HomeMy WebLinkAbout07-20-12EX (Ot-10)
REV-1500 1505610143
c
PA Department of Revenue Pennsylvania OFFICIAL USE ONLY
Bureau of Individual Taxes DEPMTMENTOFREVENUE COUnty Code Year File Number
Po Box.28oso1 INHERITANCE TAX RETURN
Harrisburg, PA 17128-0601 RESIDENT DECEDENT 21 11 0 0 9 0 5
ENTER DECEDENT INFORMATION BELOW
Social Security Number Date of Death Date of Birth
08 15 2011 05 08 1927
Decedents Last Name Suffix Decedents First Name
BANKERT MI
KENNETH
(If Applicable) Enter Surviving Spouse's Information Below
Spouse's Last Name Suffix Spouse's First Name MI
Spouse's Social Security Number
THIS RETURN MUST BE FILED IN DUPLICATE WITH THE
REGISTER OF WILLS
FILL IN APPROPRIATE OVALS BELOW
® 1. Original Return ^ 2. Supplemental Return
^ 3. Remainder Return (date of death
prior to 12-13-82)
^ 4. Limited Estate ^ qa Future Interest Compromise
(date of death after 12-12-82)
^ 5. Federal Estate Tax Return Required
^ g_ Decedent Died Testate
(Attach Copy of Will) 7 Decedent Maintained a Living Trust
^ (Attach Copy of Trust)
8. Total Number of Safe Deposit Boxes
^ 9. Litigation Proceeds Received ^ ip, Spousal Poverty Credit (date of death
between 12-37-97 and t-1-95)
^ 11. Election to tax under Sec. 9113(A)
(Attach Sch. O)
CORRESPONDENT-THIS SECTION M
Nam UST BE COMPLETED. ALL CORRESPONDENCE AND CONFIDENTIAL TAX INFORMATION H
e OULD BE DICT
~j ED TO:
SAMUEL L ANDES Daytime TelephonQy~ber t
7 17 7 61 ~ 1
L rn
r
,_,
i~
~v ~ r-~- s~~ ~7
~ ,
REGISTER OF ''I~I~E ONCID ~ L~
First line of address ~ ~~~ ~.;:~ c,y ._.,..~ ~'
525 NORTH 12TH STREET
Second line of address f..~ ~7
City or Post Office State ~ DATE FILED
ZIP Code
LEMOYNE PA 17043
Correspondent's e-mail address: I a w a n d e S C~ a O I. C O m
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief,
it is true, correct and complete. Declaration of preparer other than the personal representative is based on all Information of which preparer has any knowledge.
SIGNATURE OF PERSON RESPONSIBLE FOR FI NG RETU N
DATE
Kathleen C Huffer 12 y c,( ~y ~ I Z
AUUHESS ° i
314 Shuey Road, New Cumberland, PA 17070
IGNATyRF,OF PREP OTHlel1'~ N P~NTATIVE
Samuel L Andes
525 North 12th Street, Lemoyne, PA 17043
Side 1
L 1505610143
1505610143 J
'~ 1505610243
REV-1500 EX
Decedent's Social Security Number
Decedent's Name: B A N K E R T, KENNETH
RECAPITULATION
1. Real Estate (Schedule A) .......................................................................................... 1. 6 0, 0 0 0. 0 0
2. Stocks and Bonds (Schedule B) ............................................................................... 2. 3, 4 8 2, 3 0 0. 0 6
3. Closely Held Corporation, Partnership or Sole-Proprietorship (Schedule C).......... 3.
4. Mortgages & Notes Receivable (Schedule D) .......................................................... 4.
5• Cash, Bank Deposits & Miscellaneous Personal Property (Schedule E) ................ 5. 1 0 8 , 6 7 2 . 8 9
6. Jointly Owned Property (Schedule F) ^ Separate Billing Requested ............. 6.
7. Inter-Vivos Transfers & Miscellaneous Non-Probate Property
(Schedule G) ^ Separate Billing Requested ............. 7•
8. Total Gross Assets (total Lines 1-7) ....................................................................... g. 3, 6 5 0, 9 7 2. 9 5
9. Funeral Expenses & Administrative Costs (Schedule H) ......................................... 9. 1 1 8, 4 6 6. 6 0
10. Debts of Decedent, Mortgage Liabilities, & Liens (Schedule I) ................................ 10. 10 , 7 6 7 . 1 6
11. Total Deductions (total Lines 9 & 10) ...................................................................... 11 • 1 2 9 , 2 3 3 . 7 6
12. Net Value of Estate (Line 8 minus Line 11) ............................................................. 12, 3 , 5 21, 7 3 9.19
13. Charitable and Governmental Bequests/Sec 9113 Trusts for which
an election to tax has not been made (Schedule J) ................................................. 13. 3 , 4 5 7 , 7 3 9.19
14. Net Value Subject to Tax (Line 12 minus Line 13) ................................................. 1q• 6 4 , 0 0 0 . 0 0
TAX COMPUTATION -SEE INSTRUCTIONS FOR APPLICABLE RATES
15. Amount of Line 14 taxable
at the spousal tax rate, or
transfers under Sec. 9116
(a)(1.2) X .00 15.
