Loading...
HomeMy WebLinkAbout05-01-09r t ~ IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA ORPHANS' COURT DIVISION IN RE: ESTATE OF NANCY LEGO,: DECEASED AND ESTATE OF PHILIP LEGO, DECEASED FILE N0.21-2006-594 FILE NO.21-2006-593 ESTATE SETTLEMENT AGREEMENT jcontaining Satisfaction of all Claims against the above referenced estates) Prepared and filed by: SCARINGI & SCARINGI, P.C. Melanie Walz Scaringi, Esquire Attorney I.D. No. 88347 2000 Linglestown Road, Suite 106 Harrisburg, PA 17110 (717) 657-7770 office (717) 657-??97 firx n C~ --- cr> ~ ,~~-„ . ~1 D a .r~ a 1 -'v z N W r..l -x,:~ J ~ Gr'A :.~1 ._ ,.. i ~.AJ ~ { J c ,-~ ---, -~-; T'r'r ~.. ~, ESTATE SETTLEMENT AGREEMENT FOR THE ESTATE OF NANCY A. LEGO AND THE ESTATE OF PHILIP S. LEGO This Estate Settlement Agreement entered into this ~ day of , 2009, by and among JOSEPH J. LEGO and DAVID A. LEGO in their capacities as Co- Administ-ators of the Estate of Nancy A. Lego, Deceased, and JOSEPH J. LEGO and DAVID A. LEGO in their capacities as Co-Administrators of the Estate of Philip S. Lego, Deceased, and JOSEPH J. LEGO and DAVID A. LEGO, residual beneficiaries of both the Estate of Nancy A. Lego and the Estate of Philip S. Lego, and HARRY CAHNG, KAY PARK, and THERESA IMES, creditors of the Estate of Nancy A. Lego and/or the Estate of Philip S. Lego. For purposes of this Agreement, when JOSEPH J. LEGO and DAVID A. LEGO aze referred to in their fiduciary capacity, they will be referred to collectively as "Administrators". If necessary, the relevant estate will be identified, otherwise, "Administrators" shall refer to both Estates. For the purposes of this Agreement, when the Estate of Nancy A. Lego and the Estate of Philip s. Lego aze referred to collectively, they will be referred to as the "Estates." For the purposes of this Agreement, when HARRY CAHNG, KAY PARK, and THERESA IMES are referred to collectively, they will be referred to as the "Creditors". WHEREAS, all Parties to this Agreement wish to informally resolve the claims outstanding against the Estates; WHEREAS, all Parties to this Agreement understand that this Estate Settlement Agreement will be filed to the docket of the Estate of Nancy A. Lego (Cumberland County, Pennsylvania Estate File No. 21-2006-00594) and to the docket of the Estate of Philip S. Lego (Cumberland County, Pennsylvania Estate File No. 21-2006-00593); WHEREAS, all Parties desire to place the terms and conditions of this Agreement in writing. NOW THEREFORE, it is agreed as follows: I. BACKGROUND 1. Nancy A. Lego died on June 28, 2006, a resident of Cumberland County, Pennsylvania, without leaving a will. 2. Philip S. Lego died on June 28, 2006, a resident of Cumberland County, Pennsylvania without leaving a will. 3. For the purposes of this Agreement, Philip S. Lego did not survive his wife, Nancy A. Lego. 4. The Administrators retained the services of Attorney Lawrence J. Neary to assist them with the administration of the Estates. 5. On July 6, 2006, the Administrators were granted Letters of Administration in the Estates by the Cumberland County Register of Wills. ~~ 6. Standard estate administration procedures were started in order to identify and liquidate assets, and to obtain life insurance. 7. On October 3, 2006, the Administrators opened a money market account for the Estate of Nancy A. Lego with Wachovia Bank. The opening balance in this account was $100,767.12, which deposit came from the proceeds from the Primerica Life Insurance policy. 8. On October 4, 2006, HARRY CAHNG filed a claim against the Estate of Philip S. Lego in the amount of $206,000.00 based on a personal loan to Philip S. Lego, and simultaneously filed a claim against the Estate of Nancy A. Lego in the amount of $206,000.00 based on a personal loan to Nancy A. Lego. Said claims have been determined to be for the same loan, and will be treated as if they are one claim in the amount of $206,000.00 hereinafter. 9. On October 23, 2006, KAY PARK filed a claim against the Estate of Nancy A. Lego in the amount of $50,000.00 based on a personal loan to Nancy A. Lego. l 0.On November 10, 2006, THERESA IMES filed a claim against the Estate of Nancy A. Lego in the amount of $10,000.00 based on a personal loan to Nancy A. Lego. 11. No other claims were filed against either the Estate of Nancy A. Lego or the Estate of Philip S. Lego. 12. The Administrators advertised the grant of letters of Administration, prepazed and filed an Inventory of Nancy A. Lego's property, prepazed and filed a Pennsylvania Inheritance Tax Return, and prepared and filed Nancy A. Lego's final federal, state and local personal income tax returns, and paid the appropriate taxes thereon. 13. The Administrators advertised the grant of letters of Administration, prepazed and filed an Inventory of Philip S. Lego's property, prepared and filed a Pennsylvania Inheritance Tax Return, and prepared and filed Philip S. Lego's final federal, state and local personal income tax returns, and paid the appropriate taxes thereon. 14. The Administrators carried out the standard estate administration for both Estates, liquidating most assets and paying taxes and most priority claims. 15. On or about September 19, 2007, Attorney Lawrence J. Neary prepazed a First and Final Account of Joseph J. Lego and David A. Lego, Co-Administrators of the Estate of Nancy A. Lego, to evidence the work performed by the Co-Administrators to that point. This Account was never filed with the Court of Common Pleas of Cumberland County Orphans' Court Division. (A true and correct copy of this Account is incorporated herein by reference, made a part hereto, and marked as Exhibit "A".) 16. On or about September 19, 2007, Attorney Neary prepared First and Final Account of Joseph J. Lego and David A. Lego, Co-Administrators of the Estate of Philip S. Lego, to evidence the work performed by the Co-Administrators to that point. This Account was never filed with the Court of Common Pleas of Cumberland County Orphans' Court Division. (A true and correct copy of this Account is incorporated herein by reference, made a part hereto, and marked as Exhibit "B".) Page 2 of 15 17.On November 14, 2008, before the resolution of the matters contained herein, Attorney Necy withdrew as counsel for the Estates and Attorney Melanie Walz Scazingi, of the Law Firm of Scaringi & Scaringi, P.C., entered her appearance as counsel for the Estates. II STATUS OF ESTATES AS OF NOVEMBER 142008 1. N~ formal account was filed in the Estate of Nancy A. Lego or the Estate of Philip S. Lego. 2. Assets of the Estates as presented to Attorney Melanie Walz Scaringi at the time of the transfer of the file were as follows: a. Estate money market account -Wachovia. Interest-bearing account. Approximate value as of date of transfer of file: $131,581.83. (See October 2008 Wachovia statement attached hereto, made a part hereof, and marked as Exhibit «C,~ b. Non-interest bearing escrow account with Lawrence J. Necy, Esquire. Value as of the date of transfer of file: $1,150.73. Attorney Neany's ledger is attached hereto marked as Exhibit "D". c. Mountainside Villas Timeshaze located in Virginia. Estimated value $5,500 d. Daytona Beach, Florida Timeshare. Estimated value $2,100 e. Canon camera valued at $40.00 was transferred to the custody of Attorney Melanie Walz Scaringi £ Diamond engagement ring valued at $1,325.04 was transferred to the custody of Attorney Melanie Walz Scaringi g. Yellow gold bracelet valued at $130.00 was transferred to the custody of Attorney Melanie Walz Scaringi h. Yellow gold necklace valued at $265.00 was transferred to the custody of Attorney Melanie Walz Scaringi i. Ladies' pearl and diamond ring valued at $650.00 was transferred to the custody of Attorney Melanie Walz Scaringi j. Ladies' jade and diamond ring valued at $765.00 was transferred to the custody of Attorney Melanie Walz Scaringi k. Grandfather clock, at that time unvalued, which had previously been distributed by the Administrators to a family member. 3. The 2008 Pennsylvania Fiduciary Tax Return (PA-41) was prepared but was not filed, and the tax due for same ($70.00) was not paid. 4. The 2008 Federal Fiduciary Tax Return (Form 1041) was prepared but was not filed. No tax was due for same. 5. Attorney Neany's final legal bill of $3,500 was not paid. Page 3 of 15 6. Neither of the Administrators had been paid their administrator's commission of $2,100/person. 7. The three non-priority estate creditors had not been paid any portion of their claims against the Estates. III. SINCE THE TRANSFER TO ATTORNEY SCARINGI THE FOLLOWING FINANCIAL TRANSACTIONS REGARDING THE ESTATES HAVE OCCURRED: 1. The funds in Attorney Neary's escrow account in the amount of $1,150.73 were transferred to anon-interest bearing escrow account maintained by Scaringi & Scaringi, P.C with a check dated November 12, 2008 drawn on Attorney Neary's escrow account. 2. On November 17, 2008, check number 004016 in the amount of $70.00 was drawn on the Scaringi & Scaringi escrow account to pay the 2008 Pennsylvania Fiduciary Income Tax. The check was made payable to "PA Department of Revenue", leaving a balance in Attorney Scaringi's Escrow account of $1,080.73. 3. The address for the Money Market Checking Account with Wachovia Bank was changed to that of Scaringi & Scaringi, P.C. November 2008, December 2008, January 2009, and February 2009 Wachovia account statements are attached hereto and made a part hereof, collectively marked as Exhibit "E". 4. On November 28, 2008, an interest payment of $85.59 was deposited into the Wachovia Checking Account. 5. On December 2, 2008, a debit was made to the Wachovia checking account in the amount of $8.00 for the purchase of checks. 6. On December 17, 2008, check number 1001 from the Wachovia Checking Account in the amount of $3,500.00 was made payable to Attorney Lawrence Neary to pay final legal bill to Attorney Neary. 7. On December 17, 2008, check number 1002 from the Wachovia Checking Account in the amount of $962.88 was made payable to Scaringi & Scaringi, P.C. for legal fees and costs due and owing as of that date. 8. On December 31, 2008, an interest payment of $90.40 was deposited into the Wachovia Checking Account. 9. On January 31, 2009, an interest payment of $52.37 was deposited into the Wachovia Checking Account. 10. Checks numbered 1003 and 1004 were voided due to scriveners' errors. 