HomeMy WebLinkAbout04-2042
GERI RIGG and EDWARD
BURTON, JR., Individually and as
husband and wife,
2243 South Market Street
Mechanicsburg, PA 17055
v.
KELLY E. LINDGREN
14 Bellview Road
Marysville, PA 1705:~
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. C~ - ,;).Ol/~ C l'uJ... '-r~
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
PRAECIPE FOR SUMMONS
Issue Summons in Trespass in the above case.
Writ of Summons shall be issued and forwarded to Sheriff.
"1J-A G ~ :;:<
Herman A. Gailey, III, Esquire
MARTZ & GAILEY LLP
96 South George Street
Suite 430
York, Pennsylvania 17401
(717) 852-8379
ID #: 31097
* * * * * * * * * * *
TO: Kelly E. Lindgren
YOU ARE NOTIFIED THAT THE ABOVE -NAMED PLAINTIFF HAS COMMENCED
AN ACTION AGAINST YOU.
Date: (YI'::1'( 1.e.,;Jrx:JI
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GERI RIGG and EDWARD
BURTON, JR., Individually and as
Husband and Wife,
Plaintiffs
IN THE COUR:T OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 04-2042
v.
KELLY E. LINDGREN,
Defendant
CIVIL ACTION - LAW
: JURY TRIAL DEMANDED
PRAECIPE TO RE.ISSUE WRIT OF SUMMONS
TO: Prothonotary
Please Re-Issue the Writ of Summons that has been filed in the above-captioned
m~~ .
Date: S/Zalf
I I
Respectfully submitted:
MARTZ & GAILEY LLP
'1'/ l' Ca---(rv
Herman A. Gailey, III, Esquire
96 South George Street
Suite 430
York, Pennsylvania 17401
(717) 852-8379
ID #: 31097
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GERI RIGG and EDWARD
BURTON, JR., Individually and as
husband and wife,
Plaintiffs
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
NO. 04-2042 CIVIL TERM
v.
CIVIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
JURY TlUAL DEMANDED
ENTRY OF APPEARANCE
TO THE PROTHONOTARY:
Kindly enter the appearance of the undersigned as co..counsel on behalf of the Defendant,
Kelly E. Lindgren, with respect to the above-referenced mattl:r.
DATE: G.. D- - 0 <(
BY:
Respectfully submitted,
MARSHALL, DENNEHEY, WARNER,
CO~~ & GIN
~: cMAHON, ESQUIRE
LD. No. 52918
DONALD L. CARMELITE, ESQUIRE
LD. No. 84730
4200 Crums Mill Road, Suite B
Harrisburg, PA 17112
(717) 65 I -3504
Attorney for Defendants
105_ A ILlABIDNCILLPG\152705\JMFl15000\50000
GERI RIGG and EDWARD
BURTON, JR., Individually and as
husband and wife,
Plaintiffs
: IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 04-2042 CNIL TERM
v.
CNIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
I, Joanne M. Parr, an employee of Marshall, Dennehey, Warner, Coleman & Goggin, do
hereby certify that on this <\1:\lQ day of June 2004, served a copy ofthe foregoing Entry of
Appearance via First Class United States mail, postage prepaid as follows:
Herman Gailey, III, Esquire
Martz & Gailey
96 S. George Street, Suite 430
York, PA 17401
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GERI RlGG and EDWARD
BURTON, JR., Individually and as
husband and wife,
Plaintiffs
: IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 04-2042 CIVIL TERM
v.
CIVIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
JURY TRU~L DEMANDED
PRAECIPE FOR RULE TO FILE COMPLAINT
TO THE PROTHONOTARY:
Kindly issue a Rule directing Plaintiffs, Geri Rigg and Edward Burton, Jr., to file a
Complaint within twenty (20) days of service ofthe Rule or risk a judgment of Non Pros.
DATE: to\ ~\CJ4
BY:
MARSHAI.L, DENNEHEY, WARNER,
COLEMAN AND GOGGIN
~~~ \... c:C\.\.~~&..
TIMOTHY J. McMAHON, ESQUIRE
DONALD 1,. CARMELITE, ESQUIRE
LD. No.: 52918/ LD. No. 84730
4200 Crums Mill Road, Suite B
Harrisburg,PA 17112
(717) 651-3:504
Attorneys for Defendant
RULE
AND NOW, this l~day of ~ )Lu.)~ _
-
2004, upon consideration of the
foregoing Praecipe, a Rule is hereby issued upon the Plaintiffs, Geri Rigg and Edward Burton,
Jr., to file a Complaint within twenty (20) days or SUffQ;lt of Non Pros.
L,
PROTHONOTARY
SEAL
105 _A ILlABIDNCILLPGI 152705\1MFI15000150000
GERI RIGG and EDWARD
BURTON, JR., Individually and as
husband and wife,
Plaintiffs
IN THE COURT OF COMMON PLEAS OF
CUMBERLMID COUNTY, PENNSYL VANIA
v.
NO. 04-2042 CIVIL TERM
KELLY E. LINDGREN,
Defendant
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
I, Joanne M. Parr, an employee of Marshall, Dennehey, Warner, Coleman & Goggin, do
~
hereby certify that on this ~ day of June 2004, served a copy of the foregoing Praecipe for
Rule to File Complaint via First Class United States mail, postage prepaid as follows:
Hennan Gailey, III, Esquire
Martz & Gailey
96 S. George Street, Suite 430
York, PA 17401
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e M. Parr
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SHERIFF'S RETURN - OUT OF COUNTY
CASE NO: 2004-02042 P
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
RIGG GERI ET AL
VS
LINDGREN KELLY E
R. Thomas Kline
, Sheriff or Deputy Sheriff who being
duly sworn according to law, says, that he made a diligent search and
and inquiry for the within named DEFENDANT
, to wit:
LINDGREN KELLY E
but was unable to locate Her
in his bailiwick. He therefore
deputized the sheriff of PERRY
County, Pennsylvania, to
serve the within WRIT OF SUMMONS
On June
7th . ~004 . this office was in receipt of the
attached return from PERRY
Sheriff's Costs:
Docketing
Out of County
Surcharge
Dep Perry County
18.00
9.00
10.00
100.00
.00
137.00
06/07/2004
MARTZ & GAILEY
~--'-~ '.
So an~y!~::-'
R~~ne .
Sheriff of Cumberland County
Sworn and
subscribed to
/'l
day of l/luv
before me
this Ie 1:
;L{)tJ'l A . D .
u..~,-- () 'Jh, li,~ ~
I I Prothonotary .
'-
.
Edward Burdon, Jr.
IN THE COURT OF COMMON PLEAS OF
THE 41st JUDICIAL DISTRICT OF PENNSYLVANIA,
PERRY COUNTY BRANCH
Geri Burdon and
Versus
Kelly E. Lindgren
No. 2004-2042
SHERIFF'S RETURN
And now
June
1 ,2004: Served the within name Kelly E.Lindgren
the defendant(s) named herin, personally at her place of residence in Rye Township-14
Bellview Rd.
Marysville, PA
Perry County, PA, on June 1 ,2004 at 6:00 o'clock PM
by handing to Kelly E. Lindgren, Defendant 1 true and attested
copy(ies) of the within Writ of Summons
and made known to her the contents thereof
Sworn and subscribed to before me thisJl1d
day of
(T(.i ,\L , .:)coy
J'~7a~df '~{. i~g,-L;YL
M Proth0l1ot6ry
NOTARIAl. SEAl. I
MARGARET f. FUCKlNGER,IIOIARY PU8UC
BlOOMFIELD lORD., PERRY COUHlY
MY COMMISSION EXPIRES FEB. 16, 2001
So answers
,
(
I
I
I Deputy Sheriff of Perry County
I
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IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY,
PENNSYLVANIA
GERI RIGG and EDWARD
BURTON, JR., individually and
As husband and wife
Civil Action - Law
Plaintiffs
v.
No. 04-:W42 Civil Term
KELLY E. LINDGREN
Jury Trial Demanded
Defendant
NOTICE TO DEFEND
You have been sued in court. If you wish to defend against the claims set forth against
you in the following pages, you must take action within twenty (20) days after this Complaint and
Notice are served, by entering a written appearance personally or by attorney and filing in
writing with the Court your defenses or objections to the claims set forth against you. You are
warned that if you fail to do so the case may proceed without you and a default jUdgment may
be entered against you by the Court without further notice for any money claimed in the
Complaint or for any other claim or relief requested by the Plaintiff. You may lose money or
property or other rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYEIR AT ONCE. IF YOU DO NOT
HAVE A LAWYER, GO TO OR TELEPHONE THE OFFICE: SET FORTH BELOW. THIS
OFFICE CAN PROVIDE YOU WITH INFORMATION ABOUT HIRING A LAWYER.
IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAY BE ABLE TO
PROVIDE YOU WITH INFORMATION ABOUT AGENCIES THAT MAY OFFER LEGAL
SERVICES TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE.
Court Administrator
4th Floor, Cumberland County Courthouse
Carlisle, Pennsylvania 17013
Telephone No. (717) 240-6200
AVISO
Usted Ha Sido Demandado en la corte. Si usted desea defenderse de las quejas
expuestas en las paginas siguientes, de be tomar accion dentro de! veinte (20) dias a partir de la
fecha en que recibio la demanda y el aviso. Usted de be presentar comparecencia escrita en
persona 0 por abogado y presentar en la Corte por escrito sus defensas 0 sus objeciones alas
demandas en su contra. 5e Ie avisa que si no se defiende, el caso puede proceder sin usted y
la corte puede decidir en su contra sin mas aviso 0 notificacion por cualquier dinero reclamado
en la demanda 0 por cualiquier otra queja 0 compensacion reclamados por el Demandante.
Usted puede perder dinero, 0 propiedades u otros derechos importantes para usted.
USTED DEBE LLEVAR ESTE DOCUMENTO A SLI ABOGADO INMEDIATAMENTE.
SI USTED NO TIENE UN ABOGADO, LLAME 0 VAYA A LA SIGUIENTE OFICINA. ESTA
OFICINA PUEDE PROVEERLE INFORMACION A CERCA DE COMO CONSEGUIR UN
ABOGADO.
SI USTED NO PUEDE PAGAR POR LOS SERlIlCIOS DE UN ABOGADO, ES
POSIBLE QUE ESTA OFICINA LE PUEDA PROVEER INFORMACION SOBRE AGENCIAS
QUE OFREZCAN SERVICIOS LEGALES SIN CARGO 0 BAJO COSTO A PERSONAS QUE
CUALlFICAN.
Court Administrator
4th Floor, Cumberland County Courthouse
Carlisle, Pennsylvania 1701,1
Telephone No. (717) 240-6200
MARTZ & GAILEY LLP
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY,
PENNSYLVANIA
GERI RIGG and EDWARD
BURTON, JR., individually and
As husband and wife
Civil Action - Law
Plaintiffs
vi.
No. 04-2042 Civil Term
KELLY E. LINDGREN
Jury Trial Demanded
Defendant
COMPLAINT
AND NOW, this 21st day of June, 2004, come the Plaintiffs, Geri Rigg and
Edward Burton, Jr., individually and as husband and wife, by their attorney, Herman A.
Gailey, III, and file the following Complaint:
1. Plaintiff, Geri Rigg is an adult individual residing at 598 Mulberry Drive,
Mechanicsburg, Cumberland County, Pennsylvania, 17050.
2. Plaintiff, Edward Burton, Jr., is an adult individual residing at 598 Mulberry
Drive, Mechanicsburg, Cumberland County, Pennsylvania 17050.
3. Plaintiffs are and at all times pertinent hereto were husband and wife.
4. Defendant, Kelly E. Lindgren, is an adult individual residing at 112 Prowell
Drive, Apartment 7, Camp Hill, Cumberland County, Pennsylvania 17011.
5. On June 26, 2002, Plaintiff, Geri Rigg, was the owner and operator of a
1996 Pontiac Grand Am.
6. On June 26, 2002, Defendant was the operator of a white Volkswagen
Jetta.
7. On June 26, 2002, at approximately 8:30 p.m., Plaintiff, Geri Rigg, was
stopped in traffic on the Carlisle Pike in Cumberland County, Pennsylvania.
8. At the aforementioned time and place, Defendant, Kelly E. Lindgren,
struck the rear of Plaintiff's vehicle, causing injuries and damages as are hereinafter set
forth.
COUNT I
GERI RIGG v. LISA TOM~[/NSON
9. Paragraphs one through eight (1 - 8) are incorporated herein by
reference.
10. The accident and injuries hereinafter set forth were caused solely by the
negligence of Defendant, Kelly E. Lindgren, and were in no way due to any act or failure
to act on the part of the Plaintiff, Geri Rigg.
11. Defendant, Kelly E. Lindgren, was negligent in the operation of her vehicle
as follows:
a. Carelessly driving her vehicle in violation of 75 Pa.C.S.A. 93714;
b. Failing to keep alert and maintain a proper lookout for other traffic;
c. Failing to maintain proper control in the operation of her vehicle at
such a speed that she could bring her vehicle to a stop within her assured clear
distance ahead in violation of 75 Pa.C.S.A. 9 3361; and
d. Following too closely in violation of 75 Pa.C.S.A. 9 3310.
12. As a result of the accident, Plaintiff, Geri Ri99, has sustained personal
injuries which include but are not limited to injuries to the neck and back, as well as
anxiety.
13. As a further result of the accident, Plainti'Ff, Geri Rigg, has sustained and
may sustain the following damages:
a. Past and future pain and suffering;
b. Past and future embarrassment, humiliation, and mental anxiety;
c. Past and future loss of life's enjoymEmt;
d. Past and future incident costs;
e. Past and future reasonable and nece!ssary medical expenses in
excess of the statutory preclusion;
f. Past and future loss of earnings in excess of first party benefits;
and
g. Scarring and disfigurement.
14. Plaintiff, Geri Rigg, avers that her damages exceed the applicable limits of
arbitration, therefore, a jury trial is hereby demanded.
WHEREFORE, Plaintiff, Geri Rigg, respectfully requests that this Honorable
Court enter jUdgment against Defendant, Kelly E. Lindgren, in an amount in excess of
$25,000.00 plus interest and costs as permitted by law.
COUNT"
EDWARD BURTON, JR. v. LISA TOMKINSON
15. Paragraphs one through fourteen (1 - 14) are incorporated herein by
reference.
16. As a result of Defendant's negligence, carelessness, and recklessness
that caused personal injuries to his wife, Plaintiff, Edward Burton, Jr., has lost and will
continue to lose the companionship, comfort, societ~', services, and other forms of
consortium of his wife.
17. Plaintiff, Edward Burton, Jr., avers that his damages exceed the applicable
limits of arbitration, therefore, a jury trial is hereby demanded.
WHEREFORE, Plaintiff, Edward Burton, Jr., respectfully requests that this
Honorable Court enter jUdgment against Defendant, Kelly E. Lindgren, in an amount in
excess of $25,000.00 plus interest and costs as permitted by law.
Respectfully submitted,
/7H&CA4e
Herman A. Gailelf, "', Esquire
MARTZ & GAILEY LLP
96 South George Street
Suite 430
York, PA 17401
(717) 852-8379
ID No.: 31097
VERIFICATION
I, Herman A. Gailey, III, Esquire, do hereby verify that I am the Attorney of
Record for the pleading party herein, and that the facts set forth in the foregoing
pleading are true to the best of my knowledge, informatlion and belief, upon information
supplied, and the verification of the party cannot be obtained within the time allowed for
filing of the pleading.
I understand that false statements made herein an9 made subject to the penalties
of the 18 Pa. C.S.A. 4904 relating to unsworn falsification to authorities.
Respectfully submitted:
MARTZ & GAILE:Y LLP
~i-;(6-{ Q
Herman A. Gailey, III, Esquire
96 South George Street
Suite 430
York, Pennsylvania 17401
(717) 852-8379
I.D. Number: 3109'7
Date:
fo -J ( 'DLf
CERTIFICATE OF SERVICE
I hereby certify that I have this date served a true and correct copy of the
foregoing Complaint on the following individual as set forth below by first class, United
States pre-paid postage:
Donald L. Carmelite, Esquire
Marshall, Dennehey, Warner, Coleman & Goggin
4200 Crums Mill Road, Suite, B
Harrisburg, Pennsylvania 17'112
Attorney for Defendant
Respectfully submitted:
Date:
((; / ~II CJ <{
?J-A &~ ~
Herman A. Gailell, III, Esquire
MARTZ & GAILEY, LLP
96 South George Street
Suite 430
York, Pennsylvania 17401
(717) 852-8379
ID Number: 31097
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IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY,
PENNSYLVANIA
GERI RIGG and EDWARD
BURTON, JR., individually and
As husband and wife
Civil Action - Law
Plaintiffs
vi.
No. 04-:2042 Civil Term
KELLY E. LINDGREN
Jury Trial Demanded
Defendant
AMENDED COMPLAINT
AND NOW, this 21st day of June, 2004, come the Plaintiffs, Geri Rigg and
Edward Burton, Jr., individually and as husband and wifl3, by their attorney, Herman A.
Gailey, III, and file the following Complaint:
1. Plaintiff, Geri Rigg is an adult individual n3siding at 598 Mulberry Drive,
Mechanicsburg, Cumberland County, Pennsylvania, 170!iO.
2. Plaintiff, Edward Burton, Jr., is an adult individual residing at 598 Mulberry
Drive, Mechanicsburg, Cumberland County, Pennsylvania 17050.
3. Plaintiffs are and at all times pertinent hereto were husband and wife.
4. Defendant, Kelly E. Lindgren, is an adult individual residing at 112 Prowell
Drive, Apartment 7, Camp Hill, Cumberland County, Pennsylvania 17011.
5. On June 26, 2002, Plaintiff, Geri Rigg, was the owner and operator of a
1996 Pontiac Grand Am.
6. On June 26, 2002, Defendant was the operator of a white Volkswagen
Jetta.
7. On June 26, 2002, at approximately 8:30 p.m., Plaintiff, Geri Rigg, was
stopped in traffic on the Carlisle Pike in Cumberland County, Pennsylvania.
8. At the aforementioned time and place, Defendant, Kelly E. Lindgren,
struck the rear of Plaintiff's vehicle, causing injuries and damages as are hereinafter set
forth.
COUNT I
GERI RIGG v. KELLY E. LINDGREN
9. Paragraphs one through eight (1 - 8) are incorporated herein by
reference.
10. The accident and injuries hereinafter set forth were caused solely by the
negligence of Defendant, Kelly E. Lindgren, and were in no way due to any act or failure
to act on the part of the Plaintiff, Geri Rigg.
11. Defendant, Kelly E. Lindgren, was negligent in the operation of her vehicle
as follows:
a. Carelessly driving her vehicle in violation of 75 Pa.C.S.A. 93714;
b. Failing to keep alert and maintain a proper lookout for other traffic;
c. Failing to maintain proper control in the operation of her vehicle at
such a speed that she could bring her vehicle to a stop within her assured clear
distance ahead in violation of 75 Pa.C.S.A. 93361; and
d. Following too closely in violation of ni Pa.C.S.A. 9 3310.
12. As a result of the accident, Plaintiff, Geri Rigg, has sustained personal
injuries which include but are not limited to injuries to the neck and back, as well as
anxiety.
13. As a further result of the accident, Plaintiff, Geri Rigg, has sustained and
may sustain the following damages:
a. Past and future pain and suffering;
b. Past and future embarrassment, humiliation, and mental anxiety;
c. Past and future loss of life's enjoyment;
d. Past and future incident costs;
e. Past and future reasonable and necessary medical expenses in
excess of the statutory preclusion;
f. Past and future loss of earnings in excess of first party benefits;
and
g. Scarring and disfigurement.
14. Plaintiff, Geri Rigg, avers that her damages exceed the applicable limits of
arbitration, therefore, a jury trial is hereby demanded.
WHEREFORE, Plaintiff, Geri Rigg, respectfully requests that this Honorable
Court enter judgment against Defendant, Kelly E. Lindgren, in an amount in excess of
$25,000.00 plus interest and costs as permitted by law.
COUNT II
EDWARD BURTON, JR. v. KELLY E. LINDGREN
15. Paragraphs one through fourteen (1 - 14) are incorporated herein by
reference.
16. As a result of Defendant's negligence, c8lrelessness, and recklessness
that caused personal injuries to his wife, Plaintiff, Edward Burton, Jr., has lost and will
continue to lose the companionship, comfort, society, services, and other forms of
consortium of his wife.
17. Plaintiff, Edward Burton, Jr., avers that his clamages exceed the applicable
limits of arbitration, therefore, a jury trial is hereby demanded.
WHEREFORE, Plaintiff, Edward Burton, Jr., respectfully requests that this
Honorable Court enter judgment against Defendant, Kelly E. Lindgren, in an amount in
excess of $25,000.00 plus interest and costs as permitted by law.
Respectfully submitted,
~~~~- ~if
Herman A. Gailey, '111, Esquir
MARTZ & GAILEY LLP
96 South Georgl~ Street
Suite 430
York, PA 17401
(717) 852-8379
ID No.: 31097
VERIFICATION
I, Herman A. Gailey, III, Esquire, do hereby velrify that I am the Attorney of
Record for the pleading party herein, and that the facts set forth in the foregoing
pleading are true to the best of my knowledge, information and belief, upon information
supplied, and the verification of the party cannot be obtained within the time allowed for
filing of the pleading.
I understand that false statements made herein an~ made subject to the penalties
of the 18 Pa. C.S.A. 4904 relating to unsworn falsification to authorities.
Respectfully submitted:
MARTZ & GAILlEY LLP
~~~~
Herman A. Gailey, III, Esquir
96 South Georgl~ Street
Suite 430
York, Pennsylvania 17401
(717) 852-8379
I.D. Number: 31097
Date:
7/0/oLf
.
CERTIFICATE OF SERVICIE
I hereby certify that I have this date served a true and correct copy of the
foregoing Amended Complaint on the following individLlal as set forth below by first
class, United States pre-paid postage:
Donald L. Carmelite, Esquir,e
Marshall, Dennehey, Warner, Coleman & Goggin
4200 Crums Mill Road, Suite B
Harrisburg, Pennsylvania 171112
Attorney for Defendant
Respectfully submitted:
Date:
/}jqjot{
,
'IJvvt~/~
Herman A. Gailey, III, Esqu e
MARTZ & GAILEY, LLP
96 South George! Street
Suite 430
York, Pennsylvania 17401
(717) 852-8379
ID Number: 31097
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY,
PENNSYLVANIA
GERI RIGG and EDWARD
BURTON, JR., individually and
As husband and wife
Civil Action - Law
Plaintiffs
v.
No. 04-:W42 Civil Term
KELLY E. LINDGREN
Jury Trial Demanded
Defendant
NOTICE TO DEFEND
You have been sued in court. If you wish to defend a~lainst the claims set forth against
you in the following pages, you must take action within twenty (20) days after this Complaint and
Notice are served, by entering a written appearance personally or by attorney and filing in
writing with the Court your defenses or objections to the claims set forth against you. You are
warned that if you fail to do so the case may proceed without you and a default judgment may
be entered against you by the Court without further notiCE! for any money claimed in the
Complaint or for any other claim or relief requested by the Plaintiff. You may lose money or
property or other rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT
HAVE A LAWYER, GO TO OR TELEPHONE THE OFFIC:E SET FORTH BELOW. THIS
OFFICE CAN PROVIDE YOU WITH INFORMATION ABOUT HIRING A LAWYER.
IF YOU CANNOT AFFORD TO HIRE A LAWYER, TIHIS OFFICE MAY BE ABLE TO
PROVIDE YOU WITH INFORMATION ABOUT AGENCIES THAT MAY OFFER LEGAL
SERVICES TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE.
Court Administrator
4th Floor, Cumberland County Courthouse
Carlisle, Pennsylvania 1701 a
Telephone No. (717) 240-6200
AVISO
Usted Ha Sido Demandado en la corte. Si usted desea defenderse de las quejas
expuestas en las paginas siguientes, debe tamar accion dentm de veinte (20) dias a partir de la
fecha en que recibio la demanda y el aviso. Usted debe presentar comparecencia escrita en
persona 0 par abogado y presentar en la Corte por escrito sus defensas 0 sus objeciones alas
demandas en su contra. Se Ie avisa que si no se defiende, el caso puede proceder sin usted y
la corte puede decidir en su contra sin mas aviso 0 notificacion par cualquier dinero reclamado
en la demanda 0 par cualiquier otra queja 0 compensacion reclamados por el Demandante.
Usted puede perder dinero, 0 propiedades u otros derechos importantes para usted.
USTED DEBE LLEVAR ESTE DOCUMENTO A SU ABOGADO INMEDIATAMENTE.
SI USTED NO TIENE UN ABOGADO, LLAME 0 VAYA A ILA SIGUIENTE OFICINA. ESTA
OFICINA PUEDE PROVEERLE INFORMACION A CERCA DE COMO CONSEGUIR UN
ABOGADO.
SI USTED NO PUEDE PAGAR POR LOS SERVICIOS DE UN ABOGADO, ES
POSIBLE QUE ESTA OFICINA LE PUEDA PROVEER INFORMACION SOBRE AGENCIAS
QUE OFREZCAN SERVICIOS LEGALES SIN CARGO 0 BAJO COSTO A PERSONAS QUE
CUALIFICAN.
Court Administrator
4th Floor, Cumberland County Courthouse
Carlisle, Pennsylvania 1701:l
Telephone No. (717) 240-6200
MARTZ 8, GAILEY LLP
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Herman A Gaile, III, Esqu'
96 South George Street
Suite 430
York, PA 17401
(717) 852-8379
ID No.: 31097
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\05_ A \L1AB\DNCILLPGI 1 60673\JMF\21237\OO 129
GERI RIGG and EDWARD
BURTON, JR., Individually and as
husband and wife,
Plaintiffs
: IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 04-2042 CIVIL TERM
v.
CIVIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
JURY TRIAL DEMANDED
NOTICE TO PLEAD
TO: Plaintiffs, Geri Rigg and Edward Burton, Jr.
c/o Herman Gailey, III, Esquire
Martz & Gailey
96 S. George Street, Suite 430
York, PA 17401
You are hereby notified to plead to the enclosed New Matter within twenty (20) days
from service hereof or a default judgment may be filed against you.
Respectfully submitted,
MARSHALL, DENNEHEY, WARNER,
COLEMAN & GOGGIN
DATE: c\ \;:::.\\::~
BY:
. "\' \ ':, \
\1.. '\\~ '.\ 'l \~'I::\'"
DONALD L. CARMELITE, ESQU
I.D. No. 84730
4200 Crums Mill Road, Suite B
Harrisburg, PA 17112
(717) 65 I -3504
Attorney for Defendant.
Kelly E. Lindgren
105_ A ILlABlDNCILLPGI157301 IlMF\21237100 129
GERI RIGG and EDWARD
BURTON, JR., Individually and as
husband and wife,
Plaintiffs
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 04-2042 CIVIL TERM
v.
CIVIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
JURY TRIAL DEMANDED
ANSWER WITH NEW MATTER OF DEFENDANT KELLY E. LINDGREN
TO PLAINTIFFS' AMENDED COMPLAINT
I. Admitted in part; denied in part. It is admitted only that Plaintiff is who
he says he is. An remaining averments set forth in Paragraph 1 are denied in accordance with
Pa.R.C.P 1029(c).
2. Admitted in part; denied in part. It is admitted only that Plaintiff is who is
says she is. An remaining averments set forth in Paragraph 2 are denied in accordance with
PaRC.P.l029(c).
3. Denied. Upon reasonable investigation and inquiry, Defendant lacks
sufficient information to form a belief as to the truth and veracity of the averments set forth in
Paragraph 3, and as such the averments are denied in accordance with Pa.R.C.P, I 029( c).
4. Denied as stated. It is admitted that Keny E. Lindgren IS an adult
individual. It is denied that she resides at 112 Prowen Drive, Apartment 7, Camp Hin,
Cumberland County, Pennsylvania 17011.
5. Denied. Upon reasonable investigation and inquiry, Defendant lacks
sufficient information to form a belief as to the truth and veracity of the averments set forth in
Paragraph 5, and as such the averments are denied in accordance with Pa.R.C.P. 1029(c).
6. Denied.
7. Denied. Upon reasonable investigation and inquiry, Defendant lacks
information sufficient to form a belief as to the truth and veracity of the averments set forth in
Paragraph 7, and as such the averments are denied in accordance with Pa.R.C.P. 1029(c).
8. Denied. It is denied that Defendant struek the rear of Plaintiffs vehicle
causing injuries and damages in accordance with Pa.R.C.P. 1029(e).
COUNT I
GERI RIGG v. KELLY E. LINDGREN
9. Answering Defendant incorporates by reference her responses to
Paragraphs 1 through 8 above as if set forth at length herein.
10. Denied. The averments set forth in Paragraph are conclusions of law
within the meaning of Pa.R.c.P. 1029(e) to which no response is required. To the extent the
averments are deemed factual, and a response is required, all Ithese allegations are denied and
proof thereof is demanded at trial, if relevant. By way of further answer, and to the extent that
any further responsive pleading is deemed required, then Defendant denies the allegations set
forth in this Paragraph in accordance with Pa.R.C.P. 1029(c) and proof thereof is demanded at
trial, ifrelevant.
1 I. Denied. The averments set forth in Paragraph II constitute conclusions of
law within the meaning ofPa.R.C.P. 1029(e) to which no response is required. To the extent the
averments are deemed factual in nature, and a response is required, all these allegations are
denied and proof thereof is demanded at trial, if relevant. By way of further answer, and to the
extent that any further responsive pleading is deemed required, then Defendant denies the
allegations set forth in this Paragraph in accordance with Pa.R.C.P. l029(c) and proof thereof is
demanded at trial, ifrelevant.
12. Denied. It is denied that Plaintiff has sustained personal InJunes as a
result of the accident alleged by Plaintiffs in their Amended Complaint.
13. Denied. The allegations set forth in Paragraph 13 constitute conclusions
oflaw within the meaning ofPa.R.C.P. I029(e) to which no response is required. To the extent
the averments are deemed factual in nature, and a response is required, all these allegations are
denied and proof thereof is demanded at trial, if relevant. By way of further answer, and to the
extent that any further responsive pleading is deemed required, then Defendant denies the
allegations set forth in this Paragraph in accordance with Pa.R.C.P. l029(c) and proof thereof is
demanded at trial, if relevant.
14. Denied. The averments set forth in Paragraph 14 constitute conclusions of
law within the meaning ofPa.R.C.P. I029(e) to which no response is required. To the extent the
averments are deemed factual in nature, and a response is required, all these allegations are
denied and proof thereof is demanded at trial, if relevant. By way of further answer, and to the
extent that any further responsive pleading is deemed required, then Defendant denies the
allegations set forth in this Paragraph in accordance with Pa.R.C.P. I029(c) and proof thereof is
demanded at trial, ifrelevant.
WHEREFORE, Answering Defendant Kelly E. Lindgren demands judgment in her favor
and against Plaintiffs together with such other relief as this Court shall deem appropriate.
COUNT II
EDWARD BURTON, JR. v. KELLY E. LINDGREN
15. Answering Defendant incorporates by reference her responses to
Paragraphs I through 14 above as if set forth at length herein.
16. Denied. The averments set forth in Paragraph 16 constitute conclusions of
law within the meaning ofPa.RC.P. 1029(e) to which no response is required. To the extent the
averments are deemed factual in nature, and a response is required, all these allegations are
denied and proof thereof is demanded at trial, if relevant. By way of further answer, and to the
extent that any further responsive pleading is deemed required, then Defendant denies the
allegations set forth in this Paragraph in accordance with Pa.RC.P. I029(c) and proof thereof is
demanded at trial, if relevant.
17. Denied. The averments set forth in Paragraph 17 constitute conclusions
of law within the meaning ofPa.RC.P. 1029(e) to which no response is required. To the extent
the averments are deemed factual in nature, and a response is required, all these allegations are
denied and proof thereof is demanded at trial, if relevant. By way of further answer, and to the
extent that any further responsive pleading is deemed required, then Defendant denies the
allegations set forth in this Paragraph in accordance with Pa.R.C.P. I029(c) and proof thereof is
demanded at trial, if relevant.
WHEREFORE, Answering Defendant Kelly E. Lindgren demands judgment in her favor
and against Plaintiffs together with such other relief as this Court shall deem appropriate.
NEW MATTER DIRECTED TO PLAINTIFFS
18. Plaintiffs' Amended Complaint fails to state a cause of action against
Defendant upon which relief may be granted as a matter oflaw.
19. Plaintiffs' claims may be barred and/or limited by applicable provisions of
the Pennsylvania Motor Vehicle Financial Responsibility Law.
20. No act or omission on the part of Defendant was a substantial contributing
factor in bringing about Plaintiffs' injuries and/or damages, all such injuries and/or damages
being expressly denied.
21. Defendant breached no duty of care owed to Plaintiffs under the
circumstances described in Plaintiffs' Amended Complaint as a matter oflaw.
22. The motor vehicle accident described in Plaintiffs' Amended Complaint
was caused by the negligence, recklessness and/or carelessness on the part of Plaintiff.
23. Plaintiffs' injuries and/or damages, all such injuries and/or damages being
expressly denied, were the result of pre-existing medical and/or physical conditions and did not
result from alleged negligence of Defendant and/or from the motor vehicle accident referenced in
Plaintiffs' Amended Complaint.
WHEREFORE, Defendant Kelly E. Lindgren respectfully requests judgment in her favor
and against Plaintiffs together with such other relief as this Court shall deem appropriate.
DATE: '8 (0-) I O~
BY:
Respectfully submitted,
MARSHALL, DENNEHEY, WARNER,
COLEMAN & GOGGIN
~~
DONALD L. CARMELITE, ESQUIRE
I.D. No. 84730
4200 Crums Mill Road, Suite B
Harrisburg, PAl 71 12
(717) 651-3504
Attorney for Defendant,
Kelly E. Lindgren
VERIFICATION
The undersigned hereby verifies that the statements in the foregoing Answer with New Matter are based
upon information which has been furnished to counsel by me and information which has been gathered by
counsel in the preparation of the defense of this lawsuit. The language of the Answer with New Matter is that
of counsel and not my own. I have read the Answer with New Matter, and to the extent that it is based upon
information which I have given to counsel, it is true and correct to the best of my knowledge, information and
belief. To the extent that the contents of the Answer with New Matter are that of counsel, I have relied upon my
counsel in making this verification. The undersigned also understands that the statements therein are made
subject to the penalties of 18 Pa.C.S. Section 4904, relating to unsworn falsification to authorities.
BY:
DATE: '3/11., 104
105 _A ILJABIDNCILLPGI 152705IJMF\ 15000\50000
GERI RIGG and EDWARD
BURTON, JR., Individually and as
husband and wife,
Plaintiffs
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
v.
NO. 04-2042 CNIL TERM
KELLY E. LINDGREN,
Defendant
CNIL ACTION - LAW
JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
I, Joanne M. Parr, an employee of Marshall, Dennehey, Wamer, Coleman & Goggin, do
hereby certify that on this 3)-'(\ day of September 2004, served a copy of the foregoing
document via U.S. First Class Mail as follows:
Herman Gailey, III, Esquire
Martz & Gailey
96 S. George Street, Suite 430
York, PA 17401
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GERI RIGG and EDWARD
BURTON, JR., Individually and as
Husband and Wife,
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiffs
NO. 04-2042
v.
CIVIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
JURY TRIAL DEMANDED
REPLY TO NEW MATTER
And now this J.Lt: day of September, 2004 come Plaintiffs through their attorney Herman A.
Gailey, III and respond to New Matter of Defendant Lindgren as follows:
18. Denied and averred to the contrary that Plaintiffs' complaint states a good and
adequate cause of action.
19. Denied as a conclusion of law to which no response is required.
20. Denied and averred to the contrary that Defendant's negligence caused the injuries
suffered by Plaintiff as averred in Plaintiffs' Complaint.
21. Denied and averred to the contrary that Defendant breached the duty of care owed to
Plaintiff and was otherwise negligent as was set forth in Plaintiffs' Complaint.
22. Denied and averred to the contrary that Plaintiff was to no degree negligent nor was any
act or failure to act on the part of Plaintiff a causal factor in the motor vehicle accident
described in Plaintiffs' Complaint.
23. Denied and averred to the contrary that Plaintiff suffered injuries and/or aggravation of
pre-existing injuries as alleged in Plaintiffs' Complaint.
WHEREFORE, your Honorable Court is respectfully requested to dismiss Defendant Lindgren's
New Matter and to enter relief as prayed in Plaintiffs' Complaint.
Respectfully Submitted:
MARTZ & GAILEY, LLP
~fllk /10, :JaJ!
'/ J---;1 t 4 A>
Herman A. Gailey, III, Esquire
96 South George Street
Suite 430
York, PA 17401
(717) 852-8379
I.D. Number: 31907
.
GERI RIGG and EDWARD
BURTON, JR., Individually and as
Husband and Wife,
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiffs
NO. 04-2042
v.
KELLY E. LINDGREN,
Defendant
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
VERIFICATION
I, Herman A. Gailey, III, Esquire, do hereby verify that I am the Attorney of Record for
the pleading party herein, and that the facts set forth in the foregoing pleading are true to the
best of my knowledge, information and belief, upon information supplied, and the verification of
the party cannot be obtained within the time allowed for filing of the pleading.
I understand that false statements made herein are made subject to the penalties of the
18 Pa. C.SA 4904 relating to unsworn falsification to authorities.
Respectfully submitted:
MARTZ & GAILEY LLP
Je-yJ /&; JDO<l
-? J---i1 & ~ fiC)
Herman A. Gailey, III, Esquire
96 South George Street
Suite 430
York, Pennsylvania 17401
(717) 852-8379
I.D. Number: 31097
GERI RIGG and EDWARD
BURTON, JR., Individually and as
Husband and Wife,
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiffs
: NO. 04-2042
v.
KELLY E. LINDGREN,
Defendant
: CIVIL ACTION - LAW
: JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
I hereby certify that I have this lie +L day of ~_, 2004 served a true and
correct copy of the foregoing Reply to New Matter on the following individual as set forth below
by first class, United States pre-paid postage:
Donald L. Carmelite, Esquire
MARSHALL, DENNEHEY, WARNER, COLEMAN & GOGGIN
4200 Crums Mill Road
Suite B
Harrisburg, PA 17112
Respectfully submitted:
~C~~
Herman A. Gailey, III, Esquire
MARTZ & GAILEY, LLP
96 South George Street
Suite 430
York, Pennsylvania 17401
(717) 852-8379
10 Number: 31097
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GERI RIGG and EDWARD
BURTON, JR., Individually and as
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: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYL VANIA
Plaintiffs
: NO. 04-2042
v.
: CNIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
: JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
I hereby certify that I have sent a true and correct copy of the Plaintiffs' Answers to
Defendant's Interrogatories and Plaintiffs' Response to Defendant's Request for Production
of Documents, this 5th
day of November, 2004, by First Class United States Mail to
the following:
Donald L. Carmelite, Esquire
MARSHALL, DENNE HEY, WARNER, COLEMAN & GOGGIN
4200 Crums Mill Road
Suite B
Harrisburg, P A 17112
Respectfully submitted,
/?1-I!6~
Herman A. Gailey, "', Esquire
MARTZ AND GAILEY
96 South George Street
Suite 430
York, Pennsylvania 17401
(717) 852-8379
10 # 31097
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GERI RIGG and EDWARD
BURTON, JR., Individually and as
Husband and Wife,
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiffs
: NO. 04-2042
v.
: CIVIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
: JURY TRIAL DEMANDED
NOTICE OF DEPOSITIOt!
PLEASE TAKE NOTICE that pursuant to Pa.R.C.P. No. 4407.1, the Plaintiffs will
take the deposition of Defendant, Kelly E. Lindgren, in the above-captioned action, upon
oral examination, for the purpose of discovery or for use at trial or for both purposes,
before a person authorized to render an oath, at Attorney Gailey's office, 96 South
George Street, York, Pennsylvania, 17401, beginning at 9:00 a.m., on Wednesday, July
20, 2005, on all matters not privileged which are relevant and material to the issues and
subject matter involved in the above-captioned action and that the above-named is
required to appear at the aforesaid time and place and submit to examination under
oath. The above-named is requested to bring all records, letters, documents,
memoranda, photographs, or any other matter or thing not privileged which are relevant
and material to the issues and subject matter involved in the above-captioned action.
The court reporting services will be provided by my office for this particular
deposition.
Respectfully submitted:
11-1?-<~
Herman A. Gailey, III, Esquire
MARTZ & GAILEY LLP
96 South George Street
Suite 430
York, Pennsylvania 17401
(717) 852-8379
Supreme Court Number: 31097
GERI RIGG and EDWARD
BURTON, JR., Individually and as
Husband and Wife,
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiffs
: NO. 04-2042
v.
: CIVIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
: JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
I hereby certi!& that I have sent a true and correGt copy of the Notice of
Deposition, this ___5" day of Cj" I J, (f ,2005, by First Class United States Mail to
the following:
Donald L. Carmelite, Esquire
MARSHALL, DENNEHEY, WARNER, COLEMAN & GOGGIN
4200 Crums Mill Road
Suite B
Harrisburg, PA 17112
Respectfully submitted,
He!1~~s~
MARTZ AND GAILEY
96 South Georg!~ Street
Suite 430
York, Pennsylvania 17401
(717) 852-8379
ID# 31097
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GERI RIGG and EDWARD
BURTON, JR., Individually and as
Husband and Wife,
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiffs
NO. 04-2042
v.
CIVIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
JURY TRIAL DEMANDED
PRAECIPE TO WITHDRAW LOSS OF CONSORTIUM CLAIM
In accordance with the enclosed praecipe I authorization provided by Plaintiff
Edward Burton Jr., please withdraw Mr. Burton's claim for loss of consortium in the
above referenced action and remove Mr. Burton's name from the caption of the case.
The case caption, hereafter, should read as: Geri Rigg vs. Kelly E. Lindgren. Count
two representing loss of consortium is hereby withdrawn.
Respectfully Submitted:
MARTZ & GAILEY, LLP
~'j<'~'N lar H2f.fi~U:j,~
96 South George Street
Suite 430
York, PA 17401
(717) 852-8379
I.D. Number: 31097
GERI RIGG and EDWARD
BURTON, JR., Individually and as
Husband and Wife,
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiffs
: NO. 04-2042
v.
: CIVIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
: JURY TRIAL DEMANDED
Praecipe to Remove Edward Burton, Jr.
as Party to Above Action
This certifies that I, Edward Burton, Jr., authorize Attorney Herman A. Gailey, III,
to withdraw my claim for loss of consortium in the above referenced case.
r;//7l s
Date
~Jz~.
E urton
,.
.'
GERI RIGG and EDWARD
BURTON, JR., Individually and as
Husband and Wife,
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiffs
NO. 04-2042
v.
CIVIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE;,
I hereby certify that I have this dL/-& day of k~, 2005 served a true
and correct copy of the foregoing Praecipe to Withdraw LilSS of Consortium Claim on
the following individual as set forth below by first class, United States pre-paid postage:
Donald L. Carmelite, Esquire
MARSHALL, DENNEHEY, WARNER, COLEMAN & GOGGIN
4200 Crums Mill Road
Suite B
Harrisburg, PA 17112
Respectfully Submitted:
MARTZ & GAILEY, LLP
ot~ ff~i
dL/. Jt{))
.
H~:1 !~~re
96 South George Street
Suite 430
York, PA 17401
(717) 852-8379
1.0. Number: 31097
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POWELL, TRACHTMAN, LOGAN,
CARRLE, & LOMBARDO, P.c.
BY: Bruce D. Lombardo, Esquire
Francis G. LaRocca, Esquire
Attorney J.D. Nos. 03583, 51282
475 Allendale Road, Suite 200
King of Prussia, P A 19406
Tel: 610-354-9700/ Fax: 610-354-9760
Attorneys for Defendant, Foreman
Architects-Engineers, Inc.
MOSE ATHERTON
v.
COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY,
PENNSYLVANIA
R. S. MOWERY AND SONS, INC. and
FOREMAN ARCHITECTS-ENGINEERS,
INC., DEFENDANTS
NO. 04-2122
JURY TRIAL DEMANDED
v.
DAVID M. MAINES ASSOCIATES, INC.,
ADDITIONAL DEFENDANT
PRELIMINARY OBJECTIONS OF DEFENDANT, FOREMAN ARCHITECTS _
ENGINEERS, INC. TO THE PRELIMINARY OBJECTIONS OF ADDITIONAL
DEFENDANT. DAVID M. MAINES ASSOCIATES. INC.
Defendant, Foreman Architects Engineers, Inc. ("Forem,m"), by and through its attorneys,
Powell, Trachtman, Logan, Carrie & Lombardo, P.C., hereby fil,~s these Preliminary Objections to
the Preliminary Objections of Additional Defendant, David M. Maines Associates, Inc. ("Maines"),
pursuant to Pa.R.C.P. 1028 (a)(2) and in support thereof avers the following:
I. Preliminary Objections to Maines' Untimely Preliminary Objections
1. Additional defendant, Maines' preliminary objections to the Complaint of
Defendant, Foreman Architects Engineers, Inc. Directed to David ("Joinder Complaint") must be
overruled and dismissed with prejudice. Not only did Maines untimely file its preliminary
objections, fifty-nine (59) days after it was served with JLG's Joinder Complaint, but Maines
KOP:320338vl 4082-02
also failed to seek permission from the court or to reach an agreement with JLG, permitting it to
file its preliminary objections late.
2. On May 24, 2005, Additional Defendant, David M. Maines Associates, Inc. was
served with the Joinder Complaint, joining Maines as an additional defendant. A copy of the
Foreman's Joinder Complaint and the sheriffs return of service on Maines are incorporated
herein by reference and are attached hereto respectively as Exhibits "A" and "B."
3. On June 8, 2005, counsel entered his appearance on behalf of Maines.
4. Counsel for Maines never sought an agreement with counsel for Foreman to
extend the time within which to answer the Joinder Complaint.
5. On August 11,2005, Maines, fifty-nine (59) days after its response to the Joinder
Complaint was due, filed Preliminary Objections to the Joinder Complaint of Defendant,
Foreman Architects Engineers, Inc. A copy of the letter of Maines ' preliminary objections and
the letter of its counsel filing the preliminary objections are incorporated herein by reference and
are attached hereto respectively as Exhibits "c" and "D."
6. Pa.R.C.P. 1028 (a)(2) states in relevant part that "[p Jreliminary objections may be
filed by any party to any pleading" and may be based on a "failure of a pleading to conform to
law or rule of court."
7. Pa.R.C.P. 1026 (a) provides in relevant part that "every pleading subsequent to
the complaint shall be filed within twenty days after service of the preceding pleading. . . ."
5. Pa.R.C.P. 1003 states in relevant part that rules "relating to. .. the time for filing
or serving pleadings may be waived by agreement of the parties. The court on cause shown may
extend or shorten the time within which pleadings shall be filed. . . ."
KOP:320338vl 4082-02
6. Pa.R.C.P. 201 provides that" [a]greements of attorneys relating to the business of
the court shall be in writing."
7. Pa.R.C.P. 248 states in relevant part that the "time prescribed by any rule of civil
procedure for the doing of any act may be extended or shortened by written agreement of the
parties or by order of the court."
8. "When a party moves to strike a pleading, the party who files the untimely
pleading must demonstrate just cause for the delay." Peters Creek Sanitarv Auth. v. Welch, 545
Pa. 309, 314, 681 A.2d 167,170 (1996).
9. Preliminary Objections filed twenty-five (25) days after service of the Complaint
were untimely filed under Rule 1026 and must be dismissed. Commw. Dept. of Environmental
Resources v. Morcoal Co., 419 A.2d 821,822 (Pa. Commw. 1980).
10. In this case, the additional defendant, Maines, did not file its Preliminary
Objections to the defendant's Joinder Complaint until fifty-nine (59) days after service of the
Joinder Complaint on Maines, thereby violating Pa.R.C.P. 1026 (a) that requires that preliminary
objections be filed within twenty days of the filing of the complaint.
11. In this case, Maines failed to show cause to the court or to reach an agreement
with JLG to extend the time within which to file its preliminary objections.
WHEREFORE, Defendant, Foreman Architects Engineers, Inc., respectfully requests that
this Court issue an Order, denying the Preliminary Objections of Additional Defendant, David
M. Maines Associates, Inc., to the Joinder Complaint of Defendant, David M. Maines Associates,
Inc., and dismissmg them with prejudice; and directing Additional Defendant, David M. Maines
Associates, Inc., to serve an answer to the Complaint of Defend,mt, Foreman Architects Engineers,
KOP:320338vI4082-02
Inc., Directed to Additional Defendant, David M. Maines Associates, Inc., within twenty (20) days
of the date of the Court's Order.
II. Preliminary Objections for Failure of Maines' Preliminary Objections to Conform
to Law
12. Additional defendant, Maines' preliminary objections in the nature of demurrers
to Foreman's Joinder Complaint must also be overruled and dismissed with prejudice for failure
to conform to law. By asking the court to decide issues of fact raised in its preliminary
objections, which cannot be resolved without taking extensive: discovery, Maines is asking the
court to ignore a well settled tenet of the law which requires a court in deciding a demurrer to
consider only the well-pleaded material facts set forth in the complaint, as well as all inferences
reasonably deducible therefrom.
13. When reviewing preliminary objections in the form of a demurrer, the court must
"accept as true every relevant fact sufficiently averred in the plaintiffs' complaint together with
every inference favorable to the non-moving party which is fairly deductible therefrom." Baker
v. Cambridge Chase, Inc., 1999 Pa. Super 9,16,725 A.2d 757,764 (1999).
14. "[A] preliminary objection in the nature of a demurrer should be sustained only in
cases that clearly and without a doubt fail to state a claim for which relief may be granted. Baker
v. Cambridge Chase. Inc., 1999 Pa. Super at 16,725 A.2d at 764.
15. In paragraph 18 of its Preliminary Objections, Maines avers that at trial, Foreman
could not be held liable for the acts or omissions of Maines.
16. Maines' averment that Foreman carmot be held Iliable for the acts or omissions of
Maines is not a fact averred in Foreman's Joinder Complaint and thereby creates an issue of fact
that precludes the granting of a demurrer.
KOP:320338vl 4082-02
17. In paragraph 23 of its Preliminary Objections, Maines indicates that it attached a
copy of Maines' insurance policy endorsement for "Automatic Additional Insureds" as Exhibit
"A" but has failed to attach a copy of the document to the wpy of the Maines' Preliminary
Objections served on Foreman in violation ofPa. R. C. P. 1Ol9(i).
18. Regardless of the contents of the Maines' policy endorsement, Maines attachment
of the alleged endorsement, creates an issues of fact and of law as to whether or not Maines has
breached its contract to insure Foreman, in that Article 11, se:ction 11.1.1 of Maines' contract
requires Maines to purchase and maintain such insurance as will protect Maines, and Foreman as
an additional insured, from "claims for damages because of bodily injury. .. ofthe Contractor's
[here Maines] employees." See Exhibit "G," of Exhibit "A" attached hereto. There is no
evidence of record as to whether Maines' insurance company has agreed to provide Foreman
with insurance that will protect it from claims of damages beeause of bodily injury to Maines'
employees.
19. Maines is essentially going beyond the four comers of the Joinder Complaint and
asking the court to consider facts which are not of record and therefore are not competent
evidence upon which the court may base a decision granting a demurrer. Maines has raised
issues offact and law in its Preliminary Objections that preclude the court from finding without a
doubt that Foreman failed to state a cause of action for which relief may be granted.
20. Further, Maines, without citing the applicable law, appears to be asking the Court
to grant demurrers to Counts I and II of the Joinder Complaint based on the argument that the
indemnification provisions of the Maines' contract do not constitute an exception to Maines'
Workers' Compensation Act immunity from third party actions,
KOP:320338vl 4082-02
21. The indemnification language whereby Maines agrees to indemnify Foreman
shows a clear intent of Maines to indemnify Foreman against claims by employees of Maines,
caused by Maines and/or by Foreman and therefore constitutes an exception to Maines'
Workers' Compensation Act immunity from suit by Foreman. ;See, Vasaturo v. Nason & Cullen
Inc., 61 Pa. D & C. 4th 332, 333 (C.C.P. Phila. 2001).
WHEREFORE, Defendant, Foreman Architects Engineers, Inc., respectfully requests that
this Court issue an Order, denying the Preliminary Objections of Additional Defendant, David
M. Maines Associates, Inc., to the Joinder Complaint of Defendant, David M. Maines Associates,
Inc., and dismissing them with prejudice; and directing Additional Defendant, David M. Maines
Associates, Inc.. to serve an answer to the Complaint of Defend,mt, Foreman Architects Engineers,
Inc., Directed to Additional Defendant, David M. Maines Associates, Inc., within twenty (20) days
of the date of the Court's Order.
POWELL, TRACHTMAN, LOGAN, CARRLE,
& LOMBARDO, P.C.
BY: /?rtt<-d- pJtli~~L(f--
BRUCE D. LOMB 0
FRANCIS G. LAROCCA
Attorneys for Defendant,
Foreman Architects Engineers
Dated: /j1.U~ --z.t:; "ZoCX:;
,-: J
KOP:320338vI4082-02
VERIFICATION
Bruce D. Lombardo, Esquire, hereby states that he is thf: attorney for Defendant, Foreman
Architects-Engineers, Inc., in the foregoing matter, that he is authorized to execute this Verification
and verifies that the statements made in the foregoing Preliminary Objections of Defendant,
Foreman Architects-Engineers, Inc. to the Preliminary Objections of Additional Defendant, David
M. Maines Associates, Inc., are true and correct to the best of his knowledge, information and
belief.
The undersigned understands that the statements herein made are subject to the penalties
relating to the unsworn falsification to authorities.
Bru&~j2:i~~G~
DATED: [lVvCr-i u:;; '-OCt)
KOP:320338vl 4082-02
CERTIFICATION OF SERVICE
I, Francis G. LaRocca, hereby certify that on this date a true and correct copy of the
foregoing was served upon all parties in the above-captioned action via first-class mail, postage
prepaid, addressed as follows:
Karl J. Januzzi, Esquire
Shollenberger & Januzzi, LLP
2225 Millenium Way
Enola, PA 17025
717-728-3200
fax 717-728-3400
Attorney for Plaintiff
Donald M. Desseyn, Esquire
Suite 103
4999 Louise Drive
Mechanicsburg, PA 17055
Phone: 717-791-0400
Fax: 717-791-0524
Attorney for Defendant,
RS. Mowery and Sons, Inc.
C. Kent Price,
Thomas, Thomas & Hafer LLP
305 North Front Street
P.O. Box 999
Harrisburg, PA 17108
POWELL, TRACHTMAN, LOGAN,
CARRLE & LOMBARDO, P.C.
By:
~~~~-C<_(
Fnincis G. LaRocca, squire
Attorney for Defendant,
Foreman Architects-Engineers, Inc.
Date: ti~L ~ 200<:;
POWELL, TRACHTMAN, LOGAN,
CARRLE, & LOMBARDO, P.C.
BY: Bruce D. Lombardo, Esquire
Francis G. LaRocca, Esquire
Attorney J.D. Nos. 03583, 51282
475 Allendale Road, Suite 200
King of Prussia, P A 19406
Tel: 610-354-9700/ Fax: 610-354-9760
Attorneys for Defendant, Foreman
Architects-Engineers, Inc. (properly known
as Foreman Architects Engineers)
v.
COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY,
PENNSYLVANIA
MOSE ATHERTON
R. S. MOWERY AND SONS, INC. and
FOREMAN ARCHITECTS-ENGINEERS,
INC., DEFENDANTS
NO. 04-2122
JURY TRIAL DEMANDED
v.
DAVID M. MAINES ASSOCIATES, INC.,
ADDITIONAL DEFENDANT
MEMORANDUM IN SUPPORT OF THE PRELIMINARY OBJECTIONS
OF DEFENDANT, FOREMAN ARCHITECTS -ENGINEERS, INC. TO
THE PRELIMINARY OBJECTIONS OF ADDITIONAL DEFENDANT,
DAVID M. MAINES ASSOCIATES. INC.
Defendant, Foreman Architects Engineers, Inc. ("Forem[m"), by and through its attorneys,
Powell, Trachtman, Logan, Carrie & Lombardo, P.c., hereby file:s this Memorandum in Support of
the Preliminary Objections of Defendant, Architects-Engineers, Inc. to the Preliminary Objections
of Additional Defendant, David M. Maines Associates, Inc. ("Maines"), pursuant to Pa.R.C.P. 1028
(a)(2) and in support thereof avers the following:
I. STATEMENT OF FACTS
Plaintiff in his Amended Complaint alleged that on September 12, 2002, he was
employed by David M. Maines Associates, Inc., which had a wntract to perform roofing work
on buildings in the high school complex owned by the Carlisle Area School District at 623 West
KOP:320338vI4082-02
Penn Street, Carlisle, Pennsylvania, and was removing portions of the old roof on one of the
buildings when a section of the old roof broke away, causing the him to fall to the ground below
and to sustain injuries.
Prior to the plaintifP s alleged accident, Maines entered into a contract with the Carlisle
Area School District. Relevant portions of the Maines/School District Contract are attached to
Foreman's Joinder Complaint a copy of which is incorporated herein by reference and is attached
hereto as Exhibits "A."
The relevant portions of the indemnification provisions of the Maines/School District
Contract are as follows:
3.18.1 To the fullest extent permitted by law, the Contractor shall
indemnify and hold harmless the Owner, Construction Manager,
Architect, Construction Manager and consultants, agents and
employees of any of them from and against claims, damages,
losses and expenses, including but not limited to, attorneys' fees
and defense costs, arising out of or resulting from performance of
the Work, but only to the extent caused in whole or in part by the
acts or omissions of the Contractor, a Subcontractor, anyone
directly or indirectly employed by them or anyone for whose acts
or omissions they may be liable, regardless of whether or not such
claim, damage, loss or expense is caused in part by a party
indemnified hereunder. Such obligation shall not be construed to
negate, abridge or reduce other rights or obligations of indemnity
which would otherwise exist as to a party or person described in
this Paragraph 3.18. The Contractor agrees to and does hereby
assume on behalf of the Owner, Architect, and Construction
Manager the defense of any action at law or in equity which may
be brought against such indemnities, upon their demand, the
amount of any judgment that may be entf:red against such
indemnities in any such action
3.18.2 In claims against any person or entity indemnified under
this Paragraph 3.18 by an employee of the Contractor, a
Subcontractor, anyone directly or indirectly employed by them or
anyone for whose acts they may be liable, the indemnification
obligation under this Paragraph 3.18 shall not be limited by a
limitation on amount or type of damages, compensation or benefits
payable by or for the Contractor or a Subcontraetor under workers
KOP:320338vl 4082-02
compensation acts, disability benefit acts or other employee benefit
acts.
See Exhibit "A" and the exhibits attached thereto as Exhibits "F" and "G.
On May 24, 2005, Foreman served Maines with the Joinder Complaint, joining Maines as
an additional defendant. A copy of the sheriffs return of service on of Foreman's Joinder
Complaint on Maines is incorporated herein by reference and is attached hereto as Exhibit "B."
On June 8, 2005, counsel entered his appearance on behalf of Maines. Counsel for
Maines never sought an agreement with counsel for Foreman to extend the time within which to
answer the Joinder Complaint.
On August 11, 2005, Maines, fifty-nine (59) days after its response to the Joinder
Complaint was due, filed Preliminary Objections to the Joinder Complaint of Defendant,
Foreman Architects Engineers, Inc. A copy of the letter of Maines' preliminary objections and
the letter of its counsel filing the preliminary objections are incorporated herein by reference and
are attached hereto respectively as Exhibits "F" and "G."
II. ARGUMENT
I. Preliminary Objections to Maines' Untimely Preliminary Objections
Additional defendant, Maines' preliminary objections to the Complaint of Defendant,
Foreman Architects Engineers, Inc. Directed to David ("Joindf:r Complaint") must be overruled
and dismissed with prejudice. Not only did Maines untimely file its preliminary objections,
fifty-nine (59) days after it was served with JLG's Joinder Complaint, but Maines also failed to
seek permission from the court or to reach an agreement with JLG, permitting it to file its
preliminary objections late.
KOP:320338vl 4082-02
Pa.R.C.P. 1028 (a)(2) states in relevant part that "[p]reliminary objections may be filed
by any party to any pleading" and may be based on a "failure of a pleading to conform to law or
rule of court." Pa.R.C.P. 1026 (a) provides in relevant part that '''every pleading subsequent to
the complaint shall be filed within twenty days after service of the preceding pleading. . .."
Pa.R.C.P. 1003 states in relevant part that rules "relating to . .. the time for filing or
serving pleadings may be waived by agreement of the parties. The court on cause shown may
extend or shorten the time within which pleadings shall be fikd . . .." Pa.R.C.P. 201 provides
that" [a]greements of attorneys relating to the business of the court shall be in writing."
Pa.R.C.P. 248 states in relevant part that the "time prescribed by any rule of civil procedure for
the doing of any act may be extended or shortened by written agreement of the parties or by
order of the court."
"When a party moves to strike a pleading, the party who files the untimely pleading must
demonstrate just cause for the delay." Peters Creek Sanitarv Auth. v. Welch, 545 Pa. 309, 314,
681 A.2d 167, 170 (1996).
Preliminary Objections filed twenty-five (25) days aft'~r service of the Complaint were
untimely filed under Rule 1026 and must be dismissed. C'ommw. Dept. of Environmental
Resources v. Morcoal Co., 419 A.2d 821, 822 (Pa. Commw. 1980).
In this case, the additional defendant, Maines, did not file its Preliminary Objections to
the defendant's Joinder Complaint until fifty-nine (59) days after service of the Joinder
Complaint on Maines, thereby violating Pa.R.C.P. 1026 (a) that requires that preliminary
objections be filed within twenty days of the filing of the complaint. In this case, Maines failed
to show cause to the court or to reach an agreement with JLG to extend the time within which to
KOP:320338vI4082-02
file its preliminary objections.
Thus, the court should issue an order denying Maines'
Preliminary Objections and dismissing them with prejudice because they were untimely filed.
II. Preliminary Objections for Failure of Maines' Preliminary Objections to Conform
to Law
Additional defendant, Maines' preliminary objections in the nature of demurrers to
Foreman's Joinder Complaint must also be overruled and dismissed with prejudice for failure to
conform to law pursuant to Pa.R.C.P. 1028 (a)(2). By asking the court to decide issues of fact
raised in its preliminary objections, which cannot be resolved without taking extensive
discovery, Maines is asking the court to ignore a well settled tenet of the law which requires a
court in deciding a demurrer to consider only the well-pleaded material facts set forth in the
complaint, as well as all inferences reasonably deducible therefrom.
When reviewing preliminary objections in the form of a demurrer, the court must "accept
as true every relevant fact sufficiently averred in the plaintiffs' complaint together with every
inference favorable to the non-moving party which is fairly deductible therefrom." Baker v.
Cambridge Chase. Inc., 1999 Pa. Super 9, 16, 725 A.2d 757, 764 (1999). "[A] preliminary
objection in the nature of a demurrer should be sustained only in cases that clearly and without a
doubt fail to state a claim for which relief may be granted. Baker v. Cambridge Chase. Inc.,
1999 Pa. Super at 16, 725 A.2d at 764
In paragraph 18 of its Preliminary Objections, Maines avers that at trial, Foreman could
not be held liable for the acts or omissions of Maines. Maines' averment that Foreman carmot be
held liable for the acts or omissions of Maines is not a fact averred in Foreman's Joinder
Complaint and thereby creates an issue of fact that precludes thf: granting of a demurrer.
In paragraph 23 of its Preliminary Objections, Maines indicates that it attached a copy of
Maines' insurance policy endorsement for "Automatic Additional Insureds" as Exhibit "A" but
KOP:320338vI4082-02
has failed to attach a copy of the document to the copy of the Maines' Preliminary Objections
served on Foreman in violation ofPa. R. C. P. 1019(i).
Regardless of the contents of the Maines' policy endorsement, Maines attachment of the
alleged endorsement, creates issues of fact and of law as to whether or not Maines has breached
its contract to insure Foreman in that Article 11, section 11.1.1 of Maines' contract requires
Maines to purchase and maintain such insurance as will protect Maines, and Foreman as an
additional insured, from "claims for damages because of bodily injury. .. of the Contractor's
[here Maines] employees." See Exhibit "G," to Foreman's Complaint against Maines. There is
no evidence of record as to whether Maines' insurance company has agreed to provide Foreman
with insurance that will protect it from claims of damages because of bodily injury to Maines'
employees.
Maines is essentially going beyond the four corners of the Joinder Complaint and asking
the court to consider facts which are not of record and therefore are not competent evidence upon
which the court may base a decision granting a demurrer. Maines is thereby creating doubts
which preclude the court from finding as a matter of law that Foreman has failed to state a cause
of action for which relief may be granted.
Further, Maines, without citing the applicable law, appears to be asking the Court to grant
demurrers to Counts I and II of the Joinder Complaint based on the argument that the
indemnification provisions of the Maines' contract do not constitute an exception to Maines'
Workers' Compensation Act immunity from third party actions.
Although it is believed that Maines was the plaintiffs employer at the time of his alleged
accident. Maines' immunity from a third party action by Foreman which is provided by the
KOP:320338vl 4082-02
Pennsylvania Workers' Compensation Act, section 303, 77 P.S. S 481, has been waived by
Maines pursuant to section 303 of the Act, 77 P.S. S 481 (b).
Section 303, 77 P.S. S 481 (b) of the Workers' Compensation Act states the employer
"shall not be liable to a third party for damages, contribution, or indemnity in any action at law,
or otherwise, unless liability for such damages, contributions or indemnity shall be expressly
provided for in a written contract entered into by the party alleged to be liable prior to the date of
the occurrence which gave rise to the action." "[I]n order for an employer to be held liable in
indemnification for injuries to its own employees caused by the negligence of the indemnitee,
there must be an express provision for this contingency in the indemnification clause." Bester v.
Essex Crane Rental Com., 619 A.2d 304, 308 (1993). "[I]f the indemnification agreement is
clear and includes indemnification in the event of either the indemnitee's or the employer's own
negligence, its enforceability does not require that the employer, in addition, expressly and in
haec verba waive the immunity provided by Section 48l(b) of the Workmen's Compensation
Act" but the "intent to indemnify against claims by employees of the alleged indemnitor,
however, must clearly appear from the terms of the agreement." Bester, 619 A.2d at 307.
Section 3.18.1 of the Maines/School District contract essentially states that Maines shall
indemnify Foreman to the fullest extent permitted by law from and against claims, damages,
losses and expenses, including but not limited to, attorneys' fees and defense costs, arising out of
or resulting from performance of Maines' work, but only to the extent caused in whole or in part
by the acts or omissions of Maines regardless of whether or not such claim, damage, loss or
expense is caused in part by a party indemnified hereunder. The indemnification language
whereby Maines agrees to indemnify Foreman shows a clear intent of Maines to indemnify
KOP:320338vI4082-02
Foreman against claims by employees of Maines, caused by Maines and/or by Foreman. See,
Vasaturo v. Nason & Cullen Inc., 61 Pa. D & C. 4th 332, 333 (C.C.P. Phila. 2001).
Thus, the court should issue an order denying Maines' Preliminary Objections and
dismissing them with prejudice. Maines' alleged demurrers do not conform to law in that the
substantial issues of fact and law raised by Maines in its demurrers create doubt, which must
preclude the court from granting Maines' Preliminary Objections.
III. CONCLUSION
Defendant, Foreman Architects Engineers, Inc., respectfully requests that this Court issue
an Order, denying the Preliminary Objections of Additional Defendant, David M. Maines
Associates, Inc., to the Joinder Complaint of Defendant, David M. Maines Associates, Inc., and
dismissing them with prejudice; and directing Additional Defendant, David M. Maines
Associates, Inc., to serve an answer to the Complaint of Defendant, Foreman Architects Engineers,
Inc., Directed to Additional Defendant, David M. Maines Associates, Inc., within twenty (20) days
of the date of the Court's Order.
POWELL, TRACHTMAN, LOGAN, CARRLE,
& LOMBARDO, P.c.
BY:~ D. ;to'lVL~c&-
UCE D. LOMBARDO
FRANCIS G. LAROCCA
Attorneys for Defendant,
Foreman Architects Engineers
Dated: ty 7..h 7-00C;
I
KOP:320338vl 4082-02
I
"
i.fOISJ,-D~
pUr
POWELL, TRACHTMAN, LOGAN,
CARRLE, & LOMBARDO, P.c.
BY: Bruce D. Lombardo, Esquire
Francis G. LaRocca, Esquire
Attorney J.D. Nos. 03583, 51282
475 Allendale Road, Suite 200
King of Prussia, P A 19406
Tel: 610-354-9700/ Fax: 610-354-9760
\
MOSE ATHERTON
Attomeys for Defendant, Foreman
Architects..Engineers, Inc. (properly known
as Foreman Architects Engineers)
v.
COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY,
PENNSYLVANIA
R. S. MOWERY AND SONS, INC. and
FOREMAN ARCHITECTS-ENGINEERS,
INC.
NO. 04-2122
JURY TRIAL DEMANDED
COMPLAINT OF DEFENDANT, FOREMAN ARCHITECTS -
ENGINEERS, INC. DIRECTED TO ADDITIONAL
DEFENDANT. DAVID M. MAINES ASSOCIATES. INC.
NOTICE
YOU HAVE BEEN SUED IN COURT. If you wish to defend against the claims set forth in the
following pages, you must take action within twenty (20) days after this Complaint and Notice
are served, by entering a written appearance personally or by attorney and filing in writing with
the Court your defenses or are warned that if you fail to do so the case may proceed without you
and a judgment may be entered against you by the Court without further notice for any money
claimed in the Complaint or for any other claim or relief requested by the Plaintiff. You may
lose money or property or other rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT
HAVE A LAWYER GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW. THIS
OFFICE CAN PROVIDE YOU WITH INFORMATION ABOUT HIRING A LAWYER.
....,
r'" c;:J
IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAY BE ABLEct-O i:i\
PROVIDE YOU WITH INFORMATION ABOUT AGENCIES THAT MA Y OFFER;~EGAr;
SERVICES TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE. ' ". -<:
CUMBERLAND COUNTY BAR ASSOCIATION
32 South Bedford Street
Carlisle, Pennsylvania
(717) 249-3166
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KOP,305578v34082-02
POWELL, TRACHTMAN, LOGAN,
CARRLE, & LOMBARDO, P.C.
BY: Bruce D. Lombardo, Esquire
Francis G. LaRocca, Esquire
Attorney J.D. Nos. 03583, 51282
475 Allendale Road, Suite 200
King of Prussia, PA 19406
Tel: 610-354-9700/ Fax: 610-354-9760
Attorneys for Defendant, Foreman
Architects-Engineers, Inc. (properly known
as Foreman Architects Engineers)
v.
COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY,
PENNSYLVANIA
MOSE ATHERTON
R. S. MOWERY AND SONS, INC. and
FOREMAN ARCHITECTS-ENGINEERS,
INC.
NO. 04-2122
JURY TRIAL DEMANDED
COMPLAINT OF DEFENDANT, FOREMAN ARCHITECTS -
ENGINEERS, INC. DIRECTED TO ADDITIONAL
DEFENDANT. DAVID M. MAINES ASSOCIATES. INC.
Defendant, Foreman Architects - Engineers, Inc., by and through its attorneys, Powell,
Trachtman, Logan, Carrie & Lombardo, P.C., hereby files this Complaint directed to Additional
Defendant, David M. Maines Associates, Inc. and in support thereof avers as follows:
1. The plaintiff, Mose Atherton, is an adult individual currently residing at 610 Pin
Oak Lane, Mount Union, Huntingdon County, Pennsylvania 17066.
2. Defendant, R. S. Mowery and Sons, Inc. is a Pennsylvania business corporation
with its principal place of business at 625 Hamilton Street, Carlisle, Cumberland County,
Pennsylvania, 17013 where it carries on continuous and systematic parts of its general business
in Pennsylvania.
3. Defendant, Foreman Architects - Engineers, Inc. is a Pennsylvania corporation
with a principal place of business at 525 West New Castle Street, Zelienople, Butler County,
KOP:305578v34082-02
Pennsylvania 16063 where it carrie8 on continuous and systematic parts of its general business
in Pennsylvania.
4. Additional Defendant, David M. Maines Associates, Inc., is a Pennsylvania
corporation with its principal place of business at 10 Expansion Drive, Lewistown, Mifflin
County, Pennsylvania 17044 where it carries on continuous ,md systematic parts of its general
business in Pennsylvania.
5. At aU times relevant to the plaintiffs incident, Maines acted or failed to act by
and through their independent contractors, agents, servants, workmen and/or employees acting
within the course and scope oftheir employment.
6. Plaintiff, Mose Atherton, filed a Complaint, which named R. S. Mowery and
Sons, Inc. and Foreman Architects - Engineers, Inc. as defendants on May 12, 2004. See
Exhibit" A," a copy of plaintiff s Complaint.
7. On May 28, 2004, Mowery filed Preliminary Objections to plaintiffs Complaint.
Foreman was not served with a copy of Mowery's Preliminary Objections.
8. Plaintiff filed his Amended Complaint with the court on June 15, 2004. See
Exhibit "B," a copy of plaintiffs Amended Complaint.
9. Mowery filed its Answer with New Matter to plaintiffs Amended Complaint on
August 12,2004. See Exhibit "c."
10. Foreman filed its Answer with New Matter and New Matter Cross-claims on or
about March 4,2005. See Exhibit "D."
11. In its Amended Complaint the plaintiff alleged that on September 12, 2002, he
was employed by David M. Maines Associates, Inc., which had a contract to perform roofing
work on buildings in the high school complex owned by the: Carlisle Area School District at
KOP:305578v34082-02
,
623 West Penn Street, Carlisle, Pennsylvania, and was removing portions of the old roof on one
of the buildings when a section of the old roof broke away, causing the him to fall to the ground
below and to sustain injuries. See Exhibit "B," ~~ 4-6.
12. Plaintiff further alleged in its Amended Complaint that Foreman was the architect
for the construction project where the plaintiff was injured and that his injuries were the result
of Foreman's negligence. See Exhibit "B," ~~ 3, 19.
13. Defendant, Foreman, incorporates by reference for the purp08e of this Complaint
only and without admitting the truth of the averments contained therein, the allegations of
plaintiff's Amended Complaint, which it filed on May 12, 2004. See Exhibit "B," a copy of
plaintiff's Amended Complaint.
COUNT I. NEGLIGENCE
14. Foreman incorporates by reference herein the averments of paragraphs 1 through
13 above as if fully set forth at length.
15. Article 2 of the Maines/School District Contract states that Maines shall execute
the entire Work described in the Contract Documents for Contract Number 98146-403, Roofing
Construction. See Exhibit "E," Standard Form of Agreement, Article 2.
16. Maines' work pursuant to the Maines/School District Contract includes the work
described by and incorporated into the Contract at Article 9 and which is described as the
Supplementary and other Conditions of the Contract that are contained in the Project Manual
dated 21 September 2000, the Specifications contained in the Project Manual, the Drawings,
and the Addenda. See Exhibit "E," Standard Form of Agreement, Article 9.
17. The Maines/School District Contract, including especially the Specifications and
the Addenda in the Project Manual, including but not limited to Sections 02073, 07220, and
KOP:305578v34082-02
07410 of the Specifications, indicate that Maines contracted with the School District to perform
among other things demolition, repairs, replacement, and installation of all or part of the roof
where the plaintiff's alleged accident occurred. See Exhibit "G," Supplementary Conditions.
18. Pursuant to the terms and conditions of Maines/School District Contract, Maines
was solely responsible for and was to have control ove'r construction means, methods,
techniques, sequences and procedures in connection with the work, including the work
performed by plaintiff. See Exhibit "F," General Conditions, Article 3, Section 3.3.l.
19. The Maines/School District Contract, including especially the General
Conditions, Article 10 and the Document 00800, Supplementary Conditions, Article 10, found
in the Project Manual indicate that Maines shall take reasonable precautions for safety of
employees on the Work and other persons who may be affected thereby which should include
complying with safety laws and regulations, posting danger signs, promulgating safety
regulations, designating a member of its organization whose duty shall be the prevention of
accidents, preparing and following a project safety program 2IIld educating each new employee
of OSHA regulations. See Exhibit "F," relevant parts of the General Conditions, Article 10 and
Exhibit "G," the Supplementary Conditions.
20. The terms and conditions of the Maines/School District Contract state that Maines
was responsible for initiating, maintaining and supervising an safety precautions and programs
in the workplace and was to take reasonable precautions for safety of employees performing the
Maines' work on the job site and other persons who may be affected thereby. See Exhibit "F,"
General Conditions, Article 10, Section 10.2.1; Exhibit "G", Article 10, Section 10.1.1.
21. Before and at the time of the plaintiffs alleged accident, Maines controlled and
was in possession and/or shared control and possession with Carlisle Area School District of
KOP:305578v34082-02
the building and/or roof at School District location at 623 West Penn Street, Carlisle,
Pennsylvania where the plaintiffs alleged accident occurred.
22. Before the plaintiffs alleged incident, Maines inspected and/or had a duty to
inspect the roof where the plaintiff s alleged accident occurre:d, hereinafter referred to as the
roof.
23. Before and at the time of the plaintiffs alleged accident, Maines had a duty to
verify that all parts of the roof was securely fastened to the existing structure prior to roof
installation.
24. Before and at the time of the plaintiffs alleged accident, Maines had a duty to
notify Foreman and/or Mowery if loose, deteriorated, damaged, weakened, or broken portions
ofthe roofthat it found.
25. Before the plaintiff's alleged incident, Maines worked on and near the roof and
the alleged dangerous condition. Said work included the dem01lition and removal of portions of
the roof surface, the installation of the roofing materials and the construction of the roof.
26. Before and at the time of the plaintiffs allege:d accident, Maines controlled,
supervised, and directed the work, including the mean and methods, performed by the plaintiff,
at and/or near roof and/or the alleged dangerous condition.
27. Before the plaintiff's alleged incident, Maim~s supervised, directed and/or
instructed other contractors or construction workers on the construction site on the means and
methods, which they used at and/or near the roof and/or the alleged dangerous condition.
28. Before and at the time of the plaintiffs alleged a,;cident, Maines knew or should
have known that the plaintiff and other workers were working or located at and/or near the roof
and/or the alleged dangerous condition.
KOP:305578v34082-02
29. At all times before the alleged incident occurred" Maines knew or by the exercise
of reasonable care should have known of or discovered the existence of the alleged dangerous
condition alleged by the plaintiff at and/or near the roof.
30. At all times before the alleged incident occum:d, Maines knew or should have
known that the alleged dangerous condition alleged by the plaintiff posed an unreasonable risk
of harm to the construction workers working on or near the roof.
31. At all times before the alleged incident occUlTed, should have expected that
neither the plaintiff nor the other construction workers would discover or realize the alleged
dangerous condition of the roof or would fail to protect themse:lves against it.
32. Before and at the time ofthe plaintiffs alleged accident, Maines employed a least
one person who was responsible for safety at the construction site and who had or assumed the
responsibility to inspect the construction site, including the roof for dangerous or unsafe
conditions, to warn construction workers and the owner of the construction site of dangerous or
unsafe conditions, and to remedy or remediate dangerous or unsafe conditions at the
construction site.
33. Before and at the time of the plaintiffs alleged accident, if the use of
conventional fall protection means and equipment were infeasible or would create a greater
hazard, Maines was required to develop and implement an alternative fall protection plan.
34. Foreman hereby incorporates the averments of paragraphs 1 through 33 above and
III light of those averments believes and thus avers that before and/or at the time of the
plaintiffs alleged incident, additional defendant, Maines caused the plaintiffs injuries and
damages by its negligent, careless and reckless acts and omissions, which are described as
follows:
KOP:305578v34082-02
a. failing to inspect or have inspected the construetion site to discover the alleged
dangerous condition of the roof;
b. failing to properly inspect or to have inspected the construction site to discover
that the roof lacked the strength and structural integrity to safely support the
plaintiff and/or the equipment, tools, and/or materials that were placed on or near
the roof before plaintiff s alleged accident;
c. failing to properly inspect or to have inspected the roof to discover that the roof
and/or alleged dangerous condition was located at or near an unprotected side or
edge, or leading edge which was over six or more feet above the level below;
d. failing to properly inspect or to have inspected the roof site to discover that the
alleged dangerous condition was not properly marked by warning signs or
barricaded so that would have prevented the plaintiff from walking and/or
working on it;
e. failing to verify that all parts of the roof was securely fastened to the existing
structure prior to roof installation;
f. failing to notify Foreman and/or Mowery if loose, deteriorated, damaged,
weakened, or broken portions of the roof that it filUnd.
g. failing to warn or to ensure that others warned the plaintiff not to walk and/or
work on it;
h. failing to remove, repair, or replace the alleged dangerous condition;
1. failing to determine if the walking and/or working surface on which the plaintiff
was located had the strength and structural integrity to support the plaintiff
safely;
KOP:305578v34082-02
J. failing to provide the plaintiff with a personal fall arrest system and equipment
that consisted of an anchorage, connectors, a body belt or body harness; as well as
lanyard, deceleration device, and/or lifeline;
k. failing to provide the plaintiff with a system of guardrails, safety nets, personal
fall arrest consisting, safety lines, and/or safety monitoring near the unprotected
side or edge, or leading edge of the walking/working surface where the plaintiff
was located at the time of his accident;
1. failing to provide the plaintiff with a combination of systems including warning
lines and guardrails, or warning lines and safety nets, or warning lines and
personal fall arrest, or waming lines and safety lines and safety monitoring;
m. failing to provide the plaintiff with a controlled access zone on the roof and/or
failing to show or define the controlled access zone with a warning line;
n. failing to create or to enforce a safety program for the roof;
o. failing to determine whether or not it was feasible to use the fall protection
equipment described in paragraphs j through n above or that such equipment
greater hazard for the plaintiff or failing to document the reasons why the use of
conventional fall protections systems were infeasible or why their use would
create a greater hazard;
p. failing to provide a fall protection plan was prepared by a qualified person and/or
that was implemented under the supervision of a competent person;
q. failing to designate and/or employ competent persons to monitor the safety of the
plaintiff and other workers on the construction site, to recognize hazards, and to
warn the plaintiff and other workers when it appeared that the plaintiff and/or
KOP:305578v34082-02
other workers was unaware of the hazards presented by the alleged dangerous
condition or was acting in an unsafe marmer on or near the alleged dangerous
condition;
r. failure to insure that construction workers on or at the roof and site of the alleged
dangerous condition had implemented safety rules and policies;
s. failure to insure that contractor workers on or at the roof and site of the alleged
dangerous condition enforced safety rules and policies;
t. failing to designate and/or employ competent persons as safety monitors, who had
no other responsibilities which took the monitors' attention away from warning
the plaintiff and/or other workers of the hazards presented by the alleged
dangerous condition;
u. failing to designate and/or employ competent persons as safety monitors, who
were on the same working surface, were within visual sighting distance of the
plaintiff and/or other workers being monitored and who were close enough to
communicate orally with the plaintiff and/or other workers to warn them of the
hazards presented by the alleged dangerous condition;
v. failing to place or to ensure the placement of a cover over the alleged dangerous
condition that was capable of supporting, without failure, at least twice the weight
of the plaintiff, tools, equipment, and materials that may be imposed on the cover
at and before the time of the accident;
w. failing to secure or to ensure that the cover was secured when installed so as to
prevent accidental displacement by the wind, equipment, or workers;
KOP:305578v34082-02
x. failing to color code the cover or to ensure that the cover was color coded to
provide warning of the hazard presented by the alleged dangerous condition;
y. failing to provide a training program for the plaintiff and each worker at the
construction site who might be exposed to the hazards presented by walking
and/or working on or near the dangerous condition including the one involved in
the plaintiff s alleged accident, as to the nature of said hazards and the need to
avoid them;
z. failing to act upon known case specific conditions that it, itself, documented prior
to the date of the plaintiffs accident;
33. failing to follow any and all applicable federal, state, and local laws, rules,
ordinances, and industry standards relating to working on or near the roof and the
alleged dangerous condition.
37. If the injuries and damages alleged in the plaintiff Amended Complaint were
sustained as a result of any negligence, carelessness or other liability producing conduct, either
as alleged in plaintiffs Amended Complaint or in any other marmer or if plaintiff is entitled to
any recovery, all of which are specifically denied, then Maines is liable over to or jointly or
severally liable with defendant, Foreman Architects - Enginl~ers, Inc. by way of indemnity,
contractual indemnity or contribution, for any injuries and damages arising out of plaintiff s cause
of action.
WHEREFORE, defendant, Foreman Architects - Engineers, Inc., demands judgment in its
favor and against additional defendant, David M. Maines Associates, Inc., which is solely liable to
the plaintiff, and/or liable over to or jointly or severally liable with defendant, Foreman Architects-
Engineers, Inc. by way of indemnity or contribution, for any damage8 arising out ofplaintiffs cause
KOP:305578v3 4082-02
of action, together with attorneys' fees interest and costs of suit, any liability on the part of
defendant, Foreman Architects - Engineers, Inc., being expressly denied.
COUNT II. BREACH OF CONTRACT TO INDEMNIFY
38. Foreman incorporates by reference herein the averments of paragraphs 1 through
37 above as if fully set forth at length.
39. Maines' contract with the Carlisle Area School District, consists of an agreement
dated February 15, 2001 and the modifications and adde:nda referred to therein. The
aforementioned contract will hereinafter be referred to as the Maines/School District Contract.
See Exhibits "E," "F," and "G."
40. The Maines/School District Contract contains express indemnification provisions
requiring Maines to indemnify and defend Foreman against claims and expenses, including
attorneys' fees and defense costs, arising out of or resulting from performance of Maines work,
but only to the extent caused in whole or in part by the acts or omissions of the Maines,
regardless of whether or not such claims are caused in part by the party indemnified. See
Exhibit "G," the Supplementary Conditions, paragraph 3.18.
41. The indemnification provisions of the General Conditions applicable to the
Maines/School District Contract states that the indemnification under paragraph 3.18 shall not
be limited by a limitation on the amount or type of damages, compensation or benefits payable
under workers compensation acts. See Exhibit "F," the material part ofthe General Conditions,
Article 3.18, paragraph 3.18.2.
42. The Pennsylvania Workers' Compensation Act, Section 303, 77 P.S. S 48l(a),
provides that an employer is immune from tort liability arising out of work related injuries to its
own employee but pursuant to Section 303,77 P.S. S 481 (b) the employer "shall not be liable
KOP:305578v34082-02
to a third party for damages, contribution, or indemnity in any action at law, or otherwise,
unless liability for such damages, contributions or indemnity shall be expressly provided for in
a written contract entered into by the party alleged to be liable prior to the date of the
occurrence which gave rise to the action."
43. The indemnification language whereby Maines agrees to indemnify Foreman
shows a clear intent of Maines to indemnify Foreman against claims by employees of Maines
caused by Maines and/or by Foreman and thereby waives Maines Workers' Compensation Act
immunity from third party actions.
44. On February 11, 2005, Foreman mailed letters to Maines by first class and
certified mail requesting that it notify Foreman in writing as to whether or not it will provide
Foreman a defense and indemnification arising out of the plaintiffs lawsuit. See the letter
attached as Exhibit "1."
45. As of the date of the filing of this petition, Foreman has received no responses to
its letters seeking a defense and indemnification from Maines,
46. Foreman believes and thus avers that Maines has breached its contractual duty to
indemnify and defend Foreman from the claims arising out of the incident described in the
plaintiffs Amended Complaint and is liable to Foreman for all costs and expenses incurred by
Foreman in the defense of the Atherton action.
47. Foreman has further been subjected to and continues to be subjected to the risk of
liability for the claims alleged in the Atherton action due to the failure of Maines to comply
with its contractual obligations.
WHEREFORE, defendant, Foreman Architects - Engineers, Inc. demands judgment in its
favor and against additional defendant, David M. Maines Associates, Inc., which is liable to
KOP:305578v34082-02
defendant, Foreman Architects - Engineers, Inc. by way of contractual indemnity, for any damages
}
arising out of plaintiff s cause of action, together with attorneys' fees interest and costs of suit, any
liability on the part of defendant, Foreman Architects - Engineers, Inc., being expressly denied.
COUNT II. BREACH OF CONTRACT TO INSURE FOREMAN
48. Foreman incorporates by reference herein the averments of paragraphs 1 through
46 above, as if fully set forth at length.
