Personal Representative is a bank or trust company qualified to do
business in the State of my domicile at the time of my death, or serve alone in this fiduciary
capacity. This power of substitution shall not be exhausted by an exercise thereof.
(3) Naming Corporate Successor or Substitute Personal Representative. Except as
otherwise provided herein, if M & T Investment Group or any successor as herein defined should
fail to qualify as Personal Representative hereunder, or for any reason should cease to act in such
capacity, the successor or substitute corporate Personal Representative shall be some other bank
or trust company qualified to do business in the State of my domicile at the time of my death,
which successor or substitute shall be designated in a written instrument filed with the court
having jurisdiction over the probate of my estate and signed by my Individual Personal
Representative, or if she fails to act, by the court having jurisdiction over the probate of my
estate.
(4) Fee Schedule for Corporate Personal Representative. For its services as Personal
Representative, the corporate Personal Representative shall receive an amount determined by its
Standard Fee Schedule in effect and applicable at the time of the performance of such services.
If no such schedule shall be in effect at that time, it shall be entitled to reasonable compensation
for the sere ices rendered.
(~) Fee Schedule for Individual Personal Representative. For its services as Personal
Representative, the individual Personal Representative shall receive reasonable compensation for
the services rendered and reimbursement for reasonable expenses.
(6) Change in Corporate Personal Representative -Method of Successor Selection. If
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any Corporate Personal Representative hereunder is merged or combined into another
corporation, then within six (6) months after such merger or combination, a successor or
substitute Corporate Personal Representative (which shall be some other bank or trust company
qualified to do business in the State of my domicile at the time of my death) maybe named in a
written instrument filed with the court having jurisdiction over my estate, signed by my
Individual Personal Representative, or if she fails to act, by the court having jurisdiction over the
probate of my estate. If no successor is named within the time specified, then the corporate
successor resulting from the merger or combination shall succeed to the capacity of its
predecessor without conveyance or transfer.
ARTICLE VII
Definition of Personal Representative. Whenever the word "Personal Representative" or
any modifying or substituted pronoun therefor is used in this my Will, such words and respective
pronouns shall include both the singular and the plural, the masculine, feminine and neuter
gender thereof, and shall apply equally to the Personal Representative named herein and to any
su~~cessor or substitute Personal Representative acting hereunder, and such successor or
substitute Personal Representative shall possess all the rights, powers and duties, authority and
responsibility conferred upon the Personal Representative originally named herein.
ARTICLE VIII
Powers for Personal Representative. I give to any Personal Representative named in this
Will or any Codicil hereto or to any successor or substitute Personal Representative all of the
powers enumerated in this Will and all of the powers applicable by law to fiduciaries in the
Commonwealth of Pennsylvania and in particular through the Pennsylvania Probate, Estates and
Fiduciaries Code, as effective and as in effect on the date of my death, during the administration
and until the completion of the distribution of my estate. I direct that all such powers shall be
construed in the broadest possible manner and shall be exercisable without court authorization.
(1) Power to .Acquire and Retain Assets. My Personal Representative is authorized
and empowered to acquire and to retain, either permanently or for such period of time as my
Personal Representative may determine, any assets, including the capital stock of any closely
held corporation, whether such assets are or are not of the character approved or authorized by
law for investment by fiduciaries and whether such assets do or do not represent an
overconcentration in one investment.
(2) Power to Disclaim Interests. My Personal Representative is authorized and
empowered to disclaim any interest, in whole or in part, of which I, or my Personal
Representative, maybe the beneficiary, devisee, or legatee, by executing an appropriate
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instrument (in accordance with section 2518 of the Internal Revenue Code of 1986, as amended,
or such similar section as may then be in effect).
(3) Power to Sell Assets and Borrow Funds. My Personal Representative is
authorized and empowered to sell at public or private sale, or exchange, and to encumber or
le~ise, for any period of time, any real or personal property and to give options to buy or lease any
such property. Additionally, my Personal Representative is authorized and empowered to
compromise claims, to borrow from anyone (including a fiduciary hereunder) and to pledge
property as security therefor, to make loans to and to buy property from anyone (including a
fiduciary or beneficiary hereunder); provided that any such loans shall be adequately secured and
at ;~ fair interest rate.
(4) Power to Allocate Receipts. My Personal Representative is authorized and
empowered to allocate property, charges on property, receipts and income among and between
principal or income, or partly to each, without regard to any law defining principal and income.
ARTICLE IX
Discretion Granted to Personal Representative in Reference to Tax Matters. My Personal
Representative as the fiduciary of my estate shall have the discretion, but shall not be required
when allocating receipts of my estate between income and principal, to make adjustments in the
rights of any beneficiaries, or among the principal and income accounts to compensate for the
consequences of any tax decision or election, or of any investment or administrative decision,
that. my Personal Representative believes has had the effect, directly or indirectly, of preferring
one beneficiary or group of beneficiaries over others; provided, however, my Personal
Representative shall not exercise its discretion in a manner which would cause the loss or
reduction of the marital deduction as maybe herein provided. In determining the state or federal
estate and income tax liabilities of my estate, my Personal Representative shall have discretion to
select the valuation date and to determine whether any or all of the allowable administration
expo°nses in my estate shall be used as state or federal estate tax deductions or as state or federal
ineeme tax deductions. If my estate plan includes a revocable trust agreement and it contains
directions to my Personal Representati~~e, I direct my Personal Representative to follow the
directions in such trust agreement.
ARTICLE X
Simultaneous Death Provision Presuming Beneficiary Predeceases Testator. If any
beneficiary and I should die under such circumstances as would make it doubtful whether the
beneficiary or I died first, then it shall be conclusively presumed for the purposes of this Will that
the beneficiary predeceased me.
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Testimonium Clause. IN WITNESS WHEREOF, I have hereunto set my hand and
a `fixed my seal this ,~ i~~ day of ~~ ~..,--r y-?~-(-~;~ , 2004.
%'~~,=~.c.~ t (.~!-` c~'-'~~-- (SEAL)
Louise V. Cook
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Attestation Clause. The foregoing Will was this ~ day of ~ Z'r.~L , 2004,
si Tned, sealed, published and declared by the Testator as and for her Last Will and Testament in
ou.r presence, and we, at her request and in her presence, and in the presence of each other, have
hereunto subscribed our names as witnesses on the above date.
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PROOF OF WILL
C'OMNIONWEALTH OF
PENNSYLVANIA
COUNTY OF CUMBERLAND
Self-Proving Affidavit
We, Louise V. ook, and ~CL1~-~-~ / ~-- ~1'~'~" .
