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HomeMy WebLinkAbout10-0692RITE AID HDQTRS. CORP. 30 Hunter Lane, Camp Hill, PA 17011, vs. Plaintiff, KAY HOME PRODUCTS, INC. 89 McMillen Road, Antioch, Illinois 60002 Defendants. : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION NO. 10 ?iy?t kem ACTION FOR DECLARATORY JUDGMENT Date: January 27, 2010 c Q { ABrian P. Downey (PA 59891) Frederick Alcaro (PA 91555) PEPPER HAMILTON LLP Suite 200, 100 Market Street P.O. BOX 1181 Harrisburg, PA 17108-1181 Phone: (717) 255-1155 Fax: (717) 238-0575 Email: downeyb@pepperlaw.com alcarof@pepperlaw.com Attorneys for Plaintiff $qa .OO P p A-n-r 00 1 PdL pT# d3loQ0'1 RITE AID HDQTRS. CORP. 30 Hunter Lane, Camp Hill, PA 17011, : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA Plaintiff, VS. CIVIL ACTION NO. KAY HOME PRODUCTS, INC 89 McMillen Road, Antioch, Illinois 60002 Defendants. NOTICE YOU HAVE BEEN SUED IN COURT. If you wish to defend against the claims set forth in the following pages, you must take action within twenty (20) days after this Complaint and Notice are served, by entering a written appearance personally or by attorney and filing in writing with the Court your defenses or objections to the claims set forth against you. You are warned that if you fail to do so the case may proceed without you and a judgment may be entered against you by the Court without further notice for any money claimed in the Complaint or for any other claim or relief requested by the Plaintiff. You may lose money or property or other rights important to you. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW. THIS OFFICE CAN PROVIDE YOU WITH INFORMATION ABOUT HIRING A LAWYER. IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAY BE ABLE TO PROVIDE YOU WITH INFORMATION ABOUT AGENCIES THAT MAY OFFER LEGAL SERVICES TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE. CUMBERLAND COUNTY BAR ASSOCIATION 32 S. Bedford Street Carlisle, Pennsylvania 17013 (800) 990-9108 RITE AID HDQTRS. CORP. IN THE COURT OF COMMON PLEAS OF 30 Hunter Lane, Camp Hill, PA 17011, CUMBERLAND COUNTY, PENNSYLVANIA Plaintiff, vs. KAY HOME PRODUCTS, INC. 89 McMillen Road, Antioch, Illinois 60002 Defendants. : CIVIL ACTION NO. AVISO USTED HA SIDO DEMANDADO/A EN CORTE. Si usted desea defenderse de las demandas que se presentan mas adelante en las siguientes paginas, debe tomar acci6n dentro de los pr6ximos veinte (20) dias despues de la notificaci6n de esta Demanda y Aviso radicando personalmente o por medio de un abogado una comparecencia escrita y radicando en la Corte por escrito sus defensas de, y objecciones a, las demandas presentadas aqui en contra suya. Se le advierte de que si usted falla de tomar acci6n como se describe anteriormente, el caso puede proceder sin usted y un fallo por cualquier suma de dinero reclamada en la demanda o cualquier otra reclamaci6n o remedio solicitado por el demandante puede ser dictado en contra suya por la Corte sin mas aviso adicional. Usted puede perder dinero o propiedad u otros derechos importantes para usted. USTED DEBE LLEVAR ESTE DOCUMENTO A SU ABOGADO INMEDIATAMENTE. SI USTED NO TIENE UN ABOGADO, LLAME O VAYA A LA SIGUIENTE OFICINA. ESTA OFICINA PUEDE PROVEERLE INFORMACION A CERCA DE COMO CONSEGUIR UN ABOGADO. SI USTED NO PUEDE PAGAR POR LOS SERVICIOS DE UN ABOGADO, ES POSIBLE QUE ESTA OFICINA LE PUEDA PROVEER INFORMACION SOBRE AGENCIAS QUE OFREZCAN SERVICIOS LEGALES SIN CARGO O BAJO COSTO A PERSONAS QUE CUALIFICAN. CUMBERLAND COUNTY BAR ASSOCIATION 32 S. Bedford Street Carlisle, Pennsylvania 17013 (800) 990-9108 ACTION FOR DECLARATORY JUDGMENT Plaintiff Rite Aid Hdqtrs. Corp. ("Rite Aid"), by and through its undersigned counsel, brings this action pursuant to the Declaratory Judgments Act, 42 Pa. C.S.A. § 7531 et seq. In support of this action, Plaintiff states the following: PARTIES 1. Rite Aid is a Delaware corporation with its principal place of business at 30 Hunter Lane, Camp Hill, Pennsylvania 17011. 2. Upon information and belief, Defendant Kay Home Products, Inc. ("Kay") is an Illinois corporation with its principal place of business at 89 McMillen Road, Antioch, Illinois 60002. JURISDICTION AND VENUE 3. This Court has subject matter jurisdiction pursuant to 42 Pa.C.S. §931(a). This Court also has subject matter jurisdiction to grant declaratory relief pursuant to the Declaratory Judgments Act, 42 Pa. C.S.A. § 7531 et seq. 4. At all times relevant to the conduct alleged in this Complaint, Kay conducted business in Pennsylvania. Further, Kay has agreed to resolve any disputes related to the contracts at issue in this Court. 5. Venue in this Court is proper because the cause of action arose in Cumberland County and a transaction or occurrence took place out of which the cause of action arose in Cumberland County. RELEVANT FACTS 6. Rite Aid, through its affiliated companies, operates a national drug store chain with its principal office in Cumberland County, Pennsylvania. -1- 7. Kay is a manufacturer of consumer products, including the manufacture of portable grills and accessories. 8. Among its products, Kay has manufactured products called SummerRite Grill-It-Kit, the Mini-Quick BBQ Grill-It-Kit, the Premium Grill Aluminum Charcoal Grill (collectively "Kay Products"). 9. Beginning in 2007, Kay sold the Mini-Quick BBQ Grill-It-Kit to Rite Aid for resale in Rite Aid retail stores. Kay controlled the language on the packaging of the Kay Products, including any statutory or regulatory information on the packaging if present. In addition, as the manufacturer of the product, Kay is responsible for the product's packaging, as a matter of law. Kay is also responsible for obtaining whatever certifications are required for the product to be legally sold within the state of California. 10. In 2008, Kay sold the Premium Grill Aluminum Charcoal Grill to Rite Aid for resale in Rite Aid retail stores. Kay controlled the language on the packaging of the Kay Products, including any statutory or regulatory information on the packaging if present. In addition, as the manufacturer of the product, Kay is responsible for the product's packaging, as a matter of law. Kay is also responsible for obtaining whatever certifications are required for the product to be legally sold within the state of California. 11. In 2009, Kay sold the SummerRite Grill-It-Kit to Rite Aid for resale in Rite Aid retail stores. Kay controlled the language on the packaging of the Kay Products, including any statutory or regulatory information on the packaging if present. In addition, as the manufacturer of the product, Kay is responsible for the product's packaging, as a matter of law. Kay is also responsible for obtaining whatever certifications are required for the product to be legally sold within the state of California. -2- The Defense and Indemnity Agreement 12. In connection with this arrangement to sell Kay Products, Rite Aid entered into a Defense and Indemnity Agreement ("Agreement") with Kay on March 20, 2008. A copy of this agreement is attached hereto as Exhibit A. 13. Kay warranted in the Agreement that the Kay Products provided to Rite Aid were compliant with the laws in all places where Rite Aid operates. Kay further agreed to indemnify Rite Aid in connection with any litigation or investigation involving Rite Aid's sale of Kay Products. 14. Section 1 of the Agreement states as follows: Compliance with the Law. Seller acknowledges that all Product provided to Rite Aid is saleable and compliant with all applicable laws in all jurisdictions where Rite Aid operates. See Ex.Aat§ 1. 15. Section 2 of the Agreement states as follows: Defense and Indemnification. Seller shall defend, indemnify and hold harmless Rite Aid, its shareholders, officers and agents, affiliated companies, and subsidiaries from any and all losses, expenses, damages, costs and attorneys fees that they, or any of them, may at any time from the date hereof incur by reason of certain claims, actions and/or investigations by the Consumer Product Safety Commission and/or any other federal state, local or other governmental entity and also including as well, but not limited to, claims and/or lawsuits involving allegations by any person or entity of negligence, personal injury, product liability, failure to comply with Paragraph 1 above, as well as intellectual property rights infringement arising out of the sale, purchase, consumption and/or use of each of the Product sold to Rite Aid. See Ex. A at § 2. 16. Section 4 of the Agreement provides that, upon reasonable notice of any investigations, suits or actions instituted against Rite Aid, Rite Aid may select counsel at Kay's expense to defend it. See Ex. A at § 4. -3- 17. Section 5 of the Agreement stated that the prevailing party in any enforcement action related to the Agreement is entitled to recover all of its attorneys' fees and costs. See Ex. A at § 5. The Investigation of The California Air Resources Board 18. On September 22, 2009, counsel for Rite Aid received a letter from the California Air Resources Board ("the Board"). See Letter of R. Hamamoto, a copy of which is attached hereto as Exhibit B. 19. In that letter, the Board stated that on September 5 and 14, 2009, its Enforcement Division obtained samples of the SummerRite Grill-It-Kit sold at Rite Aid stores in Sacramento and Harbor City, California, and on September 15, 2009, it also obtained samples of the Mini-Quick BBQ Grill-It-Kit and Premium Grill Aluminum Charcoal Grill sold at a Rite Aid store in Torrance, California. The Board stated that these products were subject to the California Consumer Products Regulation that requires that all charcoal lighter material products available for sale in California be certified by the Board. See Ex. B. 20. The Board further stated that according to the Board's Certified Charcoal Lighter Material Products list, dated August 12, 2009, none of these products were certified and therefore could not be offered for sale. Id. 21. The Board therefore announced that it was investigating the sale of these products ("the Board Investigation") and requested materials to support their investigation, including but not limited to the name of the manufacturer of the products at issue. 22. On December 11, 2009, counsel for Rite Aid responded to the Board's letter, providing it with all necessary information and naming Kay as the manufacturer of the products at issue. A copy of this letter is attached hereto as Exhibit C (without exhibits thereto). -4- Kay's Refusal to Abide by the Defense and Indemnity Agreements 23. Within days of receiving the September 22, 2009 letter from the Board, Rite Aid informed Kay of the Board Investigation and sought information necessary to respond to the Board. 24. Throughout October, November and December 2009, Rite Aid remained in contact with Kay concerning the Board Investigation. 25. On December 8, 2009, counsel for Rite Aid emailed Chris Young, Vice President of Kay, seeking information necessary for Rite Aid's response to the Board Investigation. A copy of this email is attached hereto as Exhibit D. 26. On December 29, 2009, the Board issued a letter to Young, stating similar facts as in its letter to Rite Aid and seeking further information in support of its investigation. A copy of this letter is attached hereto as Exhibit E. 27. On January 5, 2010, counsel for Rite Aid emailed Jack Murray, CEO of Kay, stating that pursuant to the Agreement (Ex. A), Kay has agreed to indemnify Rite Aid in this situation. A copy of this email is attached hereto as Exhibit F (without attachment thereto). 28. On January 6, 2010, counsel for Rite Aid sent a letter to Murray, demanding indemnification pursuant to the Agreement, and advising that if Kay refused to honor its obligation, Rite Aid will pursue its rights under the Agreement through a lawsuit to be filed in the Court of Common Pleas of Cumberland County, Pennsylvania, as set forth in the Agreement, including seeking its attorneys fees and costs incurred in bringing that action. Counsel specifically sought a response to this letter by January 11, 2010. A copy of this letter is attached hereto as Exhibit G. 29. On January 20, 2010, counsel for Rite Aid sent an email to Murray, stating that Rite Aid had not received a response to its letter of January 6, 2010 demanding -5- indemnification, and that if Kay did not respond to this demand by close of business on January 22, 2010, Rite Aid would be left with no choice but to assume that Kay is refusing to honor its indemnification obligations and, as a result, will file suit against Kay. A copy of this email is attached hereto as Exhibit H. 30. To this date, Kay has refused to respond to Rite Aid's request for indemnification. 31. To this date, Kay has not provided any funds to Rite Aid for the losses, expenses, damages costs and attorneys' fees it has already incurred in connection with the Board Investigation. 32. To this date, Kay has continued to refuse to acknowledge its responsibility to provide indemnification to Rite Aid in connection with any losses, expenses, damages, costs and attorneys' fees that it will incur in the Board Investigation. COUNTI (Declaratory Judgment as to Defendant Kay Home Products, Inc.'s Responsibilities under the Defense and Indemnity Agreement) 33. Rite Aid incorporates by reference all of the allegations contained in paragraphs I through 32 as if fully set forth herein. 34. A justiciable controversy between the parties exists with respect to whether the Defense and Indemnity Agreement obligates Kay to indemnify Rite Aid for all losses, expenses, damages, costs and attorneys' fees Rite Aid incurs in connection with the Board Investigation, including but not limited to any fines or citations issued against Rite Aid. 35. As a result of this controversy, a declaratory judgment is both necessary and proper to set forth the rights and obligations that exist between the parties. -6- 36. Rite Aid is entitled to recover all of its attorneys' fees and costs associated with this action. WHEREFORE, Rite Aid respectfully requests that the Court enter a judgment declaring that the Defense and Indemnity Agreement obligates Kay to indemnify Rite Aid for all losses, expenses, damages, costs and attorneys' fees Rite Aid incurs in connection with the Board Investigation and awarding such other relief as the Court deems just and proper under the circumstances. submitted, Brian P. derick Ac (PA 9155 P HAMI ON LLP 100 Mar . Suite 2C Post Office Box-1i81-- Harrisburg, Pennsylvania 17108-1181 (717) 255-1155 (717) 238-0575 (Fax) downeyb@pepperlaw.com alcarof@pepperlaw.com Dated: January 27, 2010 Attorneys for Plaintiff Rite Aid Hdqtrs. Corp. -7- VERIFICATION I, James J. Comitale, hereby state that I am Vice President & Assistant General Counsel for Rite Aid Hdqtrs. Corp. and am authorized to make this verification on its behalf. I verify that the statements made in the foregoing Complaint are true and correct to the best of my knowledge, information and belief. I understand that the statements in the foregoing document are made subject to the penalties of 18 Pa. C.S. § 4909 relating to unsworn falsification to authorities. Dated: January 27, 2009 C- - i ature ?? ?? Z v ??W' DEFENSE AND INDEMNITY AGREEMENT AG EEWN' made this r 4 day of . L"'1? 20? by 64- A . and Its subsidiaries anther affigated 00011 ss (heroinsfbr ies arbafW'Rb Aid`). 'Sal and Rite Aid HDOTRS. CORP., and its tlflMated Compan (h WHEREAS, Rite Aid has purchased, and/or may purchase for resale primarily to cmmw a, goods, products (including pharmaceutical and O.T.C.} or other items or articles (hereinafter'Producr) item $egir; and WHEREAS, Seller has agreed to defend, indemnify and hold harmless Rite Aid of and from all claims, Immatigations and/or Wwot its arising out If its sales of Product, as provided herein; NOW, dwrefore. the pertise hereto agree, for good and valuable consideration, and intending to be isgafly bound, as follows: 1. Canallanae with t? L?r. Seller acknowledges that all Product provided to Rite Aid is saleable and compliant with sit appAcabls' laws In all Jurisdictions where Rite Aid operates. 2. Seller shall dsfertd, rode" and hold harmless Rite Aid, ks -shareholders, officers and agent, -Mb t-d oomnpaniss, and subsidiaries from any and all leamw expensed, darnapes, comb and attome fan that they, or any of them, may at any time from the dots hereof Incur by meson of certain claims, amiss and/or instigations by ft CWngxndr Product Slaty Comnnistion and/or any other federal. state, local or other gavemmenlai entity and dap kfto ing as vied, but not knitted to. Cairns andlo? lawwits InvotvkV alegOlons by any potion or only of nsgkpenoe, personal k", product lablty, faliure to comply with Paragraph 1 above, as well as intellectual property rights infringemerxt artsing out of the sale, purchase, cormmV ion and/or use of each of the Product sold to Rite Aid. S, Inomma Without limiting any of Seller's obkgatlons or liabilities hereunder, Seller further agrees to procure and mainUM at SOWs sole cost and expense Comprehensive General Liabkdly insurance kl4duding product •IiibOy insurance, with krrnks of gabikty of not k" than $5.0 mllior?. Sold pokey of in suranoe stallname Ripe Aid as an additional insured ar Seller's expense. A duly wee cutsd cwtKo to of insurance. shad be delivered to Ric Aid **in fifteen (15) days of the execution of this Agresmert and renewal thereof shall be delivered at least thirty (30) drys prior to the expiration olthe poker term. 4. Imo. Rite Aid will give the Seller reesorabio- odoe of any investigations, suits or action instituted against Rte Aid. Rite Aid will coopers te with the Seiler in COIN xectbtx wilt the dalki se or ssitlbment of such edion. Rile Aid shop soon ct and retain counsel at Seller's expense to defend Rite Aid in any such action. 5. MMM. This Agreernent shall survive and be binding upon alai shag inure to the benefits of the parties. their legal ropy mtotives, successors and assigns. The prevailing porty in any snforoemerd action rotated to No Agrearnent Is entitled to recover ON of its attorneys' fees and costs. o.....r.