HomeMy WebLinkAbout10-14-10From: 717 901 7010 04/21/2010 09:47 #325 P.004I005
STOCK PURCHASE AGREEMENT
T 's stock purchase agreement is made and entered into this ~ day of
2010, By and between JEAN M. MOSHER, referred to as Seller, and THE
OSHER FAMILY IRREVOCABLE TRUST, referred to as Buyer.
A. Seller is owner of 12,070 shares (the "Shares") of the outstanding capital stock of
SECURITY SAVIl~GS SYSTEMS, INC., a corporation organized and existing under the laws of
Tennessee, herein referred to as Corporation.
B. Buyer desires to acquire, and Seller desires to sell, all of Seller's shares of stock
in the Corporation pursuant to the terms of this agreement
Now, therefore, in consideration of the premises, their mutual covenants and promises,
and other good and valuable consideration, the receipt and sufficiency of which is
acknowledged, and intending to be legally bound, the parties agree as follows:
SECTION ONE
PURCHASE AND SALE OF STOCK
Subject to the terms and conditions of this agreement, Seller agrees to sell, and Buyer
agrees to buy, all of Seller's shares of the capital stock of the Corporation for the total price of
Three Hundred Thousand Dollars ($300,000.00), payable as follows:
A. Payment of One Hundred Fifty Thousand Dollars ($150,000.00} upon the transfer
of the Shares; and
B. Payment of One Hundred Fifty Thousand Dollars ($150,000.00) within sixty (60)
days of the death of Frank A. Mosher, Jr.
The transfer of Shares is conditioned upon:
i. Neither the Corporation nor Frank A. Mosher, 7r. nor any transferee of Frank A
Mosher, Jr. exercising a right of first refusal set forth in Paragraph 3 of the
Shareholders Agreement dated Janaury 11, 1997 by and between the Corporation,
Seller and Paul A. Mosher; and
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ii. Transfer of the stock certificates evidencing the Shares.
SECTION TWO
BUYER'S REPRESENTATIONS AND WARRANTIES
Buyer represents and warrants to Seller that Buyer is acquiring these shares of Seller's
capital stock of the Corporation for its own account for investment and not with a view to, or for
From:
717 901 7010 04/2112010 09:47 #325 P. 004/005
STOCK PURCHASE AGREEMENT
T 's stock purchase agreement is made and entered into this ~ day of
2010, By and between JEAN M. MOSHER, referred to as Seller, and THE
OSHER FAMILY IRREVOCABLE TRUST, referred to as Buyer.
A. Seller is owner of 12,070 shares (the "Shares") of the outstanding capital stock of
SECURITY SAVII~IGS SYSTEMS, INC., a corporation organized and existing under the Iaws of
Tennessee, herein referred to as Corporation.
B. Buyer desires to acquire, and Seller desires to sell, all of Seller's shares of stock
in the Corporation pursuant to the terms of this agreement.
Now, therefore, in consideration of the premises, their mutual covenants and promises,
and other good and valuable consideration, the receipt and sufficiency of which is
acknowledged, and intending to be legally bound, the parties agree as follows:
SECTION ONE
PURCHASE AND SALE OF STOCK
Subject to the terms and conditions of this agreement, Seller agrees to sell, and Buyer
agrees to buy, all of Seller's shares of the capital stock of the Corporation for the total price of
Three Hundred Thousand Dollars ($300,000.00), payable as follows:
A. Payment of One Hundred Fifty Thousand Dollars ($150,000.00) upon the transfer
of the Shares; and
B. Payment of One Hundred Fifty Thousand Dollars ($150,000.00) within sixty (60)
days of the death of Frank A. Mosher, Jr.
The transfer of Shares is conditioned upon:
i. Neither the Corporation nor Frank A. Mosher, Jr. nor any transferee of Frank A
Mosher, Jr, exercising a right of first refusal set forth in Paragraph 3 of the
Shareholders Agreement dated Janaury 11, 1997 by and between the Corporation,
Seller and Paul A. Mosher; and
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ii. Transfer of the stock certificates evidencing the Shares.
SECTION TWO
BUYER'S REPRESENTATIONS AND WARRANTIES
Buyer represents and warrants to Seller that Buyer is acquiring these shares of Seller's
capital stock of the Corporation for its own account for investment and not with a view to, or for
Ronald L. Finck, Esquire
Sup. Ct. I.D. #89985
METTE, EVANS & WOODSIDE
3401 North Front Street
P.O. Box 5950
Harrisburg, PA 17110-0950
(717) 232-5000
rltinck(cr~,mette. com
In re: THE MOSHER FAMILY ,
IRREVOCABLE TRUST ,
FRANK A. MOSHER, ANNE CORBIN and
EILEEN MOSHER FREEBY, ,
Petitioners
v.
PAUL M. MOSHER, ,
Respondent ,
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IN THE COURT OF COMMON PLEAS,
CUMBERLAND COUNTY,
PENNSYLVANIA
ORPHANS' COURT NO: ~ ~ ~) ~' ~ ~
PETITION FOR CITATION TO ACCOUNT
The Petitioners, Frank A. Mosher, Anne Corbin, and Eileen Mosher Freeby (collectively
the "Petitioners"), by and through their attorneys, Mette, Evans & Woodside, file this Petition for
Citation to Account requesting an accounting of the Mosher Family Irrevocable Trust, as
follows:
Parties
1. Frank A. Mosher ("Frank") is an adult individual residing at 5245 Magnolia
Court, Cumberland County, Mechanicsburg, Pennsylvania, 17055.
