HomeMy WebLinkAbout89-0887
TRUST
COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
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NAME OF TRUST c~ t'? --
(TRUST UNDER WILL OF GERTR UDE ENGLISH , -~' ;~ ;.;,
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TRUST UNDER DEED OF - "-; ..~,?
DATED ) _ `' =Z:
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No.21-89-887 ~- -- ~,
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PETITION FOR ADJUDICATION /
STATEMENT OF PROPOSED DISTRIBUTION
PURSUANT TO Pa. O.C. Rule 6.9
This form may be used in all cases involving the Audit of Trust Accounts. If space is insufficient,
riders may be attached.
INCL UDE ATTACHMENTS AT THE BACK OF THIS FORM.
Name of Counsel: Thomas S. Beckley, Esquire
Supreme Court LD. No.: 77040
Name of Law Firm: Beckley & Madden
Address: 212 North Third Street, Harrisburg, Pennsylvania 17101
'telephone: (717) 233-7691
Fax: (717) 233-3740
Form OC-02 rev 10. /3.06
Page 1 of 10
0
;.
Name of Trust: GERTRUDE ENGLISH
l . Name(s) and address(es) of Petitioner(s):
Petitioner: Petitioner:
,ti,Q717e Manufacturers and Traders Trust Ccm~pany
aaaress 213 Market Street
Harrisburg, PA 1710]
2. Check if any of the following issues are involved in this case:
A. Appointment of Trustee ...
B. ... .
...........
Interpretation ~
............
' ' '
C. ......
Discharge of Trustee .....
. . .
................
..........
Transfer of Situs .....
~ ~ ~ ~ '
E. ...
...............
................
Appointment ofAd Litem ...
.
~ ~ ~ ~ •
F. ...
Minor, Unborn or Unascertained Beneficiary(ies)
G. .............
Principal Distribution ........ .........
H. ....... .
....................
Partial/Full Termination of Trust ....
.......
I. ... .
...................
Missing Beneficiary(ies)
....
~ ~ ' '
J. ...........
Cy Pres ........... .
....... .
K. Williamson Issue*
........ ' ' ' ' ' ' ' ~
L. ..............................
Other Issues ........... .........
~
List: • • • ... .
P/ease note:
A detailed explanation of issues checked should be set forth at item 13 below.
'~ See Wi/lianaon Estate, 368 Pa. 343, 82 A2d 49 (1951), if Trustee was also Executor of the settlor/decedent', estate and
received commissions in such capacity.
/z~rnz OC-02 rev ](1.13.06
Page 2 of 10
Name of Trust: GERTRUDE ENGLISH
3. Testamentary Trust:
Decedent's date of death: December 3, 1989
Date of Decedent's Will: September 25, 1978
Date(s) of Codicil(s): None
Date of probate: None
OY
I/lter IIIVOS TrUSt:
Date of Trust:
---
Date(s) of Amendment(s):
4. A. If any other Court has taken jurisdiction of any matter relating to this Trust, explain:
Not applicable.
B. Identify all prior accountings and provide dates of adjudication.
None.
5. A. State how each Trustee was appointed:
Decedent named Trustee in her Will dated September 25, 1978.
B. if a Petitioner is not a Trustee, explain:
Not applicable.
Gi>rm OC-OZ rer ]0.13.06
Page 3 of 10
Name of Trust: GERTRUDE ENGLISH
State how and when the present fund was awarded to Trustee(s):
Trustee first received funds on December 18, 1989, pursuant to the Gertrude English
Trust Under Agreement dated September 25, 1978.
Period covered by accounting: December 18, 1989 to March 11, 2010
Current fair market value of the Trust principal is $ 438,379.80
14~ _ of Account.) _. (See page
9. State concisely the dispositive provisions of the Trust:
All the rest, residue and remainder of my estate, real and personal and wheresoever
situate, I give to the Dauphin Deposit Bank and Trust Company, Harrisburg,
Pennsylvania, to be held, administered and distributed as follows:
~a)
(b) My Trustee shall hold the balance of the said trust and invest and reinvest and use
the income therefore for the upkeep and preservation of the Incarnation United Church
of Christ of Newport, Pennsylvania, the fund arising from this bequest to be known as
the "English Memorial Fund."
(See Attached)
10. Explain the reason for filing this Account (if filed because of the death of a party, state
name of person, relationship to Trust and date of death):
Trustee files this First and Partial Account merely to update Trust.
Frn-m OC-02 rev ]0.13.06
Page 4 of l 0
Name of Trust: GERTRUDE ENGLISH
1 1. State why a Petition for Guardian/Trustee AdLitem has or has not been filed for this
Audit (see Pa. O.C. Rule 12.4):
Not applicable.
12. A. State the amount of Pennsylvania Transfer Inheritance Tax and Pennsylvania Estate
Tax paid (including postponed tax on remainder interests), the dates of payment and
the interests upon which such amounts were paid:
gate
Payment
Interest
No tax was due
B. If any such taxes remain unpaid or are in dispute, explain:
Not applicable.
13. Describe any questions requiring Adjudication and state the position of Petitioner(s) and
give details of any issues identified in item 2:
None.
Form OC-02 rev /0.13.06
Page 5 of 10
Name of Trust: GERTRUDE ENGLISH
14. Written notice of the Audit as required by Pa. O.C. Rules 6.3, 6.7 and 6.8 has been or will
be given to all parties in interest listed in item I S below. In addition, notice of any
questions requiring Adjudication as discussed in item 13 above has been or will be given
to all persons affected thereby.
A. IfNotice has been given, attach a copy ofthe Notice as well as a list of the names
and addresses of the parties receiving such notice.
B. IfNotice is yet to be given, a copy of the Notice as well as a list of the names and
addresses of the parties receiving such Notice shall be submitted at the Audit
together with a statement executed by Petitioner(s) or counsel certifying that such
Notice has been given.
C. [f any such party in interest is not sui juris (e.g.
Notice of the Audit has been or will be given to the appropr atep epresentah've on
such party's behalf as required by Pa. O.C. Rule 5.2.
D. If any charitable interest is involved, Notice of the Audit has been o,r will also be
given to the Attorney General as required under Pa. O.C. Rule 5.5. (n addition,
the Attorney General's clearance certificate (or proof of service of Notice and a
copy of such Notice) must be submitted herewith or at the Audit.
15. List all parties of whom Petitioner(s) has/have notice or knowledge, having or claiming
any interest in the Trust, whether such interest is vested or contingent, charitable or
non-charitable. This list shall:
A. State each party's relationship to the Settlor/Decedent and the nature of each
party's interest(s);
Name and Address of Each Party in Interest
and Comments,
hiterest
Incarnation United Church of
Christ
P.O. Box 68
Newport, PA 17074
F~>rm OC-02 rev 10.13.06
Beneficiary of Trust
Income interest
Page 6 of 10
Name of Trust: GERTRUDE ENGLISH
B. Identify each party who is not sui juNis (e.g., minors or incapacitated persons).
For each such party, give date of birth, the name of each Guardian and how each
Guardian was appointed. If no Guardian has been appointed, identify the next of
kin of such party, giving the name, address and relationship of each; and
None.
C. If distribution is to be made to the personal representative of a deceased party,
state date of death, date and place of grant of Letters and type of Letters granted.
Not applicable.
16. If Petitioner(s) has/have knowledge that a Trust share has been assigned or attached,
provide a copy of the assignment or attachment, together with any relevant supporting
documentation.
17. If a trustee's principal commission is claimed:
A. If based on a written agreement, attach a copy thereof.
Form OC-01 rev l0. /3.06
Page 7 of l 0
Name of Trust: GERTRUDE ENGLISH
B. If a principal commission is claimed, state amount.
C. If a principal commission is claimed, state the amounts and dates of any principal
commissions previously paid in prior accounting periods.
Amount
Date Paid
18. If a reserve is requested, state amount and purpose.
Pm pose
Not applicable.
If a reserve is requested for counsel fees, has notice of the
amount of fees to be paid from the reserve been given to the
parties in interest? ............. .
.......................... ^ Yes ^No
If so, attach a copy of the notice.
19. Is the Court being asked to direct
the filing of a Schedule of Distribution?
.......................... ^ Yes /I~NO
Farm OC-02 rev 10.13.06
Page 8 of ] 0
Name of Trust: GERTRUDE ENGLISH
Wherefore, your Petitioner(s) ask(s) that distribution be awarded to the parties entitled
and suggest(s) that the distributive shares of income and principal (residuary shares being stated
in proportions, not amounts) are as follows:
A. Income:
Proposed Distrtbutee(s)
Amozmt/Proportion
Manufacturers and Traders Trust Company 100%
B. Principal:
Proposed Drstributee(s)
Amoamt/Proportion
Manufacturers and Traders Trust Company
$438,379.80
Submitted By:
(All petitioners must sign.
Add additional lines if necessary):
Manufacturers and Traders Trust Company
Name 9 etitio
~. ~ ~.
L~"~~ `~~
r ~' ~' y
~' d ~ ~ / /
am of Petitioner:
ASST, VI::E P.-',ESIDENT
P~~~rm OC-02 rev J0. ]3.06
Page 9 of 10
Name of Trust: GERTRUDE ENGLISH
Verification of Petitioner
(Verification must be by at least one petitioner.)
The undersigned hereby verifies * [that heishe she _ is r~rre Asst. Vice President
of the above-named name ofcorporor;on Manufacturers and Traders Trust Co.
and] that the facts set
forth in the foregoing Petition for Adjudication /Statement of Proposed Distribution which are
within the personal knowledge of the Petitioner are true, and as to facts based on the information
of others, the Petitioner, after diligent inquiry, believes them to be true; and that any false
statements herein are made subject to the penalties of 18 Pa. C.S. § 4904 (relating to unsworn
falsification to authorities).
/ ~' ~ r` ~ ~~ ~ ~
~ .~ ~.
i ture of Petitioner
*,
Corporate petitioners must complete bracketed information. 1` L`~ ~~ ~ ~ t'
Cri iC(:rY
Certification of Counsel
The undersigned counsel hereby certifies that the foregoing Petition for Adjudication /
Statement of Proposed Distribution is a true and accurate reproduction of the form Petition
authorized by the Supreme Court, and that no changes to the form have been made beyond the
responses herein.
'°',r/
Signature of Counsel for Petitioner
Form OC-02 rein 10. /3.06
Page 10 of 10
BECKLEY~ MADDEN
ATTORNEYS AT LAw
LRR ~NBERRY COURT
212 NORTH TgIRD STREET
POST OFFICE BOg 11995
PHONE; (717) 233-7881 HARRISBURG, PENr7SYLVAN
Fes: (7171233- ~ 1 710 8-1 9 9$
3740
E-rrn1L° beckley(c~panet
FjT F xo.
Apri129, 2010 34421
Incarnation United Church of Christ
P.O. Box 68 VIA FIRST CLASS MAIL
Newport, PA 17074
RE: Trust Under Will of Gertrude English, deceased
Dear Sir/Madam:
This letter will advise you, as required by law, that the First and Partial Ac
Manufacturers and Traders Trust Com an
for Audit with the Orphans' Court Divisionr of the Court ofeComrnnced Trust, has been filed
County, Pennsylvania. The Account, which includes a Schedule of Pro osed
be presented for audit, confirmation, and distribution ° on Pleas of Cumberland
Office of the Court Administrator, Cumberland Count Co p D'stribution, will
n Tuesday, June 22, at 9:00 a.m.
Carlisle, Pennsylvania. Copies of the Account and Petition are enclosedOfor Courthouse Squaree
your ,nformation.
If you have no objections to the Account or the matters set forth within the
Petition, no action is required. However, if you have any objections to the tran
the Account, or omitted from the Account, or to any matters set fo Account or
file with the Clerk of the Orphans' Court Division, prior to 9:0 sactions shown in
rth in the Petition, you must
writing, objections thereto in conformity with the Cumberland County Or ha s2~-,' 2010, and in
Rules. In the absence of timely objections, the Court will assume that ou hav
the Account and your right to object will be waived. If ou ha p ~°urt Division
hesitate to contact our office. Y e n° objections to
Y ve any questions, please do not
Very truly yours,
BEC.KLEY & MADDEN
-., _ , < ,_
.~..~=r-~:. -
....
Enclosure Thomas S. Beckley ~ ~:
Cc: Manufacturers and Traders Tnist Company
BECKLEY~ MADDEN
ATTO~vEYS AT LAw
CRANBERRY COURT
212 1~70RTH THIRD STREET
P09T OFh'1CEi BO% 11999
PHONE: (7171 23 3-78 9 1 HARRISBURG, PENNSyI,VAIVIA 171Qg-1y98
FAX: 17171 233-3740
E-MAIL: r1CCICIC~fl.I1Cf
P'77..E NO,
Apri129, 2010 -14421
Pennsylvania Office of Attorney General
Charitable Trusts and Organizations Section
14t~' Floor, Strawberry Square
Harrisburg, PA ].7120
~: Trust Under Will of Gertrude English, deceased
Dear Sir/Madam:
This letter will advise you, as required by law, that the First and Partial Accountin
Manufacturers and Traders Trust Company, Trustee of the above-referenced Trust has b
for Audit with the Orphans' Court Division of the Court of Common ~ g oI
een f led
County, Pennsylvania. The Account, which includes a Schedule of Proposed ll~str ~Umberland
be presented for audit, confirmation, and distribution on Tuesday, June 22, at 9:00 a on, will
t)ffice of the Court Administrator, Cumberland County Courthouse, One Courthouse ' at the
Carlisle, Pemisylvania. Copies of the Account and Petition are enclosed for your informa Square,
tron.
If you have no objections to the Account or the matters set forth within the Account ,
Petition, no action is required. However, if you have any objections to the transactions s
hown in
the Account, or omitted from the Account, or to any matters set forth in the Petit' c r
ron, you must
file with the Clerk of the Orphans' Court Division, prior to 9:00 a.m., on June 22 201
writing, objections thereto in conformity with the Cumberland County Orphans' Court Dialed in
Rules. In the absence of timely objections, the Court will assume that you have no ob~ec •vrsion
the Account and your right to object will be waived. If you have an J trons to
hesitate to contact our office. y questions, please do not
Very truly yours,
BECKLEY & MADDEN
~. a.,„.____
~,,~_
. _.
,-
___..,.
Tnclosure Thomas S. Beckley
Cc: Manufacturers and Traders 'T'rust Company
;jT ~~~~~ ~'*,. I, GER1'RUDE ENGLISH, of the Borough of .
Count Newport, Perry
y, Pennsylvania, do hereby make my last
revoking all testaments X11 and testament,
. ry dispositions heretofore made by me.
1• I direct that
. m3- funeral expenses and all my just
debts be paid as soon as may be convenient after
my decease.
2• I direct that a copper or metallic
.chased far m casket be pur_
y burial, that my body be interred in a concrete
vault in the family burial lot in the Newport Cemeter
a headstone be placed at m Y, and that
Y grave, the same or similar to those
now on the said Iot, the said headstone to bear .
"Gertrude English, 189Sn this inscription;
and-year of death.
3• I give my piano to the
Kindergarten Department of
the Incarnati:.r United Church of
Christ cif the Borosyh of Newport,
Perry County, Pennsylvania.
4• All the rest
, residue and remainder of my estate,
real and personal and wheresoever situate, I give to the
Deposit Bank and Trust Com Dauphin
Pant, Harrisburg, Pennsylvania
held, administered and distributed as follows; ' to be
(a) I direct that my ,said
from the said fund the sum Trustee shall segregate
of Five Hundred ($Spp.OO~ Dollars and
invest and reinvest and to use the income therefrom t
on our family burial lot No. 14Op ° Place flowers
in the Newport Cemetery on
Memorial Day of each
year. If any income from this fund is not
needed for the said purpose, the said income shall be aid
Incarnation United Church of Christ of Ne P to the
"tPort, Pennsylvania.
(b) My Trustee shall hold the balance of the said
trust and invest and reinvest and use the income therefro
m for the
::.`
-:.rrt:,fi..
upkeep and preservation of the Incarnati
on United Church of
of Newport, pennsylvania gist
the fund arising Pram this bequest to
be known as the "English Memorial Fund"~
~c~ j''1y Trustee shall be entitled for the a
tion and distribution of dministra-
the funds in the said trusts
their normal and customs . to receive
ry fees, including interim commissions
payable from principal, and the said Trustee is
expend a reasonable s authorized to
urn from the income and principal of the said
funds for the purpose of
Paying necessary attorneys fees.
~d~ '~Y gift made herein to .
the Incarnation United ' fOr or on behalf of
Church of Christ of Ne
shall be given to the church wPort, Pennsylvania,
now bearing that name, whether or
not at the time any payment becomes due the name t
changed, and whether or not the said church ha hereof has been
s merged with or be-
come part of any other religious org~ization or grow .
P
5• In addition to the authorities and
my Trustee b Powers given to
Y law, I authorize m
real and personal, which I-ma Y Trustee to retain any property,
Y own at the time of my decease, or
to sell the same and to invest and reinvest the fund
trusts created b s in the
Y this will in any stocks, bonds or other invest-
ments without being confined to what are known as le al '
ments. 9 invest-
6• I nominate
constitute and a
Bank and Trust Com an PPoint Dauphin Deposit
P Y, Harrisburg, Pennsylvania, to be the
Executor of this my last will and testament.
IN WITNESS WHEREpF~ I have hereunto set my hand and
..; --
Y +.' ~: i
.. ~ ~ ~~:..~9..c sir..: n'..r!~.SvS'=.~_ ~,~~~
seal to this my Iast will and testament this `
_September, 1978.
Signed, sealed, published and
declared by the above-named
Gertrude English, as and for
her last will and testament in
the presence of us~who, at her
request and in her presence
and in the presence of each
other, have hereunto subscrib-
ed our names as witnesses this
S'~'day of September, 1978.
~~ ~y of
' SEAL)
WILLIAM J. MADDEN, JR.,
240 North Third Street WIRE
Harrisburg, Pennsylvania
zr~ 7 ~~
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PF.
ORPHANS' COURT DIVISION
NO. 21-89-887
TRUST UNDER WILL DATED 9/25/78 REFORMED BY
COURT ORDER DATED 10/2/02 WITH GERTRUDE ENGLISH rn-`"~
.__ ~,
.~ _~
- ..~ c;.a
.~
FIRST AND PARTIAL ACCOUNT = ~? '"~
Manufacturers and Traders Trust Company, Successor to .~:; p
Allfirst Trust Company of PA, N.A., Successor to '"
Dauphin Deposit Bank and Trust Company, Trustee ~--- ~, ~?
_. o~ ..
__ _ ,
- ~~ ~-ri
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date of Death: December 3, 1989
Jate of First Receipt of Funds:
December 18, 1989
~ccour_ting for the period: December 18, 1989 to
March 11, 2010
i'urpose of Account: The Trustee offers this Account to acquaint in.erested
parties with the transactions that have occurred during the Adminis~ration.
~t is important that the Account be carefully examined. Requests fir
additional information, questions or objections can be discussed wi.h:
Ruth Ann McMillen, Asst. Vice President:
Manufacturers and Traders Trust Company
Successor to Allfirst Trust Company of PA, IJA
Successor to Dauphin Deposit Bank and Trust Company
213 Market Street
Harrisburg, PA 17101
(717) 255-2109
or
Thomas S. Beckley, Esquire
Beckley & Madden
212 North Third Street
Harrisburg, PA 17101
(717) 233-7691
- 1 -
SiJNlNIARY OF ACCOUNT
PRINCIPAL
PAGES
Receipts
Net Gain on Sales or Disposition
Less Disbursements:
Fiduciary Fees
Legal Fees
Federal State & Local Taxes
General Disbursements
Administration - Misc. Exp.
