HomeMy WebLinkAbout11-03-10~""`
` , 1505610148
~ ~ REV-1500 ex (°'-'°'
PA Department of Revenue OFFICIAL USE ONLY
Bureau of Individual Taxes County Code Year File Number
Po Box zaosol INHERITANCE TAX RETURN 21 D8 952
Harrisburg, PA 17128-0601 RESIDENT DECEDENT
ENTER DECEDENT INFORMATION BELOW
080720$ 11251925
Decedent's Last Name Suffix Decedent's First Name M I
DAVIS WILLLIAM S
(If Applicable) Enter Surviving Spouse's Information Below
Spouse's Last Name Suffix Spouse's First Name MI
DAVIS ALICE K
Spouse's Social Security Number
THIS RETURN MUST BE FILED IN DUPLICATE WITH THE
- - REGISTER OF WILLS
FILL IN APPROPRIATE BOXES BELOW
® 1. Original Return
^ 4
Li
it
d E
t
t
.
m
s
a
e
e
^ 6. Decedent Died Testate
(Attach Copy of Will)
^
9. Litigation Proceeds Received
^ 2. Supplemental Return
^ 4a. Future Interest Compromise (date of
death after 12-12-82)
^ 7. Decedent Maintained a Living Trust
(Attach Copy of Trust)
^ 10. Spousal Poverty Credit (date of death
between 12-31-91 and 1-1-95)
^ 3. Remainder Return (date of death
prior to 12-13-82)
^ 5. Federal Estate Tax Return Required
8. Total Number of Safe Deposit Boxes
^ 11. Election to tax under Sec. 9113(A)
(Attach Sch. O)
CORRESPONDENT - THIS SECTION MUST BE COMPLETED. ALL CORRESPONDENCE AND CONFIDENTIAL TAX INFORMATION SHOULD BE DIRECTED TO:
Name Daytime Telephone Number
LISA M COYNE 717-737-0464 .~
First line of address
COYNE & COYNE, PC
Second line of address
3901 MARKET STREET
City or Post Office
CAMP HILL
State ZIP Code
PA 170114227
REGISTER O ~ USE ONCaq -~,
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to
DATE FILED
Correspondent'se-mail address: LISAo1COYNEANDCOYNE • COM
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief,
it is true, correct and complete. Declaration of preparer othe personal representative is based on all information of which preparer has any knowledge.
1r,~ L
3620 LOGAN COURT APT 3C CAMP HILL, PA 17011
SIGNATURE OF PREPARER OTHER THAN REPRESENTATIVE DATE
ADDRESS
3901 MARKET STREET CAMP HILL, PA 17011
PLEASE USE ORIGINAL FORM ONLY
1505610148
Side 1
9M4647 4.000
1505610148
J r~
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~~
1505610248
REV-1500 EX
oecedent'sName: DAVIS WILLLIAM S
RECAPITULATION
1. Real Estate (Schedule A) 1. $ 2 6 2 , 4 3 2.8 0
2. Stocks and Bonds (Schedule B) . 2.
3. Closely Held Corporation, Partnership or Sole-Proprietorship (Schedule C) , 3,
$0.00
$0.00
4. Mortgages and Notes Receivable (Schedule D) 4 $ 0 • 0 0
5. Cash, Bank Deposits and Miscellaneous Personal Property (Schedule E) 5, $ 3 0 , 8 7 6.9 9
6. Jointly Owned Property (Schedule F) ~ Separate Billing Requested 6. $ 0 • 0 0
7. Inter-Vivos Transfers 8 Miscellaneous Non- Probate Property
(Schedule G) ~ Separate Billing Requested 7. $ 5 7 8 , 2 8 3.9 0
8. Total Gross Assets (total Lines 1 through 7) 8 $ 8 71, 5 9 3.6 9
9. Funeral Expenses and Administrative Costs (Schedule H), , g $ 3 0 , 015.0 4
10. Debts of Decedent, Mortgage Liabilities, and Liens (Schedule I) . 10. $ 2 , 8 8 3.21
11. Total Deductions (total Lines 9 and 10) , 11. $ 3 2 , 8 9 8.2 5
12. Net Value of Estate (Line 8 minus Line 11) 12, $ 8 3 8 , 6 9 5.4 4
13. Charitable and Governmental Bequests/Sec 9113 Trusts for which
an election to tax has not been made (Schedule J) , , 13. $ 0 • 0 0
14. Net Value Subject to Tax (Line 12 minus Line 13) , 14. $ 8 3 8 , 6 9 5.4 4
TAX COMPUTATION -SEE INSTRUCTIONS FOR APPLICABLE RATES
15. Amount of Line 14 taxable
at the spousal tax rate, or
transfers un~er Sec. 9116
(a)(1.2)x.o_ $686,951.05 15. $0.00
16. Amount of Line 14 t xable
4.~
li
x
nealrate
.o
at
$151,744.39 16. $6,828.50
17. Amount of Line 14 taxable
at sibling rate X .12 $ 0 . 0 0 17. $ 0 • 0 0
18. Amount of Line 14 taxable
at collateral rate X .15 $ 0 . 0 0 18. $ 0 • 0 0
19. TAX DUE 1s. $6, 828.50
20. FILL IN THE BOX IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT
Side 2
1505610248 1505610248
9M4648 4.000
REV-150CxEX Page 3
Decedent's Complete Address:
File Number
DECEDENTS NAPIIE
AV
STREET ADDRESS
CITY
CAMP H LL STATE
PA ZIP
0
Tax Payments and Credits:
1. Tax Due (Page 2, Line 19)
2. Credits/Payments
A. Prior Payments $12 , 0 0 0. 0 0
B. Discount $ 3 41 • 4 3
3. Interest
(1) $6, 828.50
Total Credits (A + B) (2)
4. If Line 2 is greater than Line 1 + Line 3, enter the difference. This is the OVERPAYMENT.
Fill in box on Page 2, Line 20 to request a refund.
$12,341.43
(3) $0.00
(a) $5,512.93
5. If Line 1 + Line 3 is greater than Line 2, enter the difference. This is the TAX DUE. (5) $ 0 • 0 0
Make check payable to: REGISTER OF WILLS, AGENT.
PLEASE ANSWER THE FOLLOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS
1. Did decedent make a transfer and: Yes No
a. retain the use or income of the property transferred;
b. retain the right to designate who shall use the property transferred or its income; ^
c. retain a reversionary interest; or . .
^
d. receive the promise for life of either payments, benefits or care?.
2. If death occurred after Dec. 12, 1982, did decedent transfer property within one year of death
without receiving adequate consideration? . ^
i
hi
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d
th?
"
" ^
er
ty at
s or
ea
or payable-upon-death bank account or secur
in trust for
3. Did decedent own an
4. Did decedent own an individual retirement account, annuity, or other non-probate property, which
®
^
contains a beneficiary designation?
IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN.
For dates of death on or after July 1, 1994, and before Jan. 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is
3 percent [72 P.S. §9116 (a) (1.1) (i)].
For dates of death on or after Jan. 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 0 percent
[72 P.S. §9116 (a) (1.1) (ii)]. The statute does not exempt a transfer to a surviving spouse from tax, and the statutory requirements for disclosure of assets and
filing a tax return are still applicable even if the surviving spouse is the only beneficiary.
For dates of death on or after July 1, 2000:
• The tax rate imposed on the net value of transfers from a deceased child 21 years of age or younger at death to or for the use of a natural parent, an
adoptive parent or a stepparent of the child is 0 percent [72 P.S. §9116(a)(1.2)].
• The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is 4.5 percent, except as noted in
72 P.S. §9116(1.2) [72 P.S. §9116(a)(1)].
• The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is 12 percent [72 P.S. §9116(a)(1.3)]. Asibling is defined, under
Section 9102, as an individual who has at least one parent in common with the decedent, whether by blood or adoption.
9M4671 2.000
REV-1502 ;V(+ (01-10)
pennsylvania
DEPARTtu~Ni OF REVENUE
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF:
SCHEDULE A
REAL ESTATE
FILE NUMBER:
Willlism S. Davis 21 08 952
All real property owned solely or as a tenant in common must be reported at fair market value. Fair market value is defined as the price at which property
would be exchanged between a willing buyer and a willing seller, neither being compelled to buy or sell, both having reasonable knowledge of the relevant facts.
Real property that fa jointly~owned with right of survivorship must be disclosed on Schedule F.
Attach a copy of the settlement sheetrf the property has been sold.
ITEM Include a copy of the deed showing decedent's interest if owned as tenant in common.
NUMBER DESCRIPTION
1. 3620 Logan Court,Apt 3C
Camp Hill, PA 17011 (Condo)
TOTAL (Also enter on Line 1, Recapitulation.) I S
swaess z.ooo If more space is needed, use additional sheets of paper of the same size.
VALUE AT DATE
OF DEATH
$262,432.80
$262,432.80
REV-1508 EX + (6.98)
SCHEDULE E
COMMONwES4LTH OF PENNSYLVANIA CASH, BANK DEPOSITS, 8a MISC.
INHERITANCE TAX RETURN
RESIDENT DECEDENT PERSONAL PROPERTY
ESTATE OF FILE NUMBER
Willlism S. Davis 21 08 952
Include the proceeds of litigation and the date the proceeds were received by the estate.
3w46nD 1.000 (If more space is needed, insert additional sheets of the same size)
REV-151!1 EX + (OS-09)
Pennsylvania
DEPARTMENT OF REVENUE
INHERITANCE TAX RETURN
RESIDENT DECEDENT
SCHEDULE G
INTER-VIVOS TRANSFERS AND
MISC. NON-PROBATE PROPERTY
Willliam S. Davis 21 08 952
This schedule must be completed and filed if the answer to any of questions 1 through 4 on page three of the REV-1500 is yes.
ITEM
NUMBE DESCRIPTION OF PROPERTY
INCLIDETFEW~MEOFTFETRANSFEREE,THEIRRELATIONSMPTODECEDEMAND
TI'EDATEOFTRNSFERATfAGiACOWOFTFEDEEDFORREALESTATE.
DATE OF DEATH
VALUE OF ASSET
%OFDECD'$
INTEREST
EXCLUSION
IFAPPUCABLE
TAXABLE
VALUE
1• Morgan Stanley IRA Acct. No.
410-038499-042
Alice K. Davis, Wife, is
beneficiary $434,165.67 100.0000 $0.00 $434,165.67
2 Morgan Stanley IRA No.
410-028278-042
Alice K. Davis, Wife, is
beneficary $144,118.23 100.0000 $0.00 $144,118.23
TOTAL (Also enter on line 7, Recapitulation) $
$578,283.90
If more space is needed, use additional sheets of paper of the same size.
9W46AF 2.000
REV•1511 EX+ (10.09)
pennsylVania
DEPARTbENTOF REVENUE
INHERITAjlCE TAX RETURN
RESIDENT DECEDENT
ADMINISTRATIVE COSTS:
Personal Representative Commissions:
Name(s) of Personal Representative(s)
Street Address
ESTATE OF FILE NUMBER
Willliam S. Davis 21 08 952
Decedent's debts must be reported on Schedule I.
ITEM
NUMBER DESCRIPTION AMOUNT
A. FUNERAL EXPENSES:
~ Myers-Harper Funeral Home $2,770.00
2 Bowling Green Cemetery $3,148.00
B.
1
2.
3.
a.
5.
6.
~.
1
2
3
City
Year(s) Commission Paid:
SCHEDULE H
FUNERAL EXPENSES AND
ADMINISTRATIVE COSTS
State ZIP
Attorney Fees:
Family Exemption: (If decedent's address is not the same as claimant's, attach explanation.)
Claimant Alice K. Davis
Street Address 3620 Logan Court Apt 3C
City Camp Hill State PA ZIP 17011
Relationship of Claimant to Decedent WIFE
Probate Fees:
Accountant Fees:
Tax Return Preparer Fees:
Patriot News
Cumberland Law Journal
Inheritance Tax Filing
Total from continuation schedules .
$15,000.00
$3,500.00
$394.00
$825.00
$1,000.00
$134.34
$75.00
$15.00
$3,153.70
9W46AG 2.000
TOTAL (Also enter on Line 9, Recapil
If more space is needed, use additional sheets of paper of the same size.
