HomeMy WebLinkAbout98-0858P.YILESK'9au172S9NlT7nw172S9,7t1 Wdry7l~ongepi17g79.7t1.ptl6on.~udieafiop
TRUST
COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DMSION
WESLEY R. THOMPSON CHARITABLE REMAINDER UNITRUST
TRUST UNDER DEED OF TRUST DATED MAY 26, 1992
No. 1998-0858
PETITION FOR ADJUDICATION
PURSUANT TO Pa. Q.C. Rule 69
This form may be used in al! cases involving the Audit of Trust Accounts. If space is insu„~tcient,
riders may be anached
INCLUDE ATTACHMENTS AT THE BACK OF THIS FORM.
Name of Counsel: No V. Otto III, Esquire
Supreme Court I.D. No.: 27763
Name of Law Firm: MARTSON LAW OFFICES ~o :s^:: ~;'~j
Address: !0 East High Street, Carlisle, PA 17013 ~ N _±" Y
Telephone: (717) 243-3341 ~ ~ t- '-}-" °'
Fax:
(717) 243-1850 ~ cn x
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FO"" X01 nsiiO' ta,oe Page 1 of 10
Name of Trust: Wesley R. Thompson Charitable Remainder Unitrust
1. Name(s) and addresses} of Petitioner(s):
Petitioner
N~ Manufacturers and Traders Twat Company
("M&T Bantc")
c% Karen Cummins
.~e~: Ome MBtT Plaza, 9e1i Floor
Buffalo, NY 14203
2. Check if any of the following issues are involved in this case:
A. Appointment of Tn7stce ....................... .................. ^
B. Interpretation ................................ ................... O
C. Discharge of Trustee .......................... ...................
D. Transfer of Situs ............................. ................... ^
E. Appointment of Ad Litem ...................... ................... O
F. Minor, Unborn or Unascettained Beneficiary(ies) ... ................... ^
G. Principal Distribution ......................... ...................
H. Partial/Full Termination of Trust ................ ................... ~
I. Missing Beneficiary(ies) ....................... ................... O
..... ^
J. Cy Pres .................................... ..............
K. WillianlsonIssue* ............................ ................... O
^
L. Other Issues ................................. ...................
List:
Please note:
A detailed explanation of issues checked shoald be set forth at item 13 below.
•See N91!lenerae Erenra 766 Pa.343. 82 A27 t9 (19511. ifTeueoee au abo EseaNO<af We seetbddaeadaat's ashes std received eaavnismm
io sexh Y.
roam OGOt nv. Ax +3.06 Page 2 of 10
Name of Trost: Wesley R. Thompson Charitable Remainder Unitrust
3. ~tuss~tarv Trust:
Decedent's date of death:
Data. of Decedent's Will:
Date(s) of Codicil(s):
Date of probate:
or
later Trfvar Trust:
Date of Truat: May 26, 1992
Date(s) of Amendment(s): None
4. A. If any other Court has taken jurisdiction of any matter relating to this Trust, explain:
None
B. Identify all prior accountings and provide dates of adjudication.
None
5. A. State how each Trustee was appointed:
By Deed of Trust as refemd to above
B. If a Petitioner is not a Trustee, explain:
wm oam rev.,a raoa Page 3 of ]0
Name of Trust: Wesley R. Thotttp~n Charitable Remainder Unitrust
6. State how and when the present fund was awarded to Trustee(s):
Assets placed in Trust by SeWor prior to date of Death and by confirmation of First and
Final Account and Schedule of Proposed Distnbution from the Halals of Wesley R. Thompson filed
with Cumberland County Orphans' Court on 09/'08/2000 and distribution thereof to M8c Bank on
10/10/2000.
Period covered by accounting: 01/06/1992 to 03/10/2011
8. Current fair market value of the Trust principal is $ 1.021.383.29. (S,,rg page_~
of Account.)
9. State concisely the diapositive provisions of the Trust.
Upon the death of the survivor Recipient the Trustee shall distribute all the then remaining
principal and income of the Trust to Brown University, Providence Rhode Island (heroinafter
referred to as "the Charitable Organization").....
10. Explain the reason for filing this Account (if filed because of the death of a party, state name
of person, relationship to Trust and date of death):
Due to the death of the surviving Recipient thereof, Daniel R. Thompson, on
0488/2010.
11. State why a Petition for (3uardian/I'rustee Ad Litem has or has not been filed for this Audit
(~ Pa. O.C. Rule 12.4):
Fare oro~ »v ro lava Page 4 of 10
Name of Trust: Wesley R. Thompson Charitable Remainder Unitrust
11. State why a Petition for Guardian/I'nistee Ad Litern has or has not bcen filed for this Audit
(~ Pa. O.C. Rule 12.4):
N/A
12. A. StatetheamountofPennsylvaniaTransferInheritanceTaxandPennsylvaruaEstate
Tax paid (including postponed tax on remainder interests), the dates of payment and
the interests upon which such amounts were paid:
~° Payrnmt /ntercat
559.650.89
B. If any such taxes remain unpaid or are in dispute, explain:
N/A
13. Describe any questions requuu~~--nngg Adjudication and state the position of Petitioner(s) and
give details of any issues identified in item 2.
Petitioner files this Account due to the death of the surviving Recipient thereof and requests
the distribution of the net principal and income thereof to Brown University pursuant to the terms
of the Trust Agreement dated 05/26/1992. Petitioner further requests discharge as Trustee under the
Wesley R. Thompson Charitable Remainder Unitrust.
F0"" oc-o~7°161Q taOQ Page S of 10
Name of Trust: Wesley R Thompson Charitable Remainder Unitrust
14. Written notice of the Audit as required by Pa. O.C. Rules 6.3, 6.7 and 6.8 has been or will
be given to all parties in interest listed m item 15 below. In addition, notice of any
questions requiring Adjudication as discussed in item 13 above has been or will be given
to all persons affected thereby.
A. If Notice has been given, attach a copy of the Notice as well as a list of the names
and addresses of the parties receiving such notice.
B. If Notice is yet to be given, a copy of the Natioe as well as a list of the names and
addresses of the parpes t~ecetvtnngg such Notice shall be submitted at the Audit
together with a statement executtd by Petitioner(s) or counsel certifying that such
notice has been given.
C. If any such party in interest is not sui juris (e.g., minors or incapacitated persons),
Notice of the Audit has been or will be given to the appropriate tepresantauve on
such party's behalf as required by Pa. O.C. Rule 5.2.
D. If any charitable interest is involved, Notice of the Audit has been or will also be
given to the Attorney General as wired under Pa. O.C. Rule 5.5. In addition, the
Attorney General's clearance certf ficate (or proof of service of Notice and a copy
of such Notice) must be submitted herewith. or at the Audit.
15. List all parties of whom Petitioner(s) has/ltave notice or knowledge, having or claiming any
interest in the Trust, whether such interest is vested or contingent, charitable or non-
charitable. This list shall:
A. State each party'srelationship tothe Settlor/Decedent and the nature of each party's
interest(s):
Brown Universit)+ Charitable Beneficiary 1~`1~
Attn: Planned Giving
Box 1893
Providence, RI 02912
Office of the Attorney General Requited under PA O.C. Rule
Charitable Trusts & Organizations 55
14i° F[oor, Strawberry Square
Harrisburg, PA 17102
~ oe~ot ~ ~ ~aoe Page 6 of 10
Name of Trust: Wesley R. Thompson Charitable Remainder Uttitrust
B. Identify each party who is not sui Juris (e.g., minors or incapacitated persons). For
each such party, give date of birth, the name of each Guardian and how each
Guardian was appointed. If no Guardian hae been appointed, identify the next of
kin of such party, giving the name, address and relationship of each.
N/A
C. If distribution is to be made to the personal mpresentative of a deceased party, state
date of death, date and place of grant of Letters and type of Letters granted.
N/A
16. If Petitioner(s) has/have knowiedge that a Trust share has been assigned or attached, provide
a copy of the assignment or attachment, together with any relevant supporting
documentation.
17. If a trustee's principal commission is claimed:
A. If based on a written agteerrarnt, attach a copy thereof.
F~~'°"'0' faae Page 7 of 10
Natne of Ttust: Wesley R. Thompson Charitable Remainder Unitrust
B. If a principal commission is claimed, state amount.
$92,168.61- Bank management fees
C. If a principal commission is claimed, state the amounts and dates of any principal
commissions previously paid in prior accounting periods.
Amount thtt Pcld
18. If a reserve is requested, state amount and purpose.
Amamt: rtceee~9
Parpru~e:
IVI&T Bank Termination Fee -;10,549.49
Mattson Law Offices -Attorney Feeding Costs - $5,000.00
If a reserve is requested for counsel foes, has Notice of the
aatount of face to be paid from the reserve been given to the
parties in interest? .............................................. ®Yes ^ No
If so, attach a copy of the notice. (See page 37 of Account)
19. Is the Court being asked to direct the filing of a Schedule of Distribution? . O Yes ®No
Page 8 of 10
r-onn ocw ~ % taoe
Name of Trust: Wesley R. Thompson Charitable Remainder Unitrust
Wherefore, your Petitioner(s) ask(s) that distribution be awarded to the parties entitled and
suggest(s) that the distributive shares of income and principal (residuary shares being stated in
proportions, not amounts) are as follows:
A. Income:
Proposed iNstrlbu-et(sJ
,'~
B. Principal:
Proposed ihstribwee(s)
Aowret/Proportiort
Anroanr/Proporrlon
~~
Submitted By:
(AU petitio-eers mast sign.
Add additional lints {f necessary):
Manufacturers and Traders Trust Company
By '
Karen mmins
wpm orot ~sv. a. fa.oe Page 9 of 10
Name of Trust: Wesley R. Thompson Charitable Remainder Unittvst
VeriRcation of Petltioner
(Verification must be by at: least one petitioner.)
The undersigned hereby verifies she is Assistant Vice President of the above-named
Manufacturers and Traders Trust Company and that the facts set forth in the foregoing Petition for
Adjudication/ Statement of Proposed Distribution which are within the personal knowledge of the
Petitioner are we, and as to facts based on the information of others, the Petitioner, after diligent
inquiry, believes them to be true; and that any false statements herein are made subject to the
penalties of 18 Pa. C.S. § 4904 (relating to unsworn falsification to authorities).
Manufacturers and Traders Trust Company
*Corporate petitioners must eomplste braeketsd information.
Certitkatlon of Counsel
The undersigned counsel hereby certifies that the foregoing Petition for Adjudication/
Statement of Proposed Distribution is a true and accurate reproduction of the form Petition
authorized by the Supreme Court, and that no changes to the fo have been made beyond the
responses herein. \\ ~ ~ ~~
Signature of Counsel for Petitioner
Form ~~ rw ~ t3 ~ Page 10 of 10
.n, ,.;~~
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`4~
I
REVOCABLE LIViNC} TRUST
I, WESLEY R THOMPSON, (Settlor) of Carlisle,
FarmenTivst Compaay, Carlisle, Pennsylvania (hi
described in the attached Schedule, to be held in
FAST: Diapositive Provisions for my
A. All of the net incom
~Ivania, hereby transfer to
the Trustee), the property
the following terms:
my lifetime:
id to me at least quarterly or shall be
r ipal, as I may direct in writing;
as I from time to time request in writing shall
'se direct;
m, I am at any time unable to act or to apply the
payments tom st interest and advantage, the Trustee may apply
directly for my benefit as much+of the income and/or principal as the Trustee
may, from time to time, deem 7appropriate~ for.my welfare, comfort, support
or emergency needs, and may add to principal.as much of the income as the
Trustee deems advisable.
D. Trustee shall keep true and correct books of account, which books of
account shall at all reasonable times be open to the inspection of me or my
duly appointed representative. Trustee also shall render not less than
quarterly to me a detailed statement showing all receipts and disbursements
on .account of the Trust Estate and the manner and form in which the Trust
Estate is invested at the time of the rendition of such statement.
' • ''~.
~~~~~ ~ ProMaioas After Death: Upon my death, the Trustee shall pay over
to the executor of the Settlor's estate suchy amounts from time to time as the executor or
administrator shall certify to the Trustee as being required to pay the debts and funeral
expenses of the Settlor, the expenses of administering the Settlor's estate and any pecuniary
bequests contained in the Settlor's Will; provided, however, that such payment shall be made
exclusively out of funds or property or the proceeds thereof which are included in the
Settlor's gross estate for federal estate tax purposes. All the rest residue and remainder of
the trust property I give, devise, and bequeath to my Trustee in continued Trust. It being
my intention to establish a charitable remainder unitrust ' hin the meaning of section 8 of
Rev. Proc. 90-31 and section 664(d)(2) and (3) of the Inte al Revenue Code (hereinafter
referred to as "the Code", such Trust shall ,be kn WESLEY R THOMPSON
CEIARTTABLB P:EMAIlVDER LJNITRUST
A. Payment of Unitrust Amoun taxable year of the Trust, the Trustee
Trust (the "valuation date"). The unitrust amount for any year shall also
include any amount of Trust income for such year that is in excess of the
amount required under (b) (above) to the extent that the aggregate of the
amounts paid in prior years was less than the aggregate of the amounts
computed as 5 percent of the fair market value of the Trust assets on the
valuation dates.
The unitrust amount shall be paid in quarterly installments. Any income of
the Trust for a taxable year in excess of the unitrust amount shall be added
to principal. If for any year the net fair market value of the Trust assets is
incorrectly determined, then vi+ithin a reasonable period after the value is
finally determined for federal tax purposes, the Trustee shall pay to the
Recipients (in the case of undervaluation) or receive from the Recipients (in
the case of an ovetvaluation)~ an amount equal to the difference between the
unitrust amount properly payable and the unitrust amount actually paid.
B. Deferral Provision. The obligation to pay the unitrust amount shall
commence with the date of my death, but payment of the unitrust amount may
be deferred from such date until the end of the taxable year of the Trust in
which occurs the complete funding of the Trust. Within a reasonable time
after the end of the taxable ,year in which complete funding of the Trust
occurs, the trustee must pay to the Recipients (in the case of an
underpayment) or receive from the Reci ' nts (in the case of an over
payment) the difference between: (1) any um st amounts actually paid, plus
interest compounded annually, com the period at the rate of
interest the federal income tax ns un section 664 of the Code
prescribe for the trust for suc tation for such period; and (2) the
unitrust amounts payab compounded annually, computed for
any period at the rate interest t t the federal income tax regulations under
section 664 of 'be . the Trust for such computation for such
period.
C. Proration o e Unit t Amount. In determining the unitrust amount, the
Trustee shall prora a same on a daily basis for a short taxable year and for
the taxable year ending with the survivor Recipient's death.
D. Distribution to Charity. Upon the death of the survivor Recipient, the
Trustee shall distribute all the then principal and income of the Trust (other
than the amount due either of the Recipients or their estates under the
provisions above) to BROWN'UNIVERSHy, providence Rhode Island
(hereinafter referred to as "the Charitable Organization") for the
establishment of a fund to provide scholarships to needy students of high
scholastic standing. This fund shall be known as the "WESLEY R
THOMPSON AND LOIS H. THOMPSON SCHOLARSHIP
FUND". If the Charitable Organization is not an organization described in
sections 170(c) and 2055(a) of the Code at the time when any principal or
•11
income of the Trust is to be distribution to it, then the Trustee shall distribute
such principal or income to .such one or more organizations described in
sections 170(c) and 2055(a) as the Trustee shall select in its sole discretion.
E. Additional Contributions. No additional contributions shall be made to the
Trust after the initial contribution. The initial contribution, however, shall be
deemed to consist of all property passing to the Trust by reason of my death.
F. Prohibited Transactions. The Trustee shall make distribution at such times
and in such manner as not to subject the Trust to tax under section 4942 of
the Code. Except for the payment of the unitrust amount to the Recipients,
the Trustee shall not engage in any act of
4941(d), and shall not make any taxable e
4945(d). The Trustee shall not make
charitable purpose of the 7
regulations thereunder, or
meaning of section 494
as defined in section
as defined in section
:nts that jeopardize the
of section 4944 and the
excess business holdings, within the
G. Taxable Year. Th ble of the Trust shall be the Calendar year.
H. Governing ra ' of the Trust shall be governed by the laws
of the Comm wealth Pennsylvania. The Trustee, however, is prohibited
from exercisin or discretion granted under said. laws that would be
inconsistent with t ualification of the Trust under section 664(d)(2) and (3)
of the Code and the corresponding regulations.
I. Limited Power of Amendment. The Trustee shall have the power, acting
alone, to amend the Trust in any manner for the sole purpose of ensuring that
the Trust qualifies and continues to qualify as a charitable remainder unitrust
within the meaning of Section 664(d)(2) and (3) of the Code.
Right to Rev~oloe and Amend: I reserve the right to revoke or amend this
Trust, in whole or in part, at any time and from time to time by an instrument in writing,
delivered to the Trustee and intended to take effect during my lifetime, except that the
duties, powers and liabilities of the Trustee shall; not be changed without its written consent.
The Trustee reserves the right, at any time upon thirty (30) days advance written notice to
Settlor, to resign the Trust and deliver the Trust Estate to me, after deducting therefrom its
fees and any expenses then due and payable.
FOUR H: Additions to Tn~at: Subject to the approval of the Trustee, I may add property,
real and personal, to the principal of this Trust, by deed, Will or otherwise.
Fri: Trustee's Powers: In addition to the powers granted by law, the Trustee shall
have the following discretionary powers, applicable to principal and income, which (shall be
exercisable without leave of court and shall be effective until distribution is actually made:
A. To accept and retain any or all property,
of the Trustee or of a holding,company co
B. To invest in all forms of
real estate, all types of stocks,
trust funds and money market
prescribed by statute a
stock or other
the Trustee;
but not by way of
a participation in
being confined to in
required to diversify;
discount;
in the name of nominee.
and discretionary;
G. To join in any er, consolidation, reorganization, voting trust ~lan, or
other concerted action of security holders, and to delegate discretiona duties
with respect thereto;
H. To borrow from Farmers Trust Company or from others, and to ple a real
or personal property as security therefor; to loan cash or securities up n such
terms and conditions as Trustees. deem appropriate;
I. To sell at public or private sale for cash or credit or partly for eac , to
exchange, to improve, or to lease,for any period of time, any real or rsonal
property; and to give options for'~sales, exchanges, or leases;
J. To allocate any property received or charge incurred to principal or ' come
or partly to each, without being' obliged to apply the usual rules o trust
accounting; ~ I,
K To distribute in cash or in kind or partly in each;
: Compensation: The Trustee: shall be compensated in accordance with its
standard schedule of charges in effect from time to time during the period of itsCervices,
and this compensation shall be paid from principal or income or partly from each inj the sole
discretion of the Trustee.
SEVENTH: Non-Assignment: The principal and income of this trust shall be f e from
anticipation, assignment, pledge or obligation of Settlor and shall not be subjec~ to any
execution or attachment or to voluntary or involuntary alienation.
F~ISS~-I: Lave Governing Trust: This Trust is
Commonwealth of Pennsylvania and shall in all respects
have its situs at Cumberland County, Pennsylvania.
IN WITNESS WHEREOF, Settlor
of , 1992, and Trus
corporate seal to be affixed hereto.
and accepted 'i in the
ed by its laws a~d shall
h and this o7G ~~'ll day
this instrument and cajused its
WL{~'LEY R
Farmers Trust Company
'.~," •.
;
, 13y.
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND:
On this, the a ~~ day of 1992, befor me, a
Notary Public in and for the said Commonwealth d County, personally appeare
VVFSLEy R THOMPSON known to be (or5satisfactorily proven) to be the perso whose
name is subscribed to the foregoing Revocable Living Trust and acknowledged that he
executed the same for the purposes therein contained.
WITNESS my hand and notarial seal.,
r:~cf:•~~.;:.a:H
~ICfI Mare r; Jdf:i':a~, ~ apf~~+ryr P~ly..
CdfnS~B ~'t)f::. vll!I1~;Q,12~1~ "~'~",l
Myt:a~nmiasiai ExpreSAug.9,1993
. r
. • , ,, ~ SCHEDULE OF PROPERTY
Referred .to in the annexed Deed of Trust dated
WESLEY R THOMPSON to Farmers Trust Company, Trustee.
1992, from
IN RE: WESLEY R. THOMPSON
CHARITABLE REMAINDER UNITRUST
CUMBERLAND COUNTY,
PENNSYLVANIA
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLV.
ORPHANS' COURT DNISION
NO. 1998-0858
NOTICE OF FILING FIRST AND FINAL ACCOUNT AND
PETITION FOR ADJUDICATION
AND CALL FOR AUDIT OR ONFIRMATION
NOTICE IS HEREBY GNEN that Manufacturers and Traders Trust Company, Trust
Wesley R. Thompson Charitable Remainder Unitrust, has this date filed the First and Final Acc
Petition for Adjudication in the above-captioned Estate in the Office of the Clerk of the Orphans'
and for Cumberland County, Pennsylvania, where the same is filed as public record and may be i~
A copy of said Ac u and P tition as filed is enclosed.
~e of the
unt and
Court in
YOU ARE FURTHER NOTIFIED that any exceptions or objections to said Account or Peti ion must
be filed in writing at the office of the Clerk of the Orphans' Court, Cumberland County Courthouse, Carlisle,
PA 17013, aforesaid prior to the confirmation of said Account scheduled as set forth below.
UNLESS written exceptions or objections are filed prior thereto, said Account will be pre
the above-captioned Court in Court Room No. 1 of the Cumberland County Courthouse,
Pennsylvania, at 9:30 a.m. prevailing time, on Tuesday, Apri126, 2011, at which time said Accou~
confirmed and distribution ordered in accordance with the Petition for Adjudication.
MART~SON L~1W
Date of Notice: ~ - Z `f-l ~
NOTICES TO:
Beverly E. Ledbetter, Esquire
Vice President and General Counsel
Brown University
Box 1913
Providence, RI 02912-1913
BY~ ~1.J~~ ~_
No V. Otto III, Esquire
10 East High Street
Carlisle, PA 17013
(717) 243-3341
Attorneys for Manufacturers and Traders Trust
Company, Trustee
Commonwealth of Pennsylvania ~'
Office of Attorney General q
Attention: Michael T. Foerster
Senior Deputy Attorney General
Charitable Trusts and Organizations Section
14~' Floor, Strawberry Square
Harrisburg, PA 17120
to
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PROOF OF SERVIC
I hereby certify that I am this day serving in the Wesley R. Thompson Charitable
Unitrust, Notice of Charitable Gift in Accordance with Pa O C Rule 5 5,
26. 1992, and Nptice of Filine First and Final Account and Pet;t;nn fnr ~
Audit or Con#`irmation upon the person and in the manner indicated below which
the requirements of Pa. R.A.P. 121:
Service by first class mail as follows•
Commonwealth of Pennsylvania
Office of Attorney General
Attention: Michael T. Foerster
Senior Deputy Attorney General
Charitable Trusts and Organizations Section
14s' Floor, Strawberry Squaze
Harrisburg, PA 17120
MARTSON LAW OFFICES
By
No V. Otto III, Esquire
Ten East High Street
Cazlisle, PA 17013
(717) 243-3341
Attorneys for Manufacturers and Traders'
Trust Company, Trustee
Date: March 24, 2011
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IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PA
ORPHANS' COURT DIVISION
WESLEY R. THOMPSON CHARITABLE REMAINDER UNITRUST
DATED 5/26/. lgg~
FIRST AND FINAL ACCOUNT OF
Manufacturers and Traders Trust Company, Successor to
Keystone Financial Bank, N.A., Successor to
Financial Trust Company Services, Trustee
Date of Death of:
Wesley R. Thompson
Daniel R. Thompson
April 28, 2010
Date of First Receipt of Funds: June 1, 1992
Accounting for the period: June 1, 1992 t
March 10, 2011'
_______----- --------------------------d
Purpose of Account: The Trustee offers this Account to acquaint interdsted
parties with the transactions that have occurred during the AdministraY~ion.
It is important that the Account be carefully examined. Requests for
additional information, questions or objections can be discussed with:
Karen Cummins
nO rv
ra
_,_.
I~ >~,.~
Manufacturers and Traders Trust Company ~~
Q
1- ~
2r. m ..~
7 CJ
One M&T Plaza, 9th Floor ,
p
~ :C7 ~
~;~ =~
Buffalo, NY 14203 ~~~ N ~-~i tC'r~i
(716) 842-5581 ._'
~ ~ `~
~`D
~
}}~-y
~
"~ _
c ' '~-7
~,ry
C'7 C3 i
N
No V. Otto, III
T"
~ ~~
Martson, Deardorff, Williams, Otto, Gilroy & Faller
Ten East High Street
Carlisle, PA 17103
SU10l71RY OF ACCOIIDI'P
PAGES
PRINCIPAL
Receipts
Net Loss on Sales or Disposition
Increase in Reappraisement
Less Disbursements:
Fiduciary Fees
Federal State & Local Taxes
Administration - Misc. Exp.
Balance before Distributions
Distributions to Beneficiaries
Principal Balance on Hand
3_g $ 836,282.79
9-24 -37,471.44
$ 798,811.35
25-26 504,187.42
$ 1,302,998.77
27-36 $ 92,168.61
36'37 809.88
37 15,549.49 -108,527.98
$ 1,194,470.79
38 -173,087.50
39 $ 1,021,383.29
For Information:
Investments Made
Changes in Holdings
INCOME
Receipts
Less Disbursements
Balance before Distributions
Distributions to Beneficiaries
Income Balance on Hand
COMBINED BALANCE ON HAND
Unitrust Statement(s)
Schedule of Proposed
Distribution
Verification
40-45
46-85
86-135 $ 839,560.53
136-149 -227,295.96_
$ 612,264.57
150-159 -594,248.13
160 $ 18,016.44
$ 1,039,399.73
161-186
187
188
- 2 -
PRINCIPAL RECBIPTS
RECEIVED FROM WESLEY R. THOMPSON:
Bonds
$25,000 Lebanon School District 6.2$ due
2/1/94
$25,000 Philadelphia Gas Works 6.1~ due
5/15/93
$25,000 US Treasury Notes 6.875$ due
3/31/97
$25,000 US Treasury Notes 7$ due 4/15/99
$25,000 US Treasury Notes 8.5$ due
3/31/94
Common Stocks
100 Shs. Allegheny Power System
Incorporated
4D8 Shs. Ameritech Corporation
544 Shs. Bell Atlantic Corporation
612 Shs. Bellsouth Corporation
397 Shs. Citizens First Bancorp
Incorporated
18 Shs. Delta Airlines
825 Shs. Dow Chemical Company
100 Shs. Mauna Loa Macadamia Partners LP
272 Shs. NYNEX Corporation
544 Shs. Pacific Telesis Group
544 Shs. U.S. West Incorporated
FORWARD
$ 25,000.00
''25,000.00
,24,932.25
24,850.50
,24,906.25
3,815.00
9,694.08
9,846.40
,12,699.00
2,731.44
1.00
4,050.75
1,025.00
8,418.40
8,334.08
8,388.48
$ 13,692.63
- 3 -
PRiD1CIPAL pECgIPTB (coat'd)
FORWARD
Common Stocks (cont'd)
367 Shs. United Water Resources
Incorporated
Certificates of Deposit
$7,000 Meridian Bank Certificate of
Deposit 5.205 due 7/30/92
$25,000 Meridian Sank Certificate of
Deposit 5.833$ due 9/19/92
$7,535.56 Meridian Bank Certificate of
Deposit 5.075 due 11/26/92
$16,165.39 Meridian Bank Certificate of
Deposit 4.646 due 12/24/92
$20,248.99 Meridian Bank Certificate of
Deposit 6.549 due 2/28/93
$13,600 Meridian Bank Certificate of
Deposit 4.365 due 2/10/93
Principal Cash
SUBSEQUENT RECEIPTS
CASH:
02/10/93 Transfer from Income
12/31/93 Transfer from Income
07/25/94 Transfer from Income
01/04/96 Transfer from Income
FORWARD
$ 8,000.00
25,000.00
10,000.00
5,200.00
$ 286,872.20
90,000.00
$ 376,872.20
$ 48,200.00 $
$ 193,692.63
3,629.63
7,000.00
25,000.00
7,535.56
16,165.39
20,248.99
13,600.00
376,872.20
- 4 -
PRZNCIP7IL RECEIPTS ( coat'd)
FORWARD $ 48,200.00 $ 376,.872.20
SUBSEQUENT RECEIPTS (cont'd)
CASH: (cont'd)
07/18/96 Transfer from Income 10,000.00
10/30/96 Transfer from Income 10,000.00
05/21/97 Transfer from Income 10,000.00
04/22/98 Transfer from Income 25,000.00
10/30/98 Transfer from Income - Accrued Dividend
on Be11 Atlantic Corporation 962.50
10/30/98 Transfer from Income - Accrued Dividend
on Ameritech Corporation 600.00
10/30/98 Transfer from Income - Accrued
Dividend on AT&T Corporation 165.00
10/30/98 Transfer from Income - Accumulated
Income as of Date of Death 21,342.37
10/30/98 Transfer from Income - Accrued Interest
on Great Valley School Authority 4~ due
2/15/99 300.00
10/30/98 Transfer from Income - Accrued Interest
on Manheim Township 4.4$ due 6/1/99 709.50
10/30/98 Transfer from Income - Accrued Dividend
on Dow Chemical Company 717.75
10/30/98 Transfer from Income - Accrued Interest
on Cumberland County Municipal Authority
4.4~ due 10/1/01 55.00
10/30/98 Transfer from Income - Accrued Interest
on Bermudian Springs PA School District
4.25 due 2/15/04 318.75
10/30/98 Transfer from Income - Accrued Interest
on Dauphin County General Authority 5$
due 6/2/26 895.83
FORWARD $ 129,266.70 $ 376,872.20
- 5 -
PRIDICIPaI+ RRC8IPT8 (aoat'd)
FORWARD $ 129,266.70 $
SUBSEQUENT RECEIPTS (cont'd
CASH: (cont'd)
10/30/98 Transfer from Income - Accrued Dividend
on Bellsouth Corporation 504.00
10/30/98 Transfer from Income - Accrued Interest
on West Shore School District 4.375 due
9/1/02 236.98
10/30/98 Transfer from Income - Accrued Interest
on US Treasury Notes 7$ due 4/15/99 845.84
10/30/98 Transfer from Income - Accrued Interest
on Parkland School District 4.9~ due
265.42
9/1/02
10/30/98 Transfer from Income - Accrued Interest
on Nazareth PA Area School District 4.1~
due 8/15/03 307.50
10/30/98 Transfer from Income - Accrued Interest
on Middlesex Township Sewer Authority
4.75$ due 6/1/03 851.04
01/06/99 Proceeds from National Life of Vermont
Policy #0487079 & #0534063 2,754.31
01/06/99 Proceeds from Provident Mutual Insurance
Policy #977190 & #977191 21,777.86
02/16/99 Proceeds from MBL Life Insurance Policy
13,986.42
#2177456A
02/16/99 Proceeds from MBL Life Insurance Policy
10,431.20
#1708573A
02/16/99 Proceeds from MBL Life Insurance Policy
#1708572B 5,689.91.
02/16/99 Proceeds from Mony Life Insurance Policy
#347 39 44 2,100.95
FORWARD
376,872.20
$ 189,018.13 $ 376,87.2.20
- 6 -
PRINCIPAL RECEIPTS lcoat'd)
FORWARD $ 189,018.13 $
SUBSEQUENT RECEIPTS (cont'd)
CASH: (cont'd)
02/16/99 Proceeds from Mony Life Insurance Policy
#365 97 34
02/16/99 Proceeds from MBL Life Insurance Policy
#2179634A
05/24/99 Proceeds from Rohm & Haas Group Life
Insurance Policy #L39115
06/01/00 Hartford Fire Insurance Company - Refund
07/24/00 Cash Portion of Mediaone Group
Incorporated/AT&T Corporation merger
08/18/00 Redemption of Rights - U.S. West
Incorporated New
09/21/00 Accrued Interest on Mediaone Group
Incorporated/AT&T Corporation merger
12/12/00 Received from the. Estate of Wesley R.