_ ~ and ~ ~~YLC~IA ~~--,.the Testator
art t e witn` sses, respectively, whose names are signed to the attached o foregoing instrument,
being first duly sworn, do hereby declare to the undersigned authority that the Testator signed
acid executed the instrument as her Last Will and that she had signed willingly (or willingly
directed another to sign for her), and that she executed it as her free and voluntary act for the
purposes therein expressed, and that each of the witnesses, in the presence and hearing of the
Testator, and in the presence of each other, signed the Will as witness and to the best of our
knowledge the Testator was at that time eighteen years of age or older, of sound mind, and under
no constraint or undue influence.
Louise V. Cook
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Witness ,;
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Witness
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Witness ''
Subscribed, sworn to, and acknowledged efore me by Louise V. Cook, tl~e Testator and
sub;~cribed and vorn ro before me by ~.~ ~ Cam---~ ~ ~---~~"L~,,
~. ~ ~- ~ ~~.. and `~ ~~" ~~CZ. ~-~ L ~~,,_~~_
witnesses, his I ~~_ day of ~ c1/y--~.~, ~ , 2004.
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NOt PUbI1~OMtNO WEALTH OF PENNSYLVANIA
NOTARIAL SEAL
CYNTHIA J. RULE, Notary Public
Camp Hill Boro., Cumberland County
- 7 - My Commission Expires February 3, 2008
FO URTH AMENDMENT AND RESTATEMENT
OF TR UST A GREEMENT DATED JANUARY 18, 19 72
Introductory Clause. This Fourth Amendment and Restatement of Trust Agreement made
_ ~~/~~ ~,- /(, , 2004, executed in duplicate between Louise V. Cook, hereinafter
referred to as the Settlor and M & T Investment Group, hereinafter referred to as the Trustee.
WHEREAS, the Settlor and the Trustee entered into a Trust Agreement dated January 18,
1972, hereinafter called the Trust Agreement, and
WHEREAS, Article TEN of the Trust Agreement provided that the Settlor reserved the
ri ght to amend in any manner or revoke in whole or in part the Trust Agreement, and
WHEREAS, the Trust Agreement was amended on September S, 1984, November 22,
1989, and December 23.1991, and
WHEREAS, the Settlor is desirous of further modifying and amending the Trust
Agreement and the Trustee is agreeable to the modifications and amendments contained herein,
NOW, THEREFORE, IT IS AGREED that the entire Trust Agreement (except Schedules
A, which is not modified hereby) as modified and amended will read as follows:
ARTICLE I
Description of Property Transferred. The Settlor, upon original execution of this Trust
Agreement, paid over, assigned, granted, conveyed, transferred and delivered unto the Trustee
certain property described on Schedule A to the original Trust Agreement (dated January 18,
19'72), and such property, as invested and reinvested (hereinafter referred to as the "Trust
Estate"), has been held, and shall continue to be held, administered and distributed by the Trustee
as hereinafter set forth.
ARTICLE II
Provisions for Settlor During Lifetime. The Trustee shall hold, manage, invest and
reinvest the Trust Estate (if any requires such management and investment) and shall collect the
income, if any, therefrom and shall dispose of the net income and principal as follows:
(1) During the lifetime of the Settlor, the Trustee shall pay to or apply for the benefit
of the Settlor all the net income from this Trust.
(2) During the lifetime of the Settlor, the Trustee may pay to or apply for the benefit
EXHIBIT B
of the Settlor such sums from the principal of this Tnrst as in its sole discretion shall be necessary
or advisable from time to time for the medical care, education, support and maintenance in
reasonable comfort of the Settlor, taking into consideration to the extent the Trustee deems
advisable, any other income or resources of the Settlor known to the Trustee.
ARTICLE III
Settlor's Rights to Amend, Change or Revoke the Trust Agreement. The Settlor may, by
signed instruments delivered to the Trustee during the Settlor's life: (1) withdraw property from
this Trust in any amount and at any time upon giving reasonable notice in writing to the Trustee;
(2) add other property to the Trust; (3) change the beneficiaries, their respective shares and the
plan of distribution; (4) amend this Trust Agreement in any other respect; (5) revoke this Trust in
it:. entirety or any provision therein; provided, however, the duties or responsibilities of the
Trustee shall not be enlarged without the Trustee's consent nor without satisfactory adjustment of
the Trustee's compensation.
ARTICLE IV
Discretionary Provisions for Trustee to Deal with Settlor's Estate and Make Payment of
Debts and Taxes. After the Settlor's death, the Trustee, if in its discretion it deems it advisable,
may pay all or any part of the Settlor's funeral expenses, legally enforceable claims against the
Settlor or the Settlor's estate, reasonable expenses of administration of the Settlor's estate, any
allowances by court order to those dependent upon the Settlor, any estate, inheritance,
succession, death or similar taxes payable by reason of the Settlor's death, together with any
into°rest thereon or other additions thereto, without reimbursement from the Settlor's personal
representatives, from any beneficiary of insurance upon the Settlor's life, or from any other
person. All such payments, except of interest, shall be charged generally against the principal of
the Trust Estate includable in the Settlor's estate for Federal estate tax purposes and any interest
so Maid shall be charged generally against the income thereof; provided, however, any such
payments of estate, inheritance, succession, death or similar taxes (except generation-skipping
transfer taxes) shall be charged against the principal constituting the Trust Estate and any interest
so Laid shall be charged against the income thereof. If such share or trust was created as a
fraction, then such taxes thus paid shall reduce the numerator of that share or trust and the Trust
Estate, thus likewise reducing the denominator of the fraction. The Trustee may make such
payments directly or may pay over the amounts thereof to the personal representatives of the
Settlor's estate. Written statements by the personal representatives of such sums due and payable
by the estate shall be sufficient evidence of their amount and propriety for the protection of the
Trustee and the Trustee shall be under no duty to see to the application of any such payments. If
adrr.~inistrative expenses are deducted on the estate's income tax return but paid from principal,
they. they shall be charged against the Tnrst Estate.
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ARTICLE V
Trust Estate to Settlor's Issue. Upon the death of the Settlor, the Trust Estate (which shall
include any property which may be added from the Settlor's general estate) shall be paid over and
distributed to the Settlor's then-surviving children, Roderick W. Cook, III, Susan L. Cook, and
R~rndall C. Cook, in equal shares, provided, however, the then living issue of a deceased child of
the Settlor shall take per stirpes the share their parent would have taken had he or she survived
the Settlor, or in default of issue (i.e., if none of the Settlor's children or lineal descendants
survive her) then to the American Heart Association, without restriction as to use; and further
pr~~vided that the share passing to Roderick W. Cook, III shall immediately vest in him, but
notwithstanding the provisions herein, the Trustee shall retain possession of this share in trust for
Roderick W. Cook, ffI. The Trustee shall use so much of the net income and principal of this
trust as the Trustee deems necessary to provide for his medical care, education, support and
maintenance in reasonable comfort, taking into consideration to the extent the Trustee deems
advisable any other income or resources of the beneficiary known to the Trustee. Any income
not so paid or applied shall be accumulated and added to principal. Upon the death of Roderick
W. Cook, III, the then-remaining principal and income of this trust shall be paid to the issue of
Roderick W. Cook, III, per stirpes; and if he has no issue, then to the Settlor's issue, per stirpes.
