HomeMy WebLinkAbout10-0084GEORGE GARDNER IN THE COURT OF COMMON PLEAS OF
t/d/b/a Gardner Properties, CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff,
NO. 2010- 0$4 (.' ivi 1 Tem
V.
CIVIL ACTION-LAW
SIDING WINDOW ??
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
NOTICE
You have been sued in court. If you wish to defend against the claims set forth in the
following pages, you must take action within twenty (20) days after this complaint and notice are
served, by entering a written appearance personally or by an attorney and filing in writing with
the court, your defenses or objections to the claims set forth against you. You are warned that if
you fail to do so, the case may proceed without you and a judgment may be entered against you
by the court without further notice for any money claimed in the complaint or for any other claim
or relief requested by the plaintiff. You may lose money or property or other rights important to
you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO
NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE
OFFICE SET FORTH BELOW. THIS OFFICE CAN PROVIDE YOU WITH INFORMATION
ABOUT HIRING A LAWYER.
IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAY BE ABLE
TO PROVIDE YOU WITH INFORMATION ABOUT AGENCIES THAT MAY OFFER
LEGAL SERVICES TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE.
Cumberland County Bar Association
32 South Bedford Street
Carlisle, Pennsylvania 17013
(717) 249-3166
*ga.00 Pb 0TY
CO 155 73
GEORGE GARDNER IN THE COURT OF COMMON PLEAS OF
t/d/b/a Gardner Properties, CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff,
N0.2010- 7 ov" I
V.
CIVIL ACTION-LAW
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
COMPLAINT
NOW, comes Plaintiff, George Gardner t/d/b/a Gardner Properties, by and through his
attorneys O'BRIEN, BARIC & SCHERER, and files the within Complaint and, in support
thereof, sets forth the following:
1. Plaintiff is an adult individual with an address of P.O. Box 38, Carlisle,
Cumberland County, Pennsylvania 17013.
2. Plaintiff, at all times relevant hereto, has traded and done business as Gardner
Properties.
3. Plaintiff owns certain real property known as 469 East North Street, Carlisle,
Cumberland County, Pennsylvania 17013.
4. On or about March 21, 2005, Plaintiff entered into a certain Lease with Siding
Window Warehouse Plus, Inc. ("SWWP") for a portion of that property known as 469 East
North Street, Carlisle, Pennsylvania. A true and correct copy of the Lease is attached hereto as
Exhibit "A" and is incorporated by reference.
5. The initial term of the Lease was for a period of ten (10) years commencing May
1, 2005 and ending April 30, 2015.
6. As provided for in the Lease, Defendant, Michael Palson, was required to sign a
personal guaranty to secure payment of the Lease obligations of SWWP. A true and correct
copy of the guaranty is attached hereto as Exhibit "B" and is incorporated by reference.
7. SWWP took possession of the leased premises on or about
8. On or about May 2, 2007, the parties entered into a First Amendment to Lease. A
true and correct copy of the First Amendment to Lease is attached hereto as Exhibit "C" and is
incorporated by reference. The First Amendment to Lease increased the size of the leased
premises and amended the schedule of rent due.
9. On or about February 25, 2008, the parties entered into a Second Amendment to
Lease. A true and correct copy of the Second Amendment to lease is attached hereto as Exhibit
"D" and is incorporated by reference. The Second Amendment to Lease further increased the
size of the leased premises and amended the schedule of rent due.
10. SWWP had defaulted in its obligations under the Lease, as amended, by failing to
pay rent, utility charges, insurance and real estate taxes.
11. Michael Palson has defaulted under the terms of the Guaranty by failing to pay
rent, utility charges, insurance and real estate taxes due under the Lease, as amended.
12. The past due amount presently owed is $106,303.15 as set forth on Exhibit "E"
which is attached hereto and incorporated by reference.
13. Upon breach of the Lease, as amended, Plaintiff may demand payment of all
amounts remaining due through the duration of the lease term.
14. The amount of rent remaining due through the end of the lease term, commencing
January 1, 2010 is $323,169.40.
15. All conditions precedent to recovery under the Lease, as amended, and the
Guaranty have been fulfilled.
COUNTI
BREACH OF CONTRACT
GARDNER PROPERTIES v. SIDING WINDOW WAREHOUSE PLUS, INC.
and MICHAEL PALSON
16. Plaintiff incorporates paragraphs one through fifteen as though set forth at length.
17. SWWP has breached the Lease, as amended, by failing and refusing to pay rent,
utility charges, real estate taxes and insurance.
18. As a direct and proximate result of said breach, Plaintiff is owed the sum of
$429,472.55.
19. Defendant, Michael Palson, has breached the Guaranty by failing and refusing to
pay rent, utility charges, real estate taxes and insurance due under the terms of the Lease, as
amended.
20. As a direct and proximate result of said breach, Michael Palson owes Plaintiff the
sum of $429,472.55.
WHEREFORE, Plaintiff requests judgment be entered in its favor and against Defendants
for the sum of $429,472.55 plus costs and expenses together with such further relief as the Court
deems just and proper.
Respectfully submitted,
O' EN, BARI SC E
David A. Baric, Esquire
I.D. # 44853
19 West South Street
Carlisle, Pennsylvania 17013
(717) 249-6873
VERIFICATION
The statements in the foregoing Complaint are based upon information which has been
assembled by my attorney in this litigation. The language of the statements is not my own. I
have read the statements; and to the extent that they are based upon information which I have
given to my counsel, they are true and correct to the best of my knowledge, information and
belief. I understand that false statements herein are made subject to the penalties of 18 Pa.C.S. §
4904 relating to unsworn falsifications to authorities.
DATE: r Z 3 O
Geor Gardner
LEASE
Lease made this 21 st day of March, 2005, by and between GEORGE F. GARDNER t/d/b/a
GARDNER PROPERTIES, of Box 38, Carlisle, Cumberland County, Pennsylvania, (hereinafter
called "Lessor") and Siding Window Warehouse Plus, Inc., a Pennsylvania Subchapter S.
Corporation, with its and principal place of business located at 469 E. North Street, Carlisle, PA
17013, Cumberland County, (hereinafter called "Lessee")
Premises: Lessor leases to Lessee and Lessee leases from Lessor those certain
premises with improvemews described as follows:
A. The rear part of a building located at 469 E. North Street, Carlisle, PA 17013,
and located in the Boro of Carlisle. The Premises to be leased is 11,676 square feet as identified on
Exhibit A. Lessor is allowed to use the double loading docks on a shared basis with other building
tenants.
B. Parking space for approximately 40 vehicles is included with the lease at the
front portion and to the left side of the premises being leased, which is identified on Exhibit B.
Areas C and F on the attached Exhibit shalt be for the exclusive use of Lessee. Area E on the
attached Exhibit may be used by Lessee, but also by other Lessee's in the building, including the
employees and clients of other Lessee's.
C. Access to the utility areas must be maintained clear at all times to facilitate
any maintenance and repairs without prior notice being given by Lessor. Lessee shall provide
Lessor with a building entrance key(s) and access codes for any security alarm system installed by
Lessor for utility and emergency access. Locks on all entrance doors and security alarm codes must
not be changed without providing keys to Lessor prior to the change.
D. Lessee will provide a certificate of insurance to Lessor, as required in
paragraph 8.13, upon lease execution, and will provide 30 days notice of cancellation or change of
insurance coverage.
1
EXHIBIT "A"
Oct 08 09 11:55a Waymaker Company 717#245#9277 p.3
E. Lessee, at their own expense, with prior notification to the Lessor, and upon
receiving approval from the Lessor, may make improvements to the premises. All reasonable
requests shall not be withheld. All requests for structural changes to the building shall be made in
writing with proper diagrams of the proposed changes.
2. Term: The initial term of this Lease shall be for ten (10) years, commencing on May
1, 2005, and ending on April 30, 2015, with an option for an additional ten-year term with rates and
terms as described hereafter. Lessee shall provide written notice to Lessor at least ninety days from
the end of the initial term of its intent to seek an additional ten-year term. Lessee shall have access
to the property from April 1, 2005, for the purposes of completing any renovations to the property as
approved by Lessor. Rental payments will be waived during the renovation period. However,
Lessee shall be responsible for any utility expenses during the renovation period. Upon
commencement of business operations, but no later than May 1, 2005, Lessee shall be pay to Lessor
the amount of rent due as described in Section 3. Lessee must obtain all necessary occupancy
permits or licenses before commencement of business operations.
3. Rent: Annual rent for each year of the original lease term will be as follows:
May 1, 2005 - April 30, 2006
May 1, 2006 - April 30, 2007
May 1, 2007 - April 30, 2008
May 1, 2008 - April 30, 2009
526,271.00 ($2,189.25 per month)
$32,109.00 ($2,675.75 per month)
$32,692.80 ($2,724.40 per month)
$33,276.60 ($2,773.05 per month)
May 1, 2009 - April 30, 2010 $33,860.40 ($2,821.70 per month)
May 1, 2010 - April 30, 2011 $34,444.20 ($2,870.35 per month)
May 1, 2011- April 30, 2012 $35,028.00 ($2,919.00 per month)
May 1, 2012 - April 30, 2013 $35,611.80 ($2,967.65 per month)
May 1, 2013 - April 30, 2014
$36,195.60 ($3,016.30 per month)
May 1, 2014 - April 30, 2015 $36,779.40 ($3,064.95 per month)
2
Oct 08 09 11:56a Waymaker Company 717#245#9277 p.4
Annual rent for each year of the option for an additional 10 year term:
May 1, 2015 - April 30, 2016
May 1, 2016 - April 30, 2017
$37,363.20 ($3,113.60 per month)
$37,947.00 ($3,162.25 per month)
May 1, 2017 - April 30, 2018 $38,530.80 ($3,210.90 per month)
May 1, 2018 -April 30, 2019 $39,114.60 ($3,259.55 per month)
May 1, 2019 - April 30, 2020 $39,698.40 ($3,308.20 per month)
May 1, 2020 - April 30, 2021 $40,282.20 ($3,356.85 per month)
May 1, 2021 - April 30, 2022 $40,866.00 ($3,405.50 per month)
May 1, 2022 - April 30, 2023 $41,449.80 ($3,454.15 per month)
May 1, 2023 - April 30, 2024
May 1, 2024 - April 30, 2025
$42,033.60 ($3,502.80 per month)
$42,617.40 ($3,551.45 per month)
Rental payments shall be made payable to Gardner Properties, in advance on the first day of each
month for that month's rental during the term of this Lease. All rental payments shall be made to
Lessor at the address specified above. A security deposit equal to one month's rent will be paid
at the signing of this lease. A late charge, equal to 5% of the monthly rent, will be assessed for
any rent payment postmarked after the 5"h of the month for which it is due.
4. Additional Rent: All charges, costs and expenses that Lessee assumes or agrees to
pay hereunder, together with all interest and penalties that may accrue thereon in the event of the
failure of Lessee to pay those items, and all other damages, costs, expenses, and sums that Lessor
may incur or that may become due by reason of any default of or failure by Lessee to comply with
the terms and conditions of this Lease shall be deemed to be additional rent, and, in the event of non-
payment when due. Lessor shall have all the rights and remedies and Lessee all the obligations as
herein provided for failure to pay rent.
