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HomeMy WebLinkAbout02-0500 ~ree~awalt ,~ ~ompa~, P.d. BIG SPRING SCHOOL DISTRICT FINANCIAL STATEMENTS YEAR ENDED JUNE 30, 2001 INDEX Independent auditors' report Combined balance sheet - all fund types and account groups - June 30, 2001 Combined statement of revenue, expenditures and changes in fund balances - All Governmental Fund Types - year ended June 30, 2001 Statement of revenue, expenditures and changes in fund balances - actual and budget - General and Athletic Funds - year ended June 30, 2001 Statement of revenue, expenses and changes in fund balance/retained earnings - Food Service Fund - year ended June 30, 2001 Statement of cash flows - Food Service Fund - year ended June 30, 2001 Page Number 4 - 5 Notes to financial statements - June 30, 2001 8 - 19 JAMES E. LYONS HOWARD R, GREENAWALT CREEDON R. HOFFMAN JOHN H. KLINGLER DEBORAH J. KELLY R. A. GREENAWALT 11956-1983) A. A. REIDINGER (RETIRED) C. EDWARD ROGERS, JR. GREENAWALT & COMPANY, P.C. CERTIFIEO PUBLIC ACCOUNTANTS 400 WEST MAIN STREET MECHANICSBURG, PENNSYLVANIA 17055 (717) 766-4763 FAX (717) 766-2731 TNDEPEIVD~-I,~' AUDZTORS ' REPORT 62 WEST POMFRET STREET CARLISLE, PA 17013 (717) 243-4822 FAX (717) 258-9372 Board of School Directors Big Spring School District Newville, Pennsylvania We have audited the accompanying general-purpose financial statements of Big Spring School District as of June 30, 2001 and for the year then ended. These general-purpose financial statements are the responsibility of the District's management. Our responsibility is to express an opinion on these general-purpose financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general-purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general-purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall general-purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the accompanying general-purpose financial statements present fairly, in all material respects, the financial position of Big Spring School District as of June 30, 2001, the results of its operations and the cash flows of its Food Service Fund for the year then ended, in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated September 21, 2001 on our consideration of Big Spring School District's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grants. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. GREENAWALT & COMI~ANY, 'P.C. September 21, 2001 Mechanicsburg, Pennsylvania MEMBERS -- AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS -- PENNSYLVANIA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS BIG SPRING SCHOOL DISTRICT COMBINED BALANCE SHEET - ALL FUND TYPES AND ACCOUNT GROUPS JUNE 30, 2001 Assets and other debits Cash Investments Due from other funds Accounts receivable Delinquent taxes receivable (net of $ 267,808 allowance for uncollectibles) Food service inventories Food service equipment (net of $ 273,965 accumulated depreciation) Land, buildings and equipment Amount to be provided for general lonG-termdebt Total assets and other debits Liabilities Payroll and benefits payable Accounts payable Deferred revenue Due to other funds Due to student organizations Bonds and notes payable Compensated absences Total liabilities Governmental Fund Types Capital Capital General Athletic Reserve Pro~ects $ 2,664,328 $ 9,354 $ 351,192 $ 9,268,443 3,861,412 - - 4,775,657 31,677 - - 184,357 1,013,893 - - 500,000 $ 8,071,310 $ 9,354 $~ $14 228 457 $ 1,147,003 $ $ $ - 269,862 12,454 - 360,209 - - 184,357 - - 1,961,431 12,454 0 0 Fund equity and other credits Invested in general fixed assets - Fund balances/retained earnings Reserved - Unreserved 6,109,879 Total fund equity and other credits Total liabilities, fund equity and other credits (3,100) 351,192 14,228,457 6,109,879 (3,100) 351,192 14,228,457 $ 8,071,310 $ 9,354 $ 351.192 $14,228,457 The accompanying notes are an integral part of these financial statements. - 2 - Proprietary Fiduciary Fund Types Fund Types Food Service Activity Account Groups General General Fixed Assets Long-Term Debt 198,707 $ 135,935 $ 30,736 111,198 - - - - 18,561,721 - - - 19,741,444 $ 340,64--1 $ 135,935 $ 18,561,721 $ 19,741,444 3,393 $ - $ - $ - 1,474 - - - 17,549 - - - 31,677 - - - - 135,935 - - - - - 19,017,864 