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HomeMy WebLinkAbout02-11-11,~ 1505610140 REV-1500 ~` ~°'-'°' PA D OFFICIAL USE ONLY epartment of Revenue Bureau of Individual Taxes Coun Code Year ~ File Number Po Box 2sosol INHERITANCE TAX RETURN Harrisburg, PA 17128-0601 RESIDENT DECEDENT 2 1 1 0 0 6 3 0 ENTER DECEDENT INFORMATION BELOW Social Security Number Date of Death MMDDYYW Date of Birth MMDDYYYY 2 0 1 0 7 5 2 9? 0 6 0 4 2 0 1 0 1 2 1 7 1 9 1 6 Decedent's Last Name Suffix Decedent's First Name MI M U R T O F F B E R T H A W (If Applicable) Enter Surviving Spouse's Information Below Spouse's Last Name Suffix Spouse's First Name MI Spouse's Social Security Number FILL IN APPROPRIATE OVALS BELOW 1. Original Return 4. Limited Estate 6. Decedent Died Testate (Attach Copy of Will) 9. Litigation Proceeds Received THIS RETURN MUST BE FILED IN DUPLICATE WITH THE REGISTER OF WILLS O 2. Supplemental Return 4a. Future Interest Compromise (date of death after 12-12-82) 7. Decedent Maintained a Living Trust (Attach Copy of Trust) 10. Spousal Poverty Credit (date of death between 12-31-91 and 1-1-95) CORRESPONDENT -THIS SECTION MUST BE COMPLETED. ALL CORRESPONDENCE AND CONFIDENTIAL TAX INFORMATION SHOULD BE DIRECTED T0: Name Daytime Telephone Number R O G E R B I R W I N 7 1 7 2 4 9 2 3 5 3 First line of address 6 0 W E S T Second line of address City or Post Office C A R L I S L E Correspondent's a-mail address: State ZIP Code 3. Remainder Return (date of death prior to 12-13-82) 5. Federal Estate Tax Return Required 8. Total Number of Safe Deposit Boxes 11. Election to tax under Sec. 9113(A) (Attach Sch. O) REGISTER OF WILLS USE ONLY C -~- O -- ~-~ r' ~ b .~ ~ - _ ~ j :~ ~_{~ ~~~-~~ r ~~ ~~~ FILED -+~ --r c . ~ - - P A 1 7 0 1 3 ~' '~~ ~r~ C ~; .T~ ~ :.~ L~ , Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct and complete. DeGaration of preparer other than the personal representative is based on all information of which preparer has any knowledge. RETURN '~ 1 / _ ADDRESS (~` 119 HILL DRIVE CARLISLE PA 17013 SIGNATUf~DFjPRE~ER ~HERTH~IREPRESENTATIVE ~//pq~ ADDRESS 60 WEST P FRET STREET CARLISLE PA 17013 PLEASE USE ORIGINAL FORM ONLY Side 1 1505610140 P O M F R E T S T R E E T 1505610140 150561D24D REV-1500 EX Decedents Name: BERTHA W• M U R T 4 F F Decedent's Social Security Number 2 D 1 0 7 5 2 9 7 RECAPITULATION 1. Real Estate (Schedule A) ........................................ ... 1 • • 2 3 6 6 5 5, B? 2. Stocks and Bonds (Schedule B) ................................... ... • 3. Closely Held Corporation, Partnership or Sole-Proprietorship (Schedule C) .. ... 3. 4. Mortgages and Notes Receivable (Schedule D) ....................... ... 4. 5. Cash, Bank Deposits and Miscellaneous Personal Property (Schedule E).... ... 5. 6. Jointly Owned Property (Schedule F) ^ Separate Billing Requested .... ... 6. 7. Inter-Vivos Transfers & Miscellaneous N Probate Property uested Billin Re t ~ S 7 .... q g epara e (Schedule G) ... . 8. Total Gross Assets (total Lines 1 through 7) ........................ ... 8. 3 6 6 5 5. 8 7 9. ............... Funeral Expenses and Administrative Costs (Schedule H) ... 9. 1 6 3 0 . D D 10. Debts of Decedent, Mortgage Liabilities, and Liens (Schedule 1) .......... ... 10. 