3
Oct 08 09 11:56a Waymaker Company 717#245#9277 p.5
5. Repairs and Maintenance: Lessee shall make all necessary interior repairs, in and
about the Premises at its own expense, provided that Lessor, and not Lessee, shall be required to
make any structural repairs. Lessee shall further use all reasonable precaution to prevent waste,
damage or, injury to the Premises and shall maintain the Premises in the same manner as prior to the
term of the Lease, including removal of ice and snow from walks used an access to the Premises.
Lessee shall be responsible for all repairs and maintenance required to maintain the premises in
habitable condition during the term of the lease. This includes such equipment as the heating and
cooling systems, plumbing system, electrical system and fixtures, doors, windows, roof, floors,
walls, ceilings, and every component inside or outside of the building included in the lease. An
annual reserve budget will be prepared for the cost to replace the roof, pavement, sidewalks, etc.
The will be added as an additional cost and will be provided to Lessee on an annual basis.
6. Taxes: Lessee shall pay its prorated share of all taxes assessed and levied against the
demised premises by any taxing authority. The prorated share shall be the total annual tax payment
levied multiplied by a factor the numerator of which is the total square footage leased. and the
denominator of which is the total square footage for the building in which space is leased by Lessor.
Lessor will provide Lessee with an annual estimate of the amount of the tax reimbursement, and
Lessee agrees to include partial payments each month with the rent payment. Actual payments made
will be reconciled at the end of each annual period, and Lessee agrees to make any payment
necessary to fully reimburse the Lessor for the tax expense. Lessor agrees to refund any
overpayment to Lessee.
7. Utilities: Lessee shall be solely liable for utility charges as they become due during
the teen of the Lease, either on a prorated square footage basis or actual usage. Such charges shall
include, but are not limited to, electric, natural gas, telephone, landscaping, snow removal, and trash
removal. The Lessor shall make all necessary changes to the electrical service to provide Lessee
with a separately metered service for the leased premises.
4
Oct 08 09 11:56a Waymaker Company 717#245#9277 p.6
8. Insurance: Lessee shall carry fire and extended coverage insurance on the premises in
an amount sufficient to cover the Lessee's improvements and contents on, or within the premises.
Lessee shall. name the Lessor as additional insured.
A. Lessee shall further carry liability insurance, at its own expense, in the sum
of $1,000,000.00 in case of injury or damage to one person and $1,000,000.00 in case of injury or
damage to more than one person in the same accident or occurrence and shall name Lessor as
additional insured.
B. Lessee shall pay its prorated share of Lessor's general insurance expense for
the premises. The prorated share shall be the total annual general insurance expense multiplied by a
factor the numerator of which is the total square footage leased and the denominator of which is the
total square footage for the building in which space is leased by Lessor. Lessor will provide Lessee
with an annual estimate of the amount of the insurance reimbursement, and Lessee agrees to include
partial payments each month with the rent payment. Actual payments made will be reconciled at the
end of each annual period, and Lessee agrees to make any payment necessary to fully reimburse the
Lessor for the insurance expense. Lessor agrees to refund any overpayment to Lessee.
9. Unlawful or Dangerous Activity: Lessee shall neither use nor occupy the premises or
any part thereof for any unlawfiil business purpose nor operate or conduct its business in a manner
constituting a nuisance of any kind.
10. Environmental Compliance:
A. Lessee shall not cause or permit any "Hazardous Substance" (as defined in 42
U.S.C.A. Section 9601(14) (Supp. 1990) (as amended) to be used, stored, or generated on the
Premises.
B. Lessee shall not cause or permit the Release (as defined in 42 U.S.C.A.
Section 9601(22) (as amended) of any Hazardous Substance, contaminant, pollutant, or petroleum
in, on, or under the Premises or into any ditch, conduit, stream, storm sewer, or sanitary sewer
connected thereto or located thereon.
5
Oct 08 09 11:56a Waymaker Company 717#245#9277 p.7
C. Lessee shall fully and timely comply with all applicable federal, state, and
local statutes and regulations relating to protection of the environment, including, without limitation,
42 U.S.C.A. Sections 6991-6991i and 35 P. S. Section 6021.101, et seq.
D. Promptly after termination of this Lease or when required by any applicable
federal, state, or local regulatory authority, Lessee shall perform, at its sole expense, an
environmental site assessment reasonably acceptable to Lessor to determine the extent, if any, of
contamination of the premises and shall, at its sole expense, clean up, remove, and remedy (i) all
Hazardous Substances in, on, or under the Premises, (ii) any petroleum in, on, or under the Premises
in excess of allowable levels, and (iii) all contaminants and pollutants in, on, or under the Premises
that create or threaten to create a substantial threat to human health or the environment and that are
required to be removed, cleaned up, or remedied by any applicable federal, state, or local statute,
regulation, standard, or order. This obligation does not apply to a Release of Hazardous Substances,
pollutants, contaminants, or petroleum caused solely by the act or omission of a third party other
than an employee or agent of Lessee or a person having a contractual relationship to Lessee,
provided that Lessee can establish that it exercised due care to prevent such act or omission of a
third party and to minimize the damages therefrom, as provided in 42 U.S.C. Section
9607(b)(3)(1988).
E. Lessee shall indemnify and save harmless Lessor from and against any and all
liabilities, damages, suits, penalties, judgments, and environmental cleanup, removal, response,
assessment, or remediation cost arising from contamination of the Premises or Release of any
Hazardous Substance, pollutant, contaminant or petroleum in, on, or under the Premises, by Lessee.
Lessee shall indemnify Lessor for any and all loss of rentals or decrease in property values arising
from Lessee's breach of Paragraph A of this Section. Lessee shall save Lessor harmless from and
against any breach by Lessee of Paragraphs A, B, and C of this Section.
11. Indemnity: Lessee shall indemnify Lessor against all expenses, liabilities and claims
of every kind, including reasonable counsel fees, by or on behalf of any person or entity arising out
of either (1) a failure by Lessee to perform any of the terms or conditions of this Lease, and (2) any
6
Oct 08 09 11:57a tdaymaker Company 717#245#9277 p.8
injury or damage happening on or about the Premises caused by actions of Lessee, Lessee's
employees, clients, customers.
12. Default or Breach: Each of the following events shall constitute a default or breach
of this Lease by Lessee:
A. If Lessee shall fail to pay Lessor any rent or additional rent when the same
shall become due and shall not make the payment within five (5) days of such due date. All
payments must be postmarked within five (5) days of the due date.
B. If Lessee shall fail to perform or comply with any of the conditions of this
Lease and if the non-performance shall continue for a period of thirty (30) days after notice thereof
by Lessor to Lessee or, if the performance cannot be reasonably had within the thirty (30) days
period, Lessee shall not in good faith have commenced performance within the thirty (3 0) day period
and shall not diligently proceed to completion of performance.
C. If Lessee shall vacate or abandon the Premises.
D. If this Lease or the estate of Lessee hereunder shall be transferred to or shall
pass to or devolve on any person or party, except in the manner herein permitted.
E. If Lessee fails to take possession of the demised premises on the term
commencement date or within. twenty (20) days after notice that the demised premises are available
for occupancy, if the term commencement date is not fixed herein or shall be deferred as herein
provided.
F. If Lessee fails to obtain and hold a Certificate of Occupancy from Carlisle
Boro or other required licenses.
13. Effect of Default: In the event of any default hereunder, as set forth in paragraph 12,
the rights of Lessor shall be as follows:
A. Lessor shall have the right to cancel and terminate this Lease, as well as all of
the right, title, and interest, of Lessee hereunder, by giving to Lessee, not less than thirty (30) days
notice of the cancellation and termination. On expiration of the time fixed in the notice, this Lease
7
Oct 08 09 11:57a Waymaker Company 717#245#9277 p.9
and the right, title, and interest, of Lessee hereunder, shall terminate in the same manner and with the
same force and effect, except as to Lessee's liability, as if the date fixed in the notice of cancellation
and termination were the end of the term herein originally detennined
B. Lessor may elect, but shall not be obliged, to make any payment required of
Lessee herein, or comply with any agreement, term, or condition required hereby, to be performed
by Lessee, and Lessor shall have the right to enter the demised premises for the purpose of
correcting or remedying any such default, and to remain until the default has been corrected or
remedied. Any expenditure for the correction by Lessor shall not be deemed waived, or release the .
default of Lessee, or the right of Lessor, to take any action as may be otherwise permissible
hereunder in the case of any default.
C. Lessor may enter the premises immediately and secure all personal property
of Lessee. Lessor may then terminate the Lease on giving thirty (30) days' written notice of
termination to Lessee. On termination, Lessor may recover from Lessee all damages resulting from
the breach, including the cost of recovering the premises; and the worth of the balance of this Lease
over the reasonable rental value of the premises for the remainder of the Lease term, which sum shall
be immediately due Lessor from Lessee.
D. Lessor may relet the premises, or any part thereof for any term, at the rent and
on the terms as Lessor may choose. Lessor may make alterations and repairs to the premises.
14. Access to Premises: Lessee shall permit Lessor or its agents to enter the denused
premises at all reasonable hours to inspect the premises or make repairs that Lessee may neglect or
refuse to make in accordance with the provisions of this Lease, and also to show the premises to
prospective buyers. At any time within one year prior to expiration of the term, Lessor may show
the premises to persons wishing to rent the premises. Lessee shall, within four (4) months prior to
expiration of the term, permit the usual notices of "For Rent" and "For Sale" to be placed on the
demised premises and to remain thereon without hindrance and molestation.
8
Oct 08 09 11:57a Wa?jmaker Company 717#245#9277 p.10
15. Easements Agreements, or Encumbrances: The parties shall be bound by all existing
easements, agreements, and encumbrances of record relating to the demised premises, and Lessor
shall not be liable to Lessee for any damages resulting from any action taken by holder of an interest
pursuant to the rights of that holder hereunder.
16. Quiet Enjoyment: Lessor warrants that Lessee shall be granted peaceable and quiet
enjoyment of the demised premises free from any eviction or interference by Lessor if Lessee pays
the rent and other charges provided herein, and otherwise fully and punctually performs the terms
conditions imposed on Lessee.
17. Liability of Lessor: Lessee shall be in exclusive control and possession of the and
Lessor shall not be liable for any injury or damage to any property or to any person on or about the
premises, nor for any injury or damage to any property of Lessee. The provisions herein permitting
Lessor to enter and inspect the premises are made to insure that Lessee is in compliance with the
terms and conditions hereof and make repairs that Lessee has failed to make. Lessor shall not be
liable to Lessee for any entry on the premises for inspection purposes.
18. Representations by Lessor: At the commencement of the term, Lessee shall accept
the premises in existing condition and state of repair, and Lessee agrees that no representations,
statements or warranties, express or implied, have been made by or on behalf of Lessor in respect
thereto except as contained in the provisions of this Lease, and Lessor shall in no event be liable for
any latent defects.
19. Waivers: The failure of Lessor to insist on a strict performance of any of the terms
and conditions hereof shall be deemed a waiver of the rights or remedies that Lessor may have
regarding that specific instance only, and shall not be deemed a waiver of any subsequent breach or
default in any terms and conditions.