74,279 - 723,580 128,372 135,935 0 19,741,444 - 18,561,721 212,269 - 212,269 0 18,561,721 0 $ 340,641 $ 135,935 $ 18,561,721 $ 1--9,741,444 BIG SPRING SCHOOL DISTRICT COMBINED STATEMENT OF REVENUE, EXPENDITURES AND CHANGES IN FUND BALANCES ALL GOVERNMENTAL FUND TYPES YEAR ENDED JUNE 30, 2001 Revenue Local sources State sources Federal sources General Athletic Capital Capital Reserve Projects $ 12,232,293 $ 61,429 $ 47,036 $ 1,231,940 10,683,501 - - _ 366,933 - - _ Total revenue 23,282,727 61,429 47,036 1,231,940 Expenditures Instruction Support services Operation of noninstructional services Facilities acquisition, construction and improvement services 13,677,086 - 6,967,386 - 364,882 125,171 132,301 - 1,374,349 64,495 t,178,981 Total expenditures 21,009,354 2,273,373 125,171 1,506,650 1,243,476 Excess of revenue over (under) expenditures (63,742) (1,459,614) (11,536) Other financing sources (uses) Proceeds from term loan Receipts from other districts Refund of prior years' expenditures Debt service Governmental transfers Food service transfers 1,200,000 33,042 56,289 (1,487,510) ~1,260,000) (28,000) 60,000 60,000 (15,763,340) 1,200,000 - (19,771) - Total other financing sources (uses) (1,486,179) 1,180,229 (15,763,340) Excess of revenue and other financing sources over (under) expenditures and other financing uses Fund balances, July 1, 2000 Fund balances, June 30, 2001 $ 6,109,87~ $ 787,194 (3,742) 5,322,68~ 642 (3,100) $ (279,385) (15,774,876) 630,577 30,003,333 351,192 $ 14,228,457 The accompanying notes are an integral part of these financial statements. BIG SPRING SCHOOL DISTRICT STATEMENT OF REVENUE, EXPENDITURES AND CHANGES IN FUND BALANCES - ACTUAL AND BUDGET GENERAL AND ATHLETIC FUNDS YEAR ENDED JUNE 30, 2001 Revenue Local sources State sources Federal sources Total revenue Expenditures Instruction ReGular programs Special programs Vocational education programs Other instructional programs Adult education programs Total instruction Support services Pupil personnel Instructional staff Administration Pupil health Business Operation and maintenance of plant services Student transportation services Other support services Total support services Operation of noninstructional services Student activities Community services Total operation of noninstructional services Total expenditures Actual $ 12,232,293 10,683,501 366,933 23,282,727 10,115,478 2,555,278 449,025 557,305 13,677,086 568,369 798,189 1,428,680 183,931 508,036 1,963,727 1,496,340 20,114 6,967,386 349,394 15,488 364,882 21,009,354 General Budget $ 12,096,015 11,124,606 356,049 23,576,670 10,327,459 2,592,594 488,212 560,915 8,220 13,977,400 615,248 834,483 1,431,704 194,193 529,708 1,973,449 1,496,341 32,220 7,107,346 356,167 15,488 371,655 21,456,401 Variance Favorable (Unfavorable) $ 136,278 (441,105) lO,88~ (293,943) 211,981 37,316 39,187 3,610 8,220 300,314 46,879 36,294 3,024 10,262 21,672 9,722 1 12,106 139,960 6,773 6,773 447,047 BIG SPRING SCHOOL DISTRICT STATEMENT OF REVENUE, EXPENDITURES AND CHANGES IN FUND BALANCES - ACTUAL AND BUDGET GENERAL AND ATHLETIC FUNDS (Cont'd.) YEAR ENDED JUNE 30, 2001 Excess of revenue over (under) expenditures Other financing sources (uses) Proceeds from term loan Receipts from other districts Refund of prior years' expenditures Debt service payments Transfers (to) from other funds Budgetary reserve Total other financing sources (uses) Excess of revenue and other financing sources over (under) expenditures and other financing uses Fund balances, July 1, 2000 Fund balances, June 30, 2001 General Actual Budget Variance Favorable (Unfavorable) $ 2,273,373 $ 2,120,269 $ 153,104 1,200,000 1,200,000 33,042 33,042 56,289 250,000 (193,711) (1,487,510) (2,228,978) 741,468 (1,288,000) (1,705,900) 417,900 - (35,391) 35,391 (1,486,179) (3,720,269) 2,234,090 787,194 (1,600,000) 2,387,194 5,322,685 4,268,257 1,054,428 $ 6.109,879 $ 2,668,257 $ 3,441r622 The accompanying notes are an integral part of these financial statements. - 5 - Athletic Actual (63,742) BudGet $ (78,600) Variance Favorable (Unfavorable) $ 14,858 60,000 60,000 78,600 78,600 (18,600) (18,600) (3,742) 642 (3,742) 642 $ ____~__/~kO_Q ) $ 0 $ (3,100) BIG SPRING SCHOOL DISTRICT STATEMENT OF REVENUE, EXPENSES AND CHANGES IN FUND BALANCE/RETAINED EARNINGS