11. Total Deductions (total Lines 9 and 10) ............................ ... 11. 1 6 3 D • ~ 0 12 . Net Value of Estate (Line 8 minus Line 11) ......................... ... 12• 3 5 D 2 5. 8 7 13 . Charitable and Governmental Bequests/Sec 9113 Trusts for which an election to tax has not been made (Schedule J) ................... ... 13. 14. Net Value Subject to Tax (Line 12 minus Line 13) .. ............. .... ... 14. 3 5 D 2 5. 8 7 TAX CALCULATION -SEE INSTRUCTIONS FOR APPLICABLE RATES 15. Amount of Line 14 taxable at the spousal tax rate, or transfers under Sec. 9116 (a)(1.2) x.o _ D. D 0 15. 0. 0 D 16. Amount of Line 14 taxable at lineal rate X .045 3 5 D 2 5. 8 7 16, 1 5 7 6. 1 6 17. Amount of Line i4 taxable D D D 17 D D D at sibling rate X .12 . . . 18. Amount of Line 14 taxable at collateral rate X .15 D. D D 1 g. D. D D 19. TAX DUE ......................................................19. 20. FILL IN THE OVAL IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT 1 5 ? 6. 1 6 0 Side 2 150561D24D 150561D24D • ~ Continuation of REV-1500 Inheritance Tax Return Resident Decedent BERTHA W. MURTOFF 21 10 0630 Decedent's Name Page 3 File Number Correspondents Name R O G E R B First line of address 6 0 W E S T Second line of address City or Post Office C A R L I S L E I R W I N P O M F R E T S T R E E T Daytime Telephone Number 7 1 7 2 4 9 2 3 5 3 State ZIP Code P A 1 7 0 1 3 Correspondent's a-mail address: Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct and complete. Declaration of prepan;r other than the personal representative Is based on all information of which preparer has any knowledge. SIGNATU,~~ OF PERSON RESPONSIBLE FOR FILING RETURN DATE ADDRESS BOX 72 GARDNERS PA 17372 ,REV-1500'EX Page 3 Decedent's Complete Address: File Number 21 10 0630 DECEDENTS NAME BERTHA W. MURTOFF STREET ADDRESS 770 S. HANOVER STREET CITY CARLISLE STATE PA ZIP 17013 Tax Payments and Credits: ~. Tax Due (Page 2, Line 19) (1) 1,576.16 2. Credits/Payments A. Prior Payments B. Discount Total Credits (A + B) (2) 0.00 3. Interest (3) 4. If Line 2 is greater than Line 1 + Line 3, enter the difference. This is the OVERPAYMENT. Fill in oval on Page 2, Line 20 to request a refund. (4) 0.00 5. If Line 1 + Line 3 is greater than Line 2, enter the difference. This is the TAX DUE. (5) 1, 576.16 Make check payable to: REGISTER OF WILLS, AGENT PLEASE ANSWER THE FOLLOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS 1. Did decedent make a transfer and: Yes No a. retain the use or income of the property transferred : ...................................................................... ^ ^X b. retain the right to designate who shall use the property transferred or its income; ^ ^X ::::::::::::::::::::::::::::::: c. retain a reversionary interest; or ............................................................ ^ X^ d. receive the promise for life of either payments, benefits or care? ....................................................... ^ X^ 2. If death occurred after December 12,1982, did decedent transfer property within one year of death without receiving adequate consideration? ....................................................................................... ^ ^X 3. Did decedent own an 'in trust for" or payable-upon-death bank account or security at his or her death? ......... ^ ^X 4. Did decedent own an individual retirement account, annuity or other non-probate property, which contains a beneficiary designation? .................................................................................................. ^ IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN. For dates of death on or after July 1, 1994, and before Jan. 