With respect to this trust, the Trustee shall have all of the powers and discretions it has with
respect to the trusts created herein generally.
ARTICLE VI
Trustee Succession. Trustee's Fees and Other Matters. The provisions for naming the
Tnistee, Trustee succession, Trustee's fees and other matters are set forth below:
(1) Addition of Individual Trustee Following Settlor's Death. Upon the death of the
Settlor, Susan L. Cook shall become an additional Trustee (the "Individual Trustee") by
delivering to the Corporate Trustee her written acceptance of the office.
(2) Naming Corporate Successor or Substitute Trustee. Except as otherwise provided
herein, if M & T Investment Group (the "Corporate Trustee") or any successor Corporate Trustee
as Herein defined should fail to qualify as Trustee hereunder, or for any reason should cease to act
in such capacity, the successor or substitute Corporate Trustee shall be some other bank or trust
company qualified to do business in the State of the Settlor's domicile at the time of the Settlor's
death, which successor or substitute shall be designated in a written instrument filed with the
court having jurisdiction over this Trust and signed by the Individual Trustee, or if she fails to
act, by the court having jurisdiction over this Trust.
(3) Fee Schedule for Corporate Trustee. For its services as Trustee, the Corporate
Trustee shall receive an amount determined by its Standard Fee Schedule in effect and applicable
at the time of the performance of such services. If no such schedule shall be in effect at that time,
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it shall be entitled to reasonable compensation for the services rendered.
(4) Fee Schedule for Individual Trustee. For its services as Trustee, the individual
Trustee shall receive reasonable compensation for the services rendered and reimbursement for
reasonable expenses.
(5) Deleuation Among Trustees. When there is more than one individual or entity
serving as co-Trustees, then any Trustee may delegate to any other Trustee the power to exercise
arty or all of the powers granted to the Trustees in this Trust Agreement, including those powers,
which are discretionary, to the extent allowed by law. Any delegating Trustee may revoke any
such delegation with written notice to the other serving co-Trustees. The delegation of any such
power, as well as the revocation of any such delegation, shall be evidenced by an instrument in
waiting signed by the delegating co-Trustee. As long as any such delegation is in effect, any of
the delegated powers maybe exercised by the Trustee receiving such delegation with the same
force and effect as if the delegating Trustee had personally joined in the exercise of such power.
Provided, however, that if such Trustee, or co-Trustee, shall also be a current beneficiary and
such delegation shall be deemed to create in that Trustee a right that shall be deemed to be a
general power of appointment, then such individual Trustee shall not be vested with such right to
delegate such power.
(6) Removal and Replacement of Corporate Tnistee. The Individual Trustee may, at
any time and from time to time, remove the then-serving Corporate Trustee, provided that she
designates, in a written instntment filed with court having jurisdiction over this Trust, a bank or
trust company qualified to do business in the State of the Settlor's domicile at the time of the
Settlor's death as successor Corporate Trustee.
(7) Change in Corporate Fiduciary -Method of Successor Selection. If any corporate
fid~zciary hereunder is merged or combined into another corporation, then within six (6) months
after such merger or combination a successor or substitute corporate fiduciary (which shall be
some other bank or trust company qualified to do business in the State of the Settlor's domicile at
the time of the Settlor's death) maybe named in a written instrument filed with the court having
jurisdiction over this Trust, signed by the Individual Trustee, or if she fails to act, by the court
having jurisdiction over this Trust. If no successor is named within the time specified, then the
corporate successor resulting from the merger or combination shall succeed to the capacity of its
predecessor without conveyance or transfer.
ARTICLE VII
Definition of Tn~stee. Whenever the word "Trustee" or any modifying or substituted
prortotin therefor is used in this Trust, such words and respective pronouns shall include both the
singular and the plural, the masculine, feminine and neuter gender thereof, and shall apply
equally to the Trustee named herein and to any successor or substitute Trustee acting hereunder,
Page 4
and such successor or substitute Trustee shall have all the rights, powers and duties, authority and
responsibility conferred upon the Trustee originally named herein.
ARTICLE VIII
Powers for Trustee. The Trustee is authorized in its fiduciary discretion (which shall be
subject to the standard of reasonableness and good faith to all beneficiaries) with respect to any
property, real or personal, at any time held under any provision of this Trust Agreement and
without authorization by any court and in addition to any other rights, powers, authority and
privileges granted by any other provision of this Trust Agreement or by statute or general rules of
law:
(1) To retain any investments at the discretion of the Trustee, including stock of any
corporate fiduciary, or of a holding company controlling it;
(2) To invest and reinvest in the Trustee's discretion as permitted by law, with the
specific right to invest in stocks, bonds and real estate, including non-income producing
re;;idential real estate for the occupancy of any present income beneficiary or beneficiaries, and in
su~~h diversified, money market and mutual funds, including a corporate fiduciary's proprietary
mutual funds, as the Trustee deems appropriate, including any such funds of any corporate
fiduciary hereunder or any successor or affiliated corporation or a holding company controlling
it;
(3) To sell, to grant options for the sale of, or otherwise to convert any real or
personal property or interest, at public or private sale, for such prices, at such time, in such
manner and on such terms as Trustee may think proper, and to execute and deliver good and
sufficient conveyances, assignments, and transfers without liability of any purchaser to see to the
application of the purchase money;
(4) To borrow money and to secure its repayment by mortgage of real or personal
property, pledge of investments, or otherwise, without liability on the part of the lenders to see to
the application;
(5) To compromise claims by or against any trust created under this agreement;
(6) To allocate and distribute different kinds or disproportionate shares of property or
undivided interests in property among beneficiaries or trusts, in cash or in kind, or partly in each;
(7) To register investments in the name of a nominee or to hold them unregistered in
suci~ form that they will pass by delivery;
(8) To join in any recapitalization, merger, reorganization, or voting trust plan
Page 5
ai-fecting investments; to deposit securities under agreement; to subscribe for stock and bond
privileges; and generally to exercise all rights of security holders;
(9) To manage, operate, repair, alter, or improve real estate or other property, and to
lease real estate and other property on such terms and for such period as trustee deems advisable,
even for more than five years and beyond the duration of any trust;
(10) To receive from the Settlor or from any other source any real or personal property
as additions to this trust by deed, will, or in any other manner;
(11) To combine, without prior court approval, any trust herein with any other trust
with substantially similar provisions, although such other trust may have been created by separate
instruments and by different persons, and, if necessary to protect different future interests, to
value the assets at the time of such combination and to record the proportionate interest of each
separate trust in the combined fund, provided, however, that no such combination shall be
permitted if the effect of such combination would be (1) to violate the applicable rule against
perpetuities; (2) to disqualify any interest in one or more of such trusts for a deduction for federal
estate tax purposes which would otherwise be allowable; or (3) to cause the loss of the exempt
status of one or more of such trusts from the imposition of the generation-skipping tax;
(12} In the sole discretion of the Trustee, to divide any trust created under this
agreement, without court order, into one or more separate trusts for the benefit of one or more of
the beneficiaries of the trust (to the exclusion of the other beneficiaries) so divided, as the
Trustee determines, and to allocate to such divided trust some or all of the assets of the trust
estate for any reason;
(13) To permit any present beneficiazy to occupy any real estate forming part of any
trust without rent or on such other terms and conditions as the trustee shall determine;
(14) To exercise any stock options that it may receive, including stock from any source
as the trustee may deem necessary for the exercise of such options; and to pledge assets as trustee
deems appropriate for this purpose;
(15) To disclaim any interest in property received hereunder without Court approval;
and
(16) In general, to exercise all powers in the management of the Trust Estate which any
individual could exercise in his or her own right, upon such terms and conditions as it may
reasonably deem best, and to do all acts which it may deem reasonably necessary or proper to
carry out the purposes of this Trust Agreement.