FOOD SERVICE FUND YEAR ENDED JUNE 30, 2001 Operating revenue Sales Operating expenses Salaries and wages Employee benefits Food and milk General supplies Other expenses Utilities and fuel Depreciation Total operating expenses Operating loss Nonoperating revenue State sources Meal subsidies Social security and retirement subsidies Federal sources Meal subsidies Donated commaodities earned Interest earned Total nonoperating revenue Loss before transfers Fund transfers General Fund contributed services Capital Reserve Fund equipment purchases Net income Fund balance/retained earnings, July 1, 2000 Fund balance/retained earnings, June 30, 2001 609,674 337,039 110,787 386,768 6,790 10,000 36,000 24,984 912,368 (302,694) 33,029 15,652 171,560 54,625 8,715 283,581 (19,113) 28,000 19,771 28,658 183,611 212 269 The accompanying notes are an integral part of these financial statements. - 6 - BIG SPRING SCHOOL DISTRICT STATEMENT OF CASH FLOWS FOOD SERVICE FI/ND YEAR ENDED JUNE 30, 2001 Cash flows from operating activities Cash received from users Cash payments to employees for services Cash payments to suppliers for goods and services Cash payments for other operating expenses Net cash used in operating activities Cash flows from non-capital financing activities Grants and subsidies State sources Federal sources General Fund contributed services Net cash provided by non-capital financing activities Cash flows from investing activities Interest earned Net cash provided by investing activities Net increase in cash Cash, July 1, 2000 Cash, June 30, 2001 Reconciliation of operating loss to net cash used in operating activities Operating loss Adjustments to reconcile operating loss to net cash used in operating activities Depreciation Donated commodities earned Decrease (increase) in assets Accounts receivable Inventories Increase (decrease) in liabilities Accounts payable Deferred revenue Due to other funds Compensated absences Net cash used in operating activities 612,317 (496,742) (344,048) (45,961) (274,434) 51,590 198,508 28,000 278,098 8,715 8,715 12,379 186,328 198,707 (302,694) 24,984 54,625 2,643 (4,849) (5,461) 5,254 (48,775) (161) (274,43_4) The accompanying notes are an integral part of these financial statements. BIG SPRING SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS JUNE 30, 2001 1. Reporting entity Big Spring School District is the level of government which has oversight responsibility and control over activities related to public school education. The report includes services provided by the District to residents within its boundaries: the Cumberland County Townships of Cooke, Lower Frankford, Upper Frankford, Lower Mifflin, Upper Mifflin, North Newton, South Newton, Penn and West Pennsboro, and the Borough of Newville. Services provided include a comprehensive curriculum for primary and secondary education as well as special education and vocational education programs. The District receives revenue from local, state and federal sources and must comply with the requirements of these funding sources. Criteria established in Governmental Accounting Standards Board Statement Number 14 were used in determining the entities to be included in the reporting entity. These criteria include basic items such as financial interdependency, selection of governing authority, designation of management, ability to significantly influence operations, accountability for fiscal matters, scope of public service and special financing relationships. All operations of the District are included in the reporting entity. There are no component units that meet the above criteria for inclusion in this reporting entity. However, the District is a participant in two jointly-governed operations, each of which is a separate legal entity that offers educational services to the District and its residents. Each entity serves several school districts, so the following entities are not included in this reporting entity. Capital Area Intermediate Unit provides special education services and programs. Cumberland-Perry Area Vocational-Technical School provides vocational and technical education services and programs. 