11. On February 26, 2009, check number 1005 from the Wachovia Checking Account in the amount of $60.00 was made payable to Ibis Appraisal Services for the appraisal of the Grandfather Clock. 12. On February 26, 2009, check number 1006 from the Wachovia Checking Account in the amount of $3,991.48 was made payable to Scaringi & Scaringi, P.C. for legal fees and costs due and owing as of January 20, 2009. Page 4 of 15 13. On February 27, 2009, an interest payment of $48.85 was deposited into the Wachovia Checking Account. 14.On March 31, 2009, check number 1007 from the Wachovia Checking Account in the amount of $1,941.04 was made payable to Scaringi & Scaringi, P.C. for legal fees and costs due and owing as of March 20, 2009. 15. Balance in the Wachovia estate checking account as of April 1, 2009 (not including any interest for March 2009 because the amount of same was unknown at the time this document was drafted) is $121,395.64. Balance in escrow at Scaringi & 5caringi, P.C. as of April 1, 2009 is $1,080.73. Total cash in estate as of April 1, 2009 is: $122,476.37. IV PROBLEMS LIQUIDATING REMAINING ASSETS 1. The Administrators have completed the identification of estate assets, and the liquidation of the majority of estate assets. 2. The Administrators have determined that the liquidation of the remaining estate assets would be time-consuming, burdensome and expensive, and the Administrators do not believe that they could obtain the appraised value of the remaining assets if they would be able to sell them, particularly the two time-shares. 3. In order to expedite the finalization of the estates, the Administrators propose that the two time shares (one in Virginia and one in Florida) be surrendered for no value, rather than having the estates incur the annual renewal fees for each property and the ancillary estate administration fees and other fees and costs in each state to accomplish a sale. V. ACKNOWLEDGEMENT OF INSUFFICIENT CASII AND ASSETS TO PAY CREDITORS IN FULL 1. The Administrators have determined that the Estates are unable to pay the Creditors in full. 2. The Administrators are prepared to proceed with administration and then distribute the property of the Estates in accordance with the "Proposed Distribution", as detailed in Section VI of this Agreement. 3. JOSEPH J. LEGO, DAVID A. LEGO, and the Creditors have been given the opportunity to review the books and records of the Administrators, and based upon such opportunity or examination, they have determined that they have sufficient information to make an informed decision to waive their right to a formal account in the Orphans' Court Division of the Court of Common Pleas of Cumberland County, Pennsylvania in the Estates. 4. The Administrators have determined that as of April 1, 2009, the assets of the Estates available for distribution are as follows: ASSET VALUE Page 5 of 15 Estate Money Market Account -Cash $121,395.64 Escrow Account at Scaringi & Scaringi, P.C. -Cash $1,080.73 Canon Camera $40.00 Diamond Engagement Ring $1,325.40 Yellow Gold Bracelet $130.00 Yellow Gold Necklace $265.00 Ladies' Pearl and Diamond Ring $650.00 Ladies' Jade and Diamond Ring $765.00 Grandfather Clock $850.00 TOTAL VALUE OF CASH AND ASSETS AS OF 4/1/09 $126,501.37 VI. PROPOSED DISTRIBUTION 1. The timeshare at the Mountainside Villas in the Commonwealth of Virginia, will be surrendered for no value. 2. The timeshare in Daytona Beach, Florida will be surrendered for no value. 3. $5,000 plus any interest earned by the Wachovia checking account after the February 27, 2009 interest payment and before the closing of said Wachovia account, which interest has not already been accounted for herein, will be held in the Scaringi & Scaringi, P.C. Non-interest bearing Escrow account to pay additional legal fees to Scaringi & Scaringi, P.C. for the completion of the administration of the Estates. 4. $570 will be held in Scaringi & Scaringi, P.C. Non-interest bearing Escrow account to pay for the preparation and filing of the 2008 Federal and State Fiduciary Income Tax Returns. 5. JOSEPH J. LEGO, Co-Administrator, will be paid an administrator's commission of $2,100.00 in the following manner: a. Diamond Engagement Style Ring: $1,325.04; b. Ladies' Pearl and Diamond Ring: $650.00; and c. Cash: $125.00. 6. DAVID A. LEGO, Co-Administrator, will be paid an administrator's commission of $2,100 in the following manner: a. Grandfather Clock previously distributed: $850.00; b. Cash $1250.00. 7. The remaining balance of the Estates will be distributed in the following percentages and in the following manner to fully satisfy the outstanding claims of the Creditors: d. HARRY CAHNG: 77.4436% of the remainder of the Estates, which will include: $90,400.98 in cash. Page 6 of 15 e. KAY PARK: 18.7970% of the remainder of the Estates, which will include: $21,941.99 in cash. f. THERESA IMES: 3.7594% of the remainder of the Estates, which will include: i. Yellow Gold Bracelet valued at $130.00; ii. Yellow Gold Necklace valued at $235.00; iii. Ladies' Jade and Diamond Ring valued at $765.00; iv. Canon Camera valued at $40.00; and v. $3,218.40 in cash. In chart form, Section VI, 7 a-f looks as follows: VALUE OF ASSETS AS OF $126,501.37 APRIL 1, 2009 SCARINGI & SCARINGI, P.C. Cash $5000.00 NON-INTEREST BEARING ESCROW (+ any interest earned after February 27, 2009) SCARINGI & SCARINGI, P.C. Cash $570.00 NON- INTEREST BEARING ESCROW FOR FIDUCIARY TAX PREPARATION FEES JOSEPH J. LEGO, CO- Diamond Engagement Ring $1,325.00 ADMINISTRATOR'S FEE Ladies' Pearl and Diamond Ring $650.00 Cash $125.00 DAVID A. LEGO, CO- Grandfather Clock $850.00 ADMINISTRATOR'S FEE Cash $1,250.00 SUBTOTAL -BALANCE $116,731.37 REMAINING FOR DISTRIBUTION TO THREE CREDITORS HARRY CAHNG, CREDITOR - Cash $90,400.98 77.4436% ($90,400.98) KAY PARK, CREDITOR - Cash $21,941.99 18.7970% ($21,941.99) THERESA IMES, CREDITOR - Yellow Gold Bracelet $130.00 3.7594% ($4,388.40) Yellow Gold Necklace $235.00 Ladies' Jade and Diamond Ring $765.00 Canon Camera $40.00 Page 7 of 15 Cash $3,218.40 g. After the finalization of the legal work for the Estates, which all parties acknowledge may take significant time, any balance that remains in escrow at the Law Firm of Scaringi & Scaringi, P.C. will be distributed to the three creditors as follows: HARRY CAHNG - 77.4436%; and ii. KAY PARK -18.7970%; and iii. THERESA IMES - 3.7594% h. JOSEPH J. LEGO, beneficiary, will receive 0% of the remainder of the estates. i. DAVID A. LEGO, beneficiary, will receive 0% of the remainder of the estates. VII. CONSIDERATION In consideration of the willingness of the Administrators to finalize, dispose of, and distribute the Estates in accordance with the terms of the "Proposed Distribution", as detailed in Section VI of this Agreement, without the protection afforded to them by a formal adjudication of the Administrators' Accounts in the Estates, JOSEPH J. LEGO and DAVID A. LEGO, individually as beneficiaries and with respect to their heirs, personal representatives, successors, and assigns, and HARRY CAHNG, KAY PARK, and THERESA IMES, individually as creditors and with respect to their heirs, personal representatives, successors, and assigns, do hereby: 1. Acknowledge that we have read this Agreement and represent that the facts set forth herein are true and correct to the best of our knowledge, information and belief; 2. Acknowledge and authorize the surrender by the Administrators of the two time-shares for no consideration because there will be no financial gain from having the Administrators try to sell same; 3. Acknowledge and accept as accurate the amount of $126,501.37 as the cash available to the Estates as of April 1, 2009. 4. Acknowledge and accept as accurate and true the values of the personal property as follows (appraisals from Munn's Diamond Gallery, Ltd. and Ibis Appraisal Services are attached hereto, made a part hereof, and collectively marked as Exhibit "F"): a. Diamond Engagement Style Ring $1,325.00 (as appraised by Munn's Diamond Gallery, Ltd. on June 4, 2008); b. Yellow Gold Bracelet $130.00 (as appraised by Munn's Diamond Gallery, Ltd. on June 4, 2008); c. Yellow Gold Necklace $265.00 (as appraised by Munn's Diamond Gallery, Ltd. on June 4, 2008); d. Ladies' Pearl and Diamond Ring $650.00 (as appraised by Munn's Diamond Gallery, Ltd. on June 4, 2008); Page8of15 e. Ladies' Jade and Diamond Ring $765.00 (as appraised by Munn's Diamond Gallery, Ltd. on June 4, 2008); f. Canon Camera $40.00 (as valued by Attorney Neary); and g. Grandfather Clock $850.00 (as appraised by Ibis Appraisal Services on January 30, 2009). 5. Acknowledge and accept as accurate and true the claims of the Creditors as detailed in this Agreement and agree to waive any objections to the value of said claims; 6. Acknowledge and affirm all actions taken by the Administrators and their agents and attorneys in administering and distributing the Estates; 7. Understand and agree that any funds remaining in the escrow account at Scaringi & Scaringi, P.C. at the conclusion of the administration of the Estates will be distributed to the Creditors in the same percentages as detailed in Section VI, Paragraph 7g of this Agreement; 8. Understand and agree that no distribution of funds will occur pursuant to Section VI of this Agreement until this Agreement is filed to the docket of the Estate of Nancy A. Lego (Cumberland County, Pennsylvania Estate File No. 21-2006-00594) and to the docket of the Estate of Philip S. Lego (Cumberland County, Pennsylvania Estate File No. 21-2006- 00593), which filing shall occur only after all parties (and their personal representatives, if necessary) have signed this Agreement before a notary public and returned said Agreement to Attorney Scaringi; 9. Waive the filing of a formal account of the administration of the Estate of Nancy A. Lego, with respect to the income and principal thereof, in any court which has jurisdiction, in particular, the Orphans' Court Division of the Court of Common Pleas of Cumberland County, Pennsylvania; 10. Waive the filing of a formal account of the administration of the Estate of Philip S. Lego, with respect to the income and principal thereof, in any court which has jurisdiction, in particular, the Orphans' Court Division of the Court of Common Pleas of Cumberland County, Pennsylvania; 11. Warrant that we know of no additional outstanding and unsatisfied claims against the Estates other than those