16. Amount of Line 14 taxable
at lineal rate X .045 1 g.
17. Amount of Line 14 taxable
at sibling rate X .i2 17
18. Amount of Line 14 taxable
at collateral rate x .15 6 4, 0 0 0. 0 0 18. 9, 6 0 0. 0 0
1 s. Tax Due ..................................................................................................................... 19. 9. 6 0 0. 0 0
20. FILL IN THE OVAL IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT.
Side 2
L 1505610243 1505610243
~ REV-1500 EX Page 3
Decedent's Complete Address:
Bankert, Kenneth
ET ADDRESS
4905 E. Trindle Road, Apt. 1050
Mechanicsburg
Tax Payments and Credits:
1. Tax Due (Page 2, Line 19)
2. Credits/Payments
A• Prior Payments
B. Discount
3. Interest
'ATE ZIP
PA ~ 17050
(1) 9,600.00
Total Credits (A +B) (2) 5,263.16
(3) 0.00
4. If Line 2 is greater than Line 1 + Line 3, enter the difference. This is the OVERPAYMENT.
Check box on Page 2 Line 20 to request a refund
5. If Line 1 + Line 3 is greater than Line 2, enter the difference. This is the TAX DUE.
(4)
(5) 4,336.84
Make Check Payable to: REGISTER OF WILLS, AGENT.
:;s Kau T{`~`'~ ;rl~~ , .~~~ 3.1.. a4'~?'o- .k ~ `F i~:; . i~`~1.. ,A~.~:t'~'.: ~;..~ ; ~~-~ 1 ~_. `' 1 e7 {yyg ~ . 6^i~. ~.: k t _g~
~+s T t i
PLEASE ANSWER THE FOLLOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS
1. Did decedent make a transfer and: Yes No
a. retain the use or income of the property transferred :.............................. ~ r-~/
.. .................................................. ILU%
b. retain the right to designate who shall use the property transferred or its income :....................................
c. retain a reversionary interest; or .................................................................................................................. ~ ~r
d. receive the promise for life of either payments, benefits or care? .................. ~ it~v~J~
............................................
2. If death occurred after December 12, 1982, did decedent transfer property within one year of death without ^
receiving adequate consideration? ............................................................................
...........................................
3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death?.........
4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which
contains a beneficiary designation? ........................... ~ ,-~/
........................................................................................... l(S
IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN.
For dates of death on or after July 1, 1994 and before Jan. 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving
spouse is 3 percent [72 P.S. §9116 (a) (1.1) (i)].
For dates of death on or after January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 0 percent
[72 P.S. §9116 (a) (1.1) (ii)j. The statute does not exempt a transfer to a surviving spouse from tax, and the statutory requirements for disclosure of
assets and filing a tax reffum are still applicable even if the surviving spouse is the only beneficiary.
For dates of death on or after July 1, 2000:
• The tax rate imposed on the net value of Vansfers from a deceased child 21 years of age or younger at death to or for the use of a natural parent, an
adoptive parent, or a stepparent of the child is 0 percent [72 P.S. §9116 (a) (1.2)I.
• The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is 4.5 percent, except as noted in
72 P.S. §9116 1.2) [72 P.S. §9116 (a) (1 )j.
• The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is 12 percent [72 P.S. §9116 (a) (1.3)1. A
sibling is defined under Section 9102, as an individual who has at least one parent in common with the decedent, whether by blood or adoption.
5,000.00
263.16
File Number 21 - 11 - 00905
SCHEDULE A
COMMONWEALTH OF PENNSYLVANIA REAL ESTATE
INHERRANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF Bankert, Kenneth FILE NUMBER
21 - 11 - 00905
All real property owned solely or as a tenant in common must tie reported at fair market value. Fair market value is defined as the price
at which property would be exc anged between a willing buyer and a wilting seller, neither being compelled to buy or sell, both having
reasonable knowledge of the relevant facts. Real property which is jointly-owned with right of survivorship must be disclosed on
schedule F.
Attach a copy of the settlement sheet if the property has been sold.
Include a copy of the deed showing decedent's interest if owned as tenant in common.
ITEM
NUMBER DESCRIPTION VALUE AT DATE OF
DEATH
1 Single-family residence at 217 Eutaw Avenue, Borough of New Cumberland, Cumberland 60,000.00
County, Pennsylvania.
NOTE: This property had not been lived in for several years prior to decedent's death and was
in advanced state of disrepair. The value here is based upon the sale prioe of the property in
April of 2012.