Oct 08 09 11:58a Waymaker Company 717#245#9277 p.11
20. Notice: All notices to be given with respect to this Lease shall be in writing. Every
notice shall be deemed to have been given at the time it shall be deposited in the United States mail.
Nothing contained herein shall be construed to preclude personal service of any notice in the
manner prescribed for personal service of a summons or other legal process.
21. Sublease and Assignment: Lessee may not sublet the premises in whole or in part
without Lessor's consent, but the making of any such sublease shall not release Lessee from or
otherwise affect in any manner, any of Lessee's obligations hereunder. Lessee shall not assign or
transfer this Lease or any interest herein without the prior written consent of Lessor and consent to
an assignment shall not be deemed to be consent to any subsequent assignment. Any such
assignment without such consent shall be void, and shall, at the option of Lessor, terminate this
lease. Notwithstanding the foregoing, Lessor hereby consents to the assignment of Lessee's interest
herein to Lessee's senior secured lender or lenders.
22. Surrender of Possession. Lessee shall, on the last day of the term, or on earlier
termination and forfeiture of the Lease, peaceably quietly surrender and deliver the demised
premises to Lessor free of sub tenancies, including all buildings and additions, and improvements
constructed or placed thereon by Lessor. Any personal property belonging to Lessee, if not removed
at the termination or default, if Lessor shall so elect, shall be deemed abandoned and the property of
Lessor without any payment or offset therefor. Lessor may remove such property from the demised
premises and store it at the risk: and expense of Lessee if Lessor shall so elect. Lessee shall repair
and restore all damage to the demised premises caused by the removal of any equipment or, any
other personal property.
23. Remedies of Lessor.
A. In the event of a breach or a threatened breach by Lessee of any of the terms
or conditions hereof, Lessor shall have the right of injunction to restrain Lessee and the right to
10
Oct 08 09 11:58a Waymaker Company 717#245#9277 p.12
invoke any remedy allowed by law or in equity, as if the specific remedies of indemnity or
reimbursement were not provided herein.
B. The rights and remedies given to Lessor in this Lease are distinct, separate
and cumulative, and no one of them, whether or not exercised by Lessor, shall be deemed to be in
exclusion of any of the others herein, by law, or by equity provided.
C. In all cases hereunder, and in any suit, action or proceeding of any kind
between the parties, it shall be presumptive evidence of the fact of the existence of a charge being
due if Lessor shall produce a bill notice, or certificate of any public official entitled to give that
notice to the effect that such charge appears of record on the books in his office and has not been
paid.
D. No receipt of money from Lessee after default or cancellation of this Lease in
any lawful manner shall (1) reinstate, continue, or extend the term or affect any notice given to
Lessee, (2) operate as a waiver of the right of Lessor to enforce the payment of rent and additional
rent then due or falling due, or (3) operate an a waiver of the right of Lessor to recover possession of
the demised premises by proper suit election proceeding, other remedy. After (1) service of notice
of termination and forfeiture as herein provided and the expiration of the time specified therein; (2)
the commencement of any suit action, proceeding, or other remedy, or (3) final order or judgment
for possession of the demised premises, Lessor may demand, receive and collect any monies due
without in any manner affecting such notice, order or judgment. Any and all such monies so
collected shall be deemed to be payment on account of the use and occupation of the demised
premises or at the election of Lessor, on account of the liability of Lessee hereunder.
24. Personal Guarantee: As a condition of this lease, Lessee hereby agrees to sign a
personal guarantee, which guarantees the terms and conditions of this Lease Agreement, as
described further on attached Exhibit C.
11
Oct 08 09 11:59a
25
Waymaker Company 717#245#9277 p.13
Total Agreement Applicable to Successors: This Lease contains the entire
agreement between the parties and cannot be changed or terminated except by a written instrument
subsequently executed by the parties hereto. This Lease and the terms and conditions hereof apply
to and are binding on the heirs, legal representatives, successors, and assigns of both parties.
26. Applicable Law: This Lease shall be governed by and construed in accordance with
the laws of the Commonwealth of Pennsylvania.
27. Time of the Essence. Time is of the essence in all provisions of this Lease.
IN WITNESS WHEREOF, the parties have executed this Lease at Carlisle, Pennsylvania, the
day and year first above written.
WITNESS:
WITNESS:
for:
George F. Gardner t/d/b/a Gardner Properties
for Siding Window W ehouse Plus, Inc.
«r-
12
Dec It 09 05:59p Waymaker Company 717#245#9277 p.2
EXHIBIT C
Guaranty
To induce George F. Gardner, d/b/a Gardner Properties, (the "Promissee"), to enter into a
Lease Agreement dated March 21, 2005 with Michael J. Paulson (the "Guarantor"), which is
executed and effective simultaneously with the execution and effectiveness of this Guaranty,
Michael J. Paulson, the Guarantor hereby unconditionally and absolutely guarantees to the
Promisee the performance by the Guarantor of each and every covenant, agreement and
obligation of the party or parties under the Agreement including, without limitation, any
payments to the Promisee (or, if applicable, his executors, administrators or personal or legal
representatives or estate or legatees) of all sums due under the Agreement at the time such
sums shall be due and payable.
The obligation of Guarantor under this Guaranty shall be a direct and primary obligation, and the
Promisee shall not be required to exhaust any of the Promisee's rights or remedies against the
parry or parties, or any Guarantor prior to making any demand on or invoking any of the
Promises rights and remedies against a Guarantor. In furtherance of the foregoing, Promisee
may proceed, at one time or successively and without notice to any Guarantor, against any
Guarantor, or against any one or more of them. In any action brought by Promisee against a
Guarantor under this Guaranty, no Guarantor shall be entitled to, and shall not, plead as a
defense that Promisee is not legally or equitably insolvent or is dissolved or liquidated, and each
Guarantor covenants and agrees to pay to the Promisee all costs and expenses (including
attorney's fees) incurred by Promisee in any such action.
This Guaranty and all rights, obligations and liabilities arising hereunder shall be
construed and enforced in accordance with the laws of the State of Pennsylvania.
This Guaranty shall bind each Guarantor below and each Guarantor's respective successors
and assigns, and shall inure to the benefit of Promisee and Promisee's executors,
administrators, personal and legal representatives, and estate and legatees.
IN WITNESS WHEREOF, this Guaranty has been duly executed by the Guarantor on
r
3,?10
Date
By: ,
ntor
EXHIBIT "B"
FIRST AMENDMENT TO LEASE
THIS AMENDMENT to Lease is made as of the 2nd day of May, 2007, by and between
GEORGE F. GARDNER, d/b/a Gardner Properties ("Lessor") and Siding Window Warehouse Plus,
Inc. ("Lessee"),
Background
A. Lessor and Lessee entered into a certain Lease dated March 21, 2005, (the "Original Lease")
with respect to premises located at the rear of 469 E. North Street, Carlisle Boro, Cumberland
County, Pennsylvania (the "Lease");
B. Lessor and Lessee wish to amend the Original Lease in the manner set forth below to allow
for the leasing of additional space in the Premises and to reflect an also known as narne
change for Lessee.
NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is
hereby acknowledged, and intending to be legally bound, the parties agree as follows to modify
certain sections of the Original Lease:
The "Lessee" Siding Window Warehouse Plus; Inc., as described in the Lease Agreement, is also
known as SWWP, Inc.
Section 1, Premises:
A. Section LA - the following language is added:
The front part of the building located at 469 E. North Street, Carlisle, PA 17013, consisting
of 4,800 square feet as identified on Exhibit A-I marked as Areas I and 2.
B. Section I.B - the following language replaces the existing language:
Parking space for approximately 40 vehicles is included with the lease at the front portion and
to the left side of the premises being leased, which are identified on Exhibit B. Areas C and F
shall be for the exclusive use of Lessee. Areas A, B, and G may be used by Lessee, but also
by other tenant's of the buildutg, including the employees and clients of other Lessee's.
Section 2, Term
The following language is added:
The lease term for the additional space in Areas 1 and 2 shall run concurrently with the
existing Lease term. Lessee shall have access to Areas I and 2 for the purposes of completing
any renovations, as approved by Lessor. Rental payments will be waived during the
renovation period. Upon commencement of business operations in Areas 1 and 2, but no later
than July 1, 20071 Lessee shall pay to Lessor the amount of rent due as described in Section 3.
Lessee must obtain all necessary occupancy permits or licenses before commencement of
business operations in Areas I and 2. Lessee shall be responsible for any utility expenses
during the renovation of Areas I and 2.
EXHIBIT "C"
Oct 08 09 11:59a Waymaker Company 717#245#9277 p.15
Section 3, Rent
The following rental rate schedule replaces the existing rate schedule:
Annual rent for each of the original lease term will be. as follows:
May 1, 2005 - April 30, 2006
May 1, 2006 - April 30, 2007
May 1, 2007 -.Lune 30, 2007
July 1, 2007 -April 30, 2008
May 1, 2008 - April 30, 2009
May 1, 2009 -April 30, 2010
May 1, 2010 - April 30, 2011
May 1, 2011 -April 30, 2012
May 1, 2012 - April3 0, 2013
May 1, 2013 -April 30, 2014
May 1, 2014 - April 30, 2015
$26.271.00 ($2,189.25/month)
$32,109.00 ($2,675.75/month)
$5,448.80 (for two months n $2,724.40 month)
$38,444.00 (for 10 months a, $3,844.40/month)
$46,956.60 ($3;913.05/month)
$47,780.40 ($3,981,70/month)
$48,604.20 ($4,050.35/month)
$49,428.00 ($4, l 19.00/month)
$50,251.80 ($4,187.65 /month)
$51,076.60 ($4,256.30/month)
$51,899.40 ($4,324.95/month)
Annual rent for each year of the option for an additional 10 year term
May 1, 2015 - April 30, 2016
May 1. 2016 - April 30, 2017
May I, 2017 - April 30, 2018
May 1, 2018 - April 30, 2019
May 1, 2019 - April 30, 2020
May 1, 2020 - April 30, 2021
May I , 2021 - April 30, 2022
May 1, 2022 -April 30, 2023
May 1, 2023 - April 30, 2024
May 1, 2024 - April 30, 2025
$52,677.89 ($4,389.82/month)
$53,468.05 ($4,455.67month)
$54,270.07 ($4,522.51 month)
$55,084.12 ($4,590.34/month)
$55,910.38 ($4,659.20/month)
$56,749.04 ($4,729.09/ nonth)
$57,60028 (S4,800.02/month)
$58,46428 (S4,872.02/month)
559,341.24 ($4,945.10/month)
560,231.36 (55,019.28/month)
Except as modified hereby, the Lease is hereby ratified and confirmed.
IN WITNESS WHEREOF, the parties, being so authorized to do, have set their respective hands
and seals hereto the day and date first above written.
WITNESS:
S Vv
Tit l
i:
WITNESS:
r
SECOND AMENDMENT TO LEASL
THIS SECOND A-MENDNIENT to Lease is made as of the 25th day of February, 2008, by
and between GEORGE F. GARDNER, d/b/a Gardner Properties ("Lessor') and Siding Window
Warehouse Plus, Inc. (SWWP,Ine) ("Lessee").