Page 6
ARTICLE IX
Provision for Tnustee to Act as Trustee for Beneficiary Under Aye Twenty-One. If any
share hereunder becomes distributable to a beneficiary who has not attained the age of
T~Nenty-one (21), such share shall immediately vest in the beneficiary, but notwithstanding the
provisions herein, the Trustee shall retain possession of the share in trust for the beneficiary until
the beneficiary attains the age of Twenty-one (21), using so much of the net income and principal
of the share as the Trustee deems necessary to provide for the medical care, education, support
anal maintenance in reasonable comfort of the beneficiary, taking into consideration to the extent
th~° Trustee deems advisable any other income or resources of the beneficiary or his or her parents
known to the Trustee. Any income not so paid or applied shall be accumulated and added to
principal. The beneficiary's share shall be paid over and distributed to the beneficiary upon
attaining age Twenty-one (21), or if he or she shall sooner die, to his or her personal
representatives. The Trustee shall have with respect to each share so retained all the powers and
di:;cretions it had with respect to the trusts created herein generally.
ARTICLE X
Trustee's Discretion in Making_Payments to a Person Under Aye Twenty-One,
Incompetent or Incapacitated Person. In case the income or principal payment under any trust
created hereunder or anv share thereof shall become payable to a person under the age of
T~~enty-one (21), or to a person under legal disability, or to a person not adjudicated
incompetent, but who, by reason of illness or mental or physical disability, is, in the opinion of
the Trustee unable properly to administer such amounts, then such amounts shall be paid out by
the Trustee in such of the following ways as the Trustee deems best: (1) directly to the
beneficiary; (2) to the legally appointed guardian of the beneficiary; (3) to some relative or friend
for the medical care, education, support and maintenance in reasonable comfort of the
beneficiary; (4) by the Trustee using such amounts directly for the beneficiary's care, support and
education; (5) to a custodian for the beneficiary under the Uniform Gifts or Transfers to Minors
Ac ~.
ARTICLE XI
Power of Trustee to Resiarr During Settlor's Lifetime. The Trustee may resign this
trusteeship during the Settlor's lifetime by giving the Settlor Thirty (30) days notice in writing
delivered to the Settlor in person or mailed to the Settlor's last known address, the resignation to
become effective as hereinafter provided. Upon receipt of such notice, the Settlor shall appoint a
successor Trustee which shall be a bank or trust company qualified to do business in the state of
the Settlor's domicile. Upon the failure of the Settlor to appoint a successor Trustee ~vho accepts
the trust within Thirty (30) days from the time notice was delivered in person or mailed to the
Settlor, the Trustee may resign to the court having jurisdiction over this trust, which court may, if
it deems advisable, accept the resignation and appoint a successor Trustee which shall be a bank
Page 7
or trust company qualified to do business in the state of the Settlor's domicile. Upon the
appointment of and acceptance by the successor Trustee, the original Trustee shall pay over,
deliver, assign, transfer or convey to such successor Trustee the Trust Estate and make a full and
proper accounting to the Settlor, whereupon its resignation shall become effective. The
substitute or successor Trustee upon acceptance of this trust and the Trust Estate shall succeed to
and have all the rights, powers and duties, authority and responsibility conferred upon the Trustee
originally named herein.
ARTICLE XII
Settlor During Lifetime to Designate Substitute or Successor Trustee. The Settlor during
the Settlor's lifetime may name a substitute or successor Trustee which shall be a bank or trust
company qualified to do business in the Settlor's domicile by delivery to the Trustee herein a
notice naming the successor or substitute Trustee and indicating an intent to replace the Trustee
named herein. Upon receipt of such notice the Trustee named herein shall pay over, deliver,
assign, transfer or convey to such substitute or successor Trustee {which accepts the appointment
as trustee), the Trust Estate and make a full and proper accounting to the Settlor, whereupon the
Trustee named herein shall be discharged and have no further responsibility under this Trust
Ai7reement. Upon the failure of the Trustee to make such conveyance the Settlor may apply to
the court having jurisdiction of this trust and such court may compel the conveyance by the
Trustee. The substitute or successor Trustee upon acceptance of this trust and the Trust Estate
shall succeed to and possess all the rights, powers and duties, authority and responsibility
conferred upon the Trustee originally named herein.
ARTICLE XIII
Discretion in Trustee to Terminate Small Tnrst and Distribute to Income Beneficiary. If
at any time any trust created hereunder has a fair market value as determined by the Trustee of
Fifteen Thousand (S 15,000.00) Dollars or less, the Trustee, in its absolute discretion if it
determines that it is uneconomical to continue such trust, may terminate such trust and distribute
the trust property to the person or persons then entitled to receive or have the benefit of the
income therefrom or the legal representative of such person. If there is more than one income
beneficiary, the Trustee shall make such distribution to such income beneficiaries in the
proportion in which they are beneficiaries or if no proportion is designated in equal shares to
such beneficiaries.
ARTICLE XN
Simultaneous Death Provision Presuming_Beneficiary Predeceases Settlor. If any
beneficiary and the Settlor should die under such circumstances as would make it doubtful
whether the beneficiary or the Settlor died first, then it shall be conclusively presumed for the
purposes of this Trust that the beneficiary predeceased the Settlor.