49. The Maines/School District Contract required Maines to include Forman as an
additional insured under its Contractor's Public Liability and Umbrella Excess Liability
Policies. See Exhibit "G," Supplementary Conditions, Article 11, section 11.1.2.5.
50. Maines has produced a Certificate of Insurance indicates that Architect - Foreman
Architects Engineers, Incorporated is an additional insured on all policies of Maines that are
listed for the period which includes the time of the plaintiff's alleged accident. See Exhibit
HR."
51. On February 11, 2005, Foreman wrote letters to Maines and to the insurer
identified in the Certificate of Insurance requesting that they notify Foreman in writing as to
whether or not they will provide Foreman a defense and indemnification arising out of the
plaintiffs lawsuit. See the letters attached as Exhibit "I."
52. As of the date of the filing of this petition, Foreman has received no responses to
its letters seeking a defense and indemnification from Maines or its insurer.
53. Foreman believes and thus avers that Maines has breached its contractual duty to
insure Foreman as an additional insured under Maines' public liability and umbrella excess
liability policies and/or has breached its contractual duty to provide indemnification and
defense to Foreman for claims arising out of the plaintiffs Amended Complaint.
KOP:305578v34082-02
54. Foreman believes and thu8 avers that Maines has breached its contractual duty to
indemnify and defend and/or to insure Foreman from the claims arising out of the incident
described in the plaintiff's Amended Complaint and is liable to Foreman for all costs and
expenses incurred by Foreman in the defense of the Atherton action.
55. Foreman has further been subjected to and continues to be subjected to the risk of
liability for the claims alleged in the Atherton action due to the failure of Maines to comply
with its contractual obligations.
WHEREFORE, defendant, Foreman Architects - Engineers, Inc. demands judgment in its
favor and against additional defendant, David M. Maines Associates, Inc., which is liable to
defendant, Foreman Architects - Engineers, Inc. by way of breach of contract and contractual
indemnity, for any damages arising out of plaintiff's cause of action, together with attorneys' fees
interest and costs of suit, any liability on the part of defendant, Foreman Architects - Engineers,
Inc., being expressly denied.
POWELL, TRACHTMAN, LOGAN, CARRLE,
BOWMAN & LOMBARDO, P.C.
BY: ~i~701:ili!~
FRANCIS G. LAROCCA
Attorneys for Defendant,
Foreman Architects Engineers
Dated: JIf1~ 1<'; '1.004
KOP:305578v34082-02
'.
VERIFICATION
I, ~"''''O e. ~(l./iirII"'tJ. hereby state that I am the VIG6f'~,oeJ,ofForeman
Architects - Engineers, Inc. and that I am authorized to make this verification on its behalf. I
further verify that the averments contained in the Complaint of Defendant, Foreman Architects-
Engineers, Inc. Directed to Additional Defendant, David M. Maines Associates, Inc. are true and
correct to the best of my present knowledge, information and belief. These statements are made
subject to the penalties of 18 Pa. C.S.A. S 4904 relating to unsworn falsification to authorities.
J#5~<"
Date:
KOP:305578v34082-02
POWELL, TRACHTMAN, LOGAN, CARRLE,
& LOMBARDO, P.C.
BY: Bruce D. Lombardo, Esquire
Francis G. LaRocca, Esquire
Attorney I.D. Nos. 03583, 51282
475 Allendale Road, Suite 200
King of Prussia, P A 19406
Tel: 610.354.9700/ Fax: 610.354.9760
v.
COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY,
PENNSYLVANIA
MOSE ATHERTON
R. S. MOWERY AND SONS, INC. and
FOREMAN ARCHITECTS-ENGINEERS,
INC.
NO. 04-2122
JURY TRIAL DEMANDED
CERTIFICATION OF SERVICE
I, Francis G. LaRocca, hereby certify that on this date a true and correct copy of the
foregoing was served upon all parties in the above-captioned action via first-class mail, postage
prepaid, addressed as follows:
Karl J. Januzzi, Esquire
Shollenberger & Januzzi, LLP
2225 Millenium Way
Enola, P A 17025
717-728-3200
fax 717-728-3400
Attorney for Plaintiff
Donald M. Desseyn, Esquire
Suite 103
4999 Louise Drive
Mechanicsburg, P A 17055
Phone: 717-791-0400
Fax: 717-791-0524
Attorney for Defendant,
R.S. Mowery and Sons, Inc.
POWELL, TRACHTMAN, LOGAN,
CARRLE & LOMBARDO, P.c.
Date: 111"l / \ 2ooS-
By: '7~~U-7' ->tJ~~
rancis G. LaRocca, Esquire
Attorney for Defendant,
Foreman Architects-Engineers, Inc.
KOP:305578v34082-02
~', ..... \,0'" - ~ fl...
SHOLLENBeRGER & JANUZZI, LLP
1820 Llnglesrown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106-0545
Telephone Number: (717) 234-3700
Fax Number: (717) 234-8212
Attome s for Plaintiff
MOSE ATHeRTON,
Plaintiff .
00 MfU 4 mm ~
'-
.-
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY.
PENNSYL.VANIA
NO. .Dlf - ~l'-~ C?1'oil'-r~
CIVIL AC1"'ON - LAW
JURY TRIAL DEMANDED
v.
R. S. MOWERY AND SONS, INC., and
FOREMAN ARCHITECTS-f=NGINEERS,
INC.,
Defendants
.'
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. ,.
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. (,,',:.' ',t"
NqT'C~ .
, "
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. .
YOU HAVE BEEN SUIED IN COURT. If you wish to defend againstthe
claims set forth in the following pages, you must take action within twarily (20)
dqys after this Complaint and Notice are served, by entering a wrftten
appearance personally or by attorney and filing In writing with the Court your
defenses or objections to the claims set forth against you. You are Warned thai
If you fail to do so. the case may proceed without you and a judgment may be
entered against you by the Court without further notice for any money entered
against you by the Court without further notIce for any money claimed In the
Complaint or for any other claim or relief requested by the Plaintiff. You may lose
money or property or other rights lmpo~nt to you.
-
YOU SHOULD TAKe THIS PAPER TO YOUR LAWYER AT
ONOE. IF YOU DO NOT HAVE A LAWYER OR CANNOT
AFFORD ONE, GO TO OR TELEPHOIIIE THE OFFICE SeT
FORTH BELOW TO FINO OUT WHERE YOU CAN GET LEGAL
HELP.
Cumberland County Lawyer Referral SelVice
Cumberland County Bar Associatlon
2 I..iberty Avenue
Callis's, PA 17013
800-990-9108
TRUE CO~y ~OM RECORD
In TI_...,.) '.r;n6~, I m unro aet lnf hand
l!lld 111I ~ ><1i'\\ COil al CarliSI.. PI.
, ay
........
IN THe COURT OF COMMON PLEAS
CUMBERLANDCOUNTY,
PE:NNSYLVANIA '
NO.
SHOLLENBERC3BR & JANUZZI, LLP
1820 Linglestown Road
P.O. Box 60546'
HOlrrisburg. PennsylvanIa 17106.0645
Telephone Number: (717) 234-3700
Fax Number: (717) 234.8212
Atto e for Plaintiff
MOS!: ATHERTON,
Plaintiff .
v.
-
R. S. MOWERY AND SONS. INC., and
FOREMAN ARCHITECTS-ENGINEERS, CIVIL. ACTION. LAW
INC., JURY TRIAL DEMANDED
Defendants
:: ". ,<;,;. :.',., , ' , NOTICIA :, '" '" ' .
" Lf" HAN DEMANDAOO A. USTED EN LA CORTE. SI usted qUlere'
defenderse de estas demandCls expuestas en las paginEls slguientes, usted tiene
veinte (20) dlas de plaza sl partir de la fecha de la demandeyls notlficaqlon.
Usted debe presentar una aparlencia escrlta 0 en persona 0 per abogado y
erchlvar en la corte en forma esctita ,sus defenses 0 SLlS objeclones alas .
demendae; en contra de SLI persons. Sea avisado que isl usted no se defiende, Ie
oorte tomaro medidas y puede entrar una orden contra ustec:! sin previa aviso 0
notofloacalon y por cualquier quajs 0 alMo que es pEldido en la petiolon do
demands. usted puede perder dinero 0 sus proplededas 0 otros derechos
lmportantes para usted.
LLEVE eSTA DeMANDA A UN ABOG1\QO IMMEOIATAMENTE.
SI NO TIENE ABOGADO 0 81 NO TIENE EL DINERO
SUFICIENTE OS PAGA~ TALSeR\7ICIO. VAYA erq-peRSONA 0
LLAME POR TELEFONO A LA OFICINA CUYA OIRECCION SE
ENCUENTRA ESCRITA ABAJO PARA AVeRIGUAR DONDE BE
PUEDE CONSEGUIRASISTENCIA LEGAL, .
Cumberland COunty Lawyer Referral Servioe
Cumbel1and County Bar AssocIation
2 Uberty Avenue
Carlisle, PA 17013
80D-99Q.Q108
- .
- -
SHOLL.ENBeRGER &JANUZZI, I.LP
1820 I..inglestown Road
P.O. Box 60645
Harrisburg. pennsylvania 17106-0545
Telephone Number: (717) 234-3700
F~x Number: (717) 234-8212
Attoms s for Plaintiff
MOSE ATHERTON.
Plaintiff
Vo
IN THE COURT OF COMMON PLEAS
CUMBeRLAND COUNTY,
PENNSYLVANIA
NO.
R. S. MOWERY AND SONS, INc., and
FOREMAN ARCHITECTS-ENGINEERS, CIVIL ACTION. LAW
INC., JURY TRIAL DEMANOeD
Defendants
.','
"
,;,\
:. ,CPMPLAIN'r .
o 0 ,
..
','.
AND NOW comes the Plaintiff, MOS!: ATHERTON, by and through his
attorneys. SHOLLE:NBERGER & JANUZZI. LLP, and respllctfully represents the
following:
10 The Plaintiff, MOSE A THE RiON, is an adult IndiVid!Jal currently residing
at 610 Pin Oak Lane. Mount Union, Huntingdon County.-Pennsylvania 17066.
2. The Defendant, R. S. MOWERY AN~ SONS" INC.. Is a Pennsylvania
business corporation with its princIpal place of bl1Slness at 626 Hamilton Street,
Carlisle, Cumber1and CountY. Pennsylvania 17013. --.
3. The Oefendant, FOREMAN ARCHITECTS.eNGINEERS, INC., is a
Pennsylvania business corporation with Its principal piece of business at 525 West New
Castle Street, Zellenople. Butler. County. PennSylvania 16063.
-
~
4. The facts and OfreLlmstances hereinafter set 1'orth took place on
September 10, 2002. at property owned by Carlisle Area School District, 623 West
Penn Street, Carlisle, Cumberland County, Pennsylvania.
.1
,.
I I
6.
At the aforesaid time and place, the PlaIntiff was employed by David M.
Maines Associates, Inc.. whioh had a oontract to perform roofing addItions and
alterations to buIldings within the high 'school complex I008'ted at 623 West Penn Street,
Carlisle, Cumberland County, Pennsylvania.
6. At the aforesaid time 21M place, the Plaintiff was removing portions of the
old roof on one of the school-owned buildings when a section of the cld roof broke
away, causing the Plaintiff to fall to the ground below and sustal~ serious injuries,
-
7. As a result of the aforesaId fall Plaintiff. MOSE ATHERTON; sustained
serious and permanent Injuries, Including, but not limited tel:
a. Severe comminuted fracture dislocation of left wrist
b. Post-traumatic left carpal tunnel syndrome;
c. FraotlJre of right heel;
d. Left forearm infection;
e. Neuropathy of median neNe;
f. Post-traumatlo stress;
g. Sheck to the nerves and nervol-ls syst~m; and
~
-
h. Mental and physical angufElh .
----
8. As a direct and proxlmale result of the aforesaid injuries. Plaintiff, MOSE
ATHERTON, has undergone and In the future will Undergo great pain and suffering for
which damages are claimed,
9. As a further result of the aforesaid Injuries-, Plaintiff. MOSE ATHERTON" -
.
has suffered and may continue to suffer a loss 'of earnings for which damages are
claimed,
,
.1.
I
I
i
10. As iI further result of the. aforesaid injuries, Plaintiff, MOO!: ATHER.TON,
has and/or may In the future incur expenses for medical treatment and rehabilitation for
which damage!; are claimed,
11, As a further result of the aforesaid injUries. Plaintiff. MOSE ATHERTON.
has and/or may in the future Incur a loss of earning capaclty fer whlch damages are
claImed.
-
12. As a further result of the aforesaid Injuries, Plaintiff, Ma$E A THe"TON.
has sustained a permanent diminution in his ability to enjoy life and life's pleasiJl'$S far
which damages are claimed.
13. As a 1lJrther result of the aforesaid injuries, Plaintiff. MaSE ATHERTON,
has incurred or may hereafter incur financial expenses and losses for which damages
are claimed.
14. As a further result of the aforesaid Injuries, Plaintiff. MOSEATHERTON.
has sustained scarring !lnd disfigurement for which damafles are claimed.
COUNT 1-
MO,SE AJ}fERtON v. R. S.MPWERU S.QP.INC..
15. Paragraphs 1 through 14 of Plaintlfl's Complaint are incorporated herein
by reference ancl made a part hereof as if set forth In full. '
16. The aforesaid Incident and resulting Injuries Were B direct and proxllTlElw .
--
result of the negligence, carelessness and recklessness of the Defendant, whIch
consisted of:
(a) Failing to regard fhe rights. sllfety and position of the Plaintiff In and
about the area of the aforementioned Incldenti
(b) Permitting a dangerous condition to exist of, on or about th.e premises
where the Defendant knew or should have known that persons would be subject to
inju ryj
(c) Falling to !nspeot the roof to ensure the safety cfthose persons
working there in a reasonable, adequate and prudent manrler;
Cd) Failing to issue adequate warnings, vemal, wrItten,actuall!lnd/or
construotive, to persons who would likely encounter the dangen)us condition;
(e) Permitting and allcwtngthe Plaintiff and others to walk and ambulate
on the roof when the Defendant knew or should have known of the dangerous condition
of th e roof;
(f) Failing to utilize reasonable care in the Inspection, maintenance and/or
repair of the roof in question;
(g) Falling to request, institute and/or SUPS-NisEI periodic inspet:tlon of the
condition of the roof;
____ _J
I
"
17. The aforesaid incident was caused _olely and exoluslvely by the wrongful
and liability producing conduct of the Defendant, R.. S. MOWERY & SONS. INC., INC.
as set forth above and Is due In no matter whatsoever by any l!ict or failure to act on
part of the Plaintiff, MOSE ATHERTON.
WHEREFORE, Plaintiff, MOSE ATHERTON, demands judgment against
the Defendant R. S; MOWERY & SONS, INC., for comp$nsatory damages in an
-
amount In excess of the amount requIred for compulsory arbitration.
QQYtWl
MQiEA"liERTO~~. FOR~MAN ARCfo{l~CTS;,ibIQ!HUBS~ lN~
1 a. Paragraphs 1 through 17 of Plaintiffs Complaint are Incorporated herein
by reference and made a part hereof as if set forth in full.
19, The aforesaid inoldent and resulting injuries were a direct and proximate
result of the neglfgence, carelessness and recklessness of the Defendant, which
consisted of:
(a) Failing to regard the rights, s~/!lty and pO;;/tiori of th~ Plaintiff in and
about the area of the aforementioned Incident: '
-_.
(b) Pelmlttlng a dSngerous condition to exist of, on or about the premIses
where the Defendant knew or shOUld hl!lve known that pel'sOns would be subject to
injury:
(0) Failing to Inspect the 1'00fto ensure the safety of those persons
working there in a reasonable. adequate and prudent manner.
(d) Falling to issue adequate warnings, verba'l. writtiln, actual and/or
oonstructlve, to person who wOllld likely encounter the d$ngarous condition;
(e) Permitting and allowing the Plaintiff and others to walk and ambulate
on the roof when the Defendant knew or should have kl"fown of the dangerous condition
of the roof:
(f) Failing to ,utilize reasonable oare In the Inspection, malntenanoe andlor
rspalr of the roof In quesUon;
~
(g) FaiJing to request, Institute and/or supervise periodlo lnspeotlon of the
condition of the roof;
(h) Failing to addresq in a timely manner priol' complaint&' regarding the
safety of the roof;
(I) Violating v&rlol.(s ordinanoes, regulations, rodes, rules, statutes, and/or
looal. state andlor federal laws;
(j) Acting negligently, oarelessly and recklessly under circumstances
where knowledge of such 1$ within the exclusive knowledge of the Defendant and that
will be learned through discovery.
-
20. The afaresald InolClent w~s caused solely and exclusively by the wrongful
.-.
and liability producing conduct of the Defendant, FOREMAN ARCHITECTS-
ENGINEERS, INC., as sst forth above and Is due in no matter whatsoever by any ad: or
failure to act on part of the Plaintiff, MOSE ATHeRTON.
-:.. -'.
-
WHEREFORE. Plaintiff, MOSE ATHERTON. demands judgment against
the Defendant FOREMAN ARCHITECTS-ENGINEERS. INC., for compensatory
damages In an amount In excess of the amount required for compulsory arbitration.
Respectfully submitted,
SHOLLENBE GER & JANUZZI, J..LP
BY:
- Kar ~t
Attorn. r Plaintiff
1.0. # 65575
1820 l.ingfestown Road
Harrisburg. PA 17110
Date: {VI d:;.!t 2004
~
-
...-;
-
~
I.
VERIFICATION
I, MOfia Atherton
. hereby acknowledge that I am a Plaintiff In thIs
aotion and that 1 have read the
Complll'nt
and that the facts stated herein are true and correc:tto the best of my knowledge.
, '
information and belief..
I understand that any false statements herein are ma~.e subjectto penalties of
-
18 Pa. C.S. Seotlori 4904. relating to unsworn falsification to authorities.
&~--- ~"
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Date: ?1 /1104-
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SHOllENBERGER & JANUZZI, llP
1820 linglestown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106-0545
Telephone Number: (717) 234-3700
Fax Number: (717) 234-8212
Attorne s for Plaintiff
MOSE ATHERTON,
Plaintiff
6 t()'~
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY,
PENNSYLVANIA
v.
NO. 2004-2122
R. S. MOWERY AND SONS, INC., and
FOREMAN ARCHITECTS-ENGINEERS, CIVIL ACTION - LAW
INC., JURY TRIAL DEMANDED
Defendants
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d - ~.~ .. ''Y. "~l f , r.~ . ,~""., >
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YOU HAVE BEEN SUED IN COURT. If you wish to defend against the
claims set forth in the following pages, you must take action within twenty (20)
days after this Complaint and Notice are served, by entering a written
appearance personally or by attorney and filing in writing with the Court your
defenses or objections to the claims set forth against y'ou. You are warned that,
if you fail to do so, the case may proceed without you and a judgment may be
entered against you by the Court without further notice for any money entered
against you by the Court without further notice for any money claimed in the
Complaint or for any other claim or relief requested by the Plaintiff. You may lose
money or property or other rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT
ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT
AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET
FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL
HELP.
Cumberland County Lawyer Referral Service
Cumberland County Bar Association
2 liberty Avenue
Carlisle, PA 17013
800-990-9108
SHOLLENBERGER & JANUZZI, LLP
1820 Linglestown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106-0545
Telephone Number: (717) 234-3700
Fax Number: (717) 234-8212
AHorne s for Plaintiff
MOSE ATHERTON,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY,
PENNSYLVANIA
v.
NO. 2004-2122
R. S. MOWERY AND SONS, rNC., and
FOREMAN ARCHITECTS-ENGINEERS,
INC.,
CIVIL ACTION - LAW
JURY TRIAL DEMANDED
Defendants
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LE HAN DEMANDADO A USTED EN LA CORTE. Si usted quiere
defenderse de estas demand as expuestas en las paginas siguientes, usted tiene
veinte (20) dias de plazo al partir de la fecha de la demanda y la notificacion.
Usted debe presentar una apariencia escrita 0 en persona 0 par abogado y
archivar en Ie corte en forma escrita sus defensas 0 sus objeciones alas
demandas en contra de su persona. Sea avisado que si usted no se defiende, la
corte tomaro medidas y puede entrar una orden contra usted sin previo aviso 0
notoficacaion y por cualquier queja 0 alivio que es pedido en la peticion do
demanda. usted puede perder dinero 0 sus propiededas 0 otros derechos
importantes para usted.
LLEVE ESTADEMANDA A UN ABOGADO IMMEDIATAMENTE.
SI NO TIENE ABOGADO 0 SI NO TIENE EL DINERO
SUFICIENTE DE PAGAR TAL SERVICIO, VAYA EN PERSONA 0
LLAME POR TELEFONO A LA OFICINA CUYA DIRECCION SE
ENCUENTRA ESCRITAABAJO PARA AVERIGUAR DONDE SE
PUEDE CONSEGUIR ASISTENCIA LEGAL.
Cumberland County Lawyer Referral Service
Cumberland County Bar Association
2 Liberty Avenue
Carlisle, PA 17013
800-990-9108
"
SHOLLENBERGER & JANUZZI, LLP
1820 Linglestown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106-0545
Telephone Number: (717) 234-3700
Fax Number: (717) 234-8212
AHome s for Plaintiff
MOSE ATHERTON,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERL.AND COUNTY,
PENNSYLVANIA
v.
NO. 2004-2122
R. S. MOWERY AND SONS, INC., and
FOREMAN ARCHITECTS-ENGINEERS, CIVIL ACTION - LAW
INC., JURY TRIJ\L DEMANDED
Defendants
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AND NOW comes the Plaintiff, MOSE ATHERTON, by and through his
attorneys, SHOLLENBERGER & JANUZZI, LLP, and respectfully represents the
following:
1. The Plaintiff, MOSE ATHERTON, is an adult individual currently residing
at 610 Pin Oak Lane, Mount Union, Huntingdon County, Pennsylvania 17066.
2. The Defendant, R. S. MOWERY AND SONS, INC., is a Pennsylvania
business corporation with its principal place of business at 625 Hamilton Street,
Carlisle, Cumberland County, Pennsylvania 17013. Defendant Mowery was the
manager of the construction site at the Carlisle Area School District where Plaintiff was
injured.
3. The Defendant, FOREMAN ARCHITECTS-ENGINEERS, INC., is a
Pennsylvania business corporation with its principal place of business at 525 West New
Castle Street, Zelienople, Butler County, Pennsylvania 16063. Defendant Foreman
was the architect for the construction project at the Carlisl,e Area School District where
Plaintiff was injured.
4. The facts and circumstances hereinafter set forth took place 'on
September 10, 2002, at property owned by Carlisle Area School District, 623 West
Penn Street, Carlisle, Cumberland County, Pennsylvania.
5. At the aforesaid time and place, the Plaintiff was employed by David M.
Maines Associates, Inc., which had a contract to perform roofing additions and
alterations to buildings within the high school complex located at 623 West Penn Street,
Carlisle, Cumberland County, Pennsylvania.
6. At the aforesaid time and place, the Plaintiff was removing portions oHhe
old roof on one of the school-owned buildings when a section of the old roof broke
away, causing the Plaintiff to fall to the ground below and sustain serious injuries.
7. As a result of the aforesaid fall Plaintiff, MOSE ATHERTON, sustained
serious and permanent injuries, including, but not limited to:
a. Severe comminuted fracture dislocation of left wrist;
b. Post-traumatic left carpal tunnel syndrome;
c. Fracture of right heel;
d. Left forearm infection;
e. Neuropathy of median nerve;
f. Post-traumatic stress;
g. Shock to the nerves and nervous system; and
h. Mental and physical anguish.
,.
8. As a direct and proximate result of the aforesaid injuries, Plaintiff, MOSE
ATHERTON, has undergone and in the future will undergo great pain and suffering for
which damages are claimed.
9. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has suffered and may continue to suffer a loss of earnings for which damages are
claimed.
10. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has and/or may in the future incur expenses for medical treatment and rehabilitation for
which damages are claimed.
11. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has and/or may in the future incur a loss of earning capacity for which damages are
claimed,
12. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has sustained a permanent diminution in his ability to enjoy life and life's pleasures for
which damages are claimed.
13. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has incurred or may hereafter incur financial expenses and losses for which damages
, are claimed.
14. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has sustained scarring and disfigurement for which damages are claimed.
COUNT I
MOSE ATHERTON v. R. S. MOWERY & SONS, INC.
15. Paragraphs 1 through 14 of Plaintiff's Complaint are incorporated herein
by reference and made a part hereof as if set forth in full.
16. The aforesaid incident and resulting injuries were a direct and proximate
result of the negligence, carelessness and recklessness of the Defendant, which
consisted of:
(a) Failing to regard the safety of the Plaintiff in and about the area of the
aforementioned incident;
(b) Permitting a dangerous condition to exist in the nature of a roof that
was unable to bear the weight of workers who were sent up to work on the roof when
the Defendant knew or should have known that persons would be subject to injury;
, (c) Failing to inspect the roof to ensure the safety of those persons
working there in a reasonable, adequate and prudent manner;
(d) Failing to issue adequate warnings, verbal, written, actual and/or
constructive, to persons who would likely encounter the dangerous condition;
(e) Directing the Plaintiff and others to work on the roof when the
Defendant knew or should have known of the dangerous condition of the roof;
(f) Failing to utilize reasonable care in the inspection, maintenance and/or
repair of the roof in question;
(g) Failing to request, institute and/or supelvise periodic inspection of the
condition of the roof;
(h) Failing to address in a timely manner prior complaints regarding the
safety of the roof;
.,
- ,
17. The aforesaid incident was caused solely and exclusively by the
wrongful and liability producing conduct of the Defendant, R. S. MOWERY & SONS,
INC., INC. as set forth above and is due in no matter whatsoever by any act or failure to
act on part of the Plaintiff, MOSE ATHERTON.
WHEREFORE, Plaintiff, MOSE ATHERTON, demands judgment against
the Defendant R. S. MOWERY & SONS, INC., for compensatory damages in an
amount in excess of the amount required for compulsory arbitration.
COUNT II
MOSE ATHERTON v. FOREMAN ARCHITECTS-ENGINEERS. INC.
18. Paragraphs 1 through 17 of Plaintiffs Complaint are incorporated herein
by reference and made a part hereof as if set forth in full.
19. The aforesaid incident and resulting injuries were a direct and proximate
result of the negligence, carelessness and recklessness of the Defendant, which
consisted of:
(a) Failing to regard the rights, safety and position of the Plaintiff in and
about the area of the aforementioned incident;
(b) Permitting a dangerous condition to exiist in the nature of a roof that
was unable to bear the weight of workers who were sent up to work on the roof when
the Defendant knew or should have known that persons would be subject to injury;
(c) Failing to properly inspect the roof to ensure the safety of those
persons working there in a reasonable, adequate and prudent manner;
(d) Failing to issue adequate warnings, verbal, written, actual and/or
constructive, to person who would likely encounter the dangerous condition;
~.~-
(e) Permitting and allowing the Plaintiff and others to walk and ambulate
on the roof when the Defendant knew or should have known of the dangerous condition
of the roof;
n
WHEREFORE, Plaintiff, MOSE ATHERTON, demands judgment against
the Defendant FOREMAN ARCHITECTS-ENGINEERS, INC., for compensatory
damages in an amount in excess of the amount required for compulsory arbitration.
Respectfully submitted,
SHOLL BE GER & JANUZZI, LLP
BY:
Ka J. Januzzi
Attorney for Plaintiff
1.0. # 65,575
1820 Lin9lestown Road
Harrisburg, PA 17110
Date: June,.!L, 2004
t".,
VERIFICATIOIll
I,
Mose Atherton
, hereby acknowledge that I am a Plaintiff in this
Amended Complaint
action and that I have read the
and that the facts stated herein are true and correct to the best of my knowledge,
information and belief.
I understand that any false statements herein are made subject to penalties of
'.18 Pa. C.S. Section 4904, relating to unsworn falsification to authorities.
~.?
. ?~ _ ~ ---='ir.-/'~
Date:
June 11, 2004
tHOLt.llllUQIA , JAHUUt. u.,
1.20 LINQ~l~ 1O~ . '.0. lOX 'os~s . HAllrs.~~a, 'A 1110"OS~!
(1111 214.]100. flU:. ,UT) IH.t:U
,r...:';:-:,.'Utl'!CJ,:::::;
DONALD M. DESSEYN, Esquire
4999 Louise Drive, Suite 103
Mechanicsburg, P A 17055
(717) 791-0400
Attorney LD. # 69179
ATTORNEY FOR DEFENDANT,
R. S, Mowery & Sons, Inc.
Plaintiff
IN THE COURT OF COMMON PLEAS
OF CUMBERLAND COUNTY,
PENNSYLVANIA
MOSE ATHERTON,
CIVIL ACTION - LAW
No. 04-2122
v.
R.S. MOWERY & SONS, INC. and
FOREMAN ARCITECHTS-ENGINEERS,
INC.
Defendants
JURY TRIAL DEMANDED
ANSWER OF DEFENDANT. R. S. MOWERY & SONS. INC. TO AMENDED
COMPLAINT WITH NEW MATTER
AND NOW, comes the Defendant, R.S. Mowery & Sons, Inc. (hereinafter "R.S. Mowery"), by
and through its counsel, Donald M. Desseyn, Esquire, and in response to Plaintiir s First
Amended Complaint hereby states as follows:
1. Admit in part and denied in part. DeJ'endant R.S. Mowery, based upon
information and belief, admits that Plaintiff, Mose Atherton, IS an adult
individual; however, after reasonable investigation Defendant is without
knowledge or information sufficient to form a belief as to the truth of the
remaining allegations as set forth in Paragraph 1 of Plaintiffs First Amended
Complaint and therefore denies same and strict proof is demanded at the time of
trial.
2. Admitted in part and denied in part, Defendant admits that R.S. Mowery is a
Pennsylvania business corporation and, at the time of the alleged incident,
Defendant was the manager of the construction site at the Carlisle Area School
District; however, Defendant specifically denies the remaining allegations as set
forth in Paragraph 2 of Plaintiffs First Amended Complaint and strict proof is
demanded at the time of trial.
3. Admitted in part and denied in part. Defendant admits that Defendant, Foreman
Architects-Engineers, Inc. was the architect for the construction project at the
Carlisle Area School District; however, Defendant is without knowledge or
information sufficient to form a belief as to 1he truth of the remaining allegations
as set forth in Paragraph 3 of Plaintiffs First Amended Complaint and therefore
denies same and strict proof is demanded at the time of trial.
4. Admitted in part and denied in part. Defendant RS. Mowery admits, based upon
information and belief, that the alleged incident occurred on September 10, 2002
at 623 West Penn Street, Carlisle, Cumberland County, Pennsylvania; however,
Defendant is without knowledge or information sufficient to form a belief as to
the truth of the remaining allegations as set DJrth in Paragraph 4 of Plaintiff s First
Amended Complaint and therefore denies same and strict proof is demanded at
the time of trial.
5. Denied. Defendant, based upon reasonable investigation, is without knowledge or
information sufficient to form a belief as to the truth of the allegations as set forth
in Paragraph 5 of Plaintiffs First Amended Complaint and therefore denies same
and strict proof is demanded at the time of trial.
6. Denied.
7. Denied.
8. Denied.
9. Denied.
10. Denied.
11. Denied.
12. Denied.
13. Denied.
14. Denied.
COUNT I
15. In response to Paragraph 15 of Plaintiffs First Amended Complaint, Defendant
hereby incorporates each and every answer, averment, defense and/or denial as set
forth in Paragraphs I through 14 as if fully rev.Titten herein.
16. Denied. The allegations as set forth in Paragraph 16 of Plaintiffs First Amended
Complaint constitute a conclusion of law to which no response is required.
Moreover, to the extent that the allegations are factual in nature, Defendant
specifically denies any and all general allegations of negligence, carelessness and
recklessness as set forth in Paragraph 16 of Plaintiffs First Amended Complaint
and specifically responds to each subpart as follows:
(a) Denied;
(b) Denied;
(c) Denied;
(d) Denied;
(e) Denied;
(f) Denied;
(g) Denied; and,
(h) Denied.
17. Denied. The allegations as set forth in Paragraph 17 of Plaintiffs First Amended
Complaint constitute a conclusion of law to which no response is required.
Moreover, to the extent that the allegations are factual in nature, Defendant
specifically denies any and all allegations of wrongful and/or liability producing
conduct as set forth in Paragraph 17 of Plaintiffs First Amended Complaint.
Further, Defendant specifically denies the allegations that the accident was not as
a result of any act or failure to act on the part of the Plaintiff, Mose Atherton and
on the contrary, asserts that his failure to exercise reasonable care in the
performance of his duties was the sole proximate cause of the resulting incident
and subsequent injuries as alleged.
WHEREFORE, having fully answered, Defendant, R.S. Mowery & Sons, Inc., requests
judgment in its favor and against the Plaintiff together with costs and any other relief
deemed just and proper by this court.
COUNT II
18. In response to Paragraph 18 of Plaintiffs First Amended Complaint, Defendant
hereby incorporates each and every answer, averment, defense and/or denial as set
forth in Paragraphs I through 17 as if fully rewritten herein.
19. Denied, The allegations as set forth in Paragraph 19 ofPlaintifrs Complaint are
directed towards a party other than the answering Defendant and therefore no
response is required.
20. Denied. The allegations as set forth in Paragraph 20 of Plaintiffs Complaint are
directed towards a party other than the answering Defendant and therefore no
response is required,
WHEREFORE, having fully answered, Defendant, R.S. Mowery & Sons, Inc., requests
judgment in its favor and against the Plaintiff together with costs and any other relief
deemed just and proper by this court.
NEW MA TTEI~
21. Plaintiff s Complaint fails to state a cause of action upon which relief may be
granted against this answering Defendant.
22. Any damages or injuries which Plaintiff may have sustained are the proximate
result of acts or omissions of others not presently known by this answering
Defendant or its employees.
23. Any damages or injuries Plaintiff may have suffered as alleged in his Complaint
were solely and proximately caused by his OVffi negligence.
24. Defendant states that if the Plaintiff sustained any damages or injuries, such
damages or injuries were directly and proximately caused or contributed to by the
negligence of the Plaintiff in failing to exercise ordinary care for his own safety
under existing circumstances.
25. Plaintiff assumed the risk of any or all dam3.ges or injuries which he may have
sustained.
26. Plaintiff has failed to mitigate his damages.
WHEREFORE, having fully answered, Defendant, R.S. Mowery & Sons, Inc., requests
judgment in its favor and against the Plaintiff together with costs and any other relief
deemed just and proper by this court,
Respectfully Submitted,
~~
DOnllM'~
Attorney for Defendant,
R. S. Mowery & Sons, Inc.
VERIFICATION
I, James L. Snyder, Vice President ofRS. Mowery & Sons, hlC., a Defendant herein, verifY that I
an, authorized to execute this vetification imd verifY that the facts set forth in the foregoing
Defendant's Answers with New Matter to Plaintiffs First Amended Complaint are true and
correct to the best of my knowledge, information, and belief, This statement is made subject to
the penalties of 18 Pa. C.S.A. Section 4904 relating to unsworn falsification to authoIities.
Date: ~!t...12l>o,-/
VI~ PNUI~-t
s . Snyder
CERTIFICATE OF SERVICE
AND NOW, this /;: If day of -4fR'.f/ ,2004, I, Donald M. Desseyn, Esquire,
Attorney for Defendant, R. S. Mowery & Sons, Inc., hereby certify that I served a copy of the
within Defendant's Answers with New Matter to Plaintiffs Amended Complaint on this date by
depositing same in the United States mail, postage prepaid, in Mechanicsburg, Pennsylvania,
addressed to:
Karl J. Januzzi, Esquire
Shollenberger & Januzzi, LLP
1820 Linglestown Road
P.O. Box 60545
Harrisburg, P A 17106-0545
Bruce D. Lombardo, Esquire
Frank Larocca, Esquire
Powell, Trachtman, Logarl, Carrie & Lombardo
457 Allendale Road
Suite 200
King of Prussia, P A 19406
BY:'-;;:~~
Donald M. sseyn, Es uire
4999 Louise Drive, Suite 103
Mechanicsburg, P A 17055
(717) 791-0400
Attorneyl.D. # 69179
r'
,
,
NOTICE TO PLEAD
TO: PLAINTIFF/Co-DEFENDANTS
You are hereby notified to plead to the enclosed
NEW MATTER and COUNTERCLAIM within
(20) days from service hereof or a judgment may be
entered against you.
,~~~ ~ (/dZ~
Francis G. laRocca
Attorneys for Defendant
POWELL, TRACHTMAN, LOGAN,
CARRLE, BOWMAN & LOMBARDO, P.C.
By: Bruce D. Lombardo, Esquire
Francis G. LaRocca, Esquire
Identification Nos. 03583 and 51282
475 Allendale Road
Suite 200
King of Prussia, PA 19406
(610) 354-9700
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Attorney for Defendant,~~:: 1-
Foreman Architects-En~@rs, Yij;.
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MOSE ATHERTON,
IN THE COURT OF COMMON PLEAS
OF CUMBERLAND COUNTY
v.
RS. MOWERY AND SONS, INC.
v.
FOREMAN ARCHITECTS-ENGINEERS
NO. 04-2722, CIVIL TERM
JURY TRIAL DEMANDED
ANSWER OF FOREMAN ARCHITECTS - ENGINEERS, INC. TO
PLAINTIFF'S AMENDED COMPLAINT WITH NEW MATTER
AND NEW MATTER IN NATURE OF A CROSSCLAIM
1,2. After reasonable investigation, answering defendant is without sufficient
knowledge or information to form a belief as to the truth of the enumerated paragraphs, hence all
said averments are denied and strict proof thereof is demanded at trial.
3. Defendant, Foreman Architect - Engineers, Inc. admits that it is a Pennsylvania
business corporation with its principal place of business at 525 West New Castle Street,
Zelienople, Butler County, Pennsylvania 16063. With regard to the remaining averments of this
KOP:305390v34082-02
paragraph, without more specific averments of time and place, and after reasonable investigation,
answering defendant is without sufficient knowledge or information to form a belief as to the
truth of the averments of this paragraph, hence all said averments are denied and strict proof
thereof is demanded at trial.
4. After reasonable investigation, answenng defendant is without sufficient
knowledge or information to form a belief as to the truth of the averments of this paragraph,
hence all said averments are denied and strict proof thereof is demanded at trial.
5. After reasonable investigation, answering defendant is without sufficient
knowledge or information to form a belief as to the truth of the averments of this paragraph,
hence all said averments are denied and strict proof thereof is demanded at trial. By way of
further answer, with regard to the averments describing the terms of the contract which David M.
Maines Associates, Inc. had, said avennents constitute a conclusion of law for which no answer
is required.
6. After reasonable investigation, answering defendant is without sufficient
knowledge or information to form a belief as to the truth of the averments of this paragraph,
hence all said averments are denied and strict proof thereof is demanded at trial.
7,8,9, 10, 11, 12, 13, 14. After reasonable investigation, answering defendant is without
sufficient knowledge or information to form a belief as to the truth of the enumerated paragraphs,
hence all said averments are denied and strict proof thereof is demanded at trial. By way of
further answer, the averments of these paragraphs constitute conclusions of law for which no
answer is required.
-2-
KOP:305390v34082-02
-- ,
COUNT I
MOSE ATHERTON V. RS. MOWERY & SONS. INC.
15. Answering defendant hereby incorporates by reference its answer to paragraphs I
through 14 as if the same were set forth at length herein.
16,17. The averments of the enumerated paragraphs are directed to a defendant other
than answering defendant, and answering defendant is thus advised by counsel that a responsive
reply to these allegations is not required by the Pennsylvania Rules of Civil Procedure. To the
extent that the Court deems that responses are required, after reasonable investigation, answering
defendant is without sufficient knowledge or information to form a belief as to the truth of the
remaining averments of the enumerated paragraphs, hence all said averments are denied and
strict proof thereof is demanded at trial.
WHEREFORE, answering defendant demands that judgment be entered in its favor and
against plaintiff, and that the parties eventually found responsible to plaintiff be assessed the
reasonable cost and expenses incurred by answering defendant in defending this litigation.
COUNT II
MOSE ATHERTON v. FOREMAN ARCHITECTS-ENGINEERS. INC.
18. Answering defendant hereby incorporates by reference its answer to paragraphs 1
through 17 as if the same were set forth at length herein.
19. Answering defendant denies the averments of this paragraph because they set
forth conclusions of law for which no answer is required. To ~l1e extent that the Court deems that
the averments of this paragraph set forth factual averments, answering defendant specifically
denies the averments of this paragraph in that answering defl~ndant did not owe or assume the
-3-
KOP:305390v34082-02
'.
duties to the plaintiff described in this paragraph. By way of further answer, after reasonable
investigation, answering defendant is without sufficient knowledge or information to form a
belief as to the truth of the remaining averments of the enumerated paragraphs, hence all said
averments are denied and strict proof thereof is demanded at trial.
20. Answering defendant denies the averments of this paragraph because they set
forth conclusions of law for which no answer is required.
WHEREF;ORE, answering defendant demands that judgment be entered in its favor and
against plaintiff, and that the parties eventually found responsible to plaintiff be assessed the
reasonable cost and expenses incurred by answering defendant in defending this litigation.
NEW MATTER
Answering defendant has insufficient information to determine the existence of or the
specific applicability of certain affimlative defenses which it is required by the Pennsylvania Rules
of Civil Procedure to raise at the time of filing of the Answer to the Complaint. In consideration of
the procedural rule, answering defendant raises the affirmative defenses as New Matter which are
de8cribed as follows:
21. Plaintiff's Complaint fails to state a cause of action against answering defendant
upon which relief may be granted.
22. Answering defendant owed no duty to plaintiff,.
23. At the time of hi8 alleged accident, which is denied, plaintiff was not on, near,
and/or affected by any premises and/or instrumentalities owned, posse8sed, controlled, and/or
maintained by answering defendant.
24. If plaintiff has sustained injuries as alleged, they were caused or contributed to
-4-
KOP:305390v34082-02
by others over whom answering defendant had no control and for whom answering defendant is
not re8ponsible.
25. If plaintiff has sustained injuries and damages as alleged, then the same were
solely caused or contributed to by either plaintiffs own negligent acts, errors or omissions and
not by any actionable conduct on the part of answering defendant.
26. If plaintiff has sustained injuries or damages a.s alleged, then the same were
solely caused by plaintiffs assumption of the risk and that plaintiff knowingly and willingly
assumed the risk of the subject activities he was involved in when the incident occurred.
27. Answering defendant was engaged by Carlisle Area School District to render
certain professional services in connection with the design of additions and renovations to certain
buildings at the Carlisle Area School District location at or near 623 West Penn Street, Carlisle,
P A. A copy of answering defendant's contract for professional services is attached hereto and
marked Exhibit "A".
28. Pursuant to the terms and conditions of answering defendant's contract for
professional services, answering defendant was not responsible for, nor did it have control over
or charge of, the construction means, methods, techniques, sequences, or procedures, or for
safety precautions and programs in connection with the work. On the contrary, all said
responsibilities were retained by the contractors who perforrn,ed the construction work, who were
solely responsible for means, methods, techniques, sequences and procedures in connection with
the work, including the work performed by plaintiff and plaintiffs employer, and who were
responsible for exercising due care for the safety of those involved in the workplace.
-5-
KOP:305390v34082-02
,
29. Answering defendant was neither engaged nor did it have any obligation to
supervise or direct the work of the contractors, inspect the work of the contractors, or control the
work of the contractors, responsibility for same resting solely with the contractors whose
contracts with the owner expressly provide that they were solely responsible for the means and
methods of construction and all safety procedures in connection with the work.
30. If plaintiff sustained injuries as allegedly, then the plaintiffs recovery, if any,
must be reduced and/or barred by the application of the Pennsylvania Comparative Negligence
Act.
31. Answering defendant did not have any duty, contractual or otherwise, to provide
plaintiff or any others on the construction project, with a safe place to work.
32. Answering defendant did not assume any duty, by contract, conduct or otherwise,
to provide plaintiff or others with a safe place to work or to inspect the subject project for defects
and/or hazardous conditions.
33. Answering defendant performed all services to the party with whom it contracted
in a proper, professional and responsible marmer, and rendered all services in accordance with
the standard of care required of design professionals under the same or similar circumstances.
34. Plaintiffs causes of action are barred by the applicable statute of limitatiollsH
and/or are otherwise time-barred under Pennsylvania law.
35. The plaintiffs cause of action against answering defendant is barred by the doctrine
of laches.
-6-
KOP:305390v34082-02
. ,
WHEREFORE, answering defendant demands that judgment be entered in its favor and
against plaintiff, and that the parties eventually found responsible to plaintiff be assessed the
reasonable cost and expenses incurred by answering defendant in defending this litigation.
NEW MATTER IN NATURE OF A CROSSCLAIM
PURSUANT TO Pa. R. C. P. 2252(d) AGAINST
DEFENDANT.R S. MOWERY & SONS. INC.
37. Answering defendant hereby incorporates by reference all of the averments in
Plaintiffs' Amended Complaint; and in doing so, specifically denies liability for any and all
claims appearing in the allegations of Plaintiffs' Amended Cornplaint, and incorporates by
reference herein the allegations and averments contained in its Answer with New Matter.
38. If the injuries and damages alleged in the plaintiff Amended Complaint were
sustained as a result of any negligence, carelessness or other liability producing conduct, either
as alleged in plaintiffs Amended Complaint or in any other marmer or if plaintiff is entitled to
any recovery, all of which are specifically denied, then the injuries and damages of the plaintiff,
are due solely to the negligence, carelessness and/or breach of duties and other liability
producing conduct of defendant, R. S. Mowery & Sons, Inc., and its agents, servants, workmen,
and employees and defendant, R. S. Mowery & Sons, Inc.,' and its agents, servants, workmen,
and employees are solely liable to the plaintifffor any injuries or damages sustained.
39, In the alternative, if, at the trial of this action, defendant, Foreman Architects
Engineers, is found liable to plaintiff or any other persons or parties in any amount whatsoever,
-7-
KOP,,05390v34082-02
. ,
any liability of defendant, Foreman Architects Engineers, to plaintiff or any other persons or
parties being expressly denied, it is averred that any injury, damage or loss sustained by plaintiff
or other persons or parties was substantially caused by the negligence, 'carelessness, recklessness
and/or breach of duties and other liability producing conduct of defendant, R. S. Mowery &
Sons, Inc., which is liable with defendant, Foreman Architects Engineers, to plaintiff or other
persons or parties and/or liable over to defendant, Foreman Architects Engineers, on the claims
of the plaintiff or other persons or parties and/or liable to defendant, Foreman Architects
Engineers, by way of contribution and/or common law indenmity and/or contractual indemnity
and/or by apportionment or otherwise for the full amount or a part of the amount of any sums
which may be adjudged against defendant, Foreman Archite:cts Engineers, in this action, any
liability of defendant, Foreman Architects Engineers, to plaintiff or any other persons or parties
being expressly denied.
WHEREFORE, defendant, Foreman Architects Engineers, denies liability to any and all
parties and demands judgment in its favor together with costs and attorney's fees. Further,
defendant, Foreman Architects Engineers, claims that if averrnents in the Complaint of plaintiff
are proven true, then defendant, R. S. Mowery & Sons, Inc., may be solely liable to the plaintiff
for any injuries or damages sustained or jointly and severally liable with defendant, Foreman
Architects Engineers, or liable over to defendant, Foreman Architects Engineers Further, if
defendant, Foreman Architects Engineers, is found, at time of trial, to be liable to Plaintiffs then
defendant, Foreman Architects Engineers, claims that defend,mt, R. S. Mowery & Sons, Inc., is
jointly and severally liable with defendant, Foreman Architeclts Engineers, and/or liable over to
-8-
KOP:305390v34082-02
. .
-'
defendant, Foreman Architects Engineers, and/or may be liable to defendant, Foreman Architects
Engineers, for contribution and/or common law indemnity and/or contractual indemnity and/or
apportionment.
POWELL, TRACHTMAN, LOGAN, CARRLE,
BOWMAN & LOMBARDO, P.C.
BY:
~~' ~/~.~
BRUCE D. LOMBARDO
FRANCIS G. LAROCCA
Attorneys for Defi~ndant,
Foreman Architects Engineers
-9-
KOP:305390v34082-02
VERIFICATION
I,
PAv \0 e. hofl..e1\\pt1herebY state that I am the '1,1.4 pa.e..Q;JJrofForeman
Architects Engineers and that I am authorized to make this verification on its behalf. I further
verify that the averments contained in Foreman Architects Engineers Answer, New Matter and
New Matter Crossclaim Pursuant to Pa. R. C. P. 2252(d) are true and correct to the best of my
present knowledge, information and belief. These statements are made subject to the penalties of
18 p, C.SA ! 4904 rel"'n, In nMwnre f"'ilk'ti~3 /
Date: 1 M~ '2.4:>!:'
-10-
KOP:305390v34082-02
POWELL, TRACHTMAN, LOGAN,
CARRLE, BOWMAN & LOMBARDO, P.C.
By: Bruce D. Lombardo, Esquire
Francis G. LaRocca, Esquire
Identification Nos. 03583 and 51282
475 Allendale Road
Suite 200
King of Prussia, P A 19406
(610) 354-9700
Attomey for Defendant,
Foreman Architects-Engineers, Inc.
MOSE ATHERTON,
IN THE COURT OF COMMON PLEAS
OF CUMBERLAND COUNTY
v.
R.S. MOWERY AND SONS, INC.
v.
FOREMAN ARCHITECTS-ENGINEERS
NO. 04-2722, CIVIL TERM
JURY TRIAL DEMANDED
CERTIFICATE OF SERVICE
I, Francis G. LaRocca, Esquire, counsel for Foreman Architects Engineers, hereby
certifies that on the date indicated below, a true and correct copy of the foregoing pleading was
forwarded to counsel by u.s. Mail, postage prepaid, at the addresses below.
Karl J. Januzzi, Esquire
Shollenberger & Januzzi, LLP
2225 MiIlenium Way
Enola, P A 17025
Attorney for Plaintiff
Donald M. Desseyn, Esquire
Suite 103
4999 Louise Drive
Mechanicsburg, P A 17055
Attorney for Defendant, R.S. Mowery & Sons, Inc.
Date: 71ltU<-dr <" Z OO<}
,
BY: r-~=z' ,;/ cf/Jkc<~
~. LaRocca
-11-
KOP:305390v34082-02
i/
Standard Form of Agreement Betw(~en Owner and
Contractor where the basIs of payment is a Stipulated Sum ~
Constr'uction Manager~Adviser Edition
AlA DocumentA101/C,Ma - Electronic Format
lHIS DOCUMENT lIAS IMPORTANT LEGAL CONSEQUENCES: CGNSUL TATION WITH AN A TIORNEY IS ENCOURAGED WITH RESPECT TO ITS
COMPLEIlON OR MODIfICATION. AU1HENTlCATION OF lHIS ELEctRONlCA1.L Y DRAFTED AlA DOCUMENT MAY BE MADE BY USING' AlA
,DOcUMENT 0401.
The 1992 Edition of J.JA Do<:.ument AlOl.fCMa. Oentlsl Conditions of the Contract for Construction, Construction Manager.Adviser Edition, .is adopted in this
doc:umcntby reference. Do not use with other general conditions unless this document is modified.
Copyright: 1975, 1980, copyright 1992 by The American Institute of Architects" ,1735 New York Avtnue N.W., Washington D.C. 20006-5292. Reproduction of the
material hcrc.in or substantial quotation of its provisions without writtefl permission of the AlA violates the cop)Tight laws of the United States ltld will be subject to
Iqalp~ '
AGREEMENT
made as of the 15th day of ,February
(In ltorfh.lnJlcaJe'tlay, mOlltn and :;ear)
in the year of Two Thousand One (2001).
BETWEEN !he Owner:
(Name anJ oddres:I)
CARLISLE AREA SCHOOL DISTRICT
623 West Penn Streel
Carlisle,Penl1s~lvania 17013-229&
and !he Contractor. David M. Maines Associiltes, Inc.
(NmMonJ<iJdrus) 10 Expansion Drive, P. O. Box 167
Lewistown, PA 17044
For the following Projec\:
(Include dUal/cd descrlpJlon oj ProjUJ, locaJion, address and scopeJ
ADDITIONS AND ALTERATIONS TO: .
JfiGH SCHOOL COMPLEX: PHASE 1 - SWARTZJEDUCATIONAL TECHNOLOGY CENTER
The c::ons\rUction Manager is:
IN- onda4dreu)
ItS. MOWERY .lli~ SONS, INCORPORATED
625 Hamilton Street
-Carlisle, Pe~lvania 17013
The Architect is:
INO,. ond odd~
FOREMAN ARCHITECTS ENGINEERS, INCORPORATED
Box 189, 2685 Hossler Road
Manheim, Pennsylvania 17545
. Box 189,525 West New Castle Street
Zelienople, Pennsylvania 16063
,The Owner and Contractor agree as set forth below.
AlA DOCUMENT AlOIICM.. OWNER-CONTRACTORAOREEMENT' CONSTRUCTION MANAGER-ADVISER EDmON - AlA .,COPYRlOHT 1992 . THE '
AMERICAN lNSTlT\JTE OF ARCHITECTS, 1715 NEW YORK AVENUE N.W., WASHINGTON D.C 20\%.5292.; Unllcen,ed photoiopying viol..., U.S.
COp)'light laws and is subject to legal prosecution. This dOCl.!ment was electronically produced with permissiori of the AlA and can be reproduced without violation
IIntU the cl.atl: of expiration as noted below.
. Electronic Formal A.IOllCMa-1992
User Document 9814600500.DOC - 9128/2000. AlA License Number 106309, which expires on 11/6/2000 - Page #1
ARTICLE 1
THE CONTRACT DOCUMENTS
The Contract Documents consist of this Agreemeut, Conditions of the Contract (General, Supplement:uy and other Conditions),
Drawings, Specifications, Addenda 'issued prior to execution of this, Agreement, othc:r documents listed in this Agreement and
Modifications issued after execution l}f thi~ Agreeme.tl~ these ,form the Contract, and are'~ fully a part of the Contract as if attached to
this Agreement or repeated herein. .The Contract represents the entire and integrated agreement between the parties hereto and
supersedes prior negotiations, representations or agreements, either written or oral. An enumeration of the Contract Documents) other
than Modifications, appears in Article 9. '
ARTICLE 2
HiE WORK OF THIS CONTRACT
. '. ,
The Contractor shall execute the entire Work described in the Contract Documents, except to the extent specifically Indicaied ih the
Contract Documents to be theresponsihility of others, m-as-fallew5:for Contract Number 98146-403, Roofi ng Construct ion.
ARTICLE 3
DATE OF COMMENCEMENT AND SUBSTANTIAL COMPLETION
3.1 .The date of commencement is the date Hom whieh tll. Ceatf"t Tim, efParagraph 3.2 b 9',,,",,e, aae ,hilll ee the eo!e sf
this ~~..greemeat. as flrsty;rHte:a aas\'e, W3.1ess a elifrerent date is stated eels'.': Sf previsjoR is ~aae:for the eIateto be fixed in a notice tQ
proceed issued by the Dvmer. . .'
(lltSut ,lie datt ofcomrmncemenl. flU dJjfersfrortl l1It date ojfhls Agrwnent or, Vapplfcablt. stale (hat the date \I'il1.beflXed in Q notice toprOC~f!dJ
neWork to be perfunned under this Contract shall be commenced immediately upon receipt of the ,Notice to Proceed~
Dl"etlt~d Atlle~uientl ,;hiehe .f.!i ecttlrs fuJt.
Unless the da:te of commencement is established by a notice to proceed issued by the Owner, the Contractor shall notify the Owner,
through the Construction Manager, in writing not less than five days before commencing the Work to pennit the timely filing of
mortgages, me.ehanil:!'r liens an~ other security interests.
3.2 The Contractor shall achieve Substantial Completion of the entire Work not later than Apri I 9, 2003.
(buert the calendar date or number oj calendar days after the date of commencement. Also imerla1l}' reqlJlrementsJor earlier Substantial CorrtjJletion of cutain
portIons qflhc Work.lfnol staled el:sel1'hert In the Contract Documents.) .
with portions oflhe Work to be partially completed to such extent that allows Owner occupancy, in phases described in Section 01101
of the Project Ml!I1ual, and following lhe parameters of Section 01321 of the Project Manual, or as otherwise mutually agreed, in
writing, between both parties of this Agreement
. subject!o adjustments of this Contract Time as provided in the Contract Documents.
(lnserlprovlsloru,l/mry,!OI'ltquldaleddamagelreladngto!aflun to complete on timeJ ,
Insert A: The Contractor and the Contracto~s Surety shall be liable for and shall pay the Owner liquidated damages in
accord with provisions of Document 00800 - ~upplementary Condltions,.Artic1e 8" Subparagraph 8.2.4,
ARTICLE 4
CONTRACT SUM
4.1 The Owner shall pay the Contractor in current funds for the Contractor's performance of the Contract the Contract Sum of
ONE MILLlCN FIm-FIVE lliJUSAND NINE fOORED SIXTEEN lXJlLARS ($ 1,055,916.(0), subject to additions and deductionS
as provided in the Contract Docurents. '
4.2 The Contract Sum is based upon the following altemates, if any, which are descnoed in the Contract Documents and aie
hereby accepted by the Owner: .
(Stat, the numhrs or Dtl1er k1urlfllCfltfon of accepted aftmttJlU. Q deets/oIU on other alternates on to be madt by the Owner subsequent to the t:reculfon oj IhiJ
II.greenu:nt, atltJcI! a 3Ch,JlIlr qfsuclJ other altertliJ/,s showing the amount/or each and /he. date until "h/ch ,rhat amount is valid.)
.BASEBID $ 1,055,916.00
ALTERNATES NONE
4.3 Unit prices, if any, are as follows:
None.
AlA DOCUMENT AIOllCMa' OWNER.cQNTRACTORAGREEMENT' CONSTRUCTION MANAGER.ADVlSER EDmaN -AJA. COPYRIGHT 1992 . THE
AMERICAN INSTITI1TE OF ARCHITECTS, 1735 NEW YORl( AVENUE N.W., WASHINGTON D.C 20006-S292.; Unli<:<n..d pholoeOp)ing violates U.S.
cop)-right taws and is subject to legal prosecution. This doc:timent was eh:ctronica.lly produced with permisSion of the AlA and can be reproduced without violation
until the'date of exphmon IS noted below.
Electronic Format A10l/CMa.1992
. User Document 9814600S00.DOC - 9/28/2000. AlA License Number 106309, which expires on 11/6/2000 - Page #2
,I
.'
ARTICLE 5
PROGRESS PAYMENTS
5.1 Based upon Applications for Payment submitted by the Contractor to th" Construction Manager, and upon Project
Applications and Certificates for Payment issued by the Construction Manager and Architect, the Owner shall make 'progres"
payments on account of the Contract Sum to the Contractor as provided below and elsewhere in the Contract Documents.
5.2 The period covered by each Application for Payment shall be one calendar month endu1g on the 15th losl-day of the month,
.......~
. '., 1 .'
5.3 Provided an Application for Payment is submitted to the Construction l\t~~ nager not later than the agreed up~n day of a
month, the Owner shall make payment to the Contractor not later than the 20th day (,f the following month. If an Application for
Payment is received by the Construction Manager after the application date fixed above, payment shall be made by the Owner not
later than 75 days after the Construction Manager receives the Application for Payment.
5.4 Each Application for Payment shall be based upon the Schedule of Values submitted by the Contractor in accordance with
the Contract Documents. The Schedule of Values shall allocate the entire Contract Sum among the various portions of the Work and
be prepared in such fonn and supported by such.data to substantiate its accuracy as the Construction Manager or Architect may
require. This schedule, unless objected to by the Construction Manager or Architect, shall be used as a basis for reviewing the
Contracto~s AppliCations for Payment. .
5.5 Applications for Payment shall indicate the percentage of completion of each portion of the Work as of the end of the period
covered by the Application for Payment.
5.6 Subject to the provisions of the Contract Documents, the amount of each progress payment shall be computed as follows:
5.6.1 Take that portion of the Contract Sum properly allocable to completed Work as detennined by multiplying the percentage
completion ofeacbportion of the Worlcby the sbare of the total Contract Sum allocated to that pnrtion oftbe Work in the Scbedule of
Values. less retainage often percent (10 %). Pending fmal determination of cost to the Owner of changes in the Work, amounts not in
dispute may be included as provided in Subparagraph 7.3.7 oftbe General Conditions;
5.6.2 Add that portion oftbe Contract Sum properly allocable to materials and equipment delivered and suitably stored at the site
for subsequent incorporation in the completed construction (or, ifappre\'cel ia aih'aRse ~ O','1neF, s1:I.itably stered-eff.the site at a
Ie .alion agreed lIfl'B in '"riling), less retainage of ten percent (10 %); sucb payment ,hall constitute, transfer of title to the materiais
and equipment for which such payment was made, if such transfer bas not theretofore occ:urred.
5.6.3 Subtract lite aggregate of previous payments made by the Owner; and
5.6.4 Subtract amounts, if any, for which the Construction Manager or Architect has withheld or nullified a Certificate for Payment
as provided in Paragrapb 9.5 of the General Conditions. '
'5.7 The progress payment amount det.nnined in accordance with Paragraph 5.6 shall be further modified under the following
circumstances:
5.7.1 Add, upon Substantial Completion oftbe Work, a sum suflicientto increase the total payments to ninety-five percent ( 95
%) of the Contract Sum, less such amounts as the Construction Manager recommends and the Architect detennines for incomplete
Work and unsettled claims; and .
5.7.2 AcId, if final completion of tlte Work is thereafter materially delayed through no fault of the Contractor, any additional
amounts payable in accordance with Subparagraph 9.10.3 of the General Conditions.
5.8 Reduction or limitation ofretainage, if8ll)" shaR be as felley:"
(Iflt irlnlel'lded,prlorlo SubsUlnlla!Comp/elfon (lfthe entire WorA; to reduce or Irmlt the ,.efainDge ruultirrgfrom Ihe percentages inserred (11 Subparagraphs S.6.J
and J.6.2 ahove, and tills Is nol up/ained elsewhere 1nlne Contract Documents, In.rert here provisiorufor J1(ch recJuction or ./(mlfallon.)
Shall be in accord with Document 00700, Article 9, as modified by Document 00800, AIticle 9, Subparagraphs 9.3.6 and 9.3.7.
AlA DOCUMENT AIOIICM.. OWNER.cONTSAcroR AGREEMENT' CONSTRUCTION MANAGER.ADVlSER EDmON .IJA - COPYRIGHT 1992 _ THE
AMERJCAN iNSTmITE OF ARCHITECTS, 1735 NEW YORK AVENUE N.W, WASHJNOTON D.C 20006-5292.; Unlictnscd photocopying viol.tes U,S.
copyrigbllaws and ls subject '0 legal prosecution. This document was electronically produced with permi~ion or the J1JA and can be reprodu"ced without violation
u.n1il the: date oftxpiratioa IS l'Ioted below. .
Electronic Fonnat AI 0 l!CMa.1992
User Ooc1Jment 9814600500.DOC - 9/28/2000. AlA license Number 106309, which expires on 11/6/2000 - Page #3
;I
ARTICLE 6
FINAL PAYMENT
Fmal payment, constituting the entir~ unpaid balance of the Contract Sum, shall be made by the Owner to the Contractor when (I) the
Contract has been fully performed by the Contractor except for the Contractor's responsibility to ,correct nonconforming Work as
provided in Subparagraph 12.22 of the General Conditions and to satisfy other requirements, if any, which necessarily survive final
payment; and (2) a final Project Certificate for Payment has been issued by the Construction Manager and Architect; .such final
pa;,.nent shall be made by the Owner not more than 45 W-days after the issuance of the final Project Certificate for Payment, or as
follows: . .
In accord with Document 00700, Article 9, as modified by Document 00800, Article 9, Subparagraphs 9.3.8 and 9.3.9.,
ARTICLE 7
MISCELLANEOUS PROVISIONS
7.1 Where reference is made in this Agreement to a provision of the General Conditions or another Contract Document, the' '
reference refers to that provision as amended Or supplemented by other provisions of1the Contract Documents.
7.2 Payments due and unpaid under the Contract shall bear interest from the date pal .nent is due at the rate stated below, or in
the absence thereof, at the legal rate prevailing from time to time at the place where the Project is located.
(In~rt rale D,{lnteut agreed upon, if (my.)
Rate of interest shan be in accord with Document 00&00, Article 9, Subparagraph 9.3.1 O.
{USIl'f laws ami requirements lUl(/e.r dIe Federal Truth /11 uf1dlng Act, sImilar state. and local CONsumer credit laws and other ngufations at the Owner's ,and
Contr'4ClDr'J prlncfpa/ placu of busiNess. d,e locarloll oj'tlte Proje.ct and eut!:lI'here may afficJ (he \I~lidjf:;1 o/Ihls provLtlon. Legal advice. shou!d be obtained with
respe'C! to ckletlons or rnod(ficatiottS, tmd also regarding requireme.nts such as written disclosures or ll'.aivers.)
7.3. Temporary facilities and services:
(Here inse.rt femporory facllitle.s and se.rvices which are different/rom or (n addition to rflose included e rSell'11ere in tlle COn.tract DOCllmertts.)
In accord with Section 01500. ' '
7.4 Other Provisions:
(Here list D1/)' specfrJ.l provisions affecti'ng'tIre CONtract.)
None. .
ARTICLE 8
TERMINATION OR SUSPENSION
8.1 The Contract may be terminated by the Owner orthe Contractor as provided in Article 14 of the General Conditions.
8.2 The Work ~ay be suspended by the Owne; as provided in Article 14 'ofthe General Conditions.
, ARTICLE 9
ENUMERATION OF CONTRACT DOCUMENTS
9.1 The Contract Documents, except for Modifications issued after execution of this Agreement, are enumerated as follows:
9.1.1 The Agreement is this executed Standard Fonn of Agreement Between Owne(and Contractor, AlA Document AIOllCMa,
1992 Construction Manager-Adviser Edition. .
S;'U--Tho''(leiiernl'Coriditioils are the General Conditions of the Contract for Construction; AlA Document A201/CMa, 1992
Construction Manager-Adviser Edition., .
9.1.3 Thc'Supplemental)' and other Conditions of the Contract are those contain"d in the Project Manual dated 21 September 2000
,and are as (ollows:
Document Title Pages
The Supplemeolaty and other Conditions of the Contract are enumerated in the Project Manual, Document 00003, Table of Contents
of Project Manual, under the heading "Documents and Contracts'; Pages 00003-1 and 2; and include modifications contained in the
Addend. listed under Subparagraph 9.1.6' ofthis Agreement. '
}JA 00CtlMENT AIOIlCMa' OWNER-cONTI\AcrOR AGREEMENT' CONSTRUcnON MANAGER.ADVlSER EamON -.A1A - COPYRIGHT 1992 _ THE
AMERICAN lNS1lT1ITE OF ARCHmcrs, t735 NEW YORK AVENUE N.W. WASHINGTON D.C 20Q06-5292.; l.!nli"",ed photo<:opying violates U.S.
topyright la\\'5 intI is subject (0 legal proseeuclcm. This doculMl"lt lI'as dedranically prodlJ~d with permission of the' AlA and can be 1q)ioduceA wilham violation
IIntilthc da1r:ofexplrwtionas noted ,below. ' . ...
. Ele<:ll:onic Format AIOIICMa~1992
. User Document: 9814600S00.DOC - 9/2812000. AlA License Number '106309, which expires on 11/6(2000 - Page #4
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4 The Specifications are those contained in the Project Manu.l dated as in Subparagr.ph 9.1 J, and are as follows:
!r Ibt the Specljicatlofu !we or rifer (0 an aMbit attached 10 IMJ Agrt.ement,)
oment' Title. Pages .
Speeifications are emunerated in ~e Project Manual, Document 00003, Table of Contents ~f Project M;~nua~ under th7 hea~mgs
.,. I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 and 16" Pages 00003-2 through 8; and mclude mot tfic.tlOns contamed m the
'wlOIlS , J J J ., 1 , 1 t I. , , '. t t J ..
end. listed II11der Subparagraph 9.1.6 of this Agreement. . . . '
5 . The Drawings are as follows, and are dated 21 September 2000 tmlessa a,ll'"ent aate lS shaWld,e[ow:
If 1l3t thl! Dra1r/ngJ ~n ar relu (0 all uhlblt olfacll1!d fo thfJ ..(greemenJ,)
lumenl TII!e '. P~ges .
Drawings are enumerated in the Project Manual, Document 00004, List of Drawings, Tabk;, ~.ld Schedules, Pages 00004-1
ugh 15; and indude modifications contained in the Addenda listed under Subparagraph 9.1.6 ofti.~ Agreement
5
The Addenda, if any, are as follows:
Document Date
009-01 October 18, 2000
00904
November 9, 2000.
PaRes
28 pages
24 supplemental drawings
1 page
44 pages
25 supplemental drawings
27 reissue drawings
, 41 pages
31 5upplemental drawings
2 reissue drawings
13 pages
4 pages
2 supplemental dr.:Lwlngs
00902
00903
October 20, 2000
November 1, 2000
00905
00906
November 1 a, 2000
November 14, 2000
7 Other documents, if anys fanning part of the Contract Documents are as follows:
hen all)' additional rfocuments which are Intended tofonn part oflhe Contract DocumenlJ, '171e General Condilio/tSproYide that biddtng requIrements sucn ~s
-tlJement or Irrvltallorl to btd, lrutnlcfioflS 10 BIdders, sampleforms and the Con/raetor': bid au not /X1/"{oj tne Contract Documents UII/e.:" numerated In Ihl:
rnwnt. Thq s"ould he listed hen only ifln/ended to be parI of the ContractC>ocwrte.n/J,)
'r documents forming part of the Contract Documents are identified in the Project Man!,a!, Document 00800, Page 00800-3,
plngraph 1.1.1. .
,Agreement i. entered into as of the day and year first written above and is executed in at least four original copies of which ona is
· delivered to the Contractor, one each to the Construction Manager and Architect for use in the administration of the Contract,
the remainder to the Ovmer. .
NER
-.J
C..A. .-f P rY)~
(Slgnalun) CI/IJ-/IIe.J E /77Q""u '
, V/f..~ f'A<JItJ,...,r/1AU14.",c/e:e",
E AREA SCHOOL DISTRICT
CONTRACTOR DAVID M. MAINES.ASSOCIATES, INC.
fEST:
. Robert C. Williams, Board Secretary
lOCUMENT AI Ol/CM.. OWNER-CONTRACTORAGREEMENT' CONSTRUcnON MANAGER-ADVISER ErmON . J>JA' COPYRlOHT 1992 . T1iE
RICAN INSTIl1.ITE OF ARCHITECTS, I13S NEW YORK AVENUE N.W,. WASHINGTON D.C 20006-5292.; Unllcensrd photocopying violat.; li~.
Ight laws and is subject to legal prosecution. This document was eIectronlcally produced with permission of the AlA IJId can' be reprodLiced without violation
hcda1eortxpintion IS noted below. '
'. ElectronicFormat A101lCMa-1992
User Document.9814600500.DOC - 9/2812000. PJA License Number 106309, whIch expires on 11/6/2000 - Page #5'
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AlA Document A201lCMa
General Conditions of the Contract
for Construction
Wbere the Construction Manager is NOT a Constructor
1992 CONSTRUCTION MANAGER-ADVISER EDITION
-.
THIS DOCUME.~T H.1S I.\IPORTA,\T LEGAL COSSEQUENCES: CONSULTATION WIT/{
AS ATTORNEY tS ESCOt'RACED WrTH RESPECT 10 ITS JlODrFICATJON.
TABLE OF ARTICLES
L GENERAL PROvlSIONS
8. n'.lE
2_ O\"NER
9. P_W~IE)lTS AND CO~IPLETIO~
3. COZ'iTRACTOR
10. PROTECTION OF PERSONS .-\..';1) PROPERTY
4_ ADz..i!?-<ISTRATlON OF THE CONTR.-\CT
11. j?-<SliR.-\..'iCE A.'\lD BONDS
5. SUBCONTR.'.CTORS
12, C:--;COVERING -",,'iD CORRECTION
OF WORK
6. CO:-iSTRCCTIO:\' BY OWNER OR BY
OTHER CO:\TR.1.CTORS
13. ~lISCElLA."EOCS PROVISIO:\'S
- CH_-\.'iGES \:--; THE \,'ORK
H. TER"H?-<,\TION OR SCSPE;\SI0:--; OF
THE CO>iTRACT
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C,?pyright 1~~5. 198.(j. ~-19'-)1 by Th~ Arnerian 1n:;ljrl.lreoL"-<<.hit~cts. f,y; :':c~ 'lark ,\\-enu~, :;.\X:, \'t'J.shington. D,C. !()r1(l<.:;"'5~9~. Rt'?ftXuction
~t th~ ~tc:r~~l hcco::.1O I)f 3ub$.unti:ll quot:nion of ils pra\'jj(ons .,-jthOUl writl~n ~rmissjon o( the AU. \.i()l~te$ th.t: copyright b~'5 o( il1~ l-nited
CIte:; ;Am..! ~i.ll subl-er,. the vlo12tor to k::;d pflJscl.:ution.
~ CAUTION: You should use an original AlA document which has this caution printed In red.
~ ~n original assures that changes will not be obscured as may oc(:ur when documents are reproduced.
~ IJA DOC\I~T A.201/CMa . GE.....Efl.A.L co:o-nmoss Of THE CONTRACT fl)R CQ:>:STiltL"1I().\'"
~t COSSTRlttIO:> ~V...'\,:\GEP.-AD\.1.'iEII. EDmoS". 1m [Orno,.... AlV . tl'.";l. THE "\'\ll:RII:\:-';
:.:::..: :~~,""~QF_~RCllrTEc..iS.l'"3S:\E'<<.YORKA\'V.l"E.'!\.~ \r,\~~"1..:r"n-.: "'lr l......_~....,...'\'\:....~.
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Acceptance of Nonconforming Work.................~9.6.6, 9-.9.3. 12.3
Accepunce o(Wock ........................9.6.{), 9.8.2. 9.9.3,9.10.1,9.10.3
Access to Work ................................,............3.1"6.6.2.1,12.1
Acddent Prevention........................... ........................-4.6.6. 10
N:.t5 and Ornlsslons.....................3.2.1. 3.2.2. 3..3.2.3.12.8.3.18, 4..6.6,
4.62.4.1.9.83.1. IO.IA. 10~5,13A.2.13.7. 14.1
Addenda..................................................................1.1.1.3.11
Addttlonat Costs. Claims for ............4.7.6.4.7.7..1.7.9,6.1.1.103
Additional Inspections U'Id. T~ting ...............-\.6.10.9.8.2.122.1,13.;
Addttionaf llme, Claims for ...............4:.7.6, 4.1 ~.4.1.9. 8.3.2,10.3
ADMINISTRA nON OF THE COtlTRACT ...............33.3. 4. 9.4.9.5
Ad..-en1se:menc or {nYiution to S-id .......................................1.1.1
Aesthetic Effect . .... ..~....... .....__ ..0.." .........................4.620. 4.9,1
A,Uowanc:es .. ....... ..... ..... .... ... ....... ... .................................3.8
AU.ci1k Insu~ce ........ ...................... ....... .... ............... .113.1.1
Applications for Payment ...............4.6.9.73.7.92.9.3.9.4.9-5.1,
9.63.9.8.3.9.10.1.9.103.9.10.4. l1JJ. 1-12.-1
App['O\.";1!s .... .................2.4.3.33.3.5. 3.1O-3.3.t2A thro\lgh 3.12.8.
3.18.3.4.6.12.9-3.2.11.3.1.4,13.42, 13.5
Arbitration. ..' ..... ..... ..0...'0." ...__................... ........4.5, 4.704. 4..9.
8.3.1.10.1.2, 11.3.9. 113.10
Architect ...... ................ ...n...... ..__.... .........0.................... ..4.1
Archi(o:t., 3!\d CertifiC3.te for Payment ......................... ...........4.6.9
Atch.ltect, Definition'of ........... .....;.....,.. .................. "" .....,.4.1.1
Architect. E.-qenc of Authority .....................2A.1. 3.12.6, ~.6.6. 4.7.2.
5.2,6..3.7.1.2.72.1. 7A. 9.2. 9.3.1. 9.4. 9.5. 9.6.3.9.8.2.
9.8.3.9.10.1.9.10.3,12.1.12.2.1.13.5.1.13.52. H.22. 142A.
.vcnita."t, lJm1utions or AuthoritYVld &:sponsibilit'}" ...............3..3.3.
3.12.8.3.11.11.4.6.5, -4.6.6. 4.6.10. 4.6.12,
4.6.17. -i.6.19, 4.620. -i.-2. 52.1. 7A. 9.6A
Architc:ct's },dCitiorul Se::('o'k:es:md E..'<;penscs ..........h.........2.-i.9.8.1.
11.3.1.1. 12.2.1, \2.2.:\. 13.S.2. 13.5.~. 142."
.VChitect's Admmisu-J.tion
of the: COntr.1ct ................................A.6. .j.~.6. -t.':'.;, i.B, 9A.. 9.5
.\Tl"hitC:l,..t"s .\pprovals ................__............h.......1.-U. 3.5.1, 3.10.3.
3.1~.6. 3.12.8. 3.18..3. ..1.6.12
Archit~ct's '\uthoritv to Reject 'X-'ork ............3.5.1, -i.6.10. 12..1.2.. 1::!.1.1
A.n:hit~'t's COP}Tight .. .""'0... ..........h..................,............... .1.3
Architet..cs De:dsions .....h............... ......1.6.10, ...6..12. 4.6.18, 4.6. J9.
4.6.20. 4.7.2.'i.i.6.'('s.1.-UA.4.9.6.3. 8.13.
8.3.1.92. 9A. 9.5.1. 9.82.9.9.1.10.1.2,13.5.2,142.2.1-1.2.4
Atch,iCect's Inspections ..............................4.6.5. ~,6.16. 4.i.6, 9.43.
9.8.1.9.92. 9.10.1.13.5
Ych!t<<:\'s Instructions ............4.6.10.4.6.11, 7.4.1.9.4..3,12.1.13.5.2
Vt;hitet,.'t's tmecpreutions .................................-1.6.18. 4.6.19. 4.7.7
\rt:hit~'$ On.Site ObseMtiOt\$ ..".......................US. 4.6.9. -'.7.6.
9.H.9.5.1.9.10.1.135
\.n:hit<<t's Projea Represc:nach'e .......................................4,~.1";'
\rchit~'t.$ Rel:1tloruhip ",im Cootro1ClOr ...1.1.2.. 31.1, 32.2, 33.3. 3.5.l.
3-7.3, 3.11.3.12.8,3.12.11,3.16,3.18,4.6.6.4.6.7,4.6.10. 4.6.l!. 4.6.19.
. 5.2.6.2.2. 7.3."". 9.B.2. 10.1.2, 10.1.4.10.1.5.11.3.7. 12.1. 13.5
~hitect's Rel:ltionship with ConsU"UCtion M2nager .........1.1.2, 2"".1.
3.l2.6.5.12.8.4.6.8. 4.6.10. 4.6.1-1, 4.6.16. 46.16. 6.3.1. 9.7.1. 9.8.
9.9.1.9.9.2.9.10.1.9.10.2, 9.103.12.2.4, 13S.1.13.5.2.13.5A,I.f.2A
.rchite('t's Re:l3dooshlp ",im Subcontr;1.Ctro ............1.1.2, 4.6.6. 4.6.7,
H.W. \.3.1. 9,0.3. 9.6.4. 11.3.7
..--rhitect'.s R~presenucions .................................9..0.9:5.1.9.10.1
rcru!ect's Site Vl.Sics ...,....................4.6.5. -i.6.9. ....6.16, 4.i.6. 9A.3.
9.5.1.9.8.l.9.92.9.1O.1.15.5
!!:!Qgx
A.sbe:stOS ..............."........................:.........]0.1.2. 10.1.3, 10,1.4
A1tome}'S' Fees .............. .....................H< .......3.18.1. 9.10.2, 10.1:4
.,,-,,-:uti O(Se~ Contracts ................ ....n................. .........6.1.1
AWlIId.f Subeo<.lrlk.'isand Othef-Cocttracts to<
PoI1lons of the Wortc .... .................. ............. .... ..................52
Baste Definitions .......................... .............. """ .... ..........1.1
Bidding P.eqlJIrement.s ....-..........................1.1.1.1.1.7.52.1,11.4.1
Boner and Machinery Insurance .....0..............................11.3.2
Bonds, Uen ...............;.."d................, .... .......-................9.10.2
Bonds.Perfonnance3JldP3~.ment ............73.6A.9.lQ.3, 11.';.9, 11.4
Building Permit................ ..' ........ ........ ,.. ....0..0.......... .2..2.3. 3.7.1
Capitallzatlon- ........ ....... .,... ....... ............... ",h.., ....... ..........1.4.
Cenific:u.e ofSubsWltial Completion h.. ._...... ........... ....;.. .......9.8.2
CErtffic.ates for Paymem.........1.6.8. 4.6.9, 9.3.3, 9.4. 9.5. 9.6.1. 9.6.6.
9.7.1.9.83.9.10.1.9.10.3.13.7.14.1.1.3.142.4
Certili~tes oflnspection. Te:.sting or AppfO'o':l.3 ............3.12.11.13.5.4
Ce-rtifiates o(lnsW'anCe.. .................... ....... .......9.3.2. 9.10.2. 11.1.3
Change Orders............1.tl, 2A.l. 3.82.4. 3.11.1. 4.6.13. 4.7.3. 5.2.3,
iJ. 7.2; 73.2.8.3.1.9'.3.1.1.9.103.11.3.1.2.11.3-4.11.3.9.12.12
~ge Orders. Definition of .............................................72.1
Changes ..... ...................................... .........0... .............h_.7.1
CHANGES tHTHE WORK ...........................3.11. 4.6,13, 4.6.14.7.
8.3.1.9.3.1.1,10.1.,3
~m. Definition of...................__.......h........................... 4.7.1
Claims and Disputes .........__..................-4.7.4.8,4.9.6.2_5, 0:.1.2.
93.12,9.3.3,9.10.4,10.1.4
Claims and TImety ,A.s.serti,m of Claims ....................h.....4.9.6
Claims ~Qr Additional Cost ...............--1.7.6.4-7.7, 4.7.9, 6.1.1,10.3
Claims tor Addttlonel Time .........0.....4.6.9.4.7.6,4.7.0.4.7.9.8.3.2
Claims for Coneealed or Unknown Cot"tdttlons ...................4.7.6
C!.:tims for-D:uruge:s .........3.18,-\.7.9.6.1.1.6.2.5.8.3.].9.;.1.2.10.1.4
Cb.ims Sub~ W..s.rl>itntion."........h....................--t:".2. -\.8.-\. .t9.1
Cleaning Up .. ......................... ..h.............. ..... ...........3.15. 6.3
Commencement of Statutory Umitatfon Period ..................1:.1.7.
C;)rnm<:!l.cemo:nt of the 'O:."'ork. Conditions Reb.ting to ~........1. 1.1, 2.2.1.
3,:!.1. 3.2.2. 3."'1".1.3.10.1.3.11.6. -i.7.7. 5.21.
6:!..!.8.L~.8.:?:.1. 9.2,11.1.3.113.6, 1U.1
Commenl.:~mc:nt o(the 1,J;'ork, [)e&uoonof ...........................8.1.2
ComtnurUctions. Owner [o.Vl:hi,ect _...,.... ....... ........~. ...... ....2.2.6
CommurUc:ltiOlt.s. (h..ner to Co;ruU\lctio(J Munger ..................2.2.6
CommuOlC3tions FaciUuting
Contr.l.ct.1,Dmini3:tr:ltion ......".............................3.9.1.4.6.7.5.2.1
Comp,k:don, Conditions Rd.aclni~ to.........3.11. 3.15. 4.6.5. <1.6.16. 4.i.2.
9.,<1.2.9.8.9.9.1.9.10, 11.3.5. 12.2.2.13.7.1
COMPLETlON, PAYMEl<TS AIlD ........... ...............................9
Completion, SubstanUal .............. ...... ....... ... 04.6.16. -i.iS.Z. 8.1.1.
. 8.1.3. $.2.3. 9.8. 9.9.1. 12.2.2. 13.7
Compli;mce "ith U1fl3 .........1.3.3.6,3.7,3.13. 4.1.1. to.2.1. t 1.1, 11.3.
I.U. 13.;.1. 1.3.5.1. l3.6,1-i.l.t. t.(.2.13
Conce:::ded or Unkno"-1\ Conditic~ ............. ..... ..... .... ...... '" ....4.7.6
Cooditions of the Conccaa .................................1.1.1.1.1.7,6.1.1
Consent, Written ............1.3.1'.,3.12.8.3. l'U, ".7.4.1.9.5.9.3.2.9.8.2,
9.9,t.9.10.2. 9.103. lO.1.2.1Q.13, 11.3.1, 11.3.1A. 11.3.11.132. 13.4.2
CONSTRUCTION BY OWNER OR BY
OTHER CONTRACTORS ...................................,......1.1.4.6
ConsU\JCtion Chmge~'It:,Definitionof ...........................7.3.1
Conslruction Change Directives .........1.1.1. 4.6,13, 7.1. 1.3. 93.1.1
Construction Manager.. ........... .... ......... .... ......,. .:....... ..' ......(.2
COn:>:tnJcUQ(I Ma.tlaa:ef",and Building Permits ...........................22.3
A201/CMa--1992
.6.1.6. OOCUME"tIT A.201,eMa . GE~tR.U CONomO~S OF THE COr..IR..4.CT FOR co~ml..icno;-:
m~M.....-.w:.EJl...".O\lSamrl1ON.lmEIXT1ON. Al.-\s .elm -Tr!EAo.tERJCA/'lIt-$lTl1..-1E
Of AROiIl1:CTS. C3~ !\"E\t" mRK ..a..~i.;'E, l"!.'l' ~ WllSHl."GT'Qto;. D.C. 2lJ:X)).5.."'n. W A.RNH3: ~
photocopying violates U.s. eopyrlghtlaws ./'ld will 'ubJ<<:t tM vtQlator to ~.I prosee:vl1on.
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C.lOSt:.rlJCtic'.l~.Cbirn.s::g:::tinst .............................'.........;4..12
Const:tuction 1rWuger.'C6mmu.nlOltions ti1rolJgh ......,... .;:...:::::-t,6.7
Con.st,r\Je:rion Muu:aer,,,oo Consrruo-Jon Schedule .........'.10.1.3.10.2
ConsU'1JCtion~, t>efuUtion of :..;.........:......................4..2.1
r..oostrUC;tioo. ~er, -,nd 'Do:::x:uments ~d Samples.ut:he Slte...3.11.1
CoflJtt\lctionMuuger, b:t.entofJ...lJthadty ............3.12.6,~.12.8,4..3..
~,O, '-6,11,7.12,72.1,7.3.1,8.3.1,9.1.1,9.3.1.904.1. 9.t3.
9.82.9.8.3,9.9.1. 12.1.1. 12.2.1,122.-1, H2.2, H.1.l
Constr'UCtion Mm2ger. limlUtions of
Authodcyond Responsibili<y ...........................H.6.~.6.10.13.~.2
ConstrlK'tion Maruger, ~ SUbmiU2!s .............. ...................3.10..3
Constr'\JCtion~..sMdltioml .
S<niccs aad ~ .._............,............;............12.1.1.122.4
ConstfUaion :.bna,gtt's AdinInista.tian
ofth. Co<ur2a ......................,...............................~6,904. 9.5
ConstttJCtion Manager's Approval.......... ....................;..2.4.1. .3.10.3
Consuuaion M:1n.:JBer'!l Audlority
to Rejc:o. "Work .................n...n..............,............,~.6.10, 12.2.1
Constiuctioo ~Un:age'l"'~ Oeti!.ions ........................73.6, 7.3.7, 7J.8.
9..3.1,9..,1.1,9.5.1
COr1$tJ\.lcUon MaMger'!l InspectlOllS ......4.6.10. 9.4.3.. 9.B.2, 9.9.2,12.1.1
Construction ~get'!l On.Site Qbsel'"o';ltion.s .~..,....................9.5.1
<:orutruction ~i1mger'!l ~donship ",,1thAtch.itea .........].1.2.4.6.8.
<<.10.4.6.11,4.6.14.4.6.16. 4,6.18. 6.3.~ 92.1. 9042.
9.43.9.5;1,9.6.1.9.6.3.9.8,2.9.8.3,9.9.1.9.10.1. 9.102. 9.10.3.
