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HomeMy WebLinkAbout04-1812CUMBERLAND VALLEY SCHOOL DISTRICT FINANCIAL REPORT JUNE 30, 2003 CONTENTS INDEPENDENT AUDITOR'S REPORT 1 - 2 Management's Discussion and Analysis 3 - 12 Basic Financial Statements: Government-wide Financial Statements: Statement of Net Assets 13 - 14 Statement of Activities 15 Fund Financial Statements: Balance Sheet- Governmental Funds 16 - 17 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Assets 18 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds 19 - 20 Reconciliation of the Governmental Funds Statement of Revenues, Expenditures and Changes in Fund Balances to the Statement of Activities 21 Statement of Revenues, Expenditures and Changes in Fund Balances (Deficit) - Budget and Actual - General and Athletic Funds 22 - 23 Statement of Net Assets - Proprietary Fund - Food Service 24 Statement of Revenues, Expenses and Changes in Net Assets - Proprietary Fund - Food Service 25 Statement of Cash Flows - Proprietary Fund - Food Service 26 Statement of Fiduciary Net Assets 27 Statement of Changes in Fiduciary Net Assets 28 Notes to Financial Statements 29 - 48 CONTENTS (Continued) SUPPLEMENTARY INFORMATION Balance Sheet - Non-Major Governmental Fund - Special Revenue - Capital Reserve Statement of Revenues, Expenditures, and Changes in Fund Balance - Non-Major Governmental Fund - Special Revenue - Capital Reserve Independent Auditor's Report on Compliance and on Internal Control over Financial Reporting Based on an Audit of the Basic Financial Statements Performed in Accordance with Government Auditing Standards Independent Auditor's Report on Compliance with Requirements Applicable to each Major Program And on Internal Control over Compliance in Accordance with OMB Circular A-133 Schedule of Findings and Questioned Costs Schedule of Expenditures of Federal Awards Summary Schedule of Prior Year's Audit Findings 49 5O 51 - 52 53 - 54 55 - 56 57 - 60 61 BOYFR & RITTER CEF, TIFIED PUBLIC ACCOUNTANTS AND CONSULTA~NTS INDEPENDENT AUDITOR'S REPORT Board of School Directors Cumberland Valley School District Mechanicsburg, Pennsylvania We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the Cumberland Valley School District, as of and for the year ended June 30, 2003, which collectively comprise the Cumberland Valley School District's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the Cumberland Valley School District's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes asse. ssing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis l~vr our opinions. As stated in Note 2, the Cumberland Valley School District adopted Governmental Accounting Standards Board (GASB) Statements No. 34, Basic Financial Statements and Management's Discussion and Analysis, No. 37, Basic Financial Statements - and Management's Discussion and Analysis - For State and Local Governments: Omnibus, and No. 38, Certain Financial Statement Note Disclosure, and GASB Interpretation No. 6, Recognition and Measurement of Certain Liabilities and Expenditures in Governmental Fund Financials. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the Cumberland Valley School District, as of June 30, 2003, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the General Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated, September 12, 2003, on our consideration of Cumberland Valley School District's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grants. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. CAMP HILL STATE COLLEGE The management's discussion and analysis on pages 3 through 12 are not a required part of the basic financial statements but are supplementary information required by the Governmental Accounting Standards Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the Cumberland Valley School District's basic financial statements. The individual non-major fund financial statements and other schedules, listed in the Table of Contents as supplementary information, are presented for purposes of additional analysis and are not a required part of the basic financial statements. The accompanying Schedule of Expenditures of Federal Awards is presented for purposes of additional analysis as required by the U.S. Office of Management and Budget Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations, and is not a required pan of the general purpose financial statements of Cumberland Valley School District. Such information has been · subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. Camp Hill, Pennsylvania September 12, 2003 2 CUMBERLAND VALLEY SCHOOL DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS JUNE 30, 2003 The management of the Cumberland Valley School District is pleased to present the following discussion and analysis of the District's financial activities for the fiscal year ended June 30, 2003. The purpose of this discussion is to provide a narrative summary of the financial position and activities of the District in order to enhance the reader's understanding of the District's basic financial statements. The District is required to present comparative financial information between the current year and the prior year in its Management's Discussion and Analysis (MD&A) as mandated by the Governmental Accounting Standards Board (GASB) Statement No. 34 Basic Fina~tcial Statements - and Management's Discussion and Analysis - for State and Local Governments. However, GASB Statement No. 34 does not require comparative data to be presented in the first year of implementation. Due to the extensive financial resources necessary to prepare this information for the prior year, the District has elected to omit the prior year information for comparative purposes from this report. Subsequent reports, however, will include the required comparative information. FINANCIAL HIGHLIGHTS For the year 2002-2003, the School Board adopted an unbalanced General Fund Budget in the amount of $293,000. The District raised real estate taxes to 8.89 mills to offset rising salary and benefit costs to employees. On July 1, 2002, the District issued the General Obligation Note, Series of 2002 in the principal amount of $20,400,000. The proceeds of the Note were used to finance the High School construction project. On October 15 2002, the District advance refunded the General Obligation Bonds - Series B of 1997 and the General Obligation Bonds - Series of 1998 by issuing the Series B of 2002 General Obligation Bonds in the amount of $20,425,000. The refunding reduced future debt service, and generated about $1,929,260 in savings to the District over the life of the bonds. On June 1,2003, the District advance refunded the General Obligation Bonds - Series A of 1993 and the General Obligation Bonds - Series of 1997 by issuing the Series of 2003 - General Obligation Bonds in the amount of $19,335,000. The refunding reduced future debt service, and generated about $1,428,008 in savings to the District over the life of the bonds. CUMBERALAND VALLEY SCHOOL DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS JUNE 30, 2003 OVERVIEW OF THE FINANCIAL STATEMENTS These financial statements consist of three sections - Management's Discussion and Analysis (this section), the basic financial statements, and other required supplementary information. The first two statements of the basic financial statements are government-wide financial statements. These statements on pages 13 - 14 and 15 consist of the Statement of Net Assets and the Statement of Activities. The government-wide financial statements provide both short-term and long-term information about the District's overall financial status. The remaining basic financial statements consist of fund financial statements. These statements focus on individual funds of the District and provide a more detailed presentation of the District's operations. The governmental funds statements on pages 16 - 17 and pages 19 - 20 present how general District services are financed in the short-term as well as what remains for future spending. The District's required information on budgetary comparison is presented on pages 22 - 23. The proprietary fund statements on pages 24 through 26 present both short-term and long-term information about the activities that the District operates similar to a business. The basic financial statements also include notes on pages 29 through 48 that provide a more detailed explanation of some of the information in the financial statements. Government-wide Statements Report the District as a Whole The government-wide statements report financial information about the District as a whole using accounting methods similar to the accounting used by private-sector companies. The Statement of Net Assets includes all of the District's assets and liabilities utilizing the full accrual basis of accounting. The Statement of Activities accounts, for all of the District's revenues and expenses, regardless of when cash is received or paid. These two government-wide statements report the District's net assets and changes in them. The District's net assets represent the difference between the Distrlct"s assets and liabilities. The District's net assets are one way to measure the District's financial position, or financial health, over time. Increases or decreases in the District's net assets are one indicator of whether its financial health is improving or deteriorating, respectively. To assess the overall health of the District, non-financial factors must also be considered, such as changes in the District's property tax base and the performance of the students. 