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse 3 percent [72 P.S. §9116 (a) (1.1) (i)]. For dates of death on or after Jan. 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 0 percent [72 P.S. §9116 (a) (1.1) (ii)]. The statute does not exempt a transfer to a surviving spouse from tax, and the statutory requirements for disclosure of assets and filing a tax return are still applicable even if the surviving spouse is the only beneficiary. For dates of death on or after July 1, 2000: • The tax rate imposed on the net value of transfers from a deceased child 21 years of age or younger at death to or for the use of a natural parent, an adoptive parent or a stepparent of the child is 0 percent [72 P.S. §9116(a)(1.2)]. • The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is 4.5 percent, except as noted in 72 P.S. §9116(1.2) [72 P.S. §9116(a)(1)]. • The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is 12 percent [72 P.S. §9116(a)(1.3)]. Asibling is defined, undE Section 9102, as an individual who has at least one parent in common with the decedent, whether by blood or adoption. REV-1903 EX + (6-98) SCHEDULE B COMM ANw STOCKS & BONDS NHERITANCE TTAX RETURN RESIDENT DECEDENT ESTATE OF FILE NUMBER BERTHA W. MURTOFF 21 10 0630 All property jointly-owned with right of survivorship must be disclosed on Schedule F. ITEM VALUE AT DATE NUMBER DESCRIPTION OF DEATH 1. M&T INVESTMENT GROUP - AYC919557 3,531.23 MTB INSTL MNY MKT FD 3,531.23 SHARES @ $1.00 PER SHARE 2. M&T INVESTMENT GROUP - AYC919557 1,243.01 ADVISOR INNER CIRCLE LSV VALUE 105.519 SHARES @ $11.78 PER SHARE 3. M&T INVESTMENT GROUP - AYC919557 296.46 ALPINE GLOBAL PREMIER PPTYS FD 54 SHARES @ $5.49 PER SHARE 4. M&T INVESTMENT GROUP - AYC919557 687.01 ARTIO GLOBAL HIGH INCOME FUND CLASS I 68.908 SHARES @ $9.97 PER SHARE 5. M&T INVESTMENT GROUP - AYC919557 2,139.00 DREYFUS INTERNATIONAL BOND CLASS I 138.896 SHARES @ $15.40 PER SHARE 6. M&T INVESTMENT GROUP - AYC919557 178.52 GUINESS ATKINSON CHINA AND HONG KONG 5.635 SHARES @ $31.68 PER SHARE 7. M&T INVESTMENT GROUP - AYC919557 920.85 HARBOR INTERNATIONAL FUND 19.456 SHARES @ $47.33 PER SHARE 8. M&T INVESTMENT GROUP - AYC919557 620.70 HARBOR CAPITAL APPRECIATION FUND 20.029 SHARES @ $30.99 PER SHARE 9. M&T INVESTMENT GROUP - AYC919557 138.16 ING CLARION GLOBAL REAL ESTATE INCOME 22 SHARES @ $6.28 PER SHARE 10. M8~T INVESTMENT GROUP - AYC919557 617.41 T ROWE PRICE INSTITUTIONAL LARGE CAP GROWTH FUND 45.599 SHARES @ $13.54 PER SHARE 11. M&T INVESTMENT GROUP - AYC919557 458.24 LAZARD EMERGING MARKETS PORTFOLIO 26.673 SHARES @ $17.18 PER SHARE 12. M&T INVESTMENT GROUP -AYC919557 1,382.73 MFS EMERGING MARKET DEBT FUND CLASS I 98.485 SHARES @ $14.04 PER SHARE 13. M&T INVESTMENT GROUP - AYC919557 417.25 MTB SMALL-CAP GROWTH FUND CLASS I 32.471 SHARES @ $12.85 PER SHARE 14. M&T INVESTMENT