Balance before Distributions
Principal Balance on Hand
Fcr Informatior_:
Investments Made
Changes in Holdings
INCOME
Receipts
Less Disbursements
Balance before Distributions
Distributions to Beneficiaries
Income Balance on Hand
~OMBINED BALANCE ON HAND
Proposed Principal Distributions 139-140
Verification 141
3-4
5-25
S 356,528.23
_ 187,210.83
$ 543,739.06
26- 32 $ 30,004.80
33 1,574.31
33- 35 2,836.18
35- 40 120,931.74
40- 42 10,133.74 -165,480.77
" _ 378,258.29
43- 44 $ 378,258.29
45-52
53-81
82-115 $ 467,914.35
116-127 -48,590.49
$ 419,323.86
128-138 -419,323.86
$ .00
$ 378,258.29
- 2 -
PRINCIPAL RECEIPTS
Received from Gertrude English Trust
under Agreement
Mutual Funds
4,001 Shs. Common Stock Collective
Investment Fund ~ 75,403.65
17,723 Shs. Fixed Income Collective
Investment Fund 176,C31.93
8,377 Shs. Municipal Bond Fund 9C,609.82
342,045.40
Income Cash Balance as per Date of Death 2,163.19
Interest earned before Date of Death 2.34
Principal Cash Balance as per Date of
Death 4,145.20
348,356.13
SUBSEQUENT RECEIPTS
CASH
12!19/89 Received from Belvedere Medical
Corporation - Refund of Overpayment on
Account
12/27/89 Received from Haar's Incorporated -
Proceeds from Sale of Personal Effects
01/08/90 Transfer from Income - Accrued Interest
on Fixed Income Fund
01/08/90 Transfer from Income - Accrued Interest
on Common Stock Fund
01/08/90 Transfer from Income - Accrued Interest
on Municipal Bond Fund
FORWARD
$ 35.00
76.50
1,122.06
287.58
505.72
$ 2,026.86 $ 348,356.13
- 3 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 2,026.86 348,356.13
SUBSEQUENT RECEIPTS (cont'd)
CASH (cont'd)
01!23/90 Received from Capital Blue Cross -
Refund of Medi cal Subscription due to
Death 62,72
02/14/90 Received from Belvedere Medical
Corporation - Patient Refund 25.00
03!09/90 Received from Belvedere Medical
Corporation - Refund on Account 25.00
04!02/90 Received from Thronwald Home - Proceeds
from Closed Resident Fund Account 79.08
04;30/90 Received from Thornwald Home - Cash
found in Room 61.75
08/02/90 Received from Irwin Brandt - Proceeds
from Sale of Jewelry 127.OC
12/02/04 Transfer from Income 3,77
03/07/06 Transfer from Income 179.35
12/07/06 Transfer from Income 4,004.74
12/18/06 Transfer from Income 558.93
12!20/06 Transfer from Income 142.51
01/08/07 Transfer from Income 292.45
02/06/07 Transfer from Income 295.13
03/07/07 Transfer-from Income 287.81 8,172.10
TOTAL PRINCIPAL RECEIPTS
356,528.23
- 4 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS
GAIN LOSS
02/02/90 4,001. Shs. Common Stock Collective
Investment Fund
Net Proceeds 70,817.13
Acquisition Value 75,403.65 4,586.52
C2/02/90 8,377 Shs. Municipal Bond Fund
Net Proceeds 90,353.08
Acquisition Value 90,609.82 256.74
04/02/92 10 Shs. Fixed Income Collective
Investment Fund
Net Proceeds 103.09
Acquisition Value 98.71 $ 4.38
06/03/92 10 Shs. Fixed Income Collective
Investment Fund
Net Proceeds 104.74
Acquisition Value 98.71 6.03
09/03/92 10 Shs. Fixed Income Collective
Investment Fund
Net Proceeds 108.55
Acquisition Value 98.71 9.84
10/02/92 10 Shs. Fixed Income Collective
Investment Fund
Net Proceeds 109.80
Acquisition Value 98.71 11.09
11/03/92 2,332 Shs. Fixed Income Collective
Investment Fund
Net Proceeds 25,009.34
Acquisition Value 23,019.92 1,989.42
12!02/92 427 Shs. Dauphin Deposit Equity Fund for
Tax Exempt Organizations
Net Proceeds 10,011.43
Acquisition Value 8,287.62 1,723.81
01/05/93 255 Shs. Dauphin Deposit Equity Fund for
Tax Exempt Organizations
Net Proceeds 6,011.53
Acquisition Value 4,949.28 1,062.25
FORWARD $ 4,806.82 ~ 4,843.26
- 5 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
FORWARD
01/05/93 281 Shs. Fixed Income Collective
Investment Fund
Net Proceeds 3,000.75
Acquisition Value 2,773.84
11/05/93 Long Term Capital Gain Distribution on
Glenmede Fd Inc. Instl Intl Portfolio
Net Proceeds 239.12
Acquisition Value .00
11/04/94 Long Term Capital Gain Distribution on
Glenmede Fd Inc. Instl Intl Portfolio
Net Proceeds 1,773.51
Acquisition Value .00
11/08/95 Long Term Capital Gain Distribution on
Glenmede Fd Inc. Instl Intl Portfolio
Net Proceeds 338.76
Acquisition Value .00
04/01/96 21,2.56 Shs. Fixed Income Collective
Investment Fund
Net Proceeds 220,605.74
Acquisition Value 209,824.77
11/06/96 Long Term Capital Gain Distribution on
Glenmede Fd Inc. Instl Intl Portfolio
Net Proceeds 338.76
Acquisition Value .00
12/09/96 Short Term Capital Gain Distribution on
Marketvest Funds Inc. Equity Fund #590
Net Proceeds 733.66
Acquisition Value .00
12/09/96 Long Term Capital Gain Distribution on
Marketvest Funds Inc. Equity Fund #590
Net Proceeds 3,155.12
Acquisition Value .00
FORWARD
GAIN LOSS
$ 4,806.82 $ 4,843.26
226.91
239.12
1,773.51
338.76
10,780.97
338.76
733.66
3,155.12
$ 22,393.63 $ 4,843.26
- 6 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN _ LOSS
FORWARD $ 22,393.63 4,843.26
06/17/97 Short Term Capital Gain Distribution on
Marketvest Funds Inc. Equity Fund #590
Net Proceeds 3,151.11
Acquisition Value .00 3,151.11
06/17/97 Long Term Capital Gain Distribution on
Marketvest Funds Inc. Equity Fund #590
Net Proceeds 2,255.09
Acquisition Value .00 2,255.09
12/10/97 Long Term Capital Gain Distribution on
Marketvest Funds Inc. Equity Fund #590
Net Proceeds 17,567.64
Acquisition Value .00 17,567.64
12!10/97 Short Term Capital Gain Distribution on
Marketvest Funds Inc. Equity Fund #590
Net Proceeds 4,247.58
Acquisition Value .00 4,247.58
12/22/97 Long Term Capital Gain Distribution on
Glenmede Fd Inc. Instl Intl Portfolio
Net Proceeds 1,215.55
Acquisition Value .00 1,215.55
02%26/98 1,992.708 Shs. Glenmede Fd Inc. Instl
Intl Portfolio
Net Proceeds 31,165.95
Acquisition Value 19,000.00 12,165.95
03/26/98 Long Term Capital Gain Distribution on
Marketvest Funds Inc. Equity Fund #590
Net Proceeds 581.31
Acquisition Value .OC 581.31
09/28/98 1,041.667 Shs. ARK Fds International
Equity Selection Instl
Net Proceeds 10,000.00
Acquisition Value 11,084.10 1,084.10
FORWARD $ 63,577.86 ,- 5,927.36
- 7 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN _ LOSS
FORWARD $ 63,577.86 $ 5,927.36
11/16/98 Long Term Capital Gain Distribution on
ARK Fds International Equity Selection
Instl
Net Proceeds 115.24
Acquisition Value .00 115.24
11/16/98 Long Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 11,696.39
Acquisition Value .00 11,696.39
12/09/98 Long Term Capital Gain Distribution on
ARK Fds International Equity Selection
Instl
Net Proceeds 263.31
Acquisition Value .00 263.31
12/09/98 Short Term Capital Gain Distribution on
ARK Fds International Equity Selection
Instl
Net Proceeds 49.18
Acquisition Value .00 49.18
12/09/98 Long Term Capital Gain Distribution on
ARK Fds Blue Chip Equity Portfolio Cl B
Net Proceeds 159.30
Acquisition Value .00 159.30
12/09/98 Short Term Capital Gain Distribution on
ARK Fds Blue Chip Equity Portfolio C1 B
Net Proceeds 96.29
Acquisition Value .00 96.29
12/09/98 Long Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 2,806.48
Acquisition Value .00 2,806.48
04/06/99 101.833 Shs. ARK Fds US Government Bond
Portfolio
Net Proceeds 1,000.00
Acquisition Value 1,016.53 16.53
FORWARD $ 78,764.05 5,943.89
- 8 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN _ LOSS
FORWARD $ 78,764.05 ~ 5,943.89
05/06/99 10,224.949 Shs. ARK Fds US Government
Bond Portfolio
Net Proceeds 100,000.00
Acquisition Value 102,068.51 2,068.5"~
05/06/99 3,886.01 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 60,000.00
Acquisition Value 23,228.75 36,771.25
09/14/99 65.402 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 1,000.00
Acquisition Value 390.94 609.06
09/16/99 132.979 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 2,000.00
Acquisition Value 794.89 1,205.11
11/16/99 131.666 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 2,000.00
Acquisition Value 787.04 1,212.96
12/10/99 Long Term Capital Gain Distribution on
ARK Fds International .Equity Selection
Instl
Net Proceeds 1,219.71
Acquisition Value .00 1,219.71
12/10/99 Short Term Capital Gain Distribution on
ARK Fds International Equity Selection
Instl
Net Proceeds 201.63
Acquisition Value .00 201.63
12/10/99 Long Term Capital Gain Distribution on
ARK Fds Blue Chip Equity Portfolio
Net Proceeds 654.84
Acquisition Value .00 654.84
FORWARD $ 120,638.61 8,012.40
- 9 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 120,638.61 ~ 8,012.4C
12/10/99 Long Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 42,436.93
Acquisition Value .00 42,436.93
12/13/99 8,076.923 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 105,000.00
Acquisition Value 48,280.06 56,719.94
12/13/99 Lcng Term Capital Gain Distribution on
ARK Fds Capital Growth Portfolio
Net Proceeds 1,065.29
Acquisition Value .00 1,065.29
12/13/99 Short Term Capital Gain Distribution on
ARK Fds Capital Growth Portfolio
Net Proceeds 724.04
Acquisition Value .00 724.04
12/13/99 511.322 Shs. ARK Fds International
Equity Selection Instl
Net Proceeds 7,000.00
Acquisition Value 5,498.47 1,501.53
06/19/00 11,916.584 Shs. ARK Fds Income Portfolio
Net Proceeds 114,160.87
Acquisition Value 120,000.00 5,839.13
08/10/00 Long Term Capital Gain Distribution on
ARK Fds International Equity Selection
Instl
Net Proceeds 3,887.02
Acquisition Value .00 3,887.C2
08!10/00 Short Term Capital Gain Distribution on
ARK Fds International Equity Selection
Instl
Net Proceeds 92.45
Acquisition Value .00 92.45
FORWARD $
227,065.81 13,851.53
- 10 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 227,065.81 13,851.53
09/19/GO 261.233 Shs. ARK Fds Intermediate Fixed
income Portfolio
Net Proceeds 2,500.00
Acquisition Value 2,479.10 20.90
09/19/GO 265.675 Shs. ARK Fds US Government Bond
Portfolio
Net Proceeds 2,500.00
Acquisition Value 2,652.05 152.05
09/19/00 42.717 Shs. ARK Fds Blue Chip Equity
Portfolio
Net Proceeds 1,000.00
Acquisition Value 894.67 105.33
09/19/00 202.703 Shs. ARK Fds Equity Index
Institutional Portfolio
Net Proceeds 3,000.00
Acquisition Value 2,935.14 64.86
09/19/00 71.327 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 1,000.00
Acquisition Value 426.36 573.64
12/08/00 Long Term Capital Gain Distribution on
ARK Fds Capital Growth Portfolio
Net Proceeds 3,559.72
Acquisition Value .00 3,559.72
12/08/00 Short Term Capital Gain Distribution on
ARK Fds Capital Growth Portfolio
Net Proceeds 923.59
Acquisition Value .00 923.59
12/08/00 Long Term Capital Gain Distribution on
ARK Fds International Equity Selection
Instl
Net Proceeds 1,057.08
Acquisition Value .00 1,057.08
FORWARD $ 233,370.93 s 14,003.58
- 11 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
FORWARD
12/08/00 Short Term Capital Gain Distribution on
ARK Fds International Equity Selection
Instl
Net Proceeds 235.62
Acquisition Value .00
12/08/00 Long Term Capital Gain Distribution on
ARK Fds Equity Index Institutional
Portfolio
Net Proceeds 2,940.86
Acquisition Value .00
12/08/00 Short Term Capital Gain Distribution on
ARK Fds Equity Index Institutional
Portfolio
Net Proceeds 122.33
Acquisition Value .00
12/08/00 Long Term Capital Gain Distribution on
ARK Fds Blue Chip Equity Portfolio
Net Proceeds 2,663.66
Acquisition Value .00
12/08/00 Short Term Capital Gain Distribution on
ARK Fds Blue Chip Equity Portfolio
Net Proceeds 378.34
Acquisition Value .00
12/08/00 Long Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 16,031.94
Acquisition Value .00
12/08/00 Short Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 988.46
Acquisition Value .00
FORWARD
GAIN _ LOSS
$ 233,370.93 $ 14,003.58
235.62
2,940.86
122.33
2,663.66
378.34
16,031.94
988.46
$ 256,732.14 14,003.58
- 12 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
FORWARD
12/11/01 Long Term Capital Gain Distribution. on
ARK Fds Intermediate Fixed Income
Portfolio
Net Proceeds 56.41
Acquisition Value .00
12/11/01 Long Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 6,750.70
Acquisition Value .00
05/29/02 5,268.49 Shs. ARK Fds Intermediate Fixed
Income Portfolio
Net Proceeds 52,000.00
Acquisition Value 49,999.11
05/29/C2 7,589.744 Shs. ARK Fds US Government
Bond Portfolio
Net Proceeds 74,000.00
Acquisition Value 75,763.10
05/29/02 1,45E 524 Shs. ARK Fds Equity Index
Institutional Portfolio
Net Proceeds 13,092.75
Acquisition Value 20,128.05
05/29/02 2,601.004 Shs. ARK Fds International
Equity Selection Instl
Net Proceeds 21,562.32
Acquisition Value 28,338.68
08/07/02 585.938 Shs. ARK Fds Income Portfolio
Net Proceeds 6,000.00
Acquisition Value 5,871.10
08/07/02 590.551 Shs. ARK Fds Intermediate Fixed
Income Portfolio
Net Proceeds 6,000.00
Acquisition Value 5,604.46
FORWARD $
GAIN
$ 256,732.14 ,~
56.41
6,750.70
2,000.89
128.90
395.54
14,OC3.58
1,763.10
7,035.30
6,776.36
266,064.58 `> 29,578.34
LOSS
- 13 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
FORWARD
C8/07/02 478.469 Shs. ARK Fds Short Term Treasury
Portfolio
Net Proceeds 5,000.00
Acquisition Value 4,928.23
08/07/02 600.601 Shs. ARK Fds US Government Bond
Portfolio
Net Proceeds 6,000.00
Acquisition Value 5,995.38
08/07/02 407.498 Shs. ARK Fds Blue Chip Equity
Portfolio
Net Proceeds 5,000.00
Acquisition Value 8,536.85
08/07/02 189.036 Shs. ARK Fds Capital Growth
Portfolio
Net Proceeds 2,000.00
Acquisition Value 3,960.06
09!12/02 96.712 Shs. ARK Fds Income Portfolio
Net Proceeds 1,000.00
Acquisition Value 969.05
09/12/02 97.466 Shs. ARK Fds Inter mediate Fixed
Income Portfolio
Net Proceeds 1,000.00
Acquisition Value 924.97
09/12/02 96.061 Shs. ARK Fds Short Term Treasury
Portfolio
Net Proceeds 1,000.00
Acquisition Value 989.43
09/12/02 99.305 Shs. ARK Fds US Government Bond
Portfolio
Net Proceeds 1,000.00
Acquisition Value 991.29
11/15/02 289.855 Shs. ARK Fds Income Portfolio
Net Proceeds 3,000.00
Acquisition Value 2,904.35
FORWARD
GAIN _ LOSS _
266,064.58 $ 29,578.34
71.77
4.62
30.95
75.03
10.57
8.71
95.65
3,536.85
1,960.06
$ 266,361.88 $ 35,075.25
- 14 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN
LOSS
_
FORWARD $ 266,361.88 $ 35,075.25
11/15/02 340.136 Shs. ARK Fds Intermediate Fixed
Income Portfolio
Net Proceeds 3,500.00
Acquisition Value 3,227.96 272.04
11/15/02 239.464 Shs. ARK Fds Short Term Treasury
Portfolio
Net Proceeds 2,500.00
Acquisition Value 2,466.48 33.52
11/15/02 298.507 Shs. ARK Fds US Government Bond
Portfolio
Net Proceeds 3,000.00
Acquisition Value 2,979.79 20.21
12/09/02 Long Term Capital Gain Distribution on
ARK Fds Short Term Treasury Portfolio
Net Proceeds 466.14
Acquisition Value .00 465.14
12/20/02 Long Term Capital Gain Distribution on
ARK Fds Value Equity Portfolio
Net Proceeds 1,388.98
Acquisition Value .00 1,388.98
01/02/03 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 326.56
Acquisition Value .00 326.56
07/14/03 1,216.545 Shs. ARK Fds Value Equity
Portfolio
Net Proceeds 10,000.00
Acquisition Value 7,471.73 2,528.27
08/13/03 Long Term Capital Gain Distribution on
ARK Fds Short Term Treasury Portfolio
Net Proceeds 253.68
Acquisition Value .00 253.68
FORWARD $ 271,651.28 s 35,075.25
- 15 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN
FORWARD $ 271,651.28 c
1"/21/03 Long Term Capital Gain Distribution on
MTB L'S Government Bond Inst I Fund #822
Net Proceeds 7.55
Acquisition Value .00 7.55
11/21/03 Long Term Capital Gain Distribution on
MTB Intermediate Term Bond-Inst I Fund
#220
Net Proceeds 605.02
Acquisition Value .00 605.02
1i/21/03 Long Term Capital Gain Distribution on
MTB Income-Inst I Fund #143
Net Proceeds 1,117.06
Acquisition Value .00 1,117.06
12;31/03 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 348.C5
Acquisition Value .00 348.05
01/13/04 391.773 Shs. MTB Income-Inst I Fund #143
Net Proceeds 4,000.00
Acquisition Value 3,926.86 73.14
01/13/04 484.966 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 5,000.00
Acquisition Value 4,606.91 393.09
01/13/04 410.256 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 4,000.00
Acquisition Value 4,018.41
01;'13/04 411.946 Shs. MTB US Government Bond Inst
I Fund #822
Net Proceeds 4,000.00
Acquisition Value 3,983.01 16.99
FORWARD $ 274,212.18 S
OSS
35,075.25
`8.41
35,09=.66
- 16 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
FORWARD
03/08/04 2,409.639 Shs. MTB Equity Income
Portfolio-Inst I Fund #43
Net Proceeds 24,578.32
Acquisition Value 20,000.00
03/08/04 10,526.316 Shs. MTB Lar ge Cap Stock Inst
I Fund #315
Net Proceeds 100,000.00
Acquisition Value 96,634.68
03/08/04 488.145 Shs. MTB Mid Ca p Growth-Inst I
r^und #401
Net Proceeds 7,000.00
Acquisition Value 5,711.50
11/30/04 Long Term Capital Gain Distribution on
MTB Mid Cap Growth-Inst I Fund #401
Net Proceeds 240.80
Acquisition Value .00
11/30/04 Long Term Capital Gain Distribution on
MTB Income-Inst I Fund #143
Net Proceeds 419.82
Acquisition Value .00
12/06/04 1,036.269 Shs. MTB Shor t Duration
Government Bond Inst I Fund #120
Net Proceeds 10,000.00
Acquisition Value 10,150.13
12/09/04 Long Term Capital Gain Distribution on
American Century Eq Inc . Inst CL
Net Proceeds 402.86
Acquisition Value .00
12/14/04 Long Term Capital Gain Distribution on
MTB Small Cap Growth-In st I Fund #555
Net Proceeds 554.46
Acquisition value .00
GAIN LOSS
$ 274,212.18 S 35,093.66
4,578.32
3,365.32
1,288.50
240.80
419.82
150.13
402.86
554.46
FORWARD $
285,062.26 S 35,243.79
- 17 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
LOSS
GAIN
FORWARD $ 285,062.26 $
12/16/04 Long Term Capital Gain Distribution on
MTB Large Cap Stock Inst I Fund #315
Net Proceeds 5,716.11
Acquisition Value .00 5,716.11
12!23/04 Long Term Capital Gain Distribution on
Thompson Plumb Growth Fd
Net Proceeds 139.07
Acquisition Value .00 139.07
01/03/05 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 99.72
Acquisition Value .00 99.72
11%02/05 328.948 Shs. MTB Multi Capital
Growth-Inst I Fund #430
Net Proceeds 5,000.00
Acquisition Value 6,891.03
11/29/05 Long Term Capital Gain Distribution on
MTB Large Cap Stock Inst I Fund #315
Net Proceeds 4,366.54
Acquisition Value .00 4,366.54
11/29/05 Long Term Capital Gain Distribution on
MTB Income-Inst I Fund #143
Net Proceeds 163.28
Acquisition Value .00 163.28
11/29/05 Long Term Capital Gain Distribution on
MTB Mid Cap Growth-Inst I Fund #401
Net Proceeds 1,998.96
Acquisition Value .00 1,998.96
11/29/05 Long Term Capital Gain Distribution on
MTB Small Cap Growth-Inst I Fund #555
Net Proceeds 48.16
Acquisition Value .00 48.16
35,243.79
1, 89L. C3
FORWARD $
297,594.10 37,134.82
- 18 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 297,594.10 $ 37,134..82
12/07/05 Long Term Capital Gain Distribution on
American Century Eq Inc. Inst CL
Net Proceeds 338.20
Acquisition Value .00 338.20
12/19!05 Long Term Capital Gain Distributian on
Thompson Plumb Growth Fd
Net Proceeds 280.25
Acquisition Value .00 28C..25
12/21/05 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 835.57
Acquisition Value .00 835.57
03/29/06 238.806 Shs. MTB Multi Capital
Growth-Inst I Fund #430
Net Proceeds 4,000.00
Acquisition Value 5,002.67 1,002.67
05/22/06 1,543.21 Shs. MTB Multi Capital
Growth-Inst I Fund #430
Net Proceeds 25,000.00
Acquisition Value 32,328.24 7,328.24
1/24/06 8,609.271 Shs. MTB Large Cap Stock Inst
I Fund #315
Net Proceeds 77,569.53
Acquisition Value 77,931.46 361.93
1"x/24/06 290.741 Shs. MTB Multi Capital
Growth-Inst I Fund #430
Net Proceeds 5,099.60
Acquisition Value 6,090.64 991.04
11/24/06 4,309.415 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 41,241.10
Acquisition Value 42,210.21 969.11
FORWARD $ 299,048.12 $ 47,787.8
- 19 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
FORWARD
i1i24/06 5,040.929 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 49,602.74
Acquisition Value 47,886.08
12/05/06 Long Term Capital Gain Distribution on
MTB Mid Cap Growth-Inst I Fund #401
Net Proceeds 2,134.01
Acquisition Value .00
12/05/06 Long Term Capital Gain Distribution on
MTB Small Cap Growth-Inst I Fund #555
Net Proceeds 479.13
Acquisition Value .00
12/13/06 Long Term Capital Gain Distribution on
American Century Eq Inc. Inst CL
Net Proceeds 561.58
Acquisition Value .00
12/15/06 Long Term Capital Gain Distribution on
Boston Company International Small Cap
Fund
Net Proceeds 549.86
Acquisition Value .00
12/15/06 Long Term Capital Gain Distribution on
Bridgeway Ultra Small Co. Mkt Fd
Net Proceeds 292.20
Acquisition Value .00
12/18/06 Long Term Capital Gain Distribution on
Thompson Plumb Growth Fd
Net Proceeds 395.55
Acquisition Value .00
12/20/06 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 1,322.61
Acquisition Value .00
GAIN LOSS
$ 299,048.12 $ 47,787.81
FORWARD $
x,716.66
2,134.01
479.13
561.58
549.86
292.20
395.55
1,322.61
306,499.72 $ 47,787.81
- 20 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
FORWARD
12/28/06 Long Term Capital Gain Distribution on
GAIN LOSS
$ 306,499.72 $ 47,787.81
MTB Income-Inst I Fund #143
Net Proceeds 59.66
Acquisition Value .00 59.66
04/"9/07 1,124.859 Shs. American Century Eq Inc.
Inst CL
Net Proceeds 10,000.00
Acquisition Value 9,080.36 919.64
04/i9/07 724.638 Shs. MTB Mid Ca p Growth-Inst I
Fund #401
Net Proceeds 11,000.00
Acquisition Value 8,969.27 2,030.73
04ii9/07 335.472 Shs. Thompson P lumb Growth Fd
Net Proceeds 16,609.22
Acquisition Value 16,052.96 556.26
08/31/07 416.255 Shs. Boston Company
International Small Cap Fund
Net Proceeds 10,531.25
Acquisition Value 10,561.01
09/13/07 1,047.999 Shs. American Century Eq Inc.
Inst CL
Net Proceeds 9,201.43
Acquisition Value 8,459.92 741.51
09/17/07 443 Shs. Harbor Capital Appreciation Fd
#12
Net Proceeds 15,792.95
Acquisition Value 15,000.00 792.95
12/05/07 Long Term Capital Gain Distribution on
MTB Small Cap Growth-In st I Fund #555
Net Proceeds 570.48
Acquisition Value .00 570.48
FORWARD $ 312,170.95 $
29.76
47,817.57
- 21 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 312,170.95 $ 47,817.57
12/05/C7 Long Term Capital Gain Distribution on
MTB Mid Cap Growth-Inst I Fund #4C1
Net Proceeds 1,383.88
Acquisition Value .00 1,383.88
12,'18/07 Long Term Capital Gain Distribution on
CFcM Mid Cap Value Fd-Instl #32
Net Proceeds 455.71
Acquisition Value .00 455.71
i2i19/07 Lcng Term Capital Gain Distribution or.
Bridgeway Ultra Small Co. Mkt Fd
Net Proceeds 514.03
Acquisition Value .00 514.03
12/X/07 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 2,129.54
Acquisition Value .00 2,129.54
12/21/07 Long Term Capital Gain Distribution on
T. Rowe Price Inst L/C Growth
Net Proceeds 28.07
Acquisition Value .00 28.07
1217.4/07 Long Term Capital Gain Distribution on
Alpine Intl Real Estate Equity Fund
Net Proceeds 497.90
Acquisition Value .00 497.90
04/08/08 5,399.412 Shs. MTB US Government Bond
Inst I Fund #822
Net Proceeds 51,564.38
Acquisition Value 52,205.64 641.26
04%08/08 5,239.565 Shs. MTB Income-Inst I Fund
#143
Net Proceeds 50,561.80
Acquisition Value 52,509.38 1,947.58
FORWARD $ 317,180.08 $ 50,406.41
- 22 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (.-ont'd)
GAIN LOSS
FORWARD $ 317,180.08 $ 50,406.41
09/30/08 356.155 Shs. Alpine Intl Real Estate
Equity Fund
Net Proceeds 6,941.46
Acquisition Value 15,709.55 8,768.09
12%03/08 Long Term Capital Gain Distribution on
MTB Mid Cap Growth-Inst I Fund #401
Net Proceeds 249.02
Acquisition Value .00 249.02
12/11/08 Long Term Capital Gain Distribution on
Pimco Total Return Fund I #35
Net Proceeds 1,566.68
Acquisition Value .00 1,566.68
121',7/08 Long Term Capital Gain Distribution on
Bridgeway Ultra Small Co. Mkt Fd
Net Proceeds 737.10
Acquisition Value .00 737.10
01/30/09 8,740.176 Shs. MTB Equity Index-Inst I
Fund #134
Net Proceeds 61,181.23
Acquisition Value 95,000.00 33,818.77
02/03/09 828.35 Shs. MTB Mid Cap Growth-Inst I
Fund #401
Net Proceeds 5,964.12
Acquisition Value 10,181.99 4,217.87
02/03/09 1,219.22 Shs. MTB Small Cap Growth-Inst
I Furd #555
Net Proceeds 11,021.75
Acquisition Value 23,445.19 12,423.44
02/03/09 902.615 Shs. Bridgeway Ultra Small Co.
Mkt Fd
Net Proceeds 7,979.12
Acquisition Value 16,543.33 8,564.21
FORWARD $ 319,732.88 $ 118,198.79
- 23 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 319,732.88 $ 118,198.79
02;25/09 T. Rowe Price Inst L/C Growth - Prior
Year Return of Capital
Net Proceeds .00
Acquisition Value 1.02
1.02
04/',3/09 1,259.585 Shs. T. Rowe Price Inst L/C
Growth
Net Proceeds 12,809.98
Acquisition Value 18,195.48 5,385.50
04/13/09 1,318.283 Shs. Pimco Total Return Fund I
#35
Net Proceeds 13,380.57
Acquisition Value 14,369.61 989.04
04/13/09 3.864 Shs. Vanguard Institutional Index
Fund #94
Net Proceeds 302.98
Acquisition Value 298.96 4.02
04/13/09 1,2X.336 Shs. Vanguard Value Index Fund
#6
Net Proceeds 17,682.67
Acquisition Value 24,296.89 6,614.22
05/22/09 3,965.221 Shs. Federated Total Return
Bond Fund
Net Proceeds 41,357.26
Acquisition Value 42,140.08 782.82
05/22/09 33.868 Shs. Harbor International Fund
#11
Net Proceeds 1,437.35
Acquisition Value 1,304.99 132.36
05/22/09 23.782 Shs. Loomis Sayles Small Cap
Value Fund I
Net Proceeds 395.74
Acquisition Value 377.18 18.56
FORWARD $ 319,887.82 $ 131,971.39
- 24 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd
FORWARD
05/22/09 3,933.236 Shs. Pimco Total Return Fund I
#35
Net Proceeds 40,984.32
Acquisition Value 42,530.14
05/22/09 254.448 Shs. Vanguard Institutional
Index Fund #94
Net Proceeds 20,760.39
Acquisition Value 19,686.64
05/22/09 61.1C2 Shs. Vanguard Value Index Fund #6
Net Proceeds 925.08
Acquisition Value 1,216.54
05/22/09 8.958 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 175.31
Acquisition Value 239.58
12/10/09 Long Term Capital Gain Distribution on
Pimco Total Return Fund I #35
Net Proceeds 122.20
Acquisition Value .00
TOTALS
NET GAIN TRANSFERRED TO SUMMARY
GAIN LOSS
$ 319,887.82 $ 131,971.39
1,545.82
1,073.75
29"1.46
64.27
122.20
$ 321,083.77 $ 133,872.94
$ 187,210.83
- 25 -
DISBURSEMENTS OF PRINCIPAL
FIDJCIARY FEES
Allfir.st Trust Compar_y of Pennsylvania,
NA - Trustee Fee
07/06/99
08/05/99
09/07/99
10/05/99
11/05/99
12/06/99
01/05/00
02/07/09
03/06/00
C4/05/00
05/05/00
06/05/00
07/05/C0
08/07/00
09/05/00
10/05/00
11/06/00
12/05/00
01/05/01
02/05/01
03/05/01
155.05
152.44
153.12
151.17
151.76
155.12
171.02
172.95
174.46
175.24
171.14
173.36
163.99
162.78
165.30
163.38
168.90
164.55
172.44
172.80
167.70
FORWARD $
- 26 -
3,458.67
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 3,458.67
FIDUCIA3Y FEES (cont'd)
Allfirst Trust Company of Pennsylvania
NA - Trustee Fee (cont'd)
04/05/01 161.30
C5i07/C1 164.40
06i05/C1 163.19
C7i05/C1 159.16
G8i06/Cl 158.42
09;'05/C1 153.76
10,'05/C 1 150.61
11~05/C1 151.27
12!05/C1 152.45
G1!07/C2 154.51
02/05/G2 150.33
03/05/02 151.13
04/05/C2 151.53
05/06/02 148.67
06/05/02 148.06
07/05/02 143.59
08/05/02 138.81
09/05/'.:)2 137.31
10/07/02 133.88
11/05/02 136.66
FORWARD $ 6,467.71
- 27 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 6,467.71
FIDUCIARY FEES (cont'd)
Allfirst Trust Company of Pennsylvania
NA - Trustee Fee (cont'd)
i2i05/C2 141.08
01i06/G3 141.22
02i05/C3 137.64
C3i05/C3 135.33
04/07/03 135.99
05/05/C3 137.92
G6~'05/C3 140.68
G7;07/C3 139.44
08;06/C3 140.69 $
Dauphir Deposit Bank and Trust Company
10;!19/92 Final Executor's Fee
Dauphir. Deposit Bank and Trust Company -
Trustee Fee
12%20/89 Final Fee for Gertrude English Trust
unc~er Agreement $ 775.76
04!05/99 151.21
05/05/99 153.89
06/07/x9 152.50
FORWARD
7,"17.70
1,00.00
,:_.33.36
$ 10,'_51.06
- 28 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 10,451.06
FIDUCIARY FEES (cont'd)
Manufac~urers and Traders Trust Company
Trustee Fee
09/08/03
10/06/03
11/06/03
12/08/03
01/06/04
02i06/G4
03i08/G4
v4%06/C4
05/06/04
06i07/C4
07i06/C4
08;06/04
09,'07/04
10/06/C4
11; 08/C4
12!06/C4
O1; 06/C5
02!07/C5
03!07/C5
04!06/C5
143.20
142.71
142.84
143.18
144.93
150.55
151.74
180.23
176.70
174.72
174.82
171.08
172.86
174.11
175.69
177.67
180.34
181.56
182.77
178.52
FORWARD $
- 29 -
3, 320.22 $ i0, ~=51.06
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 3,320.22 $ 10,451.06
FIDUCIARY FEES (cont'd)
Manufacturers and Traders Trust Company
Trustee Fee (cont'd)
05/06/05
06/C6/05
G7/06/C5
68/08/05
09i06/C5
10iC6/C5
11/07/65
12%06/05
Ol~'06/06
02;06/C6
03i06/C6
04; 06/C6
05;08/C6
06!06/06
07!06/C6
08/07/C6
09/06/C6
10%06/C6
11/06/06
12/06/06
177.55
178.22
178.60
179.45
179.48
177.33
179.26
230.44
232.71
232.36
233.21
237.04
238.63
240.38
239.26
240.22
242.88
244.61
245.61
293.77
FORWARD $ 7,721.23 $ 10,~f51.06
- 30 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 7,721.23 $ 10,451.06
FIDUCIARY FEES (cont'd)
Manufacturers and Traders Trust Compan
TrLStee Fee (cont'd)
01/08/07 292.45
02/06/07 295.13
03/06/07 287.81
04/06/07 295.58
05/07/C7 304.85
06i06/G7 305.70
07/06/07 304.97
08/06/C7 295.28
09i'06/C7 298.18
10/09/C7 307.68
1ii06/C7 302.72
12/06/C7 301.33
Ol; 07/C8 293.97
02;06/C8 286.20
03!06/C8 284.87
04!07/08 288.85
05!06/C8 330.68
06!06/C8 327.64
07!07/C8 311.16
O8!06/C8 311.10
FORWARD $ 13,747.38 $ 10,E:51.06
- 31 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 13,747.38 $
FIDUCIARY F~:ES (cont'd)
Manufac~urers and Traders Trust Compan
Trustee Fee (cont'd)
09/08/03 305.53
10/06/03 287.68
11/06/03 272.10
12/08/03 262.48
01/06/G9 272.68
02/06/09 293.12
03/06/09 273.01
04/06/09 292.49
C5/06/G9 301.48
05/08/09 307.27
07/06/09 304.18
08/06/09 319.09
C9i08/09 321.20
10/06/09 326.57
11/06/09 329.88
12i07/G9 335.01
01;'06/10 338.21
02/08/10 327.54
03;'08/10 336.84
FORWARD
10,41.06
19,`_53.74 $ 30,OG4.80
$ 30,004.80
- 32 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD
LEGAL FEES
Beckley & Madden
10/19/92 Attorney Fees
05/21/02 Attorney Fees
08/21/02 Attorney Fees
11/18/02 Attorney Fees
rEDERAL STATE & LOCAL TAXES
Internal Revenue Service
Federal Fiduciary Income Tax
04i1G/Cl 2000 Balance due
03/05/02 2000 Refund on Amended Return
Internal Revenue Service
Excise Tax on Net Investment Income Form
990-PF
C5/07/C1 1st: Quarter Estimated
G5i08/O1 2000 Balance due
06; 11/C1 2nd Quarter Estimated
09!04/C1 3rd Quarter Estimated
12!11/C1 4th Quarter Estimated
11!14/C2 2001 Refund
1i/14/C2 2001 Interest on Refund
12/26/C2 2001 Refund
05%06/C'3 2002 Balance due
$ 750.00
506.25
174.45
143.61 1,574.31
$ 4,666.00
-4,666.00 0.00
206.00
823.00
206.00
206.00
206.00
-429.00
-3.18
-206.00
99.00
FORWARD $
- 33 -
1,107.82
$ 30,004.8C
,,74.31
$ 31,579.11
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 1,107.82
FEDERAL STATE & LOCAL TAXES (cont'd)
Internal Rever_ue Service
Excise 'Pax on Net Investment Income Form
990-PF (cont~
05!i1/04 2.003 Balance due
05/06/G5 2004 Balance due
05/10/06 2005 Balance due
C5ill/C7 2006 Balance due
05iC8/G8 1st Quarter Estimated
05ii4!C8 2007 Balance due
06i05/C8 2nd Quarter Estimated
09/05/08 3rd Quarter Estimated
12;'C8/08 4th Quarter Estimated
06i16/C9 2008 Refund
Pennsylvania Department of Revenue
State Fiduciary Income Tax
04!09/90 1989 Balance due
03!25/92 1991 Balance due
0610/92 2nd Quarter Estimated
09!11/92 3rd Quarter Estimated
12!29/G2 4th Quarter Estimated
08/06/93 1992 Refund
FORWARD
127.OG
177.00
290.00
191.00
116.00
461.00
116.00
116.00
116.00
-184.00
1.52
145.84
73.00
36.50
36.50
-147.00
2,633.82
'46.36
$ 31,579.11
$ 2,780.18 $ 31,579.11
- 34 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 2,730.18 $ 31,579.11
FEDERAL STATE & LOCAL TAXES (cont'd)
Fennsylvania Dept of Revenue
State Individual Income Tax
04/05/9) 1989 Balance 56.00 2,836.18
GENERAL DISBURSEMENTS
Fast Tax Trust Services
08/14/01 2000 Tax Preparation Fee Form 1023
C5i10/C2 2001 Tax Preparation Fee Form 990-PF
lli19/03 2C02 Tax Preparation Fee Form 990-PF
Dauphir. Deposit Bank and Trust Company -
Tax Preparation Fee
12/20/89 Fee for Gertrude English Trust under
Agreement
Transfer to Income
09/13/99
09/14/99
101'12/99
11/10/99
12; 10/99
Ol;'07/CO
02!08/CO
03; 08/00
04!10/CO
$ 750.00
200.00
210.94
229.00
1,066.46
1,154.10
1,300.00
1,265.41
542.54
1,100.00
2,000.00
24.39
FORWARD $ 8,681.90 $ 1,;60.94 $
1,160.94
100.C0
34,415.29
- 35 -
GENERAL DISBURSEMENTS (cont'd)
Transfer to Income (cont'd)
05/10/00
06/09/OJ
07/10/OC
08/10/OC
09/08/00
09/11/00
10/10/00
1109/00
11i10/CO
12/11/00
01i10/G1
02i12/Cl
03/08/01
03/12/01
04;'10/01
05;'08/01
05/10/01
06 11/C1
07; 11/01
08/07/01
08!13/01
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 8,681.90 $
1,059.86
1,100.00
866.80
1,178.78
1,180.65
112.99
1,172.70
1,200.00
75.18
1,317.81
885.34
1,223.25
1,300.00
35.26
1,067.28
1,300.00
11.18
1,306.38
1,208.51
1,300.00
57.03
1,20.94 $ 34,415.29
FORWARD $ 27,640.90 $ 1 60.94 $
34,415.29
- 36 -
GENERAL DISBURSEMENTS (cont'd)
Transfer to Income (cont'd)
09/10/0-
10/12/0"_
11%14!0',.