4 CUMBERLAND VALLEY SCHOOL DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS JUNE 30, 2003 The government-wide financial statements of the District are divided into two categories: Governmental activities - All of the District's basic services are included here, such as instruction, administration and community services. Real estate and earned income taxes, and state and federal subsidies and grants finance most of these activities. Business-Type activities - The District operates a food service operation and charges fees to staff, students and visitors to help it cover the costs of the food service operation. Fund Financial Statements The District's fund financial statements provide detailed information about the most significant funds, or major funds - not the District as a whole. Some funds are required to be reported as major funds. Governmental funds - Most of the District's activities are reported in governmental funds, and focus on changes in financial resources, rather titan upon net income determination. These funds are reported using the modified accrual basis of accounting, which measures cash and all financial assets that can readily be converted to cash. The governmental fund statements provide a detailed short-term view of the District's operations and the services it provides. Governmental fund information helps the reader determine whether there are more or fewer financial resources that can be spent in the near future to finance the District's programs. The relationship (or differences) between governmental activities (reported in the Statement of Net Assets and the Statement of Activities) and governmental funds is reconciled in the financial statements on pages 18 and 21. Proprietary funds - These funds are used to account for the District activities that are similar to business operations in the private sector. When the District charges customers for services it provides, these services are generally reported in proprietary funds. The Food Service Fund is the District's proprietary fund and is the same as the business-type activities reported in the government-wide statements. Fiduciary funds - The District is the trustee or agent tbr individuals, private organizations and/or governmental units as shown on pages 27 - 28. CUMBERLAND VALLEY SCHOOL DISTRICT MANAGEMENT'S DISCUSSION AND ,~uNALYSIS JUNE 30, 2003 FINANCIAL ANALYSIS OF THE DISTRICT AS A WHOLE The District's total net assets were $11,232,594 at June 30, 2003, which includes $9,156,741 in Governmental Activities and $2,075,853 in Business-Type Activities. Statement of Net Assets Total Governmental Business-Type School Activities Activities District Current and other assets Noncurrent assets Total assets Current and other liabilities Noncurrent liabilities Total liabilities Investment in Capital Assets (net of related debt) Restricted for Athletics Restricted for retirement of debt Restricted for capital projects Restricted for capital reserve Unrestricted Total net assets Total liabilities and net assets $ 18,757,286 $ 350,116 $ 19,107,402 137,719,680 1,725,904 139,445,584 $ 156,476,966 $ 2,076,020 ~ 1~,>32,U~0 $ 10,169,218 $ 167 $ 10,169,385 137,151,007 137,151,007 147,320,025 167 147,320,392 480,267 1,725,904 2,206,171 (39,516) (39,516) 131,036 131,036 7,585,792 7,585,792 222,328 222,328 776,834 349,949 1,126,783 9,156,741 2,075,853 11,232,594 $ 156,476,766 $ 2,076,020 $ 158,552,986 The results of this year's operations as a whole are reported in the Statement of Activities. Direct expenses are listed by programs, and then offset by program revenues to determine net (expense) revenue and changes in net assets. General revenues, such as taxes, state subsidies, and investment earnings are then applied prior to transfers to determine the change in net assets. For the 2002-2003 fiscal years, the change in net assets for governmental activities was an increase of $2,790,132 and a decrease of $298,775 for business-type activities, for a coml~ined net increase of $2,491,357 as reflected in the following chart. 6 CUMBERLAND VALLEY SCHOOL DISTRICT MANAGEMENT'S DISCUSSION AND ~d~IALYSIS JUNE 30, 2003 Statement of Activities Governmental Business-Type School Activities Activities District Program Revenues Charges for services Operating grants and contributions General Revenues Taxes State general subsidies Investment earnings Miscellaneous income Total revenues Direct Expenses Change in net assets $ 460',270 $ 1,572,006 $ 2,032,276 10,193,171 421,770 10,614,941 49,328,384 49,328,384 8,420,250 8,420,250 697,931 7,404 705,335 126,926 75 127,001 69,226,,932 2,001,255 71,228,187 66,436,,800 2,300,030 68,736,830 $ 2,790,132 $ (298,775) $ 2,491,357 Direct expenses represent the actual cost of providing the services while the net cost represents the amount of cost that is not recovered through program revenues, meaning user charges, grants and contributions. The net cost of services must be recovered through general revenue, primarily taxes and state subsidies. Amounts not recovered will reduce funds available for future years. 7 CUMBERLAND VALLEY SCHOOL DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS JUNE 30, 2003 Governmental Activities Governmental Activities Direct Program Net Expenses Revenues Cost Instruction Instructional student support Administrative and financial services Operation and maintenance of plant services Pupil transportation Student activities Community services Interest on long-term debt Total governmental activities State General subsidies revenues Total needs from taxes and other local sources Total governmental type activities $ 41,208,944 $ 5,980,463 $ (35,228,481) 5,716,284 421,918 (5,294,366) 5,060,058 182,991 (4,877,067) 6,276,966 565,307 (5,711,659) 4,004,951 2,585,677 (1,419,274) 1,141,204 127,253 (1,013,951) 254,365 180,243 (74,122) 2,774,028 609,589 (2,164,439) $ 66,436,800 $ 10,653,441 (55,783,359) 8,420,250 50,153,241 $ 2,790,132 Business-Type Activities Direct Program Net Expenses Revenues Cost Food Service $ 2,300',030 $ 1,993,776 $ 306,254 Miscellaneous income and investment earnings Total business-type activities 7,479 $ (298,775) THE DISTRICT FUNDS At June 30, 2003, the District's governmental funds reported a combined fund balance of $10,640,175, which is an increase 0£$4,435,405 £rom June 30, 2002. 8 CUMBERLAND VALLEY SCHOOL DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS JUNE 30, 2003 Governmental Fund Balance 2002 2003 Change General Fund - unrestricted Athletic Fund - restricted Capital Projects Fund - restricted Debt Service Fund - restricted Non-Major Governmental Funds - restricted Total governmental funds Total unrestricted Total restricted Total governmental funds 1,857,883 $ 2,740,535 $ 882,652 (342) (39,516) (39,174) 4,099,289 7,585,792 3,486,503 131,036 131,036 247,940 222,328 (25,612) $ 6,204,770 $ 10,640,175 $ 4,435,405 $ 1,857,883 $ 2,740,535 $ 882,652 4,346,887 7,899,640 3,552,753 $ 6,204,770 $ 10,640,175 $ 4,435,405 Governmental Funds The General Fund had budgeted expenditures in excess of revenues in 2002-2003 in the amount of $293,000. Total expenditures were under budget by approximately $1,175,652, resulting in the increase of fund balance. The Capital Projects Fund increase of $3,486,503 was a result of a new bond issue proceeds being greater than the High School construction project costs for the for the year ended June 30, 2003. The Debt Service Fund increase of $131,036 was due to additional monies being set aside for early retirement of bonds in the fall of 2003. The decrease of $25,612 in the Non-Major Governmental fund was primarily the result of using the Capital Reserve Fund to make planned capital improvements during the 2002-03 fiscal year. 9 CUMBERLAND VALEY SCHOOL DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS JUNE 30, 2003 General Fund Budget A General Fund budget is adopted each year in accordance with the Pennsylvania School Code. The revised budget reflects budget transfers as approved by the Board. Contracted educational services and other instructional programs required budget adjustments. The District applies for State and Federal grants each year. Certain grants may not be anticipated during the budgeting process and must be added to the budget during the fiscal year. In addition, the grants that are anticipated during the budgeting process are based on estimates. The budget must then be modified based on the actual grant award. Final Budget Actual Variance Total Revenues Total Expenditures Revenues over expenditures Other Financing Sources (Uses) Net change in fund balance $ 68,971,738 $ 68,104,566 $ (867,172) 67,760,357 66,422,035 1,338,322 1,211,381 1,682,531 471,150 (1,504,381) (799,879) 704,502 $ (293,000) $ 882,652 $ 1,175,652 CAPITAL ASSETS At June 30, 2003, the District had $136,536,353 in Governmental activities capital assets net of accumulated depreciation, which represents an increase of $16,002,170 from June 30, 2002. The District has made substantial capital improvements over the past few years. A major renovation is nearing completion at the High School. 10 CUMBERLAND VALLEY SCHOOL DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS JUNE 30, 2003 2002 2003 Change Governmental Activities Land $ 1,050,067 Site improvements 3,775,582 Buildings and building improvements 102,514,234 Furniture and equipment 13,073,635 Construction-in-progress 120,665 Total Governmental activities assets $ 120,534,183 $ 1,050,067 $ 3,468,534 (307,048) 118,797,856 16,283,622 12,980,349 (93,286) 239,547 118,882 $ 136,536,353 $ 16,002,170 Business-Type Activities Furniture and equipment $ 1,908,830 $ 1,725,904 $ (182,926) LONG- TERM LIABILITIES As of June 30, 2003 and 2002, General Obligation Debt was $135,445,000 and $118,255,000, respectively. A scheduled payment of principal made during the year to the bondholders was $1,530,000. The net change from the refunding of throe bond series was $1,680,000. The amount of bond principal due within one year is $2,840,000. Standard and Poor's Corporation has assigned its municipal bond rating of "Aaa" to all of the series of bonds issued during the 2002-2003 year. The District issued $20,400,000 in General Obligation Notes Series 2002 during the fiscal year ended June 30, 2003. Compensated absences increased during the year from an entity-wide perspective by $202,414 to $3,939,921 at June 30, 2003. 11 CUMBERLAND VALLEY SCHOOL DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS JUNE 30, 2003 NEXT YEAR'S BUDGET AND ECONOMIC FACTORS Budget Budget 2002-2003 2003-2004 Change Total Revenues Total Expenditures Revenues over/(under) expenditures Net change in fund balance $ 69,431,738 $ 71,390,035 $ 1,958,297 69,724,738 71,390,035 1,665,297 $ (2921,000) $ $ 293,000 $ (293,000) $ $ 293,000 The budget for 2003-2004 represents an increase in total expenditures of 2.33%. This increase is largely due to the increase in the retirement rate from 1.15% to 3.77%, increase in medical insurance costs, new curriculum initiatives, and new facility operational costs. The 2003-2004 budgeted revenues include a tax rate increase of.228 mills. There are no economic factors that are expected to have a significant impact on our 2003-2004 budgets, other than the cash flow difficulties created by the Commonwealth of Pennsylvania by not adopting an education budget timely and therefore not releasing funds to school districts in a timely manner. CONTACTING THE DISTRICT'S FINANCIAL MANAGEMENT The District's financial report is intended to provide the readers with a general overview of the District's finances and to show the Board's accountability for the funds it receives. If you have questions about this report or wish to request additional financial information, please contact the District Office of Cumberland Valley School District, 6746 Carlisle Pike, Mechanicsburg, PA 17050, (717) 697-8261. 