2. Summary of significant accounting policies The accounting records of Big Spring School District are maintained on the basis of accounting practices prescribed or permitted by the Manual of Accounting and Related Financial Procedures for Pennsylvania School Systems, issued by the Pennsylvania Department of Education in accordance with the provisions of the School Laws of Pennsylvania. These practices are in conformity with generally accepted accounting principles as applicable to governmental units. A summary of the more significant accounting policies is as follows: - 8 - BIG SPRING SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS (Cont'd.) JUNE 30, 2001 2. Summary of significant accounting policies (Cont'd.) Fund accounting The accounting records of the District are organized on the basis of fund types and account Groups. Each fund type may consist of several different funds. Each fund is a separate entity with self-balancinG accounts which comprise its assets, liabilities, fund balance/retained earnings, revenues and expenditures/expenses as appropriate. The fund types and account Groups utilized by BiG Spring School District are as follows: Governmental Fund Types - These are the funds through which most Governmental functions are provided. The acquisition, use and balances of the District's expendable financial resources and related liabilities (except those accounted for in proprietary funds) are accounted for through Governmental funds. The General Fund accounts for all financial resources except those required to be accounted for in other funds. The majority of District activities, including instruction, administration and other services are accounted for in this fund. The Athletic Fund is a special revenue fund that accounts for the revenues and ~xpenditures for athletic purposes. The Capital Reserve Fund provides for unspecified future construction or equipment needs. The Capital Projects Fund accounts for bond proceeds and the expenditure of those funds. Proprietary Fund Types - These funds account for operations that are financed and operated in a manner similar to private business enterprises. The Food Service Fund accounts for the financial transactions associated with the operations of the cafeterias. Fiduciary Fund Types (Trust and Agency Funds) - These funds account for assets held in a trustee capacity or as an agent for other funds or entities. The Activity Fund accounts for programs operated and sponsored by various clubs and organizations within the schools. Account Groups - These account Groups are not funds. They are only concerned with the measurement of financial position and are not involved with the measurement of results of operation. General Fixed Assets accounts for land, buildings and equipment. General LonG-Term Debt accounts for bonds, notes and compensated absences payable in future years. BIG SPRING SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS (Cont'd.) JUNE 30, 2001 2. Summary of significant accounting policies (Cont'd. Basis of presentation The accounting and financial presentation methods of the different fund types are based on their measurement focus, which determines when revenues and expenditures are recognized. Governmental Fund Types - These funds use the "current financial resources" measurement focus, which is a modified accrual method. Revenues are recorded when susceptible to accrual (both measurable and available). Available means collected within the current period or soon enough thereafter to pay current liabilities. Expenditures are generally recognized when the related fund liability is incurred. Exceptions to this general rule include principal and interest on general long-term debt which is recognized when due. Disbursements for inventory type items and prepaid expenses are considered expenditures at the time of purchase. Proprietary Fund Types - The Food Service Fund uses the "flow of economic resources" measurement focus, which is a full accrual method. Presentation follows accounting pronouncements required for private business enterprises, unless those pronouncements conflict with or contradict governmental accounting pronouncements. Donated commodities are inventoried at an estimated value when received. Inventories (valued on the first-in, first-out method) are recorded as an asset, and the portion represented by donated commodities is recorded as deferred