11.1..3.12.2.4.1305.1,13.52.13.5.4.14.2.2.14.2.4
Construction Mm:tger"s Rd.tionshlp"nth COntn.aOC.........32.1. 3.12.
33.1. 3J3. 3.5.1,3.;.3,' 3.l0,t, 3.10.2. 3.103, 3.11.1. 3.12.5. ~.12.6,
3-11.8.3.12.9.3.12.10.3.12.11. ,3.]3.2.',.142, 3.15.2. 3.16.1. 3.17.1.
3.18.1.3.18.3. i.6.3, 4.6.4.4.6.6,4.6.]1. 52.. 62.1.6..22, 7.1.2.
7.1.1,1.3.4. ;.,3.6, 7.3.9,8,3.1,9.1.1,9.3.1.9.4.],9.4.2.9.4.3,
9.7.1. 9.B.2. 9.9.1, 9.10.1, 9.102, 9.10.3. 10.1.1. 10.1.2.
10.1.5.102.6.113.7,12.1; 13.5.1. 135.2. 13.53, 13.5.4
ConstrucOOt'\ ~bN.Ser'$ R.cbtionship
o.ith ~T1C'C ........_................................2.2.3. .1.6.1, 4.62, 10.1.6
Corutruction M.:.1nag:er's Relationship <g..ith O~
Contr.lCtOr:s md Owner's Own Forces ....,........~.........."un..A.63
ConStruetic<'!. ~bri:lger'.s Rc:btiOn5hip
",ith Sutx::ontr.Ktors .................................-1.6.10. 5.3.1,9.6..3. 9.604
Construetion ~bn:iger's ~resent::ujons ..,.....................9--'..3.9.5.1
Cons.tc\JCtior1.}btuger"s Site V)$its .................................9.4A.9.5.1
ComtrUCtion Schedules. Cot\tOctor"s .. ... .............,.,.~.10. 4.6.3. -i.6A
Contingent Assignment of Subcontracts ...........................5.4
Continuing Contract Performance ............................... ..4.1.4
Contt:JCt, Definitiono( .............................................:........1.1..2
CONTRACT. TERMIHA110H OR
SUSPENSIOH OF lliE ....................................4.7.7.5.<.1.1. 14
Contc:lCtMministt;nion .......................................3..3.3.4.9..4, 9.5
Con{f;1ct.o\"'-:ud3.t'ld Exec<.1tior.. Conditioru Rebcing 10........3.7.1.3.10,
5.1..9.2.11.1..3.11.3.6.11..4.1
COntrad Documents. The .......................................1.1.1..2.7
Conu:ict Documents. Copies fumished 2nd Use ot .._.....1.3. 2.2.5. 5.3.
. Contt:I,(:t Documents. Oefu1jtion of ....,..................................1.1.1
\. Contca PedOtnWlce Ch:r'.ng :\rbitt:1tioo .........................4.7.4.4.9.3
Comca Sum ...........................3.8.4.7.6,4.7.7,4.8.4.5.2.3.7.2. 7.3.
9.1.9.7.11.3.1.122.4. llJ" 14.1.4
Co.c\tr..ta Sum. Ck::fictition of .n.... ................ .........................9.1.1
ContC<.'t rune .................................1..1.6,-4.7.8.1. 4.s.4. 7.2.1.3. 7.3,
8.2.1.83.1.9.7.12.1.1
ContDo rune. Definition of .......... ......................................8.1.1
CONTRACTOR ................................ .................................>3
Comnoor. OefinJtion of .............................................3.1.1.6.1.2
Ccn:ut:ll:u::l(..;st\id...............................................................1.1.1
Cont.racto('s Co"~truction Schedule ................... ...... ........3.1 0
Contn(."toc\s Employees ....,...... ..m........3.32, 3..4".2. 3.8.1. 3.9, 3.18.
.(.6.6.4.6.10.8.1.2.10.2.10.3.11.1.1,14..2.1.1
Contractor's Uabllity Insurance ...........................11.',11.3.1.5
Contr.1ClOl"'s Rebtionship..ith OthcrContnCtOd. and
Ov..~'s OWn Forces ................ ..3.12.5,3.14.2.4.6.3. ,(.6.7,6. 12.2..$
,I
ConlnCtOC'. RclWonship v.ith 5<>b<;oolr.octocs.......'.I.2A.l32..3.18.1.
,. '''''',-0.-3.18.2, 52. 53. 5.<' 9.62, 11.3.7, 113_8, 14.2.12
Cootnctoc'. Reb.""",\hip v.ith the Ard>ltea ;:..'.1.1.2; Ul.l.2.2,'33.3i
'... 3.5,1.3.7.l. 3.1.4. 3.10.1.3.10.3, 3.11.1. 3.12.6.3.12.8,3;12.9.
3.16.1, 3.1tl.'('6.6, 4.6.7, '-6.10. <.6..12, ~.6.19, 5.2.6.2.2, 7.3.4,
9.2.1.9.3.1.9.82,9.10.2\ 9.103, 10.1.1, 10.1.5,10.2.6,113.1,12.1.13.5
Co1'Itnctac's Relatio~;hJp..-lth the Cons:tn.ICl:iOn M:m2get ..;.....~1.1.2,
32.1, 322.1.3.1. 3.3.3. 3.5.1. 3.73. 3.7.4. 3.10.i. 3.102.l.10.3.
3.11.1. 3.12,5.l.12.6. 3.12.8, 3.12.9. 3.12.Il. 3.13.2, 3.142. 3.15.Z.
3.16.1.3.17,.1, 3.18.1.3.lS3. H.3. ~.6.4. 4.6.6. 52. 6.2.1. 62.Z,
7.L2, 72.1. 7.3.~. 7.3.6. 7.3.9. 8.3.1, 9.2.1, 93.1, 9.4.1. 9.4.2. 904.3;
9.7.1.9.8.2.9.9.1,9.10.1. SI.10.1. 9.103.10.1.1.10.1.2,10.1.5.
102.6, ll.3.7.12.1.13.5.1, 13.52, 13.53: 13.;.4
ConUXtor's Rcpcesentadons.........l.22. 3.5.1, 3.12.7. 6.2.2.S.1.1. 93.3
CoOlI'2ctor's Responsibility fOl' ~..:,.
Those Pol'omUng th<: Wack ...........................'.3.2,3.18.4.6:6. 10
ComnctOC'$1teviewoI"ContnctOocumer\u ...............1.2.1, 3.2. 3.7.3
ConU':l.CtOC'S Right to Stop the woO: .................... .............. .....9.7
Contr::J.ao('s Right to T~tmiNtethe Col"ltr.'lct ...........................1.i, 1
Concr.lCtO('!l SubrnitW:s ........_.....3.10.3.11.3.12.4.6. U. 521. 5.2.3.
7.3.6. 92..9.j.l.9.8.1.9.9.1.9.102.9.10.3.IO.l~. l~.U
Contnao(s Superintendent ~......................... ... ... ........3.9, 10.2.6
COOtnoor"s Supavisioo and ConstNCtioo ProcedUrl!:S .-,.......1.2.4. 33.
3.4.4.6.6.82.1,8.2.3.10
ContnctI.W lli.bilityl.ru~r:mce ,....__..............11.1.1,7.11.2.1.11.3.1.5
COOrdin2tionU\dCOm.:ladoo.........122. 1.1.4. 3.:U. 3.10, '.12.7..6.21
Copies FumishedofDr:lwitlgs::md.S~' ......,..1.3.2.2.5,'.11
Cotm:tipn of Work .........................2.3.204..3..2.1,4.6.1.9.6.2.9.9.1,
12..12.12.2.13.1.1-3
Cost. t>e1inition of ............................................. ............... ..7.3.6
COSts ......................2.4.32.1. .3.7A. 3.8.2. 3.152. 4.7.6. 4.7.7, 4.7.8.1.
5.2.3,6.1.1.6.2.3.6.3.1.7..3.33.73.6,7.3.7.9.7,9.8.2,9.102.
11.3.12.11.3.13.113.4.11.3.9, 1:!:.1. 12.2.1. 122.4.122.5, 1.3.5, 14
Cutting and PatchIng ............................................_:3.14.6.2.6
Dwuge to Con:sU'\JctioCl of
()o.neror Otho- Contr:lctors .. .........................3.14.2, 62.4. 9.5.1.5,
10.2.1.2.10.2.5.103. 11.1,113. U.2.5 .
~geto cheWod .....h.........3.H.1. 9.9.1.102.12.102.5.10.3.11.3 .
Omuges. CWm3 for .... ......~........3.18. 6.1.1. 6.2.5. 8.32. 9.5..12. 10.1.4
Oar:uges (or Deby ............,.......................6.1.1.8.3.3.9,5.1.6.9.7
Due ofCommence:menr.of the'Q:'crk.. De3nition of ..................8.1.2
Dale o(Sub::;unti;1! Completion. DdWtion of. ........................ ..8.13
Da~'. Definition 0( ................. ....,..... .................._........,.....8..1.4
Decisions olthe .\rchitec:t ................4.6. ~.7. 6.3. 8.1..3. 83.1. 9.2.. 9A.
9.5.1. 9.6.!. 9.9.1.10.12.13.;.2. l-i.2..2. ].{.2..4
Dedsions ofth~ ConstrUction M:u1:lg:r ....,.-i.3. 73.6. 7.3.7. 7.3.8.9.3.1.
9.U 9.4.3. 9.5.1
Decisions to Wlthhold Cert1f\C3:tion ..................9.5.9.7.14.1.1.3
W<:<tIo" or NoncoMxm;.'ll WOO<. "=f=<e.
Rqecdon:url Cc:xn=ction o{............2.3, 2.4..3.5.1. (,6.1. 4:.6.10, .t7~5.9.S.
9.8.1.9.9.1.10.1.5.12.13.7.1.3
Defear."eWork. De6nitionof ...........................................~.3.s.1
DefWtion.s ........................1.].2.1.1. 3.1. 3.$.1. 3.12.1. 3.122, 3.12.3.
4.L1.....2.1. .l7.1. 5.1.6.1.1. ':".21. 7.3.1, 703.6, 6.1. 9.1. 9.8.1
Detays &nd extensions, of TIme ...............7,1.4.7.8.1.4.7.8.2,6.1.1.
62!. 7.1.13. ;.3.1.73.4. i3.5.;J.S. -.3.9.8,1.1.8.3.10.3.1.14.1.1.1
OiiplJte5 ..................................(.'7.4.3.4.9.6.2.5,.6.3.7.3.8.9.3,1.2
Documents and Samples :It theSi.te. ......n................. ..,......... ...3.11
()(a""ings.lkfinltio.n of.. ....................h............................. .1.1.5
Dl'3wings and SpeciSo.tioru,
r..tnd Ownctship of..............................I.I.I. 1.3. 2.2.5,l.ll, 53
Du~'to Review~Ct [Xx:umems and Field Conditions ............3.2
Effecth-e P2te oflnsUGl.I1O: .......................................82.2.11.1.2
~cleo .........................................................<.7.7.10.3
Employees. Contnetm"s .......h...~J.2" 3..1.2. 3.8.1. 3.9. 3.18.1,3.18.2'.
4.6.6,~.6.1O, 8.1..2. 10.2. \0.3. lU.l, 14.2.l.1
Equipment.l3b::lr.loUteri.aLsU\d .,...................1.13.,1.1.6.3.4.3.;.1,
3.B.2. 3.12.2. 3.11.3. 3.12.7.3.12.\ 1. 3.13. 3.15.1. 4.6.\2. 6.2.1,
7.3.6,9.3.2.9.3.3.11.3.12.204.14.1.2,14.2.1.14.2.2
AJA DOCUMENT .u011C1Aa .. GEHEJW. CONomoss OF mE CONlltACT FOg cossnt;CI1ON
CO/l."STRL'C"llm..X...."^"EJl,.A!)'>.lSamrtlCfol.. JCl97~" IJA. -01992" TH~A.\O:RJC\."'MTIlVt'E
-if'.~"".'"tc,.:;>-.,...,,.........~........,...
Exe<ution and Prog=s 01 <he work ,......123. HI.3,5.1, ..6.5;(,6.6,
01.7.4,0.8.622, 7.1.3.8.2.83,9.5,9.9.1,102.3.102-'
Exocution, CorrelldIon and IflWIt 01 <he . ,
Contr2Ct D:x:utn~:rus ........ ~...:..; ............~......u......... ..1.2, 3.7.1
ExtensionsofThne .n.........................(_7.1.~7.8. 72.1.3,8..3,103.1
F:aJJure of Payment by Cootr:;V;tor ...........................9.5.1.3.14.2..1.1
&il1J.C'e of Paymo'lt by Owner .................................4...7.7. 9.7,14.j.3
F:1ultyWork (See Defective or Nonconfonnlng Woric)
Anal CompleUon and Anal Payment ........6.1, 1.6.16, '.72, '.7.5,
9.10,11.1.2, lL1.3.1l..3S, 12.3.1, 13.7
F"101nCia1 An:angenlc:nts, Owner$ ........~......;..........n..............2.2.1
f.... and ExtendedCov=ge Insur2nce ............11.3,1.1, 11.3.5,11.3.7
GENERAL PROVISIONS ........... ................................._..........1
Governing Law ..:.................................................... .....13-1
Guuuuec:s (See Wam:ntY:u'ld Wam.ndes)
Haz:udous MaterbIs .....................u.........................l0.1.102A
. IdentiBcation otCon(r.;lct Documclts ...................._...............1.2.1
ldcntiBoooo ofSubcontr2Ctors and Suppliers. ........................5.2.1
lndemnmeatJon ...............3.17.3.18, 9,l()2. 10.1.'1, 113.12,11.3.7
Information end Service! Required of the Ovmer .........2.12, 2..2.
01.7.4.6.2.6.9.32.9.6,1.9,6.4.9.8.3,9.9.2.
9.10.3,10.1.1,112, 11..3, 13.5.~.13.5.2
Injury or Damage 10 Penon or Property ....................:......4.7.9
In>p-=ions....... ... .... ... ........ .....3.3.3, 33.4.3,7.1. 4.6.5, 1.6.6, 1.6.16.
4:.7.6.9.4...3,9:82.9..92.9.10.1.121.1.13.5
Instructions to .Bidder3 ................ ........................;.............1.1.1
instructions to che Conu:1Ctor .........3.8.1. 4.6~13. 52.1. 7. 121, ~.5.1
lru:unnce ..................4.7.9, 6.1.1. 7.3.6.4, 9J2. 9.82. 9.9.1, 9.102. 11
Insurance. Boller end Machinery .............._....................11.3.2
Insurance. Contractor's Uabllity ...........................11.1.11..3.13
lnsunnce. Effc:ahc Date of ...............__......................8.2.2.11.1.2
Insurance, Loss. of Use .............................,..................11.3.3
Insurance. Owner's UablUty .................................11.2. 11.3.1.3
Insurance. Property ....,...............................,...~....102.5.11.3
lnsunnce. Stored ~eri:ili ...................__....,....__....9-3.2. 11..3.1.-1
INSURANCE AND BONOS ................................................11
lr.sunnce Compank:s, Consent to Pirti:1.I Occup:mcy __....9.9.1. 11..3.11
lnsur.t!1ce Compani~, Sertlemenl with ......._____..__..............113.10
Imenlof ilie:: Comna Documents ..__.................1.1J. 3.12.4, 4:.6.10.
4.6.12.4.6.19.4.6.20.7.4
Interest .. ..........__... .............. ... .......__...........__............ ....13.6
Interpretation ..................1.2.5, lA. 1.5. 4.1.1..,1.";'.1. 5.1. 6.1.2.8.1.4
Im~rpret:1tions. Wrilter1 ....................................-4.6.18, 4.6.19. 4.7.7
Joinder::and Consolicbtion ofCbinu Required ........................4.9.5
Judgment on Final A.ward ...............................i.9.1. .:i.9..t.l. 4.9.7
Labor and Materiels. Equipment ..................1.1.3.1.1.6.3.4.3.5.1.
3.8.2,3.11.2,3.12.3.3.12.7.3.12.11.3.13.
3.15.1.4.6.12.6,3.1. ":'"..3ii. 9..3.2. 9.3.3.12.2.4. 1.t12. l-i.2.1. 14:.2.2
l::Lbor Dl::ipul(;;s ..... ........"............................................... .8..3.1
1.1.""$:and Rcgub.tions .................................1.3.3.6.3.7.3.13.4.1.1,
4..9.5.4.9.1.9.9.1,10.2.2.11.1.11.3.13.1.13..1.1.13.5.1.13.5.2.13.6
liens ....................................2.1.2.4.72.4.7.5.1.8.2.2. 93.3. 9.10.2
UrnitaUon on Con$Olldation or Joinder ...........................4.9.5
f1miUtions.St2tutes of .......................................9.4.2.12.2.6.13.7
Umictions of Authority .................................3.3.1, '4.6.12j:4.6.17.
52.2.52.4:.7.-1.11.3.10
Umlutions ofl.i2bUiry .........2.3, 3.2.1..3.5.1.3.73. 3.12.8. 3.12.11. 3.17.
3,18.4.6.10.4.6.12.1.6.19.622. 9.4.3. 9~.4. 9.10.0l. 10.1.1.
10.2.5.11.12.11.2.1.11.3.7.13.012.13.52
Umiutions otTune:. Genc2l..................2.2.I. 2~4. 32.1. .3.7.3.3.8.2,
3.10.3.12.5.3.11.1, UI. 4.6.12,1.6.18. ..7.2. 4.7.3, ..7.'.1.7.6,
..7.9,4.9.42. \.2.1. 5.2.3. 6.2... 7.3.4. 7.01. 82. 92. 9.5, 9.6.2,9.8.
9.10.11.1.3.113.1.11.32.11..3.5,11.3.6,12.1.1.12.2.2,13.5.13.7.14..3
Limiuoorus ofTlCne,Spec:i6c 2.1.2.2.2.1.2.4.3.10,
3,11.3.15.1.4.6.1. 4.6.t8, 1.7. 4.8. 4.9. 5.3. 5.4. 7.3.5, 7.3.9.
8.2,9.3.1. 9.3.3. 9.4.1, 9.6.1. 9.7, 9.8.1. 9.10.2. 11.1...3,
11.3.6.11.3.10,11.3.11,12.22.12.2.4,12.2.6; 13.7. 14.1. 14.2.2
Loss of Use Insurance ................................................11.3.3
~bleri:LI SuppU~ ...........................1..3.1.3.11.1.4.6.7.4.6.10.5.2.1.
93.1. 9.3.l2. 9.3.3. 9.4.3. 9.6.5. 9.10.4
M.:.1terUl:s. H2x:trd()lJS ..................... ............... ............:10.1. 10.2.4
M>t<:ri2h.LWx,f4ulp<","',oo ............1.1.3, 1.1.6,3.4.1,3.5.1,1.82,
3.122,3.12.3,3.127,3.12.11, l.13,3.15.1.
01,6.12. 6.:U. 73.6, 9.3,.2,9.3.3.122.1, l4.1.2. 142.1. 1122
Means, Methods, Tedu:~ Sequences 2nd . ..~". ..
Procedllt<S oICoo,,,,"crloo.. .............. ....... .3,3.1, 4.6.6. ..6.12. 9...3
Minor Cl1anges1n tho. Wo<lt ..................l.l.I, 1,6.13. 0.7, 7.1, 7.4
MISCE1.1..ANEOUS PROVISIONS .............'............ ........ .....13
ModiJicarlons. DefUUticll'l. of .................................. ..............1.1.1
M.0di6C1tions to theCcot'lOXt ..............................:..1.':., 1.~2.3-.73.
3.11.1.l2, 1.6.1, 5.2.3, 7, 8.3.1, 9.7
Mutual Responslblllty .............. ........................................6.2
Nonconforming WO('k, AccIeptence of ..............................12.3
Nonc:onIoanIng W<xk,1lejection and Com:ction 01 .........2.3.~ '.7.52,
9.1.2. 9.8.2, 12, 13.7.1.3
Notice ............2.3, 2.A. 3.2.1. 3.2.2. 3.73. 3.7.4, 3.9, 3.12.8. :U1.9, 3.17.
..7. 1M. 4.9. 52,1. 5.3, 5.4,1.1. 8.2.2. 9.4.1. 9.5.1, 9.6.1. 9.7,
...9.10.10.1.2, 10~6.11.1.3, 113, 12.2.2.12.2.4, 133, 13.5.1, 13.5.2,14
Notice. Wrftten........................2.3. 2.4, 3.9, 3.12.8.3.12.9, .01.7..01.8.4:.
...9.5.2..1,5,3,5.4.1.1.6.22, 9A.1, 9.5.1. 9.7. 9.10,
10.12. 10.~.!i.l1.1.3.11.3, 12.2.2.1~2A. 13.3.13.52.14
Notice. of Testing :lCld tnspec-Jon:s .,............................13.5.1.13.5.2
Notice:: to Proceed .............__ ....... ....... .....................;............82.2
Notices, Pennlts. Fees and ...............2.23.3.1,3.13.7..3.6.4, 10.22
Qbser.-ations, Atdtitect"s On-Site ..................4.6.5.1.6.9, 4.6.10; 4.7.6.
9.4.4.95-1.9.10.1.12..1.1,13.5
Observations.Coo.sm.;.:tion ~'s On.Site ...............9.4.4.12.1.1
Observations, Concn,o:or's ...........................................1.1.2.32~
Occupancy .............................................9.6.6.9.8.1,9.9.11.3.11
On.Slte bupc::ctions bo.:' the:: ..a..rchi.lect .. ...................4.6.5. 4.6.16, 4.7.6.
9.4.4..9.8.2.9.9.1,9.10.1
On.Site:: Observ.uior.s by the ..1"n:hilect ....................A.6.5, 4.6.9, 4:.7.6,
9..i.4. 9-5-1. 9.10. 1, 13.5
On.Site Observ:.uions ~~.the:: Construction M:ln2~ ............9.4.4.9.5.1
OrnelS, Wci([~ ...........................23. 3.9.-i.i.7, 7.8.22,113.9,12.1,
122.13.52,143.1
OrnerConln.CtS me C.ontrUl~ ..................1.1.4. 3.11.2, 4.6.7, 4.9.5.
........__..,............__.................................6.11.3.7,12.12,122.5
OlllNER ..........____..______............................................__........2,1
Owner. Definition of.. ..........:........ .......................................2.1
Owner. loformatioo and Services
Required of the ...:.............................2.12, 2.2, 4.62, 4:.6A. 6. 9.
10.1..t. 10.1.6. 11.2. 11..3. 13.5.1.14.1.1.5. 14.1.3
Owner's .Wl:hori~' .....................3.8.1, 5.2..1. 5~4. 5.-i.l. 7.3.1. 8.2.2.
93.1.9..3-.2.11....1. 12.2A. 13.5.2.1-i.2. 14.3.1
09.ner's Fin:lnci:LI u;:z:wC':' ....................................2.2.1. H.LlS
Owner's Uablllty In:XJranc:e .............................................11.2
~ner.s Loss ofL"~ !:~.ce ...........................................11.3.3
OIome{s Rd:1tionship~ithSt:bcontt2ctocs.........1.12, 5.2.1. SA-I, 9.6.4
Owner's Right to CcLll'Y Out the WorX ............2.4.12.2.4, H.2.22
Owne~s Right to Cleon Up ................................................6.3
Owner's Right to P1:rionn Construction with Own Forces
and to Award Qth.~ Contracts .......................................6.1
Owne~s Righi to Stop the Wor1< .................................2..3, 4.7.7
Owner's RfghllOSU:spod d'.e ~'ork .......................................1..(.3
Owner's IUght to Ter:::tir.21e the Contract ..........................._.....14.2
Ownership and Use of Archftect's Drawtng$.
Specfficatlonsand: Other Documents ............LLI.1.3, 2.2.5. 5.3
Partial Occupancy '" Use ..............................9.6.6.9.9,11.3.11
Palchlng, CUtUng ond .............................................3.1ol, 62.6
Patents, Royalties IItId ...................................................3.17
Payment, AppIlca1i<l<1S '0< ...............4.6.9, 9.2, 9.3. 9.1. 9.5.1. 9.8.3,
9.10.1.9.103,9.10.4.14.2.4
Paymen~ Cer\lfla;.. 10< .....................1.6.9. 4.6.t6. 9.33. 9.1. 9,5,
9.6.1,9.6,6.9.7.1.9.8.3. 9.tO.l. 9.10,3.13.7.1<.1.13.142.1
Payment, Failure at ........A.i.7. 9.5.1.3, 9.7,9.10.2.14.1.1.3,1-4.2.1.2
Payment, Final .....................A.6.1, 4.6.16,.(.72. 4.7.5, 9.1C1, 11.1.2.
11.1.3.. 11..3.5. 12.3.1
Payment Bond. Per10rmance
Bond Ilnd .......................................7.3.6..1, 9.10.3, ll.l9, 11.4
4 A201/CMa-1992
AlA OOCUIlEH'T A201/CUI . GENEML cosnmo:-.:s OF TIiE COSTRAcr FOR CONSTlCCTION
cor..STRl."CllON MA.'IUoOER.-AD\1SEREDrI1OS" 1991EDCllON' ~t;" elm .nlEAY.fJlJo.."lI:\S1lTt1T'E
OFARCJiITECTS.1735NEWl'ORKAVEMJE,N.'"~..;-~,D.C.200J6.s.."'92. W~:~
photocopying ~oIates U.s. copyright laws lWld wiU SlJbJect the vlot.lor to Ieg.l prosec:udon.
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Paymonls, !'rollres ............4.7.4.93.9.6.9.83.9.103. 13.6. 14.23
PA~I.IElfTS AND COI.IPlEllOH .......................................9, H
l"3.ymer.tS tOSub:ont..'<lctOCS ..............................5.4.2. 9S.1~, 9.6.2,
. ' 9.63.9.6.4. 1l3:8, H~I.2
PCB ...............................:.. ...::':..:........ ......10.12. 10.1.3:10.104
PerlOCT'l'Wlce &::'xl.d and Pa}-iflO"lt Bond.........7 3.6.4.9.10.3. lL3.~.11.4
Pemtlts, Fees and Nollceo ...............223, 3.7, 3.13.73...4, 10.22
PERSONS AND PROPERTY, PROTECTION OF .....................10
Pot}<hIo<jn>ted Biphenyl.................................10.12. 10.13, 10.104
Product Data., Drdinition of ....... ..... ............. .... nO .;...... .:.......3.122
Pn>lU<:t OatIanc:l Samples, Shop Drawlngs.........3.1l,3.12,42.7
Pn>gress and Comple<<on .................................4.6.5.4.7.4,8.2
ProgressPaymento ............4.7.4, 93. U, 9.8.3. 9.103, 13.6, 14.23
Project, D<fu>ition of rhe...................................................1.1..
ProJect Manual, Definicion of the -..............h.... ................,..1.1.7
Project >bnwls ...........:...."..............................................2205
Project Represent1tlves ._.... ......n................................. '.. .4.6.17
Pn>perty ~",nce ....... ................................ ,.........10.2,5. 11.3
PROTEC11OIl OF PERSOHS AND PROPERTY ....................,10
Regub.tions wd u....'S .........13.3.6.3.7,3.1.3,4.1.1. <i.9.5. 4..9.7, 10.2.2,
ILl, 11.3.13.1.13.4.1;.5.1, 13.5.2, 13.6, 14
Rejection o(Work ........... ..................................3.5.1. 4.6.10. U..2
ReJc::Lses of\V~rs and liens. .............................................9.102
Rep~ntations ..... ...................1.2.2. 3.5.1. 3.12~7. 62.2.82.1. 9.3.3,
9.43,9.5.1.9.8,2.9.10,1
:- F.e?t'esenu.tive> ....."m...............:.............~....2.1.1. ;.J:l.3.9. i.l.l.
-4.6.1.4.6.17.5.1.1,5.1.2.13.2.1
Res<llutfoo of Clafms and Disputes ..............................4.8, 4.9
&:spoASfuWlY rorTh~ Pdf'ottning the: Wock .........33.1, 4.6.6. 62,10
Reoiruge ..........;~....u........~...9.3.1, 9.6..2. 9.8.3. 9.9.1, 9.102, 9.103
11:eview of Contract Documents and Ftekf
CondttioM by Contractor ........................1.22, 3.2.3.73. 3.11.7
Rc-.~ ofContr.l.Cto~.s Submittab by Owner.
CDnstruetion. ~Wu8'e:r:md ArChite:ct ........................3.10.1.3.103.
,.11. ~.12. 4.6.12. 4.6.16, 5.2.1. 52.3. 9.2.9.8.2
Rc--i~.ofShop Dr.I.~ings. Produa lhta
4!Id S~ples by Contr.JCIor ........ ......... ..... ...............,...... .3.12..$
Rights and Remed1es ...............U2, 23. 2.4,3.5.1.3.15.1,4.6.10.
4.7.6.4.9.53,6.1; 6.3. 7.3.1. 8.).1. 9.5.1, 9.7. 102.5.
103.12..2.2.12.2.4,13.4.14
Royatues and P8ten~ ............. ............................... .......3.11
RuJes and Notices for Arbitratton ....................................4.9.2
Safely of Persons anc:l Property .......................................10.2
Safety Precau1Jons and Programs ..................4.6.6.".6.12, 10.1
S:unple:s. Ddinloon of.................. ...................... .h...... .....3.12.;
Samples, Shop Drawings. Product Data and ......3.11,3.12.1.6.12
Samples at the Site, Documents and.................................3.11
Sehedule o( Values ...... ............................... ..... .........9.2. 9.}.1
Schedulcs. COnsuuctioo................H................ ....................3.10
Sepante Contr:las :md C/.)(UnctQ(S .......................................1.1.4
Shop On"ings, [)e:finjtlotl of .............................................3.12.1
Shop Orawings. Product Data
end Samples ..............................3.1I. 3.12, 4.6.1t, 4.6.12. 4.6.15
Site. Use of ....................................................3.13. 6.1.1. 62.1
Si.tt \rISprojons .........12.2.3.3.4. "'.6.5. ".6.16. 4.7.6, 9.8..2. 9,10.1. 13.S
Sill: VlSits.Architect.s....:.....................................4.6.5. of.6.9. of.1.6,
M2. 9.5.l. 9.8.2. 9.9.2. 9.10.1. ",;
SpoWIhupettions 2nd Testlog ...........................4.6.10. Illl, t3.5
Speclfi<tllotlS. DeSn;<ion ofrhe .......................................1.1.8
Speclflcatlons, The .....................1.1.1, 1.1.6, 1.1.7, 12.4.13. ;.11
SWUtcdUmiudons ........................................(.9..(.1, \2.2.6.13.7
Slopping the Work ...........................2.3. U.7.9.7. 10.1.2, 103.14.1
Stored~[erWs ..............:.........~2.1. 9.32,10.2.1.2.11.3.1.4.12.2.4
SubcontnCtOl'. Definjtion of ............. ....... ............................5.1.1
5U8COlffilACTORS ................................ ..... ............. .......5
Subcontr.lCtOl"S, WQ("\{ by .........1.2A. 3J2. 3.12.1. 4.6.6. ".6.10. 5.3. 5A
Subccntractual Relations ............5.3, 5A. 9.3.1.2. 9.6.2, 9.6.3.9.6.4.
IO~I. 1t3.7. 113.8. 1'-1.1. 1~.1.3. 1~2,1.2
Submitu.ls.....................1..3. 32..3. 3.10, 3.11.3.11, .;(.6.12. 5.2.1. S.2.',
73,6.9.2. 93.1, 9.8.1. 9.9.1. 9.l0.2.9.103, 11.\,;
...11. OCCUw:e.KT k2011C>>.t . GF..~"EML CONDmONS Of' mE COt<.11lACT fOR CONSTRtlQ1QS
COSSTltt'Cl1ClN........~.AtMSEllEDmON. 1992 EDI11Qtl. JJA. . elm.. 1liE.AM.ElUo..'{ lSSTTI'1.1E
~~J''ry...:O-'F.'I'MRKAVE!'Il"'EN.W..WASliING't'ON.o.<:.~.WARJo.lNO:~
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S<.t~ WoNen 01 ..............................6.1.1.113.5, 11.3.7
S<.t_ntl41 Co<tIp!otIoo .................................4.6.16.8.1.1,8.1.3.
. .', .. - - " ,623,9.6.9.9.1,12.2.1,12.2.2..13.7
Sub$W1tbJ CompJetion, Ddinition of ....:................... .,.. ......~.9:8.1
~~~~:~ ~~~~...:.:....~.':::::~.~~::~......:..............-..::..:..:....~..~::.~~:~
$ub$tin..l[ion oCConsttuction Maruaa- .........:...................... :....~..~.4
Substitutions of}I.bJ:eri21.s ..... ................,.., ...........,.. ....... .... .3.5.1
Sub--sub::oro~:toc. Dc:finition of .........h.......................... ._. .5.12
Sub5ur:tu::eCor~ .........,....:.......................................4.7.6
~:o~::' '~~~.~'::'~::"~"::""::::~:::":::~~~:~"::::~.':~~:ig"i~;~
SupelYlsioo and Construction Procedures, ............1.1.<{. 3.3,~.4.
4.6.6. 4.7.4.6~4, 7.13. 73.4.8.2.83.1.10, 12. 14
Surety .......................:.......4.8.1.4.8.4.5.4.1..2.9,10.2,9.10.3,14..2.2
Surety, Consent or ......................~........................ .9.10.2. 9.10.3
~ ................n....~...............................,..__....2.1.2.3.18.3
Suspension b~(the O\omer Cor Convenlenee ....................,14.3
Suspeo.sionofl11eWork ............................4.:."7,5.42:.14.1.1.4.14.3
Susp nsiooOC"T(:mtirution of the ConlnCt ...............40.7./. S...U.l. 14
Taxes ..................... ....' __..h........ ........ ................ ...3.6, 7.3.6A
Tennlnalion b~r the Contractor ..............................,........14.1
termlnalion bj' tt.e 0Ymer rcrCause .....................5.4.1.1.14:.2
Tem\itu.tion of the A.rdUtect .................. ." ........ ... ,...... .n ;.... A.4
TermlnatiQnoC the. Construction Managa- .....:.............. ............A.4
Tennirution of d:le Conu:aaoc ....,................n.............. .....14.2.2
TERldfHATlOH OR SUSPEHSIOH OF ruE CONTRACT .........14
Tests and lnsp~ons .........3.3.;, 4.6.10..(.6..16.9.4..3.12.2.1..13..5
1lIdE..........__................................................,....................B
Time, Oelays and extensions of ........................4.7.8, 7.2.1. 8.3
TIme liInif.S. Sper;ific ...............,........,...........2.1.2. 2.2.1. 2..:f, 3.10,
4.6.18.4..7, 4.B.l. 4.8.3. 4,8.4. <1.9.1. -1.9..4.1. 4.9.4.2. '5..3,5.4.
7";.5,7.3..9.82,92,9..3.1.9.3.3.9.4.1.9.6.1,9.7.9.8.2.9.10.2.
lLU. 113.6. 11.3.10, 113.11. 122.2. n:2..t 122.6, 13.7. 14
Time Umrts on Claims ..................4.7.2.4.7.3...(7.6. <\.7.9, 4.8. 4..9
litle [Q Walk......................... ............................... ....9 .3.2, 9.33
UNCOVERtHG MD CORRECTIOH OF WORK ,....................12
Uncov~ng of Work ....................................................,.12..1
l;nfo~ConditiQns. ........................................1:.7.6, 63.1.10.1
ern[ Prices ........................,.......,...........................7.1..,1. 73..3.2
l"seofDocumerlls .................................1.1.1. 1.3. 2.2.S.3.12.i, 5.3
Use of Site...................... ............. .......:...........3.13. 6.\.1.6.2.1
Values, $(;hedule of ....... ..................... ... ...........,.....9.2.. 9.3.1
Waiver of Claim;;: Final Payment.....................4.1.5. 4.9.1. 9.103
"'a.ive: or Cbims 1;~..lhe .Vchitect ....................... ................13.4.2
~ah~l"orCbimsbytheCOotr;;aCtor.....................9.10.-i. 11.3.7. 13.42
~.:l.i\-eto(Cb.irns by me O'io.-ner ...........................4.7.5.4.9.1.9.9.3.
9.10.;,11.3-.3.11.3.5. ll.3.i. 13A.2
W:a.i\-e:r ofUens..... ...............u... ............................ ..........9.10.2
Waivers ofSub<<~atfon ..............................6.1.1.11.;.5.11.3.7
Warranty:wi V::lInntie:s ....................................3.5. .{.6.16. <{.7.S.
9.33.9.8.2,9.9.1,12.2.2.13.7.1.3
We:;1ther De1z:.'S ................. .........:..........._............... ......f.7.8.Z
When Artitta1ion May Be Demanded ..............................4.9.4
Worlc, Definition of ................................ ............... ..........1.1.3
Wdttefl COfl.....01( ....................................1.3.1.3.12.8.3.142.4.1..,1.
4.9.5.9.3.2.9.8.2. 9.9.1. 9.10..2.. 9.10.3, 100.1.2.10.1.3.
llJ.1. 11.3.1.4,11.3.11. 13.2. 1.3.4.2
W'['itten lnterpret:ltions ..............~.....".............A.6.18. 4:.6.\9. .(.1.7
Written Nollee...............23. ZA, 3.9.'.12.8. '.12.9. 4.7.1.4.7.6,4.7.9.
4l!.4, 4.9.4.1, 5~1. 5.3, 504.1.1,8.1.1.9.4.1. 9.S.I. 9.7. 9.10.
100.1.2.10.2.6.11.1.3.11.3.12.2.2.122.4.13.3.1.3.5.2.14
Written Orden ..........................................2.3. '.9, 4..7.1. 7, 8.2.2.
11.3.9.12.1.11.2. 13.5.2,14.3.1
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GENERAL CONDITIONS OF THE CONTRACf FOR CONSTRUCfION
:~1
ARTICLE I
GENERAL PROVISIONS
1.1
BASIC DEFINITION.S
1.1.1 THE CONTRACT DOCUMENTS
The Con(r.lc( Documents consist of the Agrec::mem between
O'Q,"nec and ContrActOr (herein3fter the Agreement), Condi-
tions of the COOCr.l.CC (Gcncr:Jl, Supplementary 2nd other Con.
dirions), Dr:J.wings. Sf=cdric:nions, 2ddcnd:1 issued prfor to
a~curion of the Cor;;:n.:c other documems lis{ed in the
A~re~mem :md ~lodi6::aions issued :lfter execution of the
Concr:lcc. .J.,. ).todific:lt:on is (I) a wrinen 2mendmen( to the
COncr.1Cl slgn~d by bOL"! rmti~, (2) :1 Ch2.nge Order. (3) 2. Con-
struc(ion Ch:mge Directh-e or (4).3 writrerl order fora minor
fh:1nge in the \Xbrk isseed by the Architect, l'n1es.s specifically
i:numer::lCI:~d in the A~reemem. the Contr:lct Docu.ments do
not 'include: ocher do'Cumems such 25 bidding requirements
(:ld\'ertisement or in..it:nion to bid. [nstruc(ions to Bidders,
s:unple forms, the Concoctor's bid or portions of 2ddc::nd:l.
rc:l:lting to bidding requirements),
1.1.2 THE CONTRACT
The Contncr Documer:i5 form the COntr;1Ct for Construction_
Th~ ComoCl represcr.r5 the entire :md i:u<:g,r:Hed :lgreement
between the: p:J.rde.s her:::o :lnd .supersedes prior neg.Q[i.:uions,
represcnc:nions or ::lg.re~r;:cnts, either wrinen or onl. Tho: Con-
toCt m:l\- be: :1mencd or modified onh. by a )Iodifiocion.
The: ConCOCt Docurn<:::':.lS :ih::111 not pc: c'oosrrued to cre:1te a
contnccu:d rd:JtionshJ;:; of Jf!.Y kind (I J between {he J.rchicect
:and Concocter. (2) bc:-,;::::n the Construction ,\l:an:Jger and
Comr:lctor. (;'1 b<:twe~:: !he ,J.,.rchitcct and Construction )bn-
:1ger. H) between the O~-:\er :lOd :J: Subcontncror or Sub-
jubl.:'onuactQr or (5) cc:...-een lny pC"r$ons or entities Other
Cl.:1O the Ot\.'ner :lnd C:~r.~::lCt{}r. The C()ostruct!on ~l:1n;l:ger
:me Architect sh:lll. hv,,;,,~'~'''er, be emitled to pcrform:lnco: and
e:r;(orcem~nt of obli2'::')r'-s und<:r the Contr;1ct intended to
f:lcilit:.I{e pcrform:lOce: 'if :~dr dutk::::.
1.1.3 THE WORK
The: term "'1Xbrk" rne:::;r.:j the construction :and services
required by the: Contnct DocumentS, 't\'h<:ther completed or
pJrti:1l1y compl~ted, :;r:d includes :111 o[h~r I:Ibot m1teri:lls,
equipment ::1.00 ser\"iC~$ pro\'idcd or to be provided by the
Conu'.1ctQ( to fulfill the Ct)ntf:J.c(ors oblig:uions, The ~ork
m:lY constitute the: 'Q".~vk or 1 p:m of tht: Project.
1.1.4 THE PROJECT
The Project is the toel construction of ~'hich the Work per.
iormed under the Comt2.Ct Documents IlUV be the ""'hole
or:l pUt :lnd 9,'hich m:l:Y include COnStruction by other Con-
{I':1Ctors ::lOd by the Ov,,'cer"s 0'\'n forces including persons or
entities under s~p~rJte COr.t"-'CLS not ~riministcred by the Con,
struction ~t:ln:J:ger.
1.1.5 THE DRAWINGS
Thr: DrJwings :lrC the Z:iphic :loll pkturi:,ll portions of the
Contr::tcr O\x:umenr~. '.\':.cf:'\'er Inc:Ited :lnt.! v.:hencn:r issued,
showing the d(''''~gn. llX"':ldon -and dimensions of th~ Work,
, genenlly including p12ns. e(e....::ltions. sections. details, sched-
ules and diagr.alTls. ~,.'_
'1.6 THE SPECtFICATIONS
.. .
1 ne S~dfic:ations :tre that portion of the CQOln.ct Documents
consisting of the written :requirements for rTUtert:J.ls, equip-
ment, constructic>n systc;ms. st.1.nd:lCds :tnd \\-orkmanship for
the ~'ork, ::md performance of related :s~r\"ices.
1,1.7 THE PRo..JECT MANUAL
The Project )l:anual is (he votum~ usuall\' :lSsembled for the
'Work 'tl,'hich mJY includ~ the: bidding requiremems. sample
forms, Conditions of the Conrnct ::lOd Sp-ecifiCl.tioos_
1.2 EXECUTION, CORRELATION AND INTENT
1.2.1 The Contract Documems shall be signed. by the Owner
::lOd Contr::tctor 4~ pro\'ided in the Agre~rnent. If either the
Owner or Contractor or both do not sigr.. :t.ll the Contf:l:Ct
Documen15. the Architect sh::lIl id~ndfr such unsigned Docu:
mems upon requ~r.
1.2.2 Execution of the COntact by the Contr:lctor is :I rep-
resent:ltjon th::l.[ the Contr:Jctor h:l.s visired the site, become
f:lmili:H ~.ith loc::1I <anditions undo:r which the \);'ork is to
be performed :and correb{ed persoml objer.;:Hions with
requirements of the ContnCt Document5.
1.2,3 The iment of (he Con~oct Doc'umerus is to include: ill
items necessJ.ry for the proper execution :l:-:'c completion of
the "'br~ by the Contr:l.ctor. The Contr:iC~ Documents :lee
compkmenury. :lnd t..-h:l.t is required br one 5bll be as bind.
ing:LS if required by :tll: performance by t;;.c- Comr:actor stull
be required only to the extent consistent ':\'it~ (he COO1r3Ct
Documems :;lnd Cl:::l5l,ln:lbly infeC:lblc:: f:o!":i rhC-nl as being
nc-CeS5:ley to produce the: iottndc-d re~u!~.
1.2.4 Org:lOiz:ui<:)n of the Spccific:::nion:s i;:ro chisions, s~c-
[ions ::lOd :lrt!des, md :1rr.mg<::mem of Dr::z,;v:.-:g.s $h:all not con-
trol the Concr..tct()f in di\'idin& the \l:ork :l..'7:ong Subcomnc-
tors or in e:soblishing the extent of ~brk to be performed by
anr tl.lde.
1.2.5 Cnless orhc::('t\.'ise sUted in (he CO~t:J"t DocumentS,
~""ords I,t,'hich h:Jl\'e well-knot\'n technicl! ;Jr conStruction
industry me:min:gs ::lre used in th~ COntr:i.t;'t Documen~ io
J.ccordance with such recognized me:lnir.~.
1.3
OWNERSHIP AND USE OF ARCHITECT'S DRAWINGS,
. SPECIROnlONS AND OTHER DOCUMENTS
1.3.1 The Or.l",'ings, SpecifiC3tions and other documencs
prepared by the .Architect ::lre: instruments of the Archhect's
sen'ice through which the ~ork to be e:<ecuted by the: Coo-
(r::lCtor is describl:d. The Contncror m:l:)' reuln one contn.et
record set. ='c::ither (he COntoctor nor :anr SubcOnlr:lctor, Sub-.
subcontr.lctor Or materi:lt or equipm<:nt su?plic:r sh.:i.1I own
or cbim :J. copyright in the DrJ't\'ings, Speciik:niofls Jnd other
documents prep:lred by the ..\rchit~ct. 2nd unless other~..ise
indic:lto:d the Architect shall be dt::em~d th( author of them
:lnd tvill ret:lin all common 1:1.,,: st:uurory :i:,,:d l)th~r r~ser"'ed
6 A201JCMa-1992
AlA. DOCUMENT A201JCM.. .. GES"ER.I,.L CONI)ITIONS OF TIlE COSTR.oI,.(. FOIt CO~STRL.cnO;'\
t:{J~)TRt.:Cnos .\IA."".o\GER..,\,o\'ISfR EDITION.. 1991 EDmo~ .. AI."'" f.ly.,,! ~ THE ,J".MERJC"-'\
J:>'~'11n 'TE OF ARCHITECTS. ns NEW \'OR.K ^""~E, N.W.. \QdHl:-':GTO~. D.c.~ ..,,,~".""I.2 . WARHIHG=
U.nlictnsed photocopying violates liS. copyright.... and win ~ the yl.Qi.zlor 10 legal p1Q~
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rights, in '2ddition to the COpyrlghL All copies of lh~:. ~Ccpt
h Comnctoc's record set, stull be retumed Of- SUU2.bty
l e unted for to the Architect. on request, upon completion
2ceo . S cifi' d th d
( he Work. The Dn't',.tngs. pe cations an 0 er ocu-
~c:~ts prepared by the .JuchiCect, :md c?ples thereoE fu.x:nished
to che Contf'2ctor, 2n: (0' use solely "..uh res{X;ct to.tf1!s Praj-
l ThC"o':are not to be:: used by th1: Ccntl.l.ClOf or ;my Su~
~~~t(';1ctor. Sub#subcoott2ctOr or ~~uc:dal o,r eq~il?ment
supplier on other projcct.S or for 2ddiuon..s to chis ProJ~5t out-
side the scope of the Wort< without the specific written
consent of the O~'ner 2nd Archirea. The Contr.lctoi, Sub-
cont[2C10t'S. Sup-subcOntr:l.C10r.;: -and material or equipment
suppliers 2re gC2.ntcd 2. limited ~cen:5~e to ,use ~d repr,??uce
1ppUa.bt~ poedons o( the Dnwmgs.. ~peC,fiC1UQns )n~ other
documentS prepared by the Architect 2ppropri:ne to 2nd for
use, in the execution of their \X'"ork under the ConcnCt Docu~
ments. All copies m3dt:: _ under - this license sh411 be;zr the
.setutOr)' copyright nOtice, if ,any. shown on the Dt':l.wings.
Specifiotions 2nd- other documentS prepared by me Architect.
Subrnitt:d or di.stribution to meet ofrici31 regub.tory'require.
menu or for ot-her purposes in cor.necdon v.;th this Pr<;'ject
is _not to be construed :tS publicnibn in derogation of the
.~rchitect 's copyrig~t 0,( ocher reseTn:d eightS_
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1.4 CAPITALIZATION
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1A.1 Terms opit:llized in these Gcner.:d Conditions include
thOse 't\'hich :lre (1) specifically defined. (2) the tides of num.
bered articles and identified rderences to P2ngophs, Sub.
p:J.r:lgraphs :and Cbu.ses in the c!oc.Jmem or (3) the thIes
of ocher documents published by the Americ2n InstitUte
of Arc!litcct5.
1.5 INTERPRETATION
1.5.1 In the interest of bre....ity the Contr.LCt Documems frc-
quencly omit modifying words such:lS ":aU" 2nd ":In)'" :md
:articles such 2S "thc" :and "an." buc th(: [:lCt thJ.[ :a modifier
or :an anicle is :absent from ont:: sC:1[emem :and 2.ppars in
:lnothcr is not iorended to :lffc:ct the- interpreution of eichc:r
st3.tc:.m<:::nt.
ARTICLE 2
OWNER
2.1 DEFINITION
2.1.1 The O'V,'ner is the person or entit}" identified as such
in the Agreement 2nd is refc:'rred to throughout the COnt~C[
Documen!S as if singul:lr in number. The: term -O",-ner" me:lns
the O~,;nc:r or ttle O~...nc:r-:s 2uthor.zed represencth'c:.
2.1.2 The O'9.'n~r upon re:lSon:zblc' v,cinen request shJ.U fur.
nish to tht: Contr:lctor' in ""'ridnl!: ir.fc.rm:ltion ~-hich is nec.
essary 2nd relC'-":lnt ror the Com~Co)r ~o C'\':J.IuJ.tc:, gi\"C notice
of or enforce mech:mic's lien ri~u_ Such information sh2ll
incLo~ 2. COfttCt SClement of the record leg:1l title: 10 me prop-
en)" on ,,'hich the: Project is loc~te:d. usualh' referred to :1S
the site. and the Owners ln~rc:st. thcte\n ~t ~ time of execu-
~ion of the Agree:ment :anQ:, 1I>'ithin fh'e d:l)"s :tfter J.:.W ch:IOf:::'
IOform::nion of such ch:lOge in title.. recorded or unrecorded..
2.2 INFORMATION AND SERVICES
REQUIRED OF THE OWNER
2.2,1 The Own.a sh:dl.:1t the requC5t orthe COml.1ctOc, pdor
to e:<ecutionofthc Agreement In.d promptly from time to time
thcrc:t(cer. rurnb:h to the COntr:1CIO. rQsonablc evidence th:u
rj
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fin2nci2.l arr:lngcments haye been made to fulfill thc. QWt{b?~'
oblig1tions under the COntr2ct. {Note: Unless such reaso11a6k"
evidence were/urn/shed on request prior to tbe executioti<if
the Agreement, tbe prospedil'e contra<;to,. would nor be
required to execute tbe .Agreement ~r to commence We. wtJr:!t.]
2.2.2 The Own~r sh"U fur1')~h surveys dc:sc~n;i~g phr;=r~~i
ch:ractetiscics. (.:g21 Iimic.tions ~n.d utUity locations for 1he
site of the Project, :and :t leg1l description o( tile site. '!I- ..,
2.2.3 Except_for pennicsJ.n<tfec:s whJch are the responsibility
of d\e Contr:lCtOI: und:f ~(:, Con~r:l.ct Documents, the Owner
sh:all secure :nd pa)' (or necessuy appro~ls. <::1Sements,'
:assessments 2nd ch2rg~ rc:quired (or construction, 'Use or
occupancy of permanent Structures or for perm2nen( changes
in aisting facilitks. Cnless othcrnise provided under [he Con.
UJ,ct Documents, [he O~ner, through the Construction Man:
::lger, sh:lll secur<: and pay for che building permit,
2.2.4 Information or services under the O~-ncfs COIUCO! shall
be (urnish~d by the Owner wlch rason:1ble promptness. to
-avoid deb)', in orderly progress of the Work_
2.2.5 enless oth,:rwise provided in the Contact Documents,
th~ COntractor will be furnished. free of ch2rge. such copies
ofOr.1wlngs :ilOd Project ~[;anua1s as :are reJ.Sor1:l.bly t1C':cess::ary
for ~xecution of the: ~ock. : '"; -.
2.2~6 The O~-ner shall forn"Jrd .ill co~munic2tions to
the COntI'lctO( through the ConStruction ~[am.gcr md sh::lll
coorcmpor.meouslr provide the same communic:lcions to
the ;\rchiteCt.
2.2.7 The foregoing :are in addition to Olhcr du~ies and
responsibilities of the Owner erlumented herdfl ~nd espe.
ci:lll}" those in respect to Ankle 6 (Construction bv Ov..ner
oc by Other COfi1'.nctof5). Anicle 9 (P:1ymentS :tnd 'Comple-
tion) 2nd Arrick 11 (Insur::t.llce and Bonds). _
2.3 OWNER'S RIGHT TO STOP THE WORK
2.3.1 If the Contr:r.ctor f::1ils to correct ~brk which is not in
:1Ccord:lOce "-i(h the requirementS of the:: COntr:1Ct DocumentS
as required br Pa.r:lgr:lph t:!.2 or ~lSistemlr bUs to ~U[\* OUt
'Xbrk in 3ccord:mcr: ~"ith [he Comract Documt::ot:S.lhc: o;..-ner,
by ~..ritten ordu sIgned personaJly or by:1O :J.gent specifiolly
so empowered by the Owner in writing. m::lY order the Coo.
tf:lctOr 10 SlOp the \Xbrk, or:a.ny pOrtion thereof, until the ClU$e
for such order hll been eHmin:ucd; however, the right of the
OVo'ncr (0 Stop thl: Work sh:llt not give rise (0 2. dutY' on the
pan: of the O'9mer to ~"{ercise this right ror the benefit of the
Contractor or :anr other ~rson or endtr.
2A OWNER'S !lIGHT TO CARRY OUT THE WORK
2.4.1 I( the Comr:lcror dd:aul~ or neglects to tarry OUt the
Work in Zlccord:1n,:c: ,...ich the Conm.ct DocumentS 2nd f:1j(s
"'ithin:.t scven.day period ,fttr receipt of written notice from
the: Owner to commence and continue cOrrectioll of such
defauh or neglect 1"..ith diligence 2nd prOmptness. the O'9mer
may "fte[ such sC"v1:n-d:1y period gi'..e the Contr.2.ctot :l second
written notice 10 correct such deficiencies ~.itbin '2 second
se\'en.d:ay period. {f the: COntr:i.CtOC within such second seven.
d::rr period afcer n::ceipt of such second notice f:1ils to com.
menc~ :and comimJe ro correct ;lOr deticiencies, the Owner
m:l)~ without prej'Jdice to other reme:di~s the O\\'ne:r m:J)"
h::t\'C, correct such deficiencies. In such case J.n ;Jppropd~te
Change Order sh:l.1l be issued deducting from p:lymems then
or the:reaft~r du~ the COntr:lCtOC the cost of corr~ting such
delkiend,=s, including comp:ns:ltion [or the Construclion
AlA .oOC.UMENT A.201/CM, . GE."\ER.'l CD~'DITIO~ OF nil: co!<."'tll...cr fOR COl"'~iTRl."CTlO:-:
C?~~~. ,?'n~.,;.; ).\....:-;\.C~:::h\t">'lSFJI fDmoN. ll')lH FDlTIorl .. AlA" . @1\0'91 . TliE ,\...'ERlCA.'-=
,,=,, - ... .... .-...- -_... ,.-.--.. .
M:3.nager's and Architect's 2nd their" respectr\'c: consulca.nts'
2ddition..t se:rvices 2nd C:XIX=nsc:s m2.de nc:ces.s:HY by such
dc:f:lult. neglc:ct or f:l.i1ure. Such 2ctio'n by the Owncr and
2mounts ch:l..rged to the Contractor uc both subject to prior
2ppro\'.11 of the Architect, :lfter consulation ",ith the Construe.
tion ~tan2ger.. If p3~mcnts then or the:reafter due me Comoc.
lor are not sufficient to cover such :unounLS, the CoO(nctor
stull pay the difference to the Ov.-ner. .
ARTICLE 3
CONTRACTOR
3.1 DEFINITION
3.1,1 The Comol."tor is me person or entitr identilk:d ~ such
in chc Agrec:menr :Jnd is referred [Q throughout this Agree.
ment :lS if sin~ubr in number. The tcrrn "ComrJ.ctOr", me::ms
me Contract';r or th~ Con(r::J,etor's :z.uthorizcd represenuti\'e..
3.1.2 The plunl term .'COntr:;tclocs" refers co persons or en.
tities ~.ho perform construction under Conditions of the Con.
t.ract that :;lre :ld.ministcred by the Construction ~l:1ruger. and
th:u 4re idemial or subsunti:otJlr simil:JI to these Conditions.
3.2 REVIEW OF CONTRACT DOCUMENTS AND
AELD CONDITIONS BY CONTRACTOR
3.2.1 The Comoctor shall arefully study :cnd comp2re the
Contnct Oocumcms with e:lch other :md \'\"idl inform:nion
furnished by the Owner pursu:;mt to Subp:lcgnph 2.2.2 and
sh:1l1 :ll once rej)0rt to L"le Con:muctlon M:lIl:lgt:r:md Architect
errors, incor'.si5i:encies or oml5sions disCO'-cred. The Comf2c-
tor sh.all not be li:1ble to thlt O<;l,'ner. Construction M2n:oger
or Architect for mmJ.ge resulting from errors. inconsistencies
or omissions in the Contr;J.ct Documents unless the Comt:lc~
tor recognized such error. inconsistency or omission :lod
knowingly 6.ikd (0 rqort it to the:: COfl5truction )hruger and
Architect. If. th~ Cor:tr.:lc!or p~rforms :lny COCl.::5truction ~cth"ity
kn~'ing it io'.oh-es:1 xcognizc:d error,incon:5~;:ency or Or.1i::;.
sian in the COntr:H.""t Df)cumenti \l\.ithoUt such nOtice to the
Construction )-I:ln:l~<:. :lnd Architect. the C0ntaCtor shall
:lS.sume 'J.ppn)prbtlt ~esponsibility for such perform::mce :tnd
shoJI bC::lr:ln :1pproprbt.: :lmount oithc: :l..ttribut:lbk COStS for
correction.
3.2.2 The Cuntn..;'wr ih:lIl uke fidd me:csuremems :lOd ve:ri1\'
fidd condition:; Jnd sh:lll c:lrdully comp:ue such field
me:LSurc:ments Jnd conditions :lIld other informJ.tion kno~\"n
to th~ Concoctor ~'Ith the: COntr:lCt Documents before: com.
mencing acth.ities. Ercors..inconsistencies or omissions dis.
co'.e:rc::d sh311 be rep0rted to the Con:5truction ~bn:lger 3nd
Architect 31 once.
3.2.3 The Comr:J.~torsh:lll perform the 'J:'"ork in :l~cordanc~
with the: Contr.l.C: Documents: :lnd submitctl$ :lppro\"(~d pur-
:$u::tnt to P:logr:lph 3.12.
3.3 SUPERVISION AND CONSTRUCTION PROCEDURES
3.3.1 The: CoO{nctor'shall supen'i.se ~nd direct the: Work.
using the Contr.l.ctor's beSt sk!JI and :I:ttemion. The Contn.c-
tor shall be: solely rcsponsibk for and h:lYc control O\"cr
onstruction me:1flS. methuds" techniques, sequences and pro-
cedu res :md for cIJortJir.:uing 311 portions of the \\ork under
[his Comncr. subjecl to o\'er:lll coordin:uion of the Cons[ruc~
tion ~I:.ln:cger J:5 provided in Subp:1C:lgra.phs -4.6.3 and 4.6.-4.
3.3.2 The ConcrJI..'lor sh:lll be rc=.sponsibk to the Owner for
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2cts 2nd omissions of the Contnctor"s emplo}'ees, Subc:on.
tC"-ctors :md their 2gen ts :l.Od employees. and other per.
sons performing portions of the Work under :I contact wlth
the Comnctor..
3.3.3 The Contra,etor sh';lU not be reliev<:d of oblig:2tlons ta
perform the Work in accord.:ot.o-:.: v.~[th the CoO[nct Docu~
mentS either b)' :;tctivities or duties of the: Construction
~1:ln1ger or A..rchil:ect in their ..dministr.Hlon of the Contract,
or by tests, inspections or 2pprov::lls required or performed
by persons oll'>' .h.an the: COnlt2ceor.
, '
3.3.4 The Contr;lCtor stull Inspect pOrtions of the Project
rel:ucd to the Comr:z.ctOc's Work in order to determine: th:;tt
such portions:;tee in proper condition to receive subsequent
\'l:ork.
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3.4 LABOR AND MATERIALS
3.4.1 l"nkss othen.:ise pro....ided in the ComUlet Documents,
the Contt2.ctor sJull pro~'ide: :md P:1Y for labor, m:;tteri:Jls.
equipment, roots. construction equipment :1nd m2chinery,
'Q,."").cer. helt,. utilitIes. transport2tion. 2nd other f:1cilitles :lnd_
sef'\-'ices necess2!Y for proper execution :;tnd completion of
the ~ork. ''1.-he:thc:r temporary or pc:rm:1nem :lnd ",he mer or
.not incorpor.l.ted or to be incorpor:lted in the .Work.
3.4.2 The Conm,ctar sh2U enforce strict discipline and good
order 2.mong the Contr:aaor's employees and other persons
c'J.rrying out the: COntncr. The CoGtr:lctor sh:lU not permit
tClployrnem of unfit persons or persons nOt skilled in usks
:1Ssigned to them.
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3.5 WARRANTY
3.5.1 The Contr.l!Ctor v,,""J.rr.lOts to the: Owner. Construction
~1:1mger :and Arcbitect th:u ffi2tc:ri:Jls ;l(ld equipment furnished
under the Conm.ct wiII be of gooctquaIirY:l1ld ncv.' unless
oth.:rn'i5e require:d or permitted b~' the Conrr.J.et Documents.
th~t t!1~ \\brk will be free from defects not inherent in the
Gc~ity required or permined. :lnd th:.u the ~ork \vill conform
~'\"it'h the requirements of the COtltr.J.ct Documents. Work not
codermitlg to tht:SC' requirements. including subStitutions not
pr<:>pcdr ~ppro"-ed :lnd authorized. mly be considered def~c.
ti\~" The Contr:tctor's ~":;l..rr;lOtr cxcludes remedy (oc d:lrn:lge
or cdect Clused b\' :J.buse. modifia.tions not executed b\' the
Com:3<:tOr. improper or insufficient rr'.3.imen:mce. impr"oper
ope::l.liotl. or nOlrm:al ~V~:1r :;lnd tC'J.r under normal uS:J.ge. If
r~quired by the Construction ~t:1nager or Architect, the: Con.
melor sh:1l1 furni.sh s:ltisfacton" evid.:nce:ls [0 the kind 2.nct
quality of m:ueri::1ls :loct equip'mem.
3.6 TAXES
3.6.1 The Contr.1ctOr sh:z.11 p:l)" 5:ltes. C00:5umer. use :;lnd simil:lr
exes for the \'\ork or ponions thereof provided by the Con,
tr.l.ctor ~..hich 3rt: leg:lIly en:lcted ~'he:n bids :lC~ rcce:h-ed or
ncgoti:ltiorui..conduded,. v.hether or not yet -cffecd,'c or
merely scheduled to go Into effect.
3.7 PERIoItTS. FEES AND NOTICES
3.7.1 Cnless otherwise provided in the Contt:lct Documents,
the Owner stull secure :md p:ay (or [he building pc:::rmic :l.Od
the Conrr.tctor shoJI secure 2nd p:1Y for ~II Other permits :lnd
go\.ernmenul fct:s, Iiccnses and inspections necessary for
proper. execution :lnd completion of the \'('Qrk ~'hich In:
cUStom:ui!y sectJ,rc:d :lfter execution of the <;onrrJ.ct :rnd
t\"hich arc: l~g:l.lIy required when bids are received or negoti:l.
tions concluded.
'..,",''''11.4':""
AlA DOCUMSNT t.:2OtlCM.I .. GE...;a..[. COKIJ!nO:-''S Of THE co:-;rR...<..'. FOR CO;"'STRl,:cnON
co:o.:snu.:cnoS" !-t.:\..".>,GER~1StR totnON . J992 EOITIOS ~ AL...l . ::1'Xl~ .. lHE A.\IER.ICA,'4
l~.TE' Of' M~nun:CTS. I73S:-,T.'IJ;"'iORK.(I.,::-,1..'E.s.\1:'"~ '\'nSHI:>OGTQX. DC. ~lltltl().5"914WARNJt.lQ:
..... ",' .. ..<". .............. "_And W'lllltl,k,,eet the ";QI'IltOfto leealpros.ecutlon.
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3.1.2 The Contr2ctOC sh:ill comply wit.h ~q gi~. nOJlccs
I d by b91S ordin:aoce:s, rules, reguhmons a.nd l2wful
rc:qurc: . b . f' - f
ordets of public ~Ulhoritits onng on pt:r 0ml~~e 0
~~~. ",
3 73 It 15 Clot the Contractor's cesponsibUilY to 2Scert:2ii1. th:;u
rh~ Contract :"'ocurnc:nts arc: in 2ccord2nce with applicz.ble
b.-ws. sotuteS, ordin:mces. buUding codes, 2nd rules ~d. n:gu12.
dons. However, if the Comn.<:tor obse,....es th::n portJ?flS of
the Cor.traCt Documents ::lre at .....ri:mc~ thec,idl, the Con.
" ~ etOt stull promptly nodf}-lhe Construction ~l'2I\2.ger. Archi-
. ~t lnd Owncr In ~'r1dng. and necess:lC1' changes. stull be
accomplished by appropri:ue Modific:llion. . . .
3.7.4 [(me eanen-Cmf performs W'o{k knowing it to be con-
(r,).r,,- to l:lwS. SCHUt~S. oroin:mces. building CQ<ks. 'and rutcs
2nd'regubtions without such notice lO the Construction
).1:1(l:l.ger. ArchiteCt :md Ot..-ne:t; the: COr\trJctor .sh:.lU ~sume
full responsibility for such \\ork 2nd sh.aU beJf the 2.Uributa.
ble c.osts,
3.8 ALLOWANCES
.3.8.1 The Contr.tccor shall include: in the Concr.l~{ Sum all
: .11o'90'4.t\Ces stated in the: Contnet Documents. Items covered
b\' .aIlO'il,':mces sh2ll be suppUe.d foc such :lmOOOlS 2nd by such
persons or entities:,1S the D.mer m.ay dicect, but the Contnc.'
tor shall nO( be requir~d to employ ~rsons or entides ag,linst
<o.'hich the Concoctor m:lkcs re~onable objeccion.
3.8.2 t"nkss other.--'ise pco,,-ided in the Comn;ct Documenrs:
~1 m"J.terb.ls :md equipment under 2n 2110'i'.-;lncc stull be
selected prompdy by the Owner to ::I.\-oid deby in
the 'Work:
.2 :I11ov."J.ncc:s sh:lll CO\'er the COSt to. the CO[\{fJctor of
m:ueri;1ls :1Od equipment ddi\-cn:d :1.( the site "2.nd:.l1t
required t:1Xc:,S. less applic:J.ble mde discounts;
.3 Contr:lCto(s costS (or unloJding :lnd h2ndling 2.( the
site. I:1bor. ir.sCJlbdon COStS. o\-erhe~d. profit 2nd
ocher cx:~n:lies comempl~led for sc;ued 2I1o~"3Clce
..mountS sh3U be included in the Contr.1Ct Sum ,nd
not tn the :d~ov.-:J.nce.s:
.4 ",.henC\"c: i:OSlS are more m::m or !es:li ,hJ.n a1lot\.";mccs.
the CQ(\lr1...:t Sum 3h~n be :adjustc:d 3ccordingly br
ChJ.ngc O~cee. The: 3.ffioum of the Ch~nge Ord~r shall
reflect (lJ [he difference tK:l'I~"ee:n :lC[U3.! costS :md the
:lllo'Qr,-:lnce) und~r Cl:1use 3.8,2,2 :md (2) ch"J.nges \0
Contt:lcto(s costs under Clause 3.8.2,3.
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3.9 SUPERIHTEHDEHT
3.9.1 The Comr.l.ctor sh:lIl employ ~ comp<::tent superinten.
dent :and necessar;' :tSsiso(lts who sh2.U be in :mend:mce ':1.t
the Project she during: perform:mce of the Work, The super.
imend~nc ~h:1l1 represem th~ COntr:1cror, :1nd communiCldons
gi\'t:n to the superintendent stull be :IS binding :IS it gh-en
to the: Ccntr:1ctor. Imporent communicHions sh:dl be conA
firmed in ~'dtlng. Other communicuiOns shJ.lI be simil:1rly
confirmed on Written request in t:1ch ClSe.
3.10 CONTRACTOR'S CONSTRUCTIOH SCHEDULE
3.10.1 The Cotut'3Ctor. promptl)' :after being :t';\';l.rded. the
COncr:lCt. sh:).U prep:m: ::r.nd submit lor the Owner's :md .4JChi-
tc:'Ct'~ inform3.(\on 'and the Construction ~lan3gers 2pPco\':l:l
:I ConcrJl.:to(s Constru~"t,on Schedule ior ch~ \'fork. Such
~chetJule sh~1I not ctcecd time limits curr~m under the Con..
[(:I(:t Documents. shall be revised ::u appropri"2.tl: intef\":lls :as
'''';'..
required by th(~.condidons of the Work 2tl.d Peoject, su.:ill be
rel2ted to the entire Project cOn5tt\,lcdon schedule to_~~ ~~
CeO( r~qlJired by the Contact Documents. 2nd sh<lU provide
for expcdidow. wd pr:1ctlClble execution o( the Work.
: 'i.i-";::.
3.10.2 Th~ COluac:tOc stull coopernte With the Construct1on
M:l.o2ger in sch<:duIing md performfng. the Conto.ctor~ Work
to 2.vOid conflict, ddar in or interference: with the ~rk of
Other Comractl)cs or the cortstn.iction or opeC2tions of the
Owner's own foeces.
3.10.3 The Comt:lctOr~h211 pcepare 2.(\<1 keepCUrtent, for the
ConstructiOn r.12.n2ger's :wd Architect'.s :l.ppeov-al. ~ schedute
of submjt~s "..hich is coordinJt~d v.-ith the COOlr.l.ctQ['S Con-
struction Schedule ~nd :l.llov.-s the COnStruction Manager:a.nd '
Architect r~ol1:lbl~ time to re..'iew submituls.
3.10.4 The Colltuc[or sh:r.!J confor;l (0 [he mOSl rece.nt
schedules.
3.11 OaCUM"NTS AND SAMPLES AT THE SITE
3.11.1 The Comr:r.ctOr sh:tll maint:.l.in :l.t the, site for the Owne:t
one record copr of the: Dow-lngs; Specific2.[jons. 2ddend1,
Ch:lnge Ordet'S:lnd other ~{odifiC;l(ions, in good order and
m3rked currentl:- to record ch2nges 2nd sekciions, r.n~de
during COtlstrucdQn. md in :addition :appro"'ed Shop Ora.v.-
ings. Product D:IC. SJ.tt\plc:s l.nd simil;!'f reqUired submitols.
These Sh21l be :J\.ibble (0 the Construction M2.n;ger 2nd
Architect 2nd sh:dl be deIh'ered to che Construction ~bft:lger.
for submittal (0 [he Owner upon completion of the '\X"Qck.
3.12 SHOP OHAWINGS, PRODUCT DATA AND SAMPLES
3.12.1 Shop Dr.l';\-iogs J.re dO':l.-ings. di2grams, sc:heduks "J.nd
other d:1t:l spc:ci.:dly prepared for the Work by the ContractOr
Qr':l Subcomnc[()r, Sub-subcontr.lCtor. m2nuf~cturer, supplier
or distributor to iUusu::ne some ponion of the \X'Qrk. .
3.12,2 Product D.lt:l J.re iIlU5tr:1.cioos. scndJ.rd ~chedut<:s. per~
form:mce charts. instructions. brochures. di.J~(J.m$ and Other
inform::1tion furnis:;'~ct b\.' the Comnetar to illustr:1te materiJ.1s
or equipment rm some portion .of the \tbrk.
3.12.3 S:1mples are ph~'sic:tl eumples v,.hich illustrate. m::1te.
ri:als, equipment or ....orkm:ulship J.nd esublish stJ.n<brds by
".-hich the ~'orK will be judged. .
3.12.4 Shop Dowings. ProdUCt [}J.t:J.. 5amp.l.cs:md. simibr sub-
mltCLts :lre not Comr.oct Documc:otS. The purpose of their sub-
mital is to demol[1str2te for those: portions of [he Wock fot
t\"nich submitt:lls ::are required [h~ v.a!" the COnff1ctor pro--
poses to conform 1.0 the Information ghen :lOd the design COn.
cepe expcessed in the:: Contact Documents. Re,..icw by [he
Architect is .subject to the timit:ltions .of Subpar:lgr.1ph 4.6.12.
3,12.5 The Contr:tcror shall reYlev.~ :J.ppcove and submit to
the Construction :'1aruger, in accorda.nce ".jth the: schedule
and sequence 2.ppro\'ed br the Construction ~I:ln:.lger, Shop
Oc:1~...[ngs, Produ<:t 0':1.0. Samples ::md slmi1:Jr submict:l.ls
required by the COntc:1ct Documents. The Contr.l.ctOr shalJ
cooper-He with the Constructlot\ ~t1nagtr in the coordiru~
cion o( the Contr:Jc:tor's Shop Dr:l;';\'ings, Product ma, S1lTIple:s
:and simibu submhuls ~'ith rd:ued documentS submitted b",.
other Comr::lc[ors. Submitt:lls made by the COO[rJctor v,'hkh
~re not required by the COntfJct Documents m;JY be returned
v,;ithout :lctioo_
3.12.6 The: Contnctor sh:l.1l perform no portion of the 'Work
requiring submitCJ,1 :tod ft:\.iew or Shop DrJwings, Product
D:l.t1, S:lmples or slmi!Jr submjlt:lb until [he respeCtive sub.
AlA. DOCUMENT A201/CJr.4a .. GE.''ER.u. co~omoxs OF THE COtnAACT fOR COti.:,.iRl.:cnO:-i
CO}'~lRt-cno~ W.xo\GER-.\O':lSF..R EOmO!'l . 1991 EDITION.. AlA- . c.t991" THE AMERlf'.""
f'l;,..-.-. _ . ~ .,-.--- -
)
mi[Q1 h:a.5 been approved by the Construction M.lIliger and
Architect. Such. Work sh~ll be in accord;mce with ~pproved
submitWs. '
3.12.7 By :3.ppro\i-ng 2nd submitting Shop Or.tw~l1gs. P.':Oduct
Oaa, Sunples :md simiI~ submitt::11s, (he COnlr.lClOr represents
m"t the ContIXtOr hz decermi~.and verifl-ed m:uerl21s. field
me:asurements and field construction criteri:l related therc::to.
or ",:ill do so, and h2S checked and coordinated the inrom12.'
don contained wichin such submituls ~,.-jththe requirements
of the Work md of the Contract Documems.
3.12.8 The Contr::l.ClOr sh2.1l nOt be: relic:ved of responsibility
for devi2tions from requirements of the COnU'2.Cl Documents
b\" the Construction ).un:ager's 2nd Architect's :!.pprov"JJ of
Shop Dr::I:~..ings, P'roducl Data. Samples or similar submiruls
unless the ContrJctor ms spc:cit'ic:l.Uy informed the Consrruc-
tion :;"'l~."\:ager :md Architecr in ~'riting of such dc.'I:uion:,;I.( the
dme of .;>ubmin.:J:! and the Construction :;""bn-ager 2nd Archirect
hJXC given "'-riCten ~ppro"'21 to the specific ckvi:a.tlon. The Coo-
tt:tctor shall not be relieved of respon$ibiliry for errors or
omissions in Shop Dov.ings, Product D:ao. S:lmples or sim.ibr
submittals bv t.he Construction M:1n:1ger's :.tnd Architect's
:appro....;.! the~eof.
3.12.9 The ContQctor sMll direct specific 2.ttention, in
~'ridng ot'" on resubmit.ted Shop Orav.:ings, Product 02.u.
S:unoles or simil:J.r submiu:als. to revisions other th::m those
:-equ.eSte::d by the Conscructi~n )'I.:r.nager and ..),rchitect 00 pre-
\-ious subrnitols_
3.12.10 InformJ.tion:zlsubmict.:l.ls upon ~.:hich the Conseruc-
t:on )'1J.n:lgel:' :l.nd Archit~ec :are noe c:xp<:cled to t:l.ke res pon-
si...-c :Iccionmay be so identified in the Conrr.J0 Documents_
3.12.11 'Xllen professional certiftcuion off>\:rform:;lno: crile-
rb. of m:::ncri:lls. s:-stems or equipment is required b~. the Con.
tnct DOCUffil:::niS, the Construction M:zn:zger :tnd .-\rchitect
ih2!l be: enticled to (d~. upon th~ .:lecune)'" .;1nd completeness
or .such olcul::l.tions :and cc:nificltioCl.$.
3.13 USE OF SITE
3.13.1 Th< Concn:C'ror $hall conIine oIXr.uions ::n the sire: If)
;Zt:::.l.S permitted by u't\'. ordio:znc<:s. ~rmil:i .:lnd rhe Contncr
D.~cuments :lnd sh:111 not unre:1SOn3bly encumber the site: v.ith
r.'l.:ne:hls 0(" ('quip~<:m.
3.13.2 The: Coouxcor sluH coordin.:ltc the Conlr::JC1ols oper::a.
tions ,,-jeh. and Secure the :appro\"':ll of. the Construction
)'t:1n:1ger before using 2.n~' portion or the site:.
3.14 CUTTING AND PATCHING
- 3.14.1 lhe ConmC'tor stull be responsibk for cuning, litting
Or p3tching required ro complete: the '<<'ark Or to nuke its p1rn
fit tog~ther propcrl~:
3.14.2 The- COO[r.lctor sh:all noe damage or end.:l.ngef a por-
tion of the ~brk Or fully or p2rti:llly completed construction
of the Ol\'ncr'S ot\.'n fortes or of olher COntr.lClors b\- CUt-
ting. p:;i(ching, ac:a\":Iting or otherwise 2ltering such cOnSt.ruc-
tion. The Comnctor sh:l!l nO[ CUt or cth~(':I..ise ::J.lter such con-
struction b....other COnlr1ctors or b\' the:: O'\\'n~r's 0"".0 forces
except 9.,'ith ~.riuen consent of th~ Construction ~l:1n::lger.
O~-oer :and such oeh~r Contr:lccors; l:iuch consene sh2U not
be unre:lson~bl\' '9.,'ichheld. The Comr:zctor sh:J.lIl:lot unre:t.
1t)l'1::tbly 't\"ithhoid from the Other ConrC"Jcmrs or the O~:ner
the Contnctor's Consent to cutting or otherwise ::lltering
t.t')e Work.
i)
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3.15 CLEAHINI3; UP
.-t s:.:,~_-:
11
;l.;tn.):
3_15.1 The Cont['2.ctor slull keep the premise:s, 2nd surrqund.
ing Ue2 free (rom 2ecumul::atlon o(W:lst: m::neri21s or rubbish
c2used by oper:ltlons under the Comract. At completion o(
the 'Wbrk the Contl':;l..ctor sh2lt remove from 2nd :about th<: ProJ~
ecc ~-:15tc m2.rcri:lls, rubbish, thc Comr.zC1or's le....is; cOnStruc-
l:ion equipment, m:1chinery 2nd surplus m:uerials. ~ .
3.15.2 J( th~ COntr.lccor {:;iUS to clean Up:lS provided in the
COfitr.tct DocumentS. the Conc'ruction ).(an2.8<:r m1Y do so
with l'h~ Owners 2pp.rov~1:ln the COSt thereot shall be
ch:l.rged to the Contr:actor.
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3.16 ACCESS TO WORK
3.16.1 The COn!f':lc(or shall pro,,'jde th<:: O't\-ner, Construction
~l:1n:Jger and An:hhect 2ccess ro the "'-ork. in prep:zrnion ~nd
progress wt,ereyer loc2.ced.
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3.17 ROYALTIES AND PATENTS
3.17.1 The Contr:lctor sh2.11 pay:aU ro~":l1tii:s and license f-cos.
The Contnctor sh2.11 defend suits or claims for infringement
Q( patent right's; :and sh:1l1 hqJd. the 090"Oer, Construction
:\I:mager and A:rchiteet h:lrmless from loss 00 aCCOunt thereof,
but shan nOt be responsible for such &f~nsc Or loss when
a p:1rticui::lf desil;tl, process or produCt of a P:J.rticuw nunubc-
toter or m2nuf:u:tUrers is fcquired by the COntnet Documents.
Ho......c..-er. if thi: Comr:lctor h:J.S re:ason _ co bdie:..-e th:u the
required desigr:L. process or product is :In infringement of 2.
pac.:01, the Comr.zcco( sh:ill be l:'O'p6nsible ior such Joss unless
such information is promptly furnish<:d IO thi;': Architect.
.
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3.18 INDEMNIFICATION
3.18.1 To the fullest e.'X"tent permitted by b.w. the: ContnctOr
sh:zll indemniCv :;lnd hold harmless the O~'ner. Construction
;\l:zn:1ger. Mehllecr. Construction ~I:uug~r's :lOd A.rchitect.s
~onsult:l.ms. 2nd :agents :lnd employees cf :l.Or of them from
and :lgalnst cb.:ims. damages. losses a:1~ e.'tp<nses, including
bue noc limited. co 2cmrnerS' fees. 2ri.~ing our of or resulting
from pt::-form:J.nce of the \lork. pro....i~C'd th::lt such cbim.
u:lm:!ge. loss or <::It:pense is :1ttribuook to bodily injury,
:iidme~s. dise-::L5~ or doth, 0[" to injury to or destruction of
tlngiblc: property (Other th::lO 'the "<<brk il:ell) induding loss
or use cesuhing therefrom. but only to th~ c:xteot oused in
",.hole or in p:l.rt by n<:gligcnt acts or omissions of the
Conrraccor. ::l :Subconu::zctor. OlOrOnC dirC'cdr Or indirectly
c:mplo~.ed br them or 2.nyone for v.,.hose ::tCtS they m:l.)' be
li:lbte. reg:lrdless of whether or not such cl2.im. d:tm:age, loss
or expense is clused in pan by:a {Y.1rty indemnified hereunder.
Such oblig'J.tion sh:zU not be construed to neg:1tc:::. abridge:: or
reduce othcr ri:ghts or obligations of Indemnity ~....hich .....-auld
othc:rv.'ise exist:lS to a party or person described in this "P2ra.
gr.lph 3.18.
3.18,2 'In clJ.ims ag:!inst :lnr person or emity indemnified
under this Par:lgr2ph 3.18 by 2n employee: o(the Comt':1ctor,
:a Subcomt':l.C't()r, anyone directly or indirectly e-mployed by
them or 2:m"Onc (or whose .1CU thev m2\' ~ li:1ble, rhe indem"
nification oblig:ztion under thIs P;r:lgoph ~.tS sh:lU nOt be
limited by:l. 1imit:ltion on ::tffiOunt at' t~"p<: of d:.im:J.ge:s, ~Olh-
pens:ltion or benefits p:J.)'::Lble by or for the Contr::actor or :l.
Subcontr:zc(or under workers compens:l.don :lCts, dis:J.bility
bl::nefit :tets or other employee benefit :JCtS.
3.18,3 The oblig:uions of t.he COntC'JC!Of un~(r lhis P':l.ra-
gr:zph 3,18 sh:dl nOl e,;:tend to the li:JbililY of the: Construe.
tion Manager. Architect. their consulums, :md 2gents 2nd
AlA OOCtJMEKT M01/CM. . CE~"ER...L C:O~OITlO~S Of THE CO;>.Tit'.cr fOR CONSTRLUION
CONSnf_'CT1oS' MA~.~ER.-AO\'ISF..R EOITlOX . 19'>)': EDmO~ . _..U' ~ tl~2 . THE! o\.\fERIC....."
. _~."_h h" .,-_ -~.-"t -H; ~';:'Q:' YORK .~.."!..-.;l'E. X~_, \1::'-SIII~GTOx.DC !W)(...~~,!. WARNI~G:
employees or any of them arising out of (1) ,the prepmtion
or :l.pproval of maps, dr:l.wings. opinions, reports, ~,urveys,
Ch:ange Orders, designs Of specifiotiOn5, or (2) the giving of
or the failure to give: 1Jre:ctions or instructions by the.Con-
struction M2tl:tger, Architcct, their consulrmts, and 2gents ~d
empto}'ees of any of th.:ni provided such g,iving or failure to
gh'e Is the prim2ry C1use of ~,e injury or cb.m:age. -
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ARTICLE 4
ADM!"~lTRATION OF THE CONTRACT
4.1 ARcHITecr
I
4,1.1 The: Architect is the: person I:twfully Ilcensed to poc-
tice architecture or an entity l:lwfully pC2cticing ::architecture
identified:lS such in the Agre.::mcO! :and is rt:ferred (0 thrOUgh.
out the: Comr:lct Documents 3S if sinQ;ubr in number. The term
':.uchitect'. me:J.ns th~ Architect or the Architect's authorized
rcpreseot:1ch'c.
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4.2 CONSTRUCTION MANAG~R
I
::4.2.1 The Construction M:zo:J.ger is the person or entit{iden.
tified 2S such in the Agreement ::and is referred to throughout
che Conir:J.ct Documcnts ~ if singular .in number. The term
"Construction ),(an:Jger" moos the Construction M::anager or
the Construction ).1:ln:J.ger"s :1uthorized represem::ui....e.
4.3 Duties. responsibilities 'J.od lirniotions of :1uthoriq: of the
Construction ;..I;uuger and Architect 2.::l .s<:t forth in the Con.
toct Documents sh:J.!l not be restricred. modified or e.'Xtended
without twitlen cons<::nt of the OWner. Construction ~1:Jn:J,ger:
Architect :J.nd Contr:tcwr_ .Consent sh:J.tl not be unre:l.Son-
:lbly ""ithheld.
4.4 In C1.:5e of termin:.lcion of employment of the Construc-
tion ;..(:J.n:J.geror Archit~ct. the Owner shall :lppoinc:l conscruc-
tion m:uugeror:J.rchi,ect :Jg:tinst whom the Concoctor m:lkcs
no rc::J..Son:lble objec!lon :lnd \\-hose 50tO$ undc:r the Conto(,,'"[
Dth..-ument; 5h:lU be ;:h:1t of the former coostru(tion m:lO:Jger
or architect. rc.ipe..:t!\'ely,
4.5 Dl.:iputcsltising under P...li.l.gnphs -4_3 :lnd -i.-I sh:lIl be.sub-
jct;t to ::arbiu:ltion_
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4.6 ADMINISTRATION OF THE CONTRACT
I
4.6.1 The Construction ~(:lO:J.ger:md Architect wlJl pro,,'ide
:lQministr:nion of the Contr:Ict 25 described in (he COntoCt
Documents. :lnd ':I.'i11 be the Owner's represem:lti\.-es, (I) duro
ing construction. (2) until fin::al payme:nt is due ,lOd (.;) with
the Ownc:r"s concurrence. from time to time during the cor.
rection pc:riOl! dc:sc:ibed in P;t.C2gr.!ph 11.1, Tht: Construction
)'b.nagc:r and Architect \\o'i!1 :td\'i:se and consult ~'ith the Owner
:md will h:1\"C :aumc;,rit'- to::let on beh31( of the On'nt:r 00.1,'
to the extent provided. in the Contr.J.ct Documents:. unles~
othernise modified b,- tIo'r!ttcn instrument in :lccorcbnce with
other pro\'isil>r\$ of the COOCI':J.Ct.
4.6.2 The Construction ~1:1n:agc:r \J,'J11 det~rmine in gen"dral
th:J.t the \tark is being performed in :1ccord:J.n~ ~ri!h ~he reo
~uir~ments of the COntr;;ct Documents. Vo'i11 keep the Owner
mformed or the progress of the \tork, :lnd will ende:Jyor (Q
gU:lrd the O~~;r:.er :ag:1inst defects :1nd deftch:ncks in the Work.