12 CUMBERLAND VALLEY SCHOOL DISTRICT STATEMENT OF NET ASSETS June 30, 2003 ASSETS Governmental Business-Type Activities Activities Total Current Assets Cash and cash equivalents Investments Receivables: Taxes - net of allowance for uncollectible taxes of $164,661 Federal subsidies State subsidies Other Due from other governments Internal balances Inventories Total current assets $ 7,081,313 $ 298,938 $ 7,380,251 8,834,996 8,834,996 1,750,709 1,750,709 132,889 132,889 460,109 460,109 316,902 453 317,355 166,448 166,448 13,920 13,920 50,725 50,725 18,757,286 350,116 19,107,402 Noncurrent Assets Bond issuance costs - net Land Site improvements - net Building and building improvements - net Furniture and equipment - net Construction-in-progress Total noncurrent assets 1,183,327 1,183,327 1,050,067 1,050,067 3,468,534 3,468,534 118,797,856 118,797,856 12,980,349 1,725,904 14,706,253 239,547 239,547 137,719,680 1,725,904 139,445,584 Total assets See Notes to Financial Statements. $ 156,476,966 $ 2,076,020 $ 158,552,986 13 LIABILITIES AND NET ASSETS Governmental Business-Type Activities Activities Total Liabilities Current Liabilities Current portion of long-term debt Current portion of note payable Accounts payable Accrued salaries and benefits Payroll deductions and withholdings Accrued expenses Due to other governments Internal balances Deferred revenues Total current liabilities Noncurrent Liabilities Long-term debt - net of current portion Note payable - net of current portion Sick leave payable Other liabilities Total noncurrent liabilities Total liabilities 2,840,000 $ $ 2,840,000 5,000 5,000 2,724.,011 2,724,011 3,934.,263 167 3,934,430 43,,682 43,682 540,607 540,607 81,655 81,655 10,169,218 167 10,169,385 112,816,086 112,816,086 20,395;,000 20,395,000 3,939,921 3,939,921 137,151,007 137,151,007 147,320,225 167 147,320,392 Net Assets Investment in capital assets - net of related debt Restricted for: Athletic Capital projects Debt service Capital reserve Unrestricted Total net assets Total liabilities and net assets 480,267 1,725,904 2,206,171 (39,516) (39,516) 7,585;,792 7,585,792 131,036 131,036 222,328 222,328 776,834 349,949 1,126,783 9,156,741 2,075,853 11,232,594 $ 156,476,966 $ 2,076,020 $ 158,552,986 14 CUMBERLAND VALLEY SCHOOL DISTRICT BALANCE SHEET - GOVERNMENTAL FUNDS June 30, 2003 Capital General Athletic Projects Fund Fund Fund ASSETS Cash and cash equivalents Investments Receivables Taxes - net of allowance for uncollectible taxes of $164,661 Federal subsidies State subsidies Other Due from other funds Due from other governments Total assets $ 6,491,862 $ 1,488 $ 251,027 27,332 8,784,379 1,750,709 132,889 460,109 316,090 14,679 166,448 812 345,086 $ 9,360,118 $ 1,488 $ 9,381,304 LIABILITIES AND FUND BALANCES Due to other funds Accounts payable Accrued salaries and benefits Payroll deductions and withholdings Deferred revenues Total liabilities Fund Balances Reserved for Athletic Capital reserve Capital projects Debt service Unreserved Total fund balances Total liabilities and fund balances $ 368,485 $ $ 895,600 3,402 1,795,512 3,896,661 37,602 43,682 1,415,155 6,6t9,583 41,004 1,795,512 (39,516) 7,585,792 2,740,535 2,740,535 (39,516) 7,585,792 $ 9,360,118 $ 1,488 $ 9,381,304 See Notes to Financial Statements. 16 Debt Non-Major Total Service Governmental Governmental Fund Fund Funds 85,111 $ 251,825 $ 7,081,313 23,285 8,834,996 22,640 1,750,709 132,889 460,109 316,902 382,405 166,448 $ 131,036 $ 251,825 $ 19,125,771 $ $ $ 29,497 368,485 2,724,011 3,934,263 43,682 1,415,155 . 29,497 8,485,596 131,036 222,328 (39,516) 222,328 7,585,792 131,036 2,740,535 131,036 222,328 10,640,175 $ 131,036 $ 251,825 $ 19,125,771 17 CUMBERLAND VALLEY SCHOOL DISTRICT RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEET TO THE STATEMENT OF NET ASSETS June 30, 2003 Total Fund Balances - Governmental Funds Capital Assets used in governmental activities are not financial resources and; therefore, are not reported as assets in governmental funds. The cost of assets is $183,428,668 and the accumulated depreciation is $46,892,315. Property taxes receivable will be collected this year, but are not available soon enough to pay for the current period's expenditures, and therefore are deferred revenues in the funds. Governmental funds report bond issuance costs as expenditures. However, in the Statement of Activities the cost of the issuance is allocated over the life of the debt issue. This is the amount by which bond i~suance costs exceeds accumulated amortization. Long-term liabilities, including bonds payable and compensated absences, are not due and payable in the current period, and therefore are not reported as liabilities in the funds. Long-term liabilities at year end consist cf: Bonds payable Note payable Accrued interest Bond discount Compensated absences. Total net assets - governmental activities (115,045,000) (20,400,000) (540,607) (611,086) 3,939,921) $ 10,640,175 136,536,353 1,333,500 1,183,327 (140,536,614) $ 9,156,741 See Notes to Financial Statements. 18 CUMBERLAND VALLEY SCHOOL DISTRICT STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS Year Ended June 30, 2003 Capital General Athletic Projects Fund Fund Fund Revenues Local sources $ 49,944,024 $ 93,850 $ 762,373 State appropriations 17,237,788 Federal appropriations 922,754 Total revenues 68,104,566 93,850 762,373 Expenditures Instructional 36,326,555 Support services 20,844,115 149,577 230,153 Noninstructional services 436,985 830,989 Capital outlay 179,643 16,972,217 Debt service Principal 3,585,000 Interest 5,049,737 Total expenditures 66,422,035 980,566 17,202,370 Excess (deficiency) of revenues over expenditures Other Financing Sources (Uses) Refund of prior year receipts Proceeds from general long-term debt Operating transfers in Operating transfers out Sale of fixed assets Refunds of prior year expenditures Total other financing sources (uses) Net change in fund balances Fund Balances: July 1, 2002 June 30, 2003 1,682,531 (886,716) (16,439,997) (18,213) 473,556 (1,304,835) 29,759 19,854 847,542 20,400,000 (473,500) (799,879) 847,542 19,926,500 882,652 (39,174) 3,486,503 1,857,883 (342) 4,099,289 $ 2,740,535 $ (39,516) $ 7,585,792 See Notes to Financial Statements. 19 Debt Non-Major Totals Service Governmental Governmental Fund Fund Funds $ 28,687 $ 3,886 $ 50,832,820 17,237,788 922,754 28,687 3,886 68,993,362 481,713 29,498 36,326,555 21,705,558 1,267,974 17,181,358 39,385,000 42,970,000 1,261,651 6,311,388 41,128,364 29,498 125,762,833 (41,099,677) (25,612) (56,769,471) (18,213) 40,795,378 61,195,378 435,391 1,756,489 (56) (I,778,39l) 29,759 19,854 41,230,713 61,204,876 131,036 (25,612) 4,435,405 247,940 6,204,770 $ 131,036 $ 222,328 $ 10,640,175 20 CUMBERLAND VALLEY SCHOOL DISTRICT RECONCILIATION OF THE GOVERNMENTAL FUNDS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES TO THE STATEMENT OF ACTIVITIES Year Ended June 30, 2003 Net change in fund balances - governmental funds Amounts reported for governmental activities in the Statement of Activities are different because: Capital outlays are reported in governmental funds as expenditures. However, in the Statement of Activities, the cost of those assets are allocated over their useful lives as depreciation expense. This is the amount by which depreciation exceeds capital outlays in the period. Capital outlays Less depreciation expense Because some proper~ taxes will not be collected for several months after the District's fiscal year ends, they are not considered as "available" revenues in the governmental funds. Deferred tax revenue increased by this amount this year. Interest on long-term debt in the Statement of Activities differs from the amount reported in the governmental funds because interest is recognized as an expenditure in the funds when it is due, and thus requires the use of current financial resources. In the Statement of Activities, interest expense is recognized as the interest accrued, regardless of when it is due. In addition, bond premiums and discounts are recognized as interest throughout the life of the loan. The additional interest accrued is in the Statement of Activities over the amount due is shown here. Some expenses reported in the Statement of Activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. The issuance of long-term debt provides current financial resources to governmental funds, while the repayment of the principal of long- term debt consumes the current financial resources of government funds. Neither transaction, however, has any effect on net assets. Also, governmental funds report the effect of issuance costs, premium, discounts, and similar items when debt is first issued, whereas these amounts are deferred and amortized in the Statement of Activities. This amount is the net efcct of these differences in the treatment of long-term debt and related items. Issuance of long-term debt Repayment of long-term debt Payment of bond issuance costs and other items Amortization of bond issuance costs Change in net assets of governmental activities See Notes to Financial Statements. $ 4,435,405 21,853,898 (5,851,728) 16,002,170 202,170 241,664 (202,414) (61,195,378) 42,970,000 587,063 (250,548) (17,888,863) $ 2,790,132 21 CUMBERLAND VALLEY SCHOOL DISTRICT STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICIT) - BUDGET AND ACTUAL - GENERAL AND ATHLETIC FUNDS Year Ended June 30, 2003 Governmental Fund Oeneral Fun0 State appropriations Federal appropriations Total revenues Expenditures Regular instruction Special instruction Vocational education Other instructional Adult education Community/Junior College Education Support services-Pupil Personnel Support services-Instructional Staff Support services-Administration Support services-Pupil Health Support services-Business Operation and maintenance of plant services Student transportation services Support services-central Other support services Noninstructional services Student activities Community services Capital outlay Debt service Total expenditures Excess (deficiency) of revenues over expenditures Other Financing Sources (Uses) Refund of prior receipts Operating transfers in Operating transfers out Sale of fixed assets Refunds of prior year expenditures Budgetary reserve Total other financing sources (uses) Net change in fund balances Budeeted Amountg Original Final A~;l,~l 51,161,856 $ 51,161,856 17,086,797 17,086,797 723.085 723.085 68.971.738 68.971.738 49,944,024 17,237,788 922,754 68.104.566 25,448,998 25,929,587 25,894,487 7,941,481 7,945,831 7,838,896 903,355 906,478 901,739 582,561 728,516 726,421 29,296 90;177 88,865 750,000 878,000 876,147 1,799,003 1,801,436 1,790,266 4,085,263 3,884,218 3,868,867 2,980,414 3,077,711 3,076,301 606,003 613,712 578,224 1,034,804 1,002,428 985,471 6,517,973 5,979,866 5,861,629 3,910,997 3,998,770 3,997,586 591,341 562,607 486,263 110,670 201,852 199,508 198,501 193,354 191,814 352,362 279,700 245,171 180,069 179,643 10.505.533 9.506.0~~ ~,~4,737 68.348.555 67.760.357 66.422.035 623,183 1,211,381 1,682,531 (19,000) (18,213) 425,000 425,000 473,556 (728,012) (1,309,459) (1,304,835) 5,000 5,000 29,759 30,000 30,000 19,854 (648.17D (635,~) (916,183) (1,504,381) (799,879) $ (293,000) $ (293,000) 882,652 Fund Balances (Deficit) - July 1, 2002 Fund Balances (Deficit) - June 30, 2003 1,857,883 $ 2,740,535 See Notes to Financial Statements. 22 Types Athletic Fund Variance Favorable (Unfavorable'~ $ (1,217,832) $ 150,991 199.~9 {867,17~) 35,100 106,935 4.739 2.095 1,312 1,853 I 1,170 15,351 1,410 35,488 16,957 118.237 1,184 76,344 2,344 1,540 34,529 426 ~71,~0~ 1,338,322 471,150 787 48,556 4,624 24,759 (10,146) 635,922 Budget Actual Variance: Favorable {Unfavorai:,le~ 90,124 $ 93,850 $ 3,726 90,124 93,8~0 3.726 140,815 149,577 (8:,762) 774,648 830,989 (56,341) 915,463 9~0.566 (65.103~ (825,339) (886,716) (61,377) 825,339 847.542 22,203 704,502 825,339 847,542 22,203 $ 1,175,652 $ (39,174) $ (39,174) (342) $ (39,516) 23 CUMBERLAND VALLEY SCHOOL DISTRICT STATEMENT OF NET ASSETS - PROPRIETARY FUND - FOOD SERVICE June 30, 2003 ASSETS Current Assets Cash and cash equivalents Receivables - other Inventory Total current assets Noncurrent Assets Furniture and equipment, net Total assets 298,938 453 50,725 350,116 1,725,904 $ 2,076,020 $ 167 1,725,904 349,949 2,075,853 $ 2,076,020 LIABILITIES AND NET ASSETS Liabilities - all current Accrued salaries and benefits Net Assets Invested in capital assets Unrestricted Total net assets Total liabilities and net assets See Notes to Financial Statements. 