2. Frank and his now deceased wife, Virginia B. Mosher ("Virginia") are the
grantors of The Mosher Family Irrevocable Trust (the "Trust").
3. Virginia died testate on July 12, 2009.
4. The Trust was created pursuant to a Trust Agreement dated August 3, 1993. A
true and correct copy of the August 3, 1993 Trust Agreement is attached hereto as Exhibit `A'
and made a part hereof by reference.
5. Anne Corbin ("Anne") is an adult individual residing at 13213 Barrister Place,
Woodbridge, Virginia, 22192.
6. Anne is a daughter of Frank and Virginia and is a beneficiary of the Trust.
7. Eileen Mosher Freeby ("Eileen") is an adult individual residing at 3158 Sound
View Drive W, University Place, Washington, 98466.
8. Eileen is a daughter of Frank and Virginia and is a beneficiary of the Trust.
9. Paul M. Mosher ("Paul") is an adult individual residing at 256 Winding Way,
Camp Hill, Pennsylvania, 17011.
10. Paul is a son of Frank and Virginia and is the sole Trustee of the Trust.
Jurisdiction and Venue
11. Jurisdiction is appropriate in this Court pursuant to 20 Pa. C.S. §711(3).
12. Venue is appropriate in this Court pursuant to 20 Pa. C.S. §722 because the situs
of the Trust is located in Cumberland County, Pennsylvania.
2
Background of Trust Agreement
13. Frank and Virginia created the Trust in 1993 to acquire life insurance on their
lives for the benefit of their daughters, Anne and Eileen, as primary beneficiaries.
14. The Trustee purchased an insurance policy issued by New York Life Insurance
Company, Policy #44964091 (the "Insurance Policy"), on the lives of Frank and Virginia to
Paul M. Mosher, Trustee.
15. As of the date of the most recent information available to Petitioners,
December 31, 2008, the Insurance Policy provided a death benefit of $545,256.25 and a cash
value of $267,046.00.
16. All of the premiums paid to maintain the Insurance Policy have been paid by
Frank indirectly by his cash contributions to the Trust.
17. Pursuant to Article III of the Trust Agreement, the Trust corpus was divided into
two equal shares for each Anne and Eileen upon creation. One share was designated for Anne
and one share was designated for Eileen.
18. Pursuant to the terms of the Trust Agreement, upon the death of the survivor of
Frank and Virginia, the remaining balances of the separate shares are to be paid to Anne and
Eileen.
19. The Trust Agreement designated Paul as the sole Trustee of the Trust and Paul
has been acting in that capacity since the Trust's inception.
Security Sayings System, Inc.
20. At all times relevant hereto, Frank and Virginia and her estate have owned the
majority of the issued and outstanding voting common stock of a Tennessee business corporation
3
known as Security Savings System, Inc., having its principal place of business at 901 Market
Street, New Cumberland, Pennsylvania.
21. Security Savings System, Inc. was incorporated on January 18, 1930 by Frank's
father and several others, as a Tennessee business corporation.
22. Security Savings System, Inc. was authorized to do business in Pennsylvania as a
foreign business corporation on or about November 22, 1999.
23. Security Savings Systems, Inc. is a printing company. Its business is the
production of financial documents.
24. Paul and his wife, Jean M. Mosher ("Jean") were employed by Security Savings
System, Inc. until October 28, 2009.
25. Until October 28, 2009, Paul was the president of Security Savings Systems, Inc.
26. In contrast to Paul, Frank's daughters, Anne and Eileen, have never been involved
in the management of Security Savings Systems, Inc.
27. Frank and Virginia have from time to time made gifts of the common stock of
Security Savings Systems, Inc. to Paul and Jean.
28. As a result of this gifting program, as of July 12, 2009, Paul and Jean each owned
30.50% of the voting and non-voting, common stock in Security Savings Systems, Inc.
29. As of July 12, 2009, Frank owned 24.29% of the voting and non-voting common
stock in Security Savings Systems, Inc. and Virginia owned 14.71 % of the voting and non-voting
common stock.
30. When Virginia died on July 12, 2009, her shares of Security Savings Systems,
Inc. common stock passed to Frank as Trustee of a testamentary trust established by Virginia's
Will.
4
Frank and Virginia's Estate Plan and Paul's actions as Trustee of Mosher Family Trust
31. In arranging their estate plan, Frank and Virginia wanted to treat their children as
equitably as possible while giving due consideration to Paul's involvement in Security Savings
Systems, Inc.
32. To counterbalance the significant gifts of the common stock of Security Savings
Systems, Inc. to Paul and his wife, Jean, Frank and Virginia arranged their estates such that upon
the death of their survivor, Anne and Eileen would receive their non-business related assets,
including the life insurance proceeds collected on their deaths by the Trust.
33. On or about October of 2009, a dispute arose between Frank and Paul.
34. By letter dated October 28, 2009, Jean and Paul notified Security Savings
Systems, Inc. of their resignations from Security Savings Systems, Inc., effective as of
November 10, 2009. A true and correct copy of said resignation is attached hereto as Exhibit `B'
and made a part hereof by reference.