+s.. MM IL Em, Claus., AMMSkllM CambinmAL This IndermOkstim AWmnent nweaanla-IM sid unddrsiandlrg between the parties raged ft ttre subjW rust harsot, suPWVGOV aM Prior understandngs, oral or In writ. This Indmwoloation Agnemarn ma not be dWWd, amended or modUfad except by an Aoreemerit in wri ft, *WW by all Par Um harsMo. This Apmwm t may be =svAed In ant or men oOUrNerp k, and by the Parties hersbo In separate oourderpdrb, asell of which AM be daempd to be an orfptnal but RA of which taken together shalt constitute one end the same Agrsament. 7. This AWsm"erit shat be governed by and construed In accordaroe wAlh the hwe of the C onarwsab of Peranyivanta without r%Wd to its conflicts of law rules and princk*s. Any dlspuMe(s) ~ to this Apra nv" " be venued exduaively In the Court of Conbr= Pleas for Cumberland County, Permytvania. a 4 c RITE AID HDOTRS. CORP. By- DI??dYYr)M.N? ? k,4 11 Air Resources Board Mary D. Nichols, Chairman Unds 8. Arians 10011 Str" • P.O. Box 2815 Arnold 8cfrrrar gar Seca piw lbr Sacramento, Caftmis 95812 • www.srb.ce.gov covemor Emi onmental Pmteckv September 22, 2009 Mr. James M. Mattesich, Esq. Greenberg Traurig, LLP 1201 K Street, Suite 1100 Sacramento, California 95814 Dear Mr. Mattesich: On September 5 and 14, 2009, Enforcement Division staff obtained samples of SummerRite Grill-If-Klt product (item # 9004578--MMIX) from Rite Aid stores in Sacramento and Harbor City, California. These products include charcoal briquettes and the label instructs consumers to light the bag of charcoal in order to ignite the charcoal. The products do not identify the manufacturer, but packaging indicates they are distributed by Rite Aid Corporation. We examined these product containers and none of the products were marked with a date of manufacture. On September 15, 2009, staff obtained a sample of the Mini-Quick BBQ G411-It-Kit product (item # 301547DI) and a sample of the Premium Grill Aluminum Charcoal Grill product (item # 9001199-MMVIII) from the Rite Aid store in Torrance, California. The Mini-Quick BBQ Grill-It-Kit product includes instant light charcoal briquettes with accelerant and appears to be marked with a date of manufacture of 2019/2008. The Mini-Quick BBQ Grill-It--Kit was manufactured by Kay Home Products. The Premium Grill Aluminum Charcoal Grill product includes easy to light charcoal briquettes and was marked with a date of manufacture of 09/1712007. The Premium Grill Aluminum Charcoal Grill does not identify the manufacturer, but the packaging indicates it was distributed by Rite Aid Corporation. The California Consumer Products Regulation requires that all charcoal lighter material products available for sale in California be c ertifled by the Air Resources Board (ARB). When ARB certifies a charcoal lighter material product, the manufacturer is issued an Executive Order. rCharcoal Lighter Material" means any combustible material designed to be applied on, incorporated in, added to, or used with charcoal to enhance ignition. "Charcoal Lighter Material" does not include any of the following: (A) electrical starters and probes, (B) metallic cylinders using paper tinder, (C) natural gas, (D) propane, and (E) fat wood. Based upon the labels, the SummerRite Gdll-# 40t, the Mini-Quick BBQ Grill It Kit, and the Ptemimn Grill Aluminum Charcoal Grill products have been determined to be subject to the certification requirements as a `Charcoal Lighter nm energy chaftW lrvft CaWwVa Js mael,. Every Caffar*n needs ro &Wo Iosrw&* w&w b rsducs wwW cmmmW&n. Fora Wcf&WPAV ww you can m&m dwrwrd and cut your energy ovepr, no our wsbo7rs: hMJMww.wb.ea.gft. California Environmental Protection Agency Mr. James M. Mattesich, Esq. September 22, 2009 Page 2 Material." According to ARS's Certified Charcoal Lighter Material Products list dated August 12, 2009, none of these products have been certified and cannot be offered for sale in Cafrfomia. As part of our investigation, we are requesting the following: 1. Copies of all California sales records for each product for the past three (rears. 2. Provide an explanation as to why these products were not properly certified. 3. Provide an explanation as to why the SummerR#e GrIfl-R--Kif products (item 0 9004578-MMIX) were not marked with a date of manufacture. 4. If Rite Aid Corporation is not the manufacturer of this product, please identity the manufacturer, contact . person, and address for this product. Kindly submit the requested information by October 8, 2008. Should I not hear from you or you do not respond by October 8, 2009,1 will recommend that a Notice of Violation be issued. If you have any questions or concerns regarding our preliminary findings, please contact me at (916) 324-6972 or by email at rhamamotiMarb.ca.oov. I look forward to hearing from you shortly. Sincerely, ?ca? ?k•-o??c Robert Hamamoto, Air Pollution Specialist Consumer Products Enforcement Section cc: Mr. Ron Chima Rifle Aid Corporation 30 Hunter Lane Camp Hill, Pennsylvania 17011 .b? ? ? ??, NGreenbergTraurig JAMES M. MATM&CH TEL: (016) 442-1111 FAX: (516) 448-1705 MATTESICHJ@GnAWCOM December 11, 2009 For Settlement Discussion Purposes Only - Not Admissible Per Evidence Code § 1152 Contains Conflilential Trade Secrets VIA E MALL AND REGULAR MAIL Mr. Steve Giorgi Manager, Consumer Products Enforcement Section California Air Resources Board ;.; P.O. Box 2815 "I 10011 Street, 5s' Floor Sacramento, CA 95812 !"M If 1' .: IIl Re: CARB's allegations that Rite Aid sold charcoal lighter fluid that had not been previously certified by CARB Dear Steve: W rl :`. I)FI This responds to the California Air Resources Board's ("CARE') September 22, 2009 letter ,.,, regarding three alleged "charcoal lighter material" products CARD allegedly purchased from „ ,r I• Rite Aid. The products identified were: (1) Su nmerRite Grill-It-Kit (Item No. 9004578- „. Ar,r;111 t. MMIX); (2) Mini-Quick BBQ. Grill-It-Kit (Item No. 301547D1);' and (3) Premium Aluminum hAIAM, Charcoal Grill (Item No. 9001199-MMVID). r II 1'Y 11 i"d 1 In its letter, CARB requested that Rite Aid provide it with: (1) "copies of all California sales w' i ikl. records for each product for the past three years;" (2) "an explanation as to why these products 1 WAN,.i . 1 were not properly certified;" (3) "an explanation as to why the SwnmerRite Grill-It-Kit 411 Al 41 product (item # 9004578-MMIX) was not marked with a date of manufacture;" and (4) the :,1 NI1 identify of the manufacturer of each of the three products, along with the manufacturer's V1 Ili AI 41 I'I IV, contact information. I'I1 ,11.41! •.1 .Ill',Ai I(Axll I!I( I .I Al' 4,1 IAI Althougb CARE identifies this item by No. 301547DI, Rite Aid's numerical designation for this item, which is AI I Al .A'; l l reflected in the attached sales records, is Item No. 943403. I , ., ,ra. . qmp u WAY IllI:,I -111 I:, 1": 11• i 1 'I A I' I• r,kfFNMR(, IMAM(. LLP - ATFORNIY',AI IAW - WWWGTLAWCOM VII k 'drvet - til.ulr 1100 - Sa% ranwrito. C A 958P, MH ¦ Id 4164.V [III - I ax 91(,448.1709 1 Steve Giorgi, CARB December 11, 2009 Page 2 As you might expect, Rite Aid did not manufacture these products. Rite Aid purchased them from a supplier, Kay Home Products. We have attempted to obtain the necessary information from Kay Home Products. Only yesterday, December 10, 2009, did Kay finally respond to us. We will thus need to supplement this letter as further information becomes available. We are able to provide the following information at this time. Manufachmn All three of the above products are manufactured by KaY Home Products. Kay Home products can be reached at 90 McMillen Road, Antioch, Illinois 60002. Rite Aid's DUrchase and We of the three products in guestiont The SummerRite Grill-It-Kit product was a seasonal product purchased solely for the 2009 baf*ue season. Rite Aid no longer purchases this product, and has made the decision not to purchase any of the product in the future, or offer it for sale. Because this product was only purchased for the 2009 barbeque season, any sales of the product that occurred after the 2009 barbeque season were the result of left over merchandise, not new purchases of the product by Rite Aid. The Premium Aluminum Charcoal Grill product was also a seasonal product purchased solely for the 2008 barbeque season. Rite Aid no longer purchased this product after the 2008 barbeque season, and has made the decision not to purchase any of the product in the future, or offer it for sale. Because this product was only purchased for the 2008 barbeque season,. any sales of the product that occurred after the 2008 barbeque season were the result of left over merchandise, not new purchases of the product by Rite Aid. Unlike the first two products, the Mini-Quick BBQ Grill-It-Kit product was not a seasonal product, and was therefore maintained on a year round basis in a special "barbeque" section of certain stores. The product was not offered for sale in all stores, but only a select few. Rite Aid has decided to no longer purchase this product or offer it for sale in California. Rite Aid no longer carries any-products manufactured by Kay Home Products. For Seakment Discussion Purposes Only - Not Admissible Per Evidence Code § 1152 Contains ConJldendal Trade Secrets GRLENURG IRALIRIG. LLP ¦ Al IORNEYS AT LAW ¦ WWW.CTLAW.COM Steve Giorgi, CARB December 11, 2009 Page 3 oned Sales data related to the three aforementi Rite Aid is providing sales records for the three products in question. They are attached to this letter as Exhibit "A." The sales records reflect the fact that Rite Aid only sold the three products for very short periods of time, Rite Aid began selling the SummerRite Grill-It-Kit product (Item No. 9004578) in March 2009. The sales data indicates that, since that time, Rite Aid has sold. 8,652 units of the product. Rite Aid began selling the Premium Aluminum Charcoal Grill product (Item No. 9001199) in February 2008. The sales data indicates that, since that time, Rite Aid has sold 6,372 units of the product. Rite Aid began selling the Mini-Quick.BBQ Grill-It-Kit product (Item No. 943403) in March 2007. The sales data indicates that, since that time, Rite Aid has sold 1,337 units of the product. Recalls and removal from California stores: Since receiving notice of suspected violations from CARB, Rite Aid has issued recalls and taken other steps to remove the three products in question from California stores. Rite Aid issued recalls on September 27, 2009, and October 4, 2009. Rite Aid's first recall was sent five days after September 22 2009, the date CARB first sent notice of suspected violation to outside counsel for Rite Aid Rite Aid's second recall was sent seven days after that. In addition, as noted above, Rite Aid has ended its relationship with Kay Home Products and, as a result, is no longer purchasing the three products from this manufacturer. Certification and date of manufacture: We have been trying to speak to the manufacturer to determine: (1) whether the products in question are in fact "charcoal lighter material" products as that term is defined in Cal. Code s September 22, 2009 is the date of CARB's letter of suspected violation, it is not necessarily the date Rite Aid or its outside counsel received the Letter. Therefore, it is likely that Rite Aid issued its first recall less than five days after first receiving suspected notice of viohition from GARB. For Settlenent Discussion Purposes Only - Not Admissible Per Evidence Code # 1152 Contains Cagrdential Trade Secrets GRLL NBLRG TRAURIG. LIT ¦ Al' I ORNEYS AT LAW • W W W.GTI.AW.COM Steve Giorgi, CARB December 11, 2009 Page 4 Regs., tit. 17, § 94508(a)(27);' (2) whether the products were certified for sale in California; (3) if the products were not. certified for sale in California, why no certification was obtained; (4) whether the products omit volatile organic compounds ("VOC'j in excess of the limits prescribed by 17 CCR § 94509; (5) whether the SummerRite Grill-It-Kit product was marked with a date of manufacture; and (6) if the SummerRite Grill-It-Kit product was not marked with a date of manufacture, why not? As stated above, despite our several outreach efforts, it took until yesterday before anyone from Kay Home Products responded to us. Thus, we have had less than one business day to explore with Kay Home Products the issues raised by your letter. As a result, at this time, Rite Aid is unable to provide information in response to the six issues listed above. However, once it has had an opportunity to adequately explore these issues with Kay Home Products, Rite Aid will supplement this letter with whatever additional information it is able to obtain. At this point, we note that CARB's concerns have so far been limited to the three aforementioned products' alleged .lack of certification and, with respect to one of the products only, an alleged failure to include the date of manufacture on the product's packaging. Your letter does not indicate whether you believe that any of the three products emit excessive VOC or are noncompliant with the SCAQMD Rule 1174 testing protocol. If you have tested these products for VQC compliance, we would appreciate a copy of the test results. Similarly, if you have any other information suggesting that the three aforementioned products emit excessive VOCs or are somehow noncompliant with the SCAQMD Rule 1174 testing protocol, we would appreciate being provided with that information. If you or your staff have any questions about the contents of this letter, please feel free to call me or Ray Sardo at (916) 442-1111. Sincerely, S MATTESICH Enclosure cc: Ray Sardo ' For the sake of convenience, all further references to title 17 of the California Code of Regulations will be in the fb m "17 CCR § " For Settlan ent Discussion Purposes Only - Not Admiissible Per Evidence Code § 1152 Contains Confidential Trade Secrets GREENBERG TRAURIG, LLP • ATTORNFYS AT LAW ¦ WWW.GTLAW.COM ych.?J Page 2 of 2 From: Sardo, Ray (Assoc-Sac-LT) Sent: Tuesday, December 08, 2009 10:46 AM To: cyoung@kayhomeproducts.com Cc: Mattesich, James (Shld-Sac-GovAffairs); dshaffer@riteaid.com Subject: Charcoal lighter products sold to Rite Aid Chris, I got your email address from Derrick Shaffer, who is a category manager at Rite Aid. I am defending Rite Aid against an enforcement action brought by the California Air Resources Board ("CARE") for Rite Aid's alleged sale of three products manufactured by your company: (1) SummerRite Grill-It-Kit; (2) Mini-Quick BBQ Grill-It-Kit; and (3) Premium Grill Aluminum Charcoal Grill. As you are likely aware, under California's consumer product regulations, no charcoal lighter material may be sold within the state unless: (1) the manufacturer of the product has obtained a certification from CARB; and (2) the volatile organic compound ("VOC") emissions from the ignition of the charcoal lighter material is less than or equal to .020 pound of VOC per start, as set forth in the South Coast Air Quality Management District Rule 1174 Ignition Method Compliance Certification Protocol. CARB is alleging that it never certified the three products identified above. However, I have seen documentation suggesting this product may have been certified by the South Coast Air Quality Management District. I would like to talk to you as soon as possible to discuss whether these products were certified in California, and whether they meet the VOC limit set forth above. I can be reached at 916-442-1111 or by reply email. Thank you, Ray Sardo Raimondo A. Sardo Associate Greenberg Traurig, LLP 1 1201 K Street, Suite 1100 1 Sacramento, CA 95814 Tel 916.442.1111 1 Fax 916.448.1709 sardor@g.tlaw.com I www.gtlaw.com EGreenbergTraurig USA LAW FIRM OF THE YEAR, CHAMBERS GLOBAL AWARDS 2007 ALBANY AMSTERDAM • ATLANTA AUSTIN • BOSTON • CHICAGO • DALLAS • DELAWARE • DENVER • FORT LAUDERDALE - HOUSTON - LAS VEGAS LONDON' LOS ANGELES MIAMI NEW JERSEY • NEW YORK • ORANGE COUNTY • ORLANDO • PALM BEACH COUNTY • PHILADELPHIA PHOENIX SACRAMENTO • SHANGHAI SILICON VALLEY • TALLAHASSEE • TAMPA • TYSONS CORNER • WASHINGTON, D.C. - WHITE PLAINS 'OPERATES AS GREENBERG TRAURIG MAHER LLP PLEASE CONSIDER THE ENVIRONMENT BEFORE PRINTING THIS EMAIL 1/21/2010 AL"I ALL-STATE® LEGAL 800-222-0510 ED11 RECYCLED 1%7)c jj Air Resources Board }... Mary D. Nichols, Chairman Linda S. Adams 1001 1 Street • P.O. Box 2815 Arnold Schwarzenegger Secretary for Sacramento, California $5812 - www.arb.ca.gov Governor Environmental Protection December 29, 2009 Mr. Chris Young, Vice President Kay Home Products 89 McMillen Road Antioch, Illinois 60002 Dear Mr. Young: On September 5 and 14, 2009, Enforcement Division staff obtained samples of the SummerRite Grill--It-Kit product (Rem # 9004578-MM'IX) from the Rite Aid stores in Sacramento and Harbor City, California. These products claim to include light the bag charcoal briquettes and to be distributed by Rite Aid Corp. - We examined these product containers and none of the products were marked with a date of manufacture. Then on September 15, 2009, staff obtained a sample of the Mini-Quick BBQ Grill-It-Kit product (item # 301547DI) and a sample of the Premium Grill Aluminum Charcoal Grill product (item # 9001199-MMVIII) from the Rite Aid store in Torrance, California. The Mini-Quick BBQ Grill-It-Kit product includes instant light charcoal briquettes with accelerant and marked with a date of manufacture of 2019/2008. This product was manufactured by Kay Home Products. The Premium Grill Aluminum Charcoal Grill product includes easy to light charcoal briquettes and was marked with a date of manufacture of 09/17/2007. This product states being distributed by Rite Aid Corp. The attorney representing Rite Aid has identified that your company is the supplier and the manufacturer of these products. The California Consumer Products Regulation requires that all charcoal lighter material products available for sale in California be certified by the Air Resources Board (ARB). When ARB certifies a charcoal lighter material product, the manufacturer is issued an Executive Order. "Charcoal Lighter Material" means any combustible material designed to be applied on, incorporated in, added to, or used with charcoal to enhance ignition. "Charcoal Lighter Material" does not include any of the following: (a) electrical starters and probes, (b) metallic cylinders using paper tinder, (c) natural gas, (d) propane, and (e) fat woad. Based upon the labels, the SummerRite Grill-It-Kit, the Mini-Quick BBQ Grill-it-Kit, and the Premium Grill Aluminum Charcoal Grill products have been determined to be subject to the certification requirements as a "Charcoal Lighter Material." Accordiing to ARB's Certified Charcoal Lighter Material Products list, none of these products have been certified and cannot be offered for sale in California. The energy challenge facing California is real. Every Calabmw needs to take immediate action to reduce energy consumption. For a list of &WW& ways you can reduce demand and cut your energy costs, we our website: htto./lwww.arb.ca, aov. California Environmental Protection Agency Printed on Recycled Paper Mr. Chris Young December 29, 2009 Page 2 As part of our investigation, we are requesting the following: 1. Copies of all California sales records for each product and any other similar products marketed (under different brand names for the past three years. 