~.6.3 !he Construction M:lnager \\"m provide for coordin:!.-
liOn ot che 3ctl,'i(ic:s f)( othc:r Comn.ctors and of the O\J,-ncr's
0'\-0. forces with the \Xork or the Comr.J.ctor, "..ho shall coop.
c:r:ltc ~'ith them. The ComrJctor sh:lll partlcip:J.te ~..ith Other
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,
Con(f2ctors and the Construction Manager and O."Yne~.ln
rcviev.ring their construction schedules when directed to do
so, The Contf2ct()f Sh2U make any revisions to the consuuc.
tion schedule dc::eme:d necesS2ry after a JoIm revic-w .md
mutual :l.grc:emem_ The construction schedule! sh::ll constitute
the schedules to be used by the Contractor, OCher Contr:lc-
tors, the Consuu,ctian M:lO::ager and the Owner un~il subse.
quently revised,
4.6.4 The Construction ).,b.n:lger ....;U schedule 2nd coordin:ue
the activities of the Conmlctors.ln accord3.nce with the lnest
::approved Project ,construction schedule.
4.6.5 The Architl:ct ~'iJ1 visit the: site: 2t interv::alsappropri:lte -
to the su-ge: of construction to b<:come generallr f2.miliar v.ith
the progress :md qm.1ity of the completed \'('ork lnd to deter-
mine in gener:lt if the \l.ork is being performed in :I l'U!1n~r
indic::ating m:lt the ~brk. when completed. will be in 2ccor-
dmce wich the GOnt.r:J.ct Documents. Ho~.e\'er. the Architect
wUl not be required to make em:tUsth-e ar continuous on-
site inspections to check qu:LIity or qU:lmity ofrhe Work. On
the b:l.Sls of on.site obsen"':J.tions as 2n :lrchitect, the Architect
~'iIl keep the: Owner informed of progress of the Work, and
'Cl,:ilJ endavor to gu:ud the: Owner :tg:1inst defects ::a.nd defi,
ciencies in (he \X;ork.
4.6,6 The Construction M:102ger. except to (he extent re-
quired by Subp:1r.tgr:J.ph 4.6.4, and Architect ~'ilI not h:1\-e
comrol over or ch:J.cgc of and ",.m not be: respon.5ible for cop.-
struction me:1n$, methods. techniques, sequences or pro-
cedures, or for safety precautions and progr.<rns in connec.
tion ~-ith the ~''ork, since these :are saleh' the CorunctOr-5
responsibilitY:1:5 provklc:d in P:I.f:lg.r:J.ph 3.3. :lod neither wii]
b<: responsible for th..:: Comnctor"s f:l.ilure: to cJ.rrv Out the
'v::;.ork in ::accord:lClce with the COntnct Documents. Neither
the Construction M:m:l~er nor the: Architect ,,-*ill h:t....e con-
crol O\:er or ch:l.rge of 'Or b~ responsible for acts or omis.
sions of th~ Comr.Ktor, SubcontC:J.ctors. or th<:ir :lj;tems or
employeCi, or of :lOr ocher per~ons performing PO~tio[".s of
the ~brk.
4.6.7 Communk:atioos Facilitating Contract Admlnistra~
tico. Except :J.S mhcrwi~ provided in the Contr:lct 'Dvct;.
menu or tI,:hen din:ct cl>mmuniC:Hi.)os h:J.ve b<~n sp~ci:J.!l;:
:J.uthorizc:d. the: (}a;n.:r :lOd Cootnctor sh:lll communk:ae
through the Con;;truclil)l\ ).tan;tger. :lr:dshalt t:ontcmpor..ir.c-
owly pro\'ide tht: S:lme communic:nion.i to the Architect.
Comr.\Unicnions br :md ~'ith the Architect's consult:J.nts sh::lU
be through the Architect. Communic:ltions b...1nd \\-ith Sub-
conU'3ctors lnd m:J.tcrbl suppliers sh:lll be th'rough the Car:.
tr:J.Ctor. Communic:uion.<i b\- :lnd ':I.'ith other COntr:tCtors shall
be through the Con:muction M:J.n:lger :md sh:cll be ('Ontc;m.
por:meowly prm'iut:d to the Architect.
4.6,8 The Construction ~t:J.n:lger will reviet..; and cc:ctify :Ill
Applic::uions for Paym~t by the: Cf)ntr::tctor, including fir.:J.1
p:lyment. The C1Jnstruction Man2ger will assc:mble e1ch o( .
the Con(r:u:toc's Applic:uions for P:1yment ':I."ith slmil:J.r AppH-
c::uions from Othl:r Contr.lctors into a Project Applicl.tion :tnl.!
Project C~rtlfjc1l:e for P'J.\"ment. After re\'ic'a..in~ :md cecti!,':
ing the :amounts du~ the COntr.J.ctors. the Construction
M:J.n:tgc::r wHl submit the Project Applic:Hion :lnd Project Cc::-
rific:lte fot ~ym,::m, :l.long ~'ith the applit::.lbk C0ntC:J.({ON'
Applic:Jtions :tnd: Cenifk":J.tes fur p.J.::m~m. to the: Architec:t.
4.6.9 B:1sed on the Architcl.:t's obscf''':I.(iun:-i :111d c\"alu:1(itJC'~')
of Con(r;tctors' Appli(:J.(ions for P:J.~'mc:nt, ~nd the certlfk::t.
tions of cht: Con:Hruction M:ln:lger. the Archi(~C't ~...i11 ce\'ic:w
~~ J..2~llCMa .. I.>F_XEIL"L CO~OITlO:-iS Of THE CO~IR...cr FOR CO~~TlI.l'(''''IO:-;
1~~~?~,,~~.~:,~~~i{'.~>':'I::J.~_~!:,?:--:" 1'l9J EomON" t.tAt.. ~1t)9.!" THE ."''''f.~~:',....
and certify the amounts due tbe: Contr2ctors wd will issue
;it Project Certific:l.tl: ror P:lymeflt_
4.5.10 The Architect wUl h<lYe authoritr to reject V:ork which
docs not conform to the: Contnct Docurn~ncs. ~d to require
2dditionat inspe.cdon oC' resting. 1n ~ccordmce 'Q.-id\ Subp2C4-
gr.zphs 13.5.2 ~nd 13.5.3. whether or not such Work is f:l.bri-
c:~tedt lC\St:lUed or completed, but v.iJl ake such :;I<:tion only
after notifring the Construction M:H'l:lger. Subject to review
b\-. the Architect. the Construction ~l2n::Lger v;U1 m,ve the
authority to reject 'Tark which does not conform to the: Con-
tr:.lct Documents. Whenever the Construction ~I~ger con-
siders it necC$sary or 2dvisable far implementation of (he
intent of the Camr:1ct Documents, rhe Construction :Vl:m:1.ger
'tJ.-m have authority to require. :tdditional inspection or te5[ing
of the: v.-ork in 3ccord:znce "..ith Subp1ngr1phs 13.5.2 and
, l3.5.3. ",-hether 0{ n'1t such 'Xbrk is bbric:\t~d. i~.5t1lkd or
complc:eed. The for..:going ~uehority of [he Comtruction
~bn:J.ger ~-iU be subject IO tbe provisions of Subp:Zr.l8r3phs
...6.18 through ....6..20 indush-e. with respect lO inte,?ceudons
::I.nd deciSions of the: Architect, HOVo'C','C'r. neither the .-\rchit~ct's
norttIc: Construction Man:iger's aLlthoritr to .1CC onder this
. Subp3.r::J.gnph ..t6.1O oor 3. decision m:lde by e:ith~r of them
: in good faith dtner to a:crdse or noe to exeecise such author-
ity sh-;zU gh-e rise' to 1. duty or responsibility of the .\rchitect
or the Construction ~I:Jn2ger to the,Comnclor. Subcontt.Jc.
tors. m~teri:l.l :lnd equipment suppliers. their agents or
employees. or other persons perrorming :mr of the Work.
4.6.11 The Construction }'t:mager ",.m n:Cel\-e from the Con-
tr.:lGor :md re':it:tt' :md ~ppro\'e 2\1 Shop Or.lwings. Product
D:2l'.J =md S::tmpks. coordinate them with inform:nion recei....ed
(rom other Comp-clors. and tnnsmi( co (h~ ArchiteCt those
recQrnmendcd [or :;tppro....-"l. Th~ Construction :-'bmgcr's
:lc:tions 't'.;iU be: t:1k~rl with such feJ.5oo:lb1e: promptncss 15 co
c;:wse no del-ay in the Work: of the Contnctor Or in the 2cti\-i-
tl~S of other COOIi-lCtOrs. the Owner. or che .-\tchitect.
4.6.12 The Archite-ct will re..-ie~. and 2ppro\'c or u;":c other
:lppropri:ltc ::u:t!on upon (h~ Comnctot's submit!.J.!:i such :IS
Sho.p Dr:lwings_ Product O:1U :md S.1mptts. bUt ad;.: for the:
limi~<C'd purpQse of checking for con(orm:1(1(c n.:~~ lnform~~
tion g.i".cn 3nd the: design concept expressed in t~.e ConU:lcc
DocumentS. The: .\.r<::hitc:c(s 3ettOn ,,'i11 be uke::. ,,'lth such
c~:sonable prot:1pmess 3S to C2\J:ie nil debr in [~ \'Cork of
the Contn.ctor or in (h~ :3c(j\.'idc:s of c~e Qther Coccr.rccors,
th~ O~'ner. or the CO.f\:5tfuccion ')I:.zn:lger. whik 11!0"-,;ing suI'.
fidem time in the Archit<::ct"s pro(essiofUl judgmtm to permit
:ldequ:uc re..-iev.: ~'iew of such sobmitllls is nOt conducred
for the purpose of determining lhe accuncy :and con:.pl~tc:ness
of ocher de:tJits such :LS dimensions 3ad qu:t(1(j!ies. or for
:subst:Lntt1(ing instructions for instlll:Ltion or pcrform.:znce of
~qtJipment or systems, aU of ~'hJch renuin the responsibUit~-
of the: ConU:J,clOf:lS required by the Concr.:J.cl Documents. The
ArchitC:ccs fe,'fen' of the Conm,l..."toc's submi(ul.:i shall nOt
rdi(\'e the Concr:J.ctOco( chI:: oblig:ltjons under Pa(Jg~ph.s 3.3.
;.; 2nd 3.11. The .....rchitcc(s re:,'je:~' sh;zU nOt constitut:e
3pprl)\':ll o( S3.felr preoutions or, unless Qthet""t\1.sc: $lX'CjflCilly
stlted by the Architect, or ::any construction means, methods.
tc:choiques, sequenq:s or procedures:. The Architect's ;Ipptov:ll
of3 $pecific ilem .shall not indiC':Lte ::appco\'21 o{an 25se:mb1r
of ""hich the ite:m is :I component.
4.6.13 The Consuuctiol'\ :'>{aoager ~'ill prep:lr~ Ch:1r.ge Orders
:lod Construction Ch:lOge Directives.
4.6.14 foll()\\-jng<.:onsulotlon "".ith (he Construction ~bn3g~
the Architect t\-ill tJke :l.ppropri.:ltC' :actlon on Ch:l.n~e Ord~rs
or ConHruc{ion Ch:lOS~ Direc[i\'es in accord:mce ;.ith Ani-
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de 7 :l.nd will h-a'Ve 2uthority to order minor ch'lngc's In' the
Wack ::lS provided in P:lngr2ph 7.4. ' ..'
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4.6.15 The Construction M:ilru1ger wlll m::ainuJn :at the sh~ fo~
the Owner one record copy of :;It! Comn:ccs, Dllwlng.s,
Specific-atkms, ~ddend2. Change Orders 1nd oth~r Modifi-
G.tions, in. good ordc!:' and- m:.2.rked currently to record '311
ch:mges :md sc:JectiO'o:s nude during constructJon, :l.nd ill
2ddidon 2ppro!"ed Shop Ot:tv".ings. Product Data, Sa.mple:s 2nd
simibr required submltuls. These wlll be :l"''':lHable to the
At'Chitect :and the ConmlCtor, 2nd wil be delivered to the
O....ne:r upon completion of the Project.
4.6.16 The .construction M:;m~ger will :lSsist the Archi(ect
in conducting insp~ctionS co determine the d:lte:s of Sub:
sumi:tl G,mpletion :md filUl completion. 2nd will recei....e md
fol'Vt-:lrd to the- Architec{ written v,,"'J.rramie..s and related
documents required by che COnlOCt :md :a.ssembled by the:
Conrr:zc(or. The Construction M:2n:lger will forw:J.rd to the
Archi[cct:;t final Project Appticaion 2ndProjece Cert1fic:w:
for Payment upon compliance '9,rjth [he req\Jirem~ots of the
Contr.tc;r Documents_
4.6.17 If me Owner :md Archit<:,ct :J.gcee, lhe Architect will
provide: oae 9r more project repre:se:ncnives to 3ssist in C2r-
rying out the Architect's responsib~ities 2t the site:. The duties.
responsibilities and limiutions of 2uthority of such project.
represenarives sh::lJI be: 25 sedorth in an exhibit to ~ incor-
porated in the Contt:u:t DocumentS.
4_6.18 The A.tchill::Ct ~iU Interpref ~nd d<:cide matters con-
cerning puform:tnce under md requiremenrs of the Contr",o
Documents on 't'\.'rinen request of the Construction ;:\.bn~
ager, O~'ncr or Contr::2cwr. The Architect's response to such
requestS ........iU be m1dc: with re3So€1:tbk prompmess md within
:my (im<: limits agreed upon. If no 'Jgreemem is m:lde con-
cerning (he time ~-i(hin which inrerpr~t::l(ions required of the
_.\rchi[ect sh~U be furnished in compli~nce ",.ith (his Paogn.ph
-L6, then del3Y sh311 not be rec:ognired 00 account of failurc
by the: Architect ro iumj$h such imerpr<::cuions uncil 15 days
:1fter ,,,,,.tinen requesc is (fl3de for them:.
4.6.19 tmerprecllt\JCl:S 'Jnd ded:siol1$ of thl:: ..\.rchitect will b(:
consistent ""ilh the im<:nt of and re:Json:tbh' infer:J.ble frorr
the Contr:tct DocumentS ::md will be in writing or in th~ tom
of drl",.ings. \Xben m1king such imetprer:uions and decisions
tho(: Architeq ~'ilI oer.Oe:l\"Or to secure (;zlthful perform:mce b'
both O"'-n<:r :.tnd Conu:lClor. will not sho~' pacti:1liry to eithe
2nd ~'i1l not be Ii:tblc for re5u!t5 of interprculions or dec:
slons SO rendered in good (3.ith.
4.6.,'20 The: Archjtect's decisions on matters rel.ating [0 :;Ie
the[ic cfft:ct ....iU be firul if consistent ~'ith the int<:nt expre~
in the Cantnet Docum<:ms,
4.7 CLAIMS AND DISPUTES
.4.7,1 Deflnitlon...-\ Cl::lim Is:z dem.::t.nd or :l$s<:rtion bv 0
of I,he p3.rdes seeking. :c; a matter of right. adjustment or'iOt
prc:t2tion of COnl:CJ.Ct terms, P'lymcnt of money, e.'((enslon
time or Other re:lic:f.....hh respect to the terms or the Contt4
Th.e term "Claim" also inctudes o(h~r disputes and m.m
in quesl1oC1 b(:tween the Owner :lOd Comrac(or ads/og .
of or reladng to the COOCf:[Cf. CIJims must be: m:ld~ by w
(en nodce. The responsibility to sub:Sttmi:uo(: Cl:t'ims sha.1I
With the party making the C1:lim.
4.7.2 .Oecision of Architect. CI:lirns. including those "r
in.g :zn error or omission by th~ ConstruClion M.lOage
Architc:ct, shall be referred initi:l.l\y to the Architecc for .::Ie
AlA DOCOMEHT J.20VCMll . C,E."Elt.4.L COZ\'DlTIONS OF THE CQ:-'"TR..lCT' fOil: CO:>lST!ll'C
COSSnl:cnON M..........\GER"'DVISER EVrnO~ . 199~ EDmOl" . ;\1.\' . ~N9! . THE ."-~lU
.....~-Tl"TEOf.\ACJimcrs \~~ 'Nf.\1:'...."OkKA\"E'1.'E.N.\l:. WASttl~tiTt.):'. Ot: "~H~'i_"'1.! -WARl
"".'.'~flw.sand 'VW ~ the vlol.torto le,gelplOSec
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1<; provided in P;l.ng:r:lph 4.8. A d~cision by the Ar(:;WtC'CI. 2..S
provided in SUbp01r.tgr:lph 4.8.4, shall be: required ~ 2,condi.
tion precedent (0 arbitr;atjon or lltig2tion of a Cb.im between
the Comr.tClor 2nd Owner 25 to 2..I15uc"l m:mers :uislng prior
to the date fiml payment is due, regardlt..:SS of(1) ",,'heLher such
m;J,{tcrs relate to execution and progress of the Wock or (2)
the extent to which the Work h~, been comptel~d. The deci-
sion b}' the Architect in response (Q a ClAim stun nOt be 2
condition prc:c~dent to, arbitr2tion or litigation in the event
(1) the position of .Architect is "':;I.e:l.n(. (2).the Architect hz not
receh-cd evidence or has [.aile'" U) render a decision within
agreed time limits, (3) the Arcn-, .Ct h2S t2i1ed to tike action
required under SUbp:l.C2gn.ph 4_8.4 within 30 ~'S 2(ter the
CI2im is made. (4) 4; chys have pas5(:d 2fter the Claim has
been referred to the Architect or (5) the Cbim relates to 3.
mech~nic's lien.
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4.7.3 Time Limits on Claims. Claims by either p.my must
be m:1de within 21 d:lrs 3fter occurrence of the c\'em giving
rise to such Cbim or wilhin 21 d:l....s after the c12imult ficst
recognizes the condition giving rise to the Claim. which~er
is bter. CI:lims must be made by written notice. An <lddidon31
C1:Lim made :tfter the initi21 Claim h2.S been implemented by
=Ch:mge Order v,,'iU not be considered unless submitted in <I
timely manner.
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4.7.4 Continuing Contract Performance. Pending final res.
olution of 3. Culm j,ncludirig :ubier-uian, unless otherv,;ise
agreed in writing the Contractor sh:tll proceed diligently
with perfarm::wce of the Contr.iet 2nd the O\\'ne:r sh::dl
continue to m::lke payments in 2ccordance wirh the COntf2ct
Documents,
.
4,7.5 Waiver of Claims: Final Payment. The auking of fin:ll
p:1ymem sh:lll constitute 3. \"l:::ti\'er of Chirns by the Owner
t...'Ccept those :lrising from:
~ 1 liens, Cbirns. security interests or encumbnnces aris.
iog OUt of the Conton and unsenled:
~2 fuilure of the ~brk to comply with the requirements
of the ConcOCt Documents; or
.3 terms: of sp:cial ~::I.romics required by t~c: Conrr:J.ct
Documc:-ms,
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4.7.6 Claims for Concealed or Unknown Conditions. If
conditions :lfe encountered :It the site v,'hlch <Ire (1) subsur-
bce: or Othc:rt...ise cor.ce;lIed physic I conditiOns which dif-
f~r materuUr from lhosc: indiclted in the Conu:J.Ct Documents
or (2) unkno1K..n physiol conditions 0(:1.n unusu2..l n:uure.
""'hich differ m2terialh' from those ordirulril" found to exist
2nd ge:nenlly recogn,ized as inherent in const~ction activities
or the ct'i:l.octer provided foc.in the Contcct OoCl.lments, then
notice br the obsen'ing pOlnr stull be: gI"--en to the other p:l.rty
prumptl}" before conditions 2rc disturbed and in no event b.tc::r
tlun 21 cbys after first observance: of the conditions, The
:\.~hit<<t v.m promptly im'cstig:lte sueh conditions and, if they
differ m::ltcri::1l1y and Cluse an increase: or decrC2SC in the: Can-
tr:lctor's cost of, or time required (or, perforllWlce of:lO)" put
o( the: \lork, ",-m recommend 2n equiuble 2djwunem in the
Canlna Sum Or Comr::J.ct TIme, or both. If the ArchiteCt de:tcr~
mines th:u the conditions :It the site :trt not f(t~(eri2l!y dif.
ferent (rom those indioted in {h~ Contnct DOC\Imen {.s :md
th::u ?O ch.:lnge in the u:rms or the Contnct is justif1.ed, the
Architect sh:lll so notify (he Owner ::md Contr:lctor in writing,
Stating the rc:asons, Cl:tims by either party in opposition (0
Such dc:tc::rmln::uion must be m.:ldc: ""'ithin 2J m\'$ 2(ter the
Architect h.:1s gh'en notice o( the decision, If the Owner :and
COntCl.10( ClOnOt 2g.ret: on 3n 3djusunem in the Contnct Sum
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or Comna Tune" the 2djustment sh:a.ll be referred tOthe:Aichi-";
teet for milial determl.n:atioo, subject to further proc!=c'dings
pursu:mt (0 Par.l.graph 4,~, ,'. <~.., 1,) ,";;1
. '. . ,..... .-.....;t;:... "r~-
4.7.7 Claims for Additional Cost. If the COntraCtOr wiShes
to m2ke CI2im (or 20 in~re2S.e in the Comntct Sum~ ~~itien
notice -as provid,:d herein, ~haU be given before proceeding
to execute the 'Wbrk. Prior notice Is not required (or Ctifms
rel2ting to?n em:rgency end.2!1gc:.ring Ure.or property:irl;Sing'
under P:u-.:l.gr.l.ph 10,3. If the Contractor beUe....es addition:a.J
cost is involved for reasons' induding but not 1im1ietf to
(1) a writCl:n interpr~t2don frpm the ~chitect, (2)an order'by'
the Q\\-ner to swp the ~ork where the Contr:lctor "''as not'
:1t [:lutt. (3):l written order for:l. minor change in the Work
issued by the Architect, .(--i) failure of p2.}'mem b)" the.O",,'ner,
(5) ter;nin:1cion of the Contnet by the Owner; (6) O'9.'ner's
suspension or(7) other re3.soo3.ble-grounds. CI2im sh:ltl be
filed in ;J,ccord:.tnee t>.-i[h the procedure est:lbHshed herein.
4.7.8 Claims for Additional Time.
4.7.8.1 lithe'Comncto~ wishes to m2ke Cb..im far:m incrC2S~
in the Contr:Jct Time, ~'ritten notice 2.S provided herein,sh:zll
be given. The COntr2C(or's Claim stull include an estim2te
of CO$C 2nd of prob:J.b~e effect o( deby' ,on progress of
the 'Work. In the' C2.Se of" continuing deby only one Claim
is necess3.ry.
4.7.8,2 If 2dversl: weather conditiOns are the b2Sis for a Cl2im
for :lddition::l.! tir::1e, such Claim shall be documented by dat:l.'
subst:ir.thting talC weather conditions were :lbnorm3.1 for the
period of time ::md could nor have been re:l$on::1blv 2ntiCi-
p:lted, md that <;,'cJ.ther conditions h:ld an :1d\'erse ~ffect on
the scheduled construction.
4.7.9 Injury or Damage to Person or Property. If either
pany to the Contne( suffers injury or d:1ffi:J.ge to person or
p~op~:-;:y, because of 3rl ~Ct or omission of the Other p-any,
or :my ct the other pan~- 5 emplo}'tes or Jgc::ms. or of others
(or \\'ho~e 2ees such p::trty is leg:llty li:1blc. ......rit(en notice of
such i!:;uryor d:1.ffi'1ge. whether or not i.nsured. sh:lll be gi\,en
(Q the Other p:1rty <;vithin J re:lsonJ..bh: time: not c:<ceeding 21
c!ays ::i.f~: ficst obsen'7lo..:e, Th~ QOtice shall prv\'ide su(fid:nt
Ge!3jj tv enable the other p:J.rt)" to inn:stlg3ce (hoc: m.mer. If
3. Chim for ::Iiddil:ion:ll CO.:;t or time rel:1t~d to this Claim is to
be: 3S5cr..ed. it sh:lll be rikd:1S pro,.ided in Subp:J.r:1grJphs 4.7.7
Or -1.-.15.
4.8 RESOLUTION OF CLAIMS AND DISPUTES
4.8.1 The Architect \"lo,m review C!:aims and uke one or more
ofche (oUowing prdimin:try 2ctions 'V.'ithin ten d:1~:'S of receipt
of 2. Cbim: (1) cl:que:H 3.dditianal supporting daC2 from the
. c1aim.m. (2) submit :I. schedule co the parties indicOIting ""hen
the Architect expectS to tlkc: 2ction, (3) reject the C12im in
v,'hote or in p:1n, sc:mng re3S0n5 for reJection. (.f) recommend
approv:!.! of the Claim by the other p.lCt)' or {5} suggest :I com-
promLce. The Arc:hitect ouy 2-lso, but is not oblig3led to, notify
the surety, if any, o( the: n3.ture and amount of the: Cbim. .
4.8.2 If <I. Cl3im has been resolved, (he .o\rchitcct will prep:l:re
or obuin 2.ppropri:lte document:l.tion. .'
4,8.3 If 2 C1:aim hIlS not been resoh'c:d, (he p:my m2king the
Claim shall, within ten d:l~'S 2fter the ..1.rchitc:ct's prelimirulry
response, uke one or more of the follo.....--ing actions: (1) sub.
mi[ 2dcition2! supporting dam rc:qu~sted by (he:: Architect,
(21 modify the initi:ll Cl:1im or (3) notify the Architcct that the
ini[i:ll Claim sl:;1nds.
~~ ~ME": A.2a'lICM.I . GE....ER..\I.. CONOmOl"'$ Of THE CO/'<I1t.-\CT FOR CO~'STlU':cno:-<
L".;" STRlCT1?=," M....".;..t,GER...\.O\1SER EDmON . 1992 romON . AlJ,.. . C:19Y.:! . THE .'-\IERlCA."
lJr' ~"TF.~ :~~HmCTS. 17';\';!\'t':'V l'ORK ,.(I,'ENtrE, N.'C_ T-.sHING1ON. D.C .1l)()'h~!~.~ . WAANt,'K'ii;
,...~. ,__n . ,.' "", ."
)
4-.8.4 If a Claim h2.5 not been resolved ;,f[er considcn.tlori of
(he foregoing 2nd of {unhcr evidence presented by iht:".JY.l.r-
ties or requested br the Architect, the Architect will notify.
the p:uties in 1;I.'riting th:1t the Archlte.ct'~ decision will be nude.
",,-ithin seven d:l:v'S. which deasian shall be final and binding
on the p:uties b~t subject to arbitration. Upon expintion of
such lime period. the .J.cchiteCl will "render to th~ p:;urJe~ th~
Architect's written dc::dslon rel:itivc: to the C121m, including
:my ch:ange in the: Cootner Sum or Contr.J.Ct Time or both.
If there: is 2 surcty and there: appc<us to be: :l possibility of:l.
COntr:1ctoc's dc:f:lult, the Architect m:J.y. but is not obligated
to. noeif}' the SU!c:~y ::IOd request the succer's assist:mcc: in
~solving the cantro\"ersy.
4.9 ARBITRATION
4.9.1 ControversJesand Claims Subject to Arbitration.
Anv controversv or CI:lim arising out of or rc:l:l.tcd to the Con-
c(J.~t. or (he: bre:J.ch rhe-r~ot. j'h.1lJ be seHkd ')r :lfbitr.Hion in
:1C1:ord:mcc with (he Construction lndtistry _\rbic~tion Ruks
of [h~ Americ:1n Arbitr.aion .-\.:5:soci:J.tlon. and judgmem upon
the: a~-:1rq rendered b~- the :u-bitr.Hor or 2.rbitrarors may be
c:ntcreo;j in .anycoutt_h:lYing jurisdiction thereof, e.xct::pt coo-
crpversies. or Cbims ref::tling to, _acsthl::cic d(.:cc and excepr
tt-:osC.9.'ah-ed:t.S provided for in Subpar.:l.gr:tph -1.75. Such con-
cro\-elSies or Cb.ims upon "'-'hich the Architect h:1S given'notice
:md rendered:l decision:1$, pro\'ided in Subp:Ir:l.gr:lph 4.8A
sh:lll be $ubject to arbitrJtion upon '9.ri[(en dem2nd of either
p:lrt:: Acbhr::ltion m:1Y be commenced '\'\.h~n -i"S d:l}'"S h'::lxe
p:1Ssc:=d :lfter3C1:tim h:ls been refc:n'ed to the: Architect:l.S pro-
"-aded in P::lagraph --i.- and no de:ei$ion h2S bJ:en rendered,
4.9.2 Rules al1d Notices for Arbitration. Cb.ims between
t!1<: O~'ner :md Cor.tQcmr noc resolved uncler P:lr:lgr2ph -i_B
shall. if subject to :1rbiu:Hion under $Ubp:lfJ.graph 4,9,1~ be
decided b~- :ubir;:lcion in .1ceord.:mce ~-i[h rhe Const!lJciion
Induscf\.' .-\-rbitQtion Ruks of che Americ:m AIbicr.Jtion Associ::J-
t:oo cu;rendy in effect. unlC::i:i th~ p::mks mucu:llly :lgree: other,
~o;jSl:, :-;ocice of dem::mc for ::trbitntion shaH be likd an ",..citing
~-i{h the: Other p:Iny ((I th~ ,-\g.ic:eme:m between th~ OWncr
:10..1 Contr::l.ctor :lnd W;(I";. the: ArucricJ.n Arbi.r.1cion Associ:t-
ti.)o_ 3.n~ copic.::; sh:"lI! be: rikd with the ConstructiOn ~l:.1.n:lger
::mJ ,-\rchicecr"
4.9.3 Contract Performance During Arbitration. During
:J..bicC".lt:Qn proc-eeding:;. th~ Own~r:1nd COl1Cr.lccor Sh;iU com.
ply v.ith Suhpar:J.giJpt: -1.-,-1"
4.9.4 When Arbitration May Be Demanded. Demand for
:lrbitr.ltion of :In\-' CI::l:m m:;l.Y not b<: m:;l.de uncillhe e3.r1k:r of
(t) [he d:lte on "':hich [he: .....rchitc:c( hz rend~ced :I tin.:ll "'dr-
t<:11 de:cisiun on the C1:1im. (~) [he tenth wy ::l(ter the p:l.nies
h:ZI'c pn:se:'Ot('d e-....jdccce 10 the Archit~Ct or h:l\"e been gh"cn
['("".J:ion::lbk opponunh)' to do so, if the: Architc:ct has not
rc:ndc:rc::d:l final written dcci$ion by th:.u d:ltc:. or (3) ::lOr of
thc fi\~ e\'enCi dcscrib~d in Slthp:1C':lg~pll 'i.-:-.l,
4.9.4.1 \t'h~n:l '9o"rirtcn ded::.ion of [he Architect SUt.:s th:u
111 the dedsiol1 is fin:J.l but subjeCt to :ltbitction 3nd (2) :l
d~m3nd for :lrbitr.uion of J. Cl:1im cO\-"trcd b,. such decision
mu;st be: nude within 30 d:1ys ::titer the <bte on ~...hich the P?rt}"
m:1king. the dc:-m:md rt:t:c:-ives the final ""ritten decision. then
Diluce to dc:m:md :rrbitocion ~'ithin s:rid 30 <.brs' ~riod sh:dl
n::sult in the: A.rc~it::c:":l ::1-'::':ision becoming fin;)1 :rnd binding
upl)O [he Ou'n('c 2nd COOIr.lCtOr. If the: Archite:CI renders :I
dC:X:i.:ii,)O after :lrbitr::ltion proceedings h:l\"C' been initi:ue:d. such
uccistQn m:J.Y be: c:ntered:l.:i e\-idencc:. but sh.~t1 not supersede
:trbitC".l.tion proceedings unk:)$. the:: dc:cbion lo; J.ccepuble to
:111 P3f[ieS cOt1<:-c:=rnc:c.
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4.9.4.2 ^ dem:mcl Cor ubitradon sh'-U be ffi:.l.de withtnthe:
time limits specified in Subp:u:tgr:a.phs .4.9.1 2nd 4.9.4 2nd"
Chuse 4:.9.4.1 2S 'applicable, 'and in other uses wl[hln"'a!
rC'lSon:1b1e time 2~:t(;r the Cl2.im h2.S ;risen, and In no' eVent;-
shalf it be m2dc ,.ft,=( (he d:.l.ce when instirutlon of JegaJ or~
equit::lble pro<:eedings b:lSed on such Cl21m would be. barred
br the :lpplioble SCHUte oflimio.tions 2S determine.d PUCSU20t
to P:u:.l.gr-.aph 13,,7, ... " ~
4.9.5 Limitation ,on Consolidatio,n or Joinder. No 2ibf,r.l!".
tion :1rising OUt or or rel:1ting to the COntnct DocumentS sh211
include. by consolicbdon or joinder or in any other manne,[j
the Construction ;~brnger, the- Mchitect, or the Construction
)'b.n-::lger's at Archirect"s emplo~.ees or consulu.-ms, c:xcc:ptby
~'riuen consent c:onuining specific reference. to the Agree-
ment :lnd signed by [he Construction ~t::ln:lger, Architect.
O<<..oc(, ContNeroc 2nd 2ny orh!'r person or endty sought
to be joined. :-;0 ::lrbitntion sh-::lll include, by consotid:uion
or joind<:::r or in :lOr Qth\':r mloncr. p:uties ocher than the
O't\"ner. Coocr:!.c[or_ other Comr:u:tors:ls describ.ed in Attic\.:::
6 and Other per.iOn:i subsunti:lIly involved in 4 common
question of f.c[ ()r tJ.90' ~'h05e:: presence is ~qUiI~d if com-
pit::te ~lief is co IDe: :l.ccorded in ~rbitr:J.tion, l'o persons or
~1lljlk$ orhe'T ,h..m the Owner. Contracto,r or other Contr2c-
tors:lS defined in Subp:lr::lgraph 3.1.2 sh:l.11 be included as 2.n
original third p~C1:y or:1dditional third p:lft}" [o:m arbiu~tion
~.hose in.terest or rcsponsibi!it:- is insubsuntbl. Consent to
:lrbication involving an :J.ddition:11 person Or <;:ntity shall not
constitute consent to :Irbicnrion of::l: dispute nor d~scrlbed
ch~rein or ~....ith ~I per:;;on or entitr nOt n~med or described
the:rein. The fon:~oine :l2reement to arbitr::ue -and Other
agreements to :J.rbiint; whl1 ::m additionJ.! person or entity
duly consemed to by p:!.rties to the Agreement sh::ll1 l;>e
:ipe:citiCJ.t1y c:nrorc~bk under :JppfiC1bk law in any court: hay.
jng jurisdiction th<::reof..
4,,9.6 Claims and Timely Assertion of Claims, A p:l.ny who
files :1 notice, o( c!c:rmnd for arbitr::l.tion must :lSscn in the
de:n:Jod:l.([ Cb.ims chen knot'.-n to th:J.t p:lrtyon ~ilieh arbi,ra,
6)0 is permiued :'0 be <kmlnde:d_ ~.hen a P1rty bils to
:r:ch:d~ J Cbim r!1rDuQ.!: v\-er5j~ht. iOJ.d\'ertenc~ or excusable
neg.kct, or t',.'hc:n a Cl:1ir:: h:I.:i m;turcd Or been :J.cquired subse-
quently, the :lrbi1::4<..::.r or Jrbi~nt()rs m:J.y pc:rmjt amendment"
4.9.7 Judgment on Final Award. Th~ :l~":J.rd r~nd<:red bv
(he arbilr:lCor or 3r::.it:':l~;jr;; $h:lll be tin::!!. and jC~li!mem mJ.~-
be entered upon i:. ir. :lccord:li:.ce ~..-ith 3.pplll":lble"'I:1~. in :ln~'
ccurt roving lurisc.kti(j~ th~ie()f. .
ARTICLE 5
SUBCONTRACTORS
5.1 DEFINITIONS
5.1.1 A. Subcontr:1ctor i:::t person or ~ncltr ~....h\..' h15::l direct
c<>mf3,:t with the: Cl)ntr.tcror to perform a portiun of the \);brk
_ar the:'.:ii{~ The:' [Crrn .'Subconft:lctor" is rderred ro throughout
the Comr.tc[ Documcr.t5 as ,if singul-::lr in number ::md means
:l Subconti.lCtor or 2n authorized represcnbth-c of the Sub..
Coot{"3ctor. The Iterm .'Subcontr:lctoc" doe:s not include other
COntr:lCtors or $ub....or'.tnctors of other CQOtr.\C[ors, .
5.1.2 A Sub-subcontr:lctQr is ::l pecsoo o~ emity who has 2-
direct or indire'et comrJ.Cl v".ith -a Subcomr...l....tor to perform
:1 portion of the \tark :1t the site. Th<: term "Sub-subcontrac-
tor" is rcfe:rrc:d to throue.hout th~ Co!Ur.lct Documents 2S if
singubr in numbc:r :lm! mtJns :l Sub-sub~ontl.lctor Or :In
:luthorized ~prc:senuth.e of the: Sub-subcontl':l.\."tor"
14 A201/CMa-1ggz
AlA DOCUMENT A:lO"CMiI . GE:\U_.Jr..1. CO:\DITl0~:) OF TIlE co:-;n.-\t."T FOK GO:"\STRl."CTlO:-:
t:O:o.:STRCCTIOS :'-I.\X,,\GER",\D\lSfR EDlTlO!'i . 1......1 WlTIO:-: .. .-\\."" ,.el'-)'}..! . THE A.MERlC......'l"
IX..TlTt.;"TE OF .-&.RC! UiEct:... I-~l Xl;\J:' '1'ORK,"XE:\.1.'t. X:-,t.. 1;:::-\:iHI='GTQi\" !J.e. ~C1U(lCr;~".:! .. WA.RNiNG:
UnrlCet\Sed photocopying viotms U.S. copyright !aWl and will subject the V1ola[Ot to legal pros.ee;ution.
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5.2. AWARD OF SUacollTAAcrs AND OTHER -"~ ',' _..
CONTRACTS FOR PORTIONS' OF 'mE WORK .-;- '
'.".... .:-. ),.\
5.2.1 Unless otherwise statcd in the Contr:iCt Documents oc
ch~ bidding re:quirements. the Comn.ctor, :is s~ z' pr-lC-
tiabk :I.(cer::l.w;lrd of the Contract, sh"n furnish in wrili.1g
to the Construction M:lnager for (C\'le",- by the Otlo"nec, Con-
struction ~bn2.ger 2nd Architect the names C?( pcIS<?ns or
entities ('mdudtng those: who :lee to furnlsh nY.lteri:l.ls .9f equip-
ment f:l.brfc:lced to a spedal des!gnl proposed for o:ch prin-
cip21 portion of the Work. Toe Construction ~btU.gar will
promptly reply co the COntr2ctor in writing $cuirlCl' whether
or not the O~'ner. Construction M:ln:zger Or Arcc':J -:t, after
due lm"estig:ltion, has reasonable objeCtion [0 :mr such pro-
posed person or emity. F:lUure of the Construction :\r.:J.n:2.ger
to reply pcomptly SMU constitute notice l?f no roson;l.ble
objc:ccion.
5.2.2 The CoO(t.:1ctor shall not contfJ.C( with a proposed per-
.son or entin; to whom the O~-ner, Construction )I:::m::tger or
Architect tuS \TUde: re:lSOnabte ::md timely objection. The: Con-
tr.lct.or sh::ill l'l.Ot be rc:quired to conCr;1.Ct with ::myone to whom
the ComCJctar h::1.s m:l.de rc:;::lSon:lbt~ objection. .
5.:2.3 If [he O..,.-n~r. ~onstruction :\[2n2g~r or Archi'ceCt has
toson:lbte objection to a person or enticy proposed. by ~he
Contr:lClor. t.he Comoctor shall propose :another t~ v.-~om
the O~...ner. Con.stc\1ction ~l:1n'J.'4er or Archilect tus n6- re-J-
son:J.ble: obie~tion. The ComC:J..c( Sum sh:J.ll be inCTtlSeo or
decre'JSw br the difference in cOSt oCClSioned by such ch-mge
:1nd :Hl :Ippropri;l.te Change" Order shall be issued_ Hov.-e\-'ec
no incre:lSe in che Contnct Sum sh::lll be allowed for such
ch:mge:unlcSs the Contr:Jctor h:J..S :::tcred prompcly and respon'
sively in submitting names :os rcqcired_
5,2.4 The Contr:J.ctor sh:lll nor ch.::mgc :l Subconcr.lccor.
person or entity pre..-iousiy selecred if th~ Owner. Construc,
tion )\.:tn:Jger Or _-\rchicect makes re:1Som.ble objeccipn to
such ch::mge_ ..
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5.3 5UBCQNTRACTUAL RELA110NS
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5.3.1 By ::1?propri':1te :J~re~mcm. cni(tcn 'c'..hcre l~g::J.lty
n:quireu for t":11idity. th..:- Concr:1ctor shall r~quire c::u:h Sub--
Contr::lcror, to L"e extcnt ()f the Work [0 ex: perlorrned by the
Suhc()ntt"Jcb)r. to be bound u.> (he Cont~ctor b\- ccnn5 or the
CQnt..'":lCt D\ll.-\irncnts. ;md tt) ::15SUme ton":l.n:J the Contr:Jctor
:ll1lh~ oblig:aciOrlj;:lOd responsi.bilities whit:h the ContC3ccor.
by these Documents. assumes to\\.~rd the: O,,",,-n.er. ConstruC'
tion ~l:::truger :tnd Archilea. E:1ch .subcomocl. :1$c<<m:nt sh,,\t
prc:scnl::; ::J.nd protec[ the rightS or the Oc....ner, COO:llCuetion
M-::m:Iger :::tnd Architect under the COotr.lct Documents ~:i{h
re:$pcct 'to the '\"('"od.: to be ~rrormed by the $ubcontr:tctor
SQ Uu.t sUO..:{)f\trJcting mereof v..m noc prejudice such rights.
3nd sh:dl ::JU(}Q.' to the Subcof\tr:J;cu.>r. unle~ spc:dfiCill}' pro-
\'id.ed othc:rv.-~ in the: sub(.."Ont(::J.ct :I~rC(nlctU, the benefit
of:tll rights. tr:mediC-i 3nd redrcs5 3~tnst tne CQt\trJ.ctoc'th:n
thC' Contr.lctor. by the: Contt:lO DOCuments. tu.s. ':I.g'1inst the:
O~-n~r, ~~rc: 3ppropriate, the Comr.lc[or $h:11l require: <::::J..ch
Subcontncwr [() tnter lnw simil:1r 2grc:emc:nts wi(h Sub-sub.
Comnctocs_ The Contr:lctor Sh21l m:J.ke ::J\':lib.ble to etch pro.
posed SubCQntr:l.Clor. prior to the execution or the suocon-
tr.tct 3greemc::nt. copies of tht: Contr:lC[ DQcumc:nts to v;hich
[h~ 5u~omn.<"tor witt be bound. :md. upon o.:ritten request
ot the: Sub(oncrJ<..'tor. identiC\' to the: Sutx:ontrJClOf terms ...nd
conditions of the proposed subconcr-Jt;t :.i-gr(:<:m<:t\l ",.;hich
m:.lY be- .::tt \:lrt:J.ncc With (ht' COntrJet D<xumc:nlS. Subcoo-
tr"J.Cl{)C::; sh~U sirnil::.trly m::.lke copic.:s of applic:ablc portions
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of such documents ....nit'ble .to .the]r respectiy~,propos-:d.
Sub'subcontr:actof$. "'#". .; ..: ~ .. . I'.. ...: ":. '..:~' ...J.':)
5.4 CONTINGEHTASSIGNMEHT"OF SUBCOH':RAtis':~'.:
. " , ". '. . . . .. .~. .~
5.4.1 E3ch subCOmr.1Cl ~grc:c::mc:ilt fot a portion of ch~ ~o~k,
fs :J.ssigned by the:: Coiltr:J.cror to theOwnc::r prodded th.({
,1 :1ssignmem is effecth'e only after tc:rmin:l.cion or th~
CcOtnet b)-' the O",'ner for C:;luse pursuant to Pan-
gnph 14.2 and only for those subcontr:lct 19reemerlcs
~'hich the: Ownet :J.cceptS- by notifying the Subcon-
taCtor in writing; :md . ",'
.2 3Ssignmem is subject co the prior rightS of the Surety.
if ::my. obUg1ted under bond rebting to the Contnd.
5.4.2 Jfth~ 'WOrk h:lS been"suspended for mo~ chan.30 d.2.vs,
the: SUbwr.u:lcror':i comp<:os.Jrion sh:J.lI be:: equit.Jbly :::tdius(~d.
ARTICLE 6
CONSTRUCTION BY OWNER OR BY
OTHER CONTRACTORS
6.1 OWHER'S R,IGHT TO PERFORM CONSTRUCrlON WITH
OWN FORC<5 AND TO AWAR,O OTHER COHTFlACTS
6#1.1 The Ov...ner reserves the right to perform construction
or operitions rel:J.u:d ~o the ProjeCt \\"jrh che O'C\-'ner's o\\o'n
forces, t\..pjch include persons or enlities under sep:lnt~ con~
tr:lCtS nOt .J':r:1inislered by the Construccion )bn::.ge:. The
Own~r furth<.::r reserves cn~ right to ::l:\\::ud other ContoCls in
connection t\.-ith ocher portions of the Fmject or Other coo-
$cruction or operations on [he sice. under Conditions of the
Contt:J,ct !c<:l1tic:Ji or subsonci:1lly simil::J.r (0 rh<:sc i.r.c1udin.g
chose pardons related to insur:lOce :md t't"':J.h.er of $ubrog:l.-
tion. if the COnt(;1c(or c1J.ims th:u dd.lY or :ldditior..J! cost is
ic'wot....ed t<:C:l.Use of sucb :J.ction b...- th~ Own(:r. th~ Comnc- ,.
tor sh::tU ".:l;:'~ 5ucn Cl'3-im :l:5 pro....ided elsc:whe:-e ir. i.::~ Con-
(!'::lCt D()Cvi:l.(~(5_
6.1.2 \'\'hc:: ,te Owner JXrrorm.:> construction or "pe:Ji.:an5
';'.'ith th~ O~-;-,t:(5 own ion.:~::: lnduding p~rSQn..i O~ ::':titie::i
undc:c ~ei.);;;::l(~ 'OOlf3Ct5 nf)t 3dministered b'l.' th~ C..:.i.5:ruc.
don .\I::1n':l~-::r. the O'C\--n~r :;h:.lU pro\-"idt {or coonJin:don or
such forc,": ';\'ith c!he- "i).-ork of (he O)ncr:1c~or_ 7-';-.., Sh3U
CO()p~r.1!c ',...lth them.
6.1..3 l:nt~.5 ,)ther~'ise pro....ided in the COntr:lCt DocL!m~nrs,
~'hen th~ Owner pel7forms construction or op<:r.J.(io~ relacc:d
co the Prokc: with the Owner's own forces. the: O~il~r shalt
be deemed :0 be subject to the S::J.mc: obUg::J..ttons :mc! to h:J....e
[he S:J.me n?-,ts tI,'hich :tpply to the Contractor under the Con-
ditiOns of t.~e COntr:ICt. including. 'C\-'hhout e:<dudir.g Others,
lho!ic SUtt.: ~n this Afticle 6 ::J.fu.l in Articles 3. W. 11 :J.nd 11.
6.2 MUTUAL RESPOOSIBILlTY
6.2.1 Th~ ContraCtor stull :J.(ford the Ovrnerj o,,'n forces.
Construction. ~1::J.n:Jgj~r wd othc:r ContC':lClOrs re:1Sofl:J.ble op.
portunity ivr introduction :J.nd stor:1ge of (heir m::.lteria1s 2nd
equipmera :l:r:d ~rform:lncc: or (hdr Jclivitks. :l:nd sh:::tll con-
nect ~r\d coordin:lte the Conu"Jctor's construction 3nd ope....:
dons ~-i{h. theirs ~s lrequircd by lh<:- COnC!.lC1 Documents.
6.2.2 If V.l:1 o( (he Comr.1(tor"s \1:ork L1c:pend'i Cur proper c::x.:-
(1nion Or reSult.:) upon c.:onstwttilm or oper.aioos by [h~
O....'C'ler.s uW':,\ forc~s or other Concr:lC'l()CS, che Contr,.t('tor .sh:111.
prior ({) pL\:-::n1ing "t'.ith th:.lt purtion of the "i).-ork. pr()rnptl~.
~~~~~~~~~ ....2~11'?~.. . ~~SER:\L CUSDtTlQSS or TII! CO~TR.....<..:T t'lJ(( CO~:-.n.lCD)~
t)::-.1.mr' ~~)'1.A.."N.:iEIl.',,,,tyo,1:SE.1l. [O[TIO";. Iw1 EOlno:\''' ,4l."" ~1Y9..!. THI:: ,,\IE.it;'-\..,
U~Of ....*-.lUn1.1'S.17.H ~l:.."U' \Uf.K."lo.E.....t..E.S:\t... "-:...'\)1l..'\G1U;-:' D.C ~\)~K",~."J1. W~
photoc.opy\ng violatnu.s. copfright ~and""lG: Sl.Jb;ect1he vlolatoTto \eg<lol p~
A201/CMa-1992 15
report ~o the Construction M2nager ~nd Architect :app;uent
discrepancies or ddects In such other construCtion duCv.'Ould
lcnder it unsuiuble for such proper execut.ion,2.nq results.
f1i1urc: of the COOtn.CtOf so to report shall co"nstitute :m
3ckn"wledgmc:nc that the Owner's own forces or other Con.
tractors' completed or p:1rti2l1y completed construction is fit
3nd proper to receive the Contr.tctor's Work. except ~ to
defectS not then rellSoo2bly disco....enble.
6.2..3 Costs Clused by dei:lys or by improperly timed :acti...ities
or defective construction sh:all be borne by the pany respon.
sible therefor.
6,2.4 The Contr:lctor sh:lll promptly remedy danuge .....rong.
fullr C2.used b)" the Comr.lctor to complc;ted or partially com.
plete:d construction or co property of the O~..-ner or other
Contractors '-So provided in Subp:1r.tg('J.ph 10.2.;.
6.2,5 Claims 3.nd other disputes :md matters in quescior
be(~,"een th.: Contr:Lctor :Lnd other Comr:lctors shall be sub
ject to the pro...lsions of P:tr:lgr:J.ph -i.:- pro\-ided' the other Con-
tr:l.ctors have reciproc.:al oblig:Hions.
6.2.6 The O",,-ner and other Contr:lCtors sh:J.lI have the s::J.me
~sponsibmtieS for cutting and p::J.tching as.are described for
th(: Contractor in P:1ragnph 3.1..L
6.3 OWNER'S RIGHT TO CLEAN UP
6.3,1 Ifa dispute arises among the: Contractor, other Contnc.
tors :md the Owner as to the responsibility under cheir respec-
th'e C.Ofitr::1<:lS (or ffi:Linuining the premises :l.Od surrounding
:lrC:l Cree kom w:;J,ste m:Herials .:md rubbish :lS described in
P::I.f:lgoph 3.15. the Owner may c1~n up :wd alloote the COSt
:Lmong those responsible: ;lS the Construction ~[::l.ruger, in con-
sul(J.cion '~,...ith the Architect, determines to be just.
ARTICLE 7
CHANGES IN THE WORK
7.1 CHANGES
7.1.1 Ch:mges in the: V:ork m:J.y be: :1<:compti:ihe:d :1fter execu.
tion of the Concr.lCt. :and ~;jchout im':1lid::J.ting the .Comr:lct,
by Clunge Order. Construction Ch:lnge Directi'\.-e or order (or
:l minor ch:lOge in the ~ork. subj~ct to the: limit:Hions stitet.!
in this .:\nic1c :- and else\\'here in the Contract Documents.
7.1.2 ^ Change Order sh~1I be rosed upon agreemem :lmong
the O~.ner. Construction ~1':lnJger. .\.rchitect ~nd COO(CJ.ctor:
:l Construction Ch:l.Oge Directive requires :Jgrccmem b)' the
O,,"-n<:r. Construction )'1:103ger 2.nd Architc::ct 3nd m2)- or mar
not be 2grc:ed to br the Contr:lctor; 2.n order. for a minor
ch:1nge in the ~"ork m:L}' be issued by the Archirect :l1one.
7.1.3 C:h:..ngc:i in the \tork $h:1I1 b<: performed under :lppli~
c2ble provlsions of the Contract Documents. :md the Con.
tr:l.ctor stull proceed prompt I): unless othern'ise pro\ided In
the Ctunge Order. Construction Change Oirecth'e or order
for 2 mInor ch.:mge IQ the Work.
7.1.4 If unit prices :are sutect in the Comr:Jct Documents or
subscquendy .:I.grc:c:d upon. ::md jf qu:antltics origin:Jlly con-
templated are so ch:lOged in:t proposed Ch:tnge Order or Con-
struction Ch3nge Direeth'e th':ll :lpplic:ltion of such unit prices
to qU:Jmlties or 'Xcrk proposed will c:Juse subst:1nti.1 inequitr
to the: Ov.:ner or ContractOr. th~ :lpplio.ble unic prices shall
be equiablr :adjusted.
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7.2
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CHANGE ORDERS
7.2.1 A. Ch:ange Order is a '9,.'ntten instrument prep:ued by
the ConstrUction M:uuger and signed by the O'9."11er, Constni~:
tion Muuger. Archito::ct 2nd Contr.1CtOl:. stating thdragreement
upon lIt of the following:
,1 :1 change in the ~"ork:
.2 the 2mounl: of the Jdjusunenc in the ContraCt Sum,
if :IOYi 2nd .
.3 the extent of the 2djusun<:nt in the Cont~ct Time,
if any.
7.2.2 ~(elhods used in determirJn~ :1djustmems to the Con-
tr2ct Sum ffi2Y include those lli,~d in Subp:aragn.ph 7.3.3.
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7.3 CONSTRUC1C10N CHANGE DIRECTIVES
7.3.1 A Construction Chang<t Direcrj"e is :1 ~'ritten order
.prepar<:d by th<t Constructio~ ~t:lmg.a :1nd signed by the
O~.ne:r. Construction ~I:Ln:Lg~: :1r:c! Architect. directing a
change in the ~'"orlc 2nd st:!.cing a proposed basis for adjust.
ment, ifuw. in the ContnCt SUr.1 orContnct Time, or both.
The O'\\'"Oe~ m:ay by- Construction Change Directive, without
im-:alid:ning the COntfilCt. order chJ.nge:s in the Work within
the gener.1l scope olf the:: Concnc: cOr'..sisting of :tdditions, dele-
tions or other CC\;isiions. the COr.t:JL" Sum :lOd COntr:lct Time
be.ing :adjusted 2ccordingly, '
7.3.2 A" Construction Ch:1nge Directive sh3Il be used in the
absence of tod ::agreement on the:: terms of:L Ctunge Order.
7.3.3 If the Const[1Jction Ch:u-:g:e Directi\-e provides for an
adjustmc::m co the COnlr.zCt Sum. thc:: ldjustme:m sh:1ll be b:a.sed
on one of rhe follov;ing mcth0d3:
,1 mutu:Jl :Lcc'eponce of:l lump sum propaly itemized
:1Od supported by suffic:c:'.t rubstlnti:Hing cbtl to per~
mit r:-\-:lluation; .
.2 udt prices soted in the:: Cor:.tr:1ct Documents or subse....
;,;ce::mly :Jgreed upon:
.3 COSt to be detc:rmined ir: :L m:Lnner ~greed upon by
th<: partics :Lnd :J. mut~:lily :1cceptJbk tb::ed or per.
c~ntlge fe,:=:: or
.4 ~ prorided in Subp:l!:lg.:-:..;;h -:-,~.6.
7.3.4 CFon receipt of:1 ConH<uC1::0n Change Directive, the:
Contr::1(;,or sh:llL promptly prc...:-:::~d. ~'ith the ch:mge in the
'Xork ic"olved and ~d\'ise the Con.:struction ~(an:1ger and
ArchiteCt of the ConcOCtor's :a2Ce::rnent or di:s:1~reemem with
the mcdlod. if ~ny. provided in me Constn;ction Change
Directh-e for determining the propo5ed :1djustment in the Con--
tr1Ct Sum or ConcOCt Time.
7.3.5 A Construction Ch::J.nge Dirc::cti\'e signed by the Con.
lr:tctQr indic~teS the :l.g.rer;:m~r.r ,~.. rhe Contnctor therewith,
includir.g 3.djustm.~nt in COntr:J.c;: Sum :lnd ContrJct Time or
the method for dC:'lcrmining t:-.C::l. Such agreement shall be
,effecth-e immedi:1tdY:lnd stull ce ;("corded as:\ Ctunge Order,
7..3.6 Ir the ContnClor docs not respond promptly or dls.
:lgrCf:5 ",'ilh the m<:thod for :adjustment in the ConCr.1ct Sum.
the method :lOd the adjustment -sh:1I1 be determined by the
Construction Man::Jlgcr on the ~is or re:tSon2ble expenditures
lnd s::l,;ngs of those performing the ~'brk :tttribut:lble 10 the
ch:\nge. including, in CJ.Se of an lr:crC"J.Se in the- COrltl'JCI Sum,
2 re:J.son:Jble .:1IIo.....:1oce for o"'er~C":lc! :1nd prone tn such case,
:lnd 21so under CI':luse 7.;.3.:'. the ContractOr sh:11l keep 2nd
prescnt. in such form :l.S the Construction ~Im:l.ger mar
prescribe. 2n Itemized :l.ccoum:ng together 'tIo'ith :l.pproprbte
16 A201/CMa-1992
AlA DOCUMENT A201fCMa . GE.\'fR.,l CO:-:OITIO!"S OF THE: ((;:-. TR.C FOR CO:ssrRL'CTION
CO:-''STRl.""CTlON "t"X.....CER..J,.[)\1Srx EOITIO:-> . 1'N.1 EOITI'" . ...!....t . ~ ~~,.:l . THf. A:'IERIo.:-:
1:-'~"ITl'TEOF A.RCHlTECTS. ,-?oS :-.r::YORI\ _"'F.:,n. ;\"\'('.. ~:1,..q-:::-.t;7Q". DC- ~'I~.~"~~~:! . WARNING:
UnflCel'tSed photocopytng violates us. copyright l.aws and will ~ tne vJo1ltor to legit plO~lon.
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supporting d~t:I. Unless otherwise provided in the COntr2ct
DOC1:JT\c:ntS. costs for the purposes of this Subpm.gn.ph 7.3.6
sh:;zJl be limited to the following: .....~;,~.:..
.1 COStS of labor, including social $ecurit'r~ old age: and
unemployment insUr::IOCe" Cringe benefits require4 by.
:I..greemc:nt or custom, and workers com~ns;1tJon
insunncei
.2 COSts ofmueri21s, suppHe$2.od equipment. including
cost of transporation, "",'hether incorpor:ued or
consumed; ,.
.3 rent1\ costs of machinery and equipmem. exclusive
oC h2nd tools. ~'he[her rc:n[C'd from the Contr.lc[or
or others;
.4 COSts of premiums tor :J.U bonds ~nd insur.mce, per~
mit fees, and s:l1es. use or simil:ar tlxes reb.tcd to the
\'tork: :and
.5 2ddition:i.I co~tS of super,.'ision 2nd field office per~
sonnel directly :;mribuub1e [0 the Ch:lOge.
7.:3~7 Pending fitU\ delt:rmin':ltion of COSt to the Owner,
:!.moums nOt in dispu.te m4~. be included in Applic1tio~ (or
P2vmellt, The :unount of credit to be: 2.Uowed by the Contr.lc.
fur to the O.....ner fOJ 2. del~tion or ctunge which results in"
::J. nct decease. in the Colltr.1cr Sum sh::J.H be ::J.CtuaI net cost:
:1.S confirme:d b". the Construction :\taruger. When both addi-
tions 2.od credftS co\-ering related 'V'urk or substitutions are
im-ol..ed in ':1 changoe, the :tUoq.-:lnce {oc overnc:ld rod profit
~tu:ll be figured on the b::J.Sis of net inere:zsc:. if ::Ul~: with respeet
lO [mr ch:lnge.
7.3.8 If the O~.ner :lnd Conc::actQr do not agree with the
:l.djustrnent i.n Camr:Kt Time or the method fOt determining
il:. [he :1djustmrot or [he m~thod sh:1l1 be rdecred 10 me Con.
stcuction )[:lrtlger for derermin::J.tion,
7.3.9 When the Owner :md Contr:lcror :lgre~ '9:ith rhe deter,
min::J.tlon m1.c.e by the Construnion ~t::m3ger concerning the
:ldjustments in the Contnct Sum:wd Contr.lct Time. or other-
wise: rC.Jch agreement upon the :1djustmenl$. such J.g!eement
shall be dfccti\'c immedi:nd~' issued through the Construc-
tion ~1:ln:;lger :Lnd Sh:lll be recorded by prep:l.fJ.tlOO :md ex,
<<ution of 3n 3pproprbte Ch:lnge Order.
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7,4 M.INOR CHANGES IN TH~ WORK
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7.4.1 The: .\J'chit<<t will h::l\"C 2uthoritr to order mirlor ctunges
in the ~ork not im"Oh.ing 2djustmem in the Contoct Sum
Qr extension of the Cent net Time ::md not inconsistent with
the intent of the COntClCt DOCuments. Such ch:mg~s stull be.
effected by "'-eitte~ order issued through the: Construction
)t:lf\::Iger :Jnd sh::111 be binding on the O~'ncr::md (ontn.ctor.
The: Contr-Jctor sh.:1U arry out such \I.-ciuen orders promptly_
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ARTICLE 8
TIME
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8.1 DEFINITIONS
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8.1.1 Unless.otherwise pro"'ided. Contr:lct Time is the period
of time. induding :luthonzro :ldiustments, ::IlIotted in the Con.
tf:J,ct Documenrs for SubsClnti.il Co~pterion of dle Work.
8.1.2 The d:lte o( commencement of the Work is the d:lte
C'St:1blished in the Agreement. Th~ d..:.ue sh::lU not be postponed
~r the: f:lilure to :let of the COntr:l(tor or of persons or emi,
tIes for ~.hom the Com~Ctor is re_sponsiblc:.
8.1.3 The wte of Subs~ ti;J! Completion is the d.2.te certifleC1'
by. the. Architccl'.\n -;.cc.ord2.nce with P1ngnph9.S. ,..,rj1":t'k,
. .'. . . '::".} '..:'; ..: ~ .~ "~~'~.i' lIt'
8.1'.4 The term "l:1:1v" 25 used in the: CoiUC2ct DocumentS. Sh:4ll'
me:2n oh:ndu d2\.: unless otherwise .specifically deflned.
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8.2 PROGRESS "-NO COMPLETIi:lN
8.2.1 Time 1I1nit,sStlred in the Contr.l:ct Documents are of the
e5Sen~e: of the COntr:l;ct. By executlng the Agreement the: Con.
t~Ctor confi1'1"t\$ th::1t me COntnc( Time: is a reasonable pC;~iod
far performing \'.h<: Work. :.' _ .
.2.2 The Conlt':1ctOrshall not knowingly, except bY:lgree..
mc:nt or instrUc[ion of the Owner in writing, prem::lturely
commence oper:ltions on the .site or else.....here prior [0 the
effective dat~ of tnsunnce req\.lired by Article: n to be fur.
nished by the Contr:lctor, The date: of commencement of the
\\-ork sh:1I1 nOt ~: ch:1oged by the: effecti\'e d:1te of such insur'
::Joce. Cnkss the d;,HC of commencement is esoblished b,,- a
notice: ro proc~d given by the Owner. the Contr:J.CtOf sh:ol.lI
notify the O\\""CCt in ~'riliog not less th:m n"e days or other
::lg(~ed period b<:(ore commencing the \tbrk, to permit th~
timely filing ofrnong:lges, mech.a.nk's liens ':l.f\d other'secu.
ricy interests.
8.2.3 The Conu:.cwr ~h:ol.H proceed e::cpeditiously with .de,
quare forces and :stu1l2chieve Subst:1nti:11 Completion wi~hin
the Contne[ Time.
8.3 DELAYS ~lNO EXTENSIONS OF TIME
8.3.1 If the Comnctor is del::1y~d :1.[ ::Inr time in progrt:$s of
the Work bY:J.r1:let: Of neglect of the O"t\'ner"s own forces, Con-
S((u("t.lon ~h[U~cr. Archi[cCl,.an\- of the mhcr Contr-actors or
20 employe~ o(:my of them. o~ by ch:lOges ordered in the
\);..ork, or by bbclr disputcs, fire. unusual del:ly in deli,,-e:ries,
uO:lvoid:zble (:lSu:llties Or other C1useS beyond the COntr:lC-
tor's control. or by deb.:; :luthori1.ed by the Owner pending
:lrbi{r.ltion, or b\' other C:1uses 'tI,'hich the Architect, b:lsed on
{he recomm~n6[ionofthc Construction ~(~Rer. determines.
m:lY justify d,,!J.:~, then th~ Contr..let Tim.e sh:ll1 be extended
by Ch::loge Or":e:r for ~uch re:tSorublc time as the Architect
m::):y dete:mir.~
8.3.2 Cl:lirm re!::u:ir.g to time sh:tll be m::lde in ::l1.."'Cord:lnce: with
:lppliC::1ble: pcu\.isioos of P::u'.lgr:aph ~.7.
8.3.3 This P:1ngnph 8.; ducs {lot. pccdudo:: ro::co\'ery of
d::l.m:lges for (kby br either p::lClr under ()(hc:r provisions of
the COOtl.lCt DocumentS.
ARTICLE 9
PAYMENTS AND COMPLETION
9. t CONTRACT SUM
9.1.1 The: Comr::tCt Sum (j st:::ued in the Agn:erlJem ::a.nd,
including :1uthori;~d::a.diwtment.S, is the totll :1moum In}''2-ble
by the O~'net to the ComC2Ctor for p~rform:mce of the ~'ork
.under the Contr.J,et DocumentS.
9.2 SCHEOUU, OF VAWES
9.2~1 Before:- lhe first Applic1tlon for P:1yment. the Contr3C~
tOr shall submit to the Archit~ct, through the: Construe.
tion M:Ln;1ger. ::a. s<:hed\ll~ of V':1lues ':111oc;1ted to \":1. tious por-
tions of the: \rork, prc:pared in such form :lnd sup ported by
such d;lU fO sub:st:lnti:lte itS :l.CCur.:ICY ::L:) the: .CoC\Stcuctiot\
AlA DOCUMENT A2DtlCMA . GE..''"ER.u. CO~.DITIOSS Of ntE CO,,'TR..cr fOR CO:-.'STRl'CTIOX
C?~l"cno~ )t",-"",c,t.ll.-.I.J:>\.1SER EDmON . &on EDlTIQS .. Al.~' . C1W~ . THE .\.\IERICI,."
L"~;nn.TEOFAItOUTEcr.s. t'3"5~'E':'YORK.",""E<.'ll"E.N,'lF,. v;:a.sKL"'Gl'ON. OC10006-,.!o.,I.! "WAAN~
UrlilCensed Photocopying vfoWte5 us. C09fl'1ght 1IYl$ and will aC;ect ttM vtolator to t.egal ~
A201lCMa-1992 17
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M~n:l.g.-:r 2nd Architc:t:t m~y require. This schedul<==. unless
object<:d to by the Construclion M2n::1gec or A.rchitect, stull
be used ;IS ~ basis for reviewing the Contnctoc's Applic:uions
for Paymenc.
9.3 APPLICATIONS FOR_PAYMENT
9.3.1 At le:J.St fifteen cia\"S before the cb.te ~ubli5hed for e3ch
progress p<lrment, the' COntC3CtOr shall submi.t to the: Con-
Struction M:ln-:18~r 20 itemized Appllc:atioa (or Payment for
~'ork completed in <accordance with the schedule of V2tUes.
Such :lpplic.uion shaU be nourized, if required. :md supporu:d
by such <.he subsuntbring the Comr,lcroc"s tight to payment
'J.S the O~'ner. Construction ~f:1n:lgeror ArchiteCt m~y require.
such 2S copies of re:quisidons (rom SubcontfJctOCS ::r.nd
m:ucdal supptkrs. :mdrc:t1ecting ~uinJ.ge if pro,,'idt:d for
ds~......here in the Contncr DocurUt::rHS_ .
9.3.1.1 Such 3pplicHions m:lr include n:quoes.tS for pdym~m
on accOunt of changes in the ~ork which h:n;c: been p(Q{Xrl~-
:tuthorizc:d b~- Construction Ch:1oge Direcdvcs but not yet
tndud~d in Ch:mge OrderS.
9..3.1.2 Such :Jpplic.:nlons m:J.Y not include requcsts for pay.
ment of ::Jm'ouncs the Coot['3<:tor dOts not intend to p:lr IO
a Subcoott:lClOr Ot m:lterbl supplier beCtuse of a dispute or
ocher r<:::1500_
9_3.2 t:nless othcrn'lsc prodded in the CQntr.lct DocumentS,
paymem$ shall be m:lde on account Q( rn::nerbls and equip.
mC'nt delivered, 3.nd suiubly stored :n the site: for subsequent
inco(por'.ltion in the \'rork_ If ::lppto\-ed in ad\":1ncc: by the
O~-ner_ -p:lyment m::iY simibrly be made (or m:l.teri:l.ls 2nd
equipmenr suio1?lr stored off the: site:u:l 100c10o :Jgr<:ed upon
in writing. P:1yment for m:neri::l:1s ::i(ld equipment stored on
0'( o(f the site sh:Jil be conditioned upon complb.nce by the
Concnc(or with procedures s:uisf:1ctory to the O~-ner to
cst::lblish the: O~-ner-s. titk: to such m:l.Ceri:1ls ;:md equipmc:m
or Othe:t'~.:i::;t: protect the Owo~r':i intereSt_ :1nd s:h:tU include
-:1pplic:lblc: insur;lncc. :itor.Jgc.: ::ind trarupocction to the site for
.such m.::ueri:.lIs 3nd equipm..:t'\t 'Stored off the .sit~_
9.3.3 The Comr-J...:t'l{' v.":1rr:mt$ th:1t titk to :111 \'\ork co,'ered
br an Applh::1thm tiH hymc:nr ~-i11 p:lS:i [0 (he:' Q',\-nc:r "0 (:ltcr
tn:1n the" time tJr p~rcll~nc, The:- CocurJ.<.::tuc (unha ~"J(r.1nts
(h:H upoo .submitol o( ao Applidtil)o I'ur Payment :lfl V:brk
f,lr 'tvhich G.:rtitk':ltes ior P:tymetlt h:1\"t: fx-en pn:~-ious(~- issueu
and p:.\ymc:-o[S rccd\.C'd from the:: Owner sh:lIt. to thot best of
the: COO(C"JctOC's koo~vk:dgc:. ioform"J.tion :md bdief. be: (ree
:md clClrofttens, c!:lims_ securityinceresl.s or encumbr:1nccs
in f.l\"or of the: Con[r;1ctor. SubconlC:1Ctors. m:lter1:l1 sup.
pliers, or Othe:r p~rsons or .::mitk's m~king :1 cblm br re:lSon
of h:Jving provkk<.l bh-tlf. m:l.tcri:zls :md equipm~m r~bdn~
to the ~ork.
9.4 CERTIFICATeS Fon PAYMENT
9,4~ 1 The: Coruotnli-\.ion :'-1:lO:.lllcr ~-iU :Issemblc ;l Project Apptj.
c:a.don (Uf P'Jymc:nt br combining the Contr3ClOf'S 2pplic-
lions l\-ith simil:1r tlppliC2.tlons fOf progress p;a~1Tlents f('om
ocher Contnctors :md,,2fter ccn:ifring Ihe ::amounts due on
such 3ppUc:ttions, forl\':1rd them to th-: Architect '\\'ilhin
se\"(~n d.:J~'S. .
9.4.2 'X'i,hin St::n:ll I..b.y~ :J.ftt:r the- .-\rchite<.:f:i (C'(:eipt o( th<e
Project Applil::.ltion for P'Jyment. the- COOSCClJ<:(ion Man;tger
:md ^rchh~c( ~'i11 dcher i.ssu~ to the- Owner :l Proje:cc Cer.
ciJic-.uc: for P'..Jrmt:nt, with:1 copy to the COOlr..u:tor, (or su<:h
:zmoum :c; th~ C'}O:ltru<.:tion :o.l:!n:.lgcr :md Architc:ct dt:terminC'
is prop:rlr due. or n0<i"~' (he: Contr.v..'1or 2.n<.! Q'Wnef in .....riting
of the Constructj()n M2m.ger's and Archit~ct"s re:uons-.for.
ll.~ithholding ce.nUtc.uion In whole or in p::art 2S provldedln-
~ubpu~gnp-h 9_5.1. Such no{ifi~don will be [o('lW;1rded.to
the Contf:tctor bf (he Construction M2.n:1ger_ .
9.4.3 The is.suaoc<: of 2 sC:P:UJ.te O:rtifi.cttc for Payment or
:l Project Cectifiotc loc Payment will constitUte: repi-eseoC2-
lioos made sep2.r:nely by the: Construction ~1'2n,,-ger:me. Archi.
tect to the Owner, based on their Indlvidu::d observ:uions :It
the sire and the d::u::1 comprising the ^pplic:ltion lor.f2yment
submitted by the CQntr.llctor, th2t me \'C'ork h2S progressed
to the point indic:m:d 2nd th.u. to the best of the Construc.
tion')1:l.nager's :md Architect's kno~..lcdge, inform3don 2nd
belief. quality afch,(.: 'X'ork is in ~ccord:lOce l\'lth the Contract
Docum<::Ots_ The fo.regoihg reprc:sent:l.tions :lre subject to :10
e\"::1lu:ltian of the 'Xbrk (O( con(ocm:J..nce ~-ith the Contnlcr
Docume;,'lrs upon St.:lbstJ.r1Cl:l! Completion_ [0 resulcs o(subse~
qut:':1t teS~s and insp<',ctions. 10 minor d<:\'i:uiol".s from the Conv .
UKt DocumentS ClJrrecuble prior (0 completion 2nd [0
specific qu:llificl.tions expressed b:' the Construction M:U12.gc:r
or Architect_ The ts:iU<loce of :l. sep.ar..ue Cutific:ne foe Pav.
mem or ~ Project Certif1c:1cc for Payment 'C',,-m further co~~
stitute, :I. represenalion th::u me Contnctor is emltkd to
p:lrment in the :Imcium certified. Ho",'e"'e-r, the issu:mcl:: of
:J. sep3ru.:: Cenifiotc:: for P:l.ymerH or :a. Project Ceni.t1C1.te for
P':lyment wUl not be ::i represcm::uion tn'J.t the ConstrUCtion
~hn::lger or Architect: h:lS (1) m:lde exh:lUsth'c or continuous
oo-site- inspections t\' c.heck the qU::ility or qu::w.uty of the
\'\-or~. (2) reviewed the Cootf:.tc(or's construction me::ins,
m('thods. techniques, sequence.s or pl'Ocedurt$, {3) reviC>l<-ed
copies of requisitions recei\-ed from Subconct:lctors :md
m:lteri:1( suppliers :l.nd Other d:1t:l requested by the 9wner to
$ubsombte the Conu:J.ccor's right (0 payment Ot (4) m~dc
comin.::Hion to J,.Scertlln how or for what purpose the Con.
tr:Jetor h:t.S us.ed mont:y previously p:l.id on accouot of the.
Cor.tact Sum.
9_S DECISIONS TO WITHHOLD CERTIFICATION
9,5_1 The Construction :'-l~n:u!;er or Architect m~\' dotcide not
(~) c:::rtifv p:l\-mt:nt and m:n' ~-ithhold :r. Cc:rtWcltc for P::1."v
!':ie,.. in ~-ho'lc: or in p;lrc. (0 th~ ~:ct.;:m ceaiQn:J:bly nec~S$::arr
!I) ?r")(~ct the O""-{\~r. ~f in the COO:itrUction ~f.:1fl:l.ger's Or
'\r;,:titcct's opinion the rcpre~C'nc:J.(iON to {he Owne;: ~quired
by Subp:l.r.lgaph 9.4.3 l:':lOnot be m:J.u~_ tf the Construction
)'l:.an:1ger or Architect i;i un;lbk: to cenify p3.~'mC:n( in tht:
::amount of the ^pplic:nh.m, the Con:HrUCtj()n -)'lana.g~r or
.:\rchittc\ \'\-iU notify th~ Comr:l.ctor md QQ.-nee 3S provided
in Subp:u'':tg..,ph 9...L!. {( the Contt:lctor. Construction
~t:Jr.:lger and Architect cJ.nnot :l.gree on :! re\'f.:;ed 3mOUnt, the.
CoC'.:;truction ~l:l03ger :1nd Archj~ect. wilt promptly issue :1
C~rtirj(':1te for ~"mc:nt for the ::l.mount for t\.-hich the
Ct)n:icruction .\(:J.niger ~nd Architect :u~ able to make such
repr~~nt:ltil)os to the (h...ne-r, The Construction ~b":lger or
ArchitC'et m:J.l' :11~o decid~ nOt to cerdfy p:J.ymem or, b~C2use
-'ur subsequently discov,;:rcd c\'idenc~ or subsequc:nt observ
''':J.tions. ma~' nunify the' whole or :l p:lrt o(;a. CertifiC<1le for
P-.lymc:nt pr(~\-'iously issu(:d~ to such extent :l.'i m:.lr be' neccss:ll'}'
in [he Construction )'b.{\'.1g.::r's or ArchitCc(s opinion to pro.
tect th~ Ov.:ner (rom loss bc:c:1u:>e of:
.1 defective 'J:brk not rem<:died:
,2 (hird p3rty claims filed or re:lSonabk e\'idence indi.
c;lllng probable tiling of .such dJims.:
,3 f:ailure of the COMf'.lCtOf to m:l.kc:: paymeo($ properly
to Suocootr.l.ctor::; or for bbor, m:lterbls or ~qu(pmc::(\(~
,4 reasottible c:,'kknce th:1t the: '-rork C:1no()( bo:: (om.
plded for th~ ~np:lid babm:e of 'he CtlntrJCl Sum;
18 A20,/CMa-1992
AlA DOCUMSiT A2O'1/CMa . GESE1L\L (.~:-ODmos.s Of TIrJ; CO.\:TR.\t.T fOR CQ~S11U.:<..ilON
co~sntCCTloN' .\1.\..',.IoGER.-M)\'I:'ER mrnolli ,. IW..! tOlTIOS''' ^J.~~ ,. {two!" THE A.,\tE1\IC.o\.-..z
roTrTt.TE OF AKtJtlTE(."n', '-,:Ii" \"E'<<')'()tlKA\'Dot."E. !<I,V:. \1::..sW:'\GTtl.... DC. .!ljl/l-J.,.':;..Nl" WAfLH1HG:-
Unlicensed phot~ 'liolate$ U.S. CllovnMt r- JIM ,...W .......1........ .~ ":.....1..',,. ,.. ........, ~.---,..,-~
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.5 d~m:1gc to the Ov..'nct' or-:l.nother COOlD.ct'?t'~:~~.,:".
........Jr,:...:r'1.......
.6 rC"lSonable C\-ide-nce: th2t the Work wilJ 'not IX 'com-
pleted .....lthin the Comnct Time, md ch~t thfunp~d
haJ:znce Vo"'Ould not be 1deqU2.tt to coyer 2ttw.l_ or
liquicb.ted cbin2ges for the 2.nddp:l.ted deb~;;OI
.7 persistent biluce to arry OUt the. Work .in acco~ce
with the Conrl'2:ct Documents. . . ~ .: - -... "
9.5.2 When the ':lbove re2.5ons for withholding ce~'ifi~ti.on
an: removed. ccrttfiC1tion wUl be made for 2moun~ 'pcC;Vi-
oust}" withheld. -:..:.,:~: .:~...
9.6 PROGRESS PAYMENTS
9.6.1 Afler the COn5tructlon ~12nager :md Architect have
issued;l pmjt.ct CerdfiOle for P.:zymem, the O'Cl,.ner shalJ make
payment in the manner :and .....,ithin the time provided in ~he
Cont~a DOCt.Iments. wd sh:dl so nOtify the Const.~cuon
)'I:uuger :and ArchiteCt.
9.6.2 The ContrActor shall promptly PAY eil.ch Sub.s~)~'t!2C-
tor. upon receipt of Jl1.ymem from the Ov.Tle~. ouc bf the
2q1ount p::lid to the <;ontr.l.ClOC on :l.ccou.~t of such.Supcon.
tt2Ctor's ponion of the Work. the amount (0 which s:a.ld Sub~
canu::J.cro( is emitled, cdlecting percemages :1ctuaUy cet2ined
. from paymentS to the Comf2Ctor on 2CCOunt of such Su1Xon.
tnctOr~s portion of the "<<"'ark. The ComnctOr stuJl, br appro-
pri2te agreement with c2.ch SubcontfJ.ctor, require each
Subcontr1ctor tQ make p:lymems to Sub-subcomr:zctors in
simihr .rn:tnner.
9.6.3 The Construction :-'tm:lger ~'m, on requesc, fur~~h co
:I. Subcontr:J.ccor, if pr:1ctiCl.bk, inform:t.cion reg:xrding percen~
tlges of completion or ;unounts applit:d fat: by the Cqmnc-
tor 2nd ::tction tl.~en thereon b\' the: Owner. Construction
),t:uugcr 2nd Architect on acco~m of portions of the '\t"ork
done: b:- such Subcomr:lctor.
9.6.4 l-o"e:ither the O~;r..er, Construction )Ob.tUger nOf Architect
stull h.:lvc: an oblig:xtion to p:iy or to see to the pOl~"mt:nt of
money tQ ., Subcontr:J.ctor except 2S m2Y otheO'o-ise be
Kquired by la";\.'.
9.6.5 P::1ymem co m~l(eriJ.f suppliers s.h:1I1 ~ ue:1ted in :l
m:lrtncr simibc [() ttUt prQ\-'ided in SUbV-u::ago.phs 9,6.2. 9.6.3
:md 9.6.4_
9.6.6 .~ CertificJtc: for P:1ymeC\{, ~ progress payment, Or p::1r-
tb.1 or entire: use or Occup:1ncy of the Project by the ()tvner
stull not constitute accept2ncc of ~brk not in accord:mce
'Vo-ith th~ COO[fi.ct DocumentS. . .
9,7 FAILURE OF PAYMENT
9.741 It: through no butt of the Contractor. 1) the Construc~
don ),13retger :r.nd ArchiteCt do no{ issue a. Project Cettificue
(or ~rmenc ~'Ithin founeen c:b.ys ~(ter the Construction
~bf1:l.gcr's receipt of the Coocr.1ccor's Applic:uion ("or P:lyment
Of 2) ~c Q'Cl,'11er docs nOt p::1~. the COOCr.l.ctor within s~'<:"
dJ.ys 2.ft<< the d2.ce esClblished in the COntnCl Documents th<:
~mount cenified by the Construction ~bn2ger :and Architect
Or 2'tl.-;l.rdcd by 3rbitntion: then the Contractor may, upon
Sew:n 3.dditioml cU.""S' 'O.'ritt<:n notice to the Owner. Construc-
tion )l:.tn:l.ger :znd Archi~ct. stop the Work uneil p:1yment of
the :unounc o....ing h:l.S been received. The Contr.act Time: shan
~t: extended :appropri:t.cely and ch<=: Contact Sum sh:l.H be
mcr~t:d by the :l.mOUnc of the Coometor's fe:l,Son:tbt<: COStS
of shut--down. deby :md sr:m~up. 9,.hich shall be :lecomptished
15 pro\-ide:d in Article :.
"",',.:
9.B
SUBSTANTIAL COMPLETION
...; ~::(':)I;
,:..:.....,
..
9,.8.1 Subsc:anti21 Completion is th~ suge in me progress of
th~ Work when the Wor.~ or designated ponion thereof is suf.
ficiently complete in :lccc.ra:.z.nce with th(' Contoct
Documents SO th.: Owner on 'JC:cupy or utilize [he Work lor
itS intended use:.
9.8.2 When the ContUlCtor coosiden: th~t the ':ork. or 2. pQr~
tion thereof Vw'hic~ the Owner ..grces to "ccept sep~r;uely,. is
subsuntWly <......-.oleU; the Contr"u:tor and ConstruCtiOt:l
M:anager sb:.z..l~ louuJ.y prep-1tc. :md submit to the: Architect :l
compn:hensh-e JiS1~ of items to be comptt:tcd Of correCted. The
Contractor sh::lll proceed -promptly co complete "nd conect
items on the list. Failure to includ~ an item on such list does
not ~her the responsibility of the ContnclOr [0 complete 2U
'X'Ork in accord:loce with the COntract Documents. Upon
receipt of (he list. the A.tchitect, assisted by the Construction
M;lOager. lJ,-.m rruke ::In inspection to ~etermin~ ~:h~ther the
Work or design::ued portiqn mereof is subst:l.nti:;U)' compktc.
If the Archit~ct"s iospc:ction diScloses ~ny item_ "lUhether or
nOt indude:d'on th~ list, '9o-hich is nor in:accord2nce ~.ith the
tequirements 01 ch~: Comr:J.ct Documents. th~ ConcnctOc sh1Jt,
before issu;;a.nce of the Certifia.te of Subst.2.nti,-1 Completion-,
complete qr correct such item upon q.odflation by the Archi.
tecto The: Conu:l,Ctm' sh.U then submit 2 requeSt for 2nother
inspection br the Architect. 2.S'sfsted by the Construction
M.lOager, to determine Subsumul Comptetion. ~'hen the
\tbrk or designatedl portion thereof is subsClnti::zlly complete.
the Architect will prep:o.re 2 Certjfj,,';uc ofSubsami::J.l Comple-
tion whicn sh::lH csr::abUsh the- d1te ofSubscncial Completion,
Sh;lll esubH5h responsibilities of the Owner '-nd Comr:actor
for securit!~ m::Zime:n"nce, he:n, utilities. d::zm:lge [() the Work
::!.tld insuf2nce. and sh~lI fix the time. 1;\.ithin. ~hich the Con-
t!2CtOrSh2Jl fmish:zll j(~ms on the list :accompanying the eer.
tinCIte. ~~rr:lOties required by tho: Comr.act Documents shaH
commence 00 the d:ate ofSubsumbJ Completion of the Work
Ot designated portiOn thereof unless othco..-ise pro\-ided in
the Certificate of SI.:\bSt::lntial Completion. The Certificate of
Substantial Complc:r.ion sh:lU be sUDr;lhted to the: O""o.::r 2nd
Contr.lctor for their ~-rj{tt:'n :l.CCe:;lc.::lOC~ of fe$ponsibilities
assigned to them in sucl1 Certiticuc:'.
9.8.3 Cpon Substlntial Completion ofche '<<brk or dc:s.ign:ttcd
ponion thereof :lnd upon :lippliC4;::on br the Contr:l.ctor ;lnd
ceniJiocion br the: Construction ~b.n:J:ger :r.nd Architect, the
Owner shall make p:xyment. reflecting 3.djustmem in fCCliruge.
if 2n}~ (or such 'Xbr:k or portion thereof:as pro...idcd in the
COnlr.lCt Documents,
9.9 PAflTlAL OCCUPANCY OR USE
9.9.1 The: O~"ne:r m:l':" QCcupy or we :Jny complete"d or p;ar~
ci2.llr completed portion oftf\(: 'X"Or\o;:it any stage 9,.hen such
portion is designated br sepaC:J.te :ig:reement v.'ith the Con.
tt:lCtor. pco"ided suc:h occupancy or use i:5 conSeOlt:d to
br lhe insurer:as cequirc:d under Subp::lragr:lph 1J.3.U and
::tuthocized by public ~uthorities h::l\'ing jurisdiction over the
~brk, Such p:r.nial oa:upancror use m:tfcomme:nce whether
or not the portion is subsQnti21ty complete, provided !ho:
Owner 2.nd COMnCtor have- 2ccepted in v.:rlting the respon.
sibilities 2.5signed to e'ach of them for p2::-'mems. ret2inage jf
:Jny. security. m:1imen:lnce. hal. utm~ies. d:lm:lge to the: Work
and insur..1nce., 2nd h::l\'c 2greed. in "'dting concerning the
period for correction of (he 'Xbrk ;;end commenct:m~nt of Wlr'
nnties required by th(~ Contr:1Ct Documents. 'J;.hen the: Can-
t~ctOf considers 2 portion sUbSt:.tntl:l.lJr compktt:. the Con.
tr.lctor and Construction ~I:am,gcr shall jointly prcp::1re 2nd
AlA. DOCuMENT .uo11CM.a . Cif....fR:\L CONDITIOSS Of THE COr"t"T1tACf fO~ CO~'STRt'C110N
~f';$TRl:Cl10X w....~.\Ge"""'tv."lSF.R EDmas .. l?9.! romoN' .. J.J.A- . (>IW2 .. THE ,I.'~r:r..,-::,"'i
.....~-r=....':. :_.._.__ _.
submit a list to the Architect as provided under Sub~g.nph
9.8.2. Consent or the Cootnctor to partial occupancy or
use sh:tll not be unte2.S0f\2.bly withheld. The suge of the prog~
ress of the Work shall be determined by written :agreement
between the OWner :md Comnctor 'or, if no :agreement is
reached, bv decision or the Architect :lCter consult2.tion with
the ConsU'uction MalUger.