35. In their October 28, 2009 notice, Paul and Jean requested that Frank either
purchase their stock in Security Savings Systems, Inc. or alternatively, transfer all Security
Savings Systems, Inc stock from Virginia's Estate to Paul and Jean.
36. Frank declined Paul and Jean's request that he purchase their stock in Security
Savings Systems, Inc.
37. A gift of Virginia's stock in Security Savings System, Inc. would have been a
violation of Frank's fiduciary duties as Trustee of the testamentary trust established by Virginia's
will.
38. On April 16, 2010, Paul, as Trustee of the Trust, as the buyer, and his wife, Jean,
as the seller, entered into a Stock Purchase Agreement whereby Jean would sell her 12,070
shares of common stock in Security Savings Systems, Inc. to the Trust for Three Hundred
Thousand ($300,000) Dollars, payable One Hundred Fifty Thousand ($150,000) Dollars now and
the remaining One Hundred Fifty Thousand ($150,000) Dollars within sixty (60) days following
the death of Frank. A true and correct copy of the Stock Purchase Agreement of April 16, 2010
is attached hereto as Exhibit "C" and made a part hereof by reference.
39. On September 7, 2010, counsel for Paul and Jean delivered a document entitled
"Stock Power" executed by Jean purporting to sell, assign and transfer Jean's 12,070 shares of
common stock in Security Savings Systems, Inc. to the Trust.
40. It is believed, and therefore averred, that Paul as Trustee of the Trust and legal
owner of the life insurance policy recently withdrew Two Hundred Thousand ($200,000) Dollars
as a policy loan by check from New York Life Insurance Company to Paul as Trustee, and paid
One Hundred Fifty Thousand ($150,000) Dollars to his wife Jean for her 12,070 shares of
common stock of Security Savings Systems, Inc. to be transferred to the Trust.
41. The stock in Security Savings Systems, Inc. in the Trust has little value to Anne
and Eileen.
42. Inasmuch as the Security Savings System, Inc. stock is stock in a closely held
corporation, it has relatively little value on the open market.
43. Petitioners believe that Paul has used the Trust assets for his own benefit and not
for the benefit of Trust beneficiaries, namely Anne and Eileen. Said actions include but are not
necessarily limited to the use of Trust funds to purchase Security Savings System, Inc. stock
from his wife, Jean.
44. Since he was appointed as Trustee of the Trust in 1993, Paul has never filed an
accounting for the Trust.
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45. It is believed that an accounting of the Trust will show that Paul has engaged in
improprieties, including but not limited to self-dealing and breach of his fiduciary duties to the
Trust, and the beneficiaries thereof, such that Paul should make restitution to the Trust, be
surcharged for all damages, including counsel fees, and removed as Trustee of the Trust.
WHEREFORE, the Petitioners respectfully request that this Honorable Court issue a
Citation in accordance with Pa. Orphan's Court Rule 3.5 upon the Respondent, Paul M. Mosher,
in his capacity as Trustee of The Mosher Family Irrevocable Trust, to show cause why he should
not be required to file a full and complete account of all his actions as Trustee, including an
account as to all monies, and property received and disbursed by him, all investments made by
him, all income collected by him in the administration of the Trust, and all charges made by him
against the Trust property. The Petitioners further request such other relief as is deemed just and
appropriate.
Respectfully submitted,
METTE, EVANS & WOODSIDE
BY~ t'~~ac~~~ ~
Ronald L. Finck, Esquire
Sup. Ct. I.D. No. 89985
3401 North Front Street
P. O. Box 5950
Harrisburg, PA 17110-0950
(717) 232-5000 -Phone
(717) 236-1816 -Fax
Attorneys for Petitioners
Date: October 13, 2010
7
VERIFICATION
I, FRANK MOSHER, have read the foregoing document and verify that the facts set
forth herein. are true and correct to the best of my knowledge, information and belief. To the
extent that the foregoing document and/or its language is that of counsel, I have relied upon
counsel in making this Verification.
I understand that any false statements made herein are subject to the. penalties of 18 Pa.
C.S.A. §4904 relating to unsworn falsification to authorities.
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ATIJll.
DID
/° ~
RA K MOSHER '~~
EX~IIBIT A
5-22-93 --
THE MOSHER FAMILY IRREVOCABLE TROST
This trust agreement is executed on ~ _~, 1993,
by FRANK A. MOSHER and VIRGINIA B. MOSHER, bo of New
Cumberland, Pennsylvania (individually, a "Grantor"; collectively
the "Grantors"),
and
PAIIL~M. MOSHER, (the "Trustee"), on the following terms and
conditions hereinafter stated.
ARTICLE I
Purposes and Fundinq the Trust
A. The Grantors create this Trust as a means by which
assets, which may include one or more policies of insurance on
their lives that may be held for the benefit of persons of their
family, on the terms and conditions set forth in this instrument.
It is the Grantors' intent in creating this Trust that all gifts
made to it be complete and that the assets of this Trust,
including any life insurance proceeds, be excluded from their
gross estates for federal estate tax purposes. The Grantors also
intend that the share of this Trust for each of their daughters
shall be included in the gross estate of such child for federal
estate tax purposes, thereby invoking the rules for there being
"Crummey powers with testamentary control", all as hereinafter
more specifically provided. All provisions of this Trust shall
be construed in such a manner as best to effect these intents.