$ 530,015.04
Estate of: Willliam S. Davis
Schedule H Part 7 (Page 2)
4 Merry Maids
21 08 952
$153.70
5 Reserve $3,000.00
Total (Carry forward to main schedule) $3,153.70
REV-15 t2 EX+ (12-oB)
pennsylvania SCHEDULE
DEPARTUENTOF REVENUE DEBTS OF DECEDENT,
INHERITANCE TAX RETURN MORTGAGE LIABILITIES 8 LIENS
RESIDENT DECEDENT
ESTATE OF FILE NUMBER
Willliam S. Davis 21 08 952
Report debts incurred by the decedent prior to death that remained unpaid at the date of death, including unreimbursed medical expenses.
swasAH z.ooo If more space is needed, insert additional sheets of the same size.
REV-1513 EX+ (01-10)
+ Pennsylvania
DEPARTbEN70F REVENUE
INHERITANCE TAX RETURN
RESIDENT DECEDENT
SCHEDULE J
BENEFICIARIES
FILE NUMBER:
IMBER NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERTY
TAXABLE DISTRIBUTIONS [Include outright spousal distributions and transfers under
Sec. 9116 (a) (1.2).]
1. William S Davis Trust (children are
remaindermen)
100 of Residue: $151,744.39
RELATIONSHIP TO DECEDENT AMOUNT OR SHARE
Do Not list Trustee(s) OF ESTATE
Credit Shelter T ~ $151,744.39
ENTER DOLLAR AMOUNTS FOR DISTRIBUTIONS SHOWN ABOVE ON LINES 15 THROUGH 18 OF REV-1500 COVER SHEET, AS APPROPRIATE.
II NON-TAXABLE DISTRIBUTIONS
A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECT10N TO TAX IS NOT TAKEN:
1
B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS:
1
TOTAL OF PART II -ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV-1500 COVER SHEET. ~ S $ 0.00
If more space is needed, use additional sheets of paper of the same size.
gW46Al 2.000
Estate of:~ Willliam S. Davis
Schedule J Part 1 (Page 2)
Item
No. Description
2 Alice K. Davis
3620 Logan Court
Apt 3C
Camp Hill, PA 17011
Life Estate in William S. Davis
Trust $98,667.15
Morgan Stanley IRA Acct. No.
410-038499-042
Alice K. Davis, Wife, is beneficiary
Inventory Value: $434,165.67
Personal Property
Inventory Value: $10,000.00
Morgan Stanley IRA No.
410-028278-042
Alice K. Davis, Wife, is beneficary
Inventory Value: $144,118.23
Relation
Surviving Spouse
21 08 952
Amount
$686,951.05
REV-1514 EX+(4-09) SCHEDULE K
Pennsylvania LIFE ESTATE, ANNUITY
DEPARTMENT OF REVENUE
~ TERM C E RTAI N
Bureau °f Indiadual Taxes
Po s°x28o6o,
Harrisburg PA 17128-0601 CHECK BOX 4 ON REV-1500 COVER SHEET
( )
ESTATE OF
FILE NUMBER
Willliam S. Davis 21 OS 952
This schedule should be used for all single-life, joint or successive life estate and term-certain calculations. For dates of death prior to 5-1-89,
actuarial factors for single-life calculations can be obtained from the Department of Revenue.
Actuarial factors can be found in IRS Publication 1457, Actuarial Values, Alpha Volume for dates of death from 5-1-89 to 4-30-99,
and in Aleph Volume for dates of death from 5-1-99 and thereafter.
Indicate below the type of instrument that cre
^ Will ated the future interest below and attach a copy of it to the tax return.
~ Intervivos Deed of Trust ^ Other
NAME OF LIFE TENANT DATE OF BIRTH NEAREST AGE AT
DATE OF DEATH TERM OF YEARS
LIFE ESTATE IS PAYABLE
Alice K. Davis 12/12/1937 71 Life or Term of Years
Life or Term of Years
Life or Term of Years
Life or Term of Years
Life or Term of Years
1. Value of fund from which life estate is payable ... .................. $ $250, 411.54
2. Actuarial factor per ap ro riate table .. ... ....... .. .. ... 0.39402
Interest table rate - ^ 3.5% ^ 6% ^ 10% ~ Variable Rate 4.20000
3. Value of life estate (Line 1 multiplied by Line 2) .. ........... $ $98, 667.16
NAME OF LIFE ANNUITANT DATE OF BIRTH NEAREST AGE AT
DATE OF DEATH TERM OF YEARS
ANNUITY IS PAYABLE
Life or Term of Years
Life or Term of Years
Life or Term of Years
I I Life or n Term of Years
1. Value of fund from which annuity is payable .... ........................ $
2. Check appropriate block below and enter corresponding number , .. ...... .
Frequency of payout -^ Weekly (52) Bi-weekly (26 Monthly (12)
^ Quarterly (4) ^Serni-annually (2) ^ Annually (1) Other ( ) 0
3. Amount of payout per period . . . . . . . ... . . . . ............... . . . . . . . . . . $
4. Aggregate annual payment, Line 2 multiplied by Line 3 . . . . . . . .............. . .
5. Annuity Factor (see instructions)
Interest table rate -^ 3 1 /2% ^ 6% ^ 10% ^ Variable Rate 0.00000
6. Adjustment Factor (See instructions.) .. .. .... .. ............ ...... .
7. Value of annuity - If using 3.5%, 6%, or 10%, or 'rf variable rate and period
payout is at end of period, calculation is: Line 4 x Line 5 x Line 6 , ...... .... $
If using variable rate and period payout is at beginning of period, calculation is:
(line 4 x Line 5 x Line 6) + Line 3 .................. .... .. ............ $
au.uu
0.000
$0.00
$0.00
0.00000
0.00000
$0.00
$0.00
NOTE: The values of the funds that create the above future interests must be reported as part of the estate assets on Schedules A through G of
the tax return. The resulting life or annuity interest should be reported at the appropriate tax rate on Lines 13 and 15 through 18 of the return.
If more space is needed, use additional sheets of the same size.
tiW46AJ 1.010
REV-1649 EX+ (6_g6)
SCHEDULE O
COMMONWEALTH OF PENNSYLVANIA
INh)ERITANCE TAX RETURN
RESIDENT DECEDENT
ELECTION UNDER SEC. 91131
(SPOUSAL DISTRIBUTIONS
FILE NUMBER
ESTATE OF
Willliam S. Davis 21 08 952
Do not complete this schedule unless the estate is making the election to tax assets under Section 9113(A) of the Inheritance & Estate Tax Act.
If the election applies to more than one trust or similar arrangement, a separate form must be filed for each trust.
This election applies to the William S . Davis Trust Trust (marital, residual, A, B, By-pass, Unified Credit, etc.)
If a trust or similar arrangement meets the requirements of Section 9113(A), and:
a. The trust or similar arrangement is listed in Schedule O, and
b. The value of the trust or similar arrangement is entered in whole or in part as an asset on Schedule O,
then the transferors personal representative may specifically identify the trust (all or a fractional portion or percentage) to be included in the election to have such trust or sim-
ilar property treated as a taxable transfer in this estate. If less than the entire value of the trust or similar property is included as a taxable transfer on Schedule O, the personal
representative shall be considered to have made the election only as to a fraction of the trust or similar arrangement. The numerator of this fraction is equal to the amount of
the trust or similar arrangement included as a taxable asset on Schedule O. The denominator is equal to the total value of the trust or similar arrangement.
PART A: Enter the description and value of all interests, both taxable and non-taxable, regardless of location, which pass to the decedent's
surviving spouse under a Section 9113(A) trust or similar arrangement.
Description
William S. Davis Trust VALUE
$250,411.54
Part A Total $ 250 411.54
PART B: Enter the descri tion and value of all interests included in Part A for which the Section 91 13 A election to tax is bein made.
Description
William S. Davis Trust Value
$250,411.54
Part B Total $ $250 411.54
(If more space is needed, insert additional sheets of the same size)
3W46E2 2.000
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REGISTER OF WILI
C~JMBERLAND CO
PENNSYLVANIA
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CERTIfICATE OF
GRANT OF LETTERS
s
No . 2008- 00952
Estate Of: WILLIAM S DAVIS
PA No . 21- 08- 0952
/First, Middle, Lastl
Late Of : HAMPDEN TOWNSHIP
CUMBERLAND COUNTY
Deceased
Social Security No :
WHEREAS, on the 22nd day of September 2008 instruments dated:
January 14th 9982 October 20th 1992
January 28th 1997
to probate as the last will and codicil of W/LL/AM S DAV/S
were admitted
/First, Middle, Lasil
late of HAMPDEN TOWNSH/P, CUMBERLAND County,/
who died on the 7th day of August 2008 and,
WHEREAS, a true copy of the will &codicil as probated is annexed hereto
THEREFORE, I, GLENDA EARNER STRASBAUGH Register of Wi 11 s in and
for CUMBERLAND-County, in the Commonwealth of Pennsylvania, hereby
certify that I have this day granted Letters TESTAMENTARY to:
ALICE K DAVIS and JAMES W DAVIS
who have duly qualified as EXECUTOR(R/X)
and have agreed to administer the estate according to law, all of which
fully appears of record in my office at CUMBERLAND COUNTY COURT HOUSE,
CARLISLE, PENNSYL VANIA.
IN TESTIMONY WHEREOF, I have hereunto set my hand and affixed the seal
of my office on the 22nd day of September 2008.
* *NOTE* * ALL NAMES ABOVE APPEAR (FIRST, MIDDLE, LAST)
SECOND CODICIL TO
WILL OF
WILLIAM S. DAMS
I, WILLIAM S. DAMS, of Cumberland County, Pennsylvania, declare this to be the
second codicil to my will executed on January 14, 1982.
1. I hereby add a new. paragraph 1.5 to my said will, to be inserted immediately
following paragraph 1 thereof, and to read in its entirety as follows:
1.5 Trust of Residence. If, without regard to paragraph 3 below, my
wife Alice K. Davis survives me, then I give and devise to the Trustee(s)
hereinafter named the condominium unit in Hampden Township known. as
Apartment No. 3-C, 3620 Logan Street Ext., Camp Hill, Pennsylvania 1701 1,
including all my rights relating thereto, including but not limited to parking rights
and interests in Limited Common Elements and in Common Elements, in trust, to
permit my wife to occupy the same for such period as she may wish. During the
period that my wife exercises her right to occupy the home: (a) she shall not be
obligated to pay any rent, (b) the Trustee(s) of the Residuary Trust under the
Agreement of Trust referred to in paragraph 2 below shall pay from the Residuary
Trust all mortgage payments, real estate taxes, water and sewage bills, and the
cost of homeowners insurance and of any necessary major repairs relating to said
unit; and (c) my wife shall pay the cost of electricity, fuel oil, gas, telephone,
maintenance, and other current expenses, and she may permit others to reside at
the home with her. When my wife (in the judgment of the Trustee(s) under this
paragraph 1.5) no longer continues to reside at the home, or gives to said
Trustee(s) her express written consent, said unit, including all rights and interests
relating thereto, shall cease to be subject to this paragraph 1.5 and shall be sold
and the proceeds of the sale shall be added to the Residuary Trust under the
aforementioned Agreement of Trust. The Trustee(s) under this paragraph 1.5 may
require my wife to execute a written lease or other agreement setting forth the
terms stated in this paragraph 1.5, and any other terms to which both parties agree,
as a condition of my wife's continuing occupancy.
2. I hereby amend paragraph 2 of my said will (previously amended by my First
Codicil) to read in its entirety as follows:
2. Residue. I bequeath, devise, and appoint all the rest of my
property, of whatever nature and wherever situated, including property over which
I hold a power of appointment, except that I do not exercise any power of
appointment given to me by my wife, to Dean Witter Trust Company and Alice K.
Davis, Trustees under an Agreement of Trust executed by me on January 14,
1982, as amended, to be held by them and added to and administered as part of the
trust established by said Agreement. Said trust is in existence as of the date of the
execution of this will, and it is my intention to incorporate its terms and any
amendments thereto herein by reference.
