HomeMy WebLinkAbout91-0679TRUST
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COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DNISION
FIRST AND FINAL ACCOUNT ~,,,
CHARTfABLE REMAINDER UNITRUST UNDER n a s, ;=~;
LAST WILL AND TESTAMENT ~;" ~'
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OF MARY BIGLER HINKLE DATED 9/10/1990 -
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No. 21-91-679 x
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PETITION FOR ADJUDICATION /
STATEMENT OF PROPOSED DISTRIBUTION
PURSUANT TO PA.O.C. RULE 6.9
Elizabeth J. Poggi, Esquire
Pa. I.D. #90965
Buchanan Ingersoll & Rooney PC
One Oxford Centre
301 Grant Street, 20th Floor
Pittsburgh, PA 15219-1410
Phone: (412) 392-1645
Fax: (412)562-1041
Page 1 of 10
CHARITABLE REMAINDER UNITRUST UNDER
LAST WILL AND TESTAMENT OF
MARY BIGLER HINKLE DATED 9/10/1990
1. Name(s) and address(es) of Petitioner(s):
Manufacturers and Traders Trust Company
213 Mazket Street
Hazrisburg, PA 17101
2. Check if any of the following issues aze involved in this case:
A. Appointment of Trustee .........................................................
B. Interpretation ..........................................................................
C. Dischazge of Trustee ..............................................................
D. Transfer of Situs .....................................................................
E. Appointment of Ad Litem .......................................................
F. Minor, Unborn or Unascertained Beneficiary(ies) ................
G. Principal Distribution .............................................................
H. Full Termination of Trust .......................................................
I. Missing Beneficiary(ies) ........................................................
J. Cy Pres ...................................................................................
K. Williamson Issue* ..................................................................
L. Other Issues ............................................................................
List:
Approve the Trust Administration of Manufacturers and
Traders Trust Company, as Trustee of the Charitable
Remainder Unitrust under Last Will and Testament of
Mary Bigler Hinkle dated 9/10/1990 and awazd the
principal and income back to Manufacturers and Traders
Trust Company as Trustee for the Mary Bigler Hinkle
Scholazship Fund.
Page 2 of 10
CHARITABLE REMAINDER UNITRUST UNDER
LAST WILL AND TESTAMENT OF
MARY BIGLER HINKLE DATED 9/10/1990
3. Testamentary Trust:
Decedent's date of death: September 19, 1991
Date of Decedent's Will: September 10, 1990
Date(s) of Codicil(s): N/A
Date of Probate: October 1, 1991
4. A. If any other Court has taken jurisdiction of any matter relating to this
Trust, explain:
N/A
B. Identify all prior accountings and provide dates of adjudication.
None
5. A. State how each Trustee was appointed:
Item X of the Will names Dauphin Deposit Bank and Trust Company as
Trustee. Manufacturers and Traders Trust Company is the successor to Dauphin Deposit Bank
and Trust Company.
B. If a Petitioner is not a Trustee, explain:
N/A
Page 3 of 10
CHARITABLE REMAINDER UNITRUST UNDER
LAST WILL AND TESTAMENT OF
MARY BIGLER HINKLE DATED 9/10/1990
6. State how and when the present fund was awarded to Trustee(s):
The balance of Trust assets were awazded on Apri120, 1994, pursuant to Decree
and Order of Court dated January 11, 1994.
7. Period covered by accounting: August 17, 1992 to October 26, 2009.
8. Current fair mazket value of the Trust principal is $537,442.80. (See pages 48
and 49 of the First and Final Account.)
9. State concisely the diapositive provisions of the Trust.
Item N(d)(1)(A-H) of the Last Will and Testament of Mary Bigler Hinkle states
that upon the death of the Recipient (of the unitrust amount), the Trustee shall distribute all of the
then principal and income of the Trust. The said Recipient, Luella J. Howazd died on August 15,
2007. Pursuant to Item IV(d)(1)(A-H), there are various bequests to charities. All of these
bequests have been paid and are shown in the attached Receipts marked as "Exhibits A-H."
Furthermore, Item N(d)(2) provides that the balance shall be retained by the
Trustee to be held, administered and deposited as a scholazship fund to be known as the "Mary
Bigler Hinkle Scholarship Fund."
10. Explain the reason for filing this Account (if filed because of the death of a party,
state name ofperson, relationship to Trust and date of death).
This Account is being filed because of the death of Luella J. Howazd who passed
away on August 15, 2007, and who was the sole lifetime recipient of the unitrust amount from
the Mary Bigler Hinkle Charitable Remainder Unitrust.
Page 4 of 10
CHARITABLE REMAINDER UNITRUST UNDER
LAST WILL AND TESTAMENT OF
MARY BIGLER HINKLE DATED 9/10/1990
11. State why a Petition for Guazdian/Trustee Ad Litem has or has not been filed for
this Audit (See Pa.O.C. Rule 12.4):
N/A
12. A. State the amount of Pennsylvania Transfer Inheritance Tax and
Pennsylvania Estate Tax paid (including postponed tax on remainder interests), the dates of
payment and the interests upon which such amounts were paid: N/A
Date Payment Interest
B. If any such taxes remain unpaid or aze in dispute, explain:
N/A
13. Describe any questions requiring Adjudication and state the position of
Petitioner(s) and give details of any issues identified in item 2:
The purpose of filing the First and Final Account is to (i) approve the trust
administration of Manufacturers and Traders Trust Company as Trustee of the Charitable
Remainder Unitrust under the Last Will and Testament of Mary Bigler Hinkle dated 9/10/1990
from August 17, 1992 to October 26, 2009; (ii) dischazge Manufacturers and Traders Trust
Company, from any and all liability for its administration of this Trust; and (iii) to award the
principal and accrued or undistributed income back to Manufacturers and Traders Trust
Company, as Trustee for the Mary Bigler Hinkle Scholarship Fund.
Page 5 of 10
CHARITABLE REMAINDER UNITRUST UNDER
LAST WILL AND TESTAMENT OF
MARY BIGLER HINKLE DATED 9/10/1990
14. Written notice of the Audit as required by Pa.O.C. Rules 6.3, 6.7 and 6.8 has been
or will be given to all parties in interest listed in item 15 below. In addition, notice of any
questions requiring Adjudication as discussed in item 13 above has been or will be given to all
persons affected thereby.
A. If Notice has been given, attach a copy of the Notice as well as a list of the
names and addresses of the parties receiving such notice.
B. If Notice is yet to be given, a copy of the Notice as well as a list of the
names and addresses of the parties receiving such Notice shall be
submitted at the Audit together with a statement executed by Petitioner(s)
or counsel certifying that such Notice has been given.
C. If any such party in interest is not sui juris (e.g., minors or incapacitated
persons), Notice of the Audit has been or will be given to the appropriate
representative on such party's behalf as required by Pa.O.C. Rule 5.2.
D. If any charitable interest is involved, Notice of the Audit has been or will
also be given to the Attorney General as required under Pa.O.C. Rule 5.5.
In addition, the Attorney General's clearance certificate (or proof of
service of Notice and a copy of such Notice) must be submitted herewith
or at the Audit.
15. List all patties of whom Petitioner(s) has/have notice or knowledge, having or
claiming any interest in the Trust, whether such interest is vested or contingent, charitable or
non-charitable. This list shall:
A. State each party's relationship to the Settlor/Decedent and the nature of
each party's interest(s);
Name and Address of Each Party in /nterest I Relationship and ~ Interest
Mary Bigler Hinkle Scholarship Fund Trust 100%
c/o Manufacturers and Traders Trust Company
P. O. Box 2961
Harrisburg, PA 17105
n~iiviamc iuumas i,oroett Attorney General
Attorney General
Charitable Trusts and Organizations Section
Department of State
Strawberry Square, 16th Floor
4th and Walnut Street
Harrisburg, PA 17120
Page 6 of 10
CHARITABLE REMAINDER UNITRUST UNDER
LAST WILL AND TESTAMENT OF
MARY BIGLER HINKLE DATED 9/10/1990
B. Identify each party who is not sui juris (e.g., minors or incapacitated
persons). For each such party, give date of birth, the name of each
Guardian and how each Guardian was appointed. If no Guardian has been
appointed, identify the next of kin of such party, giving the name, address
and relationship of each; and
N/A
C. If distribution is to be made to the personal representative of a deceased
party, state date of death, date and place of grant of Letters and type of
Letters granted.
N/A
16. If Petitioner(s) has/have lmowledge that a Trust shaze has been assigned or
attached, provide a copy of the assignment or attachment, together with any relevant supporting
documentation.
N/A
17. If a trustee's principal commission is claimed: N/A
A. If based on a written agreement, attach a copy thereof.
B. If a principal commission is claimed, state amount.
As stated in the First and Final Account.
C. If a principal commission is claimed, state the amounts and dates of any
principal commissions previously paid in prior accounting periods. N/A
Amount Date Paid
Page 7 of 10
CHARITABLE REMAINDER UNITRUST UNDER
LAST WILL AND TESTAMENT OF
MARY BIGLER HINKLE DATED 9/10/1990
18. If a reserve is requested, state amount and purpose.
Amount: N/A
Purpose:
If a reserve is requested for counsel fees, has notice
of the amount of fees to be paid from the reserve been
given to the parties in interest? .....................................
If so, attach a copy of the notice.
19. Is the Court being asked to direct the filing of a
Schedule of Distribution? .....................................
........ ^Yes ^No
®Yes ^No
Page 8 of 10
CHARITABLE REMAINDER UNITRUST UNDER
LAST WILL AND TESTAMENT OF
MARY BIGLER HINKLE DATED 9/10/1990
Wherefore, your Petitioner(s) ask(s) that distribution be awazded to the parties entitled and
suggest(s) that the distributive shazes of income and principal (residuary shazes being stated in
proportions, not amounts) aze as follows:
A. Income:
Proposed Disnibutee(s) Amound/Proportion
Manufacturers and Traders Trust Companv 100%
B. Principal:
Proposed Distribudee(s)
Manufacturers and Traders Trust Companv
Submitted by:
Amoun7/Proportton
100%
MANUFACTURERS AND TRADERS
TRUST COMPANY
~ o..~~
Jos h A. Macri, Vice sident
Page 9 of 10
CHARITABLE REMAINDER UNITRUST UNDER
LAST WILL AND TESTAMENT OF
MARY BIGLER HINKLE DATED 9/10/1990
Verification of Petitioner
The undersigned hereby verifies that he is Vice President of Manufacturers and Traders
Trust Company, and that the facts set forth in the foregoing Petition for Adjudication /Statement of
Proposed Distribution which aze within the personal knowledge of the Petitioner are true, and as to
facts based on the information of others, the Petitioner, after diligent inquiry, believes them to be
true; and that any false statements herein aze made subject to the penalties of 1 S Pa.C.S. § 4904
(relating to unswom falsification to authorities).
MANUFACTURERS AND TRADERS
TRUST COMPANY
Cn a....=
os h A. Macri, Vice ident
Certification of Counsel
The undersigned counsel hereby certifies that the foregoing Petition for Adjudication /
Statement of Proposed distribution is a true and accurate reproduction of the form Petition
authorized by the Supreme Court, and that no changes to the form have been made beyond the
responses herein.
Eliza~th J. Po i, Esq
ras»zao-~i Page 10 of 10
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IN THE COURT OF COPIINON PLEAS OF CUMBERLAND COUNTY, PA. ~zj o ~
ORPHANS' COURT DIVISION
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NO. 21-91-679 ~%~ ~ ~C7
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CHARITABLE REMAINDER UNITRUST UNDER OF n
MARY BILLER HINitLE DATED 9/10/90 ~ ~
FIRST AND FINAL ACCOUNT OF
Manufacturers and Traders Trust Company,
Successor to Dauphin Deposit Bank & Trust Company, Trustee
Date of Death of Luella J. Howard: August 15, 2007
Date of First Receipt of Funds: August 17, 1992
Accounting for the period: August 17, 1992 to
October 26, 2009
Purpose of Account: The Trustee offers this Account to acquaint interested
parties with the transactions that have occurred during the Administration.
It is important that the Account be carefully examined. Requests for
additional information, questions or objections can be discussed with:
Joseph A. Macri, Vice President
Manufacturers and Traders Trust Company
213 Market Street
Harrisburg, PA 17101
(717) 255-2179
Or
Elizabeth J. Poggi, Esquire
Buchanan Ingersoll & Rooney PC
One Oxford Centre
301 Grant Street, 20th Floor
Pittsburgh, PA 15129-1410
(412) 392-1645
Jan L. Budman II, Esquire
Buchanan Ingersoll b Rooney PC
One South Market Square
213 Market Street, Third Floor
Harrisburg, PA 17101
- 7 -
SUNNARY OF ACCOUNT
PRINCIPAL
PAGES
Receipts
Net Gain on Sales or Disposition
Decrease in Reappraisement
Less Disbursements:
Federal State & Local Taxes
General Disbursements
Administration - Misc. Exp.
Balance before Distributions
Distributions to Beneficiaries
Principal Balance on Hand
For Information:
Investments Made
Changes in Holdings
INCOME
Receipts
Less Disbursements
Balance before Distributions
Distributions to Beneficiaries
Income Balance on Hand
COMBINED BALANCE ON HAND
Proposed Principal Distributions
Proposed Income Distributions
Verification
3-9 $ 677,836.19
5-91 339.176.62
$ 1,017,012.81
92 -5.95
S 1,017,006.86
93 $ 1,463.89
93-94 236,057.15
95 5,500.00 -293,021.04
S 773,985.62
96-97 -229,695.25
98-49 $ 599,290.57
50-62
63-106
107-138 $ 576,218. 79
139-199 -194,772. 38
S 381,996. 41
195 -364,692. 44
196 $ 16,753. 97
$ 566,044.59
197-148
149
150
- 2 -
PRINCIPAL REC8IPT3
Prior Award:
RECEIVED FROM MARY BIGLER HINKLE ESTATE:
Mutual Funds
08/17/92 20,393 Shs. Dauphin Deposit U.S.
Government Fixed Income Fund $ 209,976.32
08/19/92 22,799 Shs. Municipal Bond Fund 252,988.32
$ 462,964.69
08/17/92 Principal Cash 50,000.00
S 512,964.69
CASH TRANSFERS:
01/07/93 Transfer from Income
04/06/93 Transfer from Income
06/30/93 Transfer from Income
07/27/93 Transfer from Income
10/01/93 Transfer from Income
01/04/94 Transfer from Income
09/04/99 Transfer from Income
10/03/99 Transfer from Income
01/03/95 Transfer from Income
04/03/95 Transfer from Income
07/05/95 Transfer from Income
09/29/95 Transfer £rom Income
FORWARD
$ 2,490.05
7,163.76
7,210.17
10,000.00
7,170.56
7,098.00
7,210.17
5,255.96
9,902.30
3,165.69
7,128.01
7,128.01
$ 75,822.18 $
- 3 -
512,964. 69
PRINCIPAI. RECEIPT3 fcont'd)
FORWARD $ 75,822.18 $ 512,969.64
SUBSEQUENT RECEIPTS (cont'd)
CASH TRANSFERS: (cont'd)
01/03/96 Transfer from Income 6,687.18
04/03/96 Transfer from Income 6,392.51
04/17/96 Transfer from Income 383.76
06/28/96 Transfer from Income 2,389.11
09/30/96 Transfer from Income 9,720.33
12/31/96 Transfer from Income 1,501.12
09/03/97 Transfer from Income 8,676.81
09/30/97 Transfer from Income 7,708.62
01/05/98 Transfer from Income 5,496.23
04/06/98 Transfer from Income 109.23
12/15/04 Transfer from Income 895.21 120,732.29
CASH:
03/26/93 Addition to Account - Received from Mary
B. Hinkle Estate $
09/20/99 Accumulated Income - Received from Mary
B. Hinkle Estate
04/20/94 Principal Balance - Received from Mary
B. Hinkle Estate
TOTAL PRINCIPAL RECEIPTS
30,000.00
7,259.38
6.879.88
44,139.26
S 677,836.19
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_ q _
PRINCIPAL GAINS OR LOSSES ON 3ALE3 OR OTNER DISPOSITION3
GAIN LOSS
11/03/92 2,892 Shs. Dauphin Deposit U.S.
Government Fixed Income Fund
Net Proceeds 30,004.26
Acquisition Value 29,777.95 $
01/06/93 2,194 Shs. Municipal Bond Fund
Net Proceeds 25,010.56
Acquisition Value 24,350.99
02/03/93 1,764 Shs. Municipal Bond Fund
Net Proceeds 20,010.42
Acquisition Value 19,578.46
03/03/93 4,799 Shs. Dauphin Deposit U.S.
Government Fixed Income Fund
Net Proceeds 50,004.70
Acquisition Value 99,412.86
07/07/93 2,912 Shs. Dauphin Deposit U.S.
Government Fixed Income Fund
Net Proceeds 25,006.82
Acquisition Value 29,835.13
11/05/93 Long Term Capital Gain Distribution on
Glenmede Fd Inc Instl Intl Portfolio
Net Proceeds 311.17
Acquisition Value .00
11/09/99 Long Term Capital Gain Distribution on
Glenmede Fd Inc Instl Intl Portfolio
Net Proceeds 2,307.87
Acquisition Value .00
11/08/95 Long Term Capital Gain Distribution on
Glenmede Fd Inc Instl Intl Portfolio
Net Proceeds 440.83
Acquisition Value .00
09/01/96 10,290 Shs. Dauphin Deposit U.S.
Government Fixed Income Fund
Net Proceeds 105,051.12
Acquisition Value 105.950.88
FORWARD $
226.81
659.57
931.96
591.84
171.69
311.17
2,307.87
490.83
S 899.76
5,191.74 $ 899.76
- 5 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 5,191.79 $ 899.76
04/03/96 179.825 Shs. Marke tvest Funds Short Term
Bond Fund #592
Net Proceeds 1,750.00
Acquisition Value 1.748.25 1.75
07/01/96 162 Shs. Dauphin Deposit Equity Fund for
Tax Exempt Organizations
Net Proceeds 5,809.80
Acquisition Value 3.827.33 1,982.97
10/01/96 351.405 Shs. Marke tvest Funds Short Term
Bond Fund #592
Net Proceeds 3,500.00
Acquisition Value 3,514.05 14.05
11/06/96 Long Term Capital Gain Distribution on
Glenmede Fd Inc Instl Intl Portfolio
Net Proceeds 440.63
Acquisition Value _.. .00 940.83
12/09/96 Short Term Capital Gain Distribution on
Glenmede Fd Inc Instl Intl Portfolio
Net Proceeds 1,118.37
Acquisition Value .00 1,118.37
12/09/96 Long Term Capital Gain Distribution on
Glenmede Fd Inc Instl Intl Portfolio
Net Proceeds 9,809.61
Acquisition Value .00 4,809.61
06/03/97 18,836 Shs. Municipal Bond Fund
Net Proceeds 210,903.88
Acquisition Value 209.058.87 1,395.01
06/17/97 Short Term Capital Gai n Distribution on
Glenmede Fd Inc Instl Intl Portfolio
Net Proceeds 4,803.50
Acquisition Value .00 4,803.50
FORWARD $ 19,693.28 $ 913.81
- 6 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTE~R DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 19,693.28 $ 913.81
06/17/97 Long Term Capital Gain Distribution on
Glenmede Fd Inc Instl Intl Portfolio
Net Proceeds 3,437.62
Acquisition value .00 3,437.62
11/18/97 20,900 Shs. Marketvest Funds PA
Municipal Bond Fund #591
Net Proceeds 212,399.00
Acquisition Value 209.000.00 3,394.00
12/10/97 Long Term Capital Gain Distribution on
Marketvest Funds Inc. Equity Fund #590
Net Proceeds 26,779.83
Acquisition Value .00 26,779.83
12/10/97 Short Term Capital Gain Distribution on
Marketvest Funds Inc. Equity Fund #590
Net Proceeds 6,474.95
Acquisition Value .00 6,479.95
12/22/97 Long Term Capital Gain Distribution on
Glenmede Fd Inc Instl Intl Portfolio
Net Proceeds 1,581.80
Acquisition Value .00 1,581.80
02/26/98 2,593.109 Shs. Glenmed e Fd Inc Instl
Intl Portfolio
Net Proceeds 40,556.22
Acquisition Value 25,000.00 15,556.22
03/26/98 Long Term Capital Gain Distribution on
Marketvest Funds Inc. Equity Fund #590
Net Proceeds 886.14
Acquisition Value .00 886.14
09/07/98 68.166 Shs. ARK Fds Va lue Equity
Portfolio
Net Proceeds 1,000.00
Acquisition Value 959.63 590.37
FORWARD $ 78,244.21 $ 913.81
- 7 -
PRINCIPAL GAINS OR LO33ES ON SALE3 OR OTNER DISPOSITION3 fcont'd)
GAIN LOSS
FORWARD $ 78,299.21 $ 913.81
07/01/98 950.139 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 6,500.00
Acquisition value 3.035.21 3,964.79
09/25/98 515.464 Shs. ARK Fds International
Equity Selection Portfolio
Net Proceeds 5,000.00
Acquisition Value 5.971.29 471.29
11/16/98 Long Term Capital Gain Distribution on
ARK Fds International Equity Selection
Portfolio
Net Proceeds 192.56
Acquisition Value .00 192.56
11/16/98 Long Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 17,527.36
Acquisition Value .00 17,527.36
12/09/98 Long Term Capital Gain Distribution on
ARK Fds International Equity Selection
Portfolio
Net Proceeds 939.96
Acquisition Value .00 939.96
12/09/98 Short Term Capital Gain Distribution on
ARK Fds International Equity Selection
Portfolio
Net Proceeds 82.18
Acquisition Value .00 82.18
12/09/98 Long Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 9,205.59
Acquisition Value .00 9,205.59
12/17/98 363.636 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 5,000.00
Acquisition Value 2,579.76 2,920.24
FORWARD $ 106,576.89 $ 1,385.10
- 8 -
PRINCIPAL GAINS OR LOSSES ON 3ALES OR OTSER DISPOSITIONS (oont'dI
GAIN LOSS
FORWARD $ 106,576.89 $ 1,385.10
03/18/99 712.106 Shs. ARK Fds US Government Bond
Portfolio
Net Proceeds 7,000.00
Acquisition Value 7.026.90 26.90
03/18/99 10,191.988 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 150,000.00
Acquisition Value 71,950.69 78,099.31
06/19/99 462.096 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 7,000.00
Acquisition Value 3.277.91 3,722.09
09/15/99 262.295 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 9,000.00
Acquisition Value 1,860.81 2,139.19
09/15/99 421.053 Shs. ARK Fds US Government Bond
Portfolio
Net Proceeds 4,000.00
Acquisition Value 4,159.85 159.85
12/10/99 Long Term Capital Gain Distribution on
ARK Fds Short Term Bond Portfolio
Net Proceeds 66.86
Acquisition Value __ .00 66.86
12/10/99 Long Term Capital Gain Distribution on
ARK Fds International Equity Selection
Portfolio
Net Proceeds 2,038.01
Acquisition Value .00 2,038.01
12/10/99 Short Term Capital Gain Distribution on
ARK Fds International Equity Selection
Portfolio
Net Proceeds 336.90
Acquisition value .00 336.90
FORWARD $ 192,929.25 $ 1,566.85
- 9 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'dl
GAIN LOSS
FORWARD $ 192,929.25 $ 1,566.85
12/10/99 Long Term Capital Gain Distribution on
ARK Fds Blue Chip Equity Portfolio
Net Proceeds 2,928.98
Acquisition Value .00 2,928.98
12/10/99 Long Term Capital Gai n Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 51,243.89
Acquisition Value .00 51,293.89
12/31/99 736.377 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 10,000.00
Acquisition value 5,926.60 9,073.90
03/29/00 342.936 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 5,000.00
Acquisition Value 2,760.06 2,239.99
06/27/00 709.722 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 10,000.00
Acquisition Value _ 5.671.83 9,328.17
08/10/00 Long Term Capital Gai n Distribution on
ARK Fds International Equity Selection
Portfolio
Net Proceeds 8,093.01
Acquisition Value .00 8,043.01
08/10/00 Short Term Capital Ga in Distribution on
ARK Fds International Equity Selection
Portfolio
Net Proceeds 191.30
Acquisition Value .00 191.30
12/08/00 Long Term Capital Gai n Distribution on
ARK Fds International Equity Selection
Portfolio
Net Proceeds 2,187.30
Acquisition Value .00 2,187.30
FORWARD $ 268,165.29 $ 1,566.85
- 10 -
PRINCIPAL GAINS OR LOS383 ON SALES OR OTHER DISPOSITIONS (oont'd)
GAIN LOSS
FORWARD $ 268,165.24 $ 1,566.85
12/08/00 Short Term Capital Gain Distribution on
ARK Fds International Equity Selection
Portfolio
Net Proceeds 987.55
Acquisition Value .00 487.55
12/08/00 Long Term Capital Gain Distribution on
ARK Fds Slue Chip Equity Portfolio
Net Proceeds 3,885.72
Acquisition Value .00 3,885.72
12/08/00 Short Term Capital Gain Distribution on
ARK Fds Blue Chip Equity Portfolio
Net Proceeds 551.92
Acquisition Value .00 551.92
12/08/00 Long Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 91,402.40
Acquisition Value .00 91,902.40
12/08/00 Short Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 2,552.70
Acquisition Value .00 2,552.70
01/09/01 403.226 Shs. ARK Fds Short Term Bond
Portfolio
Net Proceeds 9,000.00
Acquisition Value 4.032.21 32.21
01/04/01 911.996 Shs. ARK Fds US Government Bond
Portfolio
Net Proceeds 9,000.00
Acquisition Value 9,069.99 69.99
01/04/01 1,040.763 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 12,000.00
Acquisition Value 8.875.43 3,129.57
FORWARD $ 320,170.10 $ 1,669.05
- 11 -
PRINCIPAL GAINS OR L033ES ON SALE3 OA OTHER DISPOSITIONS fcont'd)
GAIN LOSS
FORWARD $ 320,170.10 $ 1,664.05
O1/OB/O1 200.803 Shs. ARK Fds Short Term Bond
Portfolio
Net Proceeds 2,000.00
Acquisition Value 2,008.01 8.01
01/08/01 209.082 Shs. ARK Fds US Government Bond
Portfolio
Net Proceeds 2,000.00
Acquisition Value 2.013.83 13.83
01/08/01 535.236 Shs. ARK Fds value Equity
Portfolio
Net Proceeds 6,000.00
Acquisition Value 4,569.39 1,935.61
12/11/01 Long Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 19,219.82
Acquisition Value .00 19,219.82
12/27/01 101.01 Shs. ARK Fds Short Term Bond
Portfolio
Net Proceeds 1,000.00
Acquisition Value 1,010.09 10.09
12/27/01 102.775 Shs. ARK Fds US Government Bond
Portfolio
Net Proceeds 1,000.00
Acquisition Value 1,019.16 14.16
12/27/01 55.835 Shs. ARK Fds Blue Chip Equity
Portfolio
Net Proceeds 1,000.00
Acquisition Value 1,077.95 77,95
12/27/01 125 Shs. ARK Fds International Equity
Selection Portfolio
Net Proceeds 1,000.00
Acquisition Value 1,359.39 359.39
FORWARD $ 390,825.53 $ 2,197.43
- 12 -
PRINCIPAL GAINS OR L033ES ON SALES OR OTNER DISPOSITIONS (oont'd)
GAIN LOSS
FORWARD $ 390,825.53 $ 2,197.93
12/27/01 100.2 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 1,000.00
Acquisition Value 863.61 136.39
02/21/02 2,131.98 Shs. ARK Fds Short Term Hond
Portfolio
Net Proceeds - 21,000.00
Acquisition Value 21,319.59 319.54
02/21/02 14,678.699 Shs. ARK Fds US Government
Bond Portfolio
Net Proceeds 199,000.00
Acquisition Value 199,848.00 898.00
02/21/02 5,256.991 Shs. ARK Fds International
Equity Selection Portfolio
Net Proceeds 39,900.56
Acquisition Value 57,168.19 17,267.58
02/21/02 5,359.057 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds - 50,000.00
Acquisition Value 46,189.15 3,810.85
06/18/02 493.097 Shs. ARK Fds Income Portfolio
Net Proceeds 5,000.00
Acquisition Value 9,960.56 39.99
06/18/02 502.008 Shs. ARK Fds Inter Fixed Income
Portfolio
Net Proceeds 5,000.00
Acquisition Value 4.999.98 5.02
06/18/02 7,148.672 Shs. ARK Fds Short Term Bond
Portfolio
Net Proceeds 70,414.42
Acquisition Value 71,985.83 1,071.91
FORWARD $ 394,817.23 $ 21,653.96
- 13 -
PRINCIPW. GAIN3 OR IA33ES ON SALE3 OR OTHER DISPOSITIONS /cont'd)
GAIN LOSS
FORWARD $ 394,817.23 $ 21,653.96
06/18/02 607.903 Shs. ARK Fds. US Government Bond
Portfolio
Net Proceeds 6,000.00
Acquisition Value 5.998.65 1.35
12/02/02 Long Term Capital Gain Distribution on
ARK Fds Short Term Treasury Portfolio
Net Proceeds 592.17
Acquisition Value .00 542.17
12/20/02 Long Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 2,930.93
Acquisition Value .00 2,930.93
01/02/03 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 683.08
Acquisition Value .00 683.08
03/19/03 142.95 Shs. ARK Fds Income Portfolio
Net Proceeds 1,500.00
Acquisition Value 1.933.05 66.95
03/19/03 192.993 Shs. ARK Fds Inter Fixed Income
Portfolio
Net Proceeds 1,500.00
Acquisition Valve 1,422.78 77.22
03/19/03 98.819 Shs. ARK Fds US Government Bond
Portfolio
Net Proceeds 1,000.00
Acquisition Value 975.07 24.93
03/14/03 435.919 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 3,000.00
Acquisition Value 3.792.67 782.67
05/27/03 93.11 Shs. ARK Fds Income Portfolio
Net Proceeds 1,000.00
Acquisition Value 936.69 63.31
FORWARD $ 349,207.17 $ 22,396.63
- 14 -
PRINCIPAL GAIN3 OR LOSSES ON SALE3 OR OTHER DISPOSITION3 fcont'd)
GAIN LOSS
FORWARD $ 349,207.17 $ 22,396.63
05/27/03 93.809 Shs. ARK Fds Inter Fixed Income
Portfolio
Net Proceeds 1,000.00
Acquisition Value 933.40 66.60
05/27/03 96.525 Shs. ARK Fds Short Term Treasury
Portfolio
Net Proceeds 1,000.00
Acquisition Value 999.02 .98
05/27/03 97.561 Shs. ARK Fds US Government Bond
Portfolio
Net Proceeds 1,000.00
Acquisition Value 962.71 37.29
08/13/03 Long Term Capital Gain Distribution on
ARK Fds Short Term Treasury Portfolio
Net Proceeds 290.56
Acquisition value .00 290.56
09/05/03 146.628 Shs. MTB Income-Inst I Fund #143
Net Proceeds 1,500.00
Acquisition Value 1.975.08 24.92
09/05/03 195.914 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 1,500.00
Acquisition Value 1.451.84 98.16
09/05/03 154.48 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 1,500.00
Acquisition Value 1.520.36 20.36
09/05/03 156.74 Shs. MTB US Government Bond Inst
I Fund #822
Net Proceeds 1,500.00
Acquisition Value 1.498.11 1.89
FORWARD $ 349,677.57 $ 22,416.99
- 15 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTBF.R DISPOSITION3 fcont'd)
GAIN LOSS
FORWARD $ 349,677.57 $ 22,916.99
09/05/03 118.983 Shs. MTB Large Cap Stock Inst I
Fund #315
Net Proceeds 1,000.00
Acquisition Value 1.193.37 193.37
11/21/03 Long Term Capital Gain Distribution on
MTB Intermediate Term Bond-Inst I Fund
#220
Net Proceeds 681.97
Acquisition Value .00 681.97
11/21/03 Long Term Capital Gain Distribution on
MTB Income-Inst I Fund #143
Net Proceeds 1,254.92
Acquisition Value .00 1,254.92
11/21/03 Long Term Capital Gain Distribution on
MTB US Government Bond Inst I Fund #822
Net Proceeds 8.36
Acquisition Value .00 8.36
12/30/03 257.202 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 2,500.00
Acquisition Value 2,531.33 31.33
12/30/03 259.067 Shs. MTB US Government Bond Inst
I Fund #822
Net Proceeds 2,500.00
Acquisition Value 2.976.14 23.86
12/31/03 Long Term Capital Gain Distribution on
Harbor International Fu nd #11
Net Proceeds 728.02
Acquisition Value .00 728.02
02/02/04 8,064.516 Shs. MTB Large Cap Stock Inst
I Fund #315
Net Proceeds 75,000.00
Acquisition Value 77,823.01 2,823.01
FORWARD $ 352,374.20 $ 25,414.70
- 16 -
PRINCIPAL GAINS OR L033E3 ON 3ALE3 OR OTHER DISPOSITIONS (oont'd)
GAIN LOSS
FORWARD $ 352,374.20 $ 25,914.70
03/17/09 107.585 Shs. Harbor International Fund
#11
Net Proceeds 9,000.00
Acquisition Value 3.130.41 869.59
03/17/09 101.42 Shs. MTB US Government Bond Inst
I Fund #822
Net Proceeds 1,000.00
Acquisition Value 969.37 30.63
06/15/04 198.198 Shs. MTB Mid Cap Growth-Inst I
Fund #901
Net Proceeds 2,000.00
Acquisition Value 1,908.92 91.08
06/15/04 54.57 Shs. Harbor International Fund #11
Net Proceeds 2,000.00
Acquisition Value 1.587.83 412.17
06/30/04 202.229 Shs. MTB Income-Inst I Fund #193
Net Proceeds 2,000.00
Acquisition Value 2,034.83 39.83
06/30/09 398.766 Shs. MTB Large Cap Stock Znst I
Fund #315
Net Proceeds 3,698.71
Acquisition Value 3,898.11 199.90
09/16/04 149.977 Shs. MTB Mid Cap Growth-Inst Z
Fund #401
Net Proceeds 2,000.00
Acquisition value 1,926.05 73.95
09/16/09 105.457 Shs. Harbor International Fund
#11
Net Proceeds 9,000.00
Acquisition value 3,068.99 931.51
09/16/09 207.039 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 2,000.00
Acquisition Value 2.037.63 37.63
