HomeMy WebLinkAbout01-1125TRUD¥ WITZKOSKE
LOCKE LIDDELL & SAPP LLP
3400 CHASE TOWEg
600 TRAVIS STREET
HOUSTON, TEXAS 77OO2-~O95
1. Name and Address of Debtor:
FINANCING STATEMENT
Debtor's Taxpayer
I.D. No.: 16-0958146
CARROLS CORPORATION
968 James Street
Syracuse, New York 13203
Name and Address of Secured
Party:
Secured Party's Taxpayer
I.D. No.: 13-4994650
THE CHASE MANHATTAN BANK,
as Agent for the financial institutions which
now or hereafter become parties to the Loan Agreement
(hereinafter defined)
712 Main Street
Houston, Texas 77002
Attention: Manager, Franchise and Trademark Finance Division
3. This Financing Statement covers all of Debtor's remedies, powers, privileges, rights, titles
and interests (including all power of Debtor, if any, to pass greater title than it has itself) of every
kind and character now owned or hereafter acquired, created or arising in and to the following types
(or items) of property:
Accounts
(a)
all accounts, receivables, accounts receivable, general intangibles regardless of form
(including, to the extent assignable, all choses or things in action, trade names, trade-
marks, patents, patents pending, infringement claims, service marks, licenses, copy-
rights, blueprints, drawings, plans, diagrams, schematics, computer programs,
computer tapes, computer discs, reports, catalogs, customer lists, purchase orders,
goodwill, route lists, monies due or recoverable from pension funds, tax refunds and
all rights to any of the foregoing), book debts, contract rights and rights to payment
no matter how evidenced (including those accounts listed on the Schedule or
Schedules which may from time to time be attached hereto);
(b)
all chattel paper, notes, drafts, acceptances, payments under leases of equipment or
sales o f inventory, and other forms of obligations received by or belonging to Debtor
for goods sold or leased and/or services rendered by Debtor;
(c)
all purchase orders, instruments and other documents (including all documents of
title) evidencing obligations to Debtor, including those for or representing obligations
for goods sold or leased and/or services rendered by Debtor;
(d)
all monies due or to become due to Debtor under all contracts, including those for the
sale or lease of goods and/or perfomqance of services by Debtor no matter how
evidenced and whether or not earned by performance;
(e)
all accounts, receivables, accounts receivable, contract rights, and general intangibles
arising as a result of Debtor's having paid accounts payable (or having had goods
sold or leased to Debtor or services performed for Debtor giving rise to accounts
payable) which accounts payable were paid for or were incurred by Debtor on behalf
of any third parties pursuant to an agreement or other,vise;
(f)
all goods, the sale and delivery of xvhich give rise to any of the foregoing, including
any such goods which are returned to Debtor for credit;
Inventory
all goods, merchandise, raw materials, work in process, finished goods, and other tangible
personal property of whatever nature now owned by Debtor or hereafter from time to time
existing or acquired, wherever located and held for sale or lease, including those held for
display or demonstration or out on lease or consignment, or furnished or to be furnished
under contracts of service or used or usable or consumed or consumable in Debtor's business
or which are finished or unfinished goods and all accessions and appurtenances thereto,
together with all warehouse receipts and other documents evidencing any of the same and
all containers, packing, packaging, shipping and similar materials.