Background
A. Lessor and Lessee entered into a certain Lease dated March 21, 2005, (the "Original Lease")
and a Lease First Amendment dated May 2, 2007, with respect to premises located at 469 E.
North Street, Carlisle Boro. Cumberland County. Pennsylvania (the "Lease");
B. Lessor and Lessee v,ish to further amend the Lease in the manner set forth below to allow for
the leasing of additional space in the Premises.
NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is
hereby acknowledged.. and intending to be legally bound, the parties agree as follows to modify
certain sections of the Lease:
Section 1, Premises:
A. Section LA - the following language is added:
The lower level part of the building located at 469 E. North Street, Carlisle, PA 17013,
consisting of 1,834 square feet as identified on Exhibit A-2 marked as Areas 1A, 2A, and 3A.
Section 2, Tenn:
The following language is added:
The lease tern for the additional space in Areas IA, 2A and 3A shall run concurrently with
the existing Lease term. Lessee shall have access to Areas IA, 2A and 3A for the purposes of
Completing any renovations, as approved by Lessor. Rental payments for the additional space
will be waived until February 28, 2008 during the renovation period. Effective March 1.
2008, Lessee shall pay to Lessor the amount of rent due as described in Section 3.
Section 3. Rent
The following rental rate schedule replaces the existing rate schedule:
Annual rent for each of the original lease term v ill be as follows:
May 1, 2005 - April 30, 2006 526,271.00 ($2,189.25hnonth)
May 1, 2006 - April 30, 2007 532,109.00 ($2,675.75/month)
M a v 1, 2007 - June 30, 2007 $ 5,448.80 (for 2 months @ $2_,724.40 month)
July 1, 2007 - February 28, 2008 S30,755.52 (for 8 months a, $3,844.40/month)
EXHIBIT "D"
Oct 08 09 12:00p Waymaker Company 717#245#9277 p.17
March 1, 2008 -April 30, 2008 $ 8,559.96
May 1, 2008 - April 30, 2009 $58,367. 76
May 1, 2009 -- April 30, 2010 $58,951. 76
May 1, 2010 - April 30, 2011 $59,535. 76
Mav 1, 2011 - April 30, 2012 $60,119. 76
May 1, 2012 - April 30, 2013 $60,703. 76
May 1, 2013 - April 30, 2014 $61,287. 76
May 1, 2014 - April 30, 2015 $61,571. 76
(for 2 months C S4,279.98/month)
($4,863.98/month)
($=1.91.2.65/month)
($4,9561.31 /month)
($5,009.98/month)
($5,058.47/month)
($5,107.3 I/month)
($5,155.981'month)
Annual rent for each year of the option for an additional 10 year tern:
May I, 2015 -April 30, 2016 $62.799.84 ($5,233.32/month)
May 1, 2016 - April 30, 2017 $63,741.84 ($5,31 1.821nonth)
May 1, 2017 - April 30, 2018 $64,697.97 (`65,391.50 month)
May t, 2018 - April 30, 2019 $65,668.44 ($5,472.70/month)
May 1, 2019 - Apri130, 2020 `666,653.47 ($5.554.46./month)
May 1, 2020 - April 30, 2021 $67.653. 27 ($5,637.77/month)
May 1, 2021 - April 30, 2022 $68,668.07 ($5,722.34/month)
May 1, 2022 - April 30, 2023 `669,698.09 ($5,808.17/month)
May 1, 2023 - April 30, 2024 $70,7143.56 ($5,895.30/month)
May 1, 2024 - April 30, 2025 $71.504.71 ($5,983.73/month)
Except as modified hereby, the Lease is hereby ratified and conlu7ned.
IN WITNESS WHEREOF, the parties, being so authorized to do, have set their respective hands
and seals hereto the day and date first above written.
WITNESS:
is
WITNESS:
l_J
L. Michael Reynolds
for George F. Gardner,
A/b/a Gardner Properties
Dec 11 09 05:59p Waymaker Company 717#245#9277 p.3
GARDNER PROPERTIES
P.O. SOX 38
CARLISLE, PA 17013
Siding Window Warehouse Plus
Attn: Michael Palson
469 E North Street, Suite 1
Carlisle, PA 17013
Unpaid invoices due as of Dec 10, 2009
Rent Electric Gas Water RE Taxes Insurance Other Total
Aug-08 662.85 109.85 772.70
Sep-08 885.45 102.35 41.40 5,935.95 25.00 6,990.15
Oct-08 591.94 531.27 83.64 1,206.85
Nov-08 4,863.98 488.81 671.81 6,024.60
Dec-08 4,863.98 658.90 1,592.03 41.40 7,156.31
Jan-09 4,863.98 740.48 1,743.06 7,347.52
Feb-09 4,863.98 937.41 1,483.71 7,285.10
Mar-09 4,863.98 525.67 1,166.87 41.40 6,597.92
Apr-09 4,863.98 682.97 500.49 2,434.17 1,678.00 10,159.61
May-09 4,912.65 584.77 70.43 5,567.85
Jun-09 4,912.65 633.49 17.46 41.40 5,605.00
Jul-09 4,912.65 721.89 17.46 5,652.00
Aug-09 4,912.65 745.20 17.46 6,163.96 1,706.55 13,545.82
Sep-09 4,912.65 728.77 17.46 90.52 5,749.40
Oct-09 4,912.65 611.02 149.55 5,673.22
Nov-09 4,912.65 711.76 432.04 6,056.45
Dec-09 4,912.65 4,912.65
Total 69,077.02 10,850.71 8,175.67 256.12 14,534.08 3,384.55 25.00 106,303.15
EXHIBIT "E"
SHERIFF'S OFFICE OF CUMBERLAND COUNTY
Ronny R Anderson
Sheriff
0F CEOF -HE ?-EFiPF
ti 1 /'•P-
7 jsr
Jody S Smith
Chief Deputy
Edward L Schorpp
Solicitor
z? FEB - I Pi`; L: a?
C
Geroge Gardner t/d/b/a Gardner Properties Case Number
vs. 2010-84
Siding Window Warehouse Plus, Inc.
SHERIFF'S RETURN OF SERVICE
01/1912010 Ronny R. Anderson, Sheriff who being duly sworn according to law states that he made a diligent search
and inquiry for the within named defendant, to wit: Siding Window Warehouse Plus, Inc., but was unable
to locate them in his bailiwick. He therefore deputized the Sheriff of Dauphin County, PA to serve the
within Complaint and Notice according to law.
01/19/2010 Ronny R. Anderson, Sheriff who being duly sworn according to law states that he made a diligent search
and inquiry for the within named defendant, to wit: Michael Palson, but was unable to locate him in his
bailiwick. He therefore deputized the Sheriff of Dauphin County, PA to serve the within Complaint and
Notice according to law.
01/19/2010 Ronny R. Anderson, Sheriff, who being duly sworn according to law, states that he made a diligent search
and inquiry for the within named defendant to wit: Michael Palson, but was unable to locate him in his
bailiwick. He therefore returns the within Complaint and Notice as not found as to the defendant Michael
Palson. The Carlisle Postmaster has advised the defendant has moved and left no forwarding address.
01/19/2010 Ronny R. Anderson, Sheriff, who being duly sworn according to law, states that he made a diligent search
and inquiry for the within named defendant to wit: Siding Window Warehouse Plus, Inc., but was unable
to locate them in his bailiwick. He therefore returns the within Complaint and Notice as not found as to the
defendant Siding Window Warehouse Plus, Inc. The Carlisle Postmaster has advised the defendant has
moved and left no forwarding address.
01/26/2010 Dauphin County Return: And now January 26, 2010 at 1150 hours I, Jack Lotwick, Sheriff of Dauphin
County, Pennsylvania, do herby certify and return that I served a true copy of the within Complaint and
Notice, upon the within named defendant, to wit: Siding Window Warehouse Plus Inc. by making known
unto Michael Palson, President adult in charge at 117 Sawgrass Drive, Blue Bell, PA 19422 its contents
and at the same time handing to her personally the said true and correct copy of the same.
01/28/2010 11:50 AM - Dauphin County Return: And now January 26, 2010 at 1150 hours I, Jack Lotwick, Sheriff of
Dauphin County, Pennsylvania, do herby certify and return that I served a true copy of the within
Complaint and Notice, upon the within named defendant, to wit: Michael Palson by making known unto
himself personally, at 651 Alricks Street, Harrisburg, PA 17110 its contents and at the same time handing
to him personally the said true and correct copy of the same.
SHERIFF COST: $68.84
January 28, 2010
ici GountySuite Sherif. ieieosofi. Inc.
SO AN RS,
ROTVNY ANDERSON, SHERIFF
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
GEORGE GARDNER NO.: 2010-084
t/d/b/a Gardner Properties
Plaintiff
v, Cl:VII. ACTION -LAW
SIDING WII~TDOW WAREHOUSE
PLUS, INC., and .
MICHAEL PALSON,
Defendants
`'
- ~'
ae ~
~,
~;
~-:, .-
' ~ rci~
-~
NOTICE TO PLEAD ~ _= ;~ ~~
To: George Gardner t/d/b/a Gardner Properties =~ rn
David A. Baric, Esquire == ••
Baric & Scherer = ~...
19 West South Street
Carlisle, PA 17013
You are hereby notified to file a written response to the New Matter that was filed on
March 19, 2010 within twenty (20) days from service hereof or a judgment may be entered
against you.
By:
Sup. Ct. I.D. No. 87371
200 S. Spring Garden St., Suite 11
Carlisle, PA 17013
(717) 243-7135
Attorney for Defendant
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
GEORGE GARDNER NO.: 2010-084
t/d/6/a Gardner Properties
Plaintiff
v. CIVIL ACTION -LAW
SIDING WIl~TDOW WAREHOUSE
PLUS, INC., and
MICHAEL PALSON,
Defendants
ANSWER TO COMPLAINT WITH NEW MATTER
AND NOW, this day of March, 2010, comes the Defendants, Siding Window
Wazehouse Plus, Inc. and Michael Palson, by and through their attorney, Andrew H. Shaw,
Esquire and file the instant Answer and in support thereof states as follows:
1. Admitted.
2. Admitted.
3. Admitted.
4. Admitted.
5. Admitted.
6. Admitted.
7. Admitted in part. It is admitted that Siding Window Warehouse Plus, Inc. took
possession of the premises after the execution of the lease. Plaintiff has failed to plead a specific
date, and therefore Defendant cannot fully admit to the averments in Paragraph 7 of Plaintiff s
Complaint.
1
8. Admitted in part and denied in part. It is admitted that Plaintiff and Defendant
Siding Window Warehouse Plus, Inc. executed the First Amendment To Lease. It is further
admitted that the First Amendment to Lease increased the size of the leased premises and
amended the schedule of rent due. It is denied that Defendant Michael Palson executed the First
Amendment to Lease in his individual capacity as a guarantor. Strict proof thereof is demanded
at trial.
9. Admitted in part and denied in part. It is admitted that Plaintiff and Defendant
Siding Window Warehouse Plus, Inc. executed the Second Amendment To Lease. It is further
admitted that the Second Amendment to Lease increased the size of the leased premises and
amended the schedule of rent due. It is denied that Defendant Michael Palson executed the
Second Amendment to Lease in his individual capacity as a guarantor. Strict proof thereof is
demanded at trial.