12/11/0"_
O1/08/C~?
01/14!02
02/12/0:
03112/0"2
04/11/0?"
05/13/02
06/10/0?
07/10/02
08/14/02
09/10/02
10/10/03
10/21/0
11/12/02
12/10/02
12/30/02
02/10/03
03/07/03
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 27,640.90 $
2,000.00
603.11
1,405.64
1,462.09
1,200.00
14.56
1,468.29
1,264.73
1,388.10
1,513.83
1,502.20
x,481.53
1,453.31
1,485.29
1,238.36
333.58
1,536.96
1,543.65
2,383.48
430.15
2,000.00
1,20.94 $ 34,415.29
FORWARD $ 55,349.76 $ 1,260.94 $
34,415.29
- 37 -
GENERAL DISBiJRSEMENTS ;cont'd)
Transfer to Income (cont'd)
04/07/03
05/07/03
06/05/03
07/11/0_
08/11/0:
09/10/03
C9/11/03
09/29/03
11!10/03
12/10/03
01/12,!04
02/05/04
03/10/04
04/13/04
05/06/04
06/10!04
07/13/04
08/10/04
09/10/0-~
10/12/04
11/10/0-~
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 55,349.76 $
1,300.00
2,000.00
1,300.00
1,463.86
1,814.93
144.90
1,300.00
2,383.48
819.01
1,254.31
1,167.89
1,700.00
1,698.55
1,287.90
1,800.00
1,658.37
709.00
1,234.93
1,243.23
657.99
1,255.47
1,20.94 $ 34,415.29
FORWARD $ 83,543.58 $ 1,250.94 $
34,415.29
- 38 -
GENERAL DISBJRSEMENTS (cont'd)
Transfe° to Income (cont'd)
03/10/05
04/11/05
05/10/G5
06/13/05
07/11/05
08/10/0
10/05/05
10/07/05
11/02/05
11/10/05
12/15/05
02/21/06
C3i29/06
04/13/06
05/22/06
06i13/C6
07/11/06
11i27/C6
11/28/06
05."11/07
06/13/07
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 83,543.58 $
790.84
739.82
1,193.89
1,183.36
641.23
1,299.87
6.27
95.49
1,313.03
1,796.53
993.35
178.50
1,233.19
1,320.67
1,441.92
1,449.88
867.70
4,954.98
4,954.98
735.31
978.63
1,20.94 $ 34,415.29
FORWARD $ 111,713.02 $ 1, 60.94 $
34,415.29
- 39 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 111,713.02 $ 1,270.94 $ 34.415.29
GENERAL DISBURSEMENTS (cont'd
Transfer to Income (cont'd
07!12/07 91.11
08/13/07 962.91
09/10/07 983.98
10/12/07 25.39
11/29/07 965.51
08/19/08 733.65
09/10/08 958.14
10110/Cg 83.14
1.1.'10/Cg 931.44
12110/Cg 956.77
11; 10/Cg 786.21
03!10/10 479.53 119,E70.80
ADMINISTRATION - MISC. EXPENSES
Belvedere Medical Corporation -
Pharmaceut_cals
01!11/90 39.76
Cumber~~and County Register of Wills
12/18/89 Probate Fees, Letters Testamentary and
Certificates $ 174.00
08/24/90 Cost of Filing Inventory and PA
Inheritance Tax Return 15.00
120,931.74
FORWARD $
189.00 $ 39.76 $ 155,347.03
- 40 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 189.00 $
ADMINISTRATION - MISC. EXPENSES (cont'd)
Cumberland County Reaister of Wills (cont'd)
08/03/92 Cost of Certified Copy of Trust
Agreement
08/28/92 Cost of Filing Trust First and Final
Accounting
Cumberland County Reaister of Wills,
Aaent
08/24/90 PA Inheritance Tax paid for Gertrude
English Estate
Cumberland County Law Journal
12,'19/89 Cost of Advertising and Proof of
Publication
Douaias T. E3oyer Funeral Home - Funeral
Expense
12/18/89
Joseph A. Macri - Preparation of 1989
Federa~_ and State Income Tax Returns
04/05/90
Patrio~ News Company
03/05/90 Cost of Advertising and Proof of
Publication
FORWARD
20.00
184.00
39.76 $ 55,347.03
393.60
75.00
25.00
8, _70.40
~50.OC
111.50
$ 8,964.66 $ 155,347.C3
- 41 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD
$ 8,964.66 $
155,347.03
ADMINISTRATION - MISC. EXPENSES (cont'd)
United Church of Christ Homes -
Convalescent Home Expense - Balance due
01/16/90
169.08
U.S. Treasury
06/19/01 User Fee - Exempt Org Determination
Letter
$ 500.00
02;'26/03 User Fee - Exempt Org Determination
Letter
500.00 1,0,00.00
10,133.74
TOTAL DISBURSEMENTS OF PRINCIPAL
$ 165,480.77
- 42 -
PRINCIPAL BALANCE ON HAND
IDUCIARY
VALUE AT ACQUISITION
03/11/2010 VALUE
Mutual Funds
57"1.87 Shs. CRI"I Mid Cap Value Fd-Instl
#32 $ 14,336.78 $ 15,294.25
5,538.852 Shs. Federated Strategic Value
Fund 22,487.74 18,942.87
5,068.614 Shs. Federated Total Return
Bond Fund 55,748.15 53,859.92
1,295.239 Shs. Goldman Sachs High Yield
Fd-#527 9,118.48 7,577.15
1,177.992 Shs. Harbor Capital
Appreciation Fd #12 39,415.61 29,389.78
796.378 Shs. Harbor International Fund
#ll 43,434.46 30,685.80
449.106 Shs. Loomis Sayles Small Cap
Value Fund I 10,113.87 7,122.82
1,91£3.132 Shs. LSV Value Equity Fund 24,590.45 18,285.45
1,06!3.207 Shs. Masters Select
International Fund #306 14,004.19 11,365.72
5,10'7.268 Shs. Pimco Total Return Fund I
#35 56,231.02 55,228.93
1,444.183 Shs. Ridgeworth Seix FL Rate
HI Inc Fd-I 12,607.72 11,365.72
452.558 Shs. Vanguard Institutional
Inde;~ Fund #94 47,609.10 35,014.40
5,567.503 Shs. Vanguard Intermediate
Term Corporation #571 54,617.20 49,334.83
1,229.863 Shs. Vanguard Value Index Fund
#6 23,760.95 24,486.57
FORWARD
$ 428,075.72 $
$ 428,075.72 $
- 43 -
367,954.21
367,954.21
PRINCIPAL BALANCE ON HAND (cont'd)
FORWARD
CASH (ATJTOMATICALLY INVESTED)
$ 428,075.72 $ 367,954.21
10,304.08 10,304.08
TOTAL PRINCIPAL BALANCE ON HAND
$ 438,379.80 $ 378,258.29
THE ABOVE CASH IS CURRENTLY INVESTED IN
MTB Money Market-Inst I Fund #420
- 44 -
PRINCIPAL INVESTMENTS MADE
02!05/90 1,617 Shs. Dauphin Deposit Equity Fund
for Tax Exempt Organizations
62/05/90 2,558 Shs. Fixed Income Collective
Investment Fund
03/02/9C 2,034 Shs. Dauphin Deposit Equity Fund
for Tax Exempt Organizations
03!05/90 1,032 Shs. Fixed Income Collective
Investment Fund
04/03/90 2,596 Shs. Fixed Income Collective
Investment Fund
04/06!90 1,667 Shs. Dauphin Deposit Equity Fund
for Tax Exempt Organizations
11/03;92 991 Shs. Dauphin Deposit Equity Fund for
Tax Exempt Organizations
12/02/92 1,049.318 Shs. Glenmede Fd Inc. Instl
Intl Portfolio
02/03/93 943.39 Shs. Glenmede Fd Inc. Instl Intl
Portfolio
01/03/95 94 Shs. Dauphin Deposit Equity Fund for
Tax Exempt Organizations
04/01/96 22,060.574 Shs. Marketvest Funds Inc.
Intermediate US Government Bond Fund
#593
12/27/96 461.847 Shs. Marketvest Funds Inc.
Intermediate US Government Bond Fund
#593
07/01/97 554.415 Shs. Marketvest Funds Inc.
Intermediate US Government Bond Fund
#593
12/16/97 2,141.454 Shs. Marketvest Funds
International Equity Fund #596
03/31/98 1,727.642 Shs. ARK Fds US Government
Bond Portfolio
FORWARD
$ 29,993.94
24,990.94
37,984.88
9,991.76
24,998.74
3 ,984.68
22,487.52
10,000.00
9,000.00
2,386.80
220,605.74
4,600.00
5,400.00
21,800.01
17,600.00
$ 473,225.01
- 45 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 473,225.01
03/31!98 1,410.935 Shs. ARK Fds International
Equity Selection Instl 16,OGC.OC
09/28%98 638.978 Shs. ARK Fds Blue Chip Equity
Portfolio Cl B 10,000.00
11/16/98 11.376 Shs. ARK Fds International Equity
Selection Instl 115.24
11/16/98 851.886 Shs. ARK Fds Value Equity
Portfolio 11,696.39
12/09/98 30.134 Shs. ARK Fds International Equity
Selection Instl 312.49
12/09/98 14.605 Shs. ARK Fds Blue Chip Equity
Portfolio Cl B 255.59
12/09/98 199.182 Shs. ARK Fds Value Equity
Portfolio 2,806.48
05/06/99 11,916.584 Shs. ARK Fds Income Portfolio 120,000.00
05/06/99 1,091.27 Shs. ARK Fds Blue Chip Equity
Portfolio 22,000.00
05/06/99 961.025 Shs. ARK Fds Capital Growth
Portfolio 18,000.00
12/10/99 104.127 Shs. ARK Fds International
Equity Selection Instl 1,421.34
12/10/99 30.629 Shs. ARK Fds Blue Chip Equity
Portfolio 654.84
12/13/99 2,795.899 Shs. ARK Fds Blue Chip Equity
Portfolio 60,000.00
12/13/99 1,333.333 Shs. ARK Fds Capital Growth
Portfolio 30,000.00
12/13/99 1,381.215 Shs. ARK Fds Equity Index
Institutional Portfolio 20,000.00
FORWARD $ 786,487.33
- 46 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 786,487.38
12/13/99 80.528 Shs. ARK Fds Capital Growth
Portfolio x,789.33
06/19/00 915.141 Shs. ARK Fds Blue Chip Equity
Portfolio 22,000.00
06/19/00 12,012.645 Shs. ARK Fds Intermediate
Fixed Income Portfolio 114,000.00
08/10/GO 329.973 Shs. ARK Fds International
Equity Selection Instl 3,979.47
12/08/00 215.855 Shs. ARK Fds Capital Growth
Portfolio 4,483.31
12/08!00 125.994 Shs. ARK Fds International
Equity Selection Instl :1,292.7^u
12/08/OC 273.012 Shs. ARK Fds Equity Index
Institutional Portfolio 3,063.19
12/08/OC 143.83 Shs. ARK Fds Blue Chip Equity
Portfolio 3,042.00
12/11/0"i 5.675 Shs. ARK Fds Intermediate Fixed
Income Portfolio 56.41
05/29/02 6,213.592 Shs. ARK Fds Short Term
Treasury Portfolio 64,600.00
05/29/02 6,387.226 Shs. ARK Fds Income Portfolio 64,000.00
05/29/02 1,056 Shs. ARK Fds Mid Cap Portfolio 13,200.00
65/29/02 658.737 Shs. Harbor International Fund
#11 21,600.00
08/07/02 499.5 Shs. ARK Fds Mid Cap Portfolio 5,000.00
O8/07/C2 1,394.7 Shs. ARK Fds Value Equity
Portfolio 10,000.00
08/07/02 2,409.639 Shs. ARK Fds Equity Income
Portfolio 20 000.00
FORWARD $ 1,137,993.79
- 47 -
PRINCIPAL INVESTMENTS MADE (cont'd
FORWARD $ "1,137,993.79
12/09;02 48.993 Shs. ARK Fds Short Term Treasury
Portfolio 505.10
C1/02/03 13.299 Shs. Harbor International Fund
#11 354.96
08/13!03 25.102 Shs. ARK Fds Short Term Treasury
Portfolio 256.79
08/13;03 4.231 Shs. ARK Fds US Government Bond
Portfolio 42.0"~
11/21/03 0.781 Shs. MTB US Government Bond Inst I
Fund #822 7.55
11/21/03 65.451 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 672.18
11/21/03 140.943 Shs. MTB Income-Inst I Fund #143 1,430.57
12/31/03 10.243 Shs. Harbor International Fund
#11 374.27
03/08/04 792.079 Shs. MTB Small Cap Growth-Inst I
Fund #555 16,000.00
03/08/04 1,863.354 Shs. American Century Eq Inc.
Inst CL 15,000.00
03/08/04 2,511.301 Shs. Vanguard Value Index Fund
#6 50,000.00
03/08/04 3,611.971 Shs. MTB Equity Index-Inst I
Fund #134 35,000.00
03/08/04 313.087 Shs. Thompson Plumb Growth Fd 15,000.00
11/30/04 16.325 Shs. MTB Mid Cap Growth-Inst I
Fund #401 24C.80
11/30/04 52.776 Shs. MTB Income-Inst I Fund #143 527.23
12/09/04 99.49 Shs. American Century Eq Inc. Inst
CL 785.97
FORWARD
$ 1,274,192.22
- 48 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 1,274,192.22
12/14/04 88.307 Shs. MTB Small Cap Growth-Inst I
Fund #555 1,459.72
12/16/04 834.894 Shs. MTB Large Cap Stock Inst I
Fund #315 6,954.67
12/23/04 3.756 Shs. Thompson Plumb Growth Fd 172.13
01/03/05 2.332 Shs. Harbor International Fund #11 99.72
11/29/05 518.591 Shs. MTB Large Cap Stock Inst I
Fund #315 4,366.54
11/29/05 16.747 Shs. MTB Income-Inst I Fund #143 163.28
11/29/05 133.531 Shs. MTB Mid Cap Growth-Inst I
Fund #401 1,998.96
11/29/05 2.738 Shs. MTB Small Cap Growth-Inst I
Fund #555 48.15
12/07/05 80.025 Shs. American Century Eq Inc.
Inst CL 633.80
12/19/05 7.912 Shs. Thompson Plumb Growth Fd 353.92
12/21/05 17.147 Shs. Harbor International Fund
#11 835.57
05/22/06 780.031 Shs. Bridgeway Ultra Small Co.
Mkt Fd 15,000.00
05/22/06 205.931 Shs. Boston Company
International Small Cap Fund 5,000.00
11/24/06 5,128.205 Shs. MTB Equity Index-Inst I
Fund #134 60,000.00
11/24/06 443 Shs. Harbor Capital Appreciation Fd
#12 15,000.00
11/24/06 8,474.576 Shs. Federated Total Return
Bond Fund 90,000.00
FORWARD $ 1,476,278.69
- 49 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 1,476,278.69
12/05%06 185.393 Shs. MTB Mid Cap Growth-Inst I
Fund #401 2,632.59
12/05/06 150.22 Shs. MTB Small Cap Growth-Inst I
Fund #555 2,762.54
12/13/06 129.989 Shs. American Century Eq Inc.
Inst CL 1,120.51
12/15/06 23.058 Shs. Boston Company International
Small Cap Fund 561.01
12/15/06 15.008 Shs. Bridgeway Ultra Small Co.
Mkt Fd 292.20
12!18!06 10.717 Shs. Thompson Plumb Growth Fd 526.91
12/20/C6 21.668 Shs. Harbor International Fund
#11 x,322.61
12/28/06 6.151 Shs. MTB Income-Inst I Fund #143 59.66
04/19/07 307.503 Shs. CRM Mid Cap Value Fd-Instl
#32 10,000.00
04/19/07 222.717 Shs. Alpine Intl Real Estate
Equity Fund 10,OOO.OG
04/19/07 187.266 Shs. Boston Company
International Small Cap Fund 5,000.00
09/17/07 935.745 Shs. T. Rowe Price Inst L/C
Growth 15,000.00
09/17/07 114.863 Shs. Alpine Intl Real Estate
Equity Fund 5,000.00
09/17/07 72.005 Shs. Harbor International Fund
#11 5,000.00
12/05/07 185.876 Shs. MTB Sma11 Cap Growth-Inst I
Fund #555 3,174.77
12/05/07 113.924 Shs. MTB Mid Cap Growth-Inst I
Fund #401 1,541.39
FORWARD $ 1,540,272.88
- 50 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ x,540,272.88
12!18/07 32.17 Shs. CRM Mid Cap Value Fd-Instl
#32 931.97
12/19/07 29.576 Shs. Bridgeway Ultra Small Co.
Mkt Fd 514.03
12/20/07 34.815 Shs. Harbor International Fund
#11 2,403.66
12/21/07 12.637 Shs. T. Rowe Price Inst L/C
Growth 196.50
12/24/07 18.575 Shs. Alpine Intl Real Estate
Equity Fund 709.55
04/08/08 558.659 Shs. Federated Total Return Bond
Fund 6,000.00
04/08/08 8,767.123 Shs. Pimco Total Return Fund I
#35 96,000.00
12/03/08 36.46 Shs. MTB Mid Cap Growth-Inst I
Fund #401 249.02
12/11/08 436.08 Shs. Pimco Total Return Fund I
#35 4,317.19
12/17/08 78 Shs. Bridgeway Ultra Small Co. Mkt Fd 737.10
01/30/09 710.87 Shs. Vanguard Institutional Index
Fund #94 55,000.00
02/10/09 1,173.959 Shs. LSV Value Equity Fund 11,000.00
02/10/09 311.203 Shs. T. Rowe Price Inst L/C
Growth 3,000.00
02/10/09 157.068 Shs. CRM Mid Cap Value Fd-Instl
#32 3,000.00
02/10/09 472.888 Shs. Loomis Sayles Small Cap
Value Fund I 7,500.00
04/13/09 84.087 Shs. CRM Mid Cap Value Fd-Instl
#32 1 601.86
FORWARD $ 1,733,433.76
- 51 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ "1,733,433.76
04/14/09 740.966 Shs. Harbor Capital Appreciation
Fd #12
04/14/09 1,104.024 Shs. Pimco Total Return Fund I
#35
05/22/09 744.173 Shs. LSV Value Equity Fund
05/22/09 5,538.852 Shs. Federated Strategic Value
Fund
05/22/09 1,295.239 Shs. Goldman Sachs High Yield
Fd-#527
05/22/09 437.026 Shs. Harbor Capital Appreciation
Fd #12
05/22/09 1,068.207 Shs. Masters Select
International Fund #306
05/22/09 1,444.183 Shs. Ridgeworth Seix FL Rate
HI Inc Fd-I
05/22/09 5,558.854 Shs. Vanguard Intermediate
Term Corporation #571
12/10/09 51.56 Shs. Pimco Total Return Fund I #35
12/31/09 8.649 Shs. Vanguard Intermediate Term
Corporation #571
TOTAL PRINCIPAL INVESTMENTS MADE
18,250.00
11,250.00
7,285.45
18,942.87
7,577.15
11,139.78
11,365.72
11,365.72
49,251.45
561.49
83.38
$ 1,880;506.77
- 52 -
CHANGES IN PRINCIPAL HOLDINGS
ACCO:,'NT
UALJE
Alpine Intl Real Estate Ecfuity Fund
04/19/07 222.717 Shs. Purchased $ 10,000.00
09!17/07 114.863 Shs. Purchased 5,000.00
337.58 Shs. S 15,000.00
12/29:;07 18.575 Shs. Reinvested Capital Gain 709.55
356.155 Shs. $ 15,709.55
12!29:/07 Long Term Capital Gain Distribution 0.00
356.155 Shs. $ 15,709.55
09/30/08 356.155 Shs. Sold -15,709.55
0.0 Shs. $ 0.00
American Century Ecr Inc. Inst CL
03/08/04 1,863.354 Shs. Purchased $ 15,0^v0.00
12/09/04 99.49 Shs. Reinvested Capital Gain 785.97
1,962.844 Shs. $ 15,785.97
12/09/04 Long Term Capital Gain Distribution 0.00
1,962.844 Shs. $ 15,785.97
12/07/05 80.025 Shs. Reinvested Capital Gain 633.80
2,042.869 Shs. $ 16,419.77
12/07/05 Long Term Capital Gain Distribution 0.00
2,042.869 Shs. $ 16,419.77
12/13/06 129.989 Shs. Reinvested Capital Gain 1,120.51
2,172.858 Shs. $ '7,540.28
12/1"3/06 Long Term Capital Gain Distribution 0.00
2,172.858 Shs. $ 17,540.28
04/19/07 1,124.859 Shs. Sold -9,080.36
1,047.999 Shs. $ 8,459.92
09/13/07 1,047.999 Shs. Sold -8,459.92
0.0
-----------------
----------------- Shs.