3. I hereby amend paragraph 5 of my said will to read in its entirety as follows:
2
5. Facility of Payments for Minors or Incompetents. Any amounts or
property which are payable or distributable hereunder to a minor or incompetent
may, at the discretion of the fiduciaries, be paid to the parent or guardian of such
minor or incompetent, to the person with whom such minor or incompetent
resides, or directly to such minor or incompetent, or may be applied for the use or
benefit of such minor or incompetent. Any amounts or property payable or
distributable to a person under the age of twenty-one (21) years may in the
discretion of the fiduciary involved be paid or distributed to a custodian for such
person under the Pennsylvania Uniform Transfers to Minors Act.
4. I hereby amend paragraph 9 of my said will to read in its entirety as follows:
9. I appoint as executors hereunder my wife Alice K. Davis, and my
son, James W. Davis, of Etters, Pennsylvania. I appoint Dauphin Deposit Bank
and Trust Company as Trustee of the Trust of Residence governed by paragraph
1.5 above. My executors shall serve as guardians of the property of any minor
beneficiaries hereunder, under any instrument of trust executed by me, under any
policies of insurance on my life, and in any other situation in which the power to
make such appointment exists under the laws of Pennsylvania. No fiduciary
named herein shall be required to furnish bond or other security for the proper
performance of his duties hereunder.
5. In all other respects, my said will, subject to any earlier codicils, shall remain
unchanged.
3
IN WITNESS WHEREOF, I, William S. Davis, herewith set my hand to this, a codicil to
my last Will, typewritten on five (5) sheets of paper including the self-proving attestation clause
and signatures of witnesses, this
~~ day of ,~~ , 1997.
,f t ~-~
t. ~;~ ,, t ~~ ~-z ,~.~._......__. °'" • ~- ~r- , ; ~ _ (SEAL)
~.,
William S. Davis `
Witnessed:
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COMMONWEALTH OF PENNSYLVANIA
SS:
COUNTY OF DAUPHIN
William S. Davis (the testator), (1LK~.c.~,. ~. ~~.~.;~ and
/~ ~ (the witnesses), whose names are signed to
the foregoing instrument, being first duly sworn, each hereby declares to the undersigned
authority that the testator signed and executed the instrument as a codicil to his last will in the
presence of the witnesses and that he had signed willingly, and that he executed it as his free and
voluntary act for the purposes therein expressed, and that each of the witnesses, in the presence
and hearing of the testator, signed the codicil as witness and that to the best of his knowledge the
testator was at that time eighteen years of age or older, of sound mind and under no constraint or
undue influence.
TESTATOR:
,~:;
~„_.. ,
William/S. Davis
4
WITNESS: WITNESS:
r
,k
t~--~-~
J
Subscribed, sworn to and acknowledged before me by William S. Davis, the testator, and
subscribed and sworn to before me by t li~_~ce_ ~ /~~'i1~~ and
~p).~p~~ /~ . (~/c.~„ ,the witnesses, this ~k day of
~ , 1997.
~'~
Notary Public
(SEAL)
Notarial Seal
Jennie E. Row, Notary Public
Lower Paxton Twp., Dauphin County
My Commission Expires Jan. 19, 2001
Member, Pennsylvania Association of Notaries
FIRST CODICIL TO
WILL OF
WILLIAM S. DAVIS
I, WILLIAM S. DAVIS, of Cumberland County, Pennsylvania declare this to
be the first codicil to my will executed on January 14, 1982.
1. I hereby amend paragraph 2 of my said will to read in its entirety
as follows:
2. I bequeath, devise, and appoint all the rest of my
property, of whatever nature and wherever situated, including
property over which I hold a power of appointment, except that I
do not exercise any power of appointment given to me by my wife,
to Dean Witter Trust Company and Alice K. Davis, Trustees under an
Agreement of Trust executed by me on January 14, 1982, as amended,
to be held by them and added to and administered as part of the
trust established by said Agreement. Said trust is in existence
as of the date of the execution of this will, and it is my
intention to incorporate its terms and any amendments thereto
herein by reference.
2. I hereby amend paragraph 9 of said will to read in its entirety as
follows:
9. I appoint as executors hereunder my wife Alice K.
Davis, and Dean Witter Trust Company, of Jersey City;, New Jersey.
If my wife should be unable or unwilling to serve, or to complete
the administration of my estate, then my sons, Paul K. Davis and
James W. Davis, shall serve in her place. My executors shall
serve as guardians of the property of any minor beneficiaries
hereunder, under any instrument of trust executed by me, under any
policies of insurance on my life, and in any other situation in
which the power to make such appointment exists under the laws of
Pennsylvania. No fiduciary. named herein shall be required to
furnish bond or other security for the proper performance of his
duties hereunder.
3. In all other respects, my said will, subject to any earlier
codicils, shall remain unchanged.
IN WITNESS WHEREOF, I, William S. Davis, herewith set my hand to this, a
codicil to my last Will, typewritten on three (3) sheets of paper including `
the self-proving attestation clause and signatures of witnesses, this ~~ day
of ~r ,~-~Gy 1992.
~1~{'~"~°~ -~~"~ (SEAL) .
W LIAM S. DAVIS
Witnessed:
t ~ ~ ~,
residing at ~F°°~yf.~.~.d,~.i.Z;.~(G ~~
E ~ ~~'}~
residing at ,~ '~/
l'
- 2 -
WILL
OF
WILLIAM S. DAVIS
I, WILLIAM S. DAVIS, of Cumberland County, Pennsylvania, declare this to
be my will and hereby revoke all prior wills and codicils made by me.
1. I bequeath to my wife, Alice K. Davis, all of my medical equipment and
books and all of my tangible personal property not used in business or for the
production of income, including without limitation furniture, furnishings,
clothing, jewelry, objects of art and decoration, and the like, and any automo-
biles which I own, together with the insurance thereon, if she survives me. If
my wife does not survive me, then I bequeath all said property, together with
the insurance thereon, per stirpes to my issue.
2. I bequeath, devise, and appoint all the rest of my property, of what-
ever nature and wherever situated, including property over which I hold a power
of appointment, except that I do not exercise any power of appointment given to
me by my wife, to The Commonwealth National Bank and Alice K. Davis, Trustees
under an Agreement of Trust executed by me on :~;~„~,~f.;,~g. ~ C~ , 19~~,~-, to be
J'
held by them and added to and administered as part of the trust established by
said Agreement. Said trust is in existence as of the date of execution of this
will, and it is my intention to incorporate its terms and any amendments
thereto herein by reference.
3. If any beneficiary should die within sixty (60) days after me or within
sixty (60) days after the death of any person, survival of whom determines his
rights hereunder, then he shall be deemed to have predeceased me or such other
person for all purposes of this will.
4. No interest (whether in income or principal, whether or not a remainder
interest, and whether vested or contingent) of any beneficiary hereunder shall
be subject to anticipation or to pledge, assignment, sale or transfer in any
manner, nor shall any beneficiary have power in any manner to charge or encumber
his said interest, nor shall the said interest of any beneficiary be liable or
subject in any manner while in the possession of my fiduciaries for any liabi-
lity of such beneficiary, whether such liability arises from his debts,
contracts, torts, or other engagements of any type.
5. Any amounts or assets which are payable or distributable to a minor
hereunder may, at the discretion of my fiduciaries, be paid to the parent or
guardian of such minor, to the person with whom such minor resides, or directly
to such minor, or may be applied for the use or benefit of such minor.
6. In addition to such other powers and duties as may have been granted
elsewhere herein, or which may be granted by law, my fiduciaries hereunder shall
have the following powers and duties, without necessity of notice to or consent
of any court:
(a) To retain all or any part of my property, real
or personal, in the form in which it may be held at the
time of its receipt, including any closely held business
in which I have an interest and the stock of any cor-
porate fiduciary hereunder, as long as in the exercise
- 2 -
of their discretion it may be advisable so to do, not-
withstanding that said property may not be of a
character authorized by law.
(b) To invest and reinvest any funds held
hereunder in any property, real or personal, including,
but not by way of limitation, bonds, preferred stocks,
common stocks and other securities of domestic or
foreign corporations or investment trusts, mortgages or
mortgage participations, mutual funds with or without
sales or redemption charges, and common trust funds,
even though such property would not be considered
appropriate or legal for a fiduciary apart from this
provision.
(c) To sell, convey, exchange, partition, give
options to buy or lease upon, or otherwise dispose of
any Property, real or personal, at the time held by
them, at public or private sale or otherwise, for cash
or other consideration or on credit, and upon such terms
and for such price as they may determine, and to convey
such property free of all trusts.
(d) To borrow money from any person, including any
fiduciary hereunder, for any purpose in connection with
the administration hereof, to execute promissory notes
or other obligations for amounts so borrowed, to secure
- 3 -
the payments of such amounts by mortgages or pledges of
any property, real or personal, which may be held
hereunder.
(e) To make loans, secured or unsecured, in such
amounts, upon such terms, at such rates of interest, and
to such persons, firms, or corporations as they may deem
advisable .
(f) To renew or extend the time for payment of any
obligation, secured or unsecured, payable to or by them
as fiduciaries, for as long a period or periods of time
and on such terms, as they may determine, and to adjust,
settle, and arbitrate claims or demands in favor of or
against them.
(g) In dividing or distributing any property, real
or personal, included herein, to divide or distribute in
cash, in kind, or partly in cash. and partly in kind.
(h) Without limitation of powers elsewhere
granted therein, to hold, manage and develop any real
estate which may be held by them at any time, to
mortgage any such property in such amounts and on such
terms as they may deem advisable, to lease any such pro-
perty for such term or terms and upon such conditions
and rentals as they may deem advisable, irrespective of
- 4 -
~~ whether the term of any such lease shall exceed the
period permitted b y law or the probable period of reten-
tion under this instrument; to make repairs,
replacements and improvements, structural or otherwise,
in connection with any such property, to abandon any
such property which they may deem to be worthless or not
of sufficient value to warrant keeping or protecting,
and to permit any such property to be lost by tax sale
or any other proceedings.
(i) To employ such brokers, banks, custodians,
investment counsel, attorneys, and other agents, and to
delegate to them such duties, rights and powers as they
may determine, and for such periods as they think fit.
(j) To register any securities at any time in
their own names, in their names as fiduciary, or in the
names of nominees, with or without indicating the trust
character of the securities so registered.
(k) With respect to any securities forming a part
of the trust, to vote upon any proposition or election
at any meeting of the corporation issuing such securi-
ties, and to grant proxies, discretionary or otherwise,
to vote at any such meeting; to join or become a party
to any reorganization, readjustment, merger, voting
trust, consolidation or exchange, and to deposit any
- 5 -
such securities with any committee, depository, trustee
or otherwise, and to pay out of the assets held
hereunder, any fees, expenses and assessments incurred
in connection therewith, to exercise conversion,
subscription or other rights, and to receive or hold any
new securities issued as a result of any such reorgani-
zation, readjustment, merger, voting trust, con-
solidation, exchange or exercise of conversion,
subscription or other rights and generally to take all
action with respect to any such securities as could be
taken by the absolute owner thereof.
(1) To purchase, lease, or sell assets from or to,
and otherwise enter into transactions with, the estate
of my wife or any trust established by her or me, even
if they are fiduciaries or beneficiaries thereof.
(m) To exercise all elections which they may have
with respect to income, gift, estate and inheritance
taxes, including without limitation execution of joint
income tax returns, election to deduct expenses in
coputing one tax or another, election to split gifts,
and election to pay or to defer payment of any tax, in
all events without their being bound to require contri-
bution from any other person.
- 6 -
(n) To operate, own, or develop any business or
property held hereunder in any form, including without
limitation sole proprietorship, limited or general part-
nership, corporation, association, tenancy in common,
condominium, or any other, whether or not they have
restricted or no management rights, as they in their
discretion think best.
7. In the event that there shall be disagreement among the fiduciaries
hereunder as to the retention, disposition, acquisition, or modification of the
terms of any investment, the decision of my wife as fiduciary shall prevail over
that of the corporate fiduciary, but this paragraph shall not be applied to
permit any self-dealing with my wife.
8. I direct that all estate, inheritance, and succession taxes that may be
assessed in consequence of my death, of whatever nature and by whatever juris-
diction imposed, other than generation-skipping taxes, shall be paid out of the
principal of my general estate to the same effect as if said taxes were expenses
of administration, except that any said taxes imposed on account of my interest
in any trust established by my wife shall be paid out of the property held in
such trust, and all other property includible in my taxable estate for federal
or state tax purposes, whether or not passing under this will, shall be free and
clear thereof; provided, however, that my executors may in their discretion
request payment of any portion or all. of said taxes (otherwise to be paid out of
the principal of my general estate) out of the principal of any trust
established by me, to the extent expressly authorized under the terms of said
trust.