2. Provide an explanation as to why these products were not properly certified. 3. Provide an explanation as to why the SummerRite Grill-It-Kit products (item # 9004578-MMIX) were not marked with a date of manufacture. 4. Identify the combustible material designed to be applied on, incorporated in, added to, or used ,--W+h charcoal to enhance ignition. Kintly submit the requested information by January 14, 2010. Should I not hear from yow or you do not respond by January 14, 2010,1 will recommend that a Notice of Violation be issued. If you have any questions or concerns regarding our preliminary findings, please contact me at (916) 324-6972 or by email at rhamamotftarb.ca.aov. look forward to hearing from you shortly. Sincerely, Robert Hamamoto, Air Pollution Specialist Consumer Products Enforcement Section cc: Mr. James M. Mattesich Greenberg Traurig, LLP 1201 K Street, Suite 1100 Sacramento, California 95814 l h 1 '.4 Page 1 of 3 Alcaro, Frederick From: SardoR@gtlaw.com Sent: Tuesday, January 05, 2010 7:37 PM To: JMurray@kayhomeproducts.com Subject: RE: California's enforcement action against Rite Aid and Kay Home Products Attachments: 441589306_v_1_Kay Indemnification Agreement.PDF Jack, Thank you for your email. Since we last spoke, I have been able to get in touch with the right people at Rite Aid, and I've learned, as you will see from the attached, that Kay Home Products has agreed to indemnify Rite Aid in this situation. It is our hope that we will be able to work cooperatively pursuant to that agreement. In order to defend Rite Aid (and, by extension, Kay Home Products), we really need to finalize a declaration from you stating that all the products were certified. It is clear from CARB's letter that CARB is also pursuing Kay for the sale of these products. At this point, we need to coordinate our efforts, or Kay could be responsible for two separate penalties -- its own, and Rite Aid's (via the indemnification). With respect to the labeling issue (i.e., no date of manufacture), based on our experience, CARB takes the position that it is the manufacturer's responsibility to include a date of manufacture on each product it makes. In fact, section 94512 of title 17 of the California Code of Regulations provides that "Each manufacturer of a consumer product subject to Section 94509 shall clearly display on each consumer product container or package the day, month, and year on which the product was manufactured, or a code indicating such," and "No person shall erase, alter, deface, or otherwise remove or make illegible any date or code indicating the date of manufacture from any regulated product container without the express authorization of the manufacturer." Rite Aid has informed me that it never told Kay not to include a date of manufacture on the product packaging. If you have some communication from Rite Aid to the contrary, I would be happy to review it. Whether true or not, it is no defense to tell CARB "Rite Aid told us to label it this way." As for the product certifications, all products manufactured by Kay which are sold in California have to be certified. This is true regardless of whether they are sold by Rite Aid or some other retailer. By law, the responsibility for certification lies with the manufacturer. Please give me a call so we can discuss this further. Thanks, Ray Sardo From: Jack Murray (mailto:JMurray@kayhomeproducts.com] Sent: Tuesday, January 05, 2010 3:57 PM To: Sardo, Ray (Assoc-Sac-LT) Subject: RE: California's enforcement action against Rite Aid and Kay Home Products Ray, The letter you reference from the California Air Resources Board ("CARE"), with a cc to James M. Mattesich, is what your voice mail told me to expect. This same voice mail, which followed our original conversation, has apparently resulted from you decision "to report" Kay Home Products as the manufacturer. A later voice mail, during the week of December 21, which came after I made several unanswered calls to you, suggested that you were going to deal with the indemnification issue, but that certain people were unavailable. As you know from my speaking with you the labeling and testing done on this product was based on specification ordered by Rite Aid. We are happy to discuss this further, but would appreciate the opportunity to understand that Rite Aid is the responsible party. 1/21/2010 Page 2 of 3 Finally, by way of information, Chris Young is not involved in dealing with this situation. Thanks! Jack From: SardoR@gtlaw.com [mai Ito: SardoR@gtlaw.com] Sent: Tuesday, January 05, 2010 5:19 PM To: Jack Murray Cc: Chris Young Subject: California's enforcement action against Rite Aid and Kay Home Products Jack, I realized I didn't add a subject line to this email yesterday, so I am resending to make sure you didn't overlook it. I am also cc'ing Chris Young. Please give me a call so we can discuss. From: SardoR@gtlaw.com [mailto:SardoR@gtlaw.com] Sent: Monday, January 04, 2010 3:40 PM To: jmurray@kayhomeproducts.com Subject: Hi Jack, and happy new year. We received a copy of the attached letter over the holidays. It is from the California Air Resources Board ("CARB") and is addressed to Chris Young of your company. I am not sure whether you have seen it yet. The attached letter further convinces us that we will need your declaration in order to fend off further action from CARB. CARB appears to have expanded its investigation to include Kay Home Products, and is now demanding information from Kay Home Products, in addition to the information it already demanded from Rite Aid. The declaration we prepared for you addresses the issues raised by CARB, and will assist us in resolving this matter. Please call me at 916-442-1111 so that we can discuss this matter in further detail, and how to finalize your declaration. Alternatively, I would be happy to call you at a prearranged time, if you can let me know your availability. This might make more sense given the difficulties we have experienced in reaching one another over the phone. Thank you, Ray Sardo Raimondo A. Sardo Associate Greenberg Traurig, LLP 1 1201 K Street, Suite 1100 I Sacramento, CA 95814 Te1916.442.1111 1 Fax 916.448.1709 sard.or.@-gtt4W.com I wWw_gtlaw com NGreenberkTraung USA LAW FIRM OF THE YEAR, CHAMBERS GLOBAL AWARDS 2007 ALBANY AMSTERDAM • ATLANTA AUSTIN • BOSTON • CHICAGO - DALLAS • DELAWARE • DENVER FORT LAUDERDALE HOUSTON LASVEGAS LONDON' LOS ANGELES MIAMI NEW JERSEY • NEW YORK • ORANGE COUNTY - ORLANDO • PALM BEACH COUNTY • PHILADELPHIA PHOENIX SACRAMENTO • SHANGHAI SILICON VALLEY • TALLAHASSEE • TAMPA • TYSONS CORNER • WASHINGTON, D.C. • WHITE PLAINS 'OPERATES AS GREENBERG TRAURIG MAHER LLP PLEASE CONSIDER THE ENVIRONMENT BEFORE PRINTING THIS EMAIL Tax Advice Disclosure: To ensure compliance with requirements imposed by the IRS under Circular 230, we 1/21/2010 Page 3 of 3 inform you that any U.S. federal tax advice contained in this communication (including any attachments), unless otherwise specifically stated, was not intended or written to be used, and cannot be used, for the purpose of (1) avoiding penalties under the Internal Revenue Code or (2) promoting, marketing or recommending to another party any matters addressed herein. The information contained in this transmission may contain privileged and confidential information. It is intended only for the use of the person(s) named above. If you are not the intended recipient, you are hereby notified that any review, dissemination, distribution or duplication of this communication is strictly prohibited. If you are not the intended recipient, please contact the sender by reply email and destroy all copies of the original message. To reply to our email administrator directly, please send an email to postmastefttl.aw com. 1/21/2010 .? ? ? ? x?,, . MGreenbergTraurig Ray A. Sardo (9t6) 442-1111 Telephone (916) 448-1709 Facsimile Sard0R@gt13W.c0m January 6, 2010 Via FedEx Jack Murray, CEO Kay Home Products 90 McMillen Road Antioch, Illinois 60002 Re: California Air Resources Board's Enforcement Action Against Rite Aid and Kay Home Products Pertaining to Sale of Charcoal Lighter Materials Dear Jack: I am sending this letter in follow-up to the e-mail 1 sent to you earlier today. I have spoken with Rite Aid about your previous correspondence, and confirmed that Rite Aid will not be indemnifying Kay Home Products ("Kay"). My office has substantial experience with the regulations at issue. Based on that experience, and the indemnification agreement your company executed with Rite Aid, it is clear that Kay is the responsible party in this matter, and that the indemnification agreement is valid and enforceable. If Kay refuses to honor its indemnity agreement, Rite Aid intends to sue Kay to enforce its common law and contractual defense and indemnity rights. Note that Paragraph 5 of the indemnification agreement entitles Rite Aid to its attorneys' fees and costs if it is forced to sue Kay to enforce the agreement. Be advised that Rite Aid will pursue all such fees and costs if Kay continues to refuse to honor the agreement, and a lawsuit becomes necessary. This lawsuit will be filed in the Court of Common Pleas in Cumberland County, Pennsylvania as Kay agreed in the defense and indemnity agreement. Rite Aid will seek complete reimbursement of its fees and costs related to the CARB investigation as well as the lawsuit to enforce its defense and indemnity rights. That being said, I remain optimistic that we can work together to deter the enforcement action currently pending against both Kay and Rite Aid. I continue to believe it is in both Rite Aid's and. Kay's best interests to complete the declaration process, and coordinate our communications with CARB. Also, it may very well be in Kay's best interest to consult an attorney that has experience with the regulations at issue and how they relate to Kay's products that are at issue. I believe you will hear confirmation that compliance with the applicable regulations is Kay's responsibility, and not Rite Aid's. ass s= 1z w, G s ...v,Nw.cr;_aW 43y 12-11 < ?treee * Suite 15F)0 Sac-amen'o. CA 95614-3938 • 'rel 915.4421F r Fax 976.1148'71C9 Jack Murray January 6, 2010 Page 2 of 2 Please feel free to call me if you have any questions regarding this letter. I would appreciate a response to the indemnification question by the close of business on Monday, January 11, 2010. However, I am hopeful we can speak before then to finalize your declaration. Sincerely, ?a'? &t'- 3 Ray A. Sardo GREENBERG T RAURIG LP a ATTORNEYS AT LAW ¦ WWW,GTLAW.COM i ??'? Page 1 of 4 Alcaro, Frederick From: SardoR@gtlaw.com Sent: Wednesday, January 20, 2010 2:25 PM To: JMurray@kayhomeproducts.com Subject: FW: California's enforcement action against Rite Aid and Kay Home Products Jack, I am sending you this email in follow up to the voicemail I just left you, and the letter and email I sent you on January 6, 2010. The email appears below. In my January 6, 2010 letter and email, I informed you that, unless Kay Home Products ("Kay") agreed to honor its indemnification agreement with Rite Aid, Rite Aid would sue Kay to enforce its contractual indemnification rights in Cumberland County, Pennsylvania. I requested a response to my letter and email by close of business on January 11, 2010. It is now January 20, 2010, and Kay has still not provided any response to Rite Aid's indemnification demand. If Kay does not respond to Rite Aid's indemnification demand by close of business on Friday, January 22, 2010, Rite Aid will be left with no choice but to assume that Kay is refusing to honor its indemnification obligations and, as a result, will file the aforementioned lawsuit against Kay. I continue to remain optimistic that we can work together to defend the enforcement action currently pending against Kay and Rite Aid. However, Rite Aid needs some indication of how Kay intends to proceed by close of business on Friday. If no such response is provided, Rite Aid will file a lawsuit seeking complete reimbursement of its fees and costs related to the CARB investigation, as well as the attorneys' fees it is forced to incur as a result of Kay's refusal to honor its indemnification obligations. Please feel free to call me if you have any questions regarding the above. My phone number is 916-442-1111 Sincerely, Ray Sardo From: Sardo, Ray (Assoc-Sac-LT) Sent: Wednesday, January 06, 2010 3:07 PM To: Jack Murray Subject: RE: California's enforcement action against Rite Aid and Kay Home Products Jack, I spoke with Rite Aid about your previous correspondence, and confirmed that Rite Aid will not be indemnifying Kay Home Products ("Kay"). My office has substantial experience with the regulations at issue. Based on that experience, and the indemnification agreement your company executed with Rite Aid, it is clear that Kay is the responsible party in this matter, and that the indemnification agreement is valid and enforceable. If Kay refuses to honor its indemnity agreement, Rite Aid intends to sue Kay to enforce its common law and contractual defense and indemnity rights. Note that Paragraph 5 of the indemnification agreement entitles Rite Aid to its attorneys' fees and costs if it is forced to sue Kay to enforce the agreement. Be advised that Rite Aid will pursue all such fees and costs if Kay continues to refuse to honor the agreement, and a lawsuit becomes necessary. This lawsuit will be filed in the Court of Common Pleas in Cumberland County, Pennsylvania as Kay agreed in the defense and indemnity agreement. Rite Aid will seek complete reimbursement of its fees and costs related to the CARB investigation as well as the lawsuit to enforce its defense and indemnity rights. That being said, I remain optimistic that we can work together to deter the enforcement action currently pending against both Kay and Rite Aid. I continue to believe it is in both Rite Aid's and Kay's best interests to complete the declaration process, and coordinate our communications with CARB. Also, it may very well be in Kay's best interest to consult an attorney that has experience with the regulations at issue and how they relate to Kay's products that are at issue. I believe you will hear confirmation that compliance with the applicable regulations is Kay's responsibility, and not Rite Aid's. 1/21/2010 Page 2 of 4 Please feel free to call me if you have any questions regarding this email. I would appreciate a response to the indemnification question by the close of business on Monday, January 11, 2010. However, I am hopeful we can speak before then to finalize your declaration. I am sending a similar message to you by federal express. Sincerely, Ray Sardo From: Jack Murray [mailto:]Murray@kayhomeproducts.com] Sent: Tuesday, January 05, 2010 5:13 PM To: Sardo, Ray (Assoc-Sac-LT) Subject: RE: California's enforcement action against Rite Aid and Kay Home Products Ray, Thanks for the note. You are the lawyer, and I take from your letter and the attachment that you are somehow offering an opinion, that under Pennsylvania law, we have indemnified Rite Aid for the issue at hand. I respectfully disagree. I am far more comfortable with some but not all of your observations regarding CARB. At this point, we would like Rite Aid, who is the responsible party, for the product in question, to confirm this to us in writing. Following receipt of this specific indemnification, we will be in a position to move forward together, as you have proposed. Jack From: SardoR@gtlaw.com [mailto:SardoR@gtlaw.com] Sent: Tuesday, January 05, 2010 6:37 PM To: Jack Murray Subject: RE: California's enforcement action against Rite Aid and Kay Home Products Jack, Thank you for your email. Since we last spoke, I have been able to get in touch with the right people at Rite Aid, and I've learned, as you will see from the attached, that Kay Home Products has agreed to indemnify Rite Aid in this situation. It is our hope that we will be able to work cooperatively pursuant to that agreement. In order to defend Rite Aid (and, by extension, Kay Home Products), we really need to finalize a declaration from you stating that all the products were certified. It is clear from CARB's letter that CARB is also pursuing Kay for the sale of these products. At this point, we need to coordinate our efforts, or Kay could be responsible for two separate penalties -- its own, and Rite Aid's (via the indemnification). With respect to the labeling issue (i.e., no date of manufacture), based on our experience, CARB takes the position that it is the manufacturer's responsibility to include a date of manufacture on each product it makes. In fact, section 94512 of title 17 of the California Code of Regulations provides that "Each manufacturer of a consumer product subject to Section 94509 shall clearly display on each consumer product container or package, the day, month, and year on which the product was manufactured, or a code indicating such," and "No person shall erase, alter, deface, or otherwise remove or make illegible any date or code indicating the date of manufacture from any regulated product container without the express authorization of the manufacturer." Rite Aid has informed me that it never told Kay not to include a date of manufacture on the product packaging. If you have some communication from Rite Aid to the contrary, I would be happy to review it. Whether true or not, it is no defense to tell CARB "Rite Aid told us to label it this way." As for the product certifications, all products manufactured by Kay which are sold in California have to be certified. This is true regardless of whether they are sold by Rite Aid or some other retailer. By law, the responsibility for certification lies with the manufacturer. 