----
---- $
-----
----- C.00
--------------
-------------
- 53 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOU?VT
VALUE
ARK Fds Blue Chi p Eq uity Portfolio C1 B
09/28/98 638.978 Shs. Purchased $ 10,000.00
12/09/98 14.605 Shs. Reinvested Capital Gain 255.59
653.583 Shs. $ 10,255.59
12!09/98 Short Term Capital Gain
Distribution 0.00
653.583 Shs. $ 10,255.59
12/09/98 Long Term Capital Gain Distribution 0.00
653.583 Shs. S 10,255.59
06!30/99 653.583 Shs. Name changed to ARK Fds Blue Chip
Equity Portfolio -10,255.59
C.0 Shs. $ 0.00
---------------------
ARK Fds Blue Chip Eq
uity Portfolio ----- --------------
05/06/99 1,091.27 Shs. Purchased. $ 22,000.00
06/30/99 653.583 Shs. Name changed from ARK Fds Blue Chip
Equity Portfolio CL B 10,255.59
1,744.853 Shs. $ 32,255.59
12/10/99 30.629 Shs. Reinvested Capital Gain 654.84
1,775.482 Shs. $ 32,910.43
12/10/99 Long Term Capital Gain Distributicn 0.00
1,775.482 Shs. $ 32,910.43
12/13/99 2,795.899 Shs. Purchased 60,000.00
4,571.381 Shs. $ 92,910.43
06/19/00 915.141 Shs. Purchased 22,000.00
5,486.522 Shs. $ 114,910.43
09%19/00 42.717 Shs. Sold -894.67
5,443.805 Shs. $ 114,015.76
12/08/00 143.83 Shs. Reinvested Capital Gain 3,042.00
5,587.635 Shs. $ 117,057.76
- 54 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
ARK Fds Blue Chi p Eq uity Portfolio (cont'd)
`2/08/00 Short Term Capital Gain
Distribution $ 0.00
5,587.635 Shs. $ 117,057.76
12/08/00 Long Term Capital Gain Distribution C.00
5,587.635 Shs. > 117,057.76
J8i07/02 407.498 Shs. Sold -8,536.85
5,180.137 Shs. > 108,520.91
J8/18i03 5,180.137 Shs. Delivered in merger to MTB Large
Cap Stock Inst I Fund #315 at the
rate of 1.7126875 shares -108,520.91
o.o sns. $ c.oo
MTB Large Cap Stock Inst I Fund #315
J8/18/03 8,910.146 Shs. Received in merger from ARK Fds
Value Equity Portfolio $ 54,724.02
J8i18/03 8,871.9558 Shs. Received in merger from ARK Fds
Blue Chip Equity Portfolio 108,520.91
17,782.1018 Shs. $ 163,244.93
J8/22/03 0.0002 Shs. Share Adjustment 0.00
17,782.102 Shs. $ 163,244.93
J3/08/04 10,526.316 Shs. Sold -96,634.68
7,255.786 Shs. $ 66,610.25
12/16/04 834.894 Shs. Reinvested Capital Gain 6,954.67
8,090.68 Shs. $ 73;564.92
12/16/04 Long Term Capital Gain Distribution 0.00
8,090.68 Shs. $ 73,564.92
11/29/05 518.591 Shs. Reinvested Capital Gain 4,366.54
8,609.271 Shs. $ 77,931.46
11/29/05 Long Term Capital Gain Distribution 0.00
8,609.271 Shs. $ 77,931.46
- 55 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
MTB Large Cap Stock Inst I Fund #315 (cont'd)
11/24/06 8,609.271 Shs. Sold _~ -77,931.46
0 Shs. > 0.00
ARK Fds Capital Growth Portfolio
)5106/99 961.025 Shs. Purchased ~ 18,000.00
"!2/13/99 80.528 Shs. Reinvested Capital Gain 1,789.33
1,041.553 Shs. ~ 19,789.33
'12113/99 1,333.333 Shs. Purchased _ 30,000.00
2,374.886 Shs. > 49,789.33
:1.2%13/99 Short Term Capital Gain
Distribution C.CO
2,374.886 Shs. $ 49,789.33
L2/13/99 Long Term Capital Gain Distribution _ O.CO
2,374.886 Shs. ; 49,789.33
12/08/00 215.855 Shs. Reinvested Capital Gain 4,483.31
2,590.741 Shs. > 54,272.64
12/08/00 Long Term Capital Gain Distribution 0.00
2,590.741 Shs. > 54,272.64
12/08/00 Short Term Capital Gain
Distribution C.CO
2,590.741 Shs. $ 54,272.64
08/07/02 189.036 Shs. Sold -3,960.06
2,401.705 Shs. $ 50,312.58
J8/22/03 2,401.705 Shs. Delivered in merger to MTB Multi
Capital Growth-Inst I Fund #430 -50,312.58
0.0 Shs. > 0.00
- 56 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOL,'?~T
VALUE
MTB Multi Capital Growth-Inst I Fund
#430
J8/22i03 2,401.705 Shs. Received in merger from ARK Fds
Capital Growth Portfolio > 50,312.58
X1/02/05 328.948 Shs. Sold -6,391.03
2,072.757 Shs. > 43,421.55
J3/29/06 238.806 Shs. Sold -5,OC2.67
1,833.951 Shs. > 38,418.88
J5/22/06 1,543.21 Shs. Sold -32,328.24
290.741 Shs. ~ 6,090.64
~1i24/06 290.741 Shs. Sold _ -6,C90.64
0.0 Shs. > C.CO
ARK Fds Ecruity Income Portfolio
J8/07/02 2,409.639 Shs. Purchased ~ 20,OOC.C0
J8/22/03 2,409.639 Shs. Delivered in merger to MTB Equity
Income Portfolio-Inst I Fund #43 -20,OOO.C0
0.0 Shs. > G.CO
MTB Ecruity Income Portfolio-Inst I Fund
#43
J8/22/03 2,409.639 Shs. Received in merger from ARK Fds
Equity Income Portfolio > 20,CCO.CC
:)3/08/04 2,409.639 Shs. Sold -20,OOO.C0
0.0 Shs. $ 0.00
- 57 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
ARK Fds Equity Index Institutional
Portfolio
12/13/99 1,381.215 Shs. Purchased $ 20;000.00
J9/19/00 202.703 Shs. Sold -2,935.14
1,178.512 Shs. $ 17;064.86
12/08/00 273.012 Shs. Reinvested Capital Gain 3.063.19
1,451.524 Shs. $ 20,128.05
L2/O8/00 Short Term Capital Gain
Distribution 0.00
1,451.524 Shs. $ 20;128.05
:.2/08/00 Long Term Capital Gain Distribution 0.00
1,451.524 Shs. > 20 128.05
J5/29/02 1,451.524 Shs. Sold -20,128.05
0.0 Shs. $ O.CO
ARK Fds Income Portfolio
J5/06/99 11,916.584 Shs. Purchased $ 120,000.00
J6/i9/00 11,916.584 Shs. Sold -120,000.00
0.0 Shs. $ 0.00
J5%29/02 6,387.226 Shs. Purchased 64,000.00
6,387.226 Shs. $ 64,000.00
08/07/02 585.938 Shs. Sold -5,871.10
5,801.288 Shs. > 58,128.90
J9/12/02 96.712 Shs. Sold -969.05
5,704.576 Shs. $ 57,159.85
L1/15/02 289.855 Shs. Sold -2,904.35
5,414.721 Shs. $ 54,255.50
- 58 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCCITNT
VALliF
ARK Fds Income Portfolio (cont'd)
08/22/03 5,414.721 Shs. Delivered in merger to MTB
Income-Inst I Fund #143 $ -54,255.50
0.0 Shs. $ 0.00
MTB Income-Inst I Fund #143
08/22/03 5,414.721 Shs. Received in merger from ARK Fds
Income Portfolio $ 54,255.50
ll/21/03 140.943 Shs. Reinvested Capital Gain 1,430.57
5,555.664 Shs. $ 55,685.07
11;'21/03 Long Term Capital Gain Distribution 0.00
5,555.664 Shs. $ 55,686.07
01/13/04 391.773 Shs. Sold -3,925.86
5,163.891 Shs. $ 51,759.21
11!30/04 52.776 Shs. Reinvested Capital Gain 527.23
5,216.667 Shs. $ 52,286.44
11/30/04 Long Term Capital Gain Distribution 0.00
5,216.667 Shs. $ 52,286.44
11!29/05 16.747 Shs. Reinvested Capital Gain 163.28
5,233.414 Shs. $ 52,449.72
11/29/05 Long Term Capital Gain Distribution 0.00
5,233.414 Shs. $ 52,449.72
12/28/06 6.151 Shs. Reinvested Capital Gain 59.66
5,239.565 Shs. $ 52,509.38
12/2~'~/06 Long Term Capital Gain Distribution 0.00
5,239.565 Shs. $ 52,509.38
04/08/08 5,239.565 Shs. Sold -52,509.38
0.0
---------------- Shs.
----- $
----- 0.00
-------------
- 59 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
ARK Fds Intermediate Fixed Income
Portfolio
C6/19/00 12,012.645 Shs. Purchased $ 114,000.00
09/19/00 261.233 Shs. Sold -2,479.10
11,751.412 Shs. $ 111,52 ^v .90
12~'l1/Ol 5.675 Shs. Reinvested Capital Gain 56.41
11,757.087 Shs. $ 111,577.31
12!11/01 Long Term Capital Gain Distribution 0.00
11,757.087 Shs. $ 111,577.31
05/29/02 5,268.49 Shs. Sold -49,999.11
6,488.597 Shs. $ 61,578.20
08/07/02 590.551 Shs. Sold -5,604.46
5,898.046 Shs. $ 55,973.74
09/1?/02 97.466 Shs. Sold -924.97
5,800.58 Shs. $ 55,048.77
11/15/02 340.136 Shs. Sold -3,227.96
5,460.444 Shs. $ 51,820.81
08/15/03 5,460.444 Shs. Delivered in merger to MTB
Intermediate Term Bond-Inst I Fund
#220 -51,820.81
0.0 Shs.
$ 0.00
- 60 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
MTB Intermediate Term Bond-Inst I Fund
#220
08%15/03 5,460.444 Shs. Received in merger from ARK Fds
Intermediate Fixed Income Portfolio $ 51,820.81
11!21!03 65.451 Shs. Reinvested Capital Gain 672.18
5,525.895 Shs. $ 52,492.99
11!21/03 Long Term Capital Gain Distribution 0.00
5,525.895 Shs. $ 52,492.99
01/'3,/04 484.966 Shs. Sold -4,606.91
5,040.929 Shs. $ 47,886.08
11/29:/06 5,040.929 Shs. Sold -47,886.C8
0.0 Shs. $ 0.00
---------------------
---------------------
ARK Fds International
Equity Selection
Instl
03/30/98 2,141.454 Shs. Received in exchange from
Marketvest Funds International
Equity Fund #596
03/31/98 1,410.935 Shs. Purchased
3,552.389 Shs.
09/28/98 1,041.667 Shs. Sold
2,510.722 Shs.
11/16/98 11.376 Shs. Reinvested Capital Gain
2,522.098 Shs.
21,800.C1
i6,000.C0
37,800.01
-11,084.10
26,715.91
115.24
26,831.15
0.00
11/16/98 Long Term Capital Gain Distribution _
2,522.098 Shs. $ 26,831.15
12/09/98 30.134 Shs. Reinvested Capital Gain 312.49
2,552.232 Shs. $ 27,143.64
12/09/98
Short Term Capital Gain
Distribution
2,552.232 Shs.
O.CO
$ 2,143.64
- 61 -
CHANGES IN PRINCIPAL HOLDINGS cont'd
ACCOU"~TT
VALUE
ARK Fds International E it Selection
Insti (cont'd)
;2/09/98
Long Term Capital Gain Distribution s
2,552.232 Shs. G.00
- 27,143.64
12/10/99 104.127 Shs. Reinvested Capital Gain
2,656.359 Shs. - 1 421.34
28,564.98
12/_0/99
Short Term Capital Gain
Distribution
2,656.359 Shs. - 0.00
$ 28,64.98
12/1 /99
2,656.359 Long Term Capital Gain Distribution
Shs. -
C.OC
$ 28,564.98
l~/13!99 511.322 Shs. Sold
2,145.037 Shs. - -5 498.47
~ 23,066.51
08/10/00 329.973 Shs. Reinvested Ca
pital Gain
2,475.01
Shs. - 3 979.47
$ 27,045.98
08/1G/00
Short Term Capital Gain
Distribution
2,475.01 Shs. - 0.00
$ 27,045.98
08/10/00
2,475.01 Long Term Capital Gain Distribution
Shs.
0.00
$ 27,045.98
12/08/00 125.994 Shs. Reinvested Capital Gain
2,601.004 Shs. - 1 2x2.70
$ 28,3:38.68
1208/00
Short Term Capital Gain
Distribution
2,601.004 Shs. - 0.00
$ 28,338.68
12'08100
Long Term Capital Gain Distribution
2,601.004 Shs. - 0.00
$ 28,338.68
05;29/02 2 601.004 Shs. Sold
0.0 Shs. - -28 338.68
$ 0.00
- 62 -
CHANGES IN PRINCIPAL HOLDINGS cont'd
ACCO;JNT
VAL JE
ARK Fds Mid Ca p Portfolio
J5i29/02 1,056.000 Shs. Purchased
~ 13,200.00
08/07/02 499 500 Shs Purchased
1,555.500 Shs. 5 000.00
18,2CC.00
08/22/03 1,555.500 Shs. Delivered in merger to MTB Mid Cap
Growth-Inst I Fund #401
0.000
Shs. -18 200.00
o.co
MTB Mid Cap Growth-Inst I Fund #401
C8/22/03 1,555.5 Shs. Received in merger from ARK Fds Mid
Cap Portfolio
18,200.OC
03/C8/04 488.145 Shs Sold
1,067.355 Shs. - -~ 711.50
12,488.50
11/30!04 16.325 Shs Reinvested Capital Gain
1,083.68 Shs. - 240.80
$ 12,729.30
11/30/04 Long Term Capital Gain Distribution
1,083.68 Shs. - 0 00
$ 12,729.30
11/29'05 133.531 Shs Reinvested Ca
pital Gain
1,217.211
Shs. 1 998 96
$ 14,728.26
1_/29/05 Long Term Capital Gain Distribution
1,217.211 Shs. - 0.00
$ 14,728.26
12/05/06 185.393 Shs Reinvested Capital Gain
1,402.604 Shs. - 2 632.59
$ 17,360.85
12/05/06 Long Term C
it
l
ap
a
Gain Distribution
1,402.604 Shs. - 0 00
$ 17,360.85
04/19!07 724.638 Shs Sold
677.966 Shs. - -8 969.27
$ 8,391.58
12/05/07 113.924 Shs Reinvested Capital Gain
791.89 Shs. - 1,541.39
S 9,932.97
- 63 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
MTB Mid Cap Growth-Inst I Fund #40' (cont d)
12%05/07 Long Term Capital G
i
i
a
n D
stribution $ 0 CO
791.89 Shs.
$ 9,932.97
12;03/08 36.46 Shs Reinvested Capital Gain
828.35
Shs. 2
49 02
$ 10,181.99
12;'03/08 Long Term Capital Gai
Di
n
stributior_
0 00
828.35 Shs.
$ 10.181.99
J2i03/09 828.35 Shs Sold
-10.181.99
0.0 Shs.
> 0.00
ARK Fds Short Term Treasury Portfolio
05/29/02 6,213.592 Shs. Purchased
> 64,000.00
')8/07/02 478.469 Shs Sold
5,735.123
Shs. -4,928.23
~ 59,071.77
(:'9/12/02 96.061 Shs Sold
5
639 -989 43
,
.062 Shs.
58,082.34
~1/15/C2 239.464 Shs Sold
5,399.598
Shs. -2,466.48
~ 55,615.86
12/09/02 48.993 Shs Reinvested Capital Gain
5,448.591
Shs 506.10
. 56,121.96
~2/C9/02 Long Term Capital G
i
Di
a
n
stribution
0
00
5,448.591 Shs .
. 56,121.96
08/13/03 25.102 Shs Reinvested Capital Gain
5,473.693
Shs 256 79
. $ 56,378.75
08/13/03 Long Term Capital Gain Distribution
5,473.693
Shs 0 00
. $ 56,378.75
- 64 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCCLTNT
VALUE
ARK Fds Short Term Treasury Pcrtfolio (cont'd)
08/15/03 5,473.693 Shs. Delivered in merger to MTB Short
Duration Government Bond Inst I
Fund #120 at the rate of 1.05156443
shares for each share held
~ -56 378 7~
0.0 Shs. $
0.00
MTB Short Duration Government Bond
Inst I Fund #120
08!15!03 5,755.9409 Shs. Received in merger of ARK Fds S:hcrt
Term Treasury Portfolio $ 56,378.?5
08!16/03 0.0009 Shs. Share Adjustment
0.00
5,755.94 Shs. $ 56
,378.?5
01/13/04 410.256 Shs. Sold
--4,018.41
5,345.684 Shs
. $ 52,360.34
12/06/04 _ 1,036.269 Shs. Sold
-10,150.13
4,309.415 Shs. $ 42
,210.21
11124!06 4,309.415 Shs. Sold
-42,210.21
0 Shs.
Y O.CC
Boston Company International Small Cap
Fund
)5/22106 205.931 Shs. Purchased
~ 5,000.00
12/15/06 23.058 Shs. Reinvested Capital Gain
561.01
228.989 Shs. _
~ 5,56"~.01
2/15/06 Long 'T'erm Capital Gain Distrib
ti
u
on 0.00
228.989 Shs
. ~ 5,561.01
J4/19/07 187.266 Shs. Purchased
5,000.00
416.255 Shs. ~> 10,561.01
08/31/07 416.255 Shs. Sold
-10,561.01
0.0 Shs. ~ 0.00
- 65 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Bridaeway Ultra Small Co Mkt Fd
05/22/06 780.031 Shs. Purchased $ 15,000.00
12/15/06 15.008 Shs. Reinvested Capital Gain
292.2C
795.039 Shs. $ 15,292.20
12!15/06 Long Term Capital Gain Distrib
ti
u
on 0.00
795.039 Shs. $ 15,292.20
12!19/07 29.576 Shs. Reinvested Capital Gain
514.03
824.615 Shs. $ 15,806.23
12;19/07 Long Term Capital Gain Distrib
ti
u
on 0 00
824.615 Shs. $ 15,806.223
12;17!08 78.0 Shs. Reinvested Capital Gain
737.10
902.615 Shs. $ 16,543.33
12/17/08 Long Term Capital Gain Distrib
ti
u
on 0.00
902.615 Shs. $ 16,543.33
02/03/09 902.615 Shs. Sold
-16.543.33
0.0 Shs.
$ 0.00
Common Stock Collective Investment Fund
4,001 Shs. Received ~ 75,403.65
X2/02/90 _ 4,001 Shs. Sold
-75,403.65
0 Shs.
> C.00
- 66 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
CRM Mid Cap Value Fd -Instl #32
04/19/07 307.503 Shs. Purchased $ 10
,000.00
12/18/07 32.17 Shs. Reinvested Capital Gain
931.97
339.673 Shs. S
10,931.97
12/18/07 Long Term Capital Gain Distributi
on 0.00
339.673 Shs. $ 10,931.97
02;'10/09 157.068 Shs Purchased 3
00
496.741
Shs.
$ ,
0.00
13,931.97
04/13/09 84.087 Shs. Purchased
1,601.86
580.828 Shs. $ 15,533.83
J5/22/09 8.958 Shs. Sold
-239.58
571.87 Shs.
$ 15,294.25
Dauphin Deposit Ectuity Fund for Tax
Exempt Organizations
J2/05/90 1,617 Shs. Purchased 29.993 ~4
J3/02/90 2,034 Shs. Purchased 37,984.88
3,651 Shs. > 67,978 82
J4/06/90 1,667 Shs. Purchased 31 984.68
5,318 Shs. > 99,963.5C
"_1/03/92 991 Shs. Purchased 22 487 F~
6,309 Shs. ~ 122,451.02
"_2/02/92 427 Shs. Sold
_ _ -8,287.62
5,882 Shs. ~ 114,163.40
01/C5/93 255 Shs. Sold
-4,949.28
5,627 Shs. ~ 109,214.12
0)1/03/95 94 Shs. Purchased _ 2,386.80
5,721 Shs. > 111,600.92
- 67 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Dauphin Deposit Equity Fund for Tax
Exempt Organizations (cont'd)
12/03/96 5,721 Shs. Exchanged for 20,045.23 shares
Marketvest Funds Inc. Equity Fund
#590 $ -111 600.92
0 Shs. $ 0.00
Marketvest Funds Inc. Equity Fund #590
12;03/96 20,045.23 Shs. Received in exchange of 5,721
shares Dauphin Deposit Equity Fund
for Tax Exempt Organizations at the
rate of 350.37982$ $ 111,600.92
12!09/96 Long Term Capital Gain Distribu'~ion 0.00
20,045.23 Shs. $ 111,600.92
12;09/96 Short Term Capital Gain
Distribution 0.00
20,045.23 Shs. $ 111,600.92
C6i17/97 Long Term Capital Gain Distribution 0.00
20,045.23 Shs. $ 111,600.92
X6/17/97 Short Term Capital Gain
Distribution C.00
20,045.23 Shs. $ 111;600.92
12%10/97 Short Term Capital Gain
Distribution O.CO
20,045.23 Shs. ~ 111,600.92
12/10/97 Long Term Capital Gain Distribution 0.00
20,045.23 Shs. ~ 111,600.92
03/25/98 Long Term Capital Gain Distribution _ 0.00
20,045.23 Shs. ; 111,600.92
- 68 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Marketvest Funds Inc Ecruity Fund #590 (cont'd)
03/30/98 20,045.23 Shs. Delivered in exchange to ARK Fds
Value Equity Portfolio $
-111 600.92
0.00 Shs. $ 0 00
ARK Fds Value E quity Portfolio
03/30/98 20,045.23 Shs. Received in exchange from
Marketvest Funds Inc. Equity Fund
#590 $ 111,600.92
11/16!98 851.886 Shs. Reinvested Capital Gain 11 696.39
20,897.116 Shs. $ 123,297.31
11/16!98 Long Term Capital Gain Distribution 0.00
20,897.116 Shs. $ 123,297.31
12/09/98 199.182 Shs. Reinvested Capital Gain 2,806.48
21,096.298 Shs. $ 126,103.79
12!09/98 Long Term Capital Gain Distribution 0.00
21,096.298 Shs. $ 126,103.79
05;06/99 3,886.01 Shs. Sold -23 228.75
17,210.288 Shs. $ 102,875.04
09/14/99 65.402 Shs. Sold
-390.94
17,144.886 Shs. $ 102,484.10
09/16/99 132.979 Shs. Sold
-_794 89
17,011.907 Shs. $ 10?,689.21
11/16/99 131.666 Shs. Sold --787.04
16,880.241 Shs. $ 100,902.17
12/10/99 Long Term Capital Gain Distributi
on _ 0.00
16,880.241 Shs. ~ 100,902.17
12/13/99 8,076.923 Shs. Sold _ -48,280.06
8,803.318 Shs. > 52,622.11
09/19/00 71.327 Shs. Sold _ -426.36
8,731.991 Shs. ~ 52,195.75
- 69 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
ARK Fds Value Eq uity Portfolio (cont'd)
12/08/00 Short Term Capital Gain
Distribution $ 0.00
8,731.991 Shs. $ 52,195.75
12/08/00 Long Term Capital Gain Distribution O.CC
8,731.991 Shs. S 52,195.75
12!11/01 Long Term Capital Gain Distribution 0.00
8,731.991 Shs. $ 52,195.75
08/07/02 1,394.7 Shs. Purchased 10,OOG.C0
10,126.691 Shs. $ 62,195.75
12;20/02 Long Term Capital Gain Distribution O.OC
10,126.691 Shs. $ 62,195.%5
07;14!03 1,216.545 Shs. Sold -7,471.73
8,910.146 Shs. $ 54,724.02
08/18/03 8,910.146 Shs. Delivered in merger to MTB Large
Cap Stock Inst I Fund #315 -54,724.02
0.0 Shs. $ 0.00
Federated Strate gic Value Fund
05/22/09 5,538.852
----------------- Shs.
---- Purchased $ 18,942.87
- 70 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Federated Total Return Bond Fund
11/24/06 8,474.576 Shs. Purchased $ 90,000.00
04/G8/08 558.659 Shs. Purchased 6,000.00
9,033.235 Shs. $ 96,000.00
05/22/09 3,965.221 Shs. Sold -42,140.08
5,068.014
----------------
---------------- Shs.
-----
----- $ 53,859.92
Fixed Income Collective Investment Fund
17,723 Shs. Received $ 176,031.93
02/05/90 2,558 Shs. Purchased 24,990.94
20,281 Shs. $ 201,022.87
03!05/90 1,032 Shs. Purchased 9,991.76
21,313 Shs. S 211,014.63
04/03!90 _ 2,596 Shs. Purchased 24,998.74
23,909 Shs. $ 236,013.37
04/02!92 10 Shs. Sold -98 ~1
23,899 Shs. $ 235,914.66
06/03/92 10 Shs. Sold -98 ~i
23,889 Shs. $ 235,815.95
09/03/92 10 Shs. Sold -98 71
23,879 Shs. $ 235,717.24
10/02/92 10 Shs. Sold -98.71
23,869 Shs. $ 235,618.53
'_1103/92 2,332 Shs. Sold -23,019.92
21,537 Shs. $ 212,598.61
X105/93 281 Shs. Sold -2,773.84
21,256 Shs. $ 209,824.77
04/01/96 _ _ 21,256 Shs. Sold -209,824.77
0 Shs. $ 0.00
- 71 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCGUNT
VAL`JE
Gienmede Fd Inc. Instl Intl Portfolio
12/G2/92 1,049.318 Shs. Purchased $ 1C,000.00
02iC3/93 943.39 Shs. Purchased 9,OOO.OC
1,992.708 Shs. $ 19,000.00
11/C5/93 Long Term Capital Gain Distribution 0.00
1,992.708 Shs. $ 19,000.00
11/04/94 Long Term Capital Gain Distribution 0.00
1,992.708 Shs. $ 19,000.00
11!C8/95 Long Term Capital Gain Distribution 0.00
1,992.708 Shs. $ 19,000.00
11%06!96 Long Term Capital Gain Distribution 0.00
1,992.708 Shs. $ 19,000.00
12!22/97 Long Term Capital Gain Distribution 0.00
1,992.708 Shs. $ 19,000.00
02/26!98 1,992.708 Shs. Sold -19,000.00
0.0 Shs. $ 0.00
Goldman Sachs Hi ah Yield Fd-#527
05/22/09 1,295.239 Shs. Purchased $ 7,577.15
- 72 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Harbor Capital Appreciation Fd #12
11/24/06 443.0 Shs. Purchased $ 15,OOO.C0
09/17/07 443.0 Shs. Sold -15.000.00
0.0 Shs. $ O.CO
04/14/09 740.966 Shs. Purchased _ 18,250.00
740.966 Shs. $ 18,250.OC
05/22/09 437.026 Shs. Purchased _ 11,39.78
1,177.992 Shs. $ 29,389.78
---------------------
Harbor International Fund #11
05%29/02 658.737 Shs. Purchased $ 21,600.00
01%02/03 13.299 Shs. Reinvested Capital Gain 354.96
672.036 Shs. $ 21,954.96
01/02/03 Long Term Capital Gain Distribution 0.00
672.036 Shs. $ 21,954.96
12!31/03 10.243 Shs. Reinvested Capital Gain 374.27
682.279 Shs. $ 22,329.23
12;31/03 Long Term Capital Gain Distribution 0.00
682.279 Shs. $ 22,329.23
01/03/05 2.332 Shs. Reinvested Capital Gain 99.72
684.611 Shs. $ 22 428 95
01/03/05 Long Term Capital Gain Distribution 0.00
684.611 Shs. $ 22,428.95
12/21/05 17.147 Shs. Reinvested Capital Gain 835.57
701.758 Shs. $ 23,264.52
12/21/05 Long Term Capital Gain Distribution 0.00
701.758 Shs. $ 23,264.52
12/20/06 21.668 Shs. Reinvested Capital Gain 1.322.61
723.426 Shs. $ 24;587.13
- 73 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOL'I~~T
VALliE
Harbor International Fund #11 ( cont'd)
12!20/06 Long Term Capital Gain Distribution $ 0.00
723.426 Shs. $ 24,587.13
09!17/07 72.005 Shs. Purchased 5,000.00
795.431 Shs. $ 29,587.y3
12/20/07 34.815 Shs. Reinvested Capital Gain 2,403.66
830.246 Shs. $ ~1 990 79
12!20/07 Long Term Capital Gain Distribution 0.00
830.246 Shs. $ 31,990.79
05!22/09 33.868 Shs. Sold -1,304.99
796.378
---------------- Shs.