- 7 -
9. I appoint as executors hereunder my wife Alice K. Davis, and the
Commonwealth National Bank, of Harrisburg, Pennsylvania. If my wife should be
unable or unwilling to serve, or to complete the administration of my estate,
then my sons, Paul K. Davis and James W. Davis, shall serve in her place. My
executors shall serve as guardians of the property of any minor beneficiaries
hereunder, under any instrument of trust executed by me, under any policies of
insurance on my life, and in any other situation in which the power to make such
appointment exists under the laws of Pennsylvania. No fiduciary named herein
shall be required to furnish bond or other security for the proper performance
of his duties hereunder.
IN WITNESS WHEREOF, I, William S. Davis, herewith set my hand to this, my
last Will, typewritten on nine (9) sheets of paper including the self-proving
t
attestation clause and signatures of witnesses, this f t~~;day of E ~,e~~,~ ~ ~ ~`~,.
~~` ~ ~ -~..~. '~__, ~ `'~~ ~ p . ~ SEAL )
WILLIAM S. DAVIS ~
Witnessed:
( ~,,`.
~ ~ ' ~.
F,~~ '~ ~ c~3.n.c, residing at ~ h,,;.,~..~
~'
residing
residing a
- 8 -
COMMONWEALTH OF PENNSYLVANIA
SS:
COUNTY OF DAUPHIN
William S. Davis, (the testator), Donald R. Waisel , H, Lee
Roussel , and Clayton L. Bloom , (the witnesses), whose names are sgned
to the foregoing instrument, being first duly sworn, each hereby declares to the
undersigned authority that the testator signed and executed the instrument, as
his last will in the presence of the witnesses and that he had signed willingly,
and that he executed it as his free and voluntary act for the purposes therein
expressed, and that each of the witnesses, in the presence and hearng of the-
testator, signed the will as witness and that to the best of his knowledge the
testator was at that time eighteen years of age or older, of sound mind and under
no constraint or undue influence.
WITNESS:
,.~.,
- '~
TESTATOR:
WILLIAM S. DAVIS
WITNESS: WITNESS
,~-_, ,,
,~
r
:'v .. ,/
J /...-~'~ ~~
Subscribed, sworn to and acknowledged before me by illiam S. Davis, the testa-
,. ! (-
/~ f Notary Public
4,.~
(SEAL)
Lennie E. P,osv, EdOTARY PUBLIC
My Commission Expires January 19, 1985
ilarrisburg, PQ Dauphin County
r
tor, and subscribed and sworn to before me by ~~ -'~~"`~~~ ~~- ~-~~~-~>.r~~
.~
~~`~~~~-; ~~ r~~~~rrh-r_- , and ~,/ ,~~ ,sr1-n'~-~'-s:~,ty~``~ , the witnesses, this
r `~
/ -r day of ~/_~/~ !~'~~-~~~" z~ 198~Y .
U -
- 9 -
THIRD AMENDMENT TO
AGREEMENT OF TRUST
BY THIS THIRD AMENDMENT, executed on ~ ~ , 1997,
WILLIAM S. DAMS, as Settlor, and ALICE K. DAMS, as Trustee, hereby amend the
Agreement of Trust between them dated January 14, 1982, and DEAN WITTER TRUST
COMPANY (added herein as a Trustee) joins in this Amendment, as follows:
A corporate Trustee is added and the first sentence of said Agreement of Trust is
hereby amended to read in its entirety as follows:
BY THIS AGREEMENT, executed on January 14, 1982, WILLIAM S.
DAMS, of Cumberland County, Pennsylvania, as Settlor, hereby establishes a
trust for the proceeds of certain policies of insurance, and ALICE K. DAMS, his
wife, and. DEAN WITTER TRUST COMPANY, of Jersey City, New Jersey, as
Trustee, hereby agree to hold said proceeds, and such additional property as may
be placed in trust hereunder by Settlor or any other person (whether during
lifetime or by testamentary act), in trust subject to the terms and conditions set
forth below.
2. Subparagraph (a) of paragraph 3 of said Agreement is hereby amended to provide
that the reference therein to maximum marital deduction shall include an unlimited marital
deduction, provided, however, that the amount passing to Trust A shall not exceed in value the
minimum amount needed, if any, after taking into account all other items (whether or not passing
under said Agreement) that qualify for the marital deduction, to reduce to zero (after all
deductions and credits) the federal estate tax on Settlor's estate.
Subparagraph (b) of paragraph 3 of the Agreement of Trust is hereby amended to
read in its entirety as follows:
(b) If Settlor's wife does not survive him, then at Settlor's death all the
property passing hereunder shall be distributed free of trust per stirpes to Settlor's
issue, provided, however, that if any of said issue is a grandchild or more remote
descendant of Settlor who has not attained the age of thirty-five (35) years, his
share shall be held in a separate trust for him under the terms of paragraph 6
below. If Settlor is not survived by his wife and is not survived by any of his
issue, then at his death all property passing hereunder shall be distributed free of
trust, to the then-surviving widows (if any) of Settlor's sons Paul and James, or, if
neither survives Settlor, then, one half to Settlor's niece, Barbara J. Stettler
(daughter of Settlor's brother James W. Davis), or, if she does not survive Settlor,
per stirpes to her issue, and one half to Settlor's nephew, William Robert Davis
(son of Settlor's brother James W. Davis), or, if he does not survive Settlor, per
stirpes to his issue, provided, however, that if any taker under this sentence has
not attained the age of thirty-five (35) years, his share shall be held in a separate
trust for him under the terms of paragraph 6 below.
4. Paragraph 5 of said Agreement of Trust is hereby amended by adding a new
subparagraph (b 1) immediately following subparagraph (b) thereof, to read in its entirety as
follows:
-2-
(b 1) The Trustee shall pay from the income or principal or both of the
Residuary Trust (as the corporate Trustee shall decide) the amount of all mortgage
payments, real estate taxes, water and sewage bills,:and the cost of homeowners
insurance and of any necessary major repairs relating to the property held in the
Trust of Residence under Settlor's last will. Said payments shall be paid either to
the Trustee of the said Trust of Residence, or directly to the person ultimately
entitled thereto, and at such times, as the Trustee hereunder and the Trustee of
said Residuary Trust may from time to time reasonably agree.
The second sentence of paragraph 5(e) of .said Agreement is hereby amended to
read in its entirety as follows:
To the extent that Settlor's wife should fail to exercise her limited power of
appointment over the Residuary Trust subject to this paragraph 5, then upon the
death of Settlor's wife, the balance-held in the Residuary Trust shall be distributed
free of trust per stirpes to Settlor's issue, or, if none of Settlor's issue survives
Settlor's wife, said balance shall be distributed free of trust, to the so-surviving
widows (if any) of Settlor's sons, Paul and James, or, if neither survives Settlor's
wife, then, one half to Settlor's niece, Barbara J. Stettler, or, if she does not
survive Settlor's wife, per stirpes to her issue, and one half to Settlor's nephew,
William Robert Davis, or, if he does not survive Settlor's wife, per stirpes to his
issue, provided, however, that if any taker under this sentence (other than a child
-3-
of Settlor) has not attained the age of thirty-five (35) years, his share shall be held
in a separate trust for him under the terms of paragraph 6 below.
(. Subparagraph (c) of paragraph 6 of said Agreement is hereby amended to read in
its entirety as follows:
(c) i i *ri'vut;c,n of Separate Trust. When such beneficiary shall have
attained the age of twenty-five (25) years, the Trustee shall distribute to him at his
written request one-third (1/3) of the remaining principal balance then held in his
separate trust; when such beneficiary shall have attained the age of thirty (30}
years, the Trustee shall distribute to him at his written request one-half (1 /2) of the
remaining principal balance; and when such beneficiary shall have attained the
age of thirty-five (35) years, the Trustee shall distribute to him at his written
request the entire balance held in his separate trust. If such beneficiary should die
before making proper request for the entire balance in his separate trust, then the
entire balance in his separate trust shall at his death be distributed outright or in
trust, in such sums or proportions as such beneficiary may direct in his last will,
expressly referring to his separate trust hereunder, but only among the issue of
Settlor's parents, the issue of the parents of Settlor's wife, the spouses or former
spouses of the foregoing and persons gifts to whom are then allowable as
deductions under Section 2055 of the Internal Revenue Code (or any successor
rovision); and to the extent that such beneficiary shall fail to exercise effectively
P
-4-
his limited power of appointment hereunder, the aforementioned balance in his
separate trust shall then be distributed per stirpes to his issue, or, if no such issue
are then living, per stirpes to the issue of his parent who is a child or more remote
descendant of a parent of Settlor, or, if none are then living, per stirpes to the issue
of his grandparent who is a child or more remote descendant of a parent of Settlor,
or, if none are then living, per stirpes to the issue of the Settlor, with the share of
any such issue for whom property is then held in or payable to a separate trust
under this paragraph 6 being added to such separate trust, or, if no issue of Settlor
are then living, said balance shall. be distributed free of trust to the then-surviving
widows (if any) of Settlor's sons, .Paul and James, or, if neither survives the
beneficiary, then, one half to Settloi's niece, Barbara J. Stealer, or, if she does not
survive the beneficiary, per stirpes to her issue, and one half to Settlor's nephew,
William Robert Davis, or, if he does not survive the beneficiary, per stirpes to his
issue, provided, however, that if any of the said issue of Settlor's niece and
nephew has not attained the age of thirty-five (35) years, his share shall be held in
separate trust for him under the terms of this paragraph 6.
'7. New subparagraph (o) is hereby added to paragraph 8 of the Agreement of Trust
(immediately following subparagraph (n) thereof) to read in its entirety as follows:
-5-
(o) Notwithstanding anything herein to the contrary, with respect to
Dean Witter Trust Company as Trustee or co-Trustee hereunder (herein referred
to as "DWTCo"), DWTCo shall also have the following powers and duties:
(i) To invest and reinvest the Trust fund in its
discretion. It is acknowledged that DWTCo is an affiliate of Dean
Witter Reynolds Inc. and that when DWTCo exercises such
discretion, DWTCo is authorized to engage the services of Dean
Witter Reynolds Inc. or any of its affiliates and to compensate
them from the Trust fund. Such services include, but are not
limited to, management or advice with respect to investments in
mutual funds or other accounts offered or managed by affiliates,
acting as broker/dealer to execute transactions and purchasing any
securities currently underwritten and/or issued by affiliated
corporations.
(ii) To execute securities transactions without providing
written confirmation thereof to any beneficiary and to execute
securities transactions through any broker/dealer, including an
affiliate of DWTCo at normal rates of commissions.
(iii) To delegate discretionary powers to agents
(including those affiliated with DWTCo); to employ and terminate
-6-
the employment of legal counsel, accountants, brokers, investment
advisors, custodians, managers, and other agents and employees,
and to pay them reasonable compensation and their expenses out of
the Trust fund.
(iv) To retain investment advisors (including .those
affiliated-with DWTCo) and to pay the compensation and fees of
such investment advisors from the Trust fund, which compensation
or fees shall not be charged against the compensation of DWTCo,
and to delegate to investment advisors the authority to purchase
and sell particular investments.
(v) To divide or distribute principal in kind or in
money, or partly in each, or by way of undivided interests., pro rata
or non-pro rata, in such manner as DWTCo shall deem advisable.
(vi) To vote directly or by proxy at any election or
stockholders' meeting, any shares of stock held hereunder
including shares of any mutual fund for which DWTCo or its
affiliate, is advisor.
(vii) To hold any or all securities or property in
DWTCo's name, or as Trustee, or in the name of a nominee or
nominee of an affiliate, and in accounts or deposits administered in
-7-
any location by DWTCo or any affiliate of DWTCo. In the event
the same are held in its own name or in the name of a nominee or
nominees, suitable designation is to be made upon the books and
records of DWTCo that said securities or property are so held as
part of any trusts hereunder.