9.9.2 Immedi:af<:ly prior to such partW occupancy or use, the
Owner, Construction M:nu.ger, Contractor and Architect shall
jointly jnspelO:t the arel to be occupied or portion of the Work
to be wed in order to determine and record the condition
of the Work.
9.9.3 Gnless othern.'ue 2greed upon, parti:tl occupmcy or use
of a ponion or portions of the ~'brk stull not constitute accep-
Clncc of '<<brk not complying with the requirement,S of the
Contr.1ct Documents.
9.10 FINAL COMPLETION ANO FINAL PAYMENT
9.10.1 Cpon completion of the Work, the Contnctor shall {or.
:V-':l.rd to the Construction Mamger a "...ritten notice thoU the
""ark is ready for fina.! inspection md.accept::l.nce and sh:lll
ilia fOr'W'':lrd to the COnstruction Ma.n2ger .. fin2l COntnctor's
Application foe P4lyment~ Upon receipt, the Construction
Manager will fO('W4.rd the notice :l.Od~"ppliatiOn to the Archi-
teCt who ....;U promptlr make such inspection. When the
A..rchitect, b:l.5c:d on the recommendation of the Construction
~lan:lger. finds the \l:or!< accepClble under the Cant net
Documents :Jnd the Contract fullr performed. the Cons(ruc~
tion ~l:lnagee :and Architect will promptly issue a fmal Cer.
tifiClt~ for Payment sating th:u to the bcst of their knowledge,
inform:aion 2nd belief. :tnd on the b:ui.s of their obsecY;Jtions
2-nd inspections. the Work h:as been completed in accordance
with terms and conditions of the COntr.Ict Documents 2nd
thar the entire balance found to be due the COntractor and
noted in said final Ceniticate is due and paY:J.b1e.. The Con-
struction ).f:1n:lger's and Architect's final Certific:l.t~ for Pav-
ment will constitute a further represenution that conditions
listed in Subp:lognph 9.10.2 :lS precedent to the Contncror-s
bdng entitled to Oml p:lymem ha....-e been fulfilled.
9_10.2 :\eirher fin31 paymem nor :In}' rem:J.ining ceuined
percent:l.g;1::: shall bc:come due until the COnlC3.ctor submitS
to the Architect through the Construction M:nuger(I):Ul am.
W\ 'it th:u p:Jyrolls, bills for m:uerbls :lOd equipment. ::and other
indebtedness connected .....ith the V:;i)rk Cor '9:hich the Owner
or the OVo-ner's propenr might be responsible or encumbered
(less :amounts withheld by Otl,:ne::r) h::a1,"e been p2id or other-
~vise sJtisfied. (2) a certific2te evidencing th:1t insur:lnce
required by the Comr.1cr Documents to remain in force: :after
fin:.! payment is currently in effect and will not be: canceled
or :.llo\\'C:d to expire until:lt Ic::ISt 30 d:1~"S' prior 'Qo'riuen notice
has be~n gh.en to the O'\'\..ner. (31:a ~'ritten sctemc::nt dut the
ContC3.ctor kno'ws of no substlnti:1l rC'2:ion that the: insur:r.nce
1:\ilI not be renc:v."abk to cover the: period required by the Con~
met Documents, (.:i) consent ofsurcty. i(:I.n"~ to t1ru.1 payment
:lOd (;). if required by the:: Owner, other <be csmbUshing pay~
ment or 5:1tisf:tction of oblig:uions, such :as receipts, rele:lScs
:md '9>"Zj',~rs or !ien.o;:, c1iims. securiq.. interestS or encum.
br:1nces :lrising out of the COntr.tCt, to the:: exte::nt ~nd in such
form :1S ffi:Jr be design2ted by the:: O~'net If 2 Subcontt:lctor
refus~ to furnish :I rele:lSe or '\\-::lh'er required b)' the Owner.
the: Contr:lctor m:J.Y furnish a bond sJtisfJCrorr to (he O""ner
to indemnify the O",'oe::r :lg3inst such Iien.lf such lien remains
uns3tisfkd .:tfter p:lrmenrs 2re m:lde. the Comnctor shall
refund to th~ Owner aU money th:H (he Owner m:lr be com-
peUc:::d to pay in discharging such lien, induding"]l costS ::and
r~oMbl<: -att9rnqs' fees.
9.10.3 If, after Subst:lmi~ Completion of the Work, ftnJ..lcom.
pletion thereof i~, m2:terialty delayed through no fault of the
Contnctor or by issuance of Change Orders affecting fin:al
completicn, :md the Construction M:mager and .Architect so
confirm, the Owner shall, .upon application by the: Contrac-
tor and cenifiation by the Construction Manager :rndArchl.
teet, 2nd without rermimting the Comnct, m2ke payment' of
the balmce due for that portion of the Work fuUycomplcted
:and accepted If th.e remaining bal2ncc for Work not fully com--
pIeced or correctc:d is less th:m ret::1inage stipul:l.tcd in the Con~
tract Documents, 2nd if bonds have been furnished. the writ-
ten consent of 5tJlrety to JY.lymem of the b::ab.nce due for that
ponion of the ~;Qrk 'ful1r completed and :lccepled sh:ill be
submi,tted br the ContnCtor to the Architect through the Coo-
suuction :-Ohmger pri< ! to certification of such p:aymem. Such
p:l.ymem sh:ill be m:J.de under terms ::lnd conditio.ns governing
fiml payment. e:ccept th3t it sh:al1 noc constitute a 9.-"4iv'C:r of
Claims. The making of fin:1.l p:lymem s.ha.1l COOStiIUU: a ~4.iver
of CI:J.im~ b~. the .Owner 2S prO\-'id~d in Subparagnph 4.4.5_
9.10.4 Accept:Jnce of final pa.yment by the Contractor.: ~ Sut>-
contractor or m:nerial suppliec sh:1l1 constitute a ","::liver of
t;laims by th2t payc:e except those previously m..de in ~.riting
and Ide::mified b:r that p::a)-ee as unsettled at the dine of fin2.1.
.\pQliCltion for: :P:.tyment- Such 1:\-:th-ecs Sh2U be in ::addition
to the: waiver described in Subp:J.r.lgr.lph' -i.i.5.
ARTICLE 10
PROTECTION OF PERSONS AND PROPERTY
10.1 SAFETY PRECAUTIONS AND PROGRAMS
10.1.1 The Com:t:lctor sh:J.lI be responsible foriniti2ting. tJUin.
aining :lnd supc,,'ising all safety prec3utions ':lnd progr:ams
in connection 't\'ith che perform3nce of the:: COntr.lct. The Coo-
toctor shall submit (he COntr:lCtor"s safc[y progCJ.r.l to the
Construction ~1:tn::lger for revi~- 2nd coordio:llion '\\-ith the
:i:lrety progr.uns of other Contr:lctors.
10.1.2 In the: e...c:nt the Contractor encounters on the site
m2teri:LI rt::L<onablr believed to be: :J..Sbestos or polychlorin2(ed
biphenyl (PCBl ,t...hich ius not been rendered h:trrr.!.;:ss. the
ContCJctor Sh:lll immc:di:J.tety Stop \tark in the area affected
and report the: condition to the O~'ner. Con:muction ~Wuger
2nd Architect in ""riting. The \'C'brk in the :lffected 3ra sh2.l1
not thc:ceaftc:r b(: resumed except by 'tHina1 agreement of the
Owner and CoruC:J.ctOr if in f:lct (he m:lteri:11 is asbestos or
polrchlorin:lted biphenrl (PCB) :md h;lS not been rendered
harmless. The V;brk in the affected :tre:lsh:lll be resumed in
the :1bsence or :lSbestos or polychlorin:lte::d biphenyl (PCB).
or when it ius b ec:n rend~rc::d h:lCmkss. by "'ri[ten ::agreement
or the O\\"o<::r ::l.Od Contactor. or in :lct."Ord:J.nce '('..im final
determin:nion by the Architect on \....hich Jrbiu::uion h2S not
been dem:lndecl, or by :J.rbitration under Article 4.
10.1.3 The Concoctor shall not be required PUrsU2nt to Artl~
de i to perform without consent anr ~brk rebting to zbestos
or potrchlorlo:ltcd biphenyl (PCB).
10.1.4 To the futl<::st extent permitted by bw, th<: O~I"nersha1t
indemnif~' :md hold h:umles.s the: COmrJC10r, Construc.
tion ~bn:lger. Architect, their .consult:.tnts. :J.od 2gents and
employees of 2.C1}' of them from :Ind :lg:liost c1:lirns. damag~s,
losses and expt:n.ses. including but not Ilmitd 10 attorneys'
fecs. arising out of or resulting from p~rformanceoftho ~'ork
, ~ ... .....", ..~ .,'.',
AlA OOCUMENT A201/CM1 . GE."iEML COS"DITJO:\S OF THE COSTR.\CT fOlt CO:-;STU"CT'lOr.;
CONSTRt:cnON ~1.\.""N:i.E;!...'O\lSER EDITh.)~~ . 1992 EDrno:-:- . Al.~' . '~:1992 4 lHE AMfJUCA.N
LXSTlTL'TE OF ARG.Hm"L ,.~. n~zo.,;E~' 'tURK .~\'E....'t:E. N.W.. q;'~HI:-;GlUN. O.t.::. ~lo6.S192 . WA.RNING:
'. ... .. ....,.,..........nrMnd v10Lltes U.S. COMcht laws .ndwinsubfeel:the....ioLltorto!egal~.
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in the affeCted are:a if,in b<;t the material is :l.Sbes~9,s qr poly~
chloriruued bipheJ!.yt (PCB) md has nOt been rendc:rc;q h~.
1<:$5, provided th:u such cl:dm. damage, loss or expe~e is.
:luribut2ble to'bodlly injury, sickness, dise2SC or d~th. or to
injury to or destruction of tmgible property (ot.h~r than the
Work icself) including 1055 of use: resulting the:re:fro.l1}, ~U[ only
to the extent ause:d in whole:: or In part by negligem ;as or
omissions of the Owner, 2Oyone directly; or indirect1r
employed by the O"11er or anyone for whose :lees the Q'9.i1er
m:lY be liable, regardless of whether or not such d:lim,
d:J.m;l;ge, loss or expense is caused in paR by :I party indem.
nified hereunder. Such obligation S!I3U not be construed to
ne~tc::. ::lbridge or reduce other rights or obligations of in.
demnlt\. v,,'hich \\"Quld Otherwise exist as to a pan}' or person
dc:scrib~d in this Subp2ngraph 10.1.4.
10.1-.5 If n:ason3ble precautlons ,viii be im.dequ:lte to pre.
vem for see:1ble bodlIr injury or de:tth to persons resulting
(rom a m:ueri:ll or substance encountered on the site. by the:
Comnctor, [he Comraccor shall. upon recognizing the. con-
dition, Immedb.tc:1r StOp 'V;ork in the. affected area and report
the: condition to the Owner, Construction M:mager and Acchi.
teCt in writing. The Owner, Contractor. Construction ~1:J.n~
:lger and ArchiteCt sh311 then proceed In (he S:lme manner
described in Subp:.1I':1gr2ph 10.1.2,
10.1.6 The 090"ller shall be responsible for obuining the ser.
"ices of a licensed 1:J.bor;atorr to verify 2 presence or absence
ofthe m:ueri:lI or subsunce reported by che Comr2ctor and,
in the event such m:lCen21 or subsuoce is found to be pre-
sent to "'ed1\.' th:u it tus been rendered humkss, Vokss ocher-
wis~ requirdd by the ComCJct DocumentS. the Owner sh3.1l
furnish in v"ricing to the Contractor, Construction :"bmger
wd Architect the rumes and qualificltions o(persons or enil-
ti~ who :m: to perform teSts Ycrifying the presence or :absence
of such m:1tui:J.! or subscnce or v..-ho :1(e to perform the tlSk
ofrc::mo\'":ll or s.J.re conuinmenc of such m:1ccrial or subsuncc:.
The: COntr:tc(or. the: Construction ).!.J.n.J.Rer :and the Architect
\\"iU promptlr cepl~- to the ~'ner in \I,;r1ting suting ",'het..1er
or not ~m"'o( them Mis: re.J.Soru.olc: objection to the person::;
or entitie:; proposed by [h~ Ou'ne~. [f the Comncror. Coo.
Stcuction ),t:lO:lg<r or :\rchiu:ct n:l.::i :10 objection to a person
or entity proposed br the ~'ner. the: Ov.ner shall prop05e:
3nothc:r to t\'hom the COntr.1L"tor. the Coruuuction ~1:I.n:lger
:md the Archite:ct tu\"C no re:lSon:1bkobjection.
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10.2 SAFETY OF PEASO~S AND PROPERTY
10,2.1 The: ComoC"tor shall eke re:tSonable preaudons for
s:1fe:ty of. :md sh:111 pro\ide re:lSon3ble protection to pre\'cm
d.:Im:1ge, injury or loss to:
..1 emplop:c:s on the 'X"ork and other persons Vo'ho may
be af(ccted thereb~"; ~
.2 the \\ork :1nd m:tteri:tls and equipment to be incor.
pot:lted therein. \\:h.:thcr In stor.1ge on or off the
sit~ under ore, CUSfod\' or control of the Contn.c.
[Or or the Contr:lCto~'.s Subcontnccocs or Sub.
subcomr.tctors;
_3 other property :u the site or :tdj:u:ent thereto, such
:lS trees, shrubs.,l:7.~, -;'"'J.l:':~, {n\'cments, roo.d~":I.:"S,
Stru<.."tures :J.nd utilities not desigm.tcd ror remo...:d,
rdoc:Hion or repl:1cement in the course of COOStC}Jc'
tiun; :1nd
.4 construction or opeL.ltions br the O~vner or exher
COntiJ.CtoCS.
10.2.2 The: Contr:l.ctor sh:1I1 give notices and compl}" with
..~:~@,
applioble .laws, c,rdhu.ncc:s, ru1r-:s,. regulations,:Il).d .~!~wfuI
orders of pu~lic allth.oriti~ .b~ring on ufery o{ persons or
propen}" or their protection from d2mage, injury .or loss.
10.2.3 The: Comr.lctor shaH erect :and r lalnuin, as required
by ~xjsting conditions and performance: of the Contnct,
reasonable safegu:lrds fOf s:t.fet}' 2nd. protection. including
posting cl2nget signs and other v."2ffiings ag:Unsi. tw:::lrp.s. pro-
mulgating s.J.fety r(:g~lations Z1d notifying owners and users
of adjacent sites and utilities. '
10.2.4 When use: ()C storage of - ~ 'losivesor other luzardous
m3terl21s or equipment or unusu.::. methods are necessary for
e.,<:ecud6n of the \l;ork, the Coocn:ctor shall ccercise: utmost
Clre 2nd orry on such at;dvities under supervision of prop-
erly qu::difkd personnel.
10.2.5 The Conrr::ICtOr shall promptl)' reme4r danu'ge and
loss (other than dJ.JTI.J.ge or loss insured under property insur-
:i.nce required by (h< COntract Documents) to properry
rderred (0 in Clau.ses 10.2.1.2, 10.2,1.3 :lnd 10.2.1.4 c2used
In whole or in pact by the Comraaoc, a Subcomractoc, 2. Sub.
subcontractor, or 4l.nyone directly or indirectly em-ployed by
:l.Oy of them. or br 2O}'One for whose acts they ma:-~ tx: Ii:.lble
and for which the Contr:actor is responsible under CI:lUses
10.2.1.2, 10.1.1.3 and 10,2,1.4, except damage o( loss 2.rrrib.
uoble [Q:J.cts or omissions of the Owner, Construction ),tm-
ager or Architect clr anyone direaly or indirecdy employed
b\' an\" of them. or b.... anyone:: for Vw'hose 2Cts 2nv of them
m:IY be liablc:. ::J.nd nOt atrribut2bk to the (:lull or ~eglige'nce
of the COOtrKtor, The foregoing obtig'Jtions of the Coomc.
tor are in :.zddidon to the Contr3cwr's oblig:nions under
P:H:lgnph 3,18,
10.2.6 The COn(r:lctor sh.J.ll design:ue a responsible membe:r
of the CoDtr;J.ccor'j organiz.:ltion :n the site whose dut~. smtJ
be the prevention of :i.ccidems. This person shall be the Con-
toctor's superintendent unless Othert:llise. design:ltc::d by the
Com["Jctor in 'V.'cklng to the Owner. Construction ~t:l.n:J.ger
~nd ArchiteCl,
10,2.7 The (omr.ICtOr shall noc load or permit :lny p:o:n of
the construction ()r site to be 10:1ded so :1$ to end:mger
itS $afe:t~:
10.3 EMERGENCIES
10.3.1 In:1n eme:gt:ncy atTecting s.J.fetr of PC:C$ons or propc:rc::
the COn1nCtOr sh::dl :lCt. 3t the CoO(nctor's discretion, to pre.
""Cot thce::Jtened d:1m::age. injury or loss. Additional campen.
s:nion or e.'ttensiorl. of time claimed b.... the Comr:actor on
:tccoum of 3n emergenq shall be detc:r~ined as provided in
P:Ir::J.goph -t, '7 :lnd Article 7,
ARTICLE 11
INSURANCE AND BONDS
11.1 CONTRACTI)R'S UABlllTY INSURANCE
11.1.1 The ContrJl:tor sh:lIl purch:J.se from and m:1int:1in in
;1 company or companies bvdullr 2uthorizc:d to do business
in the jurisdlaion in which the Project is loc:ued s:.;ch i~;.H'~
anCe :l.S ~.iI1 proteCt the Contl.1C1Or from claim; .s<:( fonh below
\Iv'hich may :!.Cise OUt of or result from the COntnClor's open-
lions under the ContrJ.c[ :tnd for ~'hich the COnlr::l.CIOr m.J.y
be leg:J.lly liable, \",:heth(:t such oper:l[ions be: by the COntnc,
tor or b\" 3 SubcOOl:r.lctor or b,' 3m'one: directl\" or indirectl\"
emplo)"~d br 2nr c.f them. or hy a'nY'on~ for 't\:hoso: :l.CtS m;'
of them m:lr be Ii:lble:
AlA DOCUMENT A20VCM.1 .. GEl'o."ERAL COSDmO~5 OF THE CO:-'TR.\CT fOR COS)7Rt"(.110S
(.tJ......TJl.l"\.TlO:\ ).l.....~1tGEK-.\CPY1SER. EDmOt; . 1991 EDITION. AlA' . -tIWl . TliE A.\IEJUC......\"
(......-:Tll n:Of ,\RCHITECTS.I';"S "'UYORX A\~l'E, N.W.. 'nSHL.\"GTO:\. DC- .!uc)o6.S!').!. WARNING:
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..1 claims under workers compensation, diSability bCTlek
fit :md other slmibi employee benefit 2Cts which are
2pplic:l.ble to the Work to lx: performed;
.2 claims for dunagesbeouse ofbodilrinjury, occupa.
tional sickness or dise1se. or de2th of the ContrJc-
tor's cmplorees;
~3 c12lms ~':'t menages beouse pC bodily injury, sickness
or disease::. or de2.th of any person other than the
Contractor's cmptop:es:
.4 claims for damages insured by usual personat1njuf)'
li2.bilit)" covenge '.,rhlch 2fe sustained (1) by a per-
son as 2. result of ao offense directlv OC lndirectl\"
rel3ted to emplo}"-ment of such person by the Con.
tr:lctor. Of (2') by 2nother person:
.5 c\:1ims for damages, other th:an to the \t'"ork itself,
beC:J.U5C of injury to or destruction of ungibh: prop.
ere)", including toss of use resulting therdrom;
.6 claims for d;Jrnages bcouse of bodily injury, de:nh
or a person or. property dmuge arising OUt of Qwner.
ship. mainten2nce or use of 3. motor ,,'chide; 2nd
47 claims invol\.'ingcomn.ctual liability insunnce2ppti.
cable to the Contractor's oblig:ltions under P:1n-
gr.ph 3,18,
11.1.2 The insur::1nce required br Subp:J.r:l.gnph 11.1.1 sh:lll.
b~ Vo'['"inen for not less than limits of li::lbi1it}" spedCied in the
Comr:1ct Documents or required by I:J.~ ~,:hich~-er co\"'er.Lge
is gre:J.~r, Co\'er.Lg~s. v.'hether ~'riw~n on an occurrence or
cIaims.m2de b:J.:iis. shall be: m:lintained v...ithour interruption
from d:J.tc of commencement of the Work umil d:lte of tim.l
p:lyment :lnd te:rmin::ttion of my co\'er:lge requir<:d to be m:lin,
oined 3frcr finJ.1 p:J.ymem.
11.1.3 Certificltes of insurance 2ccepobk to {h~ Owner shall
be submiued to the Construction ~hnager ror trJnsmitul to
the Ov.'ner vdth ::J. copy (0 the Architect prior to commence-
ment of th~ \tork. Th<:se cenitlcates :lnd the insunnce poli-
cies r<:quircd by this P3r.Igr.lph 11.1 sh:lll cantlin :l pro\'ision
th:l.[ CO\""Cogcs :afforded under tru:: polici~ \\'ill not be Clnceled
or :Jllo~n:d to expire: unci! at le:LSt 3Q <by-s' prior ~',"rinen notice
h:.Li be<:n gi'"t:n to the Cro:n<:r, If:my of the ron:~l..)ing insunnce
co\."er:1g~ are requi.red to rem:lin in forc~ :1ftc:r lim! payment
:md :Ire rC"J.:ion:a.ol\' :J.\"'3il:1ble.:lo 3ddition:1l cc:rtifiote e\'id~n.
cing continu::nion of :iuch cO\'cr.1ge shall bc :submitted \vith
t!1C: fin:11 ApPUCldon for Paymcnt:J.:i required by SUbp;1l.lgr.1ph
9.lQ,1. In(orrn:J.tion concerning reduction of cO\'Cr:lge shall
be furnished by the: Comr::tctor with re:lSonable promptness
in :lI:-cordan~e ~,..ith the Contr:l.ctor's inform:aion 2nd belief.
11.2 OWNER'S LIABILITY INSURANCE
11.2.1 The: Owner Sh3U be responsible for pun:hasing :H~d
m~incining the Owner's usu31lb.bility ins-ur.mcl:. Option:dl~:
the: O'\\.ncr m:lY purch:1se and m3int:lin oth<:r insu(":lnc( for
self.protection :tg:1inst cl:tims ~..hich m:l~' :lrisc: (com opel:1tions
under the COntr.Jct, The ContfJ.C10r shall not be responsible
(oc purch3sing :J.nd l1l:I.inclning this optional Owner's liabil.
ity insunncc:: unless spccificaUr requircd br the Contr-lC[
Documems,
11-3 PROPERTY INSURANCE
11..3.1 Cnless Oth~C'\...ise provided, the O",.rnc:r sh.31l ptJrch:lse
:100 m:1incin, in :1 comp2nr or comp:lnics l:lwfully autho.
rized to do business in the jurisdiction in which the Project
is locued, property insur:lnre in the amount of the initi:al Con.
tract Sum 3S ""c:Il;LS subsequc:nt modit1c:uions thereto for the
.
entire Work at the site on i replacement COSt b"s!s :.:with;out
volunary deductiblcs. Such property insufdJlceshiU tX:'iiUiii:'
uined, unless otherwise provided In the Contnct Doo..imetlts
or otherwise agreed in welting by all persons wd en'tities-who
are benefici2rie:; of such insura.nce, until fin21 p~rmem-h:1.s
been (m.de :;IS provided in P:a.r:l.gn.ph 9.10 or until no person
or entity other th2n the Owner has an lnsuoble ime'rc:st in
the property re'qulred by this PaDgtolph 11.3 to be cov~iecI,
whiche...er is earliet This insut'ioce shall include interestS of
the Owner, the Contractor, Subcontr:lctors and Sub.subcon.
tr.:Ctor.s in the '~'brk.
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11.3,1.1 Property insuonce Sh21l be on an ":all-risk" policy
form and sh:at1 ins-ure againSt the perils of fire and ex.tended .
cover3ge and phrsio~ loss or c12rnage including, without
dupliCltion of CO\"CfJ.ge. th~ft, ...-and:1lism. m:llicious mischief,
coil:apse, falsework. tempor:J.ry buildings 3-nd d.:bris remo\-"31
including, dem<:)Ution OCCIsioned by (nforcemem of :1Oy
2pplic:J.blr: legal requiremems, and shall co\-'<::r rc:250rubk: com-
pensation for Architect's sen-ices ::md expenses required 2..S
3- result of such insured 10s$. Co....erage: for other perils sh:J.U
not be required unlc::ss otherv.;.'ise pro..-idedin the Con'tn.ct
Documents,
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11.3.1.2 If the Owner does not _ intend to purchase such
property insur~lnce required by {he Comnct and "~,..ith all of
the CO'v'Crages -in the ;unoum described :1b.o\"e. the Ovmer sh;il1
so inform [he C:ontr.lctor in """r1ting prior co commt:ncemeot
of the 'Xbrk. The: Contoc[o['" mav then effect insui.1nce which
v..itI prate.a the interescs of the COnfr:J.ctor, Subcontr.2ctors and
Sub-subcomrJ:c;tors in the ~'ork. and by :1pprOpri2te Change
Order the cOSt thereof sh2l1 be ch:1rged to the O....ner_lf the
Contn.ctQr is d:lmaged by the fJ.i1ure or ne:g1ea of the Owner
to purch:.l5c or lluintJ.in insunnce 2S d~scribed ;l.bo\-e. without
so nocifying the Contnctor, then [he Owner sh::JI b~:1r .all
re:lSombk COSts properl~' ::mribuoblc th~re[o_
11.3.1.3 ffthe properryiruur.lnce requires minimum dt:duct.
ib[es and such dc:ductibles are idc:mHkd in the COntr.lct
Documents. the Contr:l.ctor Sh3U P3Y COStS not <;overed
bec::lUse of such deductibles.!fthe Own<:r or insurer incre:t:S':$
th<: ceql.lin:d minimum deductiblc:s J.bo\'e the :1moums so
identified or if (he O.....n~r elecr.s to purch:l$e thiS insufJ.nce
,,"'ith \'Olunt:lrv deductible :J.m\)unts. the O""oer sh:lll be
responsible: fo;~ p3yment of the :lddition31 com not coveCl;:d
bec:lust: of sUl:h in~rt1sed or \.olunory tkCUClibks,
11.3.1.4 Cnless otherv.'ise pro'..ided in the Conm_ct Oocu.
ments, this pr':>p<:rty insur.loce sha.Ii covcr portions of the
'<<'ork stored off the 5ite :I.f[e:r '\\-riuen apPco\""J:1 of the Owner
a.t the ''"3-lue eS1::lbtished in the :lppro\"al. 2nd also portions of
the \('ork in u'J.nsit.
11.3.1.5 The insuCJ.nce required br this ?:1CJ.gr:l.ph 11.3 is not
intended (0 cc,\'"Cr m3chinetr. tools or equipment owned or
rented by the ContC:laor \\'hich:l~ utiU~d in the pc:rfocm:mce
'of the 'Xbrk but not incorpor:lted into the: pc:rm::mem improve.
ments_ The Contr:tctor shall. 2t the: Contr.1ctor's 0'90.'0 expense.
provide insur:l.nce cover:lgc (or o~"'ned or rented m2chinen'.
tOOls or equipment ",,'hich sh:J1I be subject to the prO\'isio~
of Subp'r:lgr:llPh 11.3.7,
11.3.2 Boiler and Machinery Insurance.' Th(' Owner sh:lIl
purch::lse 2nd m3int:lin boiler :Jnd m2chinery insuoncc:
required by the Comoct Docum~nls or by \:z'tl,-. v..hich sh:lll
spc:cific:llly cover such insured objects during in:Sul1:ltion :lOd
until final acceptance by the Ov.-n~r: this insur.rnce sh:1l1
include interests of th<: Owner, Construction ~b.n1ger. Con.
22 A201/CMa-1992
AlA DOCUMENT A201/CMa . GE.'o;ER..o\l CONDI110:-''S OF THE CO:-.TR....t." FOR COS:oTRCcrlON
CONSTltccno:-\ ~1A.~,\(jE.R-"OVISER EOmQN . t99l EDITIOS . AI."" . ~1<.J9.!. THE A.\lERICA.\i
I:-'~ on: OF ARCHITECTS. ns I'lEW YORK AVE\1.'E. :"l~., WASHISGTOS_ O.C .!1'Jl(~5..!91. WMNING:
Unlkensod photocopytng m!.~ us. copyright J.ws and wfII subiect the vIolef.or to ~ ~on,
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tr.lc!Qr. Subconcf2c[ors wd Sub-subcootr:ilccors in the5Vork,
wd the O'9.'n<:r ~nd Contractor sh:1lJ be m.med Insut"C.ds..,
11.3.3 Loss of Use Insurance. The Owner,:u the: Owner's'
option, may pu rchase: aod maintain such tns~r;lnce ~ will
insure the Owner agaiOSt Joss of use ofthc:: Owner's property
dLlC to tire or othc:rhaZ1rds, however Clused., The Owner'
v.-:tiycs all rights of acdon against the Contr.lcror for loss o(
use Ofthc: Owner's property.. Including consequendallosses
due. to fire: or other h:lZ2rds however c2u.sc::d, ,:: .,:.:..
11.3.4 If the: Contr.actor requestS in "..riting ch~t In.s;'1t2.Q.ce f~r"
riski other than those described herein or for ochcr $pedaJ
luz:u'ds be included in (he property insurance. policy. the
Qv.-ne.r stull, if possible, indude such insurance. and me. cost
thc::c:o( stoll be ch:!.cgc:d to the Comractor by appropriate:
Ch:::.r.gc:: Order. .
11.3.5 If during the. Project construction period the Owner
inSutes properties. rot or persorul or both, adjoining or 2dJ2.~
cer:.t to the site by property insuf3nce under poii.cie.s SC:p:lC4lce
from those insuring the Project, or if :UtC:I fin~ p:l}-rpern: prop-
erry insurance is to be provided on the complet.ed FIoject
cr~"'Ough :a policy or policies other than tho~ insuring the pmj-
ectGuring the construction period. the Owner stull ~~ve
2lJ rights in :2ccord:;ance ",'ith me tenn5 of Subp<U2zr<l.pl) 11.3.7
ioe C::u'm.ges C2.used by fire or other perils covered b}" this
s.:::nnt<:. property insunnce. AU sep:zr.ue policies shall pro--
,'ice (his l'oJ.i\'er of subrog:uion by <<:ndorsemem Or Othe"n.'ise.
11.3.5 Bdore 1['1 exposure [0 loss rTl:1yoccur. r.h~'Owner sh:l.!!
f:.Ie -:o.'ith the Comr:oCCQr :1 copy of e:lch policy th:1c includes
i(l..~urJnce co.....'tnges Iequired by this P:1n.gnph 11.3; Each
t=oEcy 5hill conoin 111 gener.llly 3ppliable conditions, ddini.
tiorS, e:ccJusions :md endorsements rebted to this Project.
~c;:' policy sh1H cancio.:J. pCO\isioll th:u the policy "..m not.
be onceled or ::dlowed co expire until ~t leJ.St 30, d;ays' prior
"':-;'t;:en notice h::lS been gi,'eo to rlle Conu-;;tccor.
11.3.7 Waivers of Subrogation~ The O......n~r :md COnine.
w= """:li\'"t' 311 rights :l8:1irut C'3ch Othe::, :lod ~gJ.tnst the Con.
st;.;ction '-1:Ln:J.gc::( Architect. Ov.-nc(s ocher Conr~ctors and
.')"1':: ~orcrs dc.:Scribed in Articl~ 6. if :In': ::1nd th~ subcontQc~
:C';i. 5ub..subcontr::tctors. ct.losult:lnti. 3gents :lod cmployees.
.-.;! Jr.;: of them. for d:m'!:J.ges c:lused br fire or othcr pcrils
:c.::e exta\c co\'et<<! by propeny ir..SUr;:lIlCC obuincd pursu~m
tc. ::.i.:i ~(:1gCJ.?h 1l.3 or oth~r property insurant..'"C" :lppliClble
to ~e "Xbrk, excepc such rights :IS the O":,,cc :Iond Contnctor
rnJ.7( h:1\~ to [he proceeds of such insur:Jnce held by the
OO\.":1.cras fiducb:r The O~:ncr or ConUaCtor. :IS 2ppropri2te,.
s~.::Ul rtquin: of the Construction ),tJJl:1ger, COltStruCtion
).br-.3.gtt's c:onsulr:mes, Architect. Architect's consu(ums,
O':;..ncc's sep:l'r:l.te contr~ctors desctib~d in Article: 6, if any.
~::c the subcontCJ.cto,s. sub-subcootr:lctOrs, 2gc:nrs and
~=::Io~"e~ of:1nr of memo by :t.pproprbt<: :lgreemems. "'-rit.
t:;::: ':\'here 1~lIr required for \"':J.liditr. simib.r v.."3.i\'l::fS e:lch
:r. ;:....I)r of other p:1rtit=S ~num~r:lCed herein. The policies shall
P~\id~such v."':J.h'C:'rs or 5ubrog:ttion~' cndocsement orothc::c-
'Oo.1S-e. l\ l'o":l.ilo'er of .subrog.ation Sh2U be: effecd\'e as ro a pet.
son Ot tntity C'\~n though ch"t person at entity would other-
tI. .i.<<: ~\-.: '2. duty ofindemniflcuion, comnctucl or otherwise.
Ci: nOt p:zy the msuf'3ncc premium aitectly or ioldirectly, and
""nether or nOt th.~ person arendt', md an insurable imete5t
ir.. t.h~ propc:rtr d:.lm:lg<:d.' .
~1 .3~. A loss i['l.$urec.l under O~'lle(s p(o~ny lnsur.tnce sh.:lll
'~c :I....IUStr;:d. by tht: O'tl.'ner :1S ftduci2ry and m:lde p:l:)"7.ble [0
tot' Oo."ner:J.S fiduci3.ry for the insureds. :1:i thdr interests mav
2;;'~C'.1r. suhje<."t to requiremenu of :my :lppliable mortg"gc:e
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d:mse 2nd of SUbp2C2gr.lph 11.3.10. The Contractor s~ pay~
Subcot'loU'1ctotS u:-eir JUSt shlres ofinsur.mce procee9s,ce~.i.ved:
by the COn1cUtor, a.nd by ~pproprl"te 2gre:en1en~, -~rjq~~.
where le~ll)-" required foe V4.Udity, sh~l require Subcont ':IC"
tors to m1ke p:lyrnents to thdr Sub-subCOntractOrs in.siroi-
lar m:mner. '
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11.3.9 IE required '1n ",..riti.ng by" p3rt)" in interest, ~he :owq~{
2.S fiduciary shall, upon occurrence. of "n insured losS, 'gi'\.'e
bond for projXr pc:rform2llce of rhe Qwnet"s duties. The cosr
of required bondssh:lll be charged 2.pinst procc.......o:. teceived
as fiduCi:1r:~ The ()~'ner sh3Jl deposit in 2. Sep2.C2 'aCCOUnt
proceeds so received, which the O~'ner shall distribute in
2.CcordJrtce with such agre~ment 15 the p;l.rties in i!Uer~t m;;ty
re~ch, or in uCQcch.nce with :an ..rbitntion 2.90-:!.rd in which
c~e the procedure: shall be ~ provided in ~rJ.g(2.Ph. 4.9. If
3fter such 10$s no Qther speci21 2.greement is m..de, ~~pb.ce.
menr of dlmaged propett~' sh::lIl be covered br' appcopri..te
Change Order.
11.3.10 The Owner:ls tiduci:1ry sh::J.U h:J.'I.'e power \0 :tdj\;lSI
:and setde a loss widl insurers unless one of the p2.t,ties in i.nter-
est sh::ill object in writing within fi".e ~~"S after occurrence
of loss [0 the Ov..n'=r's exercise of this pov..-er; if such obl~c'
tion be mlde. 2rbitr.lIors sh:r.U be chosen as provldedin
P:l.r:J.graph -t9. The Owner:u fidud;1I)" shl1ll. in chat o.se. nuke
settlement 9,.'ith insurers in 2.o:oro:mce v..ith directions of such
arbitratOfS, Jf distribution of insunnce pcocceds by 2.Ibitra.
tion is reqoired, thc: 3cbhr:ltors wiJI direct such distribution.
11.3,11 Pu.b.l o<:cup:mq' or use in :lccord.::mce with Pl.r.igr.t.ph
9,9 sh:ill nOt commence until the: msu\.U\ce company or com,
p:lnics pro..'iding prop(:rt~. insun.nce haxe consented to such
p:lni;J.l cx:cup-ancr or use b)"' endorsement or othendse. The
Owner:md me Comr:Jccor shill uke r~n.J.ble steps to oboln
consc:.nt of the ifl5O,r.loce: comp:lny or companies ::Ind shin,
without rnutl..l::U wri\'.leo consent, uke no ::Ictjon with'rcsp(:ct
to p"niJ.! occup1ncy O( use lhat would c,use c::lncell::l.tion.
l:lp~ or reduction of insunncc, '
11.4 PERFORMANCE BONO AND PAYMENT BONO
11.4.1 Tte Owner shall n3\"C- the right \0 c-:quire the Caner.!.c.
[Or to fu~i$h bonds <:o\o-ering f.l.ithful iXrform:mcc: of rhe Con-
([:J.Ct m<! paymeot of obligatior.s :J.rising th(:re:\Jnder:lS stipu~
bted in bidding requirements or specific2J1r required in the
ConulCl Docum..:nts on the dJ.re of execution of the Contr:1.Ct.
11.4.2 [pon the request of 1ny person or emity :lppearing
to be a po[enti:11 bcneficlac)" of bonds co...ertng p:lyment of
oblig:J.tions arising uln.der [he Contr.l.ct. th~ Contoctor sh:lU
promptly fumisha copy ofrhe bonds or Sh311 permit:J.. cop~'
to be m1.de.
ARTICLE 12
UNCOVERING AND CORRECTION OF WORK
12.1 UNCOVERING OF WORK
12.1.1 t(a ponion of the '<<-orkis covered COntr.lO' to the: Con.
struction }bn~gef's or A.rchitC:ct's request or tQ requirements
specifically <:.'(presse:d in th~ Contf:lct Documents, ir must, if
required in \\'ricing by either, be unco\.tred for their obser.
..-::trion ::md b(: rcpl:lccd :xt the Contrlctor's expe:n~ ':;',,'itnout
ch:J.ng( in the Contr:Jc[ Time.
12.1.2 If '3. pordon of the: 'J::ork h;lS been covered ""'hich
the Construction M:l.C\::.Lgcr or An:hit-ect h::l.s not spedflc1.l1y
requested 10 ob.serve prior to itS bdng co\'<::red, the Construe.
~ ~"'erc: A.201/CM.a . GE.....ER..'\L C[)~1>ITJOXS Of Tlff COhiltACl" FOR CO:o.'STlL'CnOS
~~'I'~c:nC1S )L\.~~fR.i\.C)\1.o;EJt El)tno:s . ,Qt)~ !loOmoN' .. MA" .. C}}~:l .. THE" ._\IF.fl:I,O,''
.., :1l:0f~TTECT";;(<Ii'.~""''''~''''.'''.'..'''.'''''--'~''._'''''''.''",' .. .
tion M?"'i'l.:lger or ArchiteCt may request to sec' su'eh Work 2nd
it sh~11 be uncO\o'ered by the Contractor. If such Work is.in
accorcbnce with the Contnet Documents, costs of uncover.
ing 2nd repbcement sh2l1, by appropriate Change Order, be
ch~rged to the O.o;o..41<:r, If st:cn Work: is not in ,"ccord2I1ce whh
the ContC'2.ct Docu.ments, tile Contr:icror sha.lI p::iy such costs
unless the condidon '\\o-:LS. caused by me: OWr1er or one of the
othet Como.ctors in ......hich C\'ent t1---.: O\'l..-ner sh::ilI be respon-
sible for payment of such costs,
12.2 CORRECTION OF WORK
12..2..1 The COntt"...,,' 't sh2.ll promptly correct Work rejected
bv the Construction ~b.fUger or Architect or biling to con-
form to the requirementS of the Contr:act. DocumentS, 'Whether
observed before or "fter Subsumi21 Completion :tnd whether
. or not f.1brlC3(cd. insolled or completed. The Conm,ctor shall
be:H costs of correcting such rejected Work, including a.ddi-
tioml testing :md inspecdons and compens:J.tion for the Con-
StrUCtion M:ln:J.g.er's :lnd. A.rchitect's se:rvic<:s 2nd expenses
m:Jde necessary L.'1ereb~:
12.2.2 Ii. ~'ld'in. one \""C::ir after the d:1te of Subsumial Com.
pletion of the Work o'r ddignated portion thereof, or after
the d;J.te for commencement of'9-'";J.rnnties esoblished under
S~bpaf3snph 9.9.1. or by terms ofm appJic:able spedaJ 'N':lr.
nnt}" required by the Contract Documents, any of the Work
is found to be not in Olcconbnce with lhe requirements of
the Contract Documents, the Comaetor sh:t11 correct it
promptly after receipt of Vw.rittc:;n notice from the Owner to
do so unless the O~-ner h;;15 prC\<~iously given [he Comr.actor
:I written 2ccepur..ce of such condition_ This period of one
}"c-:s.r sh::lU be e:ttend~d with respect to porrions of\J';brk fint
performed .:tfcer SubsumtlJ Completion by the period of time
between SubsClmbl Completion :l.Od the actUJ.l perform.;l.nce
of the Work. This obligarion under this Subp217.gnph 12.2,2
shall sunrj-..'e :lcceponceofthe Work under the Contnct ';lnd
tc:rmirotion of the Comncr. The O......ner sh.;l.U gh..e such norice
prompclr after disco\'Cry of the condition.
12.2.3 The Cont::Jctor sh:r.1I remol.'C from [he sire ponions
oC the Work 't,;hid: ::1te not in :r.CCord:1nce ",jth the require.
oems of the Com;J..ct Documents ::md are neither corre:cced
by the Contactor nor :Jcceptcd b~' ehe Ownc:r.
12.2A Ii (he COnIrJcror f:r.ils to correct nonconforming Work
u-jthin:I. rC'"JSon::t.ble time. the O't'\'ner m:lX correCt it in aceor.
cbnce wlt.h P:1r:1gnph 2A. If the COntr:J.cior do~ not proceed
~,;irh corrccdon of .such noncont'ormil1g 'Xark ",,'jthin :l rea.
sonable time fL,"CCd Ct' written nmice: Crom the Acchitecr issue:d
through the Consrr~ction M:1ll:Jger. the Owner m::i)" remove
it and store the:: s:1h'3ble m:nerials or equipment ae the Con.
tnclor's o::pense. t( the ConcractOr doe:; noc p:JY COStS of such
remo\':ll :lnd Storage l\.'ithln ten d:l:"S 3fter written nOtice, the
O~'Clec cm.y upon ten addidoml d.ays' ",'nnen nmice sell such
ma(crbls Uld equipment 2t auction or:1C pri\'";1te 5:1le and sh21l
account (or the proceeds thereof, :Uter deducting costs and
d3m:Jges that shou!d h:J\"(, been borne by ehe COntC2ctor,
including compens2tion (or the: Construction ~lanager's 2nd
Architect's sen.'ices :1nd expenses m:J.de neCdS:l.C)' thereby. If
such proceeds of S31c do nOt cover cases "..hich the COntrac.
COr should h:J.ve bornt, \he COntr:lCt Sum sh:.lJl be reduced bv
the deficiency. If paymeotS then or there:t[ter due the Con-
tn.Ctor are not sufiiciem co COver such '3.mount, the COntr.ilc,
tor sh::r.1I pa}' the difference to the O~'nel',
12.2.5 The ContoCtor 'shJ.lt bor the cost of correcting
dcstroyed or d:Jm:Jged construction, \\'h~lh~r completed or
p:.ln:i:llIy completed. of the O\lo'ner or other COOtnlClOrS
clused by the COntr.Jctor's correction or remov:l1 of Wbrk
which is not in :accord2nce with the requirements of the Coo-'
U'2et DocumentS, :'~; '_,,'
12.2.6 Nothing con<>.incd in <his P=gr.aph 12.2 ,lull be.coo-
suued to cstlblish ;1 period, of limiCJtiOn .....;rh respect. to other
obligations which the Contncror might ha....e under the Con-
traCt Documems. EsClblishment of me time period cf o..e 11::U
~ described in Subpaagt'-ph 12.2.2 rebtc:s onl-y to thesped6c
obIig.tdon of the Contractor to correct (he Work, :nd h::zs no
re:latiOflShip to the time w{thin ~'hk:h th~ oblig:ation to Com-
ply with me Contract Documents m:Jr be sought to be
enforced, nor to the time within which proceedings nt%y ~
commenced to cstl:blish che Contr.1ctoc's li2bility with respect
to the Coocr.tCt'Jr's oblig.ulons other th:r.n SlXclfiC2.Uy to cor.
rc:Ct the Work..
12.3 ACCEPTANCE OF NONCONFORMING WORK
12.3.1 If rh~ O~mer prefers to ~cce;J{ ~ork which is nOt l.!l
':lccord:mce ~..ith the requirements of the COOtr.lC[ Documents,
the Owner ma~~ do so'inste2d of requiring its rc::mO\.-.J :a.nd
correction, in which case the CQC\tUCt Sum wut be teducect
.as .appropriat( and equiClble-_ Such adjusunenc sh2.ll be effeCted
~;heehec oc not final payment has been m..de,
ARTICLE 13
MISCELLANEOUS PROVISIONS
13.1 GOVERNING LAW
13.1.1 The Concoct sh:J.ll be go....erned b:: the i:J.w oCthe puce
v,,-here the Proj<:'ct is looted.
13.2 SUCCESSORS AND ASSIGNS
1 $.2.1 The 09.-ner :md Coocr:J.ctor respectively bind them-
sdves, thdr p2rtners, successors, assfgp.5 :;lnd Ieg;J.l represen-
I.'Hives to the othe:r party heretO 2.1"'.d to p::mners, Successors,
JSsigns and leg:lI represenctives of such other p:Jrry in respect
to covc:n2ntS., agreementS and oblig':Hions contlined in the
Comi.lC[ Documc:ms. Neither p;trty to the Concr.aCt sh211 ;tSSi~
the Comoct:lS a whole \\-jthour t\'riue:1 cor..s~nc of the ocher..
{f either p::my :ilU'.e.mpts to m:Jke- suc:, ~r. :LSSignmem withoet
such consent. that P:lrt}" sh:.tU ne\'e:-;:hdess rem:lin legJ.Jh.
responsible for ~lll obligations under the CQOCt:lCt. .
13.3 WRITTEN NOTICE
13.3.1 Written notice sh:JU be deemed [0 h:Jve been duh-
served if deU\"ecc'd in p<:rson to the indh'idual or :I member
of (he firm or entity or CO :J.n officer of the corpor.uion for
,,-hich it was intended. or if dc:li\'ered::lt or sent by register'Cd
or cc:nitied m"iJ to the l:1St business acdrc:ss kno't\.'n to the
p:1Cty giving nmice
13.4 IIIGHTS ANO REMEOIES
13.4.1 Duties and oblig:ulons imposed by the Contr:Jct Docu-
ments and rights and remedies 2v:libble thereunder shall be:
in :addition to2nd not alimlr::u!on of duties. oblig::Hions, rights
2nd remedies Otherwise imposed or :l[v'2ilablc br bw.
13.4.2 No action 0' failure: to 2ct bv (he Owner. Construc.
tion Mao:lger, Architec[ or COntC2.ClOr' sh:J:U consticute: 3. v.."':t.i\"<:(
of:J right Or duty :lfforded them under the ConrC3Cl. norsha1!
such 2ction or fail'ure to act constiture :J.pprO\"'J1 of or acqui.
escence in :I. breach thereunder. cxcep[ as may be specifica.l1r
::r.grec:d in writing.
24 A201lCMa-19gz
AlA DOCUMENT A201/CM. .. GE:-lEIW. CO!>ol)lfIO.sS OF THE CO~"TRACT fOR. CONS1'1UJc:nOS
C01-;'STRl:cnoS ,\.U.'ll,.l,(iER.,\0\.1SER EOtoo:; . t992 EDtnOO . ALA,. It .t\9'l:!' . THt Jr.,\(EJUCA."\
1N')Tt'Tl.JlEOF AROffTECTS. Ins f'o"EWYOR.ICA\'E.~rt"E. :of,W~ ~HfNGTO~. DC. :!.1....,...J-'29~. WAJIHIHQ::
u~ photceopylng violates u.s. copyright L~ and wftI subfect the m!ato( to \e9.aI prt)SeCI.rtIon.
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13.5 TeSTS AND IIlSPECTIOHS .
....::...:<":: .
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13.$.1 Tests, inspections 20d' :app(o..;1s'~r po<<iCirJ'of the
Work required by the Contnct Docurn~.~ts or-by la.'Y-S1 ord..i~
runce5. rules, tegubtions or ordetS or public :l.umotides.h.ving
iud$dlction sh211 be nude: ;!.t 211 2.ppropri2ce time. Unless other.
wise provided, the 'Comc2etor sh<lll make: :l.r~c:m.c::~..t5J<?c
such testS, inspections and ~pproV21s with 2r1 IOdePC::r:des:t
testing l~bontory or emity accept2blc:: to the:: Owner,'or Wi~
the 2ppropri:l:te public authority. -rod sh1U bear aU n::b~ ~ts
of tesrs, inspections and :lpp.rovals. The ContC2.ctor stall give
the Construction M-aragc:c 2nd Architect timely notice of'.wh~
:J.nd where teSlS ;lnd inspections ace to be made so the <:;:00-
suuctlon. Man2ger :ndArchltect m4J observe such pr~
c~du(es. The O~..ner sball be:u costS of tests. inspections or
appcQ"..ls which do nor become requirements umit .!ter bids
.re ~ecc:ived or negotiations conduded.
1:t5.2 If the Conscruaion ~lan;!.ger, Arch~rect. Owner or pub-
lic 2uthorlcb h:il.....ing jurisdiction determine that portions of
th~ 'lXQrk require :additional testing. inspection or '-ppro\-.J
nOt ,Included under Subp2.ugnph 13.5.1, the .Construction
::\{:lo2ger and Architect will, upon "CI,.riuen 2.uthoriz:ldon (rom
tlt~ Own~r. instruct the Contr:tctor to m:lke uang<:mcnts for-
such :additiorul testing. Inspection or :appro\"'ll by an entity
::lcceptable [0 me O",ltner. ..od the Comr:aCtOr sh:lU give timely
noric~ to the Construction )t20:2gec 2nd Architect of when
OLnd whe.re tests 2nd inspections are to be m':il.dc so the Con.
st[1Jction ~tan1ger and Architect may observe such ptocc.
dures. The: Owner sh:1l1 be:tr such COStS except as pmvIded
in Subpangf1ph 13.5.3.
13.5.3 lfsuch procedures {orresting, tns~ction or'JPP~o"dl
under Subp:Jr:zgCJ.phs 13.5.1 'J.nd \3.5.2 rC\'al hilu.re o{ the
Donions of the: ~ork. tQ campI}" v.;th requirements Ciobtishe.d
b\. the. Contr;;l.ct Documents. the Concr.l.ctor sh-,J,\ ~!:;!:ll COSLS
ID:l.dc:: necess:lry by such f:liluce. including those of repeated
procc:dures a.nc1compc::~ation fot the Construction ~lan:J.g~r's
:l.nd Architect's serdces :Lnd (.'xp~nses.
13.5.4 Required cenifiotes of testing. insp<::ction or :1ppro\-al
Sh:lU- unless o[h:~'ise ~cuired b... th(: COntr:lCt Documents,
be s~cured by the Cor--t:::.'tor 'J.nd prompdr deli\'ered to the
Con:Stru~tioo ~1:l.n:lge;" fer tCJ.nsmitt:l1 (0 che .;\!chiu:ct.
13.5.5 if the Constcut:t:on .\bmg(:r Or :\rchit~t is to observe
tc:s[:.. inspections or :i.?pro\":lts required br the Contt:lct
Documents. the Construction ~l:1n:lger or Architect will do
so promptly :Ind. ",..here pnccic:lble. :u the normal place
of testing.
13.5.6 Tests or (ns~cllon:s conducted pursu:tnc to the Con.
Wet Documents shall be: m:lde p(ompd)" to 2.\'oid un~.
SI)o:1bk deb}" in the: 'Xi)rk.
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13.6 INTEREST
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13.6.1 P::lrmencs due 2nd unp:.Ltd uo.dtr the COnlr:lCC Doeu.
ments sh:lJl beac irtterest from the dJ.te p:1~ment is due 2t such
~te :l.S the: p"nics m:1}" :J.grc:e upon In t\'ridng or. in the ,bS(:oce
th~r(of, 2t the leg:!1 r:ue prc:~Uiog from time to time :It the
pt:Jce whc::re {he Proiect is tooted.
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13,7 COMMENCEMENT Of STATUTORY L!MITATION PERIOD
I
13.7.1 A.s belt:l,'Cl:t"\ the O~'net and COOCrJC[Of:
..1 Before Substantial Completion. As to :lces or ('J.\I~
Ut~S to::1([ occurring prior to tht: c-e{c:....:lnt d:lte of
SubS~ntial Completion. :my appHoblc Sl:ltUle of
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JimiutJons shalt, cort)..rnef'l.ce to run 2.11d ;9y' 2lleged .
ouse ()f ~cllon sh211 be decmed. to h.a.ve !lc~.Cd IIi
2nY 2nd all (:Vl::nCS not btec than such d:ue qf:~ubs~.
ti21 Completion; . . . .
.2 Between Substantial Completivn and'"Firiaf 6e~r:
titicate for Payment. As to ac'ts or r~~lreS .t~~.;,~t
OCcurtU'\g subsequent to the: rclc:v:tnt cb.te bf.SubStici~
tl~ Completlon and prl.or t9 issw.nce ofth~ 'f~ C~r~
tiflate tor P2:rment, :z.ny appUable stuutc: ~(fimiu.
dons shall commence to' run wd any 2Ueged.ause
of ...crion $h~ be deemed to h~~ accrued Iri'~ ~d
:l.ll evems not l<lter than the d'1te of issuance of the
fin21 CertifiOte (?f f7.ymem; 2nd. . ,;' . .
.3 After Final Certificate for Payment. As Jq actS or
f2ilures (,) 3Ct occurring :J{te:r th~ re1e\~t <hte of issu.
.nce of the fin21 Cc:rtific.:ne: for Pa~'ment. 2ny 2ppli.
cable socute of Hmi.t:1dons sh:l.U commence to run
;lnd ;lny a.lleged cJ.use ofacdofi. shaJl b<: deem<:d to
h::lVe "Accrued in 2.ny 2nd:o.I1 (:'\'encs not,1a-te.t thm the
date of an", 2ct or bHure to ;let by the COntr.l:ctor
pursu:mt to any 'Vo-:J.rt:lnty pcm,-ided under P2r.tgt2.~h
35, the d,:ue. of :any correction of the Work or bilure
to correct the Wack by the: Contf1ctor under P;ira.-
gnph 12.2. or the d.te of ~ctU21 commissIon of .any
other a.Ct or f.1ilure to perform ::1Oy duty or abU.
g:ltiOn br the Contr;tccor or Owne.r. whichever
occurs las L
:
ARTICLE 14
TERMINATION OR SUSPENSION
C'F THE CONTRACT
14.1 TERMINATION BY THE COH1RACTOR
14,1.1 The Contoct,::>r mar terminate che Comnct if the \\ork
Is StOpped for a period of 30 d:lys through no :let ~r bult of
the Comt:1cror or j. Sub<:'ontractor, Sub-subcontt:lcror at their
:lger.L.5 or .::mptoyeei or :my ocher persons performing por-
tior.s :If the ~bfK undr:r comr:acc ~ith th~ Coott1ctor. for anr
of ti;.e following re:L:Sons:
~1 issu:ll1ce of :In orckr of :L coun or ocher' public
3.uchority h:l\.'ing jurisdiction;
.2 In :let of '~o\'ernmetlt. such :1S :a dccl:af:ltion of
n3tion:ll edi'ergcncy, m:lking m:uui:1J una.vaUabte;
.3 bec.:tuse the Construction M:lO.3ger Or Architect h~,
nOt issu-ed <\ Certiflc:J.te for P:l\'ment :and h:as nOt
notified the COOCr::l.ctor of the ~n for withholding
certiliodon 2S pro1ddc:d in Subp'1r:lgr.lph 9.4.2. or
because the O\\-nc::r h:1s not m:Jde parmeot on .. Cer.
tlfic:l.te for P:1rment ~..ithln the time st:1ted in the Con-
(r.Jcc DocumC'ntS~
.4 If repe~.tc::d suspensions. dd:J.}"S or imerruptions by
the: O,,'nc:r 3:i de$Cribc:d in Par::lgl":1ph 1-1.3 constitute
in the :1ggreg:lte more than 100 percent oC the loml
number of dl\'S scheduled for completIon. or 120
d:lYs in any 36,..d20}' period. whichever is less; or
.5 the O~'ner h:J.S bHc:d. to furnish to the Contractor
promptly, uptH\ the Contr;1ctors request. rCJ.Sona.bk
evi<:kncc: :IS n:-quired by- Subp:u:l.graph 2,2.L
14.1.2 li one of the above re:lSOns exists. tht: COntr:tclor m:1)~
upon 5e\t"o :tddition:J.1 days' written notiCe ro che: O~"neJ". Con~
structioi\ :-.t:z.n:1ger -and ..\rchiteCc. [C(min:He [he COntr1Cl ..od
recover from {he Ot\-oer p:.wment (or ~ork exc:cuted and for
ALA DoCUMENT A4a1JCM. . GEXER.U. CO~"Olno:\S OF WE CONTAACT' fOF. CO~'cnON
CO:-''JI""'T'I.l'CTlo~ It:\.\:.'IGER'ADVISER EDmoN ... 1991 mmON . AlA' . Clt991 ... THE. ......\r:.RlO;:\..'l
l\"STlTt"it Of' .<\RL1IITEffi. n"i ~T:'t" ''ORK.\\'E:'oo1.."'E.ti~.. 'CASHINGTm:.n..c. 2(Vy'{.:.C;"Q"\ . 1'16: \"\,~ .
U.......... ..
)S$ with respect to rn'2.terials, cquipmeht,iioqls, 2nd
tion equipm~nt :uid m:l.chjn~ry. including r~on2blc
J, profit and dam2ges. ,.. -' .,' ..-;
..,..,
'the ~'ork ~stopped fora p~riod 0(.$9 q~>-i through
r (;zulc of ~hC" Contractor or 2. Subconcr.zclor or their
Ir c:mploy~cs or 2t!f other pcrsons pfcrO'rmi<1g por-
the 'Work under contraCt ~;ith the Conti-kior because:
ler h~s persistc::ndr failed to (uUiH cJ:te'C?~n~~r"$ obUg.,-
Ider the:: COO{f2Ct Documents with respect co m:1trers
.m to the: progress of tpc Wr-!l:, the COr:tf.!,ctot ma.)~
'Vet1 ::ldditiorul days' "..ritten OC" ...:e rq th'e O~ner, Con-
In ~{~n2ger and Architeet., le:rminate the c;<;mct2Ct 2nd
. from the: O'a,'ni:ras prodded in Subpa.r::agnph 14,1.2.
TERMINATION BY THE OWNER FOR CAUSE
Tht.:" Otvner m:J.Y tc::rmin:ue the COntr.lC! if the
.ctor:
.1
Qr repe:uc:-dty refuses or f"ils to sup.
properly skilted workers or proper
persisrently
pty enough
materi.:l.ts;
.2 (~ils to m3.ke p:lrmem to Subconu;t.ctO(S for rnale~
ri::ds or bbor in 2ccotd:mce '~.rith the reSpec:rive
.:agreements bet~'een the: COnlr:lCIor',2nd the
Subcont~ctors;
.3 perslstemly disreg:1.rds 1:t~"S, ordin:lOCl::s, or (Utes.
regul:::nions or orders of a public authorixy h:n;ing
jurisdiction; or
.4 ochen'd~e is guilty of sub5bmi~1 br~ch of" provi~
sicn of rho: Contner Documents.
.2 ~~hen ::my of the :z:bo\'e rt::1Sons exist, the Owno::r, '3[(o::r
.ulc.:ttion \vith the Construccion :-'-IJmger, :;md upon cer-
lcion. by [he Architect th~t sufficient calise e:dsLS IO justify
I :lction, may (\'j{hout prejudice to 2.ny other rights or
edies of the Q'tvner and ':zfccr gh"ing the Contnctor 2nd
CootnclOc's suret.;. if3n': se\"end:J1.'S' l\'riuen notice, ((:r-
:1te employmC'nt oftht' COmr.lClOr ~nd m:t~: subjeCt (0 :;toy
)( right<; of the: 'Surety:
.1 t:lke po.s.sC'S:.;vn of the shc:md O(1I! m::m:ri:1ls. equip.
nl~m. t001-:. :md Cortitruction equipmem :znd
m2.chinery thereo'n'c5~'nl:d o);'the Conhiccor;~t!
.2 ::ec;tpi :lSsignment of. subconuOlc!S PUts~:u\t~ tq
P>",g"ph..5,~i ,nd . '. .: .' :~.~:
.3 'tinlsh rhe\~brk by WhllC:VC( re2sonable merhod th~
Owner may deem e."'(pedic:\.\t: '
. ......
14.2.3 When the O......ner termlnac~ (he Comuct for one of
the reUons suted in SUbp'2r:J.gr.lph '14.2.1, the Contr.tctor
sm.Il not be entitled to recc~....e funher p-aymem umil the: Work
js finished.
14.2.4 If me 'unp~ld balance of the Contract Sum o::cec'(Is
COSts of finishing the 'Work, including compens-ation (or the
Consrruction ~12!Ugef's ~d Architect's services and apenses
mad~ necessaf!' thereb)', such ex.(:ess sh:all be p.3id ro the Con,
traCtor. If such COStS exceed rho;: 'mplid b2.l:1nce, the Comrac-
lOr sh:lll pay the d.lffere:nC"c to th~ Owner. The 2.ffiOUm to be
p::tid to the ContnCtor or Ownl:r. :IS [he ClSe may be, sh:tU,
upon lppUC2tion, be certit1ec1 by the Architect after consulu-
tion ~..ith the Construcdoo. ~12n:.ger. :100 this obHg:nion for
parmem Sh2U sur....ive rermin:1tion of the Contract.
14.3 SUSPENSION BY THE OWHER
FOR CONVENIENCE
14.3,1 "The O~'ner m:lY. \'.i;thoIJt QU$e, order the:: Contactor
in 'Q;riting to suspend. deby Ol~ interrupt the Work in -~'ho1c::
or in;;om forsuch period of timt J5 theOwnc:r maydecermine.
14.3.2 An adjustment sh:1.lt be:: m:JdJ: for lncre:1.Ses in the COSt
of pcrform:mce of the Comn<:t. including profit on the
incre~ed COSt ofperform::1ncl:,. c:.l.lJsed by suspension, dcl2Y
or interruption. Ko :1.djus(ment sh::1l1 be:: m:lc1e to the e:uen(;
.1 th;z{ p.:r(orm2nce is. ~-a:) or ~~ould h:Jvc been so
s1JSpended. delayed or imerrupte:d b)" anOther c:luse
for 'Vo-hich thc ComCJctor i.s (~sponsible:; or
.2 (rot :to equit:Lble ;tcj:.mmenc is ffi:J.de or denied
under 3.ooch<:r pro,..i~;on of this COMPeL
14..3.3 _s..diusrm~ms m:zd~ in t~e COSt of p~rfO{IlUncc: m3Y h;2':e
:1 muttJ3UY:l*ri:ed fixed or i;c:~::nClge tee,
AlA. DOCUMENT A201ICM, . CE;o,tJt\L COl'tOOlTtO~s Of TIlE CO:-."Tll.v;T FOR CONsnu:mos
CO!'\stRL"cnO~ ~~'-"'."'CF.~."w\1S~ iOfTIOS . t99~ E:OlTIO:-; . AL.l,' . elY9.:! . THE AMElUCA.~
.. ~ -.. -. ..-,..~ ''''''rl'= .....VE.ll.,'1:t. N."~.. ~~HISGiQ;..'. OC ~1)"1)6.5!91 . WARNING.:
....,.."'t..,..lII~.
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1f200a
DOCUMENT 00800
SUPPLEMENTARY CONDITIONS
l Document contains supplements modifying DOCUMENT 00700, "GENERAL CONDITIONS OF
: CONTRACT FOR CONSTRUCTION"; Construction r~anagement Edition, AlA Document
l/CMa. 1992 Edition. Where any part of the General Conditions is modified, voided, or deleted by
le SUPPLEMENTARY CONDITIONS, the unaltered portions of the GENERAL CONDITIONS shall
ain in effect.
ILE OF CONTENTS TO STANDARD ARTICLES AMENDED BY SUPPLEMENTARY CONDITIONS
-ICLE 1. GENERAL PROVISIONS
1.1 Basic Definitions
1.2 Execution, Correlation, and Intent
1.3 Ownership and Use of Architect's D' awings, Specifications, and Other Documents
'ICLE 2. OWNER
2.2 Information and Services Required of the Owner
2.3 Owner's Right to Stop the Work
2.4 Owner's Right to Carry Out the Work
'ICLE 3. CONTRACTOR
3.2 Review of Contract Documents and Field Conditions by Contractor
3.3 Supervision and Construction Procedures
3.4 Labor and Materials
3.5 Warranty
3.6 Taxes
3.7 Permits, Fees, and Notices
3.8 Allowances
3.9 Superintendent
3.10 Contractor's Construction Schedule
3.12 Shop Drawings, Product Data, and Samples
3.15 Cleaning Up
3.18 Indemnification
CLE 4. ADMINISTRATION OF THE CONTRACT
4.6 . Administration of the. Contract
4.7 Claims and Disputes
4.8 Resolution of Claims and Disputes
~.9 Arbitration
:lE 5. SUBCONTRACTORS
;.2 Awards of Subcontracts and Other Contracts for Portions of the Work
i.4 Contingent Assignment of Subcontracts
;.5 Payments to Subcontractors by the Contractor
;.6 Payments to Subcontractors by the Owner
~LE 6. CONSTRUCTION BY OWNER OR BY OTHER CONTRACTORS
'.1 Owner's Right to Perform Construction with Own Forces and to Award Separate Contracts
.2 Mutual Responsibility
by Foteman ArcMects Engin..",
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/21/2000
-RTIClE 7. CHANGES IN THE WORK
7.2 Change Orders
7.3 Construction Change Directives
7.4 Minor Changes in the Work
lRTICLE 8. TIME
8.2 Progress and Completion
8.3 Delays and Exlensions ofTime .
I.RTIClE 9. PAYMENTS AND COMPLETION
9.2 Schedule of Values
9.3 Certificates for Payment
9.5 Decisions to Withhold Certification
9.6 Progress Payments
9.7 Failure of Payment
9.8 Substantial Completion
9.9 Partial Occupancy or Use
9.10 Final Completion and Final Payment
6..RTIClE 10. PROTECTION OF PERSONS AND PROPERTY
, 10.1 Safety Precautions and Programs
. 10.2 Safety of Persons and Property
AATICLE 11. INSURANCE
11.1 Contractor's Liability Insurance
11.2 Owner's Liability Insurance
11.3 Property Insurance
11.4 Performance Bond and Payment Bond
11.5 Insurance Carriers
ARTICLE 12. UNCOVERING AND CORRECTION OF WORK
. 12.2 Correction of Work
ARTICLE 13. MISCELLANEOUS PROVISIONS
13.5 Tests and Inspections
13.7 Commencement of Statutory Limitation Period
13.8 Interpretations
13.9 Equal Employment Opportunity
ARTICLE 14. TERMINATION OF THE CONTRACT
14.1 Termination by the Contractor
14.2 Termination by the Owner (or Cause
14.3 Suspension by the Owner for Convenience
14.4 Termination by the Owner for Convenience
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SUPPLEMENTARY CONDITIONS
ARTICLE 1. GENERAL PROVISIONS
1.1 BASIC DEFINITIONS.
1.1.1: THE CONTRACT DOCUMENTS
1.1.1: Delete the last sentence, and insert:
"The Contract Documents shall include Bidding Requirements, including, but not be limited to,
advertisement or Invitation to Bid, Instructions to Bidders, the Contractor's Bid Form and Addenda
or portions of the Addenda relating to any Bidding Documents. The Contract Documents shall apply
to all P~me Contracts and each Prime Contractor is res )onsible for the content of all."
1.1.2: THE CONTRACT
1.1.2: Add Subparagraph 1.1.2.1:
1.1.2.1: The Contractor acknowledges and warrants that it has closely examined all of the Contract
Documents, that they are suitable and sufficient to enable the Contractor to complete the Work in a
_ timely manner for the Contract Sum, and that they include, all Work, whether or not shown or
" described, which reasonably may be inferred to be required or useful for the completion of the
Work in full compliance with all applicable codes, laws, ordinances and regulations.
1.1.3: THE WORK
1.1.3: Add Subparagraphs 1.1.3.1 and 1.1.3.2:
1.1.3.1: The Work shall include the obligation ofthe Contractor to visit the site of the Project before
submitting a proposal. Such site visit shall be for the purpose of familiarizing the Contractor with the
conditions as they exist and the character of the operations to be carried on under the Contract
Documents, including all existing site conditions, access to the site, physical characteristics of the
site and surrounding areas.
1.1.3.2: Nothing in these General Conditions shall be interpreted as imposing on either the Owner,
Architect, or Construction Manager, or their respective agents, employees, officers, directors or
consultants, any duty, obligation or authority with respect to any items that are not intended to be
incorporated into the completed project, or that do not compri'ie the Work, including but not limited
to the following: shoring, scaffolding, hoists, weatherproofing, or any temporary facility or activity,
since these are the sole responsibility of the Contractor.
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1.1.5: THE DRAWINGS.
1.1.5: Add Subparagraph 1.1.5.1:
1.1.5.1: The Dr~. ~ngs are diagrammatica! and~. 'w the general arrangement and extent of the
work; exact locations and arrangements of parts snail be determined as the work progresses and
shall be subject to the Architect's approval. No extra compensation will be allowed due to
discrepancies between actual dimensions and those indicabld. The right is reserved by the
Architect to make any reasonable change in location of equipment, ductwork and piping prior to
roughing in without involving additional expense. Each Prime Contractor shall coordinate his work
with the work of others, so that interference between mechanical and electrical work and
architectural and structural work does not occur. Each Prime Contractor shall furnish and install
offsets, bends, turns, and the like in connection with his work 10 avoid interference with work of
other Contractors, to conceal work where required, and to secure necessary clearance and access
for operation and maintenance.
1.2 'eXECUTION, CORRELATION, AND INTENT.
t.2:~: Add Subparagraphs 1.2.3.1 through 1.2.3.4:
"1.2.3.1: Measurement: Before ordering any materials or doing any work, the Contractor and each
Subcontractor shaD. verify measurements at the Project site and shall be responsible for the
- correctness of sucn-measurements. No extra charge or compensat'on will be allowed on account of
differences between actual dimensions and the dimensions indicated on the Drawings. Any
difference which may be found shall be submitted to the Architect for resolution before proceeding
- with the work.
1.2.3.2: If a minor change in the work is found necessary due to actual field conditions, the
. Contractor shall submit detailed drawings of such departure for the clpproval by the Architect before
making the change.
1.2.3.3: In the event of inconsistencies between the Contract Documents and applicable standards,
codes, and ordinances, the Contractor shall (1) provide the better quality or greater quantity of work
or (2) comply with the more stringent requirement; either, or both, in accordance with the Architect's
interpretation. The terms and conditions of this Paragraph, however, shall not relieve the Contractor
of any of the obligations set forth in Paragraphs 3.2 and 3.7.
1.2.3.4: The following order of precedence shall be followed. In the event of conflicts or
discrepancies among the Contract Documents, interpretations will be based on the fo'lowing
priorities:
.1 The Agreement.
.2 Addenda, those of later date have precedence.
.3 Supplementary Conditions.
.4 General Conditions.
.5 Division 1 and Summary of the Project, Section 01101, Prime Contract Description.
.6 Specifications shall govern in case of differences between drawings and
specifications.
.7 Larse scale drawings shall supersede smaller scale drawings.
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.8 Dimensions shall govern over scaling of the drawings.
.9 In case of discrepancies either in dimensions in the drawings or in the
specifications, the matter shall be submitted to the Architect who will promptly make
a determination in writing.
1.2.4: At the end of this Subparagraph, Add:
'Contractor represents that the Subcontractors, manufacturers and suppliers engaged or to be
engaged by it are and will be familiar with the requirements for performance by them of their
obligations."
1.2.4: Add new Subparagraph 1.2.4.1:
'1.2.4.1: Sections of Division 1 - General Requirements govern the execution of all sections of the
specifications."
1.2.5: Add new Subparagraphs 1.2.5.1 and 1.2.5.2:
1.2.5.1: Except as defined in Subparagraph 1.2.5.2, for the purpose of this Project, the meaning of
" all words, shall be in accord with the definitions given in "The Random House Dictionary of the
;, English Language, Second Edition, Unabridged, copyright 1987"..
. 1.2.5.2: Certain terms used in Contract Documents are defined in this article. Definitions and
'. explanations of this article are not necessarily either complete or exclusive, but are general for. the
. ; work to the extent they are not stated more explicitly in other provisions of the Contract Documents.
'. These terms are:
.1
Indicated: The term "indicated" is a cross-reference to graphics, notes or schedules on
drawings, to other paragraphs or schedules in the specifications, and to similar means
of recording requirements in Contract Documents. Where terms such as "shown",
"noted", "scheduled", and "specified" are used in lieu of "Indicated", it is for purpose of
helping reader locate cross-reference, and no limitation of location is intended except
as specifically noted.
2 Directed. Requested, Etc.: Where not otherwise explained, terms such as "directed",
"requested", "authorizedl" "selected", lIapproved'\ "required", .'accepted". and
"permitted" mean "directed by Architect", after consultation with the Construction
Manager "requested by Architect", etc. However, no such implied meaning will be
interpreted to extend Architect's or the Construction Manager's responsibility into
Contractor's area of construction supervisions.
.3 Approve: Where used in conjunction with Architect's reisponse to submittals, requests,
applications, inquiries, reports and claims by Contractor, the meaning of term
"approved" will be held to limitations of Architect's responsibilities and duties as
spA~Jfied In General and Supplementary Conditions. In no case will "approval" by
Architect be interpreted as a release of Contractor from responsibilities to fulfill
requirements of Contract Documents.
.4 Altemate: A defined portion of the work that is priced separately giving the Owner the
option in selecting the final scope of work.
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.5
Alternatives/Substilutions: A proposal to use manufacturers, materials, products,
systems, or equipment approved by the Architect for use in place of those specified,
,6
Furnish: Except as otherwise defined in grp.ater detail, term "1' 'mish" is used to mean
supply and deliver to project site, ready for unloading, unpacking, assembly,
installation, and similar operations, as applicable in each instance,
.7
Install: Except as otherwise de:'"led in greater detL.!, term "install" is used to describe
operations at project site including unloading, unpac:king, assembly, erection, placing, .
anchoring, applying, working to dimension, finishing, curing, protection, cleaning and
similar operations, including the coordination with other contractors as applicable in
each instance.
.8
Relocate: The word "relocate" shall mean "move from the existing location to the new
location installed complete and ready for use" al! items noted on the drawings and/or
indicated in the specifications.
.9
Provide: Except as otherwise defined in greater detail, term "provide" means furnish
and install, complete and ready for intended use, as applicable in each instance.
.10
Coordinate: The term "coordinate' means to cooperate with related trades to fumish
and install all connections between the trades in corred sequence, size, and location to
create a complete system ready for intended use.
.11 Verify: The term "verify" means to measure, investigate, review, test, check the
accuracy or correctness of and prove by demonstration, evidence, or testimony. the
location, size, dimension, and condition of an item.
.12 Concealed: "Concealed" when used herein, shaJl mean hidden from sight as in
trenches, chases, furred spaces, pipe shafts or hung ceilings.
.13 Exposed: "Exposed" shall mean that piping or equipment is not "concealed" as defined
herein. Piping and equipment in mechanical equipment rooms, storage areas, or
unfinished rooms is to be considered as "exposed".
.14 Regulation: The term "Regulations" includes laws, statutes, ordinances and lawful
orders issued by authorities having jurisdiction, as well as rules, conventions -and
agreements within the construction industry that control performance of the Work,
whether they are lawfully imposed by authorities having Jurisdiction or not. .
.15 Installer: An "Installer" is an entity engaged by the Contractor, either as an employee,
subcontractor or sub-subcontractor for performance of a. particular construction activity,
including installation, erection, application and similar operations. Installers are
required to be experienced in the operations they are E,ngaged to perform. The term
"experienced", when used with the term "Installer" me,ans having a minimum of five
years of previous Projects similar in size and scope to this project, and familiar with the
precautions required, and has complied with requirements of the authority having
jurisdiction.
.16 Contract Description: List of specification sections, narrative, and contract document
references that will be the responsibility of that specific Prime Contractor. .
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.17 Prime Contractor: Contractor who will have a contract to perform a specific contract
description; referred to as Prime Contractor or just Ccntrzctor. .
.18 Architect/Engineer: Referred to as an Architect/Engineer or just Architect.
." OWNERSHIP AND USE OF ARCHITECTS DRAWINGS, SPECIFICATIONS. AND OTHER
O'..JCUMENTS.
1.3: Add new Subparagraph:
.1.3.2: Each Prime Contractor will be furnished complete Project Manuals and Drawilg Sets. as limited
below. free of charge. Each Prime Contractor shall pay the actLal cost of reproduction and delivery for
all additional manuals requested by him. Each Prime Contractor should expect considerable delay in
reproduction of additional sets of specifications:
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General Contractor
Landscaping Contractor
Roofing Contractor
Aluminum Entrances and Windows Contractor
Acoustical. Drywall, and Plaster Contractor
Resilient Flooring and Carpeting Contractor
Painting Contractor _
Visual Display Boards Contractor
Food Service Equipment Contractor
Industrial Arts Equipment Contractor
General Casework Contractor
Library Casework Contractor
Science Casework Contractor
Plumbing Contractor
Fire Protection Contractor
H.V AC. Contractor
Elllctrical Contractor
Communications Contractor
ARTICLE 2. OWNER
Project Manuals
Complete Sets
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Complete Sets
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22 INFORMATION AND SERVICES REQUIRED OF THE OWNER
2.2. 1: Delete the wortls: "and promptly from lime to time thereafter....
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. 2.2.2: Delete Subparagraph in its entirety and insert the following:
2.2.2: The. Owner shall not be responsible for furnishing surveys (unless required for the execution
of the work and requested by the Contractor in writing} or other irhrmation as to the physical
characteristics of, legal limitations of or utility locations for the Project S:.cl, but ;hall furnish or cause
to be furnished to the Contractor a legal description of the Project site, which shall not constitute
one of the Contract Documents. Contractor shall confirm the location of each utility, shall excavate
and dispose of each on.site utility and shall cap each off.site utility as required by the Work and as
may be included in the Specifications. To the extent required for the execution of the Work, the
Owner shall provide to Contractor such test borings and information that it has as to subsurface
conditicms and site geology. Owner does not assume any responsibility whatsoever with respect to
the sufficiency or accuracy of borings made, or of the logs of test borings, or of other investigations,
or of the interpretations made thereof, and there is no warranty or guaranty, express or implied, that
the conditions indicated by such investigations, borings. logs or information are representative of
: those existing throughout the Project site, or any part thereof, or that unforeseen developments
'may not occur. The Contractor represents that it is familiar with the Project site and has received
all information it needs concerning the condition of the Project site. The Contractor represents the
it has inspected the location of the Work and has satisfied itself as to the condition thereof,
including, without limitation, all structural, surface and reasonably ascertainable subsurface
conditions. Based upon the foregoing inspections. understandings. agreements and
. acknowledgments, the Contractor agrees and acknowledges (1) tllat the Contract Sum is just and
reasonable compensation for all Work, including foreseen and foreseeable risks, hazards and
difficulties in connection therewith, and (2) that the Contract Time ,is adequate for the performance
of the Work. The Contractor shall have no clairrts for surface or reasonably ascertainable
subsurface conditions encountered. The Contractor shali exercise special care in executing
subsurface work in proximity of known subsurface utilities, improvements, and easements.
2.3 OWNER'S RIGHT TO STOP THE WORK.
2.3.1: In the first sentence, deiete the word: "persistently".
2.3.1: At the end of this Subparagraph, Add:
"This right shall be in addition to and not in restriction or derogation of the Owner's rights under
Article 14 hereof. The Owner's right to stop the work shall not relieve the Contractor of any of his
responsibilities and obligations under or pursuant to the Contract Documents."
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2.4 OWNER'S RIGHT TO CARRY OUT THE WORK.
2.4.1: Delete entirely, and insert in its place the following:
"If the Contractor defaults or neglects to carry out the Work in accordance with the Contract
Documents and fails within a seven-day period after receipt of written notice from the Owner to
r--'TImen: . and ~ontinue correction of such default or neglect with diligence and promptness, the
, C',{ner may, without' prejudice to other remedies the Owner may have, commence and continue to
carry out or correct deficiencies in the Work. Such action by the Owner and the amount charged to
the Contractor are both subject to prior consultation with the Architect and Construction Manager."
"Such action by the Owner and amounts charged to the Contractor are both su'iject to prior
approval of the Architect, after consultation with the Construcijon Manager, If payments then or
thereafter due the Contractor are not sufficient to cover such amounts, the Contractor shall pay the
difference to the Owner."
"The right of the Owner to stop the Work pursuant to this Subparagraph 2.4.1 shall not give rise to
any duty on the part of the Owner to exercise this right for the benefit of the Contractor or any other
. person or entity."
ARTICLE 3. CONTRACTOR
3.2, REVIEW OF CONTRACT DOCUMENTS AND FIELD CONDITIONS BY CONTRACTOR.
3.2.1: Delete Subparagfaph in its entirety and insert the following:
., 3.2.1: By submission of a bid, the Contractor acknowledges th,lt the Contract Documents are full
: and complete, are sufficient to have enabled it to determine ~he cost of the WorK and that the
, Drawings, the Specifications and all addenda are suffiCient to enable the Contractor to construct the
Work outlined therein in accordance with applicable laws, statutes, ordinances, building codes and
. regulations, and otherwise to fulfill all of its obligations under the Contract Documents.
,
3.2.1.1: Except as to any reported error, inconsistencies or omissions, and to concealed or
unknown conditions defined in SUbparagraph 4.7.6 by executing the Agreement, the Contractor
represents the following:
.1 The Contract Documents are sufficiently complete and detailed for the Contractor to (1)
perform the work required to produce the results intE,nded by the Contract Documents
and (2) comply with all requirements of the Contract Documents.
.2 The worK required by the Contract Documents, including, without limitation, all
construction details, construction means, methods, procedures, and techniques
necessary to perform the work, use of materials, selection of equipment, and
requirements of product manufacturers are consistent with (1) good and sound
practices within the construction industry; (2) generallll prevailing and accepted industry
standards applicable to worK; (3) requirements of ,any warranties applicable to the
work; and (4) all laws, ordinances, regulations. rules, and orders which bear upon the
Contractor's performance of the Work.
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3.2.1.2: The Contractor shall, therefore, satisfy itself as to the accuracy of all dimensions and locati0ns.
In all cases of interconnection of its work with existing or other work, it shall verify at the site, all
dimensions relating to such existing or other work. Any errors due to the Contractors failure to verify ail
such locations or dimensions shall be promptly rectified by the Contractor without any additional cost to
the Owner.
3.3 SUPERVISION AND CONSTRUCTION PROCEDURES.
3.3,1: Add SUbparagraphs 3.3.1.1,3.3.1.2 and 3.3.1.3:
3.3.1.1: Each Prime C0ntractor is to appoint by written commitment a single representative on site
who has the authurity to act on behalf of the Contractor and its subcontractors and suppliers.
3.3.1.2: At any time within the construction period, the OWner, Architect, and Construction Manager
shall have the right, and the Authority. to require the replacement of the Prime Contractor's Project
Manager, Superintendent. or Foreman.
3.3.1.3: The Construction Manager shall have the authority to direct the Contractor to assign
~ additional supervisory personnel to ensure compliance with the contract schedule and quality
~. requirements at no addition to the contract price.
.3.3.1.3.1:' When more than one major phase is being constructed at different locations on the
'project site, supervision must be assigned to each phase when work of that contract is being
performed. When performing construction work to maintain the progress schedule requires
extended hours, multiple shifts, and/or additional work days, adequate supervision shall be required
for each Contractor during these times. The competence level and ability of supervisory personnel
_ must be adequate to perform the construction activities involved.
. 3.3.1.3.2: Although these various second level supervision personnel may be reassigned from time
'to time. each Contractor shall retain one superintendent with :full responsibility while performing
work on the project.
3.3.2: Add Subparagraph 3.3.2.2:
3.3.2.2: After Award of Contract, any claims for additional costs associated with completion of the
Work within the required Contract time frames will be not be considered. Contractors, who .feel
extra time, in any form such as shift work, overtime. and premium time, is necessary to meet
Contract requirements regardless of trade, should include theSE! costs in their bids. Contractors
must recognize that although their work might not require shift, overtime, or premium time work for
. completion within the stipulated time frame. it may be required in order to allow other Contractors to
complete within the time frame. Contractor must allow for these clvertime requirements and include
the costs necessary to allow the other Contractors to complete within the specified time. Failure to
recognize the extra costs in his bid shall not relieve the Contractor from utilizing shift. overtime, or
premium time work in performance of his Contract nor entitle him to additional compensation.
Where installation work is part of the contract, all costs associated with meeting the time frames
indicated in the construction schedules shall be included in the contract price.
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SUPPLEMENTARY CONDITIONS
3.3.3: Add Subparagraph 3.3.3.1:
3.3.3.1: Contractors whose failum to perform their Work or whose negligence in performlllg their
Work, impacts other Contraclor~ shJ" be responsible for damages incurred by the other
Contractors that are necessary to maintain the project schedules.
3.3.5: Add new Subparag;_. 11:
3.3.5: No verbal agreement or conversation with any officer, agent or employee of the Owner,
Construction Manager, or Architect, either before or after the exec:uiion of the contract, shall affect or
modify the terms or obligations herein conlained. Failure to comply with any or all of the above
requirements will not relieve the contractor from the responsibility of properly estimating the difficulty or
cost of successful completion of the work, nor from the responsibility for the faithful performance of the
provisions of this contract.
3.4 LA80R AND MATERIALS.
3.4.2: Add to the end of the subparagraph:
, "Workers shan not smoke when inside the existing facility in accord with Federal legislation, Title X,
: P.L. 103.227, Goal 2000, Educate America Act of 1994. In acjdition, workers shall not smoke
anywhere on School District's property. Workers shall nDt consume or possess alcoholic
, beverages when on site. Workers shaH not :Je allowed to play radios, CD players, and the like
within the existing facility and on the project site."
3.4:. Add Subparagraphs 3.4.3 through 3.4.17:
3.4.3: STANDARD OF QUALITY: The various materials and products specified in the
specifications by name or description are given to establish a standard of quality and of cost for bid
. purposes. It is not the intent to limit the bidder, the bid or the evaluation of the bid to anyone
... material or product specified but rather to describe the minimum standard. When proprietary
names are used, they shall be followed by the words "or alternatives of the quality necessary to
meet the specifications'. A bid containing an alternative which does not meet the specifications
may be declared non-responsive. A bid containing an alternativ,e may be accepted but, if an award
is made to that bidder, the bidder will be required to replace any alternatives Which do not meet the
specifications.
3.4.3.1: The Architect will evaluate alternatives and be the sole judge of whether the alternative is
acceptable at the time of bid. The burden of proving the alternative is equal, or better, to the
specified product is that of the bidder.