listed in this Agreement and approve of the Proposed Distribution as provided in Section VI of this Agreement; 12. Absolutely and irrevocably release and discharge the Administrators, their personal representative, heirs, successors, and assigns, from any and all actions, liabilities, claims, and demands, including specifically, but not limited to, liability arising in connection with any mistake of fact or law, or negligent or careless act or omission by the Administrators and/or their agents and attorneys, in connection with the administration and distribution of assets shown in Section VI of this Agreement, without a formal court ac:.ounting and adjudication; 13. Absolutely and irrevocably release and discharge any and all claims against the Estate of Nancy A. Lego, and its Administrators; Page 9 of 15 14. Absolutely and irrevocably release and discharge any and all claims against the Estate of Philip S. Lego, and its Administrators; 15. Agree to refund to the Administrators such part of all of the share which has been or is being distributed to us which -may at any time be determined to have been an erroneous distribution to use regardless of the cause of such error, even if attributable to negligence; 16. Agree that any period of limitation of actions for collections for any erroneous distribution to any of us shall commence only at such time as the Administrators have obtained actual knowledge of such erroneous distribution and that in no event shall the obligation to collect any erroneous distribution start earlier than the actual discovery thereof by the Administrators; 17. With regard to any distributions of assets, which we have received, or will receive upon the execution of this Agreement, agree to indemnify and hold harmless the Administrators, their personal representatives, heirs, successors, and assigns from any liability, loss, or expense (including by the Administrators as a result of the administration of these Estates or distributions in accordance with this Agreement), including, but not limited to, any liability for any federal estate tax, Pennsylvania inheritance tax, or any other death taxes and federal, state, and local income taxes, together with any interest and costs incidental thereto, relating in any way to the Estates and also including, but not limited to, any assets received or payments or distributions made by reason of any negligence or mistake of fact or law; 18. Understand that this Agreement may be signed in counterpart originals, all of which together shall be deemed to constitute one original; and 19. Agree that this Agreement shall be governed by the laws of the Commonwealth of Pennsylvania, specifically in Cumberland County. THIS SPACE IS INTENTIONALLY BLANK Page 10 of 15 IN WITNESS WHEREOF, we agree to be bound hereby: Date: y " Z Z - Q JOSE~-I J. LEGO,iCo-Adfn~i(lnistrator (~-~ ~/_ Witness COMMONWEALTH OF PENNSYLVANIA SS: COUNTY OF ~ a~ ~ . ~' Personally appeared before me, the undersigned officer, this ~2 day of _, 200 ~' ,JOSEPH J. LEGO, known to me, or satisfactorily proven to be, the person whose name is subscribed to the within instrument, and acknowledged that he executed the same for the purposes therein contained. IN WITNESS WHEREO , I have here to set m hand and seal. (SEAL) otary Public My Com i+~ww. NOTARIAL ifllL AMANDA L H~IISSOp StISOtlE11AN11A TW!! OMIPINN COU111tl My Conwniaion ExAfne ,Wn 2, 201? Date: ~ ~ Z 2 - o ~ COMMONWEALTH OF PENNSYLVANIA COUNTY OF ~,/G~~ ~ w~- 11 h.t/l Personally appeared before me, the undersigned officer, this ~2 day of 200, DAVID A. LEGO, known to me, or satisfactorily proven to be, the person whose name is subscribed to the within instrument, and acknowledged that he executed the same for the purposes therein contained. IN WITNESS WHEREOIF, I have hereunto set my hand-atid seal. Notary Public My Commission Expires: NQTARML gE~ AMANDA l EA~R30N Page 11 of 15 MANNATwP, O 1MN , My Commis:ion ExpNM ,iwi ?. 2012 w.r..~ 3A9Z JAIAA~OVt MQ2lRJM~ J AQNAMA ~ilOuR YtrtON YTN1J0~ MN141JA~ gYYT AMNAM~IK18Ua TtOS ,S nut eni4x3 rtoiaaimmo9 rAA .~A3a .u-~aaraa YMZA3M~ .! AQI~AMA ~tiaua v~ vrr+uoo aa+4uAO aw{ AaaA-~~uoaua ~tOS .S wL as~igx3 nartz~rn.^~n~, qM Date: t/"ZZ-o5 ~~ ~ v JO y P . LE O, Be iciary Witness COMMONWEALTH OF PENNSYLVANIA SS: COUNTY OF ~l.llP ~l,(,I~ . Personally appeared before me, the undersigned officer, this LZ~ day of ~, 200 ~ ,JOSEPH J. LEGO, known to me, or satisfactorily proven to be, the person-whose namehose~nam-e is subscribed to the within instrument, and acknowledged that he executed the same for the purposes therein contained. IN WITNESS WHERE F, I have ereulnto~jset my hand and seal. l/"G ~~ (SEAL) Date: ~- ZZ -v 9 ~r-~...._.~~ DAVID A. LEGO, i Yr ' Witne COMMONWEALTH OF PENNSYLVANIA SS: COUNTY OF ~~~" Personally appeared before me, the undersigned officer, this ~~ da of Y 200, DAVID A. LEGO, known to me, or satisfactorily proven to be, the person whose name is subscribed to the within instrument, and acknowledged that he executed the same for the purposes therein contained. IN WITNESS WHEREOF, I have here to set my han eal. (SEAL) Notary Public My Commission Ex fires: NOTARIAL =EAL AIAANOA l EIw~ON NNrrry'~tlNe tlNdIlENA1NIA T~ QAIMINN COINIIY Coam~Nn E~N~t Jw~ !. ~iZ Notary Public My Commission Ezpires: NOTARUL aEAL AMANpA L E11HIt1ON liUAOI~FIAM~1 TYYP OAU/IMN COtN111- tiAy Commis:ton Exptm Jun 2, 2011 Page 12 of 15 ..w.r,,,~..r .M3$ JMMi01il AOdA~Mi ~ AtAUYA oWr~~~ St~ ~ ~,~ ~ ...... ~A~2 JAI!lAFOM N08A~IYH J AtiMAMA ~dua +~uaoN YfNtlO~ 11lM4{ll-Q ~iWT AY1tAAH311Q2U8 SPOS S rtu4 2,,qx~ ncaiz?l:r[~=+,>'! r7N Date. y'~ 'OG-aQ'~ COMMONWEALTH OF PENNSYLVANIA . SS: COUNTY OF ~2~~~~L~r Personally appeared before me, the undersigned officer, this to ~ day of-Lys--~' 200 9 HARRY CAIiNG, known to rne, or satisfactorily proven to be, the person whose name ~s subscribed to the within instrument, and acknowledged that he executed the seine for the purposes therein contained. IN WITNESS WHEREOF, I have hereunto set my hand and seal. (SEAL} Notary Pu c My Commission Expires: COMMONWEALTH OF PENNSYLVANIA NOTARiAI SEAL KAY L. C'JVULET, Notary Public City of Harrisburg, Dauphin County My Commission Expires March 19, 2010 Da o~~ JE D. SEIBERT, Counsel for Harry Cahng COMMONWEALTH OF PENNSYLVANIA SS: COUNTY OF -a~~ ' Personally appeared before rae, the undersigned officer, this~o ~/ day of C~~~ 200 9 JEAN D. SEIBERT, known to me, or satisfactorily proven to be, the person whose name is subscribed to the within instrument, and acknowledged that she executed the same far the purposes therein contained. IN WITNESS WHEREOF, I have hereunto set my hand and seal. (SEAL) Notary blic My Commission Expires: ty17MMONWLAL7H O~ NENNSYLVANia NOTARIAL SEAL, KAY L. D'JVULET, Notary Public City of i~arrisburg, Dauphin County Page 13 of 15 M Commission Expires Marcb 19, 2010 Date: ~ ~ ~ S ~ COMMONWEALTH OF ; n SS: COUNTY OF _~ . Personally appeared before me, the undersigned officer, this___[~~ day of ~, 200, KAY PARK, known to me, or satisfactorily proven to be, the person whose name is subscribed to the within instrument, and acknowledged that she executed the same for the purposes therein contained. IN WITNESS WHEREOF, I have here to set my hand and seal. - AL) N a u lic My omm><ssion Expires: ~~~ ~ ~ ~ _~= NATHANIAL Z. TAYLOR Notary Public Commonwealth of Virginia 7091309 My Commission Expires Feb 28, 2011 THIS SPACE IS INTENTIONALLY BLANK Page 14 of 15 4 COMMONWEALTH' OF PENNSYLVANIA Notarial Seaf Catherine A. VdlbrecM, Notary Public Susquehama Twp., Dauphin County My Commission E~ires June 10, 2011 Member, Pennsyw^^~~ ^ ~~ +ri:~tion of Notaries THIS SPACE IS INTENTIONALLY BLANK Date: ~ " f 3 - Z" ° ~ ~~°._._ THERESA IMES, Creditor ~,y„,ep~~n ~A e M Y i M Witness COMMONWEALTH OF PENNSYLVANIA COUNTY OF ~~ . SS: Personally appeared before me, the undersigned ofFicer, this / ,3 f~ day of ~, 200 `~, THERESA IMES, known to me, or satisfactorily proven to be, the person whose name is subscribed to the within instrument, and acknowledged that she executed the same for the purposes therein contained. IN WITNESS WHEREOF, I have hereunto set my hand and seal. a. (SEAL) N Public My Commission Expires: Page 15 of 15 Exhibit "A" IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA ORPHAN'S COURT DIVISION NO. 2006-00594 FIRST AND FINAL ACCOUNT OF JOSEPH J. LEGO & DAVID A. LEGO, CO-ADMINISTRATORS ESTATE OF NANCY A. LEGO LATE OF MECHANICSBURG, CUMBERLAND COUNTY Date of Death: June 28, 2006 Date of Co-Administrators Appointment: July 6, 2006 Date of First Complete Advertisement: July 31, 2006 Accounting for the period: June 29, 2006 to September 19, 2007 Purpose of Account: the Co-Administrators offerthisAccountto acquaint interested parties with the transactions that have occurred during the Administration. It is important that the Account be carefully examined. Requests for additional information, questions or objections can be discussed with: Lawrence J. Neary, Esquire 108-112 Walnut Street Harrisburg, PA 17101-1609 (717) 238-4798 Supreme Court I.D. No. 25827 SUMMARY OF ACCOUNT Estate Probate Assets: (Schedule A) $279,007.58' Estate Expenses: (Schedule B) $153,145.64 Net Estate for Distribution $125,861.94 Estate Claims Filed: (Schedule C) $266,000.00 Proposed Distribution (Schedule D) 1 Assets held by the Decedent in joint names with her spouse, Philip S. Lego (Estate No. 2006- 00593) have been administered within the Estate of Nancy A. Lego. 2 SCHEDULE A ESTATE ASSETS: Real Estate: 3 Edgewood Drive $150,000.00 Mechanicsburg, PA Dolphin Beach Club $600.002 (Daytona Beach - FL timeshare) Massanutten's Mountainside $3,000.003 Harrissonburg, VA -.timeshare Total $153,600.00 Personal Property: Primerica Life Insurance $100,767.12 Tax proration -reimbursement (Settlement on 3 Edgewood Drive) $1,010.02 2003 Hyundai $9,400.00 Household possessions/vehicles -net proceeds $3,272.78 Bankruptcy Chapter 13 Payment -refund $1,226.00 Homeowner's Insurance -refund $85.00 Vehicle Insurance -refund $154.50 IRS Income Tax -refund $4,398.00 Members First -mortgage reimbursement $813.72 Montour Home Comfort -refund $1.241.54 Total $122,368.68 Income: Interest Income - Wachovia Account 2006 $1,192.21 Interest 1/1/07 to 5/31/07 $1,169.15 Interest 1 /1 /07 to 8/31 /07 $677.54 Total $3,038.90 Total Estate Assets $279,007.58 z Timeshare to be transferred to Joseph J. Lego in partial payment of Administrator's