1/21/2010 Page 3 of 4 Please give me a call so we can discuss this further. Thanks, Ray Sardo From: Jack Murray [mailto:]Murray@kayhomeproducts.com] Sent: Tuesday, January 05, 2010 3:57 PM To: Sardo, Ray (Assoc-Sac-LT) Subject: RE: California's enforcement action against Rite Aid and Kay Home Products Ray, The letter you reference from the California Air Resources Board ("CARB"), with a cc to James M. Mattesich, is what your voice mail told me to expect. This same voice mail, which followed our original conversation, has apparently resulted from you decision "to report" Kay Home Products as the manufacturer. A later voice mail, during the week of December 21, which came after I made several unanswered calls to you, suggested that you were going to deal with the indemnification issue, but that certain people were unavailable. As you know from my speaking with you the labeling and testing done on this product was based on specification ordered by Rite Aid. We are happy to discuss this further, but would appreciate the opportunity to understand that Rite Aid is the responsible party. Finally, by way of information, Chris Young is not involved in dealing with this situation. Thanks! Jack From: SardoR@gtlaw.com [mailto:SardoR@gtlaw.com] Sent: Tuesday, January 05, 2010 5:19 PM To: Jack Murray Cc: Chris Young Subject: California's enforcement action against Rite Aid and Kay Home Products Jack, I realized I didn't add a subject line to this email yesterday, so I am resending to make sure you didn't overlook it. I am also cc'ing Chris Young. Please give me a call so we can discuss. From: SardoR@gtlaw.com [mailto:SardoR@gtlaw.com] Sent: Monday, January 04, 2010 3:40 PM To, jmurray@kayhomeproducts.com Subject: Hi Jack, and happy new year. We received a copy of the attached letter over the holidays. It is from the California Air Resources Board ("CARB") and is addressed to Chris Young of your company. I am not sure whether you have seen it yet. The attached letter further convinces us that we will need your declaration in order to fend off further action from CARB. CARB appears to have expanded its investigation to include Kay Home Products, and is now demanding information from Kay Home Products, in addition to the information it already demanded from Rite Aid. The 1/21/2010 Page 4 of 4 declaration we prepared for you addresses the issues raised by CARB, and will assist us in resolving this matter Please call me at 916-442-1111 so that we can discuss this matter in further detail, and how to finalize your declaration. Alternatively, I would be happy to call you at a prearranged time, if you can let me know your availability. This might make more sense given the difficulties we have experienced in reaching one another over the phone. Thank you, Ray Sardo Raimondo A. Sardo Associate Greenberg Traurig, LLP 1 1201 K Street, Suite 1100 1 Sacramento, CA 95814 Tel 916.442.1111 1 Fax 916.448.1709 sardo?gtlawsom. I www,.gtla.w_...com EGreenbergTraurig USA LAW FIRM OF THE YEAR, CHAMBERS GLOBAL AWARDS 2007 ALBANY AMSTERDAM • ATLANTA AUSTIN • BOSTON • CHICAGO • DALLAS • DELAWARE • DENVER • FORT LAUDERDALE • HOUSTON LONDON' LOS ANGELES MIAMI NEW JERSEY • NEW YORK • ORANGE COUNTY • ORLANDO • PALM BEACH COUNTY • PHILADELPHIA SACRAMENTO • SHANGHAI SILICON VALLEY • TALLAHASSEE • TAMPA • TYSONS CORNER • WASHINGTON, D.C. • WHITE PLAINS 'OPERATES AS GREENBERG TRAURIG MAHER LLP PLEASE CONSIDER THE ENVIRONMENT BEFORE PRINTING THIS EMAIL LAS VEGAS PHOENIX Tax Advice Disclosure: To ensure compliance with requirements imposed by the IRS under Circular 230, we inform you that any U.S. federal tax advice contained in this communication (including any attachments), unless otherwise specifically stated, was not intended or written to be used, and cannot be used, for the purpose of (1) avoiding penalties under the Internal Revenue Code or (2) promoting, marketing or recommending to another party any matters addressed herein. The information contained in this transmission may contain privileged and confidential information. It is intended only for the use of the person(s) named above. If you are not the intended recipient, you are hereby notified that any review, dissemination, distribution or duplication of this communication is strictly prohibited. If you are not the intended recipient, please contact the sender by reply email and destroy all copies of the original message. To reply to our email administrator directly, please send an email to 12ostmastcr(41tlaw.com. 1/21/2010 RITE AID HDQTRS. CORP., IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA Plaintiff, VS. NO. 10-692 KAY HOME PRODUCTS, INC. Defendant. CIVIL ACTION - LAW AFFIDAVIT OF SERVICE PURSUANT TO PA. R.C.P. 405 COMMONWEALTH OF PENNSYLVANIA COUNTY OF DAUPHIN SS: C-) M!, I r -=w D C IWU THE UNDERSIGNED, Frederick Alcaro, being duly sworn according to law, does depose and say as follows: 1. I am a competent adult and an attorney duly admitted to the Bar of the Supreme Court of the Commonwealth of Pennsylvania, having Attorney Identification Number 91555. 2. On January 29, 2010, I caused the Complaint to be served upon the defendant by the mailing of a true and correct copy of the Complaint to the defendant by United States certified mail, return receipt requested, postage prepaid. 3. I received the return receipt, which was postmarked on February 1, 2010, indicating that the documents were delivered to and accepted at 90 McMillen Road, Antioch, IL 60002 by or on behalf of the defendant, thereby completing service pursuant to Pa. R.C.P. 403. The original return receipt signed by or on behalf of the defendant is attached hereto as Exhibit «A" Date: February 5, 2010 SWORN TO AND SUBSCRIBED BEFORE ME THIS S? DAY 2010. 7 Notary Public ?- Respectfully submitted, A; ; Frederick Alcaro (PA 91555) PEPPER HAMILTON LLP 100 Market Street, Suite 200 P.O. Box 1181 Harrisburg, PA 17108-1181 717.255.1155 717.238.0575 Fax alcarof@pepperlaw.com Attorneys for Plaintiff Rite Aid Hdgtrs.Corp. COMMONWEALTH OF PENNSYLVANIA Notarial Seal wmberiy J. Talaber, Notary Public City Of Harrisburg, Dauphin County Commission Eres April 11, 2011 Matnbrar, Partha"Y'niu ^,xs?siation of Notaries -2- CERTIFICATE OF SERVICE I hereby certify that on February 5, 2010, a copy of the foregoing document was served by United States mail, first class postage prepaid, addressed as follows: Kay Home Products, Inc. 90 McMillen Road Antioch, IL 60002 L Frederick Alcaro EXHIBIT «A99 ¦ Complete items 1, 2, and 3. Also complete item 4 if Restricted Delivery is desired. ¦ Print your name and address on the reverse so that we can return the card to you. ¦ Attach this card to the back of the mailpiece, or on the front if space permits. 1. Article Addressed to: KaV Nome, Prod Js, 1i 1? 8q Mc Mi I I "-0 Road A. ? Agent B. Received by (Printed Name) C. Dat of elivery 41le k- OG l 10 D. Is delivery address different from item 1? Yes If YES, enter delivery address below: ? No 70 M ified Mail ? Express Mail 7FEB Q 00 ? 3. rvice Type ? Registered ? Return Receipt for Merchandise Insured Mail ? C.O.D. 5 ? 4. Restricted Delivery? P tra Fee) ? Yes 0q a5o Oooo 7 05x9 r from service pomestic Return Receipt 1 02595 oz-M-i 54 I s RITE AID HDQTRS. CORP. 30 Hunter Lane, Camp Hill, PA 17011, Plaintiff, VS. : KAY HOME PRODUCTS, INC. 89 McMillen Road Antioch, IL 60002 Defendants. IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSLYVANIA CIVIL ACTION NO. 10-692 Civil Term ANSWER TO COMPLAINT WITH NEW MATTER AND COUNTERCLAIM Date: February 25, 2010 n r ' r-"l - c `s7 - o John Murray Kay Home Products cy? l 90 McMillen Road -` Antioch, IL 60002 - ! = Phone: 847-395-3300 {.? Fax: 847-395-3305 Email: jmurray@kayhomeproducts.com Kay Home Products Pro Se RITE AID HDQTRS. CORP. IN THE COURT OF COMMON PLEAS OF 30 Hunter Lane, Camp Hill, PA 17011, CUMBERLAND COUNTY, PENNSLYVANIA Plaintiff, vs. KAY HOME PRODUCTS, INC. 90 McMillen Road Antioch, IL 60002 Defendants : CIVIL. ACTION NO. 10-692 Civil Term NOTICE YOU HAVE BEEN SUED IN COURT. If you wish to defend against the claims set forth in the following pages, you must take action within twenty (20) days after this Complaint and Notice are served, by entering a written appearance personally or by attorney and filing in writing with the Court your defenses or objections to the claims set forth against you. You are warned that if you fail to do so the case may proceed without you and a judgment may be entered against you by the Court without fiuther notice for any money claimed in the Complaint or for any other claim or relief requested by the Plaintiff. You may lose money or property or other rights important to you. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW. THIS OFFICE CAN PROVIDE YOU WITH INFORMATION ABOUT HIRING A LAWYER. IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAY BE ABLE TO PROVIDE YOU WITH INFORMATION ABOUT AGENCIES THAT MAY OFFER LEGAL SERVICES TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE. CUMBERLAND COUNTY BAR ASSOCIATION 32 S. Bedford Street Carlisle, Pennsylvania 17013 (800) 990-9108 RITE AID HDQTRS. CORP. IN THE COURT OF COMMON PLEAS OF 30 Hunter Lane, Camp Hill, PA 17011, CUMBERLAND COUNTY, PENNSLYVANIA Plaintiff, vs. KAY HOME PRODUCTS, INC. 90 McMillen Road Antioch, IL 60002 Defendants. . CIVIL ACTION NO. 10-692 Civil Term AVISO USTED HA SIDO DEMANDADO/A EN CORTE. Si usted desea defenderse de las demandas que se presentan mds adelante en las siguientes pfiginas, debe tomar acci6n dentro de los prbximos veinte (20) dies despu6s de la notificaci6n de esta Demanda y Aviso radicando personalmente o por medio de un abogado una comparecencia escrita y radicando en la Corte por escrito sus defensas de, y objecciones a, las demandas presentadas aqui en contra suya. Se le advierte de que si usted fella de tomar accidn como se describe anteriormente, el caso puede proceder sin usted y un fallo por cualquier suma de dinero reclamada en la demanda o cualquier otra reclamaci6n o remedio solicitado por el demandante puede ser dictado en contra suya por la Corte sin mfis aviso adicional. Usted puede perder dinero o propiedad u otros derechos importantes para usted. USTED DEBE LLEVAR ESTE DOCUMENTO A SU ABOGADO INMEDIATAMENTE. SI USTED NO TIENE UN ABOGADO, LLAME O VAYA A LA SIGUIENTE OFICINA. ESTA OFICINA PUEDE PROVEERLE INFORMACION A CERCA DE COMO CONSEGUIR UN ABOGADO. SI USTED NO PUEDE PAGAR POR LOS SERVICIOS DE UN ABOGADO, ES POSIBLE QUE ESTA OFICINA LE PUEDA PROVEER INFORMACION SOBRE AGENCIAS QUE OFREZCAN SERVICIOS LEGALES SIN CARGO O BAJO COSTO A PERSONAS QUE CUALIFICAN. CUMBERLAND COUNTY BAR ASSOCIATION 32 S. Bedford Street Carlisle, Pennsylvania 17013 (800) 990-9108 RITE AID HDQTRS. CORP. : IN THE COURT OF COMMON PLEAS OF 30 Hunter Lane, Camp Hill, PA 17011, CUMBERLAND COUNTY, PENNSLWANIA Plaintiff, vs. KAY HOME PRODUCTS, INC. 89 McMillen Road Antioch, IL 60002 Defendants. CIVIL ACTION NO. 10-692 Civil Term ANSWER TO COMPLAINT WITH NEW MATTER AND COUNTERCLAIM Defendant Kay Home Products ("Kay") for its Answer to Plaintiffs Complaint, states as follows: AS TO THE PARTIES 1. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 1, and strict proof thereof is demanded at trial. 2. Denied. Kay is the trade name for an Ohio LLC with its principal place of business at 90 McMillen Road, Antioch, Illinois. JURISDICTION AND VENUE 3. Denied. Paragraph 3 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 4. Denied. Paragraph 4 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 5. Denied. Paragraph 5 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. -1- RELEVANT FACTS 6. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 6, and strict proof thereof is demanded at trial. 7. Denied. Paragraph 7 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 8. Denied. Paragraph 8 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 9. Denied. Paragraph 9 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 10. Denied. Paragraph 10 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 11. Denied. Paragraph 11 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 12. Denied. Paragraph 12 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 13. Denied. Paragraph 13 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 14. Denied. Paragraph 14 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 15. Denied. Paragraph 15 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 16. Denied. Paragraph 16 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 17. Denied. Paragraph 17 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. -2- 18. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 18, and strict proof thereof is demanded at trial. 19. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 19, and strict proof thereof is demanded at trial. 20. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 20, and strict proof thereof is demanded at trial. 21. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 21, and strict proof thereof is demanded at trial. 22. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 22, and strict proof thereof is demanded at trial. 23. Denied as stated. On or about October 5, 2009, Rite Aid contacted Kay by telephone concerning the Boards investigation in the person of Rite Aid employee James J. Comitale. Kay provided information requested by Rite Aid. Kay also offered to address the Board concern itself but Mr. Comitale told Kay that he believed the information received would address the Boards concern. Comitale was asked to call if he needed further info. Kay did not hear back from Rite Aid until December, more than two months later. 24. Denied. See answer to paragraph 23 above, which answer is incorporated by reference. -3- 25. Admitted and denied. Admitted that e-mail referred to in paragraph 25 and attached to Plaintiffs' Complaint as Exhibit D was received. Denied. Remainder of Paragraph 25 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 26. Admitted and denied. Admitted that the letter referred to in paragraph 26 and attached to Plaintiffs' Complaint as Exhibit E was received. Denied. Remainder of Paragraph 26 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 27. Admitted and denied. Admitted that e-mail referred to in paragraph 27 and attached to Plaintiffs' Complaint as Exhibit F was received. Denied. Remainder of Paragraph 27 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 28. Admitted and denied. Admitted that the letter referred to in paragraph 28 and attached to Plaintiffs' Complaint as Exhibit G was received. Denied. Remainder of Paragraph 28 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 29. Admitted and denied. Admitted that e-mail referred to in paragraph 29 and attached to Plaintiffs' Complaint as Exhibit H was received. Denied. Remainder of Paragraph 29 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 30. Denied. Paragraph 30 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 31. Denied. Paragraph 31 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 32. Denied. Paragraph 32 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 33. Admitted and denied. See answers to paragraph l though 32; Kay incorporates by reference all of these answers as if fully set forth herein. -4- 34. Denied. Paragraph 34 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 35. Denied. Paragraph 35 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 36. Denied. Paragraph 36 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. WHEREFORE, Kay respectfully requests that the Court deny the Plaintiffs' request and that it award such relief to Kay as the Court deems just and proper under the circumstances. NEW MATTER 37. Plaintiffs' Complaint fails to state a claim upon which relief may be granted. 38. By Plaintiffs' account, some of the sale of product occurred prior to the date of the Indemnity Agreement attached to the Complaint as Exhibit A and accordingly, there is no mutuality of consideration for the claimed indemnification. 