Page 8
ARTICLE XV
State Law to Govern. This Trust Agreement and the trusts created hereby shall be
construed, regulated and governed by and in accordance with the laws of the Commonwealth of
Pennsylvania.
ARTICLE XVI
Spendthrift Provision. Except as otherwise provided herein, all payments of principal and
income payable, or to become payable, to the beneficiary of any trust created hereunder shall not
be; subject to anticipation, assignment, pledge, sale or transfer in any manner, nor shall any
beneficiary have the power to anticipate or encumber such interest, nor shall such interest, while
in the possession of the fiduciary hereunder, be liable for, or subject to, the debts, contracts,
obligations, liabilities or torts of any beneficiary.
ARTICLE XVII
Perpetuities Say inQs Clause. Notwithstanding anything herein to the contrary, the trusts
cry°ated hereunder shall terminate not later than Twenty-one (21) years after the death of the last
survivor of the trust beneficiaries hereunder, their issue, and any person or persons or their issue
used to define the trust beneficiaries under this trust, living on the date of the Settlor's death (or
when this trust becomes irrevocable, if sooner), when the Trustee shall distribute each remaining
trust hereunder to the beneficiary or beneficiaries of the current income thereof, and if there is
more than one beneficiary, in the proportion in which they are beneficiaries or if no proportion is
designated in equal shares to such beneficiaries.
Testimonium Clause. IN WITNESS WHEREOF, the Settlor and the Trustee have
executed this Fourth Amendment and Restatement of Trust Agreement.
''? ~,,~,, ~ ~ ~rr-~~~ M & T INVESTMENT GROUP
LOLTISE V. COOK
i ~ ~/ ~ ;
;;
SETTLOR By ;~
~ssT, v~tE aees~o~ras
ItS 8c TRUST pfFfCER
TRUSTEE
Wi'tness`; '„
i ~ ~i ~ ; ;; :~,
- ,~
~ /
Page 9
COMMONWEALTH OF )
PENNSYLVANIA ) ACKNOWLEDGMENT
COUNTY OF CUMBERLAND
I, a Notary Public, within and for the Commonwealth and County aforesaid, do hereby
certify that the foregoing Fourth Amendment and Restatement of Trust Agreement was this day
produced to me in the above Commonwealth and County by Louise V. Cook, Settlor, party
hereto and was executed and acknowledged by the Settlor to be the Settlor's free act and
voluntary deed.
WITNESS my signature this ~~~- day of ~~.~-+~-~~ , 2004.
Not Public
COMMONWEALTH OF PENNSYLVANIA
NOTARIAL SEAL
CYNTHIA J. RULE, Notary Public
Camp Hill Boro., Cumberland County
My Commission Expires February 3, 2008
Page 10
COMMONWEALTH OF )
PENNSYLVANIA ) ACKNOWLEDGMENT
~~uPH try )
COUNTY OF C
I, a Notary Public, within and for the Commonwealth and County aforesaid do hereby
c•°rtify that the foregoing Fourth Amendment and Restatement of Trust Agreement was this day
produced to me the above Commonwealth and C~unty an/d was executed and acknowledged
b.~~~~&~,¢~,{j~~~'1~ ~~J2,~ y-QSs~ ~ic~ !l~c~~„Lof M & T Investment Group, to be
the free and voluntary act and deed of the corporate Trustee.
WITNESS my signature this ~~ day of ~ (~~~,;~ n , 2004.
COMMONWEALTH OF PENNSYLVANIA
Notarial Seal
Y. Michele Smoot. Notary Public
City Of Harrisburg, Dauphin Courtly
My Commission Expires June 29, 2008
Member, Pennsylvania Association Of Notaries
-~
~`~,_-- -_. Na>:ai=y ub is
Page 11
P~ THE MATTER OF THE IN THE COURT OF COMMON PLEAS
E',STATE AND TRUST OF CUMBERLAND COUNTY, PENNSYLVANIA
LOUISE V. COOK, ORPHANS' COURT DIVISION
DECEASED
NO. 2008-00656
INSTRUMENT OF DISCLAIMER
THIS INSTRUMENT, made as of the 31St day of October, 2008, by RANDALL C. COOK,
LAURA L. COOK, MICHAEL R. COOK, STEPHEN N. CHRISTAKOS, and SUSAN L. COOK,
all. adult individuals, and by Susan L. Cook as parent and natural guardian for her minor children,
THOMAS N. CHRISTAKOS and JENNIFER L. CHRISTAKOS (collectively, the
"Disclaimants"),
WITNESSETH:
THE CIRCUMSTANCES leading up to the execution of this Instrument are as follows:
1. Louise V. Cook (the "Decedent"}, late of Upper Allen Township, Cumberland
County, Pennsylvania, died testate on May 31, 2008. The Decedent was survived by her three
children, Roderick W. Cook, III, Randall C. Cook, and Susan L. Cook (collectively, the
"Children"), and by her five grandchildren: Laura L. Cook and Michael R. Cook, the children of
Randall; and Stephen N. Christakos, Thomas N. Christakos, and Jennifer L. Christakos, the
children of Susan.
2. Susan L. Cook and Manufacturers and Traders Trust Company (collectively, the
"Executors") have received Letters Testamentary from the Register of Wills of Cumberland
County, for the administration of the Decedent's probate estate (the "Estate")
COPY
EXHIBIT C
By the terms of the Decedent's Last Will and Testament, dated November 16, 2004
(1:he ``Will"), the Decedent gave the residue of the Estate to the trustee of the below-described
Trust Agreement.
4. By that certain Trust Agreement, originally dated January 18, 1972, as most
recently amended and restated in its entirety on November 16, 2004 (the "Trust Agreement"), the
Decedent, as settlor, established a revocable trust (the "Trust") with Manufacturers and Traders
Trust Company, as trustee ("M&T")
5. Article VI (1) of the Trust Agreement provides that, upon the death of the settlor,
Susan L. Cook is to be an additional trustee. On June 19, 2008, Susan L. Cook, as Co-Trustee,
executed that certain Acceptance of Appointment as Co-Trustee, a copy of which is attached
hereto as Exhibit "A", and incorporated herein by this reference. Therefore, M&T and Susan L.
Cook are Co-Trustees of the Trust (collectively, the "Trustees")
6. Article V of the Trust Agreement provides that, upon the death of the Decedent, the
trust property, including all assets received from the Estate, is to be divided equally among the
Children, as follows:
Trust Estate to Settlor's Issue. Upon the death of the Settlor, the Trust Estate (which
shall include any property which maybe added from the Settlor's general estate) shall
be paid over and distributed to the Settlor's then surviving children, Roderick W.