Th
1,069.22
14,059.53
3,000.00
4.23
5,100.00
3.08
27.10
376,872.20
ompson - Principal Cash 1,283.06
STOCKS:
09/03/92 500 Shs. American Telephone & Telegraph
Company
RECEIVED FROM WESLEY R THOMPSON
10/30/90 Principal Cash Family Exemption - Lois
Thompson $
07/14/92 Principal Cash Received from United
National Bank
11/06/92 Principal Cash
11/27/92 Principal Cash Received from United
National Bank
FORWARD
213,564.35
9,975.00
2,000.00
71,250.40
25,000.00
41,233.91
139,484.31 $
600,411.55
- 7 -
PRIlICIP]LL RAC=IPY'& {ooat'd)
FORWARD $ 139,484.31 $
SUBSEQUENT RECEIPTS (cont'd
RECEIVED FROM WESLEY R THOMPSON (cont'd)
12/07/92 Principal Cash 25,000.00
06/09/93 468 Shs. Rohm & Haas Company 5,091.84
03/01/94 Principal Cash Received from Western
National Life #SB070390 44,012.26
11/04/97 Principal Cash 7,200.00
RECEIVED FROM LOIS THOMPSON TRUST:
02/10/93 1,000 Shs. Selective Insurance Group
Incorporated $ 4,839.98
08/06/93 413 Shs. Texas Utilities Company 10,242.85
TOTAL PRINCIPAL RECEIPTS
600,411.55
220,788.41
15,082.83
$ 836,282.79
- 8 -
PRINCIPAL QdliNB OR LOSSES ON 811LE8 OR OTHER DISPOSITIONS
GAIN LOSS
07/30/92 $7,000 Meridian Bank Certificate of
Deposit 5.205$ due 7/30/92
Net Proceeds 7,000.00
Acquisition Value 7.000.00
09/21/92 $25,000 Meridian Bank Certificate of
Deposit 5.833$ due 9/19/92
Net Proceeds 25,000.00
Acquisition Value 25.000.00
12/03/92 $7,535.56 Meridian Bank Certificate of
Deposit 5.075$ due 11/26/92
Net Proceeds 7,535.56
Acquisition Value 7,535.56
12/29/92 $16,165.39 Meridian Bank Certificate of
Deposit 4.646$ due 12/24/92
Net Proceeds 16,165.39
Acquisition Value 16,165.39
02/11/93 $13,600 Meridian Bank Certificate of
Deposit 4.365 due 2/10/93
Net Proceeds 13,600.00
Acquisition Value 13,600.00
05/05/93 $20,248.99 Meridian Bank Certificate of
Deposit 6.549 due 2/28/93
Net Proceeds 20,248.99
Acquisition Value 20.248.99
05/17/93 $25,000 Philadelphia Gas Works 6.1~ due
5/15/93
Net Proceeds 25,000.00
Acquisition Value 25,000.00
06/16/93 18 Shs. Delta Airlines Incorporated
Net Proceeds 901.71
Acquisition Value 1.00 $ 900.71
02/01/94 $25,000 Lebanon School District 6.2~ due
2/1/94
Net Proceeds 25,000.00
Acquisition Value 25.000 00
FORWARD $ 900.71
- 9 -
PRINCIPAL OJ-INS OR LOSSRS ON S71T.p8 OR DISPOSITIONS (coated)
GAIN LOSS
FORWARD $ 900.71
03/31/94 $25,000 US Treasury Notes 8.5~ due
3/31/94
Net Proceeds 25,000.00
Acquisition Value 24,906.25 93.75
09/30/94 $50,000 US Treasury Notes 4~ due 9/30/94
Net Proceeds 50,000.00
Acquisition Value 50,000.00
11/21/94 52 Shs. Citizens First Bancorp
Incorporated
Net Proceeds 507.00
Acquisition Value 357.77 149.23
12/12/94 100 Shs. Mauna Loa Macadamia Partners LP
Net Proceeds 224.99
Acquisition Value 1,025.00
12/12/94 99 Shs. National Westminster Bank PLC
ADR
Net Proceeds 4,714.15
Acquisition Value 2,644.67 2,069.48
01/31/95 $50,000 US Treasury Notes 4.25 due
1/31/95
Net Proceeds 50,000.00
Acquisition Value 49,975.97 24.03
09/14/95 367 Shs. United Water Resources
Incorporated
Net Proceeds 4,688.27
Acquisition Value 3,629.63 1,058.64
11/15/95 $25,000 US Treasury Note 5.125 due
11/15/95
Net Proceeds 25,000.00
Acquisition Value 24,972.04 27.96
01/17/96 $50,000 Upper Allegheny Jt Sanitary
Authority 4.5$ due 1/15/96
Net Proceeds 50,000.00
Acquisition Value 50,000.00
FORWARD $
$ 800.01
4,323.80 $ 800.01
- 10 -
PRINCIPAL (SHINS OR LOSSES ON SALES OR OTSER DISPOSITIONS (coat d)
FORWARD
01/22/96 $50,000 Federal Home Loan Bank 5$ due
1/22/96
Net Proceeds 50,000.00
Acquisition Value 50.000.00
02/15/96 $25,000 US Treasury Notes 4.625$ due
2/15/96
Net Proceeds 25,D00.00
Acquisition Value 24,931.04
05/15/96 $25,000 US Treasury Notes 4.25 due
5/15/96
Net Proceeds 25,000.00
Acquisition Value 24.796.88
10/15/96 0.042 Shs. Lucent Technologies
Incorporated
Net Proceeds 1.95
Acquisition Value ,72
01/14/97 0.25 Shs. NCR Corporation
Net Proceeds 8.65
Acquisition Value 2,74
03/03/97 $50,000 Cornwall Lebanon School District
Authority 4.05$ due 3/1/97
Net Proceeds 50,000.00
Acquisition Value 50,000.00
03/31/97 $25,000 US Treasury Notes 6.875$ due
3/31/97
Net Proceeds 25,000.OD
Acquisition Value 24.932.25
04/11/97 600 Shs. Airtouch Communications
Net Proceeds 14,114.53
Acquisition Value 4.308.69
04/11/97 100 Shs. NCR Corporation
Net Proceeds 3,402.39
Acquisition Value 2,761.79
FORWARD $
GAIN LOSS
$ 4,323.80 $ 800.01
68.96
203.12
1.23
5.91
67.75
9,805.84
640.60
15,117.21 $
800.01
- 11 -
PRINCIPAL HAIRS OR LOSS$S ~ SAI+ES OR OTSRR DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 15,117.21 $ 800.01
04/15/97 0.87 Shs. SBC Communications
Incorporated
Net Proceeds 44.57
Acquisition Value 8.80 35.77
07/31/97 $50,000 US Treasury Notes 5.5~ due
7/31/97
Net Proceeds 50,000.00
Acquisition Value 49,886.50 113.50
11/13/97 0.4 Shs. Bell Atlantic Corporation
Net Proceeds 32.04
Acquisition Value .00 32.04
02/02/98 $25,000 US Treasury Notes 5.625 due
1/31/98
Net Proceeds 25,000.00
Acquisition Value 24,963.98 36.02
02/16/98 $50,000 Fleetwood School District 5.25
due 2/15/98
Net Proceeds 50,000.00
Acquisition Value 50,000.00
05/01/98 $25,000 Cumberland County Refunding 3.7~
due 5/1/98
Net Proceeds 25,000.00
Acquisition Value 24,937.50 62.50
06/01/98 $25,000 US Treasury Notes 5.375 due
5/31/98
Net Proceeds 25,000.00
Acquisition Value 25,000.00
08/04/98 0.386 Shs. U.S. West Incorporated New
Net Proceeds 20.85
Acquisition Value .00 20.85
12/03/98 $50,000 Dauphin County General Authority
5$ due 6/2/26
Net Proceeds 50,000.00
Acquisition Value 50,000.00
FORWARD $ 15,417.89 $ 800.01
- 12 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OT~R DISPOSITIONS (COnt'd)
GAIN LOSS
FORWARD $ 15,417.89 $ 800.01
12/15/98 500 Shs. Bell Atlantic Corporation
Net Proceeds 27,830.31
Acquisition Value 7,044.14 20,786.17
12/15/98 $50,000 Bermudian Springs PA School
District 4.25 due 2/15/04
Net Proceeds 50,339.50
Acquisition Value 49,869.50 470.00
12/15/98 $50,000 Cumberland County Municipal
Authority 4.4$ due 10/1/O1
Net Proceeds 50,727.00
Acquisition Value _ 49,871.50 855.50
12/15/98 $50,000 Great Valley School Authority 4$
due 2/15/99
Net Proceeds 49,858.50
Acquisition Value 50,000.00 141.50
12/15/98 $45,000 Manheim Township 4.4$ due 6/1/99
Net Proceeds 45,063.90
Acquisition Value 44,943.75 120.15
12/15/98 $50,000 Middlesex Township Sewer
Authority 4.75 due 6/1/03
Net Proceeds 51,201.00
Acquisition Value 49,866.50 1,334.50
12/15/98 $50,000 Nazareth PA Area School District
4.1$ due 8/15/03
Net Proceeds 50,325.00
Acquisition Value _ 49,878.50 446.50
12/15/98 $50,000 Parkland School District 4.9~
due 9/1/02
Net Proceeds 51,735.00
Acquisition Value 50,000.00 1,735.00
12/15/98 $50,000 West Shore School District
4.375 due 9/1/02
Net Proceeds 49,967.00
Acquisition Value 50,000.00
33.00
FORWARD $ 41,165.71 $ 974.51
- 13 -
PRINCIPAL GAINS OR LQ88$.S ON OR OTN~t DIBPOSITIONB (COIIt'd)
GAIN LOSS
FORWARD $ 41,165.71 $ 974.51
12/22/98 Long Term Capital Gain Distribution on
Keypremier Intermediate Term Income Fund
Net Proceeds 340.77
Acquisition Value .00 340.77
12/22/98 Short Term Capital Gain Distribution on
Keypremier Intermediate Term Income Fund
Net Proceeds 207.76
Acquisition Value .00
03/12/99 2,000 Shs. Selective Insurance Group
Incorporated
Net Proceeds 36,248.79
Acquisition Value 4,839.98
03/12/99 413 Shs. Texas Utilities Company
Net Proceeds 17,335.10
Acquisition Value 10.242.85
04/15/99 $25,000 US Treasury Notes 7~ due 4/15/99
Net Proceeds 25,000.00
Acquisition Value 24.850.50
01/10/00 1,000 Shs. Allegheny Energy Incorporated
Net Proceeds 26,149.12
Acquisition Value 31,218.75
01/10/00 500 Shs. Lucent Technologies
Incorporated
Net Proceeds 36,986.26
Acquisition Value 15,359.37
01/10/00 508 Shs. SBC Communications Incorporated
Net Proceeds 22,783.03
Acquisition Value 23,272.75
06/23/00 39,748.901 Shs. Governor Intermediate
Term Income Fund
Net Proceeds 364,894.91
Acquisition Value 400,000.00
FORWARD
207.76
31,408.81
7,092.25
149.50
5,069.63
21,626.89
489.72
35,105.09
101,991.69 $ 41,638.95
- 14 -
PRINCIP7IL GAINS OR LOSSES ON 811LE8 OR OTHER DISPOSITIONS Cont'd
GAIN LOSS
FORWARD $ 101,991.69 $ 41,638.95
06/27/00 475 Shs. Dow Chemical Company
Net Proceeds 15,721.97
Acquisition Value 13.933 33 1,788.64
06/27/00 500 Shs. SBC Communications Incorporated
Net Proceeds 23,924.20
Acquisition Value 22,093.61 1,830.59
07/10/00 800 Shs. Bellsouth Corporation
Net Proceeds 34,978.83
Acquisition Value 31,475 00 3,503.83
07/21/00 0.261 Shs. Qwest Communications
Incorporated
Net Proceeds 14.07
Acquisition Value 8.14 5 93
08/21/00 0.72 Shs. AT&T Corporation
Net Proceeds 22.80
Acquisition Value 2g,p7
5.27
10/30/00 0.995 Shs. Avaya Incorporated
Net Proceeds 12.96
Acquisition Value 20
17
. 7.21
07/23/01 0.039 Shs. AT&T Wireless Services
Incorporated
Net Proceeds .64
Acquisition Value 1.06
42
02/15/02 $50,000 Federal Home Loan Bank 6.75$ due
2/15/02
Net Proceeds 50,000.00
Acquisition Value 49,942 50 57.50
07/17/02 1,065 Shs. Qwest Communications
Incorporated
Net Proceeds 2,097.98
Acquisition Value 33.217.36
31,119.38
FORWARD $ 109,178.18 $ 72,771.23
- 15 -
PRIDTCIP7IL ci1-i1i8 oR ~0A91~ 011 1i 08 O'171iA DI8PO8ITION$ (coat ~ d
FORWARD
07/31/02 0.8445 Shs. Agere Systems Incorporated
Class B
Net Proceeds 1.67
Acquisition Value 16.26
07/31/02 0.1691 Shs. Agere Systems Incorporated
Class A
Net Proceeds .27
Acquisition Value 3.25
12/03/02 0.834 Shs. Comcast Corporation Class A
New
Net Proceeds 21.41
Acquisition Value 39.55
12/09/02 0.8 Shs. AT&T Corporation New
Net Proceeds 22.34
Acquisition Value 36.66
08/19/03 2,000 Shs. Dow Chemical Company
Net Proceeds 66,842.86
Acquisition Value 58.666.67
11/21/03 Long Term Capital Gain Distribution on
MTB US Government Bond Inst I Fund #822
Net Proceeds 34.00
Acquisition Value .00
11/21/03 Long Term Capital Gain Distribution on
MTB Intermediate Term Bond-Inst I Fund
#220
Net Proceeds 2,858.76
Acquisition Value .00
GAIN LOSS
$ 109,178.18 $ 72,771.23
14.59
2.98
18.14
14.32
8,176.19
34.00
2,858.76
11/21/03 Short Term Capital Gain Distribution on
MTB Intermediate Term Bond-Inst I Fund
#220
Net Proceeds 317.35
Acquisition Value .00
317.35
FORWARD $
120,564.48 $ 72,821.26
- 16 -
PRINCIP]-L QAINS OR LOSS&S ON 811LES OR OTBRR DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 120,564.48 $ 72,821.26
12/19/03 16 Shs. Agere Systems Incorporated Class
A
Net Proceeds 43.83
Acquisition Value 307.55 263.72
12/19/03 124 Shs. Avaya Incorporated
Net Proceeds 1,382.49
Acquisition Value 2.503.07 1,120.58
12/19/03 800 Shs. Rohm & Haas Company
Net Proceeds 33,073.44
Acquisition Value _ 23.075.00 9,998.44
07/27/04 1,000 Shs. Rohm & Haas Company
Net Proceeds 37,869.11
Acquisition Value 28,843.75 9,025.36
07/27/04 328 Shs. AT&T Corporation New
Net Proceeds 4,705.04
Acquisition Value 15.030.37 10,325.33
10/27/04 529 Shs. AT&T Wireless Services
Incorporated
Net Proceeds 7,935.00
Acquisition Value 11,587.83 3,652.83
06/20/05 0.6 Shs. Agere Systems Incorporated
Net Proceeds 7.61
Acquisition Value 115.52 107.91
08/04/05 1,000 Shs. PNC Financial Services Group
Incorporated
Net Proceeds 55,029.69
Acquisition Value __ 40,912.50 14,117.19
08/04/05 39 Shs. Agere Systems Incorporated
Net Proceeds 432.10
Acquisition Value 7.508 58 7,076.48
08/04/05 200 Shs. DTE Energy Company
Net Proceeds 9,357.60
Acquisition Value 8.032.00 1,325.60
FORWARD $ 155,031.07 $ 95,368.11
- 17 -
PRIL7CiP11L O,i1lDifi OR LOSS ON Su.RB OR OT~R DI$POHiTiODiB (coated)
FORWARD
08/04/05 400 Shs. PPL Corporation
Net Proceeds 24,522.97
Acquisition Value 17,102.00
02/15/06 500 Shs. AT&T Incorporated
Net Proceeds 13,594.58
Acquisition Value 19,828.08
02/15/06 500 Shs. Lucent Technologies
Incorporated
Net Proceeds 1,349.95
Acquisition Value 11,867.91
08/02/06 1,000 Shs. Lucent Technologies
Incorporated
Net Proceeds 2,051.63
Acquisition Value 23,735.82
08/02/06 500 Shs. Bellsouth Corporation
Net Proceeds 19,575.34
Acquisition Value 19,671.88
08/02/06 500 Shs. AT&T Incorporated
Net Proceeds 14,969.60
Acquisition Value 19,828.08
08/02/06 500 Shs. Verizon Communications
Net Proceeds 16,747.48
Acquisition Value 25,203.13
12/15/06 Long Term Capital Gain Distribution on
Bridgeway Ultra Small Co. Mkt Fd
Net Proceeds 447.79
Acquisition Value .00
12/15/06 Long Term Capital Gain Distribution on
LSV Value Equity Fund
Net Proceeds 389.61
Acquisition Value .OD
GAIN LOSS
$ 155,031.07 $ 95,368.11
7,420.97
6,233.50
10,517.96
21,684.19
96.54
4,858.48
8,455.65
447.79
389.61
FORWARD $
163,289.44 $ 147,214.43
- 18 -
PAD IP11I, a11INS OR LOSSES ON SALES OR OTSSR DISPOSITIONS (COat'd)
GAIN LOSS
FORWARD $ 163,289.44 $ 147,214.43
12/15/06 Short Term Capital Gain Distribution on
LSV Value Equity Fund
Net Proceeds 117.63
Acquisition Value .00 117.63
12/20/06 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 689.51
Acquisition Value .00 689.51
01/19/07 0.5 Shs. AT&T Incorporated
Net Proceeds 17.05
Acquisition Value 16.99 .06
03/06/07 0.5001 Shs. Comcast Corporation Class A
New
Net Proceeds 12.84
Acquisition Value 15
81
. 2.97
04/16/07 0.012 Shs. Kraft Foods Incorporated CL A
Net Proceeds ,38
Acquisition Value .17 .21
07/11/07 0.7961 Shs. Citadel Broadcasting Company
Net Proceeds 5.21
Acquisition Value 4.66 .55
07/30/07 75 Shs. Idearc Incorporated
Net Proceeds 2,720.25
Acquisition Value 2,873 00
152.75
07/30/07 76 Shs. Citadel Broadcasting Company
Net Proceeds 446.87
Acquisition Value 445.24 1.63
12/14/07 Long Term Capital Gain Distribution on
LSV Value Equity Fund
Net Proceeds 1,429.35
Acquisition Value 00 1,429.35
FORWARD $ 165,528.38 $ 147,370.15
- 19 -
PRINCiPI-L (ii1IDIS OIt c~ ~ SXLSS ~ O'~'~R~t DISPOSITIONS (COIIt'8)
FORWARD
12/14/07 Short Term Capital Gain Distribution on
LSV Value Equity Fund
Net Proceeds 243.47
Acquisition Value .00
12/19/07 Long Term Capital Gain Distribution on
Bridgeway Ultra Small Co. Mkt Fd
Net Proceeds 787.74
Acquisition Value .00
12/20/07 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 1,009.68
Acquisition Value .00
12/20/07 Short Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 129.97
Acquisition Value .00
12/21/07 26,110.315 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
Net Proceeds 258,492.11
Acquisition Value 273,176.11
12/21/07 26,154.144 Shs. MTB US Government Bond
Inst I Fund #822
Net Proceeds 246,633.58
Acquisition Value 250,034.00
12/26/07 200 Shs. Exxon Mobil Corporation
Net Proceeds 18,317.72
Acquisition Value 7,730.89
12/26/07 487 Shs. AT&T Incorporated
Net Proceeds 19,557.67
Acquisition Value 16,547.51
GAIN LOSS
$ 165,528.38 $ 147,370.15
243.47
787.74
1,009.68
129.97
10,586.83
3,010.16
12/26/07 796 Shs. Comcast Corporation Class A New
Net Proceeds 14,281.45
Acquisition Value 25,163.78
FORWARD $ 181,296.23 $
14,684.00
3,400.42
10,882.33
176,336.90
- 20 -
PRINiCIP11L 011IN8 OR LOSSEB ON 811LE8 OR OTHER DISPOSITIONS (coat d)
GAIN LOSS
FORWARD $ 181,296.23 $ 176,336.90
04/17/08 0.2888 Shs. Fairpoint Communications
Incorporated
Net Proceeds 2,21
Acquisition Value 3,2p 99
07/23/08 28 Shs. Fairpoint Communications
Incorporated
Net Proceeds 208.59
Acquisition Value 309.86 101.27
12/17/08 Long Term Capital Gain Distribution on
Bridgeway Ultra Small Co. Mkt Fd
Net Proceeds 2,291.98
Acquisition Value .00 2,291.98
12/31/08 Long Term Capital Gain Distribution on
Guinness Atkinson - China & HK Fd
Net Proceeds 33.94
Acquisition Value .DO 33.94
01/21/09 0.1 Shs. Wells Fargo & Company
Net Proceeds 2.10
Acquisition Value 15.90 13.80
12/31/09 Long Term Capital Gain Distribution on
Guinness Atkinson - China & HK Fd
Net Proceeds 500.81
Acquisition Value .00 500.81
07/23/10 0.0596 Shs. Frontier Communications
Corporation
Net Proceeds .44
Acquisition Value .76
.32
07/30/10 360 Shs. Frontier Communications
Corporation
Net Proceeds 2,783.43
Acquisition Value 4,572.77 1,789.34
FORWARD $ 184,122.96 $ 178,242.62
- 21 -
PRINCIP7IL 6112NS OR LOBSSB Oat SlILSB 08 OT~R DISPOSITIONS (coat'd)
GAIN LOSS
FORWARD $ 184,122.96 $ 178,242.62
10/29/10 2,806.627 Shs. Bridgeway Ultra Small Co.
Mkt Fd
Net Proceeds 37,019.41
Acquisition Value 45,527.51 8,508.10
10/29/10 555.144 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 14,661.35
Acquisition Value 15,000.00 338.65
10/29/10 17,404.191 Shs. Federated Strategic
Value Fund
Net Proceeds 76,056.31
Acquisition Value 75.000.00 1,056.31
10/29/10 3,956.631 Shs. LSV Value Equity Fund
Net Proceeds 51,357.07
Acquisition Value 54,180.06 2,822.99
10/29/10 466.882 Shs. Guinness Atkinson - China &
HK Fd
Net Proceeds 19,272.89
Acquisition Value 15,534.75 3,738.14
10/29/10 1,172.707 Shs. Harbor International Fund
#11
Net Proceeds 69,459.44
Acquisition Value 71.829.16 2,369.72
10/29/10 21,739.13 Shs. Federated Total Return
Bond Fund
Net Proceeds 247,608.69
Acquisition Value 225,000.00 22,608.69
10/29/10 6,050.605 Shs. Ridgeworth Seix FL Rate
HI Inc Fd-I
Net Proceeds 53,729.37
Acquisition Value 55,000.00 1,270.63
11/02/10 150 Shs. Allstate Corporation
Net Proceeds 4,535.92
Acquisition Value 7.030.50 2,494.58
FORWARD $ 211,526.10 $ 196,047.29
- 22 -
PRINCIPAL f3AIN8 OR LOSSES ON SALES OR OT~R DISPOSITIONS (coat'd)
GAIN LOSS
FORWARD $ 211,526.10 $ 196,047.29
11/02/10 500 Shs. Altria Group Incorporated
Net Proceeds 12,609.78
Acquisition Value 4,839.00 7,770.78
11/02/10 3,000 Shs. AT&T Incorporated
Net Proceeds 85,294.55
Acquisition Value 101,935.35 16,640.80
11/02/10 600 Shs. Bank of America Corporation
Net Proceeds 6,869.88
Acquisition Value 26,052.00 19,182.12
11/02/10 400 Shs. Chevron Corporation
Net Proceeds 33,799.42
Acquisition Value 24,140.00 9,659.42
11/02/10 600 Shs. Citigroup Incorporated
Net Proceeds 2,459.95
Acquisition Value 26,220.00 23,760.05
11/02/10 1,000 Shs. Disney Walt Company
Net Proceeds 36,279.38
Acquisition Value 32,275.10 4,004.28
11/02/10 700 Shs. Exxon Mobil Corporation
Net Proceeds 46,376.31
Acquisition Value 27,058.11 19,318.20
11/02/10 600 Shs. General Electric Company
Net Proceeds 9,625.63
Acquisition Value 18.672.00 9,046.37
11/02/10 800 Shs. Intel Corporation
Net Proceeds 16,257.16
Acquisition Value _ 21;244.00 4,986.84
11/02/10 346 Shs. Kraft Foods Incorporated CL A
Net Proceeds 11,055.44
Acquisition Value 4.987.13 6,068.31
FORWARD $ 258,347.09 $ 269,663.47
- 23 -
PRINCIPAL GU1IN8 OR LOSS~i ON SILLEB OR OTI~R DISPOSITIONS (coaE~B)
FORWARD
11/02/10 150 Shs. Medtronic Incorporated
Net Proceeds 5,383.42
Acquisition Value 7,552.50
11/02/10 700 Shs. Merck & Company Incorporated
Net Proceeds 25,683.96
Acquisition Value 28.490.00
11/02/10 150 Shs. Pepsico Incorporated
Net Proceeds 9,713.83
Acquisition Value 7,809.00
11/02/10 500 Shs. Philip Morris International
Incorporated
Net Proceeds 29,595.29
Acquisition Value 11,093.60
11/02/10 195 Shs. Procter & Gamble Company
Net Proceeds 12,312.09
Acquisition Value 7,952.00
11/02/10 1,500 Shs. Verizon Communications
Net Proceeds 48,423.68
Acquisition Value 67,849.78
11/02/10 199 Shs. Wells Fargo & Company
Net Proceeds 5,126.15
Acquisition Value 31,646.60
TOTALS
NET LOSS TRANSFERRED TO SZJMMARY
GAIN LOSS
$ 258,347.09 $ 269,663.47
2,169.08
2,806.04
1,904.83
18,501.69
4,360.09
19,426.10
26,520.45
$ 283,113.70 $ 320,585.14
$ 37,471.44
---------------
---------------
- 24 -
PRIniCIPAL _REIIPPRI-ISEIR;NT
ACCOUNT REAPPRAISED
VALUE VALUE
REAPPRAISED AS OF 08/20/99
1,000 Shs. Allegheny Energy Incorporated
- Adjustment to Book Value as of Date of
Death $ 25,815.00 $ 31,218.75
2,000 Shs. Ameritech Corporation -
Adjustment to Book Value as of Date of
Death 16,102.51 104,375.00
750 Shs. AT&T Corporation - Adjustment
to Book Value as of Date of Death 6,840.37 29,234.38
2,000 Shs. Bell Atlantic Corporation -
Adjustment to Book Value as of Date of
Death 28,176.55 100,812.50
2,800 Shs. Bellsouth Corporation -
Adjustment to Book Value as of Date of
Death 17,517.00 110,162.50
825 Shs. Dow Chemical Company -
Adjustment to Book Value as of Date of
Death 4,050.75 72,600.00
2,000 Shs. Lucent Technologies
Incorporated - Adjustment to Book Value
as of Date of Death 20,319.83 61,437.50
600 Shs. Mediaone Group Incorporated -
Adjustment to Book Value as of Date of
Death 3,997.02 22,668.75
1,800 Shs. Rohm & Haas Company -
Adjustment to Book Value as of Date of
Death 17,734.14 51,918.75
876 Shs. SBC Communications Incorporated
- Adjustment to Book Value as of Date of
Death 6,502.93 40,131.75
FORWARD $ 147,056.10 $ 624,559.88
- 25 -
PRIDICIPIIL RpiIFL'FIJI,ISi~IA' ( COnt'd)
ACCOUNT REAPPRAISED
VALUE VALUE
FORWARD $ 147,056.10 $ 624,559.88
616 Shs. U.S. West Incorporated New -
Adjustment to Book Value as of Date of
Death $ 6,541.86 $ 33,225.50
TOTALS $ 153,597.96 $ 657,785.38
INCREASE TRANSFERRED TO
SUMMARY PAGE 504.187.42
$ 657,785.38 $ 657,785.38
- 26 -
DISBLJR$~pTB OF PRINCIP)1L
FIDUCIARY FEES
Keystone Financial Bank N A - Trustee
Fee
07/14/99
10/14/99
Manufacturers and Traders Trust COIRDanV
Trustee Fee
01/14/00
04/14/00
07/14/00
08/14/00
09/14/00
10/13/00
11/14/00
12/14/00
01/12/01
02/14/01
03/14/01
04/13/01
05/14/01
06/14/01
07/13/01
08/14/01
09/14/01
$ 2,651.57
2.468.41 $ 5,119.98
Z, 516.38
2,476.70
2,192.25
703.89
704.11
712.19
735.71
703.43
701.98
721.55
7D3.35
683.70
693.76
696.16
680.81
692.79
675.71
FORWARD $ 16,994.47 $ 5,119.98
- 27 -
DISBIIB1iB1i1IIP8 Op pAI11CIF~Lr (coat'd)
FORWARD $ 16,994.47 $
5,119.98
FIDUCIARY FEES (cont'd)
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
672.17
10/16/01
571.09
09/15/06
584.62
10/16/06
592.55
11/15/06
602.26
12/15/06
603.42
01/16/07
611.98
02/15/07
591.47
03/15/07
612.06
04/16/07
626.53
05/15/07
623.93
06/15/07
632.85
07/16/07
607.54
08/15/07
621.85
09/17/07
640.25
10/15/07
615.27
11/15/07
615.33
12/17/07
734.98
01/15/08
720.25
02/15/08
700.57
03/17/08
FORWARD $ 29,575.44 $ 5,119.98
- 28 -
DISBDR88E~laPB OF PRINCIPAL (coat'd)
FORWARD $ 29,575.44 $
FIDUCIARY FEES (cont'd)
Manufacturers and Traders Trust ComDanv
Trustee Fee (cont'd)
04/15/08 707 82
05/15/08 722.19
06/16/08 703.59
07/15/08 681.69
08/15/08 690.27
09/15/08 682 79
10/15/08 620.44
11/17/08 594.99
12/15/08 598.81
01/15/09 587.15
02/17/09 576.38
03/16/09
553.67
04/15/09 575.14
05/15/09 591.81
06/15/09
600.65
07/15/09
590.35
08/17/09 619.75
09/15/09
630.19
10/15/09 639.02
11/16/09
643.37
5,119.98
FORWARD $ 42,185.51 $ 5,119.98
- 29 -
nrszsm~t.xema~g 08 PAINCS7-11I. (COAt'd)
FORWARD $ 42,185.51 $
FIDUCIARY FEES (cont'd)
Manufacturers and Traders Trust Company
Trustee Fee (cont'd)
12/15/09 649.79
652.89
01/15/10
633.69
02/16/10
647.35
03/15/10
660.15
04/15/10
643.22
05/17/10
630.55
06/15/10
636.21
07/15/10
645.97
08/16/10
656.45
09/15/10
671.12
10/15/10
671.69
11/15/10
671.32
12/15/10
670.93
01/18/11
670.52
02/15/11
Market Value Fee
$ 573.99
11/26/01
386.38
12/17/01
386.18
01/15/02
384.63
02/15/02
5,119.98
51,997.36
FORWARD $ 1,731.18 $
57,117.34
- 30 -
D28SVR88I~:NTB OF PRIniCIP1-L (coated)
FORWARD $ 1,731.18 $
FIDUCIARY FEES (cont'd)
Market Value Fee (cont'd)
03/15/02 385.49
04/15/02 379 67
05/15/02 379.77
06/17/02 375.53
07/15/02 370.30
08/15/02 366.59
09/16/02 362.31
10/15/02 360.05
11/15/02 365.53
12/16/02 365.06
01/15/03 371.47
02/18/03 362.47
03/17/D3 356.17
04/15/03 360.76
05/15/03
369.46
06/16/03 372 07
07/15/03 369.27
08/15/03 367.55
09/15/03
366.84
10/15/03 365.11
11/17/03
370.46
FORWARD $
57,117.34
9,473.11 $ 57,117.34
- 31 -
DIRALTi1! (8 OF P8I1iCI811L (coat'd)
FORWARD $ 9,473.11 $
FIDUCIARY FEES (cont'd)
Market Value Fee (cont'd)
12/15/03 371.29
377.70
01/15/04
378.29
02/17/04
03/15/04 375.95
04/15/04 372.29
369.39
D5/17/04
368.66
06/15/04
369.03
07/15/04
370.71
08/16/04
373.39
09/15/04
373.33
10/15/04
378.28
11/15/04
377.56
12/15/04
374.79
01/18/05
377.46
02/15/05
374.92
03/15/05
373.01
04/15/05
373.67
05/16/05
375.03
06/15/05
375.67
07/15/05
375.05
08/15/05
57,117.34
FORWARD $
17,328.58 $ 57,117.34
- 32 -
DZSBVRSENSNTS OF PRINCIPAL (oont~d)
FORWARD $ 17,328.58 $ 57,117.34
FIDUCIARY FEES (cont'd)
Market Value Fee (cont'd)
09/15/05 372.86
10/17/05 368.57
11/15/05 372.43
12/15/05 373.48
01/17/06 375.61
02/15/06 376.47
03/15/06 377.41
04/17/06 374.31
05/15/06 375.68
06/15/06 373.31
07/17/06 375.68
08/15/06 382.65 21,827.04
Bank Management Fee
11/26/01 $ 393.69
12/17/01 260.37
01/15/02 259.86
02/15/02 255.84
03/15/02 246.12
04/15/02 232.43
05/15/02 231.47
FORWARD $ 1,879.78 $ 78,944.38
- 33 -
DISSUR S~11T8 QF PRI~CIPIaL (Coat's)
FORWARD $ 1,879.78 $
FIDUCIARY FEES (cont'd)
Bank Management Fee (cont'd)
D6/17/02 222.06
07/15/02 206.67
08/15/02 190.93
09/16/02 181.79
10/15/02 177.25
11/15/02 189.13
12/16/02 191.76
01/15/03 207.93
02/18/03 180.80
03/17/03 173.22
04/15/03 180.95
05/15/D3 197.87
06/16/03 205.63
07/15/03 202.37
08/15/03 203.50
09/15/03 213.29
10/15/03 208.77
11/17/03 220.41
12/15/03 224.93
01/15/04 235.03
02/17/04 235.30
78,944.38
FORWARD $
6,129.39 $ 78,944.38
- 34 -
DISBVRS~NTS OF PRiNCIP~I, (coated)
FORWARD $ 6,129.39 $
FIDUCIARY FEES (cont'd)
Bank Mana4ement Fee (cont'd
03/15/04 231.61
04/15/04 228.05
05/17/04 224,27
06/15/04 226.30
07/15/04 224.D9
08/16/04 225.51
09/15/04 233.01
10/15/04 231.62
11/15/04 238.90
12/15/04 239.67
01/18/05 234.23
02/15/05 237.44
03/15/05 237,95
04/15/05 233.26
05/16/05 232.34
06/15/05 237,67
07/15/05 238.63
08/15/05 236.03
09/15/05 233.75
10/17/05 226.75
11/15/05 234.73
78,944.38
FORWARD $ 11,015.20 $ 78,944.38
- 35 -
DISHIIAB~liTB OF PAI2iCIF11L (cont'd)
FORWARD $ 11,015.20 $ 78,944.38
FIDUCIARY FEES_(cont'd)
Bank Manacrement Fee (cont'd)
12/15/05
01/17/06
02/15/06
03/15/06
04/17/06
05/15/06
06/15/06
07/17/06
08/15/06
FEDERAL STATE & LOCAL TAXES
Pennsylvania Department of Revenue
State Fiduciary Income Tax
04/04/01 2000 Balance Due
04/09/04 2003 Balance Due
12/28/05 4th Quarter Estimated
04/12/06 1st Quarter Estimated.