B. The Grantors transfer to the Trustee the property
listed in Schedule A, to be held and administered according to
the terms of this Trust. The Grantors and anyone else may
transfer additional property to the Trustee at any time, to be
held and administered according to the Trust's terms. The
Trustee may refuse to accept any gift if the Trustee deems such
rejection to be in the best interests of the Trust and the
beneficiaries, and the Trustee may accept a gift subject to one
or more conditions imposed by the Trustee or the donor, if the
Trustee deems such conditional acceptance to be in the best
interests of the Trust and the beneficiaries. No condition
imposed on a gift and accepted by the Trustee may in any way
alter, amend, or change the rights of a beneficiary with respect
to any prior gifts. The Grantors retain no right, title, or
interest in any trust property.
ARTICLE II
Irrevocability
This Trust and all interests in it are irrevocable, and
neither Grantor has any power to alter, amend, revoke, or
terminate any trust provision or interest, whether under this
Trust or any statute or other rule of law.
ARTICLE III
Distributions From the Trust
The Trustee will divide the trust fund into as many separate
equal shares as may be required to provide one separate equal
share for each of the Grantors' daughters living on the date this
Trust is created and will hold the separate share for each of the
Grantors' daughters. The Trustee need not divide or segregate
any assets held collectively by these separate shares, although
the Trustee must maintain such .records as will enable the Trustee
to render a separate accounting and prepare separate income tax
returns, if required, for each such share.
A. Until the death of the later of the Grantors to die,
immediately following any contribution to the Trust, the
Grantors' daughter who is the primary beneficiary of such
separate share (the "Primary Beneficiary") shall have the right
to withdraw the total amount of the contribution, but, during any
calendar year during which the Grantors are married for the
entirety of such year, not more than two times the amount of the
federal gift tax annual exclusion in such calendar year. The
Grantors recognize that the gift tax annual exclusion is now ten
thousand dollars ($10,000), but that it may be changed from time
to time, and this demand power shall reflect the annual exclusion
in effect on the date of the individual gift. With respect to
these demand powers, the following rules shall apply:
1. The Primary Beneficiary can exercise this demand
power by a written request delivered to the Trustee. If the
Primary Beneficiary is unable to exercise this demand power
because of a legal disability, including minority, his or her
parent (if the Primary Beneficiary is a minor) or any other
legally authorized personal representative, including (but not
limited to) a guardian, committee, or conservator, may make the
demand on the Primary Beneficiary's behalf. However, in no event
can either Grantor make the demand for a Primary Beneficiary,
regardless of such Grantor's relationship to such Primary
Beneficiary.
2. The Trustee must reasonably notify the person who
would exercise each Primary Beneficiary's demand power of its
existence and of any contributions made to the Trust that are
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subject to the power. An adult Primary Beneficiary may waive all
future notices.
3. Each Primary Beneficiary's demand power is
noncumulative and lapses sixty (60) calendar days following the
date of the transfer to which it relates.
4. The Trustee may satisfy a Primary Beneficiary's
demand for a distribution by distributing cash, other assets, or
fractional interests in other assets, as the Trustee deems
appropriate. Without limiting the Trustee's power to select
assets to satisfy a demand, the Grantors prefer that cash or
tangible assets be distributed before life insurance policies and
intangible assets, unless the Trustee decides that another
selection is warranted.
5. "Contribution" means any cash or other assets
transferred to the Trustee to be held as part of the trust funds.
The amount of any contribution is its federal gift tax value, as
determined by the Trustee at the time of the transfer.
B. Until the death of the later of the Grantors to die,
the Trustee may use some or all of the Trust's net income and
principal remaining after the exercise or nonexercise of the
demand powers under paragraph A, to pay premiums on policies of
life insurance on the life of either or both Grantors, adding to
principal any income not so used.
1. The Trustee will not, however, use any trust
income or principal in a manner that would discharge either
Grantor's legal support obligation or give either Grantor any
pecuniary benefit.
2. If any Primary Beneficiary shall die before the
later of the Grantors to die, the Trustee will distribute the
Trust share for such Primary Beneficiary to the person or persons
to whom such Primary Beneficiary appoints such share by specific
reference in his or her last will to this general power of
appointment. This power of appointment may be exercised in favor
of any member or members of a class that includes all of the
descendants of the Grantors and the creditors of the estate of
such predeceased Primary Beneficiary, and it may be exercised
equally or unequally, and either outright or in continued trust,
on such terms as such Primary Beneficiary shall indicate in his
or her will. In default of such appointment, the Trustee will
continue to hold such separate share, to be ultimately
distributed pursuant to paragraph C.