24 CUMBERLAND VALLEY SCHOOL DISTRICT STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS - PROPRIETARY FUND - FOOD SERVICE Year Ended June 30, 2003 Operating Revenues Sales Operating Expenses Salaries Employee benefits Purchased property services Disposal services Repairs Supplies Food and milk purchases Donated commodities Nonfood supplies Depreciation Other operating expenses Total operating expenses Operating loss Nonoperating Revenues (Expenses) Investment income State subsidies Federal sources Subsidies Value of donated commodities Sale of capital assets Total nonoperating revenues Change in net assets Net Assets - July 1,2002, as previously reported Prior period adjustment Net Assets - July 1, 2002, as restated Net Assets - June 30, 2003 $ 1,572,006 733,500 175,837 21,617 11,647 914,003 124,692 74,173 182,926 61,635 2,300,030 (728,024) 7,404 69,888 227,190 124,692 75 429,249 (298,775) 1,464,652 909,976 2,374,628 $ 2,075,853 See Notes to Financial Statements. 25 CUMBERLAND VALLEY SCHOOL DISTRICT STATEMENT OF CASH FLOWS - PROPRIETARY FUND - FOOD SERVICE Year Ended June 30, 2003 Cash Flows From Operating Activities Cash received from meal sales Cash payments for goods and services Cash payments to employees for services Net cash used in operating activities Cash Flows From Noncapital Financing Activities Federal and state subsidies Cash Flows From Investing Activities Investment income Proceeds from sale of fixed assets Net cash provided by investing activities Net decrease in cash and cash equivalents Cash and Cash Equivalents: July 1, 2002 June 30, 2003 Reconciliation of Operating Loss to Net Cash used in Operating Activities Operating loss Adjustments to reconcile operating loss to net cash used in operating activities Depreciation Value of donated commodities Changes in assets and liabilities: (Increase) decrease in: Receivables Inventories (Decrease) increase in: Accounts payable Accrued salaries and benefits Deferred revenues Net cash used in operating activities $ 1,572,006 (1,107,958) (910,134) (446,086) 297,078 7,404 75 7,479 (141,529) 440,467 $ 298,938 $ (728,024) 182,926 124,692 1,010 5,267 (56) (797) (31,104) $ (446,086) See Notes to Financial Statements. 26 CUMBERLAND VALLEY SCHOOL DISTRICT STATEMENT OF FIDUCIARY NET ASSETS June 30, 2003 Student Activities Elementary Student Section School Activity Trust 125 Plan Fund Fund Fund Fund ASSETS Cash and cash equivalents Due from other funds Other receivables Total assets LIABILITIES Due to other funds Accounts payable Due to student groups Total liabilities NET ASSETS Reserved in Trust Total liabilities and net assets $ 106,338 $ 183,060 $ 56,245 $ 25,025 49 560 803 $ 106,387 $ 183,620 $ 56,245 $ 25,828 $ 201 $ 384 $ 8,062 $ 5,882 19,946 106,186 183,.236 106,387 183~.620 8,062 25,828 48,183 $ 106,387 $ 183,,620 $ 56,245 $ 25,828 See Notes to Financial Statements. 27 CUMBERLAND VALLEY SCHOOL DISTRICT STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS Year Ended June 30, 2003 Additions Contributions Investment earnings Interfund transfers Total additions Deductions Scholarships Change in net assets Net Assets: July 1, 2002 June 30, 2003 43,834 795 21,902 66,531 27,197 39,334 8,849 $ 48,183 See Notes to Financial Statements. 28 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 1. Summary of Significant Accounting Policies The Cumberland Valley School District operates seven elementary schools, two middle schools, and one high school in Cumberland County, Pennsylvania. The District operates under current standards prescribed by the Pennsylvania Department of Education in accordartcc with the provisions of the School Laws of Pennsylvania. The District operates under a locally elected nine member Board form of government. The financial statements of the Cumberland Valley School District (the District) have been prepared in accordance with accounting principles generally accepted in the United States of America (GAAP) as applied to governmental units. The Governmental Accounting Standards Board (GASB) is the authoritative standard setting body for thc establishment of gow:rnmcntal accounting and financial reporting principles. The more significant of these accounting policies are as follows: A. Reporting Entity The Cumberland Valley School District's financial statements inclnde the operations of all entities for which the School Board exercises oversight responsibility. Oversight responsibility is demonstrated by financial interdependency, selection of governing authority, designation of management, ability to significantly influence operations, and accountability for fiscal matters. The Cumberland Valley School District is the lowest level of government which has oversight responsibility and control over all activities related to public school education in the Commonwealth of Pennsylvania. The District receives funding from local, state and Federal government sources and must comply with the requirements of these source entities. The District is affiliated with the Cumberland/Perry Area Vocational-Technical School and eleven member school districts. The District is also affiliated with the Harrisburg Area Community College (HACC). The member school districts participate in providing oversight responsibility to the Cumberland/Perry Vocational-Technical School and HACC through the following: Appointment of Board members who are also Board members of the participating schools Approval and funding of operating budgets Long-Term agreement to provide funding for capital expenditures See additional information regarding payments to the Vo-Tech School in Note 12. Despite the foregoing, the overriding issue is that the volume of participating school districts does not permit Cumberland Valley School District to exercise "significant influence" over the operations of the Cumberland/Perry Area Vocational-Technical School and HACC. Consequently, the Cumberland/Perry Area Vocational-Technical School and HACC are not considered "component units" of the Cumberland Valley School District in determining the: "reporting entity" as required by Government Accounting Standards Board Statement No. 14. 29 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 1. Summary of Significant Accounting Policies (Continued) B. Government-wide and Fund Financial Statements The government-wide financial statements (i.e., the Statement of Net Assets and the Statement of Activities) report information on all of the non-fiduciary activities of the primary government. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The Statement of Activities demonstrates the degree to which the diirect expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues includes 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate fund financial statements are provided in the report for all o[the governmental funds, proprietary funds, and the fiduciary funds of the School District, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and the major enterprise fund are reported as separate columns in the fund financial statemen:ts. Non-Major funds are aggregated and presented in a single column. Fiduciary funds are reported by fund type. C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation The School District complies with accounting principles generally accepted in the United States of America (GAAP) and applies all relevant Governmental Accounting Standards Board (GASB) pronouncements. The government-wide financial statements are reported using the ecunomic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenues as soon as all eligibility requirements imposed by the provider have been met. Net assets (total assets less total liabilities) are used as a practical measure of economic resources and the operating statement includes all transactions and events that increased or decreased net assets. Depreciation is charged as expense against current operations and accumulated depreciation is reported on the Statement of Net Assets. 30 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 1. Summary of Significant Accounting Policies (Continued) C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the cnrrent period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Revenues from Federal, state and other grants; designated for payment of specific school district expenditures is recognized when the related expenditures are incurred; accordingly, when such funds are received, they are recorded as deferred revenues until earned. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. When both restricted and unrestricted resources are available for use, it is the District's policy to use restricted resources first, then unrestricted resources as they are needed. Governmental funds are those through which most governmental functions of the School District are financed. The acquisition, use, and balances of the School District's expendable financial resources and the related liabilities (except those accounted for in Proprietary funds) are accounted for through Governmental funds. The District reports the following major governmental funds: The General Fund is the District's primary operating fund. It accounts for all financial resources except those required to be in another fund. Revenues are primarily derived from local property, earned income tax, per capita and occupational taxes, and state and Federal distributions. Many of the more important activities of the School District, including instruction, administration of the School District and certain non-instructional services are accounted for in this fund. The Athletic Fund is authorized by Section 511 of the Public: School Code of 1949 to account for the certain revenues and expenditures of athletic activities. The fund accounts for gate receipts and other revenues from athletic events and certain budgeted costs of the District's athletic program. The Capital Projects Fund is used to account for financial resources to be used for the acquisition or construction of major capital facilities. The Debt Service Fund accounts for accumulation of resources for, and the payment of long-term debt principal, interest and related costs. The District operates one enterprise fund, the Food Service Fund. This fund accounts for the activities of the District's food service program. 