Commission. s Timeshare has been listed for sale. 3 SCHEDULE B ESTATE EXPENSES: Buria! Expenses: Musselman Funeral Home $6,097.40 Rolling Green Cemetery $1.195.00 Total $7,292.40 Administrative Expenses: Register of Witls -probate fees $291.00 - Inheritance Tax Return filing $15.00 - Proof of Claim filing $10.00 -Inventory $15.00 - Supplemental Inventory $15.00 -Additional probate fees $100.00 - First and Final Account $150.00 - First and Final Account Advertising $80.00 Appraisal costs -timeshare unit $720.00 Mountain Villas -annual assessment $350.00 Dolphin Beach -annual assessment $356.89 Borough of Mechanicsburg-sewer $106.82 Cumberland County Law Journal $37.50 Carlisle Sentinel $57.62 Liberty Mutual -auto insurance $140.75 United Water $74.60 Culigan -water system $51.80 PP&L $359.29 Liberty Mutual -auto insurance $147.75 Borough of Mechanicsburg $106.82 Certified mail and notices $4.64 PP&L $98.76 United Water $16.77 Culigan -water system $35.07 Yard Maintenance -Amber Rexroth $490.00 Elmer Murray Auctions -advertising fees $1,440.00 PP&L $47.97 United Water $15.62 Real Estate Settlement Charges $6,509.29 Bank service charge $12.00 Total $11,855.96 4 ~ ' Debts of Decedent: Members First -mortgage payment Members First -mortgage payoff Members First -mortgage offsets Total Taxes and Tax Preparation: Local Income Tax - 2006 -final return PA Department of Revenue - 2006 -final return Devaney & Co. -tax return preparation Fiduciary Income Tax Return - PA Devaney & Co. -tax return preparation. Total Fees and Commission: Administrator's Commission Joseph J. Lego David A. Lego Attorney's Fees -Lawrence J. Neary, Esq. Partial Payment Balance Total Reserve Preparation & payment of 2007 Fiduciary Income Tax Return Timeshare Annual Assessment Total Total Estate Expenses 5 $929.13 $119,218.85 $3.115.30 $123,263.28 $113.00 $145.00 $285.00 $96.00 $295.00 $2, 000.00 $2, 000.00 $2, 500.00 $2.500.00 $934.00 $9,000.00 $400.00 $400.00 $800.00 $153,145.64 1 n SCHEDULE C ESTATE CLAIMS FILED: Filing Date Creditor Amount of Claim October 4, 2006 Harry Cahng October 23, 2006 ~ Kay Park February 7, 2007 Theresa Imes Total of Estate Claims Filed: $206,000.00 $50,000.00 $10.000.00. $266,000.00 SCHEDULE D PROPOSED DISTRIBUTION Harry Cahng $96,913.69 Kay Park $23,913.77 Theresa Imes $5.034.48 Total 6 Percentage OfTolal Claims 77% 19% 4% 100% $125,861.94 VERIFICATION Joseph J. Lego and David A. Lego, Co-Administrators of the Estate of Nancy A. Lego, Deceased, hereby declare under oath that they have fully and faithfully discharged the duties of their office; that the foregoing First and Final Account is true and correct and fully discloses all significant transactions occurring during the accounting period; that all taxes presently due from the Estate have been paid except the 2007 Fiduciary Tax Returns; and that the grant of Letters Administration and the first complete advertisement thereof occurred more than four months before the filing of the foregoing First and Final Account. This statement is made subject to penalties of 18 Pa. C.S.A. Section 4904 relating to unsworn falsification to authorities. Date: Joseph J. Lego Date: David A. Lego Exhibit "B" IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA ORPHAN'S COURT DIVISION NO. 2006-00593 FIRST AND FINAL ACCOUNT OF JOSEPH J. LEGO & DAVID A. LEGO, CO-ADMINISTRATORS ESTATE OF PHILIP S. LEGO LATE OF MECHANICSBURG, CUMBERLAND COUNTY Date of Death: June 28, 2006 Date of Co-Administrators Appointment: July 6, 2006 Date of First Complete Advertisement: July 31, 2006 Accounting for the period: June 29, 2006 to September 19, 2007 Purpose ofAccount: the Co-Administrators offer this Account to acquaint interested parties with the transactions that have occurred during the Administration. It is important that the Account be carefully examined. Requests for additional information, questions or objections can be discussed with: Lawrence J. Neary, Esquire 108-112 Walnut Street Harrisburg, PA 17101-1609 (717) 238-4798 Supreme Court I.D. No. 25827 SUMMARY OF ACCOUNT Estate Probate Assets: (Schedule A) $9,606.78 Estate Expenses: (Schedule B) $9,606.78 Net Estate for Distribution $0.00 2 SCHEDULE A ESTATE ASSETS: 1. Citizens Bank -checking acct. no. 6213378603 $1,258.97' 2. 1983 Ford Bronco -auction sale $275.00 3. Members First -savings acct. no. 230631-00 $143.272 4. Members First -checking acct. no. 230631-11 $2,972.032 5. ISG Steelton';LLC -vacation pay $1,752.65 6. Mittal ISG Steelton LLC -final paycheck $2,005.11 7. Comcast Cable -refund $59.03 8. Mittal -bonus $544.59 9. U.S. Savings Bond -redeemed $27.66 10. Express Scripts -refund $18.47 11. 1987 Toyota MR2 -auction sale (50%) $550.00 Total Estate Assets $9,606.783 1 Disbursement from Citizens was less than date of death value of $1,333.97 due to check clearing post death. z Offsets for post date of death mortgage payments are included in the Nancy A. Lego accounting. s Assets held by the Decedent in joint names with his spouse, Nancy A. Lego, have been administered in her Estate docketed to no. 2006-00594. 3 SCHEDULE B ESTATE EXPENSES: Burial Expenses: Musselman Funeral Home $5,905.00 Rolling Green Cemetery $1.195.00 Total $7,100.00 Administrative Expenses: Register of Wills -probate fees $291.00 - Inheritance Tax Return filing -insolvent $15.00 - Inventory $15.00 Cumberland County Law Journal -advertisement $37.50 Carlisle Sentinel -advertisement $57.63 Misc. Estate Expenses $90.65' Total $506.78 Fees and Commission: Administrator's Commission Joseph J. Lego David A. Lego Attorney's Fees -Lawrence J. Neary, Esq. Total Total Estate Expenses $300.00' $300.00' $1,400.00' $2,000.00 $9,606.78 1 These amounts are currently being held in escrow pending approval of the administration of the Estate of Nancy A. Lego, Estate No. 2006-00594. 4 VERIFICATION Joseph J. Lego and David A. Lego, Co-Administrators of the Estate of Philip S. Lego, Deceased, hereby declare under oath that they have fully and faithfully discharged the duties of their office; that the foregoing First and Final Account is true and correct and fully discloses all significant transactions occurring during the accounting period; that all taxes presently due from the Estate have been paid except the 2007 Fiduciary Tax Returns; and that the grant of Letters Administration and the first complete advertisement thereof occurred more than four months before the filing of the foregoing First and Final Account. This statement is made subject to penalties of 18 Pa. C.S.A. Section 4904 relating to unsworn falsification to authorities. Date: Joseph J. Lego Date: David A. Lego Exhibit "C" ~~ Small Business High Performance Mm ~+ 01 2000019169985 752 130 0 1.36 165,765 VvACHOPIA 00055808 ,*"''"*"`•"'••*"" SNGLP -~-- I~~~III~~~I~~~1111~~~~~~1111~~~1 THE ESTATE OF_NANCY A LEGQ JOSEPH J LEGO CO EXECUTOR CB DAVID A LEGO CO EXECUTOR ~~~ C/0 L NEARY 108 - 112 WALNUT ST HARRISBURG PA 17101 • Small Business High_Performance Mm. io~oii2oos tnru io~31i2oos Account number: 2000019169985 Account owner(s): THE ESTATE OF NANCY A LEGO __ JOSEPH J L.EGO C9 EXECUTOR DAVID A LEGO CO EXECUTOR Account Summary _ _ Opening balance 10/01 $131 487.13 Interest paid 94.70 + Closing balance 10/31 $131,.581.83 - Deposits and Other Credits Date Amount Description 10/31 94.70 INTEREST FROM 10/01/2008 THROUGH 10/31/2008 ' Tofal $94.70 Interest _ _: Number of days this statement period.. 31 Annual percentage yield earned 0.85% - Interest earned this statement period $94.70 Interest paid this statement period $94.70 I' Interest paid this year- $1,193.20' Daily Balance Summary Dates Amount Dates Amount Dates Amount 10/31 ' 131,581.83.... EFFECTIVE DECEMBER 1, 2008, THE NON-WACHOt/!A ATM FEE FOR -WITHDRAWALS, TRANSFERS AND BALANCE INQUIRIES AT A NON-WACHOVIA ATM IN A FOREIGN COUNTRY WILL BE $5.00 EACH. i WACHOVIA BANK, N.A. , HARRISBURG CAPITOL page 1 of 2 ~~ Small Business High Performance Mm ~+ 02 2000019169985 752 130 0 136 165,166 WACHOVIA Customer Service Information For questions about your statement or billing errors, contact us at: Phone number. Address Business Checking, CheckCard & Loan Accounts 800-566-3862 WACHOVIA BANK, NATIONAL ASSOCIATION TDD (For the Hearing Impaired) 800-835-7721 NC8502 Commercial Checking & Loan Accounts 800-222-3862 P O BOX 563966 CHARLOTTE NC 28256-3966 To Balance Your Account 1. Compare your account re ister to your account statement for List Outstanding C hecks and Wit hdrawals unrecorded transactions such as ATM, CheckCard, Interest earned, fees, etc.) Your new account register total should match the Ck. No. Amount - Ck. No. Amount adjusted balance in line 6 below. 2. Write in the closing balance shown on the front of account statement. 3. Write in any deposits you have made since the date of this statement. 4. Add together amounts fisted above in steps 2 and 3. 5. In the section to the right, list and total all checks and withdrawals that you have made that are not reported on your account statement. Write in the total here. 6. Subtract the amount in line 5 from the amount in line 4. This is your ad1usted balance and should match the balance in Step 1 Total In Case of Errors or Duestions About Your Electronic Transfers: Telephone us at 800-222-3862 or write to us at WACHOVIA BANK, NATIONAL ASSOCIATION, NC8502, P O BOX 563966, CHARLOTTE NC 28256-3966, as soon as you can, if you think your statement or receipt is wrong or if you need more information about a transfer on the statement or receipt. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. 1. Tell us your name and account number (if any). 2. Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe there is an error or why you need more information. 3. TeU us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this, we will credit your account for the amount you think is in error. You will have use of the money during the time it takes us to complete our investigation. WACHOVIA BANK, N.A. IS MEMBER FDIC WACHOVtA BANK, N.A. , HARRISBURG CAPITOL page 2 of 2 Exhibit "D" Escrow Account Ledger `..~~,~- ~ •=~~L~-~ ,~"~- -~ Ttv ~c+ ~~ rn?I~ `" DATE '~~. MEMO RECD ' DISB. B:~RLANCE .s ~~> r _ ~. ~ ~ ~ ~ a s~ . ~-LI a ~1 ~a~ ~G~,1,.;,.. ,[1 ~~~ ~l~~~r a ~ E o .`t3 ~ ~-+--~-r•~ttw~ -twc.r•+,t.~-~~ ~ 1 me S ~ ~y7~nt^q ~ ~1 C) f ,~ J~ • 'I~3 /b ~ 6 ~{ Lp c~l~~ ~~~ ~ .~' ~ ~.`7...3 Escrow Account"Ledger L~~, ~`S~'t~s _ fJ .~ Trust Funds DATE MEMO RECD DISB. BALANCE ~ ~ ' Ci, L~~r Muv+~ ~..,:~'~~•hs ~~. ~i:~5 /y~l-D ) L ~ ,j~ C'j ~- ' `~ .