39. Plaintiff presented agreement attached to Complaint as Exhibit A without discussion or justification with Kay, and therefore the Agreement was signed under duress and is not enforceable. COUNTERCLAIM 40. Kay incorporates by reference all of its Answers and New Matter contained in paragraphs 1 through 39 above, as if fully set forth herein. -5- 41. To the extent that Kay is found to be have responsibilities under the Defense and Indemnity Agreement which is denied, Rite Aid has failed to cooperate with Kay as required by paragraph 4 of the Defense and Indemnity Agreement attached to Plaintiffs' Complaint as Exhibit A. 42. Pursuant to paragraph 5 of Defense and Indemnity Agreement attached to Plaintiffs' Complaint as Exhibit A, Kay is entitled to recover all of its attorney's fees and costs associated with this action. WHEREFORE, Kay respectfully requests that the Court enter a judgment for it in accordance with allegations in the Counter Claim awarding such relief to Kay as the Court deems just and proper under the circumstances. Kay Home Products 90 McMillen Road Antioch, IL 60002 (847) 395-3300 (847) 395-3305 (Fax) jmurray@kayhomeproducts.com Kay Home Products Dated: February 25, 2010 Pro Se -6- VERIFICATION I, John J. Murray, hereby state that I am a Member and Chief Executive Officer for Akerue Industries, LLC DBA Kay Home Products and am authorized to make this verification on its behalf. I verify the statements made in the forgoing Answer with New Matter and Counterclaim are true and correct to the best of my knowledge, information and belief. I understand that the statements in the foregoing document are made subject to the penalties of 18 Pa. C.S. § 4909 relating to unworn falsification to authorities. Dated: February 25, 2010 CERTIFICATION OF SERVICE I, hereby certify that on February 25, 2010, a copy of the foregoing document was served by United States mail, first class postage prepaid, addressed as follows: Brian P. Downey, Esquire Frederick Alcaro, Esquire Pepper Hamilton LLP Suite 200 100 Market Street Harrisburg, PA 17108-1181 Brian P. Downey (PA 59891) Frederick Alcaro (PA 91555) PEPPER HAMILTON LLP 100 Market Street, Suite 200 PO Box 1181 Harrisburg, PA 17108-1181 717.255.1155 717.238.0575 (fax) Attorneys for Plaintiff Rite Aid HDQTRS. Corp. RITE AID HDQTRS. CORP., Plaintiff, vs. KAY HOME PRODUCTS, INC. Defendant. To Plaintiff: You are hereby notified to file a written response to the enclosed Preliminary Objections within twenty (20) days from service hereof or a judgment may be entered against you. C? ?1 IN THE COURT ON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA NO. 10-692 CIVIL ACTION - LAW • -? rte., _? co - -< PLAINTIFF RITE AID HDQTRS. CORP.'S PRELIMINARY OBJECTIONS IN THE NATURE OF A MOTION TO STRIKE TO KAY HOME PRODUCTS, INC.'S ANSWER TO COMPLAINT WITH NEW MATTER AND COUNTERCLAIM Plaintiff Rite Aid HDQTRS. CORP., by its undersigned attorneys, hereby assert the following preliminary objections in the nature of a motion to strike to Defendant Kay Home Products, Inc.'s Answer to Complaint with New Matter and Counterclaim in this matter and in support thereof state as follows: BACKGROUND 1. On January 29, 2010, Plaintiff filed its complaint against Defendant, asserting one count for Declaratory Judgment against Defendant as to Defendant's responsibilities under the Defense and Indemnity Agreement. 2. On February 25, 2010, Defendant attempted to file its Answer to Complaint with New Matter and Counterclaim before this Court. See Answer to Complaint with New Matter and Counterclaim, attached hereto as Exhibit A. 3. Defendant specifically identifies itself as presenting its Answer to Complaint with New Matter and Counterclaim pro se. See Ex. A at Signature Blocks on Cover Page and page 6 ("Kay Home Products, Pro Se"). 4. Defendant identifies itself in its Answer to Complaint with New Matter and Counterclaim as "the trade name for an Ohio LLC." See id. at ¶ 2. 5. In the signature block of its Answer to Complaint with New Matter and Counterclaim, Defendant identifies Jack Murray, who signed the Answer on behalf of the Defendant. See id. at Signature Blocks on Cover Page and page 6. 6. Upon information and belief, Jack Murray is not an attorney licensed to practice law in Commonwealth of Pennsylvania, but rather is the CEO of Defendant. 7. No attorney has entered an appearance on behalf of Defendant in this matter. 8. Defendant also included a Counterclaim against Plaintiff. See id. at ¶¶ 40- 43. 9. Defendant's Counterclaim is three paragraphs in length, and provides no more than an affirmative defense to Plaintiffs claims. -2- FIRST PRELIMINARY OBJECTION Objection to Answer to Complaint with New Matter and Counterclaim Based on Failure to Conform to Law or Rule of Court 10. Plaintiff incorporates paragraphs 1 through 9 above, by reference. 11. Pennsylvania Rule of Civil Procedure 1028(a)(2) permits a party to raise an objection where the pleading fails to conform to a law or rule of court. 12. Defendant is an limited liability corporation. 13. Defendant has filed its Answer to Complaint with New Matter and Counterclaim pro se. 14. Under Pennsylvania law, a corporation may not proceed pro se, nor may it be represented by non-attorneys. See Walacavage v. Excell 2000, Inc" 480 A.2d 281, 284-85 (Pa. Super. 1984) (holding that "law is clear" that corporation may appear in court only through an attorney admitted to practice before the court); Westmoreland County v. RTA Group Inc., 767 A.2d 1144, 1149, n. 8 (Pa. Commw. Ct. 2001) (noting it is "well-established law" that non- attorneys may not represent corporations and other unincorporated associations), app. denied, 788 A.2d 382 (Pa. 2001). 15. As Defendant's Answer to Complaint with New Matter and Counterclaim has not been presented by an attorney licensed to practice law in this Commonwealth, such Answer to Complaint with New Matter and Counterclaim fails to conform to law and/or rule of court. 16. Therefore, such Answer to Complaint with New Matter and Counterclaim should be stricken from the docket for failure to conform to law and/or rule of court. WHEREFORE, Plaintiff requests that this Court sustain Plaintiff's Preliminary Objections to Defendant's Answer to Complaint with New Matter and Counterclaim and enter an Order striking such pleading from the docket for its failure to comply with Pa. R.C.P. 1028(a)(2). -3- SECOND PRELIMINARY OBJECTION Objection to Counterclaim Based on Legal Insufficiency 17. Plaintiff incorporates paragraphs 1 through 16 above, by reference. 18. Pennsylvania Rule of Civil Procedure 1028(a)(4) permits a party to raise an objection where the pleading is legally insufficient. 19. Defendant's Counterclaim solely alleges that if it is found to have responsibilities under the Defense and Indemnity Agreement, "Rite Aid has failed to cooperate with Kay as required by paragraph 4." See Ex. A at ¶ 41. 20. Defendant's Counterclaim is not a recognizable claim at law or equity under Pennsylvania law, but rather an affirmative defense to Plaintiff's claim. 21. Defendant has failed to set forth a claim upon which relief may be granted. 22. Defendant has failed to set forth any facts in support of its Counterclaim. WHEREFORE, Plaintiff requests that this Court sustain Plaintiff's Preliminary Objections to Defendant's Answer to Complaint with New Matter and Counterclaim and enter an Order striking such pleading from the docket for its failure to comply with Pa. R.C.P. 1028(a)(4). Date: March 8, 2010 Irian P. owne rederick 1 o (PA 9155 Sui fi1f?,0 Ntkket Street P.O. Box Harrisburg, PA 17108-1181 Phone: (717) 255-1155 Fax: (717) 238-0575 Attorneys for Plaintiff Rite Aid HDQTRS. Corp. -4- A RITE AID HDQTRS. CORP. : IN THE COURT OF COMMON PLEAS OF 30 Hunter Lane, Camp Hill, PA 17011, : CUMBERLAND COUNTY, PENNSLYVANIA Plaintiff, vs. KAY HOME PRODUCTS, INC. 89 McMillen Road Antioch, IL 60002 Defendants. CIVIL ACTION NO. 10-692 Civil Term ANSWER TO COMPLAINT WITH NEW MATTER AND COUNTERCLAIM Date: February 25, 2010 John Murray Kay Home Products 90 McMillen Road Antioch, IL 60002 Phone: 847-395-3300 Fax: 847-395-3305 Email: jmurray@kayhomeproducts.com Kay Home Products Pro Se RITE AID HDQTRS. CORP.' IN THE COURT OF COMMON PLEAS OF 30 Hunter Lane, Camp Hill, PA 17011, CUMBERLAND COUNTY, PENNSLYVANIA Plaintiff, VS. CIVIL. ACTION NO. 10-692 Civil Term KAY HOME PRODUCTS, INC. 90 McMillen Road Antioch, IL 60002 Defendants. NOTICE YOU HAVE BEEN SUED IN COURT. If you wish to defend against the claims set forth in the following pages, you must take action within twenty (20) days after this Complaint and Notice are served, by entering a written appearance personally or by attorney and filing in writing with the Court your defenses or objections to the claims set forth against you. You are warned that if you fail to do so the case may proceed without you and a judgment may be entered against you by the Court without further notice for any money claimed in the Complaint or for any other claim or relief requested by the Plaintiff. You may lose money or property or other rights important to you. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER, CIO TO. OR TELEPHONE THE OFFICE SET FORTH BELOW. THIS OFFICE CAN PROVIDE YOU WITH INFORMATION ABOUT HIRING A LAWYER. IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAY BE ABLE TO PROVIDE YOU WITH INFORMATION ABOUT AGENCIES THAT MAY OFFER LEGAL SERVICES TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE. CUMBERLAND COUNTY BAR ASSOCIATION 32 S. Bedford Street Carlisle, Pennsylvania 17013 (800) 990-9108 RITE AID HDQTRS. CORP. IN THE COURT OF COMMON PLEAS OF 30 Hunter Lane, Camp Hill, PA 17011, CUMBERLAND COUNTY, PENNSLYVANIA Plaintiff, VS. . CIVIL ACTION NO. 10-692 Civil Term KAY HOME PRODUCTS, INC. 90 McMillen Road Antioch, IL 60002 Defendants. AVISO LISTED HA SIDO DEMANDADO/A EN CORTE. Si usted desea defenderse de las demandas que se presentan m6s adelante en las siguientes pfiginas, debe tomar accibn dentro de Jos pr6ximos veinte (20) dial despu6s de Is notificaci6n de esta Demands y Aviso radicando personalmente o por medio de un abogado una comparecencia escrita y radicando en la Corte por escrito sus defensas de, y objecciones a, las demandas presentadas aqua en contra soya. Se le advierte de que si usted falls de tomar acci6n como se describe anteriormente, el caso puede proceder sin usted y un fallo por cualquier soma de dinero reclamada en Is demands o cualquier otra reclamacibn o remedio solicitado por el demandante puede ser dictado en contra suya por la Corte sin mbs aviso adicional. Usted puede perder dinero o propiedad u otros derechos importantes pare usted. USTED DEBE LLEVAR ESTE DOCUMENTO A SU ABOGADO INMEDIATAMENTE. SI USTED NO TIENE UN ABOGADO, LLAME O VAYA A LA SIGUIENTE OFICINA. ESTA OFICINA PUEDE PROVEERLE INFORMACION A CERCA DE COMO CONSEGUIR UN ABOGADO. SI USTED NO PUEDE PAGAR POR LOS SERVICIOS DE UN ABOGADO, ES POSIBLE QUE ESTA OFICINA LE PUEDA PROVEER INFORMACION SOBRE AGENCIAS QUE OFREZCAN SERVICIOS LEGALES SIN CARGO O BAJO COSTO A PERSONAS QUE CUALIFICAN. CUMBERLAND COUNTY BAR ASSOCIATION 32 S. Bedford Street Carlisle, Pennsylvania 17013 (800) 990-9108 RITE AID HDQTRS. CORP. : IN THE COURT OF COMMON PLEAS OF 30 Hunter Lane, Camp Hill, PA 17011, CUMBERLAND COUNTY, PENNSLYVANIA Plaintiff, vs. CIVIL ACTION NO. 10-692 Civil Term KAY HOME PRODUCTS, INC. 89 McMillen Road Antioch, IL 60002 Defendants. ANSWER TO COMPLAINT WITH NEW MATTER AND COUNTERCLAIM Defendant Kay Home Products ("Kay") for its Answer to Plaintiffs Complaint, states as follows: AS TO THE PARTIES 1. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 1, and strict proof thereof is demanded at trial. 2. Denied. Kay is the trade name for an Ohio LLC with its principal place of business at 90 McMillen Road, Antioch, Illinois. JURISDICTION AND VENUE 3. Denied. Paragraph 3 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 4. Denied. Paragraph 4 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 5. Denied. Paragraph 5 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. -1- RELEVANT FACTS 6. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 6, and strict proof thereof is demanded at trial. 7. Denied. Paragraph 7 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 8. Denied. Paragraph 8 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 9. Denied. Paragraph 9 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 10. Denied. Paragraph 10 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 11. Denied. Paragraph 11 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 12. Denied. Paragraph 12 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 13. Denied. Paragraph 13 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 14. Denied. Paragraph 14 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 15. Denied. Paragraph 15 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 16. Denied. Paragraph 16 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 17. Denied. Paragraph 17 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. -2- 18. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 18, and strict proof thereof is demanded at trial. 19. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 19, and strict proof thereof is demanded at trial. 20. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 20, and strict proof thereof is demanded at trial. 21. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 21, and strict proof thereof is demanded at trial. 22. Denied. After reasonable investigation, Defendant is without sufficient knowledge to form a belief as to the truth of paragraph 22, and strict proof thereof is demanded at trial. 23. Denied as stated. On or about October 5, 2009, Rite Aid contacted Kay by telephone concerning the Boards investigation in the person of Rite Aid employee James J. Comitale. Kay provided information requested by Rite Aid. Kay also offered to address the Board concern itself but Mr. Comitale told Kay that he believed the information received would address the Boards concern. Comitale was asked to call if he needed further info. Kay did not hear back from Rite Aid until December, more than two months later. 24. Denied. See answer to paragraph 23 above, which answer is incorporated by reference. -3- 25. Admitted and denied. Admitted that e-mail referred to in paragraph 25 and attached to Plaintiffs' Complaint as Exhibit D was received. Denied. Remainder of Paragraph 25 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 26. Admitted and denied. Admitted that the letter referred to in paragraph 26 and attached to Plaintiffs' Complaint as Exhibit E was received. Denied. Remainder of Paragraph 26 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 27. Admitted and denied. Admitted that e-mail referred to in paragraph 27 and attached to Plaintiffs' Complaint as Exhibit F was received. Denied. Remainder of Paragraph 27 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 28. Admitted and denied. Admitted that the letter referred to in paragraph 28 and attached to Plaintiffs' Complaint as Exhibit G was received. Denied. Remainder of Paragraph 28 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 29. Admitted and denied. Admitted that a-mail referred to in paragraph 29 and attached to Plaintiffs' Complaint as Exhibit H was received. Denied. Remainder of Paragraph 29 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 30. Denied. Paragraph 30 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 31. Denied. Paragraph 31 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 32. Denied. Paragraph 32 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 33. Admitted and denied. See answers to paragraph 1 though 32; Kay incorporates by reference all of these answers as if fully set forth herein. -4- 34. Denied. Paragraph 34 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 35. Denied. Paragraph 35 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. 36. Denied. Paragraph 36 is a conclusion of law to which no answer need be filed and strict proof thereof is demanded at trial. WHEREFORE, Kay respectfully requests that the Court deny the Plaintiffs' request and that it award such relief to Kay as the Court deems just and proper under the circumstances. NEW MATTER 37. Plaintiffs' Complaint fails to state a claim upon which relief may be granted. 38. By Plaintiffs' account, some of the sale of product occurred prior to the date of the Indemnity Agreement attached to the Complaint as Exhibit A and accordingly, there is no mutuality of consideration for the claimed indemnification. 39. Plaintiff presented agreement attached to Complaint as Exhibit A without discussion or justification with Kay, and therefore the Agreement was signed under duress and is not enforceable. COUNTERCLAIM 40. Kay incorporates by reference all of its Answers and New Matter contained in paragraphs 1 through 39 above, as if fully set forth herein. -5- 41. To the extent that Kay is found to be have responsibilities under the Defense and Indemnity Agreement which is denied, Rite Aid has failed to cooperate with Kay as required by paragraph 4 of the Defense and Indemnity Agreement attached to Plaintiffs' Complaint as Exhibit A. 42. Pursuant to paragraph 5 of Defense and Indemnity Agreement attached to Plaintiffs' Complaint as Exhibit A, Kay is entitled to recover all of its attorney's fees and costs associated with this action. WHEREFORE, Kay respectfully requests that the Court enter a judgment for it in accordance with allegations in the Counter Claim awarding such relief to Kay as the Court deems just and proper under the circumstances. Kay Home Products 90 McMillen Road Antioch, IL 60002 (847) 395-3300 (847) 395-3305 (Fax) imurray@kayhomeproducts.com Kay Home Products Dated: February 25, 2010 Pro Se -6- VERIFICATION I, John J. Murray, hereby state that I am a Member and Chief Executive Officer for Akerue Industries, LLC DBA Kay Home Products and am authorized to make this verification on its behalf. I verify the statements made in the forgoing Answer with New Matter and Counterclaim are true and correct to the best of my knowledge, information and belief. I understand that the statements in the foregoing document are made subject to the penalties of 18 Pa. C.S. § 4909 relating to unworn falsification to authorities. Dated: February 25, 2010 S' ;it a4?1 ture CERTIFICATION OF SERVICE I, hereby certify that on February 25, 2010, a copy of the foregoing document was served by United States mail, first class postage prepaid, addressed as follows: Brian P. Downey, Esquire Frederick Alcaro, Esquire Pepper Hamilton LLP Suite 200 100 Market Street Harrisburg, PA 17108-1181 CERTIFICATE OF SERVICE I hereby certify that on March 8, 2010, a copy of the foregoing document was served by United States mail, first class postage prepaid, addressed as follows: Kay Home Products, Inc. 90 McMillen Road Antioch, IL 60002 RITE AID HDQTRS. CORP., Plaintiff, cA/A~ IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA NO. 10-692 vs. ~ ~..