HomeMy WebLinkAbout05-07-09/? ~.if-
J 1505607121
REV-1500 EX (06-05)
OFFICIAL USE ONLY
PA Department of Revenue
Bureau of Individual Taxes County Code Year File Number
PO BOX 280601 INHERITANCE TAX RETURN
Harrisburg, PA 17128-0601
RESIDENT DECEDENT 2 1 0 8 0 0 8 6 9
ENTER DECEDENT INFORMATION BELOW
Social Security Number Date of Death Date of Birth
0 8 1 2 2 0 0 8 0 4 1 2 1 9 2 2
Decedent's Last Name Suffix Decedent's Firs t Name MI
S L E E M A N C L A R E N C E H
(If Applicable) Enter Surviving Spouse's Information Below
Spouse's Last Name Suffix Spouse's First Name MI
Spouse's Social Security Number
THIS RETURN MUST BE FILED IN DUPLICATE WITH THE
REGfSTER OF WILLS
FILL IN APPROPRIATE OVALS BELOW
0 1. Original Return ~ 2. Supplemental Retum ~ 3. Remainder Return (date of death
prior to 12-13-82)
4. Limited Estate ~ 4a. Future Interest Compromise (date of ~ 5. Federal Estate Tax Return Required
death after 12-12-82)
Q 6. Decedent Died Testate ® 7. Decedent Maintained a Living Trust Q 8. Total Number of Safe Deposit Boxes
(Attach Copy of Will) (Attach Copy of Trust)
9. Litigation Proceeds Received ~ 10. Spousal Poverty Credit (date of death ~ 11. Election to tax under Sec. 9113(A)
between 12-31-91 and 1-1-95) (Attach Sch. O)
CORRESPONDENT -THIS SECTION MUST BE COMPLETED. ALL CORRESPONDENCE AND CONFID ENTIAL TAX INFORMATION SHOULD BE DIRECTED T0:
Name Daytime Telephone Number
I V O V O T T O I I I 7 1 7 2 4 3 3 3 4 1
Firm Name (If Applicable)
M A R T S O N
First line of address
1 0 E A S T
Second line of address
City or Post Office
C A R L I S L E
State ZIP Code
REGISTER OF WILLS USE'ONLY
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Correspondent's a-mail address:IOTTO cr,MARTSONLAW.COM
Side 1
Un enaNies of rjury, declare hat I amt is return, including accompanying schedules and statements, and to the best of my knowledge and belief,
it ' true, correct a comp) e. c ara ' n re r 0th r th presentative is based on all information of which prepare ha any knowledge.
IG ATU PERSO RES NS LE LI RETURN ~ ~ DATE
AD RESS
1331 ENOLA OAD CARLISLE PA 17013
THAN REPRESENTATIVE
MARTSON LAW OFFICES 10 E HIGH ST PA 17013
PLEASE USE ORIGINAL FORM ONLY
1505607121
L A W O F F I C E S
H I G H S T R E E T
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1505607121
1505607221
REV-1500 EX
Decedent's Social Security Num ber
Decedent's Name: CLARENCE H- SLEEMAN
RECAPITULATION
1. Real estate (Schedule A) .................................... .... 1.
2. Stocks and Bonds (Schedule B)
.............................. 2.
.... 3 4 3 2 9 4. 9 0
3. Closely Held Corporation, Partnership or Sole-Proprietorship (Schedule C) . .... 3.
4. Mortgages & Notes Receivable (Schedule D) .................... .... 4. 0 • 0 0
5. Cash, Bank Deposits & Miscellaneous Personal Property (Schedule E) ... .... 5. 1 6 7 1 5 9 • 5 2
6. Jointly Owned Property (Schedule F) ^ Separate Billing Requested ... .... 6.
7. Inter-Vivos Transfers & Miscellaneous Non-Probate Property
(Schedule G) ^ Separate Billing Requested ...
.... 7. 2 2 9 8 5 7 9, 0 0
8. Total Gross Assets (total Lines 1-7) ....................... .... 8. 2 8 0 9 0 3 3. 4 2
9. Funeral Expenses & Administrative Costs (Schedule H) ............ .... 9. 1 5 5 6 6 7 , 8 5
10. Debts of Decedent, Mort a e Liabilities, & Liens Schedule I
9 9 ( ) ........
....
10. 8 2 4 `~ 2 • 9 6
11. Total Deductions (total Lines 9& 10) ....................... .... 11. 2 3 8 1 6 0. 8 1
12. Net Value of Estate (Line 8 minus Line 11) ..................... .... 12. 2 5 7 0 8 7 2 • 6 1
13. Charitable and Governmental Bequests/Sec 9113 Trusts for which
an election to tax has not been made (Schedule J) .............. .... 13.
14. Net Value Subject to Tax (Line 12 minus Line 13) .............. .... 14. 2 5 7 0 8 7 2 • 6 1
TAX COMPUTATION -SEE INSTRUCTIONS FOR APPLICABLE RATES
15. Amount of Line 14 taxable
at the spousal tax rate, or
transfers under Sec. 9116
(a)(1.2)X.0 _ 0 0 0 15.
16. Amount of Line 14 taxable
at lineal rate X .045 2 5 7 0 8 7 2. 6 1 16.
17. Amount of Line 14 taxable
at sibling rate X .12 Q Q Q 17.
18. Amount of Line 14 taxable
at collateral rate X .15 Q Q Q 18.
19. Tax Due .......... ............................. .. ..... ..19.
20. FILL IN THE OVAL IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT
0. 0 0
1 1 5 6 8 9. 2 7
0. 0 0
o. 0 0
1 1 5 6 8 9. 2 7
Side 2
1505607221 1505607221
REV-1500 EX Page 3
Decedent's Complete Address:
File Number
21 08 00869
DECEDENT'S NAME
CLARENCE H. SLEEMAN
STREET ADDRESS
1331 ENOLA ROAD
CITY
CARLISLE STATE
PA ZIP
17013
Tax Payments and Credits:
~ ~ Tax Due (Page 2 Line 19)
2. Credits/Payments
A. Spousal Poverty Credit
B. Prior Payments 105,500.00
C. Discount 5,552.47
3. Interest/Penalty if applicable
D. Interest
E. Penalty
(1) 115,689.27
Total Credits (A + B + C } (2} 111,052.47
Total Interest/Penalty (D + E) (3) 0.00
4. If Line 2 is greater than Line 1 + Line 3, enter the difference. This is the OVERPAYMENT.
Fill in oval on Page 2, Line 20 to request a refund. (4) 0.00
5. If Line 1 + Line 3 is greater than Line 2, enter the difference. This is the TAX DUE. (5) 4,636.80
A. Enter the interest on the tax due. (5A)
B. Enter the total of Line 5 + 5A. This is the BALANCE DUE. (5B) 4,636.80
Make Check Payable to: REGISTER OF WILLS, AGENT
PLEASE ANSWER THE FOLLOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS
1. Did decedent make a transfer and: Yes No
a. retain the use or income of the property transferred : ...................................................................... ~ ^
b. retain the right to designate who shall use the property transferred or its income; ............................... X^ ^
c. retain a reversionary interest; or ................................................................................................ ^ X^
d. receive the promise for life of either payments, benefits or care? ....................................................... ^
2. If death occurred after December 12,1982, did decedent transfer property within one year of death
without receiving adequate consideration? ....................................................................................... Q ^
3. Did decedent own an "intrust for" or payable upon death bank account or security at his or her death? ......... ~ ^
4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which
contains a beneficiary designation? .................................................................................................. ~ ^
IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN.