(viii) DWTCo shall be entitled to receive, out of the
income and principal of the Trust fund, compensation for its
services as Trustee hereunder, to be determined from time to time
by the application of the schedule of fees as published by DWTCo
and in effect at the time such fees are charged for trusts of a similar
size and character, and in the event that DWTCo shall be called
upon to render any extraordinary services, it shall be entitled to
additional compensation therefor. Receipt of a Trustee Fee
Schedule and receipt of a current prospectus or disclosure
document for one or more of the mutual funds or other investment
accounts sponsored by Dean Witter Reynolds Inc. and/or its
affiliates is acknowledged by the parties hereto. It is further
acknowledged that DWTCo and its affiliates are compensated by
such funds and/or accounts for services rendered as investment
advisor, administrator, transfer agent and underwriter and that such
-8-
compensation is described in further detail in such prospectus or
disclosure document and is in addition to compensation received
by DWTCo in its capacity as Trustee hereunder.
(ix) DWTCo may resign as Trustee by written
instrument delivered to any beneficiary of the Trust, and DWTCo
may be removed as Trustee of Trust A or of the Residuary Trust or
both by the~Settlor's written direction or that of the majority of
adult income beneficiaries of such trust. Any Successor Corporate
Trustee may be appointed by Settlor or by a majority of such adult
income beneficiaries. In case of any vacancy in the office of
Trustee because of the refusal, failure or inability of Settlor or any
beneficiary to appoint a Successor Trustee, such appointment shall
be made by any court having jurisdiction and any expenses of
petition therefor shall be paid as an expense of the Trust directly
from the Trust fund. The Successor Trustee may be any corporate
Trustee residing in any State. No Successor Trustee shall be liable
for the acts, omissions or defaults of prior Trustees and shall have
no responsibility to examine the actions or determine omissions to
act by an prior Trustee and each Successor Trustee shall have
responsibility only with respect to property delivered to it by the
-9-
predecessor Trustee. In the event DWTCo is unwilling or unable
to act with respect to any Trust property, Trustee shall have the
power to designate in writing an individual, bank trust department
or trust company to act as an alternate Trustee with respect to any
specified Trust property. The alternate Trustee shall administer
any such specified property and any income therefrom pursuant to
direction by the delegating Trustee. The alternate Trustee shall
have all of the trustee powers with respect to the specified property
provided for by this Agreement unless otherwise limited in writing
by the delegating Trustee. Any alternate Trustee may resign at any
time by delivery of an instrument in writing to the delegating
Trustee and the delegating Trustee may at any time remove the
alternate Trustee. DWTCo shall not be required to give any bond
or surety. To the greatest extent possible, Trustee shall not be
required to file accountings with any court.
g. In all other respects, the said Agreement of Trust, subject to any earlier
amendments, shall remain unchanged.
-10-
IN WITNESS WHEREOF, the parties hereto have executed this Third Amendment on
the date first set forth above.
WITNESS:
~'%
SETTLOR:
_Uj ~,C~~ \~ / . ~~ ` i (SEAL)
~ William S. Davis ~ T-
~ ~
TRUSTEE:
~, C' ~ ~ ~ / /c~ ,/ 1 ~ (SEAL)
Alice K. Davis
DEAN WITTER TRUST COMPANY
B
r~-~P
-11-
(CORPORATE SEAL)
STATE OF PENNSYLVANIA
COUNTI' OF DAUPHIN
SS:
On this, the ~5~-t< day of , 1997, before me, a Notary Public,
the undersigned officer, personally appeared William S. Davis, known to me (or satisfactorily
proven) to be the person whose name is subscribed to the within instrument, and acknowledged
to me that he executed the same for the purposes therein contained.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
Notary Public
(SEAL)
Notarial Seal
Jennie E. Row. Notary i~ueuc
Lower Paxton Twp., Daupt~n
My Commission Expires Jan. 19, ~
Alelr~ber, PennsYh'a-Ma Aaoditlon d Noylbs
-12-
P. O. ^OX L166
HARRISBURG, PA 17108
SECOND AMENDMENT TO
AGREEMENT OF TRUST
BY THIS SECOND AMENDMENT, executed on .,~ ~ , 1992, WILLIAl1I S.
DAVIS, as Settlor, and ALICE R. DAVIS and THE COMMONWEALTH NATIONAL BANK, now
MELLON BANK, as Trustee, hereby amend the Agreement of Trust between them
dated January 14, 1982, as follows:
1. The said Agreement of Trust is hereby amended to delete Mellon
Bank, formerly The Comn-onwealth National Bank, as a Trustee.
2. In all other respects, the said Agreement of Trust, subject to any
earlier amendments, shall remain unchanged.
IN WITNESS WHEREOF, the parties hereto have executed this Second
Amendment on the date first set forth above.
WITNESS: SETTLOR:
/~
JX_,~~~-;,~,~:_>'sa- ( SEAL )
WILLZAM S. DAVIS
~h~ w
TRUSTEE:
{
~ /1 ~ ~ (SEAL)
ALICE K. DAVIS
ATTEST: MELLON BANK, formerly THE COMMONWEALTH
NATIONAL BANK
~~~
By
STATE OF PENNSYLVANIA
SS:
COUNTY OF DAUPHIN
On this, the ~(p~~' day of ~~~ , 1992, before me, a Notary
Public, the undersigned officer, personally appeared William S. Davis, known
to me (or satisfactorily proven) to be the person whose name is subscribed to
the within instrument, and acknowledged to me that he executed the same for
the purposes therein contained.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
Notary Public
(SEAL)
NUTARIAL SEAL
JEMVIE E. i~3W, ~~ pubic
Harrisburg, Oau~in County
AAy Commissicx~ E~iras Jan. 19, 1993
_. ~.
.:<.
AGREEMENT OF TRUST
BY THIS AGREEMENT, executed on ~~'t~+~-G~ ~ , 19~~3~, WILLIAM S.
DAVIS, of Cumberland County, Pennsylvania, as Settlor, hereby establishes a
trust for the proceeds of certain policies of insur ante, and ALICE K.
DAVIS, his wife, and THE COMMONWEALTH NATIONAL BANK, of Harrisburg,
Pennsylvania, as Trustee, hereby agree to hold said proceeds, and such
additional property as may be placed in trust hereunder by Settlor or any
other person (whether during lifetime or by testamentary act), in trust
subject to the terms and conditions set forth below. If Alice K. Davis
should be unable to serve or to complete the administration of any trust
hereunder, then Settlor's sons, Paul K. Davis and James W. Davis,. shall
serve in her place. Unless the context clearly indicates otherwise, any
reference herein to "Trustee" means the Trustee or Trustees. then in office.
The Trustee shall serve as guardian of the property of any minor benefi-
ciary,hereunder. The compensation of any corporate Trustee shall be in
accordance with its fee schedule in effect upon Settlor's death, and no
such compensation shall accrue during Settlor`s lifetime.
1. Trust Res. The Settlor has applied for and has had issued to
himself the policies of insurance on his life listed in Appendix A hereto.
The Trustee under this Agreement of Trust ha.s been designated as the pri-
,
mary or contingent bepeficiary of the policies. The proceeds of said poli-
ties shall form the initial principal of the trust established herein.
2. During Settlor's Lifetime. During the lifetime of the Settlor,
the relationship between him and the Trustee shall be as follows:
(a) The trust may be revoked by the Settlor by written
notice to the Trustee, and in case of such revocation, all
property then held in trust shall be given over to him. The
trust may be altered or amended by agreement between the Settlor
and the Trustee.
(b) All incidents of ownership in the aforementioned
policies, including but not limited to the right to change
beneficiaries, shall at all times be held by the Settlor.
(c) The Settlor shall at all times have the right to
possession and use of said policies without limitation of any
type, including the right to sell, pledge, assign, receive the
cash surrender value of, or otherwise dispose of, them without
any liability to account for the proceeds of any such disposi-
tion. '
(d) All premiums on the policies shall be paid by the
Settlor, and the Trustee shall not in any way. be liable for the
failure to make such payments or for any loss in value of the
policies which may result from such failure. The Settlor does
not by this agreement in any way obligate himself to make any
premium payment, and no such payment may be enforced by the
Trustee or any beneficiary hereunder. Any dividends or other
- 2 -
receipts on account of said policies shall be the property of the
Settlor.
3. Allocation of Assets. The primary purpose for the establishment
of this trust is to provide for Settlor's wife, Alice K. Davis, in the
event of his decease. The Settlor anticipates that a major portion of his
estate may be .administered her-eunder as a result of bequests to the Trustee
contained in his will...
(a) If Bettlor's wife survives him, then at the death of
the Settlor, the Trustee shall establish Trust A hereunder,
governed by paragraph 4 below, by .transferring thereto; from the
total property held hereunder, including property received from
the estate of the Settlor, a sum equal to the maximum marital
deduction finally allowable in determining the federal estate tax
on the estate of the Settlor, after taking into account all other
items of his gross. estate, whether passing under his will, this
instrument, or otherwise, that qualify for said deduction, pro-
vided, however, that said sum shall not exceed th.e minimum amount
needed, after taking into account said other. items, to reduce to
zero the federal estate tax (after all credits and other
deductions) on Settlor's estate and any federal generation-
skipping tax (after all credits and other deductions) on any
transfer with respect to which Settlor is the deemed transferor.
In valuing the assets transferred to Trust A, the value of assets
on the .date of distribution shall control, and only assets that
- 3 -
qualify for the marital deduction shall be transferred to Trust
A. The remainder of the property passing hereunder shall be held
in the Residuary Trust under the terms of paragraph 5 below.
(b) If Settlor's wife does not survive him, then at
Settlor's death all the property passing hereunder shall be
distributed free of trust per stirpes to Settlor's issue, pro-
vided, however, that if any of said issue is a grandchild or
more remote descendant of Settlor who has not attained the age of
thirty-five (35) years, his share shall be held in a separate
trust for him under the terms of paragraph 6 below. If Settlor
is not survived by his wife and is not survived by any of his
issue, then at his death all property passing hereunder shall be
distributed free of trust, one half to Settlor's niece, Barbara
J. Davis (daughter of Settlor's brother James W. Davis), or, if
she does not survive Settlor, per stirpes to her issue, and one
half to Settlor's nephew, William Robert Davis (son of Settlor's
brother James W. Davis), or, if he does not survive Settlor, per
stirpes to his issue, provided, however, that if any taker under
this sentence has not attained the age of thirty-five (35) years,
his share shall be held in a separate trust for him under the
terms of paragraph 6 below.
4. Trust A. The income and principal of Trust A (if established
hereunder) shall be distributed as follows: .
- 4 -
(a) Income. The Trustee shall pay the net income from
Trust A to or for the benefit of Settlor's wife, Alice K. Davis,
for her lifetime, in such installments, but not less frequently
than quarterly, as the Trustee may determine.
(b) Principal. The Trustee shall pay from time to time
from the principal of Trust A to or for the benefit of Settlor's
wife
(i) such sums as shall in the Trustee's discre-
tion seem proper for her support, maintenance, and
health care or necessary to permit her to maintain a
standard of living approximately equal to that main-
tained by her during Settlor's lifetime, taking into
account such other sources of income, support and
estate that may be available to her, and
(ii) such sums, including any or all the prin-
cipal, that Settlor's wife may request in writing.
(c) After Wife's Lifetime. Upon the death of Settlor's
wife, Alice K. Davis, all the property then held in Trust A shall
be distributed as she may by her will appoint, making specific
reference to this Trust A under this Agreement of Trust. Except
as expressly stated in the preceding sentence, there shall be no
r estriction, qualification or conditions on or to the power to
make such appointment and the permissible beneficiaries. The
power of appointment shall be exercisable by Settlor's wife
- 5 -
alone and in all events, and there shall be no power in any
person other than said wife to appoint to any other person any
part of the property passing under Trust A. To the extent that
said wife should fail to exercise effectively her power of
appointment over any part of the property in Trust A, the Trustee
shall (except to the extent that Settlor's wife expressly directs
to the contrary in her last will or in a writing delivered to the
Trustee during her lifetime) pay from the unappointed portion of
the principal of Trust A:
(i) the amount of any additional estate, inheri-
tance or other death taxes imposed on account of the
death of Settlor's wife by reason of her power of
appointment over and other rights in any and all the
property held in Trust A, and
(ii) any expenses incurred in the administration
of her estate attributed to the determination of such
taxes (and the Trustee may accept the written statement
of her personal representatives as to the amount of
taxes and expenses payable hereunder),
and the remaining balance of the principal held in Trust A at her
death shall be added to, considered part of, and administered and
distributed in the same manner as the property held in the
Residuary Trust hereunder.