Equipment
all goods, equipment, machinery, furnishings, fixtures, furniture, appliances, accessories,
leasehold improvements, chattels and other articles of personal property of whatever nature
(whether or not the same constitute fixtures) now owned by Debtor or hereafter acquired, and
all component parts thereof and all appurtenances thereto;
Trademarks
to the extent assignable, all trademarks, trade names, corporate names, company names,
business names, fictitious business names, trade styles, service marks, logos, and other
source or business identifiers, and all prints and labels on which any of the foregoing have
appeared or appear, designs and general intangibles of like nature, now existing or hereafter
adopted or acquired, all registrations and recordings thereof, and all applications, if any, in
connection therewith including, registrations, recordings and applications, if any, in the
United States Patent and Trademark Office or in any similar office or agency of the United
States, any State thereof, or any other country or any political subdivision thereof and all
reissues, continuations, continuations-in-part, extensions or renewals thereof (each of the
foregoing items in this paragraph being herein referred to as a "Trademark") and all of the
goodwill of the business connected with the use of, and symbolized by, each Trademark;
Houston 007002/03960 391806 v 2 2
(a)
(b)
(c)
(i)
(ii)
(d)
Contract Rights
the franchise agreements to which Debtor is a party as franchisee and the lease
agreements to which Debtor is a party as lessee or tenant, as any of the same may
from time to time be amended, modified, supplemented or restated (all such
instruments being herein collectively called the "Restaurant Documents");
all rights, powers, privileges, benefits and remedies of Debtor under the Restaurant
Documents and under each and every instrument now or hereafter governing,
evidencing, securing or guarantying or otherwise relating to or delivered in
connection with the Restaurant Documents; and
all instruments, documents, chattel paper, accounts, general intangibles, profits,
income, money, credits, claims, demands and other property (real or personal) and
revenues of any kind or character now or hereafter relating to, accruing or arising
under or in respect of the Restaurant Documents or paid, payable or otherwise
distributed or distributable or transferred or transferrable to Debtor under, in
connection with or otherwise in respect of the Restaurant Documents;
Stock
all of the capital stock owned by Debtor listed on Exhibit B, hereto attached and
hereby made a part hereof;
all dividends (cash or otherwise), rights to receive dividends, stock dividends,
dividends paid in stock, distributions upon redemption or liquidation, distributions
as a result of split-ups, recapitalizations or rearrangements, stock rights, rights to
subscribe, voting rights, rights to receive securities, and all new securities and other
property which Debtor may hereafter become entitled to receive on account of the
foregoing (Debtor hereby agreeing that in the event Debtor receives any such new
securities, Debtor will immediately deliver the same to Secured Party to be held by
Secured Party subject to the terms and provisions of this Agreement);
Mortgages
All of Debtor's interest (if any) in and to all fixtures, equipment and supplies (the
"Fixtures and Equipment") now or hereafter attached to, used, intended or acquired
for use for, or in connection xvith, the construction, maintenance, operation or repair
of the Real Property (hereinafter defined) or Improvements (hereinafter defined), or
for the present or fi~ture replacement or replenishment of used portions of it, and all
related pans, filters and supplies, including, but not limited to, all heating, lighting,
cooling, ventilating, air conditioning; environment control, refrigeration, plumbing,
incinerating, water-heating, cooking, pollution control, gas, electric, solar, nuclear,
computing, monitoring, measuring, controlling, distributing and other equipment and
fixtures, and all renewals and replacements of them, all substitutions for them and all
additions and accessions to them.
(e)
(g)
(h)
(i)
(J)
(k)
All Leases (as such term is hereinafter defined).
All wastewater, fresh water and other utilities capacity and facilities (the "Utilities
Capacity") available or allocable to the Real Property and Improvements or dedicated
to or reserved for them pursuant to any system, program, contract or other
arrangement with any public or private utility, and all related or incidental licenses,
rights and interests, whether considered to be real, personal or mixed property,
including the right and authority to transfer or relinquish any or all such rights and
the right to any credit, refund, reimbursement or rebate for utilities facilities
construction or installation or for any reservation fee, standby fee or capital recovery
charge promised, provided or paid for by Debtor or any of Debtor's predecessors or
Affiliates (defined below), to the full extent now allocated or allocable to the Real
Property or Improvements, plus all additional Utilities Capacity, if any, not dedicated
or reserved to the Real Property or Improvements but which is now or hereafter
owned or controlled by Debtor or by anyone (an "Affiliate", whether a natural person
or an entity) who directly or through one or more intermediaries controls, is
controlled by or is under common control with Debtor, to the full extent that such
additional Utilities Capacity is necessary to allow development, marketing and use
of the Real Property or Improvements for their highest and best use.
All estate, right, title and interest acquired by Debtor in or to the Real Property,
Improvements, Fixtures and Equipment, Leases, Rental and Utilities Capacity after
execution of this Financing Statement (including any leasehold interests in and to any
of the foregoing which Debtor may hereafter acquire by reason of any assignment to
Debtor of any and all lease agreements now or hereafter affecting any of the property
described on Exhibit A).
Any and all rights and appurtenances (the "Appurtenances") belonging, incident or
appertaining to the Real Property, Improvements, Fixtures and Equipment, Leases,
Rental or Utilities Capacity or any part of them.
All of Debtor's interest (if any) in and to all existing and future minerals, oil, gas, and
other hydrocarbon substances in, upon, under or through the Real Property.
Any and all rights and estates in reversion or remainder to the Real Property,
Improvements, Fixtures and Equipment, Leases, Rental, Utilities Capacity or
Appurtenances or any part of them.