----- $ 3C,685.80
Loomis Sayles Small Cap Value Fund I
02/10/09 472.888 Shs. Purchased $ 7,500.00
05/22/09 23.782 Shs. Sold _377 ~8
449.106 Shs. $ 7 122 82
LSV Value Ecruit y Fund
02/10/09 1,173.959 Shs. Purchased $ 11,000.00
05/22/09 744.173 Shs. Purchased 7,285.45
1,918.132 Shs. $ 18,285.45
- 74 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Marketvest Funds Inc. Intermediate US
Government Bond Fund #593
04/01/96 22,060.574 Shs. Purchased $ 220,605.74
12/27/96 461.847 Shs. Purchased 4,600.00
22,522.421 Shs. $ 225,205.74
07/01/97 554.415 Shs. Purchased 5,400.00
23,076.836 Shs. $ 230,605.74
03/23/98 23,076.836 Shs. Delivered in exchange to ARK Fds US
Government Bond Portfolio -230,605.74
0.0
----------------- Shs.
---- $ 0 00
ARK Fds US Gcvernment Bond Portfolio
03!23/98 23,076.836 Shs. Received in exchange from
Marketvest Funds Inc. Intermediate
US Government Bond Fund #593 $ 230,605.74
03!31/98 1,727.642 Shs. Purchased 17 000.00
24,804.478 Shs. $ 247,605.74
04!06/99 101.833 Shs. Sold -1,016.53
24,702.645 Shs. $ 246,589.21
05/06/99 10,224.949 Shs. Sold _ -102,068.51
14,477.696 Shs. $ 144,520.70
09/19/00 265.675 Shs. Sold -2,652.05
14,212.021 Shs. $ 141,868.65
65/29/02 _ 7,589.744 Shs. Sold -75,763.10
6,622.277 Shs. $ 66,105.55
08/07/02 600.601 Shs. Sold -5,995.38
6,021.676 Shs. $ 60.110.17
09/12/02 99.305 Shs. Sold _991 2~
5,922.371 Shs. $ 59,118.88
it/15/02 298.507 Shs. Sold -2 979 79
5,623.864 Shs. $ 56,139.69
- 75 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
ARK Fds US Government Bond Portfolio (cont'd)
08/13/03 4.231 Shs. Reinvested Capital Gain $ 42.01
5,628.095 Shs. $ 56,181.iC
08/18!03 5,628.095 Shs. Delivered in merger to MTB US
Government Bond Inst I Fund #822 at
a rate of 1.0324234 shares -56,181.10
0.0
---------------- Shs.
----- $ O.CC
MTB US Government Bond Inst I Fund #822
08/18/03 5,810.577 Shs. Received in merger from ARK Fds US
Government Bond Portfolio $ 56,181.10
11%21/03 0.781 Shs. Reinvested Capital Gain 7.55
5,811.358 Shs. $ 56,188.65
11/21/03 Long Term Capital Gain Distribution O.OC
5,811.358 Shs. $ 56,188.65
01/13/04 411.946 Shs. Sold -3983.01
5,399.412 Shs. $ 52,205.64
04/C8/08 5,399.412 Shs. Sold -52,205.64
0.0 Shs. $ 0.00
- 76 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACC Oli1VT
VALliE
Marketvest Funds International Equity
Fund #596
12/16/97 2,141.454 Shs. Purchased $ 21,800.01
03/30/98 2,141.454 Shs. Delivered in exchange to ARK Fds
International Equity Selection
Instl -21,800.Gi
0.0 Shs. $ 0.00
Masters Select International Fund #306
05/22/09 1,068.207 Shs. Purchased $ 11,365.72
MTB EcTUity Index-Inst I Fund #134
03/08/04 3,611.971 Shs. Purchased $ 35,000.00
11/24/06 5,128.205 Shs. Purchased 60,000.00
8,740.176 Shs. $ 95,000.00
01/30/09 8,740.176 Shs. Sold -95,000.00
0.0
--------------- Shs.
------ $
-- 0.00
---------------
MTB Small Cap ------
Growth-
Inst I Fund #555 --- -------------
03/08/04 792.079 Shs. Purchased $ 16,000.00
12/14/04 88.307 Shs. Reinvested Capital Gain ',459.72
880.386 Shs. $ 17,459.72
12/14/04 Long Term Capital Gain Distribution O.OC
880.386 Shs. $ 17,459.72
11/29/05 2.738 Shs. Reinvested Capital Gain 48.16
883.124 Shs. $ 17,507.88
11/29/05 Long Term Capital Gain Distribution 0.00
883.124 Shs. $ 17,50"7.88
- 77 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
MTB Small Cap Growth-Inst I Fund #555 (cont'd
12iG5/06 150.22 Shs. Reinvested Capital Gain $ 2,762.54
1,033.344 Shs. $ 20,270.42
12%05/06 Long Term Capital Gain Distributicn 0.00
1,033.344 Shs. S 20,270.42
12/05/07 185.876 Shs. Reinvested Capital Gain 3,174.77
1,219.22 Shs. $ 23,445.19
12iC5/07 Long Term Capital Gain Distribution 0.00
1,219.22 Shs. $ 23,445.19
02/03/09 1,219.22 Shs. Sold -23,445.19
0.0 Shs. ~ 0,00
Municipal Bond Fund
8,377 Shs. Received $ 90,609.82
02/C2/90 8,377 Shs. Sold -90,609.82
0 Shs. $ 0.00
Pimco Total Return Fund I #35
04/08/08 8,767.123 Shs. Purchased $ 96,000.00
12;11/08 436.08 Shs. Reinvested Capital Gain 4,3i7.i9
9,203.203 Shs. $ 100,317.19
12/11/08 Long Term Capital Gain Distribution 0.00
9,203.203 Shs. $ 100,317.19
04/13/09 1,318.283 Shs. Sold -14,369.61
7,884.92 Shs. $ 85,947.58
04/14/09 1,104.024 Shs. Purchased 11,250.00
8,988.944 Shs. $ 97,197.58
05/22/09 3,933.236 Shs. Sold -42,530.14
5,055.708 Shs. $ 54,667.44
- 78 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
A000~~7VT
VALUE
Pimco Total Return Fund I #35 ( cont'd)
12;10/09 51.56 Shs. Reinvested Capital Gain $ 561.49
5,107.268 Shs. $ 55,228.93
12!10/09 Long Term Capital Gain Distribution 0.00
5,107.268 Shs. $ 55,228.93
Ridaeworth Seix FL Rate HI Inc Fd-I
05;22%09 1,444.183 Shs. Purchased $ 11,365.72
T. Rowe Price Inst L/C Growth
09!17/07 935.745 Shs. Purchased $ 15,000.00
12;21/07 12.637 Shs. Reinvested Capital Gain 196.50
948.382 Shs. $ 15,196.50
12!21/07 Long Term Capital Gain Distribution O.GO
948.382 Shs. $ 15,196.50
02/10/09 311.203 Shs. Purchased 3,000.00
1,259.585 Shs. $ 18,196.50
02;25/09 Prior Year Return of Capital -1.C2
1,259.585 Shs. $ 18,195.48
C4; 13/09 1,259.585 Shs. Sold -18,195.48
0.0 Shs. $ 0.00
- 79 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Thompson Plumb Growth Fd
03/08/04 313.087 Shs. Purchased 5 15,000.00
12/23/04 3.756 Shs. Reinvested Capital Gain 172.13
316.843 Shs. $ 15,172.,_3
12/23/04 Long Term Capital Gain Distribution 0.00
316.843 Shs. $ 15,172.13
12/19/05 7.912 Shs. Reinvested Capital Gain 353.92
324.755 Shs. $ 15,526.05
12/19/05 Long Term Capital Gain Distributicn 0.00
324.755 Shs. $ 15,526.05
12%8/06 10.717 Shs. Reinvested Capital Gain 526.91
335.472 Shs. $ 16,052.96
12%18/06 Long Term Capital Gain Distribution 0.00
335.472 Shs. $ 16,052.96
04%19/07 335.472 Shs. Sold -16,052.96
0.0 Shs. $ 0.00
Vanguard Institutional Index Fund #94
01/30/09 710.87 Shs. Purchased $ 55,000.00
04/13/09 3.864 Shs. Sold -298.96
707.006 Shs. $ 54,701.04
05/22/09 254.448 Shs. Sold -19,686.64
452.558 Shs. $ 35,014.40
- 80 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
Vanguard Intermediate Term Corporation
#571
05!22/09 5,558.854 Shs. Purchased
12/31/09 8.649 Shs. Reinvested Capital Gain
5,567.503 Shs.
Vanguard Value Index Fund #6
03/08/04 2,511.301 Shs. Purchased
04/13/09 1,220.336 Shs. Sold
1,290.965 Shs.
05!22/09 61.102 Shs. Sold
1,229.863 Shs.
ACCOUNT
VALUE
$ 49,251.45
83.38
$ 49,334.83
$ 50,000.00
-24,296.89
$ 25,703.~~
-1,216.54
$ 24,486.57
- 81 -
RECEIPTS OF INCOME
Prior Award:
Received from Gertrude English Trust
under Agreement
Interest earned after Date of Death
Alpine Intl Real Estate Eauity Fund
12,!24/07 Dividend 337.58 Shs. $ 178.09
12!24!07 Short Term Capital Gain Distribution 211.65
American Century Ea Inc. Inst CL
03;17/04 Dividend 1,863.354 Shs. $ 82.55
06/16/04 Dividend 1,863.354 Shs. 134.53
09/17/04 Dividend 1,863.354 Shs. 96.:15
12/09/04 Short Term Capital Gain Distribution 383.:1
12;29/04 Dividend 1,962.844 Shs. g4,,J0
03%16/05 Dividend 1,962.844 Shs. 68.70
06/15/05 Dividend 1,962.844 Shs. 73.02
09/14/05 Dividend 1,962.844 Shs. 1C3.25
12;07/05 Short Term Capital Gain Distribution 295.60
12;29/05 Dividend 2,042.869 Shs. 119.:10
03/15/06 Dividend 2,042.869 Shs. 96.83
06!14/06 Dividend 2,042.869 Shs. 69,<~6
09/13/06 Dividend 2,042.869 Shs. 93,!x7
12;13/06 Short Term Capital Gain Distribution 558.93
12/28/06 Dividend 2,172.858 Shs. 183.61
03!14/07 Dividend 2,172.858 Shs. 55.:19
06/13/07 Dividend 1,047.999 Shs. 62,157
09;12/07 Dividend 1,047.999 Shs. 56.70
ARK Fds Blue Chip Eauity Portfolio
$ 7.12
389.74
2,617.97
07/01/99 Dividend 1,744.853 Shs.
$ 26.52
10/01/99 Dividend 1,744.853 Shs. 26,87
12/30/99 Dividend 4,571.381 Shs. 116.:11
04/03/00 Dividend 4,571.381 Shs. 55.31
07/03/00 Dividend 5,486.522 Shs. 115.22
i0/02/00 Dividend 5,443.805 Shs. 94,18
01/02/01 Dividend 5,587.635 Shs. 86.05
04/02/01 Dividend 5,587.635 Shs. 103.93
07/02/01 Dividend 5,587.635 Shs. 48.61
10/G1/01 Dividend 5,587.635 Shs. 76.55
FORWARD $ 749.35 $ 3,014.83
- 82 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 749.:35 $ 3,014.33
ARK Fds Blue Chip Ecruity Portfolio
(cont'd)
J1i02/02 Dividend 5,587.635 Shs. 43.58
04/01/02 Dividend 5,587.635 Shs. 40.68
07/01/02 Dividend 5,587.635 Shs. 70.:L8
LO/01/02 Dividend 5,180.137 Shs. 84_!59
01/02/03 Dividend 5,180.137 Shs. 96.25
04i01i03 Dividend 5,180.137 Shs. 148.46
J7/01/03 Dividend 5,180.137 Shs. 97,02
J8/13/03 Dividend 5,180.137 Shs. 102.`72 1,432.83
ARK Fds Blue Chip Ecruity Portfolio Cl B
LO/01/98 Dividend 638.978 Shs. $ 22,11
)1104/99 Dividend 653.583 Shs. 16.40
J4/01i99 Dividend 653.583 Shs. 17.97 56.48
ARK Fds Capital Growth Portfolio
Jl/02/01 Dividend 2,590.741 Shs. 41.97
ARK Fds Equity Income Portfolio
:)9/03/02 Dividend 2,409.639 Shs. $ 39.61
0/01/02 Dividend 2,409.639 Shs. 40.22
1/01/02 Dividend 2,409.639 Shs. 15.£36
12/02/02 Dividend 2,409.639 Shs. 61.'?3
01/02/03 Dividend 2,409.639 Shs. 21.Og
02/03/03 Dividend 2,409.639 Shs. 36.99
03/03/03 Dividend 2,409.639 Shs. 44.7.9
04/01/03 Dividend 2,409.639 Shs. 33.37
05/01/03 Dividend 2,409.639 Shs. 49.1.5
06/02/03 Dividend 2,409.639 Shs. 38.34
J7/Ol/03 Dividend 2,409.639 Shs. 30.43
E)8/01/03 Dividend 2,409.639 Shs. 17.12 427.99
ARK Fds ECruity Index Institutional
~'ortfolio
"_2/30/99 Dividend 1,381.215 Shs. $ 45.58
04/03/00 Dividend 1,381.215 Shs. 47.7.0
;)7/03/00 Dividend 1,381.215 Shs. 46.96
"0/02/00 Dividend 1,178.512 Shs. 47.26
';'1/02/01 Dividend 1,451.524 Shs. 36.87
FORWARD $ 223.77 $ 4,974.10
- 83 -
RECEIPTS OF INCOME (cont'd)
FORWARD
ARK Fds Equity Index Institutional
~crtfolio
(cont'd)
04iC2/01 Dividend 1,451.524 Shs.
J7i02/01 Dividend 1,451.524 Shs.
10/01/01 Dividend 1,451.524 Shs.
J1/02/02 Dividend 1,451.524 Shs.
J4/O1/02 Dividend 1,451.524 Shs.
ARK Fds Income Portfolio
06/01/99 Dividend
J7/0'~/99 Dividend
08/02/99 Dividend
J9/01/99 Dividend
10/01/99 Dividend
11/01!99 Dividend
12/01/99 Dividend
.)1103/00 Dividend
02/01/00 Dividend
J3/01/00 Dividend
04/03/00 Dividend
05/01/00 Dividend
06/01/00 Dividend
,)7%03/00 Dividend
06/03/02 Dividend
07/01/02 Dividend
08/01/02 Dividend
09/03/02 Dividend
10%01/02 Dividend
11/01/02 Dividend
12/02/02 Dividend
01/02/03 Dividend
02/03/03 Dividend
03/03/03 Dividend
04/01/03 Dividend
05/01/03 Dividend
J6/02/03 Dividend
07/01/03 Dividend
08/01/03 Dividend
J9/04/03 Dividend
11,916.584 Shs.
11,916.584 Shs.
11,916.584 Shs.
11,916.584 Shs.
11,916.584 Shs.
11,916.584 Shs.
11,916.584 Shs.
11,916.584 Shs.
11,916.584 Shs.
11,916.584 Shs.
11,916.584 Shs.
11,916.584 Shs.
11,916.584 Shs.
11,916.584 Shs.
6,387.226 Shs.
6,387.226 Shs.
6,387.226 Shs.
5,801.288 Shs.
5,704.576 Shs.
5,704.576 Shs.
5,414.721 Shs.
5,414.721 Shs.
5,414.721 Shs.
5,414.721 Shs.
5,414.721 Shs.
5,414.721 Shs.
5,414.721 Shs.
5,414.721 Shs.
5,414.721 Shs.
5,414.721 Shs.
FORWARD
$ 223.77 $
37.59
37.74
42.09
39.48
38.38
451.08
545.31
555.22
550.27
539.:?8
567.07
552.82
570.'75
579.62
552.40
587. `72
577.76
597.93
349.84
24.66
249.81
227.94
225.33
208.96
220.02
188.57
182.10
183.69
171. '71
189.:?1
189.88
187.37
162.50
150.85
114 .18
4,974.10
419.05
10,453.85
$ 15,847.00
- 84 -
RECEIPTS OF INCOME (cont'd)
FORWARD
$ 15,847.00
ARK Fds Intermediate Fixed Income
Portfolio
07;'03/00 Dividend 12,012.645 Shs.
08/01/00 Dividend 12,012.645 Shs.
09;01/00 Dividend 12,012.645 Shs.
10;02/00 Dividend 11,751.412 Shs.
11/01/00 Dividend 11,751.412 Shs.
i2/G1/00 Dividend 11,751.412 Shs.
01;02/01 Dividend 11,751.412 Shs.
02;01/01 Dividend 11,751.412 Shs.
03!01!01 Dividend 11,751.412 Shs.
04!02/01 Dividend 11,751.412 Shs.
05/01/01 Dividend 11,751.412 Shs.
06;01/01 Dividend 11,751.412 Shs.
07;'02/01 Dividend 11,751.412 Shs.
08;01/01 Dividend 11,751.412 Shs.
09/04/01 Dividend 11,751.412 Shs.
1C!Ol/01 Dividend 11,751.412 Shs.
11/01/01 Dividend 11,751.412 Shs.
12!03/01 Dividend 11,751.412 Shs.
01/02/02 Dividend 11,757.087 Shs.
02/01/02 Dividend 11,757.087 Shs.
03!01/02 Dividend 11,757.087 Shs.
04/01/02 Dividend 11,757.087 Shs.
05/01/02 Dividend 11,757.087 Shs.
06/03/02 Dividend 6,488.597 Shs.
07/01/02 Dividend 6,488.597 Shs.
08!01/02 Dividend 6,488.597 Shs.
09/03/02 Dividend 5,898.046 Shs.
10/01/02 Dividend 5,800.58 Shs.
11/01/02 Dividend 5,800.58 Shs.
12!02/02 Dividend 5,460.444 Shs.
01/02/03 Dividend 5,460.444 Shs.
02!03/03 Dividend 5,460.444 Shs.
03/03/03 Dividend 5,460.444 Shs.
04/01/03 Dividend 5,460.444 Shs.
05/01/03 Dividend 5,460.444 Shs.
06!02/03 Dividend 5,460.444 Shs.
07/01/03 Dividend 5,460.444 Shs.
08/01/03 Dividend 5,460.444 Shs.
09/04/03 Dividend 5,460.444 Shs.
$ 219.:19
561.42
563.66
543.'70
559.43
538.82
552.54
550.86
507.89
547.61
535.04
551.52
525.29
530.:37
520.60
507.:32
521.50
482.'76
496.21
491.63
444.'79
455.84
461.56
460 .'71
257.86
237 .'71
213.'90
201.09
216.45
186.98
186.17
182.'79
151.60
197.83
188.46
181.70
159.10
153.88
84.16 14,930.54
FORWARD
$ 30,777.54
- 85 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 30,777.54
ARK Fds International Eciuity Selection
Instl
01/04/99 Dividend 2,552.232 Shs. $ 258.54
12/30/99 Dividend 2,145.037 Shs. 418.07
01/02/01 Dividend 2,601.004 Shs. 100.66
01!02/02 Dividend 2,601.004 Shs. 43.:18 820.45
ARK Fds Mid Cap Portfolio
10/01/02 Dividend 1,555.5 Shs. $ 9.92
04/01/03 Dividend 1,555.5 Shs. 2.29 12.21
ARK Fds Short Term Treasury Portfolio
06!03/02 Dividend 6,213.592 Shs. $ 12.45
07/01/02 Dividend 6,213.592 Shs. 185.51
08/01/02 Dividend 6,213.592 Shs. 184.15
09!03/02 Dividend 5,735.123 Shs. 167.51
10%01/02 Dividend 5,639.062 Shs. 150.51
11!01/02 Dividend 5,639.062 Shs. 153.11
12/G2/02 Dividend 5,399.598 Shs. 144.06
12/C9/02 Short Term Capital Gain Distribution 39.'96
01/02/03 Dividend 5,448.591 Shs. 129.39
02/03/03 Dividend 5,448.591 Shs. 119.12
03/03/03 Dividend 5,448.591 Shs. 97.42
04/01/03 Dividend 5,448.591 Shs. 105.72
C5/Ol/03 Dividend 5,448.591 Shs. 98.37
06/02/03 Dividend 5,448.591 Shs. 94.07
07/01/03 Dividend 5,448.591 Shs. 86.50
08/01/03 Dividend 5,448.591 Shs. 87.58
08/13/03 Short Term Capital Gain Distribution 3.11
08/15/03 Dividend 5,448.591 Shs. 47.10 1,905.74
ARK Fds US Government Bond Portfolio
04/06/98 Dividend 24,804.478 Shs. $ 338.13
05/04/98 Dividend 24,804.478 Shs. 1,202.90
06/01/98 Dividend 24,804.478 Shs. 1,236.05
07/01/98 Dividend 24,804.478 Shs. 1,198.93
08/03/98 Dividend 24,804.478 Shs. 1,229.41
09/C1/98 Dividend 24,804.478 Shs. 1,103.36
10/01/98 Dividend 24,804.478 Shs. 1,062.08
11/02/98 Dividend 24,804.478 Shs. 1,093.60
12/C1/98 Dividend 24,804.478 Shs. 1,075.97
FORWARD $ 9,540.43 $ 33,515.94
- 86 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 9,540.43 $
ARK Fds US Government Bond Portfolio
(cont'd)
33,515.94
01/04/99 Dividend 24,804.478 Shs. 1,111.36
02/01/99 Dividend 24,804.478 Shs. 1,091.C7
03/01/99 Dividend 24,804.478 Shs. 1,000.27
64/01/99 Dividend 24,804.478 Shs. 1,117.46
05/03/99 Dividend 24,702.645 Shs. 1,058.43
06/01/99 Dividend 14,477.696 Shs. 668.43
07/01/99 Dividend 14,477.696 Shs. 591.88
08/02/99 Dividend 14,477.696 Shs. 625.62
09/01/99 Dividend 14,477.696 Shs. 617.81
10/01/99 Dividend 14,477.696 Shs. 596.22
11/01/99 Dividend 14,477.696 Shs. 623.02
12/Cl/99 Dividend 14,477.696 Shs. 614.19
01/C3/00 Dividend 14,477.696 Shs. 617.70
02!01/00 Dividend 14,477.696 Shs. 625.28
03%C1/00 Dividend 14,477.696 Shs. 606.92
04/03/00 Dividend 14,477.696 Shs. 642.67
05/01/00 Dividend 14,477.696 Shs. 646.54
06/01/00 Dividend 14,477.696 Shs. 656.02
07/C3/00 Dividend 14,477.696 Shs. 621.97
08/C1/00 Dividend 14,477.696 Shs. 651.30
69/01/00 Dividend 14,477.696 Shs. 654.39
10/02/00 Dividend 14,212.021 Shs. 641.25
11/01/00 Dividend 14,212.021 Shs. 640.59
12/01/00 Dividend 14,212.021 Shs. 626.47
01/02/01 Dividend 14,212.021 Shs. 629.27
02/01/01 Dividend 14,212.021 Shs. 640.68
03/01/01 Dividend 14,212.021 Shs. 604.36
04/02/01 Dividend 14,212.021 Shs. 645.84
05/01/01 Dividend 14,212.021 Shs. 632.39
06/01/01 Dividend 14,212.021 Shs. 641.07
07/02/01 Dividend 14,212.021 Shs. 612.47
08/01/01 Dividend 14,212.021 Shs. 633.13
09/04/01 Dividend 14,212.021 Shs. 626.64
10/01/01 Dividend 14,212.021 Shs. 597.60
11/01/01 Dividend 14,212.021 Shs. 620.52
12/03/01 Dividend 14,212.021 Shs. 611.03
01/02/02 Dividend 14,212.021 Shs. 609.60
02/01/02 Dividend 14,212.021 Shs. 592.14
03/01/02 Dividend 14,212.021 Shs. 561.29
04/01/02 Dividend 14,212.021 Shs. 583.54
05/01/02 Dividend 14,212.021 Shs. 578.52
06/03/02 Dividend 6,622.277 Shs. 556.11
FORWARD $ 37,863.49 $ 33,515.94
- 87 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 37,863.49 $
ARK Fds US Government Bond Portfolio
(ccnt'd)
07/01/02 Dividend 6,622.277 Shs. 266.85
08/Cl/02 Dividend 6,622.277 Shs. 252.90
09/03/02 Dividend 6,021.676 Shs. 231.28
10/01/02 Dividend 5,922.371 Shs. 218.52
11/01%02 Dividend 5,922.371 Shs. 220.80
12/02/02 Dividend 5,623.864 Shs. 196.66
01/02/03 Dividend 5,623.864 Shs. 180.70
02/03/03 Dividend 5,623.864 Shs. 176.21
03/03/03 Dividend 5,623.864 Shs. 165.01
04/01/03 Dividend 5,623.864 Shs. 175.09
05/01/03 Dividend 5,623.864 Shs. 168.78
06/02/03 Dividend 5,623.864 Shs. 169.30
07/01/03 Dividend 5,623.864 Shs. 144.81
08%01/03 Dividend 5,623.864 Shs. 139.31
08/13/03 Short Term Capital Gain Distribution 42.01
09%04/03 Dividend 5,623.864 Shs. 85.29
ARK Fds Value Eauity Portfolio
07/01/98 Dividend 20,045.23 Shs. $ 601.36
10/01/98 Dividend 20,045.23 Shs. 489.10
01/04/99 Dividend 21,096.298 Shs. 430.36
04/01/99 Dividend 21,096.298 Shs. 291.13
07/01/99 Dividend 17,210.288 Shs. 197.92
1C/01/99 Dividend 17,011.907 Shs. 142.90
12/30/99 Dividend 8,803.318 Shs. 35..21
04/03/00 Dividend 8,803.318 Shs. 17.61
07/03/00 Dividend 8,803.318 Shs. 26.41
10!02/00 Dividend 8,731.991 Shs. 0.87
01/02/01 Dividend 8,731.991 Shs. 96.93
04/02/01 Dividend 8,731.991 Shs. 41..91
07%02/01 Dividend 8,731.991 Shs. 80.33
10/01/01 Dividend 8,731.991 Shs. 90..81
01/02/02 Dividend 8,731.991 Shs. 108.28
04/01/02 Dividend 8,731.991 Shs. 47.15
07/01/02 Dividend 8,731.991 Shs. 48.72
10/01/02 Dividend 10,126.691 Shs. 209.42
01/02/03 Dividend 10,126.691 Shs. 147.75
04/01/03 Dividend 10,126.691 Shs. 110.08
07/01/03 Dividend 10,126.691 Shs. 108.86
08/13/03 Dividend 8,910.146 Shs. 153.25
FORWARD
33,515.94
40,697.C1
3,476.36
$ 77,689.31
- 88 -
RECEIPTS OF INCOME (cont'd)
ARK Monev Market Portfolio
64/C1/98 Interest
65/01/98 Interest
66/01/98 Interest
07/01/98 Interest
08/03/98 Interest
09/01!98 Interest
10/01%98 Interest
11/02/98 Interest
12/01;98 Interest
01/04/99 Interest
02/01/99 Interest
03/C1/99 Interest
04/01/99 Interest
0/03/99 Interest
0!;/01199 Interest
0~/0"1/99 Interest
0/02/99 Interest
09/61/99 Interest
1C/Ol/99 Interest
l~/01/99 Interest
1~/Ol/99 Interest
0;/03/00 Interest
02/01/00 Interest
03/01/00 Interest
04/03/00 Interest
05/01/00 Interest
06/01/00 Interest
07/03/00 Interest
08/01/00 Interest
09/01/00 Interest
1C/02/00 Interest
11/01/00 Interest
12/01/00 Interest
01/02/01 Interest
02/01/01 Interest
03/01/01 Interest
04!02/01 Interest
05!61/01 Interest
06!01/01 Interest
07.'02!01 Interest
08'01/01 Interest
09:'04/01 Interest
10:'01/01 Interest
FORWARD
FORWARD
100.77
2.43
0.90
1.34
2.00
0.98
1.24
2.2'7
0.95
1.13
1.3E3
1.01.