3.4.3.2: The Contractor shail ensure that products incorporated into, and used to execute, the
Work of the Project are free from asbestos and other hazardous materials.
.3.4.4: After the Contract has been executed, the Owner, Construction Manager and Architect will
consider a formal request for the substitution of products in plac'l of those specified only .under the
conditions set forth in the General Requirements (Division 1 of th'l Specifications).
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3.4.5: By making requests for alternatives/substitutions, the Contractor:
.1 Represents he has personally investigated the proposed alternative/substitute product
and determined that it is equal or superior in all respects to that specified.
.2 Represents he will provide the same warranty for the alternative/subs\i\uiien that the
Contractor would for that specified.
.3 Certifies that the cost data presented is complete and includes related costs under this
Contract except the Architect's analysis and redesign costs, and waives claims for
additional costs related to the alternative/substitution when subsequently become'
apparent.
.4 Will coordinate the installation of the accepted altemativelsubstitute making such'
changes as may be required for the Work to be complete in all respects.
3.4.6: PROVISION FOR THE USE OF STEEL AND STEEL PRODUCTS MADE IN THE U.S.: In
accordance with Act 3 of the 197B General Assembly of the Commonwealth of Pennsylvania, if any
steel or steel products are to be used or supplied in the performance of the contract, only those .
produced in the United States as defined therein shall be used or supplied in the performance of
. the contract or any subcontracts thereunder.
3.4.6.1: In accord with Act 161 of 19B2, cast iron products shall also be included and produced in
the United States. Act 141 of 1984 further defines "steel products" to include machinery and
;. equipment. The act also provides clarifications and penalties.
. 3.4.7: COMPETENT WORKMEN: No workmen shall be regarded as competent first class, within
the meaning of this.Act, except those who are duly skilled in their respective branches of labor, and
who shall be paid not less than such rates of wages and for such hours wor\( as shall be
established and current rates of wages paid for such hours by employers of organized labor in
. doing of simiiar work in the district where work is being done. According to Section 752 of the
Public School Code of 1949, no person shall be employed to do work under such contract except
.competent and first class workmen and mechanics.
3.4.8: All workmen on this project must have Pennsylvania State Police Act 34 Clearance Affidavit.
Attesting to that Clearance should be carried by each individual workman when on the premises or
in the building. A copy of the Affidavit must be filed with the District Administration Office, prior to
that workman performing work on the site. The cost of obtaining this "Clearance" and required
badges shall be the responsibility of the Contractor.
3.4.9: Act 151-PA Child Abuse History Clearance: Successful bidder shall have a background
check done on all employees and all subcontractors' employees who will be working in or around
district buildings who will have "direct contact wilh students". Background checks shall be in
accordanr.e with Act 151 of 1994. The Contractor shall submit the. original to the Owner prior to an
. employee beginning work. The cost of obtaining this "Clearance" ,and required badges shall be the
responsibility of the Contractor.
3.4.10: PENNSYLVANIA PREVAILING WAGE RATES: If the total estimated project sum is
greater than $25,000.00, this regulation and the general Pennsylvania prevailing minimum wage
rates, (Act 442 of 1961, P.L. 987,llrnended) as determined by the Secretary of Labor and Industry,
which shall be paid for each craft or classification of all workers needed to perform the contract
during the anticipated term therefore in the locality in which public work is performed, are made part
of this specification.
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3.4.11: No workmen shall be employed on this work except in accordance with the classifications
set forth in the decision of the Secretary or Labor and Indu'try. If additional or different
classifications are necessary, the procedure set forth in Section 7 of the Regulations for
Pennsylvania Prevailing Wage Act shall be followed.
3.4.12: All workmen employed or working on this war.. shall be paid unconditionally, regardless of
whether any contractual relationship exists or the nature of any contractual relationShip which may
.' be alleged indirectly, except authorized deductions, the full amounts due at the time worked in the
appropriate classification. This Contract does not prohibit palyment of more than the general
prevamng minimum wage rates as determined by the Secretary of Labor and Industry.
3.4.13: Each Contractor and Subcontractor shall post for the entire period of construction the wage
determination decisions of the Secretary of Labor and Industry, including the effective date of any
changes thereof, in a prominent and easily accessible place or places at the site of the work and at
such place or places used by them to pay workmen their wages. Subcontractors need not post
such decisions in the same places where they are posted by Contractors. The posted notice of
wage rates shall contain the following information:
1. Name of Project.
2. Name of Public Body for which it is being constructed.
3. The crafts and classifications of workmen listed in the Secretary's general prevailing
minimum wage rate determination for the particular project.
4. The general prevailing minimum wage rates determined for each craft and
classification and the effective date of any changes.
5. A statement advising workmen that if they have been paid less than the general
prevailing minimum wage for their job classification, or if the Contractor or
Subcontractor or both are not complying with the Act or .the Regulations in any manner
whatsoever, they may file a protest in writing with the Secretary of Labor and Industry
within three months of the date of the occurrence, objecting to the payment of any
Contractor or Subcontractor to the extent of the amollnt or amounts due or to become
due to them as wages for work performed on the plJblic work project. Any workmen
paid less than the rate specified in the Contract shall have a civil right of action for the
difference between the wage paid and the wages stipulated in the Contract. which right
of action shall be exercised within six months from the occurrence of the event creating
such right
3.4.14: The Contractor and each Subcontractor shali keep accurate records showing the name.
craft, classification, number of hours worked per day arid actual hc'urly rate of wage paid (including
employee benefits) to each workm,ln employed by him in connection with work. Such record shall
include any deductions from each workman. The record shall lie preserved f'lr two years from the
date of payment and shall be open at all reasonable hours to the inspection of the public body
awarding the Contract and to the Secretary of Labor and Industry or his duly authorized
representatives.
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3.4.15: Apprentices shall be limited to such numbers as shall be in accord with a bonafide
apprenticeship program registered with and approved by the Pennsylvania Apprenticeship and
Training Council and only apprentices whose training and employment are in full compliance with
the fjrovisions of the Apprenticeship and Training Act approved July 14, 1961 (Act No. 304) and the
Rules and Regulations issued pursuant thereto shall be employed on the public work project. Any
workman using the tools of a craft who does not qualify as an apprentice within the provisions of
this subsection shall be paid the rate predetermined for journeymen in that particular craft and/or
classification.
.3.4.16:
agrees:
a.
Wages shall be paid without any deductions except authorized deductions. Employers
not parties to a contract requiring contributions for employee benefits which the
Secretary has determined to bf included in the general prevailil:g minimum wage rate
shall pay the monetary equivalent thereof directly to the workmen.
Payment of compensation to workmen for work performed on public work on a lump
sum basis, or a piece work system, or a price certain for the completion of a certain
amount of work, or the production of a certain result shall be deemed a violation of the
Act and these Regulations, regardless of the average hourly earning resulting
therefrom.
Each Contractor and each Subcontractor shall tile a statement each week and a final
statement at the conclusion of the work on the contract with. the contracting agency,
under oath, and in form satisfactory to the Secretary, certifying that all workmen have
been paid wages in strict conformity with the provisions of the contract as prescribed by
this Section 3 of these Regulations, or jf any wages remain unpaid to set forth the
amount of wages due and owing to each workman respectively.
b.
c.
DISCRIMINATION PROHIBITED: According to 62 Pa.C.S.A. !l 3701, the Contrac~or
1.
In the hiring of employees for the performance of work under the contract or any
subcontract, no contractor, subcontractor, or any person acting on behalf of the
contractor or subcontractor shall by reason of gender, race, creed, or color,
discriminate against any citizen of this Commonwealth who is qualified and available
to perform the work to which the employment relates.
2.
No contractor or subcontractor or any person on their behalf shall in any manner
discriminate against or intimidate any employe'e hired for the performance of work
under the contract on account of gender, race, creed, or color.
3.
The contract may be canceled or terminated by the government agency, and all
money due or to become due under the contracll may be forfeited for a violation of the
terms or condilions of that portion of the contract.
3.4,17: HUMAN RELATIONS ACT: The provisions of thl3 Pennsylvania Human Relations Act,
Act 222, of October 27, 1955 (P.l. 744) (43 P.S. Section 9~;1, et seq.) of the Commonwealth of
Pennsylvania prohibit discrimination because of race, color, religious creed, ancestry, age, sex,
national origin, handicap or disability, by employers, employment agencies, labor organizations,
contractors and others. The Contractor shall agree to comply with the provisions of this Act as
amended that is made part of this specification. Your attention is directed to the language of the
Commonwealths' non-discrimination clause in 16 PA. Code 49.101.
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3.5 WARRANTY.
3.5.1: In the fifth line, delete the words .....not inherent".
3.5: Add Subparagraphs 3.5.2 and 3.5.3:
3.5.2: Materials and workmanship shall be guaranteed for a minimum of one. 3ar from Date of
Substantial Completion for entire project, except where a longer period is specified, and each
Contractor shall make good without cost to the Owner any d,lfective portion of the work of which the
Contractor is notified within one year of the date of Substantial Completion. Repair or replacement
of such defects shall extend to other work damaged thereby. Owner's rights and remedies
hereunder shall be in addition to any other rights and remedies which Owner may have pursuant to
law or this contract. Owner shall be entitled to all other rights and remedies provided by this
contract and by law, in addition to the Warranty rights and remedies set forth in this paragraph.
3.5.3: The Contractor shall forward guarantee and warranty registration cards to the manufacturers
in the name of the Owner showing date of acceptable substantial completion of the work as the
beginning date for guarantee and warranty periods.
3.6 TAXES.
3.6.1: At the end of this Subparagraph, insert, "Unless a valid exemption or exclusion exists. Owner is
excluded from sales or use tax in Pennsylvania on certain transactions. Contractor and all
subcontractors shall bid and shall purchase as excluded from Pennsylvania sales and use tax all
tangible personal property as defined by the Pennsylvania Department of Revenue in its regulations and
in accord with Act 45 of 1998. Forms to be accomplished by the Contractor to obtain this exemption
when applicable may be obtained from the Owner."
3.6.2: Add new Subparagraphs 3.6.2, 3.6.3, and 3.6.4:
3.6.2: The Contractor hereby accepts and assumes exclusive tiability for and shall indemnify,
protect and save harmless the Architect, and Owner from and against the payment of:
.1 Contributions, taxes or premiums (including interest and penalties thereon) which may
be payable under the Unemployment Insurance Law of any State, the Federal Social
Security Act, Federal, State, County and/or Municipal Tax Withholding Laws, or any
other laws, measured upon the payroll of or required to be withheld from employees,
by whomever employed, engaged in the Work.
.2 Sales, use, personal property and other taxes Oncluding interest and penalties thereon)
required by any Federal, State, County, Municipal or other law to be paid or collected
by the Contractor or any of its subcontractors or vendors or any other person acting
for, through or under it or any of them, by Feason of the performance of the Work or
the acquisition, ownership, furnishing or use of any materials equipment, supplies,
iabor. services or other items for or in connection with the Work.
.3 Pension, welfare, vacation, annuity and other union benefit contributions payable under
or in connection with labor agreements with respect to all persons, by whomsoever
employed, engaged in the Work.
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3.6.3: The Contractor shall base its bid on the properly charged, collecled and remitted sales tax
due on only those "construction activities" which are presumed to become a permanent part of the
real estate in accordance with 61 Pa. Code et seq. Section 31.'11. The Contractor shall not include
in its bid any tax for "sales activities" which do not become a permanent part of the real estate in
accordance with 61 Pa. Code et seq. Section 31.11. Below as "Appendix 3.6.3" is a list of items.
For all such "sales activities" the Contractor will receive an app~opriate executed blanket exemption
certificate from the Owner.
"Appendix 3.6.3:
(PP) "Building Machinery and Equipment." Generation Equipment, Storage Equipment,
Conditioning Equipment, Distribution Equipment "nd Termination Equipment which shall be
limited to the following:
1. Air Conditioning limited to Heating, Cooling, Purification, Humidification,
Dehumidification, and Ventilation;
2. Electrical;
3. Plumbing;
4. Communications limited to Voice, Video, Data, Sound, Master Clock and Noise
Abatement;
5. Alarms limited to Fire, Security and Detection;
6. Control System limited to Energy Management, Traffic and Parking Lot and Building
Access;
7. Medical System Limited to Diagnosis and Treatment Equipment, Medical Gas,
Nurse Call and Doctor Paging;
8. Laboratory System;
9. Cathodic Protection System; or
10. Furniture, Cabinetry and Kitchen Equipment. The term shall include Boilers,
Chillers, Air Cleaners, Humidifiers, Fans, Switchgear, Pum.ps, Telephones,
Speakers, Horns, Motion Detectors, Dampers, Actuators, Grilles, Registers, Traffic
Signals, Sensors, Card Access Devices, Guardrails, Medial Devices, Floor Troughs
and Grates, and Laundry Equipment, Toge,ther with Integral Coverings and
Enclosures, whether or not the Item Constitutes a Fixture or is otherwise affixed to
the Real Estate; whether or not damage would be done. to the item or its
surrounding upon removal; or whether or not the item is physically located within a
real estate structure. The term "Building Machinery and Equipment" shall not
include Guardrail Posts, Pipes, Fittings, Pipe Supports and Hangers, Valves,
Underground Tanks, Wire, Conduit, Receptae;le and Junction Boxes, Insulation,
Ductwork and Coverings thereof.
3.6.4: The Owner or its agent shall be afforded access at Owner's expense to Contractor's and
all subcont:actors' records, books, correspondence, in~tructions, drawings, receipt vouchers,
memoranda, and similar data relating to this contract, for the purpose of documenting and
substantiating any such refund claim. The Contractor shall preserve all such records for a period
of three years, or for such longer period as may be' requir.ed by law after final payment. The
Contractor agrees to the following:
3.6.4.1: To assign and transfer to the Owner all its rights to sales and use tax which may be
refunded as a result of this claim, or a claim for refund fe)r materials purchased in connection
with this contract.
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3.6.4.2: Not to file a claim for refunds or any sales or use tax which is the subject of this
assignment.
3.6.4.3: To include Paragraphs 3.6.4, 3.6.4.1, and 2:.6.4.2 in full in any contracts with
subcontractors. The Contractor further agrees that it will assist the Owner in the preparation
and submission of petitions for refund pertaining to those taxes.
3.7 PERMITS, FEES, AND NOTICES.
3.7.1: Delete Subparagraph 3.7.1 and insert the following:
3.7.1: Owner shall apply, secure and pay for the Carlisle Borough Building permit fees. Each Prime
Contractor shall secure and pay for al~ other permits and governmEmtal fees, licenses, and inspections
necessary for proper execution of and completion of the Contract which are legally required when bids
are received.
3.7.2: Add Subparagraphs 3.7.2.1 through 3.7.2.3:
3.7.2.1: On OctoBer 26, 1972, House Bill No. 1969 was enacted into law. This Act, No. 247,
became effective on November 25, 1972. It requires that bidders on construction contracts for the
Commonwealth of Pennsylvania be advised of those provisions of Federal and State statutes, rules,
and regulations dealing with the prevention of environmental pollution and the preservation of public
natural resources that affect the project on which bids are beinSj received. The Contractor is hereby
directed to comply with relevant statutes and regulations.
3.7.2.2: The Contractor shall fully comply with said Act and wJth each statute, rule and regulation
listed which affects the Contract, shall ensure compliance by all Subcontractors under him and shall
thoroughly acquaint himself with the terms of the statutes, rules, and regulations in effect at the
time of bidding and shall include in his bid price all cost of complying with the terms of the listed
statutes, rules and regulations. No separate or additional payment will be made for such
compliance. In the event that the statutes, rules and regulations are amended, or if new statutes,
rules or regulations become effective, after date of receipt of bids upon receipt of documentation
which cause the Contractor to perform additional work, the Owner may issue a Change Order or
deviation request setting forth the additional work that must be undertaken. This Change Order or
deviation request shall not invalidate the Contract.
3.7.2.3: It is the responsibility of the Contractor to determine what locai ordinances, if any, will
affect his work. He shall check for any county, city, borough, or township rules or regulations
applicable to the 3rea in which the Project is being constructed and in addition, for any rules or
regulations of other organizations having jurisdiction, such as chambers-of-commerce, planning
commission, industries, or utility companies who have jurisdiction over lands which the Contractor
occupies. Any costs of compliance with local controls shall be included in the prices bid, even
though documents of such local controlling agencies are not listed herein.
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3.7.3: Delete Subparagraph 3.7.3 in its entirety and insert the following
3.7.3: It shaii be [he obligation of the Contractor to review the Contract Documents and to
determine and to notify the Owner, the Architect and the Gonstruction Manager of any d;s:repancy
between building codes and regulations of which the Contractor has knowledge or should be
reasonably able to determine. The Contractor shall not violate any zoning, setback or other
requirements of applicable laws, codes and "rdinances, or of any' recorded covenants of which the
Contractor has knowledge. If the Contractor _"serves that portions of the Contract Documents are
at variance with applicable laws, statutes, ordinances, building codes, rules or regulations, the
Contractor promptly shall notify the Architect and Construction Manager in writing, and necessary
changes shall be accomplished by appropriate Modification.
3.7.4: In the first line, after the word "Contractor", add the words, ", arw of Its Subcontractors or any
Subcontractor", and delete the words "knowing it to be".
3.8 ALLOWANCES.
Delete Paragraph 3.8 in its entirety.
PROHIBITION ON CASH. ALLOWANCES: Cash allowances are not to be included in the bid
specifications.
3.9 SUPERINTENDENT.
3.9.1: Add the following sentence:
3.9.1: "The Superintendent shall be satisfactory to the Architect, Construction Manager, and the Owner,
and the Contractor shall not replace the Superintendent without the prior written consent of the Owner,
or Construction Manager, which consent shall not unreasonably be withheld.
3.10 CONTRACTOR'S CONSTRUCTION SCHEDULE.
3.10.1: Delete Subparagraph 3.10.1 in its entirety and insert the following:
3.10.1: Within fourteen days of the Award of the Contract, the Contractor shall prepare and submit
a Preliminary Construction Schedule to the Construction Manager which shall provide for the
expeditious and practical execution of the Work in accord with the Proposed Construction
Schedule. The Contractor shall assist the Construction Manager in coordinating the Preliminary
Construction Schedule and producing therefrom the Project Construction Schedule in accord with
Section 01321.
3.10.2: Add Subparagraph 3.10.2.1:
3.10.2.1: The Contractors shall cooperate and consult with other Prime Contractors during the
construction of this Project. The Contractor shall schedule and execute his Work so as to avoid
delay to other contractors. The Contractor is financially responsible to the other prime contractors
for undue delay caused by him to other prime contractors on the Project. The Contractor shall
defend and hold harmless the Owner, Architect and Construction Manager for any claims, losses or
delays of any kind whatsoever made by other contractors arising from delays caused by Contractor.
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"3.10.3: The Contractor shall immediately, after being awarded the contract, prepare and submit to
the Architect and the Construction Manager, a schedule of shop dr8wing "ubmitta!s which will be
reviewed by the Architect for the orderliness of the submittals by the Contractor. This schedule
shall be provided to the Architect for approval by the Architect within fourteen days of receipt of
contract by the Contractor. The schedule shall be coordinated with the Project's Construction
Schedule and shall allow the Architect reasonable time to review submittals."
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3.12 SHOP DRAWINGS, PRODUCT DATA, AND SAMPLES.
3.12.5: Add Subparagraph 3.12.5.1:
3.12.5.1: The Contractor shall forward to the Construction Manager a copy of the Transmittal covering
each such submittal.
3.15 CLEANING UP.
3.15.1: At the end of the first sentence, delete the words:
"caused by operations under this contract".
3.15.1: After the first sentence, insert:
'The Contractor shall clean the work areas daily and should the occasion arise that the
Construction Manager must direct the Contractor to clean an a,-ea, the Contractor shall do so within
24 hours. If the Contractor fails to clean up the specific are" within the allotted time, the Owner
may do so immediately, and the cost thereof shall be charged to the Contractor.' Refer to Sections
01500 and 01700."
3.18 INDEMNIFICATION.
3.18.1: Delete Subparagraph 3.18.1 in its entirety and insert the following:
3.18.1: To the fullest extent permitted by law, the Contractor shall indemnify and hold harmless the
Owner, Architect and Construction Manager and consultants, agents and employees of any of them
from and against claims, damages, losses and expenses, including but not limited to, attorneys
fees and defense costs, arising out of or resulting from performance of the Work, but 0 nly to the
extent caused in whole or in part by the acts or omissions of the Contractor, a Subcontractor,
anyone directly or indirectly employed by them or anyone for whose acts or omissions they may be
liable, regardless of whether or not such claim, damage, loss or expense is caused in part by a
party indemnified hereunder. Such obligation shall not be. construed to negate, abridge or reduce
other rights or obligations of indemnity which would otherwise exist as to a party or person
described in this Paragraph 3.18. The Contractor agrees to and does hereby assume on behalf of
the Owner, Architect, and Construction Manager the defense of any action at law or in equity which
may be brought against such indemr.itiGs, upon their demand, the amount of any judg ment that
may be entered against such indemnities in any such action. In the event that any such c1 aim, loss,
cost, expense, liability, damage or injury arises or is made, asserted, threatened against the Owner
for which the Contractor or its insurer does not admit coverage, or if the Owner reasonably
determines such coverage to be inadequate, the Owner shall have the right to withhold from any
payments due or to become due to the Contractor an amount sufficient to protect the Owner from
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such claim, loss, cost expense, liability, damage or injurf, including attorneys' fees and expenses
reasonably necessary for the defense thereof.
3.19 Add new Paragraph:
3.19 REPRESENTATIONS AND WARRANTIES.
3.19.1 The Contractor represents and warrants the following to the 0..., lr (in addition to the other
representations and warranties contained in the Contract Documents), as an inducement to the Owner
to execute the Owner-Contractor Agreement, which represental:ions and warranties shall survive the
execution and delivery of the Owner-Contractor Agreement and the final completion of the Work:
(a)
(b)
(c)
(d)
(e)
(I)
(g)
(h)
that he is financially solvent, able to pay his de,bts as they mature and possessed of
sufficient working capital to complete the Work imd perform his obligations under the
Contract Documents;
that he is able to furnish the personnel, tools, materials, supplies, equipment and labor
required to complete the Work and perform his obligations hereunder and has
sufficient experience and competence to do so;
that he is authorized to do business in the Commonwealth of Pennsylvania and is
properly licensed by all necessary governmental and public and quasi-public authorities
having jurisdiction over him and over the Work and the site of the Project;
that his execution of the Owner-Contractor Agreement and his performance thereof is
within his duly authorized powers;
that he ;s familiar with all Federal, State, Municipal and Department laws, ordinandes
and regulations, which may in any way affeGt the work of those employed herein,
including but not limited to any special acts relating to the work or to the project of
which it is a part;
that such temporary and permanent work required by the Contract Documents as is to,
be done by him, can be satisfactorily constructed and used for the purposes for which it
is intended, and that such construction will not injure any person or damage any
property;
that he is familiar with local trade jurisdictional practices at the site of the project;
that he has carefully examined the plans', the specifications and the site of the work,
and that from his own investigations, he has satisfied himself as to the nature and
location of the work, the character, quality and quantity of the surface and subsurface
materials likely to be encountered, the character of equipment and other facilities
needed for the performance of the work, and the general local conditions, and all other
matenals which may in any way affect the work or his performance;
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that he has determined what local ordinances, if any, will affect his work. He has
checked for any county, city, borough, or township rules or regulations applicable to the
area in which the Project is being CUllstructed and in addition, for any rules or
re:;'ulations of other organizations having jurisdiction, such as chambers.of-commerce,
planning commission, industries, or utility companies who have jurisdiction over lands
which the Contractor occupies. Any costs of compliance with local controls shall be
included in the prices bid, even though documents of such local controlling agencies
are not listed herein.
ARTICLE 4. ADMINISTRATION OF THE CONTRACT
4.6 ADMINISTRATION OF THE CONTRACT.
4.6.6: At the beginning of the Subparagraph, Add:
"Except as otherwise provided by their agreements with the Owner,".
4.6.10: Change first sentence to read:
"The Construction Manager and the Architect will have the authority to reject Work which does not
conform to the Contract Documents, and to require speciall'nspection or testing, but will take such
action only after mutual consultalion."
4.6.10'. Delete second and third sentences in their entirety.
4.6.11: Delete Subparagraph 4.6.11 in its entirety and insert the following:
4.6.11: The Contractor shall submit all Shop Drawings, Product Data and Samples to the Architect
for review and send a copy of the Transmittal covering each such submittal to the Construction
Manager.
4.6.12: Delete the second sentence in its entirety and insert:
"Such action shall be taken 14-21 days after receipt so as to Gause no delay."
4.6.12: At the end of the Subparagraph, Add:
"A copy of each submittal which has been approved shall be forwarded by'the Architect to the
Construction Manager for his records. For any submittal which is not approved the Construction
Manager shall be sent only a copy of the covering transmittal."
4.6.19: In the seventh line, after the word "and", Add: "in the absE,nce of negligence".
4.7 CLAIMS AND DISPUTES.
4.7.5: Add Subparagraphs 4.7.5.4 and 4.7.5.5:
4.7.5.4: Architectural, engineering, and construction management fees resulting from reinspections
due to the Contractor's failure to satisfactorily, fully and finally complete the Work on or prior to the
Contract Completion Date.
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4.7.5.5: Indemnity obligations.
4.7.7: Delete the third sentence in its entirety.
4.7.9: At end of first sentence, Add:
"...otherwise such claim shall be waived. The Owner shall not be responsible for actions or inactions
of other contractors. n
4.7.9: Add Subparagraph 4.7.9,1:
4.7.9.1: Notwithstanding any provision of the Contract Documents to the contrary, no applicable
statute of limitations sha,j be deemed to have commenced with respect to any portion of the Work
which is not in accordance with the requirements of the Contract Documents, which would not be
visible or apparent upon conducting a reasonable investigation and which is not discovered by the
Owner. In such instances, any applicable statute of limitations shall be deemed to have
commenced on the date of actual discovery by the Owner.
4.9 ARBITRATION.
4.9.1: Delete Subparagraph 4.9.1 in its entirety and insert the following:
4.9.1: Any Claim, disputes or other controversy between the parties to this Agreement, except
controversies cr Claims relating to aesthetic effect, arising OJt of or related to this Agreement or
breach thereof which involve amounts not more than $200,000 (exclusive of interest and costs)
shall be subject to and decided by arbitration in accordclnce with the Construction Industry
Arbitration Rules of the American Arbitration Association currently in effect unless the parties
mutually agree otherwise. All demands for arbitration and all answering statements thereto which
include any monetary claim must contain a statement that the total sum or value in controversy
does not exceed $200,000 and the arbitrator(s) shall not have jurisdiction, power or authority to
render a monetary award against any party which exceeds such amount (exclusive of interest and
costs). Claims, disputes or other matters in question between the parties to this Agreement arising
out of or related to this Agreement or breach thereof which involve amounts in excess of $200.000
(exclusive of interest and costs) may be subject to and decided by arbitration only upon mutual
agreement of the parties.
.1 Any arbitration arising out of or relating to this Agreement may include, by
consolidation, joinder or in any other manner, any additional person or entity not a party
to this Agreement.
.2 The award rendered by the Arbitrators shall be final, and judgment may be entered
upon it in accordance with the applicable law in any court having Jurisdiction thereof.
.3 All proceedings and hearings in any arbitration shall be held in Cumberland County,
Pennsylvania.
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.4: In addition and prior to arbitration, the parties shall endeavor to settle disputes by
mediation under the C,mstruction Industry Mediation Rules of the American A.rbitration
Association currently in effect. Mediation shall commence, unless otherwise agreed.
within the same time limits stinulated in Subparagraphs 4.9.1,4.9.4, and 4.9.4.1 for the
filing of a notice of a claim In arbitration. Such time limits for arbitration shall then be
extended for the duration of the mediation process, plus ten days."
4.9.2: Add Subparagraphs 4.9.2.1 :.:lfOUgh 4.9.2.3:
4.9.2.1: If any arbitration proceeding commenced pursuant to this Agreement, the parties shall be
entitled to conduct pre-hearing discovery for a period ninety days, which discovery may include
depositions, written interrogatories not to exceed forty in number (inclusive of subparts) and written
requests for the inspection and reproduction of relevant documents or tangible things. Responses
to written interrogatories and document requests shall be served within thirty days of service
thereof. With respect to expert testimony and discovery related thereto, Rule 4003.5 of the
Pennsylvania Rules and Civil Procedure shall apply. The arbitrator(s) shall have the authority to
issue appropriate orders to enforce the parties' entitlement to discovery hereunder and, upon
disobedience of any such order, may prohibit the disobedient party from introducing in evidence
designated documents, things or testimony.
4.9.2.2: A party who files a notice of demand for arbitration must assert in the demand all Claims
then known to that party on which arbitration is pennitted to be demanded. When a party fails to
include a claim fails to include a Claim through oversight, inadvertence or excusable neglect or
when a Claim has matured or been acquired subsequently, the arbitrator or arbitrators may.permit
amendment only if reasonable notice is given prior to any eviclentiary hearing.
4.9.2.3: In the event of any litigation or arbitration between the parties hereunder, all attorneys fees
and other costs shall be borne by the party determined to be at fault and, in the event that more
than one party is determined to be at fault, shall be allocated equitably by the court or arbitrator.
4.9.5: LIMITATION ON CONSOLIDATION OR JOINDER. Delete the first three sentences of
Subparagraph 4.9.5 in their entirety and insert the following:
"In any arbitration commenced pursuant hereto, either Owner or Contractor may join other
Contractors to such proceeding either by consolidation of proceedings or by joinder where such
joinder or consolidation is necessary to afford complete relief. In any arbitration commenced
pursuant hereto, the Owner may join the Construction Manager and/or the Architect to such
proceeding, either by consolidation of proceedings or by joinder where such joinder or consolidation
is necessary to afford complete relief. In any arbitration proceeding commenced pursuant to the
agreements between the Owner and the Construction Manager and Architect, either the Owner, the
Construction Manager or the Architect may join the Contractor to such proceeding either by
consolidation of proceedings or by joinder where such joinder or cunsolidation is necessary to
afford complete relief."
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4.7.5.5: Indemnity obligations.
4.7.7: Delete the third sentence in its entirety.
4.7.9: At end of first sentence, Add:
"...otherwise such claim shall be waived. The Owner shall not be responsible for actions or inactions
of other contractors."
4.7.9: Add Subparagraph 4.7.9.1:
4.7.9.1: Notwithstanding any provision of the Contract Documents to the contrary, no applicable
statute of limitations sha,l be deemed to have commenced with respect to any portion of the Work
which is not in accordance with the requirements of the Contract Documents, which would. not be
visible or apparent upon conducting a reasonable investigation and which is not discovered by the
Owner. In such instances, any. applicable statute of limitations shall be deemed to have
commenced on the date of actual discovery by the Owner.
4.9 ARBITRATION.
4.9.1: Delete Subparagraph 4.9.1 in its entirety and insert the following:
4.9.1: Any Claim, disputes or olhercontroversy between the parties to this Agreement, except
controversies or Claims retating to aesthetic effect, arising out of or related to this Agreement or
breach thereof which involve amounts not more than $200,000 (exclusive of interest and costs)
shall be subject to and decided by arbitration in accordance with the Construction Industry
Arbitration Rules of the American Arbitration Association currently in effect unless the parties
mutually agree otherwise. All demands for arbitration and all answering statements thereto which
include any monetary claim must contain a statement that the total sum or value in controversy
does not exceed $200,000 and the arbitrator(s) shall not hav,e jurisdiction, power or authority to
render a monetary award against any party which exceeds such amount (exclusive of interest and
costs}. Claims, disputes or other matters in question between the parties to this Agreement arising
out of or related to this Agreement or breach thereof which involve amounts. in excess of $200,000
(eXClusive of interest and costs) may be subject to and decided by arbitration only upon mutual
agreement of the parties.
.1 Any arbitration ansmg out of or relating to this Agreement may include. by
consolidation, joinder or in any other manner, any additional person or entity not a party
to this Agreement.
.2 The award rendered by the Arbitrators shall be final, and judgment may be entered
upon it in accordance with the applicable law in any court having jurisdiction thereof.
.3 All proceedings and hearings in any arbitration shall be held in Cumberland County,
Pennsylvania.
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.4: In addilion and prior to arbitration, the parties shall endeavor to settle disputes by
mediation under the C'mstruction Industry Mediation Ruh3s of the American Arbitration
Association currently in effect. Mediation shall commence, unless otherwise agreed,
within the same time limits st;nulated in SubparaSlraphs 4.9.1, 4.9.4, and 4.9.4.1 for the
filing of a notice of a claim in arbitration. Such time limits for arbitration shall then be
extended for the duralion of the mediation process, plus ten days."
4.9.2: Add Subparagraphs 4.9.2.1:.:1rough 4.9.2.3:
4.9.2.1: If any arbitration proceeding commenced pursuant to this Agreement, the parties shall be
entitled to conduct pre-hearing discovery for a period ninety days, which discovery may include
depositions, written interrogatories not to exceed forty in number (inclusive of subparts) and written
requests for the inspection and reproduction of relevant documents or tangible things. Responses
to written interrogatories and document requests shall be served within thirty days of service
thereof. With respect to expert testimony and discovery related thereto, Rule 4003.5 of the
Pennsylvania Rules and Civil Procedure shall apply. The arbitrator(s) shall have the authority to
issue appropriate orders to enforce the parties' entitlement to discovery hereunder and, upon
disobedience of any such order, may prohibit the disobedient party from introducing in evidence
designated documents, things or testimony.
4.9.2.2: A party who files a notice of demand for arbitration must assert in the demand all Claims
then known to that party on which arbitration is permitted to be demanded. When a party fails to
include a claim fails to include a Claim through oversight, inadvertence or excusable neglect or
when a Claim has matured or been acquired subsequently, the arbitrator or arbitrators may permit
amendment only if reasonable notice is givel1 prior to any evidentiary hearing.
4.9.2.3: In the event of any litigation or arbitration between the parties hereunder, all attorneys fees
and other costs shall be bome by the party determined to be at fault and, in the event that more
than one party is determined to be at fault, shall be allocated equitably by the court or arbitrator.
4.9.5: LIMITATION ON CONSOLIDATION OR JOINDER. Delete the first three sentences of
Subparagraph 4.9.5 in their entirety and insert the following:
"In any arbitration commenced pursuant hereto, either Owner or Contractor may join other
Contractors to such proceeding either by consolidation of proceedings or by joinder where such
joinder or consolidation is necessary to afford complete relief. In any arbitration commenced
pursuant hereto, the Owner may join the Construction Manager and/or the Architect to such
proceeding, either by consolidation of proceedings or by joinder where such joinder or consolidation
is necessary to afford complete relief. In any arbitration proceeding commenced pursuant to the
agreements between the Owner and the Construction Mana!)er and Architect, either the Owner. the
Construction Manager or the Architect may join the Contractor to slJch proceeding either by
consolidation of proceedings or by joinder where such joinder or cCJnsolidation is necessary to
afford complete relief."
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ARTICLE 5. SUBCONTRACTOR
5.2 AWARDS OF SUBCONTRACTS AND OTHER CONTRACTS FOR PORTiONS OF THE WORK.
5.2.1: Delete the first sentence, and insert:
"No later than thirty days subsequent to the full execution of the Agreement, the Contractor shall
furnish the Owner, the Construction Manager, and the Architect, in writing, (1) the name, trade, and
subcontract amount for each subcontractor, and (2) the names of all persons or entities proposed'
as manufacturers of the products identified in the specifications (including those who are to furnish
materials or equipment fabricated to a special design) and, where applicable, the name of the
installing subcontractor."
5.4 CONTINGENT ASSIGNMENT OF SUBCONTRACTS.
5.4.1: Add new Subparagraph 5.4.1.3:
"5.4.1.3: The Contrpctor agrees upon Owners request, to execute whatever instruments Owner
may require to confirm any such assignment."
5.5: Add new Article:
5.5 PAYMENTS TO SUBCONTRACTORS BYTHE CONTRACTOR
5.5.1: The Contractor shall pay each subcontractor, upon receipt of payment from the Owner, an
amount equal to the percentage of completion allowed to the Contractor, on account of such
Subcontractor's Work, less the percentage retained from payments to the Contractor. The Contractor
shall also require each Subcontractor to make similar payments to Sub-subcontractors. All such
payments shall be paid within twenty days as required by 73 P.S. S 1626.
5.6: Add new Article:
5.6 PAYMENTS TO SUBCONTRACTORS BY THE OWNER.
5.6.1: If the Owner fails to approve an Application for Payment for a cause which the Owner,
Construction Manager, and Architect determine is the fault of the Contractor, and not the fault of the
particular Subcontractor, or if the Contractor fails to make payment which is properly due to a particular
Subcontractor, the Owner may pay such Subcontractor directly, less the amount to be retained under his
Subcontract. Any amount so paid by the Owner shall be repaid to the Owner by the Contra ctor in the
manner set forth in Paragraph 2.4.
5.6.2: The Owner shall have no obligation to pay, or to see to the payment of, any monies to any
Subcontractor. Nothing contained in Subparagraph 5.6.1 shall be deemed to create any contractual
relationship between the Owner and any Subcontractor or to cre.ate any rights in any Subcontractor
against the Owner.
5.6.3: The Contractor shail promptly advise the Owner, Construction Manager, and Architect of any
claim or demand by a Subcontractor claiming that any amount is due to such Subcontractor or claiming
any default by the Contractor in any of its obligations to such subcontractor. .
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ARTICLE 6. CONSTRUCTION BY OWNER OR BY OTHER CONTRACTORS
6.1 OWNER'S RIGHT TO PERFORM CONSTRUCTION WITH OWN FORCES AND TO AWARD
OTHERS CONTRACTS.
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6.1.1: Delete the last sentence, and insert:
"This Project will be performed with multiple Prime Con' 3ctors as indicated in Section 01101. . The
Contractors shall be aware that schedule adjustments will be required to coordinate with the Work
oftheir Contract with the Work of other Prime Contractors."
6.1.3: Delete Subparagraph in its entirety.
6.2 MU1UAL RESPONSIBILITY.
6.2.4: Delete from the first sentence, first line, the word "wrongfully" and amend the paragraph by
adding the following:
"The Contractor agrees to indemnify and hold the Owner harmless from any claims or damages
brought by a separate Contractor arising out of actions or omissions of the Contractor or his
Subcorltractors or suppliers in performing his work under the Contract Documents."
6.2.5: Delete this Subparagraph in its entirety and insert the following:
6.2.5 DISPUTES OR ACTIONS BETWEEN CONTRACTORS.
6.2.5.1: Should the Contractor, either itself or by its subcontractor or sub-subcorltractors or
their respective agents, servants, or employees, cause damage or injury to the .property or
work of any Prime Contractor or Contractors, or by failing to perform its Work (including the
work of its subcontractor or sub-subcontractors) with due diligence, delay any Prime
Contractor or COrltractors, which suffer additiorlal experlSI~ or damage as a result, the parties
involved in such dispute shall settle by agreement or arbitrate said claim, dispute or disputes
by referring same to the American Arbitration Association. Said dispute or disputes shall be
detennined pursuant to the Construction Industry Arbitration Rules of the American
Arbitration Association then in effect. The Owner will not be a party to disputes or actions
between Prime Contractors or subcontractors concerning such additional expense or
damage. It is agreed by all parties that disputes or actions between Contractors conceming
the additional expense or damage will not delay completion of the work, which shall be
continued by the parties. subject to the rights hereinbefore provided. It is agreed by the
parties to this Contract (the Owner as promisee and that the Contractor as promisor) that the
intent of this clause is to benefit the other Prime Contractors on the project or related projects
and to serve as an indication of the mutual intent of the Owner and the Contractor that tl1is
clause raise such other Prime Contractors to the status of third party beneficiaries only as to
the terms and conditions of Subparagraphs 6.1.1, 6.2.1, and 6.2.5. The Contractor agrees
that SUbparagraphs 6.1.1, 6.2.1, and 6.2.5 are provided as a benefit to the Contractor and,
that they specifically exclude claims against the Owner for delay or other damages.
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6.2.5.2: The Contractor agrees that all claims, disputes and other matters in question
between Prime Contractors, which arise out of, or are related to this Contract, or the breach
thereof, as provided in Subparagraph 6.2.5.1, shall be s"ttled by agreement or resolved by
3rbitration, in accordance with the Construction Industry Arbitration Rules of the American
Arbitration Association then in effect, unless the parties mutually agree otherwise. This
agreement to arbitrate is in consideration of the fact that ;all other Prime Contractors agree to
this same arbitration provision, as provided in each separate Prime Contract required for the
construction of this project, and is specifically enforceable under the prevailing arbitration law.
The award rendered by the arbitrators shall be final, and judgment may be entered upon it in
accord with applicable law in any court having jurisdiction thereof. The Owner shall not be a
party to this arbitration.
6.2.5.3: Notice of the demand for arbitration shall be liIed in writing with the other Prime
Contractor(s) and with the Philadelphia Regional Office of the American Arbitration
A~ociation. A copy of the demand shall be filed with the Construction Manager and the
Owner. The demand for arbitration shall be made within a reasonable time after the claim,
dispute or other matter in question has arisen. The Owner shall not be a party to the claim,
dispute or other matter in question, but shall be a witness in <3ny arbitration at the request of
any party to the arbitration.
6.2.7: Add Subparagraphs 6.2.7 and 6.2.8:
6.2.7: In case any direct or indirect injury is done to existing street or underground structures
sewers, mains, or to public or private property of any kind, or to any materials or fixtures, by or
because of the work in consequence of any act or omission on the part of the Contractor, his
employees or agents, the Contractor, at his own cost and expense, except where hereinafter
specified otherwise, shall restore such structures, property, or materials to a condition equal to-or
similar to that existing before such damage or injury was done, by repairing, rebuilding, or otherwise
as may be required by the Architect.
6.2.8: If the Contractor shall fail to restore such property or make good such damage, the Owner
may, by contract or otherwise, proceed to repair, rebuild, or oilherwise restore such property as may
be necessary, and the cost thereof will be deducted from any money due, or to become due, the
Contractor under this contract; or the Owner may deduct from any money due the Contractor a sum
sufficient to reimburse the Owner of property so damaged.
ARTICLE 7. CHANGES IN THE WORK
7.2 CHANGE ORDERS.
7.2.2: Delete the words "may include', anc,J insert the words 'shall be based on'.
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7.3 CONSTRUCTION CHANGE DIRECTIVES.
7.3.6: In the first sentence, delete the words:
....a reasonable allowance for overhead and profit." and insert the words "...an allowance of 1 0%
for overhead and 5% for profit which shall include the cost of all bonds and insurance." In the event
that the Work is done by a subcontractor the Contractor shall be entitled to an al1nwance of 10% to
cover both overhead and profit. In the event that equipment is used in the Work t .c rental value of
such equipment shall be defined as the adjusted monthly Blue Book rental value divided by 163
plus the operator cost."
7.4 MINOR CHANGES IN THE WORK.
7.4.1: In the second sentence, change "through" to "by".
ARTICLE 8. TIME
8.2 PROGRESS AND COMPLETION.
8.2.1: At the end of this Subparagraph, Add:
"The dates listed in the Preliminary Construction Schedule are minimum performance dates and
each Prime Contractor shall agree to schedule, coordinate, and staff in accord with actual progress
of the Work. Each Prime Contractor agrees to increase manpower, increase work hours, and to
increase equipment necessary to maintain projected progres,' schedule without additional cost t.o
Owner."
8.2.3: At the end of this Subparagraph, Add:
"Each Prime Contractor agrees to increase manpower, increase work hours, and to increase
equipment necessary to maintain projected progress schedule without additional co'st to Owner."
8.2: Add Subparagraphs 8.2.4 through 8.2.7:
8.2.4: It is mutually agreed by and between the parties hereto that time shall be an essential part of
this contract and that in case of the failure on the part of the contractor to complete the contract
within the time specified and agreed upon, the Owner will be damaged thereby; and the amount of
said damages, inclusive of expenses for inspection, superintendence and necessary traveling
expenses, being difficult if not impossible of definite ascertainment and proof, it is hereby agreed
that the reasonable amount of such damages shail be $1000.00 for each and every days' delay, per
phase, per Contractor in finishing the work in excess of the number of days prescribed in the
Preliminary Construction Schedule, and the signed agreed upon Project Construction Schedule;
and the Contractor hereby agrees that said sum shall be deduoted from monies due the Contractor
under the Contract or if no money is due the Contractor, the Contractor hereby agrees to pay to the
Owner as liquidated damages, and not by way of penalty, such total sum as shail be due for such
delay.
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8.2.4.1: In addition to the Liquidated Damages listed in Subpara!Jraph 8.2.4, the Contractor agrees
to pay all costs for the Construction Manager and Architect to extend their Contract to remain on
the Project due to the failure of the Contractor to complete the Work within the time frame in the
Project Construction Schedule. Damage to other Prime Contra:tors that are an extension of t;-;;::;
clause, are to be recovered pursuant to Article 6.2 et seq., of the General Conditions of the
Contract and the Supplementary Conditions of the Contract.
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8.2.5: APPlIC ,TION OF PROVISIONS.
A. Within fourteen days after Award of Contract, Contractor must present to the Project
Manager a preliminary construction schedule. If shift, premium time, or overtime work
must be utilized to pennit timely completion, it should be so noted on the preliminary
schedule. The cost of the shift, overtime or premium time is to be included in the
contractor's bid price. The cost of all schedule submittals is the responsibility of the
Contractor.
B. Working with the contractors, the Construction Manager will finalize the "Project
Construction Schedule". The Construction Manager intends to use the schedule as a
tool to run the project. Weekly updates to the schedule will be provided by the
contractors in a format provided by the Construction Manager. Look-ahead window
schedules will be provided by the Construction Manager to assist the contractors in
planning their new term work in accord with the overall schedules.
8.2.6: PROGRESS MEETINGS.
A. During the construction period, the Contractor shall provide weekly to the Construction
Manager a progress update report showing progress during the previous week and any
changes to accepted schedule. This will be provided in a fonnat issued by the
Construction Manager. Construction Manager will correlate all Contractors' reports to
formulate updated project schedule. Anticipated work for the upcoming week will be
shown in the look-ahead schedule provided by the Construction Manager. .
B. There will be weekly meetings during the construction period. The Contractor must
have an on-site coordinator available to attend thes,e meetings and be responsible for
interfacing with the overall planning and- coordination effort. Meetings may be held
more or less frequently at the discretion of the Construction Manager.
8.2.7: ADHERENCE TO SCHEDULE.
A. The Owner reserves the right to withhold monthly progress payments if the Contractor
is behind schedule, unless the Contractor documents in writinjl any delays that are not
the fault of the Contractor and to which the Construction Manager agree.
B. The monthly progress payments will only be released after the Contractor reaches the
status of completion for that month comprehended by the construction schedule.
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8.2.8: PROCUREMENT SCHEDULE.
A. Contractor shall provide a Procurement Schedule on the Constrl'cti(]~ Manager's
format and forms at the fir~t weekly progress meeting which shows items to be
purchased, date of purchase, quoted dates of delivery, current estimated date of
delivery, and last date of contract with the vendor. The Procurement Schedule shall be
updated weekly and presented to the Construction Manager.
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8.3 DELAYS AND EXTENSIONS OF TIME.
8.3.1: In the first serlterlce, after the word "Architect", delete the words "any of the other contractors or
an employee of them".
8.3.1: From the fourth line, delete the words "Owner's own forces".
8.3..1: At the end of this Subparagraph, Add:
"Where the delay anses from acts, omissions, or defaults of another Prime Contractor or the other
Prime's subcontractors and suppliers: then the Contractor will be entitled no extension of time and
its sole remedy will be an arbitration proceedirlg pursuant to Subparagraph 6.2.5 of the General
Conditions."
8.3.1: Add Subparagraph 8.3.1.1:
8.3.1.1: No such Change Order extending the Contract time shall result in any increased payments
to the Contractor for overhead, extended overhead, gem~ral conditions, extended general
conditions, or for any other amounts of any nature. .
8.3.3: Delete Subparagraph 8.3.3 in its entirety and insert the following:
8.3.3: The Contractor may not rely on any early completion date set out in any schedule developed
under this Contract, and may not make any delay claims on the basis of such early co mpletion
date. In no event may a Contractor submit a delay claim for the period between the early
completion date sel out in any schedule developed under the Contract and the final completion date
set out in such schedule.
8.3.4: Add Subparagraphs 8.3.4 through 8.3.6:
8.3.4: No payment or compensation or claim for damages shall be made to the Contractor as
compensation for damages for any delays or hindrances from any cause whatsoever in the
progress of the Work, notwithstanding whether such delays be avoidable or unavoidable. The
Contractor's sole remedy for delays shall be an EXTENSION OF TIME ONLY, pursuant to and only
in accordance with this Paragraph 8.3, such extension to be a period equivalent to the time lost by
reason of and all of the aforesaid causes, as determined by the Construction Manager. In
consideration for this grant of a time extension, the Owner, the Construction Manager, and/or
Architect shall not be held responsible for any loss or damage or increased costs sustained by the
Contractor through any delays caused by the Owner, Construction Manager or Architect or any
other Contractor or on account of the aforesaid causes or any other cause of delay. In the event the
Contractor shall choose to litigate this clause or issue any loses said litigation, the Contractor shall
reimburse the Owner, Construction Manager, and the Architect for their reasonable attorney's and
expert witness fees and all other costs and expenses incurred by them in the litigation.
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8.3.5: It shall be recognizee by the Contractor that he may ceasonably anticipate thai as the job
progresses, the Construction Manager will be making changes in the Construction Schedule and
th2t changes in the Constructior Schedules will be updated pursuant to Paragraph 3.10.2.
Therefore, no claim for an increase in the Contract Sum for either acceleration or delay will be
allowed for extensions of time pursuant to this paragraph or for other changes in the Construction
Schedules which may c,: experienced in projects of similar size and complexity.
8.3.6: The Contractors are required to submit at any construction conference considering any claim
and at any proceeding considering an extension of time, and in all subsequent administrative
proceedings, all files, records, and the documents of whatever kind pertaining to the Contractors
performance of the project work, the job budget, the summary of all supporting data worksheets
and other documents prepared in connection with the submittal of the Contractor's successful bid.
ARTICLE 9. PAYMENTS AND COMPLETION
9.2 SCHEDULE OF VALUES.
9.2.1: Delete from the first sentence:
"Before the first Application for Payment, the Contractor shall submit to the Architect, through" and
insert "Within 14 days after the receipt of the Notice to Proceed, the Contractor shall submit to the
Architect, and".
9.3 CERTIFICATES FOR PAYMENT.
9.3.1: In the third and fourth lines, delete the words:
".....for operations completed in accordance with the Schedule of Values" and insert the words "for
Work completed in accordance with the Contract Documents."
9.3.1: Add the following sentence:
"9.3.1: The form of Application for Payment shall be a notarized AlA Document G702/CMa,
Application and Certificate for Payment, Construction Manag'er-Adviser Edition, supported by AlA
Document G703, Continuation Sheet."
9.3.1.1: At the end of this Subparagraph, Add:
'The .owner may withhold payment on disputed Construction Change Directive amounts."
9.3.1: Add Subpara9raph 9.3.1.3:
9.3.1.3: The Contractor shall submit purchase tax information, and appropriate invoices, proof of
purchases, tax exemption certificate; with each Application for Payment.
9.3: Add Subparagraphs 9.3.4 through 9.3.10:
9.3.4: Payments to the Contractor will be made monthly for work completed as of the fifteenth day
of the month, provided that all requirements of the Contract have been and are being complied with.
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9.3.5: Not later than the fifteenth day of the month, the Contractor shall submit to the Construction
Manager, in quadruplicate (4), itemized Application for Payment, supported to the extent required
by the Construction Manager by receipts or other vouchers, showing payments for materials and
labor, payments to Subcontractors and such other evidence of the Contractor's right to payment as
the Construction Manager may direct. One week prior to the agreed day of the month the
Contractor shall provide an informal copy of the payment application to the Construction Manager
for his review. The Construction Manager will advise the Contractor as to whether the application is
acceptable or as to what changes shall be required.
9.3.6: The sum or sums withheld by the contracting body from the Contractor shall be 10 percent
of the amount due the Contractor until 50 percent of the Contract is completed. When the Contract
is 50 percent complete, one-half of the amount retained by the contracting body shall be returned to
the Contractor; provided that the Architect approves the Applic, lion for Payment: and provided
further, that the Contractor is making satisfactory progress and there is no specific cause for
greater withholding.
9.3.7: The sum or sums withheld by the contracting body from the Contractor after the Contract is
50 percent completed shall not exceed 5 percent of the value of completed work based on monthly
progress payment requests: provided, however, that in the event a dispute arises between the
contracting body and any separate Contractor, which dispute is based upon increased costs
claimed by one separate contractor occasioned by delays or other actions of another separate
contractor, additional retainage in the sum of one and one-half times the amount of any possible
liability may be withheld until such time as a final resolutiorl is agreed to by all parties directly or
indirectly involved, unless the Contractor caJsing the additional claim furnished a bond satisfactory
to the contracting body to indemnify such contracting body against the claim. However, all such
moneys retained by the contracting body may be withheld from the Contractor until Substantial
Completion of the Contract.
9.5 DECISIONS TO WITHHOLD CERTIFICATION.
9.5.1: Delete the first sentence, and insert:
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"The Construction Manager and the Architect shall not certify payment and shall withhold a
Certificate of Payment in whole 'Or in part to the extent necessary to protect the Owner, if in the
Construction Manager's and the Architect's opinion the representation 10 the Owner required by
Subparagraph 9.4.3 cannot be made."
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9.5.3: Add Subparagraph 9.5.3:
9.5.3: If the Contractor disputes any determinalion by the Construction Manager and Ihe Architect
with regard to any Certificate of Payment, the Contractor nevertheless expeditiously shall continue
to prosecute the Work.
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B. Weekly Tool Box Safety Meetings: Contractor shall conduct Weekly Tool Box Safety
Meetings to provide employees with current safety information. Attendance is required and
records kept on file in the Contractors office for review.
i02 SAFETY OF PERSONS AND PROPERTY.
10.2.3: Add the words:
"The Contractor shall also be responsible, at the Contractor's sole cost and expense; for all
measures necessary to protect any property adjacent to the Project and improvements therein. Any
damage to such property or improvements shall be promptly repaired by the Contractor
resoons-ible, "
ARTICLE 11. INSURANCE
11.1 CONTRACTOR'S LIABILITY INSURANCE.
11.1.1: In the first sentence, delete "The Contractor shall purchase from and maintain in a company, or
companies lawfully authorized to do business in the jurisdiction in which the project is located", and
insert:
"From signing of the Contract until 30 days after Final Payment, the Contractor shall at his own
expense, purchase and maintain insurance in companies properly licensed to do business in the
Commonwealth of Pennsylvania and which are having an A.M. BEST RATING of A- or better, and
being satisfactory to Owner, Construction Manager, and Architect, and which are licensed to
practice business in the Commonwealth of Pennsylvania."
11.1.2: At the end of this Subparagraph, Add:
"Insurance shall be carried with companies Which are financially responsible. If any such insurance
is due to expire during the construction period, the Contractor shall not permit the coverage to lapse
and shall furnish evidence of continued coverage to the Owner, the Construction Manager, and the
Architect for record."
11.1.2: Add Subparagraphs 11.1.2.1 through 11.1.2.5:
11.1.2.1: Workmen's Compensation includinq Occupational Disease, and Emplover's Liabilitv
Insurance:
a. Statutory - Amounts and coverage as required by Commonwealth of Pennsylvania
Workmen's Compensation laws,
b. Emplpyer's liability at least $500,000 each accident; $500,000 disease policy limits;
$500,000 disease each employee.
11.1.2.2: Public Liability including coverage for direct opemtions, sublet work, personal and
advertising injury, bodily injury, property damage with explosion, collapse, and underground hazard
coverage (X, C, U) contractual liability, products and completed operations with limits nolless than
those stated below.
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General Aggregate
(Other than Products and Completsd Operations)
$1,000,000
Each Occurrence
$1,000,000
$1,000,000
$1,000,000
Products allU Completed Operations Aggregate
Personal and Advertising Injury
Products and Completed Operations Insurance shall be maintained for a minimum period of
two years after final payment and Contractor shall continue to provide evidence of such
coverage to Owner on an annual basis during the aforementioned period.
11.1.2.3: Comprehensive Automobile Liabilitv Insurance including coverage for owned, non-owned,
and hired vehicles with limits not less than those stated belDw.
a. Bodilv Injury and Property Damaqe Combined
Each Occurrence $1,000,000
11.1.2.4: Umbrella Liability policy minimum coverages to override all comprehensive liability
policies.
General; Plumbing; HVAC.; and Electrical Contracts
$5,000,000
Landscaping; Roofing; Aluminum Entrances and Windows;
Acoustical, Drywall, and Plaster; Resilient Flooring and Carpeting;
Painting; Visual Display Boards; Food Service Equipment;
Industrial Arts Equipment; General Casework; Library Casework;
Science Casework; Fire Protection; and Communications Contracts
$2,000,000
11.1.2.5: Include the Owner, Construction Manager, and the Architect as an additional insured
under Contractor's Public Liability and Umbrella Excess Liability Policies.
11.1.3: Add Subparagraph 11.1.3.1:
11.1.3.1: Contractor shall submit to the Owner, through the Construction Manager, within seven
days of the Award of the Contract, an appropriate Certificate of Insurance which certifies. that
Contractor is covered by insurance requirements of Article 11.1, Subparagraphs 11.1.2.1 through
11.1.2.5. Certificate of Insurance shall be accompanied by a notarized letter from the Contraclo(s
Insurance Carrier advising the Owner to what degree the aggregate limit has been impaired.
Further, the Contractor fully understands that failure to timely sllbmitthe Certificate of Insurance
shall give the OWner the option to withdraw the award and forfeit the bidders bid bond.
A. Contractor's Certificate of Insurance shall be submitted to the Owner, through the
Construction Manager, on the standard "Acord" Form,
1. Contractor shall require the Insurance Company to modify the cancellation reporting
policy (as wrillen in the lower righthand of the "Acord" Form) to read as follows:
a. Should any of the above described policies be cancelled before the expiration
date thereof, the issuing company will mail 60 days written notice to the
certificate holder named to the left, in accord with the requirements of ACT 86 of
the Commonwealth of Pennsylvania.
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B. Failure by the insuring company to properly notify the named and additional insured shall not
relieve the insurer of the insurance obligations and liabilities.
11.2 OVVNCR'S LIABILITY INSURANCE
11.2.1: Add the following:
11.2.1.1: The Owner shall provide the following kinds of insuranee for the project:
a.
General Aggregate
(Other than Products and Completed Operations)
$1,000,000
b.
Products and Completed Operations Aggregate
$1,000,000
$1,000,000
$1,000,000
c. Personal and Advertising Injury
d. Each Occurrence
11.3 PROPERTY INSURANCE.
11.3.1.1: Add the following:
"Owner will provide "ALL RISK" Builders Risk Insurance coverage without Change Order, as
stipulated, but requires that Contractor be responsible for the first $1,000, per occurrence, of any
loss under this insurance. No coverage for Contractor's equipment and/or tools will be included."
11.3.1.2: Add the following:
"In accord with the provisions of this Article, the Owner hereby notifies the Contractors tl1at he
(Owner) does not intend to carry Property Insurance on construction materials or equipment stored
on or off site, or in transit. Each Contractor shall supply this Goverage. The Owner will provide
coverage for alterations and additions to existing structure under the Owner's existing policy."
"Note: The Contractor should be aware of any "BOOM" Exclusion in his insurance coverage for
Contractor's Equipment."
11.4 PERFORMANCE BOND AND PAYMENT BOND.
11.4.1: Add the following:
"PERFORMANCE AND LABOR "NO MATERIAL PAYMENT BONDS: the contractor shall provide
a performance bond and a labor and material payment bond. e,3ch in the amount of 100% of the
contract price, before the award of the contract. (Sections 756 and 757 of the Public School Code
of 1949, as amended, and the Public Works Contractors Bond Law of 1967). Contractor shall also
provide a Maintenance Bond for workmanship and materials in all amount not less than 10% of the
Contract Price for a period of one year from the date of Substantial Completion, Each bond shall
be with surety licensed to do business in the Commonwealth of Pennsylvania with a minimum A.M.
Best Rating of A- or better and acceptable to the Owner and each payable to the Owner.
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11.4.1,1: The Contractor shall deliver the required bonds to the Owner on the date the Agreement
is entered into, or if the Work is to be commenced prior thereto in response to a letter of intent, the
Contractor shall, prior to the commencement of the Work, submit eVidence satisfactory to the
Owner that such bonds will be furnished.
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11.4.1.2: The Contractor shall require the attorney-in-fac., '. ',ho executes the required bonds on
behalf of the surety, to affix a certified and current copy of the power of attorney to each of the
bonds.
11.4.1 :3: The costs of all bonds furnished hereunder shall be included in the Contract Sum,
11.4.1.4: Upon the request of any person or entity appearing 10 be a potential beneficiary of bonds
covering payment of obligations arising under the Contrac\, the Contractor shall promptly furnish a
copy of the bonds or shall permit a copy to be made,
11.4.1.5: If any Surety hereunder makes any assignment for the benefit of creditors or commits any
act of bankruptcy, or is declared bankrupt, or files a voluntary petition for bankruptcy, or in the
reasonable opinion of the Owner is insolvent, the Contractor shall immediately furnish and maintain
another Surety satisfactory to the Owner.
11.4.1.6: If the Owner is damaged by the failure of the Contractor to purchase or maintain any bond
required by these Contract Documents, without the written consent of the Owner, then Contractor
shall pay all costs incurred by the Owner, including, but not limited to, reasonable attorney's fees.
Add new Article:
11,5 INSURANCE CARRIERS.
11.5.1: If any party is damaged by the failure of the other to purchase or maintain insurance required
under Article 11 and so notifies the other party, then the party who failed to purchase or maintain the
insurance shall bear all reasonable costs properly attributable thereto.
11.5.2: Whenever the Contractor is required under these Contract Documents to furnish insurance
coverage, all policies of insurance so furnished shall be issued by an insurance company or by
insurance companies qualified to do business in the Commonwealth of Pennsylvania.
ARTICLE 12, UNCOVERING AND CORRECTION OF WORK
122 CORRECTION OF WORK.
122.1: Add the word, ", Owner," after the phrase "Construction Manager",
12,2.1: Add Subparagraph 12,2.1.1:
12.2,1,1: If prior to the Date of Substantial Completion, the Contractor, a Subcontractor or anyone
for whom either is responsible uses or damages any portion of the Work, including, without
limitation, mechanical, electrIcal, plumbing and other building systems, machinery, equipment or
other mechanical device, the Contractor shall cause such item to be restored to "like new" condition
at no expense to the Owner.
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12.22: Add Subparagraphs 12.2.2.1 and 12.2.2.2:
12.2.2.1: The obligations under Paragraph 12.2 shall COVel any repairs and replacement to any part
of the Work or other property caused by the defective Work.
12.2.2.2: Upon completion of any Work under or pursuant to this SUbparagraph 12.2.2, the one
year correction period in connection with the Work requiring correction shall be renewed and
recommence.
12.2.4: At the end of the third sentence, fourteenth line, Add: "and attorneys' and "accountants' fees
ar\d exper\ses".
12.2.4: The last ser\tence is amended by the words: "immediately upon demand."
ARTICLE 13. MISCELLANEOUS PROVISIONS
13.5 TESTS AND INSPECTIONS.
13.5.1:. At the end of second sentence, add the words:
" including the cost of retesting for verification of compliance if necessary, until the Architect
certifies that the Work in question does compty with the requirements of the Contract Documents,
and all such costs shall be included in computing the Contract Sum."
13.6: INTEREST.
13.6.1: Delete Subparagraph 13.6.1 in its entirety and insert the following:
13.6.1: Final Payment due the Contractor from the contracting body after Substantial Completion of
the Contract shall bear interest at a rate of 6% per annum for all Contracts with provisions for
retainage, such interest to begin after the date that such payment shall become due and payable to
the Contractor; provided, however, that where the contracting body has issued bonds to finance the
project, interest shall be payable to the Contractor at the rate of interest of the bond issue or at the
rate of 10 percent per annum, whichever is less
13.7 COMMENCEMENT OF STATUTORY LIMITATION PERIOD.
13.7.1: Add Subparagraph 13.7.1.4:
13.7.1.4: Latent Defects: Nothing herein contairled shall be deemed to have caused any applicable
statute of Iirr,itations to commence to run or any alleged cause of actiorl to have accrued in the
event of arlY latent defect riot discovered until after the issuance of the final certificate for payment.
The statute of limitations shall commence to run on any alleged latent cause of action only upon
actual discovery of such latent defect.
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13.8 INTERPRETATIONS.
13.8.1: Where required hereunder to effectuate the intent of the Contract Documents, masculine shail
mean neuter or feminine and the singular shall mean the plural.
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13.8.2: The captions and headings of various Articles and Paragr'aphs in the Contract D<.>' 'ments are
for convenience only and are not to be construed as defining or limiting, in any way, the scope or intent
of the provisions hereof.
13.8.3: The invalidity of any covenant, restriction, condition, limitation or any other part or provision of
the Contract Docurdenls shall not impair or affect in any manner the validity, enforceability or effect of
the remainder of the Contract Documents.
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13.9 EQUAL EMPLOYMENT OPPORTUNITY.
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13.9.1.1: The Contractor and the Contractor's Subcontractors shall not discriminate against any
employee or applicant for employment because of race, religion, color, sex or national origin. The
Contractor shall take affirmative action to ensure that applicants are employed, and that employees are
treated during employment without regard to their race, religion, color, sex or national origin. Such
action shall include, but not be limited to, the following: employ.ment, upgrading, demotion or transfer,
recruitment or recruitment advertising; lay-off or termination; rates of payor other forms of
compensation; and selection for training, including apprenticeship. The Contractor agrees to post in
conspicuous places, available to employees and applicants for employment, notices setting forth the
policies of non-discrimination.
13.9,1.2: The Contractor and fhe Contractor's Subcontractors shall, in all solicitations or advertisements
for employees placed by them or on their behalf, state that all qualified applicants will receive
consideration for employment without regard to race, religion, color, sex or national origin.
ARTICLE 14. TERMINATION OF THE CONTRAC,
14.1 TERMINATION BY THE CONTRACTOR.
14.1.1: Delete Subparagraph in its entirety and insert the following:
14.1.1: If the work is stopped for a period of thirty days under an order of any court or other public
authority having jurisdiction, other than the Owner, through no act or fault of the Contractor or a
Subcontractor or their agents or employees or any other persons perfonning any of the Work under
a contract with the Contractor, then the Contractor may. upon seven additional days' written notice
to the Owner and the Architect, terminate the Contract and recover from the Owner payment for all
Work executed. The foregoing sentence shall be the exclusive and sole remedy available in the
event of termination, and the Owner shall not be liable to the Contractor for any losses, lost profits,
or damages.
14.1.2: Delete in it entirety.
14.1.3: Delele in its entirety.
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14.2 TERMINATION BY THE OWNER FOR CAUSE.
14.2.4: Add the following sentence:
"The costs of finishing the Work include, without limitation, all reasonable attorney's fees, additional
title costs, insurance, additional interest because of any delay in completing the Work, and all other
direct and indirect consequential costs incurred by the Owner by reason of the termination of the
Contractor as stated herein."
Add new Paragraph:
14.4 TERMINATION BY THE OWNER FOR CONVENIENCE.
14.4.1: The Owner may, at any time, terminate the Contract lor the Owner's convenience and without
cause.
14.4.2: Upon receipt of written notice from the Owner of such termination for the Owner's convenience,
the Contractor shall:
.1 Cease operations as directed by the Owner in the notice.
.2 Take actions necessary, or that the Owner may direct, for the protection and preservation 01
the Work.
.3 Except for Work directed to be performed prior to the effective date of termination stated in
the notice, terminate all existing Subcontracts and purchase orders and enter into no further
Subcontracts and purchase orders.
14.4.3: In case of such termination for the Owner's convenience, the Contractor shall be entitled to
Owner payment for Work executed and for proven loss with respect to materials, equipment, tools, and
construction equipment and machinery, including reasonable overhead, profit, and damages.
END OF DOCUMENT
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SECTION 02073
MINOR DEMOLITION FOR REROOFING WORK
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Remove equipment and fixtures as necessary to complete the project.
8. Remove roof systems and components as indicated.
C. Temporary facilities and construction barriers to allow building occupancy.
D. Remove and reinstall existing rooftop equipment as indicated.
E. Refer to salvaged materials scheduled at end of this section.
F. Disposal of materials.
1.02 RELATED SECTIONS
A. Section 01101 - Summary of the Project.
8. Section 01311 - Project Coordination and Meetings.
C. Section 01500 - Temporary Facilities and Controls.
D. Section 01700 - Execution Requirements.
E. Section 02072 - Minor Demolition for Remodeling.
F. Section 07410 - Metal Roof and Wall Panels.
G. Section 07466 - Preformed Metal Soffit Panel.
H. Section 07532 - Ethylene Propylene Diene Monomer (EPDM) Roofing.
I. Section 07714 - Gutters and Downspouts.
1.03 SUBMITTALS
A. Section 01330 - Submittal Procedures: Submittal requirements.
B. Submit certification documents that hazardous materials have been disposed of at approved
sites. ~ailure to have proper DEP. certification will result in payment being withheld.
1.04 PROJECT RECORD DOCUMENTS
A. Section 01700 - Execution Requirements: Project record document procedures.
B. Accurately record actual locations of capped utiliti'9s, abandoned curbs, and deteriorated
metal deck.
1.05 REGULATORY REQUIREMENTS
A. Conform to applicable code for safety of adjacent structures, dust control, and disposal.
B. Conform to applicable regulatory procedures when discovering hazardous or contaminated
materials.
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C. Conform to requirements of Pennsylvania Department of Labor and Industry for demolition
work, safety of structure, dust control, and exiting.
D. Obtain required permits from authorities.
E. Notify affected utility companies before starting work and comply with their requirements.
F. Do not disable or disrupt building fire or life safety systems without three days prior written
notice to the Owner.
1.06 SEQUENCING
A. Section 01101 - Summary of the Project: Work sequ,ence.
1.07 SCHEDULING
A. Section 01321 - Schedules and Reports: Project schedule.
8. Schedule Work to coincide with new construction and continued academic calendar and
extra-curricular activities of the school.
1:08 EXISTING CONDITIONS
A. Conduct demolition to minimize interference with adjaicent building areas. Maintain protected
egress and access at all times.
8. Provide, erect, and maintain temporary barriers and security devices.
C. Conduct operations with minimum interference to public or private thoroughfares. Maintain
protected egress and access at all times.
D. Do not close or obstruct roadways or sidewalks without obtaining proper permits, and
erecting barriers to protect the public and to prevent unauthorized entry.
E. Prevent dust from migrating to adjacent properties and structures. Clean areas where dust
may settle immediately.
PART 2 - PRODUCTS Not Used.
PART 3 . EXECUTION
3.01 PREPARATION
A. Erect and maintain weatherproof closures for exterior openings as specified in Section
01500.
B. Erect and maintain temporary closures to prevent spnead of dust, fumes, noise, and smoke to
Owner occupied areas.
C. Protect existing items not indicated to be altered.
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D. Protect existing landscaping materials, appurtenances and structures as specified in Section
01500.
E. Disconnect, remove, and cap designated utility services within demolition areas as necessary
to facilitate the roofing work. Reconnect as soon as that work on that specific area of roof is
completed.
F. Contact the bonding company of existing roof syste,m and obtain written approval of means
and methods of the construction work prior to beginning demolition.
3.02 DEMOLITION
A. Demolish in an orderly and careful manner. Protect existing supporting structural members
and mechanical equipment.
B. Cease operations and notify ArchitecVEngineer immediately if adjacent structures appear to
be endangered. Do not resume operations until corr,ective measures have been taken.
C. Obtain written permission from adjacent property owners when demolition equipment will
traverse, infringe upon or limit access to their property.
D. Immediately place debris, rubbish and other products of demolition in suitable receptacle and
remove those materials from site.
E. Remove materials to be reinstalled or retained in manner to prevent damage. Store and
protect under provisions of Section 01600.
F. Do not burn or bury materials on-site.
G. Upon completion of Work, leave work areas and surl"Ounding site free of debris, rubbish, and
dirt generated by the project work.
3.03 SCHEDULE
A. Remove, store, and protect for reuse or reinstallation the following existing materials and
equipment:
1. Roof hatches.
2. Satellite dish.
3. Rooftop H.VAC. equipment.
4. Rooftop units.
5. Rooftop electrical equipment.
6. Exterior building mounted security lighting fixtun,s.
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B. Remove and dispose of the following materials:
1. limestone caps.
2. Roof drain guards.
3. Fascia.
4. Roof ladders.
5. Downspouts and gutters.
6. Metal parapet cap.
7. Metal roof edge.
8. Skylights.
9. Removed copper flashing.
10. Existing roof membrane, flashings, rigid insulation, expansion joints, and redundant
wood blocking.
11. Asbestos-containing roof materials.
C. Protect the following existing materials and equipment, which are to remain:
1. Trees and other plantings.
2. Storm inlets, yard drains, and plaza drains.
3. Roof hatches.
4. Roof ladders.
5. Downspouts and gutters.
6. Metal parapet cap.
7. Sidewalks.
8. Masonry walls and windows.
9. Aluminum storefronts.
10. Satellite dish.
11. Lightning arrestor system.
12. Lightning units.
13. Rooftop HV.A.C. equipment.
14. Rooftop units.
15, Rooftop electrical equipment.
16. Exterior building mounted security lighting fixtures.
17 , Construction indicated to remain.
18. Brick finish to remain,
END OF SECTION
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SECTION 07220
ROOF AND DECK INSULATION
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Board insulation at sloped metal roof areas.
B. Board insulation at elastomeric membrane roofs.
1.02 RELATED SECTIONS
A. Section 01101 - Summary of the Project.
B. Section 01230 - Alternates.
C. Section 06114 - Wood Blocking and Curbing.
O. Section 07410 - Metal Roof and Wall Panels.
E. Section 07532 - Ethylene Propylene Oiene Monomer (EPOM) Roofing.
1.03 REFERENCES
A. ASTM C578-87a, Type IV - Preformed, Cellular Polystyrene Thermal Insulation (Former F.S.
HH-I-524C Type IV).
B. ASTM 02842 - Water Absorption of Rigid Cellular Plastics.
C. ASTM C272 - Water Absorption of Core Materials for Structural Sandwich Construction.
O. ASTM C518 - Steady-State Thermal Transmission Properties By Means of the Heat Flow
Meter.
E. ASTM 01621 - Compressive Properties of Rigid Cellular Plastics.
F. ASTM 02126 - Response of Rigid Cellular Plastics to Thermal and Humid Aging.
G. Federal Specification HH-I-1972/Gen and HH-I-1972/3.
H. ASTM C728 - Perlite Thermal Insulation Board.
I. ASTM E96 - Water Vapor Transmission of Materials.
J. Underwriters' Laboratories, Incorporated (UL) 723/ASTM E84 - Surface Burning
Characteristics of Building Materials.
1.04 SYSTEM DESCRIPTION
A. Materials of this section shall provide a continuous thermal barrier at roof system elements in
conjunction with vapor/air materials in Sections 07410 and 07532.
1.05 SUBMITTALS
A. Section 01330 - Submittal Procedures: Submittal requirements.
B. Manufacturer's Installation Instructions: . Indicate special environmental conditions required
for installation, and installation techniques.
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C. Manufacturer's Certificate: Certify products meet or exceed specified requirements.
D. Insulation m,anufacturer, brand, thickness, slope, placl,ment and layout of tapered insulation.
E. Fastener manufacturer brand length and coating information.
1.06 QUALITY ASSURANCE
A. Acceptable Roof Insulation Manufacturers:
1. Manufacturer will indemnify product for use in the specified roof system and warrant the
performance of the product for the roof warranty period.
'2. Polyisocyanurate Rigid Insulation:
a. Manufacturer meeting physical property requirements in accord with FS HH-I-
1972/GEN and HH-I-1972/1 ,2.
b. Factory Mutual Class 1, FM Standard 4450/4470.
c. UL listed.
3. Glass Mat Faced Gypsum Sheathing Board:
. a. Manufacturer meeting the following physical characteristics:
b. Absorption: 10 perc:ent by weight, maximtlm.
c. Compression: Minimum 500 psi (3450 Kpa).
d. Density: 47 pounds per cubic foot (756.8 kg/cu.m).
e. 'R' Value: .42.
1.07 DELIVERY, STORAGE, AND HANDLING
A. Section 01600 - Product ReqUirements: Product delivery, storage, handling, and protection
requirements.
B. Deliver to jobsite in original manufacturer's wrappin!~ or individual sheets clearly marked to
identify content.
C. Materials shall be protected from exposure to direct s;unlight using opaque tarps in addition to
manufacturer's original wrapping. Manufacturer's wrapping alone is unacceptable.
1.08 ENVIRONMENTAL REQUIREMENTS
A. Install using limiting temperature of adhesive as recommended by adhesive manufacturer.
B. Install when surfaces are dry and inclement weather lis not prevalent.
1.09 SEQUENCING
A. Section 01101 - Summary. of the Project: Work sequence.
B. Sequence work to ensure air barrier materials are in place before beginning work of this
section.
1.10 SCHEDULING
A. Section 01321 - Schedules and Reports: Project schedule.
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B. Coordinate Work with 07532 for installation of vapor retarder, air barrier, and dry paper
sheathing.
PART 2 - PRODUCTS
2.01 MANUFACTURERS - RIGID ROOF INSULATION
A. Manufacturers acceptable to the membrane manufacturer in accord with the acceptable
manufacturers total roof system warranties.
2.02 INSULATION MATERIALS
A. Adhered Roof System:
1. Top Layer:
a. Dens Deck:
1. Nominal Thickness: 1/2 inch.
2. Board Size: 4'-0" x 4'-0".
2. Intermediate/Bottom Layers:
a. Polyisocyanurate:
1. Nominal Thickness: 4 inches; two layers, 2 inch.
2. Tapered Insulation: Maximum "!" = indicated on the Contract Drawings.
Minimum "t" = indicated on the Contract Drawings.
3. Slope: 1/4 inch per foot, unless noted otherwise on the Contract Drawings.
, 4. Board Size: 4'-0" x 4'-0".
5. Facers: Fiber reinforced.
6. Saddle/Cricket Zone Insulation: 1/2 inch slope.
B. Insulation at Metal Roof Areas:
1. Top Layer:
a. Plywood: Refer to Sections 06112 and 06114.
2. Intermediate/Bottom Layers:
a. Polyisocyanurate:
1. Nominal Thickness: 3 inches. Nominal layers as required to form radius.
2. Board Size: 4'-0" x 8'-0".
3. Facers: Fiber reinforced.
2.03 MECHANICAL FASTENERS
A.
B.
Fasteners for Insulation Securement: Manufacturer's recommended screw type fastener with
3 inch diameter metal insulation plate.
Fastener types and quantities will be determined by project conditions. Mechanical fasteners
and stress plates must be approved by the m~lIlufacturer for the respective project.
Mechanical fasteners must also be approved ~IY roof membrane manufacturer and
Architect/Engineer, prior to installation. A letter of suitability shall be furnished by the
manufacturer to the Owner and Architect/Engineer.
C.
\
Only fasteners with coatings as tested per D.I.N. Standard 50018, Test Procedure S.F.W.
2.05 (30 cycles in Kesternich cabinet with a ma>:imum 25 percent red rust reSUlt) are
accepted.
1. Fastener Criteria (refer to the following page):
@ 2000 by Foreman Architects Engineers
07220-3
98146
9/21/2000
DECK/PARAPET
TYPE
Steel, 22 gauge or
heavier
CARLISLE
FASTENERS
OR AlE
APP. EQUAL
SECTION 07220
ROOF AND DECK INSULATION
MINIMUM PilOT
PENETRATION HOLE
DEPTH
MINIMUM
PUllOUT
P.S.!.
H P fastener
PilOT
HOLE
DIA.
3/4 inch N/A
360/425
Structural concrete, rated HP concrete
3000 psi or greater spile 1-1/4 inch
Wood plank or 15/32
inch thick plywood
Cemenlitious wood
fiber
Gypsum
Lightweight insulating
concrete
Masonry (block, brick,
and concrete)
N/A = Not Applicable.
Concrete fasten.1 inch
(threaded)
N/A
(1)
(1)
1/4 inch
800
3/16 inch
800
HP fastener 1 inch N/A
max. 1-1/2 inch
HP lightweight
deck fasten. (2) 1-1/2 inch
HP toggle bolt (4)
HP lightweight 1-1/2 inch
deck fasten. (2)
HP lightweight
deck fasten. (2) 1-1/2 inch
Termination
bar (6) 3/4 inch
N/A
360
(3)
(4)
N/A 225
5/8 inch 500
3/8 or 7/16 300
inch (5)
7/16 inch 300
1/4 inch 400/500
1 inch
(1)
3/4 inch
(1) The pilot hole must be pre-drilled to a sufficient depth to prevent contact between the
fastener point and any accumulated dust in the plre-drilled hole. This will help prevent
bottoming out of the fastener during installation.
(2) When specified, the HP lightweight deck fastener and the 3 inch diameter fastening plate
(provided as a complete fastening assembly) may be used for attachment of insulation. The
2 inch diameter fastening plate (provided for use with the HP lightweight deck fastener) must
be used in conjunction with reinforcement securement strip.
(3) Most cementitious wood fiber decks do not require pre-drilling; however, the manufacturer
should be contacted, prior to installation, for verification of specific types requiring a pilot hole
be pre-drilled.
(4) The toggle bolt length must be sufficient to completely penetrate the deck and allow the
toggle wings to fully expand. The pilot hole diameter should be 5/8 inch.
(5) Pilot hole size may be varied to maximize pull-out resistance. The pilot hole should be drilled
to a depth equal to or greater than the penetration achieved by the fastener.
@ 2000 by Foreman Architacts Engineers
07220-4
98146
9/21/2000
SECTION 07220
ROOF AND DECK INSULATION
,"
,
J
(6) Used for the securement of compression bar terminations. Do not use for insulation
securement.
D. Withdrawal Resistance Test Criteria:
1. Withdrawal resistance tests shall be performed as designated for various roof decks.
The withdrawal resistance test shall be conduded by the fastener manufacturer, their
designated representative, or an independent laboratory.
2. The following criteria should be utilized to obtain pullout values for evaluating withdrawal
resistance performance.
a. A minimum of nine trial fastener samples shall be installed and tested over the
roof deck at each level.
b. The trial fastener installations shall be tested in various locations of the roof deck,
such as:
1. Roof corners.
2. At least three perimeter areas (parclllel to the edge of the roof with a width
which is 0.4 times the building height).
3. Field of the roof (with at least two Ilests conducted at the low areas ofthe
roof deck).
4. For steel decks lighter than 22 gauge, high performance fastener shall be
used as a trial fastener.
c. The results of the pullout tests shall be designated on .a roof plan to indicate the
areas which the tests were conducted and forwarded to the manufacturer and the
ArchitecUEngineer for review.
d. Test fasteners used shall be new. Previously used fasteners are not acceptable.
}
2.04 ADHESIVE FASTENING
A. Fastening for Insulation at LightweighUGypsum Deck Areas: "Insta-stik Adhesive" as
manufactured by Insta-Foam Products, Incorporated, or "Fast 100 Adhesive" as supplied by
Carlisle Syntec Systems.
B. Adhesive installation will be determined by project conditions. Adhesive must be approved by
the manufacturer for the respective project. Adhesive must also by approved by the roof
system manufacturer and Architect/Engineer. Prior to installation, a letter of suitability shall
be submitted by both the roof system manufacturel' and the adhesive manufacturer to the
OWner and ArchitecUEngineer.
C. Manufacturer shall warrant the adhesion of the adhesive in accord with Factory Mutual 1-90
Wind Uplift Specifications for a period of 20 years.
D. Withdraw Resistance Test Criteria:
1. Perform withdrawal resistance tests as deslignated for various roof decks. The
withdrawal resistance test shall be conducted by the adhesive manufacturer, their
designated representative, or an independent lalboratory.
2. Results of the pullout tests shall be designated on a roof plan to indicate areas which
the tests were conducted and forwarded to the manufacturer, Owner, and the
ArchitecUEngineer.
@2000 by Foreman Architects Engineers
07220-5
98146
9/21/2000
SECTION 07220
ROOF AND DECK INSULATION
'l.
I
PART 3 . EXECUTION
3.01 EXAMINATION
A. Section 01311 -Project Coordination and Meetings: Coordination and project conditions.
B. Verify substrate, adjacent materials, and insulation boards are dry and ready to be installed.
C. Verify substrate surface is free of fins, honeycombs, irregularities, and materials that will
impede adhesive bond, or will damage the insulation board.
D. Verify insulation boards are unbroken, free of damage.
3.02 INSTALLATION. ELASTOMERIC MEMBRANE ROOF AREAS
A. Insulation boards shall be butted together with no joints greater than 1/4 inch. Install in layers
and stagger overlying joints of insulation.
1. Fully Adhered Roof System:
a. Insulation shall be meChanically fastened through layers of the insulation to the
roof deck with approved fasteners. Pattern of fasteners will be in accord with the
insulation manufacturer's requirements in accord with Factory Mutual 1-90 Wind
Uplift Specifications. .
b. Do not tightly butt polyisocyanurate board insulation.
B. Insulation Fasteners:
1. Exposed ends of mechanical fasteners located in pUblic areas, gymnasiums,
auditoriums, and canopies shall be trimmed to maximum penetration of one inch and
capped with automotive vacuum tubing. Paint color to match existing substrate.
3.03 INSTAllATION - METAL ROOF AREAS
A. Install insulation to sheathing in accQrd with manufacturer's pUblished instructions and
Factory Mutual 1-90 Wind Uplift Specifications. .
3.04 INSTAllATION - ELASTOMERIC MEMBRANE ROOF AREAS WITH LIGHTWEIGHT/GYPSUM
DECKS
A. Insulation boards shall be butted together with no joints greater than 1/4 inch. Install in layers
and stagger overlaying joints of insulation.
1. Fully Adhered Roof System:
a. Insulation shall be adhered to the existing lightweight/gypsum roof deck and to
each other with Insta-stik adhesive. Adhesive shall be installed to the deck and
throughout the multiple plies of insulation in accord with the manufacturer's
requirements in accord with Factory Mutual 1-90 Wind Uplift Specifications.
b. Do not tightly butt polyisocyanurate board insulation.
END OF SECTION
fJ) 2000 by Foreman Architects Engineers
07220-6
98146
9/21/2000
,.....-.'-.
i PART 1 - GENERAL
SECTION 07410
METAL ROOF AND WALL PANELS
1.01 SECTION INCLUDES
A Aluminum roofing panels and trim.
B. Aluminum wall panels and trim.
1.02 PRODUCTS INSTALLED BUT NOT SUPPLIED UNDER THIS SECTION
A. Section 06114 - Wood Blocking and Curbing: Installation of wood blocking support.
1.03 RELATED SECTIONS
A.
B.
C
D
E
F
G
H
I
1.04
Section 01101 - Summary of the Project.
Section 01230 - Alternates.
Section 05400 - Cold Formed Metal Framing.
Section 06112 - Framing and Sheathing.
Section 06114 - Wood Blocking and Curbing.
Section 07220 - Roof and Deck Insulation.
Section 07466 - Preformed Metal Soffit Panel.
Section 07532 - Ethylene Propylene Diene Monomer (EPDM) Roofing.
Section 07900 - Joint Sealers.
REFERENCES
A. AA (Aluminum Association) - Aluminum Construction Manual: Aluminum Sheet Metal Work
ilnd Building Construction.
B. ASTM B209 - Aluminum and Alloy Sheet and Plate.
C. FS SS-C-153 - Cement, Bituminous, Plastic.
D. MM - Metal Finish Handbook.
E. A (National Roofing Contractors Association) - Roofing and Waterproofing Manual.
F. SMACNA - Architectural Sheet Metal Manual.
1.05 SUBMITTALS
A Section 01330 - Submittal Procedures: Submittal requirements.
B. Product Literature:
1. Manufacturer's descriptive literature, data, and installation manual.
2. Manufacturer's color chart.
@ 2000 by Foreman Architects Engineers
07410-1
98146
9/21/2000 SECTION 07410
METAL ROOF AND WALL PANELS
c. Shop Drawings:
1. Submit small scale layout of roof plan and elevations, indicating the extent of work to be
performed. Include cut-through sections of roof, fascia, walls, siding, and soffits, for
each condition, detailing flashings and trims for various conditions, such as edge,
outside/inside corners, ridge, val1eys, gutters, 13rid walll terminations, closures, etc., to
provide a full and complete installation.