revenue. Food service equipment is capitalized, with depreciation (computed on the straight-line method using an estimated useful life of 12 years) recorded as an operating expense. Compensated absences are recognized as operating expenses and the cumulative amount is recorded as a liability within the fund. Fiduciary Fund Types (Trust and Agency Funds) - These funds use a modified accrual method. They are custodial in nature (assets equal liabilities), and are not involved with the measurement of results of operations (revenues and expenditures). Account Groups - Land, buildings and equipment are presented at cost. Depreciation is not computed on these assets. Additions and disposals had been estimated since the previous outside valuation report, which was updated to October 1999. - 10 - BIG SPRING SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS (Cont'd.) JUNE 30, 2001 2. Summary of significant accounting policies (Cont'd.) Basis of presentation (Cont'd.) Account Groups - (Cont'd.) Long-term debt is offset by an amount to be provided by future taxation or other revenue sources. General obligation bonds and notes payable in future years are recorded as District debt. Interest on long-term debt is recognized when such interest is due. Compensated absences (those for which employees receive pay) are presented using the termination payment method. A liability is computed using estimates which apply historical data to current factors. The District maintains records of unused leave and applies the contracted rate for employees eligible for termination payments. The District allows only restricted sabbatical leave and therefore does not present any liability in advance of the sabbatical. Budgets The District adopts, prior to the beginning of each fiscal year, an annual budget for the General Fund and Athletic Fund. A part of this budget process is the adoption of local tax rates, subject to various legal restrictions. The District approves subsequent budget revisions (primarily transfers between expenditure categories) as necessary. Unused appropriations expire at the end of each year. The General Fund budget was amended after its adoption to provide for additional revenue and expenditures of federal and state programs in the amount of $ 429,263. Revenue - Local sources Local revenues are recognized when received during the fiscal year or soon enough thereafter to be susceptible to accrual. Real estate, occupation, residence and per capita taxes are levied as of July 1 with a legal, enforceable claim against the taxpayer and/or property. Amounts estimated to be received within one year after the end of the fiscal year, but not soon enough to be susceptible to accrual, are recorded as deferred revenue. An allowance for uncollectibles is recorded for taxes estimated not to be collectible within one year after the end of the fiscal year. Revenue - State sources State revenues due the District as current fiscal year entitlements are recognized as revenue in the current fiscal year. 11 - BIG SPRING SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS (Cont'd.) JUNE 30, 2001 2. Summary of significant accounting policies (Cont'd.) Revenue - Federal sources Federal revenues applicable to expenditures in the current fiscal year but expected to be received in the next fiscal year are recognized as revenue in the current fiscal year. Inter-fund transactions Expenditures by the General Fund for the benefit of other funds are reflected in the respective statements of revenue and expenditures/expenses, based on management's estimates. The District does not attempt to allocate all costs which benefit the other funds due to the difficulties associated with the measurement of such benefits. Pension plan Substantially all full-time and part-time employees of the District participate in a cost-sharing multiple employer defined benefit pension plan. The District recognizes expenditures or expenses equal to its contractually-required contributions, subject to the modified accrual basis of accounting in governmental funds. 