~ r: KAY HOME PRODUCTS, INC. ~ CIVIL ACTION -LAW ,--';~ Defendant. ~ - --. _',_. PRAECIPE TO LIST PLAINTIFF RITE AID HDQRTS. CORP.r~ '~- PRELIMINARY OBJECTIONS FOR ARGUMENT ~~c ra r__ u-~ _~ c; ca.: J _;, --~ -~_ ;,;~ - -: , T, _., ./ TO THE PROTHONOTARY: Please list the above-referenced matter for the July 7, 2010 argument court. Matter To Be Argued: Preliminary Objection of Plaintiff Rite Aid Hdgrts. Corp. In The Nature of a Motion To Strike To Kay Home Products, Inc.'s Answer to Complaint with New Matter and Counterclaim, filed on March 8, 2010 2. Counsel: a. Counsel for Plaintiff Who Will Argue The Case: Brian P. Downey and/or Frederick Alcaro, Pepper Hamilton LLP, Suite 200, 100 Market Street, P.O. Box 1181, Harrisburg, PA 17108. b. Counsel for Defendant Who Will Argue The Case: Unknown. Defendant currently representing itself Pro Se, which is one of the bases for Plaintiff's preliminary objection. I will notify all parties in writing within two days that this case has been listed for argument. 4. Argument Court Date: July 7, 2010. Date: June 14, 2010 Brian P. Downey (PA 59891) Frederick Alcaro (PA 91555) PEPPER HAMILTON Lt,P Suite 200, 100 Market Street P.O. Box 1181 Harrisburg, PA 17108-1181 Phone: (717) 255-1155 Fax: (717)238-0575 Attorneys for Plaintiff Rite Aid HDQTRS. Corp. -2- CERTIFICATE OF SERVICE I hereby certify that on June 14, 2010, a copy of the foregoing document was served by United States mail, first class postage prepaid, addressed as follows: Kay Home Products, Inc. 90 McMillen Road Antioch, IL 60002 rederick Alcaro M RITE AID HDQTRS. CORP., Plaintiff, vs. IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA NO. 10-692 KAY HOME PRODUCTS, INC. ~ CIVIL ACTION -LAW ~~" '~ A~~ b 1 Defendant. `„ C' -i- PRAECIPE TO LIST PLAINTIFF RITE AID HDORTS. CORP.'~r-.-' ~ ~` ~' PRELIMINARY OBJECTIONS FOR ARGUMENT ~~~'- ' =_~'~~ ._ _ r~ { TO THE PROTHONOTARY: ~ ~:_~ -- `~'~' .r.. ;.P' Please list the above-referenced matter for the August 18, 2010 argument court. ``~'' ~ 1. Matter To Be Argued: Preliminary Objection of Plaintiff Rite Aid Hdgrts. Corp. In The Nature of a Motion To Strike To Kay Home Products, Inc.'s Answer to Complaint with New Matter and Counterclaim, filed on March 8, 2010 2. Counsel: a. Counsel for Plaintiff Who Will Argue The Case: Brian P. Downey and/or Frederick Alcaro, Pepper Hamilton LLP, Suite 200, 100 Market Street, P.O. Box 1181, Harrisburg, PA 17108. b. Counsel for Defendant Who Will Argue The Case: Unknown. Defendant currently representing itself Pro Se, which is one of the bases for Plaintiff s preliminary objection. Date 3. I will notify all parties in writing within two days that this case has been listed for argument. 4. Argument Court Date: August 18, 2010. June 25, 2010 ~~ ' (' Brian P. Downey (PA 59891) Frederick Alcaro (PA 91555) PEPPER HAMILTON LLP Suite 200, 100 Market Street P.O. Box 1181 Harrisburg, PA 17108-1181 Phone: (717) 255-1155 Fax: (717)238-0575 Attorneys for Plaintiff Rite Aid HDQTRS. Corp. -2- CERTIFICATE OF SERVICE I hereby certify that on June 25, 2010, a copy of the foregoing document was served by United States mail, first class postage prepaid, addressed as follows: Kay Home Products, Inc. 90 McMillen Road Antioch, IL 60002 Frederick Alcaro RITE AID HDQTRS. CORP., PLAINTIFF IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA V. KAY HOME PRODUCTS, INC., DEFENDANT 10-0692 CIVIL TERM BEFORE OILER, J. AND MASILAND, J. ORDER OF COURT AND NOW, this day of September, 2010, upon consideration of the preliminary objections of the plaintiff, Rite Aid Hdqtrs. Corp. to defendant Kay Home Products, Inc.'s answer to the complaint with new matter and counterclaim, defendant's answer to the complaint with new matter and counterclaim is hereby stricken from the docket. By the Court, ? Brian P. Downey, Esquire Frederick Alcaro, Esquire For Plaintiff ohn Murray, Pro se Kay Home Products 90 McMillen Road Antioch, IL 60002 saa tit= l /n?l lISJ, Albert H. Masland, J. C i RITE AID HDQTRS. CORP., PLAINTIFF V. KAY HOME PRODUCTS, INC., DEFENDANT IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA 10-0692 CIVIL TERM BEFORE OLER, J. AND MASLAND, J. MEMORANDUM OPINION AND ORDER OF COURT Masland, J., September 14, 2010:-- Before the court are preliminary objections filed by plaintiff Rite Aid Hdqtrs. Corp. in the nature of a motion to strike defendant's answer to complaint with new matter and counterclaim. At argument on August 18, 2010, defendant, Kay Home Products, Inc., appeared through its Chief Executive Officer, John J. Murray, who acknowledged that he is not an attorney and that he submitted the pleadings in question. Although we are striking defendant's answer to complaint with new matter and counterclaim, we note the following from its contents: 1. The response to paragraph 2 of the complaint is "Denied. Kay is the trade name for an Ohio LLC with its principal place of business at 90 McMillen Road, Antioch, Illinois." 2. The pleading is verified by John J. Murray who describes himself on the verification as "Member and Chief Executive Officer for Akerue Industries, LLC DBA Kay Home Products." 3. The pleading is also submitted on behalf of "Kay Home Products pro se" by John J. Murray. 10-0692 CIVIL TERM 4. There is nothing in the pleading or of record to indicate that Mr. Murray is licensed to practice law anywhere, let alone in the Commonwealth of Pennsylvania. Therefore, it is undisputed that Kay Home Products (whether its moniker be appended by LLC or Inc.) is an artificial business entity, which filed an answer with new matter and counterclaim in a self-represented capacity. It is well established under Pennsylvania Law that a corporation may not proceed pro se, nor may it be represented by non-attorneys. Walacavage v. Excell 2000, Inc., 480 A.2d 281 (Pa. Super. 1984).' This prohibition extends equally to all artificial entities, including LLCs. See Rowland v. California Men's Colony, 506 U.S. 194, 201-02 (1993) (interpreting federal corollary to Pennsylvania rule). Accordingly we will enter the following order: ORDER OF COURT AND NOW, this /1Y 1 day of September, 2010, upon consideration of the preliminary objections of the plaintiff, Rite Aid Hdqtrs. Corp. to defendant Kay Home Products, Inc.'s answer to the complaint with new matter and counterclaim, defendant's answer to the complaint with new matter and counterclaim is hereby stricken from the docket. ' The courts of the two sister states having a connection with defendant corporation have similarly and consistently held that a corporation may appear in court only through an attorney admitted to practice before the court. See e.g., Gass v. Headlands Contracting & Tunneling, Inc., 2008 WL 4964656 (Ohio App. 11 Dist.) and Siakpere v. City of Chicago, 872 N.E.2d 495 (III. App.3d 2007); Union Sav. Assn v. Home Owner's Aid, Inc., 262 N.E.2d 558 (Ohio 1970). -2- 10-0692 CIVIL TERM By the Court, Albert H. Masland, J. Brian P. Downey, Esquire Frederick Alcaro, Esquire For Plaintiff John Murray, Pro se Kay Home Products 90 McMillen Road Antioch, IL 60002 saa -3- FILED-OFFICE OLIVER, PRICE & RHODES _ Oit. THE PROTHONOTARY Karoline Mehalchick, Esquire I.D. No.: 87641 2010 SEP 30 AM 10. 14 I 1212 South Abington Road P.O. Box 240 Clarks Summit, PA 18411 CUMBERLAND COUNTY Ph: (570) 585-1200 PENNSYLVANIA Fax: (570) 585-5100 Email km@oprlaw.com RITE AID HDQTRS. CORP., IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, Plaintiff PENNSYLVANIA VS. CIVIL ACTION - LAW KAY HOME PRODUCTS, INC. No. 10-692 Civil Term Defendant ENTRY OF APPEARANCE TO: Clerk of Judicial Records Please enter my appearance on behalf of the Defendant, AKERUE INDUSTRIES, LLC, d/b/a KAY HOME PRODUCTS. Respectfully submitted, OLIVER, PRICE & RHODES lt? ? - Karoline Mehalchick, Esquire Attorney I.D. No.: 87641 1212 South Abington Road P.O. Box 240 Clarks Summit, PA 18411 Tel: (570) 585-1200 Fax: (570) 585-5100 Email: km ,oprlaw.com CERTIFICATE OF SERVICE I, KAROLINE MEHALCHICK, Esquire, of Oliver, Price & Rhodes, hereby certify that on the 29th day of September, 2010, I served a true and correct copy of the foregoing ENTRY of APPEARANCE by placing the same in the United States Mail, First Class Postage Prepaid, at Clarks Summit, Pennsylvania, addressed as follows: Brian P. Downey, Esquire Frederick Alcaro, Esquire Pepper Hamilton, LLP 100 Market Street, Suite 200 Harrisburg, PA 17108-1181 L6"- ? -%1- Karoline Mehalchick, Esquire RNEHALCHICK\Kay Home Products\Pleadings\Entry ofAppearance.docx Oliver, Price & Rhodes Karoline Mehalchick, Esquire Attorney I.D. No. 87641 1212 South Abington Road P.O. Box 240 Clarks Summit, PA 18411 Ph: (570) 585-1200 Fax: (570) 585-5100 Email: kmapprlaw.com RITE AID HDQTRS. CORP., VS. FILED-OFFICE "nIGO DP*C 2?3 P1 ti: r.^ CUMBI~ i P 14 B L? E.'I T" i? NN Y UV'P ` I Plaintiff KAY HOME PRODUCTS, INC., Defendant IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY Civil Action No. 10-692 Civil Term NOTICE TO PLEAD TO: Rite Aid Hdqtrs. Corp. c/o Frederick Alvaro, Esq. Pepper Hamilton LLP 100 Market Street, Suite 200 Post Office Box 1181 Harrisburg, PA 17108-1181 You are hereby notified to file a written response to the enclosed ANSWER, NEW MATTER AND COUNTERCLAIM within twenty (20) days from service hereof or a judgment may be entered against you. Respectfully submitted, 14VA ??'- Karoline Mehalchick, Esquire Attorney I.D. No.: 87641 Oliver, Price & Rhodes P.O. Box 240 Clarks Summit, PA 18411 Ph: (570) 585-1200 Fax: (570) 585-5100 Email:km@oprlaw.com Karoline Mehalchick, Esq. Attorney I.D. No. 87641 Oliver, Price & Rhodes 1212 South Abington Road, Suite 200 P.O. Box 240 Clarks Summit, PA 18411 PH: 570-585-1200 FAX: 570-585-5100 E-MAIL: k?,,oprlaw.com RITE AID HDQTRS. CORP., Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY VS. KAY HOME PRODUCTS, INC., Defendant Civil Action No. 10-692 Civil Term ANSWER, NEW MATTER AND COUNTERCLAIM OF DEFENDANT, KAY HOME PRODUCTS, INC. AND NOW COME the Defendant, KAY HOME PRODUCTS, INC., by and through its counsel, OLIVER, PRICE AND RHODES, and hereby responds to the Complaint filed by the Plaintiff: PARTIES 1. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 2. Denied. Kay Home Products is the trade name for an Ohio limited liability company with its principal place of business at 90 McMillen Road, Antioch, Illinois. JURISDICTION AND VENUE 3. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. 4. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. 5. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. RELEVANT FACTS 6. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 7. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 8. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 9. Denied. The allegations of this paragraph constitute conclusions of law which are therefore deemed denied. By way of further answer, Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 10. Denied. The allegations of this paragraph constitute conclusions of law which are therefore deemed denied. By way of further answer, Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 11. Denied. The allegations of this paragraph constitute conclusions of law which are therefore deemed denied. By way of further answer, Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 12. Denied. To the extent that paragraph 12 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 13. Denied. To the extent that paragraph 13 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 14. Denied. To the extent that paragraph 14 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 15. Denied. To the extent that paragraph 15 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any 2 characterization of its contents by Plaintiff is denied. 16. Denied. To the extent that paragraph 16 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 17. Denied. To the extent that paragraph 17 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 18. Denied. To the extent that paragraph 18 intends to characterize the contents of the Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 19. Denied. To the extent that paragraph 19 intends to characterize the contents of the Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 20. Denied. To the extent that paragraph 20 intends to characterize the contents of the Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 21. Denied. To the extent that paragraph 21 intends to characterize the contents of the Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 22. Denied. To the extent that paragraph 22 intends to characterize the contents of the Rite Aid Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 23. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 24. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 25. Denied. To the extent that paragraph 25 intends to characterize the contents of the E-Mail, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 26. Denied. To the extent that paragraph 26 intends to characterize the contents of the Letter to Young, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 27. Denied. To the extent that paragraph 27 intends to characterize the contents of the E-Mail to Murray, such document is a written instrument which speaks for itself and 3 any characterization of its contents by Plaintiff is denied. 28. Denied. To the extent that paragraph 28 intends to characterize the contents of the January 6, 2010 letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 29. Denied. To the extent that paragraph 28 intends to characterize the contents of the January 20, 2010 e-mail, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 30. Denied. It is specifically denied that Kay has refused to respond to Rite Aid's requests for indemnification. 31. Denied. While Kay has not provided Rite Aid with any funds directly, it did resolve the California Air Resources Board investigation with regards to the Rite Aid claims. 32. Denied. It is specifically denied that Kay has any responsibility to provide indemnification to Rite Aid and that it has refused to acknowledge the Rite Aid's requests. By way of further answer, the allegations of paragraph 32 constitute conclusions of law and are therefore deemed denied. COUNTI 33. Defendant realleges each and every allegation contained in Paragraphs 1 through 21 of this Complaint and incorporates them herein by reference thereto. 34. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. 35. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. 36. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. WHEREFORE, Defendant, Kay Home Products, Inc., demands judgment in its favor, together with any other relief to which it may be justly entitled. NEW MATTER 37. Defendant realleges each and every allegation contained in Paragraphs 1 through 36 of this Complaint and incorporates them herein by reference thereto. 38. The Complaint fails to state a claim upon which relief can be granted. 39. This Court lacks jurisdiction over the subject matter of this claim. 4 40. Plaintiff's Complaint is barred by its own actions and/or omissions. 41. Plaintiff has not alleged any facts that would entitle it to any of the relief that it seeks in its Complaint, namely a declaratory judgment or any other relief. 42. Defendant is not liable to Plaintiff because the conduct of other persons or entities constitute an intervening and/or superseding cause of the alleged damages to Plaintiff. 43. If the Plaintiff sustained the damages alleged in its complaint, which damages are specifically denied, any act or omission on the part of Defendant, which act or omission is specifically denied, was not a substantial factor in causing said damages. 44. If the Plaintiff sustained the damages alleged in their complaint, which damages are specifically denied, then such damages are caused in whole or in part, by the failure of Plaintiff to mitigate such damages. 45. At all times relevant hereto, Defendant acted lawfully and properly. 46. The alleged damages if any, to Plaintiff, are caused by its own negligence, carelessness, and/or intentional conduct. 47. At all times relevant hereto, Defendant acted in good faith, with a reasonable belief that its actions were legal and proper. 48. The claims of Plaintiff are barred by the doctrine of contributory negligence. 49. The claims of Plaintiff are barred by the doctrine of comparative negligence. 50. Defendant did not breach any contract or agreement or responsibility to Plaintiff. 51. Plaintiff is not entitled to recovery of attorney fees and costs associated with this action. 52. Plaintiff's claim is barred by the doctrine of mutuality of obligation. 53. Plaintiff's claim is barred by the doctrine of consideration. 54. Plaintiff's claim is barred because it caused Defendant to enter into the agreement between the parties under duress and undue influence. 55. Plaintiff has failed to properly mitigate its damages. 56. Plaintiff's claims are barred by the applicable statute of limitations. WHEREFORE, Defendant, Kay Home Products, Inc., demands judgment in its favor, together with any other relief to which it may be justly entitled. 5 COUNTERCLAIM 57. Defendant realleges each and every allegation contained in Paragraphs 1 through 56 of this Complaint and incorporates them herein by reference thereto. 58. Plaintiff failed to cooperate with Defendant as required by paragraph 4 of the Defense and Indemnity Agreement attached to Plaintiff's Complaint as Exhibit A. 59. Pursuant to paragraph 5 of the Defense and Indemnity Agreement, Kay is entitled to recover all of its attorney's fees and costs associated with this action. 60. WHEREFORE, Defendant, Kay Home Products, Inc., demands judgment in its favor, together with any other relief to which it may be justly entitled. Respectfully submitted, OLIVER, PRICE & RHODES Kau 944A;6k.