05/24/06 2D05 Refund
07/13/D7 2006 Refund
05/16/08 2007 Refund
06/18/09 2008 Refund
238.14
240.87
243.46
248.22
243.39
245.69
242.79
247.13
259.34 13,224.23 $
92,168.61
$ 130.00
484.00
475.00
112.00
-39.12
-143.00
-37.00
-92.00
FORWARD $ 889.88
$ 92,168.61
- 36 -
DISBUR88l~NTS OF PRIlaCZPJ1L (coat'd)
FORWARD $ 889.88
FEDERAL STATE & LOCAL TAXES {cont'd)
Pennsylvania Department of Revenue
State Fiduciary Income Tax (cont'd)
05/19/10 2009 Refund
-80.00 809.88
ADMINISTRATION - MISC. EXPENSES
RESERVES:
Manufacturers and Traders Trust Company
- Termination Fee $ 10,549.49
Martson, Deardorff, Williams, Otto,
Gilroy & Faller - Attorney Fees/Filing
Costs 5,000.00 15,549.49
TOTAL DISBURSEMENTS OF PRINCIPAL
- 37 -
92,168.61
809.88
15,549.49
$ 108,527.98
---------------
---------------
axsaraxavrxo~s of ~xxmcx~nr. so ste~axcxuuEs
Estate of Weslev R. Thompson -
Distribution
10/22/98 $ 25,000.00
07/06/99 80,000.00 $ 105,000.00
Weslev R. Thompson - Distribution
03/04/94 $ 20,000.00
08/04/98 400 Shs. Keystone Financial Incorporated 14.587.50 34,587.50
Brown University - Gift
12/15/94 1,000.00
The Alliance Home - Rental Payment
06/27/96 Final Payment on Purchase Apartment
TOTAL DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES
32,500.00
$ 173,087.50
- 38 -
PRIIQCIPIIL n~r.s~,rE ON 811ND
FIDUCIARY
VALUE AT ACQUISITION
03/10/2011 VALUE
CASH (AUTOMATICALLY INVESTED)
$ 1,021,383.29 $ 1,021,383.29
TOTAL PRINCIPAL BALANCE ON HAND $ 1,021,383.29 $ 1,021,383.29
------------------ ------------------
------------------ ------------------
THE ABOVE CASH IS CURRENTLY INVESTED IN
MTB Prime Money Market-Inst I Fund #142
- 39 -
PRI~CIPIIL I1i1/l~PIQ~1iT8 Mi1DE
07/31/92 $50,000 US Treasury Notes 5.5~ due
7/31/97 $ 49,886.50
09/02/92 92 Shs. Ameritech Corporation 6,408.43
09/02/92 56 Shs. Bell Atlantic Corporation 2,765.00
09/02/92 88 Shs. Bellsouth Corporation 4,818.00
09/02/92 128 Shs. NYNEX Corporation 10,896.00
09/02/92 56 Shs. Pacific Telesis Group 2,486.34
09/02/92 56 Shs. U.S. West Incorporated 2,150.40
09/03/92 103 Shs. Citizens First Bancorp
Incorporated 257.50
10/16/92 $SO,OOD US Treasury Notes 4$ due 9/30/94 50,000.00
11/16/92 $25,000 US Treasury Note 5.125 due
11/15/95 24,972.04
01/22/93 $50,000 Federal Home Loan Bank 5$ due
1/22/96 50,000.00
02/01/93 $50,000 US Treasury Notes 4.25$ due
1/31/95 49,975.97
D2/01/93 $25,000 US Treasury Notes 5.625 due
1/31/98 24,963.98
02/16/93 $25,000 US Treasury Notes 4.625 due
2/15/96 24,931.04
05/26/93 $25,000 US Treasury Notes 4.25$ due
5/15/96 24,796.88
06/01/93 $25,000 US Treasury Notes 5.375 due
5/31/98 25,000.00
10/14/93 400 Shs. Allegheny Power System
Incorporated 22,000.00
07/12/94 $50,000 Cornwall Lebanon School District
Authority 4.05$ due 3/1/97 50,000.00
FORWARD
$ 426,308.08
- 40 -
PRIDiCiP11L iNVEBTl~ITS DS71DE ( coat ~ d
FORWARD $ 426,308.08
07/15/94 $50,000 Upper Allegheny Jt Sanitary
Authority 4.5$ due 1/15/96 50,000.00
11/23/94 0.29 Shs. National Westminster Bank PLC
ADR 13.50
12/01/94 $50,000 Dauphin County General Authority
5~ due 6/2/26 50,000.00
02/17/95 $50,000 Fleetwood School District 5.25$
due 2/15/98 50,000.00
01/10/96 $50,000 Cumberland County Municipal
Authority 4.4~ due 10/1/O1 49,871.50
02/02/96 $25,000 Cumberland County Refunding 3.7$
due 5/1/98 24,937.50
02/13/96 $50,000 Great Valley School Authority 48
due 2/15/99 50,000.00
08/15/96 $50,000 Parkland School District 4.9~
due 9/1/02 50,000.00
10/24/96 138 Shs. Lucent Technologies
Incorporated 6,758.55
02/26/97 69 Shs. NCR Corporation 2,421.90
04/14/97 200 Shs. Lucent Technologies
Incorporated 10,770.00
04/24/97 $50,000 Middlesex Township Sewer
Authority 4.75 due 6/1/03 49,866.50
06/05/97 $45,000 Manheim Township 4.4~ due 6/1/99 44,943.75
10/03/97 $50,000 West Shore School District
4.3758 due 9/1/02 50,000.00
10/30/97 200 Shs. Keystone Financial Incorporated 6,850.00
03/31/98 $50,000 Nazareth PA Area School District
4.1~ due 8/15/03 49,878.50
FORWARD $ 972,619.78
- 41 -
PRID7CIP11L iMf[ii~;MOT~B ~. (Cpat ~ d)
FORWARD $ 972,619.78
04/20/98 $50,000 Bermudian Springs PA School
District 4.25 due 2/15/04 49,869.50
04/30/98 200 Shs. Keystone Financial Incorporated 7,73'7.50
06/01/98 36 Shs. Bell Atlantic Corporation 3,294.89
08/11/98 132 Shs. Rohm & Haas Company 12,642.30
12/18/98 4,882.813 Shs. Keypremier Intermediate
Term Income Fund 50,000.00
12/28/98 4,995.005 Shs. Keypremier Intermediate
Term Income Fund 50,000.00
12/30/98 4,960.317 Shs. Keypremier Intermediate
Term Income Fund 50,000.00
01/11/99 5,005.005 Shs. Keypremier Intermediate
Term Income Fund 50,000.00
01/20/99 4,970.179 Shs. Keypremier Intermediate
Term Income Fund 50,000.00
01/22/99 4,965.243 Shs. Keypremier Intermediate
Term Income Fund 50,000.00
01/28/99 4,960.318 Shs. Keypremier Intermediate
Term Income Fund 50,000.00
02/04/99 5,010.021 Shs. Governor Intermediate
Term Income Fund 50,000.00
O1/10/00 1,000 Shs. Disney Walt Company 32,725.00
01/10/00 1,000 Shs. First Union Corporation North
Carolina 31,662.50
01/10/00 1,000 Shs. PNC Bank Corporation 40,912.50
07/07/00 $50,000 Federal Home Loan Bank 6.75 due
2/15/02 49,942.50
03/01/02 26,096.033 Shs. Vision Intermediate Term
Bond Fund #123 250,000.00
FORWARD $ 1,851,406.47
- 42 -
PRI~IPIIL INVEBT~ET1'S M71DE (coat'd1
FORWARD $ 1,851,406.47
03/01/02 26,150.628 Shs. Vision US Government
Securities Fund #268 250,000.00
09/05/03 1,945.525 Shs. MTB Intermediate Term
Bond-Class A Fund #147 20,000.00
09/08/03 350 Shs. Merck & Company Incorporated 17,720.50
09/08/03 500 Shs. Intel Corporation 14,065.00
09/08/03 500 Shs. Altria Group Incorporated 20,919.90
09/08/03 500 Shs. Exxon Mobil Corporation 19,025.00
09/08/03 600 Shs. General Electric Company 18,672.00
11/21/03 3.516 Shs. MTB US Government Bond Inst I
Fund #822 34.00
11/21/03 309.261 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 3,176.11
12/26/03 400 Shs. PPL Corporation 17,102.00
12/26/03 400 Shs. Exxon Mobil Corporation 15,764.00
08/09/04 300 Shs. Intel Corporation 7,179.00
08/09/04 150 Shs. Pepsico Incorporated 7,809.00
08/09/04 150 Shs. Medtronic Incorporated 7,552.50
08/09/04 200 Shs. DTE Energy Company 8,032.00
08/09/04 200 Shs. Gillette Company 7,952.00
08/09/04. 150 Shs. Allstate Corporation 7,030.50
OS/10/OS 400 Shs. Chevron Corporation 24,140.00
08/10/05 350 Shs. Merck & Company Incorporated 10,769.50
08/10/05 600 Shs. Citigroup Incorporated 26,220.00
08/10/05 600 Shs. Bank of America Corporation 26,052.00
FORWARD $ 2,380,621.48
- 43 -
PRIDICIPl-L IDiVi6'PNB 1QD~ (cont'd)
FORWARD $ 2,380,621.48
02/17/06 188.822 Shs. Harbor International Fund
#11 10,000.00
02/17/06 256.148 Shs. Bridgeway Ultra Small Co.
Mkt Fd 5,000.00
08/07/06 939.227 Shs. Bridgeway Ultra Small Co.
Mkt Fd 17,000.00
08/07/06 177.022 Shs. Harbor International Fund
#11 10,000.00
08/07/06 1,523.702 Shs. LSV Value Equity Fund 27,000.00
12/15/06 22.999 Shs. Bridgeway Ultra Small Co.
Mkt Fd 447.79
12/15/06 26.066 Shs. LSV Value Equity Fund 507.24
12/20/06 11.296 Shs. Harbor International Fund
#11 689.51
12/14/07 94.19 Shs. LSV Value Equity Fund 1,672.82
12/19/07 45.325 Shs. Bridgeway Ultra Small Co.
Mkt Fd 787.74
12/20/07 16.508 Shs. Harbor International Fund
#11 1,139.65
07/21/D8 10,683.761 Shs. Federated Strategic
Value Fund 50,000.00
07/21/08 555.144 Shs. CRM Mid Cap Value Fd-Instl
#32 15,000.00
07/21/08 1,300.39 Shs. Bridgeway Ultra Small Co.
Mkt Fd 20,000.00
07/21/08 779.059 Shs. Harbor International Fund
#11 50,000.00
07/21/08 21,739.13 Shs. Federated Total Return
Bond Fund 225,000.00
FORWARD $ 2,814,866.23
- 44 -
PRI~IPAI. ZNVE879dNT8 !l11DE (coat ~ d)
FORWARD $ 2,814,866.23
07/21/08 6,050.605 Shs. Ridgeworth Seix FL Rate
HI Inc Fd-I
07/21/08 450.721 Shs. Guinness Atkinson - China &
HK Fd
12/17/08 242.538 Shs. Bridgeway Ultra Small Co.
Mkt Fd
12/31/08 1.807 Shs. Guinness Atkinson - China &
HK Fd
07/28/09 6,720.43 Shs. Federated Strategic Value
Fund
07/28/09 2,312.673 Shs. LSV Value Equity Fund
12/31/09 14.354 Shs. Guinness Atkinson - China &
HK Fd
TOTAL PRINCIPAL INVESTMENTS MADE
55,000.00
15,000.00
2,291.98
33.94
25,000.00
25,000.00
500.81
$ 2,937,692.96
---------------
---------------
- 45 -
r+w~*~n~A IN ARiNCIP,1-L BQLDI11O8
ACCOUNT
VALUE
Alleghenv Power Sv stem Incorporated
100 Shs. Received $ 3,815.00
10/14/93 400 Shs. Purchased 22,000.00
500 Shs. $ 25,815.00
11/22/93 500 Shs. Received in 2 for 1 stock split 0.00
1,000 Shs. $ 25,815.00
10/10/97 1,000 Shs. Name changed to Allegheny Energy
Incorporated -25,815.00
0 Shs. $
----
---- 0.00
--------------
--------------
Allegheny Energy Incorporated
10/10/97 1,000 Shs. Name changed from Allegheny Power
System Incorporated $ 25,815.00
08/20/99 Adjustment to Book Value as of Date
of Death 5,403.75
1,000 Shs. $ 31,218.75
01/10/00 1,000 Shs. Sold -31.218.75
0 Shs. $ 0.00
Allstate Corporation
08/09/04 150 Shs. Purchased $ 7,030.50
11/02/10 150 Shs. Sold -7,030.50
0 Shs. $ 0.00
- 46 -
CBADifiES IN PRIDICIPAL 8OLDIRg8 (ooat'd)
Altria Group Incor porated
09/08/03 500 Shs. Purchased
04/05/07 0 Shs. Reduce book value from spin-off of
346.012 shares Kraft Foods
Incorporated CL A
500 Shs.
04/02/08 0 Shs. Reduce book value from spin-off of
500 shares Philip Morris
International Incorporated
500 Shs.
11/02/10 500 Shs. Sold
0 Shs.
Kraft Foods Incorporated CL A
04/05/07 346.012 Shs. Received in spin-.off from Altria
Group Incorporated
04/16/07 0.012 Shs. Sold
346.0 Shs.
11/02/10 346.0 Shs. Sold
0.0 Shs.
ACCOUNT
VALUE
$ 20,919.90
-4,987.30
$ 15,932.60
-11.093.60
$ 4,839.00
-4.839.00
$ 0.00
$ 4,987.30
-0.17
$ 4,987.13
-4.987.13
$ 0.00
- 47 -
n°~*~~8 IN PRI#1CIP11L SOLL12Dxi8 (coat'd)
ACCOUNT
VALUE
Philip Morris International Incorporated
04/02/08 500 Shs. Received in spin-off from Altria
Group Incorporated at a rate of 1
share $ 11,093.60
11/02/10 500 Shs. Sold -11,093.60
0 Shs. $ 0.00
American Telephone & Telegraph Company
09/03/92 500 Shs. Received $ 9,975.00
04/20/94 500 Shs. Name changed to AT&T Corporation -9.975.00
0 Shs. $ 0.00
AT&T Corporation
04/20/94 500.00 Shs. Name changed from American
Telephone & Telegraph Company $ 9,975.00
10/04/96 0.00 Shs. Reduce book value from spin-off of
162.042 shares Lucent Technologies
Incorporated -2,792.00
500.00 Shs. $ 7,183.00
01/07/97 0.00 Shs. Reduce book value from spin-off of
31.25 shares NCR Corporation -342.63
500.00 Shs. $ 6,840.37
04/20/99 250.00 Shs. Received in 3 for 2 stock split 0.00
750.00 Shs. $ 6,840.37
08/20/99 Adjustment to Book Value as of Date
of Death 22.394.01
750.00 Shs. $ 29,234.38
- 48 -
C8111~KiE8 IN PRINCIPAL 8OLDIN(;8 (coat ~ d)
ACCOUNT
VALUE
07/24/00
AT&T Corooration (cont'd)
1,644.72 Shs.
08/21/00 0.72 Shs. Sold
1,644.00 Shs.
07/11/01
11/22/02
894.72 Shs. Received in merger from Mediaone
Group Incorporated
1,644.00 Shs.
0.00 Shs. Reduce book value from spin-off of
529.039 shares AT&T Wireless
Services Incorporated
1,644.00 Shs. Delivered in 1 for 5 reverse split
to AT&T Corporation New
0.00 Shs.
11/22/02 0.00 Shs. Reduce book value from spin-off of
531.834 shares Comcast Corporation
Class A New
0.00 Shs.
Lucent Technologies Incoroorated
10/04/96 162.042 Shs. Received in spin-off from AT&T
Corporation
10/15/96 0.042 Shs. Sold
162.0 Shs.
10/24/96 138.0 Shs. Purchased
300.0 Shs.
04/14/97 200.0 Shs. Purchased
500.0 Shs.
04/03/98 500.0 Shs. Received in 2 for 1 stock split
1,000.0 Shs.
~ 22,668.75
$ 51,903.13
-28.07
$ 51,875.06
-11,588.89
$ 40,286.17
-15.067.03
$ 25,219.14
-25.219.14
$ 0.00
$ 2,792.00
-0.72
$ 2,791.28
6.758.55
$ 9,549.83
__ 10,770.00
$ 20,319.83
0.00
$ 20,319.83
- 49 -
rAi~-^~$ IN PRI1iCIPl-L BoT,DIalgB (coat ~' d1
ACCOUNT
VALUE
Lucent Technologies Incorporated (cont'd)
d in 2 for 1 stock split
i S 0.00
04/08/99 1.000.0 Shs. ve
Rece
$ 20,319.83
2,000.0 Shs.
08/20/99 Adjustment to Book Value as of Date
of Death 41,117.67
$ 61,437.50
2,000.0 Shs.
ld -15.359.37
O1/10/00 500.0 Shs. So
$ 46,078.13
1,500.0 Shs.
10/10/00 0.0 Shs. Reduce book value from spin-off of
124.995 shares Avaya Incorporated -2,523.24
$ 43,554.89
1,500.0 Shs.
06/06/02 0.0 Shs. Reduce book value from spin-off of
16.1691 shares Agere Systems
Incorporated Class A -310.80
$ 43,244.09
1,500.0 Shs.
06/06/02 0.0 Shs. Reduce book value from spin-off of
396.8445 shares Agere Systems
Incorporated Class B -7,640.36
$ 35,603.73
1,500.0 Shs.
-11,867.91
02/15/06 500.0 Shs. Sold
$ 23,735.82
1,000.0 Shs.
-23,735.82
08/02/06 1,000.0 Shs. Sold 00
0
0.0 Shs. $ .
- 50 -
CH~ES IN PRINCIPI-L SOLDINQB (COat'd)
ACCOUNT
VALUE
Avava Incorporated
10/10/00 124.995 Shs. Received in spin-off from Lucent
Technologies Incorporated $ 2,523.24
10/30/00 0.995 Shs. Sold
-20.17
124.0 Shs. $ 2,503.07
12/19/03 124.0 Shs. Sold
-2.503.07
0.0 Shs. $ 0.00
Agere Systems Incorporated Class B
06/06/02 396.8445 Shs. Received in spin-off from Lucent
Technologies Incorporated at a rate
of 0.264563 shares $ 7,640.36
07/31/02 0.8445 Shs. Sold
-16.26
396 Shs. $ 7,624.10
06/01/05 396 Shs. Delivered in 1 for 10 reverse
split to Agere Systems Incor
orat
d
p
e -7.624.10
0 Shs. $ 0.00
Agere Systems Inco rporated
06/01/05 39.6 Shs. Received in 1 for 10 reverse split
from Agere Systems Incorporated
Class B
06/20/05 0.6 Shs. Sold
39.0 Shs.
08/04/05 39.0 Shs Sold
0.0 Shs.
$ 7,624.10
-115.52
$ 7,508.58
-7,508.58
$ 0.00
- 51 -
CSA~Nl8:8 IDi RiDICIPl-I, 80LDID1Q8 (COat'd)
ACCOUNT
VALUE
Ameritech Corp oration
408 Shs. Received $ 9,694.08
09/02/92 92 Shs. Purchased 6,408.43
500 Shs. $ 16,102.51
02/28/94 500 Shs. Received in 2 for 1 stock split 0.00
$ 16,102.51
1,000 Shs.
01/27/98 1,000 Shs. Received in 2 for 1 stock split 0.00
2,000 Shs. $ 16,102.51
08/20/99 Adjustment to Book Value as of Date
of Death 88,272.49
2,000 Shs. $ 104,375.00
10/13/99 2,000 Shs. Delivered in merger to SBC
Communications Incorporated -104.375.00
0 Shs. $ 0.00
SBC Communications Incorporated
04/08/97 438.87 Shs. Received in spin-off from Pacific
Telesis Group $ 6,511.73
04/15/97 0.87 Shs. Sold
$ -8'80
6,502.93
438.00 Shs.
03/20/98 438.00 Shs. Received in 2 for 1 stock split 0.00
$ 6,502.93
876.00 Shs.
08/20/99
876.00 Shs.
10/13/99 2,632.00 Shs. Received in merger from Ameritech
Corporation
3,508.00 Shs.
O1/10/00 508.00 Shs. Sold
3,000.00 Shs.
Adjustment to Book Value as of Date
of Death 33,628.82
$ 40,131.75
104.375.00
$ 144,506.75
-23,272.75
$ 121,234.00
- 52 -
CH11Di0ES IN PRINCIP]-L HOLDINCiB (coated)
ACCOUNT
VALUE
SBC Communications Incorporated (cont'd)
06/27/00 500.00 Shs. Sold
2,500.00 Shs.
11/21/05 2,500.00 Shs. Name changed to AT&T Incorporated
0.00 Shs.
AT&T Incorporated
11/21/05 2,500.0 Shs. Name changed from SBC
Communications Incorporated
02/15/06 500.0 Shs. Sold
2,000.0 Shs.
08/02/06 500.0 Shs. Sold
1,500.0 Shs.
01/03/07
1,987.5 Shs. Received in merger from Bellsouth
Corporation at a rate of 1.325
shares
3,487.5 Shs.
01/19/07 0.5 Shs. Sold
3,487.0 Shs.
12/26/07 487.0 Shs. Sold
3,000.0 Shs.
11/02/10 3,000.0 Shs. Sold
0.0 Shs.
~ -22.093.61
$ 99,140.39
-99.140 39
$ 0.00
$ 99,140.39
-19.828 OS
$ 79,312.31
-19,828.08
$ 59,484.23
59.015.62
$ 118,499.85
-16.99
$ 118,482.86
-16.547.51
$ 101,935.35
-101,935.35
$ D.00
- 53 -
CH~1DiG88 IN PAIDICIPIIL 8QLDiDiGB (coat'd)
ACCOUNT
VALUE
Bank of America Cor poration
08/10/05 600 Shs. Purchased $ 26,052.00
ld -26,052.00
11/02/10 600 Shs. So
0 Shs. $ 0.00
Bellsouth Corp oration
612 Shs. Received $ 12,699.00
d
h 4,818.00
09/02/92 88 Shs. ase
Purc
$ 17,517.00
700 Shs.
d in
i 2 for 1 stock split 0.00
11/10/95 700 Shs. ve
Rece
$ 17,517.00
1,400 Shs.
d in
i 2 for 1 stock split 0.00
12/28/98 1,400 Shs. ve
Rece
$ 17,517.00
2,800 Shs.
08/20/99 Adjustment to Book Value as of Date
of Death 92,645.50
$ 110,162.50
2,800 Shs.
ld -31,475.00
07/10/00 800 Shs. So
$ 78,687.50
2,000 Shs.
ld -19.671.88
08/02/06 500 Shs. So
$ 59,015.62
1,500 Shs.
01/03/07 1,500 Shs. Delivered in merger to 1987.5
shares AT&T Incorporated -59,015.62
$ 0.00
0 Shs.
- 54 -
CH71NCiE8 IN BRI~ICIP7IL HOLDI~B (COnt'd)
ACCOUNT
VALUE
Bermudianu'Dr1nQS PA School District
4.258 due 2/15/04
04/20/98 $50,000 Purchased $ 49,869.50
12/15/98 550.000 Sold -49,969.50
$0 $ 0.00
Bridaewav Ultra Small Co Mkt Fd
02/17/06 256.148 Shs. Purchased $ 5,000.00
08/07/06 939.227 Shs. Purchased 17.000.00
1,195.375 Shs. $ 22,000.00
12/15/06 22.999 Shs. Reinvested Capital Gain 447.79
1,218.374 Shs. $ 22,447.79
12/15/06 Long Term Capital Gain Distribution 0.00
1,218.374 Shs. $ 22,447.79
12/19/07 45.325 Shs. Reinvested Capital Gain 787 74
1,263.699 Shs. $ 23,235.53
12/19/07 Long Term Capital Gain Distribution 0.00
1,263.699 Shs. $ 23,235.53
07/21/08 1,300.39 Shs Purchased 20,000 00
2,564.089 Shs. $ 43,235.53
12/17/08 242.538 Shs. Reinvested Capital Gain 2,291.98
2,806.627 Shs. $ 45,527.51
12/17/08 Long Term Capital Gain Distribution 0.00
2,806.627 Shs. $ 45,527.51
10/29/10 2,806.627 Shs Sold
-45.527 51
0.0 Shs. $ 0.00
- 55 -
rvavri~ts IH PRIDiGIP1-L HOLDIliOB (cont'd)
ACCOUNT
VALUE
Chevron Corporation
08/10/05 400 Shs. Purchased $ 24,140.00
11/02/10 400 Shs. Sold -24,140.00
0 Shs. $ 0.00
Citiaroup Incorporated
08/10/05 600 Shs. Purchased $ 26,220.00
11/02/10 600 Shs. Sold -26,220.00
0 Shs. $ 0.00
Citizens First Bancorp Incorporated
397 Shs. Received $ 2,731.44
d
h 257.50
09/03/92 103 Shs. ase
Purc
$ 2,988.94
500 Shs.
d -357.77
11/21/94 52 Shs. Sol
$ 2,631.17
448 Shs.
11/22/94 448 Shs. Delivered in merger to 98.71 shares
National Westminster Bank PLC ADR -2,631.17
$ 0.00
0 Shs.
- 56 -
C811NOE8 IN PRINCIP7IL SOLDINOS (COnt'd)
ACCOUNT
VALUE
National Westminster Bank PLC ADR
11/22/94 98.71 Shs. Received in merger from Citizens
First Bancorp Incorporated $ 2,631.17
11/23/94 0.29 Shs. Purchased 13.50
99.00 Shs. $ 2,644.67
12/12/94 99.00 Shs. Sold
-2,644.67
0.00 Shs. $ 0.00
Corn wall Lebanon School District
Auth ority 4.05$ due 3/1/97
07/12/94 $50,000 Purchased $ 50
,000.00
03/03/97 550.000 Matured -50,000._00
$0 $ 0.00
CRM Mid Cats Value Fd-Instl #32
07/21/08 555.144 Shs. Purchased $ 15,000.00
10/29/10 555.144 Shs. Sold
_ -15,000 00
0.0 Shs. $ 0.00
Cumbe rland County Municipal Authority
4.4$ due 10/1/01
01/10/96 $50,000 Purchased $ 49
,871.50
12/15/98 550,000 Sold
-49.871.50
$0 $ 0.00
- 57 -
ru~ncsQg IDl PAINCIP~T+ HQj+nINOB (Castt'd)
ACCOUNT
VALUE
Cumberland County Refunding 3.7~ due
5/1/98
02/02/96 $25,000 Purchased $ 24,937.50
05/01/98 $25,OD0 Matured -24,937.50
$0 $ 0.00
Dauphin Countv General Authority 5$ due
6/2/26
12/01/94 $50,000 Purchased $ 50,000.00
12/03/98 550,000 Sold -50,000.00
$0 $ 0.00
Delta Airlines Incorporated
18 5hs. Received $ 1.00
06/16/93 18 Shs. Sold -1.00
0 Shs. $ 0.00
Disney Walt Company
O1/10/00 1,000 Shs. Purchased $ 32,725.00
06/15/07 0 Shs. Reduce book value from spin-off of
76.7961 shares Citadel Broadcasting
Company -449.90
1,000 5hs. $ 32,275.10
11/02/10 1,000 Shs. Sold -32,275.10
0 Shs. $ 0.00
- 58 -
C811N(i8S IN PRIDiCIP11L HOLDINCiB (coated)
ACCOUNT
VALUE
Citadel Broadcastina Comnanv
06/15/07 76.7961 Shs. Received in spin-off from Disney
Walt Company at a rate of
0.07679613 shares $ 449.90
07/11/07 0.7961 Shs. Sold
76
Shs -4.66
. $ 445.24
07/30/07 76 Shs. Sold
0
Shs -445.24
. $ 0.00
Dow Chemical Comnanv
825 Shs. Received $ 4,050.75
08/20/99 Adjustment to Book Value as of Date
of Death
68.549 25
825 Shs. $ 72,600.00
06/19/00 1,650 Shs Received in 3 for 1 stock
li
sp
t 0.00
2,475 Shs. $ 72,600.00
06/27/00 475 Shs. Sold
-13.933 33
2,000 Shs. $ 58,666.67
08/19/03 2,000 Shs Sold
-58,666 67
0 Shs. $ 0.00
- 59 -
nQ~i ng =~ pRINCI811L HO7,DINaB (COIIt'8)
ACCOUNT
VALUE
DTE Enerov Company
08/09/04 200 Shs. Purchased $ 8,032.00
-8,D32.00
08/04/05 200 Shs. Sold $ 0.00
0 Shs.
Exxon Mobil Corporation
09/08/03 500 Shs. Purchased $ 19,025.00
12/26/03 400 Shs. Purchased 15,764.00
$ 34,789.00
900 Shs.
12/26/07 200 Shs. Sold
$ -7,730.89_
27,058.11
700 Shs.
11/02/10 700 Shs. Sold -27,058.11
00
0
0 Shs. $ .
Federal Home Loan Bank 5$ due 1/22/96
01/22/93 $50,000 Purchased $ 50,000.00
01/22/96 S50,OOD Matured -50.000.00
$0 $ 0.00
- 60 -
CHANpES IN PRINCIPAL HOLDINGS (coated)
Federal Home Loan Bank 6 75$ due 2/15/02
07/07/00 $50,000 Purchased
02/15/02 550,000 Matured
$0
Federated Strategic Value Fund
07/21/08 10,683.761 Shs. Purchased
07/28/09 6,720.43 Shs Purchased
17,404.191 Shs.
10/29/10 _ 17,404.191 Shs. Sold
0.0 Shs.
Federated Total Return Bond Fund
07/21/08 21,739.13 Shs. Purchased
1D/29/10 21,739.13 Shs Sold
0.00 Shs.
First Union Corporation North Carolina
O1/10/00 1,000 Shs. Purchased
09/07/01 1,000 Shs. Name changed to Wachovia
Corporation
0 Shs.
ACCOUNT
VALUE
$ 49,942.50
-49,942 50
$ 0.00
$ 50,000.00
25,000.00
$ 75,000.00
-75,000.00
$ 0.00
$ 225,000.00
-225,000 00
$ 0.00
$ 31,662.50
-31,662 50
$ 0.00
- 61 -
CgaL g ~ pRIEICIPIW HQL~Iti(i8 (COat'd)
ACCOUNT
VALUE
Wachovia Corporation
09/07/01 1,000 Shs. Name changed from First Union
Corporation North Carolina $ 31,662.50
01/02/09 1,000 Shs. Delivered in merger to 199.1 shares
Wells Fargo & Company -31,662.50
$ 0.00
0 Shs.
Wells Farao & Comp anv
O1/D2/09 199.1 Shs. Received in merger from Wachovia
Corporation at a rate of 0.1991
$ 31,662.50
shares
-15.90
01/21/09 0.1 Shs. Sold $ 31,646.60
199.0 Shs.
11/02/10 199.0 Shs. Sold -31,646.60
00
0
0.0 Shs. $ .
Fleetwood School District 5.25 due
2 15 98
02/17/95 $50,000 Purchased $ 50,000.00
02/16/98 $50,000 Matured -50,000.00
$0 $ 0.00
- 62 -
CH1IDR~EB iN PRIDICIP]-L HOLDIN(i8 (coated)
General Electric Comnanv
09/08/03 600 Shs.. Purchased
11/02/10 600 Shs. Sold
0 Shs.
Gillette Comnanv
08/09/04 200 Shs. Purchased
10/03/05 200 Shs. Delivered in merger to Proctor &
Gamble Company
0 Shs.
Procter & Gamble Comoanv
10/03/05 195 Shs. Received in merger from Gillette
Company
11/02/10 195 Shs. Sold
0 Shs.
Great Valley School Authority 4~ due
2 15 99
02/13/96 $50,000 Purchased
12/15/98 550 000 Sold
$0
ACCOUNT
VALUE
$ 18,672.00
-18,672 00
$ 0.00
$ 7,952.00
-7,952.00
$ 0.00
$ 7,952.00
-7,952 00
$ 0.00
$ SO,000.OD
-50,000 00
$ 0.00
- 63 -
wss~o rn vnT~rTV~r. gpypl]iQt3 (coat ~ d)
ACCOUNT
VALUE
Guinness Atkinson - China & HK Fd
07/21/08 450.721 Shs. Purchased $ 15,000.00
ital Gain
d C 33.94
12/31/08 1.807 Shs. ap
Reinveste
$ 15,033.94
452.528 Shs.
ital Gain Distribution
C 0.00
12/31/08 ap
Long Term
$ 15,033.94
452.528 Shs.
ital Gain
d Ca
i 500.81
12/31/09 14.354 Shs. p
nveste
Re
$ 15,534.75
466.882 Shs.
ital Gain Distribution
Ca 0.00
12/31/09 p
Long Term
$ 15,534.75
466.882 Shs.
-15,534.75
10/29/10 466.882 Shs. Sold 00
0
0.0 Shs. $ .
Harbor International Fund #11
02/17/06 188.822 Shs. Purchased $ 10,000.00
d 10,000.00
08/07/06 177.022 Shs. Purchase
$ 20,000.00
365.844 Shs.
ital Gain
d C 689.51
12/20/06 11.296 Shs. ap
Reinveste
$ 20,689.51
377.14 Shs.
ital Gain Distribution
C 0.00
12/20/06 ap
Long Term
$ 20,689.51
377.14 Shs.
ital Gain
d C 1,139.65
12/20/07 16.508 Shs. ap
Reinveste
$ 21,829.16
393.648 Shs.
12/20/07 Short Term Capital Gain
0.00
Distribution
$ 21,829.16
393.648 Shs.
l Gain Distribution
it
C 0.00
12/20/07 a
ap
Long Term
$ 21,829.16
393.648 Shs.
d 50,000.00
07/21/08 779.059 Shs. Purchase 16
$ 71,829.
1,172.707 Shs.
- 64 -
C871N(iES IN PRINCIPAL HOLDINGS (coated)
ACCOUNT
VALUE
Harbor International Fund #11 (cont'd)
10/29/10 1,172.707 Shs Sold
0.0 Shs $ -71,829 16
. $ 0.00
Intel Corporation
09/08/D3 500 Shs. Purchased $ 14
,065.00
08/09/04 300 Shs. Purchased
800 Shs 7,179.00
. $ 21,244.00
11/02/10 800 Shs Sold
0 Shs. -21,244.00
$ 0.00
Kelmremier Intermediate Term Income Fund
12/18/98 4,882.813 Shs. Purchased $ 50
,000.00
12/22/98 Short Term Capital Gain
Distribution
4,882.813 Shs. 0 00
$ 50,000.00
12/22/98 Long Term Capital Gain Distribution 0 00
4,882.813 Shs.
$ 50,000.00
12/28/98 4,995.005 Shs Purchased
9,877.818 Shs. 50,000 00
$ 100,000.00
12/30/98 4.960.317 Shs Purchased
14,838.135 Shs. 50,000 00
$ 150,000.00
D1/11/99 5,005.005 Shs Purchased
19,843.14 Shs. 50,000.00
$ 200,000.00
01/20/99 4,970.179 Shs Purchased
24,813.319 Shs. 50,000 00
$ 250,000.00
01/22/99 4,965.243 Shs Purchased
29,778.562 Shs. - 50.000 00
$ 300,000.00
- 65 -
rwa+„s¢g$ I!i FRIIiCIF~,i+ BoI+Li~~U108 (COat'd)
ACCOUNT
VALUE
Kevpremier Intermediate Term Sncome Fund (cont'd)
~ 50,000.00
01/28/99 4 960.318 Shs. Purchased $ 350,000.00
34,738.88 Shs.
02/01/99 34,738.88 Shs. Name changed to Governor 00
000
-350
Intermediate Term Income Fund .
,
-
$ 0.00
0.0 Shs.
Governor Intermediate Term Income Fund
02/01/99 34,738.88 Shs. Name changed from Keypremier
d
$ 000.00
350
Intermediate Term Income Fun ,
50,000.00
02/04/99 5.O10.D21 Shs. Purchased $ 400,000.00
39,748.901 Shs.