3. Cash and investments Cash (other than $ 80 cash on hand) consists of checking accounts in financial institutions and pooled funds in which the District owns a prorata share of the fund assets and is categorized as follows: Insured (FDIC) Collateral held in the District's name Collateral not held in the District's name, including public funds collateralized as permitted by Act 72 Pooled funds Carrying Bank Value Balance 200,000 $ 200,000 333,114 347,812 533,114 547,812 12,094,765 12,786,131 $ 12,627,879 $ 13,333,943 For purposes of the Food Service Fund statement of cash flows, cash consists of a checking account and pooled funds. - 12 - BIG SPRING SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS (Cont'd.) JUNE 30, 2001 3. Cash and investments (Cont'd.) Investments, which are presented at fair value, are as follows: Fair Amortized Value Cost Money market funds Repurchase agreement (pooled) Pennsylvania Local Government Investment Trust United States Agencies obligations Investments are categorized as follows: $ 533,539 $ 533,539 4,775,657 4,775,657 2,631,901 2,631,901 695,972 697,32~ $ 8,637,069 $ 8,638,426 Insured Collateral held in the District's name Collateral not held in the District's name Pooled investments 1,229,511 1,230,868 1,229,511 1,230,868 7,407,558 7,407,558 $ 8,637,069 $ 8,638,426 The types of authorized investments are limited by state regulations. Investment policies followed during the year did not significantly alter the categorization of investments shown above. 4. Accounts receivable Accounts receivable are as follows: Local sources Earned income taxes Other items State sources Federal sources Other receivables General Fund $ 663,298 24,835 163,874 93,616 68,270 $ 1,013,893 13 - BIG SPRING SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS (Cont'd.) JUNE 30, 2001 5. Delinquent taxes receivable Delinquent taxes receivable and the related deferred revenue are as follows: Real estate taxes Occupation, residence and per capita taxes Delinquent taxes receivable Allowance for uncollectibles Estimated to be collectible within one year Portion recognized as revenue 462,448 305,360 767,808 267,808 500,000 150,000 Portion recorded as deferred revenue $ 350,000 6. Land, buildings and equipment Changes in land, buildings and equipment were as follows: July 1, 2000 Additions Disposals June 30, 2001 Land and improvements Buildings and systems Equipment $ 326,110 $ 400,000 $ - $ 726,110 13,436,207 500,000 - 13,936,207 3,749,404 300,000 (150,000) 3,899,404 General fixed assets $ 17,511,721 $ 1,200,000 $ (150,00Q) $ 18,561,721 Food service equipment $ 385,392 $ 19,771 $ (20,000) $ 385,163 7. Bonds and notes payable Changes in bonds and notes payable were as follows: Fixed rates 1997 Series 1998 Series Capital lease for computers Variable rates 1989 F-14 Subseries 1989 H-13 Subseries 1999 Series 2000 Series July 1, 2000 $ 4,035,000 $ 9,635,000 184,380 Issuances Scheduled Redemptions - $ (365 000 - (375 000 (76 516) 10,000,000 - (10,000,000) 5,000,000 (5,000,000) 4,965,000 (185,000) 1,200,000 - End of Year June 30, 2001 Interest Rates $ 3,670,000 5.075% 9,260,000 3.875% to 4.650% 107,864 7.180% 4,780,000 3.875% 1,200,000 2.875% $ 33,819,380 $ 1,200,000 $(16,001,516) $ 19,017,864 14 - BIG SPRING SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS (Cont'd.) JUNE 30, 2001 7. Bonds and notes payable (Cont'd.) Debt service payments were as follows: General Capital Fund Projects Fund Principal payments Interest payments Ail other items $ 816,516 $ 15,185,000 657,448 578,340 13,546 $ 1,487,510 $ 15,763,340 Scheduled debt service requirements are as follows: Fixed Rates Year Ending June 30 Principal Interest Variable Rates Principal Interest Total 2002 $ 852 2003 835 2004 840 2005 880 2006 915 2007 - 2011 4,105 2012 - 2016 3,145 2017 - 2018 1,465 195 $ 589 669 548 000 510 000 472 000 432 000 1,517 000 765 000 100 508 $ 195,000 $ 219,725 $ 1,856,428 946 1,405,000 212,169 3,001,784 798 210,000 169,725 1,730,523 683 220,000 161,587 1,734,270 481 230,000 153,063 1,730,544 782 1,320,000 623,294 7,566,076 320 1,640,000 343,131 5,893,451 783 760,000 44,563 2,370,346 $ 13,037,864 $ 4.938,30--1 $ 5,980,000 $ _1,927,257 $ 25,883,422 The 1989 Subseries, totaling $ 15,000,000, matured and were paid off during the year ended June 30, 2001. The 1999 Series pays interest at a variable rate of .55% above the "weekly rate", not to exceed 25.00%. In August 2000, the District issued its 2000 Series which pays interest