GROUP - AYC919557 4,114.39 MTB SHORT TERM CORPORATE BOND FUND 404.561 SHARES @ $10.17 PER SHARE 15. M&T INVESTMENT GROUP - AYC919557 582.15 MTB MID-CAP GROWTH FUND CLASS I 51.839 SHARES @ $11.23 PER SHARE 16. M&T INVESTMENT GROUP - AYC919557 984.83 MTB LARGE-CAP VALUE FUND CLASS I 110.779 SHARES $8.89 PER SHARE TOTAL (Also enter on line 2, Recapitulation) $ 36.655.87 (If more space is needed, insert additional sheets of the same size) ' Continuation of REV-1500 Inheritance Tax Return Resident Decedent BERTHA W. MURTOFF 21 10 0630 Decedent's Name Page 1 File Number Schedule B -Stocks & Bonds ITEM VALUE AT DATE NUMBER DESCRIPTION OF DEATH 17. M&T INVESTMENT GROUP - AYC919557 1,006.51 MTB LARGE-CAP GROWTH FUND CLASS I 141.166 SHARES @ $7.13 PER SHARE 18. M&T INVESTMENT GROUP - AYC919557 1,392.79 MTB INTERNATIONAL EQUITY FUND CLASS I 188.469 SHARES @ $7.39 PER SHARE 19. M&T INVESTMENT GROUP - AYC919557 12,394.82 MTB INCOME FUND CLASS I 1,254.536 SHARES @ $9.88 PER SHARE 20. M&T INVESTMENT GROUP - AYC919557 83.30 MAINSTAY EPOCH GLOBAL EQUITY YIELD 6.696 SHARES @ $12.44 PER SHARE 21. M8~T INVESTMENT GROUP - AYC919557 466.17 MASTERS SELECT INTERNATIONAL FUND 40.291 SHARES @ $11.57 PER SHARE 22. M&T INVESTMENT GROUP - AYC919557 329.90 RS GLOBAL NATURAL RESOURCES FUND 11.168 SHARES @ $29.54 PER SHARE 23. M&T INVESTMENT GROUP - AYC919557 2,578.98 RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND CLASS I 299.881 SHARES @ $8.60 PER SHARE 24. MB~T INVESTMENT GROUP - AYC919557 91.46 SPDR SER TR S&P DIVID ETF 2 SHARES @ $45.73 PER SHARE SUBTOTAL SCHEDULE B 18,343.93 GRAND TOTAL SCHEDULE B $ 36,655.87 REV-1511 EX+ (10-09) pennsylvania DEPARTMENT OF REVENUE INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE H FUNERAL EXPENSES AND ADMINISTRATIVE COSTS ESTATE OF FILE NUMBER BERTHA W. MURTOFF 21 10 0630 Decedents debts must be reported on Schedule I. ITEM NUMBER DESCRIPTION AMOUNT A. FUNERAL EXPENSES: 1. B. ADMINISTRATIVE COSTS: 1. Personal Representative Commissions: Name(s) of Personal Representative(s) Street Address City State ZIP Year(s) Commission Paid: 2. AttomeyFees: IRWIN & MCKNIGHT, P.C. 3. Family Exemption: (If decedents address is not the same as claimants, attach explanation.) Claimant Street Address City State ZIP Relationship of Claimant to Decedent 4• I Probate Fees: 5 Acx:ountant Fees: 6. Tax Retum Preparer Fees: 7. I REGISTER OF WILLS -FILING FEE TOTAL (Also enter on Line 9, Recapitulation) I $ If more space is needed, use additional sheets of paper of the same size. 1,600.00 30.00 1.630.00 REV-1513 EX+ (01-10) Pennsylvania ~ SCHEDULE J DEPARTMENT OF REVENUE BENEFICIARIES INHERITANCE TAX RETURN RESIDENT DECEDENT ESTATE OF: FILE NUMBER: RFRTNA W Ml1RTnFF 21 10 0630 RELATIONSHIP TO DECEDENT AMOUNT OR SHARE NUMBER NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERTY Do Not List Trustee(s) OF ESTATE I TAXABLE DISTRIBUTIONS [Include outright spousal distributions and transfers under Sec. 9116 (a) (1.2).) 