FORWARD $ 359,783.13 $ 25,686.56
- 17 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OT~R DISPOSITIONS (oont'd1
FORWARD
11/30/04 Long Term Capital Gain Distribution on
MTB Mid Cap Growth-Inst I Fund #401
Net Proceeds 720.73
Acquisition Value .00
11/30/09 Long Term Capital Gain Distribution on
MTB Income-Inst I Fund #143
Net Proceeds 990.98
Acquisition Value .00
12/14/04 Long Term Capital Gain Distribution on
MTB Small Cap Growth-Inst I Fund #555
Net Proceeds 1,526.74
Acquisition Value .00
12/16/09 Long Term Capital Gain Distribution on
MTB Large Cap Stock Inst I Fund #315
Net Proceeds 20,967.37
Acquisition Value .00
01/03/05 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 169.46
Acquisition Value .00
09/01/05 227.969 Shs. MTB Income-Inst Z Fund #193
Net Proceeds 2,250.00
Acquisition Value 2.293.67
09/01/05 226.815 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 2,250.00
Acquisition Value 2.257.67
09/01/05 235.11 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 2,250.00
Acquisition Value 2.313.90
FORWARD
GAIN LOSS
S 359,783.13 $ 25,686.56
720.73
990.98
1,526.74
20,967.37
169.48
43.67
7.67
63.90
$ 378,658.43 $ 25,801.80
- 18 -
PRINCIPAL GAINS OR LOSSES ON SALE3 OR OTSER DISPOSITION3 fcont'dI
FORWARD
GAIN LOSS
$ 378,658.93 $
09/01/05-239.872 Shs. MTB US Government Bond Inst
I Fund #822
Net Proceeds 2,250.00
Acquisition Value 2.292.68
05/09/05 3,243.606 Shs. MTB Mid Cap Growth-Inst I
Fund #901
Net Proceeds 97,199.97
Acquisition Value 91,685.76
05/09/05 2,051.989 Shs. MTB Multi Capital
Growth-Inst I Fund #430
Net Proceeds 29,856.37
Acquisition Value 30.000.00
05/09/05 2,424.229 Shs. MTB Small Cap Growth-Inst
I Fund #555
Net Proceeds 36,993.67
Acquisition Value 44,019.98
05/09/05 1,163.981 Shs. Harbor International Fund
#11
Net Proceeds 49,634.10
Acquisition Value 33.908.09
05/09/05 5,872.835 Shs. MTB Income-Inst I Fund
#193
Net Proceeds 58,258.52
Acquisition Value 59,089.83
05/09/05 5,833.957 Shs. MTB US Government Bond
inst I Fund #822
Net Proceeds 55,014.21
Acquisition Value 55,760.55
05/09/05 14,929.979 Shs. MTB Large Cap Stock Inst
I Fund #315
Net Proceeds 122,659.81
Acquisition Value 137.284.43
FORWARD $
25,801.80
42.68
5,308.71
15,726.01
399,693.15 $
193.63
7,025.81
831.31
796.34
19,629.62
99,221.19
- 19 -
PRINCIPAL GAINS OA LOS383 ON 31-LE3 OR OTF~R DISPOSITIONS fcont'd)
FORWARD
O5/10/O5 3,979.973 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 39,550.98
Acquisition Value 39.566.05
OS/10/O5 2,231.299 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 21,397.69
Acquisition Value 21.959.97
05/26/05 870.396 Shs. Northeast Investors Trust
Net Proceeds 6,510.56
Acquisition Value 6.675.94
05/26/05 839.967 Shs. Goldman Sachs High Yield
Fd-#527
Net Proceeds 6,496.04
Acquisition Value 6,529.44
05/26/05 106.612 Shs. MTB Large Cap Stock Inst I
Fund #315
Net Proceeds 923.92
Acquisition Value 1,016.19
06/28/05 53.581 Shs. MTB Small Cap Stock-inst I
Fund #571
Net Proceeds 473.12
Acquisition Value 451.69
07/26/05 796.27 Shs. MTB Small Cap Stock-Inst I
Fund #571
Net Proceeds 7,588.95
Acquisition Value 6.712.56
07/26/05 16.571 Shs. MTB Large Cap Stock Inst I
Fund #315
Net Proceeds 197.32
Acquisition Value 157.65
FORWARD
GAIN LOSS
$ 399,693.15 $ 49,221.19
15.07
561.78
165.38
33.40
92.27
21.43
875.89
10.33
$ 900,590.47 $ 50,099.42
- 20 -
PRINCIPAL GAINS OR LOSSES ON 3ALE3 OR OTSER DISPOSITIONS (oont'd)
GAIN LOSS
FORWARD $ 900,590.97 $ 50,099.42
08/29/05 9.326 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 92.79
Acquisition Value 92.84 .OS
09/27/05 5.811 Shs. Boston Company International
Small Cap Fund
Net Proceeds 119.60
Acquisition Value 103.89 15.76
10/26/05 63.887 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 626.73
Acquisition Value 635.97 9,2q
10/26/05 155.672 Shs. Boston Company
International Small Cap Fund
Net Proceeds 3,109.08
Acquisition Value 2.781.86 322.22
10/26/05 179.712 Shs. MTB International
Equity-Inst I Fund #270
Net Proceeds 2,043.32
Acquisition Value 1.898.59 199.73
10/26/05 105.252 Shs. MTB Large Cap Value-Inst I
Fund #327
Net Proceeds 1,235.66
Acquisition Value 1,177.77 57.89
11/28/05 296.379 Shs. MTB Large Cap Stock Inst I
Fund #315
Net Proceeds 2,685.19
Acquisition Value 2,819.70 139.51
11/29/05 Long Term Capital Gain Distribution on
MTB Large Cap Stock Inst I Fund #315
Net Proceeds 8,002.58
Acquisition Value .00 8,002.58
FORWARD $ 909,133.65 $ 50,293.22
- 21 -
PRINCIPAL GAINS OR I.O33ES ON 3ALE3 OR OTHER DISPOSITION3 fcont'd)
FORWARD
11/29/05 Long Term Capital Gain Distribution on
MTB Small Cap Stock-Inst I Fund #571
Net Proceeds 7,008.59
Acquisition Value .00
11/29/05 Long Term Capital Gain Distribution on
MTB International Egvity-Inst I Fund
#270
Net Proceeds 10,666.39
Acquisition Value .00
11/29/05 Long Term Capital Gain Distribution on
MTB Large Cap Value-Inst I Fund #327
Net Proceeds 3,336.87
Acquisition Value .00
12/07/05 Long Term Capital Gain Distribution on
Evergreen Intl Bd Fd -Ih
Net Proceeds 18.77
Acquisition Value .00
12/10/05 Long Term Capital Gain Distribution on
Thompson Plumb Growth Fd
Net Proceeds 1,335.70
Acquisition Value .00
12/15/05 Long Term Capital Gain Distribution on
Boston Company International Small Cap
Fund
Net Proceeds 1,666.92
Acquisition Value .00
12/16/05 Long Term Capital Gain Distribution on
CRM Mid Cap Value Fd-Instl #32
Net Proceeds 897.82
Acquisition Value .00
12/28/05 136.285 Shs. Boston Company
International Small Cap Fund
Net Proceeds 2,836.09
Acquisition Value 2.958.32
FORWARD
GAIN LOSS
$ 909,133.65 $ 50,243.22
7,008.59
10,666.39
3,336.87
18.77
1,335.70
1,666.92
897.82
377.77
S 939,392.38 $ 50,243.22
_ 22 _
PRINCIPAL GAINS OR LOSSE3 ON SALE3 OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 439,392.38 $ 50,243.22
12/28/05 227.038 Shs. MTB Large Cap Value-Inst I
Fund #327
Net Proceeds 2,656.34
Acquisition Value 2.546.72 109.62
01/26/06 1273.728 Shs. MTB International
Equity-Inst I Fund #270
Net Proceeds 3,016.98
Acquisition Value 2,884.91 131.57
02/28/06 92.098 Shs. MTB Small Cap Stock-Inst I
Fund #571
Net Proceeds 891.51
Acquisition Value 778.93 113.08
03/28/06 56.675 Shs. MTB Small Cap Stock-Inst I
Fund #571
Net Proceeds 555.98
Acquisition Value 479.03 76.95
09/26/06 659.235 Shs. MTB International
Equity-Inst I Fund #270
Net Proceeds 7,896.60
Acquisition Value 6.895.19 1,001.91
09/26/06 50.826 Shs. Boston Company International
Small Cap Fund
Net Proceeds 1,285.38
Acquisition Value 916.80 368.58
05/31/06 61.836 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds ~ 599.26
Acquisition Value 619.31 20.05
06/22/06 2,739.701 Shs. MTB Large Cap Stock Inst
I Fund #315
Net Proceeds 22,096.38
Acquisition Value 25,813.95 3,717.57
FORWARD $ 936,193.59 $ 53,980.89
- 23 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'dl
GAIN LOSS
FORWARD $ 936,193.59 $ 53,980.84
06/22/06 88.906 Shs. Vanguard Institutional Index
#94
Net Proceeds 10,215.28
Acquisition Value 9.591.18 624.10
06/22/06 71.072 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 680.16
Acquisition Value 706.09 25.88
06/22/06 53.398 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 1,488.75
Acquisition Value 1,373.98 114.77
07/26/06 37.114 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 356.29
Acquisition value 368.70 12.91
07/26/06 270.331 Shs. MTB Large Cap Value-Inst I
Fund #327
Net Proceeds 3,322.37
Acquisition Value 3,032.39 290.03
07/26/06 105.483 Shs. Boston Company
International Small Cap Fund
Net Proceeds 2,376.55
Acquisition Value 1,902.71 973.84
07/26/06 140.672 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 1,333.57
Acquisition Value 1,375.78 92.21
07/26/06 19.751 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 559.02
Acquisition Value 508.21 95.81
FORWARD $ 437,792.19 $ 59,061.34
_ 24
PRINCIPAL GAIN3 OR L033ES ON 3ALE3 OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 937,742.19 $ 54,061.39
08/28/06 107.562 Shs. MTB International
Equity-Inst I Fund #270
Net Proceeds 1,279.99
Acquisition Value 1,133.63 196.36
09/26/06 96.588 Shs. MTB Large Cap Stock Inst I
Fund #315
Net Proceeds 397.86
Acquisition Value 439.76 41.90
10/30/06 7,175.585 Shs. MTB Small Cap Stock-Inst
Z Fund #571
Net Proceeds 70,320.73
Acquisition Value 60,649.20 9,671.53
10/30/06 3,050.233 Shs. MTB Large Cap Stock Inst
I Fund #315
Net Proceeds 26,872.55
Acquisition Value 28,792.38 1,919.83
10/30/06 417.606 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 12,716.13
Acquisition value 10,795.36 1,970.77
10/30/06 157.032 Shs. Thompson Plumb Growth Fd
Net Proceeds 7,765.25
Acquisition Value 6,996.47 768.78
10/30/06 885.64 Shs. Goldman Sachs High Yield
Fd-#527
Net Proceeds 7,120.55
Acquisition Value 6.925.71 199.84
10/30/06 883.861 Shs. Northeast Investors Trust
Net Proceeds 6,805.73
Acquisition Value 6,779.21 26.52
10/30/06 309.577 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 2,978.76
Acquisition Value 3.023.51 44.75
FORWARD $ 450,520.94 $ 56,067.82
- 25 -
PRINCIPAL GAINS OR LOSSES ON SALES OA OTNER DISPOSITIONS (cont'd1
GAIN LOSS
FORWARD $ 450,520.94 $ 56,067.82
10/30/06 75.695 Shs. Alpine Intl Real Estate
Equity Fund
Net Proceeds ~ 2,830.69
Acquisition Value 2.930.97 400.17
10/30/06 290.443 Shs. MTB Short Term Corporate
Bd-Inst I-#518
Net Proceeds 2,353.94
Acquisition Value 2,351.85 2.09
10/30/06 5.67 Shs. vanguard Institutional Index
#99
Net Proceeds 719.42
Acquisition Value 611.68 102.79
11/29/06 42.111 Shs. T Rowe Price Inst L/C Growth
Net Proceeds 607.66
Acquisition Value 592.50 15.16
12/05/06 Long Term Capital Gain Distribution on
MTB Large Cap Value-Inst i Fund #327
Net Proceeds 4,006.96
Acquisition Value .00 9,006.96
12/05/06 Long Term Capital Gain Distribution on
MTB Small Cap Stock-inst Z Fund #571
Net Proceeds 6,681.65
Acquisition Value .00 6,681.65
12/05/06 Long Term Capital Gain Distribution on
MTB International Equity-Inst I Fund
#270
Net Proceeds 1,925.38
Acquisition Value .00 1,925.38
12/05/06 Long Term Capital Gain Distribution on
MTB Large Cap Stock Inst I Fund #315
Net Proceeds 1,335.19
Acquisition Value .00 1,335.19
FORWARD $ 969,990.28 $ 56,067.82
- 26 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTRER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 469,990.28 $ 56,067.82
12/15/06 Long Term Capital Gain Distribution on
Boston Company International Small Cap
Fund
Net Proceeds 4,107.13
Acquisition Value .00 4,107.13
12/18/06 Long Term Capital Gain Distribution on
Thompson Plumb Growth Fd
Net Proceeds 1,693.99
Acquisition Value .00 1,693.99
12/19/06 Long Term Capital Gain Distribution on
CRM Mid Cap Value Fd-Instl #32
Net Proceeds 911.26
Acquisition Value .00 911.26
12/22/06 Long Term Capital Gain Distribution on
Alpine Intl Real Estate Equity Fund
Net Proceeds 778.82
Acquisition Value .00 778.82
12/22/06 Long Term Capital Gain Distribution on
T Rowe Price Inst L/C Growth
Net Proceeds 94.17
Acquisition Value .00 94.17
12/27/06 322.816 Shs. MTB-International
Equity-Inst I Fund #270
Net Proceeds 9,031.97
Acquisition Value 3,598.96 433.51
12/27/06 152.999 Shs. Boston Company
International Small Cap Fund
Net Proceeds 3,687.76
Acquisition Value 2,846.98 841.28
12/27/06 31.166 Shs. Alpine Intl Real Estate
Equity Fund
Net Proceeds 1,295.38
Acquisition Value 1,006.00 239.38
FORWARD $ 979,089.82 $ 56,067.82
_ 27 _
PRINCIPAL GAIN3 OR LOSSES ON 9ALE3 OA OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 979,089.82 $ 56,067.82
12/28/06 Long Term Capital Gain Distribution on
MTB Income-Inst I Fund #143
Net Proceeds 13.12
Acquisition value .00 13.12
01/26/07 11.109 Shs. Alpine Intl Real Estate
Equity Fund
Net Proceeds 959.09
Acquisition Value 358.92 100.62
02/27/07 20.723 Shs. Alpine Intl Real Estate
Equity Fund
Net Proceeds 913.99
Acquisition Value 668.91 299.58
03/27/07 28.373 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 278.91
Acquisition value 281.98 2.57
09/26/07 435.993 Shs. MTB International
Equity-Inst I Fund #270
Net PTOCeeds 6,029.78
Acquisition Value 4,860.05 1,169.73
05/29/07 4,068.553 Shs. MTB Large Cap Stock Lnst
I Fund #315
Net Proceeds 38,976.79
Acquisition Value 38.372.95 604.29
05/29/07 890.457 Shs. Boston Company
International Small Cap Fund
Net Proceeds 23,971.19
Acquisition Value 16,626.31 7,344.83
06/26/07 5.323 Shs. Alpine Intl Real Estate
Equity Fund
Net Proceeds 241.94
Acquisition Value 171.82 70.12
FORWARD $ 483,637.11 $ 56,070.39
- 28 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 983,637.11 $ 56,070.39
07/26/07 331.128 Shs. MTB International
Equity-Inst I Fund #270
Net Proceeds 4,791.76
Acquisition Value 3,691.11 1,050.65
07/26/07 80.451 Shs. Alpine Intl Real Estate
Equity Fund
Net Proceeds 3,747.43
Acquisition Value 2.596.85 1,150.58
07/26/07 50.791 Shs. T Rowe Price Inst L/C Growth
Net Proceeds 819.76
Acquisition Value 714.67 105.09
08/13/07 667.519 Shs. Boston Company
international Small Cap Fund
Net Proceeds 16,667.95
Acquisition Value 12,963.69 9,204.26
08/20/07 999.858 Shs. T Rowe Price Inst L/C
Growth
Net Proceeds 7,677.81
Acquisition Value 7,033.38 699.43
08/20/07 468.394 Shs. MTB Large Cap Value-Inst I
Fund #327
Net Proceeds 5,986.08
Acquisition Value 5,995.04 491.04
08/20/07 42.327 Shs. Vanguard Institutional Index
#94
Net Proceeds 5,608.23
Acquisition Value 4.566.24 1,091.99
08/20/07 582.55 Shs. MTB Large Cap Stock Inst I
Fund #315
Net Proceeds 5,911.89
Acquisition Value 5.999.31 82.92
FORWARD S 492,325.15 $ 56,152.81
- 29 -
PRINCIPAL GAINS OR LO33E3 ON SALES OR OTHER DISPOSITIONS (oont'd)
GAIN LOSS
FORWARD $ 992,325.15 $ 56,152.81
08/20/07 388.604 Shs. MTB International
Equity-Inst I Fund #270
Net Proceeds 5,044.08
Acquisition Value 4,331.80 712.28
08/20/07 93.267 Shs. Thompson Plumb Growth Fd
Net Proceeds 4,549.55
Acquisition value 4,169.20 380.35
08/20/07 123.933 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 3,949.93
Acquisition Value 3,203.21 791.72
08/20/07 451.897 Shs. MTB Small Cap Stock-Inst I
Fund #571
Net Proceeds 3,920.86
Acquisition Value 3.675.38 259.52
08/20/07 353.703 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 3,906.16
Acquisition Value 3,959.29 53.08
08/20/07 314.27 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 3,051.56
Acquisition value 3,119.88 63.32
08/20/07 251.486 Shs. Evergreen Intl Bd Fd -In
Net Proceeds 2,721.08
Acquisition Value 2.877.97 156.89
08/20/07 285.225 Shs. MTB Large Cap Growth-Inst I
Fund #299
Net Proceeds 2,629.07
Acquisition Value 2,703.93 79.86
08/20/07 191.31 Shs. MTB Short Term Corporate
Bd-Inst I-#518
Net Proceeds 1,879.84
Acquisition Value 1,871.26 3.58
FORWARD $ 494,163.08 $ 56,760.48
- 30 -
PRINCIPAL GAINS OR LOSSES ON SALE3 OR OTHER DIHPOSITION3 /cont'd)
GAIN LOSS
FORWARD $ 994,163.08 $ 56,760.48
08/20/07 77.629 Shs. Masters Select International
Fund #306
Net Proceeds 1,610.80
Acquisition Value 1.625.55 19.75
08/20/07 29.557 Shs. Harbor International Fund
#11
Net Proceeds 1,583.90
Acquisition Value 1.691.97 108.07
08/20/07 39.053 Shs. Alpine Intl Real Estate
Equity Fund
Net Proceeds 1,913.89
Acquisition Value 1.099.19 314.70
08/20/07 3.75 Shs. Forward Intl Sm Companies
Fd-In
Net Proceeds 68.86
Acquisition Value 79.66 5.80
08/28/07 Long Term Capital Gain Distribution on
Lazard Emerging Markets Portfolio-In
Net Proceeds 61.93
Acquisition Value .00 61.93
12/05/07 Long Term Capital GainDistribution on
MTB Small Cap Stock-Znst I Fund #571
Net Proceeds 3,426.83
Acquisition Value .00 3,426.83
12/05/07 Lonq Term Capital Gain Distribution on
MTB Large Cap Value-Inst I Fund #327
Net Proceeds 3,810.05
Acquisition Value .00 3,810.05
12/05/07 Long Term Capital Gain Distribution on
MTB Large Cap Stock Inst I Fund #315
Net Proceeds 6,872.19
Acquisition Value .00 6,872.19
FORWARD $ 508,698.73 $ 56,889.10
- 31 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTB$R DISPOSITIONS fcont'd)
GAIN LOSS
FORWARD $ 508,648.73 $ 56,889.10
12/05/07 Long Term Capital Gain Distribution on
MTB Large Cap Growth-Inst I Fund #299
Net Proceeds 589.33
Acquisition Value .00 584.33
12/05/07 Long Term Capital Gain Distribution on
MTB International Equity-Inst I Fund
#270
Net Proceeds 8,981.56
Acquisition value .00 8,981.56
12/10/07 Long Term Capital Gain Distribution on
Forward Intl Sm Companies Fd-In
Net Proceeds 298.93
Acquisition Value .00 298.43
12/10/07 Long Term Capital Gain Distribution on
Masters Select International Fund #306
Net Proceeds 1,168.35
Acquisition Value .00 1,168.35
12/19/07 1,393.423 Shs. Thompson Plumb Growth Fd
Net Proceeds 61,367.56
Acquisition Value 60,053.44 1,314.12
12/19/07 1,229.625 Shs. MTB Income-Inst I Fund
#143
Net Proceeds 11,828.99
Acquisition Value 11,896.68 67.69
12/18/07 Long Term Capital Gain Distribution on
CRM Mid Cap Value Fd-Instl #32
Net Proceeds 1,158.90
Acquisition Value .00 1,158.90
12/20/07 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 805.91
Acquisition Value .00 805.41
FORWARD $ 522,959.33 $ 56,956.79
- 32 -
PRINCIPAL GAINS OR LOSSES ON ssr.v3 OR OTNER DISPOSITIONS (oont'd1
GAIN LOSS
FORWARD $ 522,959.33 S 56,956.79
12/21/07 Long Term Capital Gain Distribution on
T Rowe Price Inst L/C Growth
Net Proceeds 160.61
Acquisition Value .00 160.81
12/24/07 Long Term Capital Gain Distribution on
Alpine Intl Real Estate Equity Fund
Net Proceeds 1,230.42
Acquisition Value .00 1,230.92
12/27/07 Long Term Capital Gain Distribution on
Lazard Emerging Markets Portfolio-In
Net Proceeds 997.75
Acquisition Value .00 947.75
04/02/08 90.222 Shs. Evergreen Intl Bd Fd -In
Net Proceeds 1,098.00
Acquisition Value 1.032.49 65.51
04/02/08 276.999 Shs. MTB Short Term Corporate
Bd-Inst I-#518
Net Proceeds 2,729.00
Acquisition Value 2,706.19 22.81
04/02/08 3,959.002 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 38,799.22
Acquisition Value 38.670.45 78.77
05/28/08 78.576 Shs. T Rowe Price Inst L/C Growth
Net Proceeds 1,170.00
Acquisition Value 1.140.20 29.80
05/28/08 24.124 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 709.00
Acquisition value 635.16 73.89
05/28/08 3.349 Shs. Alpine Intl Real Estate
Equity Fund
Net Proceeds 118.00
Acquisition Value 110.24 7.76
FORWARD $ 525,576.80 $ 56,956.79
- 33 -
PRINCIPAL GAINS OR LOSSE3 ON SALES OR OTHER DIHPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 525,576.80 $ 56,956.79
05/28/08 19.195 Shs. Harbor International Fund
#11
Net Proceeds 1,023.00
Acquisition Value 976.92 96.08
OS/28/08 52.376 Shs. MTB Large Cap Growth-Inst I
Fund #299
Net Proceeds 463.00
Acquisition Value 492.48 29.48
05/28/08 118.55 Shs. MTB Large Cap Value-Inst I
Fund #327
Net Proceeds 1,374.00
Acquisition value 1,900.30 26.30
08/01/08 218.737 Shs. T Rowe Price Inst L/C
Growth
Net Proceeds 3,082.00
Acquisition Value 3,179.03 92.03
08/01/08 11.991 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 329.00
Acquisition Value 315.71 8.29
OB/O1/OS 182.389 Shs. MTB Small Cap Stock-Inst I
Fund #571
Net Proceeds 901.00
Acquisition Value 1,306.15 905.15
08/01/08 171.272 Shs. Ridgewort h Seix FL Rate HI
Inc Fd-Z
Net Proceeds 1,562.00
Acquisition value 1,609.56 97.56
08/01/08 31.783 Shs. Evergreen Intl Bd Fd -In
Net Proceeds 369.00
Acquisition Value 369.90 4.10
FORWARD $ 525,635.27 $ 57,557.31
- 34 -
PRINCIPAL GAIN3 OR L033ES ON axr.v3 OR OTHER DISPOSITIONS (COnt'dI
GAIN LOSS
FORWARD $ 525,635.27 $ 57,557.31
OS/O1/OS 116.565 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 1,197.00
Acquisition Value 1,155.52 8.52
OB/O1/OB 192.579 Shs. MTB Short Term Corporate
Bd-Inst I-#518
Net Proceeds 1,893.00
Acquisition Value 1,885.50 7.50
08/26/08 Long Term Capital Gain Distribution on
Lazard Emerging Markets Portfolio-In
Net Proceeds 265.79
Acquisition Value .00 285.79
10/20/08 914.899 Shs. Ridgeworth Seix FL Rate HI
Inc Fd-I
Net Proceeds 3,157.00
Acquisition Value 3,898.63 791.63
10/21/08 220.211 Shs. Evergreen Intl Bd Fd -In
Net Proceeds 2,299.00
Acquisition Value 2,528.24 229.24
10/21/08 525.823 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 5,111.00
Acquisition Value 5,212.52 101.52
10/21/08 793.801 Shs. MTB Short Term Corporate
Bd-Inst I-#518
Net Proceeds 7,200.00
Acquisition Value 7,282.60 82.60
10/21/08 29.389 Shs. Vanguard Institutional Index
#99
Net Proceeds 2,650.00
Acquisition Value 3.252.59 602.59
FORWARD $ 525,928.56 $ 59,323.91
- 35 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTRER DISPOSITIONS icont'd1
GAIN LOSS
FORWARD $ 525,928.56 $ 59,323.41
10/21/08 51.397 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 1,067.00
Acquisition Value 1.353.23 286.23
10/21/08 330.997 Shs. MTB Small Cap Stock-Inst I
Fund #571
Net Proceeds 1,228.00
Acquisition Value 2.370.39 1,192.39
10/21/08 523.929 Shs. MTB Large Cap Stock Inst I
Fund #315
Net Proceeds 2,939.00
Acquis it ion Value 4.781.78 1,897.78
10/21/08 159.633 Shs. MTB Large Cap Growth-Inst I _
Fund #299
Net Proceeds 968.00
Acquisition Value 1,953.85 985.85
10/21/08 178.995 Shs. MTB Large Cap Value-Inst I
Fund #327
Net Proceeds 1,389.00
Acquisition Value 2,107.37 718.37
11/06/08 Long Term Capital Gain Distribution on
Masters Select International Fund #306
Net Proceeds 136.50
Acquisition Value .00 136.50
12/03/08 Long Term Capital Gain Distribution on
. MTB Large Cap Value-Inst I Fund #327
Net Proceeds 154.74
Acquisition Value .00 159.74
12/03/08 Long Term Capital Gain Distribution on
MTB Large Cap Stock Inst I Fund #315
Net Proceeds 544.84
Acquisition Value .00 599.84
FORWARD $ 526,764.64 $ 63,809.03
- 36 -
PRINCIPAL GAIN3 OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 526,769.64 $ 63,804.03
12/03/08 Long Term Capital Gain Distribution on
MTB International Equity-Inst I Fund
#z7o
Net Proceeds 3,147.26
Acquisition Value .00 3,147.26
12/23/08 Long Term Capital Gain Distribution on
Lazard Emerging Markets Portfolio-In
Net Proceeds 160.61
Acquisition Value :00 160.61
03/16/09 2,798.251 Shs. MTB Large Cap Growth-Inst
I Fund #299
Net Proceeds 13,991.26
Acquisition Value 26,309.03 12,317.77
03/16/09 816.369 Shs. Forward Intl Sm Companies
Fd-In
Net Proceeds 6,449.31
Acquisition Value 19,792.67 8,343.36
03/16/09 630.354 Shs. Masters Select
International Fund #306
Net Proceeds 5,175.21
Acquisition Value 12.789.29 7,609.03
03/16/09 683.997 Shs. Evergreen Intl Bd Fd -In
Net Proceeds 6,629.44
Acquisition Value 7,846.65 1,217.21
03/16/09 518.237 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 5,115.00
Acquisition Value 5,137.31 22.31
03/16/09 1,360.82 Shs. MTB Short Term Corporate
Bd-Inst I-#518
Net Proceeds 13,268.00
Acquisition Value 13.323.88 55.88
FORWARD $ 530,072.51 $ 93,369.59
- 37 -
PRINCIPAL GAIN3 OR LO33&S ON 3ALE3 OR OTHB:R DISPOSITIONS lcont'dI
GAIN LOSS
FORWARD $ 530,072.51 $ 93,369.59
03/16/09 1,606 Shs. T Rowe Price Inst L/C Growth
Net Proceeds 14,959.00
Acquisition Value 23.260.92 8,806.92
03/16/09 986.081 Shs. MTB Small Cap Stock-Inst I
Fund #571
Net Proceeds 1,327.00
Acquisition Value 3,981.00 2,154.00
03/16/09 425.725 Shs. MTB International
Equity-Inst I Fund #270
Net Proceeds 2,201.00
Acquisition Value 9,697.26 2,996.26
03/16/09 665.351 Shs. Alpine Intl Real Estate
Equity Fund
Net Proceeds 6,068.00
Acquisition Value 17,700.11 11,632.11
03/16/09 3,704.918 Shs. MTB Large Cap Value-Inst
I Fund #327
Net Proceeds 22,600.00
Acquisition value 43.539.99 20,939.99
03/16/09 2,851.3 Shs. MTB Large Cap Stock Inst I
Fund #315
Net Proceeds 12,061.00
Acquisition Value 25,823.24 13,762.29
04/22/09 112.064 Shs. T Rowe Price Inst L/C
Growth
Net Proceeds 1,129.00
Acquisition Value 1.623.07 499.07
09/22/09 1,399.729 Shs. MTB Large Cap Value-Inst
I Fund #327
Net Proceeds 9,526.00
Acquisition Value 16,390.78 6,869.78
FORWARD $ 530,072.51 $ 160,529.46
- 38 -
PRINCIPAL GAINS OR LOSSE3 ON asr.rr.3 OR OTSER DISPOSITIONS (cont'd)
FORWARD
09/22/09 106.314 Shs. MTB Small Cap Growth-Inst I
Fund #555
Net Proceeds 1,027.00
Acquisition Value 2.333.36
09/22/09 169.795 Shs. MTB International
Equity-Inst I Fund #270
Net Proceeds 995.00
Acquisition Value 1.873.49
09/22/09 226.793 Shs. Alpine Intl Real Estate
Equity Fund
Net Proceeds 2,751.00
Acquisition Value 6,033.30
08/24/09 922.823 Shs. Alpine Intl Real Estate
Equity Fund
Net Proceeds 18,964.01
Acquisition Value 29,549.59
08/24/09 728.019 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 7,469.97
Acquisition Value 7,216.90
08/24/09 370.758 Shs. MTH Short Term Corporate
Bd-Znst I-#518
Net Proceeds 3,733.53
Acquisition value 3.630.12
08/29/09 2,000 Shs. MTB International Equity-Inst
I Fund #270
Net Proceeds 15,600.00
Acquisition Value 22.067.09
08/29/09 57.052 Shs. Vanguard Institutional Index
#94
Net Proceeds 5,380.00
Acquisition Value 9.463.80
FORWARD
GAIN LOSS
$ 530,072.51 $ 160,524.96
1,306.36
878.94
3,282.30
5,585.53
252.57
103.91
6,467.09
916.20
$ 531,344.69 $ 178,099.18
- 39 -
PRINCIPAL GAINS OR L033ES ON SALES OR OTSER DISPOSITIONS fcont'd)
GAIN LOSS
FORWARD $ 531,399.69 $ 178,044.18
08/24/09 223.391 Shs. T Rowe Price Inst L/C
Growth
Net Proceeds 2,779.00
Acquisition Value 3.235.47 956.47
08./24/09 217.13 Shs. MTB Large Cap Value-Inst I
Fund #327
Net Proceeds 1,876.00
Acquisition value 2.551.70 675.70
08/29/09 9.36 Shs. CRM Mid Cap Value Fd-Instl #32
Net Proceeds 212.00
Acquisition Value 234.75 22.75
06/24/09 93.861 Shs. MTB Mid Cap Growth-Inst I
Fund #901
Net Proceeds 993.00
Acquisition Value 358.34 84.66
08/29/09 102.087 Shs. MTB Small Cap Growth-Inst I
Fund #555
Net Proceeds 1,223.00
Acquisition Value 2.240.59 1,017.59
08/28/09 8.179 Shs. Vanguard Institutional Index
#94
Net Proceeds 775.00
Acquisition Value 639.93 135.07
08/28/09 2.007 Shs. MTB Small Cap Growth-Inst I
Fund #555
Net Proceeds 24.00
Acquisition Value 94.05 20.05
08/28/09 2,606.998 Shs. MTB Large Cap Value-Inst
I Fund #327
Net Proceeds 22,572.27
Acquisition Value 30.631.92 8,059.15
FORWARD $ 531,564.92 $ 188,295.89
- 90 -
PRINCIPAL GAINS OR LO33&3 ON 3ALE3 OR OTHBR DISPOSITION3 (eont'dI
FORWARD
08/28/09 1,964 Shs. T Rowe Price Inst L/C Growth
Net Proceeds 24,353.59
Acquisition Value 28.995.50
TOTALS
NET GAIN TRANSFERRED TO SUMMARY
GAIN LOSS
S 531,564.92 $ 188,295.89
4,091.91
$ 531,569.42 S 192,387.80
S 339,176.62
- 91 -
PRINCIPAL REAPPRAISE~NT
REAPPRAISED AS OF 02/25/09
ACCOUNT REAPPRAISED
VALUE VALUE
5,527.885 Shs. T Rowe Price Inst L/C
Growth - Prior Year Tax Free Return of
Capital $ 80,068.80 $ 80,062.85
TOTALS
DECREASE TRANSFERRED TO
SUMMARY PAGE
S 80,068.60 S 80,062.85
5.95
S 80,068.80 $ 80,068.80
_ 92 _
DISBURSEMENT3 OF PRINCIPAL
FEDERAL STATE & LOCAL TAXES
Pennsylvania Department of Revenue
State Fiduciary Income Tax
04/06/01 2000 Balance Due
06/20/05 2004 Balance Due
12/28/05 4th Quarter Estimated
04/09/06 2005 Balance Due
09/12/06 1st Quarter Estimated
06/13/06 2nd Quarter Estimated
05/22/07 2006 Refund
09/13/07 3rd Quarter Estimated
12/24/07 9th Quarter Estimated
04/08/08 2007 Balance Due
04/13/09 2008 Balance Due
08/27/09 2007 Refund
09/22/09 2007 & 2008 Amended Refund
GENERAL DISBURSEMENTS
Cumberland County Register of Wills
11/26/93 Filing and Recording Fees for First and
Final Accounting
Transfer to Income
09/09/96
03/31/98
06/30/98
09/25/98
12/16/98
03/31/99
04/05/99
07/01/99
10/01/99
12/30/99
09/03/00
06/28/00
09/'25/00
01/03/01
03/20/01
06/26/01
09/25/01
12/27/01
09/03/02
09/09/02
06/18/02
09/12/02
$ 862.00
2.00
232.00
136.00
253.00
253.00
-179.00
55.00
55.00
1,032.00
417.00
-1,237.11
-917.00 $ 1,463.89 $
S 929.88
2,551.59
6,992.82
5,000.00
5,000.00
553.59
3,288.29
8,267.18
6,775.55
7,000.00
6,391.73
8,000.00
6,700.00
7,181.67
6,500.00
6,500.00
6,622.34
7,000.00
4,935.86
297.23
9,000.00
7,059.65
FORWARD $ 121,497.38 $
199.00
199.00 $
1,463.89
1,963.89
- 93 -
GENERAL DISBURSEMENTS (cont'd)
Transfer to Income (cont'd)
01/02/03
03/13/03
04/07/03
06/25/03
09/15/03
01/05/04
01/06/04
03/17/04
06/30/04
10/01/09
03/31/05
04/18/05
07/05/05
07/11/05
08/08/05
10/07/05
11/08/05
12/30/05
01/09/06
02/07/06
03/07/06
03/29/06
05/08/06
06/29/06
09/29/06
10/10/06
11/06/06
03/29/07
04/10/07
05/08/07
06/13/07
07/02/07
07/12/07
08/06/07
DI3BDR.4Rl~NTS OF PRINCIPAL (cont'd)
FORWARD $ 121,497.38 $ 199.00 $
6,069.37
4,000.00
239.28
9,100.00
6,500.00
800.00
282.91
9,100.00
5,911.17
7,132.45
6,061.79
982.66
6,672.51
344.32
111.64
8,096.57
88.65
3,019.69
121.az
153.06
25.21
8,398.15
150.93
8,382.67
7,947.91
105.93
153.76
5,219.89
21.63
203.87
190.98
9,028.57
178.06
171.37 235.908.15
FORWARD
1,963.89
236,057.15
$ 237,521.04
_ 94 _
DISBDRS~.TiT3 OF PRINCIPAI. (cont'd
FORWARD $ 237,521.04
ADMINISTRATION - MISC. EXPENSES
RESERVES:
Buchanan, Ingersoll & Rooney, PC - Legal
Fees 5,500.00 5,500.00
TOTAL DISBURSEMENTS OF PRINCIPAL $ 293,021.09
- 45 -
DZSTRIBDTION3 OF PRINCIPAI. TO BENEFICIARIES
Luella Howard
09/30/92 Distribution $ 6,250.00
12/31/92 Distribution 6,250.00
03/31/93 Distribution 7,210.17
06/30/93 Distribution 7,210.17
09/30/93 Distribution 7,210.17
12/31/93 Distribution 7,210.17
03/31/94 Distribution 7,210.17
06/30/94 Distribution 7,210.17
09/30/99 Distribution 7,210.17
12/30/99 Distribution 7,210.17
03/31/95 Distribution 3,165.69
06/30/95 Distribution 7,128.01
09/29/95 Distribution 7,128.01
12/31/95 Distribution 7,128.01
03/31/96 Distribution 8,096.39
06/28/96 Distribution 8,096.39
09/30/96 Distribution 8,096.39
12/31/96 Distribution 8,096.39
03/31/97 Distribution 8,676.81
06/30/97 Distribution 8,676.81
09/30/97 Distribution 6,676.81
12/31/97 Distribution 8,676.81 $ 161,823.88
Holy Spirit Hospital
10/22/08 Specific Bequest as per Item IV, Section
(D), Paragraph (1) (A) of the Will 10,968.20
Pinnacle Health Hos pitals
10/01/08 Specific Bequest as per Item IV, Section
(D), Paragraph (1) (B) of the Will 10,939.45
Hospice of Central PA
10/01/08 Specific Bequest as per Item IV, Section
(D), Paragraph (1) (C) of the Will 10,439.45
United Methodist Home for Chi ldren
10/01/08 Specific Bequest as per Item IV, Section
(D), Paragraph (1) (D) of the Will 10,439.45
FORWARD $ 203,610.93
- 46 -
D23TRISDTION3 OF PRINCIPAL TO BENEFICIARIE3 fcont'd)
FORWARD $ 203,610.93
Foundation for Christian Living
10/20/08 Specific Bequest as per Item IV, Section
(D), Paragraph (1) (E) of the Will 5,232.56
Perkins School for the Blind
08/03/09 Specific Bequest as per Item IV, Section
(D), Paragraph (1) (F) of the Will 5,928.87
Salvation Armv
11/03/08 Specific Bequest as per Item IV, Section
(D), Paragraph (1) (G) of the Will 5,220.93
American Red Cross
10/07/08 Specific Bequest as per Item IV, Section
(D), Paragraph (1) (H) of the Will 5.202.46
TOTAL DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES $ 224,695.25
- 47 -
PRINCIPAL BALANCE ON HAND
FIDUCIARY
VALUE AT ACQUISITION
10/26/2009 VALUE
Mutual Funds
1,151.439 Shs. Bridgeway Ultra Small Co.