at a variable rate, which is "75% of the 30 day LIBOR rate~, not to exceed 12.00%. The General Fund transferred the proceeds of this Series to the Capital Reserve Fund, to be available for capital improvement projects. This Series is subject to repayment during the year ending June 30, 2003. The bonds and notes payable contain options which would allow the District to call any or all remaining bonds and notes as follows: Description Callable on or After 1997 Series 1998 Series 1999 Series 2000 Series Not callable October 1, 2003 Upon 45 days notice Any date - 15 - BIG SPRING SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS (Cont'd.) JUNE 30, 2001 8. Compensated absences Changes in compensated absences were as follows: July 1, 2000 Net Chanqe June 30, 2001 General Long-Term Debt Teachers $ 494,626 $ 10,802 $ 505,428 Custodians 48,281 6,297 54,578 Secretaries 73,471 4,629 78,100 Aides 16,417 (1,077) 15,340 Administrators 79,930 (9,796) 70,134 $ 712 725 $ 10,855 $ 723,580 Food Service Fund $ 74,440 $ (161) $ __74,279 Payments for compensated absences recorded in General Long-Term Debt are made through General Fund expenditures in the year the absence is taken or the employee retires. At retirement or death, while in School District service, employees (with at least 10 years service in the School District) or their beneficiaries shall choose one of the following options (subject to a maximum of $ 12,000 for administrators and $ 6,500 for all other employees): 1. Accumulated unused sick leave days times $ 50 per day 2. Number of full years of service in the District times $ 150 per year 9. Pension plan The District contributes to the Public School Employees' Retirement System (the System), a governmental cost sharing multiple-employer defined benefit plan. The plan is under the authority of The Public School Employees' Retirement Code (the Code), as amended. The plan provides retirement and disability, legislatively mandated ad hoc cost-of-living adjustments, and healthcare insurance premium assistance to qualifying annuitants. The System issues a comprehensive annual financial report that includes financial statements and required supplementary information for the plan. A copy of the report may be obtained by writing to The Public School Employees' Retirement System, PO Box 125, Harrisburg, PA 17108- 0125. The contribution policy is established by the Code and requires contributions by active members, employers and the Commonwealth. Active members are required to contribute 5.25 percent of their qualifying compensation if they joined the system prior to July 22, 1983, and 6.25 percent if they joined on or after that date. 16 - BIG SPRING SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS (Cont'd.) JUNE 30, 2001 9. Pension Dlan (Cont'd.) Contributions required of employers are based upon an actuarial valuation. For the fiscal year ended June 30, 2001 the employer contribution rate was 1.94 percent of covered payroll, composed of 1.64 percent for pension benefits and .30 percent for healthcare insurance premium assistance. The District's contributions to PSERS for the years ending June 30, 2001, 2000 and 1999 were $ 241,893, $ 555,774 and $ 703,008, respectively. Those amounts are equal to the required contributions for each year. 10. Postemployment benefits other than pension benefits Under the negotiations agreement with Big Spring Education Association, the District shall provide for continuance of health care insurance after retirement until age 65. This health care insurance shall be at the retiree's expense, except that employees who retire after thirty or more years with the District, shall have up to five years of health care insurance benefits provided on the basis of the District paying 50% of the cost and the retiree paying 50% of the cost. The District finances this benefit on a pay-as-you-go basis. For the year ended June 30, 2001 the District incurred a total cost of $ 39,849 to provide this benefit to 20 participants. 