1. JOY U. KNAUB Lineal 4,378.24 188 BENTZ MILL ROAD 1/8TH REMAINDER WELLSVILLE, PA 17365 2. D. RICHARD MURTOFF Lineal 4,378.24 119 HILL DRIVE 1/8TH REMAINDER CARLISLE, PA 17013E 3. LAWRENCE H. MURTOFF Lineal 4,378.24 BOX 72 1/8TH REMAINDER GARDNERS, PA 17324 4. DOUGLAS M. MURTOFF Lineal 4,378.23 877 MYERSTOWN ROAD 1/8TH REMAINDER GARDNERS, PA 17324 5. LAIRD K. MURTOFF Lineal 4,378.23 179 FROST ROAD 1/8TH REMAINDER GARDNERS, PA 17324 6. DAVID O. MURTOFF Lineal 4,378.23 845 BUSHEY SCHOOL ROAD 1/8TH REMAINDER YORK SPRINGS, PA 7. JOY M. MURTOFF Lineal 4,378.23 6340 OXFORD ROAD 1/8TH REMAINDER GARDNERS, PA 17324 ENTER DOLLAR AMOUNTS FOR DISTRIBUTIONS SHOWN ABOVE ON LINES 15 THROUGH 18 OF REV-1500 COVER S HEET, AS APPROPRIATE. u, NON-TAXABLE DISTRIBUTIONS: A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAXIS NOT TAKEN: 1. 1. B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS: TOTAL OF PART II -ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV-1500 COVER SHEET. $ If more space is needed, use additional sheets of paper of the same size. Continuation of REV-1500 Inheritance Tax Return Resident Decedent BERTHA W. MURTOFF 21 10 0630 Decedent's Name Page 2 File Number Schedule J -Beneficiaries -1 NUMBER NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERTY RELATIONSHIP TO DECEDENT Do Not List Trustee(s) AMOUNT OR SHARE OF ESTATE I TAXABLE DISTRIBUTIONS [Include outrigh ~spous~ distributions and transfers under Sec. 9116 a) 1.2. 8. STEVE S. MURTOFF Lineal 4,378.23 830 MYERSTOWN ROAD 1/8TH REMAINDER GARDNERS, PA 17324 , LAST WILL AND TESTAMENT I, BERTHA W. MURTOFF, of Dickinson Township, Cumberland County, Pennsylvania, declare this instrument to be my Last Will and Testament, hereby expressly revoking all Wills and Codicils heretofore made by me. 1. I direct my executor to pay `all of my debts, funeral and administrative expenses as soon as maybe done conveniently after my decease. 2. I authorize and empower my. executor to sell any realty owned by me at my death and not specifically devised herein, at either public or private sale, and to give good and sufficient deeds therefor, in fee simple, as I could do if living. 3. I devise and bequeath all of my estate of every nature and wherever situate to my husband, Boyd B.. Murtoff, providing he shall survive me by sixty days. 4. Should the gift in Paragraph No. 3 not take effect, I devise and bequeath all of my estate of every nature and wherever situate to my eight (8) children, share and share alike, the child or children of any deceased child taking the share their parent would have taken if living. 5. I nominate and appoint Boyd B. Murtoff to be the executor of this my Last Will and Testament; he is to serve as such without bond. Should he die before my death, renounce or refuse to serve for any reason, or die leaving any of my estate unadministered, Inominate and appoint D. Richard Murtoff and Lawrence H. Murtoff, as substitute executors, also to serve as such without bond, with the same powers as are given herein to my executor. b. I hereby suggest that my personal representative retain the services of Irwin, McKnight & Hughes, as attorneys in the settlement of my estate. IN WITNESS WHEREOF, I have hereunto set my hand and seal 11TH day of November, 1996. O/r SEAL) BERTHA W. MURT ~F Signed, sealed, published and declared by BERTHA W. MURTOFF, the above named testatrix, as and for her Last Will and Testament, in the presence of us, who at her request, in her presence and in the presence of each other have subscribed our names as witnesses hereto. 