31 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 1. Summary of Significant Accounting Policies (Continued) C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) Additionally, the District reports the following non-major governmental fund: The Capital Reserve Fund (Section 2932 is authorized by P.L. 145, Act of April 30, 1943, known as Section 2932 School Laws of Pennsylvania) accounts for (1) monies transferred during any fiscal year from appropriations made for any particular purpose which may not be needed, and (2) surplus monies in the General Fund of the School District at the end of any fiscal year. This fund is included in the financial statements as a Special Revenue Fund. Proprietary funds distinguish operating revenues and expenses fi:om nonoperating items. Operating revenues and expenses generally result from providing services amt producing and delivering goods in connection with the proprietary fund's principal ongoing operations. The principal operating revenues of the school district's enterprise fund is food service charges. Operating expenses for the School District's enterprise fund include food production costs, supplies, administrative costs, and depreciation on capital assets. All revenues or expenses not meeting this definition are reported as nonoperating revenues and expenses. The School District does not attempt to allocate "building-wide cos~Is" to the Food Service Fund. Thus, General Fund expenditures which partially benefit the Food Service Fund (utilities, janitorial services, insurance, etc.) are not proportionately recognized within the Food Service Fund; similarly, the Food Service Fund does not recognize a cost for the building space it occupies (no rental-of-facilities expense). The District accounts for assets held by the District in a trustee capacity in a private-purpose trust fund. This fund accounts for activities in the various scholarship accoun~Is, whose sole purpose is to provide annual scholarships to particular students as prescribed by donor stipulations. The Activity Fund accounts for the monies authorized by Section 511 of the Public School Code of 1949 for school publications and organizations. A portion of the Activity Fund is an Agency Fund which is separate from other Agency Funds because of legal requirements. Agency Funds are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. Agency Funds are also accounted for using the modified accrual basis of accounting. D. Budget and Budgetary Accounting An operating budget is adopted prior to the beginning of each year for the General Fund on a modified accrual basis of accounting. The General Fund is the only fund for which a budget is legally required. The Pennsylvania School Code dictates specific procedures relative to adoption of the School District's budget and reporting of its financial statements, specifically: The School District, before levying annual school taxes, is required to prepare an operating budget for the succeeding fiscal year. 32 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 1. Summary of Significant Accounting Policies (Continued) D. Budget and Budgetary Accounting (Continued) The School District is required to publish notice by advertisement, at least once in two newspapers of general circulation in the municipality in which it is located, and within fifteen days of final action, that the proposed budget has been prepared and is available for public inspection at the administrative office of the School District. Notice that public hearings will be held on the proposed operating budget must be included in the advertisement; such hearings are required to be scheduled at least ten days prior to when final action on adoption is taken by the Board. Legal budgetary control is maintained at the sub-function/major object level. The Board of School Directors may make transfers of funds appropriated to any particular item of expenditure by legislative action in accordance with the Pennsylvania School Code. Management may amend the budget at the sub- function/sub-object level without Board approval. Appropriations lapse at the end of the fiscal period. Budgetary information reflected in the financial statements is presented at or below the level of budgetary control and includes the effect of approved budget amendments. E. Assets, Liabilities, and Net Assets or Equity Cash and Cash Equivalents: For purposes of the Statement of Cash Flows presented for the proprietary fund, the School District considers all highly-Liquid debt instruments with original maturities of three months or less to be cash equivalents. Investments: Investments are stated at fair value. Allowances for Estimated Uncollectible Taxes and Deferred Revenues: The allowance for estimated uncollectible taxes is based upon a historical estimate of delinquent taxes that will not be received within one year of the fiscal year-end. Deferred revenues are based upon a historical estimate of delinquent taxes expected to be received within one year of the fiscal year-end. The portion of taxes receivable which is expected to be received within 60 days of June 30 is recorded as revenues in the currant year. The remaining amount of taxes receiwible which is expected to be received within one year from June 30 is recorded as deferred revenues. All other amounts in taxes receivable are written off as estimated uncollectible taxes. 33 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 1. Summary of Significant Accounting Policies (Continued) E. Assets, Liabilities, and Net Assets or Equity (Continued) Inventories: On government-wide financial statements, inventories .are presented at the lower of cost or market on a first-in, first-out basis, and are expensed when used. A physical inventory of the Cafeteria Fund food and supplies was taken as of June 30, 2003. The inventory consisted of government donated commodities which were valued at estimated fair market value, and purchased commodities and supplies, both valued at costs using the first-in, first-out (FIFO) method. The District has adopted a single inventory record keeping system which does not distinguish between donated and purchased commodities. Accordingly, no deferred revenues for donated commodities have been recorded. Prepaid Expenses: Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items (consumption method) in both the government-wide and fund financial statements. Capital Assets and Depreciation: Capital assets, which include property, plant, and equipment, and infrastructure assets, are reported in the applicable governmental or business-type activities column in the government-wide financial statements. Capital assets are capitalized at the discretion of management, unless the assets acquired by debt proceeds, in which case the asset is required to be capitalized. Management considers various factors in the capitalization of assets, including the asset's estimated useful life, cost, and the extent to which the asset is part of a larger capital project. The costs of normal maintenance and repairs that do not add to the value of the assets or materially extend asset lives are not capitalized. Depreciation is provided for fixed assets on the straight-line basis over the estimated useful life of the asset or group of assets as determined by management. Long-Term Obligations: In the government-wide financial statements, and proprietary fund types in the fund financial statements, long term debt and other long term obligations are reported as liabilities in the applicable governmental or business type activity columns in the statement of net assets. Bond premium and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premium and discounts, as well as bond issuance costs, during the current period. The face amount of the debt issued is reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as expenditures. 34 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 1. Summary of Significant Accounting Policies (Continued) E. Assets, Liabilities, and Net Assets or Equity (Continued) Compensated Absences: Under the system of financial accounting and reporting for Pennsylvania School Systems, the School District accrues for certain accumulated employee benefits, such as unpaid vacation and sick pay. The calculation of this amount is determined by the appropriate vacation, sick and retirement lump-sum payments which would be available to employees if they would leave or retire from the School District and is adjusted for expected turnover rates of employees. Transfers: Advances between funds that are not expected to be repaid are accounted for as transfers. In those cases when repayment is expected, the advances are accounted for through the various due from and due to accounts. Fund Balance: The School District classifies fund balances as follows: Reserved Reserve fund is used to denote that portion of the fund balance, which is not available for expenditure appropriation or is legally segregated for a specific purpose. · Reserve for athletics represents that portion of fund balance legally restricted to athletic programs. · Reserve for capital reserve represents that portion of fund balance legally restricted to capital projects. · Reserve for capital projects represents that portion of fund balance legally restricted to capital projects. · Reserve for debt service represents that portion of fund balance legally restricted to debt service. Unreserved Designation is used to indicate intentions for financial resource utilization Undesignated is used to denote that portion of fund balance which is available for appropriations. Use of Estimates: Management uses estimates and assumptions in preparing financial statements. These estimates and assumptions affect the reported amounts of assets and liabilities and the reported revenues and expenditures. 35 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 2. Change in Accounting Principles During the year ended June 30, 2003, the District adopted Statement ,of Government Accounting Standard (SGAS) No. 34, Basic Financial Statements and Management's Discussion and Analysis, No. 37, Basic Financial Statements - and Management's Discussion and Analysis - For State and Local Governments: Omnibus, and No. 38, Certain Financial Statement Note Disclosures, and GASB Interpretation No. 6, Recognition and Measurement of Certain Liabilities and Expenditures in Governmental Fund Financials. Adoption of this pronouncement is predicated upon management's belief's that the prescribed reporting model, by incorporating new information and restructuring previously reported information, will be more comprehensive, informative and useful than previously utilized reporting models. Note 3. Deposits and Investments Under Section 440.1 of the Public School Code of 1949, as amended, the School District is permitted to invest funds consistent with sound business practices in the following; types of investments: · U.S. Treasury Bills. · Short-term obligations of the U. S. Government or its agencies or instrumentalities. · Deposits in savings accounts or time deposits or share accounts of institutions insured by: 1. The Federal Deposit Insurance Corporation (FDIC), ,or 2. The Federal Savings and Loan Insurance Corporation, or 3. The National Credit Union Share Insurance Fund to the extent that such accounts arc so insured, and for any amounts above maximum, provided that approved collateral as provided by law therefore shall be pledged by the depository. · Obligations of (a) the United States of America or its agencies or instrumentalities backed by full faith and credit of the United States of America, (b) the Commonwealth of Pennsylvania or instrumentalities backed by the full faith and credit of the political subdivision. · Shares of investment companies whose investments are restriicted to the above categories. The deposit and investment policy of the School District adheres to state statues and prudent business practices. There were no deposit or investment transactions during the year that were in violation of either state statutes or the policy of the School District. 