10. Paragraph 10 of Plaintiffs Complaint is a legal conclusion to which no
response is required. To the extent a response is required, it is denied that Defendant Siding
Window Warehouse Plus, Inc. defaulted in its obligations under the Lease as stated in Paragraph
10 of Plaintiff s Complaint.
11. Paragraph 10 of Plaintiffs Complaint is a legal conclusion to which no
response is required. To the extent a response is required, it is denied that Defendant Michael
Palson defaulted in his obligations under the Lease as stated in Paragraph 10 of Plaintiff's
Complaint.
12. Denied. It is specifically denied that the past due amount presently owed is
$106,303.15. Strict proof thereof is demanded at trial.
13. Denied as stated. The Lease speaks for itself.
2
14. Denied. It is specifically denied that the amount of rent remaining due through
the end of the lease term, commencing January 1, 2010 is $323,169.40.
15. Paragraph 15 of Plaintiff's Complaint is a legal conclusion to which no
response is required.
16. No response required.
17. Paragraph 17 of Plaintiff's Complaint is a legal conclusion to which no
response is required.
18. Paragraph 18 of Plaintiff's Complaint is a legal conclusion to which no
response is required.
19. Paragraph 19 of Plaintiff's Complaint is a legal conclusion to which no
response is required.
20. Paragraph 20 of Plaintiff's Complaint is a legal conclusion to which no
response is required.
WHEREFORE, Defendant respectfully requests this Honorable Court to dismiss Count I
of Plaintiff s Complaint.
NEW MATTER
21. Paragraphs 1 through 20 are incorporated herein by reference as though set
forth in full.
22. Plaintiffs' Complaint fails to state any cause of action upon which relief may
be granted.
23. Plaintiffs' claims are barred by the doctrine of unclean hands.
3
24. To the extent that Plaintiffs have suffered any damage, said damage was
caused by Plaintiffs, and not by the action or inaction of Defendants.
25. Plaintiffs' claims are barred because they have failed to mitigate any damages
they may have suffered.
26. Plaintiffs' claims are barred by the doctrine of estoppel.
27. Plaintiffs' claims are barred by the doctrine of laches.
28. Plaintiffs' claims are barred by the defense of accord and satisfaction.
29. Plaintiffs' claims are barred by the statute of fraud.
30. Plaintiffs' claims are barred by the doctrine of consent.
31. Plaintiffs' claims are barred by the doctrine of duress.
32. Plaintiffs' claims are barred by the doctrine of release.
33. Plaintiffs' claims are barred by the doctrine of waiver.
34. Plaintiffs' claims are barred by the doctrine of res judicata.
35. Plaintiffs' claims are barred by the doctrine of collateral estoppel.
36. Plaintiff's claims are barred against Micheal Palson, individually, as any
claims under the lease were dismissed through the Discharge of bankruptcy proceedings for
Michael Jay Palson and Angela Sue Palson docketed at No: 1:07-bk-00033.
4
WHEREFORE, Defendant respectfully requests this Honorable Court to rule in favor of
Defendant and dismiss Plaintiff's Complaint.
Respectfully
Date: ~- By:
~~~- ~a
A4fdrew lyl. Shaw, Enquire
Pa. Supreme Ct. I.D. No. 87371
200 S. Spring Garden Street
Suite 11
Carlisle, PA 17013
717-243-7135
Attorney for Defendant
VERIFICATION
I, Michael Palson, Presdient of Siding Window Warehouse Plus, Inc., verify that the
statements made in this Answer is true and correct. I understand that false statements herein are
made subject to the penalties of 18 Pa.C.S. Section 4904, relating to unsworn falsification to
authorities.
Date: ~ `' ~ ~~--~ ~~p
,;
_~ ~,~~
Y
Michael Palson,
President of Siding Window
Warehouse Plus, Inc.
VERIFICATION
I, Michael Palson, verify that the statements made in this Answer is true and correct.
understand that false statements herein are made subject to the penalties of 18 Pa.C.S. Section
4904, relating to unsworn falsification to authorities.
Date: ~ ~ ~ ~ ~! Q
Michael Palson
CERTIFICATE OF SERVICE
I, Andrew H. Shaw, Esquire, do hereby certify that a true and correct copy of the
following document, Answer with New Matter, was served this date on the below named,
by facsimile and by placing same in the United States mail, first-class, postage prepaid
thereon, addressed as follows:
David A. Baric, Esquire
Baric & Scherer
19 West South Street
Carlisle, PA 17013
Attorney for Plaintiff
Date: ~_ ~ ~r. ~/~
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
STIPULATION TO ENTRY OF JUDGMENT
C-)
:3
rp
Y ?rn
( W
W
NOW. come the parties to this matter by and through their attorneys of record and agree
as follows:
Plaintiff, George Gardner t/d/b/a Gardner Properties has instituted the above
action against the Defendants.
2. The parties agree to entry of judgment against Defendant, Siding Window
Warehouse Plus, Inc. for the sum of $429,472.55.
David A. Baric, Esquire
Baric Scherer
19 'West South Street
Carlisle. PA 17013
(717) 249-6873
Attorney for Plaintiff
Attorney for Defendants
414.00 PD ATT"?
01 17041
P_* 01 47839
200 South Spring Garden Street
Suite 11
Carlisle, P.A 17013
(717) 243-7135
SEP 0 8 Zola
GEORGE GARDNER IN THE COURT OF COMMON PLEAS OF
t/d/b/a Gardner Properties, CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff,
NO. 2010- 084 CIVIL TERM c
'C3 E7. t
CIVIL ACTION-LAW
SIDING WINDOW `-
WAREHOUSE PLUS, INC. y C co
and MICHAEL PALSON,
Defendants.
% ORDER
AND NOW, this 8 day of S tfR§-4 V , 2010, upon the Stipulation to
Entry of Judgment it is ordered that judgment be entered with the Prothonotary of Cumberland
County against the Defendant, Siding Window Warehouse Plus, Inc. and in favor of the Plaintiff,
George Gardner t/d/b/a Gardner Properties in the amount of $429,472.55.
BY THE COURT,
?Vl " ?A A -
J. \A
? David A. Baric, Esquire
Baric Scherer
19 West South Street
Carlisle, Pennsylvania 17013
./Andrew H. Shaw, Esquire
200 South Spring Garden Street, Suite 11
Carlisle, Pennsylvania 17013
1.:0 [ F-S
r'Y -C L' LL
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
c
ro?
mCD
zM
x?
cf.)r-
rx
?a
= c:?
z
s
?v
N
w
-Q
r
CDP
co
C-1
-n
-urn
:Ua)
°Q
C-n
C)
zn
C.)M
CERTIFICATE PREREQUISITE TO SERVICE
OF A SUBPOENA PURSUANT TO RULE 4009.22
As a prerequisite to service of a subpoena for documents and things pursuant to Rule
4009.22, Plaintiff certifies that:
(1) A notice of intent to serve the subpoena with a copy of the attached subpoena
attached thereto was mailed or delivered to each party at least twenty days prior to
the date on which the subpoena is sought to be served;
(2) A copy of the notice of intent, including the proposed subpoena, is attached to this
certificate;
(3) No objection to the subpoena has been received; and,
(4) The subpoena which will be served is identical to the subpoena which is attached
to the notice of intent to serve.
David A. Baric, Esquire
Date:
GEORGE GARDNER IN THE COURT OF COMMON PLEAS OF
t/d/b/a Gardner Properties, CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff,
NO. 2010- 084 CIVIL TERM
V. :
CIVIL ACTION-LAW
SIDING WINDOW
WAREHOUSE PLUS, INC. :
and MICHAEL PALSON,
Defendants.
NOTICE OF INTENT TO SERVE A SUBPOENA TO PRODUCE
DOCUMENTS AND THINGS FOR DISCOVERY PURSUANT TO RULE 4009.21
Plaintiff, George Gardner t/d/b/a Gardner Properties, intends to serve a subpoena identical
to the one that is attached to this notice. You have twenty (20) days from the date listed below in
which to file of record and serve upon the undersigned an objection to the subpoena. If no
objection is made the subpoena may be served.
Date: March 9, 2011
David A. Baric, Esquire
Baric Scherer
19 West South Street
Carlisle, PA 17013
(717) 249-6873
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
SUBPOENA TO PRODUCE DOCUMENTS OR THINGS
FOR DISCOVERY PURSUANT TO RULE 4009.22
TO: SWWP, Inc.
c/o Andrew H. Shaw, Esquire
200 South Spring Garden Street, Suite I 1
Carlisle, Pennsylvania 17013
Within twenty (20) days after service of this subpoena, you are ordered by the court to
produce the following documents or things:
All corporate records for Siding Window Warehouse Plus, Inc.
2. All corporate records for SWWP, Inc.
3. All accounting records for Siding Window Warehouse Plus, Inc. for the period
May 1, 2005 to the present.
4. All accounting records for SWWP, Inc. for the period May 1, 2005 to the present.
5. Any and all documents evidencing claims against, and accounts receivable from
others for Siding Windows Warehouse Plus, Inc. and/or SWWP, Inc. currently outstanding.
6. All federal tax returns filed by Siding Window Warehouse Plus, Inc. and SWWP,
Inc. during the period May 1, 2005 to the present.
7. The most recent bank statements for any and all accounts of Siding Windows
Warehouse Plus, Inc. or SWWP, Inc.
8.
Warehouse, Inc.
Any register containing the name(s) of any shareholders of Siding Windows
You may deliver or mail legible copies of the documents or produce things requested by
this subpoena, together with the certificate of compliance, to the party making this request at the
following address:
Baric Scherer
19 West South Street
Carlisle, PA 17013
c/o David A. Baric, Esquire
You have the right to seek in advance the reasonable cost of preparing the copies or
producing the things sought.
If you fail to produce the documents or things required by this subpoena within twenty
(20) days after its service, the party serving this subpoena may seek a court order compelling you
to comply with it.
This subpoena was issued at the request of the following person:
David A. Baric, Esquire
I.D. # 44853
19 West South Street
Carlisle, Pennsylvania 17013
(717) 249-6873
Attorney for Plaintiff
BY THE COURT,
DATE: BY:
Prothonotary
SEAL OF THE COURT
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff, :
V.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
NOTICE
TO: SWWP, Inc.
c/o Andrew H. Shaw, Esquire
200 South Spring Garden Street, Suite 11
Carlisle, Pennsylvania 17013
You are required to complete the following Certificate of Compliance when producing
documents or things pursuant to Subpoena.
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON, ;
Defendants.
CERTIFICATE OF COMPLIANCE
WITH SUBPOENA TO PRODUCE DOCUMENTS
OR THINGS PURSUANT TO RULE 4009.23
I, , certify to the best of my knowledge, information
and belief that all documents or things required to be produced pursuant to the subpoena issued
on have been produced.