~ ~~2~ ~ ~ ~ ~ - ~ ~'~ i~ v~ fir' . ~Y ~~ ;~ i~, 4 b ~~ f ~V J . Le-c,~ ~17CG C~r~ ~~ ~~, .~~ i~ l5' ~~' ~ ~ rt ~~ ~ ~~ s ~ ~ ~~ 3 >'ti ~! yc> ,,t ~ ~ I _ 1ti.~3Nu,,..~- _ ;3'~' 753 ~ 3(; ~ . ~,~ " pISB BALANCE Trust Funds rcount-hedger RE,C-p Escrow A -. ~,~~ ~ w, ~~ ~ .~~ ~. .~ MEMO- ~ ~~~, ~~ . S ppTE ~` .:s 3 ~ ~ ~ ~ n ;.mss, =-~'~""'~ ~~,_ j ~7 ~=~ . ~ _ ~ . ~ ~ C i l ~''~ ~ ~~~t ~ ~ ~~' ;, '~ ~ * rte'" ~ `,i ~, ~ ~`t :1 .~ s ~" ~ _ ` , q J ~ ~ ~ ~ '' ` !~ ~ ~~ ;~~~ ~ ~ ~ t.~1 ~' ~L .~, , ~~ , ~ 3~~, . ,, ~` f~,~ . ~'~ ~ ~' ~' ~~ ~, . ,~ , sz. ,` 'xj'1,7 L S,t,~- a ~, ~ ~c. ~ ;~ C,~.u-~i- ~ y , 6~f- ~3 Exhibit "E" Small Business High Performance Mm 01 2000019169985 752 130 0 136 64,189 NTACHOVIA 00023094 01 AV 0.324 Ol 5DGS 88 I~~~III~~~I~~~II~~~IIII~~~I~I~~~~Il~~I~~II~~~I~~II~~~~II~~II~I ~~ THE ESTATE OF NANGY A LEGO ~~ JOSEPH J LEGO CO EXECUTOR CB ~~ DAVID A LEGO CO EXECUTOR ~~ 2000 LINGLESTOWN RD STE 106 HARRISBURG PA 17110-9347 Small Business High Performance Mm Account number: 2000019169985 Account owner(s): THE ESTATE OF NANCY A LEGO JOSEPH J LEGO CO EXECUTOR DAVID A LEGO CO EXECUTOR Account Summary Opening balance 11/01 $f 31,581.83 Interest paid 85.59 + Closing balance 11/28 $131,667.42 Deposits and Other Credits Date Amount Description 11/28 85.59 INTEREST FROM 11/01/2008 THROUGH 11/28/2008 ota 85.59 Interest Number of days this statement period Annual percentage yield earned Interest earned this statement period Interest paid this statement period interest paid this year Daily Balance Summary Dates Amount 11128 131,667.42 28 0.85% $85.59 $85.59 $1,278.79 11 /01 /2008 th ru 11 /28/2008 Dates Amount Dates Amount WACHOVIA BANK, N.A. , HARRISBURG CAPITOL page 1 of 2 ~, Small Business High Performance Mm ~` 02 2000019169985 752 130 0 136 64,190 v~ACHOVIA Customer Service Information For questions about your statement or billing errors, contact us aL• Phone number Address Business Checking, CheckCard & Loan Accounts 800-566-3862 WACHOVIA BANK, NATIONAL ASSOCIATION TDD (For the Hearing Impaired) 800-835-7721 NC8502 Commercial Checking & Loan Accounts 800-222-3862 P O BOX 563966 CHARLOTTE NC 28256-3966 To Balance Your Account 1. Compare your account register to your account statement for Lis t Outstanding C hecks and Wit hdrawals unrecorded transactions (such as ATM, CheckCard, Interest earned, fees, etc.) Your new account register total should match the Ck. No. Amount Ck. No. Amount adjusted balance in line 6 below. 2. Write in the closing balance shown on the front of account statement. 3. Write in any deposits you have made since the date of this statement. 4. Add together amounts listed above in steps 2 and 3. 5. In the section to the right, list and total all checks and withdrawals that you have made that are not reported on your account statement. Write in the total here. 6. Subtract the amount in line 5 from the amount in line 4. This is your adjusted balance and should ~ match the balance in tep 1 Total In Case of Errors or Questions About Your Electronic Transfers: Telephone us at 800-222-3862 or write to us at WACHOVIA BANK, NATIONAL ASSOCIATION, NC8502, P O BOX 563966, CHARLOTTE NC 28256-3966, as soon as you can, if you think your statement or receipt is wrong or if you need more information about a transfer on the statement or receipt. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. i . Tell us your name and account number (if .any). 2. Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe there is an error or why you need more information. 3. Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly: If we take more than 10 business days to do this, we will credit your account for the amount you think is in error. You will have use of the money during the time ft takes us to complete our investigation. WACHOVIA BANK, N.A. IS MEMBER FDIC L~ WACHOVIA BANK, N.A. , HARRISBURG CAPITOL page 2 of 2 Small Business High Performance Mm 01 2000019169985 752 130 0 136 63,464 N~ACHOVIA 00022660 01 AV 0.324 01 5DGS 75 I...III~~~I~~~ll~~~lili~~~l~l~~~~ll~~l~~ll~~~l~~ll~~~~ll~~ll~ THE ESTATE OF NANCY A LEGO JOSEPH J LEGO CO EXECUTOR DAVID A LEGO CO EXECUTOR 2000 LINGLESTOWN RD STE 106 HARRISBURG PA 17110-9347 CB Small Business High Performance Mm 11 /29/2008 thru 12/31 /2008 Account number: 2000019169985 Account owner(s): THE ESTATE OF NANCY A LEGO ~_ JOSEPH J LEGO CO EXECUTOR DAVID A LEGO CO EXECUTOR _ Account Summar ~_ y Opening balance 11/29 $131,667.42 Interest paid 90.40 + = Checks 3,500.00 - C Other withdrawals and service fees 8.00 - _ ~_ Closing balance 12/31 $128,249.82 =" Deposits and Other Credits Date Amount Description 1'2/31 90.40 INTEREST FROM 11/29/2008 THROUGH 12/31/2008 ota .4 Interest Number of days this statement period Annual percentage yield earned 33 0.77% Interest earned this statement period $90.40 Interest paid this statement period $90.40 Interest paid this year $1,369.19 Checks 1lumber Amount oosf~ Number Amount ~s~ed Number Amount posi~~ 1001 3,500.00 12/23 ota ,5 .00 Other Withdrawals and Service Fees r Date Amount Description 17J02 8.00 AUTOMATED DEBIT DELUXE CHECK CHECK/ACC. CO. ID. 1410216800 081202 CCD MISC ota .00 VYACHOVIA BANK, N.A. , HARRISBURG CAPITOL page 1 of 3 ~~ Small Business High Performance Mm ~~~~ 02 2000019169985 752130 0 136 63,465 1~ACHOVIA Daily Balance Summary Dates Amount Dates Amount Dates Amount 12/02 131,659.42 12/23 128,159.42 12/31 128,249.82 L WACHOVIA BANK, N.A. , HARRISBURG CAPITOL page 2 of 3 "~!z i~ACHOVIA Small Business High Performance Mm 03 2000019169985. 752 130 0 136 63,466 Customer Service Information For questions about your statement or billing errors, contact us at: Phone number Address Business Checking, CheckCard & Loan Accounts 800-566-3862 WACHOVIA BANK, NATIONAL ASSOCIATION TDD (For the Hearing Impaired) 800-835-7721 NC8502 Commercial Checking & Loan Accounts 800-222-3862 P O BOX 563966 CHARLOTTE NC 28256-3966 To Balance Your Account 1. Compare your account re ister to your account statement for Lis t Outstanding C hecks and Wit hdrawals unrecorded transactions such as ATM, CheckCard, Interest earned, fees, etc.) Your new account register total should match the Ck. No. Amount Ck. No. Amount adjusted balance in line 6 below. 2. Write in the closing balance shown on the front of account statement. 3. Write in any deposits you have made since the date of this statement. 4. Add together amounts listed above in steps 2 and 3. 5. In the section to the right, list and total all checks and withdrawals that you have made that are not reported on your account statement. Write in the total here. 6. Subtract the amount in line 5 from the amount in line 4. This is your adjusted balance and should ~ match the balance in tep 1 Total In Case of Errors or Questions About Your Electronic Transfers: Telephone us at 800-222-3862 or write to us at WACHOVIA BANK, NATIONAL ASSOCIATION, NC8502, P O BOX 563966, CHARLOTTE NC 28256-3966, as soon as you can, if you think your statement or receipt is wrong or if you need more information about a transfer on the statement or receipt. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. 1. Tell us your name and account number {if any). 2. Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe there is an error or why you need more information. 3. Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error prompt)y. If we take more than 10 business days to do this, we will credit your account for the amount you think is in error. You will have use of the money during the time it takes us to complete our investigation. WACHOVIA BANK, N.A. IS MEMBER FDIC WACHOVIA BANK, N.A. , HARRISBURG CAPITOL page 3 of 3 I - .~ Small Business High Performance Mrn , ~ ~ i 01 2000019169985 752 130 0 136 57,974 '1TAlCHOVIA I 00020655 01 AV 0.324 Ol 5DGS 69 ~, .- L~JII~~~I~~~II~~JIIL~JJ~~~~IL~I~~II~~~L~lI~~~~II~JI~I ~~ THE ESTATE OF NANCY A LEGO i ,,~ JOSEPH J..LEGD CO EXECUTDR CB _ ~ DAVID A LEGO .CO EXECUTOR _ , ~~~ 2000 LINGLESTDWN RD STE 106 HARRISBURG PA 17110-9347 Small Business High Performance Mm iioii2oo9 tnru ii3oi2oos Account number: 200001.9169985 _ _. Account owner(s): THE ESTATE OF NANCY A LEGO JOSEPH J LEGO CO EXECUTOR = DAVID A LEGO CO EXECUTOR _ ~.p ., Account Summary. _ . ~~ =- Opening balance 1/01 $128 249.82 Interest paid 52.37+ ~. Checks 962.88 _ . Closing balance l/34 $127,339.31 Deposits and Other Credits bate Amount Description ~ _ t/30 52.37 INTEREST FROM 01/01/2009 THROUGH 01/30/2009 N ' otal $52.37 W 0 ~~ Interest 0 U 0 „ Number of days this statement period 30 U Annual percentage yield earned 0.50% °' Interest earned this statement eriod $52.37 Interest paid this statement pe trod $52:37 Interest paid this year $52.37 z z Checks Z Number Amount po rBd Number Amount- p ~st~ ~IVumber Amount - posfed z 1002 962.88 1 /05 Tota 982.88 z z z z Daily Balance Summary. z Z , Dates Amount Dates Amount Dates -< Amount z z ' `: 1 /05 127,286.94 1 /30 127,339.31 g! WACHOVIA BANK, N.A. , HARRISBURG CAPITOL page 1 of 2 .~ Small Business High Performance Mm _~ 02 2000019169985 752 130 0 136 57,975 WACHOVIA __ Customer Service Information For questions about your statement or billing-errors, contact us at: Phone number ..Address Business Checking, CheckCard ~ Loan Accounts 800-566-3862 11VACHOVIA BANK, NATIONAL ASSOCIATION TDD (For the Hearing Impaired) 800-835-7721 NC8502 Commercial Checking & Loan Accounts 800-222-3862. P O BOX 563966 .:- CHARLOTTE NC 28256-3966 To Balance Your Account i. Compare your account re islet to your account taterrtent for Lis t Outstanding C hecks and Wit hdrawals unrecordedtransactions such as ATM, CheckCard, Interest earned, fees, etc.) Your hew account register total should match the Ck. No. Amount Ck. No. Amount adjusted balance in tine 6 below. 2. Write in the closing balance shown on the front of account statement. 3. Write in any deposits you have made since the date of this statement. 4. Add together amounts listed above in steps 2 and 3. 5. In the section to the right, list and total all checks and withdrawals that you have made that are not reported on your account statement. Write in the total here. 6. Subtract the amount in line 5 from the amount in line 4. This is your ad"usted balance and should ~ match the balance in tep 1 Total In Case of Errors or Questions .About Your Electronic Transfers: Telephone us at 800-222-3862 or write to us at WACHOVIA BANK, NATIONAL ASSOCIATION, NC8502, P O BOX 563966, CHARLOTTE NC 28256-3966, as soon as you can, if you think your statement or receipt is wrong or if you need more information about a transfer on-the statement or receipt. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. 1. Tell us your name and account number (if any). 2. Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe there is an error or why you need more information. 3. Tell us the dollar amount of the suspected error. We will investigate your complaint and wilt correct any error promptly. If we take mare than 10 business days to do this, we will credit your account for the amount you think is in error. You will have use of the money during-the time it takes us to complete our investigation. WACHOVIA BANK, N.A. IS MEMBER FDIC WACHOVIA BANK, N.A. , HARRISBURG CAPITOL page 2 of 2 :~+ , Small :Business High Performance Mm 01 2000019169985 752 130 0 136 61,855 1rACHOVIA 022355 01 AV 0.324 01 5DGS 78 i,,,iii,,,i,,,ii,,i~i~,,,i,i.,,,ii„i„ii,,,i„i~,„,n.~n,i THE ESTATE OF NANCY A 1,E60 JOSEPH J LE60 CO EXECUTOR. CB DAVID A LE60 CO EXECUTOR 2000 LINGLESTOWN RD STE 106 HARRISBURS PA 171T0-9347 Small Business High. Performance Mm 1 i31 i2oo9 thru 2/27~2oos Account number: 2000019169985 Account owner{s): THE ESTATE OF NANCY A LEGO JOSEPH J LEGO CO EXECUTQR DAVID A LEGO CO EXECUTOR Account Summa Opening balance 1/3t - $127,339.31 Interest paid 48.85 Closing balance Z/27 $127,388.16 Deposits and Other Credits Date Anaunt Description 2/27 48.85 INTEREST I=RON 01/31/2009 THROUGH 02/27/2009 ota Interest Number of days this statement period Annual percentage yield earned 28 0.50%a Interest earned this statement period Interest paid this statement period - Interest paid this year $48.85 - $48.85 $101.22 Daily Balance Summary Dates Arnvunt ,.. _ , Dates Amount Dates Amount 2/27 127,388.16 WACHOVIA BANK, N.A. , HARRISBURG CAPITOL page 1 of 2 Customer Service Ia€orlmation For questions about your statement or billing. errors, contact us et: Phone number Address Business Checking, CheckCard & Loan. Accounts 800-566-3862 - WACHOVIA BANK, NATIONAL ASSOCIATION TDD (for the Hearing Impaired) 800-835-7721 NC8502< Commercial Checking & Loan Accounts 800-222-3862 P O SOX 563966 CHARLOTTE NC 28256-3966 To Balance Your Account 1. Compare. your account star to your account statement for Lfst Outstanding C hecks and Wit hdrawals: unrecordedtransactions~such as ATM, GheckCard, Interest earned, tees, etc.} Your new account registertotal should match the Ck. No Amount- Ck. No. Amount adjusted ante in line 6 below. ' 2. Write in the closing balance shown on the front`of aoeount statement. 3. Write in any deposits you have made since the date of this statement..... 4. Add together amounts fisted above fn steps 2 and 3. 5. In the section to the right,: list and total alt checks and withdrawals that-you have made that are not reported on your account statement: Write in the otal here. 6. Subtract the amountin line 5 from the amount in line 4. This is your adiusted balance and should match the balance in tap 1 Total In Case of Errors or Ouestfa~s About `Your Electronic Transfers: Telephone us at 800-222-3862 or write to us at WACHOVIA BANK, NATIONAL ASSOCtATiON, fVC8502, P O BOX 563966, CHARLOTTE NC 28256-3966, as soon as you eau, if you think your statement or receipt is wrong or if you need more information about a trans#er on the statement or receipt. We must hear from you no later than 60 days after we sent. you the FIRST statement on which the error or problem appeared; 1. TeA us your name and account number (if any). 2. Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe there is an error orwhy you need more information. 3. Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error prompfty, If we take mare than 10 business days to do this, we wilt credit your account for the amount you think is in error. You will have use of the money during the time it takes us to armplete our investigation. WACHOVIA BANK, N.A. IS MEMBER FDIC - L_ WACHOVIA BANK, N.A. , HARRISBURG CAPITOL page 2 of 2 Exhibit "F" . MUNN'S diamond gallery ESTATE APPRAISAL INFORMATION The enclosed appraisals are ESTATE APPRAISALS. Estate appraisals are formal evaluations that are used only when an estate is being settled and a fair market value determination is needed for tax purposes. Fair Market Value is a term that is reflective of an item's current condition and demand in a second-hand market, resulting in a value considerably lower than the item's purchase price. Fair Market Values differ from the more common Insurance Replacement Values which are used to insure and/or replace items with like kind and quality at an average retail price. *Estate appraisal values should not be used for insurance purposes. The Federal Trade Commission defines Fair Market Value as; The price at which a j ewelry item would change hands between a willing buyer and a willing seller, neither being under any compulsion to buy or sell the item, and both having reasonable knowledge of the relevant facts. Note that all jewelry appraisal determinations are limited to the extent that stone settings and mounting characteristics many times obstruct the 1203 Market Street access needed to obtain exact carat weight estimations and quality Lemoyne, PA 17043 gradings. ~p~~aigaC MUNN'S DIAMOND GALLERY, LTD. Leading in Diamond Styles 1203 Market Street LEMOYNE, PENNSYLVANIA 17043 (717) 761-8310 TO WHOM IT MAY CONCERN: This is to certify that we are engaged in the jewelry business, appraising diamonds, watches, jewelry and precious stones of all descriptions. We herewith certify that we have this day carefully examined the following listed and described articles, the property of: NAME Estate of Nancy Lego ADDRESS We estimate the value as listed for insurance or other purposes at the current retail value, excluding Federal and other taxes. In making this Appraisal, we DO NOT agree to purchase or replace the articles. DESCRIPTION ' APPRAISED VALUE Item for Estate Appraisal: Diamond Engagement Style Ring: Consisting of a round diamond major stone and eight diamond minor stones; Major Stone:. (I)Round Shape Diamond: Measure: 5:9 s 3.4rnm Carat Weight: '.85 ct Quality: VSI2 Clarity/GH Color Minor Stones: (8) Baguette cut diamonds: Carat Wcight: *.40 tw. Quality: SII-VSI2 ClaritylGH Color Mounting: 14k yellow gold, high-polish, six prong white gold stone setting. Metal wgt 2.7 dwt Finger size: 5 Total Diamond Carat Weight: * ].25 cttw. Fair Market Value of This Item .......... *Carat weight is estimated by volumetric formula based on measurement. No stone removal: Graded as mounting permits. Gold Base: ~879oz $ 1,325.00 The foregoing Appraisal is made with the understanding that the Appraiser assumes no liability with respect to any action that be taken on the basis of this Appraisal. ~- y a ~ APPRA ER DATE FomNt MDG-OB MUNN'S DIAMOND GALLERY, LTD. Leading in Diamond Styles 1203 Market Street LEMOYNE, PENNSYLVANIA 17043 (717) 761-8310 TO WHOM IT MAY CONCERN: This is to certify that we are engaged in the jewelry business, appraising diamonds, watches, jewelry and precious stones of all descriptions. We herewith certify that we have this day carefully examined the following listed and described articles, the property of: NAME Estate of Nancy Lego ADDRESS We estimate the value as listed for insurance or other purposes at the current retail value, excluding Federal and other taxes. In making this Appraisal, we DO NOT agree to purchase or replace the articles. -_ DESCRIPT-ON ' APPRAIS® VALUE ltem for Estate Appraieal• Diamond Engagement Style Ring: Consisting of around diamond major stone and eight diamond minor stones; Major Starve: (l)Round Shape Diamond: Measure: 5.9 x 3.9nuri Carat Weight: ".SS ct Quality: VS12 Clarity/GH Color Minor Stones: j8)Ba~uette cut diamonds: Carat Weight:. ".40 tw. .Quality: SII-VSI2 Clarity/GId Color Mouatiug: l4l yellow gold, high-polish, six prong white gold stone setting Metal wgt: 2.7 dwt ginger size. ' S '~~ Total Diamond Carat Weight: * l25 cttw. Rair Market Va{ue of`I'his Item ..................... 'Carat weight is estimated by volumetric formula based on measurement No stone rcnwval. C`7rttded as mounting permits. Gold Base: S879oz S 1,325.00 The foregoing Appraisal is made with the understanding that the Appraiser assumes no liability with respect to any action that be taken on the basis of this Appraisal. ~- y a ~ APP ER DATE Forma MDG-0B DSCN5490.JPG 0000/00/00 00:00:00 IVIU N N'S .diamond ga lery 17/14 AA~rlrnt CtrAat DSCN5492.JPG 0000/00/00 00:00 ~~~raigal MUNN'S DIAMOND GALLERY, LTD. Leading in Diamond Styles 1203 Market Street LEMOYNE, PENNSYLVANIA 17043 {717) 761-8310 TO WHOM IT MAY CONCERN: This is to certify that we are engaged in the jewelry business, appraising diamonds, watches, jewelry and precious stones of all descriptions. We herewith certify that we have this day carefully examined the following listed and described articles, the property of: NAME Estate of Nancy Lego ADDRESS We estimate the value as listed for insurance or other purposes at the current retail value, excluding Federal and other taxes. In making this Appraisal, we DO NOT agree to purchase or replace the articles. DESCRIPTION I APPRAISED VALUE Item for Estate Appraisal: Consisting of a nugget style design; Yellow gold bracelet: Mounting: 14k yellow gold, nugget texture, solid ]in}s, 7 '/~ inches length. Meta] wgt. 11.5 grams Fair Market V"slue of This Item ..................... Item for Estate Appraisal: Nugget style design; Yellow gold necklace: Mounting: 34k yellow gold, nugget texture, solid links, l6 h inches length. Metal wgt. 262 grams Fair Market Value of This hero ....................... Gold Market Base: ~ 899_DO (T)oz S 130.00 S 265.