„ Karoline Mehalchick Attorney I.D. No.: 87641 1212 South Abington Road P.O. Box 240 Clarks Summit, PA 18411 Phone: (570) 585-1200 Fax: (570) 585-5100 Email: km@oprlaw.com 6 VERIFICATION I, JOHN I MURRAY, MEMBER AND CHIEF EXECUTIVE OFFICER OF AmRUE INDUSTRIEs, LLC, D/B/A KAY Homl PRODUCTS, verify that the statements made in the foregoing ANSWER, NEw MATTER AND COUNTERCLAIM, To PLAIN "Is COMPLAINT are true and correct to the best of my knowledge, information and belief. I understand that false statements herein are made subject to the penalties of 18 Pa. C.S.A. Section 4904, relating to the unsworn falsification to authorities. Daze: /0 Aw*t .2010 Brian P. Downey (PA 59891) Frederick Alcaro (PA 91555) PEPPER HAMILTON LLP 100 Market Street, Suite 200 PO Box 1181 Harrisburg, PA 17108-1181 717.255.1155 717.238.0575 (fax) Attorneys for Plaintiff Rite Aid Hdqtrs. Corp. To Plaintiff: You are hereby notified to file a written response to the enclosed Preliminary Objections within twenty (20) days from service hereof or a judgment may be entered against you. RITE AID HDQTRS. CORP., Plaintiff, vs. KAY HOME PRODUCTS, INC. Defendant. IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNc§YI VAI' C- ? = NO. 10-692 r° r , r nr -.. r -urn o -+a CIVIL ACTION - LAW ?- ??1 T ='^ - o-n PLAINTIFF RITE AID HDQTRS. CORP.'S PRELIMINARY OBJECTION IN THE NATURE OF DEMURRER TO KAY HOME PRODUCTS, INC.'S COUNTERCLAIM Plaintiff Rite Aid Hdqtrs. Corp., by its undersigned attorneys, hereby assert the following preliminary objection in the nature of a demurrer to Defendant Kay Home Products, Inc.'s Counterclaim in this matter and in support thereof state as follows: BACKGROUND On January 29, 2010, Plaintiff filed its complaint against Defendant, asserting one count for Declaratory Judgment against Defendant as to Defendant's responsibilities under the Defense and Indemnity Agreement. 2. On February 25, 2010, Defendant attempted to file pro se its Answer to Complaint with New Matter and Counterclaim before this Court. On preliminary objections in the nature of a motion to strike brought by Rite Aid, on September 14, 2010, this Court struck Kay's first Answer to Complaint with New Matter and Counterclaim on the grounds that a corporation cannot represent itself pro se under clear Pennsylvania law. 4. On December 27, 2010, following the entry of appearance of counsel on behalf of Kay, Kay filed its renewed Answer to Complaint with New Matter and Counterclaim. See Answer to Complaint with New Matter and Counterclaim, attached hereto as Exhibit A. 5. This pleading includes a four-paragraph Counterclaim against Plaintiff. See id. at IT 57-60. 6. While Defendant has failed to label its Counterclaim, Defendant appears to attempt to plead a breach of contract claim against Rite Aid. 7. Defendant's Counterclaim simply alleges that Rite Aid "failed to cooperate with Defendant as required by paragraph 4 of the Defense and Indemnity Agreement" and therefore "[p]ursuant to paragraph 5 of the Defense and Indemnity Agreement, Defendant is entitled to recover all of its attorney's fees and costs associated with this action." See id. at TT 58-59. 8. Defendant neglects to allege any facts concerning. this allegations, including but not limited to how Rite Aid failed to "cooperate" with Defendant, or even explain the context of such paragraph. PRELIMINARY OBJECTION Objection In The Nature of Demurrer Based on Legal Insufficiency 9. Plaintiff incorporates paragraphs 1 through 8 above, by reference. 10. Pennsylvania Rule of Civil Procedure 1028(a)(4) permits a party to raise an objection in the nature of a demurrer where the pleading is legally insufficient. -2- 11. Defendant's Counterclaim solely alleges that Rite Aid "failed to cooperate with Defendant as required by paragraph 4 of the Defense and Indemnity Agreement" and therefore "[p]ursuant to paragraph 5 of the Defense and Indemnity Agreement, Defendant is entitled to recover all of its attorney's fees and costs associated with this action." See id. at IT 58-59. 12. Defendant has failed to set forth a claim upon which relief may be granted. 13. Pennsylvania law requires a plaintiff, in the context of a breach of contract action, to plead "the existence of the contract, including its essential terms, (2) a breach of a duty imposed by the contract and (3) resultant damages." Corestates Bank, N.A. v. Cutillo, 723 A.2d 1053, 1058 (Pa. Super. 1999). 14. "Further, because Pennsylvania is a fact-pleading jurisdiction, a pleading must not only apprise the opposing party of the asserted claim, `it must also formulate the issues by summarizing those facts essential to support the claim."' Id. at 1057 (quoting Sevin v. Kelshaw, 611 A.2d 1232, 1235 (Pa. Super. 1992)). Although not every aspect of the contract needs to be set forth in complete detail, "every element [of the claim] must be specifically pleaded." Id. at 1058. 15. A complaint must not only give notice of what the claim is, and the grounds upon which it rests, "but it must also formulate the issues by summarizing those facts essential to support the claim." Alpha Tau Omega Fraternity v. Univ. of Pa., 464 A.2d 1349, 1352 (Pa. Super. 1983) (emphasis added). 16. Defendant has failed to set forth any facts in support of its Counterclaim, including but not limited to how Rite Aid failed to "cooperate" with Defendant, or even explain the context of such allegation. -3- 17. Therefore, under Pennsylvania law, this claim must be dismissed. WHEREFORE, Plaintiff requests that this Court sustain Plaintiff s Preliminary Objections to Defendant's Counterclaim and dismiss Defendant's Counterclaim with prejudice. Date: January 7, 2011 Brian P. Downey (PA 59891) Frederick Alcaro (PA 91555) PEPPER HAMILTON LLP Suite 200, 100 Market Street P.O. Box 1181 Harrisburg, PA 17108-1181 Phone: (717) 255-1155 Fax: (717) 238-0575 Attorneys for Plaintiff Rite Aid HDQTRS. Corp. -4- EXHIBIT «A99 Oliver, Price & Rhodes Karoline Mehalebick, Esquire Attorney 1.1). No. 87(A 1 1212 South Abington Road P-0 Box 240 Clarks Summit, PA 18411 Ph: 070) 585-1200 Fax:(570)585-5100 Email: kt 'E1!<LPLIdl4S±1111 RITE AID HDQTRS. CORP., vs. Plaintiff KAY HOME PRODUCTS, INC., Defendant IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY Civil Action No. 10-692 Civil Term NOTICE To PLEAD TO: Rite Aid Hdqtrs. Corp. c/o Frederick Alvaro, Esq. Pepper Hamilton LLP 100 Market Street, Suite 200 Post Office Box 1181. Harrisburg, PA 17108-1181 You are hereby notified to file a written response to the enclosed ANSWER, New MATTER AND COUN'rERCLAIM within twenty (20) days from service hereof or a judgment may be entered against you. Respectfully submitted, Karoline Mehalchick, Esquire Attorney I.D. No.: 87641 Oliver, Price & Rhodes P.O. Box 240 Clarks Summit, PA 18411 Ph: (570) 585-1200 Fax: (570) 585-5100 Email:km@oprlaw.com Karoline Mehalchick, Esq. Attorney V D. No. 87641 Oliver, Price & Rhodes 1212 South Abington Road, Suite 200 P.O. Box 240 Clarks Summit, PA 18411 PH: 570-585-1200 FAX: 570-585-5100 F -MAIL; ltn't'D LLstn1 RITE AID HDQTRS. CORP., vs. KAY HOME PRODUCTS, INC., Denied. Kay Home Products is the trade name for an Ohio limited liability company with its principal place of business at 90 McMillen Road, Antioch, Illinois. IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY Civil Action No. 10-692 Civil Term ANSWER, NEW MATTER AND COUNTERCLAIM OF DEFENDANT, KAY HOME PRODUCTS, INC. AND NOW COME the Defendant, KAY HOME PRODUCTS, INC., by and through its counsel, OLIVER, PRICE AND RHODES, and hereby responds to the Complaint filed by the Plaintiff: PARTIES 1. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 2 3. 4. 5 Plaintiff Defendant JURISDICTION AND VENUE Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. RELEVANT FACTS ti. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 7. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 8. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to farm a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 9. Denied. The allegations of this paragraph constitute conclusions of law which are therefore deemed denied. By way of further answer. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 10. Denied. The allegations of this paragraph constitute conclusions of law which are therefore deemed denied. By way of further answer, Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. H. . Denied. The allegations of this paragraph constitute conclusions of law which are therefore deemed denied. By way of further answer, Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 12. Denied. To the extent that paragraph 12 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied, 13. Denied. To the extent that paragraph 13 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 14. Denied. To the extent that paragraph 14 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 15. Denied. To the extent that paragraph 15 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any 2 characterization of its contents by Plaintiff is denied. 16. Denied. To the extent that paragraph 16 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 17. Denied. To the extent that paragraph 17 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 18. Denied. To the extent that paragraph 18 intends to characterize the contents of the Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 19. Denied. To the extent that paragraph 19 intends to characterize the contents of the Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 20. Denied. To the extent that paragraph 20 intends to characterize the contents of the Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 21. Denied. To the extent that paragraph 21 intends to characterize the contents of the Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 22. Denied. To the extent that paragraph 22 intends to characterize the contents of the Rite Aid Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 23. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 24. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 25. Denied. To the extent that paragraph 25 intends to characterize the contents of the E-Mail, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 26. Denied. To the extent that paragraph 26 intends to characterize the contents of the Letter to Young, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 27. Denied. To the extent that paragraph 27 intends to characterize the contents of the E-Mail to Murray, such document is a written instrument which speaks for itself and 3 any characterization of its contents by Plaintiff is denied. 28. Denied. To the extent that paragraph 28 intends to characterize the contents of the January 6, 2010 letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 29. Denied. To the extent that paragraph 28 intends to characterize the contents of the January 20, 2010 e-mail, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 30. Denied. It is specifically denied that Kay has refused to respond to Rite Aid's requests for indemnification. 31. Denied. While Kay has not provided Rite Aid with any funds directly, it did resolve the California Air Resources Board investigation with regards to the Rite Aid claims. 32. Denied. It is specifically denied that Kay has any responsibility to provide indemnification to Rite Aid and that it has refused to acknowledge the Rite Aid's requests. By way of further answer, the allegations of paragraph 32 constitute conclusions of law and are therefore deemed denied. COUNTI 33. Defendant realleges each and every allegation contained in Paragraphs 1 through 21 of this Complaint and incorporates them herein by reference thereto. 34. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. 35. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. 36. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. WHEREFORE, Defendant, Kay Home Products, Inc., demands judgment in its favor, together with any other relief to which it may be justly entitled. NEw MATTER 37. Defendant realleges each and every allegation contained in Paragraphs l through 36 of this Complaint and incorporates them herein by reference thereto. 38. The Complaint fails to state a claim upon which relief can be granted. 39. This Court lacks jurisdiction over the subject matter of this claim. 4 40. Plaintiffs Complaint is barred by its own actions and/or omissions. 41. Plaintiff has not alleged any facts that would entitle it to any of the relief that it seeks in its Complaint, namely a declaratory judgment or any other relief. 42. Defendant is not liable to Plaintiff because the conduct of other persons or entities constitute an intervening and/or superseding cause of the alleged damages to Plaintiff. 43. If the Plaintiff sustained the damages alleged in its complaint, which damages are specifically denied, any act or omission on the part of Defendant, which act or omission is specifically denied, was not a substantial factor in causing said damages. 44. If the Plaintiff' sustained the damages alleged in their complaint, which damages are specifically denied, then such damages are caused in whole or in part, by the failure of Plaintiff to mitigate such damages. 45. At all times relevant hereto, Defendant acted lawfully and properly. 46. The alleged damages if any, to Plaintiff, are caused by its own negligence, carelessness, and/or intentional conduct. 47. At all times relevant hereto, Defendant acted in good faith, with a reasonable belief that its actions were legal and proper. 48. The claims of Plaintiff are barred by the doctrine of contributory negligence. 49. The claims of Plaintiff are barred by the doctrine of comparative negligence. 50. Defendant did not breach any contract or agreement or responsibility to Plaintiff. 51. Plaintiff is not entitled to recovery of attorney fees and costs associated with this action. 52. Plaintiff's claim is barred by the doctrine of mutuality of obligation. 53. Plaintiffs claim is barred by the doctrine of consideration. 54. Plaintiff's claim is barred because it caused Defendant to enter into the agreement between the parties under duress and undue influence. 55. Plaintiff has failed to properly mitigate its damages. 56. Plaintiff's claims are barred by the applicable statute of limitations. WHEREFORE, Defendant, Kay Home Products, Inc., demands judgment in its favor, together with any other relief to which it may be justly entitled. 5 COUNTERCLAIM 57. Defendant realleges each and every allegation contained in Paragraphs I through 56 of this Complaint and incorporates them herein by reference thereto. 58. Plaintiff failed to cooperate with Defendant as required by paragraph 4 of the Defense and Indemnity Agreement attached to Plaintiff's Complaint as Exhibit A. 59. Pursuant to paragraph 5 of the Defense and Indemnity Agreement, Kay is entitled to recover all of its attorney's fees and costs associated with this action. 60. WHEREFORE, Defendant, Kay Home Products, Inc., demands judgment in its favor, together with any other relief to which it may be justly entitled. Respectfully submitted, OLIVER, PRICE & RHODES Karoline Mehalchick Attorney I.D. No.: 87641 1212 South Abington Road P.O. Box 240 Clarks Summit, PA 18411 Phone: (570) 585-1200 Pax: (570) 585-5100 Email: km(,oprlaw.com 6 VERIFICAnom 1, .1011N .1. MURRAY, MEMBER AND CHIEF EXECUTIVE OFFICER OF AKERUE 1NDUSTRIEs, LLC, D/B/A KAY HOME PRODUCTS, verify that the statements made in the foregoing ANSwt:.R, NEW MATTER AND COUNTERCLAIM, TO PLAINTIFF'S COMPLAINT are true and correct to the best of my knowledge, information and belief. I understand that false statements herein are made subject to the penalties of 18 Pa. C.S.A. Section 4904, relating to the unsworn falsification to authorities, A Date: CIO ij' cFL.. 2010 r , ] ?fi J. Murray I CERTIFICATE O SERVICE 1, KAROLINE MEHALCHICK, ESQUIRE, of Oliver, Price & Rhodes, hereby certify that on the 24fh day of December, 2010, I served a true and correct copy of the foregoing ANSWER, CROSS CLAIM AND NEW MATTER OF DEFENDANT, KAY HOME PRODUCTS, INC., TO PLAINTIFFS' COMPLAINT by placing the same in the United States Mail, First Class Postage Prepaid, at Clarks Summit, Pennsylvania, addressed as follows: Frederick Alcaro, Esquire Pepper Hamilton LLP 100 Market Street, Suite 200 Post Office Box 1181 Harrisburg, PA 17108-1181 K&*4;u md4 Karoline Mehalchick, Esquire 8 CERTIFICATE OF SERVICE I hereby certify that on January 7, 2011, a copy of the foregoing document was served by United States mail, first class postage prepaid, addressed as follows: Karoline Mehalchick Oliver, Price & Rhodes 1212 South Abington Road P.O. Box 240 Clarks Summit, PA 18411 Frederick Alcaro F:IJ Oliver, Price & Rhodes Karoline Mehalchick, Esquire Attorney I.D. No. 87641 1212 South Abington Road P.O. Box 240 Clarks Summit, PA 18411 Ph: (570) 585-1200 Fax: (570) 585-5100 Email: km,_&onrla%v.com RITE AID HDQTRS. CORP., VS. Plaintiff KAY HOME PRODUCTS, INC., Defendant IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY Civil Action No. 10-692 Civil Term NOTICE TO PLEAD TO: Rite Aid Hdqtrs. Corp. c/o Frederick Alcaro, Esq. Pepper Hamilton LLP 100 Market Street, Suite 200 Post Office Box 1181 Harrisburg, PA 17108-1181 You are hereby notified to file a written response to the enclosed ANSWER, NEW MATTER AND COUNTERCLAIM within twenty (20) days from service hereof or a judgment may be entered against you. Respectfully submitted, Karoline Mehalchick, Esquire Attorney I.D. No.: 87641 Oliver, Price & Rhodes P.O. Box 240 Clarks Summit, PA 18411 Ph: (570) 585-1200 Fax: (570) 585-5100 Email:km@oprlaw.com Karoline Mehalchick, Esq. Attorney I.D. No. 87641 Oliver, Price & Rhodes 1212 South Abington Road, Suite 200 P.O. Box 240 Clarks Summit, PA 18411 PH: 570-585-1200 FAX: 570-585-5100 E-MAIL: km!a?oprlaw.com RITE AID HDQTRS. CORP., Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY VS. KAY HOME PRODUCTS, INC., Defendant Civil Action No. 10-692 Civil Term ANSWER, NEW MATTER AND COUNTERCLAIM OF DEFENDANT, KAY HOME PRODUCTS, INC. AND NOW COME the Defendant, KAY HOME PRODUCTS, INC., by and through its counsel, OLIVER, PRICE AND RHODES, and hereby responds to the Complaint filed by the Plaintiff: PARTIES 1. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 2. Denied. Kay Home Products is the trade name for an Ohio limited liability company with its principal place of business at 90 McMillen Road, Antioch, Illinois. JURISDICTION AND VENUE 3. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. 4. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. 5. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. 2 RELEVANT FACTS 6. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 7. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 8. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 9. Denied. The allegations of this paragraph constitute conclusions of law which are therefore deemed denied. By way of further answer, Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 10. Denied. The allegations of this paragraph constitute conclusions of law which are therefore deemed denied. By way of further answer, Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 11. Denied. The allegations of this paragraph constitute conclusions of law which are therefore deemed denied. By way of further answer, Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 12. Denied. To the extent that paragraph 12 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 13. Denied. To the extent that paragraph 13 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 14. Denied. To the extent that paragraph 14 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 15. Denied. To the extent that paragraph 15 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any 3 characterization of its contents by Plaintiff is denied. 16. Denied. To the extent that paragraph 16 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 17. Denied. To the extent that paragraph 17 intends to characterize the contents of the Agreement, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 18. Denied. To the extent that paragraph 18 intends to characterize the contents of the Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 19. Denied. To the extent that paragraph 19 intends to characterize the contents of the Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 20. Denied. To the extent that paragraph 20 intends to characterize the contents of the Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 21. Denied. To the extent that paragraph 21 intends to characterize the contents of the Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 22. Denied. To the extent that paragraph 22 intends to characterize the contents of the Rite Aid Letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 23. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 24. Denied. Defendant, after reasonable investigation, lacks the knowledge sufficient to form a belief as to the allegations contained in this paragraph and demand strict proof thereof at the time of trial; therefore, said allegations are denied. 25. Denied. To the extent that paragraph 25 intends to characterize the contents of the E-Mail, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 26. Denied. To the extent that paragraph 26 intends to characterize the contents of the Letter to Young, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 27. Denied. To the extent that paragraph 27 intends to characterize the contents of the E-Mail to Murray, such document is a written instrument which speaks for itself and 4 any characterization of its contents by Plaintiff is denied. 28. Denied. To the extent that paragraph 28 intends to characterize the contents of the January 6, 2010 letter, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 29. Denied. To the extent that paragraph 28 intends to characterize the contents of the January 20, 2010 e-mail, such document is a written instrument which speaks for itself and any characterization of its contents by Plaintiff is denied. 30. Denied. It is specifically denied that Kay has refused to respond to Rite Aid's requests for indemnification. 31. Denied. While Kay has not provided Rite Aid with any funds directly, it did resolve the California Air Resources Board investigation with regards to the Rite Aid claims. 32. Denied. It is specifically denied that Kay has any responsibility to provide indemnification to Rite Aid and that it has refused to acknowledge the Rite Aid's requests. By way of further answer, the allegations of paragraph 32 constitute conclusions of law and are therefore deemed denied. COUNTI 33. Defendant realleges each and every allegation contained in Paragraphs 1 through 21 of this Complaint and incorporates them herein by reference thereto. 34. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. 35. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. 36. Denied. The allegations of this paragraph constitute conclusions of law and are therefore deemed denied. WHEREFORE, Defendant, Kay Home Products, Inc., demands judgment in its favor, together with any other relief to which it may be justly entitled. NEW MATTER 37. Defendant realleges each and every allegation contained in Paragraphs 1 through 36 of this Complaint and incorporates them herein by reference thereto. 38. The Complaint fails to state a claim upon which relief can be granted. 39. This Court lacks jurisdiction over the subject matter of this claim. 5 40. Plaintiff's Complaint is barred by its own actions and/or omissions. 41. Plaintiff has not alleged any facts that would entitle it to any of the relief that it seeks in its Complaint, namely a declaratory judgment or any other relief. 42. Defendant is not liable to Plaintiff because the conduct of other persons or entities constitute an intervening and/or superseding cause of the alleged damages to Plaintiff. 43. If the Plaintiff sustained the damages alleged in its complaint, which damages are specifically denied, any act or omission on the part of Defendant, which act or omission is specifically denied, was not a substantial factor in causing said damages. 44. If the Plaintiff sustained the damages alleged in their complaint, which damages are specifically denied, then such damages are caused in whole or in part, by the failure of Plaintiff to mitigate such damages. 45. At all times relevant hereto, Defendant acted lawfully and properly. 46. The alleged damages if any, to Plaintiff, are caused by its own negligence, carelessness, and/or intentional conduct. 47. At all times relevant hereto, Defendant acted in good faith, with a reasonable belief that its actions were legal and proper. 48. The claims of Plaintiff are barred by the doctrine of contributory negligence. 49. The claims of Plaintiff are barred by the doctrine of comparative negligence. 50. Defendant did not breach any contract or agreement or responsibility to Plaintiff. 51. Plaintiff is not entitled to recovery of attorney fees and costs associated with this action. 52. Plaintiff's claim is barred by the doctrine of mutuality of obligation. 53. Plaintiff's claim is barred by the doctrine of consideration. 54. Plaintiff's claim is barred because it caused Defendant to enter into the agreement between the parties under duress and undue influence. 55. Plaintiff has failed to properly mitigate its damages. 56. Plaintiff's claims are barred by the applicable statute of limitations. WHEREFORE, Defendant, Kay Home Products, Inc., demands judgment in its favor, together with any other relief to which it may be justly entitled. 6 COUNTERCLAIM 57. Defendant realleges each and every allegation contained in Paragraphs 1 through 56 of this Complaint and incorporates them herein by reference thereto. 58. As set forth in Plaintiff's Complaint, the parties entered into a Defense and Indemnity Agreement (the "Agreement"), which was attached to Plaintiff's Complaint as Exhibit A, and in which Defendant was referred to as the "Seller". 59. Paragraph 4 of that Agreement states: Legal Actions. Rite Aid will give the Seller reasonable notice of any investigations, suits or actions instituted against Rite Aid. Rite Aid will cooperate with the Seller in connection with the defense or settlement of such action. Rite Aid shall select and retain counsel at Seller's expense to defend Rite Aid in any such action. 60. Rite Aid failed to cooperate with Defendant as required by paragraph 4 of the Defense and Indemnity Agreement attached to Plaintiff's Complaint as Exhibit A. in direct breach of the Agreement. 61. Specifically, Rite Aid repeatedly attempted to interfere and hamper settlement of the action before the California Air Resources Board ("CARB"). 62. Rather than cooperate with Defendant in resolving the CARB issues, Rite Aid communicated with Defendant only intermittently, and eventually threatened Defendant with litigation when Defendant did not agree with an affidavit Rite Aid wanted him to sign. 63. Even after Defendant reached a successful settlement with CARB, Rite Aid continued to attempt to interfere and hamper settlement and have refused to acknowledge the finality of the CARB settlement. 64. Rite Aid's failure to cooperate with Defendant's settlement of the action before the CARB was a breach of the Agreement between the parties. 65. Pursuant to paragraph 5 of the Defense and Indemnity Agreement, Defendant is entitled to recover all of its attorney's fees and costs associated with this action. 66. As a result of Rite Aid's breach Defendant has incurred expenses, damages, costs and attorney fees in connection with its prolonged defense of the action before the CARB. 7 WHEREFORE, Defendant, Kay Home Products, Inc., demands judgment in its favor in excess of Fifty Thousand Dollars ($50,000.00), together with any other relief to which it may be justly entitled. Respectfully submitted, OLIVER, PRICE & RHODES '" A" Karoline Mehalchick Attorney I.D. No.: 87641 1212 South Abington Road P.O. Box 240 Clarks Summit, PA 18411 Phone: (570) 585-1200 Fax: (570) 585-5100 Email: km@oprlaw.com 8 VERIFICATION I, JOHN J. MURRAY, MEMBER AND CHIEF EXECUTIVE OFFICER of AKERUE INDVsTRiEs, LLC, D/D/A KAY HOME NoDucn, verify that the statements made in the foregoing Amended ANSWER, NEW MATTER AND COUNTERCLAIM, TO PLAINTIFF'S COMPLAINT are true and correct to the best of my knowledge, information and belief. I understand that false statements herein are made subject to the penalties of 18 Pa. C.S.A. Section 4904, relating to the unsworn falsification to authorities. Date:January 26, 2011 CERTIFICATE OF SERVICE I, KAROLINE MEHALCHICK, ESQUIRE, of Oliver, Price & Rhodes, hereby certify that on the 27th day of January, 2011, I served a true and correct copy of the foregoing AMENDED ANSWER, CROSS CLAIM AND NEW MATTER OF DEFENDANT, KAY HOME PRODUCTS, INC., TO PLAINTIFFS' COMPLAINT by placing the same in the United States Mail, First Class Postage Prepaid, at Clarks Summit, Pennsylvania, addressed as follows: Frederick Alcaro, Esquire Pepper Hamilton LLP 100 Market Street, Suite 200 Post Office Box 1181 Harrisburg, PA 17108-1181 Karoline Mehalchick, Esquire 9 ORfA Brian P. Downey (PA 59891) Frederick Alcaro (PA 91555) PEPPER HAMILTON LLP 100 Market Street, Suite 200 PO Box 1181 Harrisburg, PA 17108-1181 717.255.1155 717.238.0575 (fax) ` i 3T1iC? 0T, i JAN! 311 x",13 9: Attorneys for Plaintiff Rite Aid Hdatrs. Corn, RITE AID HDQTRS. CORP., IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA Plaintiff, NO. 10-692 vs. KAY HOME PRODUCTS, INC. CIVIL ACTION - LAW Defendant. PRAECIPE TO REMOVE PLAINTIFF RITE AID HDOTRS CORP.'S PRELIMINARY OBJECTIONS FROM FEBRUARY 18, 2011 ARGUMENT COURT LIST TO THE PROTHONOTARY: Currently, Plaintiff Rite Aid Hdatrs. Corp.'s Preliminary Objections In The Nature Of Demurrer To Kay Home Products, Inc.'s Counterclaim, filed on January 10, 2011, has been scheduled for the February 18, 2011 argument court. On January 27, 2011, counsel for Defendant filed an amended Answer, New Matter and Counterclaim. Therefore, kindly remove this matter from the February 18, 2011 argument court list. Date: January 28, 2011 r Brian P. Do ey (PA 59891) Frederick Alcaro (PA 91555) PEPPER HAMILTON LLP Suite 200, 100 Market Street P.O. Box 1181 Harrisburg, PA 17108-1181 Phone: (717) 255-1155 Fax: (717) 238-0575 Attorneys for Plaintiffs Rite Aid Hdqtrs. Corp. and Rite Aid Corporation -2- CERTIFICATE OF SERVICE I hereby certify that on January 28, 2011, a copy of the foregoing document was served by United States mail, first class postage prepaid, addressed as follows: Karoline Mehalchick Oliver, Price & Rhodes 1212 South Abington Road P.O. Box 240 Clarks Summit, PA 18411 I Frederick Alcaro Brian P. Downey (PA 59891) Frederick Alcaro (PA 91555) PEPPER HAMILTON LLP 100 Market Street, Suite 200 PO Box 1181 Harrisburg, PA 17108-1181 717.255.1155 717.238.0575 (fax) Attorneys.for Plaintiff Rite Aid Hdqtrs. Corp. RITE AID HDQTRS. CORP., vs. h r ICE THE PROTHONOTARY t' 1 I FEB 15 AM 9: 4 7 't"'U BERLAND COUNTY PENNSYLVANIA IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA NO. 10-692 Plaintiff, KAY HOME PRODUCTS, INC. CIVIL ACTION - LAW Defendant. RITE AID HDQTRS. CORP.'S ANSWER TO KAY HOME PRODUCTS, INC.'S AMENDED NEW MATTER AND COUNTERCLAIM Plaintiff and Counterclaim Defendant Rite Aid Hdgtrs. Corp. ("Rite Aid"), by and through its undersigned counsel, files this Answer and New Matter to Defendant Kay Home Products, Inc.'s ("Kay") Amended New Matter and Counterclaim. KAY'S NEW MATTER 37. Rite Aid repeats and incorporates paragraphs 1 through 36, above, by reference. 38. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. -1- 39. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 40. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 41. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 42. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 43. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 44. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 45. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 46. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 47. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 48. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 49. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. -2- 50. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 51. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 52, Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 53. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 54. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 55. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. 56. Denied. By way of further answer, the allegations of this paragraph are conclusions of law to which no response is required and accordingly they are denied. COUNTERCLAIM 57. Rite Aid repeats and incorporates paragraphs 1 through 56, above, by reference. 58. The allegations in this paragraph refer to a writing that speaks for itself, and Rite Aid denies the allegations of this paragraph that are inconsistent therewith. 59. The allegations in this paragraph refer to a writing that speaks for itself, and Rite Aid denies the allegations of this paragraph that are inconsistent therewith. 60. Denied. 61. Denied. 62. Denied. -3- 63. Denied. By way of further answer, Defendant's settlement with CARB failed to take into account relevant time periods 64. Denied. By way of further answer, the allegations of this paragraph contain conclusions of law to which no response is required. 65. Denied. The allegations in this paragraph refer to a writing that speaks for itself, and Rite Aid denies the allegations of this paragraph that are inconsistent therewith. By way of further answer, the allegations of this paragraph contain conclusions of law to which no response is required. 66. Denied. By way of further answer, the allegations of this paragraph contain conclusions of law to which no response is required. WHEREFORE, Rite Aid demands judgment against Kay as follows: (i) Dismissal of the counterclaim with prejudice; (ii) An award of attorneys' fees and costs in their favor; and (iii) Such other relief as the Court deems just and proper. NEW MATTER OF RITE AID 1. The counterclaim fails to state a claim against Rite Aid, in whole or in part, upon which relief may be granted. 2. Kay's counterclaims are barred, in whole or in part, by the doctrines of laches, waiver and unclean hands. 3. Kay's counterclaims are barred because Rite Aid acted in good faith at all times during the events alleged in this litigation. -4- 4. Kay's counterclaims are barred, in whole or in part, because they are not well-grounded in fact and not warranted by existing law or a good faith argument for the extension, modification or reversal of existing law. 5. The injuries and damages claimed by Kay's, if any, were caused in whole or in part by the acts or omissions of persons or entities other than Rite Aid. 6. Rite Aid hereby gives notice that it intends to rely upon such other defenses as may become available or may appear during discovery in this case or otherwise, and hereby reserves the right to amend this Answer and New Matter to assert any and all such defenses. Date: February 14, 2011 Brian P. Downey (PA 59891) Frederick Alcaro (PA 91555) PEPPER HAMILTON LLP 100 Market Street, Suite 200 P.O. Box 1181 Harrisburg, PA 17108-1181 717.255.1155 800.420.0618 Fax downeyb@pepl)erlaw.com alcarofgpepperlaw. com Attorneys for Plaintiff Rite Aid Hdqtrs. Corp, -5- VERIFICATION James J. Comitale signs this Verification on behalf of Rite Aid Hdqtrs. Corp., and does hereby verify that the foregoing document was prepared with the assistance and advice of counsel, and in reliance upon counsel's advice; that the document, subject to inadvertent or undiscovered errors, is based upon and therefore limited by the records and information still in existence, presently recollected and thus far discovered in preparation of this document; and that subject to the limitations set forth herein, the statements contained in this document are true and correct to the best of his knowledge, information and belief. The language of the foregoing document is that of counsel. It is understood that the statements herein are made subject to the penalties of 18 Pa. C.S. § 4904 relating to unsworn falsification to authorities. ?C J ES J. ITALE Date: February 8, 2011 CERTIFICATE OF SERVICE I hereby certify that on February 14, 2011, a copy of the foregoing document was served by United States first class mail and email, addressed as follows: Karoline Mehalchick Oliver, Price & Rhodes 1212 South Abington Road P.O. Box 240 Clarks Summit, PA 18411 Frederick Alcaro