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IN THE COURT OF COMMON PLEAS ~ ~°
OF CUMBERLAND COUNTY, PENNSYLVANIA._=°° r,,ri ~ ~
IN RE ESTATE OF
ROBERT M. MUMMA,
Deceased.
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ORPHANS' COURT DI~SIbN
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N0.21-86-398
MOTION IN LIMINE OF LISA M. MORGAN
TO EXCLUDE EVIDENCE AND TESTIMONY AS
TO EVENTS AND ACTIONS PRIOR TO JANUARY 1, 2004
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Lisa M. Morgan, as trustee under the will of Robert M. Mumma ("Mr. Mumma, Sr."),
respectfully moves as follows pursuant to Pa.R.E. 401 for an order excluding from the hearings
scheduled in this matter for May 2 through May 6 any evidence or testimony relating to events
occurring before January 1, 2004:
1. Robert M. Mumma, Sr. died on April 12, 1986.
2. Mrs. Morgan and her late mother, Barbara McK. Mumma, were named as
executrices of and trustees of Marital and Residuary Trusts under Mr. Mumma, Sr.'s will.
3. Mrs. Mumma and Mrs. Morgan filed interim and final accounts of their actions as
executrices of Mr. Mumma, Sr.'s, Estate from the date of Mr. Mumma, Sr., through the closing
of the Estate on September 30, 2003.
4. Mrs. Mumma and Mrs. Morgan also filed interim accounts for the Marital and
Residuary Trusts for all periods from their inception through and including December 31, 2003.
5. Robert M. Mumma, II, and Barbara M. Mumma filed objections to Mrs. Mumma
and Mrs. Morgan's accounts for the Estate and the Trusts.
6. Beginning in April 2009, and continuing over a total of 33 days ending in June
2010, Auditor Joseph Buckley presided over hearings with respect to the objections filed by Mr.
Mumma, II, and Babs Mumma.
7. In addition, Mr. Mumma, II filed a "Further Motion for Removal of Executrices
and/or Trustees" on May 30, 2008. In that motion, Mr. Mumma, II, "incorporate[d] by reference
...the averments of two previously-filed petitions seeking removal of Mrs. Mumma and Mrs.
Morgan.
8. By order dated July 2, 2008, Mr. Mumma, II's motion to remove Mrs. Mumma
and Mrs. Morgan was referred to the Court-appointed Auditor.
9. The 2009 and 2010 hearings before Auditor Buckley expressly encompassed all
of the allegations made by Mr. Mumma, II, in support of his motion to remove of Mrs. Mumma
and Mrs. Morgan as executrices and trustees. Mr. Mumma, II presented extensive evidence and
testimony relating to that motion.
10. As a consequence, Mr. Mumma, II, and Babs Mumma had a full opportunity to
present evidence relating to events that occurred prior to December 31, 2003, during the course
of the 2009 and 2010 hearings before Auditor Buckley. The record is closed in respect of such
matters.
11. In September 2010, Mrs. Morgan filed accounts for the Trusts for the period from
January 1, 2004, through and including that of Mrs. Mumma's death on July 17, 2010.
12. Mrs. Morgan also filed Petitions for Adjudication and Call for Audit or
Confirmation for the Marital and Residuary Trusts.
13. On November 22, 2010, Mr. Mumma, II and Babs Mumma filed objections to the
accounts.
14. By Order dated November 24, 2010, the Court referred all objections to Auditor
Buckley.
15. Auditor Buckley has scheduled hearings on Mr. Mumma, II's and Babs Mumma's
objections for the week of May 2 through May 6, 2011.
16. Actions taken by Mr. Mumma, II, purportedly in connection with the May 2011
hearings, suggest that he intends to attempt during those hearings to revisit various events from
time periods prior to January 1, 2004.
17. For example, Mr. Mumma, II, has noticed the deposition of Marc Sonnenfeld,
Esquire. Mr. Sonnenfeld is an attorney from Morgan, Lewis & Bockius, LLP. He has not
performed any legal services for Mrs. Mumma, Mrs. Morgan, the Trusts, or any entities in which
the Trusts hold and interest since prior to January 1, 2004.
18. Moreover, in his Witness and Exhibit List submitted for the May hearing before
the Auditor, Mr. Mumma, II, has indicated his intent to try to produce evidence and testimony
from Mr. Sonnenfeld and others who have had no involvement with this matter since January 1,
2004. Mr. Mumma, II has not provided, as required in Auditor Buckley's Notice of the May
hearing, summaries "of the evidence to be introduced through [each] witness...."
19. Mrs. Morgan is concerned that, during both pre-hearing proceedings and the
hearing itself, discovery and presentation of evidence and testimony, and cross-examination of
witnesses, regarding events or time periods prior to 2004 will unnecessarily and improperly
delay and prolong these proceedings.
20. In order to prevent the expense and burden to the Trusts, an order in limine
excluding all evidence and testimony regarding such matters is appropriate.
21. Mr. Mumma, II, has not responded to the request for concurrence prior to this
Motion being filed. It is assumed his concurrence is denied.
22. Ms. Linda M. Mumma has not responded to the request for concurrence prior to
this Motion being filed. It is assumed her concurrence is denied.
23. Ms. Barbara M. Mumma does not concur with the relief requested in this motion.
24. Judge Oler has ruled on previous issues in this case.
WHEREFORE, Mrs. Morgan requests that the Court enter an order excluding from the
hearings before Auditor Buckley in May 2011 any evidence or testimony relating to events or
actions prior to January 1, 2004.
Respectfully submitted,
By. j ~ -.~.~
No V. Otto, II, Esquire
I.D. No. 27763
George B. Faller, Jr., Esquire
I.D. No. 49813
Jennifer L. Spears, Esquire
I.D. No.87445
MARTSON DEARDORFF WILLIAMS OTTO
GILROY & FALLER
MARTSON LAW OFFICES
10 East High Street
Carlisle, PA 17013
(717) 243-3341
Brady L. Green, Esquire
MORGAN, LEWIS & BOCKIUS LLP
1701 Market Street
Philadelphia, PA 19103-2921
(215) 963-5079
Dated: April ~, 2011 Attorneys for Lisa M. Morgan
CERTIFICATE OF SERVICE
I, Tricia D. Eckenroad, an authorized agent for Martson Deardorff Williams Otto Gilroy &
Faller, hereby certify that a copy of the Motion in Limine was served this date by depositing same
in the Post Office at Carlisle, PA, first class mail, postage prepaid, addressed as follows:
Robert M. Mumma, II
6880 S.E. Harbor Circle
Stuart, FL 34996-1968
Robert M. Mumma, II
840 Market Street
Suite 33333
Lemoyne, PA 17043
Ms. Barbara M. Mumma
541 Bridgeview Drive
Lemoyne, PA 17043
Ms. Linda M. Mumma
512 Creekview Lane
Mechanicsburg, PA 17055
Joseph D. Buckley, Esquire
1237 Holly Pike
Carlisle, PA 17013
MARTSON LAW OFFICES
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By
Tri i . Eckenroad
Ten E st High Street
Carlisle, PA 17013
Dated: April g 2011 (717) 243-3341