Mkt Fd $
988.651 Shs. CRM Mid Cap Value Fd-Instl
#32
8,291.482 Shs. Federated Strategic Value
Fund
1,807.199 Shs. Federated Total Return
Bond Fund
195.619 Shs. Fidelity Spartan Intl Index
Fd #399
292.09 Shs. Guinness Atkinson - China &
HK Fd
68.347 Shs. Harbor Capital Appreciation
Fd #12
390.571 Shs. Harbor International Fund
#11
829.059 Shs. Lazard Emerging Markets
Portfolio-In
1,918.97 Shs. LSV Value Equity Fund
8,596.806 Shs. MTB International
Equity-Inst I Fund #270
3,528.888 Shs. MTB Large Cap Growth-Inst
I Fund #299
1,329.089 Shs. MTB Mid Cap Growth-Inst I
Fund #401
1,995.366 Shs. MTB Small Cap Growth-Inst
I Fund #555
FORWARD $
13,759.69 $ 13,300.00
23,203.69 29,795.99
32,306.61 31,281.00
9,763.42 9,279.00
6,725.21 6,212.00
10,339.99 8,269.00
2,151.56 1,952.00
21,439.54 26,912.02
15,196.91 16,925.96
23,353.86 22,356.00
72,647.85 99,301.59
25,796.17 38,169.65
14,566.82 10,858.66
18,766.89 32,820.08
289,963.06 $ 336,932.45
- 98 -
PRINCIPAL nar.aurg ON HAND feont'd)
FORWARD $ 289,963.06 $
336,932.95
Mutual Funds (cont'd
3,037.811 Shs. Ridgeworth Seix FL Rate
HI Inc Fd-I
1,622.93 Shs. T Rowe Price Znst L/C
Growth
1,798.18 Shs. Vanguard Institutional
Index #99
1,017.648 Shs. Vanguard Intermediate
Term Inv #71
26,003.66
21,790.56
177,983.86
9,771.34
26,667.81
962.655 Shs. vanguard Short Term Bond
Index-#1349
CASH (AUTOMATICALLY INVESTED)
TOTAL PRINCIPAL BALANCE ON HAND
23,498.39
140,691.18
9,548.00
9,827.58 4,800.00
$ 530,290.06 $ 542,137.83
7,152.74 7,152.74
$ 537,992.80 $ 599,290.57
THE ABOVE CASH IS CURRENTLY INVESTED IN
MTH Money Market-Inst I Fund #920
- 49 -
PRINCIPAL INVE3Tl~NTS ~91DE
09/03/92 905 Shs. Dauphin Deposit Equity Fund for
Tax Exempt Organizations S 19,983.06
10/02/92 892 Shs. Dauphin Deposit Equity Fund for
Tax Exempt Organizations 19,991.29
11/03/92 861 Shs. Dauphin Deposit Equity Fund for
Tax Exempt Organizations 19,991.43
11/23/92 1,071.811 Shs. Glenmede Fd Inc Instl
Intl Portfolio 10,000.00
01/05/93 1,060 Shs. Dauphin Deposit Equity Fund
for Tax Exempt Organizations 29,989.09
02/03/93 899 Shs. Dauphin Deposit Equity Fund for
Tax Exempt Organizations 19,995.95
03/02/93 1,465 Shs. Dauphin Deposit Equity Fund
for TaxExempt Organizations 39,995.03
03/03/93 1,521.298 Shs. Glenmede Fd Inc Instl
Intl Portfolio 15,000.00
09/02/93 1,232 Shs. Dauphin Deposit Equity Fund
for Tax Exempt Organizations 29,977.73
07/02/93 1,003 Shs. Dauphin Deposit Equity Fund
for Tax Exempt Organizations 29,991.73
08/03/93 909 Shs. Dauphin Deposit Equity Fund for
Tax Exempt Organizations 9,975.98
06/03/94 192 Shs. Dauphin Deposit Equity Fund for
Tax Exempt Organizations q,97q,3g
04/01/96 10,505.112 Shs. Marketvest Funds Short
Term Bond Fund #592 105,051.12
06/03/97 20,900 Shs. Marketvest Funds PA
Municipal Bond Fund #591 209,000.00
11/18/97 21,276.596 Shs. Marketvest Funds Inc.
Intermediate US Government Bond Fund
#593 210,000.00
FORWARD $ 758,916.29
- 50 -
PRINCIPAL INVEST!_~NT3 MADE (cont'd
FORWARD $ 758,916.29
12/16/97 2,946.955 Shs. Marke tvest Funds
International Equity Fund #596 30,000.00
12/30/97 409.999 Shs. Marketvest Funds Inc.
Intermediate US Government Bond Fund
#593 9,000.00
03/31/98 2,032.52 Shs. ARK Fds US Government Bond
Portfolio 20,000.00
03/31/98 1,763.668 Shs. ARK Fds International
Equity Selection Portfolio 20,000.00
11/16/98 19.009 Shs. ARK Fds International Equity
Selection Portfolio 192.56
11/16/98 1,276.579 Shs. ARK Fds Value Equity
Portfolio 17,527.36
12/09/98 50.351 Shs. ARK Fds International Equity
Selection Portfolio 522.19
12/09/98 298.98 Shs. ARK Fds Value Equity
Portfolio 4,205.59
03/18/99 7,809.37 Shs. ARK Fds Blue Chip Equity
Portfolio 150,000.00
12/10/99 6.809 Shs. ARK Fds Short Term Bond
Portfolio 66.86
12/10/99 173.986 Shs. ARK Fds International
Equity Selection Portfolio 2,379.91
12/10/99 136.996 Shs. ARK Fds Blue Chip Equity
Portfolio 2,928.98
12/10/99 3,950.955 Shs. ARK Fds Value Equity
Portfolio 51,293.89
08/10/00 682.779 Shs. ARK Fds International
Equity Selection Portfolio 8,234.31
12/08/00 260.707 Shs. ARK Fds International
Equity Selection Portfolio 2,679.85
FORWARD $ 1,072,887.79
- 51 -
PRINCIPAL INVE3Tl~NTS MADN (cont'd
FORWARD $ 1,072,887.79
12/08/00 209.817 Shs. ARK Fds Blue Chip Equity
Portfolio 4,937.69
12/08/00 3,886.393 Shs. ARK Fds value Equity
Portfolio 43,955.10
12/11/01 1,967.228 Shs. ARK Fds Value Equity
Portfolio 19,219 .82
02/21/02 7,035.176 Shs. ARK Fds Inter Fixed
Income Portfolio 70,000 .00
02/21/02 6,958.25 Shs. ARK Fds Income Portfolio 70,000 .00
02/21/02 1,377.885 Shs. Harbor International Fund
#11 90,000 .00
02/21/02 2,051.984 Shs. ARK Fds Capital Growth
Portfolio 30,000.00
02/21/02 1,682.086 Shs. ARK Fds Mid Cap Portfolio 20,000.00
02/21/02 942.211 Shs. ARK Fds Small-Cap Equity
Portfolio 15,000.00
06/18/02 6,280.193 Shs. ARK Fds Short Term
Treasury Portfolio 65,000.00
12/09/02 56.984 Shs. ARK Fds Short Term Treasury
Portfolio 588.64
12/20/02 398.766 Shs. ARK Fds Value Equity
Portfolio 2,930.93
01/02/03 27.819 Shs. Harbor International Fund
#11 742.48
08/13/03 28.751 Shs. ARK Fds Short Term Bond
Portfolio 299,12
08/13/03 9.799 Shs. ARK Fds US Government Bond
Portfolio 97.65
11/21/03 73.722 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 757.12
FORWARD $ 1,955,861.24
- 52 -
PRINCIPAL INVESTl~NT3 NAD& (oont'd
FORWARD $ 1,455,861.24
11/21/03 158.337 Shs. MTB Income-inst I Fund #143 1,607.12
11/21/03 0.865 Shs. MTB US Government Bond Inst I
Fund #822 8.36
12/31/03 21.425 Shs. Harbor International Fund
#11 782.86
02/02/09 1,810.282 Shs. MTB Mid Cap Growth-Inst I
Fund #401 25,000.00
02/02/04 1,238.85 Shs. MTB Small Cap Growth-Inst
I Fund #555 25,000.00
02/02/09 2,564.103 Shs. MTB International
Equity-Inst I Fund #270 25,000.00
11/30/04 98.863 Shs. MTB Mid Cap Growth-Inst I
Fund #901 720.73
11/30/04 61.721 Shs. MTB Income-Inst I Fund #193 616.59
12/19/09 293.163 Shs. MTB Small Cap Growth-Inst I
Fund #555 9,019.98
12/16/04 3,062.992 Shs. MTB Large Cap Stock Inst
I Fund #315 25,510.56
01/03/05 3.964 Shs. Harbor International Fund #11 169.48
OS/10/O5 10,379.671 Shs. MTB Small Cap Stock-Inst
I Fund #571 87,458.97
OS/10/OS 1,510.118 Shs. Thompson Plumb Growth Fd 67,275.79
OS/10/OS 5,920.631 Shs. MTB International
Equity-Inst I Fund #270 59,355.90
OS/10/OS 498.893 Shs. Vanguard Institutional
Index #94 53,820.60
OS/10/OS 9,809.704 Shs. MTB Large Cap Value-Inst
I Fund #327 53,820.60
FORWARD $ 1,886,027.73
- 53 -
PRINCIPAL INVESTl~NTS MADE (cont'd
FORWARD $ 1,886,027.73
OS/10/OS 1,309.376 Shs. CRM Mid Cap Value
Fd-Instl #32 33,637.87
OS/10/OS 1,882.366 Shs. Boston Company
Internati onal Small Cap Fund 33,637.87
OS/10/OS 2,061.565 Shs. MTB Short Term Corporate
Bd-Inst I -#518 20,182.72
OS/10/O5 1,754.257 Shs. Northeast Investors Trust 13,955.15
05/10/05 1,720.607 Shs. Goldman Sachs High Yield
Fd-#527 13,455.15
OS/10/OS 1,173.073 Shs. Evergreen Intl Bd Fd -In 13,455.15
05/26/05 16.85 Shs . MTB Intermediate Term
Hond-Inst I Fund #220 168.67
06/28/05 16.612 Sh s. MTB Intermediate Term
Bond-Inst I Fund #220 166.95
07/26/05 44.008 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 937.44
08/29/05 5.922 Shs. MTB Small Cap Stock-Inst I
Fund #571 49.45
09/27/05 5.178 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 51.26
11/28/05 118.235 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 1,161.07
11/29/05 1,099.289 Shs. MTB International
Equity-Inst I Fund #270 10,808.39
11/29/05 316.923 Shs. MTB Large Cap Value-Inst I
Fund #327 3,682.65
11/29/05 950.925 Shs. MTB Large Cap Stock Inst I
Fund #315 8,002.58
11/29/05 809.659 Shs. MTB Small Cap Stock-Inst I
Fund #571 7,008.59
FORWARD $ 2,045,388.64
- 54 -
PRINCIPAL INVE3Tl~NNT3 N>1DE (cont'd)
FORWARD $ 2,095,388.69
12/07/05 1.766 Shs. Evergreen Intl Bd Fd -In 18.77
12/15/05 109.904 Shs. Boston Company
International Small Cap Fund 2,271.72
12/16/05 38.798 Shs. CRM Mid Cap Value Fd-Instl
#32 1,051.82
12/19/05 37.71 Shs. Thompson Plumb Growth Fd 1,686.80
12/28/05 990.777 Shs. MTB Short Duration
Government Bond Inst I Fund #120 8,984.92
12/28/05 839.926 Shs. MTB Short Term Corporate
Bd-Inst I-#518 8,197.68
12/28/05 8.967 Shs. MTB intermediate Term
Bond-Inst I Fund #220 88.41
01/26/06 9.912 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 97.39
02/28/06 53.268 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 520.96
03/28/06 37.259 Shs. MTB Intermediate Term
Bond-Znst I Fund #220 362.90
04/26/06 35.239 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 339.35
05/31/06 109.649 Shs. MTB Large Cap Stock Inst I
Fund #315 900.22
06/22/06 1,073.158 Shs. Alpine Intl Real Estate
Equity Fund 39,480.57
08/28/06 69.338 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 674.66
09/26/06 18.063 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 177.56
10/30/06 4,750.587 Shs. T Rowe Price Inst L/C
Growth 66,890.76
FORWARD $ 2,172,082..58
- 55 -
PRINCIPAL INV83'1'MEN'1'S MADE (cont'd
FORWARD $ 2,172,082.58
10/30/06 2,846.095 Shs. MTB International
Equity-Inst I Fund #270 35,779.78
10/30/06 1,381.256 Shs. MTB Large Cap Value-Inst
I Fund #327 18,218.77
10/30/06 1,150.89 Shs. MTB Income-Inst I Fund
#143 11,140.13
11/29/06 18.422 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 181.64
12/05/06 150.021 Shs. MTH Large Cap Stock Inst I
Fund #315 1,335.19
12/05/06 392.523 Shs. MTB Large Cap Value-Inst I
Fund #327 9,918.32
12/05/06 1,195.905 Shs. MTB Small Cap Stock-Inst
I Fund #571 8,762.32
12/05/06 540.866 Shs. MTB International
Equity-Inst I Fund #270 6,728.38
12/15/06 172.232 Shs. Boston Company
Internationa l Small Cap Fund 9,190.92
12/18/06 95.894 Shs. Thompson Plumb Growth Fd 2,256.57
12/19/06 97.673 Shs. CRM Mid Cap Value Fd-Instl
#32 1,925.88
12/22/06 19.539 Shs. Alpine Intl Real Estate
Equity Fund 778.82
12/22/06 6.937 Shs. T Rowe Price Inst L/C Growth 94.17
12/28/06 1.353 Shs. MTB Income-Inst I Fund #143 13.12
01/26/07 33.812 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 32g,gg
02/27/07 48.923 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 480.91
FORWARD $ 2,268,710.99
- 56 -
PRINCIPAL INVESTlDBIiTS MADE (cont'd)
FORWARD $ 2,268,710.99
03/27/07 90.994 Shs. Evergreen Intl Bd Fd -In 439.33
04/26/07 46.939 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 955.52
05/29/07 2,794.953 Shs. MTB Large Cap Growth-Inst
I Fund #299 26,996.15
05/29/07 584.001 Shs. Masters Select
International Fund #306 12,228.99
05/29/07 70.159 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 681.95
05/29/07 72.473 Shs. MTB Income-Inst I Fund #143 696.97
05/29/07 325.397 Shs . Harbor International Fund
#11 22,419.82
08/13/07 422.231 Shs. Lazard Emerging Markets
Portfolio-In 9,977.31
08/13/07 900.897 Shs. Forward Intl Sm Companies
Fd-In 7,981.85
08/13/07 4.959 Shs. MTB Income-Inst I Fund #143 46.96
08/28/07 4.207 Shs. Lazard Emerging Markets
Portfolio-In 98.05
12/05/07 1,009.92 Shs. MTB Small Cap Stock-Inst I
Fund #571 5,918.13
12/05/07 356.398 Shs. MTB Large Cap Value-Inst I
Fund #327 9,308.85
12/05/07 824.987 Shs. MTB Large Cap Stock Inst I
Fund #315 6,872.14
12/05/07 68.35 Shs. MTB Large Cap Growth-Inst I
Fund #299 628.19
12/05/07 883.095 Shs. MTB International
Equity-Inst I Fund #270 11,918.91
FORWARD $ 2,379,379.06
- 57 -
PRINCIPAI, INVEST!®:NTS NADE (cont'd
FORWARD $ 2,379,379.06
12/10/07 39.076 Shs. Forward Intl Sm Companies
Fd-In 633.98
12/10/07 101.682 Shs. Masters Select
International Fund #306 1,957.36
12/14/07 1,195.99 Shs. T Rowe Price Inst L/C
Growth 19,147.00
12/19/07 1,674.421 Shs. STI Classic SEIX Floating
Rate-I 15,907.00
12/14/07 1,389.886 Shs. MTB Large Cap Value-Inst
I Fund #327 16,951.00
12/19/07 25.004 Shs. Vanguard Institutional Index
#94 3,416.00
12/14/07 236.994 Shs. MTB Large Cap Growth-Inst I
Fund #299 2,223.00
12/19/07 589.075 Shs. MTB Large Cap Stock Inst I
Fund #315 9,988.00
12/14/07 359.613 Shs. MTB Short Term Corporate
Bd-Inst I-#518 3,535.00
12/14/07 757.886 Shs. MTB Small Cap Stock-Inst I
Fund #571 9,517.00
12/18/07 81.775 Shs. CRM Mid Cap Value Fd-Instl
#32 2,369.03
12/20/07 13.168 Shs. Harbor International Fund
#11 909.09
12/21/07 72.389 Shs. T Rowe Price Inst L/C Growth 1,125.65
12/24/07 45.902 Shs. Alpine Intl Real Estate
Equity Fund 1,753.46
12/27/07 53.018 Shs. Lazard Emerging Markets
Portfolio-In 1,265.02
FORWARD $ 2,460,076.15
- 58 -
PRINCIPAL INVESTl~TPS MADE (cont'd
FORWARD $ 2,960,076.15
09/02/08 50.233 Shs. CRM Mid Cap Value Fd-Instl
#32 1,402.00
04/02/08 303.396 Shs. Forward Intl Sm Companies
Fd-In 5,182.00
04/02/08 358.898 Shs. T Rowe Price Inst L/C
Growth 5,171.00
09/02/08 22.462 Shs. Vanguard Institutional Index
#94 2,812.00
04/02/08 689.883 Shs. MTB Small Cap Stock-Inst L
Fund #571 3,596.00
09/02/08 208.652 Shs. Alpine Intl Real Estate
Equity Fund 7,211.00
09/02/08 57.475 Shs. Harbor International Fund
#11 3,929.00
04/02/08 437.741 Shs. MTB Large Cap Stock Inst Z
Fund #315 3,910.00
09/02/08 188.208 Shs. MTB Large Cap Growth-Inst I
Fund #299 1,596.00
09/02/08 391.815 Shs. MTB Large Cap value-Inst I
Fund #327 4,409.00
05/28/08 1.926 Shs. Vanguard Institutional Index
#99 181.00
05/28/08 15.53 Shs. MTB Small Cap Stock-Inst I
Fund #571 82.00
05/28/08 51.461 Shs . MTB Large Cap Stock Inst I
Fund #315 905.00
05/28/08 5.19 Shs. Forward Intl Sm Companies
Fd-In 90.00
05/28/08 786.71 Shs .-Ridgeworth Seix FL Rate HI
Inc Fd-I 7,222.00
FORWARD $ 2,506,719.15
- 59 -
PRINCIPAL INVE3TD~NT3 MADE (cont'd
FORWARD $ 2,506,719.15
05/28/08 61.366 Shs. Evergreen Intl Bd Fd -In 737.00
05/28/08 106.036 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 1,059.00
05/28/08 115.096 Shs. MTB Short Term Corporate
Bd-Inst I-#518 1,136.00
08/01/08 2.991 Shs. Vanguard Institutional Index
#94 289.00
08/01/08 167.915 Shs. Alpine Intl Real Estate
Equity Fund 9,895.00
08/01/08 18.989 Shs. Harbor International Fund
#11 1,180.00
08/01/08 22.222 Shs. MTB Large Cap Stock Inst I
Fund #315 160.00
OB/O1/OS 1.98 Shs. MTB Large Cap Growth-Inst I
Fund #299 16.00
08/01/08 225.312 Shs. MTB Large Cap Value-Inst I
Fund #327 2,350.00
08/01/08 38 Shs. Forward Intl Sm Companies Fd-In 589.00
08/26/08 17.719 Shs. Lazard Emerging Markets
Portfolio-In 357.11
10/20/08 562.115 Shs. Alpine Intl Real Estate
Equity Fund 7,656.00
10/21/08 33.757 Shs. T Rowe Price Inst L/C Growth 395.00
10/21/08 19.799 Shs. Harbor International Fund
#11 693.00
10/21/08 38.56 Shs. Forward Intl Sm Companies
Fd-In 391.00
11/06/08 22.3 Shs. Masters Select International
Fund #306 223.94
FORWARD $ 2,528,690.70
- 60 -
PRINCIPAL INVE3T1~P7T3 M71D& fcont'd
FORWARD $ 2,528,690.70
12/03/08 33.08 Shs. MTB Large Cap value-Inst I
Fund #327 219.24
12/03/08 113.983 Shs. MTB Large Cap Stock Inst I
Fund #315 544.89
12/03/08 537.075 Shs. MTB International
Equity-Inst I Fund #270 3,197.26
12/23/08 28.069 Shs. Lazard Emerging Markets
Portfolio-In 296.97
03/16/09 1,948.159 Shs. Vanguard Institutional
Index #94 100,664.00
09/22/09 31.273 Shs. Vanguard Institutional Index
#94 2,939.00
04/22/09 1,372.95 Shs . MTB Mid Cap Growth-Znst I
Fund #901 11,217.00
09/22/09 69.212 Shs. Guinness Atkinson - China &
HK Fd 1,369.00
09/22/09 930.315 Shs. Ridgeworth Seix FL Rate HI
Inc Fd-I 7,089.00
04/22/09 783.268 Shs. Federated Total Return Bond
Fund 8,052.00
09/22/09 171.856 Shs. CRM Mid Cap Value Fd-Instl
#32 3,279.00
08/29/09 185.392 Shs. Ridgeworth Seix FL Rate HI
Inc Fd-I 1,561.00
08/24/09 1,010.218 Shs. Federated Total Return
Bond Fund 1,080.00
08/29/09 1,009.968 Shs. Vanguard Intermediate
Term Inv #71 9,469.00
08/24/09 956.509 Shs. Vanguard Short Term Bond
Index-#1349 4,739.00
FORWARD $ 2,689,097.01
- 61 -
PRINCIPAL INVESTl~NTS MADE fcont'd)
FORWARD $ 2,684,097.01
08/24/09 1,141.992 Shs. Bridgeway Ultra Small Co.
Mkt Fd 13,190.00
08/24/09 1,831.482 Shs. Federated Strategic Value
Fund 6,923.00
08/24/09 96.393 Shs. Fidelity Spartan Intl Index
Fd #399 3,082.00
08/24/09 226.618 Shs. Guinness Atkinson - China &
HK Fd 6,862.00
08/28/09 6,410 Shs. Federated Strategic Value
Fund 29,358.00
08/28/09 1,918.97 Shs. LSV Value Equity Fund 22,356.00
08/28/09 13.713 Shs. Federated Total Return Bond
Fund 147.00
08/28/09 47.094 Shs. Ridgeworth Seix FL Rate HI
Inc Fd-I ~ 397.00
08/28/09 8.36 Shs. Vanguard Intermediate Term Inv
#71 79.00
08/28/09 6.396 Shs. Vanguard Short Term Bond
Index-#1349 66.00
08/28/09 1.26 Shs. Guinness Atkinson - China & HK
Fd 38.00
08/28/09 9.442 Shs. Bridgeway Ultra Small Co. Mkt
Fd 110.00
08/28/09 303.82 Shs. Lazard Emerging Markets
Portfolio-In 9,931.00
09/02/09 99.271 Shs. Fidelity Spartan Intl Index
Fd #399 3,130.00
09/02/09 68.347 Shs. Harbor Capital Appreciation
Fd #12 1,952.00
TOTAL PRINCIPAL INVESTMENTS MADE $ 2,771,668.01
- 62 -
CHANGES IN PRINCIPAL HOLDINGS
ACCOUNT
VALUE
Alpine Intl Real Estate Eouitv Fund
06/22/06 1,073.158 Shs. Purchased
10/30/06 75.645 Shs. Sold
997.513 Shs.
12/22/06 19.539 Shs. Reinvestd Capital Gain
1,017.097 Shs.
12/22/06
$ 39,480.57
-2.430.47
S 32,050.10
S 32,828.92
Long Term Capital Gain Distribution 0.00
1,017.097 Shs. $ 32,828.92
12/27/06 31.166 Shs. Sold
985.881 Shs.
01/26/07 11.104 Shs. Sold
979.777 Shs.
02/27/07 20.723 Shs. Sold
954.054 Shs.
06/26/07 5.323 Shs. Sold
948.731 Shs.
07/26/07 80.951 Shs. Sold
868.28 Shs.
08/20/07 39.053 Shs. Sold
839.227 Shs.
12/29/07 95.902 Shs. Reinvested Capital Gain
880.129 Shs.
12/24/07
-1,006.00
S 31,822.92
-358.92
$ 31,469.50
-668.91
S 30,795.59
-171.82
S 30,623.77
-2.596.85
S 28,026.92
-1,099.19
$ 26,927.73
1.753.96
$ 28,681.19
Long Term Capital Gain Distribution _
880.129 Shs. $
09/02/08 208.652 Shs. Purchased
1,088.781 Shs.
05/28/08 3.344 Shs. Sold
1,085.437 Shs.
08/01/08 167.915 Shs. Purchased
1,252.852 Shs.
28,681.19
7,211.00
$ 35,892.19
-110.24
$ 35,781.95
4.895.00
S 40,626.95
- 63 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Alpine Intl Real Estate Equity Fund (cont'd)
10/20/08 562.115 Shs. Purchased S 7,656.00
1,814.967 Shs. $ 48,282.95
03/16/09 665.351 Shs. Sold -17,700.11
1,199.616 Shs. $ 30,582.89
09/22/09 226.793 Shs. Sold -6,033.30
922.823 Shs. $ 24,599.59
08/24/09 922.823 Shs. Sold -24,549.59
0.0 Shs. $ 0.00
ARK Fds Blue Chi p Eq uity Portfolio
03/18/99 7,809.37 Shs. Purchased $ 150,000.00
12/10/99 136.996 Shs. Reinvested Capital Gain 2,928.98
7,991.366 Shs. $ 152,928.98
12/10/99 Long Tern Capital Gain Distribution 0.00
7,941.366 Shs. $ 152,928.98
12/08/00 209.817 Shs. Reinvested Capital Gain 4.937.64
8,151.183 Shs. $ 157,366.62
12/08/00 Short Term Capital Gain
Distribution 0.00
8,151.183 Shs. $ 157,366.62
12/08/00 Long Term Capital Gain Distribution 0.00
8,151.183 Shs. $ 157,366.62
12/27/01 55.835 Shs. Sold -1,077.95
8,095.398 Shs. $ 156,288.67
- 64 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
ARK Fds Blue Chio Eq uity Portfolio (cont'd)
08/18/03 8,095.398 Shs. Delivered in conversion to MTB
Large Cap Stock-Inst I-Fund #315 S -156.288.67
0.0 Shs. $ 0.00
MTB Large Cap Stock Inst I Fund #315
08/18/03 21,332.045 Shs. Received in conversion from ARK
Value Equity Portfolio $ 183,362.78
08/18/03 13,864.801 Shs. Received in conversio from ARK Blue
Chip Equity Portfolio at the rate
of 1.71268748 shares for each share
held 156,288.67
35,196.896 Shs. $ 339,651.45
09/05/03 118.983 Shs. Sold -1.143.37
35,078.363 Shs. $ 338,508.08
02/02/09 8.069.516 Shs. Sold -77.823.01
27,013.847 Shs. $ 260,685.07
06/30/04 398.766 Shs. Sold -3.898.11
26,615.081 Shs. $ 256,836.96
12/16/04 3.062.492 Shs. Reinvested Capital Gain 25,510.56
29,677.573 Shs. $ 282,397.52
12/16/04 Long Term Capital Gain Distribution 0.00
29,677.573 Shs. $ 282,347.52
05/09/05 14.429.979 Shs. Sold -137.289.93
15,297.594 Shs. $ 145,063.09
05/26/05 106.812 Shs. Sold -1.016.19
15,140.782 Shs. $ 149,096.90
07/26/05 16.571 Shs. Sold -157.65
15,129.211 Shs. $ 193,889.25
11/28/05 296.379 Shs. Sold -2.819.70
19,827.832 Shs. $ 141,069.55
- 65 -
CNANGES IN PRINCIPAL NOLDINGS (oont'd)
ACCOUNT
VALUE
11/29/05 950.425 Shs. Reinvested Capital Gain
15,778.257 Shs.
MTB Larae Cao Stock Inst I Fund #315 (cont'dl
11/29/05
S 8.002.58
S 199,072.13
Long Term Capital Gain Distribution 0.00
15,778.257 Shs. $ 199,072.13
05/31/06 109.699 Shs. Purchased
15,887.906 Shs.