All of Debtor's interest (if any) in and to all contracts (including, without limitation,
contracts for the sale or exchange of all or any portion of the Real Property or the
Improvements ), franchises, licenses and permits whether executed, granted or issued
by a private person or entity or a governmental or quasi-governmental agency, which
are related to or connected with the development or sale of the Real Property or the
Improvements, whether now or at any time hereafter existing, and all amendments
and supplements thereto and renewals and extensions thereof at any time made, and
all rebates, refunds, escrow accounts and funds, or deposits and all other sums due
tlouston 007002:03900 591806 v 2 4
(l)
(m)
(n)
(o)
(P)
or to become due under and pursuant thereto and all powers, privileges, options and
other benefits of Debtor thereunder.
All other estates, easements, interests, licenses, rights, titles, powers or privileges of
every kind and character which Debtor now has, or at any time hereafter acquires, in
and to any of the foregoing, including, without limitation, the proceeds from
condemnation, or threatened condemnation, and the proceeds of any and all insurance
covering any part of the foregoing; and all related parts, accessions and accessories
to any of the foregoing and all replacements or substitutions therefor, as well as all
other Improvements, Fixtures and Equipment, Leases, Utilities Capacity and
Appurtenances now or hereafter placed thereon or accruing thereto.
All equipment, accounts, general intangibles, fixtures, inventory, chattel paper, notes,
documents and other personal property used, intended or acquired for use, on--or in
connection with the use or operation of--the Real Property, the Improvements or the
property described in (a) through (i) above (collectively, the "Property"), or otherwise
related to the Property, and all products and proceeds of it, including, without
limitation, all Rental (as such term is hereinafter defined) and all security deposits
under Leases now or at any time hereafter held by or for Debtor's benefit, all mone-
tary deposits which Debtor has been required to give to any public or private utility
with respect to utility services furnished to the Property, all funds, accounts,
instruments, accounts receivable, documents, trademarks, trade names and symbols
used in connection therewith, and notes or chattel paper arising from or by virtue of
any transactions related to the Property, all permits, licenses, franchises, certificates,
and other rights and privileges obtained in connection with the Property (to the extent
assignable), and all guaranties and warranties obtained with respect to all
improvements, equipment, furniture, furnishings, personal property and components
of any thereof located on or installed at the Property (to the extent assignable).
All contracts now or hereafter entered into by and between Debtor and any person
or entity, as well as all right, title and interest of Debtor under any subcontracts,
providing for the construction (original, restorative or otherwise) of any
improvements to or on any of the Property or the furnishing of any materials,
supplies, equipment or labor in connection with any such construction.
All of the plans, specifications and drawings (including, but not limited to, plot plans,
foundation plans, floor plans, elevations, framing plans, cross-sections of walls,
mechanical plans, electrical plans and architectural and engineering plans and
architectural and engineering studies and analyses) heretofore or hereafter prepared
by any architect, engineer or other design professional, in respect of any of the
Property.
All agreements now or hereafter entered into with any person or entity in respect of
architectural, engineering, design, management, development or consulting services
rendered or to be rendered in respect of planning, design, inspection or supervision
of the construction, management or development of any of the Property.
Houston 007002i03960 $91806 v 2 5
(q)
(r)
(s)
Any commitment issued by any lender or investor other than any Bank to finance or
invest in any of the Property.
Any completion bond, performance bond and labor and material payment bond and
any other bond relating to the Property or to any contract providing for construction
of improvements to any of the Property.
All substitutions for and proceeds of any of the foregoing received upon the rental,
sale, exchange, transfer, collection or other disposition or substitution of it and all
general intangibles now owned by Debtor or existing or hereafter acquired, created
or arising related to any of the foregoing property.
all accessions, appurtenances and additions to and substitutions for any of the foregoing; all
products and proceeds of any of the foregoing; all renewals and replacements of any of the
foregoing; and all accounts, instruments, notes, chattel paper, documents (including all
documents of title), books, records, contract rights and general intangibles relating to or
arising in connection with any of the foregoing (including all insurance and claims for
insurance affected or held for the benefit of Debtor or Secured Party in respect of any of the
foregoing, any claim for past, present or future infringement or dilution of any Trademark,
or for injury to the good,viii associated with any Trademark) and together with all general
intangibles now owned by Debtor or existing or hereafter acquired, created or arising
(whether or not related to any of the foregoing property). Notwithstanding anything herein
to the contrary, the Collateral shall not include any interest of Burger King
Corporation with respect to any fixtures located at properties leased from Burger King
Corporation and Secured Party's rights hereunder shall be subject to the rights of
Burger King Corporation under the leases relating to such properties (except as Burger
King Corporation may otherwise agree in writing).
