HomeMy WebLinkAbout01-1328 PARTIES
Debtor name (last name first if individual) and mailing address:
AMES DEPARTMENT STORES. INC.
")418 Main Street
Rocky Hill, CT 06067
FEIN: 04-2269444
Debtor name (last name first if individual) and mailing address:
Debtor name rasl name first if individual) and mailing address:
lb
Secured Party(lee) name(s) (last name first if indivktual) and address for
security interest information:
GENERAL ELECTRIC CAPITAL CORPORATION,
~ AGENT FOR LENDERS
201 High R~ge Road
Stamford, CT 06827 2
Assignee(s) of Secured Party name(s) (last name first if individual) and
address for security interest imormation:
2b
Special '~/pes of Parties (check if applicable):
E~ The terms "Oebter' a~d "Secured PaMy" mean "Lessee" and "Lessor,"
respectively.
E~ The terms "Debtor" and "Secured Party" mean "Consignee" and
"Consignor," respectively.
E~] Debtor is a Transmitt(ng Utility.
3
SECURED PARTY SIGNATURE(S)
This statement is filed with only the Secured Party's signature to
pedecta security interest in collateral (check applicable box(es)) --
a. ~ acquired after a change of name, identity or corporate structure
of the Debtor.
b, E~ as to which the filing has lapsed,
c. already subject to a security interest in another county in Pennsylvania--
E~ when the collateral was moved to this county.
E:] when the Debtor's residence or place of ~sinees was moved to
this county.
d. already subject to a security interest in another jurisdiction -- [~ when the collateral was moved to Pennsylvania.
[~ when the Debtor's location was moved to Pennsylvania.
e. [~ which is proceeds of the collateral described in block 9, in which a
security interest was previously perfected (also describe proceeds
in block 9, if purchased with cash proceeds and not adequately
described on the original financing statement).
Secured Party SigRature(s)
(required only if box(es) is c~ecked above):
~NERAL ELECTRIC CAPITAL CO~I:~)RATION,
STANDARD FORM UCC-1
, . FINANCING STATEMENT CHANGE
Uniform Commercial Code Form UCC-1
IMPORTANT -- Please read instructions on
reverse side of page 4 before completing
Filing No. (stamped by fi)ing o~flcer): Date, Time, Filing Office (stamped by filing officer):
5o
This Financing Stsl~ment is presented for filing pursuant to the Uniform Commercial Code,
fi/ed with the (check applicable box):
I~ Secretary of the Commonwealth.
fs~ Prothonotary of ~_~,.-/I ~.~,-,,*,,~ D
~ Real Estate Records of
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and is to be
County.
County.
Number of Additional Sheets (if any): .'~ 7
Optioea~ Specia~ ~dentificat~on (M~x. 10 charasters~,~ ~-~/.
COLLATERAL
Identify collateral by item and/or type:
made a p~l~-~ f. ::~
55::
(check only if desired) Products of the co lateral are also covered, g
Identify related real estate, if applicable: The co/lateral is, or includes (check appropriate box(es)) --
a. ~ crops growing or to be grown on --
b. ~ goods which ara or ara to become fixtures on --
c. E~] minerals or the like (including oil and gas) as extracted on --
d. E~ accounts reculting from the sale of minerals or the like (including oil and gas) at the wetlhead or
mineheed on --
the following rea) estate:
Street Address:
Described at: Book of (check one) [~ Deeds E~] Mortgages, at Page(s)
for County. Uniform Parcet Identifier
[~ Described on Add,iDeal Sheet.
Name of record owoer (required only if no De~or has an interest of record):
DES'fOR SIGNATURE(S)
Debtor Signature(s):
1 AMES DEPARTMENT STO~, INC.
PiETURN RECEIPT T~
10
LEXIS Document Services
P. O. Box 2969
Springfield, Illinois 62708
FiLiNG OFFICE ORIGINAL
NOTE - This page will not he returned by the Department of State.
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EXHIBIT A TO FINANCING STATEMENT
Debtor:
Ames Department Stores, Inc.