2. Distinguish between factory-furnished and field-assembled work.
D. Shop Drawings: Indicate material profile, jointing pattern, jointing details, fastening methods,
and installation details. .
E. Samples: Submit one sample 18 x 18 inches in siz,e, of metal roofing mounted on plywood
backing, illustrating typical standing seam external corner, internal corner, ridge, material,
gage, color, and finish.
F. Submit specified association installation instructions.
1.06 QUALITY ASSURANCE
A. Installation: By a roofing and sheet metal contractor with a minimum of five years experience
with this type of construction, and with documentation indicating successful completion of
contracts for projects of similar size, scope, and materials.
B. Before authorizing fabrication by the manufacturer, Contractor shall take field measurements
of the structure and substrates indicated and specified to ensure that panel lengths and
breakformed flashings and their stretch-outs are dimensioned accurately to facilitate easy
installation. Fabrication shall not be authorized until field conditions have been verified.
Allow for sufficient trimming of panel units where final dimensions cannot be established prior
to fabrication.
1.07 DELIVERY, STORAGE, AND HANDLING
A. Section 01600 - Product Requirements: Product delivery, storage, handling, and protection
requirements.
B. Unload panels by hand to prevent damage. Do not use forklifts.
C. Inspect delivered materials; file freight claim for panels damaged during shipment, and order
replacement panels without delay. Do not install damaged panels.
D. Stack preformed and prefinished material to prevent twisting, bending, or abrasion, and to
provide ventilation. Slope metal sheets to ensure drainage.
E. Prevent contact with materials during storage which may cause discoloration or staining.
1.08 SEQUENCING AND SCHEDULING
A. Section 01101 - Summary of the Project: Work sequence.
B. Section 01321 - Schedules and Reports: Project schedule.
@ 2000 by Foreman Architects Engineers
07410-2
98146
9/21/2000
SECTION 07410
METAL ROOF AND WALL PANELS
. /~--._"
: )
1.09
WARRANTY
A. Section 01700 - Execution Requirements: Product warranties and product bonds.
B. Submit manufacturer's written twenty year standard finish warranty, providing for nonprorated
material and replacement cost. Panels shall be warranted by the manufacturer for twenty
years against rupture and perforation.
C. Provide installer's written warranty for two years from the date of final completion and
acceptance, guaranteeing materials and workmanship for watertightness, and against leaks.
During the two year period, the installer shall fix leaks without any cost to the Owner.
PART 2 - PRODUCTS
\
2.01 MANUFACTURERS
A. Merchant and Evans.
B. Morin.
C. Roosevelt.
D. Substitutions: Under provisions of Document 00213 and Section 01600.
2.02 STANDING SEAM METAL ROOF PANEL SYSTEM (MECHANICALLY SEAMED)
A. Standing Seam: 2-1/2 inches high x 12 inches wide, mechanically seamed structural metal
roof panels.
B. Material: .040 inch aluminum alloy 3105-h14; ASTM 13209.
C. Attachment Clips: Stainless steel sliding hook clips as manufactured by the roof panel
manufacturer, .037 inch nominal thickness (hook), 18 GA., Grade A galvanized steel base.
D. Closures: Preformed .040 inch aluminum with foam rl.lbber inserts.
E. Bearing Plates: 6 inch x 6 inch x 18 gage galvanizlld steel as manufactured by roof panel
manufacturer.
2.03 SHEET MATERIALS
A. Aluminum Sheet: ASTM 13209, 3105-H14 aluminum stlloy, .040 inch thick.
2.04 ACCESSORIES
A. Fasteners: Stainless steel with neoprene washers. Finish exposed fasteners same as
flashing metal.
B. Underlayment: 30# felt.
C. Protective Backing Paint: Bituminuous.
ill> 2000 by Foreman Architects Engineers
07410-3
98146
('
9/21/2000
SECTION 07410
METAL ROOF AND WALL PANELS
. r ""
)
D. Sealant: Polysulphide.
E. Snow Guards: As manufactured by MM Systems, Incorporated.
1. Material: Extruded aluminum.
2. Attachment: Adhesive only; as supplied by the manufacturer.
3. Provide snow guards in two rows, staggering every other panel.
4. Finish: 70 percent, "Kynar 500/Hylar 5000"; color to match metal roof panels
2.05 FABRICATION - SNAP-ON STANDING SEAMS AND BATTEN SEAM ROOF, FASCIA, AND
. SIDING SYSTEMS
A. Form sections true to shape, accurate in size, squan3, and free from distortion or defects.
B. Fabricate cleats of stainless steel, minimum 2 inches wide, interlockable with sheet.
C. Form pieces no more than three equal lengths as approved by the Architect/Engineer.
D. Fabricate corners from one piece with minimum 18 inch long legs; seam for rigidity; seal with
sealant.
E. Fabricate vertical faces with bottom edge formed oulward 1/4 inch and hemmed to form drip.
2.06 SHOP FINISHING
A. Backpaint concealed metal surfaces with protective backing paint to a minimum dry film
thickness of 15 mil.
B. Finish: AAMA 2505; 70 percent fluoropolymer, "Kynar 500/Hylar 5000" based finish; the
underside is treated with a primer and washcoat. Color as scheduled.
PART 3 - EXECUTION
3.01 EXAMINATION
A. Section 01311 - Project Coordination and Meetings: Coordination and project conditions.
B. Inspect existing conditions to verify substrates are clean and smooth, free of depressions,
waves, or projections.
C. Inspect framing to assure members are aligned, square and true, and properly sloped.
D. Verify deck is dry, and free of snow or ice.
E. Do not proceed with installation until adjoining areas scheduled for treatment have been
treated and washed down. Do not wash down acid rl3sidues directly over the metal panels.
F. Verify roofing membrane termination and base flashings are in place, sealed, and secure.
G. Provide written report of discrepancies or variations in the substrate.
@ 2000 by Foreman Architects Engineers
07410-4
98146
9/21/2000
SECTION 07410
METAL ROOF AND WALL PANELS
.r_~"\,
j
,
H. Beginning of installation means acceptance of existing conditions.
\. Do not begin installation until unsatisfactory conditions are corrected.
3.02 PREPARATION
A. Field measure site conditions prior to fabricating wOI'k.
B. Install starter and edge strips, and cleats before starting installation.
C. Protect elements surrounding work of this section from damage or disfigurement.
3.03 INSTALLATION OF INSULATION
A. Install in accord with provisions of Section 07220.
3.04 INSTALLATION OF METAL PANELS
A. Metal panel systems shall be installed plumb, level, and straight.
B. Conform to drawing details included in manufacturers handbook for installation, NAAMM,
and SMACNA Manuals.
C. Cleat and seam joints.
D. Use bedding compound for joints between metal and bitumen, or metal and felts.
E. No face penetrations or perforations shall be made in metal panels by fasteners without
Architect/Engineer's prior approval.
F. Back paint surfaces in contact with dissimilar materials.
3.05 CLEANING AND PROTECTION
A. Section 01700 - Execution Requirements: Final cleaning; and protecting installed
construction.
B. Peel off strippable film.
C. Touch-up minor scratches and spots.
D. Remove debris resulting from work of this section.
3.06 FIELD QUALITY CONTROL
A. Section 01400 - Quality Requirements: Inspection and testing services.
B. Inspection will involve surveillance of work during installation to ascertain compliance with
specified requirements.
@l20aa by Foremen Architects Engineers
07410-5
98146
9/21/2000
')
3.07 SCHEDULE
METAL TYPE
(location)
Miscellaneous Breakmetal/Flashings
Roof Panels
@ 2000 by Foreman Architects Engineers
SECTION 07410
METAL ROOF AND WAll PANELS
THICKNESl~ FINISH
.040 inch As selected by ArchitecUEngineer
.032 inch As selected by ArchitecUEngineer
END OF SECTION
07410-6
. 98.146
~ I
ACORD~ CERTIFICATE OF LIABILITY INSURANCE OATE (MMfOD!YY)
02/21/01
PRODUCER THIS CERTIFICATE IS ISSUED AS A MAlTER OF INFORMATION
Murray Insurance Associates ONLY AND CONFERS 110 RIGHTS UPON THE CERTIFICATE
HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR
P. O. Box 1728 ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW.
Lancaster, PA 1760'8-1728
71 7 397-9600 INSURERS AFFORDING COVERAGE
INSURED INSURER A: PA National Mutual Casualty Ins. (
David M. Maines Assoc. I Inc. INSURER B: HCS ., PA National Mutual Casualty
10 Expansion Drive INSURER c: HCS " Penn National Security
P.O. Box 167 INSURER 0:
/Lewist9Wll, PA 17044 INSURER E:
Client#. 4558
DA VIDMAIN
COVERAG ES
THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED, NOTW1THSTANDIN G
ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RE8PECT TO WHICH THIS CERTIFICATE MAY BE ISSUED l>R
MAY PERTAIN, THE INSURANCE AFFORDED, BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS .t>.NDCONDfTIONS OF SUC:H
POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID ClAIMS,
NSA "TYPE OF INSURANCE POLICY NUMBER Pg~.pEYI~:~g~~ p~~f;r If.li.rl8c-~N LIMITS
LTA
A ~NERAL LIABILITY CL90037441 05/01/00 05/01(01 EACH OCCURRENCE $I 000 000
X CQMMERClALGENERAlLIABILITY FIRE DAMAGE (AMy one flRli) , 100 000
I ClAIMS MADE [X] OCCUR MEO EXP (Any Olleplll3On) , 5 000
- PERSONAl &NJV INJURY '1 000 000
- GENERAL AGGREGATE >2 000 000
~'L AGGR,E~ LIMIT APMSPER: PRODUCTS .COMPfOf> AGe> >2 000 000
POLICY X I ~~2T X LOG
B ~UTOMOBIL.E UABIUTY AU90037441 05/01/00 05/01/01 COMBINED SINGLE UMIT '1,000,000
X ANY AUTO (Eaaccldoot)
- ALL O't\INED AUTOS BODILY INJURY
(per person) ,
~ SCHEDULED AUTOS
4 HIRED AUTOS BODILY INJURY
,
X NON.QWNED AUTOS (paraccidenl)
- PROPERlY DAMAGE ,
(peraccldenl)
~GE UABOWY I AUTO ONLY. EA ACCIDENT ,
ANY AUTO OTHER "THAN EA ACe ,
AUTOONLV: Al3G ,
A EXcess UABlUlY UL90037441 05/01/00 05/01/01 EACH OCCURRENCE oS 000 000
~ CX::CUR 0 CLAIMS MADE AGGREGATE ,5 000 000
,
~ DEDUCTIBLE ,
X RETENT10N ,10000 ,
C WORKERS COMPENSATION AND WP90037441 05/01/00 05/01/01 X "WC STATU. I IO;J)t
EMPLOYERS' UABILlTY EL EACH A.CCIDENT ,100 000
E.L OISEASE.EA EMP!..OYEE ,100 000
E,L DISEASE. POLICY LIMIT ,500 000
OTHER
OESCRlPTlON OF OPERAT1ONSlLOCATlONSlVEHICLESlEXCLUSIONS ADOEO BY ENDORSEMENT/SPECIAL PROVISIONS
Re': Additions and Alterations to High School Compl,,,x: Phase 1
SwartZ/Educational Technology Center
(See Attached Descriptions)
CERTIFICA'TE HOLDER j I AOOmONALINSURED;INSURERLETTER: CANCELLATION
SHOULD fU-{YOFTHE ABOVE DESCRIBED POUCIES BE CANCELLED BEFORElHE eXPlRA110N
Carlisle Area School District DATE THeREOF, THE ISSUING INSURER WILL ENDEAVOR TOMAIL3...0-..0AYSWRlTTEN
623 West Penn Street NOTlCETOTHE CERTIFICATE HOLDERNAMEOTOTHELEFr, BUT FAILURE TOOOSDSHALL
Carlisle, PA 17013-2298 tMPOseNOOBLtGAnON OR L1AB ILITY OF ANV KINO UPON THE INSUAEfl,lTSAGENTSOR
REPReSENTATlVES.
AUTHORIZED REPRESIf.N"~VE .# ~ A/~"'7
/~.(.~t..L& ' 74'
ACORD 25-S (7/97) 1 0 f 2
#M53964
v
DLR @ ACORD CORPORATION 1988
,-----...
DESCRIPTIONS (Continued from Page 1)
The following are included as Additional Insureds on all policies
shown above, except Workers' Compensation, with respect to liability
arising out of the Insured's work for this proj ec't. -
Owner - Carlisle Area School District
Architect - Foreman Architects Engineers, Incorporated
Construction Manager - R.S. Mowery and Sons, Incorporated
Amended Cancellation:
Should any of the above described policies be cancelled before the
expiration date thereof, the issuing company will mail 30 days written
notice to the Certificate Holder named.
Commercial General Liability: The General Aggregal:e Limit applies,
separately to the project.
.
AMS 25.3 (07197) 2
of 2 #M53964
.
t -
C/""f
MICHAEl... G. TIlAOlTMAN
PAULA. LoGAN". 0
OUNTKER O. CARIlLE"
BRUCE D. LoMBA.RDO
LAWRRNceA. BoRDA"
JOSEPHP TP.ABUCCO,lIIo
Nl!ILP.CLAJN,JR..
JoNATHAN K. HOLLIN
DAVID T. BOLGER
RICHAPIlJ.DAVIES*o
STEVEN G. BARDSlEY.
STEFHIlN D. MENARD*
FRANOS G. LAROCCA
EILEI!N C. CLARK.
FRANKS. NaPER"
AmHONYS.POTTEll'
GEORGI! T. REYNOLDS.
MARvJ.PIIDBRSEN"
FII.E!lERICK M. BRaHM"
JAMBS S. BAINBRIDGE"
KEVIN K. CARTON, JR."
DIRKM SIMrSON,LL.M.(TAXATION;t
PATRlCKS.CAWUlY
CHRlSTOPHERS, KOLLER
GREOQRY 1. STAR.
LAw OFFICES
POWELL, TRACHlMAN, LoGAN,
CARRLE & LOMBARDO
Of COUNSEL
RALPH B. POWELl., JR.
MALCOLM B. JACOBSON
RICHARD T. ABELL
RICHARD L. BUSH
DAVID M. DolO'"
KElTH R. BLACK
A PROFGBSIONAL CORPORATION
475 ALLENDALE ROAD
SUITE ZOO
KING OF PRUSSIA, PA 19406
February 11, 2005
] 14 NORTHSIlCOND STREET
HARRISBURG, PA 17101
(717)238-9300
FAX(717):23S-9325
SUITI!304
lS14 EAsT RoUTE 70
CHERRY Hiu., Nl 08003
(856)663..-0021
FAX(856)663.1590
(610)354-9100
FACSIMILE (610) 354.9160
. FLAROCCA@POWELL'fRACHTMAN,COM
WWW.POWELL.fRACHTMAN.COM
PLEASE REPLY To,
"ALSO ADMITTllD IN Nl
-ALSO ADMITTED IN MD
OALSO ADMITTeD IN DE
OAlSO ADMmED IN NY
KING OF PRUSSIA
Via First Class and Certified Mail
David M. Maines Assoc., Inc.
Attn: Charles E. Maines, Vice President
10 Expansion Drive
PO Box 167
Lewistown, P A 17044
Re: Atherton v_ Foreman Architects Engineers
Our File No. 4082-02
Dear Mr. Maines:
We represent Foreman Architects - Engineers, Inc. in the civil action lawsuit which has been
filed by plaintiff, Mose Atherton, in the Court of Common Pleas of Cumberland County Pennsylvania
and which is captioned Mose Atherton v. M. S. Mowerv & Sons, Inc, and Foreman Architects -
Engineers. Inc.
On the basis of the allegations which Mr. Atherton has made in the Complaints which he has
filed in his lawsuit and the terms which appear in David M. Maines Assoc., Inc.'s contract with the
Carlisle Area School District, we are requesting that David M. Maines Assoc., Inc. provide to Foreman
Architects - Engineers, Inc. a defense and indemnification for the claims and expenses, including
attorneys fees and costs, incurred by Foreman, in the past and on an ongoing basis, as a result of Mr.
Atherton's lawsuit. Alternatively, Maines has a contractual duty to ensure that Foreman's defense and
indemnification is provided by Maines' insurance company.
Enclosed please find copies of the Complaint and Amended Complaint that Mr. Atherton has
filed in the lawsuit. In the Complaints Mr. Atherton has alleg(:d that on September 10, 2002 while
employed as a roofer by David M. Maines Assoc., Inc., which had a contract with the Carlisle Area
KOP:305723v34082-02
"
,.
David M. Maines As.soc., Inc
February 11, 2005
Page 2
School District to perform roofing construction, he was injured while removing an old roof on a school
building at the School District high school complex when a section of the old roof broke away and
caused him to fall to the ground below.
We have also enclosed for your reference the relevant portions of the contract between Carlisle
Area School District and David M. Maines Associates, Inc., that we subpoenaed from Maines,
including the Agreement, the General Conditions, and the Supplementary Conditions. The
Maines/School District Contract contains express indemnification provisions requiring Maines to
indemnify and defend Foreman against claims arising out of or resulting from performance of Maines
roo fing work.
Finally, we have enclosed Paragraph 11.1.2.5 of the Supplementary Conditions of the Contract
as well as the Certificate of Insurance that we subpoenaed from Maines. Paragraph 11.1.2.5 requires
Maines to include Forman as an additional insured under its Contractor's Public Liability and
Umbrella Excess Liability Policies. The Certificate of Insurance indicates that Architect - Foreman
Architects Engineers, Incorporated is an additional insured on all policies of Maines that are listed.
Upon receipt of this letter please forward a copy of it along with the attaclunents to your
insurance agent, MUlTay Insurance Associates, as well as to your insurance company, Pennsylvania
National Mutual Casualty.
In light oftheallegations of in the plaintiffs Complaints and the indemnification and insurance
provisions of the Contract, we request that within fifteen days of the date of this letter that an
authorized representative of David M. Maines Assoc., Inc. Wlite to us and indicate whether or not
David M. Maines Assoc., Inc. agrees to provide to Foreman Architects - Engineers, Inc. a defense and
indemnification for the claims and expenses, including attorneys fees and costs, incurred by Foreman,
in the past and on an ongoing basis, as a result ofMr. Atherton's lawsuit.
If you should have any questions, please do not hesitate to contact me.
/~$ r7~
/F . G
ranClS . LaRocca
PGL/dmp
Ene\.
KOP:305723v34082.02
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-,_.__._~-,._~.._-_'_--~-----'-------~-----
~ I
,4 COFlD" CERTIFICATE OF LIABILITY INSURANCE DATE (P/lMlDOIYV)
02/21/01
PRODUCeR THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION
Murray Insurance hssociates ONLY AND CONFERS tlO RIGHiS UPON THE CERTIFICATE
HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR
p, O. Box 1728 ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW,
Lancaster, Ph 176<J8-1728
717 397-9600 IINSURERS AFFORDING COVERAGE
INSURED INSURER A: PA National Mutual Casualty Ins. C
David M. Maines Assoc" Inc. INSURER 5: HCS - PA National Mutual Casualty
10 Expansion Drive INSUREF\ c: Hes - Penn National Security
IP.a. Box 167 lNSURERO:
Lewist9wn, PA 17044 JNSUA~R E:
Client#. 4558
DhVIDMAIN
COVERAGES
THE POUCIES OF INSURANCE U$TED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POUCY PERIOD INDICATED, NOTWITHSTANDIN G
ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH Rr::SPECT TO WHICH THIS CERTiFICATE MAY BE. ISSUED OR
tAA.Y PEF\TAU-I, THE INSURANCE AFFORDED 'By 'THE POLICIES DESCRIBE::O HEREIN IS SUBJECT TO AlL THE TERMS,EXClUSIONSANOCONOITIONSOFSUG:H
POLICIES. AGGREGATE UMITS SHOWN MAY HAVE BEEN REDUCED BY PAID ClAIMS.
~l\\' TYPE OF INSURANCE pOLICY NlJIIoeER Pg~WI~J'~~'(.~ P~'i~~ .g~~~~~\N UMITS
A ~EfiAL UABIUTY CL90037441 05/01/00 05/01/01 EACH OCCURRENCE 01 000 000
X COMUERClALGENERALLIA8ILm' FIRE DAMAGE (Any ont fire) . 100 000
I CLAIMS MADE ~ OCCUR MED e>(p (Any one pel1lOn) . 5 000
- PERSONAL & NJV INJURY 01 000 000
GENEAALAOOREGATE .2 000 000
. -
n'L~riiLIMIT Af'Fi.rPER: PRODUCTS .CClJ'.'PIOP AGG .2 000 000
pOUOY X ~~ X l.OC
B ~OMOSILE UM\UTI AU90037441 05/01/00 05/01/01 COMBINED SINGLe UMIT 01,000,000
XIWYIUTO (Eaaccld<<rt)
- AU. ONNED j>.\ftOS BODILY INJURY
(perp/!rsoo) .
X SCHEDULED AUTOS
HIf\EO AUTOS BODILY INJURY
X (Petaccidenl) .
=- NON-OWNED AUTOS
PROPER1Y DAMAGE .
(Peracoldent)
=r ","'UTI AUTO ONLY. EA ACCIDENT .
ANY AUTO . OTHER THAN EA ACe .
AUTO ONLY:' AGO .
A ~~ss LlA.BIUTY UL90037441 05/01/00 05/01/01 EACH OCCURRGfCE .5 000 000
X ()CC\)f'I 0 CLAlMS MADE AGGREGATE .5 000 000
.
~ DEDUCl18l.E .
XRETEN110N .10000 .
C WORKERS coMPENSA110N AND WP90037441 05/01/00 05/01/01 X ~9T~])I-o I JOJ!!'
EMPL.OYERS' UABIUTY E.L EACH ACCIDENT .100 000
E,L DISEASE' EA EMPLOyee .100.000
E.L DISEASE. PQUC'!' UMtt ,SOD 000
""'E. . .
DESCRIPTION OF OPERATlONSlLOCATlOOSNEHICLESlEXCL.USIONS ADOED BY ENDORSEMENTtsPECI"L PROVISIONS
Reo: Additions and Alterations to High School Complex: Phase 1
Swartz/Educational Technology Center
(See Attached Descriptions)
CERTIFICATE HOLDER I I MJOlTlONALINSUREO.It>ISUm!.R"-rnER: CANCELLATION
SHOtJLD AA1YOFnlE ABOVE DESCRIBED poLICIES BE CANCELL.EO B EFOAE TH E EXPlRA1l0N
Carlisle Area School District DATE THEREOF, THe: ISSLIING INSURER Wtl..L ENDeAVOR TOMAIl3..!l-OAYSWRITTEN
623 West Penn Street NonCETOTliE CERTlFICA're HOlDEANAMEDTOTHE LEFT, BIfTFAlLURE TODOSOSHALL
Carlisle, PA 17013-2298 IMPOSE NOOBlICM"TlON OR LIABILITY OF N4YI<IND uPOt-/ THe tNSUAER,ITS AGENTS OR
AEPAEsENTAnves.
A1JTHORlZEO Re.PRE~rnVE .>11M-< .1/ 0'n
, /~( 0 ..!pk ')'
~
ACORD 26-S(T/97)1 of 2
#MS3964
DLR ~ ACORD CORPORATION 1988
,1C
// '~
l
DESCRIPTIONS (Continued from Page 1)
. .
The following are included as Additional Insureds on all policies
shown above, except Workers' Compensation, with respect to liability
arising out of the Insured's work for this project.
Owner - Carlisle Area School District
Architect - Foreman Architects Engineers, Incorporated
Construction Manager - R.S. Mowery and Sons, Incorporated
Amended Cancellation:
Should any of the above described policies be cancelled before the
expiration date thereof, the issuing company will mail 30 days written
notice to the Certificate Holder named.
Commercial General Liability: The General Aggregate Limit applies
separately to the project.
.
AMS25.3(071B7)2 of 2 #M53964
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AlA Document A201/CMa
General Conditions of the Contract
for Construction
Where the Construction Manager is NOT " Constructor
.1992 CONSTRUCTION MANAGER-ADVISER EDITION
THIS DOCU,~J/;.YT HAS l.lfPORTANT LEGAL COSSEQUEi'iCES; COi'SULTATION WfTH
AS <<nORNEY fS ENCOC!RAGED WITH RESPECT TO ITS MODIFIC<<TlON.
..
T ABLE OF ARTICLES
1. GENERAL PRO'vlSlONS
8. TI,-,IE
2. O\'V'NER
9. P.\YME:<TS AND CmIPLETlO:-;
~. CONTIUCfOR
10. PROTECTlON OF PERSONS A.'-;D PROPERTY
-4- ADZ,!C\!STRJ"TION OF THE CONTRJ"CT
I\. INSlJRA.,.,CE Ac'lD BO'NDS
5. SI..'BCO:\TRKTORS
12. C"COVERING JL'iD CORRECfIO"
OF WO'RK
6. CO~S1'RCCTIO" BY O'W::\ER O'R BY
OTHER CO"TRKTORS
I;'. ,-,IlSCEU;L'iEOCS PROVISIONS
- CH--\.,C;ES IN THE \\'O'RK:
H. TER~Il:;xnON OR SCSPE?\'sro:; OF
THE COc-iTRACT
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Copy tight 1~-5. \980, ~.1992 br Tho:: Ame,ic:Jn tnst\(Utl:o(Archltc:cts, 173; :\e'?.: \Qr':;.A,..(:n\j~, ;-.;:~~" '\r:a.shington. D,C. 2l)()(16-5~9"::', R~foCu<:[ion
~f th...: m;)lt~n:1ll'lerdn or subst:l.mhl <.juot:aloo of lIS pro\'islons '1.ilhout ......t(tt~l\ ptrmissioo of th.: At\. \'iol:ll(:s the cop\'tight l:l\\~ of the t:nlted
~t:l.to::S :md .....U1 5ubjcn the viob.tOr tl) le~21 proSecution, .
I
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me
CAUTION: You should use an original AlA documenl which has this caulk;n prltiled In red,
An orl9inal assures that chan.ges will not be obscured as mey OCCUf when documenls are reproduced.
ilili& AlA OOC1JMW A201/CM1. . GE:\E.IIJ.L co~1>tnoss OF THE CONTRACT F~R COSSTI\l't.lll',)S
.. COSSTP1:cno:\ :\l.,,-X-\GER-.\O\1SEI. EOmo.... ~ 1992 EOI110N. AI.,,- . t ,'-.I<J! .. THE '\'\ll:RIC.\:.:
:;::.....: .~~~,~')fo\kCJfCTE<'TS.nn:E'<<.'YO\l.K^''t.\'e,~,'<<' n..;:J..rf\:r-1"...... nr "H(...:,.."..'\H~'\"~.,
;,""
~----,.-------.
--_.------,--------_..~~
---~...---_.,-'-
,
Acceptance of Nonconforming WOrK.................~9.6.6, 9-.9.3.12.3
AccepullCe of Work .....................,..9,6.6, 9.8..2, 9,9.3, 9.10.1-. 9.10.'
Access to Wont .............................................3.1-6.6.2.1.12.1
Accident PCO"C:Cttion.. ......................... ......................,.4,.6-.6. 10
N.ts >nd OmWlons.....................5.2.1, 5.2.2, 53.2,5.1:1.8, 3.16".6.6.
4.62, ..7.9, 83.1, 10.IA. 1025.13.4.2.13.7. 14.1
Addc:nd:a... .................._..... .......... ...................... .......1.1.1, 3.11
Additional Costs, Claims for ............4.7.6,4.7.7.4.7.9,6.1.1.10.3
.Mdition2llnspectlons -and Testing ............,...(.6.10.9.8.2,122.1,13.5
Additional ilme, Clal",' for ...............4.7.6, 4.7.8. 4.7.9.83.2; 10.3
AllMINISTRA.'llOi'l OF TIlE COIITRACT ...............33.3, 4. 904. 9.5
Ad\-ertl$emenc or Invic:uioo (0 Bid ............_..........................1.1_1
Aestl1etlc Meet .......~ ....._. ............................... ........4.6.20. 4.9.1
Allowances. ....... ...... ........... .................. ...............-....~H...3.8
All-riSk lns\J~cc .. ........... ... 'n' ..............._................_....1 13.1.1
AppliCOlUoris 10r Payment ...............4.6.9, 73.7. 91. 9.3. 9..4.9.5.1,
9.6.3.9.83,9.10.1.9.10.3. 9.10A. 11.13, 14.2..4
AppC'O'o""3ls . ....................2A, 3.3.3. 3.5. ~.10J,3.U.i through 3~12.B.
3.18.3. 4.6:.1:!. 93.1."11.3.104,13.42.13.5
ArbltraUon... ........... ................~......'...n...n........A.s, 4.7.4,4.9,
83.1,10.1.2, 11.3.9. 11.3.10
AtchHect 'n" ....... ........... ...........................:.......n........... .4.1
Ior'chicect,:md CertIfiClte ror'Pa)-~nt ................."h.... ...........1.6.9
hd':Jtect. J)efjrutioo' of ........... .....:...................................,.4.1_1
}.rl:hltect, fuem or hUthority ....._...............2A.1.3.1.2.6, 4.6_6. 4.7.2..
5..2.63,7.12. 7.2..1. 7.4..9.2.9:3.1. 9.4.9.5,9.6.3.9.8.2.
9.8.3.9.10.1,9.10.3. ni.. 12.2.1. 13.5_1, 13:52.. I'CU. H.!A
:\tdlheo..'t.limiouons of Authority and Rdporuibility ........_u.-..33.3.
3.]2.8,3.12.11..f.6.5,-i.6.6.4.6.10,.f.6.12.
.,(,6.17.4".6.19, .1.6.20, .:1.-2.5.1.1.7.-1. 9.6.--t
J,.rd1ite<:t"s- .~d.itiorcl $er\-'u':es:lf1d E'\:p<:nses .....................2A.9.8.2.
1D.1.1. \2..1..1. ti1..4.13.;.2. 13.5.3.1-i.2.-i
.\rd'Jto:.:t'" Adniinistr.:U.ion
o(m.:Contr.Jct .......m.
An;hit~c.."l.'" .-\pprovals ..-........
.".............A.6, .{.':".ol...(."7.7..t.8. 9A. 9:5
................. ..... .~....:!..i.l. 3.5.1. 3.10.3,
3.12.6, ;.B.S. 3.18.3. ..1:.6.12
Architect's Aothority co.Reject Work .............3.5.1. .j.6.1O. 12.J_1. 12.2.1
J.r<;hitt::\."t'S Copyright .... ......... ...................n......'............... .1.3
Archilet.:fs D<<is~ ..................m......1..6.\0. -\.0.12.4.6.18, ~.6.J9.
4,620, ..72, 4.7.6, ~.ll.I. .lsA, ..9, 63. 6.13.
8.3.1.92.9..1.9.5.1.9.8.2. 9.9.1,10.1.2, 135.2, 14.2.2, H..2A
An:hltecc"s lnspection:s . .............................,01.6.5. 4:6.16. 4..7.6. 9.43.
91.2.9.9.2. 9.10.1.13.5
~tect's instrUCtions ............4.6.10. 4.6.t.2. 7A.l. 9.4.3, 12.1. 1352
..n:h1tet.."t',S Interpreutioru .................................-t6.18. ...6.19. 4.1.7
,<<hit<<t.'s On.She Ob~tions ......mu...............A.6.S, 4.6.9, ~.7.6.
9.t3. 9.).1. 9.10.1. 13.;
\rdVtcXt's Protect Ikpcesmtati~"e ...-:-............................_.....4.9.17
\rchi[et,..c's R.ebdonshipvo.-irh Contr.l.CtOr ...U.l31.1. 3.21, 333. 3:5.1,
3.7.3,3.11,3.12.8,3.1211,3.16,3.18. 4.6.6. 4.6.7,(.6.10.4.6.12.,(.6.19.
.. 5.Z. 6.22.1.3.4. 9.6.2.10.12. 10.\.4, 10.1.5. 113.7.12.1. 13.5
U'Chltea's Rebuonshipv..ilh CoolIuuaJon MalUget .........1.1.2, 24.1.
5.12.6.l.118,4.6.8. '.6.10. 4.6.\~ 4.6.16. -1.6.16.63.\. 9.7.1.9.8.
9.9.1. 9.9.2. 9.10.1. 9.10.2. 9.10.3, 12.204. 1l.5.1.13.5.2, 1lSA. H.2A
ItChiteC't's Rdationship","-ith Subcontrnctors ............1.1.2.4.6.6,4.6.7.
H.IO, \.3.1. 9.6.3. 9.6.4.11.3.7
.rchltect':s Rep~enu'ions ..........................". ....9..t.3, 9.S.\.. '9.10.1
rch.ileo.':; Site Vbits .... ....................4.6.S. -i.6.9.-i.6-.l6, 4..1.6, 9..4.3.
9.5.1.9.8.\,9.9.2.9.10.1.\3.5
-- --~---------------_.
lliQ.eX
~os ..........................................:.........10.1.2.10.13, 10.104
AttOmq,' Fees .................~....................u.....3.1&.l,9.10.2, 10.1A
.\,,;ud ol~par.ue ConU'oCU ...,................ .......... ... ......_.........6.1.1
AwanI of Sut....> ,baclS end 0<11<< C<<ltn>cts 10<
Po<1Ions of the Work........." .................. ................. ...........5.2
Rastc eenn'itlons .......................... .... ............. ....... .......'. ..1.1
B\dding ~\re1nents ...............................1.1.1,1.1.1.5.,2.1,11.4.1
Boiler,and MacMnery Insurante .......m... .......... .... .........11.3.2
Bonch. llen ...............~............. ....... .............-.. ........ .......9.10.2
Bonds.Performant-e:and P:t~1tlO'll n..........7J.6A.9.Ht3, 1103.9,11.4
BuUdJng Pennit...._.....: .......... .:.......... h. ................. ... .1.2.). ;.7.1
Capftalt:.atlon- ..........:.....~..... .... .... .... ........ ....... ....... ..........1.4
Cenlfiau~ ofSubswltW Completlon .... ~...... ...............;.. ...... .9.8.1
Ce-rtffiea1.eslor Payment........A.6.~, 4.6'.9, 93.3, 9..4. 9.5, 9.6.1. 9.6.6.
9.7.1, 9.63. 9.lG.I. 9.103,13.7. H.Ul. 14204
Cettiti91-tet cf~ 'T~tin!: or }.ppt'OV:ll .._.h~.._...3.12.11, 13.5.4
Certifk:lces OCInsurance................-...., ....... .......93..2. 9,10.2, 11.1.3
Ct13l1ge Orders......_.....l.1J, ,Z-A.l, 3.8.2.-4. }.ll.l. .(.6.13.4.73, 5.1.3,
t:t.1.2~ 7.3.2,B.3.1. 9.3.11. 9.10.3. 11.3.12. llJA.ll.3.9.12.l.1
~ge Orden, DefinItion or ...... ..._...._..... ..,. ...... ....._.... ......72.1
Changes .................................. ....... ..... .......... ...'..... ...,....7.1
CHANGES IN TIlE WORK "..."".""" ..........3.11, 4.6.13. 4.6.14.7.
8..3.1.9..3.1.1,10.1.3
C.aiOl. Definitlon of. .....u....... ........ .......... ..... ...... ......... ..... 4.1.1
Claims and Disputes ..,.........._..........,.....4.1.4.B.4.9.6.2.S.S..:U.
9..3.1.2.9.3.3. 9.1OA, lO.lA
Claims and TImely Assertion of Claims ...........................4.9.6
Claims10f Additional Cost ............. A.7.6. 4.7.7, 4.7.9. 6. L1. 10.}
Claims for Additional Time ...............,H.9. ;.7.6. 4.7.8.4.7.9.6_3_2
Claims for Concealed or Unknown Conditicns ..................4.7.6
cWms for D:amages .........3.t8" 4.I.9.6.Ll. 6.2..,. 8.3.2. 9.5.1.2. to.1..4
Cl:1ims $ubi~toArbi(!'".1tion...._... ...h......A.~.2~.L.q...t.{.9_1
Cleaning Up ..............:..,...... ...._....................._...._ ...'.3_15.6.3
Commencement 01 Statutory UmltaUon Period ..................13.7
C;)mmcru:.t:md\t of1he~.o[k. Conditions Rebting co .........1.12. 2..21.
3.1.1. 3..:U.3.-,1. '.10.1. 3.B.6. -t.'?.!. 5.2.1.
6.!.2..8.1.2.S2.2. 9.2,11.13.11.3.6, 1 t.-i. 1
Comm(:(;cem(:O( o((~ Work. Definition of ...........................5.1.2
Communictions. Owner (0 .o\rdUlecf. ......... .... '.' ................ ...2..2.6
Communicdoru;. O\\"oer to Construction ~f.1n:1get" ." .......~...m.2.1.6
CommurtkJllons Fadliw1ng
ContDCl Adminisu;:1C1on m.................... ............ .319.1. .(6.7. 5.2.1
Comptedoo..Cooditlonslld.ating to.........3.11. 3.15. 4.6.5. .(.6.16. 4.i.2.
9,(,1.9.6,9.9.1.9.10. 11.3.5. 12.2.2. 13.7.1
COMP~ET10N, PAYMENTS AND ..........................................9
Completion, Subslantlal... ... .... ....._....~.. _ ...... "".6.16. -i:; .5.2.8.1.1.
8.1J. 8.1.3.9.8, 9.9,t. 12.2.2, 13.7
Cornpll.mce ",1th UV<"$ .........1J.3.6.'.7. 3.13, .t1.1, 10..12, 11.1.11.3.
1.3.1,1305.1.13.5.2.13.6. I.U.l, 14.2.1.:3
Cooce:ded orl'nkn<>'J,n CondltlOru; .......................................(7.6
CooditicNofthe CotlU'2ct .................................1.1.1.1.1.7, 6.1.1
Ca(lSeot. Written ............1.3.1,3.12.8,3. H.J. 4.7.~. -1.9.5. 9.3.2,9.8.2.
9.9.1.9.10.2. 9.103.10.\.2,10.13, \13.1. IU.I.<. \I.l.lI. 13.2, IH2
COHSTRUCTtOH BY OWNER OR BY
OrnER COIfTllACTORS ..........................................1.104.6
COtlSttUcrJon Ch1l1ge D!rectlve. OeIWtlon or . .... ............ ..... .....7.3.1
Constructlort Change Dlrec1lv~. .........I.l.I. 4.6.13, 7.1. 7...3, 9".1.1
Construction f.tanagef .... ......... ... .., ....... ........ ......... ....... .....4.2
COl1Swctlon Mnnaser,aIId 8uild1ng Permits .............:.............2.2.3
A201/CMa-1992
AlA. DOCUMENT A201,CMa . GE.':EML CO:-:omo:-;S OF neE Cor.."~.ACT FOR. CO:-!STR.UcnON
CONST'iU.'CTION :-.v...'V.GER..\O\ lSa EOfT1ON. 1m fDCTJQN' AlA' . elm' TliE AI,(E;RJC\N D'\SlTnilE
OfAROmP.CTS.l73'i NE\C'\ORK.-I..~"'E.N.'I'.. W}.$}il~GTQti.D.C.lOO)$s..~. WARM:t<<j:: ~
pho10c0Pytl'l9 violates: U.S. copyright laws aM ..nIt subp:1. the vlo\I\01" 10 le9al prosecutIon.
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C,lruU'1JCtio'.l~, Cbltns~ ................,~...~.......'...~:.~4.7.2
Co<1=lctJoo ~;cOmmunl"'d"'" through ...........;:.....::.:~6.7
Corutr\lction M.uuger, "nd Constr\lC"Jon Schedule .........;.10.1, 3.10.2
ConnTllCdon~, Dcln!uooal 1..,.........:......................1.2.1
!"..onstNCdoo t.b!uger, ~ Docum.mts md Sampksat: the Site...'.I!.]
Constr\lct.lon M:uuger, 'f;t;1a\to{ A.lJthorlt'f .............3.1l.6,~.12.B. .f..3,
H.3. 4.6.[1.7.1.2,7.2.1,7.3.1,83.1, 9.1.t, 93.1, 9.4.1. 9.4.3.
9.8..2, 9~.~, 9.9.1.12.1.1.12.2.1.12.2.0(, 1U.2, H.H
CofUtt\ICt.iOn Manager, 1lmIUtions of
Authodty",d ....pons;bWty ...........................4.6.6, 4.6.10, 13.4.2
Con.:suuetion M.an.2ger, andSubcnltt2l5 ..........n....~.............u..3.10..3
Consuucdon }.bm.g~s MditIorul .
S<ffl:...oo Expenses .............................:............12.2.1. 12.2.4
Cotuctuction ~$ Admtnlsu:a..tion
oI<hc Coou= ...............;.....................................A~. 9.4. 9-5
Coosuucdon M=l8e(, ApptO'21..............................,..2A.l. 3.10-3
ConstNctiOll M:1nager'$ .\uthority
to Reject WoO:: u.. ............... ................................4.6.10, 12.2.1
<:.onstiuctioo :'b.n2get'~ D.etisiOltl .................:......73.6, 7.3.1. 7..3.8.
9.3.l,9..U,9S.1
Consuuctioo M:uu.ge:r.,t lrlSpoctions ......4.6.10, 9A.~. 9.B.2. 9.9.2,11.1.1
Consuualon M1mgefs On.Site: ~"'~0l\S .........................9.5.1
ConsU'Uctiotl ~1.1.nager,'s Rd3._tionship ?oi~ Architect .m....: 1.1..2. .t6.8,
..6.10.4.6.11, ..6.14. ..6.16. ..6.18, 6-3.1, 92.1. 9.4.2,
9.U, 9.5;~ 9.6", 9.6.3. 9~2. 9~.~. 9.9.1, 9.10.1, 9.102, 9.10.3,
11.1.3. 12.2.~, 13.5.1,13.5.2. 13S.4, 14..2.2. 14.1.4
. <:onstr'Uaion ~er's Rc:h.tionshlp wich Conto.crof..u...__3.2.1,32.l,
3.1.1.33,3,3.5. t, 3.7.3,3.10.1,3.10.2,3.10.3.3.11.1, 3.12.5. 3.12.6,
3..u..s.3.12.9. 3.11.10, 3.ll.U, 3.132.',.14.2, 3.15.1. 3.\6.1, 3.17.1,
'.18.1,3.18.3. -1.6.3, .<<'6.4:, 4.6.6, 4.6.11. 52,6.2,1.6.2.2., 7.1.2,
72.1,73.4.7.3.6.7.3.9, S.3.1.. 9~1, 9.3.1. 9A.J.9A.2. 9.4.3,
9,7.1,9.32,9.9.1. 9..10.t. 9.10.1. 9.10.3, lQU. lo..1.2~
10.1.5.102.6.11.3.7,12.1; 13.5.1. 13.5.2, 13.53.13.5.4
Coristroction ~ge(s Rebt.lonship
o,:irhQ9.-ncc ............................. ...........__2.23. 4,6.1. <1.6.2, 10.L6
COnstruction Marugc{s R.c:!Jtionsru9 ~i.th Olh::r
Contn.ct~ wd Owna-'$ Own Forc:es .......,......_...................{.6.3
Con:>truC"tkn ~b(uger's Rd.:uioruh..ip
9.ith SubconlC2ctC>n: ..............h...~......mh.A.6_1O. 5.3.1,9.6.3.9.6.4
Construction ::-'b.rc1ger's Rqce:senodons ........................9A3.9.5.1
Constr\lC."tiQn,\bn:).ge(s. Site V"lSiu- .............. ...................9..1A. 9.5.1
Consl:.rlJCtion Sdleduks. COI'\toa.(X's ................._..3.10,4,63. .4.6.-1
Contingent As,.,:lgnment at Subcontracts ...........................5.4
ContinuIng Contract Performance .................................4.1.4-
Contr::k.'t, Definidon of ......., .....................................~...... ..1. L2
COIfTRACT, TERMINATION OR
SUSPENSION OF lHE'...................................A.7.7, SA.l.l. 14
ContnCt .\I1mWnr.ujon ........,'.........:....... .............3.3.3. 4. 9A. 9.5-
Cat'\tnCtA9.~:u\d Exec.nion. Conditions Rebdtlg co.........3.7.1. 3.10,
5.2.9.2.11.1.3.113.6.11.4.1
Contract Documents, The .....~.,................h.............1.1.1..2, 7
Contr.ia Documents, Copies furnished artd Use: o( .........1.3. 2.1..5. 5..3.
. COOtt:ll., Doc\Jments. ~idon of .......................................1.1.1
\ .'Contcct Perfomunce Ocr.ng .4.tbltr:1tlon ........................4.1.4. .(.9.3
Cootr.laSum ...........................3.8.4,7.6.,4.i.7..tSA. 5.23, 7.1. 73,
9.1,9.7,11.3.1,12.2.4,12.3, H.1A
ContnCtSum. Q<.f\rutior. 0( .................................................9.1.1
Comm."tTlmc: ...~.............................4.7.6, 4.7.8.1, .U.4, 7.2.1.3. 73.
63.1. 6.~.1., 9.7,11.1.1
. Coofr:ta Tlrne. DefinItion of ......u.. ................................. .....6. \.1
COKTRACTOR ............................. ...... ..............................,3
Contr:laoc, Definftion (j .............................................3.1.1. 6.U
ConU'2a~.$ Rid.. .................... ... ............. ........ ....... ....... ...1.1. t
Contractor's Construet>on Schedu~ .....m.....".... ..............3.10
Con~or's Emplorees ........................3.32.3..i.1.3.a.l.3.9,3.18.
4.0.6.4.6.10,8.1.2,10.2,10.3,11.1.1,14.2.1.1
Contractor's Uabllitytnsun.nee ........,...,..............11.',11.3.1.5
Contt::lQor's Rebtionshlp..l.th ~ Comnaors:and
~ner'sO'1.n Forces .............,~".3.12.s,3.1.t2,.{.6.5,4..6.i,6, 12.2.S
--"-_...~--~--
COO"",""", Rd>lJonshlp 'WI1h S~.......'.12.~.33.2.-3.IB.I.
;. .U..-:.,~:\.la2., 5-2,5.3, $..(. 9.6.2,11..3.7, 11J,8, H2.1.2
CcotnctO<', kbdoruhlp 'WI1h the _"__1.1.1.2, 3.2.1. ~2.2,'3.l.li
.... 3.5.-1.3.1.3.3..7..(, 3.10.1. ~.103. 3.11.1. ~.12.6, 3.11.8. ~12.9,
3.16.1,3.18, ,(,5.6, '.6.7, ,(6.10, <.6.12, <.6.19.3.2,6.2..1-,13.4,
92.1,9.3.1. 9-82, 9.102~ 9.10.3. 10.12, 10.1.5,10.2.6,11-3.7.12.1,13.5
ContnCCor'S Relationship..-ich the ConstnJetiOo Mm2ger ..:.....'rU.2.
~.2.I, 3.2..1-, 3-3.1. 3-3-3. 3.5.1.3.13.3-7'<, ~.lo,i,3.102. ~.IO-3,
3.11.1.3.1l.-5.3.1l.6, 3.1l~, 3.12.9. HI.lI, ~.1.l.2, 3.142. 3.15.2,
3.16.1.3.17.1,;.18.1,;.183. t63. 4.6". ..6.~ 52.62.1, 6.2.2,
7.1.2, 7-2.1. 7-3.4, 7-3.6. 7.3.9,83.1, 9.2.1,93.1.9.1.1. H2. 9-4-3i
9.7.1, 9~.2. 9.9.1. 9.10.1. 9.IQ.2. 9.10.3.10.1.1.10.1.2.10.1.5,
110.2.6.11.3.7.12.1.13-5.1. 13.32, 13-53~ 13:5.4
Contr:laOr's Rq>=w1"".........1.2.2.3-5.1, ~.12.1. 6.2.2.&.2.1. 9.3.3
ContDCtOr's ResponslbWty for . ~'.~'
u... PerfomUng cheWodi ...........................3-3-2.3.18, 4,6,6.10
Cornnctor's R..ev\(:'W ofCol'ltnCt DocumentS ...... .........1.2.1, 3.2, ".7 J
Cot\tt:lcior'$lUghl to Stop the. won:. ..............:........................9.1
Cootncto(s Right to TecmWte ~Compa ...........................H.l
Coc.tr.lCtOr's Submltuls ................3~10. 3,11. ;.12. 4.6.l!, 5.2.1, 5~,
7..3.6, 9.;2,,?J.l. 9..82. 9.9.1, 9.10.2. 9.10.3.10.12, UA.2
Cootr:J.ctor's Su~(enck~[ .u........................,. .....h.. .3.9. 10.2.6
Col'lcnoo('s Sup:rvisIOf\ 11.nd Consuuct1orl. Procedurt::s.-......~;l.zA. 33,
3.4. 4,.6.6. 8.21, 8.1.3, 10
Comn<:tU:llllibUity lnsuc\flCe .....................11.1.1.7, 11.2.1.11..3.1.5
Coordin:u.lonand COro:l:l.tton.........U.1.. 1.2.4. ,.3.1. 3.10, 3.127,_6.2.1
Copies furnished ofDnwingsand.Sped&ations' .........13.2.2.'),3.11
Com::cti9o of Work .......................,.23.204.32.1, 4.6.l, 9.8.2, 9.9.1,
12.12.12.l.l3.7.1.3
Case. DoeIinitIon or .........................._......... ............,..........7..3.6
Cosu ......H.............2..fl.3.J.1.3.:A. 3.8.1. 3.15.2.1.7.6, 4.7.7,4.7.8.1.
5.2.3.6.1.1.6.1'..3.6.3.1. i.33.3. 7.3.6.7..3.7.9.7.9.8.2,9.102.
1l3~1.2., Lt.3.!.3. 11~H,l1.3.9, 1:':.1.12.2.1. 122.4. 12.2.;.13.5,14
Cuttlng and Patching .................h. .........................'3.14.6.2.6
Oun2gc to Construction of
cn.neror Other COna:lcK1CS 'U.... ..,.................3.14.2. 6.2.4.9.5.1-5;
10.1.1.2.102.5. 103, ILl. 113. 122.5 .
~setotheWork ...............3.142, 9.9.1.10.2.12.10.2.5.10.3,11.3 .
D.mt2ge:s.Cb.imsfor ..........:.......3.18. 6..1.1.6.1.5.8.3.1. 9.;.1.2, 10.1.4
D3r.uges (0( '(:)eb.y ..................................,.6. t.t, 8.3.3, 9.5.1.6, 9.7
D.1te ofCommellCcmetlt otlhelJ:'"oO:.. OeWdoo of .,............... .S.l.2
D:.1te 0(Sub:H:11ld::1I Compktion. [)clinician of..................'h......8.1.3
D1y. Definition 0( .,......n.......................... ........................ .6.1.4
Dttisions of IDe Architect ............,..A.6. .{.7. 6.3. 8.1-3.8.3.1.9.2.. 9A,
9';.1.9.8.1. 9.9.1.10.1.2.13.5.2. lU.2, 14.2.4
Decision.s of the Coosuucrlon M:uug:r .......i.3. 7.3.6. 7.3.7. 7..3.8.9.3.1.
9.U. 9.4.3. 9.5.1
DeciSions to Withhold Ce-rtfficatton ..................9.5.9.7, 14.1.1.3
Def_~ oc Non<:oofum>lng Wcxk,""-=-
_ """ Coo=loo OC............2-3, 2A. 3.5.1. 4.6.l. ..6.10, '-7.5. 9.5.
9..82.9.9.1, 10.2S, 11, 13.7.13
DeJect1...e Work, Definition or ..~,.....................................n. .3.5.1
Definitions. ........... ......... ....1.1, 2.1.1. '.1. 3.~.1. 3. U.I. 3.12.2. 3.12-3.
4.L1, '{.2.1. 4..7~1. 5.1,6.1.1, :'"2.1. 7.3.1,7.3.6,8.1,9.1,9.8.1
~lays and Enenslons ofllme .........".4.7.1.4.7.8.1, -1.1.8.2. 6.1.1.
62.3.7.2.1.3.73.1.7-3.4.73.5.7.3.8. -.3.9.8.1.1.8.3.103.1.14.1.104
D"p.'.. ................................4.7. U 4.9. 62.5. 6.3. 7-3.8. 9-3.1.2
Doc:omerus and Smtpte:s 2t the Site ".................................;...3.11
Dn~ings, DefWdon of ..................................................... .\.1.5
Dt':IIMngs and SpedfiC2tlons.
V.. and o..n<<>blp 01'.............................1.1.1. 13.2.2.5,3.11.5.3
Duq.'ro Revlew'Contr.lc:cDocument$ and FlCtdConditJons ............3.2
EffectM: Catc: of l.t1sunnce ....n................................ .8.2.1, 11.1.2
~o"" .........................................................<.7.7.10.3
Ernpbytts. Contnaor's ............~.3.2.. 3A.2. 3.8.1. 3.9,3.18.1, '.18.2.
4.6.6, \.6,10, 8.1.1. 10.2. \OJ. 11.1.1,14.2.1.1
Equrpment.l:1boc.~eci2l:s-md ..........,.........,\.1.3,,1.1.6.3.<1, 3.5J,
3.8.2,3.12.2.3.1::.3. H2.7, 3.12.11, 3.1;, 3.1.'). t. 4.6.12, 6.2.1,
7-3.6,S'-3.2.H3.11-3. tZU. 14.l.2.I'.2.l, 1'-2.2
"IA DOCUMENT .uOl/CI.U .. GENElAL CONDmoss Of' THE CQN't'V.J.CT FOR CO$Tl\X:TlON
CONsntl'CTlCl':')ol\"-"GER-AD\''lSEJlSX'l'KW''lC92/ml'lX)('1!. /tJA.' elm .n~^,\l:ERICJ,.'l~
.IF~ ~~"- ..-__ " ..._,.~........
'.
'-
\
E.=tlonwd """"",oItheWO<k . .,....12J. 3.<.1.3.5.1...6.5.4.6.6.
..7./. '-7.8. 622. 7.IJ. 82, 8J. 9.5. 9S.I. 1023. IO:L4
Exocutlon, Correlo1lon 0I>d tnt..nt oIlhe . .....
Coo<r.>c< Documm. .n..... :... ,..:... .........,...................1.2. 3.7.1
Extauions o(Time ............................0.1,-4.,7.8.72.1.3,83,10.3.1
'F2i.lurc: ofPa}'Tl'\en~by'Contt;aa()(' .............."...........9S.1.3,lUl.1
f2I1ure of Payment by ~ner .................................4..7.7, 9;7,14.i J
F:l.ulty Work (See Dd'eaivc Of l'lo.oconforrnlAg Wack)
AMI Completion .0<1 AoaI Payment ........6.1.4.6.16. ..72, ..7.5.
9.1-0, 11.1.2, lU..3. ll.3S, 123.1. 13.7
F"tru.ndaJ ~01ts. Owner's ........:......:..........................2.2.1
rLn: and Exr.endcdCovenge In.sur1nce ............11.3.1.1,11.3.5, 11.3.7
GENERAL PROVlSlOllS ........ ,,'n.. .... ....... ..... ...... ..................1
Governing Law ..:n..n...............n..n..n...................: .....1:1.1
GwtU\teeS (See 'Wamtnty md Warnntks)
lbzardous biater'b!s .............. .~............. ...................10.1, 10.2.4
. ldeotiSo.don oCContraCt Documo'lts ................................ ....12.1
. k!~tific:ation olSub::ooU2CtOl'$U\d Suppliers .......-0...............52.1
Indemnl1ieathm ...............3.17, 3.18,9.102,10.1.4,11.3.12.113.7
Information and Servlee:s Required of the ClYmer .....:...2.1.2, 2...2,
..7.4.62.6.931.9.6.1.9.6.4, 9.83. 9.9.2.
9.103, 10.lA, lL2. 113, 13.5.~,13.s.2
Injury or I;)ernage to Pt.non or Property ...........................4.7.9
Ins"""'o"'........... .............:....3.3-3. 3304. 3.7.1. ..6.5. 4'6.6.4.6.16.
4..7.6, 9.~-3, S(8.2, 9.92, 9.10.1.12.1.1.13-5
tnstn.lctions to .Bidders .. .~. .............. .... ..n...... ._.... .;.. .... ... ....1.1.1
instructions to the Conrnaor .........3.8.1.4..6.13. $2.1,7..12.1, QS.2
tnsunnce ..................-4.7.9, 6.1.1. 73.6.4. 9.32. 9..82. 9.9.1, 9.10.2. 11
InSurance, Boller and MaeNnery ........................_......_..11.3.2
Insurance, cOntractor's UablUly ...........................11.1, 11-3.13
lnsur.mce. E1f~ Da'te of ........................:..............8.2.2.11.1.2
Insuranee,los.s of U~ .............................,..................11.3..3
tnsuranee; Ovmer'3 Uablllty .................................11.2.11..3.1.3
In.:suranee. Property ....~hu.....................................l0.2S, 11..3
lnsur:mce. Stored M..ateriili .........................,..._.....9.32, U3.1A
IHSURM-lCE AND BONDS ................................................11
lnsuance. Comp;mies, Consem[0 ?:mu! Ocmp-u1<;y ......9.9.1, 113.11
lnsunnce. Compulies, Scnkmenr with ..............................11.3.10
Intent of the: Comna ~mems ..... ................12...3. 3.12.4.. 4.6.10,
4.6.l!, 4.6.19,4.620, 7.4
Interest ................. .......................................................13.6
Interpretation ..................1..2.5, lA.1..5, ~.U.-i.7.1, 5.1. 6.1.2,8.1.4.
Im~rpreucions. Written ........... ..........................L6.18. .t6.19..~.7.7
Joinder:ll\d ConsoIld:1tion or Cbims Required .........................{.9.5
Judgment on Anal .A..ward...............................i.9.1. 4.9.4.1, 4.9.7
Labor and Materiels. Equip~m ..........:~.'.....LU,1.1.6, 3.4,3.5.1.
3,8.2. '.12.2.3.12.3. 3.12.7. 3.12.11, 3.13,
'.1"5.1.4.6.12,6.2.1. 7.3.6. 93.2. 93.3, U.!A. 1-1..12. 14.l.1, 14..2.2
Ubor Dl.:5pu(c;s ....._. ................................ .......................8.3.1
u"-"S 3Ild Rcguluions .................................13.3.6.3.7. }.13, 4.1.1,
,(,9.5,.4.9.7.9$.1.10.2.2.,11.1, llJ.13.1, 13A.l, 13.5.1, 13.5.2,13.6
U~ ....................................2.12, 4.72. .(.705.1. 8.2.2. 93.3, 9.10.2
UmitaUon on Consolidation or JoInder ...........................4.9.5
UnUut.ions.Sututd or ,...................................4.9.4.2, 12.2.6,13.7
Umit:l.t.ions of Authority ........ ........ .................B.l. .4..6.12~4.6.17,
$.2.2.5.204.704,11.3.10
Umictions orlbbUity .........13,3.2.1,3.5.1.3.73. .3.12.8, 3.12.11, 3.17,
l.18. ..6.10. ..6.12. ..6.19. 62.2. 9.43.9.6...9.10.4.10.1...
10.2..5.11.12, 11.l.1. 11.3.7,13.4.2, 13.5.2
Umiutions oITIlIl(!. Gent::'21..................2.2.1.2.2A. 3.2.1. 3.73. 3.8.2,
l.10.l.12.5. 3.15-1. H.I. ..6.12.4.6.18. ..72. 4.73,0...0.6.
'-7.9. <'9.4.2.5.2.1.5.23.6.2...73...7.4.82.9.2.9.5.9.62.9.8.
9.10.11.1.3.113.1. 1132. llJ.5. 113.6. 122.1.1222.1.1-5.13.7.143
Umiutiotu5 ofrune, Speci.6c 2.1.2. 2.2.1, 2A. }.10,
l.1l.3.15.1. <'6.1. 1.6.18. '-7. 4~. 4.9. 53. 5.4. 73-5. 73.9.
8.1,9.3.1.9..33.9.4.1,9.6.1. 9.i. 9.8.2, 9.10.2. 11.13,
11.3.6,11.3.10.113.11, 12.2.2,IU4, 12.2.6.13.7, 14.1,14.2.2
los..sof Use Insurance .......................................,........11.3.3
~t:lterhl Suppliers .... .......................13.1,3.12.1..(.6.7, 4.6.10. 5.2.1,
93.1. 9.l.12. 9J.3. 9.4..1. 9.6.5.9.10.4
/ooUterU1s.,:H::u:2rdous ....".....u,...................,.....u.......:l0.1.10~4
M>,emh. LaIxx-. Eq\dpm<""nd ............1.13.l.l.6. 3...1. 3.5.1, 3~2,
3.122.3.123.3.12.7.3.12.11.l.11.l.15.1.
H.I2,6.2.1.73.6. 932. 933. 12~..14.12.IUI.1U2
Jol_. Methods. TcduDqud, Sequa>ces and . '.". ,
_<<I""" oICoMrua;on..........,.............33.1. 4.6.6. 4.6.12. 9.'"
Mloo'Changeo.1n the Wo<1<..................1.l.I...6.11, 0.7.7.1. 7.4
MISCEll.ANEOUS Pfl(lVlSlOHS ..............,........................13
JolodlJlculons. D<finItioo of ................................................1.1.1
toiodificttion:s (QtheCocuna ..............................:..1.1. 1.~.2,3.7.3,
3.11, U2, ..6.1. 523. 7. 83.1. 9.7
Mutual Flespoll$!blJlty ......................................................8.2
Nonconforming WoO:, A=ptanee of ..............................12.3
Noncooformhlg WO<k.ll<jeaion and Com:cdon of .........23.L ..7.52,
9.52.9.8.2,12, 13.7.13
Notice ............2.3.2..1.3.2.1.32.2,".7.3,3.7.4,3.9.3.12.8,3.12.9,3.17.
4.7.4.8.....'1.5.1.1.53. 5...1.1. 8~2. 9.4.1. 9.5.1. 9.6.1. 9.7.
...9.10. 10.12. 10.16.IU3. 113. 12.22. 12.2.4, 133.1.1.5.1.13.52. H
Notice, Wrttten....................h,..23, 204, 3.9. 3.12..8.3.12.9. 4.7,4.S.4.
4..9.52.1, 5}. 5.4.1.1, 8.22, 9A.l. 9.5.1,9.7,9.10,
10.1.2.1O.1.~ 11.13.10, 12.2.2. 12.2..t. 13.3. 13S1, 14
NodceofTesting-and'wpe<:'Jons ...........*..................13.5.1.13.5.2
NotJc~ to Piocee.d .._........................................ .....i...........82..2
Notices, Pennlts.,.Fe.e:s: and ...............2.23,3.7,3.13, 7.3,6.4.10.2.2
Obs.er.-adons. Ardtitec(s On-Slte.................A.6.5. 4.6.9, 4.6.10, 4.7.6,
9.404.9.5.1.9.10.1,12..1.1,13.5
ObseMtions, Cons!l1,.'C1ion ~er's On.Site .............,.9.4..4.12.1,1
Observations. ContnCtor's ................. ..: ......................1.2.2,32.2
O<:<upmcy .............................................9.6.6.9.8.1.9.9. 113.11
On.Site fus~ons!:r:' dle Architect .. .... ...............4.6.5. 4:.6.16. 4.7.6.
9.4.4.9.8.2. 9.9.2, 9.10.1
On.$t(e Observ4.tior.s by the: .\rclUtect ..... ................4.6.5, H.9,4.7.6,
904A. 9.5.1. 9.10.1.13.5
On.Sit!:: Qb.scmtions ~.the Consuuction Manager ............9.4.4. 95.1
Ord~. Wri[t.efl ...........................23. 3.9.1.7.7. 7.8.22.11.3.9,12.1,
122, 1.l52. 10.1
OmaCOOl.r.lClS 2.f":;C CO<1rnaO<':S ..................1.1A. 3.14.2, 4-6./,4.9.5.
............,.............__n-.....h_........h.............6.1L3.7. 12.12. 12 .2.5
OWNER ...........................................................................2'
OWner, Definition of............=...... u.. .......... ..... ......................2.1
ONner, Information ilnd Services
Requited of the .:.~............~................2..12.2..1, 4.62. 4.6.4, 6. 9,
}1J.Lt. 10.1.6. 112. UJ. 13.5.1. 14..1.1.5. H.t.;
Own(!{s Authority ......................3.8.1.5.2.1.5.2.4. ;"-1.1. 7.3.1. 812,
9..3.1.93..2, 1l..U.122A. 13.5.2.1-1.2.14.3.1
O""'rier.s ririancUI u-,;::i:iiiq.' .....................................2.1.1.14.1.1.5
Owner's Uabllfty Inst.lraooe ......................................_.....11.2
O\\"T1er'sloss oft.:~ L-.sl;t3t".c(! .......................:...................11.3.3
Own(!c's Rebtionship ""im Sdx:onU2ctocs.........l.l.2.. 5~1. 5A.l. 9.6..1
Owner's Right to CaI1ry Out the Work .~...m....2.4, 12.2.4, 14.2.2..2
Owne(s Right to CIe<,n Up .....n.........................................5.3
Owner's Right 10 Per1lom Construction wh.h C'Hm Forc:e:s
and to Award Othef Contracts .......................................6..1
Owne(s RighI 10 Sl~llhe Wor1< .................................2..:3.4.7.7
Owner's Right (0 Suspeoo the Work .......................................14.3
Owner's Rlght to Tc:r.:'lro.2l.e the Coottolct ....,.................. ..........142
OwnershIp and 'Use el' .Architect's Orawtng$,
SpedflcaUons and' ()ther Documents ............1.1.1. 1.3, 2.2.5, 53
Partial Occupancy Of Use ..............................9.6.6.9.9.11.l.11
Patching. CUltlng II1<j .............................................3.14, 62.6.
Palents, RoyaftSes ard .................,........".......................~.17
Paymen~ Applications (Of ..............04.6.9.9.2.9.3.9.4. 9.5.1. 9~3.
9.10.1.9.10.l. 9.10... t4204
P.ymen~ Cert_,IOf .....................4.6.9, 406.16. 9J3. 8.~. 9.5.
9.6.1.9.6.6. nl. 9.8.3. 9.10.1. 9.10.3. 1l.7. 14.l.l.3. 142,4
P.y....n~ FaUure of ........04.7.7.95.1.3.9.7.9.10.2. 1<.1.1.l.1<.2.1.2
Paymen~ Flnsl .....................4.6.1.4.6.16. ..12. 4.7.5. 9.1 0.11.1.2.
11.1.l,.11.35.113.1
Payment Bond, PeriI)t1'1'\8nce
Bond .nd .......................................7.36.1.9.lo.l. 11.1.9. 11.4
4 A201/CMa-1992
AlA OOCUWEHT A201fCM. . CENEIW. co~'tlmo:\s OF THE COSTR..\CT FOR CON5nl.'cnON
ca.'STRl.'CtlON .\(A.~WVlSEREDf1"iO!'l' W9U1JCT10N' w...f;. 01991- t1iEA.\tERlo.."ltiS1Tt\J1'E
OF Aft:HJTFCTS, 173StcEW'I'ORl<AYfMJE,N.W.. 'C")SHISCiTON. D.C.2QXl6.~. WAAf-&N:3: ~
pholoc:opylng vlola1et U.s. copyright 1Iws ..Id wiU subject the vlolalor 10 '-911 proMCtJUon.
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-~ ------------~- ~-
--~--_._'_._..
~--
. -.-"
S<Ibroga1lon, WalYoro of ....""......"."....""...6.1.1, 11.3.5,11.3.7
S<Jbo1anllal Complollon .............."."............A.6.16, 8.1.1, 8.1.3.
. .... --.. ...8.2.3,9.8.9.9.1, 12.2.1, 12-2.2..13.7
SUbsWltQt Cocnplc:tlon, OclWtion of ...,:.. ................ ...'.... '" ".91J.l
SubStitution of Subcootr.laocs"': ..:.:.:;-....:: ..~......u.u......... S.2.3, 5.2.4
Substlcutionol.Al:chltect .........................."............... . ~.(
Substitution 0( O){l$U'\Jction MarUgCi.... :... ,:..........hn..,..... :...'....~. 4
Substitutions 0( M..eOaJ. .............."..... ,.."."..."........:::::::::~:S: 1
Su1J..$ubc:onO'XtCc, Dc:finitioo of ......................................_..5~U
Subsurl>ce Coodfllons ...... ...."..:.... ... ... ...... ............."....... A.7.6
::==I.~\~:.:::::::::::::::::::::::::::::::::::::::::3:ii:'i~;~
S<Jpervlslon and Constl\lctlon Pro<:o<!u.... "...."....I.H. 3.3.5A.
4.6.6.4.7.4.6.2.4,7.1.3.73.4.8.2,8.3.1.10.12, 14
Surety .....~.._..,..........;......A.8.1. ,(..6.1, 5A.1.2. 9.10.2, 9,lQ-3 1<<.2.1
Su=)'. Consent c( .......". ".......".:."........"...".."...9.10.2: 9.10.3
SUrvcy.s ................................................................ .2.l2, 3.18.3
Suspensfon by theOwneffor Convenlence .....................14.3
StLSpenslono(th~.',WQtk ............h.....,..._...~.7:7,SA2, 14,.1.1.4,143
Susp nslonoc-Tennin:l.tlcno(me Cootna ...............4.1.7, 5.4.1.1,14
TllXes .....h......................... ......n...... .... ......... ...... .3.6, '13.6.4
TermlnsUon by the Contractor, ........"....................,:.......14.1
Te(tt1loatJon by:thEi Owner for Cause ................:....5.4.1.1.142.
Tennlnatloo oftho:Acdlitt:cr ............................. .......... ...;......4.4
T~tion ofth: Construction M.1.ru.ger .....;.................. .._......4.4
Tatnin2.tkln dd\.~ Con~oc ~..n......................~......... .....142..2
TERMlllAl10ll OR SUSPENSIOi< OF THE COtmlACT .........14
Tests and lnspe:tfOM .........3d.~.4.6.10,.(.6.16. 9.4..3,12.2.1,'135
T1Me..;'..~........".................."........................__.........".."....&
nme, Delays and Extensions of ....................~..A.7.8, 7.2.1,8.3
T"m~ Umks.Specitic ............,............m........:U.2. 221 2'{.3 10
4..6.1.5,4.7.4.5.1,4.8.3. 4.8A, 4.9.1. 4.9..4.1. 4.9.42. -5.3, 5.1: .
7.305. j',3.9, 8.2. 9-.2. 9";.1, 9.3.3. 9...t.1. 9.6.1. 9.7. 9.62. 9.10.1,
11.1.3.113.6, 11.3.10, 11.3.11. 12.:!.2.11.?A, 1~2.6, 13.7.14
TIme Umlts on (::\aims .....n.... ......A.7 2. (7.3. ..\.7.6. 4.7.9, -i.8. .L9
Tatk: to Work.......................... ..........n............... .... ... .9.32, 9.3.3
UNCOVERING AND CORRECTION OF WORK __.____.........__.__12
Uncovering of W'orio: ......................................................12.1
Cn!~ Condidons ...................................... A.7.6.83.1, 10.1
[nit Prices ................. ...... ..... ........................ ........1.1.4, 7.3.3.2
Cseo(Documc::ru.s .................................1.1.1. n. 2..2 5.3 I? i 53
~~u~~~t;;d~.k;.~i..:::::::::: ::::::::::::::::::'::: ::~~~:: :~..~ ~.'.~.~:~: :~: ~
Waiver of Claims: Final Payment .....................4.7.5, 4.9.1,9.10.3
~aiver of Chims ~r the Architect ................................ ..,., ..13.4.2
't";lh'erofCbims ~rthe COntr.lCtor.....................9.tO..i. 11.3.7, 13.4.2
V":ti~1:rofChims ~'the ~Tier ............................1.7.5. -1.9.1, 9.9..3.
9.1().~. 11..3..3.11.3.5. 113.7, B..t2
W2iver ofUens ......... .............. ... .....n.................. ...... ... ....9.10.2
WalvetS of Subrogation ..............................6.\.1, 1\.3.5.11.3.7
Warranty and 'W;I.lnntk:s ........ ............................3.5, '4..6.16, 4.7.S,
9.3.3.9.8.2.9.9.1,122.2,13.7.1.3
Wellh~I>c::b;\'S ...."................................................... .. <1782
When />'rb~on May Be Demanded .................... ...::..:..4:S:4
work, Defu\ltion of .................... ......... ... ........... ....... .......1.1.3
Wriuen Consent .................. ..................~lJ.l. 3.12.8. 3.14.2, 4.7.4,
4.9.5,9.32.,9.6.2, 9.9.t9.U:t2. 9.10.3. 10.12. 10.13,
ll.H.ll.3.1.-\, 113.\1, ll~. 13.4.2
W'rittenlnterpreutio/lS ................. ......... ..........4.6.18. 4.6.19,"'.;.7
Wrftl.n Notke...............2.3. 2.-\, 3.9. 3.12~. 3.12.9.4.7.1,4.7.6.4.7.9.
4M. 4.9.4.1, 52.1, 5.3, 5A.1.1. 8.2.2. 9.-1.2. 9.5.1,9.7.9.10.
10.1.2, 102.6, ll.13.1I.3. 12.2.2.12.2.~. 13~. 13.5.2, 14
Written Ord.en: ~.........................................2.', 3.9,4.7.7,7,8.2.2.
11.3.9,12.1,12.2.o.,.2,l<(J.l
""ymonto. Pr<>gnm ............OA. 9.3, 9.6, 9.83,9.103.13.6. 1U.3
P/>'YMENTS!>.HD COMPlEllOII.......................................8.14
PaymentS to Su/;x:ocl~aocs ..........................,...5.1:.2. 9.5.1~. 9,6.2,
, . 9.6.3.9.6.4. 113:8. 1<.2.1.2
Kll ...............................:"..:.:.~.:..............lo.i.2, 10.13;10.1.4
PerfocnunceBond and hymenl Bond.........7.3.6A,9.10..3, 11.3..9, UA
Pennlts, Feet tnd Notlcoos ...............2.2.3, 3.1. 3.13,'7.3.6.4, 10.2.2
PERSONS "-llD PROPERTY. PROTECTION Of' .....................10
pC>Ijthlo<ln2rclll!pheo}1.................................IOU.10.13.IQ.I.4
ProdUct Data, [)efinJtion of ........_.......................;.......:...:~.3.12.2
ProOuot OatIancl SImpleo. Shop lJrawlngs.........3.ll. 3.12, 4-2.7
Prog..... and C4mpleflon ............"...................4.6.5. 4.7.~. 8.2
Prog..... ."-Is ............4.7.4.9.3. 9.8. 9~.3. 9.10.3.13.6. 14.23
Ptojocl, 0cfInld0n O(1he...................................................l. 1.4
PtoIec1 MariuAl, o.Jln1don of IDe..............".......................1. 1.1
Prof<ct ~W\UOIS ..........:........................................... ..........2.1.5
Prof<ct l<<p<=llati= .............................__...................,(.6.17
Property IllSUrance h~..........n..............u..~......n."." 102.:5,11.3
PROTEC11OtI OF PERSONS "-llD PROPeRTY ......____...........10
ttegubtiocuotnd 1.39."'$ .........1.3.3.6,).7,3.-13,4.1.1.4.9.5.4.9.7,10.2.2.
11.1.11.3,13.1,13.4.13.5.1.13.5.2,13.6.14
~nofW(jc\:; ...............:...00........................3.5.1. 4.6.lO,lU
~ ofWaivecs and liI=ns.........n..h..n.._..~.............~......'9.102
Rcpcese:nt2tions ........................12.2.3.5.1. 3.12:7. 62.1.. 'B-2.1, 9.3.3.
. 9A.3.9.5-1.9~.2,9.W.1
: Repc'esenlatives ...................._....................,....2.1.1. ;.1:1,19.'.t L1.
4.6.1.4.6.17,5.1.1, ;.1.2, 13.2.1
ResoM.fon ofaa,trns and Dt:sput~ ~.._._..........n..........4.8. 4.9
l\ospoMihll\<y ""'Tho<< Pcrlotmlng meW<><\( .........3.32. ..6.6. 62.10
Iteoiruge ..........~~..h...............9.5.1. 9.6.2, 9.8.3. 9.9.1. 9.16.2, ~>.10.3
Review of Contract Ooeuments and FieJd
Condltlons by Contractor ..............,.........1.2.2. :l.2,_3.7.3. 3.12.7
ae-.i~w ofConU'KtOl"s Submittals by Owner.
ConstNcUon ),u.rugermd Archicccr ................_.......3.10.1.3.10-3.
. 3.11.3.12.4.6.12,4_6.16.52.1,5.1..3.9.1,9.8.2
fk',-i~'ofShop Dn?'1n?;S. PttdUct Ln.p.
1..Od S.unpfa by Contr.lCtQ( .................~.._..h...................3.1:!_')
Rights and Remed~ ...............U.2.:!..3, 2A:.3.5.t. 3.15.2. 4.6.10,
".7.6, 4.9, 53. 6. t 6.3.73.1,8.3.1. 9.5.1. 9.7, 102.5,
103,12.2.2.11.2..4".13.4.14
Royalties and Patents .......................... .........................3.11
Ru\e.s lod Notlces 10r Arbitration .................."................4.9.2
Sal.ty 01 !'<<sons and Property .......__"....__.......____...........10.2
Safety precautions and Programs ..................4.6.6.4.6.12.10.1
Sample:l. Ck..l1n.ioon of ...u................. .................. ..............3.11.3
Samples, Shop Drawings, Product Data and ......3.11.3.12..4..6.l2
Samples at the sne, Oocuments ancL...............................3.11
~u\e of Values .........u........................................9.2, $I.3-.t
Sc:hedult5. Cc:ln.$tNctlon.... ....hu.._ .... ................ ..... _ .... .... ...3. 10
Sqn.nteCcntnCtS -and ConU4;aOfS ...............,.... ,................ ..1.1.4
Shop Dn90in.gs. De&nidon 0( .............................................3.12.1
Sflop Otawlng$. Product Data.
and Samples ...........".........___.....3.11.3.12, 4.6.11, U.12. 4.6.15
Sl1e. 0.. of ..........."..........................___.........3.13.6.1.1.62.1
Site It\Spc:ctions .........1.2.2.3.3.4,..(.6.5.4.6.16.4.7.6,9.8.2. 9.10.1, l3!i
S"te Vul.u.Nchitect.s.........................................A.6.S, -4".6.9, 1".7.6.
9.4.2. 9.5.1. 9.8.~ 9.9.2. 9.10.1. 13.5
Sp<ci>Ilropec1lons andTesdng ....".....................4.6.10. lll1. 13.5
SpecIllc:aUol\S. \)e6nltion dme ........"..."........................1.1.8
SpecIllc:aUon.. 'lM .....................1.1.1.1.1.6, U.7.12.4, 1.3.3.11
Statute olL.hnl~tloru .......................................~.9A.2. 12.2.6. 13.7
S<Opp;"gm,wO<k ...........................2.l.4.7.7.9.7.10.12.10~.1..1
S'_~eri:oh ..............:.........6.2.1. 9.3.2.10.2.l.2. 11.3.l.4. 12.1..~
SubcontraCtor. ()c:finltion of ..h.............................. "............5.1.1
.SUeCOIlT1\ACTORS ....... ............___......".. ..... .... __.... ... __ .....5
S\lbconmcwrs, Work by .........1.2.4.33.2. 3.12.1,.f.6.6, 4.6.10, 53. SA
Subc<ln\"<I1Jol R.lanol\ll........"..5~, 5A. 9.3.1.2. 9.6.2. 9.6.3. 9.6.4,
102.1.11.3.7. 11.3.8. IH1. 1<.13. 14.2.1.2
S'bm;tuls.....................lJ. 32.3. 3.10, 3.11, 3.12, 4.6.12, 5.1..1, 5.2.3,
7.~.6. 9.2. 93.1,9~1. 9.9.1. 9.10.2. 9.10.3. 1l.IJ
AI" OOCUIrlEKT A.201JC.... . GENERAL CONnmOf'{S OF tliE COt..~ fOR CONsnllCT1o~
co..~"OKlH )4A.~AOv1SERE:I:ll'J1a'f. t992 SX'I1Otf. JJA. . elm. TMEJJ.WUG\.'I./ cssnn.u
~~'~C.~Y>UA.valtt.ltV..WA5HJl<<il'ON,D.C.2l:XX)S.S292' W.tmINQ:~
, "
\
mitttl h2..S be-en 2.pp.roved by the Construction Maoigcr md
Architcct. Such Work sh2.1l be in accord.2nc.e with approved
submitQ!s. '
3.12.7 By :a.ppro\'t-ng :1nd submItting Shop Dr2wings, P~.oduct
D2u, Sunples :lend slmila.r submltuls, the. Cootnctor rc:presencs
th:1t the Contractor h:lS determIned and verified m:uerbls. fidd
measurements and fidd constcuctIon crItetl:1. rd;ued thereto,
or ,.m do so, md has checked 2nd coordinated the lofonna.
don cont2Ined wlthJn such submltuls with the requirements
of the' Work :md of the Contnct Documents.
3.12..8 The Contractor shall noC be relieved of n:sponsjbiJity
for dcvi2dons from rcquircmems.ofthc:: Contnct DocumentS
b\. the Construction ).tuuger's- ;nd Architect's :lppro,,""l1 of
Shop Dnwlngs.. P-roduct 02Cl.. S~mples orsimllar,submituls
unless the Contr;1ClOr h:t.S specifically informed the Construe.
cion ~11.":lger 2nd Architect in ~'r1tfng o{such devl;Jclon:olt the
time of .;iubmin:ll :lOd the Construction ~t103ger and .\rchltcct
Mse gi\-en <"Otcro 2ppro\<d to me speclflc dcvi:nion. The Con.
tnctor shall tlOt be relieved of responsibility for errors or
omissions in Shop Dr.1\'.-ings, Prod.uct mo, S:ilmple:s or simib.r
submitCl.Is bv the Construction M:mager's and Architect'S
apprQ1o;u thereof_
3.12.9 The ContC2cror ~h:l11 direct specific attentIon, In
"..ritingoC" on resubmitted Shop Dr.lwlngs. Product Dau..
S3mples .or simil:lr submitws, to revisions other Ul2.n those
requested by (he ConstCUcti~n ~bn;J.ger md Architec[ on pre'
\ious subrn~(t:lls.
3.12.10 Inform:lliom.1submituls upon which the Cons~ruc+
tioo )'I;lt'IJ.gc r :J.nd .-hehitect :l.re nor expccrcd m C1kc respon-
sive :1((ioo may be so idcmified in the CoottJ.st Documents.
3+12,11 V;oen profc:sslonJ..! c~rtific:J.donofpc':rformance (rite.
ri:l of ffi-:1(C"ri:1ls. systems or equipment is required b~' the <:'00-
tnct O()cumcms, the CO!1Struccion M:Icugc{ :lfld _..v-chiucl
5'h.:J.t1 be: entitled to rdy upon th~ :lccur:tcy and completeness
at such c.;:Jlcubdon:; 2nd c!:f[lfio.tioCl:;i.
3.13 USE OF SITE
3.13.1 ih~ COnlrJ.ctor 511111 conIIne op~r:J.tlons 1t the site to
:lr~J.S peanl[c.:d or J':l'r.: ordlO:lo(:es. p~rmi[j :lOd the ComC1Ct
o.::cum~lS :l.nd sh:1l1 not unre:LSOnably cOI.."'Ucober the site ~.;ith
m;lt~:l:LI:i or ~quipm~nt.
3,13.2 The Contr.1C:tor shill coordin:ltc the COfitr.l.Ctoc's open.
dons v.;ch. :lr1.d secure the 2ppro\'":lt of. the Construction
)'bn:1gl::f before using 2.nr portion of the site.
3,14 CUTTING AND PATC~ING
'3.14.1 The ConUJccor stull be rcsponsibh: for cutting. fitting
Or p:ltcl1ing require:d to complete the '\<brk Or to m-.ke its p;lrts
fit log.:-ther propaly.
3.14.2. The ContrJcror Sh21l not dam:tge Ot endanger 2. por.
lion of the: \\brk or t'ullforp:ml:J11r completed construction
of the Q\l.;ner's own faeces or of other COntnctors b... CUt.
ting. p:afching, cca\"llng or othenvlse altering such cOnStruc.
cion. The Comr.1.ctor sh:1ll nOt cut or othernise :Ltte:r such con.
.nruction bv other Conmctors or br th' Owner's own rorees
except \','ith writt~n consent of the Construction M:lruger,
O't\'net :lnd such ocher Contr.l.ctotS; such consent stull not
be unre:lson;lblv withhdd, The Conu:lccor shall not unrC"3-
5on:tbh' to,ithho'ld from the other Conte'Jetors or the Owner
thl: Concr.lCtor's conS':-(l( to cuuing or O(hen.'ise :1herin~
the ....ork. '
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3,15 CLEANING lIP
.,~ s:.o:.~.
11
;1<11,1';:
3.15.1 The Contr.lctOr sh:all ~eep the. ptc:ml:ses,md surrq~nd.
iog;rea free (rom accumubdon Of-v."1$l: m:Heri:ds or rubbish
c:at..lsed br ope.t:1dons undc! the Cootr.J.Ct. At <:ompletion of
the: Wbrk (he Conu:lctOf sh:tl.l rcmoVt: from:and ;l.bou,. thc:'PrvJ-
eCI WJSte m2.teri:lls, rubbish, the ContraCtor's tc.As; cOnStruc-
don equipment. machinery 2nd surplus matc:ri:als. - .
3.15.2 If the Cont.r.lctor C211s to cle:lO up z provided in the
Coatr.JCt DocumentS. the Con"''Uctton Man2.ger m2Y do so
wiili me Ov.-ncr"s 2.ppro\'al. 2-0 the COSt thcreof sh211 be
charged to the Coocr:lctor,
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3,16 ACCesS TO WORK
3.16,1 The ContractOr shall provide th.: O~.ne:r, Construction
)'1::1Oager and Architect access to the ~-ork in prc::paotion :lnd
progress wLere'.er looted..
J
3.17 ROYALTIES AND PATENTS
t
3,11.1 The Contr:1ctor sh.2.l1 paY'atl ror'J.ities ;J.nd Hcense leos.
The Contt4ctOr shall defend rules or cbims for Jtl:~ringemem
of patent rights :lOd shJ.U hold the O.....ner, Construction
~:m:l8er ~nd A:rchi[eCl h:armle:.ss from loss ojl account thereof,
but shall not be :responsibt'e ror such &fe.nSc or loss when
2. pudcular design, process. or product of:l. p3.rtlcuJ~ nunuf1c.
turer or m:anuf::tcrLlrers is requited by the Contnct Documents.
Ho.....C'..e:r. if the: COntr;lClor hJ.5 re:1S0n.to beliC"'c: th:J.t the
required design, process or product is:1o infringement of a
p:uent, the Cootr:lctor sh::dl be r~pOnsible for such loss unless
such information is promptly furnish.:d to th<::- A.rc:hitect.
3.18 INDEMNIFICATION
3.18.1 10 the fullest c-"(tem permitted by bw. the Cootnctor
sh:J.1l indemnify :lod hold harmless the: Owner. Construction
~hn::1ger. :\rchiu:ct, ConstructiOn :'l::lrugo::r's ::Iod .J..rchit<::cc's
consult:mti, 'nd :1g.enlS :lnd emplo)"ec:s cf :1Oy of them from
and :againsr ct:l:ims, d:lm:zgcs. Josses an' ~"tpc:nses, including
but ClOt limited to ~(torneys' fees. 2rising OUt of or resulting
from pe:rform.1nce of the ~ork, provi~ed that such c1:1im.
d:lm::J.gc::. loss or expense is :1ttribuubk to bodily lnjury.
sickness. dise1:5e: or dt:3th. or to Injul1' to Or destruction of
Clngible property (other th;ln 'me 'Xbrk ic::(/t) including loss
o( use rc:~ultlng therefrom. but Qoly to (h~ e:uent ouse:d In
",hole or in parE by negJigem ;lCtS or omi:j:sians o( the
Comractor. :I. Subc:ontr:lctoc. an}"One direcd~. or indirectly
employed by them or anrone for Vo'hose acts they m2.)' be
Ibbk. regardless o( whether or not such cl3im, d~m:age:, loss
Or a.p<:nse is a.used in parr by 2 p:my indemnified hereunder.