2 ACI~NNON~LEDGMENT AND AFFIDAVIT WE, BERTHA W. MURTOFF, CHERYL L. CLELAND and MARTHA L. NOEL, the testatrix and witnesses respectively, whose names are signed to the foregoing instrument, being first duly sworn, do hereby declare to the undersigned authority that the testatrix signed and executed the instrument as her Last Will and that she had signed willingly, and that she executed it as her free and voluntary act for the purpose herein expressed, and that each of the witnesses, in the presence and hearing of the testatrix, signed the Will as a witness and that to the best of their knowledge the testatrix was, at that time, eighteen years of age or older, of sound mind and under no constraint or undue influence. 'SA'W. L.CLELAND COMMONWEALTH OF PENNSYLVANIA MAR L. NOEL SS: COUNTY OF CUMBERLAND Subscribed, sworn to and acknowledged before me by BERTHA W. MURTOFF, the testatrix herein and subscribed and sworn to before me by CHERYL L. CLELAND and MARTHA L. NOEL, witnesses, this 11TH day of November, 1996. 3.~ !N tary Public riai Seal B. Irwin Notary Public bro. Cumberland County sson Expires Oct. 3, 2000 syhraroq Association of Notari ' T a I~1 M&T Investment Group M&T Securities, Inc. 285 Delaware Avenue, Suite 2000, Buffalo, NY 14202-1885 January 18, 2011 Bertha W Murtoff AYC919557 Date of Death: 06/04/2010 Description of Security Quantity in Shares Price per share on 06/04/2010 MTB INSTL MNY MKT FD 3,531.23 $1.00 ADVISOR INNER CIRCLE LSV VALUE 105.519 Low: $11.78 High: $11.78 Close: $ 11.78 ALPINE GLOBAL PREMIER PPTYS FD 54 Low: $5.46 High: $5.60 Close: $5.49 ARTIO GLOBAL HIGH INCOME FUND 68.908 Low: $9.97 CLASS I High: $9.97 Close: $9.97 DREYF`US INTERNATIONAL BOND 138.896 Low: $15.40 CLASS I High: $15.40 Close: $15.40 GUINESS ATKINSON CHINA AND HONG 5.635 Low: $31.68 KONG High: $31.68 Close: $31.68 HARBOR INTERNATIONAL FUND 19.456 Low: $47.33 High: $47.33 Close: $47.33 HARBOR CAPITAL APPRECIAITION 20.029 Low: $30.99 FUND High: $30.99 Close: $30.99 Investment and Insurance Products: • Are NOT Deposits • Are NOT FDIC-Insured • Are NOT Insured By Any Federal Government Agency • Have NO Bank Guarantee • May Go Down In Value ~~53I.~3_ ~, ~~3~ ~~ ~b ,4~v b87o i a, l3~ ~ ~~8.5a c~o,~~ 6ZO,~o M&T Investment Group' is a service mark of M8T Bank Corporation and consists of M8T Securities, Inc., the investment-related areas of M&T Bank and investment advisory firms MTB Investment Advisors, Inc., and Zirkin-Cutler Investments, Inc. Brokerage services and insurance products are"offered by M&T Securities, Inc. (member FINRA/SIPC), not by M&T Bank. M&T Securities, Inc. is licensed as an insurance agent and acts as agent for insurers. Insurance policies are obligations of the insurers that issue the policies. Insurance products may not be available in all slates. /~ M&T Investment Group M&T Securities, Inc. 285 Delaware Avenue, Suite 2000, Buffalo, NY 14202-1885 ING CLARION GLOBAL REAL ESTATE 22 INCOME T ROWE PRICE INSTITUTIONAL LARGE 145.599 CAP GROWTH FUND LAZARD EMERGING MARKETS 126.673 PORTFOLIO MFS EMERGING MARKET DEBT FUND 198.485 CLASS I MTB SMALL-CAP GROWTH FUND 32.471 CLASS I MTB SHORT TERM CORPORATE BOND 1404.561 FUND MTB MID-CAP GROWTH FUND CLASS I 151.839 MTB LARGE-CAP VALUE FUND CLASS