06/22/06 2,734.701 Shs. Sold
13,153.205 Shs.
09/26/06 96.568 Shs. Sold
13,106.617 Shs.
10/30/06 3,050.233 Shs. Sold
10,056.384 Shs.
12/05/06 150.021 Shs. Reinvested Capital Gain
10,206.405 Shs.
12/05/06
10,206.905 Shs.
900.22
$ 149,972.35
-25.813.95
S 129,158.40
-439.76
$ 123,718.64
-28.792.38
S 94,926.26
1.335.19
$ 96,261.45
$ 96,261.95
-38,372.95
S 57,889.00
-5,994.31
S 52,394.69
6,872.14
$ 59,266.83
Long Term Capital Gain Distribtuion
05/29/07 9,068.553 Shs. Sold
6,137.852 Shs.
08/20/07 582.55 Shs. Sold
5,555.302 Shs.
12/05/07 829.987 Shs. Reinvested Capital Gain
6,380.289 Shs.
12/05/07
Long Term Capital Gain Distribution 0.00
6,380.289 Shs. $ 59,266.83
12/19/07 589.075 Shs. Purchased
6,969.369 Shs.
09/02/08 437.741 Shs. Purchased
7,402.105 Shs.
05/28/06 51.461 Shs. Purchased
7,953.566 Shs.
9,988.00
S 64,259.83
3.910.00
S 67,664.83
405.00
S 68,069.83
- 66 -
CHANGES IN PRINCIPAL HOLDINGS (oont'd)
ACCOUNT
VALUE
MTB Larae Cap Stock Inst I Fund #315 (cont'd)
08/01/06 22.222 Shs. Purchased $ 160.00
7,475.788 Shs. $ 68,229.83
10/21/08 523.929 Shs. Sold -9,781.78
6,951.859 Shs. $ 63,498.05
12/03/08 113.983 Shs. Reinvested Capital Gain 594.89
7,065.842 Shs. $ 63,992.89
12/03/08 Long Term Capital Gain Distribution 0.00
7,065.642 Shs. $ 63,992.89
03/16/09 2,851.3 Shs. Sold -25.823.29
9,219.542 Shs. $ 38,169.65
03/30/09 4,219.542 Shs. Delivered in merger to MTB Large
Cap Growth -Inst i #299 at a rate of
0.83731243 shares -38.169.65
0.0 Shs. $ 0.00
MTB Larae Cap Growth-Inst I Fund #299
05/29/07 2,794.953 Shs. Purchased S 26,996.15
08/20/07 285.225 Shs. Sold -2.703.93
2,509.728 Shs. $ 23,792.22
12/05/07 68.35 Shs. Reinvested Capital Gain 628.14
2,578.078 Shs. $ 29,420.36
12/05/07 Long Term Capital Gain Distribution 0.00
2,578.078 Shs. $ 24,420.36
12/14/07 236.994 Shs. Purchased 2.223.00
2,615.072 Shs. $ 26,693.36
04/02/08 188.208 Shs. Purchased 1.596.00
3,003.28 Shs. $ 28,239.36
05/28/08 52.376 Shs. Sold -492.98
2,950.904 Shs. $ 27,746.88
- 67 -
CNANGES IN PRINCIPAL NOLDZNG3 (cont'd)
ACCOUNT
VALUE
MTB Large Cao G rowth-Inst I Fund #299 (cont'd)
08/01/08 1.98 Shs. Purchased $ 16.00
2,952.884 Shs. $ 27,762.88
10/21/08 159.633 Shs. Sold -1.953.85
2,798.251 Shs. $ 26,309.03
03/16/09 2.798.251 Shs. Sold -26.309.03
0.0 Shs. $ 0.00
03/30/09 3,528.888 Shs. Received from merger with MTB Large
Cap Stock-Inst I Fund #315 36.169.65
3,528.888 Shs. $ 38,169.65
ARK Fds Capital Growth Portfolio
02/21/02 2,051.984 Shs. Purchased $ 30,000.00
08/22/03 2,051.984 Shs. Delivered in conversion to MTB
Multi Cap Growth-Inst I-Fund #430 -30.000.00
0.0 Shs. $ 0.00
MTB Multi Capital Growth-Inst I Fund
430
08/22/03 2,051.984 Shs. Received in conversion from ARK
Capital Growth Portfolio $ 30,000.00
05/09/05 2.051.984 Shs. Sold -30,000.00
0.0 Shs. $ 0.00
- 68 -
CHANGES IN PRINCIPAL HOLDINGS (oont'd)
ACCOUNT
VALUE
02/21/02 7,035.176 Shs. Purchased
ARK Fds Inter Fixed Income Portfolio
06/18/02 502.008 Shs. Sold
6,533.168 Shs.
03/19/03 192.993 Shs. Sold
6,390.175 Shs.
05/27/03 93.809 Shs. Sold
6,296.366 Shs.
08/15/03
0.0 Shs.
MTB Intermediate Term Bond-Inst I Fund
220
6,296.366 Shs. Delivered in conversion to MTB
Intermediate Term Bond-Inst I-Fund
#220
$ 70,000.00
-9.999.98
$ 65,005.02
-1,422.78
$ 63,582.24
-933.40
$ - 62,648.84
-62,698.89
$ 0.00
08/15/03 6,296.366 Shs. Received in conversion from ARK
Intermediate Fixed Income Portfolio S 62,648.84
09/05/03 145.914 Shs. Sold -1,451.84
6,150.452 Shs. $ 61,197.00
11/21/03 73.722 Shs. Reinvested Capital Gain
6,224.174 Shs.
11/21/03
757.12
$ 61,954.12
Long Term Capital Gain Distribution _
6,229.179 Shs. $
04/01/05 226.815 Shs. Sold
5,997.359 Shs.
OS/10/OS 3,974.973 Shs. Sold
2,022.386 Shs.
05/26/05 16.85 Shs. Purchased
2,039.236 Shs.
06/28/05 16.612 Shs. Purchased
2,055.848 Shs.
61,954.12
-2,257.67
$ 59,696.95
-39,566.05
S 20,130.40
168.67
$ 20,299.07
166.95
$ 20,466.02
- 69 -
CHANGES IN PRINCIPAL HOLDINGS (cont'dI
MTB Intermediate Term Bond-Inst I Fund
#220 (cont'dI
07/26/05 94.008 Shs. Purchased
2,099.856 Shs.
08/29/05 9.326 Shs. Sold
2,090.53 Shs.
09/27/05 5.178 Shs. Purchased
2,095.708 Shs.
10/26/05 63.887 Shs. Sold
2,031.821 Shs.
11/28/05 118.235 Shs. Purchased
2,150.056 Shs.
12/28/05 8.967 Shs. Purchased
2,159.023 Shs.
01/26/06 9.912 Shs. Purchased
2,168.935 Shs.
02/28/06 53.268 Shs. Purchased
2,222.203 Shs.
03/28/06 37.259 Shs. Purchased
2,259.962 Shs.
04/26/06 35.239 Shs. Purchased
2,299.701 Shs.
05/31/06 61.838 Shs. Sold
2,232.863 Shs.
06/22/06 71.072 Shs. Sold
2,161.791 Shs.
07/26/06 37.114 Shs. Sold
2,129.677 Shs.
08/28/06 69.338 Shs. Purchased
2,194.015 Shs.
ACCOUNT
VALUE
S 937.44
S 20,903.46
-92.89
S 20,810.62
S 20,861.88
-635.97
S 20,225.91
1.161.07
S 21,386.98
$ 21,475.39
97.34
S 21,572.73
520.96
S 22,093.69
362.90
$ 22,956.59
339.35
S 22,795.94
S 22,181.63
-706.04
S 21,975.59
-368.70
$ 21,106.89
674.66
$ 21,761.55
- 70 -
CNANG&S IN PRINCIPAL HOLDING3 (cont'd)
MTB Intermediate Term Bond-Inst I Fund
#220 (cont'dI
09/26/06 18.063 Shs. Purchased
2,212.078 Shs.
10/30/06 304.577 Shs. Sold
1,907.501 Shs.
11/29/06 16.422 Shs. Purchased
1,925.923 Shs.
01/26/07 33.812 Shs. Purchased
1,959.735 Shs.
02/27/07 48.923 Shs. Purchased
2,008.658 Shs.
03/27/07 28.373 Shs. Sold
1,980.265 Shs.
09/26/07 46.439 Shs. Purchased
2,026.719 Shs.
05/29/07 70.159 Shs. Purchased
2,096.878 Shs.
08/20/07 314.27 Shs. Sold
1,782.608 Shs.
05/28/08 106.036 Shs. Purchased
1,888.694 Shs.
08/01/08 116.565 Shs. Sold
1,772.079 Shs.
10/21/08 525.823 Shs. Sold
1,296.256 Shs.
03/16/09 518.237 Shs. Sold
728.019 Shs.
08/24/09 728.019 Shs. Sold
0.0 Shs.
ACCOUNT
VALUE
177.56
$ 21,959.11
-3.023.51
S 18,935.60
181.69
$ 19,117.29
328.99
$ 19,446.23
480.91
$ 19,927.14
-281.48
$ 19,695.66
955.52
S 20,101.18
681.95
S 20,783.13
-3.119.88
S 17,668.25
1.054.00
S 18,722.25
-1.155.52
S 17,566.73
-5.212.52
$ 12,354.21
-5.137.31
$ 7,216.90
-7.216.90
S 0.00
- 71 -
CHANGES IN PRINCIPAL HOLDING3 (cont'd)
ACCOUNT
VALUE
ARK Fds Income Portfolio
02/21/02 6,95@.25 Shs. Purchased $ 70,000.00
06/18/02 993.097 Shs. Sold -4,960.56
6,965.153 Shs. $ 65,039.49
03/19/03 142.45 Shs. Sold -1.933.05
6,322.703 Shs. $ 63,606.39
05/27/03 93.11 Shs. Sold -936.69
6,229.593 Shs. $ 62,669.70
08/22/03 6,229.593 Shs. Delivered in conversion to MTB
Income Fund-Inst I-Fund #143 -62,669.70
0.0 Shs. $ 0.00
MTB Income-Inst I Fund #143
08/22/03 6,229.593 Shs. Received in conver sion from ARK
Income Portfolio $ 62,669.70
09/05/03 146.628 Shs. Sold -1.975.08
6,082.965 Shs. $ 61,194.62
11/21/03 158.337 Shs. Reinvested Capital Gain 1.607.12
6,241.302 Shs. $ 62,801.74
11/21/03 Long Term Capital Gain Distribution 0.00
6,241.302 Shs. $ 62,801.79
06/30/09 202.229 Shs. Sold -2,039.83
6,039.078 Shs. $ 60,766.91
11/30/04 61.721 Shs. Reinvested Capital Gain 616.59
6,100.799 Shs. $ 61,383.50
11/30/04 Long Term Capital Gain Distribution 0.00
6,100.799 Shs. $ 61,383.50
09/01/05 227.964 Shs. Sold -2.293.67
5,872.835 Shs. $ 59,089.83
_ 72 _
CHANGES IN PRINCIPAL HOLDINGS fcont'd)
ACCOUNT
VALUE
MTS Income-Inst I Fund #143 (cont'd)
05/09/05 5,872.835 Shs. Sold S -59,089.83
0.0 Shs. $ 0.00'
10/30/06 1,150.89 Shs. Purchased 11,190.13
- 1,150.89 Shs. $ 11,140..13
12/28/06 1.353 Shs. Reinvested Capital Gain 13.12
1,152.193 Shs. $ 11,153.25
12/28/06 Long Term Capital Gain Distribution 0.00
1,152.193 Shs. $ 11,153.25
05/29/07 72.473 Shs. Purchased 696.97
1,229.666 Shs. $ 11,899.72
08/13/07 9.959 Shs. Purchased 96.96
1,229.625 Shs. $ 11,896.68
12/14/07 1,229.625 Shs. Sold -11,896.68
0.0 Shs. $ 0.00
ARK Fds International Equity Selection
Portfolio
03/30/98 2,996.955 Shs. Received in conversion from
Marketvest International Equity
Fund #596 $ 30,000.00
03/31/98 1,763.668 Shs. Purchased 20,000.00
9,710.623 Shs. $ 50,000.00
09/25/98 515.969 Shs. Sold -5,471.29
4,195.159 Shs. $ 44,528.71
11/16/98 19.009 Shs. Reinvested Capital Gain 192.56
4,219.168 Shs. $ 99,721,27
11/16/98 Long Term Capital Gain Distribution 0.00
4,219.168 Shs. $ 99,721.27
12/09/98 50.351 Shs. Reinvested Capital Gain 522.14
9,264.519 Shs. $ 45,243.91
- 73 -
CRANGE3 IN PRINCIPAL NOLDINGS (cont'd)
ACCOUNT
VALUE
ARK Fds International Eauitv Selection
Portfolio (cont' d)
12/09/98 Short Term Capital Gain
Distribtuion $ 0.00
4,269.519 Shs. $ 95,243.91
12/09/98 Long Term Capital Gain Distribution 0.00
9,269.519 Shs. $ 95,243.91
12/10/99 173.986 Shs. Reinvested Capital Gain 2,379.91
9,938.505 Shs. $ 47,618.32
12/10/99 Short Term Capital Gain
Distribution 0.00
9,938.505 Shs. $ 47,618.32
12/10/99 Long Term Capital Gain Distribution 0.00
4,938.505 Shs. $ 47,618.32
OS/10/00 682.779 Shs. Reinvested Capital Gain 8.234.31
5,121.289 Shs. $ 55,852.63
OB/10/00 Short Term Capital Gain
Distribution 0.00
5,121.284 Shs. $ 55,852.63
08/10/00 Long Term Capital Gain Distribution 0.00
5,121.284 Shs. $ 55,852.63
12/08/00 260.707 Shs. Reinvested Capital Gain 2,679.85
5,381.991 Shs. $ 58,527.48
12/08/00 Short Term Capital Gain
Distribution 0.00
5,381.991 Shs. $ 58,527.48
12/08/00 Long Term Capital Gain Distribution 0.00
5,381.991 Shs. $ 58,527.98
12/27/01 125.0 Shs. Sold -1.359.39
5,256.991 Shs. $ 57,168.19
02/21/02 5.256.991 Shs. Sold -57,168.19
0.0 Shs. $ 0.00
_ 79 _
CHANGES IN PRINCIPAL HOLDINGS foont'd1
ACCOUNT
VALUE
ARK Fds Mid Can Portfolio
02/21/02 1,682.086 Shs. Purchased $ 20,000.00
08/22/03 1,682.086 Shs. Delivered in conversion to MTB Mid
Cap Growth-Inst I-Fund #901 -20.000.00
0.0 Shs. $ 0.00
MTB Mid Cao Growth-Inst I Fund #401
08/22/03 1,682.086 Shs. Received in conversion from ARK Mid
Cap Equity Portfolio $ 20,000.00
02/02/09 1,810.282 Shs. Purchased 25,000.00
3,992.368 Shs. $ 45,000.00
06/15/09 148.198 Shs. Sold -1.908.92
3,344.22 Shs. $ 43,091.08
09/16/09 149.977 Shs. Sold -1,926.05
3,194.793 Shs. $ 41,165.03
11/30/09 48.863 Shs. Reinvested Capital Gain 720.73
3,243.606 Shs. $ 91,885.76
11/30/04 Long Term Capital Gain Distribution 0.00
3,293.606 Shs. $ 91,885.76
05/09/05 3,293.606 Shs. Sold -91,885.76
0.0 Shs. $ 0.00
04/22/09 1.372.95 Shs. Purchased 11,217.00
1,372.95 Shs. $ 11,217.00
08/29/09 43.861 Shs. Sold
1,329.089 Shs.
-358.39
$ 10,858.66
- 75 -
CNANGE3 IN PRINCIPAL HOLDING3 fcont'd)
ACCOUNT
VALUE
ARK Fds Short Term Bond Portfolio
03/23/98 9,978.882 Shs. Received in conversion from
Marketvest Short Term Bond Fund
#592
12/10/99 6.809 Shs. Reinvested Capital Gain
9,985.691 Shs.
12/10/99
$ 99,788.82
66.86
S 99,855.68
Long Term Capital Gain Distribution 0.00
9,985.691 Shs. $ 99,855.68
01/09/01 903.226 Shs. Sold
9,582.965 Shs.
01/08/01 200.803 Shs. Sold
9,381.662 Shs.
12/27/01 101.01 Shs. Sold
9,280.652, Shs.
02/21/02 2.131.98 Shs. Sold
7,198.672 Shs.
06/18/02 7.148.672 Shs. Sold
0.0 Shs.
ARK Fds Short Term Treasury Portfolio
06/18/02 6,280.193 Shs. Purchased
12/02/02
9,032.21
S 95,823.97
-2.008.01
S 93,815.46
-1,010.09
$ 92,805.37
-21.319.59
S 71,985.83
-71,485.83
$ 0.00
$ 65,000.00
Long Term Capital Gain Distribution 0.00
6,280.193 Shs. $ 65,000.00
12/09/02 56.989 Shs. Reinvested Capital Gain
6,337.177 Shs.
05/27/03 96.525 Shs. Sold
6,240.652 Shs.
08/13/03 28.751 Shs. Reinvested Capital Gain
6,269.903 Shs.
588.64
$ 65,588.69
-999.02
$ 64,589.62
294.12
$ 69,883.79
- 76 -
CHANG&3 IN PRINCIPAL HOLDINGS (cont'd1
ACCOUNT
VALUE
08/13/03
08/15/03
ARK Fds Short Term Treasury Portfolio (cont'd)
0.0 Shs.
MTB Short Duration Government Bond
Inst I Fund #120
64,883.79
-64.883.79
S 0.00
08/15/03 6,592.68 Shs. Received in conversion £rom ARK
Short Term Treasury Portfolio at
the rate of 1.05156943 shares for
each share held $ 69,883.74
09/05/03 159.98 Shs. Sold -1,520.36
6,438.2 Shs. $ 63,363.38
12/30/03 257.202 Shs. Sold -2,531.33
6,180.998 Shs. $ 60,832.05
09/16/04 207.039 Shs. Sold -2,037.63
5,973.959 Shs. $ 58,794.42
09/01/05 235.11 Shs. Sold -2.313.90
5,738.849 Shs. $ 56,980.52
OS/10/OS 2,231.249 Shs. Sold -21,959.97
3,507.6 Shs. $ 39,521.05
12/28/05 990.777 Shs. Purchased g,ggq,g2
4,498.377 Shs. $ 93,505.47
07/26/06 190.672 Shs. Sold -1,375.78
9,307.705 Shs. $ 42,129.69
08/20/07 353.703 Shs. Sold -3,959.29
3,954.002 Shs. $ 38,670.45
09/02/08 3,959.002 Shs. Sold -38,670.95
0.0 Shs. $ 0.00
Long Term Capital Gain Distribution ~^
6,269.903 Shs. $
6,269.403 Shs. Delivered in conversion to MTB
Short Term Duration Govt Bond-Inst
I-Fund ##120
_ 77 _
CHANGES IN PRINCIPAL HOLDINGS fcont'd)
ACCOUNT
VALUE
ARK Fds Small-Cao Equity Portfolio
02/21/02 942.211 Shs. Purchased
08/22/03 942.211 Shs. Delivered in conversion to MTB
Small Cap Growth-Inst Z-Fund #555
0.0 Shs.
MTB Small Can Growth-Inst I Fund #555
08/22/03 992.211 Shs. Received in conversion from ARK
Small Cap Equity Portfolio
02/02/09 1,238.85 Shs. Purchased
2,181.061 Shs.
12/14/09 ~ 243.163 Shs. Reinvested Capital Gain
2,924.224 Shs.
12/19/04
S 15,000.00
-15.000.00
$ 0.00
$ 15,000.00
25.000.00
S 40,000.00
4.019.48
$ 44,019.48
Long Term Capital Gain Distribution 0.00
2,924.224 Shs. $ 99,019.98
05/09/05 2,424.229 Shs. Sold -99,019.98
0.0 Shs. $ 0.00
03/30/09
1,705.779 Shs. Received from merger with MTB Small
Cap Stock-Inst I-#571
1,705.779 Shs.
04/22/09 106.314 Shs. Sold
1,599.46 Shs.
08/29/09 102.087 Shs. Sold
1,497.373 Shs.
08/28/09 2.007 Shs. Sold
1,495.366 Shs.
37.438.08
S 37,938.08
-2.333.36
$ 35,104.72
-2.240.59
$ 32,869.13
-49.05
$ 32,820.08
_ 78 _
CNANG&S IN PRINCIPAL HOLDINGS (oont'd)
ACCOUNT
VALUE
Boston Comoanv International Small Can
Fund
OS/10/OS 1,882.366 Shs. Purchased
09/27/05 5.811 Shs. Sold
1,876.555 Shs.
10/26/05 155.672 Shs. Sold
1,720.883 Shs.
12/15/05 109.909 Shs. Reinvested Capital Gain
1,830.787 Shs.
12/15/05
1,830.787 Shs.
$ 33,637.87
-103.84
$ 33,539.03
-2,781.86
S 30,752.17
2.271.72
$ 33,023.89
$ 33,023.89
-2,458.32
$ 30,565.57
-916.80
$ 29,648.77
-1.902.71
$ 27,796.06
4.190.42
$ 31,936.48
Long Term Capital Gain Distribution
12/28/05 136.285 Shs. Sold
1,699.502 Shs.
09/26/06 50.826 Shs. Sold
1,693.676 Shs.
07/26/06 105.983 Shs. Sold
1,538.193 Shs.
12/15/06 172.232 Shs. Reinvested Capital Gain
1,710.425 Shs.
12/15/06
Long Term Capital Gain Distribution 0.00
1,710.425 Shs. $ 31,936.98
12/27/06 152.449 Shs. Sold
1,557.976 Shs.
05/29/07 890.457 Shs. Sold
667.519 Shs.
08/13/07 667.519 Shs. Sold
0.0 Shs.
-2.896.98
$ 29,090.00
-16.626.31
$ 12,463.69
-12,463.69
S 0.00
- 79 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Bridaewav Ultra Small Co. Mkt Fd
08/29/09 1,141.992 Shs. Purchased $ 13,190.00
08/28/09 9.992 Shs. Purchased 110.00
1,151.939 Shs. $ 13,300.00
CRM Mid Cao Value Fd-Instl #32
OS/10/OS 1,309.376 Shs. Purchased $ 33,637.87
12/16/05 38.798 Shs. Reinvested Capital Gain 1,051.82
1,348.179 Shs. $ 34,689.69
12/16/05 Long Term Capital Gain Distribution 0.00
1,348.179 Shs. $ 39,689.69
06/22/06 53.398 Shs. Sold -1,373.96
1,294.776 Shs. $ 33,315.71
07/26/06 19.751 Shs. Sold -508.21
1,275.025 Shs. $ 32,807.50
10/30/06 417.606 Shs. Sold -10,745.36
857.919 Shs. $ 22,062.14
12/19/06 47.673 Shs. Reinvested Capital Gain 1,425.88
905.092 Shs. $ 23,468.02
12/19/06 Long Term Capital Gain Distribution 0.00
905.092 Shs. $ 23,488.02
08/20/07 123.933 Shs. Sold -3,203.21
781.659 Shs. $ 20,284.81
12/18/07 81.775 Shs. Reinvested Capital Gain 2.369.03
863.434 Shs. $ 22,653.89
12/18/07 Long Term Capital Gain Distribution 0.00
863.434 Shs. $ 22,653.89
04/02/08 50.233 Shs. Purchased 1.902.00
913.667 Shs. $ 24,055.84
- 80 -
CHANGES IN PRINCIPAL HOLDINGS fcont'dI
CRM Mid Cap Value Fd-Instl #32 fcont'dI
05/28/08 24.129 Shs. Sold
889.593 Shs.
08/01/08 11.991 Shs. Sold
877.552 Shs.
10/21/08 51.397 Shs. Sold
826.155 Shs.
09/22/09 171.856 Shs. Purchased
998.011 Shs.
08/24/09 9.36 Shs. Sold
988.651 Shs.
Dauphin Deposit Equity Fund for Tax
Exempt Organizations
09/03/92 905 Shs. Purchased
10/02/92 892 Shs. Purchased
1,797 Shs.
11/03/92 881 Shs. Purchased
2,678 Shs.
01/05/93 1.060 Shs. Purchased
3,738 Shs.
02/03/93 899 Shs. Purchased
4,587 Shs.
03/02/93 1,965 Shs. Purchased
6,052 Shs.
09/02/93 1.232 Shs. Purchased
7,289 Shs.
07/02/93 1.003 Shs. Purchased
8,287 Shs.
ACCOUNT
VALUE
-635.16
S 23,920.68
-315.71
$ 23,104.97
-1.353.23
$ 21,751.79
3.279.00
S 25,030.74
-239.75
$ 24,795.99
S 19,983.06
19,991.29
S 39,979.35
19,991.43
S 59,965.78
29.989.09
S 84,959.87
19.995.95
$ 104,950.82
39,995.03
S 139,945.85
29.977.73
S 169,923.58
24.991.73
S 199,915.31
- 81 -
CHANGES IN PRINCIPAL HOLDINGS (oont'd)
Dauphin Deposit Equity Fund for Tax
Exempt Organizations (cont'd)
08/03/93 404 Shs. Purchased
8,691 Shs.
06/03/94 192 Shs. Purchased
8,883 Shs.
07/01/96 162 Shs. Sold
8,721 Shs.
12/03/96 8,721 Shs. Exchanged for 30,556.629 Shares
Marketvest Equity Fund #590
0 Shs.
Short Term Capital Gain
Distribtution
Marketvest Funds Inc. Equity Fund #590
12/03/96 30,556.629 Shs. Received in exchange of 8,721 units
Dauphin Deposit Equity Fd for Tax
Exempt Orgs at the rate of
350.37982 $
12/10/97
30,556.629 Shs.
12/10/97
30,556.624 Shs.
03/26/98
ACCOUNT
VALUE
S 9.975.48
$ 204,890.79
9.979.38
$ 209,865.17
-3.827.33
S 206,037.89
-206.037.89
S 0.00
206,037.89
$ 206,037.84
Long Term Capital Gain Distribution 0.00
$ 206,037.89
Long Term Capital Gain Distribuiton 0.00
30,556.624 Shs. $ 206,037.84
03/30/98 30,556.629 Shs. Delivered in conversion to ARK
Value Equity Portfolio
0.0 Shs.
-206.037.89
S 0.00
82 _
CHANGES IN PRINCIPAL HOLDINGS fcont'dI
ACCOUNT
VALUE
03/30/98 30,556.624 Shs. Received in conversion from
Marketvest Equity Fund #590
09/07/98 68.166 Shs. Sold
30,488.958 Shs.
07/01/98 950.139 Shs. Sold
30,038.319 Shs.
11/16/98 1.276.574 Shs. Reinvested Capital Gain
31,314.893 Shs.
ARK Fds Value Eovitv Portfolio
11/16/98
$ 206,037.84
-459.63
$ 205,578.21
-3.035.21
$ 202,593.00
17.527.36
$ 220,070.36
Long Term Capital Gain Distribution 0.00
31,314.893 Shs. $ 220,070.36
12/09/98 298.98 Shs. Reinvested Capital Gain 9,205.59
31,613.373 Shs. $ 229,275.95
12/09/98 Long Term Capital Gain Distribution 0.00
31,613.373 Shs. $ 224,275.95
12/17/98 363.636 Shs. Sold
31,249.737 Shs.
03/18/99 10,141.988 Shs. Sold
21,107.799 Shs.
06/14/99 462.096 Shs. Sold
20,695.703 Shs.
09/15/99 262.295 Shs. Sold
20,383.408 Shs.
12/10/99 3.950.955 Shs. Reinvested Capital Gain
24,339.363 Shs.
12/10/99
29,334.363 Shs.
Long Term Capital Gain Distribution
2,579.76
S 221,696.19
-71.950.69
$ 199,745.50
-3.277.91
$ 146,967.59
-1,860.81
$ 199,606.78
51.243.89
S 195,850.67
$ 195,850.67
12/31/99 736.377 Shs. Sold
23,597.986 Shs.
03/29/00 342.936 Shs. Sold
23,255.05 Shs.
-5,926.60
$ 189,929.07
-2.760.06
$ 187,164.01
- 83 -
CRANGE3 IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
ARK Fds Value Equity Portfolio (cont'dI
06/27/00 704.722 Shs. Sold S -5,671.83
22,550.328 Shs. $ 181,492.18
12/08/00 3,886.393 Shs. Reinvested Capital Gain 93,955.10
26,936.721 Shs. $ 225,447.28
12/08/00 Short Term Capital Gain
Distribution 0.00
26,436.721 Shs. $ 225,447.28
12/08/00 Long Term Capital Gain Distribution 0.00
26,436.721 Shs. $ 225,447.28
01/04/01 1,090.763 Shs. Sold -8.875.43
25,395.958 Shs. $ 216,571.85
O1/OS/O1 535.236 Shs. Sold -4.564.39
29,860.722 Shs. $ 212,007.96
12/11/01 1,967.228 Shs. Reinvested Capital Gain 19,219.82
26,827.95 Shs. $ 231,227.28
12/11/01 Long Term Capital Gain Distribution 0.00
26,827.95 Shs. $ 231,227.28
12/27/01 100.2 Shs. Sold -863.61
26,727.75 Shs. $ 230,363.67
02/21/02 5,359.057 Shs. Sold -96,189.15
21,368.693 Shs. $ 189,179.52
12/20/02 398.766 Shs. Reinvested Capital Gain 2,930.93
21,767.959 Shs. $ 187,105.95
12/20/02 Long Term Capital Gain Distribution 0.00
21,767.459 Shs. $ 187,105.95
03/19/03 935.414 Shs. Sold -3.742.67
21,332.045 Shs. $ 183,362.78
- 84 -
CHANGES IN PRINCIPAL HOLDINGS fcont'dI
ACCOUNT
VALUE
ARK Fds Value E ouitv Portfolio (cont'd)
08/18/03 21,332.095 Shs. Delivered in conversion to MTB
Large Cap Stock-Inst I-Fund #315 S -183,362.78
0.0 Shs. $ 0.00
Dauphin Deposit U.S. Government Fixed
Income Fund
08/17/92 20,393 Shs. Received $ 209,976.32
11/03/92 2,692 Shs. Sold -29,777.95
17,501 Shs. $ 180,198.87
03/03/93 9,799 Shs. Sold -99,412.86
12,702 Shs. $ 130,786.01
07/07/93 2,912 Shs. Sold -29,835.13
10,290 Shs. $ 105,950.88
09/01/96 10,290 Shs. Sold - -105,950.88
0 Shs. $ 0.00
Evergreen Intl Bd Fd -In
OS/10/O5 1,173.073 Shs. Purchased $ 13,455.15
12/07/05 1.766 Shs. Reinvested Capital Gain 18.77
1,179.839 Shs. $ 13,473.92
12/07/05 Long Term Capital Gain Distribution 0.00
1,179.839 Shs. $ 13,973.92
03/27/07 40.944 Shs. Purchased 939.33
1,215.783 Shs. $ 13,913.25
08/20/07 251.986 Shs. Sold -2,977.97
969.297 Shs. $ 11,035.28
09/02/08 90.222 Shs. Sold -1,032.49
874.075 Shs. $ 10,002.79
- 85 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
Evergreen Intl Bd Fd -In (cont'd)
05/28/08 61.366 Shs. Purchased
935.991 Shs.
08/01/08 31.763 Shs. Sold
903.658 Shs.
10/21/08 220.211 Shs. Sold
683.447 Shs.
03/16/09 683.447 Shs. Sold
0.0 Shs.
Federated Strategic Value Fund
08/29/09 1,831.982 Shs. Purchased
08/28/09 6,410.0 Shs. Purchased
8,291.482 Shs.
Federated Total. Return Bond Fund
04/22/09 783.268 Shs. Purchased
08/24/09 1,010.218 Shs. Purchased
1,793.986 Shs.
08/28/09 __. 13.713 Shs. Purchased
1,807.199 Shs
ACCOUNT
VALUE
S 737.00
$ 10,739.79
-369.90
$ 10,379. 89
-2.528. 29
S 7,896. 65
-7.896. 65
$ 0. 00
$ 6,923.00
24,358.00
S 31,281.00
S 8,052.00
1,080.00
S 9,132.00
197.00
S 9,279.00
- 86 -
CAANGE3 IN PRINCIPAL HOLDINGS (cont'd)
Fidelity Spartan Intl Index Fd #399
08/29/09 96.343 Shs. Purchased
09/02/09 99.271 Shs. Purchased
195.614 Shs.
Forward Intl Sm Companies Fd-In
08/13/07 900.897 Shs. Purchased
08/20/07 3.75 Shs. Sold
397.197 Shs.
12/10/07 39.076 Shs. Reinvested Capital Gain
931.223 Shs.
12/10/07
431.223 Shs.
ACCOUNT
VALUE
S 3,082.00
3.130.00
S 6,212.00
$ 7,981.85
-74.66
S 7,907.19
S 8,540.67
Long Term Capital Gain Distribution 0.00
S 8,540.67
09/02/08 303.396 Shs. Purchased 5.182.00
734.619 Shs. S 13,722.67
05/28/08 5.19 Shs. Purchased
739.809 Shs.
08/01/08 38.0 Shs. Purchased
777.809 Shs.
10/21/08 38.56 Shs. Purchased
816.369 Shs.
03/16/09 816.369 Shs. Sold
0.0 Shs.
90.00
$ 13,812.67
589.00
S 14,401.67
391.00
$ 19,792.67
-14.792.67
$ 0.00
- 87 -
CHANGE3 IN PHINCIP7-h HOLDINGS (wnt'd)
ACCOUNT
VALUE
Glenmede Fd Inc Instl Intl Portfolio
11/23/92 1,071.811 Shs. Purchased $ 10,000.00
03/03/93 1,521.298 Shs. Purchased 15,000.00
2,593.109 Shs. $ 25,000.00
11/05/93 Long Term Capital Gain Distribution 0.00
2,593.109 Shs. $ 25,000.00
11/09/94 Long Term Capital Gain Distribution 0.00
2,593.109 Shs. $ 25,000.00
11/08/95 Long Term Capital Gain Distribution 0.00
2,593.109 Shs. $ 25,000.00
11/06/96 Long Term Capital Gain Distribution 0.00
2,593.109 Shs. $ 25,000.00
12/09/96 Long Term Capital Gain Distribution 0.00
2,593.109 Shs. $ 25,000.00
12/09/96 Short Term Capital Gain
Distr ibution 0.00
2,593.109 Shs. $ 25,000.00
06/17/97 Long Term Capital Gain Distribution 0.00
2,593.109 Shs. $ 25,000.00
06/17/97 Short Term Capital Gain
Distr ibution 0.00
2,593.109 Shs. $ 25,000.00
12/22/97 Long Term Capital Gain Distribution 0.00
2,593.109 Shs. $ 25,000.00
02/26/98 2,593.109 Shs. Sold -25,000.00
0.0 Shs. $ 0.00
_ gg _
CHANGES IN PRINCIPAL HOLDINGS (oont'd)
ACCOUNT
VALUE
Goldman Sachs Hiah Yield Fd-#527
OS/10/O5 1,720.607 Shs. Purchased $ 13,955.15
05/26/05 839.967 Shs. Sold -6.529.49
885.69 Shs. $ 6,925.71
10/30/06 885.69 Shs. Sold -6.925.71
0.0 Shs. $ 0.00
Guinness Atkinson - China & HK Fd
04/22/09 64.212 Shs. Purchased $ 1,369.00
08/24/09 226.618 Shs. Purchased 6.862.00
290.83 Shs. $ 8,231.00
08/28/09 1.26 Shs. Purchased 38.00
292.09 Shs. $ 8,269.00
Harbor Capital Appreciation Fd #12
09/02/09 68.347 Shs. Purchased $ 1,952.00
Harbor International Fund #11
02/21/02 1,377.885 Shs. Purchased $ 90,000.00
01/02/03 27.819 Shs. Reinvested Capital Gain 742.98
1,905.704 Shs. $ 40 742 48
01/02/03
1,405.709 Shs.