C. Upon the death of the later of the Grantors to die, the
Trustee will hold the Trust funds of each separate share created
hereunder (except to the extent a different result is created by
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the exercise of the power of appointment granted in paragraph B),
as follows:
1. During the administration under state law of the
estate of the later of the Grantors to die, the Trustee may use
all of such trust funds, in the Trustee's discretion, to lend
money to and buy assets from such estate, on such terms and
conditions as the Trustee deems to be in the best interests of
the Trust and the beneficiaries. The Trustee will not, however,
make grants to such estate or otherwise distribute funds except
through bona fide loans or purchases, it not being the Grantors'
intention to make any persons other than their descendants and
heirs at law the beneficiaries of any trust created hereunder,
except as may occur by the exercise of the powers of appointment
granted hereunder. If no personal representative is appointed
under applicable state law with respect to the estate of the
later of the Grantors to die, the "administration" of such estate
will include the settlement of debts, claims, and taxes in
respect of such Grantor's estate by the trustee of any revocable
trust or by any other person in actual possession of assets in
which such Grantor had a legal or equitable interest.
2. Upon
estate of the later
date as the Trustee
this paragraph have
a.
separate equal sham
Beneficiaries; and
the termination of the administration of the
of the Grantors to die, or upon such earlier
determines that the purposes of item (1) of
been effectuated, the Trustee will:
Distribute outright and free of trust the
e to each of the then-living Primary
b. Distribute the trust share for any Primary
Beneficiary who has died prior thereto, to the person or persons
to whom such child appoints such trust funds by specific
reference in his or her last will to this general power of
appointment. This power of appointment may be exercised in favor
of any member or members of a class that includes all of the
descendants of the Grantor and the creditors of the estate of
such deceased Primary Beneficiary, and it may be exercised
equally or unequally, and either outright or in continued trust,
on such terms as such Primary Beneficiary shall indicate in his
or her will. In default of such appointment, the Trustee will
distribute such share of the Trust outright and free of trust,
subject to the provisions of Article IV, to the then-living
descendants, collectively, of such Primary Beneficiary, such
descendants to take, per stirpes the share that their ancestor,
such deceased Primary Beneficiary, would have taken if living.
If such deceased Primary Beneficiary of the Grantor is not
survived by then-living descendants, then in default of the
exercise of such power of appointment, the Trustee will dis-
tribute such share of the Trust outright and free of trust, sub-
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ject to the provisions of Article IV, to the other then-living
Primary Beneficiaries and the then-living descendants of any of
the Primary Beneficiaries who have theretofore died, per stirpes.
c. The Trustee has the sole discretion to make
an equitable division of the trust assets, pursuant to this
paragraph, and the Trustee may distribute the trust assets in
kind, in cash, or partly in each, and the Trustee may
fractionalize any trust asset or sell it and distribute the cash,
as the Trustee deems to be in the best interests of the Trust and
the beneficiaries.
D. If all of the beneficiaries of any trust created under
this article should die before the trust assets have vested in
them, the Trustee will distribute all of the remaining assets of
each such trust as follows:
1. One half (Z) (or all, if there are no persons to
take under item (2)) to the heirs and distributees of FRANK A.
MOSHER who would have taken his estate and in such shares as they
would have taken it, had he died unmarried and without a valid
will, determined on the later of his death or the death of the
last of such beneficiaries to die; and
2. One half (Z) (or all, if there are no persons to
take under item (1)) to the heirs and distributees of VIRGINIA B.
MOSHER who would have taken her estate and in such shares as they
would have taken it, had she died unmarried and without a valid
will, determined on the later of her death or the death of the
last of such beneficiaries to die.
ARTICLE IV
Interests Vesting in a Minor
If, when any trust created by this instrument ends, any
principal vests in absolute ownership in any minor beneficiary,
the Trustee may, if deemed appropriate, hold such interest in
trust until the beneficiary attains age twenty-five (25), paying
so much (including all or none) of the trust's net income and
principal to the beneficiary as the Trustee deems appropriate for
the beneficiary's health, education, support, and maintenance,
adding to principal any undistributed income. The Trustee may
make such payments to the beneficiary, or to his or her parent,
guardian, or to the person with whom the beneficiary resides,
without having to look to the proper application of those
payments. The Trustee may also make any payments to a custodian
(who may be a Trustee) under any applicable Uniform Transfers (or
Gifts) to Minors Act. When the beneficiary attains age twenty-
five (25), the Trustee will pay him or her all of his or her
remaining trust funds and this trust will end. If the
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beneficiary dies before attaining age twenty-five (25), the
Trustee will pay all of such funds to the beneficiary's estate.
The authority conferred on the Trustee is a power only and will
not operate to suspend absolute vesting of any property in such
beneficiary.
ARTICLE V
Spendthrift Clause
To the greatest extent permitted by law, no interest of any
beneficiary of any trust created under this instrument shall be
subject to the beneficiary's liabilities or creditor claims or to
assignment or anticipation.
ARTICLE VI
Definitions
A. At the time this Trust is executed, the Grantors have
two daughters, ANNE and EILEEN. A person in gestation who is
later born alive shall be treated as alive during the period of
gestation for purposes of determining (1) whether any person has
died without leaving descendants surviving him or her; (2) the
right to distributions on the termination of a trust created
under this instrument; and (3) any person's right to share in
required principal distributions, though for all other purposes
such person's rights accrue only from the date of birth.