Cook, III, Susan L. Cook, and Randall C. Cook, in equal shares, provided, however,
the then living issue of a deceased child of the Settlor shall take per stirpes the share
their parent would have taken had he or she survived the Settlor, or in default of issue
(i.e., if none of the Settlor's children or lineal descendants survive her) then to the
American Heart Association, without restriction as to use; and further provided that the
share passing to Roderick W. Cook, III shall immediately vest in him, but
notwithstanding the provisions herein, the Trustee shall retain possession of this share
in trust for Roderick W. Cook, III. The Trustee shall use so much of the net income
and principal of this trust as the Trustee deems necessary to provide for his medical
care, education, support and maintenance in reasonable comfort, taking into
. .- . ~~
e 'w.
- 2 - w ,e `
consideration to the extent the Trustee deems advisable any other income or resources
of the beneficiary known to the Trustee. Any income not so paid or applied shall be
accumulated and added to principal. Upon the death of Roderick W. Cook, III, the
then-remaining principal and income of this trust shall be paid to the issue of Roderick
W. Cook, III, per stirpes; and if he has no issue, then to the Settlor's issue, per stirpes.
With respect to this trust, the Trustee shall have all of the powers and discretions it has
with respect to the trusts created herein generally.
7. Section 6201 of the Pennsylvania Probate, Estates, and Fiduciaries Code provides,
ul pertinent part:
A person to whom an interest in property would have devolved by whatever means,
including a beneficiary under a will ... may disclaim it in whole or in part by a
written disclaimer which shall:
(1) describe the interest disclaimed;
(2) declare the disclaimer and extent thereof; and
(3) be signed by the disclaimant.
20 Pa.C.S. § 6201.
In order to increase the trust assets available for the lifetime financial security of
Roderick W. Cook, III, the Disclaimants, collectively, desire to renounce and disclaim their
respective interests in the below-described property during the lifetime of Roderick W. Cook, III,
subject, nevertheless, to the prior approval by the Orphans' Court Division of the Court of
Common Pleas of Cumberland County, Pennsylvania (the "Court") to empower Susan L. Cook, as
parent and natural guardian of her minor children, Thomas N. Christakos and Jennifer L.
Clll•istakos, to execute this Instrument on their behalf, for the purposes set forth herein.
9. Subject to the approval of the Court as aforesaid, the Disclaimants, including
Thomas N. Christakos and Jennifer L. Christakos, by Susan L. Cook at their authorized parent and
natlzral guardian, desire to renounce and disclaim, absolutely and forever, any and all of their
~~€~5r'
respective right, title and interest in and to the residue of the Estate, together with their respective
right, title and interest in the Trust until the death of Roderick W. Cook, III, upon the terms
h.°reinafter set forth.
10. Except with respect to the income and principal of the Trust during the lifetime of
Roderick W. Cook, III, nothing in this Instrument is intended to modify, diminish or affect the
Disclaimants' respective and remaining rights in the Trust and under the Trust Agreement
following the death of Roderick W. Cook, III, including the rights of the Disclaimants to receive
their respective per stirpital shares otherwise provided in the Trust Agreement if Roderick W.
Cook, III, should die without living issue.
NOW THEREFORE, effective upon the approval of this Instrument by the Court
and the entry of an Order to that effect, the Disclaimants, intending to be legally
bound, do, for themselves, their heirs, personal representatives, successors and
assigns, hereby exercise the rights granted to them in Chapter 62 of the
Pennsylvania Probate, Estates and Fiduciaries Code, 20 Pa. C.S.A. §6201-6207,
and hereby disclaim, release and renounce, absolutely and forever, any and all of
their respective right, title and interest in and to the residue of the Estate and in and
to the income and principal of the Trust during the lifetime of Roderick W. Cook,
III. Provided, however, that nothing in this Instrument shall modify, diminish or
affect the right, title and interest of the Disclaimants to receive those per stirpital
shares they are otherwise entitled to receive under the Trust Agreement upon the
death, without living issue, of the said Roderick W. Cook, III.
The Disclaimants intend that this Instrument of Disclaimer shall constitute a
"qualified disclaimer" by the Disclaimants under Section 2518 of the Internal
Revenue Code of 1986, as amended.
IN WITNESS WHEREOF, the Disclaimants, intending that this Instrument shall be
delivered to the Trustees and to the Executors and thereafter filed of record in the Office of the
Register of Wills of Cumberland County, Pennsylvania, have executed the attached Consents, with
the same to be effective according to the terms set forth above.
-4-
<< .,~ ~
II~1 THE MATTER OF THE IN THE COURT OF COMMON PLEAS
ESTATE AND TRUST OF CUMBERLAND COUNTY, PENNSYLVANIA
LOUISE V. COOK, ORPHANS' COURT DIVISION
DECEASED
NO. 2008-00656
CONSENT TO INSTRUMENT OF DISCLAIMER
THE UNDERSIGNED, RANDALL C. COOK, hereby consents to and joins in the
Instrument of Disclaimer dated October 31, 2008, relating to the Estate and Trust of Louise V.
Cook, for the purposes expressed therein, a copy of which, including Exhibit A thereto, has been
provided to him.
-~`~~° C - ~-t
RANDALL C. COOK
COMMONWEALTH OF PENNSYLVANIA
SS.
CC>UNTY OF ~~l~r~i~~~c~A:y r)
On this, the ~~ ~ day of ~ t c~_vhGE2 , 2008, before me, the undersigned
officer, personally appeared RANDALL C. COOK, known to me, (or satisfactorily proven) to be
the person whose name is subscribed to the within instrument, and acknowledged that he executed
the same as his voluntary act and deed for the purposes therein contained.
IN WITNESS WHEREOF, I hereunder set my hand and official
Notary Publ
f~y~e~n~s~ ~~. ;,. G _~ °~
ks~r r
-5- e ~~~
1)~ THE MATTER OF THE IN THE COURT OF' COMMON PLEAS
E.-STATE AND TRUST OF CUMBERLAND COUNTY, PENNSYLVANIA
LOUISE V. COOK, ORPHANS' COURT DIVISION
DECEASED
NO.2008-00656
CONSENT TO INSTRUMENT OF DISCLAIMER
THE UNDERSIGNED, LAURA L. COOK, hereby consents to and joins in the Instrument
oil Disclaimer dated October 31, 2008, relating to the Estate and Trust of Louise V. Cook, for the
purposes expressed therein, a copy of which, including Exhibit A thereto, has been provided to
hear.
%l
~ LAURA L. OK~
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF ~~/ L~Ti~G~~rLfl "~~~
SS.
On this, the G n ~ day of ~~~~'~~~~ , 200$, before me, the undersigned
officer, personally appeared LAURA L. COOK, known to me, (or satisfactorily proven) to be the
person whose name is subscribed to the within instrument, and acknowledged that she executed
the same as her voluntary act and deed for the purposes therein contained.