-400,000.00
06/23/00 39,748.901 Shs. Sold $ 0.00
0.0 Shs.
Keystone Financial Incorporated
$ 6,850.00
10/30/97
200 Shs.
Purchased
7,737.50
04/30/98 200 Shs. Purchased $ 14,587.50
400 Shs.
08/04/98 400 Shs. Distributed
$ -14,587.50
0.00
0 Shs.
- 66 -
CHANl3LS IN PRINCIPAL HOLDING38 (coat'd)
ACCOUNT
VALUE
Lebanon School District 6 2~ due 2/1/94
$25,000 Received $ 25,000.00
02/01/94 525 000 Matured -25.000 00
$0 $ 0.00
LSV Value Equity Fund
08/07/06 1,523.702 Shs. Purchased $ 27
,000.00
12/15/06 26.066 Shs. Reinvested Capital Gain 507.24
1,549.768 Shs. $ 27
,507.24
12/15/06 Short Term Capital Gain
Distributi on 0.00
1,549.768 Shs
. $ 27,507.24
12/15/06 Long Term Capital Gain Di
t
ib
i
s
r
ut
on 0.00
1,549.768 Shs. $ 27
,507.24
12/14/07 94.19 Shs. Reinvested Capital Gai
n 1.672 82
1,643.958 Shs. $ 29,180.06
12/14/07 Short Term Capital Gain
Distribution
0.00
1,643.958 Shs. $ 29
1
,
80.06
12/14/07 Long Term Capital Gain Di
t
ib
i
s
r
ut
on 0.00
1,643.958 Shs. $ 29
,180.06
07/28/09 2,312.673 Shs Purchased
3,956.631
Shs 25,000.00
. $ 54,180.06
10/29/10 3,956.631 Shs Sold
-54.180.06
0.0 Shs
. $ 0.00
- 67 -
rv~~yF$ IN PRIDICIP#L HGI~IINOS (COIIt'd)
ACCOUNT
VALUE
Manheim Township 4 4~ due 6/1/99
06/05/97 $45,000 Purchased $ 44,943.75
-44,943.75
12/15/98 $45,000 Sold
$0 $ 0.00
Mauna Loa Macadamia Partners LP
100 Shs. Received $ 1,025.00
d -1,025.00
12/12/94 100 Shs. Sol
$ 0.00
0 Shs.
Medtronic Incoroorated
08/09/04 150 Shs. Purchased $ 7,552.50
-7,552.50
11/02/10 150 Shs. Sold 00
0
0 Shs. $ .
Merck & Company Incorporated
09/08/03 350 Shs. Purchased $ 17,720.50
d 10,769.50
08/10/05 350 Shs. Purchase
$ 28,490.00
700 Shs.
-28,490.00
11/02/10 700 Shs. Sold $ 0.00
0 Shs.
- 68 -
C8)INCiEB IN PRINCIPAL 80LDIN(i8 (coat'd)
Meridian Bank Certificate of Deposit
5.205$ due 7/30/92
$7,000 Received
07/30/92 57 000 Matured
$0
_M_eridian Bank Certificate of Deposit
5.833 due 9/19/92
$25,000 Received
09/21/92 S25 000 Matured
$0
Meridian Bank Certificate of Deposit
5.075$ due 11/26/92
$7,535.56 Received
12/03/92 57,535 56 Matured
$0.00
Meridian Bank Certificate of Deposit
4.646 due 12/24/92
$16,165.39 Received
12/29/92 516,165 39 Matured
$0.00
ACCOUNT
VALUE
$ 7,D00.00
-7,000.00
$ 0.00
$ 25,000.00
-25,000.00
$ 0.00
$ 7,535.56
-7,535 56
$ 0.00
$ 16,165.39
-16,165 39
$ 0.00
- 69 -
~~ ~ IDI PRIIICIP~ 8[)I.DI11Ci8 (coat ~ d)
ACCOUNT
VALUE
Meridian Bank Certificate of Deposit
6 549 due 2/28/93
$20,248.99 Received $ 20,248.99
05/05/93 520,248.99 Matured
$ -20,248_.99
0.00
$0.00
Meridian Bank Certificate of Deposit
4 3658 due 2/10/93
$13,600 Received $ 13,600.00
02/11/93 513,600 Matured -13,600.00
00
0
$0 $ .
Middlesex Township Sewer Authoritv 4.75$
due 6/1/03
04/24/97 $5D,000 Purchased $ 49,866.50
-49,866.50
12/15/98 $50,000 Sold $ 0.00
$0
Nazareth PA Area School District 4.1$
due 8/15/03
03/31/98 $50,000 Purchased $ 49,878.50
12/15/98 $50,000 Sold -49,878.50
$0 $ 0.00
- 70 -
CB~ES IN PRIbACIP1IL 80LDIDiGB (coat'd)
ACCOUNT
VALUE
NYNEX Corporation
272 Shs. Received $ 8,418.40
09/02/92 128 Shs. Purchased
10,896 00
400 Shs. $ 19,314.40
09/17/93 400 Shs. Received in 2 for 1 st
k
li
oc
sp
t 0.00
800 Shs. $ 19,314.40
08/20/97 800 Shs. Delivered in merger with 614.4
shares Bell Atlantic Cor
ti
pora
on -19.314.40
0 Shs. $ 0
.00
Bell Atlantic Corporation
544.0 Shs. Received $ 9
,846.40
09/02/92 56.0 Shs. Purchased
600.0
Shs 2,765 00
. $ 12,611.40
08/20/97 614.4 Shs. Received in merger from NYNEX
Corporation
19.314 40
1,214.4 Shs. $ 31
,925.80
11/13/97 0.4 Shs. Received Cash in Lieu of Fractional
Shares
1,214.0
Shs 0 00
. $ 31,925.80
06/01/98 36.0 Shs. Purchased
1,250.0
Shs 3.294 89
. $ 35,220.69
06/30/98 1,250.0 Shs Received in 2 for 1
t
k
li
s
oc
sp
t 0.00
2,500.0 Shs. $ 3
5,220.69
12/15/98 500.0 Sh Sold
2,000.0
Shs -7.044.14
. $ 28,176.55
08/20/99
Adjustment to Book Value as of Date
of Death 72.635 95
2,000.0 Shs. $ 100,812.50
- 71 -
^°'~.~5 IN PAIpxIP11L ~IOLDIDSiB (coat'd)
ACCOUNT
VALUE
Bell Atlantic Corporation (cont'd)
07/11/00 2,000.0 Shs. Name changed to Verizon
$
-100,812.50
Communications
$ 0.00
0.0 Shs.
Verizon Communications
07/11/00 2,000 Shs. Name changed from Bell Atlantic
$
100,812.50
Corporation
-25,203.13
08/02/06 500 Shs. Sold 37
609
5
$ .
7
,
1,500 Shs.
11/24/06 0 Shs. Reduce book value from spin-off of
75 shares Idearc Incorporated -2,873.00
$ 72,736.37
1,500 Shs.
04/02/08 0 Shs. Reduce book value from spin-off of
28.2888 shares Fairpoint
Communications Incorporated -313.06
$ 72,423.31
1,500 Shs.
07/02/10 0 Shs. Reduce book value from spin-off of
360.0596 shares Frontier
Communications Corporation -4,573.53
$ 67,849.78
1,500 Shs.
-67,849.78
11/02/10 1,500 Shs. Sold 00
0
$ .
0 Shs.
- 72 -
CH11NfiE8 IN PRINCIPAL. HOLDINGS (coat~dl
ACCOUNT
VALUE
Idearc Inco orated
11/24/06 75 Shs. Received in spin-off from Verizon
Communications at a rate of 0.05
shares $ 2,873.00
07/30/07 75 Shs. Sold -2,873 00
0 Shs. $ 0.00
Fairpoint Communications Incoroorated
04/02/08 28.2888 Shs. Received in spin-off from Verizon
Communications at a rate of
0.01885921 shares $ 313.06
04/17/08 0.2888 Shs Sold -3.20
28 Shs. $ 309.86
07/23/08 28 Shs Sold
0 Shs.
-309.86
$ 0.00
Frontier Communications Corporation
07/02/10 360.0596 Shs. Received in spin-off from Verizon
Communications at a rate of
0.24003973 shares $ 4,573.53
07/23/10 0.0596 Shs Sold -0.76
360 Shs. $ 4,572.77
07/30/10 360 Shs Sold
0 Shs.
-4.572 77
$ 0.00
- 73 -
rrr»arsgg IDT FRI~'IP11,L HQLI-t_NO8 (Cpat'd1
ACCOUNT
VALUE
Pacific Telesis Group
$ 8,334.08
544 Shs. Received
09/D2/92 56 Shs. Purchased
$ 2,486.34
10,820.42
600 Shs.
04/29/94 0 Shs. Reduce book value from spin-off of
600 shares Airtouch Communications
Incorporated -4,308.69
$ 6,511.73
600 Shs.
04/08/97 600 Shs. Delivered in Merger to 438.87
shares SBC Communications
Incorporated -6,511.73
$ 0.00
0 Shs.
Airtouch Communications
04/29/94 600 Shs. Received in spin-off from Pacific 69
308
4
Telesis Group $ .
,
-4,308.69
04/11/97 600 Shs. Sold $ 0.00
0 Shs.
Parkland School District 4 9$ due 9/1/02
08/15/96 $50,000 Purchased $ 50,000.00
-50,000.00
12/15/98 $50,000 Sold $ 0.00
$0
- 74 -
CH11N(3ES IN PRIDICIP]-L SOLDID7O8 (coat'd)
Pepsico Incorporated
08/09/04 150 Shs. Purchased
11/02/10 150 Shs. Sold
0 Shs.
Philadelphia Gas Works 6 1~ due 5/15/93
$25,000 Received
05/17/93 525.000 Matured
$0
PNC Bank Corporation
O1/10/00 1,000 Shs. Purchased
03/14/00 1,000 Shs. Name changed to PNC Financial
Services Group Incorporated
0 Shs.
PNC Financial Services Group
Incorporated
03/14/00 1,000 Shs. Name changed from PNC Bank
Corporation
08/04/05 1,000 Shs Sold
0 Shs.
ACCOUNT
VALUE
$ 7,809.00
-7.809 00
$ o.ao
$ 25,000.00
-25,000.00
$ 0.00
$ 40,912.50
-40.912 50
$ 0.00
$ 40,912.50
-40.912 50
$ 0.00
- 75 -
C811a1(#P,S IN PRIt1CIPJ-I+ HQLL)IDiGB (coat' d)
ACCOUNT
VALUE
PPL Corporation
12/26/03 400 Shs. Purchased $ 17,102.00
-17.102.00
08/04/05 400 Shs. Sold $ 0.00
0 Shs.
RidQeworth Seix FL Rate HI_Inc Fd-I
07/21/08 6,050.605 Shs. Purchased $ 55,000.00
-55,000.00
10/29/10 6,050.605 Shs. Sold $ 0.00
0.0 Shs.
Rohm & Haas Company
06/09/93 468 Shs. Received $ 5,091.84
08/11/98 132 Shs. Purchased
$ 12,642.30
17,734.14
600 Shs.
09/02/98 1,200 Shs. Received in 2 for 1 stock split 0.00
$ 17,734.14
1,800 Shs.
08/20/99 Adjustment to Book Value as of Date
of Death 34,184.61
$ 51,918.75
1,800 Shs.
-23,075.00
12/19/03 800 Shs. Sold $ 28,843.75
1,000 Shs.
-28,843.75
07/27/04 1,000 Shs. Sold $ 0.00
0 Shs.
- 76 -
CHANGES IN PRINCIPAL HOLDINC38 (coat'd)
ACCOUNT
VALUE
Selective Insurance Group Incoroorated
02/10/93 1,000 Shs. Received $ 4,839.98
12/09/97 1,000 Shs Received in 2 for 1 stock split 0.00
2,000 Shs.- $ 4,839.98
03/12/99 2.000 Shs Sold -4,839 98
0 Shs. $ 0.00
Texas Utilities Comoanv
08/06/93 413 Shs. Received $ 10,242.85
03/12/99 413 Shs. Sold -10.242.85
0 Shs. $ 0.00
U.S. West Incorporated
544 Shs. Received $ 8,388.48
09/02/92 56 Shs. Purchased
600
Shs 2,150 40
. $ 10,536.88
11/06/95 0 Shs. Reduce book value from stock
distribution of 600 shares US West
Incorporated Media Group -4,152 32
600 Shs. $ 6,386.56
08/29/97 600 Shs. Name changed to U.S. West
Communications Group -6,386 56
0 Shs. $
0.00
- 77 -
r'*+~~8 IN PSI~ICIPAL H4LDINfiB (OOAt'8)
ACCOUNT
VALUE
U S West Inco rporated Media GYO11D
11/06/95 600 Shs. Received in stock distribution from
32
152
4
U.S. West Incorporated $ .
,
06/18/98 0 Shs. Reduce book value from spin-off of
16.386 shares U.S. West
Incorporated New -155.30
$ 3,997.02
600 Shs.
07/22/98 600 Shs. Exchanged for 600 shares Mediaone
d
t -3,997.02
e
Group Incorpora
$ 0.00
0 Shs.
U S West Incorporated New
06/17/98 600.0 Shs. Name changed from U.S. West $ 6,386.56
Communications Group
06/18/98 16.386 Shs. Received in spin-off from U.S. West
155.30
Incorporated Media Group
$ 6,541.86
616.386 Shs.
08/04/98 0.386 Shs. Cash Received in Lieu of Fractional
0.00
Shares 86
541
6
$ .
,
616.0 Shs.
08/20/99 Adjustment to Book Value as of Date
26,683.64
of Death
$ 33,225.50
616.0 Shs.
07/07/00 616.0 Shs. Delivered in merger to 1,065.261
shares Qwest Communications
d -33,225.50
Incorporate
$ 0.00
0.0 Shs.
- 78 -
CS7INC;ES IN PRINCIPI-L SOI,DINC3S /cont~d)
4weat Communications Incoroorated
07/07/00 1,065.261 Shs. Received in merger from U.S. West
Incorporated New
07/21/00 0.261 Shs. Sold
1,065.0 Shs.
07/17/02 _ 1,065.0 Shs Sold
0.0 Shs.
U.S. West Communications Group
08/29/97 600 Shs. Name changed from U.S. West
Incorporated
06/17/98 600 Shs. Name changed to U.S. West
Incorporated New
0 Shs.
United Water Resources Incoroorated
367 Shs. Received
09/14/95 367 Shs. Sold
0 Shs.
Upper Alleahenv Jt Sanitary Authority
4.5$ due 1/15/96
07/15/94 $50,000 Purchased
01/17/96 S50 000 Matured
$0
ACCOUNT
VALUE
$ 33,225.50
-8.14
$ 33,217.36
-33,217 36
$ 0.00
$ 6,386.56
-6,386 56
$ 0.00
$ 3,629.63
-3.629 63
$ 0.00
$ 50,000.00
-50,000.00
$ 0.00
- 79 -
rsrzvrsag IN PRIDiCIPAL 80LDI (coat'd)
ACCOUNT
VALUE
US Treasurv Note 5 1258 due 11/15/95
11/16/92 $25,000 Purchased $ 24,972.04
-24,972.04
11/15/95 $25,000 Matured $ 0.00
$0
US Treasurv Notes 48 due 9/30/94
10/16/92 $50,000 Purchased $ 50,000.00
09/30/94 550,000 Matured
S -50,000.00
0.00
$0
US Treasurv Notes 4 258 due 1/31/95
02/01/93 $50,000 Purchased $ 49,975.97
01/31/95 550,000 Matured -49,975.97
$0 $ 0.00
US Treasurv Notes 4 258 due 5/15/96
05/26/93 $25,000 Purchased $ 24,796.88
05/15/96 $25,000 Matured -24,796.88
$0 $ o.oo
-so-
CH11NO88 IN PRINCIPl1L 8OLDINOB (ooat~8)
US Treasury Notes 4 625 due 2/15/96
02/16/93 $25,000 Purchased
02/15/96 _ S25 000 Matured
$0
US Treasury Notes 5 375 due 5/31/98
06/01/93 $25,000 Purchased
06/01/98 _ 525 000 Matured
$0
US Treasury Notes 5 5~ due 7/31/97
07/31/92 $50,000 Purchased
07/31/97 S50 000 Matured
$0
US Treasury Notes 5 625$ due 1/31/98
02/01/93 $25,000 Purchased
02/02/98 S25 000 Matured
$0
ACCOUNT
VALUE
$ 24,931.04
-24.931 04
$ 0.00
$ 25,000.00
-25.000 00
$ O.OD
$ 49,886.50
-49,886.50
$ 0.00
$ 24,963.98
-24,963 98
S 0.00
- 81 -
rn+,~8 IN PAIIiCIPi~L HOL?~ (coat'd)
ACCOUNT
VALUE
US Treasurv Notes 6 875 due 3/31/97
$25,000 Received $ 24,932.25
-24,932.25
03/31/97 525,000 Matured $ 0.00
$0
US Treasurv Notes 7$ due 4/15/99
$25,000 Received $ 24,850.50
04/15/99 525,000 Matured -24,850.50
$D $ o.oo
US Treasurv Notes 8 5~ due 3/31/94
$ 24,906.25
$25,000 Received
03/31/94 525,000 Matured -24,906.25
$0 $ 0.00
Vision Intermediate Term Bond Fund #123
$ 250,000.00
03/01/02 26,096.033 Shs. Purchased
08/15/03 26,096.D33 Shs. Delivered in merger to MTB
Intermediate Term Bond-Class A Fund
#147 at a rate of .91414385 shares -250,000.00
$ 0.00
0.0 Shs.
- 82 -
CSADA088 IN PRINCIPAL HOLDIM(}S (coat ~ d
ACCOUNT
VALUE
MTB Intermediate Term Bond-Class A Fund
#147
08/15/03 23,855.5286 Shs. Received in merger from Vision
Intermediate Term Bond Fund #123 $ 250,000.00
09/05/03 1.945.525 Shs Purchased
25,801.0536 Shs. 20,D00.00
$ 270,000.00
10/17/03 25,801.0536 Shs. Transferred to MTB Intermediate
Term Bond-Inst I Fund #220 at a
rate of
9999988
h
.
s
ares -270
000 00
0 Shs. ,
$ 0.00
MTB Intermediate Term Bond-Inst I Fund
#220 _
10/17/03 25,801.054 Shs. Transferred from MTB Intermediate
Term Bond-Class A Fund #147 $ 270,000.00
11/21/03 309.261 Shs Reinvested Capital Gain
26,110.315 Shs. 3,176 11
$ 273,176.11
11/21/03 Short Term Capital Gain
Distribution
26,110.315 Shs. 0 00
$ 273,176.11
11/21/03 Long Term Capital Gain Distribution
26,110.315 Shs. 0.00
$ 273,176.11
12/21/07 26,110.315 Shs Sold
0.0 Shs. -273.176 11
$ 0.00
- 83 -
~~~ S ID7 PRII~CIPIW BpL~DIZiRB (coat'd)
Vision US Government Securities Fund
#268
03/01/02 26,150.628 Shs. Purchased
08/15/03 26,150.628 Shs• Government1BondrClassoA FFUnds#268
0.0 Shs.
MTB US Government Bond-Class A Fund #268
08/15/03 26,150.628 Shs. Received in merger from Vision US
Government Securities Fund #268
10/17/03 26,150.628 Shs. Transferred to MTB US Government
Bond Inst I Fund #822
0.0 Shs.
ACCOUNT
VALUE
$ 250,000.00
-250,000.00
$ 0.00
$ 250,000.00
-250,000.00
$ 0.00
MTB US Government Bond Inst I Fund #822
10/17/03 26,150.628 Shs. Transferred from MTB US Government $ 250,000.00
Bond-Class A Fund #268
11/21/03
3.516
Shs.
Reinvested
Capital Gain
$ 34.00
250,034.00
26,154.144 Shs.
Long Term Capital Gain Distribution 0.00
11/21/03 $ 250,034.00
26,154.144 Shs.
-250,034.00
12/21/07 26 154.144 Shs. Sold $ 0.00
0.0 Shs.
- 84 -
CH71NOE8 IN PRINCIPAL HOLDINGS (oont'd)
West Shore School District 4 375$ due
9 1 02
10/03/97 $50,000 Purchased
12/15/98 _ S50 000 Sold
$0
ACCOUNT
VALUE
$ 50,000.00
-50.000 00
$ 0.00
- 85 -
*+~'EIPTS QF I
Alleahenv Enercry Incorporated
12/31/97 Dividend 1,000 Shs. $ 430.00
03/31/98 Dividend 1,000 Shs. 430.00
06/30/98 Dividend 1,000 Shs. 430.00
09/30/98 Dividend 1,000 Shs. 430.00
12/31/98 Dividend 1,000 Shs. 430.00
03/31/99 Dividend 1,OOD Shs. 430.00
430.00
D6/30/99 Dividend 1,000 Shs. 430.00
09/30/99 Dividend 1,000 Shs. 430.00 $
12/30/99 Dividend 1,000 Shs.
Alleahen v Power S ystem Incoroorated
10/01/92 Dividend 100 Shs. $ 80.00
81.00
12/31/92 Dividend 100 Shs. 81.00
04/01/93 Dividend 100 Shs. 81.00
07/01/93 Dividend 100 Shs. 82.00
10/01/93 Dividend 100 Shs. 410.00
12/31/93 Dividend 1,000 Shs. 410.00
04/01/94 Dividend 1,000 Shs. 410.00
07/01/94 Dividend 1,000 Shs. 410.00
10/03/94 Dividend 1,000 Shs. 410.00
01/03/95 Dividend 1,000 Shs. 410.00
04/03/95 Dividend 1,000 Shs. 410.00
07/D3/95 Dividend 1,000 Shs. 410.00
10/02/95 Dividend 1,000 Shs. 420.00
01/02/96 Dividend 1,000 Shs. 420.00
03/29/96 Dividend 1,000 Shs. 420.00
06/28/96 Dividend 1,000 Shs. 420.00
09/30/96 Dividend 1,000 Shs. 430.00
12/31/96 Dividend 1,000 Shs. 430.00
03/31/97 Dividend 1,000 Shs. 430.00
06/30/97 Dividend 1,000 Shs. 430.00
10/01/97 Dividend 1,000 Shs.
Allstate CorAOration
10/01/04 Dividend 150 Shs. $ 42.00
01/03/05 Dividend 150 Shs. 42.00
04/01/05 Dividend 150 Shs. 48.00
07/01/05 Dividend 150 Shs. 48.00
10/03/D5 Dividend 150 Shs. 48.00
01/03/06 Dividend 150 Shs. 48.00
04/03/06 Dividend 150 Shs. 52.50
07/03/06 Dividend 150 Shs. 52.50
10/02/06 Dividend 150 Shs. 52.50
FORWARD
3,870.00
7,085.00
$ 433.50 $ 10,955.00
- 86 -
RECEIPTS OF IDiCO~; (coat~dl
FORWARD $ 433.50 $
Allstate Corooration
(cont'd)
01/03/07 Dividend 150 Shs
03/30/07 Dividend .
150 Shs 52.50
07/02/07 Dividend
150 .
Shs 57.00
10/01/07 Dividend
150 .
Shs 57.00
01/02/08 Dividend
150 .
Shs 57.00
04/01/08 Dividend
150 .
Shs 57.00
07/01/08 Dividend
150 .
Shs 61.50
10/01/08 Dividend
150 .
Shs 61.50
01/02/09 Dividend
150 .
Shs 61.50
04/01/09 Dividend
150 .
Shs 61.50
07/01/09 Dividend
150 .
Shs 30.00
10/01/09 Dividend
150 .
Shs 30.00
01/05/10 Dividend
150 .
Shs 30.00
04/01/10 Dividend
150 .
Shs 30.00
07/01/10 Dividend
150 .
Shs 30.00
10/O1/10 Dividend
150 .
Shs 30.00
. 30.OD
Altria Group Incor porated
10/09/03 Dividend 500 Shs. $ 34
01/09/04 Dividend
500
Shs 0.00
04/12/04 Dividend
500 .
Shs 340.00
07/09/04 Dividend
500 .
Shs 340.00
10/12/04 Dividend
500 .
Shs 340.00
01/10/05 Dividend
500 .
Shs 365.00
04/11/05 Dividend
500 .
Shs 365.00
07/11/05 Dividend
500 .
Shs 365.00
10/11/05 Dividend
500 .
Shs 365.00
01/06/06 Dividend
500 .
Shs 400.00
04/10/06 Dividend
500 .
Shs 400.00
07/10/06 Dividend
500 .
Shs 400.00
10/10/06 Dividend
500 .
Shs 400.00
01/10/07 Dividend
500 .
Shs 430.00
04/10/07 Dividend
500 .
Shs 430.00
07/10/07 Dividend
500 .
Shs 430.00
10/10/07 Dividend
500 .
Shs 345.00
01/10/08 Dividend
500 .
Shs 375.00
04/04/08 Dividend SDD .
Shs 375.00
07/10/08 Dividend 500 .
Shs 375.00
10/10/08 Dividend 500 .
Shs 145.00
01/09/09 Dividend 500 .
Shs 160.00
.
04/10/09 Dividend 500 Shs 160.00
. 160.00
FORWARD
10,955.00
1,170.00
$ 7,805.00 $ 12,125.00
- 87 -
P$C~IPTB OF Ilif'01~ (cont'8)
FORWARD
$ 7,805.00 $
Altria Group Incor porated
(cont'd)
07/10/09 Dividend 500 Shs. 160.00
10/09/09 Dividend 500 Shs. 170.00
01/11/10 Dividend 500 Shs. 170.00
04/09/10 Dividend 500 Shs. 175.00
07/09/10 Dividend 5D0 Shs. 175.00
10/12/10 Dividend 500 Shs. 190.00
American Telephone & Telegraph Company
11/03/92 Dividend 500 Shs.
02/02/93 Dividend 500 Shs.
05/04/93 Dividend 500 Shs.
08/03/93 Dividend 500 Shs.
11/02/93 Dividend 500 Shs.
02/02/94 Dividend 500 Shs.
Ameritech Corporation
11/03/92 Dividend 500 Shs.
02/02/93 Dividend 500 Shs.
05/04/93 Dividend 500 Shs.
08/03/93 Dividend 500 Shs.
11/02/93 Dividend 500 Shs.
02/02/94 Dividend 500 Shs.
05/03/94 Dividend 1,000 Shs.
08/02/94 Dividend 1,000 Shs.
11/02/94 Dividend 1,000 Shs.
02/02/95 Dividend 1,000 Shs.
05/02/95 Dividend 1,000 Shs.
08/02/95 Dividend 1,000 Shs.
11/02/95 Dividend 1,000 Shs.
02/02/96 Dividend 1,000 Shs.
05/01/96 Dividend 1,000 Shs.
08/01/96 Dividend 1,000 Shs.
11/01/96 Dividend 1,000 Shs.
02/03/97 Dividend 1,000 Shs.
05/01/97 Dividend 1,000 Shs.
08/01/97 Dividend 1,000 Shs.
11/04/97 Dividend 1,000 Shs.
02/02/98 Dividend 2,000 Shs.
05/01/98 Dividend 2,000 Shs.
08/03/98 Dividend 2,000 Shs.
$ 165.00
165.00
165.00
165.00
165.00
165.00
440.00
460.00
460.00
460.00
460.00
480.00
480.00
480.00
480.00
500.00
500.00
500.00
500.00
530.00
530.00
530.00
530.00
565.00
565.00
565.00
565.00
600.00
600.00
600.00
12,125.00
8,845.00
990.00
FORWARD $ 12,380.00 $ 21,960.00
- 88 -
RECEIPTS OF INCOl~ (coat'd)
FORWARD $ 12,380.00 $
Ameritech Corooration
(cont'd)
11/02/98 Dividend 2,000 Shs
.
02/01/99 Dividend 2,000 Shs 600.00
.
05/03/99 Dividend 2,000 Shs 635.00
.
08/02/99 Dividend 2,000 Shs 635.00
.
11/01/99 Dividend 2,000 Shs 635.00
. 635.00
AT&T Corporation
05/04/94 Dividend 500 Shs. $ 1
08/02/94 Dividend 500 Shs 65.00
.
11/02/94 Dividend 500 Shs. 165.D0
02/02/95 Dividend 500 Shs. 165.00
05/02/95 Dividend 500 Shs. 165.00
08/02/95 Dividend 500 Shs. 165.00
11/02/95 Dividend 500 Shs. 165.00
02/02/96 Dividend 500 Shs. 165.00
05/01/96 Dividend 500 Shs. 165.00
08/01/96 Dividend 500 Shs. 165.00
11/01/96 Dividend 500 Shs. 165.00
02/03/97 Dividend 500 Shs. 165.00
05/01/97 Dividend 500 Shs. 165.00
08/01/97 Dividend 500 Shs. 165.00
11/04/97 Dividend 500 Shs. 165.00
02/02/98 Dividend 500 Shs. 165.00
05/01/98 Dividend 500 Shs. 165.00
08/03/98 Dividend 500 Shs. 165.00
11/02/98 Dividend 500 Shs. 165.00
02/01/99 Dividend 500 Shs. 165.00
05/03/99 Dividend 750 Shs. 165.00
08/02/99 Dividend 750 Shs. 165.00
11/01/99 Dividend 750 Shs. 165.00
02/01/00 Dividend 750 Shs. 165.00
OS/O1/00 Dividend 750 Shs. 165.00
08/02/00 Dividend 1,644.72 Shs 165.00
.
11/01/00 Dividend 1,644 Shs 165.00
.
11/28/00 Dividend 1,644 Shs. 361..68
02/01/01 Dividend 1,644 Shs. 196.84
05/01/01 Dividend 1,644 Shs. 61.65
08/01/01 Dividend 1,644 Shs. 61.65
11/01/01 Dividend 1,644 Shs. 61.65
02/01/02 Dividend 1,644 Shs. 61.65
05/01/02 Dividend 1,644 Shs. 61.65
61.65
FORWARD
21,960.00
15,520.00
$ 5,218.42 $ 37,480.00
- 89 -
RECiIFTS 08 I31C01~ (coat'd)
FORWARD $ 5,218.42 $ 37,480.00
AT&T Corporation
(cont'd)
08/01/02 Dividend 1,644 Shs. 61.65
61.65 5,341.72
11/01/02 Dividend 1,644 Shs.
AT&T Corporation New
02/03/03 Dividend 328 Shs. $ 61.50
61.50
05/01/03 Dividend 328 Shs. 61.50
08/01/03 Dividend 328 Shs. 77'90
11/03/03 Dividend 328 Shs. 77.90
02/02/04 Dividend 328 Shs. 77.90
05/03/04 Dividend 328 Shs. 77 90 496.10
08/02/04 Dividend 328 Shs.
AT&T Incorporated
02/01/06 Dividend 2,500 Shs. $ 831.25
665.00
05/01/06 Dividend 2,000 Shs. 665.00
08/01/06 Dividend 2,000 Shs. 498.75
11/01/06 Dividend 1,500 Shs. 1,238.06
02/01/07 Dividend 3,487 Shs. 1,237.89
05/01/07 Dividend 3,487 Shs. 1,237.89
08/01/07 Dividend 3,487 Shs. 1,237.89
11/01/07 Dividend 3,487 Shs. 1,200.00
02/01/08 Dividend 3,000 Shs. 1,200.00
05/01/08 Dividend 3,000 Shs. 1,200.00
08/01/08 Dividend 3,000 Shs. 1,200.00
11/03/08 Dividend 3,000 Shs. 1,230.00
02/02/09 Dividend 3,000 Shs. 1,230.00
05/01/09 Dividend 3,000 Shs. 1,230.00
08/03/09 Dividend 3,000 Shs. 1,230.00
11/02/09 Dividend 3,000 Shs. 1,260.00
02/01/10 Dividend 3,000 Shs. 1,260.00
05/03/10 Dividend 3,000 Shs. 1,260.00
08/02/10 Dividend 3,000 Shs. 1,260.00 22,371.73
11/01/10 Dividend 3,000 Shs.
Bank of America Corporation
$ 300.00
09/23/05 Dividend 600 S hs. 300.00
12/23/05 Dividend 600 S hs. 300.00
03/24/06 Dividend 600 S hs. 300.00
06/23/06 Dividend 600 Shs.
200.00 $ 65,689.55
$ 1
FORWARD ,
- 90 -
RECEIPTS OF INCOI~ (coat'd)
FORWARD $ 1,200.00 $ 65,689.55
Bank of America Corooration
(cont'd)
09/22/06 Dividend 600 Shs. 336.00
12/22/06 Dividend 600 Shs. 336.00
03/23/07 Dividend 600 Shs. 336.00
06/22/07 Dividend 600 Shs.. 336.00
09/28/07 Dividend 600 Shs
. 384.00
12/28/07 Dividend 600 Shs
03/18/08
Dividend
600 .
Shs 384.00
06/27/08
Dividend
600 .
Shs 384.00
09/26/08
Dividend
600 .
Shs 384.00
12/26/08
Dividend
600 .
Shs 384.00
03/27/09
Dividend
600 .
Shs 192.00
06/26/09
Dividend
600 .
Shs 6.00
09/25/09
Dividend
600 .
Shs 6.00
. 6.00
12/24/09 Dividend 600 Shs
03/26/10
Dividend
600 .
Shs 6.00
06/25/10
Dividend
600 .
Shs 6.00
09/24/10
Dividend
600 .
Shs 6.00
. 6.00 4,698.00
Bell Atlantic Corp oration
08/04/92 Dividend 544 Shs. $ 353.60
11/03/92 Dividend 600 Shs. 390.00
02/02/93 Dividend 600 Shs. 390.00
05/04/93 Dividend 600 Shs
. 402.00
08/03/93 Dividend 600 Shs
11/02/93
Dividend
600 .
Shs 402.00
02/02/94
Dividend
600 .
Shs 402.00
05/04/94
Dividend
600 .
Shs 402.00
08/02/94
Dividend
600 .
Shs 414.00
11/02/94
Dividend
600 .
Shs 414.00
02/02/95
Dividend
600 .
Shs 414.00
05/02/95
Dividend
600 .
Shs 414.00
08/02/95
Dividend
600 .
Shs 420.00
11/02/95
Dividend
600 .
Shs 420.00
02/02/96
Dividend
600 .
Shs 420.00
O5/D1/96
Dividend
600 .
Shs 420.00
08/01/96
Dividend
600 .
Shs 432.00
11/01/96
Dividend
600 .
Shs 432.00
02/03/97
Dividend 600 .
Shs 432.00
05/01/97 .
Dividend 600 Shs 432.00
08/01/97 .
Dividend 600 Shs 444.00
11/04/97 .
Dividend 1,214.4 Shs 444.00
. 935.09
FORWARD $ 9,628.69 $ 70,387.55
- 91 -
ItBC~IPTB QF ITN.( (cont'd)
FORWARD $ 9,628.69 $ 70,387.55
Bell Atlantic Corporation
(cont'd)
02/02/98 Dividend 1,214 Shs. 934.78
05/01/98 Dividend 1,214 Shs. 934.78
08/03/98 Dividend 2,500 Shs. 962.50
11/02/98 Dividend 2,500 Shs. 962.50
02/01/99 Dividend 2,000 Shs. 770.00
05/03/99 Dividend 2,000 Shs. 770.00
08/02/99 Dividend 2,000 Shs. 770.00
11/01/99 Dividend 2,000 Shs. 770.00
02/01/00 Dividend 2,000 Shs. 770.00
05/01/00 Dividend 2,000 Shs. 770.00
92 18,720.17
676
07/24/00 Dividend 2,000 Shs. .