Date:
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
GEORGE GARDNER NO.: 2010-084
t/d/b/a Gardner Properties
Plaintiff
V. CIVIL ACTION - LAW
-vim - -,
SIDING WINDOW WAREHOUSE ?r' ... -0
PLUS, INC., and , -
ED
MICHAEL PALSON, C-) 'Z?c o e --n
Defendants cz) `?: Fi
SWWP, INC.'S MOTION TO QUASH SUBPOENA AND FOR PROTECTIVE ORDER
SWWP, Inc., by its undersigned counsel, Andrew H. Shaw, respectfully move this Court,
pursuant to Pa.R.C.P. No. 4012 for a Protective Order as follows:
1. Plaintiff filed a Complaint against Siding Window Warehouse Plus, Inc. and
Michael Palson on January 4, 2010, seeking enforcement of a lease entered into between the
parties.
2. On or about March 19, 2010, Defendant filed an Answer with New Matter.
3. On or about April 22, 2010, Plaintiff filed a Reply to New Matter.
4. On or about September 3, 2010, Plaintiff filed a Praecipe to Discontinue as to the
Defendant Micheal Palson.
5. The remaining parties subsequently executed a Stipulation To Entry of Judgment,
which was reduced to an Order of Court, signed by the Honorable M.L. Ebert, Jr. on September
8, 2010. A copy of the Stipulation and Order is attached hereto and incorporated by reference as
Exhibit A.
6. On or about March 29, 2011, Plaintiff mailed via certified mail to SWWP, Inc. a
subpoena duces tecum pursuant to Pa.R.C.P. No. 4009.22. A copy of the Supoena is attached
hereto and incorporated by reference as Exhibit B.
7. SWWP, Inc. and Siding Windows Warehouse Plus, Inc. are separate and distinct
corporations.
8. SWWP, Inc. is not a party to this matter.
9. Said discovery request from Plaintiff represents an unreasonable annoyance,
embarrassment, oppression, burden and expense to SWWP, Inc. in that:
a. Plaintiff has a judgment against Defendant Siding Window Warehouse Plus, Inc.;
b. SWWP, Inc. is a separate and distinct entity from Siding Window Warehouse
Plus, Inc.; and
c. Any information provided by SWWP, Inc. will not aid in the execution of the
judgment against Siding Window Warehouse Plus, Inc.
10. Further, Plaintiff has filed a Praecipe For Writ of Summons against SWWP, Inc.
at Docket No. 11-2993. A copy of the Writ is attached hereto and incorporated by reference as
Exhibit C.
11. It is assumed that any cause of action surrounding the matter against SWWP, Inc.
is somehow related to the instant litigation.
12. Plaintiff would not be permitted to make this same discovery request against
SWWP, Inc. in the matter docketed at 11-2993, and it is assumed that Plaintiff is using this
means to engage in discovery from which it would otherwise be prohibited.
13. Counsel for the Plaintiff has been contacted and does not concur in this request.
14. The Honorable M.L. Ebert, Jr. was previously assigned other matters related to
this matter.
WHEREFORE, SWWP, Inc. respectfully requests that this Honorable Court quash the
subpoena served upon SWWP, Inc., enter a protective order in favor of SWWP, Inc. related to
this matter and stay the execution on the subpoena until this Court has made a final ruling on this
Motion.
Respectfully
Date: -- / l 0/ ? By:
Andrew IT Shaw, Esquire
Pa. Supreme Ct. I.D. No. 87371
200 S. Spring Garden Street
Suite I1
Carlisle, PA 17013
717-243-7135
Attorney for SWWP, Inc.
SEP 0 8 ?U10
GEORGE GARDNER IN THE COURT OF COMMON PLEAS OF
t/d/b/a Gardner Properties, CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff,
NO. 2010- 084 CIVIL TERM
V.
CIVIL ACTION-LAW
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
n r r ORDER
AND NOW, this g4l` - day of , 2010, upon the Stipulation to
Entry of Judgment it is ordered that judgment be entered with the Prothonotary of Cumberland
County against the Defendant, Siding Window Warehouse Plus, Inc. and in favor of the Plaintiff,
George Gardner t/d/b/a Gardner Properties in the amount of $429,472.55.
BY THE COURT,
J.
David A. Baric, Esquire
Baric Scherer
19 West South Street
Carlisle, Pennsylvania 17013
Andrew H. Shaw, Esquire
200 South Spring Garden Street, Suite 11
Carlisle, Pennsylvania 17013
E
XHIBIT
E
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
CIVIL ACTION-LAW
STIPULATION TO ENTRY OF JUDGMENT
NOW, come the parties to this matter by and through their attorneys of record and agree
as follows:
1. Plaintiff, George Gardner t/d/b/a Gardner Properties has instituted the above
action against the Defendants.
2. The parties agree to entry of judgment against Defendant, Siding Window
Warehouse Plus, Inc. for the sum of $429,472.55.
David A. Baric, Esquire
Baric Scherer
19 West South Street
Carlisle, PA 17013
(717) 249-6873
Attorney for Plaintiff Attorney for Defendants
200 South Spring Garden Street
Suite 11
Carlisle, PA 17013
(717) 243-7135
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
SUBPOENA TO PRODUCE DOCUMENTS OR THINGS
FOR DISCOVERY PURSUANT TO RULE 4009.22
TO: SWWP, Inc.
c/o Andrew H. Shaw, Esquire
200 South Spring Garden Street, Suite 11
Carlisle, Pennsylvania 17013
Within twenty (20) days after service of this subpoena, you are ordered by the court to
produce the following documents or things:
All corporate records for Siding Window Warehouse Plus, Inc.
2. All corporate records for SWWP, Inc.
3. All accounting records for Siding Window Warehouse Plus, Inc. for the period
May 1, 2005 to the present.
4. All accounting records for SWWP, Inc. for the period May 1, 2005 to the present.
5. Any and all documents evidencing claims against, and accounts receivable from
others for Siding Windows Warehouse Plus, Inc. and/or SWWP, Inc. currently outstanding.
6. All federal tax returns filed by Siding Window Warehouse Plus, Inc. and SWWP,
Inc. during the period May 1, 2005 to the present.
7. The most recent bank statements for any and all accounts of Siding Windows
Warehouse Plus, Inc. or SWWP, Inc.
8. Any register containing the name(s) of any shareholders of Siding Windows
Warehouse, Inc.
EXHIBIT
i __a_
You may deliver or mail legible copies of the documents or produce things requested by
this subpoena, together with the certificate of compliance, to the party making this request at the
following address:
Baric Scherer
19 West South Street
Carlisle, PA 17013
c/o David A. Baric, Esquire
You have the right to seek in advance the reasonable cost of preparing the copies or
producing the things sought.
If you fail to produce the documents or things required by this subpoena within twenty
(20) days after its service, the party serving this subpoena may seek a court order compelling you
to comply with it.
This subpoena was issued at the request of the following person:
David A. Baric, Esquire
I.D. # 44853
19 West South Street
Carlisle, Pennsylvania 17013
(717) 249-6873
Attorney for Plaintiff
BY THE COURT,
DATE: Prothonotary
SEAT: OF THE COURT
Prom SWWP Inc.
)Plaintiffs) & A,ddmss(es)
George Gardner t/d/b/a Gardner
Properties .
P.O. Box 38 .
Carlisle, Pennsylvania 17013 1
h
t
T
C
i
Case No.
erm
VS.
Civil Action
Defendant(s) & Address(es)
SWWP, Inc. .
651 Alricks Street ;
Harrfsburg, Pennsylvania 17110
1Wrn
PRAECIPE FOR WRIT OF SUMMONS ?
7-
TO THE PROTHONOTARY/CLERK. OF SAID COURT;
issue summons it tJte above case
Writ of Summons shall be issued and forwarded to A 0--- 1-4 A6 a ice
Date ; March 9, 2011 Signatwe of A.ttoz ey
PrintName• David A. Beiric, Esquire
Address: 19 West South Street
Carlisle, PA 17413
Telephone #: (717) 249-6873
Supreme Court ID Number: U853
at 3/18/2011 10:32 AM
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL DIVISION
WRIT OF SUMMONS
TO: SWWP, Inc.
YOU ARE NOTIFJED TEAT TIE ABOVE-NAMED PLAIIMFF(S) IIAS/HAVE CO1vNWNCED AN
ACTION AGAINST YOU. i? b , &L L L
thpnotarylc rk, 'vii Division
I)fyrl
Date:' by
Deputy
to 2437872
EXHIBIT
to ? I`"e
c1;
Co" VROM RECORD
?:. rh0h4l.kOft wdo /at 1" hand
-;dCOOK14GO** Pw
002/0021
CERTIFICATE OF SERVICE
I, Andrew H. Shaw, Esquire, do hereby certify that a true and correct copy of the
following document, SWWP, Inc.'s Motion To Quash Supboena And For Protective
Order, was served this date on the below named, by facsimile and by placing same in the
United States mail, first-class, postage prepaid thereon, addressed as follows:
David A. Baric, Esquire
Baric & Scherer
19 West South Street
Carlisle, PA 17013
Attorney for Plaintiff
Date: ?`--
Andrew H. Shaw, Esquire
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
GEORGE GARDNER
t/d/b/a Gardner Properties
Plaintiff
V.
SIDING WINDOW WAREHOUSE
PLUS, INC., and
MICHAEL PALSON,
Defendants
NO.: 2010-084
c
CIVIL ACTION - L
. -<p v Wit-?
,n a
i
..
-
RULE TO SHOW CAUSE
Sk 1
AND NOW, this __?y day of 2011, upon consideration of
SWWP, Inc.'s Motion To Quash Supboena and for Protective Order,
IT IS HEREBY ORDERED AND DIRECTED THAT:
1. A rule is issued upon Plaintiff, George Gardner t/d/b/a Gardner Properties, to
show cause why the Motion To Quash Supboena and for Protective Order should
not be granted.
2. Plaintiff shall file an Answer on or before M NN , 2011.
3. If no Answer to the Rule to Show Cause is filed by the required date, the relief
requested by SWWP, Inc. shall be granted upon the Court's receipt of a Petition
requesting Rule be made Absolute. If Plaintiff files an Answer to this Rule to
Show Cause, and the Answer raises disputed issues of material fact, an
evidentiary hearing or argument will then be scheduled.
Z-
4. The Prothonotary is directed to forward said Answer to this Court.
5. The subpoena issued to SWWP, Inc. is hereby stayed pending disposition of this
motion.
Distribution:
Andrew H. Shaw, Esquire, attorney for SWWP, Inc. 0 Mo
David A. Baric, Esquire, attorney for Plaintiff ??
/it
0Z&
BY THE COURT:
GEORGE GARDNER,
t/d/b/a Gardner Properties,
PLAINTIFF
V.
SIDING WINDOW WAREHOUSE
PLUS, INC., and
MICHAEL PALSON,
DEFENDANTS
IN THE COURT OF COMMON PLEAS OF .,
CUMBERLAND COUNTY, PENNSNTVPLIA:
Z rn
z?
r- c= r
-`ern
xs
r*a C:) o
u C-;
c w c,
M
>
NO. 10-084 CIVIL ?`
IN RE: MOTION TO QUASH SUBPOENA AND FOR PROTECTIVE ORDER
ORDER OF COURT
AND NOW, this 22nd day of July, 2011, upon consideration of the Defendant's
Motion to Quash Subpoena and for Protective Order and the Answer filed by the
Plaintiff,
IT IS HEREBY ORDERED AND DIRECTED that argument in the matter will be
held on Thursday, August 11, 2011, at 8:30 a.m. in Courtroom No. 2 of the Cumberland
County Courthouse, Carlisle, Pennsylvania.
avid Baric, Esquire
Attorney for Plaintiff
drew Shaw, Esquire
Attorney for Defendant
bas
4
By the Court,
M. L. Ebert, Jr., J.
• `dam
1?