- 6 -
5. Residuary Trust. The income and principal of the Residuary Trust
(if any) established hereunder shall be distributed as follows:
(a) Income. The income beneficiaries of the Residuary
Trust shall be, while living, Settlor's wife and issue. The
Trustee shall pay the net income of the Residuary Trust at least
annually to or for the benefit of the income beneficiaries
thereof in such proportions or amounts as the corporate Trustee
may determine in its discretion to be proper, taking into account
their financial needs for support, maintenance, health care, and
education, the amounts needed to maintain for Settlor's wife the
.standard of living maintained by her during Settlor's lifetime,
their other sources of income, support, and estate, and their
income and estate tax brackets. Without intending to create any
legal rights., Settlor states that he would approve distribution
of income to beneficiaries in lower income tax brackets, or to
beneficiaries to whom principal distributions might incur genera-
tion skipping tax, even if that would require invasion of prin-
cipal for other beneficiaries. No income beneficiary of the
Residuary Trust shall participate as a co-Trustee in any decision
under this subparagraph (a). No payment shall be made under this
subparagaph (a) which would discharge to any extent the legal
obligation of any person for the support of-the recipient of such
payment .
- 7 -
(b) Principal for Settlor's Wife. The Trustee shall pay
such sums from the principal of the Residuary Trust to or for the
benefit of Settlor's wife as in the discretion of the corporate
Trustee seems proper to provide for her support, maintenance, and
health care, and to maintain for her the standard of living main-
tained by her during Settlor's lifetime, taking into account her
other sources of income, support, and estate, the needs and
resources of the other beneficiaries of the Residuary Trust, and
the income and estate tax brackets of all the foregoing. Neither
Settlor's wife nor any other beneficiary of the Residuary Trust
shall as a co-Trustee participate in any decision under this sub-
paragraph (b).
(c) Principal for Others. The Trustee shall pay such sums
from the principal of the Residuary Trust, to or for the benefit
of any or all of the issue of Settlor, as in the discretion of
the corporate Trustee seems proper for their support, main-
tenance, health care, and education, taking .into account the
reasonably anticipated future needs of all beneficiaries of the
Residuary Trust, the other sources of income, support, and estate
that may be available to them, their income and estate tax
brackets, and the possible application of any generation skipping
tax. No beneficiary of the Residuary Trust shall participate as
a co-Trustee in any decision under this subparagraph (c). No
payment shall be made under this subparagraph (c) which would
- 8 -
discharge to any extent the legal obligation of any person for
the support of the recipient of such payment.
(d) Additional Principal Rights for Settlor's Wife. In
addition to the foregoing, during any calendar year Settlor's
wife shall have the unqualified right in her sole discretion to
demand in one or more writings delivered by her to the Trustee
that she be paid from the principal of the Residuary Trust an
amount not in excess of the greater of Five Thousand Dollars
($5,000.00) or five percent (5%) of the aggregate market value of
the assets held in the Residuary Trust as of December 31 of the
calendar year during which such demand is made. The right per-
witted Settlor's wife under this subparagraph (d) may be exer-
cised by her only as herein provided on or before December 31 of
the calendar year to which applicable, and any amount as to which
such right is not exercised for any calendar year shall lapse and
shall not accumulate or carry over to any future calendar year.
(e) Limited Power of Appointment by Settlor's Wife;
Distribution. Upon the death of Settlor's wife, the Trustee
shall pay all or part of the balance held in the Residuary Trust,
outright or in trust, in such amounts or proportions to or for
the benefit of any or all of the Settlor's issue and their
spouses or former spouses and persons gifts to whom are then
allowable as deductions under Section 2055 of the Internal .
Revenue Code (or any successor provision) and, if none of
- 9 -
Settlor's issue are then li~aing, any or all of the issue of
Settlor's parents and the spouses or former spouses of said issue,
as Settlor's wife may direct in her will making specific
reference to the Residuary Trust hereunder. To the extent that
Settlor's wife should fail to exercise effectively her limited
power of appointment over the Residuary Trust subject to this
paragraph 5, then upon the death of Settlor's wife, the balance
held in the Residuary Trust shall be distributed free of trust
per stirpes to Settlor's issue, or, if none of Settlor's issue
survives Settlor's wife, said balance shall be distributed free
of trust, one half to Settlor's niece, Barbara J. Davis, or, if
she does not survive Settlor's wife, per stirpes to her issue,
and one half to Settlor's nephew, William Robert Davis, or, if he
does not survive Settlor's wife, per stirpes to his issue, pro-
vided, however, that if any taker under this sentence (other than
a child of Settlor) has not attained the age of thirty-five (35)
years, his share shall be held in a separate trust for him under
the terms of paragraph 6 below.
6. Separate Trusts. The income and principal of a separate trust in
which a share is held for a beneficiary shall be distributed as follows:
(a) Income. The income shall be distributed at least
annually to or for the benefit of any or all of the beneficiary
and his issue in such proportions or amounts as the Trustee may
determine in its discretion to be proper, taking into account
- 10 -
their financial needs for support, maintenance, health care, and
education, their other sources of income, support, and estate,
and their income and estate tax brackets. Without intending to
create any legal-rights, Settlor states that he would approve
distributions of income to those in lower income tax brackets,
even if that would require invasion of principal for others. No
payment shall be made under this subparagraph {a) which would
discharge to any extent the legal obligation of any person for
the support of the recipients of such payment.
(b) Principal. The Trustee shall pay from the principal
such sums to or for any or all of the beneficiary and his issue
as in the Trustee's discretion seems proper for their support,
maintenance, health care, and education, and such sums to or. for
the benefit of the beneficiary as in the Trustee's discretion
seems proper to help establish him in a business or profession or
to acquire or furnish a home for him, taking into account the
other sources of income, support and estate that are available to
the distributee, the reasonably anticipated needs and resources
of the beneficiary and his issue,. their income and estate tax
brackets, the desirability of the transaction (if any), and the
possible application of any generation skipping tax. No payment
shall be made under this subparagraph (b) which would discharge to
any extent the legal obligation of any person for the support of
the distributee.
- 11 -
(c) Distribution of Separate Trust. When such beneficiary
shall have attained the age of twenty-five (25) years, the
Trustee shall distribute to him at his written request one-third
(1/3) of the remaining principal balance then held in his
separate trust; when such beneficiary shall have attained the age
of thirty (30) years, the Trustee shall distribute to him at his
written request one-half (1/2) of the remaining principal
balance; and when such beneficiary shall have attained the age of
thirty-five (35) years, the Trustee shall distribute to him at
his written request the entire balance held in his separate
trust. If such beneficiary should die before making proper
request for the entire balance in his separate trust, then the
entire balance in his separate trust shall at his death be -'
distributed outright or in trust, in such sums or proportions as
such beneficiary may direct in his last will, expressly referring
to his separate trust hereunder, but only among the issue of '
Settlor's parents, the issue of the parents of Settlor's wife,
the spouses or former spouses of the foregoing and persons gifts
to whom are then allowable as deductions under Section 2055 of
the Internal. Revenue Code (or any successor provision); and to
the extent that such beneficiary shall fail to exercise effec-
tively his limited power of appointment hereunder, the aforemen-
tinned balance in his separate trust shall then be distributed
per stirpes to his issue, or, if no such issue are then living,
- 12 -
per stirpes to the issue of his parent who is a child or more
remote descendant of Settlor, or, if none are then living, per
stirpes to the issue of his grandparent who is a child or more
remote descendant of Settlor, or, if none are then living, per
stirpes to the issue of the Settlor, with the share of any such
issue for whom property is then held in or payable to a separate
trust under this paragraph 6 being added to such separate trust,
or, if no issue .of Settlor are then living, said balance shall be
distributed free of trust, one half to Settlor's niece, Barbara
J. Davis, or, if she does not survive the beneficiary, per stir-
pes to her issue, and one half to Settlor's nephew, William
Robert Davis, or, if he does not survive the beneficiary, per
s tirpes to his issue, provided, however, that if any of the said
issue of Settlor's niece and nephew has not attained the age of
thirty-five (35) years, his share shall be held in separate trust
for him under the terms of this paragraph 6.
7. Survival Clauses. If Settlor and his wife should die under such
circumstances that it cannot be determined which of them survived,
Settlor's wife shall be deemed to have survived him for all purposes
hereunder. If any other beneficiary hereunder should die within sixty (60)
days after Settlor, or within sixty (60) days after any other person the
survival of-whom determines his rights hereunder, then such beneficiary
shall be deemed to have predeceased Settlor or such other person ,for all
purposes hereunder.
- 13 -
8. Powers. In addition to such other powers and duties as may be
granted elsewhere herein or which may be granted by law, the fiduciaries
hereunder shall have the following powers and duties, without the necessity
of notice to or consent by any Court:
(a) To retain all or any part of the property of Settlor,
real or personal, in the form in which it may be held at the time
of its receipt, including any closely held business in which the
Settlor has an interest and any stock of any corporate fiduciary
hereunder, as long as in the exercise of their discretion it may
be advisable so to do, notwithstanding that said property may not
be of a character authorized by law.
(b) To invest and reinvest any funds held hereunder in any
property, real or personal, including, but not by way of limita-
tion, bonds, preferred stocks, common stocks, and other securi-
ties of domestic o.r foreign corporations or investment trusts,
mortgages or mortgage participations, and common trust funds,
even though such property would not be considered appropriate or
legal for a fiduciary apart from this provision.
(c) To sell, convey, exchange, partition, give options to
buy or lease upon, or otherwise dispose of any property, real or
personal, at any time held by them, with or without order of
court at their option, at public or private sale or otherwise,
for cash or other consideration or for such credit terms as they
- 14 -
think proper, and upon such terms and for such prices as they may
determine, and to convey such property free of all trusts.
(d) To borrow money from any person, including any fidu-
ciary hereunder, for any purpose in connection with the admin-
istration hereof, to execute promissory notes or other obliga-
tions for amounts so borrowed, and to secure the payments of such
amounts by mortgages or pledges of any property, real or per-
sonal, which may be held hereunder.
(e) To make loans, secured or unsecured, in such amounts,
upon such terms, at such rates of interest, and to such persons,
firms or corporations as they may deem advisable.
(f) To renew or extend the time for payment of any obliga-
tion, secured or unsecured, payable to or by them, for as long a
period of time and on such terms, as they may determine, and to
adjust, settle and arbitr-ate claims or demands in favor of or
against them.
(g) In dividing or distributing any property, real or per-
sonal, included herein, to divide or distribute in cash, in kind,
or partly in cash and .partly in kind.
(h) To hold, manage, and develop any real estate which may
be held by them at any time, to mortgage any such property in
s uch amount s and on such terms as they may deem advisable , to
lease any such property for such term or terms, and upon such
conditions and rentals as they may deem advisable, whether or not
- 15 -
the term of any such lease shall exceed the period permitted by
law or the probable period of retention under this instrument; to
make repairs, replacements and improvements, structural and
otherwise, in connection with any such property, to abandon any
such property which they may deem to be worthless or not of suf-
ficient value to warrant keeping or protecting, and to permit any
such property to be lost by tax sale or any other proceedings.
(i) To employ such brokers, banks, custodians, investment
counsel, attorneys, and other agents, and to delegate to them
such duties, rights and powers as they may determine, and for
such periods as they think fit.
Cj) To register any securities at any time in their names
as fiduciary, or in the names of nominees, with or without indi-
eating the trust character of the securities so registered.
(k) With respect to any securities held hereunder, to vote
upon any proposition or election at any meeting of the person or
entity issuing such securities, and to grant proxies, discre-
tionary or otherwise, to vote at any such meeting; to join or
become a party to any reorganization, readjustment, merger,
voting trust, consolidation or exchange, and to deposit any such
securities with any committee, depository, trustee or otherwise,
and to pay out of the trust created herein, any fees, expenses,
and assessments incurred in connection therewith; to exercise
conversion, subscription or other rights, and to receive or hold
- 16 -
any new securities issued as a result of any such reorganization,
readjustment, merger, voting trust, consolidation, exchange or
exercise of conversion, subscription or other rights and
generally to take all action with respect to any such securities
as could be taken by the absolute owner thereof.