For dates of death on or after July 1,1994 and before January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse
is three (3) percent [72 P.S. §9116 (a) (1.1) (i)].
For dates of death on or after January 1,1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is zero (0) percent
[72 P.S. §9116 (a) (1.1) (ii)]. The statute does not exempt a transfer to a surviving spouse from tax, and the statutory requirements for disclosure of assets and
filing a tax return are still applicable even if the surviving spouse is the only beneficiary.
For dates of death on or after July 1, 2000:
The tax rate imposed on the net value of transfers from a deceased child twenty-one years of age or younger at death to or for the use of a natural parent, an
adoptive parent, or a stepparent of the child is zero (0) percent [72 P.S. §9116(a)(1.2)].
The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is four and one-half (4.5) percent, except as noted in
72 P.S. §9116(1.2) [72 P.S. §9116(a)(1)].
The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is twelve (12) percent [72 P.S. §9116(a)(1,3)]. Asibling isdefined, under
Section 9102, as an individual who has at least one parent in common with the decedent, whether by blood or adoption.
REV-1503 EX + (6-98}
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
SCHEDULE B
STOCKS & BONDS
ESTATE Of FILE NUMBER
CLARENCE H. SLEEMAN 21 08 00869
All property jointly-owned with right of survivorship must be disclosed on Schedule F.
ITEM
NUMBER DESCRIPTION
1. 40 sh MetLife
2 6.5944 sh Nationwide Health Properties
3 216.633 sh PolyOne Corp
4 60 Series EE U.S. Savings Bonds
[see Inventory Report attached]
5 80 Series HH U.S. Savings Bonds
[see Inventory Report attached]
TOTAL (Also enter on line 2, Recapitulation) I $
(If more space is needed, insert additional sheets of the same size)
VALUE AT DATE
OF DEATH
2,127.20
230.64
1,785.06
99,652.00
239,500.00
343,294.90
REV-158 EX + (6-98)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
SCHEDULE E
CASH, BANK DEPOSITS, & MISC.
PERSONAL PROPERTY
ESTATE OF FILE NUMBER
CLARENCE H. SLEEMAN 21 08 00869
Include the proceeds of litigation and the date the proceeds were received by the estate.
All property jointly-owned with right of survivorship must be disclosed on Schedule F.
ITEM VALUE AT DATE
NUMBER DESCRIPTION OF DEATH
1. Sovereign Bank, Checking Acct 0041099443 27,657.55
2 Sovereign Bank, Money Market Acct 1694059820 137,626.04
3 Anthem Blue Cross, refund 7.44
4 Kemper Insurance, refund of premium 11.49
5 Your Benefits Resources, refunds 155.00
6 PA Dept. of Revenue, 2008 income tax refund 610.00
7 NC Dept, of Revenue, 2008 income tax refund 1,092.00
TOTAL (Also enter on line 5, Recapitulation) I $ 167,159.52
(If more space is needed, insert additional sheets of the same size)
REV-1510 EX + (6-98)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
ESTATE OF
SCHEDULE G
INTER-VIVOS TRANSFERS &
MISC. NON-PROBATE PROPERTY
FILE NUMBER
CLARENCE H. SLEEMAN 21 08 00869
This schedule must be completed and filed if the answer to any of questions 1 through 4 on the reverse side of the REV-1500 COVER SHEET is yes.
ITEM
NUMBER DESCRIPTION OF PROPERTY
INCLUDE THE NAME OF THE TRANSFEREE, THEIR RELATIONSHIP TO DECEDENT AND
THE DATE OF TRANSFER. ATTACHACOPYOFTHEDEEDFORREALESTATE.
DATE OF DEATH
VALUE OF ASSET
%OF DECD'S
INTEREST
EXCLUSION
(IF APPLICABLE)
TAXABLE
VALUE
1. Cash gift on 09/10/07 to Robert J Sleeman, son 12,000.00 100. 3,000.40 9,000.00
2 Cash gift on 4116/08 to Robert J Sleeman, son 12,000.00 100. 12,000.00
3 Cash gift on 5/7/08 to Jacqueline Sleeman, daughter-in-law 5,000.00 100. 3,000.00 2,000.00
4 Cash gift on 8/8!08 to Jacqueline Sleeman, daughter-in-law 7,000.00 100. 7,000.00
5 Transfer of 2007 Subaru Forester 17,000.00 100. 17,000.00
on 5/28/08 to Robert J Sleeman, son
6 Sleeman Living Trust dtd 12/3/02, Wachovia # 1010054700594 19,249.52 100. 19,249.52
bene£ Robert J Sleeman and Carol A Lovejoy, children
7 The Hartford Non-Qualified Fixed Annuity, Contract 000012058/ 58,184.81 100. 58,184.81
Acct 712360197; Clarence Sleeman and Victoria Sleeman Living
Trust dtd 12(3/2002, beneficiary
8 Sun Life Assurance Co., MFS Regatta Gold Fixed/Variable Annuity 77,245.53 100. 77,245.53
Contract No. 77-7700-116982, Clarence Sleeman and Victoria
Living Trust dtd 12/3/2002, beneficiary
9 Merrill Lynch Acct 872-10297, transfer on death to 220,314.09 100. 220,314.09
Robert J Sleeman and Carol A Lovejoy, children
[see Inventory attached]
10 Merrill Lynch Acct 872-10298, transfer on death to 1,032,236.74 100. 1,032,236.74
Robert J Sleeman and Carol A Lovejoy, children
[see Inventory attached]
11 Merrill Lynch Acct 872-10416, transfer on death to 716,168.32 100. 716,168.32
Robert J Sleeman and Carol A Lovejoy, children
[see Inventory attached]
12 Merrill Lynch IRA Acct 872-87607, payable to Robert J Sleeman 128,179.99 100. 128,179.99
and Carol A Lovejoy, children
TOTAL (Also enter on line 7 Recapitulation) I $ 2,298,579.00
(If more space is needed, insert additional sheets of the same size)
REV-1511 EX+(1o-06)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
SCHEDULE H
FUNERAL EXPENSES &
ADMINISTRATIVE COSTS
ESTATE OF FILE NUMBER
CLARENCE H. SLEEMAN 21 08 00869
Debts of decedent must be reported on Schedule I.