Bellsouth Corporation
08/04/92 Dividend 612 Shs. $ 422'28
11/03/92 Dividend 700 Shs. 483.00
02/02/93 Dividend 700 Shs. 483.00
05/04/93 Dividend 700 Shs. 483.00
08/03/93 Dividend 700 Shs. 483.00
11/02/93 Dividend 700 Shs. 483.00
02/02/94 Dividend 700 Shs. 483.00
05/04/94 Dividend 700 Shs. 483.00
08/02/94 Dividend 700 Shs. 483.00
11/02/94 Dividend 700 Shs. 483.00
02/02/95 Dividend 700 Shs. 483.00
05/02/95 Dividend 700 Shs. 483.00
08/02/95 Dividend 700 Shs. 483.00
11/02/95 Dividend 700 Shs. 504.00
02/02/96 Dividend 1,400 Shs. 504.00
05/01/96 Dividend 1,400 Shs. 504.00
08/01/96 Dividend 1,400 Shs. 504.00
11/01/96 Dividend 1,400 Shs. 504.00
02/03/97 Dividend 1,400 Shs. 504.00
08/01/97 Dividend 1,400 Shs. 504.00
D8/O1/97 Dividend 1,400 Shs. 504.00
11/04/97 Dividend 1,400 Shs. 504.00
02/02/98 Dividend 1,400 Shs. 504.00
05/01/98 Dividend 1,400 Shs. 504.00
08/03/98 Dividend 1,400 Shs. 504.00
11/02/98 Dividend 1,400 Shs. 504.00
02/01/99 Dividend 2,800 Shs. 532.00
05/03/99 Dividend 2,800 Shs. 532.00
FORWARD $ 13,834.26 $ 89,107.72
- 92 -
Bellsouth Corporation
(cont'd)
RECEIPTS OF IAiCOR~ (cont'd)
FORWARD $ 13,834.28 $
08/02/99 Dividend 2,800 Shs
11/01/99
Dividend
2,800 .
Shs 532.00
02/01/00
Dividend
2,800 .
Shs 532.00
O5/O1/00
Dividend
2,800 .
Shs 532.00
08/01/00
Dividend
2,000 .
Shs 532.00
11/01/00
Dividend
2,000 .
Shs 380.00
02/01/01
Dividend
2,000 .
Shs 380.00
05/01/01
Dividend
2,000 .
Shs 380.00
08/01/01
Dividend
2,000 .
Shs 380.00
11/O1/O1
Dividend
2,000 .
Shs 380.00
02/01/02
Dividend
2,000 .
Shs 380.00
05/01/02
Dividend
2,000 .
Shs 380.00
08/01/02
Dividend
2,000 .
Shs 380.00
11/01/02
Dividend
2,000 .
Shs 400.00
02/03/03
Dividend
2,000 .
Shs 400.00
05/01/03
Dividend
2,000 .
Shs 400.00
08/01/03
Dividend
2,000 .
Shs 420.00
11/03/03
Dividend
2,000 .
Shs 460.00
02/02/04
Dividend
2,000 .
Shs 460.00
05/03/04
Dividend
2,000 .
Shs 500.00
08/02/04
Dividend
2,000 .
Shs 500.00
11/01/04
Dividend
2,000 .
Shs 540.00
02/01/05
Dividend
2,000 .
Shs 540.00
05/02/05
Dividend
2,000 .
Shs 540.00
08/01/05
Dividend
2,000 .
Shs 540.00
11/01/05
Dividend
2,000 .
Shs 580.00
02/01/06
Dividend
2,000 .
Shs 580.00
05/01/06
Dividend
2,000 .
Shs 580.00
08/01/06
Dividend
2,000 .
Shs 580.00
11/01/06
Dividend
1,500 .
Shs 580.00
. 435.00
Bermudian Sprinas PA School District
4.25$ due 2/15/04
04/20/98 Purchase of interest accrued to
04/20/1998 $
08/17/98 Interest $50,000 -29.51
12/03/98 Sale of interest accrued to 12/03/1998 708.33
708.33
Bridaewav Ultra Small Co Mkt Fd
12/15/06 Dividend 1,195.375 Shs
. $ 98 98
FORWARD
89,107.72
28,037.28
1,387.15
$ 98.98 $ 118,532.15
- 93 -
nsnQTnTA L]F- jMCf,~, (Copt ~ d~
FORWARD $ 98.98 $ 118,532.15
Bridaeway Ultra Small Co. Mkt Fd
(cont'd)
12/19/07 Dividend 1,218.374 Shs. 51.24
12/17/08 Dividend 2,564.089 Shs. 549.75
12/16/09 Dividend 2,806.627 Shs. 485.13 1,185.10
Cash
05/24/99 Proceeds from Rohm & Haas Group Life 112.29
Insurance Policy #L39115
Chevron Corporation
$ 180.00
09/12/05 Dividend 400 Shs. 180.00
12/12/05 Dividend 400 Shs. 180.00
03/10/06 Dividend 400 Shs. 208.00
06/12/06 Dividend 400 Shs. 208.00
09/11/06 Dividend 400 Shs. 208.OD
12/11/06 Dividend 400 Shs. 208.00
03/12/07 Dividend 400 Shs. 232.00
06/11/07 Dividend 400 Shs. 232.00
09/10/07 Dividend 400 Shs. 232.00
12/10/07 Dividend 400 Shs. 232.00
03/10/08 Dividend 400 Shs. 260.00
06/10/08 Dividend 400 Shs. 260.00
09/10/08 Dividend 400 Shs. 260.00
12/10/08 Dividend 400 Shs. 260.00
03/10/09 Dividend 400 Shs. 260.00
06/10/09 Dividend 400 Shs. 272.00
09/10/09 Dividend 400 Shs. 272.00
12/10/09 Dividend 400 Shs. 272.00
03/10/10 Dividend 400 Shs. 288.00
06/10/10 Dividend 400 Shs. 288.00 4,992.00
09/10/10 Dividend 400 Shs.
Citiarou p Incorporated
11/23/05 Dividend 600 Shs. $ 264.00
02/24/06 Dividend 600 Shs. 294.00
294.00
05/26/06 Dividend 600 Shs. 294.00
08/25/06 Dividend 600 Shs. 294.00
11/22/06 Dividend 600 Shs. 324.OD
02/23/07 Dividend 600 Shs. 324.00
05/25/07 Dividend 600 Shs.
088.00 $ 124,821.54
$ 2
FORWARD ,
- 94 -
RECEiPTB OB i1~0l~ (cont~d)
FORWARD
CitiQroup Incorporated
(cont'd)
08/24/07 Dividend 600 Shs.
11/21/07 Dividend 600 Shs.
02/22/08 Dividend 600 Shs.
05/23/08 Dividend 600 Shs.
08/22/08 Dividend 600 Shs.
11/26/08 Dividend 600 Shs.
02/27/09 Dividend 600 Shs.
Citizens First Bancorp Incorporated
10/05/92 Dividend 500 Shs.
02/02/94 Dividend 500 Shs.
05/03/94 Dividend 500 Shs.
08/02/94 Dividend 500 Shs.
10/04/94 Dividend 500 Shs.
Cornwall Lebanon School District
Authority 4.05$ due 3/1/97
07/12/94 Purchase of interest accrued to
0'7/12/1994
03/02/95 Interest $50,000
09/05/95 Interest $50,000
03/04/96 Interest $50,000
09/03/96 Interest $50,000
03/03/97 Sale of interest accrued to 03/03/1997
CRM Mid Cap Value Fd-Instl #32
12/18/08 Dividend 555.144 Shs.
12/16/09 Dividend 555.144 Shs.
Cumberland County Municipal Authority
4.4$ due 10/1/01
01/10/96 Purchase of interest accrued to
01/10/1996
04/01/96 Interest $50,000
10/01/96 Interest $50,000
04/01/97 Interest $50,000
10/02/97 Interest $50,000
04/01/98 Interest $50,000
FORWARD
$ 2,088.00 $ 124,821.54
324.00
324.00
192.00
192.00
192.00
96.DD
6.00 3,414.00
$ 73.50
21.25
21.25
21.25
62.50 199.75
$ -61.88
1,350.00
1,012.50
1,012.50
1,012.50
1,012 50 5,338.12
$ 157.24
65.36 222.60
$ -152.78
647.78
1,100.00
1,100.00
1,100.00
1,100.00
$ 4,895.00 $ 133,996.01
- 95 -
R~^WIPTS 08 IDX:Oi~ (COnt'd)
FORWARD $ 4,895.00 $ 133,996.01
Cumberland Countv Municipal Authorit
4 4$ due 10/1/01
(cont'd)
10/01/98 Interest $50,000 1,100.00
22
452
6,447.22
12/03/98 Sale of interest accrued to 12/03/1998 .
Cumberland Countv Refunding 3.7~ due
5/1 98
02/02/96 Purchase of interest accrued to $ _233.82
02/02/1996
462.50
05/01/96 Interest $25,000 462.50
11/01/96 Interest $25,000 462.50
05/01/97 Interest $25,000 462.50
11/04/97 Interest $25,000
rued to 05/01/1998 462.50 2,078.68
05/01/98 Sale of interest acc
Dauphin Countv General Authoritv 5$ due
6/2/26
06/02/95 Interest $50,000 $ 1,246.50
1,253.42
12/04/95 Interest $50,000 1,264.00
06/03/96 Interest $50,000 1,243.00
12/02/96 Interest $50,000 1,246.00
06/02/97 Interest $50,000 1,246.50
12/01/97 Interest $50,000 1,246.50
06/01/98 Interest $50,000
rued to 12/03/1998 1,250.00 9,995.92
12/03/98 Sale of interest acc
Delta Airlines Incorporated
09/02/92 Dividend 18 Shs. $ 5.40
5.40
12/02/92 Dividend 18 Shs. 0.90
03/02/93 Dividend 18 Shs. 0.90 12.60
06/02/93 Dividend 18 Shs.
Disnev Walt Compan
12/22/00
12/21/01
01/09/03
01/06/04
01/06/05
01/06/06 Dividend
Dividend
Dividend
Dividend
Dividend
Dividend 1,000
1,000
1,000
1,000
1,000
1,000 Shs.
Shs.
Shs.
Shs.
Shs.
Shs. $ 210.00
210.00
210.00
210.00
240.00
270.00
FORWARD $ 1,350.00 $ 152,530.43
- 96 -
RECEIPTS OF INCOl~+ (COat'd)
FORWARD
$ 1,350.00 $ 152,530.43
Disney Walt Com~anv
(cont'd)
01/12/07 Dividend 1,000 Shs.
01/11/08 Dividend 1,000 Shs.
01/20/09 Dividend 1,000 Shs.
01/19/10 Dividend 1,000 Shs.
310.00
350.00
350.00
350.00 2,710.00
Dow Chemical Combanv
11/02/92 Dividend 825 Shs.
02/01/93 Dividend 825 Shs.
05/03/93 Dividend 825 Shs.
08/02/93 Dividend 825 Shs.
11/01/93 Dividend 825 Shs.
01/31/94 Dividend 825 Shs.
05/02/94 Dividend 825 Shs.
08/01/94 Dividend 825 Shs.
10/31/94 Dividend 825 Shs.
01/31/95 Dividend 825 Shs.
05/01/95 Dividend 825 Shs.
07/31/95 Dividend 825 Shs.
10/31/95 Dividend 825 Shs.
01/31/96 Dividend 825 Shs.
04/30/96 Dividend 825 Shs.
07/3D/96 Dividend 825 Shs.
10/30/96 Dividend 825 Shs.
01/30/97 Dividend 825 Shs.
04/30/97 Dividend 825 Shs.
07/30/97 Dividend 825 Shs.
10/30/97 Dividend 825 Shs.
02/04/98 Dividend 825 Shs.
04/30/98 Dividend 825 Shs.
07/30/98 Dividend 825 Shs.
10/30/98 Dividend 825 Shs.
01/29/99 Dividend 825 Shs.
04/30/99 Dividend 825 Shs.
07/30/99 Dividend 825 Shs.
10/29/99 Dividend 825 Shs.
01/28/00 Dividend 825 Shs.
04/28/00 Dividend 825 Shs.
07/26/00 Dividend 2,000 Shs.
10/30/00 Dividend 2,000 Shs.
01/30/01 Dividend 2,000 Shs.
03/02/01 Dividend 2,000 Shs.
536.25
536.25
536.25
536.25
536.25
536.25
536.25
536.25
536.25
536.25
536.25
618.75
618.75
618.75
618.75
618.75
618.75
618.75
618.75
717.75
717.75
717.75
717.75
717.75
717.75
717.75
717.75
717.75
717.75
717.75
717.75
580.00
580.00
580.00
242.20
FORWARD
$ 21,443.95 $ 155,240.43
- 97 -
ggCgIPTB 08 Illr' (coated)
FORWARD $ 21,443.95 $
Dow Chemical COIRAdny
(cont'd)
04/30/01 Dividend 2,000 Shs. 337.80
670.00
07/30/01 Dividend 2,000 Shs. 670.00
10/30/01 Dividend 2,000 Shs. 670.00
01/30/02 Dividend 2,000 Shs. 670.00
04/30/02 Dividend 2,000 Shs. 670.00
07/30/02 Dividend 2,000 Shs. 670.00
10/30/02 Dividend 2,000 Shs. 670.00
01/30/03 Dividend 2,000 Shs. 670.00
04/30/03 Dividend 2,000 Shs. 670.00
07/30/03 Dividend 2,000 Shs.
DTE Enerav Compan
10/15/04 Dividend 200 Shs. $ 103.00
103.D0
01/18/05 Dividend 200 Shs. 103.00
04/15/05 Dividend 200 Shs. 103.00
07/15/05 Dividend 200 Shs.
Exxon Mobil Corporation
12/10/03 Dividend 500 Shs.
03/1D/04 Dividend 900 Shs.
06/01/04 Dividend 900 Shs.
09/10/04 Dividend 900 Shs.
12/10/04 Dividend 900 Shs.
03/10/05 Dividend 900 Shs.
06/10/05 Dividend 900 Shs.
09/09/05 Dividend 900 Shs.
12/09/05 Dividend 900 Shs.
03/10/06 Dividend 900 Shs.
06/09/06 Dividend 900 Shs.
09/11/06 Dividend 900 Shs.
12/11/06 Dividend 900 Shs.
03/09/07 Dividend 900 Shs.
06/11/07 Dividend 900 Shs.
09/10/07 Dividend 900 Shs.
12/10/07 Dividend 900 Shs.
03/1D/08 Dividend 700 Shs.
06/10/08 Dividend 700 Shs.
09/10/08 Dividend 700 Shs.
12/10/08 Dividend 700 Shs.
03/10/09 Dividend 700 Shs.
125.00
225.00
243.00
243.00
243.00
243.00
261.00
261.00
261.00
288.00
288.00
288.00
288.00
288.00
315.00
315.00
315.00
245.00
280.00
280.00
280.00
280.00
155,240.43
27,811.75
412.00
FORWARD $ 5,855.00 $ 183,464.18
- 98 -
RECEIPTS OF IDiCOI~ (coat'8)
FORWARD $ 5,855.00 $ 183,464.18
Exxon Mobil Corporation
(cont'd)
06/10/09 Dividend 700 Shs. 294.00
09/10/09 Dividend 700 Shs. 294.00
12/10/09 Dividend 700 Shs. 294.00
03/10/10 Dividend 700 Shs. 294.00
06/10/10 Dividend 700 Shs. 308.00
09/10/10 Dividend 700 Shs. 308.00 7,647.00
Fairpoint Communications Incorporated
07/18/08 Dividend 28 Shs.
7.21
Fed Fund
07/02/92 Interest $ 278.59
08/04/92 Interest 384.94
09/02/92 Interest 339.41
10/02/92 Interest 266.15
11/03/92 Interest 244.22
12/02/92 Interest 182.57
01/05/93 Interest 356.79
02/02/93 Interest 366.29
03/02/93 Interest 72.09
04/02/93 Interest 68.42
05/04/93 Interest 63.25
06/02/93 Interest 121.28
07/02/93 Interest 53.04
08/03/93 Interest 56.27
09/02/93 Interest 56.36
10/04/93 Interest 54.33
11/02/93 Interest 23.41
02/02/94 Interest 59.82
03/02/94 Interest 120.71
04/04/94 Interest 217.D0
05/03/94 Interest 284.89
06/02/94 Interest 323.99
07/06/94 Interest 328.30
08/02/94 Interest 144.34
09/06/94 Interest 32 57
10/04/94 Interest 39.43
11/02/94 Interest 239.67
12/02/94 Interest 248.41
01/03/95 Interest 60.66 5,087.20
FORWARD $ 196,205.59
- 99 -
RECEIPTS OF INCOA~ (coat'$)
FORWARD $ 196,205.59
Federal Home Loan Bank 5~ due 1/22/96
07/23/93 Interest $50,000 $ 1,250.00
01/25/94 Interest $50,000 1,250.00
07/25/94 Interest $50,000 1,250.00
01/24/95 Interest $50,000 1,250.00
07/25/95 Interest $5.0,000 1,250.00
01/22/96 Sale of interest accrued to 01/22/1996 1.250.00 7,500.00
Federal Home Loan Bank 6.75 due 2/15/02
07/07/00 Purchase of interest accrued to
07/07/2000 $ -1,387.50
08/15/00 Interest $50,000 1,743.75
02/15/01 Interest $50,000 1,687.50
08/15/01 Interest $50,000 1,687.50
02/15/02 Sale of interest accrued to 02/15/2002 1,687.50 5,418.75
Federated PA Municipal
$ 141.10
02/02/96 Interest
141.50
03/04/96 Interest
04/02/96 Interest 125.43
127.83
05/02/96 Interest
177.19
06/04/96 Interest
176.55
07/03/96 Interest
08/02/96 Interest 111.58
09/04/96 Interest 65.49
6.66
10/02/96 Interest
5.53
11/04/96 Interest
14.66
12/03/96 Interest
15.80
01/02/97 Interest
02/04/97 Interest 14.78
12'72
03/04/97 Interest
123.52
04/02/97 Interest
190.33
05/02/97 Interest
114.15
06/03/97 Interest
07/02/97 Interest 17.45
08/04/97 Interest 5.63
130.37
09/03/97 Interest 132.35 1,850.62
10/02/97 Interest
$ 210,974.96
FORWARD
- 100 -
RECEIPTS OF SNCOl~ (ooat'd)
FORWARD
Federated PA Municipal Cash Trust Fund
#8
11/04/97 Interest $ 10.13
12/01/97 Interest l.gg
01/02/98 Interest 2.40
02/02/98 Interest 2.24
03/02/98 Interest 100.04
04/01/98 Interest 187.81
05/01/98 Interest 47.00
06/01/98 Interest 47.00
07/01/98 Interest 101.43
08/03/98 Interest 100.47
09/01/98 Interest 79.85
10/01/98 Interest 68.62
11/02/98 Interest 51.18
12/01/98 Interest 69.97
01/04/99 Interest 35.46
Federated Strategic Value Fund
07/22/08 Dividend 10,683.761 Shs. $ 92.95
08/20/08 Dividend 10,683.761 Shs. 224.36
09/22/08 Dividend 10,683.761 Shs. 664.53
11/28/08 Dividend 10,683.761 Shs. 148.50
12/31/08 Dividend 10,683.761 Shs. 428.42
01/30/09 Dividend 10,683.761 Shs. 51.28
02/27/09 Dividend 10,683.761 Shs. 130.34
03/31/09 Dividend 10,683.761 Shs. 142.09
04/30/09 Dividend 10,683.761 Shs. 72.65
05/29/09 Dividend 10,683.761 Shs. 196.58
06/30/09 Dividend 10,683.761 Shs. 195.51
07/31/09 Dividend 17,404.191 Shs. 140.97
08/31/09 Dividend 17,404.191 Shs. 196.67
09/30/09 Dividend 17,404.191 Shs. 255.84
10/30/09 Dividend 17,404.191 Shs. 76.58
11/30/09 Dividend 17,404.191 Shs. 410.74
12/31/09 Dividend 17,404.191 Shs. 297.61
01/29/10 Dividend 17,404.191 Shs. 107.91
02/26/10 Dividend 17,404.191 Shs. 295.87
03/31/10 Dividend 17,404.191 Shs. 229.74
04/30/10 Dividend 17,404.191 Shs. 134.01
05/28/10 Dividend 17,404.191 Shs. 405.52
06/30/10 Dividend 17,404.191 Shs. 274.99
07/30/10 Dividend 17,404.191 Shs. 212.33
FORWARD
$ 210,974.96
905.58
$ 5,385.99 $ 211,880.54
- 101 -
giCylpTg 08 INCO11~ (coat'd)
FORWARD $ 5,385.99 $ 211,880.54
Federated Strategic Value Fund
(cont'd)
08/31/10 Dividend 17,404.191 Shs. 222.77
09/30/10 Dividend 17,404.191 Shs. 182.7.4
10/29/10 Dividend 17,404.191 Shs. 174.04 5,965.54
Federated Total Return Bond Fund
08/01/08 Dividend 21,739.13 Shs. $ 359.81
09/02/08 Dividend 21,739.13 Shs. 1,024.51
10/01/08 Dividend 21,739.13 Shs. 1,023.05
11/03/08 Dividend 21,739.13 Shs. 996.35
12/01/08 Dividend 21,739.13 Shs. 1,050.73
12/30/08 Dividend 21,739.13 Shs. 493.48
01/02/09 Dividend 21,739.13 Shs. 1,051.09
02/02/09 Dividend 21,739.13 Shs. 923.31
03/02/09 Dividend 21,739.13 Shs. 932.32
04/01/09 Dividend 21,739.13 Shs. 1,003.82
05/01/09 Dividend 21,739.13 Shs. 1,002.97
06/01/09 Dividend 21,739.13 Shs. 950.28
07/01/09 Dividend 21,739.13 Shs. 937.35
08/03/09 Dividend 21,739.13 Shs. 946.13
09/01/09 Dividend 21,739.13 Shs. 947.55
10/02/09 Dividend 21,739.13 Shs. 911.87
11/02/09 Dividend 21,739.13 Shs. 888.14
12/01/09 Dividend 21,739.13 Shs. 911.26
01/04/10 Dividend 21,739.13 Shs. 897.80
02/01/10 Dividend 21,739.13 Shs. 902.57
03/01/10 Dividend 21,739.13 Shs. 916.06
04/01/10 Dividend 21,739.13 Shs. 907.47
05/03/10 Dividend 21,739.13 Shs. 887.61
06/01/10 Dividend 21,739.13 Shs. 896.36
07/01/10 Dividend 21,739.13 Shs. 902.18
08/02/10 Dividend 21,739.13 Shs. 895.03
09/01/10 Dividend 21,739.13 Shs. 887.75
10/01/10 Dividend 21,739.13 Shs. 881.47
11/01/10 Dividend 21,739.13 Shs. 789.73 26,118.05
First Union Corporation North Carolina
03/02/00 Dividend 1,000 Shs. $ 480.00
06/15/00 Dividend 1,000 Shs. 480.00
09/15/00 Dividend 1,000 Shs. 480.00
12/15/00 Dividend 1,000 Shs. 480.00
FORWARD $ 1,920.00 $ 243,964.13
- 102 -
RECESPTS OF SNCOIO; (coated)
FORWARD $ 1,920.00 $
First Union Corooration North Carolina
(cont'd)
03/15/01 Dividend 1,000 Shs. 240.00
06/15/01 Dividend 1,000 Shs. 240.00
09/17/01 Dividend 1,000 Shs. 240.00
Fleetwood School District 5.258 due
2/15/98
02/17/95 Purchase of interest accrued to
02/17/1995 $ -14.58
08/16/95 Interest $50,000 1,312.50
02/16/96 Interest $50,000 1,312.50
08/15/96 Interest $50,000 1,312.50
02/18/97 Interest $50,000 1,312.50
08/15/97 Interest $50,000 1,312.50
02/16/98 Sale of interest accrued to 02/16/1998 1,312.50
General Electric COIRDan
10/27/03 Dividend 600 Shs.
01/26/04 Dividend 600 Shs.
04/26/04 Dividend 600 Shs.
07/26/04 Dividend 600 Shs.
10/25/04 Dividend 600 Shs.
01/24/05 Dividend 600 Shs.
04/25/05 Dividend 600 Shs.
07/25/05 Dividend 600 Shs.
10/25/05 Dividend 600 Shs.
01/25/06 Dividend 600 Shs.
04/25/06 Dividend 600 Shs.
07/25/06 Dividend 600 Shs.
10/25/06 Dividend 600 Shs.
D1/25/07 Dividend 600 Shs.
04/25/07 Dividend 600 Shs.
07/25/07 Dividend 600 Shs.
10/25/07 Dividend 600 Shs.
01/25/08 Dividend 600 Shs.
04/25/08 Dividend 600 Shs.
07/25/08 Dividend 600 Shs.
10/27/08 Dividend 600 Shs.
01/26/09 Dividend 600 Shs.
04/27/09 Dividend 600 Shs.
07/27/09 Dividend 600 Shs.
FORWARD
114.00
120.00
120.00
120.00
120.00
132.00
132.00
132.00
132.00
150.00
150.00
150.00
150.00
168.00
168.00
168.00
168.00
186.00
186.00
186.00
186.00
186.00
186.00
60.00
243,964.13
2,640.OD
7,860.42
$ 3,570.00 $ 254,464.55
- 103 -
RYCE2PT8 QF INC61~ (c t ~ d
FORWARD $ 3,570.00 $ 254,464.55
General Electric Company
(cont'd)
10/26/09 Dividend 600 Shs. 60.00
01/25/10 Dividend 600 Shs. 60.00
04/26/10 Dividend 600 Shs. 60.00
07/26/10 Dividend 600 Shs. 60.00
10/25/10 Dividend 600 Shs. 72.00 3,882.00
Gillette Company
12/01/04 Dividend 200 Shs. $ 32.50
03/04/05 Dividend 200 Shs. 32.50
06/03/05 Dividend 200 Shs. 32.50
08/15/05 Dividend 200 Shs. 32.50 130.00
Governor Intermediate Term Income Fund
03/01/99 Dividend 39,748.901 Shs. $ 1,755.71
04/01/99 Dividend 39,746.901 Shs. 2,188.97
05/03/99 Dividend 39,748.901 Shs. 1,907.95
06/01/99 Dividend 39,748.901 Shs. 1,770.02
07/01/99 Dividend 39,748.901 Shs. 2,008.91
08/02/99 Dividend 39,748.901 Shs. 1,861.84
09/01/99 Dividend 39,748.901 Shs. 1,907.95
10/01/99 Dividend 39,748.901 Shs. 1,834.81
11/01/99 Dividend 39,748.901 Shs. 1,878.93
12/01/99 Dividend 39,748.901 Shs. 2,046.67
01/03/00 Dividend 39,748.901 Shs. 2,185.39
02/O1/DO Dividend 39,748.901 Shs. 1,905.16
03/01/00 Dividend 39,748.901 Shs. 1,896.02
04/03/00 Dividend 39,748.901 Shs. 2,129.75
05/01/00 Dividend 39,748.901 Shs. 1,873.37
06/01/00 Dividend 39,748.901 Shs. 2.238.66 31,390.11
Governor Prime Money Market Fund
03/01/99 Interest $ 566.84
04/01/99 Interest 787.02
05/03/99 Interest 906.16
06/01/99 Interest 999'08
07/01/99 Interest 959.53
08/02/99 Interest 779.35
09/01/99 Interest 759.54
10/01/99 Interest 727.14
FORWARD $ 6,484.66 $ 289,866.66
- 104 -
RECBiPTS OF INCOD~ (oont~d)
FORWARD $ 6,484.66 $ 289,866.66
Governor Prime Money Market Fund
(cont'd)
11/01/99 Interest 790.46
12/01/99 Interest 821.77
01/03/00 Interest 822.07
02/01/00 Interest 751.34
03/01/00 Interest 704.10
04/03/00 Interest 729.55
O5/O1/00 Interest 723.76
06/01/00 Interest 792 87
D7/03/00 Interest 1,284.03
08/01/00 Interest 2,826.04
09/01/00 Interest 2,875.85
10/02/00 Interest 2,765.53
11/O1/00 Interest 2,839.83
12/01/00 Interest 2,701.74
01/02/01 Interest 2,720 78
02/01/01 Interest 590.51 31,224.89
Great Valley School Authority 4$ due
2 15 99
02/13/96 Purchase of interest accrued to
02/13/1996 $ -66.67
08/15/96 Interest $50,000 1,077.78
02/18/97 Interest $50,000 1,000.00
08/15/97 Interest $50,OOD 1,000.00
02/16/98 Interest $50,000 1,000.00
08/17/98 Interest $50,000 1,000.00
12/03/98 Sale of interest accrued to 12/03/1998 666.67 5,677.78
Guinness Atkinson - China & HK Fd
12/31/08 Dividend 450.721 Shs. $ 237.03
12/31/09 Dividend 452.528 Shs. 153.50 390.53
Harbor International Fund #11
12/20/06 Dividend 365.844 Shs. $ 534.47
12/20/07 Dividend 377.14 Shs. 397.98
12/22/08 Dividend 1,172.707 Shs. 911.60
12/21/09 Dividend 1,172.707 Shs. 826.57 2,670.62
FORWARD $ 329,830.48
- 105 -
R8C$IPTS OF IHCOIiE {cont'd)
FORWARD $ 329,830.48
Idearc Incorporated
03/15/07 Dividend 75 Shs. $ 25.69
06/07/07 Dividend 75 Shs. 25.69 51.38
Intel Corporation
12/01/03 Dividend 500 Shs. $ 10.00
03/01/04 Dividend 500 Shs. 20.00
06/01/04 Dividend 500 Shs. 20.00
09/01/04 Dividend 800 Shs. 20.00
12/01/04 Dividend 800 Shs. 32.00
03/01/05 Dividend 800 Shs. 64.00
06/01/05 Dividend 800 Shs. 64.00
09/01/05 Dividend 800 Shs. 64.00
12/01/05 Dividend 800 Shs. 64.00
03/01/06 Dividend 800 Shs. 80.00
06/01/06 Dividend 800 Shs. 80.00
09/01/06 Dividend 800 Shs. 80.00
12/01/06 Dividend 800 Shs. 80.00
03/01/07 Dividend 800 Shs. 90.00
06/01/07 Dividend 800 Shs. 90.00
09/04/07 Dividend 800 Shs. 90.00
12/03/07 Dividend 800 Shs. 90.00
03/03/08 Dividend 800 Shs. 102.00
06/02/08 Dividend 800 Shs. 112.00
09/02/08 Dividend 800 Shs. 112.00
12/01/08 Dividend 800 Shs. 112.00
03/02/09 Dividend 800 Shs. 112.00
06/01/09 Dividend 800 Shs. 112.00
09/01/09 Dividend 800 Shs. 112.00
12/01/09 Dividend 800 Shs. 112.00
03/01/10 Dividend 800 Shs. 126.00
06/01/10 Dividend 800 Shs. 126.00
09/01/10 Dividend 800 Shs. 126.00 2,302.00
Kevpremier Intermediate Term Income Fund
01/04/99 Dividend 14, 838.135 Shs. $ 729.74
02/01/99 Dividend 34, 738.88 Shs. 1.602.50 2,332.24
Kevnremier Prime Mone v Market Fund
$ 159.75
05/01/98 Interest
06/01/98 Interest 80.97
FORWARD $ 240.72 $ 334,516.10
- 106 -
RECEIPTS OF INCOl~ (ooat~d)
FORWARD $ 240.72 $ 334,516.10
Kevpremier Prime Monev Market Fund
(cont'd)
07/01/98 Interest 83.17
08/03/98 Interest 77.39
09/01/98 Interest 91.12
10/01/98 Interest 89.15
11/02/98 Interest 87.30
12/01/98 Interest 2,77
01/04/99 Interest 1,021.70
02/01/99 Interest 1,222.58 2,915.90
Kevstone Financial Incorporated
01/20/98 Dividend 200 Shs. $ 56.00
04/22/98 Dividend 200 Shs. 56.00
07/29/98 Dividend 400 Shs. 112.00 224.00
Kraft Foods Incorporated CL A
07/06/07 Dividend 346 Shs. $ 86.50
10/05/07 Dividend 346 Shs. 93.42
01/04/08 Dividend 346 Shs. 93.42
04/04/08 Dividend 346 Shs. 93.42
07/16/08 Dividend 346 Shs. 93.42
10/08/08 Dividend 346 Shs. 100.34
01/13/09 Dividend 346 Shs. 100.34
04/08/09 Dividend 346 Shs. 100.34
07/14/09 Dividend 346 Shs. 100.34
10/14/09 Dividend 346 Shs. 100.34
01/13/10 Dividend 346 Shs. 100.34
04/14/10 Dividend 346 Shs. 100.34
07/14/10 Dividend 346 Shs. 100.34
10/14/10 Dividend 346 Shs. 100.34 1,363.24
Lebanon School. District 6.2$ due 2/1/94
08/04/92 Interest $25,000 $ 775.00
02/02/93 Interest $25,000 775.00
08/03/93 Interest $25,000 775.00
02/01/94 Sale of interest accrued to 02/01/1994 775.00 3,100.00
LSV Value Eouity Fund
12/29/06 Dividend 1,549.768 Shs. $ 437.19
FORWARD $ 437.19 $ 342,119.24
- 107 -
RBCEIPTB OF I1iCW~ (ooat'd)
FORWARD $ 437.19 $ 342,119.24
LSV Value Equity Fund
(cont'd)
12/31/07 Dividend 1,643.958 Shs. 580.32
12/31/08 Dividend 1,643.958 Shs. 624.38
12/31/09 Dividend 3,956.631 Shs. 1,117.35 2,759.24
Lucent Technologies Incorporated
03/03/97 Dividend 300 Shs. $ 22.50
06/02/97 Dividend 500 Shs. 37.50
09/02/97 Dividend 500 Shs. 37.50
12/02/97 Dividend 500 Shs.. 37.50
03/02/98 Dividend 500 Shs. 37.50
06/01/98 Dividend 1,000 Shs. 4D.00
09/01/98 Dividend 1,000 Shs. 40.00
12/01/98 Dividend 1,000 Shs. 4D.00
03/01/99 Dividend 1,000 Shs. 40.00
06/01/99 Dividend 2,000 Shs. 40.00
09/02/99 Dividend 2,000 Shs. 40.00
12/01/99 Dividend 2,000 Shs. 40.00
03/02/00 Dividend 1,500 Shs. 30.00
06/01/00 Dividend 1,500 Shs. 30.00
09/01/00 Dividend 1,500 Shs. 30.00
12/01/00 Dividend 1,500 Shs. 30.00
03/01/01 Dividend 1,500 Shs. 30.00
06/01/01 Dividend 1,500 Shs. 30.00 632.50
Manheim Township 4.4~ due 6/1/99
06/05/97 Purchase of interest accrued to
06/05/1997 $ -22.00
12/01/97 Interest $45,000 990.00
06/01/98 Interest $45,000 990.00
12/01/98 Interest $45,000 990.00
12/15/98 Sale of interest accrued to 12/15/1998 77.00 3,025.00
Mauna Loa Macadamia Partners LP
11/16/92 Dividend 100 Shs. $ 20.00
02/17/93 Dividend 100 Shs. 10.00
05/19/93 Dividend 100 Shs. 10.OD
08/17/93 Dividend 100 Shs. 10.00
11/16/93 Dividend 100 Shs. 10.00
02/16/94 Dividend 100 Shs. 10.00
FORWARD $ 70.00 $ 348,535.98
- 108 -
RECEIPTS OF INCOl~ (ooat'd)
FORWARD $ 70.00 $
Mauna Loa Macadamia Partners LP
_Icont'd)
05/17/94 Dividend 100 Shs. 10.00
08/16/94 Dividend 100 Shs. 10.00
11/16/94 Dividend 100 Shs. 5.00
Medtronic Incorporated
10/29/04 Dividend 150 Shs. $ 12.56
01/28/05 Dividend 150 Shs. 12.56
04/29/05 Dividend 150 Shs. 12.56
07/29/05 Dividend 150 Shs. 14.44
10/28/05 Dividend 150 Shs. 14.44
01/27/06 Dividend 150 Shs. 14.44
04/28/06 Dividend 150 Shs. 14.44
07/28/06 Dividend 150 Shs. 16.50
10/27/06 Dividend 150 Shs. 16.50
01/26/07 Dividend 150 Shs. 16.50
04/27/07 Dividend 150 Shs. 16.50
07/27/07 Dividend 150 Shs. 18.75
10/26/07 Dividend 150 Shs. 18.75
01/25/08 Dividend 150 Shs. 18.75
04/25/08 Dividend 150 Shs. 18.75
07/25/08 Dividend 150 Shs. 28.13
10/24/08 Dividend 150 Shs. 28.13
01/23/09 Dividend 150 Shs. 28.13
04/24/09 Dividend 150 Shs. 28.13
07/31/09 Dividend 150 Shs. 30.75
10/30/09 Dividend 150 Shs. 30.75
01/29/10 Dividend 150 Shs. 30.75
04/30/10 Dividend 150 Shs. 30.75
07/30/10 Dividend 150 Shs. 33,75
10/29/10 Dividend 150 Shs. 33.75
Merck & COIltpany Incorporated
01/02/04 Dividend 350 Shs. $ 129.50
04/01/04 Dividend 350 Shs. 129.50
07/01/04 Dividend 350 Shs. 129.50
10/01/04 Dividend 350 Shs. 133.00
01/03/05 Dividend 350 Shs. 133.00
04/01/05 Dividend 350 Shs. 133.00
07/01/05 Dividend 350 Shs. 133.00
10/03/05 Dividend 700 Shs. 266.00
FORWARD
348,535.98
95.00
539.46
$ 1,186.50 $ 349,170.44
- 109 -
RECEIPTS OF INCOIfE (COnt'd)
FORWARD $ 1,186.50 $ 349,170.44
Merck & Company Incorporated
(cont'd)
01/03/06 Dividend 700 Shs. 266.00
04/03/06 Dividend 700 Shs. 266.00
07/03/06 Dividend 700 Shs. 266.00
10/02/06 Dividend 700 Shs. 266.00
01/02/07 Dividend 700 Shs. 266.00
04/02/07 Dividend 700 Shs. 266.00
07/02/07 Dividend 700 Shs. 266.00
10/01/07 Dividend 700 Shs. 266.00
01/02/08 Dividend 700 Shs. 266.00
04/01/08 Dividend 700 Shs. 266.00
07/01/08 Dividend 700 Shs. 266.00
10/01/08 Dividend 700 Shs. 266.00
01/02/09 Dividend 700 Shs. 266.00
04/01/09 Dividend 700 Shs. 266.00
07/01/09 Dividend 700 Shs. 266.00
10/01/09 Dividend 700 Shs. 266.00
01/08/10 Dividend 700 Shs. 266.00
04/07/10 Dividend 700 Shs. 266.00
07/08/10 Dividend 700 Shs. 266.00
10/07/10 Dividend 700 Shs. 266.00 6,506.50
Meridian Bank Certificate of Deposit
5.205 due 7/30/92
07/30/92 Interest $7,000 1,248.96
Meridian Bank Certificate of Deposit
5.833$ due 9/19/92
09/21/92 Interest $25,000 1,502.70
Meridian Bank Certificate of Deposit
5.075 due 11/26/92
12/03/92 Interest $7,535.56 392.38
Meridian Bank Certificate of Deposit
4.646 due 12/24/92
12/29/92 Interest $16,165.39 768.76
FORWARD $ 359,589.74
- 110 -
RBCEIPTB OlP IDTCOldE (coat'd)
FORWARD
Meridian Bank Certificate of Deposit
6.549 due 2/28/93
05/05/93 Interest $20,248.99
Meridian Bank Certificate of Deposit
4.365$ due 2/10/93
02/11/93 Interest $13,600
Middlesex Township Sewer Authority 4 75~
due 6/1/03
04/24/97 Purchase of interest accrued to
04/24/1997 $ -59.37
12/01/97 Interest $50,000 1,490.97
06/01/98 Interest $50,000 1,187.50
12/01/98 Interest $50,000 1,187.50
12/15/98 Sale of interest accrued to 12/15/1998 92.36
MTB Intermediate Term Bond-Class A Fund
#147
09/04/03 Dividend 23,855.5286 Shs.