TOTAL (Also enter on Line 1, Recapitulation) I 60,000.00
COMMONWEALTH OF PENNSYLVANIA
WHERRANCE TAX RETURN
RESIDENT DECEDENT
SCHEDULE B
STOCKS & BONDS
ESTATE OF Bankert, Kenneth
All property jointly-owned with right of survivorship must be disclosed on Schedule F.
FILE NUMBER
21 - 11 - 00905
ITEM
NUMBER DESCRIPTION UNIT VALUE VALUE AT DATE OF
DEATH
1 Various stocks, bonds, and simiar investments held with Wells Fargo 3,482,300.06
Advisors, all as listed with values, on the documents attached hereto. Date
of death value of these assets was:
TOTAL (Also enter on Ilne 2, Recapitulation) 3,482,300.06
SCHEDULE E
CASH, BANK DEPOSITS, & MISC.
coro+nloNwEUTH OF aENNSnvnN~A PERSONAL PROPERTY
INHERRANCE TA7C RETURN
RESIDENT DECEDENT
ESTATE OF Bankert, Kenneth
FILE NUMBER
21 - 11 - 00905
Include the proceeds of litigation and the date the proceeds were received by the estate. All property jointly-owned with the right of
survivorship must be disclosed on schedule F.
ITEM
NUMBER DESCRIPTION VALUE AT DATE OF
- DEATH
1 Household furnishings and other tangible personal property. Value established by public sale 8,495.00
of items in April, 2012.
2 Sovereign Bank money market account No. 7741 01 1 1 3. This account was held in the joint
names of decedent and his power-of-attorney agent, Kathleen C. Huffer. However, all of the
funds in the account belonged to the decedent and Ms. Huffer's name was on it only as a
matter of convenience. Also, approximately four days before the death of decedent, Ms.
Huffer withdrew $25,000 to pay various expenses. We have included 100% of the balance in
the account before that withdrawal as the interest of the decedent on the date of his death.
3 Sovereign Bank savings account No. 571 1 391 24 (date of death balance).
4 1978 Ford F-150 pickup truck in poor condition. Value based upon sale to third party.
5 Rebate from Country Meadows Nursing Facility.
6 Refund from Verizon Cable
7 ~ Sale of assorted clothing
8 I Payment from State Employees Retirement System for past pension payments not made prior
to date of death.
TOTAL (Also enter on Line 5, Recapitulation)
61,934.78
29, 302.56
1,000.00
1,576.00
19.06
80.00
6,265.49
108,672.89
MULE H
COMMONWEALTH OF PENNSYLVANIA ~• y" '~ 0[
INHERR'ANCE TAX RETURN /~ry~p~~w~
RESIDENT DECEDENT r71.~1Y9'~7, I~W
ESTATE OF Bankert, Kenneth FILE NUMBER
21 - 11 - nncan~
Debts of decedent must be reported on Schedule L
ITEM _
NUMBER FUNERAL EXPENSES: DESCRIPTION AMOUNT
A. 1 I All funeral expenses were prepaid
B. ADMINISTRATIVE COSTS:
1. Personal Representative's Commissions
Name of Personal Representative(s)
Kathleen C. Huffer
Street Address 314 Shuey Road
city New Cumberland state PA zip 17070
Year(s) Commission paid 2012
2. Attorney's Fees Samuel L. Andes
3. Family Exemption: (If decedent's address is not the same as claimant's, attach explanation)
Claimant
Street Address
City State Zip
Relationship of Claimant to Decedent
4. Probate Fees Register of Wills (probate fee)
Register of Wills (short certificates)
5. Accountants Fees
6. Tax Return Preparer's Fees
7. Other Administrative Costs
1 Cumberland Law Journal (advertising)
74,390.00
37,000.00
1,769.50
20.00
75.00
TOTAL (Also enter on line 9, Recapitulation) 118,466.60
Sd~ed~ie H
COMMONWEALTH OF PENNSYLVANIA /~~,, " "-'~ ~"F"^ ""~" K
INHERITANCE TAX RETURN ~~'rticdw.f~.... /'-,~,,.,a..
RESIDENT DECEDENT ~~ ~~`~'`Y'`~~'f~111~~N1JO67
ESTATE OF Bankert, Kenneth
2 The Sentinel (advertising)
3 Investigation Network Associates (fee to locate heir)
4 Clauser Real Estate Appraisals
5 Chuck Bricker (auctioneer fees and costs)
6 Gingrich Memorials (headstone)
7 Culhane's Restaurant (post-funeral reception}
8 Labor and supplies to clean house
FILE NUMBER
21 - 11 - 00905
157.68
60.00
375.00
2, 800.00
736.00
583.42
500.00
Page 2 of Schedule H
SCHEDULEI
DEBTS OF DECEDENT, MORTGAGE
COMMONWEALTH OF PENNSYLVANIA LIABILITIES, & LIENS
MHERR'ANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF Bankert, Kenneth
FILE NUMBER
21 - 11 - 00905
Report debts incurred by the decedent prior to death that remained unpaid at the date of death, including unreimbursed medical expenses.