ITEM
NUMBER DESCRIPTION AMOUNT
A. FUNERAL EXPENSES:
1. Hoffman-Roth Funeral Expenses, cremation expenses 2,515.91
2. Charges to ship remains to Canada 120.00
3. Pinecrest Remembrance, Canada, burial service 5,204.00
B.
1
ADMINISTRATIVE COSTS:
Personal Representative's Commissions
Name of Personal Representative (s) ROBERT J SLEEMAN
Street Address 1331 ENOLAROAD
City CARLISLE State PA
Year(s) Commission Paid: 2008-2009
Zip 17013
41,000.00
p. Attorney Fees MARTSON LAW OFFICES (ESTIMATED) 20,000.00
3, Family Exemption: (If decedents address is not the same as claimant's, attach explanation) 3,500.00
Claimant ROBERT J SLEEMAN
Street Address 1331 ENOLA ROAD
City CARLISLE State PA Zip 17015
Relationship of Claimant to Decedent SON
4. Probate Fees REGISTER OF WILLS OF CUMBERLAND COUNTY 306.00
5 Accountant's Fees
6. Tax Return Preparer's Fees
7. Register of Wills, filing fee, Inheritance Tax Return 15.00
8 Register of Wills, additional probate fee 200.00
9 Register of Wills, additional short certificates 20.00
10 Certified mail, savings bonds 9.70
11 Stock Valuation Reports 201.50
12 Certified mail, income tax returns 19.74
13 Reserved for additional filing fees for account and postage 250.00
TOTAL (Also enter on line 9, Recapitulation) $ 155,667.85
(If more space is needed, insert additional sheets of the same size)
REV-1512 EX + (12-03)
SCHEDULEI
COMMONWEALTH OF PENNSYLVANIA DEBTS OF DECEDENT,
INHERITANCE TAX RETURN MORTGAGE LIABILITIES & LIENS
RESIDENT DECEDENT ~
ESTATE OF FILE NUMBER
CLARENCE H. SLEEMAN 21 08 00869
Report debts incurred by the decedent prior to death which remained unpaid as of the date of death, including unreimbursed medical expenses.
ITEM VALUE AT DATE
NUMBER DESCRIPTION OF DEATH
1. Outstanding check 100.00
2 U.S. Treasury, 2008 income tax 82,055.00
3 Lincare, Inc., account payable 25.87
4 Carlisle Regional Medical Center, account payable 110.67
5 Chase Card Services, account payable 159.15
6 Kinetic Imaging, account payable 1.83
7 Carlisle Neurocare, account payable 1.24
8 Pharmerica, account payable 10.00
9 Family Home Medical, account payable 3.21
10 Carlisle HMA Physician Manager, account payable 10.09
11 Belvedere Medical Corporation, account payable 11.47
12 Carlisle Digestive Disease Asso 4.43
TOTAL (Also enter on line 10, Recapitulation) I $ 82,492.96
(If more space is needed, insert additional sheets of the same size)
REV-1513 EX + (9-001
SCHEDULE J
COMMONWEALTH OF PENNSYLVANIA BENEFICIARIES
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF FILE NUMBER
CLARENCE H. SLEEMAN 21 08 00869
RELATIONSHIP TO DECEDENT AMOUNT OR SHARE
NUMBER NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERTY Do Not List Trustee(s) OF ESTATE
I TAXABLE DISTRIBUTIONS (include outright spousal distributions, and transfers under
Sec. 9116 (a) (1.2)j
1. Robert J Sleeman Lineal 38,000.00
1331 Enola Road Sch. G, 1,2,5
Carlisle, PA 17013
2 Jacqueline Sleeman Lineal 9,000.00
1331 Enola Road Sch. G, 3,4
Carlisle, PA 17013
3 Robert J Sleeman Trustee, Sleeman Living Trust dtd 12(3/02 for Lineal 154,679.86
benefit of Robert J Sleeman and Carol A Lovejoy, children Sch. G, 6,7,8
4 Robert J Sleeman and Carol A Lovejoy, children Lineal 1,968,719.15
beneficiaries of transfer on death accounts Sch. G, 9, 10, 11
5 Robert J Sleeman and Carol A Lovejoy, children Lineal 128,179.99
beneficiaries of IRA account Sch. G, 12
6 Robert J. Sleeman and Jacqueline A. Sleeman Lineal 136,146.81
1331 Enola Road 1/2 residue
Carlisle, PA 17013
7 Carol A. Lovejoy and Robert Lovejoy Lineal 136,146.80
46 Bellwood Avenue 1/2 residue
Ottawa, Ontario, CA K1S 1S7
ENTER DOLLAR AMOUNTS FOR DISTRIBUTIONS SHOWN ABOVE ON LINES 15 THROUGH 18, AS APPROPRIATE, ON REV-1500 COVER SHEET
II. NON-TAXABLE DISTRIBUTIONS:
A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAX IS NOT BEING MADE
1.
1
.
B1
1. B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS
1.
1.