10/01/03 Dividend 25,801.0536 Shs.
MTB Intermediate Term Bond-Inst I Fund
#220
11/03/03 Dividend 25,801.054 Shs.
12/01/03 Dividend 26,110.315 Shs.
01/02/04 Dividend 26,110.315 Shs.
02/02/04 Dividend 26,110.315 Shs.
03/01/04 Dividend 26,110.315 Shs.
04/01/04 Dividend 26,110.315 Shs.
05/03/04 Dividend 26,110.315 Shs.
06/01/04 Dividend 26,110.315 Shs.
07/01/04 Dividend 26,110.315 Shs.
08/02/04 Dividend 26,110.315 Shs.
09/01/04 Dividend 26,110.315 Shs.
10/01/04 Dividend 26,110.315 Shs.
11/01/04 Dividend 26,110.315 Shs.
12/01/04 Dividend 26,110.315 Shs.
01/03/05 Dividend 26,110.315 Shs.
02/01/05 Dividend 26,110.315 Shs.
FORWARD
$ 439.75
907.55
935.34
955.29
1,035.02
1,094.63
1,065.52
1,037.68
1,032.37
1,027.87
976.40
1,007.81
1,020.04
1,033.95
987.21
928.87
1,038.12
1,083.13
$ 359,589.74
2,323.83
606.94
3,898.96
1,347.30
$ 16,259.25 $ 367,766.77
- 111 -
RECEIPTS OF I (coated)
FORWARD
$ 16,259.25 $ 367,766.77
MTB Intermediate Term Bond-Inst I Fund
#220
(cont'd)
03/01/05 Dividend 26,110.315 Shs. 951.15
04/01/05 Dividend 26,110.315 Shs. 947.53
05/02/05 Dividend 26,110.315 Shs. 1,015.26
06/01/05 Dividend 26,110.315 Shs. 1,025.75
07/01/05 Dividend 26,110.315 Shs. 955.21
08/01/05 Dividend 26,110.315 Shs. 825.89
09/D1/O5 Dividend 26,110.315 Shs. 786.50
10/03/05 Dividend 26,110.315 Shs. 808.91
11/01/05 Dividend 26,110.315 Shs. 815.20
12/01/05 Dividend 26,110.315 Shs. 877.54
01/03/06 Dividend 26,110.315 Shs. 853.05
02/01/06 Dividend 26,110.315 Shs. 813.37
03/01/06 Dividend 26,110.315 Shs. 833.64
04/03/06 Dividend 26,110.315 Shs. 894.47
05/01/06 Dividend 26,110.315 Shs. 917.24
06/01/06 Dividend 26,110.315 Shs. 914.14
07/03/06 Dividend 26,110.315 Shs. 943.28
08/01/06 Dividend 26,110.315 Shs. 952.14
09/01/06 Dividend 26,110.315 Shs. 949.94
10/02/06 Dividend 26,110.315 Shs. 965.62
11/01/06 Dividend 26,110.315 Shs. 954.22
12/01/06 Dividend 26,110.315 Shs. 931.08
01/02/07 Dividend 26,110.315 Shs. 946.94
02/01/07 Dividend 26,110.315 Shs. 956.47
03/01/07 Dividend 26,110.315 Shs. 979.44
04/02/07 Dividend 26,110.315 Shs. 988.50
05/01/07 Dividend 26,110.315 Shs. 938.19
06/01/07 Dividend 26,110.315 Shs. 930.27
07/02/07 Dividend 26,110.315 Shs. 931.80
08/01/07 Dividend 26,110.315 Shs. 962.22
09/04/07 Dividend 26,110.315 Shs. 934.63
10/01/07 Dividend 26,110.315 Shs. 934.14
11/01/07 Dividend 26,110.315 Shs. 941.86
12/03/07 Dividend 26,110.315 Shs. 941.90
01/02/08 Dividend 26,110.315 Shs. 607.15 48,183.89
MTB Prime Monev Market-Inst I Fund #142
09/02/03 Interest $ 45.08
10/01/03 Interest 32.71
11/03/03 Interest 19.43
FORWARD $ 97.22 $ 415,950.66
- 112 -
RBCEIPTB OF INCOl~ (COnt'd)
FORWARD $ 97.22 $
MTB Prime Monev Market-Inst I Fund #142
(cont'd)
12/01/03 Interest 20.58
01/02/04 Interest 21.74
02/02/04 Interest 19.58
03/01/04 2nterest 20.13
04/01/04 Interest 17.76
05/03/04 Interest 18.12
06/01/04 Interest 20.54
07/01/04 Interest 17.15
08/02/04 Interest 28.46
09/01/04 Interest 37.43
10/01/04 Interest 24.22
11/01/04 Interest 31.48
12/01/04 Interest 46.66
01/03/05 Interest 45.47
02/01/05 Interest 55.56
03/01/05 Interest 61.18
04/01/05 Interest 57.12
05/02/05 Interest 63.22
06/01/05 Interest 77.53
07/01/05 Interest 61.37
08/01/05 Interest 72.34
09/01/05 Interest 132.84
10/03/05 Interest 72.46
11/D1/DS Interest 82.69
12/01/05 Interest 96.58
01/03/06 Interest 83.43
02/01/06 Interest 90.97
03/01/06 Interest gg 70
04/03/06 Interest 83.08
05/01/06 Interest 90.94
06/01/06 Interest 109.39
07/03/06 Interest 81.84
08/01/06 Interest 95.66
09/01/06 Interest 146.50
10/02/06 Interest 78.20
11/01/06 Interest 92.33
12/01/06 Interest 101.57
01/02/07 Interest 74 78
02/01/07 Interest 88.72
03/01/07 Interest 93.08
04/02/07 Interest 67.18
05/01/07 Interest 74.25
FORWARD
415,950.66
$ 2,852.05 $ 415,950.66
- 113 -
R8C=IPT8 OF I11CQ11E (COat'd)
FORWARD
$ 2,852.05 $ 415,950.66
MTB Prime Monev Market-Inst I Fund #142
(cont'd)
06/01/07 Interest 90.80
07/02/07 Interest 56.60
08/01/07 Interest 69.82
09/04/07 Interest 94.11
10/01/07 Interest 67.64
11/01/07 Interest 74.93
12/03/07 Interest 83.64
01/02/08 Interest 760.60
02/01/08 Interest 2,065.61
03/03/08 Interest 1,656.28
04/01/08 Interest 1,420.13
05/01/08 Interest 1,155.71
06/02/08 Interest 1,097.08
07/01/08 Interest 1,017.69
08/01/08 Interest 770.61
09/02/08 Interest 255.63
10/01/08 Interest 224.83
11/03/08 Interest 169.22
12/01/08 Interest 170.21
01/02/09 Interest 120.94
02/02/09 Interest 57.25
03/02/09 Interest 29.77
04/01/09 Interest 23.36
05/01/09 Interest 16.84
06/01/09 Interest 11.49
07/01/09 Interest 5.06
08/03/09 Interest 15.75
09/01/09 Interest 7.80
10/01/09 Interest 6.28
11/02/09 Interest 5.46
12/01/09 Interest 4.12
01/04/10 Interest 2.83
02/01/10 Interest 2.88
03/01/10 Interest 2.34
04/01/10 Interest 2.17
05/03/10 Interest 2.19
06/01/10 Interest 2.86
07/01/10 Interest 2.81
08/02/10 Interest 3.79
09/01/10 Interest 4.65
10/O1/10 Interest 4.13
11/01/10 Interest 6.29
FORWARD
$ 14,493.95 $ 415,950.66
- 114 -
RECEIPTS OF I~0103 (coat'd)
FORWARD $ 14,493.95 $ 415,950.66
MTB Prime Monev Market-Inst I Fund #142
(cont'd)
12/01/10 Interest 42.94
01/03/11 Interest 50.73
02/01/11 Interest 40.57
03/01/11 Interest 36.40 14,664.59
MTB US Government Bond Inst I Fund #822
11/03/D3 Dividend 26,150.628 Shs. $ 825.05
12/D1/03 Dividend 26,154.144 Shs. 850.73
01/02/04 Dividend 26,154.144 Shs. 882.00
02/02/04 Dividend 26,154.144 Shs. 852.25
03/01/04 Dividend 26,154.144 Shs. 849.67
04/01/04 Dividend 26,154.144 Shs. 871.52
05/03/04 Dividend 26,154.144 Shs. 955.20
06/01/04 Dividend 26,154.144 Shs. 943.03
07/01/04 Dividend 26,154.144 Shs. 902.00
08/02/04 Dividend 26,154.144 Shs. 900.87
09/01/04 Dividend 26,154.144 Shs. 918.98
10/01/04 Dividend 26,154.144 Shs. 944.14
11/01/04 Dividend 26,154.144 Shs. 912.36
12/01/04 Dividend 26,154.144 Shs. 941.70
01/03/05 Dividend 26,154.144 Shs. 986.66
02/01/05 Dividend 26,154.144 Shs. 925.90
03/01/05 Dividend 26,154.144 Shs. 855.98
04/01/05 Dividend 26,154.144 Shs. 920.37
DS/02/05 Dividend 26,154.144 Shs. 997.74
06/01/05 Dividend 26,154.144 Shs. 1,004.48
07/01/05 Dividend 26,154.144 Shs. 943.58
08/01/05 Dividend 26,154.144 Shs. 794.39
09/01/05 Dividend 26,154.144 Shs. 747.38
10/03/05 Dividend 26,154.144 Shs. 777,27
11/01/05 Dividend 26,154.144 Shs. 803.58
12/01/05 Dividend 26,,154.144 Shs. 860.03
01/03/06 Dividend 26,154.144 Shs. 825.59
02/01/06 Dividend 26,154.144 Shs. 784.21
03/01/06 Dividend 26,154.144 Shs. 831.23
04/03/06 Dividend 26,154.144 Shs. 873.76
05/01/06 Dividend 26,154.144 Shs. 866.22
06/01/06 Dividend 26,154.144 Shs. 845.58
07/03/06 Dividend 26,154.144 Shs. 868.24
08/01/06 Dividend 26,154.144 Shs. 885.90
09/01/06 Dividend 26,154.144 Shs. 881.87
FORWARD $ 30,829.46 $ 430,615.25
- 115 -
R8ClIPTS OF i (cont~8)
FORWARD $ 30,829.46 $ 430,615.25
MTB US Government Bond Inst I Fund #822
(cont'd)
10/02/06 Dividend 26,154.144 Shs. 884.94
11/01/06 Dividend 26,154.144 Shs. 875.92
12/01/06 Dividend 26,154.144 Shs. 850.90
01/02/07 Dividend 26,154.144 Shs. 832.86
02/01/07 Dividend 26,154.144 Shs. 859.73
03/01/07 Dividend 26,154.144 Shs. 883.02
04/02/07 Dividend 26,154.144 Shs. 878.16
05/01/07 Dividend 26,154.144 Shs. 894.53
06/01/07 Dividend 26,154.144 Shs. 864.47
07/02/07 Dividend 26,154.144 Shs. 866.60
08/01/07 Dividend 26,154.144 Shs. 902.59
09/04/07 Dividend 26,154.144 Shs. 890.98
10/01/07 Dividend 26,154.144 Shs. 878.34
11/01/07 Dividend 26,154.144 Shs. 838.59
12/03/07 Dividend 26,154.144 Shs. 847.78
01/02/08 Dividend 26,154.144 Shs. 558.69 44,437.56
MTB US Government Bond-Class A Fund #268
09/04/03 Dividend 26,150.628 Shs. $ 428.58
10/01/03 Dividend 26,150.628 Shs. 875.60 1,304.18
Nazareth PA Area School District 4.1$
due 8/15/03
03/31/98 Purchase of interest accrued to
03/31/1998 $ -91.11
08/17/98 Interest $50,D00 854.17
12/15/98 Sale of interest accrued to 12/15/1998 683.33
NYNEX Corporation
11/03/92 Dividend 400 Shs.
02/02/93 Dividend 400 Shs.
05/04/93 Dividend 400 Shs.
08/03/93 Dividend 400 Shs.
12/29/93 Dividend 800 Shs.
02/02/94 Dividend 800 Shs.
05/03/94 Dividend 800 Shs.
08/02/94 Dividend 800 Shs.
11/02/94 Dividend 800 Shs.
02/02/95 Dividend 800 Shs.
$ 464.00
464.00
472.00
472.00
472.00
472.00
472.00
472.00
472.00
472.00
FORWARD $ 4,704.00 $
1,446.39
477,803.38
- 116 -
REC8iPT8 OF INC01~ (coated)
FORWARD $ 4,704.00 $ 477,803.38
NYNEX Corporation
(cont'd)
05/02/95 Dividend 800 Shs. 472.00
08/02/95 Dividend 800 Shs. 472.00
11/02/95 Dividend 800 Shs. 472.00
02/02/96 Dividend 800 Shs. 472.00
05/01/96 Dividend 800 Shs. 472.00
08/01/96 Dividend 800 Shs. 472.00
11/01/96 Dividend 800 Shs. 472.00
02/03/97 Dividend 800 Shs. 472.00
05/01/97 Dividend 800 Shs. 472.00
08/01/97 Dividend 800 Shs. 472.00 9,424.00
Pacific Telesis Grou
08/04/92 Dividend 544 Shs. $ 296.48
11/03/92 Dividend 600 Shs. 327.00
02/02/93 Dividend 600 Shs. 327.00
05/04/93 Dividend 600 Shs. 327.00
08/03/93 Dividend 600 Shs. 327.00
11/02/93 Dividend 600 Shs. 327.00
02/02/94 Dividend 600 Shs. 327.00
05/04/94 Dividend 600 Shs. 327.00
08/02/94 Dividend 600 Shs. 327.00
11/02/94 Dividend 600 Shs. 327.00
02/02/95 Dividend 600 Shs. 327.00
05/02/95 Dividend 600 Shs. 327.00
08/02/95 Dividend 600 Shs. 327.00
11/02/95 Dividend 600 Shs. 327.00
02/02/96 Dividend 600 Shs. 327.00
05/01/96 Dividend 600 Shs. 327.00
08/01/96 Dividend 600 Shs. 189.00
11/01/96 Dividend 600 Shs. 189.00
02/03/97 Dividend 600 Shs. 189.00
05/01/97 Dividend 600 Shs. 196.50 5,964.98
Parkland School District 4.9$ due 9/1/02
03/03/97 Interest $50,000 $ 1,333.88
09/02/97 Interest $50,000 1,225.00
03/02/98 Interest $50,000 1,225.00
09/01/98 Interest $50,000 1,225.00
12/15/98 Sale of i nterest accrued to 12/15/1998 707.78 5,716.66
FORWARD $ 498,909.02
- 117 -
R?CiIPTS OF SNCOlfE (cont'd)
FORWARD
Pennsvlvania Municipal Fund
12/02/94 Interest $ 0.34
01/03/95 Interest 28.98
02/02/95 Interest 38.96
03/02/95 Interest 106.71
04/04/95 Interest 38.32
05/02/95 Interest 39.44
06/02/95 Interest 42.45
07/05/95 Interest 36.02
08/02/95 Interest 35.84
09/05/95 Interest 37.35
10/03/95 Interest 43.99
11/03/95 Interest 50.92
12/04/95 Interest 91.69
Pensico Incorporated
09/30/04 Dividend 150 Shs. $ 34.50
01/03/05 Dividend 150 Shs. 34.50
03/31/05 Dividend 150 Shs. 34.50
06/30/05 Dividend 150 Shs. 39.00
09/30/05 Dividend 150 Shs. 39.00
01/03/06 Dividend 150 Shs. 39.00
03/31/06 Dividend 150 Shs. 39.00
06/30/06 Dividend 150 Shs. 45.00
09/29/06 Dividend 150 Shs. 45.00
01/02/07 Dividend 150 Shs. 45.00
03/30/07 Dividend 150 Shs. 45.00
06/29/07 Dividend 150 Shs. 56.25
09!28/07 Dividend 150 Shs. 56.25
01/02/08 Dividend 150 Shs. 56.25
03/31/08 Dividend 150 Shs. 56.25
06/30/08 Dividend 150 Shs. 63.75
09/30/08 Dividend 150 Shs. 63.75
01/02/09 Dividend 150 Shs. 63.75
03/31/09 Dividend 150 Shs. 63.75
06/30/D9 Dividend 150 Shs. 67.50
09/30/09 Dividend 15D Shs. 67.50
01/04/10 Dividend 150 Shs. 67.50
03/31/10 Dividend 150 Shs. 67.50
06/30/10 Dividend 150 Shs. 72.00
09/30/10 Dividend 150 Shs. 72.00
FORWARD
$ 498,909.02
591.01
1,333.50
$ 500,833.53
- 118 -
REC8IPT8 OF INCOD~ (oont'd)
FORWARD
Philadelphia Gas Works 6.1~ due 5/15/93
11/17/92 Interest $25,000
05/17/93 Sale of interest accrued to 05/17/1993
Philip Morris International Incorporated
07/10/08. Dividend 500 Shs.
10/10/08 Dividend 500 Shs.
01/09/09 Dividend 500 Shs.
04/09/09 Dividend 500 Shs.
07/10/09 Dividend 500 Shs.
10/09/09 Dividend 500 Shs.
01/11/10 Dividend 500 Shs.
04/09/10 Dividend 500 Shs.
07/09/10 Dividend 500 Shs.
10/08/10 Dividend 500 Shs.
PNC Bank COrDOrdtlOn
01/24/00 Dividend 1,000 Shs.
PNC Financial Services Grouo
Incoroorated
04/24/00 Dividend 1,000 Shs.
07/26/00 Dividend 1,000 Shs.
10/24/00 Dividend 1,000 Shs.
01/24/01 Dividend 1,000 Shs.
04/24/01 Dividend 1,000 Shs.
07/24/01 Dividend 1,000 Shs.
10/24/01 Dividend 1,000 Shs.
01/24/02 Dividend 1,000 Shs.
04/24/02 Dividend 1,000 Shs.
07/24/02 Dividend 1,000 Shs.
10/24/02 Dividend 1,000 Shs.
01/24/03 Dividend 1,000 Shs.
04/24/03 Dividend 1,000 Shs.
07/24/03 Dividend 1,000 Shs.
10/24/03 Dividend 1,000 Shs.
01/26/04 Dividend 1,000 Shs.
04/26/04 Dividend 1,000 Shs.
07/26/04 Dividend 1,000 Shs.
10/25/04 Dividend 1,000 Shs.
01/24/05 Dividend 1,000 Shs.
$ 500,833.53
$ 762.50
762.50 1,525.00
$ 230.00
270.00
270.00
270.00
270.00
290.00
290.00
290.00
290.00
320.00 2,790.00
450.00
450.00
450.00
480.00
480.00
480.00
480.00
480.00
480.00
480.00
480.00
480.00
480.00
480.00
480.00
500.00
500.00
500.00
500.00
500.00
500.00
FORWARD
$ 9,660.00 $ 505,598.53
- 119 -
R8C8IPTS OF IDiC~ (cont'd)
FORWARD $ 9,660.00 $ 505,598.53
PNC Financial Services Group
Incorporated
(cont'd)
04/25/05 Dividend 1,000 Shs. 500.00
07/25/05 Dividend 1,000 Shs. 500.00 10,660.00
PPL Corporation
04/01/04 Dividend 400 Shs. $ 164.00
07/01/04 Dividend 400 Shs. 164.00
10/01/04 Dividend 400 Shs. 164.00
01/03/05 Dividend 400 Shs. 164.00
04/01/05 Dividend 400 Shs. 184.00
07/01/05 Dividend 400 Shs. 184.00 1,024.00
Procter & Gamble Compan
11/15/OS Dividend 195 Shs. $ 54.60
02/15/06 Dividend 195 Shs. 54.60
05/15/06 Dividend 195 Shs. 60.45
08/15/06 Dividend 195 Shs. 60.45
11/15/06 Dividend 195 Shs. 60.45
02/15/07 Dividend 195 Shs. 60.45
05/15/07 Dividend 195 Shs. 68.25
08/15/07 Dividend 195 Shs. 68.25
11/15/07 Dividend 195 Shs. 68.25
02/15/08 Dividend 195 Shs. 68.25
05/15/08 Dividend 195 Shs. 78.00
08/15/08 Dividend 195 Shs. 78.00
11/14/08 Dividend 195 Shs. 78.00
02/17/09 Dividend 195 Shs. 78.00
05/15/09 Dividend 195 Shs. 85.80
08/17/09 Dividend 195 Shs. 85.80
11/16/09 Dividend 195 Shs. 85.80
02/16/10 Dividend 195 Shs. 85.80
05/17/10 Dividend 195 Shs. 93.95
08/16/10 Dividend 195 Shs. 93.95
11/15/10 Dividend 195 Shs. 93.95 1,561.05
Provident Fed Fund
01/03/96 Interest 135.69
FORWARD $ 518,979.27
- 120 -
RECEIPTS OF INCOD~: (oont'd)
FORWARD $
Provident Temp Fund
01/03/96 Interest $ 59.24
02/02/96 Interest 43.49
03/04/96 Interest 61.66
04/02/96 Interest 80.25
05/02/96 Interest 86.38
06/04/96 Interest 96.53
07/03/96 Interest 95.96
08/02/96 Interest 85.55
09/04/96 Interest 85.60
10/02/96 interest 84.34
11/04/96 Interest 11D.46
12/03/96 Interest 78 42
01/02/97 Interest 84.32
02/04/97 Interest 86.15
03/04/97 Interest 97.53
04/02/97 Interest 128.53
05/02/97 Interest 154.92
06/03/97 Interest 157.97
07/02/97 Interest 123.15
08/04/97 interest 131.65
09/03/97 Interest 155.54
10/02/97 Interest 155.61
11/04/97 Interest 185.79
12/01/97 Interest 181.17
01/02/98 Interest 204.86
02/02/98 Interest 194.26
03/02/98 Interest 180.94
04/01/98 Interest 218.31
05/01/98 Interest _ 7.11
4west Communications Incorporated
06/29/01 Dividend 1,065 Shs.
Received from Lois H. Thompson Trust
10/13/94 Addition to Account $ 9,595.85
12/30/94 Income Distribution 4,362.81
03/31/95 Income Distribution 5,078.79
06/30/95 Income Distribution 3,759.89
09/29/95 Income Distribution 5,808.28
12/29/95 Income Distribution 3,632.75
03/29/96 Income Distribution 5,134.51
518,979.27
3,415.69
53.25
FORWARD $ 37,372.88 $ 522,448.21
- 121 -
RECEIPTS OP IAiCOEE (coat'd)
FORWARD $ 37,372.88 $ 522,448.21
Received from Lois H. Thompson Trust
(cont'd)
06/28/96 Income Distribution 3,575.86
D9/30/96 Income Distribution 6,174.45
12/31/96 Income Distribution 3,547.85
03/31/97 Income Distribution 6,043.84
06/30/97 Income Distribution 3,522.65
09/30/97 Income Distribution 6,386.53 66,624.06
Received from the Estate of Weslev R.
Thompson
12/12/00 Income Cash $ 4,937.91
01/22/01 Final Income 60.54 4,998.45
Ridaeworth Sex FL Rate HI Inc Fd-I
08/01/08 Dividend 6,050.605 Shs. $ 95.86
09/02/08 Dividend 6,050.605 Shs. 272.09
10/O1/OS Dividend 6,050.605 Shs. 267.18
11/04/08 Dividend 6,050.605 Shs. 304.12
12/01/08 Dividend 6,050.605 Shs. 302.38
01/02/09 Dividend 6,050.605 Shs. 298.24
02/02/09 Dividend 6,050.605 Shs. 261.35
03/02/09 Dividend 6,050.605 Shs. 197.55
04/01/09 Dividend 6,050.605 Shs. 211.29
05/01/09 Dividend 6,050.605 Shs. 213.70
06/01/09 Dividend 6,050.605 Shs. 227.62
07/01/09 Dividend 6,050.605 Shs. 256.83
08/03/09 Dividend 6,050.605 Shs. 277.98
09/01/09 Dividend 6,050.605 Shs. 249.16
10/01/09 Dividend 6,050.605 Shs. 233.16
11/02/09 Dividend 6,050.605 Shs. 257.40
12/01/09 Dividend 6,050.605 Shs. 254.09
01/04/10 Dividend 6,050.605 Shs. 272.50
02/01/10 Dividend 6,050.605 Shs. 262.30
D3/O1/10 Dividend 6,050.605 Shs. 248.15
04/01/10 Dividend 6,050.605 Shs. 271.69
05/03/10 Dividend 6,050.605 Shs. 263.44
06/01/10 Dividend 6,050.605 Shs. 266.07
07/01/10 Dividend 6,050.605 Shs. 241.89
08/02/10 Dividend 6,050.605 Shs. 249.10
09/01/10 Dividend 6,050.605 Shs. 309.25
10/01/10 Dividend 6,050.605 Shs. 261.70
FORWARD $ 6,826.09 $ 594,070.72
- 122 -
RECSIPTB OF iNCO1Or (coat'd)
FORWARD $ 6,826.09 $
Ridaeworth Seix FL Rate HI Inc Fd-I
(cont'd)
11/01/10 Dividend 6,050.605 Shs. 245.43
Rohm & Haas Company
09/02/93 Dividend 468 Shs. $ 163.80
12/02/93 Dividend 468 Shs. 163.80
03/02/94 Dividend 468 Shs. 163.80
06/02/94 Dividend 468 Shs. 163.80
09/02/94 Dividend 468 Shs. 173.16
12/02/94 Dividend 468 Shs. 173.16
03/02/95 Dividend 468 Shs. 173.16
06/02/95 Dividend 468 Shs. 173.16
09/05/95 Dividend 468 Shs. 191.88
12/04/95 Dividend 468 Shs. 191.88
03/04/96 Dividend 468 Shs. 191.88
06/03/96 Dividend 468 Shs. 191.88
09/03/96 Dividend 468 Shs. 210.60
12/02/96 Dividend 468 Shs. 210.60
03/03/97 Dividend 468 Shs. 210.60
06/02/97 Dividend 468 Shs. 210.60
09/02/97 Dividend 468 Shs. 234.00
12/01/97 Dividend 468 Shs. 234.00
03/02/98 Dividend 468 Shs. 234.00
06/01/98 Dividend 468 Shs. 234.00
09/01/98 Dividend 600 Shs. 252.72
12/01/98 Dividend 1,800 Shs. 324.00
03/01/99 Dividend 1,800 Shs. 324.00
06/01/99 Dividend 1,800 Shs. 324.00
09/02/99 Dividend 1,800 Shs. 342.00
12/01/99 Dividend 1,800 Shs. 342.00
02/02/00 Dividend 1,800 Shs. 342.00
06/01/00 Dividend 1,800 Shs. 342.D0
08/02/00 Dividend 1,800 Shs. 360.00
12/01/00 Dividend 1,800 Shs. 360.00
03/01/01 Dividend 1,800 Shs. 360.00
06/01/01 Dividend 1,800 Shs. 360.00
09/04/01 Dividend 1,800 Shs. 360.00
12/03/01 Dividend 1,800 Shs. 360.00
03/01/02 Dividend 1,800 Shs. 360.00
06/03/02 Dividend 1,800 Shs. 360.00
09/03/02 Dividend 1,800 Shs. 378.00
12/02/02 Dividend 1,800 Shs. 378.00
FORWARD
$ 10,122.48 $
594,070.72
7,071.52
601,142.24
- 123 -
Rz'~'~,IPTS OF IaiCO1~ (coat'd)
FORWARD
$ 10,122.48 $ 601,142.24
Rohm & Haas Comoanv
(cont'd)
03/03/03 Dividend 1,800 Shs.
06/02/03 Dividend 1,800 Shs.
09/02/03 Dividend 1,800 Shs.
12/01/03 Dividend 1,800 Shs.
03/01/04 Dividend 1,000 Shs.
06/01/04 Dividend 1,000 Shs.
378.00
378.00
396.00
396.00
220.00
250.00 12,140.48
SBC Communications Incorporated
08/01/97 Dividend 438 Shs.
11/04/97 Dividend 438 Shs.
02/02/98 Dividend 438 Shs.
05/01/98 Dividend 876 Shs.
08/03/98 Dividend 876 Shs.
11/02/98 Dividend 876 Shs.
02/01/99 Dividend 876 Shs.
05/03/99 Dividend 876 Shs.
08/02/99 Dividend 876 Shs.
11/01/99 Dividend 3,508 Shs.
02/02/00 Dividend 3,000 Shs.
05/01/00 Dividend 3,000 Shs.
08/O1/OD Dividend 2,500 Shs.
11/01/00 Dividend 2,500 Shs.
02/01/01 Dividend 2,500 Shs.
05/01/01 Dividend 2,500 Shs.
08/01/01 Dividend 2,500 Shs.
11/01/01 Dividend 2,500 Shs.
02/01/02 Dividend 2,500 Shs.
05/01/02 Dividend 2,500 Shs.
08/01/02 Dividend 2,500 Shs.
11/01/02 Dividend 2,500 Shs.
02/03/03 Dividend 2,500 Shs.
05/01/03 Dividend 2,500 Shs.
08/01/03 Dividend 2,500 Shs.
11/03/03 Dividend 2,500 Shs.
02/02/04 Dividend 2,500 Shs.
05/03/04 Dividend 2,500 Shs.
08/02/04 Dividend 2,500 Shs.
11/01/04 Dividend 2,500 Shs.
02/01/05 Dividend 2,500 Shs.
05/02/05 Dividend 2,500 Shs.
08/01/05 Dividend 2,500 Shs.