GEORGE GARDNER, IN THE COURT OF COMMON PLEAS OF
t/d/b/a Gardner Properties, CUMBERLAND COUNTY, PENNSYLVA NIA
PLAINTIFF
C=
~
V
?cm -
x• _a{
-p,
. -u, z
SIDING WINDOW WAREHOUSE -<> -' ' '
PLUS, INC., and s>
X20
-,
(7)
MICHAEL PALSON, 7)
DEFENDANTS NO. 10-084 CIVIL'
tv
IN RE: MOTION TO QUASH SUBPOENA AND FOR PROTECTIVE ORDER
ORDER OF COURT
AND NOW, this 11th day of August, 2011, upon consideration of the Defendant's
Motion to Quash Subpoena and for Protective Order, the Plaintiff's Answer thereto and
after oral argument,
IT IS HEREBY ORDERED AND DIRECTED that the Defendant's Motion to
Quash Subpoena and for Protective Order of Court is DENIED. SWWP, Inc„ shall
produce the information requested by the Subpoena Duces Tecum previously served
upon them. All information provided by SWWP, Inc. shall be maintained by the Plaintiff
as confidential and not disseminated to any other person or entity without further Order
of Court.
By the Court,
M. L. Ebert, Jr., J.
David Baric, Esquire
Attorney for Plaintiff
Andrew Shaw, Esquire
Attorney for Defendant
MWj
6pissuIu00
bas
GEORGE GARDNER : IN THE COURT OF COMMON PLEAS OF
tld/b/a Gardner Properties, : CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff, .
NO. 2010- 084 CIVIL TERM
• c
V. : r-)
~
r=-
• CIVIL ACTION-LAW
. zrn o .,'~^ao
~~r c ~
SIDING WINDOW ~
--+o
~
WAREHOUSE PLUS, INC.
and MICHAEL PALSON, -o 5-'
Defendants. : c,) ~r~
w
MOTION TO COMPEL
NOW, comes Plaintiff, George Gardner, by and through his attorney, David A. Baric,
Esquire of BARIC SCHERER LLC, and files within Motion to Compel and, in support thereof,
sets forth the following:
1. On or about December 15, 2010, Plaintiff served Discovery In Aid Of Execution
Request For Production Of Documents upon counsel for the Defendants. A true and correct copy
of Plaintiffs Discovery In Aid of Execution Request For Production Of Documents is attached
hereto as Exhibit "A" and is incorporated.
2. By correspondence dated January 25, 2011, counsel for Plaintiff reminded counsel
for Defendant that responses were past due. A true and correct copy of this correspondence is
attached as Exhibit "B."
3. On or about February 25, 2011, counsel for the Defendant provided to
undersigned counsel a partial response to Plaintiffs Request For Production Of Documents. A
true and correct copy of the partial response is attached as Exhibit "C."
4. The Honorable M.L. Ebert, Jr. has previously ruled in this case.
5. Defendant has failed to provide full and complete production of the records
requested.
WHEREFORE, Plaintiff requests that Defendant, be ordered and directed to produce the
documents requested to Plaintiff within thirty (30) days of said order.
Respectfully submitted,
BARIC SCHERER LLC
~
David A. Baric, Esquire
I.D. 44853
19 West South Street
Carlisle, Pennsylvania 17013
(717) 249-6873
GEORGE GARDNER : IN THE COURT OF COMMON PLEAS OF
t/d/b/a Gardner Properties, . CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff, :
: NO. 2010- 084 CIVIL TERM
V. •
: CIVIL ACTION-LAW
SIDING WINDOW :
WAREHOUSE PLUS, INC. :
and MICHAEL PALSON, .
Defendants. :
DISCOVERY IN AID OF EXECUTION
REQUEST FOR PRODUCTION OF DOCUMENTS
Pursuant to Pa.R.C.P. No. 4009, as amended, the Plaintiff, George Gardner dd/b/a Gaxdner
Properties, by his attorneys, Baric Scherer, request you to produce copies of the following
documents, at its expense within thirty (30) days of service of this request.
INSTRUCTIONS
If you object to the production of any document on the grounds that the attorney-client, I
attorney work-product or any other privilege is applicable thereto, you shall with respect to that
document:
(a) State its date;
(b) Identify its author;
(c) Identify each person from whom the document was received;
(d) Identify each person who received it;
(e) Identify each person from whom the document was received;
(f) State the present location of document and all copies thereof;
(g) Identify each person who has ever had possession, custody or
control of it or copy thereof; and
EXHIBIT "A"
(h) Provide sufficient information concerning the document and the
circumstances thereof to explain the claim of privilege and to
permit the adjudication of the propriety of that claim.
As referred to herein, "document" includes written, printed, typed, recorded, or graphic
matter, however produced or reproduced, including conespondence, telegrams, other written
communications, data processing storage units, ta.pes, contracts, agreements, notes, memoranda,
analyses, projections, indices, work papers, studies, reports, surveys, diaries, calendazs, films,
photographs, diagrams, drawings, minutes of ineetings, or any other writing (including copies of
any of the foregoing) regardless of whether you, your former or present counsel, agents,
employees, officers, insurers, or any other person acting on your behalf, are now in possession,
custody or control.
DOCUMENTS REOUESTED
1. All corporate records for Siding Window Warehouse Plus, Inc.
2. All corporate records for SWWP, Inc.
3. All accounting records for Siding Window Warehouse Plus, Inc. for the period
May 1, 2005 to the present.
4. All accounting records for SWWP, Inc. for the period May 1, 2005 to the present.
5. Any and all documents evidencing claims against, and accounts receivable from
others for Siding Windows Warehouse Plus, Inc. and/or SWWP, Inc. currently outstanding.
6. All federal tax returns filed by Siding Window Warehouse Plus, Inc. and SWWP,
Inc. during the period May l, 2005 to the present.
7. The most recent bank statements for any and all accounts of Siding Windows
Warehouse Plus, Inc. or SWWP, Inc.
8. Any register containing the name(s) of any shareholders of Siding Windows
Warehouse, Inc.
Respectfully submitted,
C SCHE
r
1
Date:
/ David A. Baric, Esquire
~ I.D. 44853
19 West South Street
Carlisle, Pennsylvania 17013
(717) 249-6873
CERTIFICATE OF SERVICE
I hereby certify that on December 15, 2010, I, David A. Baric, Esquire of Baric Scherer,
did serve a copy of Discovery In Aid Of Execution Request For Production Of Documents, by
first class U.S. mail, postage prepaid, to the party listed below, as follows:
Andrew H. Shaw, Esquire
200 South Spring Garden Street, Suite 11
Carlisle, Pennsylvania 17013
~
dv~ r
~
David A. Baric, Esquire
BARIC 19 West South Street
Carlisle, Pennsylvania 17013
Attorneys-at-Law (717) 249-6873
(717) 249-5755 - Fax
SCHERER dbaric@baricscherer.com
David A. Baric
Michael A. Scherer
_--ac~--
Tricia D. Naylor
Bret P. Shaffer
January 25, 2011
Andrew H. Shaw, Esquire ,
200 South Spring Garden Street, Suite 11
Carlisle, Pennsylvania 17013
RE: George Gardner t/d/b/a Gardner Properties
v. Siding Window Warehouse Plus. Inc.
Deax Andrew:
According to my calendar, the period for you to respond to my document production
request in the above matter has now expired.
Please advise me as to when I may expect to receive the documents. Absent a response, I
will be filing a motion to compel production of the documents.
Very truly yours,
BARIC SCHERER
IA~ ~ 1
David A. Baric, Esquire
DAB/'
cc: File
dab. d ir/realestate/adams/ga rnderproperties/shaw4.ltr
EXHIBIT "B"
• IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
GEORGE GARDNER . NO.: 2010-084
t/d/b/a Gardner Properties •
Plaintiff .
V. . CIVIL ACTION - LAW
SIDING WINDOW WAREHOUSE .
PLUS, INC., and .
MICHAEL PALSON, .
Defendants .
ANSWER TO PLAINTIFF'S REQUEST FOR PRODUCTION OF DOCUMENTS
AND NOW, this day of February, 2011, comes the Defendant, Siding Window
Warehouse Plus, Inc., by and through its attorney, Andrew H. Shaw, Esquire and files the instant
Answer and in support thereof states as follows:
1. Documents are forthcoming from Defendant.
2. Defendant objects to this request. SWWP, Inc. is a separate, unrelated
corporation not a party to this action. Said request is in violation of Pa. R.C.P. No. 4009 et seq.
3. Documents are forthcoming from Defendant.
4. Defendant objects to this request. SWWP, Inc. is a separate, unrelated
corporation not a party to this action. Said request is in violation of Pa. R.C.P. No. 4009 et seq.
5. Defendant objects to this request, as it relates to SWWP, Inc. SWWP, Inc. is a
separate, unrelated corporation not a party to this action. Said request is in violation of Pa.
R.C.P. No. 4009 et seq. As for the request to Siding Windows Warehouse Plus, Inc., the
requested documents are forthcoming.
EXHIBIT "C"
6. Defendant objects to this request, as it relates to SWWP, Inc. SWWP, Inc. is a
separate, unrelated corporation not a party to this action. Said request is in violation of Pa.
R.C.P. No. 4009 et seq. As for the request to Siding Windows Warehouse Plus, Inc., the
requested documents are forthcoming.
7. Defendant objects to this request, as it relates to SWWP, Inc. SWWP, Inc. is a
separate, unrelated corporation not a party to this action. Said request is in violation of Pa.
R.C.P. No. 4009 et seq. As for the request to Siding Windows Warehouse Plus, Inc., the
requested documents are forthcoming.
8. Documents are forthcoming from Defendant.
Respectfully submitted
Date: 'z-; By:
Andrew H. Shaw, squire
Pa. Supreme Ct. I.D. No. 87371
200 S. Spring Garden Street
Suite 11
Carlisle, PA 17013
717-243-7135
Attorney for Defendant
2
CERTIFICATE OF SERVICE
I, Andrew H. Shaw, Esquire, do hereby certify that a true and correct copy of the
following document, Defendant's Answer to Plaintiff's Request For Production of
Documents, was served this date on the below named, by facsimile and by placing same
in the United States mail, first-class, postage prepaid thereon, addressed as follows:
David A. Baric, Esquire Baric & Scherer '
19 West South Street
Carlisle, PA 17013
Attorney for Plaintiff
Date:
~ J AAr7ew H. haw, Esquire
CERTIFICATE OF SERVICE
I hereby certify that on November q , 2011, I, David A. Baric, Esquire of Baric
Scherer LLC, did serve a copy of the Motion To Compel, by first class U.S. mail, postage
prepaid, to the party listed below, as follows:
Andrew H. Shaw, Esquire
200 South Spring Garden Street, Suite H
Carlisle, Pennsylvania 17013
r
David A. Baric, Esquire
GEORGE GARDNER IN THE COURT OF COMMON PLEAS OF
t/d/b/a Gardner Properties, CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff,
NO. 2010- 084 CIVIL TERM
V.
n na
CIVIL ACTION-LAW
SIDING WINDOW ? o
WAREHOUSE PLUS, INC. z? -c
and MICHAEL PALSON, -<> cn
Defendants. po
zo 3
5C O
RULE
14
AND NOW, this y day of IV ITV • , 2011, upon consideration of the
foregoing Motion To Compel, it is hereby ordered that
(1) a rule is issued upon the Defendant to show cause why Plaintiff is not entitled to
the relief requested;
(2) the Defendant shall file an answer to the motion within '20-days of this date;
(3) the motion shall be decided under Pa.R.C.P. No. 206.7;
(4) depositions shall be completed within 4? days of this date;
(5) argument shall be held on the 44 day of
c?
z
C3
-•en
a
orr-,
20 ]kat : D t'7 a..m./pZ, in Courtroom c:-?- of the Cumberland County
Courthouse; and
(6) notice of the entry of this order shall be provided to all parties by the Plaintiff.