ITEM
NUMBER DESCRIPTION AMOUNT
1 Pennsylvania realty transfer tax for sale of residence 600.00
2 Municipal and county taxes for real estate (less portion collected at sale of property) 557.90
3 U.S. Treasury (Decedent's 2011 federal income tax) 2,983.00
4 Pennsylvania Department of Revenue (Decedent's 2011 personal income tax) 1 778.00
5 Capitol Oil (oil bill for residence) 374.00
6 New Cumberland Borough Sewer Authority (sewer bill for residence) 195.10
7 West Shore Emergency Medical Services (ambulance bill) 108 28
8 D&D Septic 85.90
9 Brian Wentz Hauling (fee for clean out of residence) 300.00
10 Brown Schultz Sheridan Fritz (accounting bill) 1,175.00
11 PA American Water Company
22.56
12 Lawn mowing fees 250.00
13 RX Continuing Care (decedent's prescri
tion bill
p
s) 77 42
14 Country Home Nurses (decedent's private duty nurses) 2,260.00
TOTAL (Also enter on Line 10, Recapitulation)
10,767.16
REV-1513 EX+(11-08)
SCHEDULE J
COMMONWEALTH OF PENNSYLVANIA BENEFICIARIES
INHERITANCE TAX RETURN
RESID
ENT DECEDENT
ESTATE OF
Bankert, Kenneth
NUMBER NAME AND ADDRESS OF PERSON(S)
_ RECEIVING PROPERTY
I~ TAXABLE DISTRIBUTIONS [include outright spousal
distributions, and transfers
under Sec. 9116 (a) (1.2)]
1 Edward Erney
2731 North 2nd Street
Harrisburg, PA 17110
FILE NUMBER
21 - 11 - 00905
RELATIONSHIP TO SHARE OF ESTATE AMOUNT OF ESTATE
DECEDENT (Words)
Do Not Llat Trustee/sl ($$$)
friend
2 Joan L. Erney
505 Park Avenue
New Cumberland, PA 17070
3 Russell M. Whisler, Jr.
915 Cassel Road
Manchester, PA 17345
friend
friend
Enter dollar amounts for distributions shown above on lines 15 through 18 on Rev 1500 coverisheet, as appropriate.
II. NON-TAXABLE DISTRIBUTIONS:
A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAX IS NOT TAKEN
B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS
1 See attachment.
5,000.00
5,000.00
5,000.00
3,457,739.19
TOTAL OF PART II -ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV-1500 COVER SHEET
3,457,739.19
REV-1513 EX+(100)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
SCHEDULE J
BENEFICIARIES continued
CJIAIC Vf-
Bankert, Kenneth
NUMBER NAME AND ADDRESS OF PERSONS
() RELATIONSHIP TO
DECEDENT
_ RECEIVING PROPERTY Do Not Llst Trustee(s)
I~ TAXABLE DISTRIBUTIONS [include outright spousal
distributions, and transfers
under Sec. 9116 (a) (1.2)J
4 Judy Yanoncak friend
R.D. 1
Lykens, PA 17048
5 John Yanoncak friend
R.D. 1
Lykens, PA 17048
6 Amber Leibic friend
(This gift lapsed because Ms. Leibic died
before decedent)
7 Hilda Stein friend
615 Arsenal Road
York, PA 17406
8 Mitchel K. Wolfe friend
950 Orchard Road
Camp Hill, PA 17011
9 James Samois friend
701 Midland Drive
Mechanicsburg, PA 17055
10 Carolyn Ann Kessler friend
179 S. 4th Street, Box 191
Mt. Wolf, PA 17347
11 James J. Huffer friend
314 Shuey Road
New Cumberland, PA 17070
12 Serene Noble friend
703 YMCA Drive
New Cumberland, PA 17070
13 Robert Noble friend
703 YMCA Drive
New Cumberland, PA 17070
FILE NUMBER
21 - 11 - 00905
SHARE OF ESTATE AMOUNT OF ESTATE
(Words) ~$gg)
5,000.00
5,000.00
0.00
5, 000.00
5,000.00
5,000.00
10,000.00
10,000.00
2,000.00
2,000.00
Page 2 of Schedule J
Estate of Kenneth Bankert
File No. 21-11-00905
Attachment to Schedule J
The balance of the Decedent's assets were left to a trust to be titled the "Kenneth Bankert
Family Foundation" which is to be qualified under Section 501(c)(3) of the Internal Revenue
Code as a trust created and operated for educational and charitable purposes. A copy of the
Decedent's will is attached hereto and the provisions for the trust are set out in Item VI of the
will.