$ 196.00
196.01
196.01
204.77
204.77
204.77
204.77
213.53
213.53
213.53
731.25
761.25
634.38
634.38
634.38
640.63
640.63
640.63
640.63
675.00
675.00
675.00
675.00
831.25
956.25
956.25
781.25
781.25
781.25
781.25
806.25
806.25
806.25
FORWARD
$ 18,993.35 $ 613,282.72
- 124 -
RECEIPTS OF IDICOEE (coat'd)
FORWARD $ 18,993.35 $ 613,282.72
SBC Communications Incorporated
(cont'd)
11/01/05 Dividend 2,500 Shs. 806.25 19,799.60
Selective Insurance Group Incorporated
03/02/93 Dividend 1,000 Shs. $ 280.00
06/02/93 Dividend 1,000 Shs. 280.00
09/02/93 Dividend 1,000 Shs. 280.00
12/02/93 Dividend 1,000 Shs. 280.00
03/02/94 Dividend 1,000 Shs. 280.00
06/02/94 Dividend 1,000 Shs. 280.00
09/02/94 Dividend 1,000 Shs. 280.00
12/02/94 Dividend 1,000 Shs. 280.00
03/02/95 Dividend 1,000 Shs. 280.00
06/02/95 Dividend 1,000 Shs. 280.00
09/05/95 Dividend 1,000 Shs. 280.00
12/04/95 Dividend 1,000 Shs. 280.00
03/04/96 Dividend 1,000 Shs. 280.00
06/03/96 Dividend 1,000 Shs. 280.00
09/03/96 Dividend 1,000 Shs. 280.00
12/02/96 Dividend 1,000 Shs. 280.00
03/03/97 Dividend 1,000 Shs. 280.00
06/02/97 Dividend 1,000 Shs. 280.00
09/02/97 Dividend 1,000 Shs. 280.00
12/01/97 Dividend 1,000 Shs. 280.00
03/02/98 Dividend 2,000 Shs. 280.00
06/01/98 Dividend 2,000 Shs. 280.00
09/01/98 Dividend 2,000 Shs. 280.00
12/01/98 Dividend 2,000 Shs. 280.00
03/01/99 Dividend 2,000 Shs. 280.00 7,000.00
Temp Fund
08/04/92 Interest $ 0.82
09/02/92 Interest 11.02
10/02/92 Interest 13.41
11/03/92 Interest 21.10
12/02/92 Interest 29.46
01/05/93 Interest 28.60
02/02/93 Interest 21.84
03/02/93 Interest 20.19
04/02/93 Interest 15.79
05/04/93 Interest 20.35
FORWARD $ 182.58 $ 640,082.32
- 125 -
RSC8IFT8 OF II~ICOI ~B (cax-t'd)
FORWARD $ 182.58 $
Temp Fund
(cont'd)
06/02/93 Interest 34.66
07/02/93 Interest 38.17
08/03/93 Interest 36.73
09/02/93 Interest 55.52
10/04/93 Interest 56.78
11/02/93 Interest 63.14
12/02/93 Interest 70.85
01/04/94 Interest 78.99
02/02/94 Interest 17.43
03/02/94 Interest 29.97
04/04/94 Interest 37.18
05/03/94 Interest 45.24
06/02/94 Interest 64.40
07/07/94 Interest 73.80
08/02/94 Interest 71.37
09/06/94 Interest 69'87
10/04/94 Interest 58.76
11/02/94 Interest 69'22
12/02/94 Interest 91.94
01/03/95 Interest 54.45
02/02/95 Interest 22.54
03/02/95 Interest 54.93
04/04/95 Interest 72.96
05/02/95 Interest 90.40
06/02/95 Interest 103.06
07/05/95 Interest 104.95
08/02/95 Interest 117.77
09/05/95 Interest 150.62
10/03/95 Interest 119.62
11/02/95 Interest 98.09
12/04/95 Interest 104.92
Texas Utilities Compan
10/04/93 Dividend 413 Shs. $ 318.01
01/04/94 Dividend 413 Shs. 318.01
04/05/94 Dividend 413 Shs. 318.01
07/05/94 Dividend 413 Shs. 318.01
10/04/94 Dividend 413 Shs. 318.01
01/03/95 Dividend 413 Shs. 318.01
04/04/95 Dividend 413 Shs. 318.01
07/05/95 Dividend 413 Shs. 318.01
FORWARD $ 2,544.08 $
640,082.32
2,340.91
642,423.23
- 126 -
RECEIPTS OF INCO~ (coat'd)
FORWARD $ 2,544.08 $
Texas Utilities Compan
(cont'd)
10/03/95 Dividend 413 Shs. 318.01
01/03/96 Dividend 413 Shs. 206.50
04/01/96 Dividend 413 Shs. 206.50
07/01/96 Dividend 413 Shs. 206.50
10/01/96 Dividend 413 Shs. 206.50
01/02/97 Dividend 413 Shs. 216.82
04/01/97 Dividend 413 Shs. 216.82
07/01/97 Dividend 413 Shs. 216.82
1D/01/97 Dividend 413 Shs. 216.82
01/02/98 Dividend 413 Shs. 227.15
04/01/98 Dividend 413 Shs. 227.15
07/01/98 Dividend 413 Shs. 227.15
10/01/98 Dividend 413 Shs. 227.15
01/04/99 Dividend 413 Shs. 237.48
04/01/99 Dividend 413 Shs. 237.48
U.S. West Communications Grou
11/04/97 Dividend 600 Shs. $ 321.00
02/02/98 Dividend 600 Shs. 321.00
05/01/98 Dividend 600 Shs. 321.00
U.S. West Incorporated
642,423.23
5,938.93
963.00
08/04/92 Dividend 544 Shs. $ 288.32
11/03/92 Dividend 600 Shs. 318.00
02/02/93 Dividend 600 Shs. 318.00
05/04/93 Dividend 600 Shs. 321.00
08/03/93 Dividend 600 Shs. 321.00
11/02/93 Dividend 600 Shs. 321.00
02/02/94 Dividend 600 Shs. 321.00
05/04/94 Dividend 600 Shs. 321.00
08/02/94 Dividend 600 Shs. 321.00
11/02/94 Dividend 600 Shs. 321.00
02/02/95 Dividend 600 Shs. 321.00
05/02/95 Dividend 600 Shs. 321.00
08/02/95 Dividend 600 Shs. 321.00
11/02/95 Dividend 600 Shs. 321.00
02/02/96 Dividend 600 Shs. 321.00
05/01/96 Dividend 6D0 Shs. 321.00
08/01/96 Dividend 600 Shs. 321.00
11/D1/96 Dividend 600 Shs. 321.00
FORWARD
$ 5,739.32 $
649,325.16
- 127 -
RECEIPTS OF IDiCO~E (ccat'd)
FORWARD $ 5,739.32 $ 649,325.16
U S West Incorporated
(cont'd)
02/03/97 Dividend 600 Shs. 321.00
05/01/97 Dividend 600 Shs. 321.00
08/01/97 Dividend 600 Shs. 321.00 6,702.32
U.S. West .Incorporated New
08/03/98 Dividend 616.386 Shs. $ 329.77
11/02/98 Dividend 616 Shs. 329.56
02/01/99 Dividend 616 Shs. 329.56
05/03/99 Dividend 616 Shs. 329.56
08/02/99 Dividend 616 Shs. 462.00
11/01/99 Dividend 616 Shs. 329.56
02/02/00 Dividend 616 Shs. 329.56
05/01/00 Dividend 616 Shs. 329.56 2,769.13
United Water Resources Incorporated
09/02/92 Dividend 367 Shs. $ 84.41
12/02/92 Dividend 367 Shs. 84.41
03/02/93 Dividend 367 Shs. 84.41
06/02/93 Dividend 367 Shs. 84.41
09/02/93 Dividend 367 Shs. 84.41
12/02/93 Dividend 367 Shs. 84.41
03/02/94 Dividend 367 Shs. 84.41
06/02/94 Dividend 367 Shs. 84.41
09/02/94 Dividend 367 Shs. 84.41
12/02/94 Dividend 367 Shs. 84.41
03/02/95 Dividend 367 Shs. 84.41
06/02/95 Dividend 367 Shs. 84.41
09/05/95 Dividend 367 Shs. 84.41 1,097.33
Upper Alleohenv Jt Sanitary Authority
4.5~ due 1/15/96
01/18/95 Interest $50,000 $ 1,125.00
07/18/95 Interest $50,000 1,125.00
01/17/96 Sale of interest accrued to 01/17/1996 1,125.00 3,375.00
US Treasury Note 5.125 due 11/15/95
05/18/93 Interest $25,000 $ 637.09
11/16/93 Interest $25,000 640.62
FORWARD $ 1,277.71 $ 663,268.94
- 128 -
RECEIPTS OF iNCOlDE (coated)
FORWARD $ 1,277.71 $ 663,268.94
US Treasury Note 5.125$ due 11/15/95
(cont'd)
05/17/94 Interest $25,000 640.62
11/16/94 Interest $25,000 640.62
05/16/95 Interest $25,000 640.62
11/15/95 Sale of interest accrued to 11/15/1995 640.62 3,840.19
US Treasurv Notes 4$ due 9/30/94
10/16/92 Purchase of interest accrued to
10/16/1992 $ -87 91
04/01/93 Interest $50,000 1,000.00
10/01/93 Interest $50,000 1,000.00
04/01/94 Interest $50,000 1,000.00
09/30/94 Sale of interest accrued to 09/30/1994 1.000.00 3,912.09
US Treasurv Notes 4.25$ due 1/31/95
08/03/93 Interest $50,000 $ 1,056.63
02/01/94 Interest $50,000 1,062.50
08/02/94 Interest $50,000 1,062.50
01/31/95 Sale of interest accrued to 01/31/1995 1,062.50 4,244.13
US Treasurv Notes 4.25 due 5/15/96
05/26/93 Purchase of interest accrued to
05/26/1993 $ -25 98
11/16/93 Interest $25,000 525.48
05/17/94 Interest $25,000 531.25
11/16/94 Interest $25,000 531.25
05/16/95 Interest $25,000 531.25
11/16/95 Interest $25,000 531.25
05/15/96 Sale of interest accrued to 05/15/1996 531.25 3,155.75
US Treasurv Notes 4.625 due 2/15/96
08/17/93 Interest $25,000 $ 574.93
02/16/94 Interest $25,000 578.13
08/16/94 Interest $25,000 578.13
02/16/95 Interest $25,000 578.13
08/16/95 Interest $25,000 578.13
02/15/96 Sale of i nterest accrued to 02/15/1996 578.13 3,465.58
FORWARD $ 681,886.68
- 129 -
PBCSSPTB OS iEiCO~ (aoai'8)
FORWARD $ 681,886.68
US Treasure Notes 5.375 due 5/31/98
12/01/93 Interest $25,000 $ 668.20
06/01/94 Interest $25,000 671.87
12/01/94 Interest $25,000 671.87
06/01/95 Interest $25,000 671.87
12/01/95 Interest $25,000 671.87
05/31/96 Interest $25,000 671.87
12/02/96 Interest $25,000 671.87
06/02/97 Interest $25,000 671.87
12/01/97 Interest $25,000 671.87
06/01/98 Sale of interest accrued to 06/01/1998 671.87 6,715.03
US Treasurv Notes 5.5$ due 7/31/97
02/02/93 Interest $50,000 $ 1,375.00
08/03/93 Interest $50,000 1,375.00
02/01/94 Interest $50,000 1,375.00
08/02/94 Interest $50,000 1,375.00
02/01/95 Interest $50,000 1,375.00
08/01/95 Interest $50,000 1,375.00
02/01/96 Interest $50,000 1,375.00
07/31/96 Interest $50,000 1,375.00
01/31/97 Interest $50,000 1,375.00
07/31/97 Sale of interest accrued to 07/31/1997 1,375.00 13,750.00
US Treasury Notes 5.625 due 1/31/98
08/03/93 Interest $25,000 $ 699.24
02/01/94 Interest $25,000 703.12
08/02/94 Interest $25,000 703.12
02/01/95 Interest $25,000 703.12
08/01/95 Interest $25,000 703.12
02/01/96 Interest $25,000 703.12
07/31/96 Interest $25,000 703.12
01/31/97 Interest $25,000 703.12
07/31/97 Interest $25,000 703.12
02/02/98 Sale of interest accrued to 02/02/1998 703.12 7,027.32
US Treasurv Notes 6 875 due 3/31/97
10/01/92 Interest $25,000 $ 859.38
04/01/93 Interest $25,000 859.38
10/01/93 Interest $25,000 859.38
04/01/94 Interest $25,000 859.38
FORWARD $ 3,437.52 $ 709,379.03
- 130 -
RECEIPTS OF IECOD~ (cont'd)
FORWARD $ 3,437.52 $ 709,379.03
US Treasury Notes 6.875$ due 3/31/97
(cont'dl
10/03/94 Interest $25,000 859.38
04/03/95 Interest $25,D00 859.38
10/03/95 Interest $25,000 859.38
04/01/96 Interest $25,000 859.38
09/30/96 Interest $25,000 859.38
03/31/97 Sale of interest accrued to 03/31/1997 859.37 8,593.79
US Treasury Notes 7~ due 4/15/99
10/16/92 Interest $25,000 $ 875.00
04/16/93 Interest $25,000 875.00
10/18/93 Interest $25,000 875.00
04/18/94 Interest $25,000 875.00
10/18/94 Interest $25,000 875.00
04/18/95 Interest $25,000 875.00
10/17/95 Interest $25,000 875.00
04/15/96 Interest $25,000 875.00
10/15/96 Interest $25,000 875.00
04/15/97 Interest $25,000 875.00
10/16/97 Interest $25,000 875.00
04/15/98 Interest $25,000 875.00
10/15/98 Interest $25,000 875.00
04/15/99 Sale of interest accrued to 04/15/1999 875.00 12,250.00
US Treasury Notes 8.5~ due 3/31/94
10/01/92 Interest $25,000 $ 1,062.50
04/01/93 Interest $25,000 1,062.50
10/01/93 Interest $25,000 1,062.50
03/31/94 Sale of interest accrued to 03/31/1994 1.062.50 4,250.00
Verizon Communications
08/01/00 Dividend 2,000 Shs. $ 93.08
11/O1/00 Dividend 2,000 Shs. 770.00
02/01/01 Dividend 2,000 Shs. 770.00
O5/O1/O1 Dividend 2,000 Shs. 770.00
08/01/01 Dividend 2,000 Shs. 770.00
11/O1/O1 Dividend 2,000 Shs. 770.00
02/01/02 Dividend 2,000 Shs. 770.00
05/01/02 Dividend 2,000 Shs. 770.00
08/01/02 Dividend 2,000 Shs. 770.00
FORWARD S 6,253.08 $ 734,472.82
- 131 -
R~C8IPT8 OF IDTCO ~ (cont'd)
FORWARD $ 6,253.08 $
Verizon Communications
(cont'd)
11/01/02 Dividend 2,000 Shs. 770.00
02/03/03 Dividend 2,000 Shs. 770.00
05/01/03 Dividend 2,000 Shs. 770.00
08/01/03 Dividend 2,000 Shs. 770.00
11/03/03 Dividend 2,000 Shs. 770.00
02/02/04 Dividend 2,000 Shs. 770.00
05/03/04 Dividend 2,000 Shs. 770.00
08/02/04 Dividend 2,000 Shs. 770.00
11/01/04 Dividend 2,000 Shs. 770.00
02/01/05 Dividend 2,000 Shs. 770.00
05/02/05 Dividend 2,000 Shs. 810.00
08/01/05 Dividend 2,000 Shs. 810.00
11/01/05 Dividend 2,000 Shs. 810.00
02/01/06 Dividend 2,000 Shs. 810.00
05/01/06 Dividend 2,000 Shs. 810.00
08/01/06 Dividend 2,000 Shs. 810.00
11/01/06 Dividend 1,500 Shs. 607.50
02/01/07 Dividend 1,500 Shs. 607.50
05/01/07 Dividend 1,500 Shs. 607.50
08/01/07 Dividend 1,500 Shs. 607.50
11/01/07 Dividend 1,500 Shs. 645.00
02/01/08 Dividend 1,500 Shs. 645.00
05/01/08 Dividend 1,500 Shs. 645.00
08/01/08 Dividend 1,500 Shs. 645.00
11/03/08 Dividend 1,500 Shs. 690.00
02/02/09 Dividend 1,500 Shs. 690.00
05/01/09 Dividend 1,500 Shs. 690.00
08/03/09 Dividend 1,500 Shs. 690.00
11/02/09 Dividend 1,500 Shs. 712.50
02/01/10 Dividend 1,500 Shs. 712.50
05/03/10 Dividend 1,500 Shs. 712.50
08/02/10 Dividend 1,500 Shs. 712.50
11/01/10 Dividend 1,500 Shs. 731.25
734,472.82
30,164.33
Vision Institutional Prime Monev Market
Fund #142
02/01/01 Interest $ 1,966.74
03/01/01 Interest 2,186.00
04/03/01 Interest 2,264.34
05/01/01 Interest 2,066.70
06/01/01 Interest 1,985.34
FORWARD
$ 10,469.12 $
764,637.15
- 132 -
RBCEIPTB OB ID1C01~ (COnt'd1
FORWARD $ 10,469.12 $ 764,637.15
Vision Institutional Prime Monev Market
Fund #142
(cont'd)
07/02/01 Interest 1,717.21
08/01/01 Interest 1,659.90
09/04/01 Interest 1,560.58
10/02/01 Interest 1,370.53
11/01/01 Interest 1,244.63
12/03/01 Interest 958.91
01/02/02 Interest 827.D6
02/01/02 Interest 762.48
03/01/02 Interest 677.88
04/01/02 Interest 107.88
05/01/02 Interest 104.53
06/03/02 Interest 112.81
07/01/02 Interest 101.68
08/01/02 Interest 105.57
09/03/02 Interest 109.78
10/01/02 Interest 96.41
11/01/02 Interest 100.04
12/02/02 Interest 87.55
01/02/03 Interest 72 07
02/03/03 Interest 69.65
03/03/03 Interest 64.11
04/01/03 Interest 62.21
05/01/03 Interest 59.48
06/02/03 Interest 59.17
07/01/03 Interest 48.52
08/01/03 Interest 42.80
09/02/03 Interest 22.30 22,674.86
Vision Intermediate Term Bond Fund #123
04/01/02 Dividend 26,096.033 Shs. $ 1,114.84
05/01/02 Dividend 26,096.033 Shs. 1,118.19
06/03/02 Dividend 26,096.033 Shs. 1,133.10
07/01/02 Dividend 26,096.033 Shs. 1,128.80
08/01/02 Dividend 26,096.033 Shs. 1,119.63
09/03/02 Dividend 26,096.033 Shs. 1,111.65
10/01/02 Dividend 26,096.033 Shs. 1,091.16
11/01/02 Dividend 26,096.033 Shs. 1,075.56
12/02/02 Dividend 26,096.033 Shs. 1,044.57
01/02/03 Dividend 26,096.033 Shs. 1,043.94
02/03/03 Dividend 26,096.033 Shs. 1,056.70
FORWARD $ 12,038.14 $ 787,312.01
- 133 -
*+£c'EIPTS o8 itICO11E (coat'd)
FORWARD $ 12,038.14 $ 787,312.01
Vision Intermediate Term Bond Fund #123
(cont'd)
03/03/03 Dividend 26,096.033 Shs. 1,052.78
04/01/03 Dividend 26,096.033 Shs. 1,052.01
05/01/03 Dividend 26,096.033 Shs. 1,015.85
06/02/03 Dividend 26,096.033 Shs. 1,017.40
07/01/03 Dividend 26,096.033 Shs. 1,067.96
08/01/03 Dividend 26,096.033 Shs. 1,028.23
08/15/03 Dividend 26,096.033 Shs. 583.78 18,856.15
Vision US Government Securities Fund
#268
04/01/02 Dividend 26,150.628 Shs. $ 1,212.87
05/01/02 Dividend 26,150.628 Shs. 1,197.80
06/03/02 Dividend 26,150.628 Shs. 1,211.93
07/01/02 Dividend 26,150.628 Shs. 1,138.80
08/01/02 Dividend 26,150.628 Shs. 1,121.37
09/03/02 Dividend 26,150.628 Shs. 1,117.02
10/01/02 Dividend 26,150.628 Shs. 1,077.03
11/01/02 Dividend 26,150.628 Shs. 1,088.03
12/02/02 Dividend 26,150.628 Shs. 1,073.54
01/02/03 Dividend 26,150.628 Shs. 1,092.89
02/03/03 Dividend 26,150.628 Shs. 1,072.18
03/03/03 Dividend 26,150.628 Shs. 1,019.26
04/01/03 Dividend 26,150.628 Shs. 1,009.58
05/01/03 Dividend 26,150.628 Shs. 966.98
06/02/03 Dividend 26,150.628 Shs. 964.83
07/01/03 Dividend 26,150.628 Shs. 997.58
08/01/03 Dividend 26,150.628 Shs. 990.39
09/04/03 Dividend 26,150.628 Shs. 542.92 18,895.00
Wachovia Corporation
12/17/01 Dividend 1,000 Shs. $ 240.00
03/15/02 Dividend 1,000 Shs. 240.00
06/17/02 Dividend 1,000 Shs. 240.00
09/16/02 Dividend 1,000 Shs. 260.00
12/16/02 Dividend 1,000 Shs. 260.00
03/17/03 Dividend 1,000 Shs. 260.00
06/16/03 Dividend 1,000 Shs. 290.00
09/15/03 Dividend 1,000 Shs. 350.00
12/15/03 Dividend 1,000 Shs. 350.00
03/15/04 Dividend 1,000 Shs. 400.00
FORWARD $ 2,890.00 $ 825,063.16
- 134 -
RECEIPTS OF INCOl~ (COat'8)
FORWARD $ 2,890.00 $ 825,063.16
Wachovia Corporation
(cont'd)
06/15/04 Dividend 1,000 Shs. 400.00
09/15/04 Dividend 1,000 Shs. 400.00
12/15/04 Dividend 1,000 Shs. 460.00
03/15/05 Dividend 1,000 Shs. 460.00
06/15/05 Dividend 1,000 Shs. 460.00
09/15/05 Dividend 1,000 Shs. 510.00
12/15/05 Dividend 1,000 Shs. 510.00
03/15/06 Dividend 1,000 Shs. 510.00
06/15/06 Dividend 1,000 Shs. 510.00
09/15/06 Dividend 1,000 Shs. 560.00
12/15/06 Dividend 1,000 Shs. 560.00
03/15/07 Dividend 1,000 Shs. 560.00
06/15/07 Dividend 1,000 Shs. 560.00
09/17/07 Dividend 1,000 Shs. 640.00
12/17/07 Dividend 1,000 Shs. 640.00
03/17/08 Dividend 1,000 Shs. 640.00
06/16/08 Dividend 1,000 Shs. 375.00
09/15/08 Dividend 1,000 Shs. 50.00
12/15/08 Dividend 1,000 Shs. 50.00 11,745.D0
Wells Farao & COIRp any
03/02/09 Dividend 199 Shs. $ 67.66
06/01/09 Dividend 199 Shs. 9 95
09/01/09 Dividend 199 Shs. 9 95
12/01/09 Dividend 199 Shs. 9.95
03/01/10 Dividend 199 Shs. 9 95
06/01/10 Dividend 199 Shs. 9.95
09/01/10 Dividend 199 Shs. 9.95 127.36
West Shore School District 4 375$ due
9 1 02
10/03/97 Purchase of interest accrued to
10/03/1997 $ -194.44
03/02/98 Interest $50,000 1,093.75
09/01/98 Interest $50,000 1,093.76
12/15/98 Sale of interest accrued to 12/15/1998 631.94 2.625.01
TOTAL RECEIPTS OF INCOME
$ 839,560.53
- 135 -
Financial Trust Companv Services -
Trustee Fee
10/07/92
01/06/93
04/07/93
07/07/93
10/06/93
01/10/94
D4/08/94
07/07/94
10/05/94
01/09/95
04/06/95
07/07/95
10/06/95
01/05/96
04/04/96
07/08/96
10/08/96
01/08/97
04/07/97
07/08/97
10/20/97
DIS8IIAii1Q~"1'S OF I1ICOIS~
FORWARD
- 136 -
943.62
1,091.73
1,174.48
1,245.26
1,315.39
1,294.53
1,297.88
1,319.71
1,332.51
1,282.86
1,347.04
1,381.21
1,446.77
1,494.27
1,496.27
1,447.78
1,429.13
1,496.77
1,505.29
1,578.59
1,618.95
$ 28,540.04
DISSVR881dNT8 OF INCOl~ (coat'd)
FORWARD $ 28,540.04
Financial Trust COIDDanV Services -
Trustee Fee (cont'd)
01/14/98
1,700.70
04/14/98 1,793.41
07/14/98 1,767.47
10/14/98 1,752.36 $ 35,553.98
Keystone Financial Bank N A - Trustee
Fee
01/14/99
$ 3,632.79
04/14/99 3,654.59
D7/14/99 1,325.79
10/14/99 1.215.79 9,828.96
Manufacturers and Traders Trust Combanv
Trustee Fee
01/14/00
$ 1,239.42
04/14/00 1,219.67
07/14/00 1,079.76
08/14/00 346.69
09/14/00 346.81
10/13/00 350.79
11/14/00 362.36
FORWARD $ 4,945.70 $ 45,382.94
- 137 -
nrtaAm~tt~~vm$ 08 I1~01 ~ (COnt'd)
FORWARD $ 4,945.70 $ 45,382.94
Manufacturers and Traders Trust Company
Trustee Fee (cont'd)
346.47
12/14/00
345.76
01/12/01
355.39
02/14/01
346.42
03/14/01
336.75
04/13/01
341.70
05/14/01
342.88
06/14/01
335.33
07/13/01
341.22
08/14/01
332.81
09/14/01
331.06
10/16/01
285.55
09/15/06
292.31
10/16/06
296'27
11/15/06
301.13
12/15/06
301.71
O1/16/D7
305.99
02/15/07
295.74
03/15/07
306.03
04/16/07
313.26
05/15/07
FORWARD $ 11,399.48 $ 45,382.94
- 138 -
DISBIIRSEBSDTl'S OF I~CODG 3 (coat'd)
FORWARD $ 11,399.48 $ 45,382.94
Manufacturers and Traders Trust COIRDanV
Trustee Fee (cont'd)
06/15/07
311.97
07/16/07
316.42
08/15/07
303.77
09/17/07
310.92
10/15/07
320.12
11/15/07
307.64
12/17/07
307.67
01/15/08
367.49
02/15/08
360.12
03/17/08
350.28
04/15/08
353.91
05/15/08
361.09
06/16/08
351.80
07/15/08
340.84
08/15/08
345.14
09/15/08
341.39
10/15/08
310.22
11/17/08
297.50
12/15/08
299.40
01/15/09
293.57
FORWARD $ 17,950.74 $ 45,382.94
- 139 -
DISSURS'S OF IDiCgfR (coat'd)
FORWARD $ 17,950.74 $ 45,382.94
Manufacturers and Traders Trust Company
Trustee Fee (cont'd)
288.19
02/17/09
276.84
03/16/09
287.57
04/15/09
295.91
05/15/09
300.33
06/15/09
295.17
07/15/09
309.87
08/17/09
315.10
09/15/09
319.51
10/15/09
321.68
11/16/09
324.89
12/15/09
326.44
01/15/10
316.84
02/16/10
323.67
03/15/10
330.08
04/15/10
321.61
05/17/10
315.27
06/15/10
318.10
07/15/10
322.99
08/16/10
328.23
09/15/10
FORWARD $ 24,189.03 $ 45,382.94
- 140 -
DISSDRSFJOEI~}i'8 OF INCOD~ (cont'd)
FORWARD $ 24,189.03 $ 45,382.94
Manufacturers and Traders Trust Company
Trustee Fee (cont'd)
10/15/10
335.56
11/15/1D 335.84
12!15/10 335.66
D1/18/11 335.46
02/15/11 335.26 25,866.81
Market Value Fee
11/26/01
$ 287.00
12/17/01 193.19
O1/15/D2 193.09
02/15/02 192.32
03/15/02 192.75
04/15/02 189.84
05/15/02 189.89
06/17/02 187.77
07/15.!02 185.15
08/15/02 183.29
09/16/02 181.15
10/15/02 180.03
11/15/02 182.77
FORWARD $ 2,538.24 $ 71,249.75
- 141 -
DiSBIIRS ~ITPB OB INCOI~ (oout'd)
FORWARD $ 2,538.24 $ 71,249.75
Market Value Fee (cont'd)
182.53
12/16/02
185.74
01/15/03
181.23
02/18/03
178.08
03/17/03
180.38
04/15/03
184.73
05/15/03
186.04
06/16/03
184.64
07/15/03
183.78
08/15/03
183.42
09/15/03
182.56
10/15/03
185.23
11/17/03
185.64
12/15/03
188.85
01/15/04
189.15
02/17/04
187'97
03/15/04
186.15
04/15/04
184.69
05/17/04
184.33
06/15/04
184.51
07/15/04
185.35
08/16/04
FORWARD $ 6,413.24 $ 71,249.75
- 142 -
DI88IIRSEIDrNTB OF INCO1~ (cont~d
FORWARD $ 6,413.24 $ 71,249.75
Market Value Fee (cont'd)
09/15/04
186.70
10/15/04 186.67
11/15/04 189.14
12/15/04
188.78
01/18/05
187.40
02/15/05
188.73
03/15/05 187.46
04/15/05 186.51
05/16/05
186.83
06/15/05
187.52
07/15/05
187.84
08/15/05
187.52
09/15/05
186.43
10/17/05 184.28
11/15/05
186.22
12/15/05
186.74
,
01
/17/06
187.80
02/15/06
188.24
03/15/06
188.71
04/17/06
187.15
05/15/06
187.84
FORWARD $ 10,347.75 $ 71,249.75
- 143 -
DISSUa88JQ~Tr+B OF INCOA~ (COAt'8)
FORWARD $ 10,347.75 $ 71,249.75
Market Value Fee (cont'd)
06/15/06
07/17/06
08/15/06
Bank Management Fee
11/26/01
12/17/01
01/15/02
02/15/02
03/15/02
04/15/02
05/15/02
06/17/02
07/15/02
08/15/02
09/16/02
10/15/02
11/15/02
12/16/02
01/15/03
02/18/03
FORWARD
186.65
187.84
191.33
196.85
130.18
129.93
127.92
123.06
116.22
115.74
111.04
103.33
95.46
90.90
88.63
94.57
95.88
103.97
90.40
10,913.57
$ 1,814.08 $ 82,163.32
- 144 -
DISBDRSEBEATPS OF INCOID~ (cont'd)
FORWARD $ 1,814.08 $ 82,163.32
Sank Management Fee (cont'd)
03/17/03
86.61
04/15/03
90.48
05/15/03
98 94
06/16/03
102.82
07/15/03
101.18
08/15/03
101.75
09/15/03
106.65
10/15/03
104.39
11/17/03
110.21
12/15/03
112.46
01/15/04
117.51
02/17/04
117.65
03/15/04
115.80
04/15/04
114.02
05/17/04
112.13
06/15/04
113.15
07/15/04
112.05
08/16/04
112.76
09/15/04
116.51
10/15/04
115.81
11/15/04
119.45
FORWARD $
4,096.41 $ 82,163.32
- 145 -
DISaQRBl~!'8 OF IliCOMR (coat'd)
FORWARD $ 4,096.41 $ 82,163.32
Bank Management Fee (cont'd)
119.83
12/15/04
117.11
01/18/05
118.72
02/15/05
118.97
03/15/05
116.63
04/15/05
116.17
DS/16/05
118.83
06/15/05
119.32
07/15/05
118.02
08/15/05
116.88
09/15/05
113.38
10/17/05
117.37
11/15/05
119.07
12/15/05
120.43
01/17/06
121.73
02/15/06
124.11
03/15/06
121.70
04/17/06
122.85
05/15/06
121.40
06/15/06
123.56
07/17/06
129.67
08/15/06
FORWARD
6,612.16
$ 88,775.48
- 146 -
DISBVRSBl~NTS OF INCO1~ (wont ~ 8
FORWARD $ 88,775.48
Pennsylvania Department of Revenue
State Fi duciary Income Tax
04/13/05 2004 Balance Due $ 134.00
12/28/05 4th Quarter Estimated 238.00
09/13/07 3rd Quarter Estimated 4.00
12/24/07 4th Quarter Estimated 60.00
04/10/08 1st Quarter Estimated 232.00
04/13/09 1st Quarter Estimated 205.00 873.00
Financial Trust Services COIRD3nV - Tax
Preparation Fee
02/26/93 1992 $ 40
0
.