BY THE COURT,
Andres N. Shaw,
W IQ-"
1Jaurid Aa?a , M
.L. Ebert, Jr., J.
M
?pPtP.g
Ill /Da
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
?r
CERTIFICATE PREREQUISITE TO SERVICE
OF A SUBPOENA PURSUANT TO RULE 4009.22
As a prerequisite to service of a subpoena for documents and things pursuant to Rule
4009.22, Plaintiff certifies that:
(1) A notice of intent to serve the subpoena with a copy of the attached subpoena
attached thereto was mailed or delivered to each party at least twenty days prior to
the date on which the subpoena is sought to be served;
(2) A copy of the notice of intent, including the proposed subpoena, is attached to this
certificate;
(3) No objection to the subpoena has been received; and,
(4) The subpoena which will be served is identical to the subpoena which is attached
to the notice of intent to serve.
l
David A. Baric, Esquire
Date: November 10, 2011
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
NOTICE OF INTENT TO SERVE A SUBPOENA TO PRODUCE
DOCUMENTS AND THINGS FOR DISCOVERY PURSUANT TO RULE 4009.21
Plaintiff, George Gardner, intends to serve a subpoena identical to the one that is attached
to this notice. You have twenty (20) days from the date listed below in which to file of record
and serve upon the undersigned an objection to the subpoena. If no objection is made the
subpoena may be served.
Date: November 10, 2011
David A. Baric, Esquire
Baric Scherer LLC
19 West South Street
Carlisle, PA 17013
(717) 249-6873
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
SUBPOENA TO PRODUCE DOCUMENTS OR THINGS
FOR DISCOVERY PURSUANT TO RULE 4009.22
TO: Wells Fargo Bank, N.A.
604 East High Street
Carlisle, Pennsylvania 17013
Within twenty (20) days after service of this subpoena, you are ordered by the court to
produce the following documents or things:
Any and all statements in your possession relating or referring to the
Account ending in 0825 in the name of SWWP, Inc. Wholesale Building
Supplies from September, 2006 to the present.
You may deliver or mail legible copies of the documents or produce things requested by
this subpoena, together with the certificate of compliance, to the party making this request at the
following address:
Baric Scherer LLC
19 West South Street
Carlisle, PA 17013
c/o David A. Baric, Esquire
You have the right to seek in advance the reasonable cost of preparing the copies or
producing the things sought.
If you fail to produce the documents or things required by this subpoena within twenty
(20) days after its service, the party serving this subpoena may seek a court order compelling you
to comply with it.
This subpoena was issued at the request of the following person:
David A. Baric, Esquire
I.D. # 44853
19 West South Street
Carlisle, Pennsylvania 17013
(717) 249-6873
Attorney for Plaintiff
BY THE COURT,
DATE: BY:
Prothonotary
SEAL OF THE COURT
GEORGE GARDNER,
t/d/b/a Gardner Properties,
PLAINTIFF
V.
SIDING WINDOW WAREHOUSE
PLUS, INC., and
MICHAEL PALSON,
DEFENDANTS
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 10-084 CIVIL
ORDER OF COURT
AND NOW, this 2nd day of February, 2012, after hearing on the Plaintiff's Motion
for Compel and the Court noting that the Defendants failed to appear;
IT IS HEREBY ORDERED AND DIRECTED that the Plaintiff's Motion to Compel
is GRANTED. Defendants will provide all requested discovery on or before February
24, 2012. This discovery will include all requested documents and information
concerning SWWP, Inc. Failure to comply with this Order will result in the immediate
imposition of counsel fees and the scheduling of a hearing to determine sanctions to
include why the Defendants should not be held in Contempt of Court
By the Court,
David Baric, Esquire
Attorney for Plaintiff
Lf Andrew Shaw, Esquire
Attorney for Defendant
bas CDF, es twa • r'ed 12-11-1h
1?? --? t
M. L. Ebert, Jr.,
f--,
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants
CIVIL ACTION-LAW
• ?'? - j' Ham; _,
CERTIFICATE PREREQUISITE TO SERVICE
OF A SUBPOENA PURSUANT TO RULE 4009.22
As a prerequisite to service of a subpoena for documents and things pursuant to Rule
4009.22, Plaintiff certifies that:
(1) A notice of intent to serve the subpoena with a copy of the attached subpoena
attached thereto was mailed or delivered to each party at least twenty days prior to
the date on which the subpoena is sought to be served;
(2) A copy of the notice of intent, including the proposed subpoena, is attached to this
certificate;
(3) No objection to the subpoena has been received; and,
(4) The subpoena which will be served is identical to the subpoena which is attached
to the notice of intent to serve.
/ r
David A. Baric, Esquire
Date: April 12, 2012
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
V.
CIVIL ACTION-LAW
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants
NOTICE OF INTENT TO SERVE A SUBPOENA TO PRODUCE
DOCUMENTS AND THINGS FOR DISCOVERY PURSUANT TO RULE 4009.21
Plaintiff, George Gardner, intends to serve a subpoena identical to the one that is attached
to this notice. You have twenty (20) days from the date listed below in which to file of record
and serve upon the undersigned an objection to the subpoena. If no objection is made the
subpoena may be served.
Date: March 22, 2012
David A. Baric, Esquire
Baric Scherer LLC
19 West South Street
Carlisle, PA 17013
(717) 249-6873
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL. PALSON,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
SUBPOENA TO PRODUCE DOCUMENTS OR THINGS
FOR DISCOVERY PURSUANT TO RULE 4009.22
TO: Bradley A. Mentzer CPA
325 South Hanover Street
Carlisle, Pennsylvania 17013
Within twenty (20) days after service of this subpoena, you are ordered by the court to
produce the following documents or things:
Any and all records or documents, in any form including, but not limited
to electronic form, that were reviewed, inspected or delivered to you for
the preparation of state or federal income tax returns for an entity known
as SWWP, Inc. during the period of 2006 through 2010
You may deliver or mail legible copies of the documents or produce things requested by
this subpoena, together with the certificate of compliance, to the party making this request at the
following address:
Baric Scherer LLC
19 West South Street
Carlisle, PA 17013
c/o David A. Baric, Esquire
You have the right to seek in advance the reasonable cost of preparing the copies or
producing the things sought.
If you fail to produce the documents or things required by this subpoena within twenty
(20) days after its service, the parry serving this subpoena may seek a court order compelling you
to comply with it.
This subpoena was issued at the request of the following person:
David A. Baric, Esquire
I.D. # 44853
19 West South Street
Carlisle, Pennsylvania 17013
(717) 249-6873
Attorney for Plaintiff
DATE: BY:
BY THE COURT,
Prothonotary
SEAL OF THE, COURT
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
NOTICE
TO: Bradley A. Mentzer CPA
325 South Hanover Street
Carlisle, Pennsylvania 17013
You are required to complete the following Certificate of Compliance when producing
documents or things pursuant to Subpoena.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
CERTIFICATE OF COMPLIANCE
WITH SUBPOENA TO PRODUCE DOCUMENTS
OR THINGS PURSUANT TO RULE 4009.23
I, , certify to the best of my knowledge, information
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
and belief that all documents or things required to be produced pursuant to the subpoena issued
on
have been produced.
Date:
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
rn c
rn
CIVIL ACTION-LAW z _
c
171--°
z
rr-:r- w
• ter`
yc ca
--; N)
CERTIFICATE PREREQUISITE TO SERVICE
OF A SUBPOENA PURSUANT TO RULE 4009.22
As a prerequisite to service of a subpoena for documents and things pursuant to Rule
4009.22, Plaintiff certifies that:
(1) A notice of intent to serve the subpoena with a copy of the attached subpoena
attached thereto was mailed or delivered to each party at least twenty days prior
the date on which the subpoena is sought to be served;
(2) A copy of the notice of intent, including the proposed subpoena, is attached to thi
certificate;
(3) No objection to the subpoena has been received; and,
(4) The subpoena which will be served is identical to the subpoena which is attached
to the notice of intent to serve.
_Z/
David A. Baric, Esquire
Date: May 15, 2012
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
NOTICE OF INTENT TO SERVE A SUBPOENA TO PRODUCE
DOCUMENTS AND THINGS FOR DISCOVERY PURSUANT TO RULE 4009.21
Plaintiff, George Gardner, intends to serve a subpoena identical to the one that is
to this notice. You have twenty (20) days from the date listed below in which to file of record
and serve upon the undersigned an objection to the subpoena. If no objection is made the
subpoena may be served.
Date: April 24, 2012
David A. Baric, Esquire
Baric Scherer LLC
19 West South Street
Carlisle, PA 17013
(717) 249-6873
GEORGE GARDNER
t/d/b/a Gardner Properties,
Plaintiff,
V.
SIDING WINDOW
WAREHOUSE PLUS, INC.
and MICHAEL PALSON,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2010- 084 CIVIL TERM
CIVIL ACTION-LAW
SUBPOENA TO PRODUCE DOCUMENTS OR THINGS
FOR DISCOVERY PURSUANT TO RULE 4009.22
TO: Kevin B. Benton CPA
401 East Louther Street, Suite 220
Carlisle, Pennsylvania 17013
Within twenty (20) days after service of this subpoena, you are ordered by the court to
produce the following documents or things:
Any and all records or documents, in any form including, but not limited
to electronic form, that were reviewed, inspected or delivered to you for
the preparation of state or federal income tax returns for an entity known
as SWWP, Inc. during the period of 2006 through 2010
You may deliver or mail legible copies of the documents or produce things requested by
this subpoena, together with the certificate of compliance, to the party making this request at the
following address:
Baric Scherer LLC
19 West South Street
Carlisle, PA 17013
c/o David A. Baric, Esquire
You have the right to seek in advance the reasonable cost of preparing the copies or
producing the things sought.
If you fail to produce the documents or things required by this subpoena within twenty
(20) days after its service, the party serving this subpoena may seek a court order compelling you
to comply with it.
This subpoena was issued at the request of the following person:
David A. Baric, Esquire
I.D. # 44853
19 West South Street
Carlisle, Pennsylvania 17013
(717) 249-6873
Attorney for Plaintiff
BY THE COURT,
DATE: BY: ?g
// Prothonotary
SEAL OF THE COURT