Entire residue of estate after specific gifts to individuals listed in Section I of Schedule J, or
$3,457,739.19
Date of Death: 08/15/2011
Valuation Date: 08/15/2011
Processing Date: 09/02/2011
Estate Valuation
Estate of: Kenneth 8. Bankert
Account: -5955
Report Type: Date of Death
Number of Securities: 104
Pile ID: Bankert,5955,Renaeth006576
Shares
Identifier or Par Security
Description High/Ask
Low/Hid Mean sad/or Security Div and Int
Adjustments Value Accruals
1) 001055102 900 AFLAC INC
COM
New York stock Exchange
08/15/2011 38.17000 37.36000 H/L
Div: 0.300000 Ex: OB/15 Rec:
08/17 Pay:
09/01/11
+ 37.765000
0.300000
38.065000 34,256.50
2) 002068102 4270 AT&T INC
COM
New York Stock Exchange
08/15/2011 28.65000 28.34000 H/L
28.595000 122,100.65
3) 009158106 700 AIR PRODS ~ CHBMS INC
COM
New York Stock Exchange
08/15/2011 82.99000 80.90000 H/L
81.945000 57,361.50
4) 017418102 800 ALLHGHBNY TBCHNOLOGISS INC
COM
New York Stock Exchange
08/15/2011 49.62000 48.57100 H/L
49.095500 39,276.40
5) 053015103 1100 ADTOMATIC DATA PROC833ING INC
COM
The NASDAQ Stock Market LLC
08/15/2011 47.89000 47.00000 H/L
47.445000 52,184.50
6) 05964H105 2072 HANCO 3ANTANDHR sA
ADR
New York Stock Exchange
06/15/2011 9.49000 9.11000 H/L
9.300000 19,269.60
7) 064058100 200 BANK OP NEW YORK MBLLON CORP
COM
New York Stock ~cchaage
OB/15/2011 20.90000 20.11000 H/L
20.505000 4,101.00
8) 110122108 2000 BRISTOL MYBRS SQDIBB CO
COM
New York Stock 8xchange
06/15/2011 28.20000 27.78000 H/L
27.990000 55,960.00
9) 166764100 514 CHEVRON CORP NSW
COM
New York Stock Exchange
OB/15/2011 99.23000 96.79000 H/L
98.010000 50,377.14
10) 172967424 66 CITIGROIIP INC
COM NBW
New York Stock 8xchaage
06/15/2011 31.32000 30.25000 H/L
Div: 0.01 8x: 07/28 Rec: OB/O
1 Pay: 08/
26/11 30.785000 2,031.81
0.66
11) 20030N101 411 COMCAST CORP NEW
CL A
The NASDAQ Stock Market LLC
08/15/2011 21.33500 20.66000 H/L
20.997500 8,629.97
Page 1
* Pleaae nee the final page for IMPORTANT INFORMATION ASODT THB 83TATE VALIIATION REPORT
*
and l Wells Fargo Advisors does not reader tax or legal
egal advisors. Wells Far
o Advisors i
th
t
d advice. If you have any .
questions please consult with your tax
g
s
e
ra
e name used by three separate
Advisors, LLC, Wells Fargo Advisors Pinancial Network
LLC and Well
F registered broker-dealers: Wells Fargo
,
affiliates of s
argo I
Wells Fargo & Company. nves tments, LLC, Members BIPC, non-bank
Date of Death: 06/15/2011
Valuation Date: 08/15/2011 8state of: Kenneth B. Bankert
Processing Date: 09/02/2011 Account: -5955
Report Type: Date of Death
Number of Securities: 104
File ID: Bankert,5955,Kenaeth006578
Shares Security Mean and/or Security Div and Int
Identifier or Par Description High/Ask Low/Hid Adjustments Value Accruals
•a) 208250104 1000 CONOCOPHILLIPS
COM
New York Stock Bxchange
08/15/2011 68.25000 66.78000 H/L
Div: 0.66 Ex: 07/21 Rec: 07/25 Pay: 09/01/11 67.515000 67,515.00
13) 244199105 400 D88RB & CO
COM
New York Stock Exchange
08/15/2011 76.60000 75.37000 H/L
75.985000 30,394.00
14) 252710102 900 DIAMOND OFFSHORE DRILLING INC
COM
New York Stock ~cchange
08/15/2011 63.99000 62.47000 H/L
Div; 0.875 Ex: 07/28 Rec: OB/O1 Pay: 09/01/11 63.230000 56,907.00
15) 29246J200 14 EMRISB CORD
COM NSW
NYSE Arca 8quities IDcchange
08/15/2011 0.60000 0.60000 H/L
0.600000 8.40
16) 302316102 2792 EXRON MOBIL CORD
COM
New York Stock Exchange
08/15/2011 74.37500 72.75000 H/L
Div: 0.47 8x: OB/10 Rec: 08/12 Pay: 09/09/11 73.562500 205,386.50
17) 345370860 2000 FORD MTR CO DEL
COM PAR $0.01