0
02/25/94 1993
40.00
05/23/94 1993
130.00
02/27/95 1994
40.00
02/27/96 1995
40.00
02/28/97 1996
40.00
02/27/96 1997
40.00 370.DD
Transfer to Principal
02/10/93
$ 8,000.00
12/31/93 25,000.00
07/25/94 10,000.00
FORWARD $ 43,000.00 $ 90,018.48
- 147 -
AI88O888~f~1'8 OF I (COIIt'd)
FORWARD $ 43,000.00 $ 90,018.48
Transfer to Principal (cont'd
5,200.00
01/04/96
10,000.00
07/18/96
10,000.00
10/30/96
10,000.00
05/21/97
25,000.00
04/22/98
10/30/98 Accrued Interest on West Shore School
District 4.375$ due 9/1/02 236.98
10/30/98 Accrued Interest on US Treasury Notes 7$
845.84
due 4/15/99
10/30/98 Accrued Interest on Parkland School
District 4.9$ due 9/1/02 265.42
10/30/98 Accrued Interest on Nazareth PA Area
School District 4.1$ due 8/15/03 307.50
10/30/98 Accrued Interest on Middlesex Township
Sewer Authority 4.75 due 6/1/03 851.04
10/30/98 Accrued Interest on Manheim Township
4.4~ due 6/1/99 709.50
10/30/98 Accrued Interest on Great Valley School
Authority 4~ due 2/15/99 300.00
10/30/98 Accrued Interest on Dauphin County
General Authority 5$ due 6/2/26 895.83
10/30/98 Accrued Interest on Cumberland County
Municipal Authority 4.4~ due 10/1/O1 55.00
10/30/98 Accrued Interest on Bermudian Springs PA
School District 4.25$ due 2/15/04 318.75
FORWARD $ 107,985.86 $ 90,018.48
- 148 -
DI88URSEl~NTS OP INCOid+ (cont'd)
FORWARD $ 107,985.86 $ 90,018.48
Transfer to Principal (cont'd)
10/30/98 Accrued Dividend on Dow Chemical Company
10/30/98 Accrued Dividend on Bellsouth
Corporation
10/30/98 Accrued Dividend on Bell Atlantic
Corporation
10/30/98 Accrued Dividend on Ameritech
Corporation
10/30/98 Accrued Dividend on AT&T Corporation
10/30/98 Accumulated Income as of Date of Death
Farmers Trust COIRDanV
12/16/92 To Purchase Series E Bond for Daniel
Thompson
TOTAL DISBURSEMENTS OF INCOME
717.75
504.00
962.50
600.00
165.00
21,342.37
132,277.48
5.000.00
$ 227,295.96
- 149 -
DISTRISUTIODiB OF I1IC01~ TO BF~FICI]1RI88
Wesley R Thompson - Distribution
09/07/94 S 5,000.00
08/14/98 500.00
09/15/98 500.00 $
Daniel R. Thompson -
Monthly Gift from Wesley R. Thompson
01/15/93
02/12/93
03/15/93
04/15/93
05/14/93
06/15/93
07/01/93
07/31/93
09/01/93
10/01/93
11/01/93
12/01/93
12/31/93
02/01/94
03/01/94
04/04/94
04/29/94
06/01/94
07/01/94
350.00
350.00
350.00
350.00
350.00
350.00
350.00
350.00
350.00
350.00
350.00
350.00
350.00
350.00
350.00
350.00
350.00
350.00
350.00
6,650.00 $
FORWARD
6,000.00
6,000.00
- 150 -
Di8TRI8UTIONB OF iNCOE$ TO SENEFiCI11RiE8 (coated)
FORWARD $ 6,650.00 $
6,000.00
Daniel R. Thompson -
Monthly Gift from Weslev R Thompson (cont'd)
08/01/94 350.00
09/01/94 350.00
~ 09/30/94 350.00
11/01/94 350.00
12/01/94 350.00
12/30/94 350.00
D2/01/95 350.00
03/01/95 350.00
03/31/95 350.00
05/02/95 350.00
06/01/95 350.00
06/30/95 450.00
08/01/95 450.D0
09/01/95 450.00
09/29/95 450.00
1102/95 45tT. U0
12/01/95 450.00
12/29/95 450.D0
02/01/96 450.00
03/01/96 450.00
04/D1/96 450.00
05/01/96 450.00
FORWARD
$ 15,450.00 $ 6,000.00
- 151 -
DISTRIBU'1'IOW$ Qg I1iCt~ 'ro ~~-F=CI]IRI~S (coat'd)
FORWARD $ 15,450.00 $
Daniel R. ThomDSOn -
Monthly Gift from weslev R Thompson (cont'd)
05/31/96
07/01/96
08/01/96
08/30/96
10/01/96
11/01/96
11/29/96
12/31/96
01/31/97
02/28/97
04/01/97
05/01/97
05/30/97
07/01/97
08/01/97
08/29/97
10/01/97
10/29/97
12/01/97
01/02/98
02/02/98
03/02/98
FORWARD
450.00
450.00
450.00
450.00
450.00
450.00
500.00
500.00
500.00
500.00
500.00
500.00
500.00
500.00
500.00
SD0.00
500.00
500.00
500.00
500.00
500.00
500.00
26,150.00 $
6,000.00
6,000.00
- 152 -
DiSTRI80TIO~iS OF INCO~: TO SENEFICI71RIE8 (coat~dl
FORWARD $ 26,150.00 $
Daniel R. Thompson -
Monthly Gift from Wesley R Thompson (cont'd1
04/01/98
05/01/98
06/01/98
07/01/98
08/03/98
09/01/98
10/01/98
Daniel R. Thompson
09/13/95 Gift
07/11/97 Funds to Repair Truck
1999 Unitrust Distribution
03/01/99 Daniel R. Thompson
06/01/99 Daniel R. Thompson
09/01/99 Daniel R. Thompson
12/01/99 Daniel R. Thompson
2000 Unitrust Distribution
03/01/00 Daniel R. Thompson
06/01/00 Daniel R. Thompson
09/01/00 Daniel R. Thompson
12/01/00 Daniel R. Thompson
FORWARD
500.00
500.00
500.00
500.00
500.00
500.00
500.00
$ 5,000.00
500.00
$ 10,583.72
10,301.09
10,847.84
11.411.18
$ 11,488.16
11,856.28
10,471.35
10,865.91
6,000.00
29,650.00
5,500.00
43,143.83
44,681.70
$ 128,975.53
- 153 -
D=gTgrnErrienffi of iliCO1d TO 9i1~FIC7aitIS~ (COnt'd)
FORWARD $ 128,975.53
2001 Unitrust Distribution
03/01/01 Daniel R. Thompson $ 16,777.27
06/01/01 Daniel R. Thompson 9,230.96
09/04/01 Daniel R. Thompson 9,259.78
12/04/01 Daniel R. Thompson 5.279.23 40,547.24
2002 Unitrust Distribution
03/01/02 Daniel R. Thompson $ 6,991.48
06/03/02 Daniel R. Thompson 8,180.55
09/03/02 Daniel R. Thompson 9,892.22
12/02/02 Daniel R. Thompson 9,750.72 34,814.97
2003 Unitrust Distribution
03/03/03 Daniel R. Thompson $ 9,681.49
06/02/03 Daniel R. Thompson 9,370.17
09/02/03 Daniel R. Thompson 9,991.50
12/01/03 Daniel R. Thompson 8.266.78 37,309.94
2004 Unitrust Distribution
03/01/04 Daniel R. Thompson $ 8,929.34
06/01/04 Daniel R. Thompson 9,229.08
09/01/04 Daniel R. Thompson 9,028.20
12/01/04 Daniel R. Thompson 9,225.46 36,412.08
2005 Unitrust Distribution
03/01/05 Daniel R. Thompson $ 9,685.12
06/01/05 Daniel R. Thompson 9,371.30
FORWARD $ 19,056.42 $ 278,059.76
- 154 -
DISTRiBDTIONB OF iNCOl~ TO BENEFICi71RIE8 (coated)
FORWARD $ 19,056.42 $ 278,059.76
2005 Unitrust Distribution (cont'd)
09/01/05 Daniel R. Thompson 9,404.44
12/01/05 Daniel R. Thompson 8.818.40 37,279.26
2006 Unitrust Distribution
03/01/06 Daniel R. Thompson $ 9,252.22
06/01/06 Daniel R. Thompson 9,247.56
09/01/06 Daniel R. Thompson 9,469.49
12/01/06 Daniel R. Thompson 9,293.38 37,262.65
2007 Unitrust Distribution
03/D1/07 Daniel R. Thompson $ 10,729.29
06/01/07 Daniel R. Thompson 9,665.16
09/04/07 Daniel R. Thompson 9,542.97
12/03/07 Daniel R, Thompson 9,590.59 39,528.01
2008 Unitrust Distribution
03/03/08 Daniel R. Thompson $ 10,996.32
06/02/08 Daniel R. Thompson 7 883.58
09/02/08 Daniel R. Thompson 7,503.24
12/02/08 Daniel R. Thompson _ 8,546.30 34,929.44
2009 Unitrust Distribution
03/02/09 Daniel R. Thompson $ 11,113.68
06/01/09 Daniel R. Thompson 6,956.13
09/01/09 Daniel R. Thompson 6 926.48
12/01/09 Daniel R. Thompson 7,021.83 32,018.12
FORWARD
$ 459,077.24
- 155 -
Di8TRI8UTI0~ OF IaiCO1~ TO 8S~FICII~IES (cont~dl
FORWARD $ 459,077.24
2010 Unitrust Distribution
01/01/10 Daniel R. Thompson $ 9,870.60
06/01/10 Daniel R. Thompson 7,228.60
07/22/10 Daniel R. Thompson - Refund Payment made
after Date of Death -7,228.60
02/11/11 Douglas J. Santurri - Final Distribution 2,318.16 12,188.76
Brown University - Gift
12/15/94 24,000.00
Catherine T. Weaver - Gift
09/13/95 $ 1,000.00
11/12/97 500.00 1,500.00
Jessie L. Freis - Gift
09/13/95 Cash $ 1,000.00
11/12/97 500.00 1,500.00
Judith T. Scanlan - Gift
09/13/95 $ 1,000.00
11/12/97 500.00 1,500.00
Elizabeth T. Rosbach - Gift
09/13/95 $ 1,000.00
11/12/97 500.00 1,500.00
Martha T. Casey - Gift
09/13/95 $ 1,000.00
11/12/97 500.00 1,500.00
FORWARD $ 502,766.00
- 156 -
DISTRIBDTiONB OF II9C0l~ TO BBNfiFICI)1RIES (cont'd)
FORWARD $
Peter M. Thomnson - Gift
09/13/95
11/12/97
Virginia T. Jacob - Gift
09/13/95
11/12/97
The Alliance Home - Rental Payment
09/28/95 Down Payment on Apartment
11/29/95 2nd Deposit on Apartment
MBL Life Assurance Corporation f/b/o
Wesley R. Thomnson
10/13/94 Policy #2177456A - Loan Payoff
10/13/94 Policy #2179634A - Loan Payoff
10/13/94 Policy #2177456A - Insurance Premium
10/13/94 Policy #2179634A - Insurance Premium
10/31/95 Policy #2177456A and #2179634A -
Insurance Premium
06/07/96 Policy #1708573A - Insurance Premium
10/18/96 Policy #2177456A and #2179634A -
Insurance Premium
12/11/96 Policy #1708572B - Insurance Premium
05/30/97 Policy #1708573A - Insurance Premium
10/22/97 Policy #2177456A - Insurance Premium
10/22/97 Policy #2179634A - Insurance Premium
12/10/97 Policy #1708572B - Insurance Premium
FORWARD
$ 1,OOO.D0
500.00
$ 1,000.00
500.00
$ 5,000.00
12,500.00
3,557.15
3,532.89
320.30
320.30
640.60
186.30
640.60
106.81
186.30
320.30
320.30
106.81
502,766.00
1,500.00
1,500.00
17,500.00
10,238.66 $
523,266.D0
- 157 -
DIBTAIDVTIO~ OF I~1COIli TO g~FICI11itI88 (cCat'd)
FORWARD $ 10,238.66 $
MBL Life Assurance Corporation f/b/o
Weslev R. Thompson (cont'd)
05/28/98 Policy #1708573A - Insurance Premium
Mutual of New York f/b/o Weslev R.
Thompson
06/25/98 Policy #365 97 34 - Insurance Premium
Financial Trust Services Company
09/15/98 1997 Personal Income Tax Preparation Fee
Internal Revenue Service
Federal Individual Income Tax
f/b/o Weslev R. Thompson
04/14/95 1st Quarter Estimated
06/15/95 2nd Quarter Estimated
09/15/95 3rd Quarter Estimated
12/20/95 4th Quarter Estimated
03/29/96 1995 Balance Due
04/15/96 1st Quarter Estimated
06/14/96 2nd Quarter Estimated
09/13/96 3rd Quarter Estimated
12/20/96 4th Quarter Estimated
04/15/97 1st Quarter Estimated
06/13/97 2nd Quarter Estimated
09/15/97 3rd Quarter Estimated
01/09/98 4th Quarter Estimated
04/09/98 1st Quarter Estimated
FORWARD
186.30
523,266.00
10,424.96
6.33
175.00
3,200.00
3,200.00
3,2b0.00
3,200.00
1,163.00
3,800.00
3,800.00
3,800.00
3,800.00
2,141.00
3,500.00
3,500.00
3,500.00
4,149.00
$ 45,953.00 $ 533,872.29
- 158 -
DiBTRIBOTiOD7S OF INCO1~ TO BENEFICI~ItIEB (coated)
FORWARD $ 45,953.00 $ 533,872.29
Internal Revenue Service
Federal Individual Income Tax
f/b/o Wesley R. Thompson (cont'd)
04/09/98 1997 Balance Due 2,594.00
06/10/98 2nd Quarter Estimated 4,149.00
09/04/98 3rd Quarter Estimated 4.149.00 56,845.00
Pennsylvania Dept of Revenue
State Individual Income Tax
f/b/o Wesley R. Thomoson
04/14/95 1st Quarter Estimated $ 153.00
06/16/95 2nd Quarter Estimated 300.00
09/13/95 1994 Refund -1,031.16
09/15/95 3rd Quarter Estimated 300.00
12/20/95 4th Quarter Estimated 300.00
04/15/96 1st Quarter Estimated 1,007.00
04/15/97 1st Quarter Estimated 257.00
06/13/97 2nd Quarter Estimated 280.00
09/15/97 3rd Quarter Estimated 280.00
12/19/97 4th Quarter Estimated 280.00
04/09/98 1st Quarter Estimated 361.00
04/09/98 1997 Balance Due 322.00
06/10/98 2nd Quarter Estimated 361.00
09/04/98 3rd Quarter Estimated 361.00 3.530.84
TOTAL DISTRIBUTIONS OF INCOME TO BENEFICIARIES $ 594,248.13
- 159 -
INCGIIP n~i ivr.o GK H711il.1
CASH (AUTOMATICALLY INVESTED)
FIDUCIARY
VALUE AT ACQUISITION
03/10/2011 VALUE
$ 18,016.44 $ 18,016.44
TOTAL INCOME BALANCE ON HAND
$ 18,016.44 $ 18,016.44
THE ABOVE CASH IS CURRENTLY INVESTED IN
MTB Prime Money Market-Inst I Fund #142
Manufacturers d Traders Trust Company
By
Karen Cummins, Trustee under Agreement
with Wesley R. Thompson, Deceased
- 160 -
UNITRVST ST11T
Fair Market Value as of 12/31/1996
Bonds
$SO,D00 Cornwall Lebanon School District
Authority 4.05 due 3/1/97
$50,000 Cumberland County Municipal
Authority 4.4$ due 10/1/O1
$25,000 Cumberland County Refunding 3.78
due 5/1/98
$50,000 Dauphin County General Authority
5$ due 6/2/26
$50,000 Fleetwood School District 5.25$
due 2/15/98
$50,000 Great Valley School Authority 4$
due 2/15/99
$50,000 Parkland School District 4.9~
due 9/1/02
$25,000 US Treasury Notes 5.375 due
5/31/98
$50,000 US Treasury Notes 5.5~ due
7/31/97
$25,000 US Treasury Notes 5.625 due
1/31/98
$25,000 US Treasury Notes 6.875$ due
3/31/97
$25,000 US Treasury Notes 7$ due 4/15/99
Common Stocks
600 Shs. Airtouch Communications
FORWARD
MARKET
VALUE
$ 50,032.00
49,743.00
24,960.25
50,859.50
50,091.00
50,099.00
51,264.50
24,812.50
49,937.50
24,914.D0
25,070.25
25,554.75
15,150.00
$ 492,488.25
- 161 -
pDiITRIIBT 8T11'P11Mi~t' (COnt'd)
FORWARD $ 492,488.25
Common Stocks (cont'd)
1,000 Shs. Allegheny Power System
Incorporated 30,375.00
500 Shs. American Telephone & Telegraph
21,687.50
Company
1,000 Shs. Ameritech Corporation 60,625.00
600 Shs. Bell Atlantic Corporation 38,850.00
1,400 Shs. Sellsouth Corporation 56,700.00
825 Shs. Dow Chemical Company 64,659.38
300 Shs. Lucent Technologies
Incorporated 13,875.00
800 Shs. NYNEX Corporation 38,500.00
600 Shs. Pacific Telesis Group 22,050.00
468 Shs. Rohm & Haas Company 38,200.50
1,000 Shs. Selective Insurance Group
Incorporated 38,000.00
413 Shs. Texas Utilities Company 16,829.75
600 Shs. U.S. West Incorporated 19,350.00
600 Shs. U.S. West Incorporated Media
11,025.00
Group
$ 963,215.38
Cash
Principal Cash 5,895.45
Income Cash 19,980.14
Fair Market Value $ 989,090.97
FORWARD $ 963,215.38
- 162 -
IINITRIIBT 8T1-TEl~NT (coat~8)
FORWARD
Payout Rate
1996 Unitrust Payout
Number of Payments per Year
Installment Amount
$ 963,215.38
5.0000$
$ 49,454.55
4
$ 12,363.64
- 163 -
II~7ITRIIST ST]1T~NT
Fair Market Value as of 12/31/1998
Bonds
$25,000 US Treasury Notes 7$ due 4/15/99
Common Stocks
1,OD0 Shs. Allegheny Energy Incorporated
2,D00 Shs. Ameritech Corporation
500 Shs. AT&T Corporation
2,000 Shs. Bell Atlantic Corporation
2,800 Shs. Bellsouth Corporation
825 Shs. Dow Chemical Company
1,000 Shs. Lucent Technologies
Incorporated
600 Shs. Mediaone Group Incorporated
1,800 Shs. Rohm & Haas Company
876 Shs. SBC Communications Incorporated
2,000 Shs. Selective Insurance Group
Incorporated
413 Shs. Texas Utilities Company
616 Shs. U.S. West Incorporated New
Mutual Funds
14,838.135 Shs. Keypremier Intermediate
Term Income Fund
FORWARD
MARKET
VALUE
$ 25,171.88
34,500.00
126,750.00
37,875.00
108,000.00
139,650.00
75,023.85
109,930.00
28,200.00
54,225.00
46,975.50
40,250.00
19,202.14
39,809.00
149.271.64
$ 1,034;834.01
$ 1,034,834.01
- 164 -
Cash
Principal Cash
Income Cash
UNiTRIIBT ST1-TEI~DT1' (coat'd)
FORWARD
Fair Market Value
Payout Rate
1998 Unitrust Payout
Number of Payments per Year
Installment Amount
$ 1,034,834.01
359,116.86
3,603.46
$ 1,397,554.33
5.0000
$ 69,877.72
4
$ 17,469.43
- 165 -
U1IITRIIST STII'FFIAR~TP
Fair Market Value as of 01/01/2000
Common Stocks
1,000 Shs. Allegheny Energy Incorporated
750 Shs. AT&T Corporation
2,000 Shs. Bell Atlantic Corporation
2,800 Shs. Bellsouth Corporation
825 Shs. Dow Chemical Company
2,000 Shs. Lucent Technologies
Incorporated
600 Shs. Mediaone Group Incorporated
1,800 Shs. Rohm & Haas Company
3,508 Shs. SBC Communications
Incorporated
616 Shs. U.S. West Incorporated New
Mutual Funds
39,748.901 Shs. Governor Intermediate
Term Income Fund
Cash
Principal Cash
Income Cash
Fair Market Value
MARKET
VALUE
S
00
00
DO
00
00
00
00
00
00
00
.00
$ .00
177,450.17
1,030.59
$ 178,480.76
- 166 -
IINITAIIST ST~-9'EIQNT
Fair Market Value as of 12/31/2000
Bonds
$50,000 Federal Home Loan Bank 6.75 due
2/15/02
Common Stocks
1,644 Shs. AT&T Corporation
124 Shs. Avaya Incorporated
2,000 Shs. Bellsouth Corporation
1,000 Shs. Disney Walt Company
2,000 Shs. Dow Chemical Company
1,000 Shs. First Union Corporation North
Carolina
1,500 Shs. Lucent Technologies
Incorporated
1,000 Shs. PNC Financial Services Group
Incorporated
1,065 Shs. Qwest Communications
Incorporated
1,800 Shs. Rohm & Haas Company
2,500 Shs. SBC Communications
Incorporated
2,000 Shs. Verizon Communications
Cash
Principal Cash
Income Cash
Fair Market Value
FORWARD
MARKET
VALUE
$ 50,562.50
28,359.00
1,278.81
81,876.00
28,938.00
73,250.00
27,813.00
20,250.00
73,063.00
43,531.88
65,363.40
119,375.00
100,250.00
$ 713,910.59
543,368.63
5,853.34
$ 1,263,132.56
$ 713,910.59
- 168 -
IIIdITRIIST ST~TRI~NT (cont'd)
FORWARD
Payout Rate
2000 Unitrust Payout
Number of Payments per Year
Installment Amount
$ 713,910.59
5.0000
$ 63,156.63
4
$ 15,789.16
- 169 -
DDlIT8II8T 8T11T~1(RATP
Fair Market Value as of 12/31/2001
Bonds
$50,000 Federal Home Loan Bank 6.75 due
2/15/02
Common Stocks
1,644 Shs. AT&T Corporation
529 Shs. AT&T Wireless Services
Incorporated
124 Shs. Avaya Incorporated
2,000 Shs. Bellsouth Corporation
1,000 Shs. Disney Walt Company
2,000 Shs. Dow Chemical Company
1,500 Shs. Lucent Technologies
Incorporated
1,000 Shs. PNC Financial Services Group
Incorporated
1,065 Shs. Qwest Communications
Incorporated
1,800 Shs. Rohm & Haas Company
2,500 Shs. SBC Communications
Incorporated
2,000 Shs. Verizon Communications
1,000 Shs. Wachovia Corporation
FORWARD
MARKET
VALUE
$ 50,281.50
29,822.16
7,601.73
1,506.60
76,300.00
20,720.00
67,560.00
9,450.00
56,200.00
15,048.45
62,334.00
97,925.D0
94,920.00
31.360.00
$ 621,029.44
$ 621,029.44
- 170 -
Cash
Principal Cash
Income Cash
IIBiITRIIST STATBl~NT (cont'd)
FORWARD
Fair Market Value
Payout Rate
2001 Unitrust Payout
Number of Payments per Year
Installment Amount
$ 621,029.44
534,702.86
1.363.39
$ 1,157,095.69
5.0000$
$ 57,854.78
4
$ 14,463.70
- 171 -
II1IITRLTBT 8T]-'1'~1fl'
Fair Market Value as of 12/31/2002
MARKET
VALUE
Common Stocks
16 Shs. Agere Systems Incorporated Class
A
396 Shs. Agere Systems Incorporated
Class B
328 Shs. AT&T Corporation New
529 Shs. AT&T Wireless Services
Incorporated
124 Shs. Avaya Incorporated
2,000 Shs. Bellsouth Corporation
531 Shs. Comcast Corporation Class A New
1,000 Shs. Disney Walt Company
2,000 Shs. Dow Chemical Company
1,500 Shs. Lucent Technologies
Incorporated
1,000 Shs. PNC Financial Services Group
Incorporated
1,800 Shs. Rohm & Haas Company
2,500 Shs. SBC Communications
Incorporated
2,000 Shs. Verizon Communications
1,000 Shs. Wachovia Corporation
FORWARD
$ 23.04
554.40
8,564.08
2,988.85
303.80
51,740.00
12,515.67
16,310.00
59,400.00
1,890.00
41,900.00
58,464.00
67,775.00
77,500.00
36,440.00
$ 436,368.84
- 172 -
VNITRIIST ST]1T~NT lcoat'8)
FORWARD
Mutual Funds
26,096.033 Shs. Vision Intermediate Term
Bond Fund #123
26,150.628 Shs. Vision US Government
Securities Fund #268
Cash
Principal Cash
Income Cash
Fair Market Value
Payout Rate
2002 Unitrust Payout
Number of Payments per Year
Installment Amount
$ 436,368.84
255,480.16
257,845.19
$ 949,694.19
79,780.09
2.700.45
$ 1,032,174.73
5.0000$
$ 51,608.74
4
$ 12,902.19
- 173 -
i7nTlTRQST STATA'~T
Fair Market Value as of 12/31/2003
Common Stocks
396 Shs. Agere Systems Incorporated
Class B
500 Shs. Altria Group Incorporated
328 Shs. AT&T Corporation New
529 Shs. AT&T Wireless Services
Incorporated
2,000 Shs. Bellsouth Corporation
531 Shs. Comcast Corporation Class A New
1,000 Shs. Disney Walt Company
900 Shs. Exxon Mobil Corporation
600 Shs. General Electric Company
500 Shs. Intel Corporation
1,500 Shs. Lucent Technologies
Incorporated
350 Shs. Merck & Company Incorporated
1,000 Shs. PNC Financial Services Group
Incorporated
400 Shs. PPL Corporation
1,000 Shs. Rohm & Haas Company
2,500 Shs. SBC Communications
Incorporated
2,000 Shs. Verizon Communications
FORWARD
MARKET
VALUE
1,148.40
27,210.00
6,658.40
4,226.71
56,600.00
17,411.49
23,330.00
36,900.00
18,588.00
16,025.00
4,260.00
16,170.00
54,730.00
17,500.00
42,710.00
65,175.00
70,160.00
$ 478,803.00
- 174 -
IIAl2TRV8T STI-TE~1' (cont'd)
FORWARD
Common Stocks (cont'd)
1,000 Shs. Wachovia Corporation
Mutual Funds
26,110.315 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
26,154.144 Shs. MTB US Government Bond
Inst I Fund #822
Cash
Principal Cash
Income Cash
Fair Market Value
Payout Rate
2003 Unitrust Payout
Number of Payments per Year
Installment Amount
$ 478,803.00
46,590.00
267,630.73
252,125.95
$ 1,045,149.68
31,031.72
2,438.59
$ 1,078,619.99
5.0000
$ 53,931.00
4
$ 13,482.75
- 175 -
UliITRIIBT STaT
Fair Market Value as of 12/31/2004
Common Stocks
396 Shs. Agere Systems Incorporated
Class B
150 Shs. Allstate Corporation
500 Shs. Altria Group Incorporated
2,000 Shs. Bellsouth Corporation
531 Shs. Comcast Corporation Class A New
1,000 Shs. Disney Walt Company
200 Shs. DTE Energy Company
900 Shs. Exxon Mobil Corporation
600 Shs. General Electric Company
200 Shs. Gillette Company
800 Shs. Intel Corporation
1,500 Shs. Lucent Technologies
Incorporated
150 Shs. Medtronic Incorporated
350 Shs. Merck & Company Incorporated
150 Shs. Pepsico Incorporated
1,000 Shs. PNC Financial Services Group
Incorporated
400 Shs. PPL Corporation
2,500 Shs. SBC Communications
Incorporated
FORWARD
MARKET
VALUE
534.60
7,758.00
30,550.00
55,580.00
17,671.68
27,800.00
8,626.00
46,134.00
21,900.00
8,956.00
18,712.00
5,640.00
7,450.50
11,249.00
7,830.00
57,440.00
21,312.00
64,425.00
$ 419,568.78
- 176 -
DNITRVST ST71TEl~N1' (coat'd)
FORWARD
Common Stocks (cont'd)
2,000 Shs. Verizon Communications
1,000 Shs. Wachovia Corporation
' Ptutual Funds
26,110.315 Shs. MTB Intermediate Term
Bond-Inst I Fund #220
26,154.144 Shs. MTB US Government Bond
Inst I Fund #822
Cash
Principal Cash
Income Cash
Fair Market Value
Payout Rate
2004 Unitrust Payout
Number of Payments per Year
Installment Amount
$ 419,568.78
81,020.00
52,600.00
263,191.98
249,248.99
$ 1,065,629.75
28,243.93
2,829.67
$ 1,096,703.35
5.0000
$ 54,835.17
4
$ 13,708.79
- 177 -
UlIIT~T$T ST~~DiT
Fair Market Value as of 12/31/2005
MARKET
VALUE
Cash
Principal Market Value $ 1,063,957.00
$ 1,063,957.00
Cash
Principal Cash .00
Income Cash .00
Fair Market Value $ 1,063,957.00
Payout Rate 5.0000$
2005 Unitrust Payout $ 53,197.85
Number of Payments per Year 4
Installment Amount $ 13,299.46
- 178 -
VNLTRIIST ST)1T~NP
Fair Market Value as of 12/31/2D06
Cash
Principal Market Value
Cash
Principal Cash
Income Cash
Fair Market Value
Payout Rate
2006 Unitrust Payout
Number of Payments per Year
Installment Amount
MARKET
VALUE
$ 1.204,692.00
$ 1,204,692_00.
.00
.00
$ 1,204,692.00
5.0000$
$ 60,234.60
4
$ 15,058.65
- 179 -
UNITRU$T ST]-T
Fair Market Value as of 12/31/2007
Common Stocks
150 Shs. Allstate Corporation
500 Shs. Altria Group Incorporated
3,000 Shs. AT&T Incorporated
600 Shs. Bank of America Corporation
400 Shs. Chevron Corporation
600 Shs. Citigroup Incorporated
1,000 Shs. Disney Walt Company
700 Shs. Exxon Mobil Corporation
600 Shs. General Electric Company
800 Shs. Intel Corporation
346 Shs. Kraft Foods Incorporated CL A
150 Shs. Medtronic Incorporated
700 Shs. Merck & Company Incorporated
150 Shs. Pepsico Incorporated
195 Shs. Procter & Gamble Company
1,500 Shs. Verizon Communications
1,000 Shs. Wachovia Corporation
Mutual Funds
1,263.699 Shs. Bridgeway Ultra Small Co.
Mkt Fd
FORWARD
MARKET
VALUE
$ 7,834.50
37,790.00
124,680.00
24,756.00
37,332.00
17,664.00
32,280.00
65,583.00
22,242.00
21,328.00
11,289.98
7,540.50
40,677.00
11,385.00
14,316.90
65,535.00
38,030.00
22,468.57
$ 602,732.45
- 180 -
i~ITRIIST ST]-T8l~;D7T (coat'81
FORWARD
Mutual Funds (cont'd)
393.648 Shs. Harbor International Fund
#11
1,643.958 Shs. LSV Value Equity Fund
Cash
Principal Cash
Income Cash
Fair Market Value
Payout Rate
2007 Unitrust Payout
Number of Payments per Year
Installment Amount
$ 602,732.45
28,090.72
28,276.08
$ 659,099.25
567,738.36
4,700.96
$ 1,231,538.57
5.0000
$ 61,576.93
4
$ 15,394.23
- 181 -
VNITFIIST STIITYI~NT
Fair Market Value as of 12/31/2008
Common Stocks
150 Shs. Allstate Corporation
500 Shs. Altria Group Incorporated
3,000 Shs. AT&T Incorporated
600 Shs. Bank of America Corporation
400 Shs. Chevron Corporation
600 Shs. Citigroup Incorporated
1,000 Shs. Disney Walt Company
700 Shs. Exxon Mobil Corporation
600 Shs. General Electric Company
800 Shs. Intel Corporation
346 Shs. Kraft Foods Incorporated CL A
150 Shs. Medtronic Incorporated
700 Shs. Merck & Company Incorporated
150 Shs. Pepsico Incorporated
500 Shs. Philip Morris International
Incorporated
195 Shs. Procter & Gamble Company
1,500 Shs. Verizon Communications
1,000 Shs. Wachovia Corporation
FORWARD
MARKET
VALUE
4,914.00
7,530.DD
85,500.00
8,448.00
29,588.00
4,026.00
22,690.00
55,881.00
9,720.00
11,728.00
9,290.10
4,713.00
21,280.00
8,215.50
21,755.00
12,054.90
50,850.00
5,540.00
$ 373,723.50
- 182 -
VNITRUST ST1IT~DTP ( coat ~ 8)
FORWARD
Mutual Funds
2,806.627 Shs. Bridgeway Ultra Small Co.
Mkt Fd
555.144 Shs. CRM Mid Cap Value Fd-Instl
#32
10,683.761 Shs. Federated Strategic
Value Fund
21,739.13 Shs. Federated Total Return
Bond Fund
452.528 Shs. Guinness Atkinson - China &
HK Fd
1,172.707 Shs. Harbor International Fund
#11
1,643.958 Shs. LSV Value Equity Fund
6,050.605 Shs. Ridgeworth Seix FL Rate
HI Inc Fd-I
Cash
Principal Cash
Income Cash
Fair Market Value
Payout Rate
2008 Unitrust Payout
Number of Payments per Year
Installment Amount
- 183 -
$ 373,723.50
27,027.82
10,519.98
41,025.64
221,304.34
8,588.98
47,049.00
16,554.66
41,930.69
$ 787,724.61
129,827.77
5,687.42
$ 923,239.80
S.OD00$
$ 46,161.99
4
$ 11,540.50
VNITRIIST STJITZIQJiT
Fair Market Value as of 12/31/2009
Common Stocks
150 Shs. Allstate Corporation
500 Shs. Altria Group Incorporated
3,000 Shs. AT&T Incorporated
600 Shs. Bank of America Corporation
400 Shs. Chevron Corporation
600 Shs. Citigroup Incorporated
1,000 Shs. Disney Walt Company
700 Shs. Exxon Mobil Corporation
600 Shs. General Electric Company
800 Shs. Intel Corporation
346 Shs. Kraft Foods Incorporated CL A
150 Shs. Medtronic Incorporated
700 Shs. Merck & Company Incorporated
150 Shs. Pepsico Incorporated
500 Shs. Philip Morris International
Incorporated
195 Shs. Procter & Gamble Company
1,500 Shs. Verizon Communications
199 Shs. Wells Fargo & Company
FORWARD
MARKET
VALUE
4,506.00
9,815.00
84,D9D.00
9,D36.00
30,796.00
1,986.00
32,250.00
47,733.00
9,078.00
16,320.00
9,404.28
6,597.00
25,578.00
9,120.00
24,095.00
11,822.85
49,695.00
5,371.01
$ 387,293.14
- 184 -
DNITRIIST STIITEI~DIT ( coat ~ d)
FORWARD
Mutual Funds
2,806.627 Shs. Bridgeway Ultra Small Co.
Mkt Fd
555.144 Shs. CRM Mid Cap Value Fd-Instl
#32
17,404.191 Shs. Federated Strategic
Value Fund
21,739.13 Shs. Federated Total Return
Bond Fund
466.882 Shs. Guinness Atkinson - China &
HK Fd
1,172.707 Shs. Harbor International Fund
#11
3,956.631 Shs. LSV Value Equity Fund
6,050.605 Shs. Ridgeworth Seix FL Rate
HI Inc Fd-I
Cash
Principal Cash
Income Cash
Fair Market Value
Payout Rate
2009 Unitrust Payout
Number of Payments per Year
Installment Amount
- 185 -
$ 387,293.14
33,539.19
13,467.79
71,705.27
236,304.34
16,401.56
64,346.43
48,112.63
52,277.23
$ 923,447.58
72,664.60
4.727.55
$ 1,000,839.73
5.0000$
$ 50,041.99
4
$ 12,510.50
LJNLTRUBT ST
Fair Market Value as of 12/31/2010
MARKET
VALUE
Cash
Principal Cash
Income Cash
Fair Market Value
Payout Rate
2010 Unitrust Payout
Number of Payments per Year
Installment Amount
$ .00
1,036,932.78
18,016.44
$ 1,054,949.22
5.0000
$ 52,747.46
4
$ 13,186.87
- 186 -
SCHEDULE OF PROPOSED DISTRIBUTION
TO: Brown University, per Deed of Trust dated May 26, 1992:
Cash: Principal $ 1,021,383.29
Income 18.016.44
TOTAL DISTRIBUTION
$1,039,339.73
- 187 -
VERIFICATION
Manufacturers and Traders Trust Company, Successor to Keystone
Financial Bank, N.A., Successor to Financial Trust Company Services,
Trustee under Agreement with WESLEY R. THOMPSON, deceased, hereby declares
under oath that it has fully and faithfully discharged the duties of its
office; that the foregoing Account is true and correct and fully discloses
all significant transactions occurring during the accounting period; that
all known claims against the Trust have been paid in full; that, to its
knowledge, there are no claims now outstanding against the Trust; and that
all taxes presently due frcua: the Trust have beep:-paid,.
This statement is made subject to the penalties of 18 PA. C.S.A.
Section 4904 relating to unsworn falsification to authorities.
I~~~l.~
Manu urers and Traders Trust Company
Dated: ~'4l~rl~ ~~.ZOh
State of New York
ss.:
County of Erie ,/~~ '_,,, / )
On this ~'~~ day of /`~~4 ~Yr , 2011, before me, the undersigned authority, personally
came KAREN CUMMINS, known to me (or satisfactorily proven) to be the person whose name is subscribed to
the within Release and acknowledged that he/she executed the same for the purpose therein contained.
Witness my hand and icial seal the day and date aforesaid.
Notary Public
My commission expires: BEN yy, CHURCH _ 188 -
NOtef11 Public, State of New ~odl
alified in Erie County
Nh Commission Expires 02/28/20 /5-
COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNYSLVANIA
ORPHANS' COURT DIVISION
Docket No: 21-1998-0858
IN RE:
FIRST AND FINAL ACCOUNT OF MANUFACTURERS AND TRADERS TRUST COMPANY,
SUCCESSOR TO KEYSTONE FINANCIAL BANK, N.A., SUCCESSOR TO FINANCIAL TRUST
COMPANY SERVICES, TRUSTEE FOR THE WESLEY R. THOMPSON CHARITABLE REMAINDER
UNTTRUST DATED 05/26/1992
AND
PETITION FOR ADJUDICATION/STATEMENT OF PROPOSED DISTRIBUTION
ORDER OF COURT
AND NOW, this 26th day of April, 2011, the herein account is confirmed absolutely and distribution is
decreed in accordance with the proposed schedule of distribution herewith.
BY THE COURT,
J. We,€I~Y Oler, Jr., J
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