36 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 3. Deposits and Investments (Continued) Deposits Deposits of the School District are held at various financial institutions and are carried at cost. Carrying Bank Financial Amount Balance Institution Insured (FDIC) $ 100,000 $ 100,000 Commerce Bank Insured (FDIC) 41 41 Allfirst Bank Insured (FDIC) 54 54 PNC Bank Uninsured, ¢ollateralized 7,542,635 7,858,578 Commerce Bank Total Deposits $ 7,642,730 $ 7,958,673 The carrying amount of cash and cash equivalents as presented on the balance sheet includes petty cash of $440. At June 30, 2003, the cash and cash equivalents of the School District can be categorized to indicate the level of risk assumed. Category 1 includes bank balances that are insured or collateralized by insured or registered securities held by the government or its agent in the District's name. Category 2 includes bank balances collateralized by insured or registered securities held by pledging financial institution's trust department or agent in the District's name. Category 3 include,,; bank balances collateralized with securities held by the pledging financial institutions, or its trust department or agent, but not in the District's name. Investments GASB # 3, Deposits with Financial Institutions, Investments, and Reverse Repurchase Agreements, requires the disclosure of carrying amounts and market values by the following categories: Category I are insured or registered securities held by the District or its agent in the District's name. Registered securities are those registered in the District's name. Category 2 are uninsured and unregistered, with securities held by the counterparty's trust department or its agent in the District's name. Category 3 are uninsured and unregistered, with securities held by the counterparty or by its trust department or agent but not in the District's name. 37 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 3. Deposits and Investments (Continued) Investments (Continued) The District invests in the Pennsylvania School District Liquid Asset Fund (PSDLAF) and the Pennsylvania Local Government Investment Trust (PLGIT) as authorized by the Board. PSDLAF was established to enable school districts to pool funds for investment in instruments authorized by Section 440.1 of the Pennsylvania School Code of 1949, as amended. PLGIT insures that it will not place deposits with any single issuing institution if the largest participants share exceeds $100,000, unless such deposits are collateralized as prescribed by Act 72 of the Commonwealth of Pennsylvania. These funds have the characteristics of open-end mutual funds and are not subject to credit risk classification. At June 30, 2003, the investments of the District were as follows: Fair Value Carrying Category Category Category Not Amount I 2 3 Categorized JP Morgan Chase $ 107,751 Pennsylvania School District Liquid Asset Fund 24,521 Pennsylvania Local Government Investment Trust 2,811 Allfirst 46,801 Commerce 8,760,815 Fulton Financial 48 $ $ $ $ 107,751 24,521 2,811 46,801 8,760,815 48 $8,942,747 $ $ $8,760,815 $ 181,932 38 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 4. Taxes Receivable, Deferred Revenues and Estimated Uncollectible Taxes A summary of the taxes receivable and related accounts at June 30, 2003, are as follows: Uncollected taxes - real estate Uncollected taxes - personal Allowance for uncollectible Taxes receivable - net Taxes to be collected within 60 days Deferred revenue - delinquent taxes Deferred Revenue Delinquent taxes Summer school Federal and State subsidy Other Total Deferred Revenues Amount $ 1,574,070 341,300 1,915,370 (164,661) $ 1,750,709 $ 417,209 1,333,500 $ 1,750,709 1,333,500 61,698 19,813 144 1,415,155 Note 5. Interfund Accounts Individual fund receivable and payable balances at June 30, 2003, are as follows: Inter fund Fund Receivables lnterfund Payables Governmental General Payroll Capital Projects Building Activities Debt Service Total Governmental Fiduciary Section 125 Plan Trust Activities Elementary School Total Fiduciary $ 14,600 $ 367,342 1,143 345,086 79 22,640 382,405 368,485 5,882 8,062 560 384 49 201 609 14,529 $ 383,014 $ 383,014 39 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 6. Property Taxes Based upon assessed valuations provided by County, the municipal tax collector bills and collects property taxes on behalf of the School District. The schedule for property taxes levied for 2002-2003 is as follows: July 1, 2002 Through August 31, 2002 Through October 31, 2002 November 1, 2002 4th Monday, 2003 January 1, 2003 tax levy date 2% discount face payment period 10% penalty period lien filing date interim tax levy date The School District tax rate for all purposes in 2002-2003 was 8.89 mills ($8.89.00 per $1,000 assessed valuation). Refunds on payments of prior year taxes are classified as; Other Debt Service items under the Commonwealth of Pennsylvania accounting system. Note 7. Cafeteria Fund Inventory The composition of Cafeteria Fund inventory at June 30, 2003, is as tbllows: Amount Materials and supplies $ 7,346 Purchased food 43,379 $ 50,725 40 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 8. General Fixed Assets Capital asset activity for the year ended June 30, 2003, was as £ollows: July l, 2002 Increases June 30, Decreases 2003 Governmental Activities Land $ 1,050,067 Site Improvements 5,287,917 Buildings and building improvements 126,851,898 Furniture and equipment 28,264,223 Construction-in-progress 120,665 Total Governmental Activities Assets $ $ $ 1,050,067 5,287,917 19,145,190 145,997,088 2,589,826 30,854,049 118,882 239,547 161,574,770 21,85;3,898 183,428,668 1,512,335 3(}7,048 1,819,383 24,337,664 2,861,568 27,199,232 15,190,588 2,683,112 17,873,700 41,040,587 5,851,728 46,892,315 $120,534,183 $16,002,170 $ $136,536,353 $ 2,851,553 $ $ $ 2,851,553 2,851,553 2,851,553 942,723 182,926 1,125,649 $ 1,908,830 $ (182,926) $ $ 1,725,904 Less accumulated depreciation Site improvements Buildings and building improvements Furniture and equipment Total Accumulated Depreciation Governmental Activities, Capital Assets - Net Business-Type Activities Furniture and equipment Total Business-Type Activities Less accumulated depreciation Furniture and equipment Business-Type Activities, Capital Assets - Net The net change in general fixed assets is a combination of new assets; purchased, disposed and an increase in the appraisal of all assets. 41 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 8. General Fixed Assets (Continued) Depreciation expense was charged to the functions/programs of the District as follows: Amount Governmental Activities Instruction Instructional student support Admin. and financial support Operation and maintenance of plant services Pupil transportation Student activities Community services Total governmental activities Business-Type Activities: Food Service Total School District $ 4,716,598 353,026 288,583 380,464 7,365 96,499 9,193 5,851,728 182,926 $ 6,034,654 The School District capitalizes the interest expense on debt incurred to construct capital projects during the construction phase. Upon completion of the projects, they will be capitalized as General Fixed Assets, at cost. During the year ended June 30, 2003, the District capitalized $3,393,671 of interest cost. 42 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 9. Long-Term Obligations A summary of the reporting entity's long-term obligations as of June 30, 2003, and transactions during the year then ended follows: Balances Balances July 1, June 30, 2002 Increases Decreases 2003 General Long-Term Obligations General Obligation Bonds Series A of 1993 Series B of 1993 Series of 1997 Series B of 1997 Series of 1998 Series B of 1998 Series C of 1998 Series of 2001 Series of 2003 Series [3 of 2002 General Obligation Note Series 2002 Bond Premium (Discounts) Total Long-Term Bonds and Notes payable $ $ $ 19,015,000 $ 1,430,000 335,000 2,845,000 9,585,000 9,995,000 90,000 10,215,000 5,000 54,995,000 5,000 9,740,000 19,335,000 19,335,000 20,425,000 20,425,000 19,015,000 1,765,000 2,845,000 9,585,000 9,995,000 10,305,000 55,000,000 9,745,000 20,400,000 20,400,000 (582,042) 1,193,128 611,086 117,672,958 61,353,128 42,970,000 136,056,086 3,737,507 202,414 3,939,921 $ 121,410,465 $ 61,555,542 $ 42,970,000 $ 139,996,007 Compensated Absences Total General Long-Term Obligations General Obligation Bonds - Series A of 1993 - On July 15, 1993,, the School District issued General Obligation Bonds in the principal amount of $21,075,000. The bonds bear annual interest rates ranging from 2.25% to 5.45%. Interest is payable semi-annually, and the bonds mature serially in amounts ranging from $1,705,000 to $2,590,000 through September i, 2010. General Obligation Bonds - Series B of 1993 - On July 15, 1993, the School District issued General Obligation Bonds in the principal amount of $3,525,000. The bonds bear annual interest rates ranging from 2.25% to 4.90%. Interest is payable semi-annually, and the bonds mature serially in amounts ranging from $335,000 to $1,430,000 through September I, 2003. General Obligation Bonds - Series of 1997 - On June I, 1997, the School District issued General Obligation Bonds in the principal amount of $7,175,000. The bonds bear annual interest rates ranging from 4.0% to 5.10%. Interest is payable semi-annually, and the bonds mature serially in amounts ranging from $350,000 to $470,000 through September 1, 2008. General Obligation Bonds - Series B of 1997 - On December 15, 1997, the School District issued General Obligation Bonds in the principal amount of $9,600,000. The bonds bore annual interest rates ranging from 4.0% to 5.10%. Interest was payable semi-annually, and the, bonds matured serially in amounts ranging from $5,000 to $2,105,000 through November 15, 2016. These bonds were refunded in advance by General Obligation Bonds, Series B of 2002. 