B. A Trustee is "disabled" or under a "disability" when-
ever any Trustee other than a disabled Trustee or, if there is no
such Trustee, any person who would become successor Trustee on
such determination of disability, receives written certification
from two physicians regularly attending such Trustee, at least
one of whom is board-certified in the specialty most closely
associated. with the alleged disability, that such Trustee has
become physically or mentally incapacitated, regardless of cause
and regardless of whether or not there has been any adjudication
of incompetence, mental illness, or need for a committee,
conservator, guardian, or other personal representative. A
Trustee is recovered from his or her disability whenever a then-
serving Trustee receives written certification from two
physicians regularly attending such disabled Trustee, at least
one of whom is board-certified in the specialty most closely
associated with the alleged disability, that he or she is no
longer incapacitated and is again able to manage his or her own
personal and financial affairs. No Trustee is liable to anyone,
including a Grantor, for removing anyone from the Trusteeship, if
such Trustee relied in good faith on the aforementioned
physicians' certifications. No one else is liable to anyone for
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dealing with a Trustee other than the one removed for disability,
if such removal was made upon good-faith reliance on the
aforementioned physicians' certifications.
C. No person shall be deemed to have survived either
Grantor for purposes of this Trust unless he or she is living on
the date thirty (30)~days after the date of such Grantor's death,
as determined by applicable legal death certificates.
D. All tax-related terms mean the same things in this
Trust instrument as they mean in the Internal Revenue Code of
1986, as amended.
E. "Per stirpes" means by right of representation, and a
disposition to an individual and his or her "descendants per
stirpes" requires that the individual's children, whether or not
living at the time of the disposition, be treated as the original
stocks and that a further subdivision be made at each succeeding
generation.
F. There is only one signed original of this Trust.
Anyone may rely on a copy of said document as certified by a
notary public or similar official to be a true copy of the signed
original (and of the amendments or other writings, if any,
endorsed on or attached thereto) to the same effect as if such
copy were the signed original. Anyone may rely upon any
statement of fact certified by anyone who appears from the
original document or a certified copy thereof to be a Trustee
hereunder.
ARTICLE VII
Trustee's Powers
A. The Trustee is exclusively empowered to do the
following, in the Trustee's fiduciary capacity:
1. To hold and retain all or any property received
from any source, without regard to diversification, risk,
productivity, or the Trustee's personal interest in such property
in any other capacity, and to keep all or part of the trust
property at any place within the United States or abroad.
2. To invest and reinvest the trust funds (or leave
them temporarily uninvested) in any type of property and every
kind of investment, including (but not limited to) corporate
obligations of every kind, preferred or common stocks, securities
of any regulated investment trust, and partnership interests.
- 7 -
3. To participate in the operation of any business or
other enterprise, and to incorporate, dissolve, or otherwise
change the form of such business.
4. To deposit trust funds in any commercial savings
or savings and loan accounts.
5. To borrow money for any reasonable. trust purpose
and upon such terms, including (but not limited to) interest
rates, security, and loan duration, as the Trustee deems
advisable.
6. To lend trust fund
terms, including (but not limited
and loan duration, as the Trustee
however, that the Trustee may not
estate without receiving adequate
of interest.
s to such persons and on such
to) interest rates, security,
deems advisable; provided,
lend money to either Grantor's
security and an adequate rate
7. To sell or otherwise dispose of trust assets,
including (but not limited to) trust real property, for cash or
credit, at public or private sale, and with such warranties or
indemnifications as the Trustee deems advisable.
8. To buy assets of any type from any person on such
terms, including (but not limited to) cash or credit, interest
rates, and security, as the Trustee deems advisable; provided,
however, that the Trustee may not buy assets from either
Grantor's estate other than at their fair market value.
9. To improve, develop, manage, lease, or abandon any
trust assets, as the Trustee deems advisable.
10. To hold property in the name of any custodian or
nominee, without disclosing this Trust; but the Trustee is
responsible for the acts of any custodian or nominee so used.
11. To pay and advance money for the Trust's
protection and for all expenses, losses, and liabilities
sustained in its administration.
12. To prosecute or defend any action for the
protection of the Trust, the Trustee in the performance of the
Trustee's duties, or both, and to pay, contest, or settle-any
claim by or against the Trust or the Trustee in the performance
of the Trustee's duties.
13. To employ persons, even if they are associated
with the Trustee, to advise or assist the Trustee in the
performance of the Trustee's duties.
- 8 -
14. To determine what is principal or income and what
items shall be charged or credited to either.
15. To execute and deliver any instruments necessary
or useful in the exercise of any of these powers.
B. With respect to any life insurance policies held as
part of the trust funds, the following special rules shall apply:
1. The Trustee may, in the Trustee's discretion, pay
any premiums or other charges from trust income or principal. If
the trust funds are inadequate to pay such premiums or charges,
the Trustee may, in the Trustee's discretion, do one or more of
the following: (a) use any automatic premium loan feature;
(b) borrow against any policy cash reserves (whether or not on
the policy for which premium or charges will be paid); or
(c) elect any automatic nonforfeiture feature. The Trustee shall
have no duty to do any of these unless the Trustee has received
specific written notice that a premium or charge has not been
paid.
2. Any additional insurance policies, no matter how
acquired (including, but not limited to acquisition by gift,
conversion, reissue, consolidation), should be listed on Schedule
A, but failure to do so does not affect the Trust's policy
ownership.