(10 The foregoing Appraisal is ade with the understanding that the Appraiser assumes no liability with respect to any action that may non the basis of this Appraisal. ~~~~ ~ y ~~ APPRAISER DATE FormN MDCa-08 MUNN'S DIAMOND GALLERY, LTD. Leading in Diamond Styles 1203 Market Street LEMOYNE, PENNSYLVANIA 17043 (717) 761-8310 TO WHOM IT MAY CONCERN: This is to certify that we are engaged in the jewelry business, appraising diamonds, watches, jewelry and precious stones of all descriptions. We herewith certify that we have this day carefully examined the following listed and described articles, the property of: Estate of Nancy Lego NAME _ ADDRESS We estimate the value as listed for insurance or other purposes at the current retail value, excluding Federal and other taxes. In making this Appraisal, we DO NOT. agree to purchase or replace the articles. DESCRIPTION I APPRALSED VALUE Item for Estate Appraisal: Consisting of a nugget style design; Yellow gold bracelet: Meunting; 14k yellow gold, nugget ttxture, solid links, 7 'h inches length. Me#al wgk l 1.5 grams Fair Market Value of Thin Item ..................... Item for ~sh-te AppraisaL• Yellow gold nec]clace: Nugget style design; Mauntiag: "Y4k ~+ellow gold, nugget texture, solid lin3cs, 15'/z inches length. Metal Wgt; 26.2 grams Fair Market Value of This ltcm ....................... Gold Markd Base: S 879.00 (T)oz. S 130.00 S 255.00 The foregoing Appraisal is made with the understanding that the Appraiser assumes no liability with respect to any action that may be tak `n on the basis of this Appraisal. y e~ APPRAISER DATE FortnB MDG-08 l DSCN5494.JPG 0000/00/00 00:00:00 ~ DSCN54 ~~~raigai MUNN'S DIAMOND GALLERY, LTD. Leading in Diamond Styles 1203 Market Street LEMOYNE, PENNSYLVANIA 17043 (717) 761-8310 TO WHOM IT MAY CONCERN: This is to certify that we are engaged in the jewelry business, appraising diamonds, watches, jewelry and precious stones of all descriptions. We herewith certify that we have this day carefully examined the following listed and described articles, the property of: Estate of Nancy Lego NAME ADDRESS We estimate the value as listed for insurance or other purposes at the current retail value, excluding Federal and other taxes. In making this Appraisal, we DO NOT agree to purchase or replace the articles. - D6SC'RIP'270N Item Ior Estate Appraisal: Lady's Pearl and Diilmond Ring: ~, Consisting of a Tahitian Pearl major stone and twenty-two diamond minor. stones; MajorStone: (1)Tahitianblarlcpearl: .Measure: l~mm half drilled. Quality: Medium grey, B quality luster and surface clarity Minor Stones: (20) Round shape diamonds: graduated sizes: ~Measuie: ~1.2 #o I.Smm diameter CaratWeight: *.23 tw. Quality: Il-I2 Clarity/JK Color .. Mnor Stones: ~2)ltound shape diamonds: Carat: _ .03 ct each Qaality: 11-]K ,.Mounting: l~k yellow gold, high-polish, Metal wgt. 8.0 dwt. Finger size: 6 3/, Total Carat Weigtrt: *.29 ctiw. :~~ • Fur Market Valae ofTtris Item ..................... *Carat weight is estimated by volumetric formula based on measurement. No stone removal. t3raded as mounting permits. Gold Base: S879oz. APYRAIS® VALC3E S 650.00 The foregoing Appraisal ' made with the understanding that the Appraiser assumes no liability with respect to any action that ma en on the basis of this Appraisal. ;1' ~ ~- ~ ~~ I APPRAISER DATE FamN MDO-08 - ~~l~l~algd~ MUNN'S DIAMOND GALLERY, LTD. Leading in Diamond Styles 1203 Market Street LEMOYNE, PENNSYLVANIA 17043 (717) 761-8310 TO WHOM IT MAY CONCERN: This is to certify that we are engaged in the jewelry business, appraising diamonds, watches, jewelry and precious stones of all descriptions. We herewith certify that we have this day carefully examined the following listed and described articles, the property of: NAME - ADDRESS Estate of Nancy Lego We estimate the value as listed for insurance or other purposes at the current retail value, excluding Federal and other taxes. In making this Appraisal, we DO NOT agree to purchase or replace the articles. . D8SC1lv7PT10N APPRAI6ED VALUE Item fur Estate Appritiaal. [.ady'r Pearl and Diamond Ming: Consistingbf aTahitian Pearl major ,stone and twenty-two diamond minor stones; Major.Stnee: (IjTahitian bittek pearl; Measure::.:.14mm halfdriilad. t~juality: . Medium grey, B quality luster and surface clarity Minor Stonea:.{ZOj Round shape diaiUonds: graduated sizes: McBSUre: l.2 to }:Stnm diameter - Carat Weight ";23 tw. Quality:. I1-12 Glarity~.1K Color lvlinor Stories: j2jRnund shape diamonds: Carat: .03 ct each Quality: ll-JK Mounting::l4kyellow gold, high-polish, Mcrae wgt 8.D dwt- finger sizcr b'/4 Totsl CrrRt Weight: *,29 cttr-•. Fsir Market Value of This Item ..................... S 65Q.00 *Carai weight iS estimatetlby valumetrie faimula based on measurement. No stone reanaxal. Graded as maunting permits ~'iold Basa_ 5879oz. The foregoing Appraisal ~ made with the understanding that the Appraiser assumes no liability with respect to any action that ma en on the basis of this Appraisal. e- ~ o~ APPRALSER DATE FormN MDG-OB ~~ ~ - MUNN'S diamond g-allery DSCN5486.JPG 0000/00/00 00:00:00 -~ '4 ;.tr, 1203 Market Streef Lemoyne, PA 17043 x<~ .. (717)-~ ,~ - FaX (717)-7 1-877-DI; O _~: __. www.m :.. - - ~p~~aigal MUNN'S DIAMOND GALLERY, LTD. Leading in Diamond Styles 1203 Market Street LEMOYNE, PENNSYLVANIA 17043 (717) 761-8310 TO WHOM IT MAY CONCERN: This is to certify that we are engaged in the jewelry business, appraising diamonds, watches, jewelry and precious stones of aU descriptions. We herewith certify that we have this day carefully examined the following listed and described articles, the property of: Estate of Nancy Lego NAME ADDRESS We estimate the value as listed for insurance or other purposes at the current retail value, excluding Federal and other taxes. In making this Appraisal, we DO NOT agree to purchase or replace the articles. DFSCRIPTION + APPRALSED VALUE Item for Estate Appraisal: Lady's .lade and Diamond Ring: Consisting of a Jade major stone and:twenty-eight diamond minor stones; Major Stone: (1)Oval Cabochon Jade' Measure: I 1 x 8mm Quality: light green, B grade .Minor Stones: (12) Round shape diamonds: Carat Weight: •.27 tv/. Quality: SIl Clarity/GH Color: Minor Stones:. {16)Baguette shape diarnr3nds: Carat: •.96 ct each .Quality:. SI1/GH Mounting: 18k white gold, high-polish,. .Metal wgt. 3:9 dwt. Finger size: 5 '/. Total Aiamond CaratWe'tght: *I.23 cttw. Fair M,arkrt Valne or This Item. ..................... "Carat weight is estimated by volumetric formula. based on measurement. No Stone rempval. Graded as rnoenting~petmits. Gold tease: S879oz. S 765.00 The foregoing Appraisal is made with the understanding that the Appraiser assumes no liability with respect to any action that may be non the asis of this Appraisal. ~- / o~ APPRAISER DATE Formic MDG08 ~~l~l~algdY MUNN'S DIAMOND GALLERY, LTD. Leading in Diamond Styles 1203 Market Street LEMOYNE, PENNSYLVANIA 17043 (717) 761-8310 TO WHOM IT MAY CONCERN: This is to certify that we are engaged in the jewelry business, appraising diamonds, watches, jewelry and precious stones of all descriptions. We herewith certify that we have this day cazefully examined the following listed and described articles, the prope~;+s~te of Nancy Lego NAME ADDRESS We estimate the value as listed for insurance or other purposes at the current retail value, excluding Federal and other taxes. In making this Appraisal, we DO NOT agree to purchase or replace the articles. D6~IFTION APP~AL9LD YALT3E Items fior ate AppraiaaL• Lady's Jade a»d Diamond Ring: Coct~isEingnfa Jade mtsjor stone and Twenty-eight diamond minor stones; Ma,~or 5iorte: {1)C?val Cabochon Iade: Mea9iQe' l l x $mm Quality: light green, B grade talinor 5tonas: X12) Round shape diamonds: Carat Weight: ~.2? vt: Quatiry: ~Il Clarity/GH Color Mirror States: (I6)Baguette shaQe diamonds: Carat:' *:96 ct each Quality: SIl/GH I~IDllntlh$: 1 g1C White gold, high-pDl1Sl1, ~lt~al wgt. 39 dw+t. ..Finger size: 5'/, Tonal Diamond Csr~t'Weight_ t I.23 cYtw. ..:Fair Market Valet of This Item .... ................. ~ 765.{)0 *i',aYal weight is°cstimated by volumetric formula based on measuremcvt No stc=#~C ~mavBl.. Graders as mout3ting permits. Gold Base: S879o2. The foregoing Appraisal is made with the understanding that the Appraiser assumes no liability with respect to any action that may be non the asis of this Appraisal. G, ~/_ a,~ APPRAISER DATE FormM MDG-0a DSCN5489.JPG 0000/00/00 00:00:00 1203 Market Street Lemoyne, PA 17043 A` , t - (7.17)- Fax (Z17)-7, ,a ~" 1-877-DI _ O -~ ~ ~' _~, '"' ESTATE APPRAISAL REPORT OF PERSONAL PROPERTY OF Philip & Nancy Lego, deceased Date of Death: June 28, 2006 for: Joseph Lego, Executor, David, Lego Executor Scaringi & Scaringi 2000 Linglestown Rd. Suite 106 Harrisburg, PA 17110 AS OF: d.o.d. June 28, 2006 Reported on January 29, 2009 BY: ~I~is A raisa~ ~~ ~~ Services r¢SN. HaNOVerS~ P.O. Box2¢ Carls~e PA r7or3 (717) 243 3474 tnfo@ibYSapp.+raisals.cnm www.ibrsappraisals.cnm TABLE OF CONTENTS Table of Contents 2 Appraisal Certificate 3 Appraisal Summary 4 Photograph & CD-ROM Instructions 5 Personal Property Listing 6 Appraisal Summary (Copy) 7 References 8 Privacy Notice 9 Statement of Qualifications 10 Assumptions and Limiting Conditions i 1 APPRAISAL CERTIFICATE I hereby certify that, upon the request for the estate appraisal of the personal property of Philip & Nancy Lego, deceased, I have personally and physically inspected the listed personal property currently located at 96 Konhaus Rd, Mechanicsburg, PA 17050. The personal property was appraised to determine the FAIR MARKET VALUE, AS OF d.o.d. June 28, 2006 & reported on January 29, 2009. The date of inspection was January 2b, 2009. The information and values contained in this report are based upon zny experience as an appraiser and other reliable sources. The personal property was found to be in EXCELLENT condition, unless otherwise noted. Values are reported piece-by-piece, and/or as a whole. All values reported have been determined with consideration to the condition of the item, market conditions, and salabilit3~ factors. Ibis Ay~y~yaisa~ DiYet:to~v ~rvices A~~ss L one i C.A. ~~ APPRAISAL SUMMARY It is in my opinion, that as of d.o.d June 28, 2006, the Fair Market Value of the personal property of Philip & Nancy Lego, deceased: (Eight Hundred Fifly Dollars and Zero Cents) ($850.00) (.~ ~~ z6is A~a~raisa~ D~rectoy Tlie report must be read iu its entirety. The Appraisal Summary ONLY is not the appraisal report. ~ ' Photograph and CD-ROM Instructions Ibis Appraisal Services ltas provided you with a CD-ROM that houses all of the digital photographs of all of the items appraised. The CD-ROM also contains a saved copy of the appraisal report. This CD-ROM may be kept with the paper copy of the appraisal report or kept off-site, such as a safety deposit box. The photographs are saved in the JPEG picture format, meaning that all of the file names end with a ".JPG". The file names correspond to the written appraisal report's Corresponding Photograph File that is included at the end of each item appraised. Getting started with your CD-ROM 1. Insert the CD-ROM into your computer's CD-ROM Drive. If you do not have a computer or access to a CD-ROM Drive--a copy store, office supply store, or public library will be able to help you view and/or print your pictures. 