Long Term Capital Gain Distribution ' 0.00
$ 90,792.98
12/31/03 21.425 Shs. Reinvested Capital Gain 782.86
1,927.129 Shs. $ 91,525.34
12/31/03 Long Term Capital Gain Distribution 0.00
1,427.129 Shs. $ 41,525.39
- 89 -
CHANG&3 ZN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
03/17/04 107.585 Shs. Sold
1,319.599 Shs.
06/15/09 54.57 Shs. Sold
1,269.974 Shs.
09/16/09 105.457 Shs. Sold
1,159.517 Shs.
01/03/05 3.969 Shs. Reinvested Capital Gain
1,163.981 Shs.
Harbor International Fund #11 (cont'dl
01/03/05
1,163.981 Shs.
3,130.91
$ 38,399.93
-1.587.83
$ 36,607.10
-3.068.49
$ 33,738.61
169.98
$ 33,908.09
$ 33,908.09
-33.908.09
$ 0.00
22,419.82
$ 22,419.82
-1,691.97
$ 20,727.85
909.09
S 21,636.99
Long Term Capital Gain Distribution
05/09/05 1.163.461 Shs. Sold
0.0 Shs.
05/29/07 325.397 Shs. Purchased
325.397 Shs.
08/20/07 24.557 Shs. Sold
300.84 Shs.
12/20/07 13.166 Shs. Reinvested Capital Gain
319.008 Shs.
12/20/07
Long Term Capital Gain Distribution 0.00
319.008 Shs. $ 21,636.94
09/02/08 57.975 Shs. Purchased
371.983 Shs.
05/28/08 19.195 Shs. Sold
357.288 Shs.
08/01/08 18.989 Shs. Purchased
375.772 Shs.
10/21/08 19.799 Shs. Purchased
390.571 Shs.
3,929.00
S 25,565.99
-976.92
S 29,589.02
1,180.00
$ 25,769.02
693.00
$ 26,912.02
- 90 -
CBANGE3 IN PRINCIPAL HOLDINGS fcont'd)
ACCOUNT
VALUE
Lazard Emeraina Markets Portfolio-In
08/13/07 422.231 Shs. Purchased $ 9,977.31
08/28/07 9.207 Shs. Reinvested Capital Gain 98.05
426.938 Shs. $ 10,075.36
08/28/07 Long Term Capital Gain Distribution 0.00
926.938 Shs. $ 10,075.36
12/27/07 53.018 Shs. Reinvested Capital Gain 1.265.02
979.456 Shs. $ 11,390.38
12/27/07 Long Term Capital Gain Distribution 0.00
479.956 Shs. - $ 11,390.38
08/26/08 17.719 Shs. Reinvested Capital Gain 357.11
497.17 Shs. $ 11,697.99
08/26/08 Long Term Capital Gain Distribution 0.00
997.17 Shs. $ 11,697.99
12/23/08 ~ 28.069 Shs. Reinvested Capital Gain 296.97
525.239 Shs. $ 11,994.46
12/23/08 Long Term Capital Gain Distribution 0.00
525.239 Shs. $ 11,999.96
08/28/09 303.82 Shs. Purchased 4.931.00
829.059 Shs. $ 16,925.46
- 91 -
CHANGES IN PRINCIPAL HOLDINGS fcont'd)
LSV Value Eouity Fund
08/28/09 1,918.97 Shs. Purchased
Marketvest Funds Inc. Intermediate US
Government Bond Fund #593
11/16/97 21,276.596 Shs. Purchased
12/30/97 904.449 Shs. Purchased
21,681.045 Shs.
03/23/98 21,681.095 Shs. Delivered in conversion to ARK US
Government Bond Portoflio
0.0 Shs.
ARK Fds US Government Bond Portfolio
03/23/98 21,681.045 Shs. Rececived in conversion from
Marketvest Interm Government Bond
Fund #593
03/31/98 2,032.52 Shs. Purchased
23,713.565 Shs.
03/18/99 712.106 Shs. Sold
23,001.459 Shs.
09/15/99 421.053 Shs. Sold
22,580.906 Shs.
01/04/01 911.996 Shs. Sold
22,168.46 Shs.
O1/OB/O1 204.082 Shs. Sold
21,969.378 Shs.
12/27/01 102.775 Shs. Sold
21,861.603 Shs.
02/21/02 14.678.899 Shs. Sold
7,182.709 Shs.
ACCOUNT
VALUE
S 22,356.00
S 210,000.00
4.000.00
$ 214,000.00
-219.000.00
$ 0.00
S 219,000.00
20.000.00
$ 234,000.00
-7,026.90
S 226,973.10
- -9.154.85
$ 222,818.25
-4,069.99
S 218,753.26
-2.013.83
S 216,739.93
-1.019.16
$ 215,725.27
-199,898.00
$ 70,877.27
_ 92 _
CHANGE3 IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
06/18/02 607.903 Shs. Sold
6,574.801 Shs.
03/19/03 98.819 Shs. Sold
6,475.987 Shs.
05/27/03 97.561 Shs. Sold
6,378.426 Shs.
08/13/03 4.799 Shs. Reinvested Capital Gain
6,383.225 Shs.
08/18/03
ARK Fds US Government Bond Portfolio (cont'd)
6,383.225 Shs. Delivered in conversion to MTB US
Govt Bond Fund-Inst I-#822
0.0 Shs.
-5,998.65
$ 69,878.62
-975.07
S 63,903.55
-962.71
$ 62,940.84
47.65
$ 62,988.99
-62,988.49
S 0.00
MTB US Government Bond Inst I Fund #822
06/18/03 6,590.191 Shs. Received in conversion from ARK US
Govt Bond Portfolio at the rate of
1.03292339 shares for each share
held $ 62,988.99
09/05/03 156.79 Shs. Sold -1.998.11
6,433.451 Shs. $ 61,990.38
11/21/03 0.865 Shs. Purchased
6,934.316 Shs.
11/21/03
8.36
$ 61,498.74
Long Term Capital Gain Distribtuion 0.00
6,439.316 Shs. $ 61,998.79
12/30/03 259.067 Shs. Sold
6,175.299 Shs.
03/17/04 101.92 Shs. Sold
6,073.829 Shs.
09/01/05 239.872 Shs. Sold
5,833.957 Shs.
-2,476.14
S 59,022.60
-969.37
$ 58,053.23
-2.292.68
$ 55,760.55
- 93 -
CHANGE3 IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
MTB US Government Bond Inst I Fund #822 (cont'd)
05/09/05 5,833.957 Shs. Sold S -55,760.55
0.0 Shs. S 0.00
Marketvest Fun
Fund #596
12/16/97 2,996.955
03/30/98 2,946.955
0.0
is International Equity
Shs. Purchased $ 30,000.00
Shs. Delivered in conversion to ARK Fds
International Equity Selection
Portfolio -30,000.00
Shs. S 0.00
Marketvest Funds PA Municipal Bond Fund
#591
06/03/97 20,900 Shs. Purchased $ 209,000.00
11/18/97 20,900 Shs. Sold -209,000.00
0 Shs. $ 0.00
Marketvest Funds Short Term Bond Fund
#592
04/0.1/96 10,505.112 Shs. Purchased $ 105,051.12
04/03/96 179.825 Shs. Sold -1.798.25
10,330.287 Shs. $ 103,302.87
10/01/96 351.905 Shs. Sold -3.519.05
9,978.882 Shs. S 99,788.82
- 99 -
CNANG&3 IN PRINCIPAL NOLDINGS fcont'dI
Marketvest Funds Short Term Bond Fund
#592 (cont'dl
03/23/98 9,978.882 Shs. Delivered in conversion to ARK
Short Term Bond Portfolio
0.0 Shs.
ACCOUNT
VALUE
S -99.788.82
$ 0.00
Masters Select International Fund #306
05/29/07 584.001 Shs. Purchased $ 12,22g,gg
08/20/07 77.629 Shs. Sold -1,625.55
506.372 Shs. $ 10,603.94
12/10/07 101.682 Shs. Reinvested Capital Gain 1,957.36
608.059 Shs. $ 12,560.80
12/10/07 Long Term Capital Gain Distribution 0.00
608.054 Shs. $ 12,560.80
11/06/08 22.3 Shs. Reinvested Capital Gain 223.99
630.354 Shs. $ 12,784.24
11/06/08 Long Term Capital Gain Distribution 0.00
630.359 Shs. $ 12,789.24
03/16/09 630.359 Shs. Sold -12,789.29
0.0 Shs. $ 0.00
MTB International Eouity-Inst I Fund
270
02/02/04 2,569.103 Shs. Purchased $ 25,000.00
OS/10/OS 5,920.631 Shs. Purchased 59.355.90
7,984.739 Shs. $ 84,355.90
10/26/05 179.712 Shs. Sold -1,898.59
7,805.022 Shs. $ 82,957.31
11/29/05 1,044.289 Shs. Reinvested Capital Gain 10,808.39
8,849.311 Shs. $ 93,265.70
- 95 -
CHANGES IN PRINCIPAL HOLDINGS fcont'd)
MTB International Equity-Inst I Fund
$270 (cont'd)
ACCOUNT
VALUE
11/29/05 Long Term Capital Gain Distribution $ 0.00
8,899.311 Shs. $ 93,265.70
01/26/06 273.728 Shs. Sold -2,884.91
8,575.583 Shs. $ 90,380.79
09/26/06 654.235 Shs. Sold
7,921.398 Shs.
08/28/06 107.562 Shs. Sold
7,813.786 Shs.
10/30/06 2,896.045 Shs. Purchased
10,659.831 Shs.
12/05/06 540.666 Shs. Reinvested Capital Gain
11,200.697 Shs.
12/05/06
11,200.697 Shs.
Long Term Capital Gain Distribution
12/27/06 322.816 Shs. Sold
10,877.881 Shs.
09/26/07 435.993 Shs. Sold
10,491.888 Shs.
07/26/07 331.128 Shs. Sold
10,110.76 Shs.
08/20/07 388.604 Shs. Sold
9,722.156 Shs.
12/05/07 883.095 Shs. Reinvested Capital Gain
10,605.251 Shs.
12/05/07
10,605.251 Shs.
Long Term Capital Gain Distribution
12/03/08 537.075 Shs. Reinvested Capital Gain
11,142.326 Shs.
6,895.19
$ 83,485.60
-1,133.63
S 82,351.97
35,774.78
$ 118,126.75
6.728.38
$ 124,855.13
$ 124,855.13
-3,598.46
$ 121,256.67
-9.860.05
$ 116,396.62
-3,691.11
$ 112,705.51
-9,331.80
$ 108,373.71
11.416.91
$ 119,792.12
$ 119,792.12
3.147.26
$ 122,939.38
- 96 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
12/03/08
Long Term Capital Gain Distribution $ 0.00
11,192.326 Shs. $ 122,939.38
03/16/09 425.725 Shs. Sold
10,716.601 Shs.
04/22/09 169.795 Shs. Sold
10,596.806 Shs.
08/29/09 2,000.0 Shs. Sold
8,596.806 Shs.
MTB International Eauity-Inst I Fund
#270 (cont'd)
MTB Larae Cap Value-Inst I Fund #327
OS/10/OS 9,809.709 Shs. Purchased
10/26/05 105.252 Shs. Sold
9,709.952 Shs.
11/29/05 316.923 Shs. Reinvested Capital Gain
5,021.375 Shs.
11/29/05
-9,697.26
$ 118,292.12
-1,873.49
$ 116,368.68
-22,067.09
$ 99,301.59
$ 53,820.60
$ 52,642.83
3,682.65
$ 56,325.48
Long Term Capital Gain Distribution _
5,021.375 Shs. $
56,325.48
12/28/05 227.038 Shs. Sold
9,799.337 Shs.
07/26/06 270.331 Shs. Sold
9,529.006 Shs.
10/30/06 1,381.256 Shs. Purchased
5,905.262 Shs.
12/05/06 392.523 Shs. Reinvested Capital Gain
6,297.785 Shs.
12/05/06
2,596.72
$ 53,778.76
-3.032.34
$ 50,796.92
18,218.77
$ 68,965.19
4.918.32
$ 73,883.51
Long Term Capital Gain Distribution 0.00
6,297.785 Shs. $ 73,883.51
_ 97 _
CNANGE3 IN PRINCIPAI, HOI.DING3 (cont'd)
ACCOUNT
VALUE
08/20/07 968.399 Shs. Sold
5,829.391 Shs.
MTB Larae Cap Value-Inst I Fund #327 (cont'd)
12/05/07 356.398 Shs. Reinvested Capital Gain
6,185.789 Shs.
12/05/07
$ -5,495.09
$ 68,388.97
9,308.85
$ 72,697.32
Long Term Capital Gain Distribution 0.00
6,185.789 Shs. $ 72,697.32
12/14/07 1,384.886 Shs. Purchased
7,570.675 Shs.
04/02/08 391.815 Shs. Purchased
7,962.99 Shs.
05/28/08 118.55 Shs. Sold
7,843.99 Shs.
08/01/08 225.312 Shs. Purchased
8,069.252 Shs.
10/21/08 178.995 Shs. Sold
7,890.257 Shs.
12/03/08 33.018 Shs. Reinvested Capital Gain
7,923.275 Shs.
12/03/08
7,923.275 Shs.
Long Term Capital Gain Distribution
03/16/09 3,709.918 Shs. Sold
9,218.357 Shs.
04/22/09 1,394.729 Shs. Sold
2,823.628 Shs.
08/24/09 217.13 Shs. Sold
2,606.498 Shs.
08/28/09 2,606.498 Shs. Sold
0.0 Shs.
16,951.00
$ 89,648.32
9.409.00
$ 99,052.32
-1,400.30
$ 92,652.02
2,350.00
$ 95,002.02
-2.107.37
$ 92,899.65
219.24
$ 93,113.89
$ 93,113.89
-43,539.99
S 49,573.90
-16,390.78
$ 33,183.12
-2.551.70
$ 30,631.92
-30,631.92
S 0.00
- 98 -
CNANGE3 IN PRINCIPAL ROLDING3 (cont'd)
MTB Short Term Corporate Bd-Inst I-#518
OS/10/OS 2,061.565 Shs. Purchased
12/28/05 839.926 Shs. Purchased
2,901.491 Shs.
10/30/06 290.493 Shs. Sold
2,661.098 Shs.
08/20/07 191.31 Shs. Sold
2,969.738 Shs.
12/19/07 359.613 Shs. Purchased
2,829.351 Shs.
09/02/08 276.499 Shs. Sold
2,552.857 Shs.
05/28/08 115.096 Shs. Purchased
2,667.953 Shs.
08/01/08 192.579 Shs. Sold
2,975.379 Shs.
10/21/08 743.801 Shs. Sold
1,731.578 Shs.
03/16/09 1,360.82 Shs. Sold
370.758 Shs.
08/24/09 370.758 Shs. Sold
0.0 Shs.
ACCOUNT
VALUE
$ 20,182.72
8.197. 68
$ 28,380. 40
-2.351. 85
S 26,028. 55
-1.871. 26
$ 24,157.29
3,535. 00
$ 27,692.29
-2.706. 19
$ 24,986. 10
1.136. 00
$ 26,122. 10
-1.885. 50
$ 24,236. 60
-7.282. 60
$ 16,954. 00
-13.323. 68
$ 3,630. 12
-3,630. 12
S 0. 00
_ yg _
CHANGES IN PRINCIPAL HOLDINGS (cont'd1
ACCOUNT
VALUE
MTB Small Can Stock-Inst I Fund #571
O5/10/OS 10,379.671 Shs. Purchased
06/28/05 53.561 Shs. Sold
10,321.09 Shs.
07/26/05 796.27 Shs. Sold
9,524.82 Shs.
08/29/05 5.922 Shs. Purchased
9,530.292 Shs.
11/29/05 809.659 Shs. Reinvested Capital Gain
10,339.896 Shs.
11/29/05
S 87,458.97
-451.69
$ 87,006.78
-6.712.56
$ 80,299.22
S 80,393.67
7,008.59
S 87,352.21
Long Term Capital Gain Distribution 0.00
10,339.896 Shs. $ 87,352.21
02/28/06 92.098 Shs. Sold
10,242.798 Shs.
03/28/06 56.675 Shs. Sold
10,186.123 Shs.
10/30/06 7.175.585 Shs. Sold
3,010.538 Shs.
12/05/06 1.195.405 Shs. Reinvested Capital Gain
9,205.943 Shs.
12/05/06
-778.93
$ 86,573.78
-979.03
S 86,094.75
-60.699.20
S 25,995.55
8.762.32
$ 39,207.87
Long Term Capital Gain Distribution 0.00
4,205.993 Shs. S 39,207.87
08/20/07 451.897 Shs. Sold
3,759.096 Shs.
12/05/07 1,009.92 Shs. Reinvested Capital Gain
4,763.966 Shs.
12/05/07
-3.675.38
S 30,532.49
5.918.13
$ 36,450.62
Long Term Capital Gain Distribution 0.00
9,763.966 Shs. $ 36,450.62
12/19/07 757.886 Shs. Purchased
5,521.852 Shs.
4.517.00
S 40,967.62
- 100 -
CHANGES IN PRINCIPAL HOLDINGS fcont'dl
ACCOUNT
VALUE
MTB Small Cao Stock-Inst I Fund #571 (cont'dl
04/02/08 689.883 Shs. Purchased $ 3.596.00
6,211.735 Shs. $ 44,513.62
05/28/08 15.53 Shs. Purchased 82.00
6,227.265 Shs. $ 99,595.62
08/01/08 182.389 Shs. Sold -1.306.15
6,044.876 Shs. $ 43,289.47
10/21/08 330.997 Shs. Sold -2.370.39
5,713.879 Shs. $ 90,919.08
03/16/09 986.081 Shs. Sold -3.981.00
5,227.798 Shs. $ 37,938.08
03/30/09 5,227.798 Shs. Delivered in merger to MTB Small
Cap Growth-Inst I- Fd #555 at a
rate of 0.32628927 shares -37.438.08
0.0 Shs. $ 0.00
Municipal Bond Fund
08/19/92 22,794 Shs. Received $ 252,988.32
01/06/93 2.199 Shs. Sold -24.350.99
20,600 Shs. $ 228,637.33
02/03/93 1.764 Shs. Sold -19.578.96
18,836 Shs. $ 209,058.87
06/03/97 18.836 Shs. Sold -209,058.87
0 Shs. $ 0.00
- 101 -
CHANGES IN PRINCIPAL HOLDING3 (cont'd)
ACCOUNT
VALUE
Northeast Investors Trust
05/10/05 1,759.257 Shs. Purchased
05/26/05 870.396 Shs. Sold
883.861 Shs.
10/30/06 883.861 Shs. Sold
0.0 Shs.
STI Classic SEIX Floatino Rate-I
12/19/07 1,674.921 Shs. Purchased
04/02/08
$ 13,455.15
-6,675.94
$ 6,779.21
-6,779.21
$ 0.00
$ 15,907.00
1,674.921 Shs. Delivered in name change to
Ridgeworth SEIX F1 Rate Hi Inc Fd-I -15,907.00
0.0 Shs. $ 0.00
Ridgeworth Seix FL Rate HI Inc Fd-I
04/02/08 1,679.421 Shs. Received in name change from STI
Classic SEIX Floating Rate-I $ 15,907. 00
05/28/08 786.71 Shs. Purchased 7,222. 00
2,961.131 Shs. $ 23,129. 00
OS/O1/OB 171.272 Shs. Sold -1,609. 56
2,269.859 Shs. $ 21,519. 49
10/20/08 919.849 Shs. Sold -3,898.63
1,875.01 Shs. $ 17,620. 81
04/22/09 930.315 Shs. Purchased 7,089. 00
2,805.325 Shs. $ 24,709. 81
08/29/09 185.392 Shs. Purchased 1,561. 00
2,990.717 Shs. $ 26,270. 61
08/28/09 47.099 Shs. Purchased 397. 00
3,037.811 Shs. $ 26,667. 81
- 102 -
CHANG&S IN PRINCIPAI. HOLDING3 (cont'd)
ACCOUNT
VALUE
T Rowe Price Inst L/C Growth
10/30/06 9,750.587 Shs. Purchased
11/29/06 42.111 Shs. Sold
9,708.976 Shs.
12/22/06 6.937 Shs. Reinvested Capital Gain
4,714.913 Shs.
12/22/06
$ 66,890.76
-592.50
$ 66,298.26
$ 66,342.93
Long Term Capital Gain Distribution _
4,714.913 Shs. $
66,342.93
07/26/07 50.791 Shs. Sold
4,669.122 Shs.
08/20/07 499.858 Shs. Sold
4,169.264 Shs.
12/19/07 1,195.94 Shs. Purchased
5,360.209 Shs.
12/21/07 72.389 Shs. Reinvested Capital Gain
5,432.593 Shs.
12/21/07
-719.67
$ 65,627.76
-7.033.36
$ 58,599.38
19.197.00
S 77,791.38
1.125.65
$ 78,867.03
Long Term Capital Gain Distribution 0.00
5,432.593 Shs. $ 76,867.03
09/02/08 358.898 Shs. Purchased
5,791.991 Shs.
05/28/08 78.576 Shs. Sold
5,712.865 Shs.
08/01/08 218.737 Shs. Sold
5,499.128 Shs.
10/21/08 33.757 Shs. Purchased
5,527.885 Shs.
02/25/09
5,527.885 Shs.
Prior Year Tax Free Return of
Capital
5,171.00
S 89,038.03
-1,140.20
$ 82,897.83
-3.179.03
$ 79,723.80
395.00
$ 80,068.80
-5.95
$ 80,062.85
- 103 -
CHANGES IN PRINCIPAL HOLDING3 (cont'd)
ACCOUNT
VALUE
T Rowe Price Inst L/C Growth (cont'd)
03/16/09 1,606.0 Shs. Sold
3,921.885 Shs.
09/22/09 112.069 Shs. Sold
3,809.821 Shs.
08/24/09 223.391 Shs. Sold
3,586.43 Shs.
08/28/09 1,969.0 Shs. Sold
1,622.43 Shs.
Thompson Plumb Growth Fd
OS/10/OS 1,510.118 Shs. Purchased
12/10/05
23,260.92
$ 56,802 .43
-1.623 .07
$ 55,179 .36
-3,235 .47
$ 51,993 .89
-28.995 .50
$ 23,498 .39
$ 67,275.74
Long Term Capital Gain Distribution 0.00
1,510.118 Shs. $ 67,275.74
12/19/05 37.71 Shs. Reinvested Capital Gain
1,597.828 Shs.
10/30/06 157.032 Shs. Sold
1,390.796 Shs.
12/18/06 45.894 Shs. Reinvested Capital Gain
1,936.69 Shs.
12/18/06
1,686.80
$ 68,962.54
-6.996.47
S 61,966.07
2.256.57
$ 69,222.69
Long Term Capital Gain Distribution 0.00
1,936.69 Shs. $ 64,222.64
08/20/07 93.267 Shs. Sold
1,393.923 Shs.
12/14/07 1,393.423 Shs. Sold
0.0 Shs.
-4.169.20
S 60,053.94
-60,053.49
$ 0.00
- 109 -
CNANGES IN PRINCIPAL NOLDING3 fcont'd)
ACCOUNT
VALUE
Vanauard.Institutional Index #94
O5/10/OS 498.893 Shs. Purchased $ 53,820.60
06/22/06 88.906 Shs. Sold -9,591.18
409.987 Shs. $ 49,229.42
10/30/06 5.67 Shs. Sold -611.68
909.317 Shs. $ 93,617.79
08/20/07 42.327 Shs. Sold -4,566.29
361.99 Shs. $ 39,051.50
12/14/07 25.009 Shs. Purchased 3.416.00
386.999 Shs. $ 42,467.50
09/02/08 22.462 Shs. Purchased 2,812.00
909.956 Shs. $ 95,279.50
05/28/08 1.426 Shs. Purchased 181.00
410.882 Shs. $ 95,960.50
08/01/08 2.991 Shs. Purchased 289.00
413.373 Shs. $ 45,749.50
10/21/08 29.369 Shs. Sold -3.252.59
383.989 Shs. $ 42,496.91
03/16/09 1,998.154 Shs. Purchased 100.864.00
1,832.138 Shs. $ 193,360.91
04/22/09 31.273 Shs. Purchased 2.439.00
1,863.911 Shs. $ 145,799.91
08/29/09 57.052 Shs. Sold -9,463.80
1,806.359 Shs. $ 191,331.11
08/28/09 8.179 Shs. Sold -639.93
1,798.18 Shs. $ 140,691.18
- 105 -
CHANGES IN PRINCIPAL HOLDINGS (cont'dl
Vanguard Intermediate Term Inv #71
08/29/09 1,009.988 Shs. Purchased
08/28/09 8.36 Shs. Purchased
1,017.898 Shs.
Vanguard Short Term Bond Index-#1349
08/24/09 456.509 Shs. Purchased
08/28/09 6.346 Shs. Purchased
962.855 Shs.
ACCOUNT
VALUE
S 9,969.00
79.00
$ 9,548.00
$ 9,734.00
66.00
S 4,800.00
- 106 -
RECEIPTS OE INCODS:
Prior Award:
RECEIVED FROM MARY BIGLER HINKLE ESTATE:
08/17/92 Income Cash $ 15,000.00
Alpine Intl Real Estate Ecuitv Fund
12/22/06 Dividend997.513 Shs. $ 629.36
12/29/07 Dividend 834.227 Shs. 440.09
12/29/07 Short Term Capital Gain Distribution 523.09 1,592.49
ARK Fds Blue Chip Equity Portfolio
04/01/99 Dividend 7,804.37 Shs. $ 219.62
07/01/99 Dividend 7,804.37 Shs. 118.63
10/01/99 Dividend 7,804.37 Shs. 120.19
12/30/99 Dividend 7,941.366 Shs. 201.71
04/03/00 Dividend 7,941.366 Shs. 96.09
07/03/00 Dividend 7,941.366 Shs. 166.77
10/02/00 Dividend 7,941.366 Shs. 137.39
01/02/01 Dividend 8,151.183 Shs. 125.53
04/02/01 Dividend 8,151.183 Shs. 151.61
07/02/01 Dividend 8,151.183 Shs. 70.92
10/O1/O1 Dividend 8,151.183 Shs. 111.67
01/02/02 Dividend 8,095.348 Shs. 63.19
04/01/02 Dividend 8,095.348 Shs. 58.93
07/01/02 Dividend 8,095.348 Shs. 101.68
10/01/02 Dividend 8,095.348 Shs. 132.20
01/02/03 Dividend 8,095.348 Shs. 150.41
04/01/03 Dividend 8,095.348 Shs. 232.01
07/01/03 Dividend 8,095.348 Shs. 151.63
08/13/03 Dividend 8,095.348 Shs. 160.53 2,565.66
ARK Fds Income Portfolio
03/01/02 Dividend 6,958.25 Shs. $ 79.31
04/01/02 Dividend 6,958.25 Shs. 290.27
05/01/02 Dividend 6,958.25 Shs. 284.65
06/03/02 Dividend 6,958.25 Shs. 282.85
07/01/02 Dividend 6,965.153 Shs. 263.77
08/01/02 Dividend 6,965.153 Shs. 230.76
09/03/02 Dividend 6,465.153 Shs. 246.30
10/01/02 Dividend 6,465.153 Shs. 235.35
11/01/02 Dividend 6,465.153 Shs. 249.91
12/02/02 Dividend 6,465.153 Shs. 219.56
FORWARD $ 2,382.23 $ 19,158.15
- 107 -
RECEIPTS OF INCONE (cont'd)
FORWARD $ 2,382.23 $ 19,158.15
ARK Fds Income Portfolio
(cont'd)
01/02/03 Dividend 6,965. 153 Shs. 217.38
02/03/03 Dividend 6,965. 153 Shs. 219.29
03/03/03 Dividend 6,965. 153 Shs. 205.07
09/01/03 Dividend 6,322. 703 Shs. 223.04
05/01/03 Dividend 6,322. 703 Shs. 221.71
06/02/03 Dividend 6,229. 593 Shs. 218.26
07/01/03 Dividend 6,229. 593 Shs. 186.91
08/01/03 Dividend 6,229. 593 Shs. 173.55
09/04/03 Dividend 6,229. 593 Shs. 131.36 9,178.80
ARK Fds Inter Fixed Income Portfolio
03/01/02 Dividend 7,035.176 Shs. $ 74.73
04/01/02 Dividend 7,035.176 Shs. 272.77
05/01/02 Dividend 7,035.176 Shs. 276.16
06/03/02 Dividend 7,035.176 Shs. 288.61
07/01/02 Dividend 6,533.168 Shs. 270.97
06/01/02 Dividend 6,533.168 Shs. 239.31
09/03/02 Dividend 6,533.168 Shs. 232.33
10/01/02 Dividend 6,533.168 Shs. 225.09
11/01/02 Dividend 6,533.168 Shs. 293.83
12/02/02 Dividend 6,533.168 Shs. 217.21
01/02/03 Dividend 6,533.166 Shs. 222.71
02/03/03 Dividend 6,533.168 Shs. 218.69
03/03/03 Dividend 6,533.168 Shs. 181.38
09/01/03 Dividend 6,390.175 Shs. 233.69
05/01/03 Dividend 6,390.175 Shs. 220.51
06/02/03 Dividend 6,296.366 Shs. 212.15
07/01/03 Dividend 6,296.366 Shs. 183.39
08/01/03 Dividend 6,296.366 Shs. 177.94
09/04/03 Dividend 6,296.366 Shs. 97.07 4,087.99
ARK Fds International Equity Selection
Portfolio
01/04/99 Dividend 9,264.519 Shs. $ 932.00
12/30/99 Dividend 9,938.505 Shs. 865.06
01/02/01 Dividend 5,381.991 Shs. 208.28
01/02/02 Dividend 5,256.991 Shs. 87.27 1,592.61
FORWARD $ 29,017.55
- 108 -
RECEIPTS OF INCOlN: (cont'd)
FORWARD $
ARK Fds Mid Can Portfolio
10/01/02 Dividend 1,682.086 Shs. $ 10.73
04/01/03 Dividend 1,682.086 Shs. 2.97
ARK Fds Short Term Bond Portfolio
04/06/98 Dividend 9,978.882 Shs. $ 133.25
05/01/98 Dividend 9,978.882 Shs. 444.96
06/01/98 Dividend 9,978.882 Shs. 466.24
07/01/98 Dividend 9,978.882 Shs. 459.67
08/03/98 Dividend 9,978.882 Shs. 461.67
09/01/98 Dividend 9,978.882 Shs. 458.33
10/01/98 Dividend 9,978.882 Shs. 426.18
11/02/98 Dividend 9,978.882 Shs. 420.36
12/01/98 Dividend 9,978.882 Shs. 406.14
01/09/99 Dividend 9,978.882 Shs. 408.26
02/01/99 Dividend 9,978.882 Shs. 410.35
03/01/99 Dividend 9,978.882 Shs. 384.80
04/01/99 Dividend 9,978.882 Shs. 414.87
05/03/99 Dividend 9,978.882 Shs. 406.14
06/01/99 Dividend 9,978.882 Shs. 410.96
07/01/99 Dividend 9,978.682 Shs. 401.71
08/02/99 Dividend 9,978.882 Shs. 412.19
09/01/99 Dividend 9,978.882 Shs. 418.88
10/01/99 Dividend 9,978.882 Shs. 404.31
11/01/99 Dividend 9,978.862 Shs. 414.32
12/01/99 Dividend 9,978.882 Shs. 405.75
01/03/00 Dividend 9,985.691 Shs. 422.14
02/01/00 Dividend 9,985.691 Shs. 428.79
03/01/00 Dividend 9,985.691 Shs. 413.31
04/03/00 Dividend 9,985.691 Shs. 436.82
O5/O1/00 Dividend 9,985.691 Shs. 423.85
06/01/00 Dividend 9,985.691 Shs. 945.27
07/03/00 Dividend 9,985.691 Shs. 436.90
OS/O1/00 Dividend 9,985.691 Shs. 447.31
09/01/00 Dividend 9,985.691 Shs. 955.50
10/02/00 Dividend 9,985.691 Shs. 993.29
11/O1/00 Dividend 9,985.691 Shs. 962.27
12/01/00 Dividend 9,985.691 Shs. 967.33
01/02/01 Dividend 9,985.691 Shs. 992.00
02/01/01 Dividend 9,381.662 Shs. 960.95
03/01/01 Dividend 9,381.662 Shs. 914.90
04/02/01 Dividend 9,381.662 Shs. 496.83
OS/O1/O1 Dividend 9,381.662 Shs. 414.87
FORWARD $ 16,081.12 $
29,017.55
13.20
29,030.75
- 109 -
REC&IPTS OF INCO~ (cont'd)
FORWARD $ 16,081.12 $ 29,030.75
ARK Fds Short Term Bond Portfolio
(cont'd)
06/01/01 Dividend 9,381.662 Shs. 425.02
07/02/01 Dividend 9,381.662 Shs. 409.27
08/01/01 Dividend 9,381.662 Shs. 902.39
09/09/01 Dividend 9,381.662 Shs. 390.30
10/O1/O1 Dividend 9,381.662 Shs. 381.95
11/O1/O1 Dividend 9,381.662 Shs. 377.64
12/03/01 Dividend 9,381.662 Shs. 343.31
01/02/02 Dividend 9,280.652 Shs. 339.47
02/01/02 Dividend 9,280.652 Shs. 310.90
03/01/02 Dividend 7,198.672 Shs. 244.11
09/01/02 Dividend 7,198.672 Shs. 226.43
05/01/02 Dividend 7,198.672 Shs. 234.99
06/03/02 Dividend 7,198.672 Shs. 297.53
07/01/02 Dividend 7,198.672 135.91 20,599.84
ARK Fds Short Term Treasury Portfolio
07/01/02 Dividend 6,280.193 Shs. $ 73.95
08/01/02 Dividend 6,280.193 Shs. 186.06
09/03/02 Dividend 6,280.193 Shs. 179.96
10/01/02 Dividend 6,280.193 Shs. 166.57
11/01/02 Dividend 6,280.193 Shs. 170.52
12/02/02 Dividend 6,280.193 Shs. 164.21
12/09/02 Short Term Capital Gain Distribution 46.97
01/02/03 Dividend 6,337.177 Shs. 150.94
02/03/03 Dividend 6,337.177 Shs. 138.56
03/03/03 Dividend 6,337.177 Shs. 113.27
09/01/03 Dividend 6,337.177 Shs. 122.97
05/01/03 Dividend 6,337.177 Shs. 119.39
06/02/03 Dividend 6,240.652 Shs. 109.15
07/01/03 Dividend 6,240.652 Shs. 99.02
08/01/03 Dividend 6,240.652 Shs. 100.29
08/13/03 Short Term Capital Gain Distribution 3.56
08/15/03 Dividend 6,269.903 Shs. 53.97 1,992.86
ARK Fds US Government Bond Portfolio
04/06/98 Dividend 23,713.565 Shs.