3. The Trustee may, in the Trustee's discretion,
refuse to enter into or maintain any litigation, endorse policy
payments, or take other action respecting any trust insurance
policies, until indemnified against all expenses and liabilities
that, in the Trustee's judgment, may be involved in such action.
4. The Trustee need not inquire whether or not the
Trustee or the Trust has been designated the beneficiary of any
insurance policy or other death benefit, and the Trustee need not
act with respect to such policies until receipt of written notice
that the Trustee or the Trust is a beneficiary of the policy.
C. In making any payment to a minor or disabled bene-
ficiary, the Trustee may expend such payments for the benefit
such beneficiary or make such payments to such beneficiary, or
his or her parent, guardian, personal representative, or the
person with whom he or she resides, without having to look to
proper application of those payments. This paragraph does not
limit the Trustee's powers and must be construed to enable the
Trustee to give each beneficiary the fullest possible benefit
enjoyment of all of the trust income and principal to which he
she is entitled.
of
to
the
and
or
- 9 -
ARTICLE VIII
The Trustee
A. A Trustee may designate any individual or institution
as a co-trustee, by a written instrument. Any co-trustee or
successor Trustee may, without liability, accept without
examination or review the accounts rendered and the property
delivered by any predecessor Trustee. Each successor Trustee has
the same title, powers and duties as the Trustee succeeded,
without any additional conveyance. A co-trustee so named shall
serve only as long as the Trustee who appointed such co-trustee
(or, if such co-trustee was named by more than one Trustee acting
together, by the last to serve of such Trustees), and such co-
trustee shall not become a successor Trustee upon the death,
resignation, or disability of the Trustee who appointed such co-
trustee, unless such co-trustee is elected as successor Trustee
pursuant to paragraph E of this article. Any reference to a
"Trustee" refers equally to any successor Trustee.
B. Any Trustee may, from time to time, delegate to any
other Trustee by written instrument any or all of such Trustee's
powers (except those, if any, not exercisable by such other
Trustee). Such delegation may be temporary or permanent, and if
temporary, may be for any duration of time or until any event
specified by the delegating Trustee. Any person dealing in good
faith with any Trustee may rely without inquiry upon the
Trustee's certificate with respect to any delegation.
C. No Trustee shall be required to provide surety or other
security on a bond.
D. Any Trustee may resign by giving written notice
specifying the resignation's effective date to the designated
successor Trustee, if there is one, or otherwise to each adult
beneficiary of the current trust income, to a custodial parent of
each minor beneficiary of current trust income, and to the legal
guardian of any beneficiary of current trust income having a
legal guardian, each determined at the time such notice is given.
A corporation authorized to render trust services shall be named
successor Trustee by majority vote of .the income beneficiaries,
with the adult beneficiaries voting on their own behalf, one vote
being cast for each minor income beneficiary by his or her
custodial parent, and one vote being cast by the legal guardian
for any beneficiary having a legal guardian. For purposes of
this article, the right to receive "support" from the Trust is a
right to current trust income. Notwithstanding the foregoing, in
no-event may either Grantor vote in the election of any successor
Trustee.
E. No Trustee shall be required to obtain the order of any
court to exercise any power or discretion under this Trust.
- l0 -
F. No Trustee shall be required to file any accounting
with any public official. The Trustee must, however, maintain
accurate records concerning the trust. Each year, furthermore,
the Trustee shall furnish an annual accounting of the Trust's
condition, including receipts and disbursements, to each adult
beneficiary of the current trust income, to a custodial parent of
each minor beneficiary of current trust income, and to the legal
guardian of any beneficiary of current trust income having a
legal guardian, each determined at the time such notice is given.
This required accounting may be satisfied by a copy of the
Trust's federal income tax return, if one is required.
G. Any corporate Trustee is entitled to compensation based
on its published fee schedule in effect at the time its services
are rendered.
ARTICLE IX
Miscellaneous
A. This Trust shall be governed by and construed according
to the laws of Pennsylvania.
B. Whenever the context of this Trust requires, the
masculine gender includes the feminine and neuter, and vice
versa, and the singular number includes the plural, and vice
versa.
C. In accordance with the purpose of the Trust, the
Trustee is authorized, with or without Court approval, to make
administrative and ministerial modifications to the provisions of
this Agreement for the purpose of conforming to changes in law or
factual or economic circumstances. Any such modification shall
be in all events consistent with the Grantors' intent upon
creation of the Trust, and shall be in writing, signed by the
Trustee, with copies delivered to the Grantors and the
beneficiaries of the Trust.
D. If the Trustee is acting as Trustee of another trust
with terms and provisions substantially similar to this Trust,
the Trustee is empowered, in the sole discretion of the Trustee,
reasonably exercised, to consolidate the trusts herein created
with such other trust,~insofar as it is practicable, not in
substantial conflict with the terms of this Trust or of such
other trust, and not in derogation of any tax-saving provision of
any applicable state or federal law. Provisions of this Trust
and such other trusts shall be considered substantially similar
even if there are minor variations as to the management and
distribution of the trusts. The determination by the Trustee as
to any consolidations hereunder shall be final and conclusive
upon all parties.