2418 Main Street
Rocky Hill, Connecticut 06067
FEIN: 04-2269444
Secured Party:
General Electric Capital Corporation, as Agent
800 Connecticut Avenue, Two North
Norwalk, Connecticut 06854
FEIN: 13-1500700
This Financing Statement covers all of Debtor's right, title and interest in, to and
under the following property, whether now owned by or owing to, or hereafter acqafr4~ 9rg'~--
arising in favor of Debtor (including under any trade names, styles or derivations thereof), and
whether owned or consigned by or to, or leased from or to, Debtor, and regardless of where
located (all of which being hereinafter collectively referred to as the "Collateral"), including all
accounts, chattel paper, contracts, documents, equipment, fixtures, general intangibles, goods,
instruments, inventory, investment property, all deposit and other bank accounts and all deposits
therein, all money, cash or cash equivalents and to the extent not otherwisein$;luded, all:prpceeds
and products of the foregoing and all accessions to, substitutions and replfi~:efx~erfis for, and rents
and profits of, each of the foregoing, as more fully described below:
(i) All "accounts," as such term is defined in the Code (as such term is
defined below), now owned or hereafter acquired by Debtor and, in any event, including (a) all
accounts receivable, other receivables, book debts and other forms of obligations (other than
forms of obligations evidenced by chattel paper, documents or instruments) whether arising out
of goods sold or services rendered by it or from any other transaction (including any such
obligations that may be characterized as an account or contract right under the Code), (b) all of
Debtor's rights in, to and under all purchase orders or receipts for goods or services, (c) all of
Debtor's rights to any goods represented by any of the foregoing (including unpaid sellers' rights
of rescission, replevin, reclamation and stoppage in transit and rights to retumed, reclaimed or
repossessed goods), (d) all monies due or to become due to Debtor, under all purchase orders and
contracts for the sale of goods or the performance of services or both by Debtor or in connection
with any other transaction (whether or not yet earned by performance on the part of Debtor),
including the right to receive the proceeds of said purchase orders and contracts, (e) all health
care receivables, if any, and (f) all collateral security and guaranties of any kind, given by any
account debtor or any other person with respect to any of the foregoing.
(ii) All "chattel paper," as such term is defined in the Code, including
electronic chattel paper, now owned or hereafter acquired by Debtor, wherever located.
(iii) All "contracts," as such term is defined in the Code, now owned or
hereafter acquired by Debtor, in any event, including all contracts, undertakings, or agreements
(other than rights evidenced by chattel paper, documents or instruments) in or under which
Debtor may now or hereafter have any right, title or interest, including any agreement relating to
the terms of payment or the terms of performance of any account.
$$2034.1
(iv) All "documents," as such term is defined in the Code, now owned or hereafier acquired
by Debtor, wherever located.
(v) All "equipment," as such term is defined in the Code, now owned or
hereafter acquired by Debtor, wherever located and, in any event, including all of Debtor's
machinery and equipment, including processing equipment, conveyors, machine tools, data
processing and computer equipment, including embedded software and peripheral equipment and
all engineering, processing and manufacturing equipment, office machinery, furniture, materials
handling equipment, tools, attachments, accessories, automotive equipment, trailers, tracks,
forklifts, molds, dies, stamps, motor vehicles (including, without limitation, all trucks and any
trailers attached thereto), rolling stock and other equipment of every kind and nature, trade
fixtures and fixtures not forming a part of real property, together with all additions and
accessions thereto, replacements therefor, all parts therefor, all substitutes for any of the
foregoing, fuel therefor, and all manuals, drawings, instructions, warranties and rights with
respect thereto, and all products and proceeds thereof and condemnation awards and insurance
proceeds with respect thereto.
(vi) All "fixtures," as such term is defined in the Code, now owned or
hereafter acquired by Debtor, and wherever located.
(vii) All "general intangibles," as such term is defined in the Code, now owned
or hereafter acquired by Debtor, including all right, title and interest that Debtor may now or
hereafter have in or under any contract, all payment intangibles, customer lists, Licenses,
Copyrights, Trademarks, Patents, and all applications therefor and reissues, extensions or
renewals thereof, rights in intellectual property, interests in partnerships, joint ventures and other
business associations, licenses, permits, copyrights, trade secrets, proprietary or confidential
information, inventions (whether or not patented or patentable), technical information,
procedures, designs, knowledge, know-how, software, data bases, data, skill, expertise,
experience, processes, models, drawings, materials and records, goodwill (including the goodwill
associated with any Trademark or Trademark License), all rights and claims in or under
insurance policies (including insurance for fire, damage, loss and casualty, whether covering
personal property, real property, tangible rights or intangible rights, all liability, life, key man
and business interruption insurance, and all unearned premiums), uncertificated securities,
choses in action, deposit, checking and other bank accounts, rights to receive tax refunds and
other payments, rights to receive dividends, distributions, cash, instruments and other property in
respect of or in exchange for pledged shares or other equity interests, rights of indemnification,
all books and records, correspondence, credit files, invoices and other papers, including without
limitation all tapes, cards, computer runs and other papers and documents in the possession or
under the control of Debtor or any computer bureau or service company fi.om time to time acting
for Debtor.
(viii) All "goods," as such term is defined in the Code, now owned or hereafter
acquired by Debtor, including embedded software.
(ix) All "instruments," as such term is defined in the Code, now owned or
hereafter acquired by Debtor, wherever located, and, in any event, including all certificated
securities, all certificates of deposit, and all notes and other, without limitation, evidences of
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indebtedness, other than instruments that constitute, or are a part of a group of writings that
constitute, chattel paper.
(x) All "inventory," as such term is defined in the Code, now owned or
hereafter acquired by Debtor, wherever located, and in any event including inventory,
merchandise, goods and other personal property that are held by or on behalf of Debtor for sale
or lease or are furnished or are to be furnished under a contract of service, or that constitute raw
materials, work in process, finished goods, returned goods, or materials or supplies of any kind,
nature or description used or consumed or to be used or consumed in Debtor's business or in the
processing, production, packaging, promotion, delivery or shipping of the same, including other
supplies and embedded software.