05/09/98 Dividend 23,713.565 Shs.
06/01/98 Dividend 23,713.565 Shs.
07/01/98 Dividend 23,713.565 Shs.
08/03/98 Dividend 23,713.565 Shs.
$ 318.39
1,150.01
1,181.69
1,196.19
1,175.32
FORWARD
$ 9,971.50 $ 51,568.45
- 110 -
RECEIPTS OF INCOl~: (cont'dI
FORWARD $ 9,971.50 $
ARK Fds US Government Bond Portfolio
(cont'd)
09/01/98 Dividend 23,713.565 Shs. 1,054.82
10/01/98 Dividend 23,713.565 Shs. 1,015.36
11/02/98 Dividend 23,713.565 Shs. 1,045.56
12/01/98 Dividend 23,713.565 Shs. 1,028.63
01/04/99 Dividend 23,713.565 Shs. 1,062.96
02/01/99 Dividend 23,713.565 Shs. 1,093.10
03/01/99 Dividend 23,713.565 Shs. 956.29
04/01/99 Dividend .23,001.459 Shs. 1,053.70
05/03/99 Dividend 23,001.459 Shs. ggq,g2
06/01/99 Dividend 23,001.459 Shs. 950.52
07/01/99 Dividend 23,001.959 Shs. 940.39
08/02/99 Dividend 23,001.959 Shs. 993.96
09/01/99 Dividend 23,001.959 Shs. 981.53
10/01/99 Dividend 22,580.406 Shs. 937.86
11/01/99 Dividend 22,580.406 Shs. 971.62
12/01/99 Dividend 22,580.406 Shs. 957.93
01/03/00 Dividend 22,580.906 Shs. 963.92
02/01/00 Dividend 22,580.906 Shs. 975.24
03/01/00 Dividend 22,580.906 Shs. 996.61
09/03/00 Dividend 22,580.406 Shs. 1,002.33
OS/O1/00 Dividend 22,580.406 Shs. 1,008.39
06/01/00 Dividend 22,580.906 Shs. 1,023.23
07/03/00 Dividend 22,580.906 Shs. 970.00
08/01/00 Dividend 22,580.906 Shs. 1,015.81
09/01/00 Dividend 22,580.906 Shs. 1,020.67
10/02/00 Dividend 22,580.406 Shs. 1,007.47
11/O1/00 Dividend 22,580.406 Shs. 1,017.73
12/01/00 Dividend 22,580.906 Shs. 995.28
01/02/01 Dividend 22,580.906 Shs. 999.82
02/01/01 Dividend 21,969.378 Shs. 993.98
03/01/01 Dividend 21,969.378 Shs. 934.02
09/02/01 Dividend 21,964.378 Shs. ggg,Og
O5/O1/O1 Dividend 21,964.378 Shs. 977.37
06/01/01 Dividend 21,969.378 Shs. 990.73
07/02/01 Dividend 21,969.378 Shs. 996.52
OS/O1/O1 Dividend 21,969.378 Shs. 978.51
09/04/01 Dividend 21,964.378 Shs. 968.47
10/O1/O1 Dividend 21,964.376 Shs. 923.63
11/O1/O1 Dividend 21,969.378 Shs. 958.96
12/03/01 Dividend 21,969.378 Shs. 994.31
01/02/02 Dividend 21,861.603 Shs. ggl,4g
02/01/02 Dividend 21,861.603 Shs. 910.81
FORWARD $ 46,362.93 $
51,568.95
51,568.45
- 111 -
REC&TPTS OF INCA (cont'd)
FORWARD $ 96,362.93 $
ARK Fds US Government Bond Portfolio
(cont'd)
03/01/02 Dividend 7,182.709 Shs. 697.09
09/01/02 Dividend 7,182.709 Shs.- 299.95
05/01/02 Dividend 7,182.709 Shs. 292.39
06/03/02 Dividend 7,182.709 Shs. 296.90
07/01/02 Dividend 6,579.801 Shs. 278.71
08/01/02 Dividend 6,579.801 Shs. 251.09
09/03/02 Dividend 6,579.801 Shs. 247.71
10/01/02 Dividend 6,579.801 Shs. 241.08
11/01/02 Dividend 6,579.801 Shs. 245.07
12/02/02 Dividend 6,579.801 Shs. 229.91
01/02/03 Dividend 6,579.801 Shs. 211.28
02/03/03 Dividend 6,579.801 Shs. 206.01
03/03/03 Dividend 6,579.801 Shs. 192.92
09/01/03 Dividend 6,475.967 Shs. 202.85
05/01/03 Dividend 6,975.987 Shs. 199.35
06/02/03 Dividend 6,378.926 Shs. 199.43
07/01/03 Dividend 6,378.926 Shs. 169.23
08/01/03 Dividend 6,378.926 Shs. 158.02
08/13/03 Short Term Capital Gain Distribution 47.65
09/09/03 Dividend 6,383.225 Shs. 96.76
ARK Fds Value Equity Portfolio
07/01/98 Dividend 30,038.319 Shs. $ 919.65
10/01/98 Dividend 30,038.319 Shs. 732.99
01/09/99 Dividend 31,299.737 Shs. 637.99
09/01/99 Dividend 21,107.799 Shs. 291.29
07/01/99 Dividend 20,695.703 Shs. 237.93
10/01/99 Dividend 20,383.908 Shs. 171.22
12/30/99 Dividend 24,339.363 Shs. 97.34
09/03/00 Dividend 23,255.05 Shs. 46.51
07/03/00 Dividend 22,550.328 Shs. 67.65
10/02/00 Dividend 22,550.328 Shs. 2.26
01/02/01 Dividend 26,936.721 Shs. 293.95
09/02/01 Dividend 29,860.722 Shs. 119.33
07/02/01 Dividend 29,860.722 Shs. 228.72
10/O1/O1 Dividend 29,860.722 Shs. 258.55
01/02/02 Dividend 26,727.75 Shs. 331.92
04/01/02 Dividend 21,368.693 Shs. 115.39
07/01/02 Dividend 21,368.693 Shs. 119.24
10/01/02 Dividend 21,368.693 Shs. 991.90
01/02/03 Dividend 21,767.459 Shs. 317.59
51,568.45
51,100.33
FORWARD $ 5,924.37 $ 102,668.78
- 112 -
RECEIPTS OF INCONZ+ fcont'd)
FORWARD $ 5,429.37 $ 102,668.78
ARK Fds Value Equity Portfolio
(cont'd)
09/01/03 Dividend 21,332.045 Shs. 231.88
07/01/03 Dividend 21,332.045 Shs. 229.32
08/13/03 Dividend 21,332.095 Shs. 366.91 6,252.98
ARK Monev Market Portfolio
04/01/98 Dividend $ 7.33
05/01/98 Dividend 1.79
06/01/98 Dividend 7.80
07/01/98 Dividend 14.08
08/03/98 Dividend 10.63
09/01/98 Dividend 16.80
10/01/98 Dividend 25.51
11/02/98 Dividend 10.31
12/01/98 Dividend 15.01
01/09/99 Dividend 30.11
02/01/99 Dividend 9.2g
03/01/99 Dividend 13.60
09/01/99 Dividend 30.77
05/03/99 Dividend 19.07
06/01/99 Dividend 16.80
07/01/99 Dividend 36.19
08/02/99 Dividend 13.87
09/01/99 Dividend 18.56
10/01/99 Dividend 90.80
11/01/99 Dividend 19.42
12/01/99 Dividend 24.79
01/03/00 Dividend 31.79
02/01/00 Dividend 39.70
03/01/00 Dividend 42.78
04/03/00 Dividend 53.97
OS/O1/00 Dividend 30.94
06/01/00 Dividend 36.78
07/03/00 Dividend 96.80
OB/O1/00 Dividend g6,2q
09/01/00 Dividend 53.99
10/02/00 Dividend - 57.59
11/O1/00 Dividend g,7q
12/01/00 Dividend 14.10
01/02/01 Dividend 20.50
02/01/01 Dividend 108.59
03/01/01 Dividend 110.20
FORWARD $ 1,080.04 $ 108,921.26
- 113 -
RECfiIPT3 OF INCOD~ (cont'dI
FORWARD $ 1,080.09 $
ARK Monev Market Portfolio
(cont'd)
04/02/01 Dividend 120.10
OS/O1/O1 Dividend 71.50
06/01/01 Dividend 69.00
07/02/01 Dividend 69.11
08/01/01 Dividend 39.61
09/04/01 Dividend 35.71
10/O1/O1 Dividend 33.62
11/O1/O1 Dividend 8.30
12/03/01 Dividend 8.89
01/02/02 Dividend 10.60
02/01/02 Dividend 3.02
03/01/02 Dividend 8.09
09/01/02 Dividend 19.85
05/01/02 Dividend 7.80
06/03/02 Dividend 8.63
07/01/02 Dividend 21.89
06/01/02 Dividend 26.78
09/03/02 Dividend 26.41
10/01/02 Dividend 25.56
11/01/02 Dividend 16.03
12/02/02 Dividend 14.05
01/02/03 Dividend 14.06
02/03/03 Dividend 5.74
03/03/03 Dividend 5.04
09/01/03 Dividend 9.29
05/01/03 Dividend 5.81
06/02/03 Dividend 6.82
07/01/03 Dividend 8.51
08/01/03 Dividend 3.41
08/27/03 Dividend 1.58
Boston Comnanv International Small Ca
Fund
06/30/05 Dividend 1,882.366 Shs. $ 150.59
12/15/05 Short Term Capital Gain Distribution 604.80
12/15/05 Dividend 1,720.883 Shs. 88.75
06/30/06 Dividend 1,693.676 Shs. 230.11
12/15/06 Dividend 1,538.193 Shs. 59.25
12/15/06 Short Term Capital Gain Distribution 83.29
06/29/07 Dividend 667.519 Sh s. 100.13
FORWARD
108,921.26
1,774.80
1,311.92
$ 112,007.98
- 119 -
RECEIPTS OF INCOME (cont'dl
Capital Reserve Account
09/01/92 Dividend
10/01/92 Dividend
11/02/92 Dividend
12/01/92 Dividend
01/09/93 Dividend
02/01/93 Dividend
03/01/93 Dividend
09/01/93 Dividend
05/03/93 Dividend
06/01/93 Dividend
07/01/93 Dividend
08/03/93 Dividend
09/02/93 Dividend
10/09/93 Dividend
11/02/93 Dividend
12/02/93 Dividend
01/04/99 Dividend
02/02/99 Dividend
03/01/94 Dividend
04/01/94 Dividend
05/03/94 Dividend
06/01/99 Dividend
10/03/99 Dividend
11/01/99 Dividend
12/01/94 Dividend
01/03/95 Dividend
02/01/95 Dividend
03/01/95 Dividend
09/03/95 Dividend
05/01/95 Dividend
06/01/95 Dividend
07/03/95 Dividend
08/01/95 Dividend
09/01/95 Dividend
10/02/95 Dividend
11/01/95 Dividend
12/01/95 Dividend
01/02/96 Dividend
02/01/96 Dividend
03/19/96 Dividend
04/01/96 Dividend
05/01/96 Dividend
06/03/96 Dividend
FORWARD
FORWARD
S
S
76.12
116.18
56.30
70.57
60.24
99.46
99.36
67.26
52.43
43.13
59.92
37.84
29.52
23.86
12.61
17.98
20.55
9.82
10.48
14.87
13.88
45.71
33.11
18.91
31.14
90.13
23.83
28.97
38.70
28.84
41.54
99.03
26.35
31.23
33.11
15.00
22.93
26.74
10.30
12.97
16.19
3.37
3.95
1,956.93 S
112,007.98
112,007.98
- 115 -
RECEIPTS OF INCOE7E (cont'dl
FORWARD $ 1,456.93 $ 112,007.98
Capital Reserve Account
(cont'dI
07/01/96 Dividend 8.11
08/01/96 Dividend 6.82
09/03/96 Dividend 12.62
10/02/96 Dividend 18.78
11/05/96 Dividend 7,20
12/04/96 Dividend 13.58
01/06/97 Dividend 37.50
02/03/97 Dividend 19.08
03/09/97 Dividend 22,27
09/03/97 Dividend 30.73
05/05/97 Dividend 5.19
06/05/97 Dividend 7,39
07/03/97 Dividend 39.09
08/01/97 Dividend 25.10
09/03/97 Dividend 31.15
10/02/97 Dividend g0,72
11/03/97 Dividend g,97
12/02/97 Dividend 16.49
12/31/97 Dividend 69.56
02/02/98 Dividend 13.96
03/02/98 Dividend 26.30
09/02/98 Dividend 186.09 2,098.98
Cash
09/30/99 Adjustment for Missing Statements 7/1/99
thru 9/30/99. Amount is net interst
paid during said period to Luella
Howard pursuant to Item IV (b) under the
Last Will and Testatment of Mary Bigler
Hinkle less expenses dur ing said period. 9,745.59
CRM Mid Cap Value Fd-Instl #32
12/16/05 Dividend 1,309.376 Shs. $ 301.29
12/16/05 Short Term Capital Gain Distribution 209.00
12/19/06 Dividend 857.919 Shs. 167.97
12/19/06 Short Term Capital Gain Distribution 514.62
12/18/07 Dividend 781.659 Shs. 185.78
12/18/07 Short Term Capital Gain Distribution 1,210.63
12/18/08 Dividend 826.155 Shs. 239.00 2,818.29
FORWARD $ 121,670.34
- 116 -
RECEIPTS OF ZNCO~ foont'dI
FORWARD
Dauphin Deposit Equity Fund for Tax
Exempt Organizations
10/02/92 Dividend 905 Shs. $ 60.57
11/03/92 Dividend 1,797 .Shs. 92.99
12/02/92 Dividend 2,678 Shs. 250.95
01/05/93 Dividend 2,678 Shs. 131.35
02/03/93 Dividend 3,738 Shs. 127.95
03/02/93 Dividend 4,587 Shs. 373.13
04/02/93 Dividend 6,052 Shs. 332.93
05/04/93 Dividend 7,284 Shs. 199.49
06/02/93 Dividend 7,284 Shs. 791.43
07/02/93 Dividend 7,284 Shs. 329.73
08/03/93 Dividend 8,287 Shs. 283.17
09/02/93 Dividend 8,691 Shs. 798.88
10/05/93 Dividend 8,691 Shs. 952.45
11/02/93 Dividend 8,691 Shs. 325.32
12/02/93 Dividend 8,691 Shs. 784.49
01/04/99 Dividend 8,691 Shs. 370.09
02/02/99 Dividend 8,691 Shs. 311.18
03/02/99 Dividend 8,691 Shs. 770.37
04/04/99 Dividend 8,691 Shs. 907.95
05/03/99 Dividend 8,691 Shs. 271.16
06/03/99 Dividend 8,691 Shs. 756.70
10/04/94 Dividend 8,883 Shs. 589.20
11/02/99 Dividend 8,883 Shs. 908.28
12/02/99 Dividend 8,883 Shs. 799.96
01/03/95 Dividend 8,883 Shs. 557.03
02/01/95 Dividend 8,883 Shs. 376.60
03/02/95 Dividend 8,883 Shs. 767.51
09/04/95 Dividend 8,883 Shs. 599.78
05/02/95 Dividend 8,883 Shs. 282.90
06/02/95 Dividend 8,863 Shs. 1,013.28
07/05/95 Dividend 8,883 Shs. 701.17
06/02/95 Dividend 8,883 Shs. 395.87
09/05/95 Dividend 8,883 Shs. 867.64
10/03/95 Dividend 8,883 Shs. 620.10
11/02/95 Dividend 8,883 Shs. 523.92
12/09/95 Dividend 8,883 Shs. 969.15
01/03/96 Dividend 8,883 Shs. 580.33
02/02/96 Dividend 8,883 Shs. 555.51
03/09/96 Dividend 8,883 Shs. 860.40
04/01/96 Dividend 8,883 Shs. 601.77
05/02/96 Dividend 8,883 Shs. 906.35
06/03/96 Dividend 8,883 Shs. 387.69
FORWARD $ 20,985.67 $
121,670.34
121,670.34
- 117 -
RECEIPTS OF ZNCO~ (cont'd)
FORWARD $ 20,985.67 $ 121,670.39
Dauphin Deposit Equity Fund for Tax
Exempt Oroanizations
__{cont'd)
07/01/96 Dividend 8,883 Shs. 925.02
08/01/96 Dividend 8,721 Shs. 908.07
09/09/96 Dividend 8,721 Shs. 398.97
10/01/96 Dividend 8,721 Shs. 395.92
11/05/96 Dividend 8,721 Shs. 905.75
12/03/96 Dividend 8,721 Shs. 397.29 23,916.64
Dauphin Deposit U.S. Government Fixed
Income Fund
09/03/92 Dividend 20,393 Shs. $ 1,030.89
10/02/92 Dividend 20,393 Shs. 988.69
11/03/92 Dividend 17,501 Shs. 1,001.10
12/02/92 Dividend 17,501 Shs. 823.50
01/06/93 Dividend 17,501 Shs. 850.87
02/03/93 Dividend 17,501 Shs. 895.09
03/03/93 Dividend 17,501 Shs. 759.53
09/05/93 Dividend 12,702 Shs. 596.30
05/05/93 Dividend 12,702 Shs. 573.53
06/03/93 Dividend 12,702 Shs. 575.72
07/07/93 Dividend 12,702 Shs. 548.86
08/05/93 Dividend 10,290 Shs. 459.92
09/02/93 Dividend 10,290 Shs. 450.06
10/05/93 Dividend 10,290 Shs. 432.63
11/03/93 Dividend 10,290 Shs. 435.51
12/02/93 Dividend 10,290 Shs. 417.51
01/05/94 Dividend 10,290 Shs. 927.42
02/03/94 Dividend 10,290 Shs. 919.60
03/02/94 Dividend 10,290 Shs. 372.89
04/05/94 Dividend 10,290 Shs. 914.38
05/04/94 Dividend 10,290 Shs. 901.10
06/03/99 Dividend 10,290 Shs. 923.29
10/05/99 Dividend 10,290 Shs. 926.05
11/03/99 Dividend 10,290 Shs. 944.30
12/02/99 Dividend 10,290 Shs. 436.56
01/09/95 Dividend 10,290 Shs. 461.85
02/02/95 Dividend 10,290 Shs. 538.52
03/02/95 Dividend 10,290 Shs. 463.68
09/05/95 Dividend 10,290 Shs. 568.38
05/03/95 Dividend 10,290 Shs. 559.20
06/02/95 Dividend 10,290 Shs. 569.25
FORWARD $ 17,711.13 $ 145,086.98
- 118 -
AECEIPT3 OF INCOl~ (wnt'd)
FORWARD $ 17,711.13 $ 145,086.98
Dauphin Deposit U.S. Government Fixed
Income Fund
(cont'dl
07/06/95 Dividend 10,290 Shs. 531.11
08/02/95 Dividend 10,290 Shs. 537.65
09/06/95 Dividend 10,290 Shs. 538.63
10/03/95 Dividend 10,290 Shs. 522.07
11/02/95 Dividend 10,290 Shs. 529.63
12/04/95 Dividend 10,290 Shs. 510.60
01/03/96 Dividend 10,290 Shs. 505.97
02/02/96 Dividend 10,290 Shs. 493.60
03/05/96 Dividend 10,290 Shs. 456.48
09/01/96 Dividend 10,290 Shs. 492.12 22,828.99
Evergreen Intl Bd Fd -In
06/17/05 Dividend 1,173.073 Shs. $ 140.77
09/16/05 Dividend 1,173.073 Shs. 140.92
12/16/05 Dividend 1,174.839 Shs. 129.23
03/17/06 Dividend 1,174.839 Shs. 129.23
06/16/06 Dividend 1,174.839 Shs. 129.23
09/15/06 Dividend 1,174.839 Shs. 117.98
03/16/07 Dividend 1,174.839 Shs. 77.77
06/15/07 Dividend 1,215.783 Shs. 47.05
09/19/07 Dividend 969.297 Shs. 36.64
12/19/07 Dividend 969.297 Shs. 309.33
03/14/08 Dividend 969.297 Shs. 48.21
06/13/08 Dividend 935.441 Shs. 191.39
09/12/08 Dividend 903.658 Shs. 200.93
12/12/08 Dividend 683.447 Shs. 199.97
12/30/08 Dividend 683.447 Shs. 785.35 2,627.00
Federated Strategic Value Fund
08/31/09 Dividend 8,291.982 Shs. $ 93.13
09/30/09 Dividend 8,291.982 Shs. 121.15 219.28
Federated Total Return Bond Fund
05/01/09 Dividend 783.268 Shs. $ 10.87
06/01/09 Dividend 783.268 Shs. 39.24
07/01/09 Dividend 783.268 Shs. 33.77
08/03/09 Dividend 783.266 Shs. 39.09
09/01/09 Dividend 1,807.199 Shs. 35.33
FORWARD $ 198.30 $ 170,757.25
- 119 -
RECEIPTS OS INCO~ (cont'd)
FORWARD $ 148.30 $ 170,757.25
Federated Total Return Bond Fund
(cont'd)
10/02/09 Dividend 1,807.199 Shs. 37.68 185.98
Forward Intl Sm Companies Fd-In
12/10/07 Short Term Capital Gain Distribution $ 335.05
12/31/07 Dividend 931.223 S hs. 69 .59
12/31/08 Dividend 816.369 S hs. 147.06 596.70
Glenmede Fd Inc Instl Intl Portfolio
02/16/93 Dividend 1,071.811 Shs. $ 29 .85
09/22/93 Dividend 2,593.109 Shs. 57. 05
07/21/93 Dividend 2,593.109 Shs. 168. 55
07/22/93 Dividend 2,593.109 Shs. 0. 86
10/20/93 Dividend 2,593.109 Shs. 69 .83
11/05/93 Short Term Capital Gain Distribution 492. 69
12/31/93 Dividend 2,593.109 Shs. 29. 24
09/21/94 Dividend 2,593.109 Shs. 97. 08
10/28/94 Dividend 2,593.109 Shs. 181. 52
01/11/95 Dividend 2,593.109 Shs. 129. 66
05/19/95 Dividend 2,593.109 Shs. 99. 08
07/28/95 Dividend 2,593.109 Shs. 285. 29
01/02/96 Dividend 2,593.109 Shs. 77. 79
09/30/96 Dividend 2,593.109 Shs. 77. 79
08/02/96 Dividend 2,593.109 Shs. 285. 29
10/17/96 Dividend 2,593.109 Shs. 285. 29
02/10/97 Dividend 2,593.109 Shs. 95. 95
07/29/97 Dividend 2,593.109 Shs. 534. 31
12/22/97 Dividend 2,593.109 Shs. 155. 59
09/03/98 Dividend 2,593.109 Shs. 155. 59 3,188.15
Goldman Sachs Hich Yield Fd-#527
06/02/05 Dividend 885.69 Shs. $ 62.53
07/05/05 Dividend 885.69 Shs. 49.50
OS/O1/OS Dividend 885.69 Shs. 49.37
09/01/05 Dividend 885.69 Shs. 49.96
10/03/05 Dividend 885.64 Shs. 49.36
11/02/05 Dividend 885.64 Shs. 99.90
12/01/05 Dividend 885.64 Shs. 49.31
01/03/06 Dividend 885.64 Shs. 99.39
02/01/06 Dividend 885.69 Shs. 95.42
FORWARD $ 953.79 $ 174,678.08
- 120 -
RECEIPT3 OF INCOE~ (oont'd)
FORWARD $ 453.79 $ 174,678.08
Goldman Sachs Hiah Yield Fd-#527
(cont'd)
03/01/06 Dividend 885.64 Shs. 45.22
09/03/06 Dividend 885.64 Shs. 45.94
05/01/06 Dividend 885.69 Shs. gl,g7
06/01/06 Dividend 885.69 Shs. 91.55
07/03/06 Dividend 885.69 Shs. 91.40
08/01/06 Dividend 885.64 Shs. 44.68
09/01/06 Dividend 885.64 Shs. 45.57
10/02/06 Dividend 885.64 Shs. 45.98
11/01/06 Dividend 885.69 Shs. 43.30 848.35
Harbor International Fund #11
01/02/03 Dividend 1,377.885 Shs. $ 462.89
01/02/03 Short Term Capital Gain Distribution 59.90
12/31/03 Dividend 1,905.709 Shs. 710.98
12/31/03 Short Term Capital Gain Distribution 54.84
01/03/05 Dividend 1,159.517 Shs. 693.81
12/20/07 Dividend 300.84 Shs. 317.47
12/20/07 Short Term Capital Gain Distribution 103.68
12/22/08 Dividend 390.571 Shs. 303.61 2,656.68
Lazard Emeroing Markets Portfolio-In
08/28/07 Short Term Capital Gain Distribution $ 36.12
12/27/07 Dividend 426.438 Shs. 122.81
12/27/07 Short Term Capital Gain Distribution 317.27
08/26/08 Short Term Capital Gain Distribution 71.32
12/23/08 Dividend 997.17 Shs. 2g5,gg
12/23/08 Short Term Capital Gain Distribution 136.36 929.87
Marketvest Funds Inc. Equity Fund #590
12/31/96 Dividend 30,556.624 Shs. $ 915.57
02/09/97 Dividend 30,556.629 Shs. 366.68
02/28/97 Dividend 30,556.629 Shs. 378.90
09/01/97 Dividend 30,556.624 Shs. 391.12
05/01/97 Dividend 30,556.624 Shs. 912.51
06/03/97 Dividend 30,556.629 Shs. 933.90
07/01/97 Dividend 30,556.629 Shs. g27.7g
08/01/97 Dividend 30,556.624 Shs. 433.90
09/02/97 Dividend 30,556.624 Shs. 452.24
10/01/97 Dividend 30,556.629 Shs. 320.84
FORWARD $ 9,033.45 $ 179,112.98
- 121 -
RECEIPTS OF INCOD~ fcont'dl
FORWARD $ 4,033.95 $ 179,112.98
Marketvest Funds Inc. Equity Fund #590
(cont'd)
10/31/97 Dividend 30,556.624 Shs. 366.68
12/01/97 Dividend 30,556.629 Shs. 372.79
12/31/97 Dividend 30,556.629 Shs. 366.68
02/03/98 Dividend 30,556.629 Shs. 305.57
02/28/98 Dividend 30,556.629 Shs. 366.68
03/27/98 Dividend 30,556.629 Shs. 378.90 6,190.75
Marketvest Funds Inc. Intermediate US
Government Bond Fund #593
12/02/97 Dividend 21,276.596 Shs. $ 492. 05
12/31/97 Dividend 21,681.095 Shs. 1,150. 99
02/03/98 Dividend 21,681.095 Shs. 1,136. 10
03/03/98 Dividend 21,681.095 Shs. 1,090. 39
03/20/98 Dividend 21,681.095 Shs. 796. 81 9,616.24
Marketvest Funds International Eauit
Fund #596
12/31/97 Dividend 2,946.955 Shs. 678.98
Marketvest Funds PA Municipal Bond Fund
#591
07/03/97 Dividend 20,900 Shs. $ 697.92
08/09/97 Dividend 20,900 Shs. 772 .68
09/03/97 Dividend 20,900 Shs. 771 .43
10/03/97 Dividend 20,900 Shs. 752 .42
11/04/97 Dividend 20,900 Shs. 772 .50
12/02/97 Dividend 20,900 Shs. 922 .17 9,189.12
Marketvest Funds Short Term Bond Fund
592
05/02/96 Dividend 10,330.287 Shs. $ 380.23
06/03/96 Dividend 10,330.287 Shs. 427 .63
07/03/96 Dividend 10,330.287 Shs. 450. 57
08/01/96 Dividend 10,330.287 Shs. 476. 71
09/03/96 Dividend 10,330.287 Shs. 480. 95
10/01/96 Dividend 10,330.287 Shs. 467. 59
11/01/96 Dividend 9,978.882 Shs. 966. 16
12/02/96 Dividend 9,978.882 Shs. 954. 90
FORWARD $ 3,604.69 $ 199,788.07
- 122 -
RECEIPTS OF INCO~ fconG'dI
FORWARD $ 3,604.69 S 199,788.07
Marketvest Funds Short Term Bond Fund
#592
(cont'd)
01/02/97 Dividend 9,978.882 Shs. 469.93
02/06/97 Dividend 9,978.882 Shs. 466.60
03/04/97 Dividend 9,978.882 Shs. 430.30
09/02/97 Dividend 9,978.882 Shs. 476.52
05/05/97 Dividend 9,978.882 Shs. 968.05
06/09/97 Dividend 9,978.882 Shs. 985.61
07/03/97 Dividend 9,978.882 Shs. 972.51
08/09/97 Dividend 9,978.882 Shs. 986.73
09/03/97 Dividend 9,978.882 Shs. 989.65
10/03/97 Dividend 9,978.882 Shs. 972.63
11/05/97 Dividend 9,978.882 Shs. 984.01
12/02/97 Dividend 9,978.882 Shs. 975.15
12/31/97 Dividend 9,978.882 Shs. 980.49
02/03/98 Dividend 9,978.682 Shs. 973.80
03/02/98 Dividend 9,978.882 Shs. 938.19
03/20/98 Dividend 9,978.882 Shs. 340.05 11,009.36
Masters Select International Fund #306
12/10/07 Short Term Capital Gain Distribution $ 789.01
12/10/07 Dividend 506.372 Shs. 103.16
11/06/08 Dividend 608.059 Shs. 236.76
11/06/08 Short Term Capital Gain Distribution 86.94 1,215.87
MTB Income-Inst I Fund #193
09/09/03 Dividend 6,229.593 Shs. $ 90.39
10/01/03 Dividend 6,082.965 Shs. 190.70
11/03/03 Dividend 6,082.965 Shs. 223.18
11/21/03 Short Term Capital Gain Distribution 352.20
12/01/03 Dividend 6,291.302 Shs. 213.77
01/02/04 Dividend 6,291.302 Shs. 208.39
02/02/09 Dividend 6,291.302 Shs. 196.27
03/01/09 Dividend 6,291.302 Shs. 206.15
04/01/09 Dividend 6,291.302 Shs. 219.89
05/03/09 Dividend 6,241.302 Shs. 217.20
06/01/09 Dividend 6,241.302 Shs. 196.62
07/01/04 Dividend 6,039.078 Shs. 206.58
08/02/04 Dividend 6,039.078 Shs. 202.26
09/01/04 Dividend 6,039.078 Shs. 195.08
10/01/04 Dividend 6,039.078 Shs. 183.71
FORWARD $ 3,047.39 $ 207,013.30
- 123 -
RECEIPTS OF INCOL+~ (cont'd)
FORWARD $ 3,047.39 $ 207,013.30
MTB Income-Inst I Fund #143
(cont'd)
11/01/04 Dividend 6,039.078 Shs. 182.76
11/30/04 Short Term Capital Gain Distribution 125.61
12/01/04 Dividend 6,100.799 Shs. 195.02
01/03/05 Dividend 6,100.799 Shs. 221.21
02/01/05 Dividend 6,100.799 Shs. 218.17
03/01/05 Dividend 6,100.799 Shs. 186.40
09/01/05 Dividend 5,872.835 Shs. 197.23
05/02/05 Dividend 5,872.835 Shs. 211.51
06/01/05 Dividend 5,872.835 Shs. 57.05
11/01/06 Dividend 1,150.84 Shs. 2.82
12/01/06 Dividend 1,150.69 Shs. 92.90
01/02/07 Dividend 1,152.193 Shs. 43.81
02/01/07 Dividend 1,152.193 Shs. 45.94
03/01/07 Dividend 1,152.193 Shs. 46.99
04/02/07 Dividend 1,152.193 Shs. 46.52
05/01/07 Dividend 1,152.193 Shs. 49.66
06/01/07 Dividend 1,224.666 Shs. 44.83
07/02/07 Dividend 1,224.666 Shs. 46.29