C.94
3.94
3.66
3.32
3.63
2.39
5.51
5.38
4.32
129.51
205.63
188.29
198.93
191.47
198.81
149.45
79.63
73.78
84.48
112.22
101.97
159.69
174.73
139.26
139.16
106.39
85.37
69.22
60.64
52.23
39.88
$ 2,890.34 $
77,689.31.
77,689.3_
- 89 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 2,890.34 $
~iRk Monev Market Portfolio
(cont'd)
:~1/01/01 Interest
_2/03/01 Interest
01/02/02 Interest
02/01/02 Interest
03/01/02 Interest
04/01/02 Interest
05/01/02 Interest
06/03/02 Interest
07/01/02 Interest
08/01/02 Interest
09/03/02 Interest
0/01/02 Interest
11/01/02 Interest
~2/G2/02 Interest
01/02/03 Interest
02/03/03 Interest
03/03/03 Interest
C4/Gl/03 Interest
05/01/03 Interest
06/02/03 Interest
07/01/03 Interest
08/01/03 Interest
08/27/03 Interest
Boston Company International Small Cap
Fund
06/30/06 Dividend 205.931 Shs.
12/15/06 Dividend 205.931 Shs.
12/15/06 Short Term Capital Gain Distribution
06/29/07 Dividend 416.255 Shs.
Bridaeway Ultra Small Co Mkt Fd
12/15/06 Dividend 780.031 Shs.
12/19/07 Dividend 795.039 Shs.
12/17/08 Dividend 824.615 Shs.
Capital Reserve Account
02/05/90 Interest
03/08/90 Interest
FORWARD
30.26
22.68
24.78
25.36
20.1.5
24.38
22.62
20.07
13.32
11.02
3.31
2.69
2.67
7.15
11.52
10.56
7.50
6.15
4.31
2.96
1.15
4.07
2.69
$ 28.83
7.26
11.15
62.44
$ 64.59
33.44
176.80
$ 0.94
543.17
$ 544.11 $
77,689.31
3,171.71
109.68
274.83
81,245.53
- 90 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 544.1.1 $
Capital Reserve Account
(cont'd)
04/04/90 Interest 403.06
05/02/90 Interest 83 92
06/04/90 Interest 0.69
07/03/90 Interest 2 08
08/03/90 Interest 1.60
09/G5/90 Interest 1.34
10/05/90 Interest 1.29
11/05/90 Interest 2 09
12/04/90 Interest 1.71
01/03/91 Interest 1.59
02/04/91 Interest 1.21
03/04/91 Interest 0.93
04/02/91 Interest 1.71
05/01/91 Interest 1 98
G6/04/91 Interest 1.01
07/01/91 Interest 1.48
08/01/91 Interest 2.00
09/03/91 Interest 1.00
10/01/91 Interest 1.52
11/01!91 Interest 1 49
12!02!91 Interest 0 8~
01/02!92 Interest 1 34
02/04/92 Interest 0.6:3
03/02/92 Interest 0.44
04/01/92 Interest 1.0'7
05/01/92 Interest 1.2E3
0o/O1/92 Interest 0.44
07/01/92 Interest 1.31
08/03/92 Interest 0 70
09/01/92 Interest 0 27
10/01/92 Interest 0 99
11/02/92 Interest 1.13
12/01/92 Interest 1.0._
Oi/04/93 Interest 1.69
02/01/93 Interest 18.16
03/01/93 Interest 4.47_
04/01%93 Interest 1.40
05/03/93 Interest 1.38
06/01/93 Interest 0 80
0?/O1/93 Interest 1.47
08/03/93 Interest 1 27
09/02;93 Interest 1.18
FORWARD $ 1,101.06 $
81,245.53
81,245.5:.
- 91 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 1,101.0%6 $
Capital Reserve Account
(cont'd)
X0/04/93 Interest 1 7g
°~i/02/93 Interest 1.50
X2/02/93 Interest 1 ~,9
01/04/94 Interest 2 25
02/02/94 Interest 1.85
03/07./94 Interest 1.47
04/01/94 Interest 2.34
05/03/94 Interest 2.03
06/01/94 Interest 1.94
07/01/94 Interest 2.41
08/02/94 Interest 2.51
09/01/94 Interest 2 47
_.0/03/94 Interest 3.32
11/01/94 Interest 3.58
2/01/94 Interest 8 27
01/03/95 Interest 11.48
02/01/95 Interest 2 81
C3/O1/95 Interest 1.05
04/03/95 Interest 2 20
05/01/95 Interest 1.62
06/01/95 Interest 1 02
08/01/95 Interest 1.41
09/01/95 Interest 1.18
10/02/95 Interest 1.64
1.1/01/95 Interest 1 72
12/01/95 Interest 2.05
01/02/96 Interest 3.32
02/01/96 Interest 3.36
03/01/96 Interest 2 27
04/01/96 Interest 2.95
05/01/96 Interest 2 82
06/03/96 Interest 2 82
07/01/96 Interest 2.47
08/01/96 Interest 2 68
09/03/96 Interest 3.55
10/02/96 Interest 2 68
11/05/96 Interest 3.45
12/04/96 Interest 4.25
01/06/97 Interest 14.38
02/03/97 Interest 1.55
03/04/97 Interest 0.95
04/03/97 Interest 1.01
FORWARD $ 1,223.06 $
81,245.53
81,245.53
- 92 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 1,223.06 S
Capital Reserve Account
(cont'd)
05/05/97 interest
J6/C5/97 Interest
07/03%97 Interest
08/01/97 Interest
09/03/97 Interest
"!0/02/97 Interest
"~l/03/97 Interest
"_2/02/97 Interest
~.2/31i97 Interest
02/02/98 Interest
C`3 /02/98 Interest
04/02/98 interest
Cash
1.2/26/02 Excise Tax on Net Investment Income -
Interest on 2001 Refund
0.87
1.45
11.4.7
1.78
2.1.0
1.52
1.56
1.13
21.52
8.48
14.70
41.39
81,245.53
1,331.C3
7.09
Commor_ Stock Collective Investment Fund
C1/04/90 Dividend 4,001 Shs.
C2/02/90 Dividend 4,001 Shs.
CRM Mid Cap Value Fd-Instl #32
12/18/07 Dividend 307.503 Shs.
1.2/18/07 Short Term Capital Gain Distribution
1.2/18/08 Dividend 339.673 Shs.
12/16/09 Dividend 571.87 Shs.
$ 287.58
192.33
$ 73.09
476.26
96.21
67.33
479.91
Dauphin Deposit Eau1tY
Exempt Organizations
C3/02/90 Dividend 1,617
04/06/90 Dividend 3,651
05/04/90 Dividend 5,318
06/06/90 Dividend 5,318
07/05/90 Dividend 5,318
08/06/90 Dividend 5,318
09/06/90 Dividend 5,318
10/26/90 Dividend 5,318
11/05/90 Dividend 5,318
Eund for Tax
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
$ 161.12
213.64
261.97
582.73
368.58
228.02
496.41
188.86
287.38
712.89
FORWARD $ 2,788.71 $ 83,776.45
- 93 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 2,788.71 $
Dauphin Deposit Ectuity Fund for Tax
Exempt Organizations
(cont'd)
"'_2/05/90 Dividend 5,318 Shs. 479.09
01/04/91 Dividend 5,318 Shs. 399.21
02/04/91 Dividend 5,318 Shs. 181.40
03/04/91 Dividend 5,318 Shs. 470.65
04/03/91 Dividend 5,318 Shs. 389.11
05/03/91 Dividend 5,318 Shs. 248.29
06/06/91 Dividend 5,318 Shs. 564.88
07/02/91 Dividend 5,318 Shs. 330.28
08/02/91 Dividend 5,318 Shs. 206.98
09/04/91 Dividend 5,318 Shs. 517.23
=_0/04/91 Dividend 5,318 Shs. 517.65
"1/04/91 Dividend 5,318 Shs. 175.85
._2/03/91 Dividend 5,318 Shs. 467.10
01/03/92 Dividend 5,318 Shs. 243.73
02/05/92 Dividend 5,318 Shs. 151.84
03/03/92 Dividend 5,318 Shs. 481.30
C!4 /02/92 Dividend 5,318 Shs. 271.20
05/04/92 Dividend 5,318 Shs. 119.22
06/02/92 Dividend 5,318 Shs. 571.74
07/02/92 Dividend 5,318 Shs. 230.15
08/04/92 Dividend 5,318 Shs. 133.79
09/03/92 Dividend 5,318 Shs. 496.42
2.0/02/92 Dividend 5,318 Shs. 355.92
11/03/92 Dividend 5,318 Shs. 127,22
12/02/92 Dividend 6,309 Shs. 591.20
01/05/93 Dividend 5,882 Shs. 288.51
C2/G3/93 Dividend 5,627 Shs. 191.85
03/02/93 Dividend 5,627 Shs. 457.72
04/02/93 Dividend 5,627 Shs. 309.55
05/04/93 Dividend 5,627 Shs. 154.11
06/02/93 Dividend 5,627 Shs. 572.76
07/02/93 Dividend 5,627 Shs. 254.72
08/03/93 Dividend 5,627 Shs. 192.27
09/02/93 Dividend 5,627 Shs. 517.24
10/05/93 Dividend 5,627 Shs. 292.94
11/02/93 Dividend 5,627 Shs. 210.63
12/02/93 Dividend 5,627 Shs. 507.92
01/04/94 Dividend 5,627 Shs. 239.58
02/02/94 Dividend 5,627 Shs. 201.48
03/02/94 Dividend 5,627 Shs. 498.78
04/04/94 Dividend 5,627 Shs. 264.12
FORWARD
83,776.45
$ 16,664.34 $ 83,776.45
- 94 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 16,664.34 S 83,776.45
Dauphin Deposit Eauity Fund for Tax
Exempt Organizations
(cort' d)
05/03/94 Dividend 5,627 Shs. 175.56
06/03/94 Dividend 5,627 Shs. 489.93
07/05/94 Dividend 5,627 Shs. 370.28
08/02/94 Dividend 5,627 Shs. 195.88
09/02/94 Dividend 5,627 Shs. 523.4.1
..0/04/94 Dividend 5,627 Shs. 373.24
y1/02/94 Dividend 5,627 Shs. 258.63
12/02/94 Dividend 5,627 Shs. 506.74
01/03/95 Dividend 5,627 Shs. 352.86
02/01/95 Dividend 5,721 Shs. 242.55
03/02/95 Dividend 5,721 Shs. 494.31
04/04/95 Dividend 5,721 Shs. 386.28
05/02/95 Dividend 5,721 Shs. 181.87
C6/G2/95 Dividend 5,721 Shs. 652.59
08/02/95 Dividend 5,721 Shs. 254.96
09/05/95 Dividend 5,721 Shs. 558.79
~-0/03/95 Dividend 5,721 Shs. 399.37
11/02/95 Dividend 5,721 Shs. 337.43
12/04/95 Dividend 5,721 Shs. 624.17
01/03/96 Dividend 5,721 Shs. 373.76
02/02/96 Dividend 5,721 Shs. 357.77
03/04/96 Dividend 5,721 Shs. 554.13
04/01/96 Dividend 5,721 Shs. 387.56
05/02/96 Dividend 5,721 Shs. 261.71
06/03/96 Dividend 5,721 Shs. 249.69
07/01/96 Dividend 5,721 Shs. 273.73
08/01/96 Dividend 5,721 Shs. 267.70
09/04/96 Dividend 5,721 Shs. 261.73
10/01/96 Dividend 5,721 Shs. 259.73
11/05/96 Dividend 5,721 Shs. 266.17
12/03/96 Dividend 5,721 Shs. 260.59 27,817.46
Federated Strategic Value Fund
05/29/09 Dividend 5,538.852 Shs. $ 101.91
06/30/09 Dividend 5,538.852 Shs. 101.36
07/31/09 Dividend 5,538.852 Shs. 44.86
08/31/09 Dividend 5,538.852 Shs. 62.59
09/30/09 Dividend 5,538.852 Shs. 81.42
10/30/09 Dividend 5,538.852 Shs. 24,37
11/30/09 Dividend 5,538.852 Shs. 130.72
FORWARD $ 547.23 $ 111,593.91
- 95 -
RECEIPTS OF INCOME (cont'd)
FORWARD
Federated Stratecric Value Fund
(cont'd)
2/31/09 Dividend 5,538.852 Shs.
(1/29/10 Dividend 5,538.852 Shs.
02/26/10 Dividend 5,538.852 Shs.
Federated Total Return Bond Fund
12/01/06 Dividend 8,474.576 Shs.
;.2/26/06 Dividend 8,474.576 Shs.
01/03/07 Dividend 8,474.576 Shs.
0.2/01/07 Dividend 8,474.576 Shs.
C3/Ci/07 Dividend 8,474.576 Shs.
04/02/07 Dividend 8,474.576 Shs.
05/01/07 Dividend 8,474.576 Shs.
C6/ul/07 Dividend 8,474.576 Shs.
07/02/07 Dividend 8,474.576 Shs.
08/01/07 Dividend 8,474.576 Shs.
09/04/07 Dividend 8,474.576 Shs.
10/01/07 Dividend 8,474.576 Shs.
11/01/07 Dividend 8,474.576 Shs.
12/03/07 Dividend 8,474.576 Shs.
01/02/08 Dividend 8,474.576 Shs.
02/01/08 Dividend 8,474.576 Shs.
03/03/08 Dividend 8,474.576 Shs.
04/01/08 Dividend 8,474.576 Shs.
05/01/08 Dividend 9,033.235 Shs.
06/02/08 Dividend 9,033.235 Shs.
07/01/08 Dividend 9,033.235 Shs.
08/01/08 Dividend 9,033.235 Shs.
09/02/08 Dividend 9,033.235 Shs.
10/01/08 Dividend 9,033.235 Shs.
11/03/08 Dividend 9,033.235 Shs.
12/01/08 Dividend 9,033.235 Shs.
12/30/08 Dividend 9,033.235 Shs.
01/02/09 Dividend 9,033.235 Shs.
02/02/09 Dividend 9,033.235 Shs.
03/02/09 Dividend 9,033.235 Shs.
04/01/09 Dividend 9,033.235 Shs.
65/01/09 Dividend 9,033.235 Shs.
06/01/09 Dividend 5,068.014 Shs.
07/01/09 Dividend 5,068.014 Shs.
08/03/09 Dividend 5,068.014 Shs.
09/01%09 Dividend 5,068.014 Shs.
FORWARD
$ 547 .2,3 S
94.71
34.34
94.1.6
87.56
146.61
366.15
370.13
375.35
381.42
379.26
395.53
397.11
405.59
398.23
398.33
388.12
385.31
457.79
406.83
378.57
390.37
413.15
436.87
430.07
427.56
425.73
425.11
414.02
436.62
205.05
436.76
383.66
387.40
417.12
416.76
340.16
218.52
220.5'7
220.90
111,593.91
770.44
$ 13,164.39 $ 112,364.35
- 96 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 13,164.39 S
Federated Total Return Bond Fund
(cort' d)
"'_0/02/09 Dividend 5,068.014 Shs. 212,5,4
..1/02/09 Dividend 5,068.014 Shs. 207.05
._2/01/09 Dividend 5,068.014 Shs. 212.44
01/04/10 Dividend 5,068.014 Shs. 209.30
02/01/10 Dividend 5,068.014 Shs. 210.41
03/01/10 Dividend 5,068.014 Shs. 213.56
Fixed Income Collective Investment Fund
C%1/G5/90 Dividend 17,723 Shs. $ 1,122.06
02/05/90 Dividend 17,723 Shs. 1,192.86
03/05/90 Dividend 20,281 Shs. 1,299.70
04/03/90 Dividend 21,313 Shs. 1,461.34
G5/04/90 Dividend 23,909 Shs. 1,591.27
06/05/90 Dividend 23,909 Shs. 1,633.07
07/05/90 Dividend 23,909 Shs. 1,581.45
08/03/90 Dividend 23,909 Shs. 1,626.55
09/06/90 Dividend 23,909 Shs. 1,620.47
1.0/03/90 Dividend 23,909 Shs. 1,579.99
ii/05/90 Dividend 23,909 Shs. 1,615.61
`2/05/90 Dividend 23,909 Shs. 1,573.57
01/04/91 Dividend 23,909 Shs. 1,621.20
0'.2/05/91 Dividend 23,909 Shs. 1,619.06
03/05/91 Dividend 23,909 Shs. 1,480.42
04/03/91 Dividend 23,909 Shs. 1,613.35
05/02/91 Dividend 23,909 Shs. 1,541.33
06/04/91 Dividend 23,909 Shs. 1,680.39
07/02/91 Dividend 23,909 Shs. 1,591.27
08/02/91 Dividend 23,909 Shs. 1,628.52
09/04/91 Dividend 23,909 Shs. 1,618.21
1.0/03/91 Dividend 23,909 Shs. 1,571.34
11/05/91 Dividend 23,909 Shs. 1,608.64
12/04/91 Dividend 23,909 Shs. 1,567.23
01/06/92 Dividend 23,909 Shs. 1,610.05
02/05/92 Dividend 23,909 Shs. 1,617.24
03/04/92 Dividend 23,909 Shs. 1,527.52
04/02/92 Dividend 23,909 Shs. 1,609.96
05/05/92 Dividend 23,899 Shs. 1,548.86
06/03/92 Dividend 23,899 Shs. 1,578.77
07/03/92 Dividend 23,889 Shs. 1,541.26
08/05/92 Dividend 23,889 Shs. 1,567.47
09/03/92 Dividend 23,889 Shs. 1,557.06
FORWARD $ 51,197.09 $
112,364..5
14,429.69
126,794.04
- 97 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 51,197.09 S
"r'ixed Income Collective Investment Fund
(cont'd)
0/02/92 Dividend 23,879 Shs. 1,522.25
"1/03/92 Dividend 23,869 Shs. 1,555.85
"_2/02/92 Dividend 21,537 Shs. 1,347.60
01/05/93 Dividend 21,537 Shs. 1,371.99
02/03/93 Dividend 21,256 Shs. 1,355.57
03/03/93 Dividend 21,256 Shs. 1,259.46
04/05/93 Dividend 21,256 Shs. 1,345.17
05/05/93 Dividend 21,256 Shs. 1,305.21
06/03/93 Dividend 21,256 Shs. 1,324.95
07/06/93 Dividend 21,256 Shs. 1,284.11
08/04/93 Dividend 21,256 Shs. 1,328.04
09/02/93 Dividend 21,256 Shs. 1,311.33
.0/05/93 Dividend 21,256 Shs. 1,289.75
..1/03/93 Dividend 21,256 Shs. 1,301.55
":.2/02/93 Dividend 21,256 Shs. 1,262.34
01/05/94 Dividend 21,256 Shs. 1,277.76
02/03/94 Dividend 21,256 Shs. 1,290.89
03/02/94 Dividend 21,256 Shs. 1,210.43
04/05/94 Dividend 21,256 Shs. 1,260.94
05/03/94 Dividend 21,256 Shs. 1,212.42
06/03/94 Dividend 21,256 Shs. 1,238.85
67/05/94 Dividend 21,256 Shs. 1,206.57
08/03/94 Dividend 21,256 Shs. 1,206.82
09/02/94 Dividend 21,256 Shs. 1,185.81
"0/04/94 Dividend 21,256 Shs. 1,160.59
;1/03/94 Dividend 21,256 Shs. 1,172.24
12/02/94 Dividend 21,256 Shs. 1,137.07
01/04/95 Dividend 21,256 Shs. 1,163.14
02/02/95 Dividend 21,256 Shs. 1,222.90
03/02/95 Dividend 21,256 Shs. 1,242.60
04/04/95 Dividend 21,256 Shs. 1,307.06
05/02/95 Dividend 21,256 Shs. 1,287.00
06/02/95 Dividend 21,256 Shs. 1,293.40
08/02/95 Dividend 21,256 Shs. 1,265.93
09/05/95 Dividend 21,256 Shs. 1,256.78
10/03/95 Dividend 21,256 Shs. 1,206.50
11/02/95 Dividend 21,256 Shs. 1,233.21
12/04/95 Dividend 21,256 Shs. 1,210.58
01/03/96 Dividend 21,256 Shs. 1,244.20
02/02/96 Dividend 21,256 Shs. 1,243.74
63/04/96 Dividend 21,256 Shs. 1,189.31
04/01/96 Dividend 21,256 Shs. 1,287.50
FORWARD
126,794.64
164,576.50
$ 231,370.54
- 98 -
RECEIPTS OF INCOME (cont'd)
FORWARD
Glenmede Fd Inc. Instl Intl Portfolio
02/16/93 Dividend 1,992.708 Shs. $ 24.33
04/22/93 Dividend 1,992.708 Shs. 43.84
07/21/93 Dividend 1,992.708 Shs. 129.53
07/22/93 Interest on Dividen ds for Previous
Months to 6/30/93 0.66
__0/20/93 Dividend 1,992.708 Shs. 49.82
.1/05/93 Capital G ain Dividend 378.61
~_2/3"x/93 Dividend 1,992.708 Shs. 18.63
04/21/94 Dividend 1,992.708 Shs. 36.1.8
07/20/94 Dividend 1,992.708 Shs. 59,78
"_0/28/94 Dividend 1,992.708 Shs. 139.49
01/11/95 Dividend 1,992.708 Shs. 99.64
05/19/95 Dividend 1,992.708 Shs. 33.88
07/28/95 Dividend 1,992.708 Shs. 219.20
01/02/96 Dividend 1,992.708 Shs. 59.78
04/30/96 Dividend 1,992.708 Shs. 59.78
08/02/96 Dividend 1,992.708 Shs. 219.20
10/17/96 Dividend 1,992.708 Shs. 219.20
02/10/97 Dividend 1,992.708 Shs. 73.73
C-7/29/97 Dividend 1,992.708 Shs. 410.60
2/22/97 Dividend 1,992.708 Shs. 119.56
G4/C3/98 Dividend 1,992.708 Shs. 119.56
Goldman Sachs Hiah Yield Fd-#527
06/01/09 Dividend 1,295.239 Shs. $ 18.50
07/01/09 Dividend 1,295.239 Shs. 58.64
08/03/09 Dividend 1,295.239 Shs. 56.12
09/01/09 Dividend 1,295.239 Shs. 56.29
_0/01/09 Dividend 1,295.239 Shs. 56.39
11/02/09 Dividend 1,295.239 Shs. 61.47
.2/01/09 Dividend 1,295.239 Shs. 62.70
C1/C4/10 Dividend 1,295.239 Shs. 84.31
02/01/10 Dividend 1,295.239 Shs. 62.85
C3/Cl/10 Dividend 1,295.239 Shs. 59.32
Farbor Capital Appreciation Fd #12
12/20/06 Dividend 443 Shs. $ 31.53
12/21/09 Dividend 1,177.992 Shs. 102.24
FORWARD
$ 231,370.54
2,515.00
576.59
133.77
$ 234,595.90
- 99 -
RECEIPTS OF INCOME (cont'd)
FORWARD S 234,595.9'2
Harbor International Fund #11
01/02/03 Dividend 658.737 Shs. $ 221.30
01/02/03 Short Term Capital Gain Distribution 28.40
`2/31/03 Dividend 672.036 Shs. 339.90
"2/31/03 Short Term Capital Gain Distribution 26.22
01/03/05 Dividend 682.279 Shs. 378.83
::_2/21/05 Dividend 684.611 Shs. 705.58
"_2/20/06 Dividend 701.758 Shs. 1,025.2.2
-2/20/07 Dividend 795.431 Shs. 839,?,g
"-2/20/07 Short Term Capital Gain Distribution 274.12
`2/22/08 Dividend 830.246 Shs. 645.~'~9
`~2/2~~/09 Dividend 796.378 Shs. 561.'.2 5,045.67
Loomis Sayles Small Cap Value Fund I
__2/10/09 Dividend 449.106 Shs. 33.28
LSV Value Equity Fund
2/3'_/09 Dividend 1,918.132 Shs. 541.68
Marketvest Funds Inc. Ectuity Fund #590
1.2/31/96 Dividend 20,045.23 Shs. $ 272.6:2
02/04/97 Dividend 20,045.23 Shs. 240.54
02/28/97 Dividend 20,045.23 Shs. 248.56
04/01/97 Dividend 20,045.23 Shs. 256.58
05/01/97 Dividend 20,045.23 Shs. 270.61
06/03/97 Dividend 20,045.23 Shs. 284.64
07/01/97 Dividend 20,045.23 Shs. 280.63
08/01/97 Dividend 20,045.23 Shs. 284.64
09/02/97 Dividend 20,045.23 Shs. 296.67
10/01/97 Dividend 20,045.23 Shs. 210.47
10/31/97 Dividend 20,045.23 Shs. 240.54
1.2/01/97 Dividend 20,045.23 Shs. 244.55
'2/31/97 Dividend 20,045.23 Shs. 240.54
02/03/98 Dividend 20,045.23 Shs. 200.45
02/28/98 Dividend 20,045.23 Shs. 240.54
03/27/98 Dividend 20,045.23 Shs. 248.56 4,061.14
Marketvest Funds Inc. Intermediate US
Government Bond Fund #593
05/02/96 Dividend 22,060.574 Shs. $ 1,065.30
FORWARD $ 1,065.30 $ 244,277.67
- 100 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 1,065.30 $
Marketvest Funds Inc. Intermediate US
Government Bond Fund #593
(cont'd)
')6/03/96 Dividend 22,060.574 Shs. 1,105.32
07/03/96 Dividend 22,060.574 Shs. 1,105.62
08/0'/96 Dividend 22,060.574 Shs. 1,148.34
09/03/96 Dividend 22,060.574 Shs. 1,146.53
=-0/01/96 Dividend 22,060.574 Shs. 1,136.74
i.1 /01/96 Dividend 22,060.574 Shs. 1,218.47
"..2/02/96 Dividend 22,060.574 Shs. 1,205.25
01/02/97 Dividend 22,522.421 Shs. 1,302.42
02/06/97 Dividend 22,522.421 Shs. 1,337.87
03/05/97 Dividend 22,522.421 Shs. 1,220.57
Q4/04/97 Dividend 22,522.421 Shs. 1,374.76
05/06/97 Dividend 22,522.421 Shs. 1,316.41
0'6/05/97 Dividend 22,522.421 Shs. 1,351.00
(:7/03/97 Dividend 23,076.836 Shs. 1,310.40
08/04/97 Dividend 23,076.836 Shs. 1,397.13
09/03/97 Dividend 23,076.836 Shs. 1,343.02
"0/03/97 Dividend 23,076.836 Shs. 1,317.28
11/05/97 Dividend 23,076.836 Shs. 1,224.13
12/02/97 Dividend 23,076.836 Shs. 1,206.14
12/31/97 Dividend 23,076.836 Shs. 1,246.85
02/03/98 Dividend 23,076.836 Shs. 1,209.19
03/03/98 Dividend 23,076.836 Shs. 1,107.33
03/20/98 Dividend 23,076.836 Shs. 848.06
Marketvest Funds International Eauit
Fund #596
12/31/97 Dividend 2,141.454 Shs.