I 1110.779 MTB LARGE-CAP GROWTH FUND CLASS I MTB INTERNATIONAL EQUIY FUND CLASS I 141.166 188.469 Low: $6.25 High: $6.41 Close: $6.28 Low: $13.54 High: $13.54 Close: $13.54 Low: $17.18 High: $17.18 Close: $17.18 Low: $14.04 High: $14.04 Close: $ 14.04 Low: $12.86 High: $12.85 Close: $12.85 Low: $10.17 High: $10.17 Close: $10.17 Low: $11.23 High: $11.23 Close: $11.23 Low: $8.89 High: $8.89 Close: $8.89 Low: $7.13 High: $7.13 Close: $7.13 Low: $7.39 High: $7.39 Close: $7.39 13E,Ib b~~~`~t !159.L'f i,38a~3 u~~.2s u ~~~39 y~~ is ~8~.~3 I~~o~ 51 ~ 3~a~9 Investment and Insurance Products: • Are NOT Deposits • Are NOT FDIC-Insured • Are NOT Insured By Any Federal Government Agency • Have NO Bank Guarantee • May Go Down In Value M8T Investment Group'" is a service mark of M8T Bank Corporation and consists of M&T Securities, Inc., the investment-related areas of M&T Bank and investment advisory firms MTB Investment Advisors, Inc., and Zirkin-Cutler Investments, Inc. Brokerage services and insurance products are offered by M8T Securities, Inc. (member FINRA/SIPC), not by M&T Bank. M&T Securities, Inc. is licensed as an insurance agent and acts as agent for insurers. Insurance policies are obligations of the insurers that issue the policies. Insurance products may not be available in all states. /~ M&T Investment Group M&T Securities, Inc. 285 Delaware Avenue, Suite 2000, Buffalo, NY 14202-1885 MTB INCOME FUND CLASS I 1,254.536 Low: $9.88 High: $9.88 Close: $9.88 MAINSTAY EPOCH GLOBAL EQUITY i YIELD MASTERS SELECT INTERNATIONAL FUND RS GLOBAL NATURAL RESOURCES FUND RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND CLASS I SPDR SER TR S&P DIVID ETF 6.696 40.291 11.168 299.881 2 Low: $12.44 High: $12.44 Close: $12.44 Low: $11.57 High: $11.57 Clase: $11.57 Low: $29.54 High: $29.54 Close: $29.54 Low: $8.60 High: $8.60 Close: $8.60 Low: $45.64 High: $46.83 Close: $45.73 We have received the information presented above from sources, which we believe to be accurate. However, we do not guarantee their accuracy. The stock price per share on valuation date is the closing price on that date. The mutual fund price per share is the low/nav price on that date. Previous business day price is used if DOD falls on a weekend or holiday. 12i3~~1~1 ~,~ 30 ~~ o 3~qq~ ah~ o~ L'~~ Please contact Client Solutions with any further questions, or if we may be of further assistance to you at 1-800-724-7788, Option #1. Thank you. Sincerel arles Graf Brokerage Operations Specialist M&T Securities, Inc. Investment and Insurance Products: • Are NOT Deposits • Are NOT FDIC-Insured • Are NOT Insured By Any Federal Government Agency • Have NO Bank Guarantee • May Go Down In Value M&T Investment Group'" is a service mark of M&T Bank Corporation and consists of M&T Securities, Inc., the investment-related areas of M&T Bank and investment advisory firms MTB Investment Advisors, Inc., and Zirkin-Cutler Investments, Inc. Brokerage services and insurance products are offered by M&T Securities, Inc. (member FINRA/SIPC), not by M8T Bank. M&T Securities, Inc. is licensed as an insurance agent and acts as agent for insurers. Insurance policies are obligations of the insurers that issue the policies. Insurance products may not be available in all states.