New York Stock Exchange
06/15/2011 11,37000 11.17000 H/L
11.270000 22,540.00
18) 349631101 805 PORTDNB BRANDS INC
COM
New York Stock Exchange
08/15/2011 56.62000 55,72000 A/L
Div: 0.19 Ex: OB/OB Rec: OB/10 Pay: 09/01/11 56.170000 45,216.85
19) 360271100 2000 FIILTON FINL CORP PA
COM
The NASDAQ Stock Market LLC
08/15/2011 8.51000 8.31000 H/L
8.410000 16,620.00
20) 369604103 1700 GENERAL ELECTRIC CO
COM
New York Stock Exchange
08/15/2011 16.41000 16.08000 H/L
16.245000 27,616.50
21) 381416104 350 GOLDMAN 3ACHS GROIIP INC
COM
New York Stock Exchange
08/15/2011 119.70000 116.00000 H/L
117.850000 41,247.50
22) 382550101 700 GOODYEAR TIRE & RIIBR CO
COM
New York Stock 8xchange
660.00
787.50
1,312.24
152.95
08/15/2011 14.03000 13.65000 H/L
13.640000 9,688.00
Page 2
" Please see the final page for IMPORTANT INFORMATION ABOVE TH8 ESTATE VALDATION REPORT, w
Wells Fargo Advisors does not render tax or legal advice. if you have any questions please consult with your tax
sad legal advisors. Wells Fargo Advisors is the trade name used by three separate registered broker-dealers: Wells Fargo
Advisors, LLC, Wells Fargo Advisors Financial Network, LLC sad Wells Fargo investments, LLC, Members SIPC, non-bank
affiliates of Wells Fargo ~ Company,
Date of Death: 08/15/2011
Valuation Date:
08/15/2011 8state of: xenneth E. Bankert
Processing Date:
09/02/2011 Account: -5955
Report Type: Date of Death
Number of Securities: 104
Pile ID: Bankert,5955,xenneth006578
identifier Shares
or Par Security
Description High/Ask
Low/Hid Mean and/or
Adjustments Security Div and Iat
v
l
a
ue Accruals
23) 35906A108 400 FRONTIER COMMDNICATIONS CORP
COM
New York Stock Exchange
08/15/2011 7.19000 7.01000 H/L
7.100000 2,@40.00
24) 412822108 600 RAREFY DAVIDSON INC
COM
New York Stock Exchange
08/15/2011 38.55000 37.43000 H/L
37.990000 22,794.00
25) 415864107 5@38 HARSCO CORD
COM
New York Stock Exchange
08/15/2011 22.69000 22.29000 H/L
22.490000 131,296.62
26) 427@66108 2342 HERSHEY CO
COM
New York Stock Exchange
08/15/2011 56.79000 55.71000 H/L
56.250000 131,737.50
27) 438516106 423 HONEYWELL INTL INC
COM
New York Stock Exchange
0@/15/2011 47.@1000 46.84000 H/L
47.325000 20,018.4@
28) 446413106 117 HIINTINGTON INGALLS TND3 INC
COM
New York Stock Exchange
08/15/2011 28.71000 28.12000 H/L
2@.415000 3,324.56
29) 450628108 1000 IBBRIAHANx CORD
COM
The NASDAQ Stock Market LLC
O@/15/2011 47.07000 46,46000 H/L
46.765000 46,765.00
30) 459200101 400 INTERNATIONAL BII31N8S3 MACHS
COM
New York stock 8xchange
0@/15/2011 174.00000 170.39000 H/L
172.195000 66,878.00
Div: 0.75 Sx: 08/08 Rec: 08/10 Pay: 09/10/11 300.00
31) 47@160104 400 JOHNSON ~ JOHNSON
COM
New York Stock 8xchaage
08/15/2011 64.62000 63.61000 H/L
64.115000 25,646.00
32) 532457108 1400 LILLY SLI & CO
COM
New York Stock Exchange
06/15/2011 35.@5000 35.11000 H/L
35.4@0000 49,672.00
Div: 0.49 8x: OB/11 Rec: OB/15 Pay: 09/09/11 686.00
33) 544001605 57.628 LORD A888TT AFPILIATSD FD INC
CL F
Mutual Pund (as quoted by NASDAQ)
0@/15/2011 10.36000 Mkt
10.360000 597.03
Page 3
• Please see the final page for IbD?ORTANT INFORMATION ABORT THS 83TAT8 VALIIATION REPORT.
Wells Fargo Advisors does not reader tax or legal advice. If you have any questions please consult with your tax
and legal advisors. Wells Pargo Advisors is the trade name used by three separate registered broker-dealers: Wells Fargo
Advisors, LLC, Wells Fargo Advisors Pinancial Network, LLC and Wells Pargo Investments, LLC, Members 3IPC, non-bank
affiliates of Wells Fargo ~ Company.