TOTAL OF PART II -ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV-1500 COVER SHEET $
(If more space is needed, insert additional sheets of the same size)
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Estate Valuation-Merrill Lynch
872-10297
Date of Death: 08/12/2008
Valuation Date: 08/12/2008
Processing Date: 04/30/2009
Estate of: Clarence H. Sleeman
Account: 12948.1
Report Type: Date of Death
Number of Securities: 6
File ID: 12948.1.m1.10297
Shares Security Mean and/or Div and Int Security
Par Description High/Ask Low/Bid Adjustments Accruals Value
or
1) 50000 WASHINGTON MUT BK HENDERSON NV (939389RU8)
OTC
DTD: 07l24f2008 Mat: 10!2412008 2.7~
08/12/2008 99. 80960 Bid
99.809600
Int: 07/24/2008 to 08/12/2008
2) 50000 GE CAP FINL INC RETAIL (36160UBP7)
OTC
DTD: 07f23(2008 Mat; 01!2312009 38
08/12/2008 99. 68890 Bid
99.688900
Int: 07/23/2008 to OB/12 /2008
31 50000 WASHINGTON MUT BK HENDERSON NV (939389RX2)
OTC
DTD: 07/24/2006 Mat: 04/24/2009 3.3$
08/12/2008 99. 60700 Bid
99.607000
Int: 07/24/2008 to 08/12/2008
4) 50000 SOUTHWEST BK ST LOUIS MO (844776FX7)
OTC
DTD: 08/04/2008 Mat: 02/04/2019 5.5$
08/12/2008 98. 81950 Bid
98.819500
Int: 08/04/2008 to 08/12/2008
5) 30.0284 FT (30273L603)
UT 1559FCS08CM
OTC
08/12/2008 8.46000 8 .25000 A/H
8.355000
Carryover & daily interest:
Int: 0.0118 Ex: 08/06/2008 Rec: 08!08/2008 Pay: 08!25!2008
6) 36.0932 FT 130273N783)
UT 1591INCMOBM
OTC
08/12/2008 8.91000 8 .69000 A/B
8.800000
Carryover & daily interest:
Int: 0.0637 Ex: 08/06/2008 Rec: 08/08/2006 Pay: 08/25/2008
Total Value:
Total Accrual:
Total: $199,823.94 Securities
20490.15 Cash
$220314.09 TOTAL ACCOUNT VALUE
49,904. 80
67.50
49,844. 45
79.17
49,803 .50
82.50
49,409 .75
61.11
250 .89
N/A
0.35
317 .62
NJA
2.30
$199,531.01
$292.93
Page 1
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please contact EVP Systems at (818) 313-6300. (Revision 6.4.1)
,5 C N G , 1- err, q
Estate Valuation-Merrill Lynch
872-10298 CMA
Date of Death; 08/12/2008
Valuation Date: 08/12/2008
Processing Date: 04!30(2009
Shares Security
or Par Description
High/Ask Low/Bid
Estate of: Clarence H. Sleeman
Account: 12948.1
Report Type: Date of Death
Number of Securities: 72
File ID: 12948.1.m1.10298
Mean and/or Div and Int Security
Adjustments Accruals Value
1) 40000 DELAWARE RIV PORT AUTH PA & NJ REV REF B (246352AX6)
FT Intr.
DTD: 10/01/1998 Mat: 01/01/2009 5.25
08112/2008 101.13000 101. 13000 A/B
101.130000 40,452.00
Int: 07/01/2008 to 08/12/2008 239.17
2) 60000 PUERTO RICO COMWLTH PUB IMPT (74514LPW1)
FT Intr.
DTD: 10/07/2004 Mat: 07/01/2034 5~
08!12{2008 110.19100 110. 19100 A/B
110.141000 66,114.60
Int: 07/01/2008 to 08/12/2008 341.67
3) 40000 NORTH CAROLINA MUN PWR AGY NO ELECTRIC (658203H23)
OTC
DTD: 05/21/2008 Mat: 01/01/2015 5.25
08112!2008 107.20300 107. 08700 A/B
107.145000 42,856.00
Int: 05/21/2008 to 08/12/2006 472.50
4) 65000 CLARK CNTY NEV SCH DIST G.O. REF (181054526)
FT Intr.
DTD: 07/01/2002 Mat: 06/15/2015 5.58
0811212008 110.81000 110. 72400 A/B
110.767000 71,998.55
Int: 06/1512008 to 08/12/2008 566.04
5) SOOOD CLARK CNTY NEV SCH DIST FOR IS GO BLDG B (181059AW6)
OTC
DTD: 11/01/2004 Mat: 06/15/2016 5~
08/12/2008 108.21406 108. 09600 A/B
108.155000 54,077.50
Int: 06!1512008 to 08!12!2008 395.83
6) 60000 PUERTO RICO COMWLTH REF GO BD (74514LPY7)
OTC
DTD: 08/10/2006 Mat: 07/01/2027 5.25
08/12/2008 112.76100 112. 76100 A/B
112.761000 67,656.60
Int: 07f01/2008 to 08112f2008 358.75
7) 65000 DANIEL BOONE PA AREA SCH DIST GO NOTE5 i236222EG6)
OTC
DTD: 06!1512008 Mat: 08/15/2017 5.25$
08/12/2008 111.17100 110. 92100 A/H
111.046000 72,179.90
Bond did not begin accruing until 08/15!2008
el 65000 PENNSYLVANIA ST REF BDS (709141V93)
FT Intr.
DTD: 12/21/2004 Mat: 07/01/2018 5.375$
08/12/2008 113.21800 113 .04200 A/B
113.130000 73,534.50
Int: 07/01/2008 to 08/12/2008 397.90
9) 55000 PENNSYLVANIA ST UNIV REV BDS (709235RS6)
OTC
DTD: 04110/2008 Mat: 08/1512018 5~
08/12/2008 109.74500 109 .57800 A/B
109.661500 60,313.83
Int: 04/10/2008 to 08/12/2008 931.94
10) 65000 TEXAS TRANSN COMMN ST HWY FD R ST HWY FU (88283LCP9)
FT Intr.