Masters Select _I_nternational Fund #306
12/31/09 Dividend 1,068.207 Shs.
N'TB Equity Income Portfolio-Inst I Fund
#43
244,277.E7
29,244.13
493.39
74.40
09/30/03 Dividend 2,409.639 Shs. $ 40.96
10/31/03 Dividend 2,409.639 Shs. 40.96
11/28/03 Dividend 2,409.639 Shs. 38.55
12/31/03 Dividend 2,409.639 Shs. 40.96
61/30/04 Dividend 2,409.639 Shs. 28.92
FORWARD $ 190.35 $ 274,089.59
- 101 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 190.35 $
T?TB Equity Income Portfolio-Inst I Fund
#43
(cont'd)
02/27/04 Dividend 2,409.639 Shs. 26,51
D1TB Equity Index-Inst I Fund #134
04/05/04 Dividend 3,611.971 Shs. $ 90.30
06/3C/04 Dividend 3,611.971 Shs. 119.20
09/3C/04 Dividend 3,611.971 Shs. 151.70
°2/30/04 Dividend 3,611.971 Shs. 260.06
03/30/05 Dividend 3,611.971 Shs. 133.64
06/29/05 Dividend 3,611.971 Shs. 140.87
09/29/05 Dividend 3,611.971 Shs. 140.87
_2/29/05 Dividend 3,611.971 Shs. 166.15
03/30/06 Dividend 3,611.971 Shs. 140.87
(16/29/06 Dividend 3,611.971 Shs. 155.31
09/28/06 Dividend 3,611.971 Shs. 169.76
"_2/28/06 Dividend 8,740.176 Shs. 428.27
03/29/07 Dividend 8,740.176 Shs. 402.05
06/28/07 Dividend 8,740.176 Shs. 419.53
09/27/07 Dividend 8,740.176 Shs. 437.01
"2/28/07 Dividend 8,740.176 Shs. 603.95
03/28/08 Dividend 8,740.176 Shs. 411.66
06/27/08 Dividend 8,740.176 Shs. 468.47
09/29/08 Dividend 8,740.176 Shs. 474.59
".2/30/08 Dividend 8,740.176 Shs. 529.37
MTB Income-Inst I Fund #143
09/04/03 Dividend 5,414.721 Shs. $ 35.09
0/01/03 Dividend 5,414.721 Shs. 169.24
~l/03/03 Dividend 5,414.721 Shs. 198.71
X1/21/03 Short Term Capital Gain Distribution 313.51
"2/01/03 Dividend 5,555.664 Shs. 190.27
01/02/04 Dividend 5,555.664 Shs. 185.46
02/02/04 Dividend 5,163.891 Shs. 167.19
03/01/04 Dividend 5,163.891 Shs. 170.52
64/01/04 Dividend 5,163.891 Shs. 177.80
05/03/04 Dividend 5,163.891 Shs. 179.71
06/01/04 Dividend 5,163.891 Shs. 162.69
C!7/Ol/04 Dividend 5,163.891 Shs. 171.08
08/02/04 Dividend 5,163.891 Shs. 172.99
09/01/04 Dividend 5,163.891 Shs. 166.78
FORWARD
274,089.59
216.86
5,843.63
$ 2,461.04 $
280,150.08
- 102 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 2,461.04 $
MTB Income-Inst I Fund #143
(cont'd)
X0/01/04 Dividend 5,163.891 Shs. 157.08
1/01/04 Dividend 5,163.891 Shs. 156.26
.1/30/04 Short Term Capital Gain Distribution 107.41
~y2/01/04 Dividend 5,216.667 Shs. 166.74
01/03/05 Dividend 5,216.667 Shs. 189.15
02/01/05 Dividend 5,216.667 Shs. 186.51
03/01/05 Dividend 5,216.667 Shs. 159.40
C4/Oi/05 Dividend 5,216.667 Shs. 168.66
05/02/05 Dividend 5,216.667 Shs. 187.85
06/01/05 Dividend 5,216.667 Shs. 205.05
07/01/05 Dividend 5,216.667 Shs. 191.52
08/01/05 Dividend 5,216.667 Shs. 173.40
09/01/05 Dividend 5,216.667 Shs. 169.84
.0/04/05 Dividend 5,216.667 Shs. 173.87
=-1/01/05 Dividend 5,216.667 Shs. 163.48
12/01/05 Dividend 5,233.414 Shs. 173.21
01/G3/06 Dividend 5,233.414 Shs. 158.04
02/01/06 Dividend 5,233.414 Shs. 155.84
03/01/06 Dividend 5,233.414 Shs. 170.42
04/03/06 Dividend 5,233.414 Shs. 190.90
05/01/06 Dividend 5,233.414 Shs. 201.05
06/01/06 Dividend 5,233.414 Shs. 196.37
07/03/06 Dividend 5,233.414 Shs. 206.02
08/01/06 Dividend 5,233.414 Shs. 204.17
09/01/06 Dividend 5,233.414 Shs. 199.62
~y0/02/06 Dividend 5,233.414 Shs. 199.31
`'_1/01/06 Dividend 5,233.414 Shs. 198.28
12/01/06 Dividend 5,233.414 Shs. 192.81
01/02/07 Dividend 5,239.565 Shs. 199.22
02/01/07 Dividend 5,239.565 Shs. 206.63
03/01/07 Dividend 5,239.565 Shs. 211.41
04/02/07 Dividend 5,239.565 Shs. 211.54
05/01/07 Dividend 5,239.565 Shs. 203.07
06/01/07 Dividend 5,239.565 Shs. 202.65
07/02/07 Dividend 5,239.565 Shs. 197.83
08/01/07 Dividend 5,239.565 Shs. 202.22
09/04/07 Dividend 5,239.565 Shs. 196.05
1.0/01/07 Dividend 5,239.565 Shs. 200.12
11/01/07 Dividend 5,239.565 Shs. 202.37
12/03/07 Dividend 5,239.565 Shs. 202.75
01/02/08 Dividend 5,239.565 Shs. 210.25
C2/O1/O8 Dividend 5,239.565 Shs. 199.00
FORWARD $ 10,308.41 $
280,150.08
280,150.08
- 103 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 10,308.41 $
N_TB Income-Inst I Fund #143
(cont'd)
03/03/08 Dividend 5,239.565 Shs. 218.80
04/01/08 Dividend 5,239.565 Shs. 188.10
05/01/08 Dividend 5,239.565 Shs. 46.44
N:TB Intermediate Term Bond- Inst I Fund
#220
09/04/03 Dividend 5,460.444 Shs. $ 99.50
1.0/01/03 Dividend 5,460.444 Shs. 190.56
11/05/03 Dividend 5,460.444 Shs. 197,99
11/21/03 Short Term Capital Gain Distribution 67.16
1.2/01/03 Dividend 5,525.895 Shs. 202.18
01/02/04 Dividend 5,525.895 Shs. 219.06
02/02/04 Dividend 5,040.929 Shs. 219.14
G3/O1/04 Dividend 5,040.929 Shs. 205.72
04/01/04 Dividend 5,040.929 Shs. 200.32
05/03/04 Dividend 5,040.929 Shs. 199.34
06/01/04 Dividend 5,040.929 Shs. 198.42
07/01/04 Dividend 5,040.929 Shs. 188.46
08/02/04 Dividend 5,040.929 Shs. 194.59
09/01/04 Dividend 5,040.929 Shs. 196.93
1.0/01/04 Dividend 5,040.929 Shs. 199.63
11/01/04 Dividend 5,040.929 Shs. 190.62
12/01/04 Dividend 5,040.929 Shs. 179.34
01/03/05 Dividend 5,040.929 Shs. 200.44
02/01/05 Dividend 5,040.929 Shs. 209.09
03/01/05 Dividend 5,040.929 Shs. 183.65
04/01/05 Dividend 5,040.929 Shs. 182.93
05/02/05 Dividend 5,040.929 Shs. 196.02
06/01/05 Dividend 5,040.929 Shs. 198.07
07/01/05 Dividend 5,040.929 Shs. 184.41
08/01/05 Dividend 5,040.929 Shs. 159.44
09/01/05 Dividend 5,040.929 Shs. 151.88
10/03/05 Dividend 5,040.929 Shs. 156.17
11/01/05 Dividend 5,040.929 Shs. 157.38
12/01/05 Dividend 5,040.929 Shs. 169.42
01/03/06 Dividend 5,040.929 Shs. 164.69
02/01/06 Dividend 5,040.929 Shs. 157.05
03/01/06 Dividend 5,040.929 Shs. 160.95
04/03/06 Dividend 5,040.929 Shs. 172.73
05/01/06 Dividend 5,040.929 Shs. 177.08
C6/Oi/06 Dividend 5,040.929 Shs. 176.49
FORWARD
280,150.08
10,761.75
$ 6,306.95 $
290,911.83
- i04 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 6,306.95 $ 290,911.83
?~TTB Intermediate Term Bond-Inst I Fund
X220
(cont'd)
07/03/06 Dividend 5,040.929 Shs. 182,1.2
C)8/0"i/06 Dividend 5,040.929 Shs. 183.84
;)9/01/06 Dividend 5,040.929 Shs. 183.36
=.0/02/06 Dividend 5,040.929 Shs. 186.9.3
.1/01/06 Dividend 5,040.929 Shs. 184.2:.3
..2/01/06 Dividend 5,040.929 Shs. 137.78 7,364.71
biTB Large Cap Stock Inst I Fund #315
09/30/03 Dividend 17,782.102 ShS. $ 71.1.3
_2/31/03 Dividend 17,782.102 Shs. 88,81
Ci4/05/04 Dividend 7,255.786 Shs. 29,02
07/0/04 Dividend 7,255.786 Shs. 29.02
09/30/04 Dividend 7,255.786 Shs. 58.05
-2/16/04 Short Term Capital Gain Distribution 1,238.56
:_2/30/04 Dividend 8,090.68 Shs. 250.81
03/30/05 Dividend 8,090.68 Shs. 24.27
06/29/05 Dividend 8,090.68 Shs. 72.82
09/29/05 Dividend 8,090.68 Shs. 97.G9
.2/29/05 Dividend 8,609.271 Shs. 964.24
09/28/06 Dividend 8,609.271 Shs. 129.1.4 3,053.C6
MTB Mid Cap Growth-Inst I Fund #401
`_2/05/06 Short Term Capital Gain Distribution $ 498.58
_2/05/07 Short Term Capital Gain Distribution 157.51 656.C9
MTB Money Market-Inst I Fund #420
09/02/03 Interest $ 2,81
':_0/01/03 Interest 3.61
".1/05/03 Interest 2.69
"_2/01/03 Interest 1.60
01/02/04 Interest 0.44
02/02/04 Interest 5,78
C?3/C1/04 Interest 7.81
04/01/04 Interest 7.5,2
05/03/04 Interest 6,5,2
06/01/04 Interest 5.4.4
07/01/04 Interest 4.54
08/02/04 Interest 5,1.7
FORWARD $ 53.93 $ 301,985.69
- 105 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 53.93 $ 301,985.69
MTB Money Market-Inst I Fund #420
(cont'd)
09/01/04 Interest 4.70
"~0/Oi/04 Interest 4.03
_1/01/04 Interest 3.70
_.2/0`/04 Interest 2,20
01/03/05 Interest 13.52
02/01/05 Interest 17.02
03/01/05 Interest 15.12
04/01/05 Interest 15.14
05/03/05 Interest 13.76
06/01/05 Interest 11.54
07/01/05 Interest 9.18
08/01/05 Interest 7.37
09/01/05 Interest 4.2i
=.C /03/05 Interest 2.g0
"1/01/05 Interest 1.72
"_2/01/05 Interest 8.09
01/03/06 Interest 6.18
02/01/06 Interest 7.79
C.3 /0"~/06 Interest 2.60
04/03/06 Interest 1.49
05/0"x/06 Interest 6.86
06/01/06 Interest 8.06
07/03/06 Interest 12.94
O8/Oi/06 Interest 8.01
09/0,/06 Interest 5.83
0/02/06 Interest 4.05
:..1/01/06 Interest 3.20
"_2/01/06 Interest 7,77
01/02/07 Interest 16.83
02/01/07 Interest 15.27
03/01/07 Interest 9.10
04/02/07 Interest 5.04
05/01/07 Interest 22.83
06/01/07 Interest 48.42
07/02/07 Interest 42.23
08/01/07 Interest 41.12
09/04/07 Interest 37.55
`~0/Ol/07 Interest 79.07
11/01/07 Interest 73,07
`'_2/03/07 Interest 64.66
01/02/08 Interest 58.51
02/01/08 Interest 58.36
FORWARD $ 834.87 $ 301,985.69
- 106 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 834.87 $ 301,985.69
bITB Money Market-Inst I Fund #420
(cont'd)
03/03/08 Interest 43.41
04/01/08 Interest 33.27
C'5/Oi/08 Interest 26.71
06/02/08 Interest 21.82
C7/01/08 Interest 17.89
08/01/08 Interest 17.71
C9/C2/O8 Interest 15.87
]_0/01/08 Interest 13.59
1.1/03/08 Interest 21.16
12/01/08 Interest 12.88
C1/02/09 Interest 7,62
02/02/09 Interest 6.08
C3/G2/09 Interest 7,04
04/01/09 Interest 2,20
05/01/09 Interest 2 11
06/01/09 interest 1.63
07/01/09 Interest 0,07
0:8/03/09 Interest 1.52
09/01/09 Interest l.ll
=0/G1/09 Interest 0.76
11/02/09 Interest 0.63
12/01/09 Interest 0.48
G1/04/10 Interest 0.32
02/G1/10 Interest 0.31
03/01/10 Interest 0.27 1,091.43
MTB Multi Capital Growth-Inst I Fund
#430
2/29/05 Dividend 2,072.757 Shs. 91.26
MTB Short Duration Government Bond
Inst I Fund #120
09/02/03 Dividend 5,755.9409 Shs. $ 57.23
;_0/01/03 Dividend 5,755.9409 Shs. 119.37
1.1/03/03 Dividend 5,755.9409 Shs. 122.70
1.2/01/03 Dividend 5,755.9409 Shs. 112.78
01/02/04 Dividend 5,755.9409 Shs. 105.50
02/02/04 Dividend 5,345.6849 Shs. 85.01
03/01/04 Dividend 5,345.6849 Shs. 75.59
04/01/04 Dividend 5,345.6849 Shs. 82.83
FORWARD $ 761.01 $ 303,168.32
- 107 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 761.01 $
MTB Short Duration Government Bond
Inst I Fund #120
(cont'd)
05/03/04 Dividend 5,345.6849 Shs. 82.24
06/01/04 Dividend 5,345.6849 Shs. 89.18
07/01/04 Dividend 5,345.6849 Shs. 100.98
08/02/04 Dividend 5,345.6849 Shs. 98.45
09/01/04 Dividend 5,345.6849 Shs. 91.68
10/01/04 Dividend 5,345.6849 Shs. 97.97
11/01/04 Dividend 5,345.6849 Shs. 100.22
12/01/04 Dividend 5,345.6849 Shs. 95,29
01/03/05 Dividend 4,309.4159 Shs. 88.53
02/01/05 Dividend 4;309.4159 Shs. 85.16
C3/Cl/05 Dividend 4,309.4159 Shs. 91.12
04/01/05 Dividend 4,309.4159 Shs. 96.76
05/02/05 Dividend 4,309.4159 Shs. 98.11
06/01/05 Dividend 4,309.4159 Shs. 90.56
07/01/05 Dividend 4,309.4159 Shs. 86.97
C8/01/05 Dividend 4,309.4159 Shs. 92.55
09/01/05 Dividend 4,309.4159 Shs. 96.66
10/03/05 Dividend 4,309.4159 Shs. 102.31
11/01/05 Dividend 4,309.4159 Shs. 98.49
12/01/05 Dividend 4,309.4159 Shs. 106.87
01/03/06 Dividend 4,309.415 Shs. 131.69
02/01/06 Dividend 4,309.415 Shs. 114.23
03/01/06 Dividend 4,309.415 Shs. 118.67
04/03/06 Dividend 4,309.415 Shs. 121.51
05/01/06 Dividend 4,309.415 Shs. 123.66
06/01/06 Dividend 4,309.415 Shs. 124.97
07/03/06 Dividend 4,309.415 Shs. 126.76
08/01/06 Dividend 4,309.415 Shs. 127.78
09/01/06 Dividend 4,309.415 Shs. 133.12
10/02/06 Dividend 4,309.415 Shs. 135.37
11/01/06 Dividend 4,309.415 Shs. 143.23
12/01/06 Dividend 4,309.415 Shs. 109.90
MTB Small Cap Growth-Inst I Fund #555
12/14/04 Short Term Capital Gain Distribution $ 905.26
12/05/06 Short Term Capital Gain Distribution 2,283.41
12/05/07 Short Term Capital Gain Distribution 2,604.29
FORWARD
303,158.32
4,162.00
5,792.96
$ 313,123.28
- 108 -
RECEIPTS OF INCOME (cont'd)
FORWARD
MTB cS Government Bond Inst I Fund #822
09/04/03 Dividend 5,810.577 Shs. $ 95.25
1.0/01/03 Dividend 5,810.577 Shs. 194.59
11/05/03 Dividend 5,810.577 Shs. 183.33
12/01/03 Dividend 5,811.358 Shs. 189.03
01/02/04 Dividend 5,811.358 Shs. 195.99
02/02/04 Dividend 5,399.412 Shs. 181.19
03/01/04 Dividend 5,399.412 Shs. 175.43
04/01/04 Dividend 5,399.412 Shs. 179.97
05/03/04 Dividend 5,399.412 Shs. 197.21
06/01/04 Dividend 5,399.412 Shs. 194.69
07/01/04 Dividend 5,399.412 Shs. 186.20
08/02/04 Dividend 5,399.412 Shs. 185.99
09/01/04 Dividend 5,399.412 Shs. 189.76
10/01/04 Dividend 5,399.412 Shs. 194.91
11/01/04 Dividend 5,399.412 Shs. 188.33
;2/01/04 Dividend 5,399.412 Shs. 194.41
01/03/05 Dividend 5,399.412 Shs. 203.67
02/01/05 Dividend 5,399.412 Shs. 191.15
03/01/05 Dividend 5,399.412 Shs. 176.75
04/01/05 Dividend 5,399.412 Shs. 189.97
05/02/05 Dividend 5,399.412 Shs. 205.97
06/01/05 Dividend 5,399.412 Shs. 207.39
07/01/05 Dividend 5,399.412 Shs. 194.79
C8/Cl/05 Dividend 5,399.412 Shs. 163.99
09/01/05 Dividend 5,399.412 Shs. 154.27
1.0/03/05 Dividend 5,399.412 Shs. 160.46
it/01/05 Dividend 5,399.412 Shs. 165.90
12/01/05 Dividend 5,399.412 Shs. 177.55
01/03/06 Dividend 5,399.412 Shs. 170.44
02/01/06 Dividend 5,399.412 Shs. 161.90
03/01/06 Dividend 5,399.412 Shs. 171.60
04/03/06 Dividend 5,399.412 Shs. 180.38
05/01/06 Dividend 5,399.412 Shs. 178.83
06/01/06 Dividend 5,399.412 Shs. 174.57
07/03/06 Dividend 5,399.412 Shs. 179.24
C8/Cl/06 Dividend 5,399.412 Shs. 182.90
09/01/06 Dividend 5,399.412 Shs. 182.06
10/02/06 Dividend 5,399.412 Shs. 182.69
1/01/06 Dividend 5,399.412 Shs. 180.83
1.2/01/06 Dividend 5,399.412 Shs. 175.67
01/02/07 Dividend 5,399.412 Shs. 171.94
02/01/07 Dividend 5,399.412 Shs. 177.49
C3/G1/07 Dividend 5,399.412 Shs. 182.29
FORWARD $ 7,770.97 $
313,123.28
313,123.28
- 109 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 7,770.97 $
MTB US Government Bond Inst I Fund #822
(cont'd)
04/02/07 Dividend 5,399.412 Shs. 181.29
05/01/07 Dividend 5,399.412 Shs. 184.67
06/01/07 Dividend 5,399.412 Shs. 178.47
07/02/07 Dividend 5,399.412 Shs. 178.91
C8/Oi/07 Dividend 5,399.412 Shs. 186.34
09/04/07 Dividend 5,399.412 Shs. 183.94
10/01/07 Dividend 5,399.412 Shs. 181.33
11/01/07 Dividend 5,399.412 Shs. 173.12
12/03/07 Dividend 5,399.412 Shs. 175.02
01/02/08 Dividend 5,399.412 Shs. 184.72
02/01/08 Dividend 5,399.412 Shs. 176.46
03/03/08 Dividend 5,399.412 Shs. 188.52
C4/Gl/08 Dividend 5,399.412 Shs. 176.36
05/01/08 Dividend 5,399.412 Shs. 45.09
Municipal Bond Fund
01/04/90 Dividend 8,377 Shs. $ 505.72
02/02/90 Dividend 8,377 Shs. 504.15
Fimcc Total Return Fund I #35
05/01/08 Dividend
06/02/08 Dividend
07/01/08 Dividend
08/01/08 Dividend
09/02/08 Dividend
10/01/08 Dividend
11/04/08 Dividend
12/01/08 Dividend
12/11/08 Short Te
01/02/09 Dividend
02/02/09 Dividend
03/02/09 Dividend
04/01/09 Dividend
05/01/09 Dividend
C6/Cl/09 Dividend
07/01/09 Dividend
08/03/09 Dividend
09/01/09 Dividend
10/01/09 Dividend
11/03/09 Dividend
8,767.123
8,767.123
8,767.123
8,767.123
8,767.123
8,767.123
8,767.123
8,767.123
~m Capital
9,203.203
9,203.203
9,203.203
9,203.203
8,988.944
5,055.708
5,055.708
5,055.708
5,055.708
5,055.708
5,055.708
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Gain Distribution
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
FORWARD
313,123.28
10,165.21
1,009.87
$ 9,920.29 $ 324,298.36
308.16
413.34
399.09
393.60
403.96
360.70
419.09
374.25
2,750.51
448.55
479.36
502.80
488.30
477.75
404.20
262.83
275.93
269.66
255.02
233.19
- 110 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 9,920.29 $ 324,298.36
Fimco Total Return Fund I #35
(cont'd)
12/01/09 Dividend 5,055.708 Shs. 188.18
12/10/09 Short Ter m Capital Gain Distribution 439.29
01/04/10 Dividend 5,107.268 Shs. 177.21
C2/Oi/10 Dividend 5,107.268 Shs. 135.43
03/01/10 Dividend 5,107.268 Shs. 133.47 10,993.87
Ridgeworth Seix FL Rate HI Inc Fd-I
06/01/09 Dividend 1,444.183 Shs.
$ 17.10
07/01/09 Dividend 1,444.183 Shs. 61.30
08/03/09 Dividend 1,444.183 Shs. 66.33
09/01/09 Dividend 1,444.183 Shs. 59.4'7
10/01/09 Dividend 1,444.183 Shs. 55.65
11/02/09 Dividend 1,444.183 Shs. 61.44
12/01/09 Dividend 1,444.183 Shs. 60.65
01/04/10 Dividend 1,444.183 Shs. 65.04
02/C1/10 Dividend 1,444.183 Shs. 62.61
03/01/10 Dividend 1,444.183 Shs. 59.23 568.82
T. Rowe Price Inst L/C Growth
12/21/07 Dividend 935.745 Shs. $ 56.14
12/21/07 Short Term Capital Gain Distribution 168.43
12/18/08 Dividend 948.382 Shs. 28.45 253.02
Thompson Plumb Growth Fd
12/23/04 Dividend 313.087 Shs. $ 137.76
12/23/04 Short Term Capital Gain Distribution 33.06
12/19/05 Dividend 316.843 Shs. 85.55
12/i9/05 Short Term Capital Gain Distribution 73.6'7
12/18/06 Dividend 324.755 Shs. 111.07
12/18/06 Short Term Capital Gain Distribution 131.36 572.4'7
Transfer from Principal
09/13/99 $ 229.00
09/14/99 1,066.46
10/12/99 1,154.10
11/10/99 1,300.00
12/10/99 1,265.41
01/07/00 542.54
FORWARD $ 5,557.5:1 $ 336,686.54
- 111 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 5,557.51 $ 3:56,686.54
Transfer from Principal
(cont'd)
62/08/00 1,100.00
03/08/00 2,000.60
04/10/00 24,38
05/10/00 1,059.86
06/09/00 1,100.00
07/10/00 866.80
08/10/00 1,178.78
C9/O8/00 1,180.65
09/11/00 112.99
10/10/00 1,172.70
11/09/00 1,200.00
11/10%00 75.18
12/11/00 1,317.51
Cl/10/01 885.34
02/12/01 1,223.25
03/08/01 1,300.06
C3/i2/O1 35.26
04/10!01 1,067.28
05/08/01 1,300.00
C5/10/01 11.18
06/11/01 1,306.38
07/11/01 1,208.51
08/07/01 1,300.00
08/13/01 57.03
09/10/01 2,000.00
10/12/01 603.11
11/14/01 1,405.64
12/11/01 1,462.09
01/08/02 1,200.00
01/14/02 14.56
02/12/02 1,468.29
03/12/02 1,264.73
04/11/02 1,388.10
05/13%02 1,513.83
06/10!02 1,502.20
07/10/02 1,481.53
08/14/02 1,453.31
09/10/02 1,485.29
1C/i0/02 1,238.36
10/21/02 333.58
11/12/02 1,536.95
12/10/02 1,543.65
FORWARD $ 50,536.13 $ 336,686.54
- 112 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 50,536.13 $ 336,686.54
Transfer from Principal
(cont'd)
12/30/02 2,383.48
02/10/03 430.15
03/07/03 2,000.00
04/07/03 1,300.00
05/07/03 2,000.00
06/05/03 1,300.00
07/11/03 1,463.86
08/11/03 1,814.93
09/10/03 144.90
09/11/03 1,300.00
09/29/03 2,383.48
11/10/03 819.01
12!10/03 1,254.31
01/12/04 1,167.89
02/05/04 1,700.00
03/10/04 1,698.55
04/13/04 1,287.90
05/06/04 1,800.00
06/10/04 1,658.37
07/13/04 709.00
08/10/04 1,234.93
09/10/04 1,243.23
10/12/04 657.99
11/10/04 1,255.47
C3/1C/05 790.84
04/11/05 739.82
C5/1C/05 1,193.89
06/13/05 1,183.36
07/11/05 641.23
08/10/05 1,299.87
1.0/05/05 6.27
10/07/05 95.49
11/02/05 1,313.03
11/10/05 1,796.53
12/15/05 993.35
02/21/06 178.50
03/29/06 1,233.19
04/13/06 1,320.67
05/22/06 1,441.92
06/13/06 1,449.88
07/11/06 867.70
11/27/06 4,954.98
FORWARD $ 105,044.10 $ 336,686.54
- 113 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 105,044.10 $
Transfer from Principal
(cont'd)
11/28/06
G5/11/07
06/13/07
07/12/07
08/13/07
09/10/07
1.0/12/07
11/29/07
08/19/08
09/10/08
10/10/08
11/10/08
;2/10/08
1i/10/09
03/10/10
`'anauard Institutional Index Fund #94
03/27/09 Dividend 710.87 Shs.