08/01/07 Dividend 1,224.666 Shs. 47.27
09/04/07 Dividend 1,229.625 Shs. 45.99
10/01/07 Dividend 1,229.625 Shs. 96.97
11/01/07 Dividend 1,229.625 Shs. 47.49
12/03/07 Dividend 1,229.625 Shs. 97.58
01/02/08 Dividend 1,229.625 Shs. 19.93 5,260.69
MT$ Intermediate Term Bond- Inst I Fund
220
09/09/03 Dividend 6,296.366 Shs. $ 119.86
10/01/03 Dividend 6,150.952 Shs. 215.31
11/05/03 Dividend 6,150.952 Shs. 222.99
11/21/03 Short Term Capital Gain Distribution 75.65
12/01/03 Dividend 6,229.179 Shs. 227.73
01/02/09 Dividend 6,229.179 Shs. 296.76
02/02/09 Dividend 6,224.179 Shs. 260.92
03/01/09 Dividend 6,229.179 Shs. 259.00
09/01/09 Dividend 6,229.179 Shs. 297.36
05/03/09 Dividend 6,229.179 Shs. 296.08
06/01/09 Dividend 6,229.179 Shs. 295.02
07/01/04 Dividend 6,229.179 Shs. 232.77
08/02/04 Dividend 6,229.179 Shs. 290.29
09/01/04 Dividend 6,229.179 Shs. 293.15
FORWARD $ 3,072.89 $ 212,273.99
- 129 -
RECEIPTS OF INCOD~ fwnt'd)
FORWARD $ 3,072.89 $
MTB Intermediate Term Bond-Inst I Fund
220
(cont'd)
10/01/09 Dividend 6,224. 174 Shs. 296.48
11/01/09 Dividend 6,224. 174 Shs. 235.32
12/01/09 Dividend 6,224. 174 Shs. 221.41
01/03/05 Dividend 6,224. 174 Shs. 297.98
02/01/05 Dividend 6,224. 174 Shs. 258.25
03/01/05. Dividend 6,224. 174 Shs. 226.78
04/01/05 Dividend 5,997. 359 Shs. 225.85
05/02/05 Dividend 5,997. 359 Shs. 233.20
06/01/05 Dividend 2,039. 236 Shs. 129.14
07/01/05 Dividend 2,055. 848 Shs. 79.67
OB/01/OS Dividend 2,099. 856 Shs. 65.22
09/01/05 Dividend 2,090. 53 Shs. 63.25
10/03/05 Dividend 2,095. 708 Shs. 69.79
11/O1/OS Dividend 2,031. 821 Shs. 65.04
12/01/05 Dividend 2,150. 056 Shs. 68.69
01/03/06 Dividend 2,159. 023 Shs. 70.28
02/01/06 Dividend 2,168. 935 Shs. 67.30
03/01/06 Dividend 2,222. 203 Shs. 69.31
09/03/06 Dividend 2,259. 462 Shs. 76.34
05/01/06 Dividend 2,299. 701 Shs. 79.58
06/01/06 Dividend 2,232. 863 Shs. 80.32
07/03/06 Dividend 2,161. 791 Shs. 79.89
08/01/06 Dividend 2,129. 677 Shs. 78.59
09/01/06 Dividend 2,199. 015 Shs. 77.63
10/02/06 Dividend 2,212. 078 Shs. 81.25
11/01/06 Dividend 1,907. 501 Shs. 80.13
12/01/06 Dividend 1,925. 923 Shs. 68.06
01/02/07 Dividend 1,925. 923 Shs. 69.85
02/01/07 Dividend 1,959. 735 Shs. 70.79
03/01/07 Dividend 2,008. 658 Shs. 73.65
09/02/07 Dividend 1,980. 285 Shs. 75.87
05/01/07 Dividend 2,026. 719 Shs. 71.93
06/01/07 Dividend 2,096. 878 Shs. 72.95
07/02/07 Dividend 2,096. 678 Shs. 79.83
08/01/07 Dividend 2,096. 876 Shs. 77.26
09/04/07 Dividend 1,782. 608 Shs. 70.73
10/01/07 Dividend 1,782. 608 Shs. 63.78
11/01/07 Dividend 1,782. 608 Shs. 64.30
12/03/07 Dividend 1,782. 608 Shs. 69.31
01/02/08 Dividend 1,782. 608 Shs. 66.92
02/01/08 Dividend 1,782. 608 Shs. 60.14
FORWARD $ 7,377.97 $
212,273.99
212,273.99
- 125 -
REC&IPTS OF INCO~ fcont'd)
FORWARD $ 7,377.97 $ 212,273.99
MTB Intermediate Term Bond-Inst I Fund
#220
(cont'd)
03/03/08 Dividend 1,782.608 Shs. 63.99
09/01/08 Dividend 1,782.608 Shs. 53.51
05/01/08 Dividend 1,782.608 Shs. 49.23
06/02/08 Dividend 1,888.649 Shs. 55.75
07/01/08 Dividend 1,888.644 Shs. 69.94
08/01/08 Dividend 1,772.079 Shs. 65.46
09/02/08 Dividend 1,772.079 Shs. 60.37
10/01/08 Dividend 1,772.079 Shs. 62.10
11/03/08 Dividend 1,246.256 Shs. 57.01
12/01/08 Dividend 1,246.256 Shs. g7,p2
01/02/09 Dividend 1,296.256 Shs. 50.39
02/02/09 Dividend 1,296.256 Shs. 50.47
03/02/09 Dividend 1,246.256 Shs. 42.30
04/01/09 Dividend 728.019 Shs. 35'.03
05/01/09 Dividend 728.019 Shs. 26.63
06/01/09 Dividend 728.019 Shs. 28,79
07/01/09 Dividend 728.019 Shs. 29,22
08/03/09 Dividend 728.019 Shs. 31.17
09/01/09 Dividend 728.019 Shs. 21.55 8,272.90
MTB International Eauitv-Inst I Fund
270
12/30/04 Dividend 2,564.103 Shs. $ 282.05
11/29/05 Short Term Capital Gain Distribution 192.05
12/29/05 Dividend 8,899.311 Shs. 1,601.73
12/05/06 Short Term Capital Gain Distribution 9,803.00
12/28/06 Dividend 10,877.881 Shs. 1,400.09
12/05/07 Short Term Capital Gain Distribution 2,436.85
12/28/07 Dividend 10,605.251 Shs. 1,935.95
12/30/08 Dividend 11,142.326 Shs. 1,734.99 13,836.71
MTB Larae Cap Growth-Inst I Fund #299
12/05/07 Short Term Capital Gain Distribution $ 93.81
12/28/07 Dividend 2,815.072 Shs. 95.89
12/30/08 Dividend 2,798.251 Shs. 59.80 144.50
MTB Larae Cap Stock Inst I Fund # 315
09/30/03 Dividend 35,078.363 Shs. $ 190.31
FORWARD $ 140.31 $ 239,528.10
- 126 -
RECEIPTS OF INCONE (cont'd1
FORWARD $ 190.31 $ 239,528.10
MTB Larae Cao Stock Inst I Fund #315
(cont'd)
12/31/03 Dividend 35,078.363 Shs. 175.39
09/05/09 Dividend 27,013.897 Shs. 108.06
07/01/09 Dividend 26,615.081 Shs. 108.06
09/30/04 Dividend 26,615.081 Shs. 212.92
12/16/04 Short Term Capital Gain Distribution 9,593.19
12/30/04 Dividend 29,677.573 Shs. 920.00
03/30/05 Dividend 29,677.573 Shs. 89.03
06/29/05 Dividend 15,190.782 Shs. 136.27
09/29/05 Dividend 15,129.211 Shs. 181.49
12/29/05 Dividend 15,778.257 Shs. 1,767.16
09/28/06 Dividend 13,106.617 Shs. 197.30
12/28/06 Dividend 10,206.905 Shs. 1,010.43
12/28/07 Dividend 6,964.364 Shs. 331.50
12/30/08 Dividend 7,065.842 Shs. 660.84
03/24/09 Dividend 9,214.542 Shs. 86.82 10,668.77
MTB Larve Cao Value-Inst I Fund #327
06/29/05 Dividend 4,809.709 Shs. $ 101.00
09/29/05 Dividend 4,809.709 Shs. 101.00
11/29/05 Short Term Capital Gain Distribution 395.78
12/29/05 Dividend 4,794.337 Shs. 120.51
03/30/06 Dividend 9,794.337 Shs. 134.24
06/29/06 Dividend 9,799.337 Shs. 139.24
09/28/06 Dividend 9,529.006 Shs. 131.20
12/05/06 Short Term Capital Gain Distribution 911.36
12/28/06 Dividend 6,297.785 Shs. 233.02
03/29/07 Dividend 6,297.785 Shs. 125.96
06/28/07 Dividend 6,297.785 Shs. 151.15
09/27/07 Dividend 5,829.391 Shs. 180.71
12/05/07 Short Term Capital Gais Distribution 498.80
12/28/07 Dividend 7,570.675 Shs. 243.02
03/28/08 Dividend 7,570.675 Shs. 227.12
06/27/08 Dividend 7,843.99 Shs. 300.42
09/29/08 Dividend 8,069.252 Shs. 228.36
12/03/08 Short Term Capital Gain Distribution 64.50
12/30/08 Dividend 7,923.337 Shs. 266.20
03/30/09 Dividend 9,218.919 Shs. 105.88
06/29/09 Dividend 2,823.69 Shs. 77.93 4,682.40
FORWARD $ 2gg~g79,27
- 127 -
RECEIPTS OF INCOME (cont'dl
FORWARD
MTB Monev Market-Inst I-Fund #920
09/02/03 Interest $ 2,12
10/01/03 Interest 6.85
11/05/03 Interest 3.56
12/01/03 Interest 3.90
01/02/09 Interest q,ql
02/02/09 Interest 3,qg
03/01/09 Interest 3.90
09/01/09 Interest 5.04
05/03/04 Interest 1.83
06/01/04 Interest 2.15
07/01/09 Interest 3.83
08/02/09 Interest 9.33
09/01/09 Interest 5.62
10/01/09 Interest 10.74
11/01/04 Interest 7,g2
12/01/04 Interest 9.05
01/03/05 Interest 12.40
02/01/05 interest 2,5g
03/01/05 Interest 3.59
09/01/05 Interest 5.00
05/03/05 Interest 6.11
06/01/05 Interest 50.03
07/01/05 Interest 62,gg
08/01/05 Interest 55.50
09/01/05 Interest 72.01
10/03/05 Interest 73.63
11/01/05 Interest 69.69
12/01/05 Interest 78.96
01/03/06 Interest 85.90
02/01/06 Interest 39.96
03/01/06 Interest gq,73
04/03/06 Interest 48.69
05/01/06 Interest 26.90
06/01/06 Interest 55.53
07/03/06 Interest 51.95
08/01/06 Interest 29,gg
09/01/06 Interest 57.56
10/02/06 Interest 56.38
11/01/06 Interest 29.23
12/01/06 Interest 59.94
01/02/07 Interest 68.08
02/01/07 Interest 81.49
03/01/07 Interest 73.59
FORWARD $ 1,379.86 $
299,879.27
299,879.27
- 128 -
RECEIPTS OF INCO~: (cont'd)
FORWARD $ 1,379.86 $ 249,879.27
MTB Monev Market-Inst I-Fund #920
(cont'dI
04/02/07 Interest 78.83
05/01/07 Interest 95.50
06/01/07 Interest 68.74
07/02/07 Interest 65.32
08/01/07 Interest 38.83
09/09/07 Interest 159.91
10/01/07 Interest 308.13
11/01/07 Interest 311.97
12/03/07 Interest 286.43
01/02/08 Interest 290.69
02/01/08 Interest 296.79
03/03/08 Interest 235.59
04/01/08 Dividend 187.51
05/01/08 Interest 161.06
06/02/08 Interest 197.76
07/01/08 Interest 131.69
OS/O1/OS Interest 138.32
09/02/06 Interest 138.96
10/O1/OS interest 137.67
11/03/08 Interest 63.61
12/01/08 Interest 38.62
01/02/09 Interest 24.66
02/02/09 Interest 20.45
03/02/09 Interest 11.68
09/01/09 Interest 5.70
05/01/09 Interest 3.76
06/01/09 Interest 1.85
07/01/09 Interest 0.16
08/03/09 Interest 3.09
09/01/09 Interest 1.93
10/01/09 Interest 1.77 4,781.19
MTB Short Duration Government Bond
Inst I Fund #120
09/02/03 Dividend 6,592.68 Shs. $ 65.58
10/01/03 Dividend 6,438.2 Shs. 133.96
11/03/03 Dividend 6,938.2 Shs. 137.22
12/01/03 Dividend 6,938.2 Shs. 126.18
01/02/09 Dividend 6,180.998 Shs. 117.69
02/02/09 Dividend 6,180.998 Shs. 95.09
03/01/09 Dividend 6,180.998 Shs. 87.37
FORWARD $ 763.09 $ 259,660.46
- 129 -
RECEIPTS OF INCO~ (cont'd)
FORWARD $ 763.09 $
MTB Short Duration Government Bond
Inst I Fund #120
(cont'd)
09/01/04 Dividend 6,180.998 Shs. 95.75
05/03/04 Dividend 6,180.998 Shs. 95.11
06/01/09 Dividend 6,180.998 Shs. 103.08
07/01/09 Dividend 6,180.998 Shs. 116.75
08/02/09 Dividend 6,180.998 Shs. 113.81
09/01/09 Dividend 6,180.998 Shs. 105.95
10/01/09 Dividend 5,973.959 Shs. 111.31
11/01/09 Dividend 5,973.959 Shs. 111.96
12/01/09 Dividend 5,973.959 Shs. 106.51
01/03/05 Dividend 5,973.959 Shs. 118.46
02/01/05 Dividend 5,973.959 Shs. 118.06
03/01/05 Dividend 5,973.959 Shs. 126.39
04/01/05 Dividend 5,738.849 Shs. 134.12
05/02/05 Dividend 5,738.849 Shs. 130.69
06/01/05 Dividend 3,507.6 S hs. 88.76
07/01/05 Dividend 3,507.6 Shs. 70.79
08/01/05 Dividend 3,507.6 S hs. 75.33
09/01/05 Dividend 3,507.6 Shs. 78.70
10/03/05 Dividend 3,507.6 Shs. 83.28
11/O1/OS Dividend 3,507.6 Shs. 80.17
12/01/05 Dividend 3,507.6 Shs. 86.99
01/03/06 Dividend 9,998.377 Shs. 110.57
02/01/06 Dividend 4,948.377 Shs. 117.98
03/01/06 Dividend 4,948.377 Shs. 122.50
09/03/06 Dividend 4,448.377 Shs. 125.94
05/01/06 Dividend 4,448.377 Shs. 127.65
06/01/06 Dividend 4,448.377 Shs. 129.00
07/03/06 Dividend 4,448.377 Shs. 130.85
08/01/06 Dividend 4,307.705 Shs. 131.20
09/01/06 Dividend 4,307.705 Shs. 133.07
10/02/06 Dividend 9,307.705 Shs. 135.32
11/01/06 Dividend 9,307.705 Shs. 193.18
12/01/06 Dividend 9,307.705 Shs. 193.53
01/02/07 Dividend 9,307.705 Shs. 136.98
02/01/07 Dividend 9,307.705 Shs. 134.38
03/01/07 Dividend 9,307.705 Shs. 132.93
09/02/07 Dividend 4,307.705 Shs. 131.33
05/01/07 Dividend 4,307.705 Shs. 135.84
06/01/07 Dividend 4,307.705 Shs. 139.83
07/02/07 Dividend 9,307.705 Shs. 190.38
08/01/07 Dividend 9,307.705 Shs. 197.49
FORWARD $ 5,564.36 $
259,660.96
254,660.46
- 130 -
RECEIPTS OB INCONE (cont'dI
FORWARD $ 5,569.36 $ 254,660.96
MTB Short Duration Government Bond
Inst I Fund #120
(cont'd)
09/04/07 Dividend 3,959.002 Shs. 145.08
10/01/07 Dividend 3,959.002 Shs. 126.95
11/01/07 Dividend 3,954.002 Shs. 108.32
12/03/07 Dividend 3,954.002 Shs. 115.37
01/02/08 Dividend 3,954.002 Shs. 124.30
02/01/08 Dividend 3,959.002 Shs. 118.59
03/03/08 Dividend 3,959.002 Shs. 129.33
09/01/08 Dividend 3,959.002 Shs. 117.05
05/01/08 Dividend 3,954.002 Shs. 9.22 6,553.57
MTB Short Term Corporate Bd-Inst I-#518
06/01/05 Dividend 2,061.565 Shs. $ 30.18
07/01/05 Dividend 2,061.565 Shs. 46.76
OB/O1/OS Dividend 2,061.565 Shs. 97.83
09/01/05 Dividend 2,061.565 Shs. 98.81
10/03/05 Dividend 2,061.565 Shs. 51.11
11/O1/OS Dividend 2,061.565 Shs. 50.79
12/01/05 Dividend 2,061.565 Shs. 52,29
01/03/06 Dividend 2,901.491 Shs. 57.12
02/01/06 Dividend 2,901.491 Shs. 7q,57
03/01/06 Dividend 2,901.991 Shs. 80.97
04/03/06 Dividend 2,901.991 Shs. 81.89
05/01/06 Dividend 2,901.491 Shs. g2,gq
06/01/06 Dividend 2,901.491 Shs. 83.96
07/03/06 Dividend 2,901.991 Shs. 88.10
08/01/06 Dividend 2,901.991 Shs. 88.36
09/01/06 Dividend 2,901.991 Shs. 93.79
10/02/06 Dividend 2,901.991 Shs. 94.60
11/01/06 Dividend 2,661.046 Shs. 99.19
12/01/06 Dividend 2,661.048 Shs. 86.55
01/02/07 Dividend 2,661.098 Shs. 87.05
02/01/07 Dividend 2,661.098 Shs. 86.88
03/01/07 Dividend 2,661.098 Shs. 88.22
04/02/07 Dividend 2,661.048 Shs. 89.07
05/01/07 Dividend 2,661.098 Shs. 88.12
06/01/07 Dividend 2,661.098 Shs. g7,lq
07/02/07 Dividend 2,661.098 Shs. 91.49
08/01/07 Dividend 2,661.048 Shs. 93.39
09/09/07 Dividend 2,969.738 Shs. 90.88
10/01/07 Dividend 2,469.738 Shs. g7,p7
FORWARD $ 2,223.47 $ 261,219.03
- 131 -
RECEIPTS OF INCO~ (cont'd)
FORWARD $ 2,223.97 $ 261,219.03
MTB Short Term Corporate Bd-Inst I-#518
(cont'dI
11/01/07 Dividend 2,969.738 Shs. 86.66
12/03/07 Dividend 2,969.738 Shs. 86.91
01/02/08 Dividend 2,829.351 Shs. 95.13
02/01/06 Dividend 2,829.351 Shs. 93.96
03/03/08 Dividend 2,829.351 Shs. 103.30
09/01/08 Dividend 2,829.351 Shs. 85.96
05/01/08 Dividend 2,552.857 Shs. 73.17
06/02/08 Dividend 2,667.953 Shs. 77,77
07/01/08 Dividend 2,667.953 Shs. 83.22
08/01/08 Dividend 2,475.379 Shs. 81.00
09/02/08 Dividend 2,475.379 Shs. 73.15
10/01/08 Dividend 2,475.379 Shs. 70.58
11/03/08 Dividend 1,731.576 Shs. 62.18
12/01/08 Dividend 1,731.578 Shs. 50.69
01/02/09 Dividend 1,731.578 Shs. 53.38
02/02/09 Dividend 1,731.578 Shs. 50.23
03/02/09 Dividend 1,731.578 Shs. 41.80
04/01/09 Dividend 370.758 Shs. 26.12
05/01/09 Dividend 370.758 Shs. 8.90
06/01/09 Dividend 370.758 Shs. 8.09
07/01/09 Dividend 370.758 Shs. 7.55
08/03/09 Dividend 370.758 Shs. 8.81
09/01/09 Dividend 370.758 Shs. 6.25 3,558.23
MTB Small Can Growth-Inst I Fund #555
12/19/04 Short Term Capital Gain Distribution 2,g92,7g
MTB Small Can Stock-Inst I Fund #571
12/05/06 Short Term Capital Gain Distribution $ 2,080.67
12/05/07 Short Term Capital Gain Distribution 2,991.30
12/28/07 Dividend 5,521.852 Shs. 155.72
12/30/08 Dividend 5,713.879 Shs. 96.09
03/24/09 Dividend 5,227.798 Shs. 61.69 9,885.42
MTB US Government Bond Inst I Fund #822
09/09/03 Dividend 6,590.191 Shs. $ 108.00
10/01/03 Dividend 6,433.951 Shs. 216.13
11/05/03 Dividend 6,433.951 Shs. 202.98
12/01/03 Dividend 6,439.316 Shs. 209.31
FORWARD $ 736.42 $ 272,150.92
- 132 -
RECEIPT3 OF INCO~ (cont'd1
FORWARD $ 736.42 $ 272,150.92
MTB US Government Bond Inst I Fund #822
fcont'dl
01/02/09 Dividend 6,175.249 Shs. 216.40
02/02/09 Dividend 6,175.249 Shs. 201.25
03/01/09 Dividend 6,175.299 Shs. 200.61
09/01/04 Dividend 6,073.829 Shs. 209.14
05/03/04 Dividend 6,073.829 Shs. 221.84
06/01/04 Dividend 6,073.829 Shs. 219.09
07/01/09 Dividend 6,073.829 Shs. 209.48
08/02/09 Dividend 6,073.829 Shs. 209.22
09/01/09 Dividend 6,073.829 Shs. 213.91
10/01/04 Dividend 6,073.829 Shs. 219.29
11/01/04 Dividend 6,073.829 Shs. 211.87
12/01/04 Dividend 6,073.829 Shs. 218.72
01/03/05 Dividend 6,073.829 Shs. 229.11
02/01/05 Dividend 6,073.829 Shs. 215.01
03/01/05 Dividend 6,073.829 Shs. 198.76
09/01/05 Dividend 5,833.957 Shs. 213.74
05/02/05 Dividend 5,833.957 Shs. 222.53
06/01/05 Dividend 5,833.957 Shs. 57.65 4,418.49
Municipal Bond Fund
09/03/92 Dividend 22,799 Shs. $ 1,256.57
10/02/92 Dividend 22,799 Shs. 1,246.16
11/03/92 Dividend 22,799 Shs. 1,222.88
12/02/92 Dividend 22,794 Shs. 1,230.73
01/06/93 Dividend 22,794 Shs. 1,229,29
02/03/93 Dividend 20,600 Shs. 1,106.61
03/03/93 Dividend 18,836 Shs. 1,002.82
09/05/93 Dividend 18,836 Shs. 999.65
05/04/93 Dividend 18,836 Shs. 1,001.36
06/03/93 Dividend 18,836 Shs. 1,001.69
07/02/93 Dividend 18,836 Shs. 990.61
08/09/93 Dividend 18,836 Shs. 979.72
09/02/93 Dividend 18,836 Shs. 975,99
10/06/93 Dividend 18,836 Shs. 96q,g2
11/02/93 Dividend 18,836 Shs. 965.16
12/02/93 Dividend 18,836 Shs. 951.03
01/09/99 Dividend 18,836 Shs. 940.94
02/03/94 Dividend 18,836 Shs. 939.68
03/02/94 Dividend 18,836 Shs. 937,90
04/05/99 Dividend 18,836 Shs. 930.77
05/03/94 Dividend 18,836 Shs. 928.02
FORWARD $ 21,796.89 $ 276,568.91
- 133 -
RECEIPT3 OF INCONE (cont'dl
FORWARD
$ 21,796.89 $ 276,568.91
Municipal Bond Fund
(cont'd)
06/03/99 Dividend 18,836 Shs.
10/09/99 Dividend 18,836 Shs.
11/03/94 Dividend 18,836 Shs.
12/02/94 Dividend 18,836 Shs.
01/04/95 Dividend 18,836 Shs.
02/02/95 Dividend 18,836 Shs.
03/02/95 Dividend 18,836 Shs.
04/09/95 Dividend 18,836 Shs.
05/02/95 Dividend 18,836 Shs.
06/02/95 Dividend 18,836 Shs.
07/05/95 Dividend 18,836 Shs.
08/02/95 Dividend 18,836 Shs.
09/05/95 Dividend 18,836 Shs.
10/03/95 Dividend 18,836 Shs.
11/02/95 Dividend 18,836 Shs.
12/09/95 Dividend 18,836 Shs.
01/03/96 Dividend 18,836 Shs.
02/02/96 Dividend 18,836 Shs.
03/09/96 Dividend 18,836 Shs.
09/01/96 Dividend 18,836 Shs.
05/07/96 Dividend 18,836 Shs.
06/04/96 Dividend 18,836 Shs.
07/01/96 Dividend 18,836 Shs.
08/02/96 Dividend 18,836 Shs.
09/04/96 Dividend 18,836 Shs.
10/02/96 Dividend 18,636 Shs.
11/05/96 Dividend 18,836 Shs.
12/03/96 Dividend 18,836 Shs.
01/03/97 Dividend 18,836 Shs.
02/05/97 Dividend 18,836 Shs.
03/04/97 Dividend 18,836 Shs.
04/03/97 Dividend 18,836 Shs.
05/05/97 Dividend 18,836 Shs.
06/03/97 Dividend 18,836 Shs.
931.24
913.09
916.93
909.70
917.73
919.36
913.42
913.09
910.68
919.11
909.98
897.97
898.79
895.93
891.75
895.56
895.67
896.12
882.50
907.97
715.08
790.24
750.62
782.69
781.50
750.89
762.93
798.81
903.96
802.98
737.46
809.40
782.15
805.03 50,799.62
Northeast Investors Trust
05/26/05 Dividend 883.861 Shs.
06/18/05 Dividend 883.861 Shs.
11/22/05 Dividend 883.861 Shs.
02/16/06 Dividend 883.861 Shs.
05/18/06 Dividend 883.861 Shs.
$ 295.60
123.79
181.19
119.90
119.90
FORWARD
$ 780.33 $ 327,368.53
- 134 -
RECEIPT3 OF INCONE (cont'd)
FORWARD
Northeast Investors Trust
(cont'd)
08/17/06 Dividend 883.861 Shs.
Ridgeworth Seix FL Rate HI Inc Fd-I
OS/O1/OS
06/02/08
07/01/08
08/01/08
09/02/08
10/01/08
11/03/08
12/01/08
01/02/09
02/02/09
03/02/09
09/01/09
05/01/09
06/01/09
07/01/09
08/03/09
09/01/09
10/01/09
Dividend 1,679.921 Shs.
Dividend 2,461.131 Shs.
Dividend 2,461.131 Shs.
Dividend 2,289.659 Shs.
Dividend 2,289.859 Shs.
Dividend 2,289.859 Shs.
Dividend 1,875.01 Shs.
Dividend 1,875.01 Shs.
Dividend..1,875.01 Shs.
Dividend 1,875.01 Shs.
Dividend 1,875.01 Shs.
Dividend 1,875.01 Shs.
Dividend 2,605.325 Shs.
Dividend 2,805.325 Shs.
Dividend 2,805.325 Shs.
Dividend 2,805.325 Shs.
Dividend 3,037.811 Shs.
Dividend 3,037.611 Shs.
$ 780.33 $ 327,368.53
106.06 886.39
$ 73.81
76.92
100.79
109.18
102.96
101.11
107.14
93.69
92.94
80.98
61.22
65.98
75.82
105.52
119.08
128.88
117.66
117.06 1,729.29
STI Classic SEIX Floating Rate-I
01/02/08 Dividend 1,679.921 Shs.
02/01/08 Dividend 1,674.921 Shs.
03/03/08 Dividend 1,679.921 Shs.
09/01/08 Dividend 1,679.921 Shs.
T Rowe Price Inst L/C Growth
12/22/06 Dividend 4,708.976 Shs.
12/21/07 Dividend 5,360.209 Shs.
12/21/07 Short Term Capital Gain Distribution
12/18/08 Dividend 5,527.885 Shs.
Thompson Plumb Growth Fd
12/19/05 Dividend 1,510.118 Shs.
12/19/05 Short Term Capital Gain Distribution
12/18/06 Dividend 1,390.796 Shs.
FORWARD
$ 57.88
97.54
87.09
87.07 329.58
$ 188.39
321.61
964.89
165.89 1,690.63
$ 907.73
351.10
975.65
$ 1,239.48 $ 331,959.37
- 135 -
RECEIPTS O& INCO~ (cont'd1
FORWARD
Thompson Plumb Growth Fd
(cont'd)
12/18/06 Short Term Capital Gain Distribution
Transfer from Principal
04/09/96
03/31/98
06/30/98
09/25/98
12/16/98
03/31/99
04/05/99
07/01/99
10/01/99
12/30/99
09/03/00
06/28/00
09/25/00
01/03/01
03/20/01
06/26/01
09/25/01
12/27/01
09/03/02
09/09/02
06/18/02
09/12/02
01/02/03
03/13/03
09/07/03
06/25/03
09/15/03
01/05/09
01/06/09
03/17/04
06/30/04
10/01/09
03/31/05
09/18/05
07/05/05
07/11/05
08/08/05
10/07/05
FORWARD
$ 1,234.48 $ 331,954.37
562.58 1,797.06
$ 429.88
2,551.59
6,442.82
5,000.00
5,000.00
553.59
3,288.29
8,267.18
6,775.55
7,000.00
6,391.73
8,000.00
6,700.00
7,181.67
6,500.00
6,500.00
6,622.39
7,000.00
4,935.86
297.23
9,000.00
7,059.65
6,069.37
9,000.00
239.28
9,100.00
6,500.00
800.00
262.41
9,100.00
5,911.17
7,132.95
6,061.79
982.66
6,672.51
394.32
111.69
8,096.57
$ 192,396.55 $ 333,751.43
- 136 -
RECEIPTS OF INC0~93 fcont'dl
FORWARD $ 192,396.55 $ 333,751.93
Transfer from Principal
(cont'd)
11/OS/OS
12/30/05
01/09/06
02/07/06
03/07/06
03/29/06
05/08/06
06/29/06
09/29/06
10/10/06
11/06/06
03/29/07
04/10/07
05/08/07
06/13/07
07/02/07
07/12/07
08/06/07
86.65
3,019.69
121.62
153.06
25.21
8,348.15
150.93
8,382.67
7,997.91
105.43
153.76
5,219.89
21.63
203.87
190.98
9,028.57
178.06
171.37 235,908.15
Vanguard Institutional Index #94
06/27/05 Dividend 498.893 Shs.
09/26/05 Dividend 498.893 Shs.
12/29/05 Dividend 998.893 Shs.
03/20/06 Dividend 998.893 Shs.
06/26/06 Dividend 909.987 Shs.
09/25/06 Dividend 409.987 Shs.
12/27/06 Dividend 409.317 Shs.
03/26/07 Dividend 404.317 Shs.
06/25/07 Dividend 404.317 Shs.
09/24/07 Dividend 361.99 Shs.
12/26/07 Dividend 386.999 Shs.
03/28/08 Dividend 386.994 Shs.
06/27/08 Dividend 410.882 Shs.
09/26/08 Dividend 413.373 Shs.
12/29/08 Dividend 383.989 Shs.
03/27/09 Dividend 1,832.138 Shs.
06/29/09 Dividend 1,863.411 Shs.
09/29/09 Dividend 1,798.18 Shs.
$ 219.51
279.38
299.39
259.94
213.19
221.39
270.89
230.46
292.59
231.67
290.25
236.07
242.01
271.17
256.12
976.53
851.56
906.28 6,492.87
FORWARD
S 576,152.45
- 137 -
RECEIPTS OF INCONE (cont'dl
FORWARD
576,152.45
Vanguard Intermediate Term Inv #71
09/01/09 Dividend 1,017.848 Shs.
10/01/09 Dividend 1,017.848 Shs.
$ 11.09
91.61
52.65
Vanguard Short Term Bond Index-#1399
09/01/09 Dividend 962.855 Shs.
10/01/09 Dividend 962.655 Shs.