- 11 -
E. If the market value of any separate trust hereunder
shall fall below Twenty-Five Thousand Dollars ($25,000.00), and
provided the Trustee, in the Trustee's discretion, determines
that the continuation thereof is no longer consistent with the
trust purpose and in the best interests of the beneficiary(s),
the Trustee may distribute the property of such trust to the
person or persons then entitled to receive the income therefrom,
and in the proportions as such persons are then entitled to
receive the income therefrom, insofar as specified in 'such trust,
otherwise in equal shares. In determining whether or not to make
an early distribution in accordance with the foregoing, the
Trustee shall not only take into account the present fair market
value of the trust, but if trust property includes one or more
contracts, the Trustee shall also take into account, to the
extent the Trustee deems appropriate, the anticipated value of
such contracts at maturity.
IN WITNESS WHEREOF, the Grantors and the Trustee have
hereunto set their hands and seals all as of the day and year
first above written.
Witness: G T RS:
FRANK A. M SH
(1~~
'~~.
VIRG IA B. MOSHER
TRUSTEE:
~~ ~
PAUL M. MOSHER
- 12 -
SCHEDULE A
One Dollar ($-1.00)
- Attached below
We, the undersigned FR R A. MOSHER and VIRGINIA B. MOSHER,
this ~~"'~~C day of 1993, do hereby acknowledge that
in our capacity as Gra tors of the accompanying MOSHER FAMILY
IRREVOCABLE TRUST, we have paid to PAIIL M. MOSHER as Trustee
thereof One Dollar ($1.00) in cash, appearing above, such payment
representing the initial funding of such Trust.
F R A. ER
(1 ~-
VIRGINII~ B. MOSHER
ACKNOWLEDGEMENT OF RECEIPT
PAUL M. MOSHER
- 13 -
r
COMMONWEALTH OF PENNSYLVANIA
SS:
COUNTY OF ~y/.~t~~t,s~.. .
On this, the _ !~-~'~ day of ~ , 1993, before me, a
Notary Public, the undersigned office , personally appeared
FRANK A. MOSHER and VIRGINIA B. MOSHER, known to me (or
satisfactorily proven) to be the persons whose names are
subscribed to the within MOSHER FAMILY IRREVOCABLE TRUST, who
acknowledged to me that they executed the same for the purposes
therein contained.
seal.
IN WITNESS WHEREOF, I hereunto set my hand and official
Notary Public
(SEAL)
NOTARIAL SEAL
Judith A. Nordstrom, Notary Public
Harrisburg, PA Dauphin County
My Commission Expires Sept. 21,1993
- 14 -
EXHIBIT B
Security
Savings
,~,~St~1?'tS~ 11ZC.
P.D. Box 373, New Cumbertartd PA I7a7~
P~aone: (717} 901-7(188
1 800 233 7122
FAX: 717-901-7010
Frank A. Mosher, CEO
Security Savings Systems, Inc.
901 Market Street
New Cumberland, PA 1707t)
October 28, 2009
Dear Sir:
Oue to your breach of contract, we hereby tender our resignallan as employees and oificE
Security Savings Systems, effective November 10`h, 2009. You wi11 note we are giving yo
customary two weeks notice, at your discretton_
Should you desire that we stay on through the end of the year, we wlll consider that in tv~n
cases:
(1} It you buy back our Seeurlty Savings Systems, Inc. stock within the two week
we w~l continue working as employees under the current employment arrange
through December 31~`.
(2} It you transfer all stocks from the estate of Virginia B. Mosher, voting and non
voting, to Paul M. Mosher within the two week period we will withdraw our
resignations and remain with the company.
Should you choose not to exercise either of the above options, then we will attempt to liq
our hddings in the company otherwise, at our discretion:
Sincerely,
~~~~
~~" (i
Jean M. Mosher, Vice President & Paul M. Mosher, President
EXHIBIT C
From:
717 901 701 D 04f 21 f 2010 09:48 #325 P. 005f 005
sale in connection with, distribution of any of the shares and with no present intention of selling
any of them.
SECTION THREE
ENTIltE AGREEMENT
This agreement constitutes the entire agreement between the parties and supersedes any
prior written or oral understandings, agreements, or conditions. No change, modification,
amendment, or addition will be valid unless it is in writing and signed by the party against whom
enforcement of any change, modification, amendment, or addition is assigned. The terms of this
agreement will survive the transfer of Seller's stock to Buyer.
SECTION FOUR
PARTIES BOUND; ASSIGNMENT
All covenants, agreements, representations, and warranties set forth in this agreement are
binding on and inure to the benefit of the successors and assigns of the parties. The parties
cannot assign this agreement or any of their rights under this agreement except by operation of
law to their personal representatives or heirs in the event of their death, incapacity, or
dissolution, as the case maybe, in which case this agreement and all of the parties' obligations
and benefits will be binding on and inure to the benefit of the party's personal representatives,
heirs and successors.
SECTION FIVE
GOVERNING LAW
This agreement shall be construed and enforced in accordance with the laws of the
Commonwealth of Pennsylvania.
WITNESSES:
~!~~c~
,'
JEAN M. MOSI3ER("Seller")
THE MOSHER 1?AM3LY IRREVOCABLE
TRUST ("Buyer")
By: Paul M. Mosher, Trustee -~
F:1Homc1BJW1DOC91SECUR[TY SAViN03 BYSTEM3~4WCk Purehue Aareemeecwpd