11. Risk management The District is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The District maintains commercial insurance coverage covering each of those risks of loss. Management believes such coverage is sufficient to preclude any significant uninsured losses to the District. Settled claims have not exceeded this commercial coverage in any of the past three fiscal years. For State unemployment compensation laws, the District is self-insured, which is a common practice for local governmental units. Any unemployment claims are paid by the District on a quarterly basis as incurred. For workers' compensation insurance, approximately 80 Districts participate in a public entity risk sharing pool (School Districts Insurance Consortium) for processing claims and obtaining reinsurance through commercial insurance carriers. Under this plan, the District's annual cost should not exceed standard commercial insurance rates. The District's health insurance plan allows each participant to choose one of the three coverage options available through South Central Trust. South Central Trust is not a risk sharing Dool. The Trust was established for processing claims and obtaining reinsurance through commercial insurance carriers. The Trust has reinsurance for claims in excess of $ 75,000 specific (per person) and 125% aggregate (estimated District annual cost). A summary of District transactions with the Trust is as follows: - 17 - BIG SPRING SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS (Cont'd.) JUNE 30, 2001 11o Risk management (Cont'd.) District balance, July 1, 2000 $ 598,668 District payments to the Trust Rebates and reimbursements Interest income $ 1,663,978 24,086 32,678 Total receipts 1,720,742 Claims paid by the Trust Stop loss premiums (reinsurance) Administrative and other fees 1,565,607 122,393 72,569 Total payments 1,760,569 District balance, June 30, 2001 $ 558,841 District management considers the balance to be adequate for unpaid claims. Therefore, no amounts are presented in these financial statements as due to or due from the District as of June 30, 2001. 12. New accounting pronouncements During the year ended June 30, 2001, the District implemented Government Accounting Standards Board (GASB) Statement No. 33, 'Accounting and Financial Reporting for Nonexchange Transactions". The effect of GASB 33 had no impact on revenue or fund balance of the District. However, assets and liabilities were both increased for revenues meeting the definition of nonexchange transactions. During the year beginning July 1, 2002, the District will be required to implement GASB 34, 'Basic Financial Statements - and Management's Discussion and Analysis - for State and Local Governments-. The effect of GASB 34 will significantly affect how the District presents its financial statements. The District receives information from various sources, including the Pennsylvania Department of Education, and expects to be ready to satisfactorily implement this accounting standard. 13. Commitments and contingencies The District's contract with its teaching staff is scheduled to expire in June 2004. The District is in the process of constructing a new high school. Total project costs are currently estimated to be $ 30,500,000, of which approximately $ 2,000,000 of site acquisition and pre-construction professional fees, etc. had been incurred through June 30, 2001. - 18 - BIG SPRING SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS (Cont'd.) JUNE 30, 2001 13. Commitments and contingencies (Cont'd.) In the normal course of business, the District is subject to legal disputes and claims. The District does not anticiDate any material losses from any pending or threatened litigation. In the normal course of preparinG for the subsequent school year, the District has awarded bids for various supplies, fuel contracts, etc. No major commitments in excess of routine requirements have been made by the District. The District is also audited by the State's Department of the Auditor General. FindinGs, if any, from these audits could result in the repayment of funds, or the receipt of additional funds. 14. Subsequent events - General obligation bonds In July 2001, the District issued its 2001 Series of bonds payable in the amount of $ 15,500,000. After discounts and issuance costs of $ 181,000, the remaining $ 15,319,000 provided the estimated amount necessary to fully finance the construction of the District's new high school. The annual debt service on the 2001 Series will be approximately $ 1,265,000. - 19 -