Date of Death: 06/15/2011
Valuation Date: 08/15/2011
Processing Date: 09/02/2011
Estate of: Kenneth 8. eankert
Account: -5955
Report Type: Date of Death
Number of Securities: 104
File ID: Baakert,5955,Keaaeth006578
Shares Security
I
dentifier or Par
Description
High/Ask
Low/Bid Mean and/or Security Div sad int
Adjustments Value Accruals
34) 55261F104 1000 M & T BK CORP
COM
New York Stock 8xchaage
08/15/2011 74.82000 73.68000 H/L
74.250000 74,250.00
35) 565849106 1400 MARATHON OIL CORP
COM
New York Stock Exchange
06/15/2011 27.57000 26.92000 H/L
Div: 0.150000 Sx: 08/15
Rec: 08/17 Pay:
09/12/11
+ 27.245000
0.150000
27.395000 38,353.00
36) 56585A102 700 MARATHON PETE CORD
COM
New York Stock 8xchange
08/15/2011 39.65000 37.89000 H/L
Div: 0.200000 Sx: 08/15 Rec: 08/17 Pay: 09/12/11 + 30.200000
38.970000 27,279.00
37) 654902204 1000 NOKIA CORD
SPONSORED ADR
New York Stock Exchange
08/15/2011 6.34000 5.87500 H/L
6.107500 6,107.50
38) 655664100 1200 NORDSTROM INC
COM
New York Stock Exchange
08/15/2011 44.84000 43.36000 H/L
44.100000 52,920.00
39) 655844108 1000 NORFOLK SODTHERN CORP
COM
New York stock Exchange
08/15/2011 69.40000 68.07000 H/L
Div: 0.43 Ex: 08/03 Rec: 08/05 Pay: 09/ 10/11 68.735000 68,735.00
430.00
40) 666807102 702 NORTHROP GRi)AmIAN CORD
COM
New York Stock Exchange
08/15/2011 53.37000 51.57000 H/L
52.470000 36,833.99
41) 693517106 4000 PPL CORD
COM
New York Stock Exchange
08/15/2011 26.77000 26.13000 H/L
26.450000 105,800.00
42) 693475105 883 PNC FINL SVGS GROIIP INC
COM
New York stock Exchange
08/15/2011 47.91000 47.18000 H/L
47.545000 41,982.24
43) 701492100 1906 PARKVALB FINL CORD
COM
The NASDAQ Stock Market LLC
06/15/2011 19.31000 18.69000 H/L
19.000000 36,214.00
44) 707569109 700 PENN NATL GAMING INC
COM
The NASDAQ Stock Market LLC
08/15/2011 39.14000 37.47000 H/L
38.305000 26,813.50
Page 4
* Please see the final page for Ib~ORTANT INFORMATION ASODT THE ESTATE VALIIATION REPORT.
Wells Fargo Advlsora do
t -
and le es no
render tax or
gal advisors. Wells Fargo Advisors is the t legal advice. If you have
d any questions pl ease consult with your tax
Advisors, LLC, Wells ra
e name used by three eeparatn registered broker-dealers:
Fargo Advisors Financial Network, LLC sad Wells Par
o Inve
t Wells Fargo
g
affiliates of Wells Fargo & Company. s ments, LLC, Members SIPC, non-bask
Date of Death: OS/15/2011
Valuation Date: 08/15/2011 Estate of: Kenneth E. Baakert
Proce ssing Date: 09/02/2011 Account: -5955
Report Type: Date of Death
Number of Securities: 104
File ID: Bankert,5955,Renneth006578
Shares Security
I
dentifier
or Par
Description
High/Ask
Low/Bid Mean and/or
Adjustment Security Div and Int
V
l
s a
ue Accruals
45) 717061103 1289 PFIZBR ]NC
COM
New York Stock Exchange
08/15/2011 18.39000 18.00000 H/L
Div: 0.2 Hx: 08/03 Rec: 08/05 Pay: 09/06/11 18.195000 23,453.36
257.80
46) 720186105 750 PIEDMONT NAT GA3 INC
COM
New York Stock Exchange
08/15/2011 29.60000 28.96000 H/L
29.280000 21,960.00
47) 746916402 39.873 PDTNAM NEW OPPORTDNITIES FD
MQLTICAP GRW Y
Mutual Pund (as quoted by NASDAQ)
08/15/2011 49.99000 Mkt
49.990000 1,993.25
46) 66764P109 1022 SIINOCO INC
COM
New York Stock Exchange
OB/15/2011 36.77000 34.72000 H/L
Div: 0.15 Ex: 08/09 Rec:
OB/11 Pay: 09/09/11 35.745000 36,531.39
153.30
49) 882508104 3200 TEXAS INSTRS INC
COM
New York Stock 8xchange
08/15/2011 27.58000 27.19000 H/L