A portion of the property covered hereby is fixtures on the Real Property. Debtor is the
record owner of a leasehold interest in and to the land described on Exhibit A hereto pursuant
to the Lease Agreements.
Products of the collateral are also covered.
Certain Definitions:
The term "Improvements" as used herein means all existing and all future buildings
on the Real Property and other improvements to it, including, but not limited to, all water,
sewage and drainage facilities, wells, treatment plants, supply, collection and distribution
systems, paving, landscaping and other improvements.
The term "Leases" as used herein means any oral or written agreement between
Debtor and another person or entity to use or occupy all or any portion of the property
covered hereby, together with any guaranties or security for the obligations of any tenant,
lessee, sublessee or other person or entity having the right to occupy, use or manage any part
of such property under a Lease.
The term "Loan A~reement" as used herein means that certain Loan Agreement dated
as of December __., 2000 executed among Carrols Corporation, a Delaware corporation,
Secured Party and certain financial institutions therein set forth, as the same may from time
to time be amended, modified, restated or supplemented.
The term "Real Property" as used herein means all of the real estate, immovable
property and premises described or referred to on Exhibit A, together with (i) all of Debtor's
estate, right, title and interest in and to all easements and rights-of-way for utilities, ingress
or egress to or from said property and (ii) all interests of Debtor in and to all streets,
rights-of-way, alleys or strips of land adjoining said property. The term "Real Property" as
used herein shall include Debtor's rights, titles and interests in and to the property covered
by the leasehold interest created under and pursuant to each of the lease agreements
described on Exhibit A, as the same may be amended, supplemented, restated or replaced
from time to time (collectively, the "Lease A~reements").
The term "Rental" as used herein means all rents, revenues, income and profits
payable under each Lease now or at any time hereinafter existing.
Houston 007002/03960 591866 v 2 7
EXECUTED as of December [6~, 2000.
"DEBTOR"
CARROLS CORPORATION,
a Delaw~
By: J~eph A~r~an,
"SECURED PARTY"
THE CHASE MANHATTAN BANK,
as Agent
Name: KAl:lA J. NORDSTROM
Title: VICE PRESIDENT
Exhibit A - Real Property
Exhibit B - Stock
Prepared by and after filing please return to:
Locke Liddell & Sapp LLP
3400 Chase Tower
Houston, Texas 77002
Attention: Mr. Stanley B. Haas
(713) 226-1247
Houston 007602/03960 591806 v 2 9
EXHIBIT A
The leasehold estates and interests created under each lease agreement to which Grantor is now or
hereafter a party, other than lease agreements covering or affecting (or comprising) the Excluded
Assets (as defined in the Loan Agreement). Such lease agreements cover and affect, among other
properties, the property described on the following pages of this Exhibit.
Iqot~ston 0070D2/03960 593323
SCHEDULE A
All that certain tract or parcel of land situated in Lemoyne Borough, Cumberland County,
Pennsylvania, lying at the intersection of Lowther Street (S.R. 2028) and Third Street (S.R. 2035),
being more partic-lmrly descn'bed as follows:
Bl~Ollq'NllqO at an iron pin set in the southerly linc of Third Street located South 56 desrees 14
minutes 00 seconds East a distance of 185.60 feet from/he intersection of the e~terly line of Lovaher
Street and the southerly line of Third Street; thence South 33 degrees 46 minutes 00 seconds West a
distance of 217.80 feet to an iron pipe found; thence North 36 de~'ecs 14 minutes 00 seconds West a
distance of 185.60 feet to an iron pin found in the easterly line of Lowtber Street; thence along
Lowther Street, North 133 degrees 46 minutes 00 seconds East a distance of 177.80 feet; thence by a
curve to the right having a r~dius of 40 feet, an arc length of 62.83 feet (a chord bearing lqorth 78
degrees 46 minutes 00 seconds East a distence of S6.57 feet) to the southerly linc of Third Street;
thence along the southerly line of Third Street, South 56 degrees 14 minutes 00 seconds East a
distance of 145.60 feet to the point of beginning;
Co~-~,,~-_~ 40,080 SQ. FT. or 0.92 acres.
EXHIBIT B
All of the issued and outstanding stock o fTaco Cabana, Inc., a Delaware corporation.