(1) To engage in sales, leases, loans, and other transac-
tions with the estate of Settlor, the estate of his wife, or any
trust established by either of them, even if they are also fidu-
ciaries or beneficiaries thereof.
(m) To make all necessary proofs of death under the
insurance policies of which they are the beneficiary, to execute
any receipts for the proceeds and to institute any action to
collect said proceeds and to make adjustments of any claim
thereunder, provided, however, that the Trustee need not insti-
tute any action unless it shall have been indemnified against all
expenses and liabilities to which it may become subject as a
result thereof. If, however, the Trustee desires to institute
such action without indemnification, it is hereby authorized to
be reimbursed for all expenses and liabilities incurred as a
result thereof from any amounts which may be held in trust
hereunder then or thereafter.
(n) To operate, own, or develop any business or property
held hereunder in any form, including without limitation sole
proprietorship, limited or general partnership, corporation,
- 17 -
association, tenancy in common, condominium, or any other
whether or not they have restricted or no management rights, as
they in their discretion think best.
9. Disagreement on Investments. In the event that there should be
disagreement among the fiduciaries hereunder as to the retention, disposi-
tion, acquisition, or modification of the terms of any investment, the
decision of Settlor's wife as fiduciary shall prevail over that of the cor-
porate fiduciary, but this paragraph shall not be applied to permit any
self-dealing with Settlor's wife.
10. Spendthrift Clause. No interest (whether in income or principal,
whether or not a remainder interest, and whether vested or contingent) of
any beneficiary hereunder shall be subject to anticipation, pledge, assign-
ment, sale or transfer in any manner, nor shall any beneficiary have power
in any manner to charge or encumber his said interest, nor shall the said
interest of any beneficiary be liable or subject in any manner while in the
possession of the Trustee for any liability of such beneficiary, whether
such liability arises from his debts, contracts, torts, or other engage-
ments of any type.
11.. Facility of Payments for Minors or Incompetents. Any amounts
which are payable hereunder to a minor or incompetent may, at the discre-
tion of the fiduciaries, be paid to the parent or guardian of such minor or
incompetent, to the person with whom such minor or incompetent resides, or
directly to such minor or incompetent, or may be applied for the_use or
benefit of such minor or incompetent.
- 18 -
12. Taxes. Estate, inheritance and succession taxes that may have
been assessed in consequence of Settlor's death, of whatever nature and by
whatever jurisdiction imposed, whether or not on account of property
passing hereunder, other than generation skipping taxes, may on request of
Settlor's personal representatives and consent of the Trustee be paid out
of the principal of the Residuary Trust hereunder, or out of the property
passing-under paragraph 3(b) above, as if said taxes were expenses of admi-
nistration thereof, and all property passing outright hereunder to Trust A
hereunder shall be free and clear thereof, provided, however, that no such
taxes shall be paid out of assets, such as payments received from a
qualified pension or profit sharing plan, that are not includible in the
federal gross estate of Settlor.
13. Law Governing. This Trust shall be administered and interpreted
in accordance with the laws of the Commonwealth of Pennsylvania.
IN WITNESS WHEREOF, the Settlor and the Trustees have hereunto set
their hands and seals~on the date first mentioned above.
WITNESS: SETTLOR:
' 1 ~ ~~~ ~~~/`~~c,c ~` `~.E (SEAL )
~/ William S. Davis
TRUSTEES:
ATTEST: THE COMMONWEALTH NATIONAL BANK
'WITNESS : ~" y~ L `~'~ ~ ~
,---
• ~ Alice K. Davis
- 19 -
COriMONWEALTH OF PENNSYLVANIA
SS.
COUNTY OF DAUPHIN _
On this, the / ;~ day o~ .-~c='~tu~'~, , 19~.~ before me, a Notary
~~ ~
1_~
Public, the undersigned officer, personally appeared William S. Davis,
known to me (or satisfactorily proven) to be the individual who executed
the foregoing instrument, and duly acknowledged to me that he executed the
same for the purpose therein.
IN WITNESS WHEREOF, I have hereunto set my hand and official seal.
~ ~ ~--~.
~~
~' Notary Public
~`~ ' (SEAL )
Denoie E. F:ow, NpIQRY PU~SLIC
NtV (pntmissic~ EX~%!ES January S9, t9$5
~aughin CountN
41att'islw-C. PA
APPENDIX A
Company
National Service Life Insurance
Equitable Life Assurance Society
of the United States
Connecticut Mutual Life Insurance Co.
Connecticut Mutual Life Insurance Co.
Policy No.
V-308-02-92
AHO 15,427,004
1,698,278
1,844,965
TaxDB Result Details
Page 1 of 1
Detailed Results for Parcel 10-21-0275-363.-U000300 in the 2004 Tax Assessment
Database
DistrictNo 10
Parcel ID 10-21-0275-363.-U000300
MapSuffix
HouseNo 3620
Direction
Street LOGAN STREET EXT #3-C
Ownerl DAVIS, WILLIAM S
C/O
PropType R
PropDesc
LivArea 2387
CurLandVal 0
CurImpVal
CurTotVal
CurPretVal 208280
Acreage .00
CIGrnStat
TaxEx 1
SaleAmt 0
SaleMo O l
SaleDa 31
SaleCe 19
SaleYr 97
DeedBlcPage 00152-00867
YearBlt 1986
HF File Date 12/16/2004
HF_Approval_Status L
r
~~, ~ L.1 / ~~ ~
~2 ~ 32 ~~
i
httn•~~tav~~n~nonn*~~ntoi~oonr~7ia-1(l')1 (17'1G 2L2 TT!'Ylll~/1/1D-,7L...,1.,.,~-i ~niiinn~n
JUNE 2010
PENNSYLVANIA DEPARTMENT OF REVENUE
REALTY TRANSFER TAX
COMMON LEVEL RATIO (CLR)
REAL ESTATE VALUATION FACTORS
FOR
CUMBERLAND COUNTY
The following real estate valuation factors are based on sales data compiled by the State Tax
Equalization Board. These factors are the mathematical reciprocals of the actual common level
ratios. For Pennsylvania Realty Transfer Tax purposes, these factors are applicable for
documents accepted for the periods indicated below. The date of acceptance of a document is
rebuttably presumed to be its date of execution, that is, the date specified in the body of the
document as the date of the instrument. 61 Pa. Code § 91.102
ACCEPTANCE
DATE CLR
FACTOR ACCEPTANCE
DATE CLR
FACTOR
FROM TO FROM TO
7-2-1986 6-30-1987 9.52 7-1-2006 6-30-2007 1.14
7-1-1987 6-30-1988 10.00 7-1-2007 6-30-2008 1
7-1-1988 6-30-1989 10.53
7-1-1989 6-30-1990 11.11 7-1-2009 6-30-2010 1.26
7-1-1990 6-30-1991 12.05 7-1-2010 6-30-2011 1.25
7-1-1991 6-30-1992 12.35
7-1-1992 6-30-1993 12.50
7-1-1993 6-3 0-1994 12.82
7-1-1994 6-30-1995 13.33
7-1-1995 6-30-1996 13.70
7-1-1996 6-30-1997 14.29
7-1-1997 6-30-1998 14.29
7-1-1998 6-30-1999 14.71
7-1-1999 6-30-2000 15.15
7-1-2000 12-31-2000 15.63
1 1-1-2001 6-30-2001 1.00
1 7-1-2001 6-30-2002 1.00
7-1-2002 6-30-2003 1.01
7-1-2003 6-30-2004 1.05
7-1-2004 12-31-2004 1.11
2 1-1-2005 6-30-2005 1.00
2 7-1-2005 6-30-2006 1.00
r
(1) Adjusted by the Department of Revenue to reflect an assessment base change effective January 1, 2001.
(2) Adjusted by the Department of Revenue to reflect an assessment base change effective January 1, 2005.
~3~ ~
THIS IS A CONVEYANCE SOLELY BETWEEN SPOUSES, AND IT IS
EXEMPT FROM REALTY TRANSFER TAXES
THIS DEED
MADE the ~_ day of ~~^~r , 1997, between:
WILLIAM S. DAVIS and ALICE K. DAVIS, husband and wife, of the Township of Hampden,
County of Cumberland and Commonwealth of Pennsylvania, GRANTORS and Parties of the
First Part,
AND
-
~ -
~ {, ~ -~'.
WILLIAM S. DAVIS
of the Township of Hampden
County of Cumberland and ~.. R' '' ~'
,
,
r .: - 'J ~J
Commonwealth of Pennsylvania, GRANTEE and Party of the Second Part: ~.~ --r
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WITNESSETH, that as a gift the said Grantors do hereby grant and convey to the said Gr~ee,,'~ ~ ~''
~,L,L THAT certain unit in the property known, named and identified in the Declaration Plan
referred to below as Logan Lane Court Condominium C, situate in Hampden Township,
Cumberland County, Pennsylvania, which has been submitted to the provisions of the Uniform
Condominium Act of Pennsylvania, Act of 1980, July 2, P.L. 286, No. 82, as amended and
supplemented, 68 Pa. C.S.A. 3101, et. seq., by recording in the Office of the Recorder of Deeds
of Cumberland County, Pennsylvania, Declaration dated February 22, 1985 and recorded in
Cumberland County Miscellaneous Book. 315, Page 406, Plat and Plan dated Apri125, 1985, and
recorded in Cumberland County Plan Book 49, Page 121, and By-Laws recorded in Cumberland
County Miscellaneous Book 315, Page 406, described as follows:
ALL THAT CERTAIN piece or parcel of land situate in the Township of
Hampden, County of Cumberland and Commonwealth of Pennsylvania, more
particularly bounded and described as follows, to wit:
BEGINNING at a point in the southern line of lands of Logan Lane Court,
A Condominium, at its intersection with other lands now or formerly of Eldon L.
and Lorena G. Gaughen; thence North 84 degrees 03 minutes East along said line
of Logan Lane Court 225 feet to a point in the western line of Lot No. 170 of
Hollywood Development; thence South OS degrees 57 minutes East along said
line of Lot No. 170 and beyond, 402 feet to a point; thence North 53 degrees 27
minutes West a distance of 305.18 feet to a point in the eastern line of other lands
now or fo.-:neriy of Eldon L. and Lore~~a G. Gaughen; ~'~erce Norte: OS degrees 57
minutes West a distance of 196.08 feet to a point in the southern line of lands of
Logan Land Court, A Condominium, the- place of BEGINNING.
CONTAINING 1.55 acres, neat measure.
HAVING thereon erected atwo-story apartment building and covered
parking structures, all of which is known as Logan Lane Court Condominium C.
BEING and designated oh the Declaration Plan as Unit 3-C, including
assigned covered parking and including the Limited Common Elements as
defined in Section 1.3.2(h) of the Declaration, together with an undivided interest
appurtenant to the unit in all Common Elements (as defined in the Declaration) of
14.286%. The unit is municipally numbered Apartment No. 3-C, 3620 Logan
Street Ext., Camp Hill, Pennsylvania, 17011. '
BEING the same premises which Eldon L. Gaughen and Lorena G.
Gaughen, his wife, by deed dated May 19, 1986, and recorded in Cumberland
County Deed Book W-31, Page 919, granted and conveyed to William S. Davis
and Alice K. Davis. Grantors herein.
UNDER AND SUBJECT to certain restrictions, rights-of way, easements and agreements
of record.
TOGETHER with the benefits of and under and 'subject to the terms, covenants and
conditions contained in the Declaration, Declaration Plan and By-Laws aforesaid.
-2-
r•;
:,WOK ~.+~~: 'rGE ~
TOGETHER with the right of ingress to and egress from said property and the right to
use, for all proper purposes, in common with all other occupants from time to time any and all
portions of the project designated as Common Elements by the Declaration or by statute.
TOGETHER with a right of ingress, egress and regress over and through the cartway and
driveway from 36t'' Street and Logan Street Ext. in front of Logan Court Condominiums A and B
at 3600 and 3610 Logan Street Ext., in common with the owners and occupiers of such other
condominiums, their invitees, guests and licensees.