DTD: 11/01/2006 Mat: 04101!2019 5$
08/12/2008 106.64900 106 .51400 A/B
106.581500 69,277.98
Int: 04/01/2008 to 08/12/2008 1,182.64
Page 1
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please contact EVP Systems at 1818) 313-6300. (Revision 6.4.1)
~c~ ~, ~~ ~o C ~ I ~~
Date of Death: 08/12/2008 Estate of: Clarence H. Sleeman
Valuation Date: 08/12/2008 Account: 12948 .1
Processing Date: 04/30/2009 Report Type: Date of Dea th
Number of Securities: 72
File ID: 12948.1.m1.102 98
Sha res Security Mean and/or Div and Int Security
or Par Description High/Ask Low/Bid Adjustments Accruals Value
11! 65000 WASHINGTON ST REF BDS (93974BCQ3)
OTC
DTD: 05!0312005 Mat: 01/0112020 5$
08/12/2008 105.05900 104.94400 A/B
105.001500 68,250. 98
Int: 07/01/2008 to 08/12/2008 370.14
12) 55000 PENNSYLVANIA ST GO BDS FI (70914PFT4)
OTC
DTD: 06105!2008 Mat: 05/15/2020 5$
08/12/2008 107.58400 107.41700 A/B
107.500500 59,125. 28
Int: 06/05/2008 to 08/12/2008 511.81
13) 107 ACTIVISION BLIZZARD INC (004930202; ATVI)
COM
NASDAQ
08/12/2008 34.65000 32.21000 H/L
33.430000 3,577. 01
14) 74 AMERICAN SUPERCONDUCTOR CORP (030111108; AMSC)
COM
NASDAQ
08/12/2008 27.63000 25.33000 H!L
26.480000 1,959. 52
151 146 AVON PRODS INC (054303102; AVP)
COM
NYSE
08/12/2008 43.39000 42.59000 H/L
42.965000 6,272. 89
161 81 BIG LOTS INC (084302103)
NYSE
08!12/2008 34.65000 33.44000 H/L
34.045000 2,757. 65
17) 67 BJS WHOLESALE CLUB INC (05548J106; BJ)
COM
NYSE
08/12/2008 42.98000 41.27000 H/L
42.125000 2,822 .38
18) 114 COMPASS MINERALS INTL INC (20451N101; CMP)
COM
NYSE
08/12/2008 64.52000 61.05000 H/L
62.785000 7,157 .49
19) 108 CORNING ZNC (219350105; GLW)
COM
NYSE
08112J2008 21.76000 21.36000 H/L
21.560000 2,328 .48
20) 104 COSTCO WHSL CORP NEW (22160K105; COST)
COM
NASDAQ
08/12/2008 68.20000 66.52000 H/L
67,360000 7,005 .44
Div: 0.16 Ex: 08/06/2008 Rec: 08/08/2008 Pay: 08/22/2006 16.64
21) 34 ENERGY CONVERSION DEVICES INC (292659109; ENER)
COM
NASDAQ
08/12/2008 67.19000 64.81800 H/L
66.004000 2,244 .14
221 272 FEDERAL NATL MTG ASSN (3135861091
NYSE
06/12/2008 8.39000 6.01000 H/L
8.200000 2,230 .40
Page 2
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please contact EVP Systems at (818) 313-6300. (Revision 6.4.1)
Date of Death: 08/12!2008 Estate of: Clarence H. Sleeman
Valuation Date: 08/12/2008 Account: 12948 .1
Processing Date: 09/30/2009 Report Type: Date of Dea th
Number of Securities: 72
File ID: 12948.1.m1.102 98
Shares Security Mean and/or Div and Int Security
or Par Description High/Ask Low/Bid Adjustments Accruals Value
23) 62 FMC TECHNOLOGIES INC (302490101; FTI)
COM
NYSE
08/12/2008 53.43000 51.37000 H/L
52. 400000 3,248. 80
24) 59 FPL GROUP INC (302571104; FPL)
COM
NYSE
08!12/2008 60.57000 58.74000 H{L
59. 655000 3,519. 65
25) 62 FTI CONSULTING INC (302941109; FCN)
COM
NYSE
08/12/2008 74.95000 71.75000 H/L
73. 350000 4,547. 70
26) 90 GENERAL MLS INC (370334104; GIS)
COM
NYSE
08/12/2008 67.61000 66.54000 H/L
67 .075000 6,036. 75
27) 45 GENZYME CORP (372917104; GENZ)
COM
NASDAQ
08!1212008 80.OOD00 78.12000 H/L
79 .060000 3,557. 70
28) 245 GOODYEAR TIRE & RUBR CO (382550101; GT)
COM
NY5E
08/12/2008 22.60000 22.11000 H/L
22 .355000 5,476. 98
29) 112 HEWITT ASSOCS INC (42822Q100; HEW)
COM
NYSE
08/12/2008 41.59000 40.97000 H/L
41 .280000 4,623. 36
30) 116 HEWLETT PACKARD CO (428236103; HPQ)
COM
NYSE
08112/2008 45.99000 45.08000 H/L
45 .535000 5,282 .06
31) 70 HONEYWELL INTL INC (438516106; HON)
COM
NYSE
08/12/2008 51.90000 51.14000 H/L
51 .520000 3,606 .40
32) 85 IHS INC (IHS)
CL A
NYSE
08/12/2008 62.25000 59.55000 H!L
60 .900000 5,176 .50
331 48 INTERNATIONAL BUSINESS MACHS (459200101 ; ISM)
COM
NYSE
08/12/2006 126.50000 124.40000 H/L
125 .450000 6,021 .60
Div: 0.5 Ex: 08/06/2008 Rec: 08/08/2D08 Pay: 09/ 10/2008 24.00
34) 124 INTERNATIONAL FLAVORS&FRAGRANC (4595061 01; IFF)
COM
NYSE
08/12/2008 41.96000 40.63000 H/L
41 .245000 5,120 .58
Page 3
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please contact EVP Systems at (818) 313-6300. (Revision 6.4.1)
C-^iU 0317)
Date of Death: 08/12/2008 Estate of: Clarence H. Sleeman
Valuation Date: 08/12/2008 Account: 1294 8.1
Processing Date: 04/30/2009 Report Type: Date of Death
Number of Securities: 72
File ID: 12998.1.m1.10 298
Shares Security Mean and/or Div and Int Security
or Par Description High/ Ask Low/B id Adju stments Accruals Value
35) 41 ITRON INC (465741106; ITRII
COM
NASDAQ
08/12/2008 100 .57000 98 .81000 H/L
99 .690000 4,087 .29
36) 26 JOHN BEAN TECHNOLOGIES CORP (JHT)
COM
NYSE
08/12/2008 11 .95000 10 .25000 H/L
11 .100000 288 .60
37) 138 JPMORGAN & CHASE & CO (46625H100; JPM)
COM
NYSE
08/12/2008 41 .01000 37 .02000 H/L
39 .015000 5,384 .07
381 93 KONINKLIJKE PHILIPS ELECTRS NV (5 00472303; PHG)
NY REG SH NEW
NYSE
08/12/2008 34 .79000 34 .44000 H/L
34 .615000 3,219 .20
391 118 MCDONALDS CORP (580135101; MCD)
COM
NYSE
08/12/2008 65 .43000 63 .62000 H/L
69 .525000 7,613 .95
40) 121 MICROSOFT CORP (594918104; MSFT)
COM
NASDAQ
08/12/2008 28 .36000 27 .58000 H/L
27. 970000 3,384 ,37
41) 38 MONSANTO CO NEW (61166W101; MON)
COM
NYSE
08/12/2008 113 .37940 106 .44000 H/L
109. 909700 4,176 .57
42) 84 MORNINGSTAR INC (617700109; MORN)
COM
NASDAQ
08/12/2008 67 .83700 64. 47000 H/L
66. 153500 5,556. 89
43) 192 NALCO HOLDING COMPANY (62985Q101; NLC)
COM
NYSE
08/12/2008 23. 35000 22. 82000 H/L
23. 085000 4,432. 32