IN WITNESS WHEREOF, I hereunder set my hand and officia~eal.
Notary Pu is
~~ '~~
~ t, .~~
~,. ~.~
~~
-6-
)~° ;
~.... ~ 4' -y~,.
~ ~ OW
II~ THE MATTER OF THE IN THE COURT OF COMMON PLEAS
ESTATE AND TRUST OF CUMBERLAND COUNTY, PENNSYLVANIA
LOUISE V. COOK, ORPHANS' COURT DIVISION
DECEASED
NO. 2008-00656
CONSENT TO INSTRUMENT OF DISCLAIMER
THE UNDERSIGNED, MICHAEL R. COOK, hereby consents to and joins in the
Instrument of Disclaimer dated October 31, 2008, relating to the Estate and Trust of Louise V.
Cook, for the purposes expressed therein, a copy of which, including Exhibit A thereto, has. been
provided to him.
MICHAEL R. COOK
COMMONWEALTH OF PENNSYLVANIA
~/~~ SS.
COUNTY OF V ~'r.~~i?1~if~L; Lf~f/l~
On this, the~~ day of ~ rCry~~r"2 , 2008, before me, the undersigned
officer. personally appeared MICHAEL R. COOK, known to me, (or satisfactorily proven) to be
the person whose name is subscribed to the within instrument, and acknowledged that she
executed the same as her voluntary act and deed for the purposes therein contained.
IN WITNESS WHEREOF, I hereunder set my hand and offici seal.
Notary Pu c i
C~
q '., /M
,. C~ ~Y
IN THE MATTER OF THE IN THE COURT OF COMMON PLEAS
ESTATE AND TRUST OF CUMBERLAND COUNTY, PENNSYLVANIA
LOUISE V. COOK, ORPHANS' COURT DIVISION
DECEASED .
NO.2008-00656
CONSENT TO INSTRUMENT OF DISCLAIMER
AND ACCEPTANCE BY CO-TRUSTEE AND CO-EXECUTORS
THE UNDERSIGNED, SUSAN L. COOK, individually, as Co-Trustee, Co-Executor and
as parent and natural guardian for her minor children, Thomas~N. Christakos and Jennifer L.
Christakos, hereby consents to and joins in the Instrument of Disclaimer dated October 31, 2008,
relating to the Estate and Trust of Louise V. Cook, for the purposes expressed therein, a copy of
which, including Exhibit A thereto, has been provided. to her.
~° ~~--°~
SUSAN L. COOK, individually, as Co-Trustee, Co-
Executor and as parent and natural guardian for her
minor children, "Thomas N. Christakos and Jennifer
L. Christakos
~iTATE OF t!Y//~ ~~L~
SS.
COUNTY OF ~'Lp~~i ~~~
On this, the ~.~ day of~~G~~t lS~~ ,2008, before me, the undersigned
officer, personally appeared SUSAN L. COOK, known to me, (or satisfactorily proven) to be the
person whose name is subscribed to the within instilunent, and acknowledged that she executed
the same, in the capacities indicated, as her voluntary act and deed for the purposes therein
contained.
iN WITNESS WHEREOF, I hereunder set my hand and official seal.
1
ary Public
IN THE MATTER OF THE IN THE COURT OF COMMON PLEAS
ESTATE AND TRUST OF CUMBERLAND COUNTY, PENNSYLVANIA
LOUISE V. COOK, ORPHANS' COURT DIVISION
DECEASED
N0.2008-OOb56
CONSENT TO INSTRUMENT OF DISCLAIMER
THE UNDERSIGNED, STEPHEN N. CPIRISTAKOS, hereby consents to and joins in the
Instrument of Disclaimer dated October 31, 2008,~relating to the Estate and Trust of Louise V.
Cook, for the purposes expressed therein, a copy of which, including Exhibit A thereto, has been
provided to him.
.~,~~~ ~'~~zr,~~.r,-'t.
STEPHEN N. CHRISTAKOS
STATE OF ~~/~r~~~-~ :
-- SS.
COUNTY OF 4>2 ~ h Otitc~~cf :
On this, the 1 ~7 day of ~~'C(-~t~L~_ , 2008, before me,• the undersigned
off cer, personally appeared STEPHEN N. CHRISTAKOS, known to me, (or satisfactorily proven)
to be the person whose name is subscribed to the within instrument, and acknowledged that he
executed the same as his voluntary act and deed for the purposes tlierein contained.
IN WITNESS WHEREOF, I hereunder set my hand and official seal.
otary Public
- 9 - ,mss` - '~,~
~~ L
~,'~.
IN THE MATTER OF THE IN THE COURT OF COMMON PLEAS
ESTATE AND TRUST OF CUMBERLAND COUNTY, PENNSYLVANIA.
LOUISE V. COOK, ORPHANS' COURT DIVISION
DECEASED
NO.2008-00656
ACCEPTANCE BY CORPORATE CO-EXECUTORJCO-TRUSTEE
MANUFACTURERS AND TRADERS TRUST COMPANY, Co-Trustee of that certain
Trust Agreement originally dated January 18, 197, with Louise V. Cook, as Settlor, as amended
and restated in its entirety on November 16, 2004, and as Co-Executor of the Estate of Louise V.
Cook, deceased, hereby accepts that certain Instrument of Disclaimer, dated October 31, 2008,
relating to the Estate and Trust of Louise V. Cook, for the purposes expressed therein, a copy of
which, including Exhibit A thereto, has been provided to its duly authorized officer or
representative.
MANUFACURERS AND TRADERS
TRUST COMPANY, Co-Executor and
Co-Trustee
----
osep . Macri, Vic resident
COMMONWEALTH OF PENNSYLVANIA
ss.
COUNTY OF DAUPHIN
On this, the ~ day of CJ'.~G~~ , 2008, before me, the undersigned officer,
personally appeared JOSEPH A. MACRI, who acknowledged himself to be a Vice President of
Manufacturers and Traders Trust Company, and that he, as such officer being authorized so to do,
executed the foregoing instrument for the purposes therein contained by signing the name of such
trust company by himself as such officer.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
Notary Public
COMMONWEALTH OF PENNSYLVANIA
Notarial Seal
Dorms M. Longnaker, Notary Public
City Of Hartisburc,~, Dauphin Courriy
- 1 - My carnrnissia, Expires Oct 27, 20'I ~ _ _
Member, Pennsylvania AsaoClatlon o i ~' F
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I]V RE: 1N THE COURT OF COMMON PLEAS
ESTATE AND TRUST OF CUMBERLAND COUNTY, PENNSYLVANIA
LOUISE V. COOK, ORPFIANS' COURT DIVISION ~-`>
C7 ~;
IJ~ECEASED N0.2008-00656 ~- ~ ~.~~ ;_
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ACC>GPTANCE OF APPOINTMENT
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AS CO-TRUSTEE ;.~ ~,__> -tom `- ; ` _ ',
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WHEREAS, Louise V. Cools died on May 31, 2008, y. ~
NOW THEREFORE, SUSAN L. COOK, as the designated individual Co-Trustee under
th~it certain Trust Agreement of Louise V. Cools, originally dated January 18, 1972, as amended
and restated in its entirety on November 16, 2004 (the "Restated Trust Agreement"), hereby
accepts her appointment as such individual Co-Trustee, as provided in Article VI(1) of the
Restated Trust Agreement.