06/24/09 Dividend 452.558 Shs.
09/29/09 Dividend 452.558 Shs.
"y2/29/09 Dividend 452.558 Shs.
Vanguard Intermediate Term
#571
06/Oi/09 Dividend 5,558.854
07/01/09 Dividend 5,558.854
08/03/09 Dividend 5,558.854
09/01/09 Dividend 5,558.854
"~0/Ol/09 Dividend 5,558.854
,1/02/09 Dividend 5,558.854
"_2/02/09 Dividend 5,558.854
°_2/31/09 Short Term Capital
01/04/10 Dividend 5,567.503
02/01/10 Dividend 5,567.503
03/01/10 Dividend 5,567.503
corporation
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Shs.
Gain Distribution
Shs.
Shs.
Shs.
'Janauard Value Index Fund #6
03/30/04 Dividend 2,511.301 Shs.
06/29/04 Dividend 2,511.301 Shs.
FORVdARD
4,954.98
735.31
978.63
91.11
962.91
983.98
25.39
965.51
733.65
958.14
83.14
931.44
956.77
786.21
479.53
$ 378.89
206.82
228.09
323.13
$ 75.71
228.25
235.57
240.66
233.16
239.87
217.08
83.38
226.72
219.4.5
213.92
336,686.54
119,670.8G
1,136.93
2,213.77
$ 251.1.3
251.1.3
$ 502.26 $ 459,708.04
- 114 -
RECEIPTS OF INCOME (cont'd)
FORWARD
$ 502.26 $ 459,708.04
t%anauard Value Index Fund #6
(cont'd)
09/27/04 Dividend 2,511.301 Shs.
01/05/05 Dividend 2,511.301 Shs.
03/28/05 Dividend 2,511.301 Shs.
06/27/05 Dividend 2,511.301 Shs.
09/26/05 Dividend 2,511.301 Shs.
12/27/05 Dividend 2,511.301 Shs.
03/20/06 Dividend 2,511.301 Shs.
06/26/06 Dividend 2,511.301 Shs.
09/25/06 Dividend 2,511.301 Shs.
12/22/06 Dividend 2,511.301 Shs.
03/26/07 Dividend 2,511.301 Shs.
06/25/07 Dividend 2,511.301 Shs.
09/24/07 Dividend 2,511.301 Shs.
~2/20/C7 Dividend 2,511.301 Shs.
03/25/08 Dividend 2,511.301 Shs.
06/24/08 Dividend 2,511.301 Shs.
09/24/08 Dividend 2,511.301 Shs.
~y2/22/08 Dividend 2,511.301 Shs.
03/25/09 Dividend 2,511.301 Shs.
06/24/09 Dividend 1,229.863 Shs.
09/24/09 Dividend 1,229.863 Shs.
2/22/09 Dividend 1,229.863 Shs.
276.24
374.18
276.24
301.36
376.70
439.48
351.58
301.36
351.58
479.66
401.81
351.58
426.92
534.91
414.36
391.76
436.97
406.83
361.63
122.99
136.51
189.40 8,206.31
TOTAL RECEIPTS OF INCOME
$ 467,914.35
- 115 -
DISBURSEMENTS OF INCOME
Allfirst Trust Company of Pennsylvania,
NA - Trustee Fee
07; 06%9°
C8/05/99
09/07/99
10/05/99
11/05/oc
12/06/99
O1/J5/OG
02/'J7/00
03/06/CO
04/05/00
05/05/00
06/05/00
07/05/00
08/07/00
09/05!00
10/05/00
11/06/00
12/05/00
01/05/01
02/05/01
03/05/01
FORWARD
£?3.49
f~2.09
132.45
?1.40
81.72
33.53
92.09
`x3.13
93.94
94.36
92.15
33.34
38.30
37.65
39.00
37.97
30.95
38.60
92.85
x3.05
90.30
$ 1,852.36
- 116 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 1,862.36
P.llfirst Trust Company of Pennsylvania
NA - Trustee Fee (cont'd`
04/05/01 86 85
05/07/01 83.53
06/05/01 87 87
07/05/01 85.70
08/06/01 85.30
09/05/01 82 80
10/05/01 81.09
11/05/01 8'.45
12/05/01 8?.09
01/07/02 83.20
C2/05/02 8.95
03/05/02 81.37
04/05/02 8'_.60
05/06/02 8J.06
06/05/02 79.73
07/05/02 7"x.31
08/0/02 7~} . 74
09/0/02 73.94
10/07/02 7?.09
11/05/02 7_; . 58
FORWARD $ 3 , 4 8:' . 61
- 117 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 3,482.61
Allfirst Trust Company of Pennsylvania,
NA - Trustee Fee (cont'd)
12%05/02
01106/0=
02105/0'
03105/0.
G4i07/0~
05105/0=
06; 0510:
07!07/0=
08iD6/0
Dauphin Deposit Bank and Trust Company -
Trustee Fee
02!01/96
05!01/9(1
08/01/90
11/01/90
02!61/9
05!01/9
08/01/9"_
11/01/9_
02/03/93
FORWARD
X5.97
X6.04
;4.12
X2.87
"x.22
".4.27
" 5.75
5.09
`.'5.75 $
5:',8.53
703.77
7_x0.36
690.40
7 ^u .68
709.93
730.52
752.32
7~~4.61
4,155.69
$ 6,3:?1.12 $ 4,1.55.69
- 118 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 6,3 1.12 $ 4,155.69
Daux~hin Deposit Bank and Trust Compan
Trustee Fee (cort'd
05;01/9 7.0.62
O8i03/92 74-5.22
11/03i9~ 79.48
02/02i9~~ 7~-1.94
05,'03/93 7<"".7.84
08;~J3i9_ 751.83
11/02/9_; 8S7.25
C2/J1/9~ 9(;4.16
05!03/9 8E~5.32
08!02/9 857.61
11%01/9` 8`i6.13
02/01/95 8~=2.19
05/02/95 8f31.71
08/01/9; 936.83
11/O1/9~~ 9'6.74
02/01/96 956.34
03/27/90 3'-5.83
04/02/97 3:?3.33
05/01/97 131.92
06/03/90 132.53
FORWARD $ 20,6J5.94 $ 4,"55.69
- 119 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 20,6C5.94 $ 4,155.69
Dauphin Deposit Bank and Trust Company -
Trustee Fee (cont'd)
07/02/96
C8i01/9E
09i04/9E
10i01/9E
11i01/9E
12i03/9E
Oi/02/9~'
02/03/9~~
G3/03/9
04/01/9
05; 01/9"~
06!03/9"'
07!01/9
08/01/9"'
09!03/9'?
10/01/9"'
11/03/9"'
12/02/9"~
12/31/9?
02/05/98
FORWARD
1.2.86
1.1.25
1;0.09
1= 1.85
1; 4.76
1:'6.93
1;:9.40
1:;9.96
l~'~1.18
1;18.62
l~.0 . 04
1<=5.58
152.28
154.43
10.74
14.42
10.20
10.61
12.25
17.37
$ 23,470.76 $ 4,"55.69
- 120 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 23,4;C.76 $ 4,155.69
Daux~hin Deposit Bank and Trust Compan
Trustee Fee (cont'd
03/05/98 19.59
041"06198 143.C3
C5iC5/98 14-2.91
06/05/98 14.1.24
07/O6/98 1~~3.04
Obi 05/98 1_';8.29
09/08/98 1_x1.83
10/05/98 1_?5.25
11/05/98 1;9.78
12!07/9F 13.38
01!05/99 1~~5.84
02; 05/99 1~t5.22
03/05/99 103.03
04%05/99 ~-31.42
05/05/99 32.87
06/07/99 32.11
Manufacturers and Traders Trust Company
Trustee Fee
09/08/03 $ 77.10
10/06/03 76.84
25,569.59
FORWARD $ 153.94 $ 29,725.28
- 121 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 1`3.94 $ 29,725.28
Manufacturers and Traders Trust Compan
'~'rustee Fee (cont'd
11/06/0.= .6.91
12108/0= X7.10
01/06/04 ~~8.04
OZ/06i 04 £11.07
031 08/04 ~'1 .7',
04; 06/0 517.05
05; 06/04 x!5.15
05; 07/0; _'4.08
07!06104 94.14
O8!~6/04 92.12
09!7/04 93.08
10!06/0. `x3.75
ll!08/0~~ 94.60
12/06/04 95.67
01/06/05 97.11
02/07/0`5 37.77
03/07/05 98.42
04/06/05 x6.13
05/06/05 35.60
06/06/0'5 x5.97
FORWARD $ 1,979.41 $ 29,725.28
- 122 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 1,99.41 $ 29,725.28
Manufacturers and Traders Trust Compan
Trustee Fee (cont'd
07i06/0~ 56.17
08/08/05 5-6.62
09/06/05 56.65
10;06i0`~ 55.49
11/:~7/OS 56.53
12; 06/05 1<~4.09
01!06/06 125.30
02!06/05 11.5.11
03/06/OE, 125.58
04!06/06 1::7.64
05!08/05 1~?8.49
06/05/05 129.43
07/06/06 128.83
08/07/05 1"39.35
09/06/05 1"30.78
10/06/06 131.72
11/06/05 132.25
12/06/05 1~8.i9
01/08!07 157.48
02/06/0? 158.91
FORWARD $ 4,474.02 $ 29,725.28
- 123 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 4,4 4.02 $ 2°,725.28
Manufacturers and Traders Trust Compan
Trustee Fee (cont'd
03/06/07 14.97
04i06/0~ 19.16
05/07/0 1E~4.15
06106/0; 1E4.61
07; 06/0 1E~4.22
08; 06/0" 1`:8.99
09;06/0 160.56
10/09/0 115.68
11/06/0"' 1r>3.00
12/06/0' 162.25
01/07/08 158.29
02/06/08 1'54.11
03/06/C8 13.39
04/07/08 15.54
05/06/08 178.06
06/06/08 1'6.42
07/07/08 17.54
08/06/03 167.52
09/08/03 14.51
10/06/03 1~4.9i
FORWARD $ 7,721.90 $ 29,725.28
- 124 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 7,7~"1.90 $ 29,725.28
Manufacturers and Traders Trust Compan
Trustee Fee (cont'd
11/06/08 145.52
12/08/08 141.33
01/05/09 14.6.82
02/06/09 1~~7.84
03/06/09 L-7.01
04/06/0° ~7
1_. .
05/06/09 1x.2.33
061:0810° 165.46
07/06/0° 11;3.79
O8! 061 09 1"'1.82
09/08/09 1"'2.96
10!06/09 i~'S.84
11/05/09 177.62
12/07/09 130.39
Ol/06/1J 132.12
02/08/1.', 175.37
03/08/1) 131.37
Beckley & Madden
10/17/0? Attorney Fees
FORWARD
__^,28.99
333.58
$ 40,587.85
- 125 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD
Internal Revenue Service
Federal Fiduciary Income Tax
03/U5/02 2000 Interest on Refund on Amended
Return
Pennsylvania Department of Revenue
State Fiduciary Income Tax
08/06/93 1992 Refund
Ear~ison's Greenhouse - Memorial Day
Flowers on English Family Lot
06; 05; 9C
Newport Greenhouse - Memorial Day
Flowers on English Family Lot
06/07%91
08!11/92
Dauphin Deposit Bank and Trust Company -
Tax Preparation Fee
05/04/90 1989
08/06/9'_ 1990
07/27/9 1991
05/25/93 1992
FORWARD
$ 40,587.85
-286.88
-2.59
41.34
$ ?7.12
33.60 70.72
i?5.00
15.00
15.00
1?5.00
5GC.00
$ 40,910.44
- 126 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD
Transfer to Principal
01i08/9G Accrued In~erest on Fixed Income Fund
01%08/9C Accrued Interest on Common Stock Fund
O1i08/9C Accrued Interest on Municipal Bond Fund
12,'02/G4
03/07/OE
12; 07; OE
12;'18/OF
~2!20i C
01!08i0~
02!06/0"~
03/07;0"
TOTAL DISBURSEMENTS OF INCOME
$ 40,910.44
$ 1,122.06
287.58
5C5.72
3.77
1:9.35
4,OC4.74
5`8.93
1~-2.51
232.45
295.13
287.81 7,680.05
$ 48,590.49
- 127 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES
Incarnation United Church of Christ -
Distribution
02/12/90 $ 1,368.8'7
03/i2/90 2,003.99
04/10/90 2,078.04
05/10/90 1,108.39
06/11/90 2,175.15
C7/iG/90 1,952.11
08/10/90 1,125.81
09/10/90 2,118.22
10/10/90 1,721.47
°1/13/90 1,263.35
~2/1G/90 2,054.37
01/10;91 2,022.00
02/11/91 1,080.99
03/11/91 1,952.00
04/10/91 2,004.1.7
05/10/91 1,081.67
06/10/91 2,209.1.6
07/10/91 1,923.03
08/12/91 981.98
09/10/91 2,136.44
LO/10/91 2,090.51
'1/12/91 1,033.Fi6
i2i10/91 2,035."15
FORWARD $ 39,520.53
- 128 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 39,520.53
Incarnation United Church of Christ -
Distribution (cont'd)
Oi/10/92 1,855.1:2
02/10/92 1,015.16
03/10/92 2,009.26
04/10/92 1,882.23
05/1i/92 938.74
06/10/92 2,150.95
07/10/92 1,772.72
08/10/92 831.74
09/10/92 2,020.15
0/13/92 1,879.16
.1/10/92 924.72
=-2/10/92 1,939.81
01/11/93 1,662.1.9
02/10/93 823.64
03/10/93 1,745.92
04/12/93 1,656.12
05/10/93 776.70
J6/10/93 1,773.51
J7/12/93 1,540.30
J8/10/93 902.53
J9i10/93 1,829.75
~O12/93 1,584.47
FORWARD $ 73,035.42
- 129 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 73,035.42
Incarnaticn United Church of Christ -
Distribution (cont'd)
11/10/93 1,044.86
12/iC/93 1,771.85
Cl/1C/94 1,538.22
C2/10/94 590.06
C3/1C/94 1,710.68
C4/11/94 1,527.40
C5/1C/94 560.37
C6/10/94 1,730.72
07/11/94 1,579.26
08/10/94 607.38
09/,2/94 1,711.69
'_0/11/94 1,537.1.5
"_1/10/94 717.81
:2/~~2/g4 1,652.08
01/10/95 1,527.48
J2/10/95 725.71
J3/10/95 1,737.96
04/10/95 1,695.54
05/10/95 588.78
06/12/95 1,980.89
08/10/95 804.67
09/11/95 1,816.'75
FORWARD $ 102,193.23
- 130 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont"d)
FORWARD $ 102,193.23
Incarnation United Church of Christ -
Distribution (cont'd)
10/10/95 1,584.3:1
11/10/95 645.62
12/iii95 1,836.80
01/10/96 1,681.06
C2/i2/96 671.73
03/11/96 1,745.71
04/10/96 1,038.85
05/10/96 1,257.69
06/10/96 1,225.30
G7/10/96 1,248.96
08/12/96 1,506.67
09/10/96 1,281.72
:_0/10/96 1,267.30
~l/12/96 1,572.53
'_2/10/96 1,333.16
J1/10/97 1,450.02
J2/10/g7 1,440.00
J3/10/97 1,402.Fi3
J4/10/97 1,493.73
05/12/97 1,447.£35
06/10/97 1,491.51
07/10/97 1,450.22
FORWARD $ 132,266.60
- 131 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont"d)
FORWARD $ 132,266.60
Incarnation United Church of Christ -
Distribution (cont'd)
08/11/97 1,939.72
09/10/97 1,491.05
10/10/97 1,374.85
ll/10/97 1,316.03
12/10/97 1,301.21
01/12/98 1,969.61
02/10/98 1,260.75
03/10/98 1,202.98
04/10/98 1,553.44
05/11/98 1,062.42
06/10/98 1,095.71
07/10/98 1,658.59
08/10/98 1,093.1.2
09/1G/9g 972.51
'_0/13/98 1,439.28
"~1/10/9g 956.09
12/10/98 933.54
71/11/99 1,671.95
02/10/99 947.23
63/10/99 858.26
64/12/99 1,346.08
05/10/99 979.50
FORWARD $ 160,690.52
- 132 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 160,690.52,
Incarnation United Church of Christ -
Distribution (cont'd)
05/10/99 1,041.06
07/12/99 1,281.46
08/10!99 1,102.38
09/-0!99 2,383.48
10/12!99 2,383.48
11/10/99 2,383.48
12/10/99 2,383.48
C1/10/00 2,383.48
02/10/00 2,383.48
C3/i0/00 2,383.48
C4/10/00 2,383.48
05/10/00 2,383.4.8
06/12/00 2,383.9:8
07/1G/00 2,383.9:8
08/10/00 2,383.48
09/11/00 2,496.47
'0/10/00 2,496.47
11/10/00 2,496.47
12/11/00 2,496.47
01/10/01 2,496.47
02/12/01 2,496.47
03/12/01 2,496.47
FORWARD $ 210,192.47
- 133 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 210,192.47
Incarnation United Church of Christ -
Distribution (cont'd)
04/10/01 2,496.47
0/10/01 2,496.4'7
05/'1/01 2,496.4'7
07/10!01 2,496.4'7
08/10/01 2,496.4'7
09/10/01 2,496.47
10/10/01 2,496.47
11/13/01 2,496.47
12/10/01 2,496.47
01/10/02 2,496.47
02/11/02 2,496.47
03/11/02 2,496.47
04/10/02 2,496.47
05/10/02 2,496.47
06/10/02 2,496.4.7
07/10/02 2,496.47
08/12/02 2,292.29
09/10/02 2,292.29
0/10/02 2,292.29
11/12/02 2,292.29
12/10/02 2,292.29
01/10/03 2,292.29
FORWARD $ 263,889.'73
- 134 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 263,889.73
Incarnation United Church of Christ -
Distribution (cont'd)
02/10/03 2,292.29
03/10!03 2,292.20
04/10!03 2,292.29
05/12!03 2,292.29
05/10!03 2,292.29
07/10!03 2,292.2`9
08/11/03 2,292.29
09/10/03 2,292.29
'i0/10/03 2,292.29
i1/1G/03 2,292.29
12/10/03 2,292.29
01/12/04 2,292.29
02/10/04 2,292.29
03/10/04 2,292.29
04/12/04 2,292.29
05/10/04 2,292.29
06/10/04 2,292.29
07/12/04 1,800.00
08/10/04 1,800.00
09/10/04 1,800.00
_0/12/04 1,800.00
1/10/04 1,800.00
FORWARD $ 311,858.Ei6
- 135 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 311,858.66
Incarnation United Church of Christ -
Distribution (cont'd)
1?/10!04 1,800.00
01/10/05 1,800.00
0?/10/05 1,800.00
03/10/05 1,800.00
04/1.1/05 1,800.00
05/10;05 1,800.(0
05/10/05 1,800.00
07/11!05 1,800.00
08/10!05 1,800.00
09/12%05 1,800.00
10/11/05 1,80(.00
11/10/05 1,800.00
12/12/05 1,800.00
(1/10/06 1,800.0(
(2/10/06 2,000.91
(3/10/06 2,000.91
C4/1C/06 2,000.91
05/10/06 2,000.91
L6/i2/06 2,000.91
G7/10/06 2,000.91
08/10/06 2,000.91
09/11/06 2,000.91
FORWARD $ 353,065.94
- 136 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 353,065.94
Incarnation United Church of Christ -
Distribution (cont'd)
10/10/06 2,000.91.
1./10;06 2,000.91
12/11/06 2,000.91
0::_/10; 07 2, 000.91
G;?/12/07 1,639.19
03/12!07 1,639.19
04/10/07 1,639.19
05/10/07 1,639.19
05/11/07 1,639.19
07/10/07 1,639.19
03/10/07 1,639.19
09/10/07 1,639.19
10/10/07 1,639.19
11/13/07 1,639."~9
12/10/07 1,639."~9
01/10/08 1,639.19
02/11/08 1,639.19
03/10/08 1,639.19
04/10/08 1,639.19
05/12/08 1,639.19
06/10/08 1,639.19
07/10/08 1,639.19
FORWARD $ 390,575.00
- 137 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 390,575.00
Incarnation United Church of Christ -
Distribution (cont'd)
03/11; C8 1,639.19
09/10/08 1,639.19
1~~/10!08 ~ 1,639.19
1'/10/08 1,639.19
1?/10/08 1,639.19
OL/12i09 1,639.19
0?i10/09 1,350.98
03/10/09 1,350.98
G4/10/09 1,350.98
05/11/09 1,350.9'9
06/10/09 1,350.98
07/10/09 1,350.98
08/10/09 1,350.98
09/10/09 1,350.98
10/i3/09 1,350.98
1/10/09 1,350.98
=2/1G/09 1,350.98
01/11/10 1,350.98
02/10/10 1,350.98
03/10/10 1,350.98 ~ 419,323.86
TOTAL DISTRIBUTIONS OF INCOME TO BENEFICIARIES $ 419,323.86
- 138 -
PROPOSED PRINCIPAL DISTRIBUTION SCHEDULE
Market Value Fiduciary
as of Acquisiticn
03/11/201C Value
Marufac~urers and Traders Trust Company,
Trustee under the Will of Gertrude
Enalish dated 9/25/78 Reformed by Court
Order dated 10/2/02 - Entire Residue for
Future Administration
571.87 Shs. CRM Mid Cap Value Fd-Instl
#32 $ 14,336.78 $ 15,294.25
5,538.852 Shs. Federated Strategic Value
Fund 22,48"7.74 18,942.87
1,177.992 Shs. Harbor Capital
Appreciation Fd #12 39,415.61 29,339.78
449.106 Shs. Loomis Sayles Smail Cap
Value Fund I 10,113.87 7,122.82
1,918.132 Shs. LSV Value Equity Fund 24,590.45 18,285.45
452.558 Shs. Vanguard Institutional
Index Fund #94 47,609.10 35,014.40
1,229.863 Shs. Vanguard Value Index Fund
#6 23,760.95 24,486.57
796.378 Shs. Harbor International Fund
#11 43,434.46 30,685.80
1,068.207 Shs. Masters Select
International Fund #306 14,004.19 11,?65.72
5,068.014 Shs. Federated Total Return
Bond Fund 55,748.15 53,859.92
1,295.239 Shs. Goldman Sachs High Yield
Fd-#527 9,17.8.48 7,577.15
5,107.268 Shs. Pimco Total Return Fund I
#35 56,231.C2 55,228.93
1,444.183 Shs. Ridgeworth Seix FL Rate
HI Inc Fd-I 12,607.72 11,365.72,
FORWARD $ 373,458.52 $ 318,519.38
- 139 -
PROPOSED PRINCIPAL DISTRIBUTION SCHEDULE (cont'd)
FORWARD
5,567.503 Shs. Vanguard Intermediate
Term Corporation #571
$ 373,458.52 ~~ 318,619.38
54,61;'.20 49,334.83
Principal Cash
TOTAL
THE ABOVE CASH IS CURRENTLY INVESTED IN
MTB Money Market-Inst I Fund #420
10,304.08 10,304.08
438,379.80 378,258.29
$ 438,379.8C $ 378,258.2.9
Manuf c ure e~aZUd Traders ~zust Company
I ,. , .-,
~ ~ ; ; f •;
Ruth nn McMille Asst. Vice President;
Truste under the Will of Gertrude
English, Deceased
- 140 -
VERIFICATION
Manufacturers and Traders Trust Company, Successor to Al~first
Trust Company of PA, NA., Successor to Dauphin Deposit Bank and Trust
Company, Trustee under the Will of GERTRUDE ENGLISH, deceased, her=_by
declares under oath that it has fully and faithfully discharged tha duties
of its office; that the foregoing Account is true and correct and fully
discloses all significant transactions occurring during the accounting
period; that all known claims against the Trust have been paid in full;
that, to its knowledge, there are no claims now outstanding against the
Trust; and that all taxes presently due from the Trust have bf=_en paid.
This statement is made subject to the penalties of 18 PF. C.S.A.
Section 49C4 relating to unsworn falsification to authorities.
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Manu turers and Traders Trus Ccmpany
Dated: ~' ~ ~ ~~~~
A55T, V!C_ P;;r~!p~yT
$ TRUST OFFICER
- 141 -
BECKLEY~ MADDEN
ATTORNEYS AT LAW
CRANBERRY COURT
212. NORTH THIItn .STREET
P09T OFFICE HO% 11998
H~+,xlussuxc3> PENNSYLVANIA 17108-1998
PHONE: (7171 833-7881
FAR: (7171 833-3740
E-MAn~ becldey~a)pa.net
May 21, 2010
Glenda Farner-Strasbaugh, Register of Wills
Cumberland County Courthouse
One Courthouse Square
Carlisle, PA 17013
RE: Trust Under Will of Gertrude English, deceased
No. 21-89-887
Dear Register Strasbaugh:
FILE NO.
34422
Enclosed herewith you will find a copy of the letter from the Attorney General's
Office indicating that the Attorney General does not have an objection to the First and
Partial accounting in the above-referenced Estate.
Thank you for your assistance, and if you need anything further, please do not
hesitate to contact me.
Very truly yours,
Enclosure
Cc: Ruth Ann McMillen (w/encl.)
BECKLEY & MADDEN
Thomas S. Beckley ~
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COMMONWEALTH OF PENNSYLVANIA
OFFICE OF ATTORNEY GE=NERAL
TOM CORBETT
ATTORNEY GENERAL
May 17, 2010
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Charitable Trusts and
Organizations Section
14t~' Floor, Strawberry Square
Harrisburg, PA 17120
Telephone: (717) 783-6084
Facsimile: 717- 787-1 l 90
m foerster(a),attorn ey~;eneral . ~;ov
Thomas S. Beckley, Esq.
BECKLEY & MADDEN
Cranberry Court
212 North "I'hrid Street
P•O. Box 11998
Harrisburg, PA 17108-1998
RE: Trust under Will of Gertrude English: No. 1204325755; Perry County
Deal NIr. Beckley:
This will acknowledge receipt of your letter and. enclosures regarding the above-
captioned matter.
t have reviewed the Will Petition and Partial Account of Manufacturers and Traders Trust
Company, Trustee of the Trust under Wi11 of Gertrude English, Deceased, and h
objections. Please forward a copy of the confirmed Account as soon as it is available save no
can complete my file. o that 1
Please be advised that the above review was conducted pursuant to the ~crrens atricae
role of the office and has no bearing on any matter unrelated to that function. Thank o
your time and attention to this matter. y u for
Sincerely,
MTF'/srh
~~~
ichael T. Foerster
Senior Deputy Attorney General
COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNYSLVANIA
ORPHANS' COURT DMSION
Docket No: 21-1989-0887
IN RE:
F11tST AND PARTIAL ACCOUNT OF MANUFACTURERS AND TRADERS TRUST COMPANY,
SUCCESSOR TO ALLFIRST TRUST COMPANY OF PA, N.A., SUCCESSOR TO DAUPHIN DEPOSIT
BANK AND TRUST COMPANY, TRUSTEE FOR FOR THE TRUST UNDER WILL DATED 09/25/78
REFORMED BY COURT ORDER DATED 10/02/02 WITH GERTRUDE ENGLISH.
AND
PETITION FOR ADJUDICATION/STATEMENT OF PROPOSED DISTRIBUTION
ORDER OF COURT
AND NOW, this 22nd day of June, 2010, the herein account is confirmed absolutely.
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