S 2.91
10.78 13.69
TOTAL RECEIPTS OF INCOME
$ 576,218.79
- 138 -
Allfirst Trust Comnanv of PA, NA
07/06/99 Trustee Fee
08/05/99 Trustee Fee
09/07/99 Trustee Fee
10/05/99 Trustee Fee
11/05/99 Trustee Fee
12/06/99 Trustee Fee
01/OS/00 Trustee Fee
02/07/00 Trustee Fee
03/06/00 Trustee Fee
09/05/00 Trustee Fee
OS/O5/00 Trustee Fee
06/05/00 Trustee Fee
07/05/00 Trustee Fee
08/07/00 Trustee Fee
09/05/00 Trustee Fee
10/OS/00 Trustee Fee
11/06/00 Trustee Fee
12/05/00 Trustee Fee
O1/OS/O1 Trustee Fee
02/05/01 Trustee Fee
03/05/01 Trustee Fee
09/05/01 Trustee Fee
05/07/01 Trustee Fee
06/05/01 Trustee Fee
07/05/01 Trustee Fee
08/06/01 Trustee Fee
09/05/01 Trustee Fee
10/O5/O1 Trustee Fee
11/OS/O1 Trustee Fee
12/05/01 Trustee Fee
01/07/02 Trustee Fee
02/05/02 Trustee Fee
03/05/02 Trustee Fee
09/05/02 Trustee Fee
05/06/02 Trustee Fee
06/05/02 Trustee Fee
07/05/02 Trustee Fee
08/05/02 Trustee Fee
09/05/02 Trustee Fee
10/07/02 Trustee Fee
11/05/02 Trustee Fee
12/05/02 Trustee Fee
01/06/03 Trustee Fee
DISH9RSEl~NT3 OF INCOME
FORWARD
- 139 -
300.86
296.99
299.71
291.28
295.48
304.64
303.12
309.74
319.42
319.23
307.38
315.56
311.97
310.57
319.13
299.90
301.06
295.53
303.37
313.05
305.98
286.31
300.36
302.52
287.90
288.91
283.69
271.06
274.81
279.85
276.75
270.06
305.86
297.23
295.07
291.12
285.90
274.16
277.95
260.32
270.86
273.30
267.07
$ 12,633.98
DISSVRSSNENTS OF INCOl~4 fcont'dI
FORWARD $ 12,633.98
Allfirst Trust Company of PA, NA (cont'dl
02/05/03 Trustee Fee 260.55
03/05/03 Trustee Fee 258.22
04/07/03 Trustee Fee 260.29
05/05/03 Trustee Fee 268.05
06/05/03 Trustee Fee 280.19
07/07/03 Trustee Fee 274.28 S
Dauphin Deposit Bank and Trust Compan
09/08/92 Trustee Fee $ 1,535.95
12/07/92 Trustee Fee 1,006.61
03/05/93 Trustee Fee 989.69
06/08/93 Trustee Fee 1,019.07
09/07/93 Trustee Fee 1,022.85
12/07/93 Trustee Fee 1,209.31
03/07/99 Trustee Fee 1,177.47
06/07/94 Trustee Fee 1,180.93
12/06/94 Trustee Fee 1,183.85
03/07/95 Trustee Fee 1,231.92
06/06/95 Trustee Fee 1,262.79
09/06/95 Trustee Fee 1,260.81
12/06/95 Trustee Fee 1,326.94
03/06/96 Trustee Fee 1,307.13
09/08/96 Trustee Fee 929.98
05/07/96 Trustee Fee 183.29
06/06/96 Trustee Fee 185.57
07/08/96 Trustee Fee 183.10
08/06/96 Trustee Fee 180.96
09/06/96 Trustee Fee 183.50
10/07/96 Trustee Fee 184.71
11/06/96 Trustee Fee 187.08
12/06/96 Trustee Fee 195.17
01/07/97 Trustee Fee 193.62
02/06/97 Trustee Fee 196.76
03/06/97 Trustee Fee 200.28
04/08/97 Trustee Fee 189.78
05/06/97 Trustee Fee 196.81
06/06/97 Trustee Fee ~ 203.80
07/08/97 Trustee Fee 209.42
08/06/97 Trustee Fee 216.91
09/08/97 Trustee Fee 215.11
FORWARD $ 20,950.67 $
14,235.56
19,235.56
- 140 -
DZSBUR3&l~NT3 OF INCOI~ fcont'd)
FORWARD $ 20,950.67 $ 19,235.56
Dauphin Deposit Bank and_Trust Company /cont'd)
10/07/97 Trustee Fee 213.93
11/06/97 Trustee Fee 208.70
12/08/97 Trustee Fee 213.24
12/31/97 Trustee Fee 177.89
02/05/98 Trustee Fee 215.53
03/OS/98 Trustee Fee 220.50
04/06/98 Trustee Fee 195.27
05/05/98 Trustee Fee 196.95
06/05/98 Trustee Fee 195.56
07/06/98 Trustee Fee 195.31
08/05/98 Trustee Fee 190.17
09/08/98 Trustee Fee 181.83
10/05/98 Trustee Fee 182.72
11/05/98 Trustee Fee 191.96
12/07/98 Trustee Fee 197.57
01/05/99 Trustee Fee 197.17
02/05/99 Trustee Fee 198.26
03/05/99 Trustee Fee 196.38
04/05/99 Trustee Fee 293.54
05/05/99 Trustee Fee 300.30
06/07/99 Trustee Fee 298.91 24,911.36
Manufacturers and_Traders Trust Compan
08/06/03 Trustee Fee $ 271.73
09/08/03 Trustee Fee 285.68
10/06/03 Trustee Fee 280.92
11/06/03 Trustee Fee 284.59
12/08/03 Trustee Fee 286.66
01/06/09 Trustee Fee 293.30
02/06/09 Trustee Fee 293.74
03/08/09 Trustee Fee 299.96
04/06/04 Trustee Fee 292 42
05/06/04 Trustee Fee 287.09
06/07/04 Trustee Fee 285.29
07/06/09 Trustee Fee 284.03
08/06/09 Trustee Fee 277 47
09/07/09 Trustee Fee 280.80
10/06/04 Trustee Fee 281.02
11/08/04 Trustee Fee 285.80
12/06/09 Trustee Fee 292.37
FORWARD $ 4,869.77 $ 39,146.92
- 141 -
DISBSIRSEl~NT3 OF INCA (cont'dI
FORWARD $ 4,869.77 $
Manufacturers and Traders Trust..COmpanv (cont'dI
01/06/05 Trustee Fee 289.58
02/07/05 Trustee Fee 287.96
03/07/05 Trustee Fee 292.01
09/06/05 Trustee Fee 289.27
05/06/05 Trustee Fee 283.10
06/06/05 Trustee Fee 397.99
07/06/OS Trustee Fee 393.82
OB/OB/OS Trustee Fee 404.89
09/06/05 Trustee Fee 406.48
10/06/05 Trustee Fee 399.49
11/07/05 Trustee Fee 398.69
12/05/05 Trustee Fee 501.51
01/06/06 Trustee Fee 495.08
02/06/06 Trustee Fee 498.29
03/06/06 Trustee Fee 502.84
09/06/06 Trustee Fee 509.74
05/08/06 Trustee Fee 516.67
06/06/06 Trustee Fee 998.03
07/06/06 Trustee Fee 501.97
08/07/06 Trustee Fee 506.55
09/06/06 Trustee Fee 517.88
10/06/06 Trustee Fee 518.96
11/06/06 Trustee Fee 596.61
12/06/06 Trustee Fee 569.89
01/08/07 Trustee Fee 561.73
02/06/07 Trustee Fee 572.96
03/06/07 Trustee Fee 553.36
09/06/07 Trustee Fee 569.21
05/07/07 Trustee Fee 589.42
06/06/07 Trustee Fee 603.97
07/06/07 Trustee Fee 596.27
08/06/07 Trustee Fee 575.58
09/06/07 Trustee Fee 598.91
10/09/07 Trustee Fee 629.14
11/06/07 Trustee Fee 619.16
12/06/07 Trustee Fee 604.39
01/07/08 Trustee Fee 575.80
02/06/08 Trustee Fee 553.79
03/06/08 Trustee Fee 552.42
04/07/08 Trustee Fee 578.10
FORWARD $ 29,690.18 $
39,146.92
39,196.92
- 192 -
DISBIIRSF.lB:NT3 OF INCONE fcont'd)
FORWARD $ 29,690.18 $ 39,196.92
Manufacturers and Traders Trust Company (cont'd)
05/06/08 Trustee Fee 589.03
06/06/08 Trustee Fee 589.96
07/07/08 Trustee Fee 599.86
08/06/08 Trustee Fee 552.79
09/08/08 Trustee Fee 530.69
10/06/08 Trustee Fee 454.70
11/06/08 Trustee Fee 399.19
12/08/08 Trustee Fee 373.93
01/06/09 Trustee Fee 397.41
02/06/09 Trustee Fee 381.59
03/06/09 Trustee Fee 398.39
04/06/09 Trustee Fee g32,7g
05/06/09 Trustee Fee 956.39
06/08/09 Trustee Fee g72,g5
07/06/09 Trustee Fee 461.97
08/06/09 Trustee Fee 492.36
09/08/09 Trustee Fee 528.39
10/06/09 Trustee Fee 538.59 33,290.06
Pennsylvania Department of Revenue
State Fiduciary Income Tax
04/09/09 2003 Balance Due $ 83.00
04/13/05 2004 Balance Due 733.00
12/28/05 9th Quarter Estimated 693.00
09/13/09 1st Quarter Estimated 9.00
06/11/09 2nd Quarter Estimated 63.00
09/22/09 Interest on 2007 & 2008 Amended Refund -14.89 1,516.11
Transfer to Principal
01/07/93 $ 2,990.05
04/06/93 7,163.76
06/30/93 7,210.17
07/27/93 10,000.00
10/01/93 7,170.56
01/09/94 7,048.00
09/09/94 7,210.17
10/03/94 5,255.46
01/03/95 4,902.30
04/03/95 3,165.69
07/05/95 7,128.01
09/29/95 7,128.01
FORWARD $ 75,822.18 $ 73,903.09
- 143 -
DZBBDRSENBNT3 OF INCO~ (cont'd)
FORWARD
Transfer to Principal (cont'd)
01/03/96
09/03/96
04/17/96
06/28/96
09/30/96
12/31/96
09/03/97
09/30/97
01/05/98
09/06/98
12/15/04
Dauphin Deposit Bank and Trust Company
07/20/93 1992 Fiduciary Tax Preparation Fee
Registrar-Recorder/County Clerk
12/27/07 Death Certificate Fee for Luella Howard
TOTAL DISBURSEMENTS OF INCOME
$ 75,822.18 $ 73,903.09
6,687.18
6,392.51
383.76
2,389.11
4,720.33
1,501.12
8,676.81
7,708.62
5,996.23
109.23
845.21 120,732.29
125.00
12.00
$ 194,772.38
- 199 -
DISTRIHDTION3 OF INCODN± TO HENEFICIARIES
Estate of Luella Howard
02/25/08 Prorated Distribution from 7/1/07 -
8/15/07 $ 4,829.02
Luella Howard
03/31/98 Distribution $ g,79g,gp
06/30/98 Distribution g,79g,g0
09/30/98 Distribution 9,798.90
12/31/98 Distribution 9,798.40
03/31/99 Distribution 10,951.78
06/30/99 Distribution 10,951.78
09/30/99 Distribution 10,951.78
12/31/99 Distribution 10,451.78
03/31/00 Distribution 11,017.32
06/30/00 Distribution 11,017.32
09/30/00 Distribution 11,017.32
12/31/00 Distribution 11,017.32
03/31/01 Distribution 10,973.83
06/30/01 Distribution 10,973.83
09/30/01 Distribution 10,973.83
12/31/01 Distribution 10,473.83
03/29/02 Distribution 9,513.96
06/28/02 Distribution 9,513.96
09/30/02 Distribution 9,513.96
12/31/02 Distribution 9,513.96
03/31/03 Distribution 7,738.48
06/30/03 Distribution 7,738.48
09/30/03 Distribution 7,738.98
12/31/03 Distribution 7,738.98
03/31/09 Distribution 8,700.74
06/30/09 Distribution 8,700.74
09/30/09 Distribution 8,700.79
12/31/04 Distribution 8,700.79
03/31/05 Distribution 8,756.03
06/30/05 Distribution 8,756.03
09/30/05 Distribution 8,756.03
12/29/05 Distribution 8,756.03
03/29/06 Distribution 8,731.82
06/29/06 Distribution 8,731.82
09/29/06 Distribution 8,731.82
12/29/06 Distribution 8,731.82
03/29/07 Distribution 9,569.99
06/29/07 Distribution 9.569.99 359,868.92
TOTAL DISTRIBUTIONS OF INCOME TO BENEFICIARIES $ 364,692.44
- 145 -
INCO~: BALANCE ON HAZID
FIDUCIARY
VALUE AT ACQUISITION
10/26/2009 VALUE
CASH (AUTOMATICALLY INVESTED)
$ 16,753.97 $
16,753.97
TOTAL INCOME BALANCE ON HAND
$ 16,753.97 $
THE ABOVE CASH IS CURRENTLY INVESTED IN
MTB Money Market-Inst I Fund #920
- 146 -
16,753.97
PROPOS&D PRINCIPAL DISTRISDTION SCSEDDZE
Market Value Fiduciary
as of Acquisition
10/26/2009 Value
In Accordance with Item IV (2) of the
Last Will and Testament of Marv Bigler
Hinkle Manufacturers and Traders Trust
Company. Trustee "Marv Bigler Hinkle
Scholarship Fund" Dated 9/10/90 -
Entire Residue
1,151.434 Shs. Bridgeway Ultra Small Co.
Mkt Fd
988.651 Shs. CRM Mid Cap Value Fd-Instl
#32
1,807.199 Shs. Federated Total Return
Bond Fund
292.09 Shs. Guinness Atkinson - China &
HK Fd
390.571 Shs. Harbor International Fund
#11
829.059 Shs. Lazard Emerging Markets
Portfolio-In
8,596.806 Shs. MTB International
Equity-Inst I Fund #270
3,528.888 Shs. MTB Large Cap Growth-Inst
I Fund #299
1,329.089 Shs. MTB Mid Cap Growth-Inst I
Fund #401
1,495.366 Shs. MTB Small Cap Growth-Inst
I Fund #555
3,037.811 Shs. Ridqeworth Seix FL Rate
HI Inc Fd-I
1,622.93 Shs. T Rowe Price Inst L/C
Growth
FORWARD
S 13,759.69 $ 13,300.00
23,203.64 24,795.99
9,763.42 9,279.00
10,339.99 8,269.00
21,439.54 26,912.02
15,196.91 16,925.96
72,647.85 94,301.59
25,796.17 38,169.65
14,566.62 10,858.66
18,766.84 32,820.08
26,003.66 26,667.81
21,740.56 23,998.39
S 273,170.04 $ 325,297.65
- 147 -
PROPOSED PRINCIPAL DISTRIHDTION SCHEDOLE tcont'd)
FORWARD $ 273,170.09 $
1,798.18 Shs. Vanguard Institutional
Index #99
8,241.482 Shs. Federated Strategic Value
Fund
195.619 Shs. Fidelity Spartan Intl Index
Fd #399
68.397 Shs. Harbor Capital Appreciation
Fd #12
1,918.97 Shs. LSV Value Equity Fund
1,017.898 Shs. Vanguard Intermediate
Term Inv #71
962.855 Shs. Vanguard Short Term Bond
Index-#1399
Principal Cash
TOTAL
THE ABOVE CASH IS CURRENTLY INVESTED IN
MTB Money Market-Inst I Fund #420
177,983.86
32,306.61
6,725.21
2,151.56
23,353.86
9,771.39
325,297.65
140,691.18
31,281.00
6,212.00
1,952.00
22,356.00
9,598.00
9,827.58 4,800.00
7,152.74 7,152.79
537,992.80 599,290.57
$ 537,992.80 $ 599,290.57
- 198 -
PROPOSED INCOl7E DISTRIBUTION SCBEDVLE
Market Value Fiduciary
as of Acquisition
10/26/2009 Value
In Accordance_wth Item Iv (2) of the
Last Will and Testament of Marv Bigler
Hinkle Manufacturers and Traders Trust
Company, Trustee "Marv Bigler Hinkle
Scholarship Fund" Dated 9/10/90 -
Entire Residue
Income Cash $ 16,753. 97 $ 16,753.97
$ 16,753. 97 $ 16,753.97
TOTAL $ 16,753. 97 $ 16,753.97
THE ABOVE CASH IS CURRENTLY INVESTED IN
MTB Money Market-Inst I Fund #920
Manufacturers and Traders Trust Company
T stee under the wiTi-ef
ary Bigler Hinkle, Deceased
- 199 -
Manufacturers and Traders Trust Company, Trustee under the
Will of MARY BIGLER HINKLE, deceased, hereby declares under oath that it
has fully and faithfully discharged the duties of its office; that the
foregoing Account is true and correct and fully discloses all significant
transactions occurring during the accounting period; that all known claims
against the Trust have been paid in full; that, to its knowledge, there
are no claims now outstanding against the Trust; and that all taxes
presently due from the Trust have been paid.
This statement is made subject to the penalties of 18 PA. C.S.A.
Section 4909 relating to unsworn falsification to authorities.
~ ,
a~..~.
Man facturers and aders Trust Company
Dated: I ~I I /~
- 150 -
MARY HINKLE T/W
UNITRUST STATEMENT 2007
FAIR MARKET VALUE AS OF 12/29/06
FIXED INCOME FUNDS:
1174.84 Shares Evergreen International Bond Fund $12,594.00
2661.05 Shares MTB Short Term Corp Bond Inst I $26,078.00
4307.7 Shares MTB Short Duration Gov't Bond Inst I $41,139.00
1925.92 Shares MTB Intermed Term Bond Inst I $18,855.00
1152.19 Shares MTB Income Inst I $11,153.00
EQUITY FUNDS
985.88 Shares Alpine Int'I Real Estate Equity Fund $40,145.00
4714.91 Shares T. Rowe Price Inst Large Cap Growth Fund $69,026.00
4205.94 Shares MTB Small Cap Stk Inst I $30,493.00
6297.78 Shares MTB Large Cap Value Inst I $80,234.00
10206.4 Shares MTB Large Cap Stock Inst I $90,531.00
10877.88 Shares MTB International Equity Inst I $137,605.00
1557.98 Shares The Boston Co International Small Cap $36,248.00
1436.69 Shares Thompson Plumb Growth Fund $70,326.00
404.32 Shares Vangaurd Institutional Index Fund $52,395.00
905.09 Shares CRM Mid Cap Value Fund $27,008.00
CASH:
Principal $15,170.75
Income $4,489.36
Accrued Income $68.08
TOTAL
$765,559.26
$765,559.26 " 5% / 4 = $9,569.49
MARY HINKLE TNV
UNITRUST STATEMENT 2006
FAIR MARKET VALUE AS OF 12/31/05
FIXED INCOME FUNDS:
1174.84 Shares Evergreen International Bond Fund $12,465.00
885.64 Shares Goldman Sachs High Yield Fund $6,970.00
2901.49 Shares MTB Short Term Corp Bond Inst I $28,290.00
4448.38 Shares MTB Short Duration Gov't Bond Inst I $42,438.00
2159.02 Shares MTB Intermed Term Bond Inst I $21,245.00
883.86 Shares Northeast Investors Trust $6,558.00
EQUITY FUNDS
10334.9 Shares MTB Small Cap Stk Inst I $91,050.00
4794.34 Shares MTB Large Cap Value Inst I $56,046.00
15778.26 Shares MTB Large Cap Stock Inst I $130,486.00
8849.31 Shares MTB International Equity Inst I $93,980.00
1694.5 Shares The Boston Co International Small Cap $35,686.00
1547.83 Shares Thompson Plumb Growth Fund $68,538.00
498.89 Shares Vangaurd Institutional Index Fund $56,879.00
1348.17 Shares CRM Mid Cap Value Fund $36,441.00
CASH:
Principal $11,473.95
Income $0.00
TOTAL:
$698,545.14
698,545.14 ' 5% / 4 $8,731.81
MARY HINKLE T/W
UNITRUST STATEMENT 2005
FAIR MARKET VALUE AS OF 12/31/04
FIXED INCOME FUNDS:
6100:799 Shares MTB Income Fund Inst I $61,191.01
6224.174 Shares MTB Intermed Term Bond Inst I $62,739.67
5973.959 Shares MTB Short Duration Gov't Bond Inst I $57,529.23
6073.829 Shares MTB US Gov't Bond Fund Inst I $57,883.59
EQUITY FUNDS:
29677.573 Shares
3243.606 Shares
2051.984 Shares
2424.224 Shares
1159.517 Shares
2564.103 Shares
MTB Large Cap Stock Inst I
MTB Mid Cap Growth Inst I
MTB Multi Gap Growth Inst I
MTB Small Cap Growth Inst I
Harbor International Fund
MTB International Equity Inst I
$257,601.33
$50,665.13
$31,805.75
$42,496.65
$49,511.38
$28,615.39
CASH:
TOTAL:
Principal
Income
$0.00
$443.34
$700,482.47
$700,482.47 * 5% / 4 = $8,756.03
MARY HINKLE T/W
UNITRUST STATEMENT 2003
FAIR MARKET VALUE AS OF 12/31/02
FIXED INCOME FUNDS:
6465.153 Shares ARK Funds Income Portfolio $67,625.50
6533.168 Shares ARK Funds Fixed Income Portfolio $67,944.95
6337.177 Shares ARK Funds Short Term Treasury Port $65,589.78
6574.801 Shares ARK Funds US Gov't Bond Portfolio $66,536.99
EQUITY FUNDS:
8095.348 Shares
2051.984 Shares
1682.086 Shares
942.211 Shares
21767.459 Shares
1377.885 Shares
CASH:
ARK Funds Blue Chip Equity Portfolio
ARK Funds Capital Growth Portfolio
ARK Funds Mid Cap Portfolio
ARK Funds Small Cap Equity Portfolio
ARK Funds Value Equity Portfolio
Harbor International Fund
Principal
Income
$99,977.55
$22, 366.63
$16,854.50
$11,513.82
$159,337.80
$37,009.99
$4,321.23
$0.00
TOTAL:
$619,078.74
$619,078.74'5%/4= $7,738.48
MARY HINKLE T/W
UNITRUST STATEMENT 2002
FAIR MARKET VALUE AS OF 12/31/01
FIXED INCOME FUNDS:
9280.652 Shares ARK Funds Short Term Bond Portfolio $92,249.68
21861.603 Shares ARK Funds US Gov't Bond Portfolio $214,025.09
EQUITY FUNDS:
8095.348 Shares ARK Funds Blue Chip Equity Portfolio $144,744.82
5256.991 Shares ARK Funds International Equity $43,422.75
26727.75 Shares ARK Funds Value Equity Portfolio $266,208.39
CASH:
Principal $414.83
Income $50.78
TOTAL:
$761,116.34
$761,116.34'5%/4= $9,513.95
MARY HINKLE T/W
UNITRUST STATEMENT 2001
FAIR MARKET VALUE AS OF 12/29/00
FIXED INCOME FUNDS:
9985.691 Shares ARK Funds Short Term Bond Portfolio $98,758.48
22580.406 Shares ARK Funds US Gov't Bond Portfolio $219,029.94
EQUITY FUNDS:
8151.183 Shares ARK Funds Blue Chip Equity Portfolio $170,522.75
5381.991 Shares ARK Funds International Equity $54,788.67
26436.721 Shares ARK Funds Value Equity Portfolio $301,907.35
CASH:
Principal $80.84
Income -$7,181.67
TOTAL:
$837,906.36
$837,906.36' S% / 4 = $10,473.83
MARY HINKLE T/W
UNITRUST STATEMENT 2000
FAIR MARKET VALUE AS OF 12/31/99
FIXED INCOME FUNDS:
9985.691 Shares ARK Funds Short Term Bond Portfolio $97,759.91
22580.406 Shares ARK Funds US Gov't Bond Portfolio $212,255.82
EQUITY FUNDS:
7941.366 Shares ARK Funds Blue Chip Equity Portfolio $178,601.32
4438.505 Shares ARK Funds International Equity $64,846.56
23597.986 Shares ARK Funds Value Equity Portfolio $320,460.65
CASH:
Principal $6,172.57
Income $1,289.14
TOTAL:
$881,385.97
$881,385.97'5%/4= $11,017.32
MARY HINKLE T/W
UNITRUST STATEMENT 1999
FAIR MARKET VALUE AS OF 12/31/98
FIXED INCOME FUNDS:
9978.882 Shares ARK Funds Short Term Bond Portfolio
23713.565 Shares ARK Funds US Gov't Bond Portfolio
EQUITY FUNDS:
4264.519 Shares ARK Funds International Equity
31249.737 Shares ARK Funds Value Equity Portfolio
CASH:
Principal
Income
TOTAL:
$99,888.61
$236, 661.38
$45,374.48
$454,058.68
$57.18
$102.25
$836,142.58
$836,142.58 * 5% / 4 = $10,451.78
MARY HINKLE TNV
UNITRUST STATEMENT 1998
FAIR MARKET VALUE AS OF 12/31/97
FIXED INCOME FUNDS:
21681.045 Shares Marketvest Interm US Gov't Bond Fund $213,991.91
9978.882 Shares Marketvest Short Term Bond Fund $99,389.66
EQUITY FUNDS:
2593.109 Shares Glenmede International Portfolio Inst
30556.624 Shares Marketvest Equity Fund
2946.955 Shares Marketvest International Equity
CASH:
Principal
Income
TOTAL:
$38,378.01
$394,486.02
$29,764.25
$0.00
$7,862.37
$783,872.22
$783,872.22 ' 5% / 4 = $9,798.40
MARY HINKLE T/W
UNITRUST STATEMENT 7997
FAIR MARKET VALUE AS OF 12/31/96
FIXED INCOME FUNDS:
18836.00 Shares Tax-Free Municipal Bond Fund
9978.882 Shares Marketvest Fundd Short Term Bond
EQUITY FUNDS:
2593.109 Shares Glenmede Instl International Fund
30556.624 Shares Marketvest Funds tnc Equity Fund
CASH:
Dauphin Deposit Bank Capital Reserve Acct
Principal
Income
TOTAL:
$211,675.00
$99,589.00
$38,041.00
$341,317.00
$4,607.00
$0.00
-$1,086.00
$694,144.87
$694,144.87 * 5%/4 = $8,676.81
MARY HINKLE T/W
UNITRUST STATEMENT 1996
FAIR MARKET VALUE AS OF 12/31/95
FIXED INCOME FUNDS:
10290.00 Shares Dauphin Deposit Gov't Fixed Income Fund
18836.00 Shares Tax-Free Municipal Bond Fund
EQUITY FUNDS:
2593.109 Shares Glenmede Instl International Fund
6883.00 Shares Dauphin Deposit Equity Fd for Tax Exempt Org
CASH:
Dauphin Deposit Bank Capital Reserve Acct
Principal
Income
TOTAL:
$106,042.00
$213,254.00
$33,321.00
$295,666.00
$6,115.00
-$6,687.00
$0.00
$647,711.49
$647,711.49 ` 5% / 4 = $8,096.39
~ Buchanan Ingersoll
P A O F E S S I O N A L C O R P O R A T I O v
.Attorneys
Evelyn S. Aacris
717-237-0820
May 27, 1993
Joseph A. Macri, Assistant Vice President
and Trust Officer
Dauphin Deposit Bank and Trust Company
213 Market Street
Harrisburg, Pennsylvania 17101
Re: Estate of Mary Hinkle
Dear Joe:
Vanan Pare
30 Nosh Thud Soeet
Eighth Floor
Hamsborg, PA 1710 L2023
717-237.4800
Fu: 7I7-2JJ-065~
You have asked me to provide you with the determination
of the corrective payment due Jane Howard, the income beneficiary
under Mrs. Hinkle's Charitable Remainder Unitrust.
Subparagraph (b) of Item IV of Mrs. Hinkle's Will reads
as follows:
"(b) The obligation to pay the unitrust
amount shall commence with the date of my
death, but payment of the unitrust amount
may be deferred from such date until the
end of the taxable year of the Trust in
which occurs the complete funding of the
Trust. Within a reasonable time after
the end of the taxable year in which the
complete funding of the Trust occurs, the
Trustee must pay to the Recipient (in the
case of any underpayment) or receive from
the Recipient (in the case of an
overpayment) the different between: (1)
any unitrust amounts actually paid, plus
interest, compounded annually, computed
for any period at the rate of interest
that the federal income tax regulations
yN. ~~ S '~~ ~ ~4
~rtii
Assistant Vice President
~y°'~' Joseph A. Macri,
~ ;d' ,and Trust Officer
MaY 27, 1993
page 2
under Section 664 of the Code prescribe
for the Trust for such computation for
such period; and (2) the unitrust amounts
payable, plus interest, compounded
annually, computed for any period at the
rate of interest that the federal income
tax regulations under Section 664
prescribe for the Trust for such
computation for such period."
Internal Revenue Regulations X1.664-1(a)(5) provides
guidance on how that calculation is to be made. Basically, if
there is a difference between the unitrust amounts actually
distributed, plus interest at ten (10~) percent compounded
annually, and the unitrust amounts payable, plus interest at ten
(10~) percent compounded annually, a corrective payment must be
made by the proper parties; i.e., either the Trust or Jane.
The Regulations and the Will itself further provide that
the calculation is to be made at the end of the taxable year of
the Trust in which complete funding of the Trust occurs. Since
the Trust will not be completely funded until after the First and
Final Account is approved, which we anticipate will occur this
year, the calculation must .be determined as of December 31, 1993,
and the corrective payment itself should be made concurrently, if
possible.
We know the dates and amounts of the unitrust payments
made thus far. If we assume that payments in 1993 will be made
on June 30, September 30 and December 31, and that each such
payment will, be in the amount of $7,210.17, we can determine the
amount actually paid in advance. We have calculated that figure
at $65,975.71.
In order to determine the amount payable, we must use
the following formula:
(a) The fair market value of the trust assets on
December 31, 1993, must be determined.
(b) To that figure must be added the amounts actually
paid at ten (10%) percent interest compounded
annually, as determined above, or $65,975.71.
(c) The sum of (a) and (b) above must be multiplied by
a factor of .104219 to produce the amount payable.
~: ~ r T ~ ~ F. ~ p _ _
,. z°roe....
TMr":.""..'
,.
gs
~~' `
Joseph A. Macri, Assistant Vice President
and Trust Officer
May 27, 1993
Page 3
If the amount payable is larger than $65,975.71, the
Trust should make a payment on December 31, 1993, or on the next
business day, of the difference, to Jane. If the amount payable
is less than $65,975.71, Jane should immediately refund the
difference to the Trust.
For example, as of May 18, 1993, the total trust assets
plus estate assets available for distribution to the Trust
amounted to $569,975.31. This figure added to the projected
amounts payable of $65,975.71 produces the sum of $635,951.02.
This sum multiplied by the factor of .104219 produces an amount
payable of $66,278.18. The difference between the amount payable
and the projected amount paid of $65,975.71 is $302.47, which the
Trust would be required to pay to Jane.
On January 1, 1994, the trust assets must be revalued
and Jane would be entitled to five (5~) percent of that value,
payable in quarterly installments on March 31, June 30, September
30 and December 31. The same process would be used every year
thereafter to determine the unitrust payments to Jane.
Please note that if the unitrust payments are not made
in 1993 as projected on June 30, September 30 and December 31 in
the amount of $7,210.17, the projected amount paid will have to
be recalculated.
If the corrective payment is made from the Trust to Jane
on December 31, 1993, she would include it in her 1993 income to
the extent it was taxable. Similarly, if Jane must recontribute
to the Trust, she may be entitled to a deduction for the
recontribution in the year in which she makes the recontribution,
to the extent the actual amount overpaid to her was included in
her taxable income.
Also enclosed is a copy of the decision in the Feinstein
Trust, 6 Fid. Rpt.2d 195 (O.C. Phila. 1986), which we discussed
slightly on the phone. In that case, the Pennsylvania Attorney
General, on its own initiative on behalf of the charitable
remaindermen, brought a surcharge action against the trustees of
a charitable remainder unitrust for investing in lower yield tax-
exempt bonds on the basis that the investment favored the
unitrust recipient to the detriment of the charitable
remaindermen because the recipient obtained a higher net income
while the principal of the trust increased at a substantially
lower rate. The charitable remaindermen in the case did not
object to the investment. On appeal, the Pennsylvania Superior
i
»: .
j
' ,m ,,x'i~ , ~ f '~~i~5~1 R£n~+'-
,a`*~' _ I
k )': Z..
Joseph A. Macri, Assistant Vice President
and Trust Officer
May 27, 1993
Page 4
Court also declined to find that tax-exempt securities were a per
se improper investment. However, the decision does show the
attitude of the Pennsylvania Attorney General and its activist
nature. Thus, you may want to be sensitive to the investment in
tax-exempt bonds in this Trust.
I have reviewed the draft First and Final Account for
the Estate, and have no corrections. We are preparing a
Statement of Proposed Distribution to accompany the filing in
Cumberland County, which we will have hand delivered to you as
soon it is prepared, along with cover letters containing notice
of filing of the Account and Statement .of Proposed Distribution,
as well as our final statement for services rendered.
With best regards,
Evelyn S. Harris
ESH/ldd
Enc..
~ Buchanan Ingersoll ~
P R O F E S S I O N A L C O R P O R A T I O N
Evelyn S. Barris
717-237-4820
Attorneys
Vartan Parc
30 North Third Street
Eighth Floor
Harrisburg, PA 1710]-2023
717-237-4800
Fax: 717-233A852
May 6, 1994
VIA FACSIMILE
Joseph A. Macri
Assistant Vice President
and Trust Officer
Dauphin Deposit Bank and Trust Company
213 Market Street
Harrisburg, PA 17101
Dear Joe:
Re: Estate of Mary Hinkle
In that final funding of the Charitable Remainder Unitrust
created under Mrs. Hinkle's Will was not accomplished until 1994,
we need to revise certain components of the formula in order to
determine any corrective payment to be made to Jane.
If you continue to make income distributions in 1994 as
follows:
Payment Date Amount
June 30, 1994 $7,210.1'7
September 30, 1944 $7,210.17
December 31, 1994 $7,210.17
the "amount paid" to Jane at l0$ interest, compounded annually, as
required by the Regulations, will be $101,787.99.
To determine the "amount payable" we must use the following
formula:
Joseph A. Macri
Assistant Vice President
May 6, 1994
Page 2
(a) The fair market value of trust assets on
December 31, 1994;
(b) Plus the "amount paid", or $101,787.99;
(c) The sum of (a) and (b) above multiplied
by a factor of .146431.
Please note that the factor has changed.
Any difference between the "amount paid" of $101,787.99 and
the "amount payable" (as determined under the above formula) will
need to be corrected. If the amount payable is larger than the
amount paid, the trust will need to remit the amount to Jane,
preferably on December 31, 1994. Thus, the value of the trust
assets at January 1, 1995 will reflect the corrective payment, and
her five (5$) percent unitrust payments will be based on that
correct reduced amount. If Jane has been paid more than the amount
t afi t- is determined to be payable, Jane will have to remit the
proceeds to the trust.
Since we have no way of estimating the value of the assets on
December 31, 1994, I agree with your inclination not to raise the
unitrust amounts, but to maintain them at the quarterly $7,210.17
payment. Hopefully in that way we will avoid causing any
contribution requirement by Jane.
If you have any questions about this matter, please call me.
With best regards,
~vel~ Harris
ESH:ns
-''.;>
-:
COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENN1'SLVANIA
ORPHANS' COURT DMSION
Docket No: 21-1991-0679
IN RE:
FIRST AND FINAL ACCOUNT OF MANUFACTURERS AND TRADERS TRUST COMPANY,
SUCCESSOR TO DAUPHIN DEPOSIT BANK & TRUST COMPANY, TRUSTEE FOR THE ESTATE OF
THE CHARITABLE REMAINDER UNITRUST UNDER LAST WII.,L AND TESTAMENT OF MARY
BIGLER HINKLE DATED 09!10/90
AND
PETITION FOR ADJUDICATION/STATEMENT OF PROPOSED DISTRIBUTION
ORDER OF COURT
AND NOW, this 12th day of January, 2010, the herein account is confirmed absolutely and distribution is
decreed in accordance with the proposed schedule of distribution herewith.
BY THE COURT,
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