44) 94 NORTHEAST UTZLS (664397106; NU)
COM
NYSE
08/12/2008 27. 34000 26. 91000 H/L
27. 125000 2,549. 75
45) 100 PEABODY ENERGY CORP (704549104; BTU)
COM
NYSE
08/12/2008 56. 35000 53. 35000 H/L
54. 850000 5,485. 00
Div: 0.06 Ex: 08/06/2008 Rec: 08/08/2008 Pay: 08/ 29/2008 6.00
46) 119 PETROLEO BRASILEIRO SA PETROBR (71 654V408; PBR)
SPONSORED ADR
NYSE
08/12/2008 51. 09000 49. 42000 H/L
50. 255000 5,980. 35
Page 4
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please contact EVP Systems at (818) 313-6300. (Revision 6.4.1)
~-lD (~I)-r)
Date of Death : 08/12/2008 Estate of: Clarence H. Sleeman
Valuation Date: 08/12/2008 Account: 1294 8.1
Processing Date: 04/30/2009 Report T
ype: Date of De
ath
Number of Securities: 72
File ID: 12998.1.m1.10 298
Shares Security Mean and/or Div and Int Security
or Par Description High/Ask Low/Bid Adjustments Accruals Value
47) 93 POLARIS INDS INC (731068102; PII)
COM
NYSE
08/12/2008 48.50000 46 .90000 H/L
47 .700000 4,436 .10
Div: 0.38 Ex: 07/30/2008 Rec: 08/01/2008 Pay: 08/15/2008 35.34
48) 52 PRAXAZR INC (74005P104; PX)
COM
NYSE
08/12/2008 88.75200 87 .50000 H/L
88 .126000 4,582 .55
49) 94 RALCORP HLDGS INC NEW (751028101; RAH)
COM
NYSE
08/12/2008 60.24000 58 .80000 H/L
59 .520000 5,594 .88
50) 82 ROPER INDS INC NEW (776696106; ROP)
COM
NYSE
08/12/2008 62.10000 61 .10000 H/L
61 .600000 5,051 .20
51) 103 SAFEWAY INC (786514208; SWY)
COM NEW
NYSE
08/12/2008 28.62000 27 .82000 H/L
28. 220000 2,906 .66
52) 118 SCIENTIFIC GAMES CORP (80874P109; SGMS)
CL A
NASDAQ
08/12/2008 32.68000 31. 71000 H/L
32. 195000 3,799 .61
53) 467 SOUTHWEST AIRLS CO (844741108; LUV)
COM
NYSE
08/12/2008 15.18000 14. 69000 H/L
14. 935000 6,974. 65
54) 44 SPX CORP (784635104; SPW)
COM
NYSE
08/12/2008 118.70000 113. 15000 H/L
115. 925000 5,100. 70
55) 94 STERICYCLE INC (858912108; SRCL)
COM
NASDAQ
08/12/2008 59.67000 58. 37000 H/L
59. 020000 5,547. 88
56) 134 TECO ENERGY INC (872375100; TE)
COM
NYSE
08/12/2008 17.74000 17. 44000 H/L
17. 590000 2,357. 06
57) 71 TENARIS S A (88031M109; TS)
SPONSORED ADR
NYSE
08/12/2008 51.76000 48. 99000 H/L
50. 375000 3,576. 63
58) 76 PROSHARES TR (QID)
PSHS ULTSHRT QQQ
ASE
08/12/2008 40.00000 38. 91000 H/L
39. 455000 2,998. 58
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please contact EVP Systems at (818) 313-6300. (Revision 6.4.1)
Cs - ~ ~ <5 I -r~
Date of Death: 08/12/2008 Estate of: Clarence H. Sleeman
Valuation Date : 08/12/2008 Account: 12948.1
Processing Dat e: 04/30/2009 Report Type: Date of Death
Number of Securities: 72
File ID: 12948.1.m1.10298
Shares Security Mean and/or Div and Int Security
or Par Description High/Ask Low/Bid Adjustments Accruals Value
59) 42 PROSHARES TR (SMN)
PSHS BASIC MTRL
ASE
08/12/2008 38 .41000 37. 35340 H/L
37. 881700 1,591 .03
60) 17 PROSHARES TR (SZK)
PSHS CONSUMR GD
ASE
08/12/2008 68 .50000 66. 31000 H/L
67. 405000 1,145 .89
61) 12 PROSHARES TR (74347R636; SCC)
PSHS CONSMR SVGS
ASE
08/12/2008 87 .17000 84. 70000 H/L
85. 935000 1,031 .22
62) 24 PROSHARES TR (74347R628; SKF)
PSHS ULTSHT FINL
ASE
08/12/2008 122 .46000 113. 45000 H/L
117. 955000 2,830 .92
63) 39 PROSHARES TR (SIJ)
PSHS ULTSHT INDL
ASE
08/12/2008 61 .55000 59. 86000 H/L
60. 705000 2,367. 49
64) 143 PROSHARES TR (74347R566; DUG)
PSHS ULTRSHT 0&G
ASE
08/12/2006 38 .72000 37. 50000 H/L
36. 110000 5,449. 73
65) 61 PROSHARES TR (TWM)
PSHS ULSHRUS2000
ASE
08/12/2008 66 .04000 64. 59000 H/L
65. 315000 3,984. 21
66) 43 PROSHARES TR (74347R883; SDS)
PSHS ULSHT SP500
ASE
08/12/2008 65 .23000 63. 66000 H/L
64. 445000 2,771. 13
67) 93 UNION PAC CORP (907818108; UNP)
COM
NYSE
08/12/2008 80. 15000 73. 53000 H/L
76. 840000 7,146. 12
68) 279 US BANCORP DEL (902973304; USB)
COM NEW
NYSE
08/12/2008 31. 75000 30. 17000 H/L
30. 960000 8,637. 84
69) 278 VITERRA INC (928497108)
Toronto
08/].2/2008 11. 60000 11. 21000 H/L
11. 405000 2,981. 62
'Principal adjusted for Canadian exchange rate of 0.9404
70) 58 WABTEC CORP (960386100; WAB)
COM
NYSE
08/12/2008 57. 93000 56. 01000 H/L
56. 970000 3,304. 26
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please contact EVP Systems at (818) 313-6300. (Revision 6.4.1)
~-ID C(~I"1)
Date of Death: 08/12/2008
Valuation Date: OB/12 /2008
Processing Date: 04/30/2009
Estate of: Clarence H. Sleeman
Account: 12948.1
Report Type: Date of Death
Number of Securities: 72
File ID: 12948.1.m1.10298
Shares Security Mean and/or Div and Int Security
or Par Description High/Ask Low/Bid Adjustments Accruals Value
71) 195 WELLS FARGO & CO NEW (949746101; WFC)
COM
NYSE
08/12/2008 31.52000 30.09000 H/L
30.805000
Div: 0.34 Ex: 08/06/2008 Rec: 08/08/2008 Pay: 09/01/2008
72) 69 WMS INDS ZNC (929297109; WMS)
COM
NYSE
08/12/2008 34.43000 32.28000 H/L
33.355000
Total Value:
Total Accrual:
Total: $1,002,964.06 Securities
29272.68 Cash
$1032236.74 TOTAL ACCOUNT VALUE
6,006.98
66.30
2,301.49
$997,047.39
$5,916.67
Page 7
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Estate Valuation-Merrill Lynch
872-10416
Date of Death: 08/12/2008 Estate of: Clarence H. Sleeman
Valua tion Date: 08/12/2008 Ac count: 12948.1
Proce ssing Date: 04/30/2009 Report Type: Date of Death
Number of Securities: 31
File ID: 12 948.1.m1.10416
Shares Security Mean and/or Div and Int Security
or Par Description High/Ask Low/Bid Adjustments Accruals Value
1) 10000 NORTH CAROLINA MUN PWR AGY NO CATAWBA E (658203RB2)
FT Intr.