2. Your computer may contain one or several different software programs that will allow you to view your pictures. Examples of these programs are Draw, Photo Editor, Picture It! Express, Photo Suite, My Photo Center, Photo Studio Lite, Photo Shop Pro, Picture CD, or Photo Deluxe. The program that is included with a digital camera is another way to view your pictures. • Select the program for viewing photographs and open the program. 3. Click FILE, and Click OPEN. 4. Use the Pull-Down, "Look in" Menu and select the D Drive (D:) or whichever drive is designated as your CD-ROM (sometimes this may be the E Drive (E:) on your computer). ~• NOTE • Your CD-ROM Drive is designated with a small CD-ROM graphic Icon or a cartoon representing the drive. • The drives of your computer can be found under My Computer section of the Pull- Down "Look in" Menu. Common Drives are: A Drive {floppy disc drive), the C Drive {hard disc drive), the D Drive (CD-ROM Drive}, and the E Drive (sometimes CD-ROM Drive; sometimes an external drive, like a CD-ROM Writer, Zip, or Jazz Drive). 5. Double-click on the photograph you wish to view. Personal Property Listing 1 ~, , ;; Tall Case Clock. Modern cherry finish twentieth century $850.00 ~'~ tall case kit curio floor clock. Maker: Howard Miller-type with an Urgos, Western Germany movement. Howard Miller purchased Urgos Uhrenfabrik Schwenningen movement company. Clock similar, but smaller than the modern Howard Miller Majestic II curio floor clock. _ _ Multiple chimes: Westminster, St. Michael, Whittington & Silent. Rotating moon face. 83" tall, 33" wide, 32" deep. Corresponding Digital Photograph File: img 004b & img 0047 jpg ~;€ Total 5850.00 c APPRAISAL SUMMARY (COPY) It is in my opinion, that as of d.o.d June 28, 200b, the Fair Market Value of the personal property of Philip & Nancy Lego, deceased: (Eight Hundred Fifty Dollars and Zero Cents) ($850.00) ~„~ Ibis Appraisal Director T/te report must be read in its entirety. The Appraisal Summary ONLY is not the appraisal report. S ~ l Appraisal References Alderfer's Auction. 501 Fairground Rd. Hatfield, PA 19440.215-393-3003. http://www.alderferfinearts.com! Clockwav. http://www.clockway.com/mm5/merchant.mvc?Screen=PROD&Store_Code=C&Product Code-CHM610F940 Conestoga Auction Companv. Inc. 768 Graystone Rd. Manheim, PA 17545.717-898- 7284. http://www.conestvgaauction.com/auctions/ Craig s List. http://dallas.craigslist.org/indf/fuo/977036738.1rtm1 http://jxn.craigslisE.org/clt/9816] 5583.html http://miami.craigslist.org/pbc/fuo/990151133.htm1 eBay. http:/lwww.ebay.com Elmer Murray Auctions. Richard P. Murray. 717-790-2240. http://www.richardmurryauctioneer. com/ Gottshall, Jr., Roy Auctions. 113 Forge Rd. Boiling Springs, PA 17007.717-258-6222. Grandfather Clock Companv. http:!/www.grandfatherclockscompany.com/howard- miller-majestic-2-curio-tall-clack-G 10-939.html Hershey Dan Auctioneering, Service. 3 Brown Rd. Shippensburg, PA 17257. 717-532- 4647. Hess Auctions. John M. Hess Auction Service, Inc. 1667 Cider Press Road Manheim, PA 17545.717-664-5238. http://www.hess-auction.com/ Howard Miller. http:l/www.howardmiller.com/Product/Details.aspx?StyleID=1054 Ocker, Carl E. Auction. 4401 Philadelphia Ave. Chambersburg, PA 17201.717-264- 6578. http://www.kennysauction.com/ Pook &Pook. 463 East Lancaster Ave. Downingtown, PA 19335.610-296-4040. http://www.pookandpook.com ~• ' PRIVACY NOTICE Pursuant to the Gramm-Leach-Billey Act of 1999, effective July 1, 2001, appraisers, along with all providers of personal financial services are now required by federal law to inform their clients of the policies of the firm with regard to the privacy of client nonpublic personal information. As professionals, we understand that your privacy is very important to you and are pleased to provide you with this information. In the course of performing appraisals, we may collect what is known as "nonpublic personal information" about you. This information is used to facilitate the services that we provide to you and may include the information provided to us by you dixectly or received by us from others with your authorization. We do not disclose any nonpublic personal information obtained in the course of our engagement with our clients to nonaffiliated third parties, except as necessary or as required by law. By way of example, a necessary disclosure would be to our uidependent contractors, and in certain situations, to unrelated third party consultants who need to know that information to assist us in providing appraisal services to you. All of our independent contractors and any third party consultants we engage are informed that any information they see as part of an appraisal assignment is to be maintained by strict confidence within the fum. A disclosure required by law would be a disclosure by us that is ordered by a court of competent jurisdiction with regard to a legal action to which you are a party. We will retain records vela#ing to professional services that we have provided to you for a reasonable time so that we are better able to assist you with your needs. In order to protect your nonpublic personal information from unauthorized access by third parties, we maintain physical, electronic, and procedural safeguards that comply with our professional standards to insure the security and integrity of your information. ,• ~ ~~ Statement of Qualifications Alyssa L. Loney, C.A. Presently Director and Founder of Ibis Appraisal Services. Member of Institute of Appraisal of Personal Property, American Society of Appraisers, International Socieiy of Appraisers, and Professional Coin Grading Service. Professional Designations and Certifications ISA Course Comerions - Core Course in Appraisal Studies - Antiques 8c Residential Contents USPAP - Uniform Standards of Professional Appraisal Practice C.A. -Certified Appraiser of Personal Properh~ designation earned through course work and classes provided by the Institute of Appraisal of Personal Property. Archaeological Resources Pro#eetion Act Course -Archaeological Resources Protection Act of 1979, National Historic Preservation Act of 1966, the Native American Graves Protection and Repatriation Act and the American Antiquities Act of 1906. Professional Accomplishments ~ State Historical acrd Undei•~vater Archaeologist for the State of Louisiana. ~ Attended the Conservation of Indian Artifacts Symposium sponsored by the Smithsonian Institution and the Tunica-Biloxi Indian Reservation, Marksville, Louisiana. ~ Director of the West Virginia University Historical Costume Museum. ~ Research Archaeologist/ Art!€act Insh•uctor for CADW (Welsh Historic Monuments)/ University of York, England. ~ Research and Preservation Specialist for the Maryland Historical Trust. ~ Presented and published works for national and international organizations including the Society for Historical Archaeology, Middle-Atlantic Archaeology Conference, Southeastern Archaeological Conference, Louisiana Archaeological Society, and the Maryland Historical Trust. Education B.Sc. Historical Textiles and Clothing, 1992, West Virginia University, Morgantown, West Virginia, United States. M.A. Medieval Archaeology, 1995, University of York, York, England. C.A.P.P. Certified Appraiser of Personal Property, 2001, Institute of Appraisal of Personal Property, York, Pennsylvania, United States. A.R.P.A. Certified to conduct investigations and damage assessment that pertains to violations of the United States federal, state, and focal caws pertaining to archaeological sites and culture! properties. S.B.D.C. First Step Entrepreneurial Series, 2001, Kutztown University of Pennsylvania, Small Basitiess Development Center. Conducts extensive on-site appraisals, assessments, analyses, and authentication of personal and cultural property. Operates on local, national, and international levels. Conducts research on ail objects considered personal and cultural property. 14 ,.• ~ ,~s Assumptions and Limiting Conditions Tlie term "Fair Market Value", as used in this report, is defined as follows: The highest price an item would bring if the sale occurred under normal market conditions providing 1. neither the buyer or seller is acting under duress, 2, the property has been exposed on the open market for a reasonable length of tune, 3. both the buyer and the seller a;•e aware of the potential assets and defects, 4. no unusual circumstances are present. This appraisal was based upon the follocving assumptions, limitations, and conditions: 1. The information contained in this report was gathered from sources considered reliable, personal examination, research of authenticity and comparable sales and/or auction prices. 2. No responsibility is assumed for mattes that are legal in nature, including, but not limited to: the representation of others concerning the value, authenticity, condition, origin, or provenance of an item appraised. 3. The appraiser assumed that a norma! and careful examination of the property was sufficient to determine its quality and condition and that no extraordinary examination procedtaes were to be utilized, unless these were specially requested and the expenditure of funds therefore authorized. 4. The appraiser's cou~•t attendance and expert testimony report, if required, are not included as part ofthis report. The appraiser does have the right to refuse testimony. THE UNDERSIGNED HEREBY CERTIFIES; 1. That I have no interest now, nor have 1 had an interest in the past, nor shall I contemplate an interest in the future, in the property covered by this appraisal. 2. That to the best of my knowledge and belief, all statements and information included in this appraisal are true and based upon objective 1•indings and that no pertinent information has been knowingly withheld or deleted in this report. 3. That neither the ernplayment to make this appraisal or compensation for doing so is contingent upon the value of the property. It is the firm belief of the appraiser that the information furnished in this appraisal report and the conclusions drawn from this information are true and correct, but they are not guaranteed. -is A~~rarsa~ C.A. ~irector