AND the said Grantors hereby covenant and agree that they will warrant specially the
property hereby conveyed, under and subject as aforesaid.
THE GRANTEE, for and on behalf of the Grantee and the Grantee's heirs, personal
representatives, successors and assigns by the acceptance of this Deed covenants and agrees to
pay such charges for the maintenance of, repairs to, replacement of and expenses in connection
with the Common Elements as may be assessed from time to time by the Board of the Unit
Owners' Association in accordance with the Uniform Condominium Act of Pennsylvania, and '~
further covenants and agrees that the Unit conveyed by this Deed shall be subject to a charge for
all amounts so assessed .and that, except insofar as said. Uniform Condominium Act may. relieve a
subsequent Unit Owner of liability for prior unpaid assessments, this covenant shall run with and
bind the land or Unit hereby conveyed and all subsequent owners thereof.
IN WITNESS WHEREOF, said parties of the first part have hereunto set their hands and
seals the day and year first above written.
-3-
WITNESSES:
,,
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~~ ...~,:..~SEAL)
William S. Davis ~
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{~C_c__~_,~__. ,~~ L_~rz-~~~=~ (SEAL)
hiicC ice. Davis
I hereby certify that the precise address of the Grantee is Apartment No. 3-C, 3620 Logan
Street Extended, Camp Hill, Pennsylvania, 17011
-4-
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Forney for Grantee
~~IU~i ~~~ t?i~C Cs !'J
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF DAUPHIN
ss:
On this, the l f -f ti of ~ .,~~_, 1997, before me, a notary
public, the undersigned officer, personally appeared William S. Davis and Alice K. Davis, his
wife, known to me (or satisfactorily proven) to be the persons whose names are subscribed to the
within instrument, and acknowledged that they executed the same for the purposes therein
contained.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
mow.
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ww ~».t~` ~~-r.~`~.~ry~~'~ N Public
'd ~ - ,~.~i~` Notarial Seal
'~.
~ ~* a„ ~ ; Jennie E. Row, Notary Public
. ~~ ~+ Lower Paxton Twp., Dauphin County
'•,~ ~~, ~'l ~r ,':~ti'`!""..., . t My Commission Expires Jan., 19, 2001
~~ .~,~~*~ i'dlember, Pennsylvania Association of Notaries
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09-0Z-' 1® 07; 5$ FBOf'1= ...._ t-~acm,-ranGLr-ew~~ ~<-~~,z,....--
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t*
September 2, 2010 ` _
Coyne & Coyne, P.C.
Attorneys At Law
3901 Market Street
Camp P13Il, PA 17011-4227
_,
RE: F.otate of William S.-Davis
Date of Death; Aagust 7, 2008
" . Social Security Aj~.imbet: 27426-9968
Ucaz' NLs. High: .
Yn response to your i~test, please be advised that at the tYme of death. the above-
named decedent had on deposit with this bank the following accounts. " -
1. Accpurtt~pe ........................... CheekuigAecourit
Account Nwnber ....................... 27611868
Otvnersltip (1V'canes o, f~ .............. VV"illiam S. Davis ;" "
. _ . ~' ,
Openiru3 TJ~te .........................:..08/28/64
Balance on Date of I~eath..........520.876.63 -
Accrued Iruherest ~ .36
Tonal ....................................... $~, 876.99
`Ihe above named decedent did ;aot have a safe deposit boat.
x Tf upon reviCwiitg the information above, y'ou believe there are additional accounts not
rtferenccd, please provide us with an account number and/or -the ~,nne of any possible
joint account holder. ~'ar any additional information on tht above acaGOUnts, includis~g
ovv~aCrshlp and any changes, closures and/or reimbursement of funds; pleas contact
our Wtst Shore Plaza hranch at 12pp Market Street, Boyne, PA 17043 or ,M 717-731-
1730. J
Sincerely `~
. ~~~
Charlene Warrhzgton, Adjustmen Scrrvtees ,~
1-888-502-4349
OCT-!1-10 MON 12:24 PM 4367913126963
4907 North Fmnr Sveer
Suite 201
H~rrsihurg, PA ('7110
rel '7t7 255 GGGG
Fix 717 255'[,651
toll free 800 676 0673
FAX N0. 7177375161
D ~~~
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~T 12
By ?~lQ
P. 2
Morgan~anley
SmithBarney
October 8, 2010
Lisa Coyne
Coyne & Coyne
3901 Market Street
Camp Hill, PA 17011
Re: Estate of William S. Davis
Uate of Death Cost Basis
Dear Lisa:
Per your request I have provided to you the death of death values as of August 7, 2008
far the assets held in Mr. Davis's at the time olhis death in each of his Morgan Stanley
Smith Barney accounts. They are as follows:
Willimn S. Duvis - TRA Account 4.10-028278-042
~r
me mbol ~ o Shares Price
_.._
Aetna Inc ALT 43 $42.92 t ay~'~t°
Altria Group Tnc MO 78 $20.89 I ~ zq - `~ ~"
American Intl GP AIG 42 $21.49 9 ° t . s `b
Amgen Inc AMEN 6 ( $62.04 3 ~ $ y y y
Anglogold Ashanti Ltd At1 140 $30.81 ~~ 3 t 3 • W °
Aun Cor1) AOC 85 $47.49 4 ° 3~ • 6 ~
Apache Corp APA 56 $108.78 4 o`I t• rem
Bank of America IIAC`. 36 $31.52 113 Y. ~ 1
Warrick Gold Corp ABX 137 $36.28 Hq ~~,3 ~
CA Incorporated CA 314 $23.80 7 y73• Z °
C.BS Gorp Ncw CL A CRS 105 $16.05 I l.~ t• 2 t
Citigroup C 51 $18.47 q y ~' q7
Comcast Cor1~ CL A CMCSK 116 $20.89 aW 23• ty
~
Fannie Mae FNM 101 $9.95 I oo y•~i~
y~°' yJ
(o
Friedman Billing Ramsey FBR 380 $27.58 r
Gcnworth Financial !nc GN W 283 $14.67 y 1 SI • l• ~
Hartford Fin Svcs Group H1G 87 $63.55 ss-22.P,~
l;iess Corporation HES 3U $97.94 Z~i3~.Z °
Tnv~;stmcnts and services are offered through Morgan Stanley Smith Barney, LLC
Tncurporated,rnernber SIP[.
Morgan Scanky South Barnry 1.1,C:. McmlxrSlPC.
__ OCT-11-10 MON 12 24 PM 4367913126963 FRx N0, 7177375161 P. 3
4507 North Fronr Srreet
$utCe 201
Harrsiburg, PA 17)10
tcl 717 255 GGGG
fax 717 255 GG51
lull fr« HUO G?G OG73
MorganStanley
SmithBarney
Name Symbol # o Skares Price
Ill Tool Works lnc TTW 41 $48.12 19~Z•g~'
Ingersoll Rand Co CL A IR 72 $37.25 L ~ ~ Z • ° °
Jnterpublic Group IPG 242 $8.97 Z l ? o • ~ y
': JP Morgan Chase & Co JPM 65 $39.81 zs'g ~ ~t
in
Liberty Media Holdings L1NTA 65 $14.21 9 z 3 ' co
Lockheed Martin Corp LMT 41 $108.29 ~/ H 3 °- • ~~
~
L ~ew~ Corporation L 55 $42.69 Z 3'f 7•~1~
Lorillard Inc LO 31 $67.31 Z v°, ~- • L 1
Mattson Tech lnc MTSN 203 $4.44 R o ~' 3 L
j Microsoft MSFT 89 $27.39 Zy 3 ~' ~/
Motorola Inc MOT 440 $9.17 y ~ 34. ~
j Noble F,nergy Inc NBL 72 $67.09 ~l ~ ~o . ~l8
NRG Energy Inc NRG 88 $33.75 z ~ ~o • ~ °
Packaging Corp Amer YKG 107 $23.89 t ~'.5~. i 3
Philip Morris Intl Inc PM 78 $54.64 y Z ~/• ~ ~
Pitney Bowes !nc PF31 170 $34.41 .~~`~• ~ °
.. Quantum Corp QTM 664 $1.58 i o y 9 • ~ z
~
Raytheon Co New RTN 75 $58.53 y 3 ~ S ~ 7~
Sanofi Aventis ADS SNY 90 $35.48 3i g3. zo
Sappi LTD SPP 164 $10.69 l ~ s3. ~ a
Sepracor inc SEPR 123 $18.40 2 2fi 3 - Z `'
Smithfield Foods lnc SJrll 63 $25.33 ~ ~9 ~.7g
Sprint Ncxtel Corp S 198 $7.79 1 5 4 2.4'Z
'
Talisman Energy Inc TLN1 123 $17.44 Z ~ y ~' t
'
Timken Co "1'KR 115 $32.66 3 ~ss•5 ~
s 2 ' t~f
united Sts STL X
' 15 $143.51 Z ~
S g ~ ~. y3
ti'11~Om Inc New VIA
D 207 $28.49
Warren Resources WRES 171 $11.64 / ~- ~ D. Y Y
Williams S & Alice K Davis -Joint Acct 410.043473-042 ~ yy~ ~ ~ ~' Z 3
Name CUSIP # o Bonds Price
Ph It adelphia Pn Authority 71781 F,AX3 SOOU $92.433
Investments and services are offered through Morgan Stanley Smith Barney, LLC
Incorporated, member S1PC.
Morgtn Sttnlry Smirh Barnty LLC. Member SIPC.
OCT-11-10 MON 12 25 PM 4367913126963
FAk N0, 7177375161
45p7 Norrh Fronc Screer
tiuicc 2(11
Harrsiburg, PA 1711p
gel 717 255 66VG
far. 717 ZSS G651
III free BUU G7G 0673
P. 4
MorganStanley
SmithBarney
William S.1)avis - IRAAcct 410-038499-042 ~
Name Svmbol # o Shares
Arrlerican Cap World C17 & Inc C:WGTX 1230.178
American Bond Fd of America ABNI)X 3334.278
American !nc Fd of America AMECk 13894.581
American Inv Co of America AiVSX 3874.474
require additional information, please give me a call at 717-255-6686.
Vice Presid~n~--
Financial Advisor
Investments and services are offered through Morgan Stanley Smith Berney, I,LC
incorporated, member SIPC.
Price
53s.39 ~~7, 2ze.s3
512.32 y~, v7Q,.,~o
$16.90 z ~ y, a -~. y Z
$28.66 III , d 4 t ~ y ~-
y 3y, I fir. t~~
Morgan 5ranlry $mlth Harney LI,C, Mcmbcr SIPC.
Sep 0~ 10 03:53p Myers-Harner Funeral Horne 717-737-4618
.; ,~w ~ .,,+a': M.YERS-HARPdER FU1Vt:RAL HOIYiE IIYC.
'~ :. .~ /k
.i~ i;~ ~~~~~ ~.,~~~ i`~ ~ 1903 MARKET STREET
. •.+h~ tt ~,y-~?±? .~t ^^ `~ ^ CAMP H1LL, PEI.'NSYLV,+cNU 17011
»~«, ~ i~~ ~~ :ED r~ Fii ~i•:el.,..~ 71'-737-9961
-'~~`~ : LUC'ALLY (3v-^tF.A A1~D OPERA"[EII
August 19, 2008
Mrs. Alice K. Davis
3620 Logan Court Apt 3C
Camp Hill PA 17011
Services for Dr. William S. Davis
August 9, 2008
Cremation
Charges for Merchandise Selected
Urn
~.~. Cremation ConCainer
Cash Advanced
Newspaper Notice/Local
Certified Copies
Coroner Fee
Tata1:
i _
_.,
i
335.00
140.00
$ 250.00
1zo.oo
25.40
p.2
RDRERT H. HA RtiER
$(~PERV750R
DCSTIY R. DAI~LR
FUY:ERAL DIRL:CTpR
$ 1,900.00
$ 475.00
$ 395.00
$ z,77o.00
Annuity, Life Estate, and Remainder Factors
Transfer Date: 8/2008
§7520 Rate: 4.20%
Calculation Type: Life
Principal: $250,412
Lives: 1
Ages: 71
Life Estate Remainder
Factor: 0.39402 0.60598
Value: $98,667.15 $151,744.39
Life F~tate and Remainder
Rincipal Life Estate Remainder