DTD: 12/01/1990 Mat: 01/01/2010 6.58
08/12/2008 106.16700 106 .16700 A/B
106 .167000 10,616.70
Int: 07/01/2008 to 08/12/2008 74.03
2) 5000 NORTH CAROLINA HSG FIN AGY SINGLE FA (65820ECZ1)
FT Intr.
DTD: 05/01/1995 Mat: 03/01/2012 6.258
08/12/2008 100.00700 99 .87400 A/B
99 .940500 4,997.03
Int: 03/01/2008 to 08/12/2008 139.76
3) 10000 NORTH CAROLINA EASTN MUN PWR A PWR SYS R (658196RG7)
FT Intr.
DTD: 01/01/1993 Mat: 01/01/2021 S.5B
08/12/2008 100.20500 100 .20300 A/B
100 .204000 10,020.40
Int: 07/01/2008 to 08/12/2008 62.64
4) 15000 GREENVILLE N C COMB ENTERPRISE REV BDS (396290BT4)
OTC
DTD: 05/01/2001 Mat: 09/01/2021 5.25
08/12/2008 104.63900 104 .58000 A/B
104. 609500 15,691.43
Int: 03/01/2008 to 08/12/2008 352.19
5) 70 CBS CORP NEW (124857202; CBS)
CL B
NYSE
08/12/2008 17.66000 17 .22000 H/L
17. 440000 1,220.80
6) 3 HARTFORD FINL SVCS GROUP INC (416515104; HIG)
COM
NYSE
08/12/2008 66.19000 63 .85000 H/L
65. 020000 195.06
7) 32 ITT CORP NEW (450911102; ITT)
COM
NYSE
08/12/2008 67.37000 66. 00000 H/L
66. 685000 2,133.92
8) 188 MONSANTO CO NEW (61166W101; MON)
COM
NYSE
08/12/2008 113.37940 106. 44000 H/L
109. 909700 20,663.02
9) 247 NATIONWIDE FINL SVCS INC (638612101; NFS)
CL A
NYSE
08/12/2008 51.33000 51. 05000 H/L
51. 190000 12,643.93
10) 357 NISOURCE INC (65473P105; NI)
COM
NYSE
08/12/2008 17.17000 16. 83000 H/L
17. 000000 6,069.00
Div: 0.23 Ex: 07/29/2008 Rec: 07/31/2008 Pay: 08/20/2008 82.11
Page 1
This report was produced with EstateVal, a product of Estate Valuations & Pricing Systems, Inc. If you have questions,
please contact EVP Systems at (818) 313-6300. (Revision 6.4.1)
sCrt ~ , ~~ ~l ( ~13~
Date of Death: 08/12/2008
Valuation Date: 08/12/2008
Processing Date: 04/30/2009
Estate of: Clarence H. Sleeman
Account: 12948.1
Report Type: Date of Death
Number of Securities: 31
File ID: 12948.1.m1.10416
Shares Security Mean and/or Div and Int Security
or Par Description High/Ask Low/Bid Adjustments Accruals Value
11) 393 PFIZER INC (717081103; PFE)
COM
NYSE
08/12/2006 20.03000 19 .67000 H/L
19.850000
Div: 0.32 Ex: 08/06/2008 Rec: 08/08/2008 Pay: 09/03/2008
12) 36 RAYONIER INC (754907103; RYN)
COM
NYSE
OB/12 /2008 47.00000 45 .43000 H/L
46.215000
13) 69 VIACOM INC NEW (92553P201; VIAB)
CL B
NYSE
06/12/2008 29.68000 28 .51000 H/L
29.095000
14) 1503 NEW PERSPECTIVE FD INC (648018109)
COM
NASDAQ
08/12/2008 29 .83000 Bid
29.830000
15) 1354.571 BLACKROCK FDS (091937318)
ALLCP GL INV C
NASDAQ
08/12/2008 16. 75000 Bid
18.750000
16) 4027 BLACKROCK GLB ALLOCATION FD (092517103)
CL A
NASDAQ
08/12/2008 18. 37000 Bid
18.370000
17) 5130.123 CALAMOS INV TR NEW (128119849)
STRAT INC CL C
NASDAQ
08/12/2008 12. 62000 Bid
12.620000
18) 1171.819 COLUMBIA FDS SER TR (19765J301)
MARS 21ST CN C
NASDAQ
08/12/2008 13. 27000 Bid
13.270000
19) 1285.883 DWS GLOBAL INTL FD INC (233379783)
GLBL THEMA C
NASDAQ
08/12/2008 23. 03000 Bid
23.030000
20) 1031.636 FIDELITY ADVISOR SER I (315805382)
LEV CO STK C
NASDAQ
08/12/2008 33. 76000 Bid
33.760000
21) 2941 FIRST EAGLE FDS INC (32008F101)
OVERSEAS FD A
NASDAQ
08/12/2008 21. 45000 Bid
21.450000
7,801.05
125.76
1,663.74
2,007.55
44,834.49
25,398.21
73,975.99
64,742.15
15,550.04
29,613.89
34,828.03
63,084.45
Page 2
This report was produced with EstateVal, a product of Estate Valuations & Pricing Systems, Inc. If you have questions,
please contact EVP Systems at (818) 313-6300. (Revision 6.4.1)
~-~t cz~3~
Date of Death: 08/12/2008
Valuation Date: 08/12/2008
Processing Date: 04/30/2009
Shares Security
or Par Description High/Ask Low/Bid
22) 7507.9424 FT 130273L803)
UT 1559FCSOSCM
OTC
08/12/2008 8.46000 8.25000 A/B
Carryover & daily interest:
Int: 0.0118 Ex: 08/06/2008 Rec: 08/08/2008 Pay: 08/25/2008
23) 5024.9898 FT (30273N783)
UT 1591INCMOBM
OTC
08/12/2008 8.91000 8.69000 A/B
Carryover & daily interest:
Int: 0.0637 Ex: 08/06/2008 Rec: 08/08/2008 Pay: 08/25/2008
24) 505.113 HARTFORD MUT FDS INC (416645638)
CAP APPREC C
NASDAQ
Estate of: Clarence H. Sleeman