43 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 9. Long-Term Obligations (Continued) General Obligation Bonds - Series of t998 - On January 1, 1998, the School District issued General Obligation Bonds in the principal amount of $9,995,000. The bonds bore annual interest rates ranging from 4.85% to 5.10%. Interest was payable semi-annually, and the bonds matured annually in amounts ranging from $1,335,000 to $1,910,000 beginning in 2011 through 2:016. These bonds were refunded in advance by General Obligation Bonds, Series B of 2002. General Obligation Bonds - Series B of 1998 - On November 1, 1998, the School District issued General Obligation Bonds in the principal amount of $10,510,000. The bonds bear annual interest rates ranging from 3.85% to 4.50%. Interest is payable semi-annually, and the bonds mature serially in amounts ranging from $90,000 to $3,095,000 through December 15,2011. General Obligation Bonds - Series C of 1998 - On December 15, 199'8, the School District issued General Obligation Bonds in the principal amount of $55,000,000. The bonds bear annual interest rates ranging from 3.85% to 5.00%. Interest is payable semi-annually, and the bonds mature annually in amounts ranging from $5,000 to $13,275,000 beginning in 2002 through 2021. General Obligation Bonds - Series of 2001 - On December 15, 2001, the School District issued General Obligation Bonds, Series of 2001, in the principal amount of $9,745,000. The proceeds of the Bonds were used to advance refund the General Obligation Bonds, Series of 1995. The bonds bear annual interest rates ranging from 2.65% to 3.90%. Interest is payable semi-annually, and the bonds mature serially in amounts ranging from $5,000 to $2,090,000 through December 15, 2008. General Obligation Note - Series of 2002 - On July 1, 2002, the School District issued the General Obligation Note, Series of 2002, in the principal amount of $20,400,000. The proceeds of the Note were used to finance several construction projects. The note bears interest: on a varying rate not to exceed 12% annually. Interest is payable monthly, and the note mature serially in amounts ranging from $5,000 to $8,000,000 through December 1, 2023. General Obligation Bonds - Series B of 2002 - On October 15,200:2, the School District issued General Obligation Bonds, Series B of 2002, in the principal amount of $20,.425,000. The proceeds of the Bonds were used to advance refund the General Obligation Bonds, Series B of 1997 and General Obligation Bonds, Series of 1998. The economic gain on the refunding of the bonds was $1,929,260. The bonds bear annual interest rates ranging from 1.50% to 4.00%. Interest is payable semi-annually, and the bonds mature serially in amounts ranging from $10,000 to $4,035,000 through November 15, 2015. General Obligation Bonds - Series of 2003 - On June 1, 2003, the School District issued General Obligation Bonds, Series of 2003, in the principal amount of $19,335,000. The proceeds of the Bonds were used to advance refund the General Obligation Bonds, Series; A of 1993 and General Obligation Bonds, Series of 1997. The economic gain on the refunding of the bonds was $1,428,008. The bonds bear annual interest rates ranging from 2.0% to 5.0%. Interest is payable semi-annually, and the bonds mature serially in amounts ranging from $1,000,000 to $2,845,000 through September 1,2009. 44 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 9. Long-Term Obligations (Continued) The District is in compliance with all debt covenants in the outstanding Bond Issues. Those covenants include the following: the School District shall include the annual debt service in its budget for the fiscal year; shall appropriate these amounts from its general revenues; and shall punctually cause the payment of the principal and interest of each of the Bonds. The maturity of the long-term debt issues are as follows: General Obligation Debt Years Principal Interest Total 2003-2004 $ 2,840,000 $ 5,745,934 $ 8,585,934 2004-2005 4,605,000 5,808,233 10,413,233 2005-2006 4,775,000 5,677,404 10,452,404 2006-2007 4,925,000 5,538,509 10,463,509 2007-2008 5,095,000 5,356,801 10,451,801 2009-2013 29,205,000 23,130,280 52,335,280 2014-2018 35,325,000 16,388,936 51,713,936 2019-2023 42,135,000 7,048,283 49,183,283 2024-2028 6,540,000 168,405 6,708,405 $135,445,000 $ 74,862,785 $ 210,307,785 Compensated Absences Under the terms of the School District's employment policies, employees are reimbursed for accrued vacation upon retirement or other termination of employment. The reimbursement rate is established by the employment contract and varies by employee classification. In addition, employees are granted sick days per school year and any unused sick days are permitted to be carried over to future years. Upon retirement from the School District, employees are reimbursed for accumulated sick days equal to the number of unused days multiplied by an amount pm-established per the employment contract. The total liability for accrued vacation, sick leave and retirement bonuses at June 30, 2003, has been reflected in the Statement of Net Assets and totals $3,939,921. 45 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 10. Advance Refunding On October 15, 2002, the School District issued General Obligation Bonds, Series B of 2002, in the principal amount of $20,425,000. The proceeds the Bonds were used to advance refund the General Obligation Bonds, Series B of 1997 and General Obligation Bonds, Series of 1998. The economic gain on the refunding of the bonds was $1,929,260. On June 1, 2003, the School District issued General Obligation Bonds, Series of 2003, in the principal amount of $19,335,000. The proceeds the Bonds were used to advance refund the General Obligation Bonds, Series A of 1993 and General Obligation Bonds, Series of 1997. The economic gain on the refunding of the bonds was $1,428,008. Note 11. Prior-Year Defeasance of Debt In prior years, the District defeased certain general obligations and other bonds by placing the proceeds of new bonds in irrevocable trusts to provide for all future debt service payments on the old bonds. Accordingly, the trust account assets and the liability for the defeased bonds am not included in the District's financial statements. At June 30, 2003, $40,291,228 of bonds outstanding are considered defeased. Note 12. Affiliates As explained in Note 1, the Cumberland Valley School District is affiliated with the Cumberland/Perry Area Vocational-Technical School (Vo-Tech School). Total payments of $514,822 were made by the School District to the Vo-Tech School as the former's sham of operating expenses for the year ended June 30, 2003. Total payments of $292,097 were made by the School District to the Vo-Tech School as the former's share of construction project billings for the year ended June 30, 2003. 46 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 13. Defined-Benefit Pension Plan Plan Description: The School District contributes to the statewide Public School Employees' Retirement System (the System), a governmental cost-sharing multiple-employer defined-benefit pension plan administered by the System. In addition to regular retirement benefits, the System also provides for disability, legislatively mandated ad hoc cost-of-living adjustments, and healthcare insurance premium assistance to qualifying annuitants. Membership in the System is mandatory fbr substantially all full-time public school employees in the Commonwealth of Pennsylvania (Commonwealth). State statutes assign the authority to establish and amend benefit provisions of the Pennsylvania Public School Employees' Retirement Code (the Code) to the Pennsylvania General Assembly (Act No. 96 of October 2, 1975, as amended) (24 Pa. C.S. 8101-8535). The Public School Employees' Retirement System issues a publicly available comprehensive annual financial report that includes financial statements and required supplementary information for the defined-benefit pension plan. This report may be obtained by writing to Barbara D. Flurie, Office of Financial Management, Public School Employees' Retirement System of Pennsylvania, P.O. Box 125, Harrisburg, PA, 17108-0125. This report is also available in the publications section of the PSERS website at www.psers.state.pa.us. Funding Policy: The contribution policy is established in the Public School Employees' Retirement Code and requires contributions by the active employees, School District and the Commonwealth. Contribution Rates: The current contribution rate for active employees joining the System before July 22, 1983, is set by law at 5.25% or at 6.50% of the employee's qualifying compensation. For active employees joining the System on or after July 22, 1983, and who were active or inactive as of July 1, 2001, the rate of contribution is 6.25% or at 7.50% of the employee's qualifying compensation. Members who joined the System after June 30, 2001, contribute at 7.50%. For all new hires, the higher contribution rates began with service rendered on or after January 1,2002. District Contributions: The School District's required contributions am based upon an actuarial valuation. For the fiscal year ended June 30, 2003, the District's rate of contribution was 1.15% of covered payroll. The 1.15% rate is entirely attributed to actuarial requirements for healthcare insurance premiums. The School District is required to pay the entire contribution and will be reimbursed by the: Commonwealth in an amount equal to the Commonwealth's share as determined by the income aid ratio (as defined in Act 29 of 1994), which is at least one half of the total School District's rate. The School District's contributions to the Plan for the years ended June 30, 2003, 2002, and 2001 were $353,912, $373,606, and $576,180, respectively, and are equal to the required contributions for each year. 47 CUMBERLAND VALLEY SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 14. Risk Management The School District is exposed to various risks of loss related to torts; theft of, damage to, or destruction of assets and errors or omissions. Significant losses are covered by commercial insurance for all major programs. For insured programs, them have been no significant reductions in settlement coverage. Settlement amounts have not exceeded insurance coverage for the current year or the three prior years. The School District insures a portion of its workers' compensation insurance through the Pennsylvania School Board Association (PSBA). Total payments to PSBA in the year ended June 30, 2003, amount to $130,291. Them were no significant unpaid claims incurred but not reported at June 30, 2003. Note 15. Significant Commitments As of June 30, 2003, the District had entered into the following significant contract commitments: Vendor Project Amount Lobar, Inc. Rado Enterprises, Inc. W.G. Tomko & Son, Inc. Encompass & Fairfield Triangle Fire Protection, Inc. High School Renovations High School Renovations High School Renovations High School Renovations High School Renovations $ 4,299,253 620,294 217,441 693,952 79,694 $ 5,910,634 Note 16. Prior Period Adjustment The District has restated the net assets at July 1, 2002, to include food service equipment that was purchased through the General Fund in previous years. The adjustment increases net assets at July 1, 2002, by $909,976. 48 SUPPLEMENTARY INFORMATION CUMBERLAND VALLEY SCHOOL DISTRICT BALANCE SHEET - NON-MAJOR GOVERNMENTAL FUND - SPECIAL REVENUE - CAPITAL RESERVE June 30, 2003 ASSETS Cash and cash equivalents Total assets $ 251,825 $ 251,825 $ 29,497 29,497 222,328 222,328 $ 251,825 LIABILITIES AND FUND BALANCE Liabilities Accounts payable Total liabilities Fund Balance Reserved for Capital reserve Total fund balance Total liabilities and fund balance 49 CUMBERLAND VALLEY SCHOOL DISTRICT STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - NON-MAJOR GOVERNMENTAL FUND - SPECIAL REVENUE - CAPITAL RESERVE Year Ended June 30, 2003 Revenues Local sources Total revenues Expenditures Capital outlay Total expenditures Net change in fund balance Fund Balance - July 1, 2002 Fund Balance - June 30, 2003 $ 3,886 3,886 29,498 29,498 (25,612) 247,940 $ 222,328 50 BOYFR & RITTER CEI:GIFIED PUBLIC ACCOUNT~rrS A~V CONSULTANTS INDEPENDENT AUDITOR'S REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF THE BASIC FINANCIIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENTAUD1TING STANDARDS Board of School Directors Cumberland Valley School District Mechanicsburg, Pennsylvania We have audited the basic financial statements of the Cumberland Valley School District as of and for the year ended June 30, 2003, and have issued our report thereon dated September 12, 2003. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Compliance As part of obtaining reasonable assurance about whether the Cumberland Valley School District's basic financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. Internal Control Over Financial Reporting In planning and performing our audit, we considered the Cumberland Valley School District's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the basic financial statements and not to provide assurance on internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively Iow level the risk that misstatements in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. However, we noted other matters involving the internal control over financial reporting that we have reported to management of Cumberland Valley School District in a separate letter dated September 12, 2003. CAMP HILL CARLISLE CHAMBERSBURG LE'~/ISTO'vVN STATE COLLEGE This report is intended solely for the information and use of the Board of School Directors, management and Federal awarding agencies and pass-through entities, and is not intended to be and should not be used by anyone other than these specified parties. Camp Hill, Pennsylvania September 12, 2003 52 BOYFR & RITTER CERTIFIED PUBLIC ACCOUNTANTS AND CONSULTANTS INDEPENDENT AUDITOR'S REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND ON INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 Board of School Directors Cumberland Valley School District Mechanicsburg, Pennsylvania Compliance We have audited the compliance of the Cumberland Valley School District with the types of compliance requirements described in the U. S. Office of Management and Budget (OMB) Circular A-133 Compliance Supplement that are applicable to each of its major Federal programs for the year ended June 30, 2003. Cumberland Valley School District's major Federal programs are identified in the summary of auditor's results section in the accompanying Schedule of Findings and Questioned Costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major Federal programs is the responsibility of the Cumberland Valley School District's management. Our responsibility is to express an opinion on the Cumberland Valley School District's compliance based on our audit. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local Governments. and Non-Profit Organizations. Those standards and OMB Circular A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major Federal program occurred. An audit includes examining;, on a test basis, evidence about the Cumberland Valley School District's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination on the Cumberland Valley School District's compliance with those requirements. In our opinion, the Cumberland Valley School District complied, in all material respects, with the requirements referred to above that are applicable to each of its major Federal programs for the year ended June 30, 2003. CAMP HILL CARLISLE CHAMBEI:LSBURG LEWISTOWN STATE COLLEGE Internal Control Over Compliance The management of the Cumberland Valley School District is responsible for establishing and maintaining effective internal control over compliance with requirenaents of laws, regulations, contracts and grants applicable to Federal programs. In planning and perfo~rming our audit, we considered the Cumberland Valley School District's internal control over compliance with requirements that could have a direct and material effect on a major Federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance and to test and report on internal control over compliance in accordance with OMB Circular A-133. Our consideration of the internal control over compliance would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that noncompliance with applicable requirements of laws, regulations, contracts and grants that would be material in relation to a major Federal program being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over compliance and its operation that we consider to be material weaknesses. This report is intended solely for the information and use of the Board of School Directors, management and Federal awarding agencies and pass-through entities, and is not ilatended to be and should not be used by anyone other than these specified parties. Camp Hill, Pennsylvania September 12, 2003 CUMBERLAND VALLEY SCHOOL DISTRICT Schedule of Findings and Questioned Costs Year Ended June 30, 2003 Section I -- Summary of Auditor's Results Financial Statements Type of auditor's report issued: Unqualified Internal control over financial reporting: · Material weakness identified: · Reportable condition(s) identified that are not considered to be material weakness(es)? Noncompliance material to financial statements noted? Federal Awards Internal control over major programs: · Material weakness identified? · Reportable condition(s) identified that is not Yes X No __Yes X None Reported Yes X No Yes X No considered to be a material weakness(es)? __ Yes X None Reported Type of auditor's report issued on compliance for the major programs: Unqualified · Any audit findings disclosed that are required to be reported in accordance with Section .510(a) of Circular A-1337 Yes X No 55 CUMBERLAND VALLEY SCHOOL DISTRICT Schedule of Findings and Questioned Costs Year Ended June 30, 2003 Identification of the major programs: CFDA Number(s) 84.010 84.027 Dollar threshold used to distinguish between type A and type B programs Auditee qualified as Iow-risk audi[ce? Name of Federal Pro~rams/Cluster Title 1 - Grants to Local Educational Agencies Special Education - Grants Io States $300,000 Yes X No Section II -- Financial Statement Findings A. Reportable Conditions in Internal Control There were no findings relating to the financial statement audit required to be reported. B. Compliance Findings There were no compliance findings relating to the financiall statement audit required to be reported. Section III -- Federal Award Findings and Questioned Costs A. Reportable Conditions in Internal Control There were no findings relating to the Federal awards as required to be reported in accordance with Section .510(a) of OMB Circular A-133. B. Compliance Findings There were no findings relating to the Federal awards as required to be reported in accordance with Section .510(a) of OMB Circular A- 133. 56 CUMBERLAND VALLEY SCHOOL DISTRICT SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Year Ended June 30, 2003 Grantor Program Title U.S. Department of Agriculture Code Federal C.F.D.A. Number Pass Through Grantor's Number Grant Period Passed through PA Department of Education National School Lunch Program National School Lunch Program School Breakfast Program School Breakfast Program Passed through the PA Department of Agriculture Food Donation (a) Total U.S. Department of Agriculture I (F) I (S) I (F) I (s) I (F) 10.555 10.553 N/A 10.550 1-15-21160-3 N/A N/A N/A 1-15-21160-3 02-03 02-03 02-03 02-03 02-03 U.S. Department of Education Passed through the PA Dept. of Education Title I - Graats to Local Educational Agencies Title I - Grants to Local Educational Agencies Title 1 - Grants to Local Educational Agencies Eisenhower Professional Development Grants Title II - Education Technology Innovative Education Program Strategies Innovative Education Program Strategies Innovative Education Program Strategies Classroom Size Reduction Adult Education - State Grant Program Adult Education - State Grant Program Safe and Drug-Free Schools and Communities Safe and Drug-Free Schools and Communities Passed through Pennsylvania Higher Education Assistance Agency Fund for the Improvement of Education Passed through Capital Area Intermediate Unit Special Education - Grants to States Special Education - Grants to States Total U.S. Department of Education Total Expenditures of Federal Awards 84.010 84.010 84.010 84.281 84.318 84.298 84.298 84.298 84.340 84.002 84.002 84.186 84.186 84.215 84.027 84.027 13-01-0109 13-02-0109 13-03-0109 020-03-0109 055-03-0109 11-01-0109 11-02-0109 11-03-0109 88-02-0109 41-02-2105 41-03-1105 100-02-0109 100-03-0109 N/A N/A N/A 00-01 01-02 02-03 02-03 02-03 00-03 01-03 01-03 01-02 01-02 02-03 01-02 02-03 01-02 01-02 02-03 See Note to Schedule of Expenditures of Federal Awards. 57 Program or Annual Award Total Received for the Year Restated Accrued or Accrued or (Deferred) (Deferred) Revenue at Revenue Expenditures Revenue at July 1, 2002 Recognized Recognized June 30, 2003 N/A N/A N/A N/A 214,928 66,886 12,262 3,002 $ 214,928 $ 214,928 $ 66,886 66,886 12,262 12,262 3,002 3,002 N/A (b) 93,588 (c) (31,104) 124,692 (d) 124,692 (e) 390,666 (31,104) 421,770 421,770 $ 142,586 $ 188,591 $ 221,793 $ 166,586 $ 5,612 $ 26,769 $ 28,864 $ 28,727 $ 104,884 $ 37,706 $ 41,922 $ 31,870 $ 23,243 26,679 158,424 107,091 2,405 1,785 20,519 37,288 6,284 34,935 12,747 7,748 1,000 24,379 1,000 2,300 2,300 221,793 221,793 63,369 151,222 151,222 44,131 5,277 5,277 2,872 (154) 1,939 1,939 (2,186) 2,0?9 2,079 (107) 28,727 28,727 8,208 36,544 6,284 7,157 744 744 41,922 41,922 6,987 5,590 5,590 14,070 14,070 6,322 $ 39,712 (1,438) 1,42,8 1,438 $ 318,480 $ 403,361 (42,292) 42,292 42,292 403,361 403,361 403,361 819,266 29,294 922,754 922,754 132,782 $ 1,209,932 $ (1,810) $ 1,344,524 $ 1,344,524 $ 132,782 CUMBERLAND VALLEY SCHOOL DISTRICT SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS (Continued) Year Ended June 30, 2003 Test of 50% rule: Total Expenditures Less State Expenditures Total Federal Expenditures ,344,524 (69,888) ,274,636 224,093 445,653 669,746 Program selected for testing major programs Title 1 - Grants to Local Educational Agencies Special Education - Grants to States / 1,274,636= 52.54% Source Codes: D - Direct Funding I - Indirect Funding (F) - Federal Share (S) - State Share Legends: (a) Donated commodities value at local market rates (b) Total amount of commodities received from Department of Agriculture (c) Inventories ~:t July 1, 2002 (d) Total amount of commodities used (e) Inventories ett June 30, 2003 CUMBERLAND VALLEY SCHOOL DISTRICT NOTE TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Note 1. Significant Accounting Policies The accompanying Schedule of Expenditures of Federal Awards includes the federal grant activity of the School District's Federal award programs and presents transactions that would be included in financial statements of the School District presented on the accrual basis of accounting, as contemplated by accounting principles generally accepted in the United States of America. 60 CUMBERLAND VALLEY SCHOOL DISTRICT SUMMARY SCHEDULE OF PRIOR YEAR'S AUDIT FINDINGS Year Ended June 30, 2003 There were no prior year audit findings. 61