IN WITNESS WHEREOF, the undersigned has set her hand and seal .hereto as of this
19t~' day of June, 2008.
~ -.O,YI V C~~ ~ /LCl/
SUSAN L. COOK, Co-Trustee
STATE OF MARYLAND
SS.
COUNTY OF ~G ~~j or~'~~-
On this, the 2 ~ day of / ~ ~~ •P
2008, before me, the undersigned officer,
personally appeared SUSAN L. COOK, known to me, (or satisfactorily proven) to be the person
whose name is subscribed to the within instrument, and aclaiowledged that she executed the
same as her free and voluntary act for the purposes set forth above.
IN WITNESS WHEREOF, I hereunder set my hand and official seal.
~~~~~~,~
"otary Public
Scott S. Maclntyre
Notary Public, District of Columbia
My Commission Expires 6-30-20D9 _ " ~,
Ti'YXTTRT'T' A
IN THE MATTER OF THE IN THE COURT OF COMMON PLEAS
ESTATE AND TRUST OF ~ CUMBERLAND COUNTY, PENNSYLVANIA
LOUISE V. COOK, ORPHANS' COURT DNISION
DECEASED
N0.2008-00656
CONSENT AND JOINDER TO
PETITION FOR APPROVAL OF DISCLAIMERS
FOR MINOR BENEFICIARIES
THE UNDERSIGNED, NICHOLAS T: CHRISTAKOS, being the natural father of the
minor beneficiaries described therein, hereby consents to and joins in the Petition for Approval
of Disclaimers for Minor Beneficiaries, for the purposes expressed therein, and acknowledges
receipt of a copy of the Petition and ail exhibits thereto.
_ ~ ~~~~
NICHOLAS T. CHRISTAKOS
STATE OF Z ~-"
`, SS.
COUNTY OF
On this, the day of `~-~'~rr~~~t `oG~~ , 2008, before me, the undersigned officer,
personally appeared NICHOLAS T. CHRISTAKOS, known to me, (or satisfactorily proven) to
be the person whose name is subscribed to the within instrument, and acknowledged that he
executed the same for the purposes therein contained.
IN WITNESS WHEREOF, I hereunder set my hand and official seal.
_,
otary Public"
tents S. Coleman
Notary Public, District of Calutnbia
My Commission Expires 10/ta/2ot~
-~-
CHARLES W. RUBENDALL II
ROBERT L. WELDON
EUGENE E. PEPINSKY, JR.
JOIiN H. ENOSIII
GAILY E. FRENCH
DONNA S. WELDON
BRADFORD DORRANGE
JEF"PREY S. STOKES
ROBERT R. CHURCH
STE=PHEN L. GROSE
R.SCOTT SHEARER
ELYSE E. ROGERS
CRAIG A. LONGYEAR
JOhiN A. FEICHTEL
STEPHANIE KLEINFELTER
D0IJALD M. LEWISIIL
ERIC R. AUGUSTINE
TODD F. TRUNTZ
CAF20L L. VERISH
KEEPER WOOD ALLEN &RAHAL, LLP ESTABLISHED IN 1878
ATTORNEYS AT LAW
210 WALNUT STREET OF COUNSEL:
N. DAVID RAHAL
P. O. BOX 11963 SAMUEL C. HARRY
HARRISBURG, PA (7108-1963
_ WEST SHORE OFFICE:
PHONE 17171 255-8000 635 NORTH 12'" ST., SUITE 400
LEMOYNE, PA 17043
(7171 612-5800
EIN No. 23-0716135
www. keeferwood.com
WRITER'S CONTACT INFORMATION.
December 23, 2008
(717) 255-8059
Eax: (717) 255-8003
E-mail: rchurch~rLkeeferwood.com
Glenda Farner Strasbaugh, Clerk of Orphans' Court Division
Cumberland County Courthouse
One Courthouse Square
Carlisle, PA 17013-3387
Re: Estate and Trust of Louise V. Cook, deceased
Cumberland Count~Estate No. 2008-00656
Dear Mrs. Strasbaugh:
.As counsel for M&T Bank and Susan L. Cook, Co-Executors of the above-referenced
probate estate, I enclose, for the Court's review and action, a Petition for Approval of
Disclaimers for Minor Beneficiaries (the `'Petition"), including attached Exhibits. I also enclose
my firm's disbursement check in the amount of $ 15.00 for the filing fee for the Petition.
Through the Petition, Susan L. Cook seeks the Court's authorization to execute a~~
Instrument of Disclaimer (copy attached to the Petition as Exhibit C) on behalf of her minor
children, Thomas and Jennifer Christakos, The Instrument of Disclaimer has already been
conditionally executed by Susan L. Cook and by the other family members who are the
decedent's next-of--kin and contingent beneficiaries under the decedent's Last Will. The purpose
of the Instrument of Disclaimer is to permit the one-third residuary shares of the decedent's
daughter Susan L. Cook, and the decedent's son Roderick Cook, to pass, by disclaimer/default.
ro the testamentary trust provided in the decedent's Last Will for her son Roderick W. Cook, III.
The children of Susan and Randall who are adults have already executed the Instrument of
1Disclaimer to relinquish their contingent remainder interests in this inheritance. As Thomas and
Jennifer Christakos (ages 16 and I2, respectively) are minors, the Col~rt's authorization is
required to disclaim their interests. Section 6202 of the PEF Code empowers the Court to make
11zis determination for a minor.
Glenda Farner Strasbaugh
Page 2
December 23, 2008
Please file the Petition and present it to the Court for consideration. Attached to the
Petition is a proposed Order. Assuming that the Court approves the Petition and proposed Order,
please send the executed Order to me. Please contact me if you require further information or
assistance. Thank you for your attention to this matter.
Very truly yours,
KEEFER WOOD ALLEN & RAHAL, t,t,P
B ,~ ~ ~ - : ~,,..
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Robert R. Church
RRC/wlrp
Enclosures
cc: Susan L. Cook, Co-EXecutorlCo-Trustee (w/o encl.)
Ruth Ann McMillen, Asst. Vice President (wlo encl.)