Account: 12948.1
Report Type: Date of Death
Number of Securities: 31
File ID: 12948.1.m1.10416
Mean and/or Div and Int Security
Adjustments Accruals Value
8.355000 62,728.86
N/A
88.59
8.800000 44,219.91
N/A
320.09
08/12/2006 30.97000 Bid
30. 970000
25) 2469 .961 ING MUT FDS (449808292)
GLOBAL RLEST C
NASDAQ
08/12/2008 16.31000 Bid
16. 310000
26) 1817 .726 NUVEEN INVT TR (67064Y594)
NWQ L/C VALU C
NASDAQ
08/12/2008 16.97000 Bid
16. 970000
27) 2226 .218 OPPENHEIMER SERS FD INC (68380J857)
VALUE FD CL C
NASDAQ
08/12/2008 21.37000 Bid
21. 370000
28) 10 .752 LORD ABBETT MUNI INCOME TR (543912851)
HIYLD MUNIHD C
NASDAQ
08/12/2008 12.89000 Bid
12. 890000
29) 2340 NWEEN MUN TR 167065Q830)
LTD TRM T/E C
NASDAQ
08/12/2008 10.59000 Bid
10. 590000
30) 25 .986 OPPENHEIMER MUN FD (683957401)
LTD TERM MUN C
NASDAQ
08/12/2008 14.65000 Bid
14. 650000
311 28 .868 OPPENHEIMER MULTI ST MUNICIPAL (683940886)
ROCH NAT MUN C
NASDAQ
08/12/2008 8.98000 Bid
8. 980000
Total Value:
Total Accrual•
15,643.35
40,285.06
30,846.81
47,574.28
136.59
24,780.60
380.69
259.23
$714,608.26
$1,245.17
Total: $715, 853.43 Securi t ies
314,89 Cash
$716168.32 TOTAL ACCOUNT VALUE
Page 3
This report was produced with EstateVal, a product of Estate Valuations & Pricing Systems, Inc. If you have questions,
please contact EVP Systems at (818) 313-6300. (Revision 6.4.1)
~-1) ~3I3)
Estate Valuation-Merrill Lynch
872-87607 IRA
Date of Death: 08/12/2008 Estate of: Clarence H. Sleeman
Valuatio n Date: 08/12/2008 Account: 12948 .1
Processi ng Date: 04/30/2009 Report Type: Date of Dea th
Number of Securities: 12
File ID: 12998.1.ml.i ra
Sh ares Security Mean and/or Div and Int Security
or Par Description High/Ask Low/Bid Adjustments Accruals Value
11 637.209 AMERICAN CENTY MUT FDS INC (ANOIX)
NEW OPP II INV
NASDAQ
08/12/2008 7. 80000 Bid
7.800000 4,970. 23
2) 274.924 DWS INVESTMENT TR (SDGTX)
CAP GWTH INSTL
NASDAQ
08/12/2008 54. 01000 Bid
54.010000 14,648. 65
3) 352.918 EATON VANCE SPL INVT TR (277905808; EHSTX)
LGCAP VALUE A
NASDAQ
08/12/2008 20. 05000 Bid
20.050000 7,076. 01
4) 301.812 HARTFORD-FORTIS SER FD INC (416529881; HGOAX)
GR OPPTY CL A
NASDAQ
08/12/2008 27. 64000 Bid
27.640000 8,342. 08
5) 271.094 HENDERSON GLOBAL FDS (425067840; HFOAX)
INTL OPPORT A
NASDAQ
08/12/2008 21 .30000 Bid
21.300000 5,774. 30
6) 402.929 JULIUS BAER INVT FDS (481370872; JETIX)
INTL EQTY II I
NASDAQ
08/12/2008 14 .54000 Bid
14.540000 5,858 .59
7) 2938.227 MAINSTAY FUNDS (MLAAX)
LRGE CAP GRW A
NASDAQ
08/12/2008 6 .56000 Bid
6.560000 19,274 .77
8) 278.556 WELLS FARGO FDS TR (862917309; SGRIX)
ADV LCORE INV
NASDAQ
08/12/2008 22 .75000 Bid
22.750000 6,337 .15
9) 520.289 AMERICAN CENTY GOVT INCOME TR (025081704; ACITX)
INFLA ADJ BD INV
NASDAQ
08/12/2008 11 .42000 Bid
11.420000 5,941 .70
10) 605.582 PIMCO FDS PAC INVT MGMT SER (693390411; PTLAX)
LOW DURATION A
NASDAQ
08/12/2008 9 .94000 Bid
9.940000 6,019 .49
11) 1777.333 TCW FDS (87234N880; TGLMX)
TTL RTN BD I
NASDAQ
08/12/2008 9 .45000 Bid
9.450000 16,795 .80
Page 1
This report was produced with EstateVal, a product of Estate Valuations & Pricing Systems, Inc. If you have questions,
please contact EVP Systems at (818) 313-6300. (Revision 6.4.1)
Date of Death: 08/12/2008
Valuation Date: 08/12/2008
Processing Date: 04/30/2009
Shares Security
or Par Description
12) 1738.721 WELLS FARGO FDS TR (863344107; STVSX)
ADV GOV SC INV
NASDAQ
08/12/2008
Estate of: Clarence H. Sleeman
Account: 12948.1
Report Type: Date of Death
Number of Securities: 12
File ID: 12946.1.ml.ira
Mean and/or Div and Int Security
High/Ask Low/Bid Adjustments Accruals Value
10.39000 Bid
10.390000 18,065.31
Total Value:
Total Accrual:
Total: $119,304.08 Securities
8875.91 Cash
$128179.99 TOTAL ACCOUNT VALUE
$119,304.08
$0.00
Page 2
This report was produced with EstateVal, a product of Estate Valuations & Pricing Systems, Inc. If you have questions,
please contact EVP Systems at (818) 313-6300. (Revision 6.4.1)