(xi) All "investment property," as such term is defined in Section 9-115 of the
Code, now owned or hereafter acquired by Debtor, wherever located, including (i) all securities,
whether certificated or uncertificated, including stocks, bonds, interests in limited liability
companies, partnership interests, treasuries, certificates of deposit, and mutual fund shares; (ii)
all securities entitlements of Debtor, including the rights of Debtor to any securities account and
the financial assets held by a securities intermediary in such securities account and any free
credit balance or other money owing by any securities intermediary with respect to that account;
(iii) all securities accounts of Debtor; (iv) all commodity contracts of Debtor; and (v) all
commodity accounts held by Debtor.
(xii) All deposit and other bank accounts and all deposits therein.
(xiii) All money, cash or cash equivalents of Debtor.
(xiv) All Proceeds and products of the foregoing and all accessions to,
substitutions and replacements for, and rents and profits of, each of the foregoing.
For purposes of this Exhibit A to Financing Statement (this "Exhibit A"), the
following terms have the meanings set forth below:
"Code" shall mean the Uniform Commercial Code as the same may, from time to
time, be enacted and in effect in the State of New York; provided, that in the event that, by
reason of mandatory provisions of law, any or all of the attachment, perfection or priority of, or
remedies with respect to the Secured Party's lien on any Collateral is governed by the Uniform
Commercial Code as enacted and in effect in a jurisdiction other than the State of New York, the
term "Code" shall mean the Uniform Commercial Code as enacted and in effect in such other
jurisdiction solely for purposes of the provisions thereof relating to such attachment, perfection,
priority or remedies and for purposes of definitions related to such provisions.
"Copyright License" shall mean any and all rights now owned or hereafter
acquired by Debtor under any written agreement granting any right to use any Copyright or
Copyright registration.
"Copyrights" shall mean all of the following now owned or hereafter adopted or
acquired by Debtor: (a) all copyrights and general intangibles of like nature (whether registered
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or unregistered), all registrations and recordings thereof, and all applications in connection
therewith, including all registrations, recordings and applications in the United States Copyright
Office or in any similar office or agency of the United States, any state or territory thereof, or
any other country or any political subdivision thereof, and (b) all reissues, extensions or renewals
thereof.
"License" shall mean any Copyright License, Patent License, Trademark License
or other license of fights or interests now held or hereafter acquired by Debtor.
"Patent License" shall mean fights under any written agreement now owned or
hereafter acquired by Debtor granting any right with respect to any invention on which a Patent
is in existence.
"Patents" shall mean all of the following in which Debtor now holds or hereafter
acquires any interest: (a) all letters patent of the United States or any other country, all
registrations and recordings thereof, and all applications for letters patent of the United States or
of any other country, including registrations, recordings and applications in the United States
Patent and Trademark Office or in any similar office or agency of the United States, any State, or
any other country, and (b) all reissues, continuations, continuations-in-part or extensions thereof.
"Proceeds" shall mean "proceeds," as such term is defined in the Code, including
(a) any and all proceeds of any insurance, indemnity, warranty or guaranty payable to Debtor
from time to time with respect to any of the Collateral, (b) any and all payments (in any form
whatsoever) made or due and payable to Debtor from time to time in connection with any
requisition, confiscation, condemnation, seizure or forfeiture of all or any part of the Collateral
by any governmental authority (or any person acting under color of governmental authority), (c)
any claim of Debtor against third parties (i) for past, present or future infringement of any Patent
or Patent License, or (ii) for past, present or future infringement or dilution of any Copyright,
Copyright License, Trademark or Trademark License, or for injury to the goodwill associated
with any Trademark or Trademark License, (d) any recoveries by Debtor against third parties
with respect to any litigation or dispute concerning any of the Collateral, (e) dividends, interest,
distributions and instruments with respect to investment property or pledged shares, and (0 any
and all other amounts from time to time paid or payable under or in connection with any of the
Collateral, upon disposition or otherwise.
"Trademark License" shall mean rights under any written agreement now owned
or hereafter acquired by Debtor granting any right to use any Trademark.
"Trademarks" shall mean all of the following now owned or hereafter adopted or
acquired by Debtor: (i) all trademarks, trade names, corporate names, business names, trade
styles, service marks, logos, other source or business identifiers, prints and labels on which any
of the foregoing have appeared or appear, designs and general intangibles of like nature (whether
registered or unregistered), all registrations and recordings thereof, and all applications in
connection therewith, including registrations, recordings and applications in the United States
Patent and Trademark Office or in any similar office or agency of the United States, any state or
territory thereof, or any other country or any political subdivision thereof; (b) all reissues,
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extensions or renewals thereof; and (c) all goodwill associated with or symbolized by any of the
foregoing.
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