Such obUg::1tion shJ.U not be conscru~d to nc-g:n.::, :z.b-ddg<: or
reduce other rights or oblig:ltions of ind~rnnity ~'hlch would
OtherWise <:xlsl: 2S to 2 p:.trq: or person described in this P::ara.
gr:>ph ,.18.
3.18.2 . In ciaims against any person or cndcr indemnjfied
under this P:lr.lgraph ,,18 by 2n employee of the COnlr:l.Clor.
:I. Subeoo<necor, 211ron~ directly or indJrectly employed by
them or an\"Ont:' for whose .:lCtS thcv m:l,,'be liable the lndem-
nUie-don oblig:ltiOn under this P;r:l.g~ph 3.18 shall nOt be
limited by a timlctlon on :lmount or type of d;lmage:i, I.;OIH.
pensation or benefitS p3yable by or fOf th~ ContractOr or ~
Subcontr:tctor under ~'orkers compcnsation :lets, dis:lbility
benefit acts or other employee benciit :lC[.$.
3.16.3 The oblig:1tions of the ContC:1cwr un<;1o::r this ~rJ'
gr:lph 3.18 shall not e:xt~nd to the Ii~bltil~' of the Construc,
tion M~naget Architect. their consulunt:;, :md 2gc:nts and
AlA OOCUMEKT A2.Q1ICMa . CE..'>;EIt.4.L cosomO:-':S OF THE CO:- U.I.C\" FOR CONSTKt:CnON
CON,mr:cnos MA.,"\.-\GER-A[}I.'ISr.R EorrlO~ . t9':.l~ EOITIO:--; . }J,I.\ . tl~ll . THli t\....jERIC.....~
~ __.n... ,._. _~.......,. -~.t; '17\1:' H'RK.\\'E.';l"E. x\t:, -.s:;l.,SlIl:\GlO:'\. DC ~1....nt,"';..'Y'.l' WAflNINO:
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employees of :l.Oy of them wing out of (1) .the pr6pmtion
or ~p.pro-....-;.ll of m:l.ps, dr:a.w[ngs, opinions, reportS, ~.urvcys,
Change Orders, desIgns Of specifications, or (2) the giving of
or the biture to giY\': 1irections or instructions by the'Con.
struction MUl:1ger, Architect, theirconsulu.nes, and :zgeocs:and
employees o( :lny of thc:ni provided such g,iving or f.tnure to
gIve Is the prim.I:C}' cause of ~,C: .inJury or.<hm:tge. .
ARTICLE 4
ADM!'),TRAT10N OF THE CONTRACT
4.1 ARCHITECT
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4..1.1 The Architect is (he person lawfully licensed to pr.lC'
tice architecture or an entity b'Q.~fully pncticing 2CChJ[ccture
identified :lS such in the Agreemeflt and is referred to through.
OUt me: ContoCt Documents :IS if singul:1r in num.be,r. The term
"Architect'. me:tns the: Architect or l,he Architect's authorized
represem:ulyc. .
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4.2 CONSTRUCTtON MANAGgR
.:4.2.1 The Construction Mam.ger is the person or c:ntit{iden~
tified 2S such in the Agreement ,nd is referred to throughOUt
me ConcOCt Documents as if singub.r in number, The term
"Consmlcdon )'Iamger" means the Construction Manager or
ch~ Consttuaion ~I:m~gc::r's :1uthori7ed reprcsentlth'"e.
4.:3 Duties. responsibilities :lnd Iimicuions of authority of thc'
Construction ~1:lllJ.ge:r and Architect 1.$ set ronh in me Con.
tr:lC[ Documencs sh:1U not be re:Stricted. modified or e.xtended
'tI.;thout wrinm cons~nt of me Owncr. Construction Man:lger,
Archit<:Ct ~nd Contr::tctor, Consent shall not be unre:l5on.
2bly v.;thhc::1d.
-4.4 In CL5C: oi tcrmin:J.tion of employment of the Construc-
tion ~I:lt1:.1g~ror Archic.=ct. the Oto,"ner sh:l.1l2ppoint;l construc-
tion m:uuger or :l[(:hi;:ecl agJ.iost whom the: Contr:lc{or m:1k.cs
r.o re:lSon:1bk objection and whose sews under the Contr:lCt
Dt)cum('ms sh:lll be ;:h:l.t of the former construction man:lgc-r
or 3.rchitect. re.$pect:t'dy.
4.5 Db-putt:S:lrising under P..lrJ.gr:sphs ",3 and -(A stull be.sub.
Jeet CO :trbitotion,
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4.6 ADMINISTRATION OF THE CONTRACT
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4.6.1 The: CO[\$truction ~[an:1ger and Architect v.,'iJl provide
:J.l$ministr::ltion or the COO(r:lct :15 described in the COCltr:lct
Documents. and ~;Ul be: the Owner's re:presenultjlt-es. (I) dur-
ing construction, (1, until finat payment is due: and (3) with
the 090-n~(s concurrence. from time to time during the cor.
rcctlon pc:riod desc:ibed in Par:l.gr:lph 11.1. The Construction
)'bn:tg~c :Iilnd Architect ~.i11 :ld\'i$e and consult with the O\\,'ner
:mu 'O,'il1 h:l\'C::luthf.lrit" to act on beh:l.lf of the: O~'ner onlv
to the e.-.;:tent pro\'ide:d in the ConCDCt Documents. unless
otheru'lse modi fi~d b,' written instrument In :accordance: whh
other pro"i$ions or the COntrJct. . .
4.6.2 The Construction ~l;:uuger ~..ilI determine in gc:n~ral
lh:u the \X'ork is being p<:rformed in accorcb.nc: wi!h the re-
~uiremems of the: COntrict Oo!:ume:ms. '0\'111 keep the Owner
Informed of the progress of the: ~ork, :l.nd will endc:t\"Qr to
guard the O""r.er :lgJinst defects and defkh:nci<:-s In the Work.
~,6.3 ,!he Construction ;\I:an:l.ger lI:iI1 provide for coordina.
tl\)n at the :lct!,,'itks I)f other COntt:l.Ctors 2nd of [he QQ."oet's
own fo~ces '....hh tht: \,Xbrk of the Contr:Jctor, v.'ho shall coop.
er:ne \\'lth thern. Th~ COf\(rJctor sh:zll p2nldp3te ~..ith other
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Contr.1ctors :1nd the Construction M2n2ger md O:wnef,ln
reviewing dleir construction schedules when directed to do
so, The Contnctoc sh2ll ffia.ke 20ny r~'islons to the construe,
tion schedule dee:med necess:uy :mer a JOlnt revieW 'and
mutu::lla.greemenc. The: constnlcdon schedul~ sh:l.ll constitute
the schedules to be: used by the Contractor. other Conenc.
tors, the:: Corutruction Manager and tlie Owner until subsc:.
quendy tevised.
4.6.4 The Construction ~t2ru.gec v,iU schc:di.de and coordIcute
the activities of thl: Contt:lctorsln 2occordance with the lnest
:lpprovcd Prolect,construction schedule.
4.8.~ The Architect v,,"m visit the site:1t Inte~.15.2ppropriatc
to the 51:1:g1: of c;onsuuction to become generally farnill::lc v,'llh
the progress and qu:ality of the complc:ted 'Work: :lOd to deter.
mine in gener:tllf. the ~'ork is being perfomie.d in 2 1"l:I.nr.~r
indicating that th~: ~brk. \'.'hen comp":ted. \\"111 be irl 2ccor.
dance ""Ith the CC!n~.r.lCt Documents. HowC\"et the Architect
v,,"m not be required to make: exhaustive or continuous on-
sile inspections to check. qu:1llty or qu:mdt)" of the 'X'otk. On
the lnsis of on-sit(: ooser\"'arions;1S m :l.rchitect. me Architect
.....ill k:eep the Owner Informed of progress of the V:urk. md
will endC2Vor to guard the Owner ag:zinst de.fectS 2nd defi.
cic:ndes in the V:rbrk.
4.8.6 The Construcdon M:mager~ except to the (';.xtem re.
quired by Subpal"agr.Lph 4.6.4, and Architect ~'ilt not ha"'e
COntrol over or ch:J.rgc t)( and ~'iIl not k responsible for cor:.. .
suuction me::lns. methods. techniques, sequences or pro-
cedures, or for s;J,[ety precautions :md progra~s in COo'nee-
tion with the "<<-ark, since these 2re sokly th~ COntr:lCtoc's
responsibilitY:15 pro....iJ~d in P:1ngr:Jph 3.3, 'J.od ndthcr ""-ill
b~ responsible for th.: ComnClo(s failur::: to Clrry out me
Work in accord:U1ce ~'ith the Contact Documents, Neither
th~ Construction M:tna~ec nor [he ArchiteCt will have con,
tcol o....er or ch:zrge of Dr b.: responsible for :J,CtS or omis.
sions of the Com..1<..:(\,)r. $ubcontrJ.ctors. or their :J.j;!;ems or
employeeS, or of :my other per:::Gros performing po~tiOl".$ of
the: 'Xbrk.
-4_6.7 Communlc3tions Facllltating Contra~t AdmInistra-
tion. Exc:ept:L$ .~thcr'Wi:'C pco\'idt=d In the ContC':1ct 'Dc<t.:-
m.:r:.es or when dirc:t:t cl)mmunic:l.tilJos ha.ye b<~n sp.:c:'a.l.1y
authortll::d. thl:: O~'ner :lnd Conu:tctor sh:zll communicltc
through the Can:itructilH\ :o.tao:iger. :znd Shall ~ontempor:ir..c-
auslr pro,,-idc thc:' s:J.me communic:l.tlon.i tll thl: Architect.
Communlc:uions br :md with the Architects consultlms stull
be through the Architect. CornmuniC1tilms b\' and ~-ith Sub.
contnCtors and ltuteri:J.l suppliers sh:lll he: thOrough the Con.
lCJ.Ctor, CommufliCltions by :lnd 'l;I:ith other Conco.ctocs shall
be through the ConStruCtlOn M:ln:l.ge.r and sh:lll b( COnt<::m.
pOr:lneously pco\'lueti to the Archill::Ct.
4,6.8 The Construction ~I:tnager will rt:\'jetl,. and cc:nih' aH
Appllc:ulons for P:1rmc:nt by (he Contnctor, including nn::ll
p:J.yme.nt. the Construction ?l:m<l.ger wlllass.:rnble each of
the COntr:lCIOr'S A.ppli<"":1tions Cor P1ymem v,'ith similar Appli.
C;1tions from other ContrJctors intQ 3 Project Applio.tlan :l.nl.!
Project Cenlflclte for P'.lyment. After r~'Ic:'t\'in~ ::lOd cenlfy:
ing (he amounts due the Contr.lCtors. the Construction
Manager ,,-m submit the Project Application and ProjeCt C~:-.
tific,tc for P:tymem, alang 't\"hh the :ipplic:lbk Cunu:1cmr:i'
Appliotions :lOd Ccni(k-:J(es (or P"Jyment. 10 the :'fchit<::!.:t.
4.6.9 B3sed on thl:: .Architect's obsl:n':J,tion$ :1nd e'":llu:ltiol'"'_'i
of Contr.lCmfS' Appllc:uions (or Pa~'ment, :mJ the cenW('J.
tions of tht: Construction Man:1.ger, the ,-\rchit<:L'c wiU red<::w
":'" .0000MEHl '-201/CMa . l.a!.:>;U.'L CO.sOITlONS Of THE CO!'oTR.fQ" FOR tO~~TRL'<"'0~
==~?;""..).t.~~~~Il"~)\:~",F~_~l:'?~. }l)9.! EernON II t.V.'. c'1'19.! . THI!. .I.\'."'P.~{:I:~
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!:I/21/20110
DOCUMENT 00800
SUPPLEMENTARY CONDITIONS
3.10_3: Delete Subparagraph 3_10.3 in its entirety and insert the following:
"3_10.3: The Contractor shall immediately, after being awarded the contract, prepare and submit to
the Architect and the Construction Manager, a schedule of shop drawing sllbmittals which will be
reviewed by the Architect for the orderliness of the submittals by the Contractor- This schedule
shall be provided to the Architect for approval by the Architect within fourteen days of receipt of
contract by the Contractor. The schedule shall be coordinated with the Project's Construction
Schedule and shall allow the Architect reasonable time to review submittals."
3.12 SHOP DRAWINGS, PRODUCT DATA; AND SAMPLES.
3.12.5: Add Subparagraph 3.12_5.1:
3.12.5.1: The Contractor shall forward to the Construction Manager a copy of the Transmittal covering
each such submittal.
3.15 CLEANING UP.
3.15.1: At the end of the first-sentence, delete the words:
"caused tiy operations under this contract".
3.15.1: Aflerthe first sentence, insert:
"The Contractor shall clean the work areas daily and should the occasion arise that the
Construction Manager must direct the Contractor to clean an area, the Contractor shall do so within
24 hours_ If the Contractor fails to clean up the specific area within the allotted time, the Owner
may do so immediately; and the cost thereof shall be charged to the Contractor.' Refer to Sections
01500 and 01700."
3.18 INDEMNIFICATION.
3.18.1: Delete Subparagraph 3.18.1 in its entirety and insert the following:
3.18.1: To the fullest extent permitted by law, the Contractor shall indemnify and hold harmless the
Owner, Architect and Construction Manager and consultants, agents and employees of any of them
from and against claims, damages, losses and expenses, including but not limited to, attorneys
fees and defense costs, arising out of or resulting from performance of the Work, but only to the
extent caused in whole or in part by the acts or omissions of the Contractor, a Subcontractor,
anyoM directly or indirectly employed by them or anyone for whose acts or omissions they may be
liable. regardless of whether or not such claim, damage, loss or expense is caused in part by a
party indemnified hereunder. Such obligation shall not be construed to negate, abridge or reduce
other rights or obligations of indemnity which would otherwise exist as to a party or person
described in this Paragraph 3.18. The Contractor agrees to and does hereby assume on behalf of
the Owner, Architect, and Construction Manager the defense of any action at law or in equity which
may be brought against such indemnities, upon their demand, the amount of any judgment that
may be entered against such indemnities in any such action. In the event that any such claim, loss,
cost, expense, liability, damage or injury arises or is made, asserted, threatened against the Owner
for which the Contractor or its insurer does not admit coverage, or if the Owner reasonably
determines such coverage to be inadequate, the Owner shall have the right to withhold from any
payments due or to become due to the Contractor an amount sufficient to protect the Owner from
e 2000 by Foreman Arohilects Engineers
00800' 19
98146
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9/21/2000
DOCUMENT 00800
SUPPLEMENTARY CONDITIONS
such claim, loss, cost expense, Ii"bility, damage or injurj, inc:1uding attorneys' fees and expenses
reasonably necessary for the defense thereof.
. 3.19 Add new Paragraph:
3.19 REPRESENTATIONS AND WARRANTIES.
3.19.1 The Contractor represents and warrants the following to the 0\.,,1r (in addition to the other
representations and warranties contained in the Contract Documents), asan inducement to the Owner
to execute the Owner-Contractor Agreement, which representations and warranties shall survive the
execution and delivery of the Owner-Contractor Agreement and tho final completion of the Work:
(a) that he Is finanCially solvent, able to pay his debts as they mature and possessed of
sufficient working capital to complete the Workllnd perform his obligations under the
Contract Documents;
(b) that he is able to furnish the personnel, tools, materials, supplies, equipment and labor
required to complete the Work and perform his obligations hereunder and has
sufficient experience and competence to do so;
(c) that he is authorized to do business in the Commonwealth of Pennsylvania and is
properly licensed by all necessary governmental and public and quasl.public authorities
having jurisdiction over him and over the Work and the site of the Project:
(d) that his execution of the Owner-Contractor Agreement and his perfonnance thereof is
within his duly authorized powers;
(e) that he is familiar with all Federal, State, Municipal and Department laws, ordinanC'es
and regulations, which may in any way affect the work of those employed herein,
including but not limited to any special acts relating to the work or to the project of
which it is a part;
(f) that such temporary and permanent work required by the Contract Documents as is to.
be done by him, can be satisfactorily constructed and used for the purposes for which it
is intended, and that such construction will not injure any person or damage any
property;
(g) that he is familiar with local trade jurisdictional practices at the site of the project;
(h) that he has carefully examined the plans', the specifications and the site of the work,
and that from his own Investigations, he has satisfied himself as to the nature and
location of the work, the character, quality and quantity of the surface and subsurface
materials likely to be encountered, the character of equipment and other facilities
needed for the performance of the work, and the general local conditions, and all other
materials which may in any way affect the work or his performance;
@2000 by I'oreman Archllacts Englnaers
00800-20
98146
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--.-------.--
General Aggregate
(Other than Products and Completed Operations)
DOCUMENT 00800
SUPPLEMENTARY CONDITIONS
$1,000,000
Personal and Advertising Injury
$1,000,000
$1,000,000
Products ",,,j Completed Operations Aggregate
Each Occurrence
$1,000,000
Products and Completed Operations Insurance shall be maintained for a minimum period of
two years after final payment and Contractor shall continue to provide evidence of such
coverage to Owner on an annual basis during the aforementioned period.
11.1.2.3: Comprehensive Automobile Liabilitv Insurance including coverage for owned, non-owned,
and hired vehicles with limits not less than those stated below.
a. Bodilv Iniury and Property Damaqe Combined
Each Occurrence $1,000,000
11.1.2.4: Umbrella Liability policy minimum coverages to override all comprehensive liability
policies.
General; Plumbing; H.YAC.; and Electrical Contracts
$5,000,000
Landscaping; Roofing; Aluminum Entrances and Windows;
Acoustical, Drywall, and Plaster; Resilient Flooring and Carpeting;
Painting; Visual Display Boards; Food Service Equipment;
Industrial Arts Equipment; General Casework; Library Casework;
Science Casework; Fire Protection; and Communications C,:mtracts
$2,000,000
11.1.2.5: Include the Owner, Construction Manager, and the Architect as an additional insured
under Contractor's Public Liability and Umbrella Excess Liability P<llicies.
11.1.3: Add Subparagraph 11.1 ,3.1:
11.1.3.1: Contractor shall submit to the Owner, through the Construction Manager, within seven
days of the Award 'of the Contract, an appropriate Certificate <If Insurance which certifies .that
Contractor is covered by insurance requirements of Article 11.1, SUbparagraphs 11,1.2.1 through
11.1.2.5, Certificate of Insurance shall be accompanied by a notarized letter from the Contractor's
Insurance Carrier advising the Owner to what degree the aggregate limit has been impaired.
Further, the Contractor fully understands that failure to timely sulbmit the Certificate of Insurance
shall give the Owner the option to withdraw the award and forfeit the bidders bid bond.
A. Contractor's Certificate of Insurance shall be submitted to the Owner, through the
Construction Manager, on the standard "Acord" Form.
1. Contractor shall require the Insurance Company to modify the cancellation reporting
policy (as written in the lower righthand of the "Acord" Form) to read as follows:
a. Should any of the above described policies be cancelled before the expiration
date thereof, the issuing company .will mail 60 days written notice to the
certificate holder named to the left, in accord with the requirements of ACT 86 of
the Commonwealth of Pennsylvania.
~ 2000 by Foreman Architects Engine.rs
00800-35
98146
,
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- -- ------ ------
---------~------ ~-
----~~-- --
-------~---~_.~~._~--
I 912112000
a.
\
b.
I c.
\ d.
e.
DOCUMENT 00800
SUPPLEMENTARY CONDITIONS
General Aggregate
(Other than Products and Completed Operations)
$1,000,000
Each Occurrence
$1,000,000
$1,000,000
$1,000,000
Products ,tIid Completed Operations Aggregate
Personal and Advertising Injury
Products and Completed Operations Insurance shall be maintained for a minimum pertod of
two years after final payment and Contractor shall continue to provide evidence of such
coverage to Owner on an annual basis during the aforementioned period.
11.1.2.3: Comprehensive Automobile Liability hisurance including coverage for owned, non-owned,
and hired vehicles with limits not less than those stated below.
a. Bodilv Iniury and PropertyDamaqe Combined.
Each Occurrence $1,000,000
11.1.2.4: Umbrella liability policy minimum coverages to override all comprehensive liability
policies.
General; Plumbing; H.VAC.; and Electri8al Contracts
$5,000,000
Landscaping; Roofing; Aluminum Entrances and Windows;
Acoustical, Drywall, and Plaster; Resilient Flooring and Carpeting;
Painting; Visual Display 80ards; Food Service Equipment;
Industrial Arts Equipment; General Casework; Library Casework;
Science Casework; Fire Protection; and Communications Contracts
$2,000,000
11.1.2.5: Include the Owner, Construction Manager, and the Architect as an additional insured
under Contractor's Public Liability and Umbrella Excess Liability Policies.
11.1.3: Add Subparagraph 11.1.3.1:
11.1.3.1: Contractor shall submit to the Owner, through the Construction Manager, within seven
days of the Award of the Contract, an appropriate Certificate of Insurance which certifies .that
Contractor is covered by insurance requirements of Article 11.1, Subparagraphs 11.1.2.1 through
11.1.2.5. Certificate of Insurance shall be accompanied by a notmized letter from the Contractor's
Insurance Carrier advising the Owner to what degree the aggregate limit has been Impaired.
Further, the Contractor fully understands that failure to timely submit the Certificate of Insurance
shall give the Owner the aptian to withdraw the award and forfeit the bidders bid bond.
A.. Contractor's Certificate of Insurance shall be submitted to the Owner, through the
Construction Manager, on the standard "Acord" Form.
1. Contractor shall require the Insurance Company to modify the cancellation reporting
policy (as written in the lower righthand of the "Acord" Form) to read as follows:
a. Should any of the above described policies be cancelled before the expiralion
date thereof, the issuing company will mail 60 days written notice to the
certificate holder named to the left, in accord with the requirements of ACT 86 of
the Commonwealth of Pennsylvania.
€I 2000 by Fotemen Architecfs Engineers
00800-35
98146
.."'i",'
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SHOLLENBERGER & JANUZZI, LLP
1820 Linglestown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106.0545
Telephone Number: (717) 234.3700
Fax Number: (717) 234-8212
Attorne s for Plaintiff
MOSE ATHERTON,
Plaintiff
6 tot'(
IN THE COURT OF COMMON PLEAS
CUMBER:LAND COUNTY,
PENNSYLVANIA
v.
NO. 2004-2122
R. S. MOWERY AND SONS, TNC., and
FOREMAN ARCHITECTS-ENGINEERS, CIVIL ACTION - LAW
INC., JURY TRIAL DEMANDED
Defendants
,.-..-..... ":11-1:.... . ...... -' -1ii"'~""11W" ,-. ~.. "..-.... .,--.. . ..
_', ........ _ '1"" '..' ,
I: " .; I,.,. , :;;tta-Gt'.. ~.~ It' , ' '. /1 " '~,1
''"~~_''''".'.-ol ...~, ,......... __ ...... .~... _j~~..._ .a~..t:...~.................. ~.}~.._~ .~...-J.t~
YOU HAVE BEEN SUED IN COURT. If you wish to defend against the
claims set forth in the following pages, you must take action within twenty (20)
days after this Complaint and Notice are. served, by entering a written
appearance personally or by attorney and filing in writing with the Court your
defenses or objections to the claims set forth against you. You are warned that,
if you fail to do so, the case may proceed without you and a judgment may be
entered against you by the Court without further notice for any money entered
against you by the Court without further notice for any money claimed in the
Complaint or for any other claim or relief requested by the Plaintiff. You may lose
money or property or other rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOU~'LAWYER AT
ONCE. IF YOU DO NOT HAVE A LAWYER OH CANNOT
AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET
FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL
HELP.
Cumberland County Lawyer Referral Service
Cumberland County Bar Association
2 Liberty Avenue
Carlisle, PA 17013
800-990-9108
, .
-.
. ,
'"
-.'_._-
(' "
\.
SHOLLENBERGER & JANUZZI, LLP
1820 Linglestown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106-0545
Telephone Number: (717) 234-3700
Fax Number: (717) 234-8212
Attorne s for Plaintiff
MOSE ATHERTON,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY,
PENNSYLVANIA
NO. 2004-2122
v.
R. S. MOWERY AND SONS, rNC., and
FOREMAN ARCHITECTS-ENGINEERS, CIVIL ACTION - LAW
INC., JURY THIAL DEMANDED
Defendants
'o/G":T - -- '~<' '~]1" ~~6,; ~1'~-" ' '" ," '.
't:i. ,\ ~ l~ ~i...'.~:~ ;
,~,.,.~ '. _.<.J..:::.. ~j.= .....~ ~~, ~""'.. .,. ~ _ _ .'.._ _::"'h ~-,,-L.....'_"'_"
LE HAN DEMANDADO A USTED EN LA CORTE. SI usted quiere
defenderse de estas demandas expuestas en las paginas siguientes, usted tiene
veinte (20) dias de plazo al partir de la fecha de la demanda y la notificacion.
Usted debe presentar una apariencia escrita 0 en persona 0 por abogado y
archivar en la corte en forma escrita sus defensas 0 sus objeciones alas
demandas en contra de su persona. Sea avisado que sl usted no se defiende, la
corte tomaro medidas y puede entrar una orden contra usted sin previo aviso 0
notoficacaion y por cualquier queja 0 aHvlo que es pedido en la peticion do
demanda. usted puede perder dinero 0 sus propiededas 0 otros derechos
importantes para usted. .
LLEVE ESTA DEMANDAA UN ABOGADO IMMEDIATAMENTE.
SI NO TIENE ABOGADO 0 SI NO TIENE EL DINERO
SUFICIENTE DE PAGAR TAL SERVICIO, VAY/>.. EN PERSONA 0
LLAME POR TELEFONO A LA OFICINA CUYA DIRECCION SE
ENCUENTRA ESCRtTA ABAJO PARA AVERIGUAR DONDE SE
PUEDE CONSEGUIR ASISTENCIA LEGAL.
Cumberland County Lawyer Referral Service
Cumberland County Bar Association
2 Liberty Avenue
Carlisle, PA 17013
800-990-9108
~~ ,
.~ -,
( <,'
.
SHOLLENBERGER & JANUZZI, LLP
1820 Unglestown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106-0545
Telephone Number: (717) 234-3700
Fax Number: (717) 234-8212
Attorne s for Plaintiff
MOSE ATHERTON,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY,
PENNSYLVANIA
v.
NO. 2004-2122
R. S. MOWERY AND SONS, INC., and
FOREMAN ARCHITECTS-ENGINEERS, CIVil ACTION - LAW
INC., JURY TRIAL DEMANDED
Defendants
.....r...CH"'. -~,..- - .' ,,,.. -~..., ..--.. "''i'1i' - -.--~ w=-
It" 'rA~:j ~I,:;< , . " j' '~....~ ""W\" f>l ';~(It:;..
:'1.. , '~ ~ ...~~~:. ~L". .' .~,h~l!~ J(~~~l:j: '~~~~~[J1~:~l~,.., .:.~tA ~:r~ q ~ _ ,_
AND NOW comes the Plaintiff, MOSE ATHERTON, by and through his
attorneys, SHOLLENBERGER & JANUZZI, LLP, and respectfully represents the
following:
1. The Plaintiff, MOSE ATHERTON, is an adult individual currently residing
at 610 Pin Oak Lane, Mount Union. Huntingdon County, F'ennsylvania 17066.
2. The Defendant, R. S. MOWERY AND SONS, INC., is a Pennsylvania
business corporation with its principal place of business at 625 Hamilton Street,
Carlisle, Cumberland County, Pennsylvania 17013. Defendant Mowery was the
manager of the construction site at the Carlisle Area School District where Plaintiff was
injured.
3. The Defendant, FOREMAN ARCHITECTS-ENGINEERS, INC., is a
Pennsylvania business corporation with its principal place of business at 525 West New
Castle Street, Zelienople, Butler County, Pennsylvania 1(i063. Defendant Foreman
was the architect for the construction project at the Carlis!le Area School District where
Plaintiff was injured.
/"--
"
,
~
4. The facts and circumstances hereinafter set forth took place on
September 10, 2002, at property owned by Carlisle Area School District, 623 West
Penn Street, Carlisle, Cumberland County, Pennsylvania.
5. At the aforesaid time and place, the Plaintiff was employed by David M.
Maines Associates, Inc., which had a contract to perform roofing additions and
alterations to buildings within the high school complex located at 623 West Penn Street,
Carlisle, Cumberland County, Pennsylvania.
6. At the aforesaid time and place, the Plaintiff was removing portions oHhe
old roof on one of the school-owned buildings whe)l a section of the old roof broke
away, causing the Plaintiff to fall to the ground below and sustain serious injuries.
7. As a result of the aforesaid fall Plaintiff, MOSE ATHERTON, sustained
serious and permanent injuries, including, but not limited to:
a. Severe comminuted fracture dislocation of left wrist;
b. Post-traumatic left carpal tunnel syndrome;
c. Fracture of right heel;
d. Left forearm infection;
e. Neuropathy of median nerve;
f. Post-traumatic stress;
g. Shock to the nerves and nervous system; and
h. Mental and physical anguish.
.,
8.
As a direct and proximate result of the aforesaid injuries, Plaintiff, MOSE
ATHERTON, has undergone and in the future will undergo great pain and suffering for
which damages are claimed.
9. As a further result of the aforesaid injuries, j=>laintiff, MOSE ATHERTON,
has suffered and may continue to suffer a loss of earnings for which damages are
claimed.
10. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has and/or may in the future incur expenses for medical treatment and rehabilitation for
which damages are claimed.
11. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has and/or may in the future incur a loss of earning capacity for which damages are
claimed.
12. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has sustained a permanentdiminution in his ability to enjoy life and life's pleasures for
which damages are claimed.
13. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has incurred or may hereafter incur financial expenses and losses for which damages
are claimed.
14. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has sustained scarring and disfigurement for which damages are claimed.
,C
\
COUNT I
MOSE ATHERTON v. R. S. MOWERY & SONS. INC.
15. Paragraphs 1 through 14 of Plaintiffs Complaint are incorporated herein
by reference and made a part hereof as if set forth in full.
16. The aforesaid incident and resulting injuries were a direct and proximate
result of the negligence, carelessness and recklessness of the Defendant, which
consisted of:
(a) Failing to regard the safety of the Plaintiiff in and about the area of the
aforementioned incident;
(b) Permitting a dangerous condition to exist in the nature of a roof that
was unable to bear the weight of workers who were sent up to work on the roof when
the Defendant knew or should have known that persons would be subject to injury;'
. (c) Failing to inspect the roof to ensure the safety of those persons
working there in a reasonable, adequate and prudent manner;
(d) Failing to issue adequate warnings, verbal, written, actual and/or
constructive, to persons who would likely encounter the dangerous condition;
(e) Directing the Plaintiff and others to work on the roof when the
Defendant knew or should have known of the dangerous condition of the roof;
(f) Failing to utilize reasonable care in the inspection, maintenance and/or
repair of the roof in question;
(g) Failing to request, institute and/or supervise periodic inspection of the
condition of the roof;
(h) Failing to address in a timely manner prior complaints regarding the
safety of the roof;
. ,
./
~-c:"~
,
WHEREFORE, Plaintiff, MOSE ATHERTON, demands judgment against
the Defendant FOREMAN ARCHITECTS-ENGINEERS, INC., for compensatory
damages in an amount in excess of the amount required for compulsory arbitration.
Respectfully submitted,
SHOLL BE GER & JANUZZI, LLP
BY:
Ka J. Januzzi
Attorney for Plaintiff
1.0. # 651375
1820 Linqlestown Road
. -
HarrisbunJ, PA 17110
Date: June J.L, 2004
-~ ':' 'f'."
."
---_..~--~--'-_.~-
VERIFIGA~~----------
I, Mose Atherton
, hereby acknowledge that I am a Plaintiff in this
Amended Complaint
action and that I have read the
and that the facts stated herein are true and correct to the best of my knowledge,
information and belief.
I understand that any false statements herein are made subject to penalties of
18 Pa. C.S. Section 4904, relating to unswom falsification to authorities.
~~ - ~ .--..,...~ ---.
Date: June 11, 2004
. - ---
- .
IKOu.MUOU; to J'AMJIII. u.p
1120 LINCI.ISTOWH lOAD. ',0. lOX 'OUOS , 1U.Q1I'UlQ, 'A ),110C .05H
(1\11 2H')100 . '/4.'( i1UI U"":12
.""---.-..
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-"
_.~.__~omCBs
POWELL, TRACIITMAN, LOGAN,
CARRLE & LoMBARDO
MlCHAllL G. TRAOfTMAN
PAUL A.. LoaAN'c <>
O\JlllTHER O. CAlUlLl!~
BllUa; D. LOMBARDO
LAWRBNCR A. BOFD""
]OSBPHP. TRABUCCO,I1Ia
NlllLP.CLAIN,JR.'
IoNA.THAN K. HoWl'
DAVIDT.BOUJER
RKJiAlI.DJ.DAVIBS~o
ST8VfIN O. Bunsuw'
STePHEN D. MEWJW'
FRANaB G, LARoOCA
EILEEN C, CLARK'
FRANKS. NOPBR'
ANTHONYS, POTI1!R'
GI!OlI.IJET,RBYNO\..DS'
MAllY J. PIWBMBN"
FlUIDBRlCK M. BIU!f{M'
JAMBS S. BAINBRIDGE'
Kl!VIN K. CARTON, JIl'
DIRK M. SIMPSON, LL.M. (TAXATIO}l)'
PATRlCKS. CAwU!.Y
CttIll8TOPHIlR S. KOlLER
OfU!OORY]. STAR'
OP COUNSEL
RALl'ItB. E'OW&.L, Ill...
MALalLM B. JACOBSON
R.tatAlU>T.ABBU..
R.tQU..IDL.BuSH
DAVIDM. Dom"
KEITH R. BLACK
A PROfl13S810NALCORPORA110N
475 ALLENDALE ROAD
surra zoo
KING QpPaUSSIA, PA 194Gb
February 11, 2005
114 NORTH SECOND STRB13T
HARRISBURG, PA 17101
(1t7)n&-9~OO
FAX(717) 238-9325
SUITl!~Q4
1814 BAsT ROUTE 70
CHERRY HIu., NI 08003
(856)M3-0011
FAX(856)66~-1590
(6101354.9700
FACSIMILE (610) 354.9760
FLAROCCA@POWSU.ThACHTMAN.COM
WWW.POWELLTRACH1MAN.COM
PLEASE REI'LYTo:
'ALSO ADMln1ID IN NI
-ALso ADMITTED rN MD
OALSO ADMI1TI!O IN DE
oALSO AOMITTED IN NY
KINO OF PRUSSLA
Via First Class and Certified Mail
Murray Insurance Associates, Inc.
Attn: Claims Represmtative
39 North Duke Street
P.O. Box 1728
Lancaster, PA 17608-1728
Re: Atherton v. Foreman Architects Engineers
Your Insured: David M. Maines Assoc., Inc.
Insurance Carrier: PAN ational Mutual Casualty Ins
Policy No.: CL90037441
Date of Incident: September 10, 2002
Our File No. 4082-02
Dear SirlMadam:
Enclosed please find copies of the Complaint and Amended Complaint that Mr. Atherton has
filed in the lawsuit. :In the Complaints Mr. Atherton has alleged that on September 10, 2002 while
employed as a roofer by David M. Maines Assoc., Inc., which had a contract with the Carlisle Area
School District to perform roofing construction, he was injured while removing an old roof on a school
building at the School District high school complex when a section of the old roof broke away and
caused him to fall to the ground below.
In response to a subpoena served on your insured, David M. Maines Assoc., Inc., we received
an Certificate of Insurance which we enclose for your reference. The Certificate of Insurance indicates
The Certificate of Insurance indicates that Architect - Foreman Architects Engineers, Incorporated is
KOP:30S771v34082-02
..
;
Murray Insurance Associates, T
Attn: Claims Representative
February 11, 2005
Page 2
C, i
an additional insured on all policies of Maines that are listed on the Certificate for the construction
project and the incident in question.
In light of the allegations of in the plaintiffs Complaints and the Certificate of Insurance, we
request that within fifteen days of the date of this letter that an authorized representative of the
insurance company for David M. Maines Assoc., Inc. write to us and indicate whether or not it agrees
to provide to Foreman Architects - Engineers, Inc. a defense and indemnification for the claims and
expenses, including attorneys fees and costs, incurred by Foreman, in the past and on an ongoing basis,
as a result of Mr. Atherton's lawsuit.
If you should have any questions, please do not hesitate to contact me.
Very truly yours,
~kJP~
Francis G. LaRocca
FGL/dmp
Enc!.
KOP:305771 v3 4082-02
..
,
ti
.
-
Acoaa. CERTIFICATE OF LIABILITY INSURANCE \ DATE (MMfDOIYYI
02/21/01
PRODUCEFI THIS CERTIFICAT'E IS ISSUED AS A MATTER OF INFORMATION
Murray Insurance Associates ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE
HOI.DER. THIS CERTIFICATE DOES NOT AMENO, EXTEND DR
P. O. Box 1728 ALTER THE CO'lERAGE AFFORDED BY THE POLICIES BELOW,
Lancaster, PA 1761Y8-1728
717 397-9600 INSURERS AFFORDING COVERAGE
INSURED INSUAeAA, PA National Mutual Casualty Ins. C
David M. Maines Assoc. f Inc. INSURE" 0, HCS - PA National Mutual Casualty
10 Expansion Drive INSUAEFlC: HeS - Penn National Security
Ii-O' Box 167 INSUAeflt:l:
Lewist9wn, PA 17044 INSURER E: -
Client#. 4558
DA V1DMAIN
COVERAGES
THE POUCIES OF INSURANCE USTEO BELOW HAVE BEEN ISSUED TO me INSURED NAMED ABOVl; FOR THE POlley PERIOD INDICATED. NOT'NlTHSTAND1N-G
ANy REQUIREMENT. TERM OR CONDITION OF ~v CONiRACT OR OTHER DOCUMENT WITH RESPECT TO WHlCH THIS CERTIFICATE MAY BE ISSUED D-R
MAY PERTAIN, THE INSURANCE AFFORDED. BY THE POUCIES OESCR!B~D HEREIN IS SUBJECT TO ALL THE TEAMS,EXClUSIQNSANOCONDITIONSOFSLJC:H
POUClES. AGGREGATE UMITS sHOWN MAY HAVe: BEEN REDUCED BY PAID ClAlMS.
~ TYPE OF lNSUhANCE POLlCY NUMBER PgWJ Eff6C11'lE P%~~ iW,'~~~~ LIMITS
A ~ERAl.UA8IlJTY CL90037441 05/01/00 05/01/01 EACH OCCURRENCE .1 000 000
X COMMERCl,b,lOENERAl..llASIUTi' FIRE DAMAGE (My one llre) . 100 000
I ClAIMS MADE [Xl OCCUR MED EXP (Any one person) . 5 000
PERSONAL & AnV INJURY $I 000 000
GENERAL AGGREGATE .2 000 000
~~AGGR.Erii ~lMrrAP~SPER: PRODUCTS . COMP!OP AGG .2 000 000
POlleY X ':!'.I'; X LOG
B ~UTOM08ILE UABIlIr'Y AU90037441 05/01/00 05/01/01 COMBINED SINGLE UMIT 51,000,000
X_AUTO (EallCGldent)
- AU. CMfNED AUTOS BQOIl Y INJURY
(PefpenlOll) .
SCHEDULED AUTOS
ex HIRED AUTOS BODilY INJURY
e= (peraccidenl) $
~ NON.OWNED AUTOS
f-- . PROPERTY DAMAGE
{Par accident) $
=FG' UA"UTY ALrTOONlY. EAACCIDENT ,
ANY AUTO 01HE.r.Wfl..N EA AGe ,
A.UTOONlY: AGe ,
A EXCESS UABIUT'f . UL90037441 05/01/00 05/01/01 EACH OCCURRENCE .5 000 000
~-OCCUR 0 ClAIMS MADE AGGREGATE .5 000 000
.
~ ~OUC118LE . .
XAETeN110N .10000 .
C WORKERS COMPENSA11ON AND WP90037441 05/01/00 05/01/01 X we STATU, I jOJl.'"
EMPLQVERS' UAJlIUTY E.L eJCH ~CC\OENT .100.000
E.L DISEASE. Ell. EMPL.OYEE .100 000
E.L DISEASE, POUC'f lIMIT .500 000
OTHER
OescRlPTION OF OPEAAIDNSll.OCAl1ONSlVEHICLESlEXCl.USIONS ADDED BY ENDORSEMENT/SPECIAl. PROVISIONS
Re': Additions and Alterations to High School Complex: phase 1
Swartz/Educational Technology Center
(See Attached Descriptions)
CER,.'FICA1E HOLDER \ \ N;>DlT10NAL.INSURED;INSURERLElT'ER: CANCELLATION
SHOUL.D ANYQf"THE ;.sOVE OESCRIBED POLICIES BE CANCEI..LED BeFORE 1ll E EXPIRATION
Carlisle Area School District DATE THEREOF, THE ISSUING INSURER WIU ENDEAVOR TOMAlllQ......OAYSWRIMN
623 West Penn Street NOTlOETOTlH! CERTlFlcA're HOlOEANAM8DTOTHSLEFT, BUT FAl.LURE. TO OQSO-SI-I.A.LL
Carlisle, PA 17013-2298 IMPOSE NO OBLIGATION OR liABILITY OF ANY KINO UPON THe INSUREA,ITS AGENT50R
REPRI!SENTATlVES.
AUTHORIZED REPRE~rnVE ~r A/ 'I'"/'"i
I ,~, . (.(,-t..t.Lc,
ACORD 25-S (7/97) 1 0 f 2
#M53964
DLR @ ACORD CORPORATION 1988
, ~
.'
J
,
DESCRIPTIONS (Continued from Page 1)
The following are included as Additional Insureds on all policies
shown above, except Workers' Compensation, with respect to liability
arising out of the Insured's work for this project.
Owner - Carlisle Area School District
Architect - Foreman Architects Engineers, Incorporated
Construction Manager - R.S. Mowery and Sons, Incorporated
Amended 'Cancellation:
Should any of the above described policies be cancelled before the
expiration date thereof, the issuing company will mail 30 days written
notice to the Certificate Holder named.
Commercial General Liability: The General Aggregate Limit applies
separately to the project.
AMS 25.3 (07197) 2 of 2 #M53964
-.
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(':':' (',,~
SHOLLENBERGER & JANUZZI, LLP
1820 Linglestown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106-0545
Telephone Number: (717) 234-3700
Fax Number: (717) 234-8212
Attorne s for Plaintiff
MOSE ATHERTON,
Plaintiff
6 t()'~
IN THE COURT OF COMMON PLEAS
CUMBmLAND COUNTY,
PENNSYLVANIA
v.
NO. 2004-2122
R. S. MOWERY AND SONS, INC., and
FOREMAN ARCHITECTS-ENGINEERS, CIVIL ACTION - LAW
INC., JURY TRIAL DEMANDED
Defendants
,..-..... '11. ... .--....... ''''''''"''.'......-...ClJlC """"".... .'..... ....,.. .,
" I .iJ.j>~,;.. itai'..: ':\~JI ::'l1~:i',' , , '" , '"
~ ~ , ~ i "
. j '"> ilr.l r~ '~T ", I
..-...,....- ._... "..__......_.._.._..~....,...:~..._".'K ~.._. ...Le..,.!.2... ..:. "
YOU HAVE BEEN SUED IN COURT. If you wish to defend against the
claims set forth in the following pages, you must take action within twenty (20)
days after this Complaint and Notice are served, by entering a written
appearance personally or by attorney and filing in writing with the Court your
defenses or objections to the claims set forth against you. You are warned that,
if you fail to do so, the case may proceed without you and a judgment may be
entered against you by the Court without further notice for any money entered
against you by the Court without further notice for any money claimed in the
Complaint or for any other claim or relief requested by the Plaintiff. You may lose
money or property or other rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT
ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT
AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET
FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL
HELP.
Cumberland County Lawyer Referral Service
Cumberland County Bar Association
2 l.,iberty Avenue
Carlisle, PA 17013
800..990-9108
. ' ~ \,
~,
_......__.--._...._----~_.._-~.-.-._~..-.._-----~-
SHOLLENBERGER & JANUZZI, LLP
1820 Linglestown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106-0545
Telephone Number: (717) 234-3700
Fax Number: (717) 234-8212
Attorne $ for Plaintiff
MOSE ATHERTON,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY,
PENNSYl::VANIA
v.
NO. 2004-2122
R. S. MOWERY AND SONS, rNC., and
FOREMAN ARCHITECTS-ENGINEERS, CIVIL ACTION - LAW
INC., JURY TFML DEMANDED
Defendants
'"","" ~. "'" "__...")\~- """".T:'" . . ....
~:lf':- ,~:i' ..":it' .... ";:r.""~~ ~"._'A .
';ti~.. ~~ ,~, J h~,' q,"
.~~._~ , ; . ':iLi. ~"'L.It. ....~~::..., '~u., ~,_ H '. _ _ _ _~ _'".""~.~
LE HAN DEMANDADO A USTED EN LA CORTE. Si usted quiere
defenderse de estas demandas expuestas en las paginas siguientes, usted tiene
velnte (20) dias de plazo al partir de la fecha de la dernanda y la notificacion.
Usted debe presentar una apariencia escrita 0 en persona 0 por abogado y
archivar en la corte en forma escrita sus defensas 0 SLlS objeciones alas
demandas en contra de su persona. Sea avisado que si usted no se defiende, la
corte tomara medidas y puede entrar una orden contra usted sin previa aviso 0
notoficacaion y por cualquier queja 0 alivio que es pedido en la peticion do
demanda. usted puede perder dinero 0 sus propiededas 0 otros derechos
importantes para usted.
LLEVE ESTA DEMANDA A UN ABOGADO IMMEDIATAMENTE.
SI NO TIENE ABOGADO 0 81 NO TIENE EL D!NERO
SUFICIENTE DE PAGAR TAL SERVICIO. VAYA EN PERSONA 0
LLAME POR TELEFONO A LA OF1CINA CUYA DIRECCION SE
ENCUENTRA ESCRITA ABAJO PARA AVERIGUAR DONDE 8E
PUEDE CONSEGUIR ASISTENCIA LEGAL.
Cumberland County Lawyer Referral Service
Cumberland County Bar Association
2 Liberty Avenue
Carlisle. PA 17013
800-990-9108
-, <.
, ,
..'
SHOLLENBERGER & JANUZZI, LLP
1820 Linglestown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106-0545
Telephone Number: (717) 234-3700
Fax Number: (717) 234-8212
Attorne s for Plaintiff
MOSE ATHERTON,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERU\ND COUNTY,
PENNSYLVANIA
v.
NO. 2004-2:122
R. S. MOWERY AND SONS, INC., and
FOREMAN ARCHITECTS-ENGINEERS, CIVIL ACTION - LAW
INC., JURY TRIAL DEMANDED
Defendants
.';-' -.~'1i'i' ."{froC";..... . .'o'......n.c. '. . .-.-_.,;~ -~' 1)-';;:--' ':'l'F- . ..
.~ 'i ~r~ '11' ," /~ h1d -!(~CP'j j t2""'lStYli~'Li~~h ~. .;~fl)
.~ ~. - .....t... ~::L.... , .J..... 'u ~ ...l. ~ __,ill,;~... .......l~.. ~~~ ~ .
AND NOW comes the Plaintiff, MOSE ATHERTON, by and through his
attorneys, SHOLLENBERGER & JANUZZI, LLP, and respectfully represents the
following:
1. The Plaintiff, MOSE ATHERTON, is an adult individual currently residing
at 610 Pin Oak Lane, Mount Union, Huntingdon County, Pennsylvania 17066.
2. The Defendant, R. S. MOWERY AND SONS, INC., is a Pennsylvania
bUSiness corporation with its principal place of business <:It 625 Hamilton Street,
Carlisle, Cumberland County, Pennsylvania 17013. Defe,ndant Mowery was the
manager of the construction site at the Carlisle Area School District where Plaintiff was
injured.
3. The Defendant, FOREMAN ARCHITECTS-ENGINEERS, INC., is a
Pennsylvania business corporation with its principal place of business at 525 West New
Castle Street, Zelienople, Butler County, Pennsylvania 1E1063. Defendant Foreman
was the architect for the construction project at the Carlisle Area School District where
Plaintiff was injured.
.;"
'\
"
,
"
-_._~---~,_._'"-----_.._,.,-~-~_.._-~--'--~-_.,-
4. The facts and circumstances hereinafter set forth took place on
September 10, 2002, at property owned by Carlisle Area School District, 623 West
Penn Street, Carlisle, Cumberland County, Pennsylvania.
5. At the aforesaid time and place, the Plaintiff was employed by David M.
Maines Associates, Inc., which had a contract to perform roofing additions and
alterations to buildings within the high school complex located at 623 West Penn Street,
Carlisle, Cumberland County, Pennsylvania.
6. At the aforesaid time and place, the Plaintiff was removing portions ofthe
old roof on one of the school-owned buildings when a section of the old roof broke
away, causing the Plaintiff to fall to the ground below and sustain serious injuries.
7. As a result of the aforesaid fall Plaintiff, MOSE ATHERTON, sustained
serious and permanent injuries, including, but not limited to:
a. Severe comminuted fracture dislocation of left wrist;
b. Post-traumatic left carpal tunnel syndrome;
c. Fracture of right heel;
d. Left forearm infection;
e. Neuropathy of median nerve;
f. Post-traumatic stress;
g. Shock to the nerves and nervous system; and
h. Mental and physical anguish.
,
"., ~
,i'
'.
8. As a direct and proximate result of the aforesaid injuries, Plaintiff, MOSE
ATHERTON, has undergone and in the future will undergo great pain and suffering for
which damages are claimed.
g. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has suffered and may continue to suffer a loss of earnings for which damages are
claimed.
10. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has and/or may in the future incur expenses for medical treatment and rehabilitation for
which damages are claimed.
11. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has and/or may in the future incur a loss of earning capacity for which damages are
claimed.
12. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has sustained a perrnanentdiminution in his ability to enjoy life and life's pleasures for
which damages are claimed:
13. As a further result ofthe aforesaid injuries, Plaintiff, MOSE ATHERTON,
has incurred or may hereafter incur financial expenses and losses for which damages
are claimed.
14. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has sustained scarring and disfigurement for which damages are claimed.
.\
~-_._--,_.~----,----_.._--_._._--~----_..
COUNT I
MOSE ATHERTON v. R. S. MOWERY & SONS, INC.
15. Paragraphs 1 through 14 of Plaintiff's Complaint are incorporated herein
by reference and made a part hereof as if set forth in full.
16. The aforesaid incident and resulting injuries were a direct and proximate
result of the negligence, carelessness and recklessness of the Defendant, which
consisted of:
(a) Failing to regard the safety of the Plaintiff in and about the area of the
aforementioned incident;
(b) Permitting a dangerous condition to exist in the nature of a roof that
was unable to bear the weight of workers who were sent up to work on the roof when
the Defendant knew or should have known that persons would be subject to injury;
(c) Failing to inspect the roof to ensure the safety of those persons
working there in a reasonable, adequate and prudent manner;
(d) Failing to issue adequate warnings, verbal, written, actual and/or
constructive, to persons who would likely encounter the dangerous condition;
(e) Directing the Plaintiff and others to work on the roof when the
Defendant knew or should have known of the dangerous condition of the roof;
(f) Failing to utilize reasonable care in the inspection, maintenance and/or
repair of the roof in question;
(g) Failing to request, institute and/or supervise periodic inspection of the
condition of the roof;
(h) Failing to address in a timely manner prior complaints regarding the
safety of the roof;
,
.
1 ~ . .....
'"
VERI-Fl-GM\GN--- '
I, Mose Atherton
, hereby acknowledge that I am a Plaintiff in this
Amended Complaint
action and that I have read the
and that the facts stated herein are true and correct to the best of my knowledge.
information and belief.
I understand that any false statements herein aJe made subject to penalties of
18 Pa. C.S. Section 4904, relating t'o unswom falsification to authorities.
~~-~---;_.:-
Date: June 11, 200~
. . ---
- .
tttcU.a.MUOlk " J~I1. lJ"
1120 LIIfOLlI'TCW lOAD . '.0. lOX U,,65 . IW.llSllJl(J, ,.. l'\O'.O~H
(7111 2U-)104 . rA;C ,tUt 2H-I:12
MlatAeL G. TRAatrMAN
PAULA. LOOAN".O
OUNTHBIl Q. C'.AlUU..E.
BRUCE D. loMBAROO
LAWIlBN"CBA. BORDA"
JOSEPHP. TR.ABUCCO, Illo
NSlLP.Q...ArN,JR."
JONArnAN K. HOLLIN
DAVID T. BOLOER
RlctVJWJ. DAVIES."
STEVBN O. BARDSLEY"
STBl'HBND. MENARD"
FRAtlas a. LAROCCA
En.BENe. CLARK"
FRANKS. Nopl!R"
ANTHONY S. POllER'
GeoROB T. REYNOLDS"
MARy J. PBDI!1l.SBN'"
FlU!PBIUCK M. BREHM"
JAMBS S. BAlNBlUDGE'"
KmtJN K. C\R.TON, JR, "
DIRX M. SIUJ'SON,LL,M. (TAXATlON~"
PATIUCKS. CAWLEY
CHr<JSrortmllS.K01..LIlR
GRllGOkYJ.STAll"
*AUlOADMtTrnDrnNJ
.wo ADMl1TED IN MD
OAL$O ADMITTED IN DE
<:>J\\...SOADMITfBDlNNY
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!.AWOPPICES
POWELL, TRACIITMAN, loGAN,
CARRLE & loMBARDO
Of COUNSBL
RALPH B, POWELl.., JIl.
MALCOLM B. JACOBSON
R1CHAIlD T. ABELL
RICHARD L.. BUSH.
DAVIDM. Dom.
KEtTH R. BLACK.
A PROPE8BJONALCORPORAnoN
415 AuENVALE ROAD
SUITE 200
KING OF PRUS6lA, P A 19406
114NORTHSOCONDSTREBT
HARRlSBURO,PA !7101
(717)238-9300
FAX(717)238-9325
(6101354.9700
FACSIMILE (610) 354-9760
FLAROCCA@PoWELL'fRAcH~ .COM
www.PowEuTRAcHTMAN.COM
SUlTE30<l
IBl4BASTROVTE70
CHE\l.Ry 1-lIu.., Nl 08003
(856)663.0021
FAX (856) 663-1590
February 11, 2005
PLEASE REPLY 1'0,
KING OF PRUSSIA
Via First Class and Certified Mail
Pennsylvania National Mutual Casualty Insurance Company
Attn: Claims Department
Two North Second Street
P.O. Box 1728
Harrisburg, P A 17101
Re: Atherton v. Foreman Architects Engineers
Your Insured: David M. Maines Assoc., Inc.
Date ofIncident: September 10,2002
Policy No.: CL90037441
Insurance Carrier: PA National Mutual Casualty Ins.
Our File No. 4082-02
Dear SirlMadam:
We represent Foreman Architects - Engineers, Inc. in the civil action lawsuit which has been
filed by plaintiff, Mose Atherton, in the Court of Common Pleas of Cumberland County Pennsylvania
and which is captioned Mose Atherton v. M. S. Mowerv & Sons, Inc, and Foreman Architects
Engineers, Inc.
Enclosed please find copies of the Complaint and Amend(~d Complaint that Mr. Atherton has
filed in the lawsuit. In the Complaints Mr. Atherton has alleged that on September 10,2002 while
employed as a roofer by David M. Maines Assoc., Inc., which had a contract with the Carlisle Area
School District to perform roofing construction, he was injured while removing an old roof on a school
building at the School District high school complex when a section of the old roof broke away and
caused him to fall to the ground below.
KOP:305775v24082-02
Pennsylvania National MutuaV ~lualty Insurance Company
Attn: Claims Department .
February 11, 2005
Page 2
In response to a subpoena served on your insured, David M. Maines Assoc., Inc., we received
an Certificate of Insurance which we enclose for your reference. The Certificate of Insurance indicates
that Architect - Foreman Architects Engineers, Incorporated is an additional insured on all policies of
Maines that are listed on the Certificate for the construction project and the incident in question.
Upon receipt of this letter please notify us of its receipt by you and forward a copy of it along
with the attachments to the appropriate insurance company for David M. Maines Assoc., Inc., who we
believe to be Pennsylvania National Mutual Casualty.
In light of the allegations of in the plaintiff's Complaints and the Certificate of Insurance, we
have requested that within fifteen days of the date ofthis letter that an authorized representative of the
insurance company for David M. Maines Assoc., Inc. write to us and indicate whether or not it agrees
to provide to Foreman Architects - Engineers, Inc. a defense and indemnification for the claims and
expenses, including attorneys fees and costs, incurred by Foremarl, in the past and on an ongoing basis,
as a result of Mr. Atherton's lawsuit.
If you should have any questions, please do not hesitate to contact me.
Very truly yours,
(r:~4/~
!
. Francis G. LaRocca
FGUdmp
Enc!.
KOP:305775v24082-o2
"
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~
A tORD" CERTIFICATE OF LIABILITY INSLlRANCE 1 DATE (MMJODlY'()
02/21/01
PROOUCER THIS CERTIFICATI: IS ISSUED AS A MATTER OF INFORMATION
Murray Insurance Associates ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE
HOLDER. THIS CERTIFICATE OOES NOT AMEND, EXTEND OR
P. O. Box 1728 ALTER THE COVERAGE AFFORDEO BY THE POLICIES BELOW.
Lancaster, PA 1761)"8-1728
717 397-9600 INSURERS AFFORDING COVERAGE
INSORED INSUAEA" PA National Mutual Casualty Ins. C
David M. Maines Assoc., Inc. INSUAER', RCS - PA National Mutual Casualty
10 Expansion Drive INSUREI'! c: ReS - Penn National Security
roo Box 167 IHSUI'.ERO:
Lewist<;>wn, PA 17044 INSURER E:
Client#. 4558
DAVIDMAIN
COVERAGES
UMITS
~lAGGf\~~IMtT~SPER:
I IpOLICYIXI~t',Q;. I XILOC
B ~\l1"OMOBlLE UABIUl'Y
~ ANY AUTO
J..---- AlL ONNED AUTOS
~ SCHEDUlEO AUTOS
~ HIRED AUTOS
~ NON-OWNED AUTOS
MEDEXf'(AnyonepelSOfl)
PERSONAl & MJV INJURY
GENERAl AGGREGAlE
PRODUCTS -COMPsOP AGG
.
AU90037441
05/01/00 05/01/01 """"NEO.SIN"'.W.'f
(!::.a nCddMt)
11,000,000
BODILY INJURY
(perpelSo~)
BODILY INJURY
(P.,..accid~ltl
'-
PROPERTY DAMAGE
(Peraocldent)
~:GE UAB1LlTY
I ANY AUTO
A ~CESS UABlllTY
--Xl OCCUR 0 CLAIMS MADE
\ DEDUCTIBLE
--xl ~ETEN'T1ON .10000
C WORKERS COMPENSATlON AND
EMPLOYERS' UABILITY
UL90037441
05/01/00 05/01/01
AUTO ONLY. EA ACCIDENT $
.
.
.5
.5
EAACC
N3"
01HEP. 1l\AA
AUTO ONLY:.
AGGREGATE
000 000
000 000
EACH OCCURRENCE
WP90037441
.
.
.
05/01/00 05/01/01 X WOSTATU'T10J)l'
~LEAC"=IllENr .100 000
E.LDISEME.EAEMPLOYEE ;100 000
E.LoISBSE . POlICY \.lMlT ;500 000
or"""
DESCRIPTION OF OPERAOONSlLOCATlONSlVEHICLES/EXCLUSIONS ADDED BY ENOORSEMENTISPECIAL. PROVISIONS
Re: Additions and Alterations to High School Complex:
Swartz/Educational Technology Center
Phase 1
(See Attached Descriptions)
CERTIFICATE HOLOER. I lAOomoNM.lHSUREO'INSURERlETJ1:R:
CANCELLATION
Carlisle Area
623 West Penn
Carlisle, PA
School District
Street
17013-2298
SHOUl..D ANYOFTHE ABOVE DeSCRIBED POLICIES BE CANCEL.LEO BEFORE THE. EXPlfI.o.lION
DATE THEREOf, THe ISSUI~IG INSURER WILL ENDEAVOR TO MAIL 3.1L.. DAYS WRlrreN
NonCE TOTHE CEA1\FICATE: HOlOERNAMED TOTHE L.EFT, SUTFAlLURE iCI00 SOSHH..L
IMPOSE N008LIQAl1ON OFl UABIL1TYOF ANYI<INO UPON THE lNSURER,ITS A.GENTSOA
REPReSENTATlVEB.
AUTHORIZED Ae.PRE~1VE
/-rY..U-I..u./
PJ .Ld: _A /
....xr. (/' "71
.,-
,
,
"'CORD 25-5 (7197) 1 0 f 2
#M53964
DLR @ ACORD CORPORA110N 1 988
.; .
/-
1
,
DESCRIPTIONS (Continued from Page 1)
The following are included as Additional Insureds on all policies
shown above, except Workers' Compensation, with respect to liability
arising out of the Insured's work for this project.
Owner - Carlisle Area School District
Architect - Foreman Architects Engineers, Incorporated
Construction Manager - R.S. Mowery and Sons, Incor[lorated
Amended Cancellation:
Should any of the above described policies be cancelled before the
expiration date thereof, the issuing company will mail 30 days written
notice to the Certificate Holder named.
Conunercial General Liability: The General Aggregate Limit applies
separately to the project.
AMS 25.3 (07197) 2 of 2 #M5 3 96 4
. '"
,
,
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SHOLLENBERGER & JANUZZI, LLP
1820 Linglestown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106-0545
Telephone Number: (717) 234-3700
Fax Number: (717) 234-8212
Attorne s for Plaintiff
MOSE ATHERTON,
Plaintiff
6 to''i
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY,
PENNSYLVANIA
v.
NO. 2004-2122
R. S. MOWERY AND SONS. INC" and
FOREMAN ARCHITECTS-ENGINEERS, CIVil ACTION - LAW
INC., JURY TRIAL DEMANDED
Defendants
1",',"'" IE If .. . '.' . .... ""ii'''. :}j1iF\:-' "B~' ........--. '1;',' .~,
- 0""'1" I "". ." '. .'
n .., ~H~\::- ~~; " J", .,:.' '1
.~~_ ~ ..~_~ _ ".,<oJu ,_~.~'" .._~.c<__ .o.J...;_,-",:,.~_ __~~.~~.'" ",~J;.:.;._ ._=...~,..
YOU HAVE BEEN SUED IN COURT. If you wish to defend against the
claims set forth in the following pages, you must take action within twenty (20)
days after this Complaint and Notice are served, by entering a written
appearance personally or by attorney and filing in writing with the Court your
defenses or objections to the claims set forth against you. You are warned that,
if you fail to do so, the case rnay proceed without you and a judgment may be
entered against you by the Court without further notice for any money entered
against you by the Court without further notice for any money claimed in the
Complaint or for any other claim or relief requested by the Plaintiff. You may lose
money or property or other rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT
ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT
AFFORD ONE. GO TO OR TELEPHONE THE OFFICE SET
FORTH BELOW TO FIND OUT WHERE YOU C,A.N GET LEGAL
HELP.
Cumberland County Lawyer Referral Service
Cumberland County Bar Association
2 liberty Avenue
Carlisle, PA 17013
800-990-9108
^"
,.
I'
SHOLLENBERGER & JANUZZI, LLP
1820 Linglestown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106-0545
Telephone Number: (717) 234-3700
Fax Number: (717) 234-8212
Attorne s for Plaintiff
MOSE ATHERTON,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBEFtLAND COUNTY,
PENNSYLVANIA
v.
NO. 2004-2122
R. S. MOWERY AND SONS, fNC., and
FOREMAN ARCHITECTS-ENGINEERS, CIVIL ACTION - LAW
INC., JURY TF:IAL DEMANDED
Defendants
.""..,,> -- , - <1ft"< '~' \~@l."" """....~,,~' . < , ,-' ,
\t~'" , ~:'1!;i:-'; ',::,.... ~.~ , , .
':'," I~I~ 1's. . ~'~ ,"
t,l. p~;~ i,~.~~~!' ,^ ^ ,
~~ . - - . ~- "iu .-'---"".'*-"...............~ ..........~ _ _ ~ 'u_ _ _ __ 1 _.. ...~ .
LE HAN DEMANDADO A USTED EN LA CORTE. SI usted quiere
defenderse de estas demandas expuestas en las paginas siguientes, usted tiene
veinte (20) dias de plazo al partir de la fecha de la demanda y la notificacion.
Usted debe presentar una apariencia escrita 0 en persona a par abagado Y
archivar en la corte en forma escrita sus defensas 0 sus objecianes alas
demandas en contra de su persona. Sea avisado que si usted no se defiende, la
corte tomara medidas y puede entrar una orden contra usted sin previa aviso 0
natoficacaion y por cualquier queja a alivio que es pediido en la petician do
demanda. usted puede perder dinera 0 sus propiededas a otras derechos
importantes para usted.
LLEVE ESTA DEMANDA A UN ABOGADO IMMEDIATAMENTE.
SI NO TIENE ABOGADO 0 81 NO TIENE EL DliNERO
SUFICIENTE DE PAGAR TAL SERVICIO, VAYA EN PERSONA 0
LLAME POR TELEFONO A LA OFICINA CUYA DIRECCION SE
ENCUENTRA ESCRITAABAJO PARA AVERIGUAR DONDE 8E
PUEDE CONSEGUIR ASISTENCIA LEGAL.
Cumberland County Lawyer Referrali Service
Cumberland County Bar Association
2 Liberty Avenue
Carlisle, PA 17013
800-990-9108
"
,
,.
SHOLLENBERGER & JANUZZI, lLP
1820 Linglestown Road
P.O. Box 60545
Harrisburg, Pennsylvania 17106-0545
Telephone Number: (717) 234-3700
Fax Number: (717) 234-8212
Attorne s for Plaintiff
MOSE ATHERTON,
Plaintiff
v.
IN THE COURT OF COMMON PLEAS
CUMBERUIND COUNTY,
PENNSYLVANIA
NO. 2004-2122
R. S. MOWERY AND SONS, INC., and
FOREMAN ARCHITECTS-ENGINEERS, CIVil ACTION - LAW
INC., JURY TRIAL DEMANDED
Defendants
,..;.......;~";. fflGT ... .. '7'" "''''.: ..... ",.," '~"m I"~" ~- . '.
. .. ". , "I ' " 1;<J'l'i ,,,,,,
~~ _' .~~'~ :-J~;ld j,'l... '1) T""fJH~J ;:-'!:}"~~j.,.: ~ r :~~;.
~..,.... ~:t.~. __.o.. ~ . _ ,.. .... _'H~""""'".. .....__. ~~_ ~ _ c..
AND NOW comes the Plaintiff, MOSE ATHERTON, by and through his
attorneys, SHOLLENBERGER & JANUZZI, LLP, and respectfully represents the
following:
1. The Plaintiff, MOSE ATHERTON, is an adult individual currently residing
at 610 Pin Oak Lane, Mount Union, Huntingdon County, Pennsylvania 17066.
2. The Defendant, R. S. MOWERY AND SONS, INC., is a Pennsylvania
business corporation with its principal place of business at 625 Hamilton Street,
Carlisle, Cumberland County, Pennsylvania 17013. Defendant Mowery was the
manager of the construction site at the Carlisle Area School District where Plaintiff was
injured.
3. The Defendant, FOREMAN ARCHITECTS-ENGINEERS, INC., is a
Pennsylvania business corporation with its principal place of business at 525 West New
Castle Street, Zelienople, Butler County, Pennsylvania 16063. Defendant Foreman
was the architect for the construction project at the CarlislEl Area School District where
Plaintiff was injured.
l'
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,".
4. The facts and circumstances hereinafter set forth took place on
September 10, 2002, at property owned by Carlisle Area School District, 623 West
Penn Street, Carlisle, Cumberland County, Pennsylvania.
5. At the aforesaid time and place, the Plaintiff was employed by David M.
Maines Associates, Inc., which had a contract to perform roofing additions and
alterations to bulldings within the high school complex located at 623 West Penn Street,
Carlisle, Cumberland County, Pennsylvania.
6. At the aforesaid time and place, the Plaintiff was removing portions oHhe
old roof on one of the school-owned bulldings when a section of the old roof broke
away, causing the Plaintiff to fall to the ground below and sustain serious injuries.
7. As a result of the aforesaid fall Plaintiff, MOSE ATHERTON, sustained
serious and permanent injuries, including, but not limited to:
a. Severe comminuted fracture dislocation of left wrist;
b. Post-traumatic left carpal tunnel syndmme;
c. Fracture of right heel;
d. Left forearm infection;
e. Neuropathy of median nerve;
f. Post-traumatic stress;
g. Shock to the nerves and nervous system; and
h. Mental and physical anguish.
<. '.
.'
8.
As a direct anti proximate result of the aforesaid injuries, Plaintiff, MOSE
ATHERTON, has undergone and in the future will under~lo great pain and suffering for
which damages are claimed.
9. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has suffered and may continue to suffer a loss of earnings for which damages are
claimed.
10. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has and/or may in the future incur expenses for medical treatment and rehabilitation for
which damages are claimed.
11. As a further result of the aforesaid injuries, 1?laintiff, MOSE ATHERTON,
has and/or may in the future incur a loss of earning capacity for which damages are
claimed.
12. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has sustained a permanent diminution in his ability to enjoy life and life's pleasures for
which damages are claimed.
13. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has incurred or may hereafter incur financial expenses and losses for which damages
are claimed.
14. As a further result of the aforesaid injuries, Plaintiff, MOSE ATHERTON,
has sustained scarring and disfigurement for which damages are claimed.
<
~:'"-...
."
COUNT I
MOSE ATHERTON v. R. S. MOWERY ~~ SONS, INC.
15. Paragraphs 1 through 14 of Plaintiffs Complaint are incorporated herein
by reference and made a part hereof as if set forth in full.
16. The aforesaid incident and resulting injuries were a direct and proximate
result of the negligence, carelessness and recklessness of the Defendant, which
consisted of:
(a) Failing to regard the safety of the Plaintiff in and about the area of the
aforementioned incident;
(b) Permitting a dangerous condition to exist in the nature of a roof that
was unable to bear the weight of workers who were sent up to work on the roof when
the Defendant knew or should have known that persons would be subject to injury;
. (c) Failing to inspect the roof to ensure the safety of those persons
working there in a reasonable, adequate and prudent manner;
(d) Failing to issue adequate warnings, verbal, written, actual and/or
constructive, to persons who would likely encounter the dangerous condition;
(e) Directing the Plaintiff and others to work on the roof when the
Defendant knew or should have known of the dangerous condition of the roof;
(f) Failing to utilize reasonable care in the inspection, maintenance and/or
repair of the roof in question;
(g) Failing to request, institute and/or supervise periodic inspection of the
condition of the roof;
(h) Failing to address in a timely manner prior complaints regarding the
safety of the roof;
,.
..'
"
t'
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17. The aforesaid inctdent was caused solely and exclusively by the
wrongful and liability producing conduct of the Defendant, R. S. MOWERY & SONS,
INC., INC. as set forth above and is due in no matter whatsoever by any act or failure to
act on part of the Plaintiff, MOSE ATHERTON.
WHEREFORE, Plaintiff, MOSE ATHERTON, demands judgment against
the Defendant R. S. MOWERY & SONS, INC., for compensatory damages in an
amount in excess of the amount required for compulsory arbitration.
COUNT II
MOSE ATHERTON v. FOREMAN ARCHITECTS-ENGINEERS. INC.
18. Paragraphs 1 through 17 of Plaintiff's Complaint are incorporated herein
by reference and made a part hereof as if set forth in full.
19. The aforesaid incident and resulting injuries were a direct and proximate
result of the negligence, carelessness and recklessness of the Defendant, which
consisted of:
(a) Failing to regard the rights, safety and position of the Plaintiff in and
about the area of the aforementioned incident;
(b) Permitting a dangerous condition to exist in the nature of a roof that
was unable to bear the weight of workers who were sent up to work on the roof when
the Defendant knew or should have known that persons would be subject to injury;
(c) Failing to properly inspect the roof to ensure the safety of those
persons working there in a reasonable, adequate and prudent manner;
(d) Failing to issue adequate warnings, verbal, written, actual and/or
constructive, to person who would likely encounter the dangerous condition;
.
',- "",'-
(e) Permitting and allowing the Plaintiff and others to walk and ambulate
on the roof when the Defendant knew or should have known of the dangerous condition
of the roof;
(f) Failing to utilize reasonable care in the inspection, maintenance and/or
repair of the roof in question;
(g) Failing to request, institute and/or supervise periodic inspection of the
condition of the roof;
(h) Failing to address in a timely manner prior complaints regarding the
safety of the roof;
(i) Violating various ordinances, regulations, codes, rules, statutes, and/or
local, state and/or federal laws;
U) Acting negligently, carelessly and recklessly under circumstances
where knowledge of such is within the exclusive knowledge of the Defendant and that
will be learned through discovery.
20. The aforesaid incident was caused solely and exclusively by the wrongful
and liability producing conduct of the Defendant, FOREMAN ARCHITECTS-
ENGIN~ERS, INC., as set forth above and is due in no matter whatsoever by any act or
failure to act on part of the Plaintiff, MOSE ATHERTON.
, ~ f'
.'
WHEREFORE, Plaintiff, MOSE ATHERTON, demands judgment against
the Defendant FOREMAN ARCHITECTS-ENGINEERS, ING., for compensatory
damages in an amount in excess of the amount required for compulsory arbitration.
Respectfully submitted,
SHOLL BE GER & JANUZZI, LLP
BY:
Ka J. Januzzi
Attorney for Plaintiff
1.0. # 65575
1820 Linglestown Road
Harrisburg, PA 17110
Date: June lL, 2004
: . ,'"
)
:, .'
.'
,
-~CATION--
I, Mose Atherton
. hereby acknowledge that I am a Plaintiff in this
Amended Complaint
action and that I have read the
. and that the facts stated herein are true and correct to the best of my knowledge,
information and belief.
I understand that any false statements herein are made sUbject to penalties of
18 Pa. C.S. Section 4904. relating to unsworn falsification to authorities.
~~
.J..r"" ~ ..---
Date: June 11, 2004
-- .
,'HOLLMW'. , J1oHUUt. u..
1120 ~tHGLrlTOWM lO~ . t,O. 101 ,o,~, . NAl1l.IUlC, .~ 1'10'.05.'
~1l1l 2H,)100 . rA.'( ,11" lH"~\1
Joseph A. Bradley, Sheriff
. .
Baron K. Lewis, Chief Deputy
Laurie J. Kozak, Deputy
. Christoher S. Shade, Deputy
Charles L. Angney, Deputy
David W. Moiek, Solicitor
(7t 7) 248-9656
SHERIFF'S OFFICE
MIFFLIN COUNTY
20 North Wayne Street
Lewistown, PA 17044
(717)242-1105 .. (717)242-1808
Fax: (717) 248-2907
Plaintiff: Mose Atherton Court Number: 04-2122 Ciuil
County: Cumberland County
Defendant: R.S. MOlNery and Sons; Inc. et al vs David M. Maines Associates, Inc. Type of Writ or Complaint: o Writ
Notice and Complaint ~ Complaint
Name: David M. Maines Associates, Inc. Address: 10 Expansion Drive
Serve Le..~wn,Pa. 17044
At
Name: Address:
Indicate Unusual Service: 0 Comm. of Pa. 0 Deputization [J Other
Now 20 , I, SHERIFF OF MIFFLIN COUNTY, PA. do hereby deputize the
Sheriff of County to execute this Writ and mal<e return thereof according
to law. This deputization is made at the request and risk of plaintiff. X Sheriff of MiffHn Co.
Speciallnstruclions or other information that will assist in expediting service:
Attorney or other Organization requesting service:
Cumbertand County Sheriff
I ackn ledge receipt of the W( Complaint as indicated above:
Telephone No:
(717) 240-6390
Date Received:
!;J20/2005
Date Filed:
5120/2005
Exp. Date:
6/19/2005
CERTIFY and RET that I ~ have personally served. 0 have legal evidence of service as shown in
"Remarks", 0 have executed as shown in "Remarks", the Writ or Complaint described on the individual, company,
corporation, etc. at the address shown above or on the individual, company, corporation, etc., at the address inserted
below, handing a TRUE and ATTESTED copy thereof.
01 hereby certify and return a NOT FOUND because I am unable to locate the individual, company, corporation, etc.,
name above. (See Remarks below.)
Name and Title of individual served: ~ A person of suitable age and discretion
SelVed Charles Maines (Vice President) for David M. Maines Associates, Inc. then residing at the defendent's usual
place of abode.
Address where served (complete only if different than shown above) Date of Service: I Time:
512412005 2:29 PM
. . Attempts Date Miles Dep. In!. Date Miles Dep.ln!. Date Miles Dep. In!.
1 512412005 6 css
Advance Costs I Service Costs Mileage Postage I Surcharge Not"ry I Total Refund
$7500 $18.00 $10.00 $1.00 $0.00 $2.00 $31.00 $44.00
Remarks: (See other side)
Sworn to and subscribed before me this
~C<:.r
NOlarial Seal
Ma<pnI L Bowersox. NOlaly Public
LewiItowo Boro. Mifflin County
My Commission Expires Feb. 4, 200f
5/3112005
5/3112005
Notarial Seal
I;..;A~ ~,
ATTORNEYS AT LAW
THOMAS, THOMAS & HAFE:E~ LLP
www.tthlaw.com
Mailing Address: P.O. Box 999, Harrisburg, PA 17108
Street Address: 305 North Front Street, Harrisburg, PA 17101
Phone: (717) 237-7100 Fax: (717) 237-7105
C. Kent Price
(717) 255-7632
kprice@tthlaw.com
August 11,2005
Prothonotary of Cumberland County
Cumberland County Courthouse
I Courthouse Square
Carlisle, PA 17013-3387
_RE: Atherton v. Foreman Architects-Engineers, Inc.. v.
David M. Maines Associates, Inc.
No. 04-2122
Dear Sir or Madam:
I have enclosed for filing Preliminary Objections of Additional Defendant David M. Maines
Associates, Inc. to Joinder Complaint of Defendant Foreman Architects-Engineers, Inc. in the above
matter.
Sincerely yours,
THOMAS, THOMAS & HAFER, LLP
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C. Kent Price
CKP/ves:362\32.2
Enclosure
cc: Karl J. Januzzi, Esquire
Donald M. Desseyn, Esquire
Francis G. LaRocca, Esquire
Bethlehem Office .3400 Bath Pike, Suite 302, Bethlehem, PA 18017 . Phone: (610) 868-1675. Fax: (610) 868-1702
Pittsburgh Office . 301 Grant Street, Suite 1150, Pittsburgh, P A 15219 . Phone: (412) 697-7403 . Fax: (412) 697-7407
AUG 1 5 2005
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THOMAS, THOMAS & HAFER, LLP
C. Kent Price, Esquire
l.D. No. 06776
305 North Front Street
P. O. Box 999
Hamsburg,PA 17108
(7\7) 255-7632
kprice@tthlaw.com
Attorney for Additional Defendant
MOSE ATHERTON,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
v.
NO. 04-2122
R. S. MOWERY AND SONS, INC. and
FOREMAN ARCHITECTS-ENGINEERS,
INC.,
CIVIL ACTION - LAW
Defendants
v.
DAVID M. MAINES ASSOCIATES, INC., :
Additional Defendant JURY TRIAL DEMANDED
PRELIMINARY OBJECTIONS OF ADDITIONAL DEFENDANT DAVID M. MAINES
ASSOCIATES, INC. TO JOINDER COMPLAINT OF' DEFENDANT FOREMAN
ARCHITECTS-ENGINEERS, INC.
1. This is a personal injury case arising out of a workplace accident at the Carlisle High
School on September 10, 2002.
2. At the time of the incident, the Plaintiffwas employed by Additional Defendant David
M. Maines Associates, Inc. (hereinafter "Maines") and was on the roof of a building at the
school complex when a section of the existing roof broke, causing the Plaintiff to fall to the
ground below.
3. At the time of the incident, Maines was under contract with the Carlisle Area School
District to provide labor and materials in the performance of roofing work on buildings at the
school complex.
AUG 1 5 2005
4. At the time of the incident, Defendant Foreman Architects-Engineers, Inc. was under
contract with the Carlisle Area School District to provide architectural services for the project.
5. The General Conditions of the Contract for Construction between the Carlisle Area
School District and Maines contained the following provisions under the heading
"Indemnification":
3.18.1 [deleted and replaced by Supplementary Conditions to the General
Conditions of the Contract for Construction]
3.18.2 In claims against any person or entity indemnified under this Paragraph 3.18 by
an employee of the Contractor [Maines], * * * , the indemnification obligation under this
Paragraph 3.18 shall not be limited by a limitation on amount or type of damages,
compensation or benefits payable by or for the Contractor or a Subcontractor under
workers compensation acts, * * *.
[Exhibit "F" to the Joinder Complaint]
6. The Supplementary Conditions to the General Conditions of the Contract for
Construction between the Carlisle Area School District and Maines contained the following
provisions under the heading "Indemnification":
3.18.1 To the fullest extent permitted by law, the Contractor [Maines] shall
indemnifY and hold hannless the Owner, Architect [Foreman] and Construction
Manager * * * arising out of or resulting from performance of the Work, but only to the
extent caused in whole or in part by the acts or omissions ofthe Contractor * * * ,
regardless of whether or not such claim, damage, loss, or expense is caused in part by a
party indemnified hereunder.
[Exhibit "G" to the Joinder Complaint]
7. The General Conditions of the Contract for Construction between the Carlisle Area
School District and Maines, under the heading "Contractor's Liability Insurance" at Section
11.1, required Maines to purchase various insurance coverages to protect it from certain types of
enumerated claims which might arise out of or result from Maines' operations under the contract.
[Exhibit "F" to the Joinder Complaint]
8. The Supplementary Conditions to the General Conditions of the Contract for
Construction between the Carlisle Area School District and Maines contained the following
provisions under the heading "Contractor's Liability Insurance":
11.1.2.5 Include the Owner, Construction Manager, and the Architect [Foreman] as an
additional insured under Contractor's Public Liability and Umbrella Excess Liability
Policies.
[Exhibit "G" to the Joinder Complaint]
I. DEMURRER TO COUNT I:
9. Count I ofthe Joinder Complaint asserts a claim sound'ing in negligence against Maines,
the Plaintiffs employer.
10. Maines' sole liability to the Plaintiff is under the Workers Compensation Act, which Act
provides the exclusive remedy by an injured employee against his employer.
II. An employer may not be joined as an additional defend.ant in an action by an injured
employee against a third party tortfeasor, on grounds that the employer is liable to its employee
on the cause of action alleged, or on grounds that it is jointly or severally liable with the third
party tortfeasor. An employee in such circumstances may not be joined for the purpose of
apportioning negligence.
12. An employer may not be held liable to its employee in a common-law tort action, nor
may it be found jointly liable with a third party tortfeasor in such an action.
WHEREFORE. Additional Defendant David M. Maine:s Associates, Inc. preliminarily
objects to the Joinder Complaint of Defendant Foreman Architects-Engineers, Inc. in the nature
of a demurrer and respectfully requests that this Honorable Court dismiss Count I of said Joinder
Complaint.
II. DEMURRER TO COUNT II:
13. Count II of the Joinder Complaint asserts a claim based upon an alleged breach of
contract to indemnify Foreman.
14. As previously stated above, the Supplementary Conditions to the General Conditions of
the Contract for Construction between the Carlisle Area School District and Maines contains the
following provisions under the heading "Indemnification";
3.18.1 To the fullest extent permitted by law, the Contractor [Maines] shall
indemnify and hold harmless the Owner, Architect [Foreman] and Construction
Manager * * * arising out of or resulting from performlmce of the Work, but only to the
extent caused in whole or in part by the acts or omissions of the Contractor * * * ,
regardless of whether or not such claim, damage, loss, or expense is caused in part by a
party indemnified hereunder.
15. The language of the aforesaid indemnification provision does not demonstrate an
unambiguous intention by Maines to provide indemnification for the negligence of Foreman.
16. Maines may not be held directly liable in tort to the Plaintiff as its sole obligation to the
Plaintiff is under the Workers' Compensation Act.
17. Moreover, Maines may not be held jointly liable with Foreman on the Plaintiff's claim.
18. At trial, Foreman could not be held liable for the acts or omissions of Maines and,
therefore, Maines would have no duty to indemnify Foreman based upon the conduct of Maines.
19. Consequently, Foreman's sole exposure to the Plaintiff is based upon its own negligent
acts or omissions.
20. Inasmuch as the contract language cited above does not put it beyond doubt by express
stipulation that Maines intended to indemnify Foreman for its own negligence, the claim for
breach of contract to indemnify Foreman fails to state a claim upon which relief may be granted.
WHEREFORE. Additional Defendant David M. Maines Associates, Inc. preliminarily
objects to the Joinder Complaint of Defendant Foreman Architects-Engineers, Inc. in the nature
of a demurrer and respectfully requests that this Honorable Court dismiss Count II of said
Joinder Complaint.
III. DEMURRER TO COUNT III:
21. Count III of the Joinder Complaint asserts a claim based upon an alleged breach of
contract to insure Foreman.
22. The Supplementary Conditions to the General Conditions of the Contract for
Construction between the Carlisle Area School District and Maines contained the following
provisions under the heading "Contractor's Liability Insurance':
11.1.2.5 Include the Owner, Construction Manager, 1md the Architect as an
additional insured under Contractor's Public and Umbrella Excess Liability
Policies.
23. At the time ofthe incident involved in this matter, Maines was covered by a Commercial
Lines Policy, bearing policy #CL9 0037441, issued by Penn National Insurance with a coverage
period of May 1,2002 to May 1,2003 (hereinafter "the Policy").
24. The Policy contained an endorsement entitled" Automatic Additional Insureds - Owners,
Contractors and Subcontractors", A copy of said endorsement is attached hereto as Exhibit "A".
25. Pursuant to the terms of the aforesaid endorsement, Foreman was an "additional insured"
under the policy, thereby fulfilling any obligation Maines may have had under the contract
documents to name Foreman as an additional insured.
WHEREFORE. Additional Defendant David M. Maines Associates, Inc. preliminarily
objects to the Joinder Complaint of Defendant Foreman Architects-Engineers, Inc. in the nature
.'
of a demurrer and respectfully requests that this Honorable Court dismiss Count III of said
Joinder Complaint.
THOMAS, THOMAS & HAFER, LLP
L-~~
C. Kent Price, Esquire
305 North Front Street
P.O. Box 999
Harrisburg, P A 17108
(717) 255-7632
I.D. No. 06776
ATTORNEYS FOR DAVID M. MAINES
ASSOCIATES, INC.
372831.1
"
CERTIFICATE OF SERVICI~
AND NOW, this 11th day of August, 2005, I, C. KENT PRICE, ESQUIRE, for the firm of
THOMAS, THOMAS & HAFER, LLP, attorneys for Additional Defendant, hereby certify that I
have this day served the within Preliminary Obiections of Additional Defendant David M. Maines
Associates. Inc.to Joinder Complaint of Defendant Foreman Architects-Engineers. Inc. by
depositing a copy of the same in the United States Mail, postage prepaid, at Harrisburg,
Pennsylvania, addressed to:
Karl J. J anuzzi, Esquire
Shollenberger & Januzzi, LLP
2225 Millennium Way
Enola, PA 17025
Donald M. Desseyn, Esquire
Suite 103
4999 Louise Drive
Mechanicsburg, P A 17055
Francis G. LaRocca, Esquire
Powell, Trachtman, Logan, Carrie & Lombardo, P.C.
475 Allendale Road, Suite 200
King of Prussia, P A 19406
THOMAS, THOMAS & HAFER, LLP
C-t0C)'~
C. Kent Price, Esquire
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GERI RIGG and EDWARD
BURTON, JR., Individually and as
husband and wife,
Plaintiffs
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 04-2042 CIVIL TERM
v.
CIVIL ACTION - LAW
KELLY E. LINDGREN,
Defendant
JURY TRIAL DEMANDED
PRAECIPE TO SETTLE. DISCONTINUE & END CASE
TO: PROTHONOTARY
Cumberland County, Pennsylvania
Kindly mark the above-referenced matter as SETTLED, DISCONTINUED and ENDED.
MARTZ & GAILEY
DATE: L/jJS/Ob
BY: 1tiftl~E~
96 South George Street
Suite 430
Yark, PAl 7401
Attorney for Plaintiff