Div: 0.13 Bx: 07/28 Rec: OB/O1 Pay: 08/22/11 27.385000 87,632.00
416.00
50) 884315102 601 THOMAS & BETTS CORP
COM
New York Stock 8xchange
06/15/2011 43.99600 43.35000 H/L
43.673000 34,982.07
51) 903914109 1000 OLTRA PHTROLHDM CORP
COM
New York Stock Exchange
08/15/2011 38.85000 37.65000 H/L
38.250000 38,250.00
52) 913017109 700 DNITED TECHNOLOGIES CORP
COM
New York Stock 8xchaage
08/15/2011 73.70000 72.20000 H/L
72.950000 51,065.00
53) 92343V104 1670 VERIZON COMMDNICATIONS INC
COM
New York Stock Exchange
OS/15/2011 35.10000 34.42000 H/L
34.760000 56,049.20
54) 949746101 597 WELLS FARGO ~ CO NEW
COM
New York Stock Exchange
08/15/2011 25.06000 24.54500 H/L
Div: 0.12 Fac: 08/03 Rec: 08/05 Pay: 09/ 01/11 24.802500 14,807.09
71.64
55) 92839II115 1 VISTEON CORD
WT E%P 100515
Financial Times Interactive Data
08/15/2011 16.00000 16.00000 H/L
16.000000 16.00
Page 5
"' Please nee the final page for IDTpORTANT INFORMATION AHODT THB ESTATE VALIIATION REPORT. x
Wells Fargo Advisors does not render tax or legal advice. If you have any questions please consult with your tax
and legal advisors. Wells Pargo Advisors is the trade name used by three separate registered broker-dealers: Wells Fargo
Advisors, LLC, Wells Fargo Advisors Financial Network, LLC and Wells Fargo Investments, LLC, Members SIPC, non-bank
affiliates of Wells Fargo & Company.
Date of Death: 08/15/2011
Valuation Date: 06/15/2011 Satate of: Kenneth S. Saakert
Processing Date: 09/02/2011 Account: -5955
Report Type: Date of Death
Number of Securities: 104
File ID: Baakert,5955,Renaeth006578
Shares security
Identifier or Par Description High/Ask Mean and/or Security Div and iat
Low/Hid
Adjustments Value Accruals
56) 01728ATV8 20000 ALLSGHffi~1SC CNTY PA HOSP DSV ADT
Financial Times Interactive Data
DTD: 04/01/1998 Mat: 05/01/2023 5.125$
OB/15/2011 93.58700 Mkt
Int: 05/01/2011 to 08/15/2011 93.587000 18,717.40
298.96
57) 01729SRD8 35000 ALLEGHENY CNTY PA HIGHER 8D BL
Piaancial Times Interactive Data
DTD: 05/15/2006 Mat: 05/01/2036 4.8$
08/15/2011 87.06800 Mkt
int: 05/01/2011 to 08/15/2011 87.068000 30,473.60
490.00
58) 0845388H6 10000 BSRR3 CNTY PA MIIN ADTH RSV
Financial Times Interactive Data
DTD: 09/01/1998 Mat: 03/01/2028 5$
08/15/2011 100.01000 Mkt
Int: 03/01/2011 to 08/15/2011 100.010000 10,001.00
229.17
59) 064538SZ6 30000 BHRKS CNTY PA MIIN AIITH RSV
Financial Times Interactive Data
DTD: 10/15/1998 Mat: 05/15/2018 5.7$
08/15/2011 96.09800 Mkt
Iat: 05/15/2011 to 08/15/2011 96.098000 28,829.40
432.25
60) 0845388Y9 20000 BSRR3 CNTY PA MON AIITH RSV
Financial Times Interactive Data
DTD: 10/15/1998 Mat: 05/15/2015 5.5$
08/15/2011 98.56600 Mkt
int: 05/15/2011 to 08/15/2011 98.566000 19,713.20
278.06
61) 084538GF8 15000 BERR3 CNTY PA MIIN ADTH REV
Financial Times Interactive Data
DTD: 07/15/2009 Mat: 11/01/2031 5.5$
08/15/2011 104.76200 Mkt
Zat: 05/01/2011 to 08/15/2011 104.762000 15,714.30
240.63
62) 118615AD5 35000 BIICRS CNTY PA INDL DSV ADTH SN
Pinaacial Times Interactive Data
DTD: 03/01/1998 Mat: 03/01/2033 5.6$
06/15/2011 100.00400 Mkt
Int: 03/01/2011 to 08/15/2011 100.004000 35,001.40
898.33
63) 2306148V7 25000 CIIMBSRLAND CNTY PA MIIN ADTH RS
Pinancial Times Interactive Data
DTD: 12/10/2009 Mat: 01/01/2029 6.125$
08/15/2011 101.73600 Mkt
Int: 07/01/2011 to 08/15/2011 101.738000 25,434.50
191.41
64) 230614BQ1 20000 CIIMB~+r.nun Qty pA MIIN AIITH R8
Financial Times Interactive Data
DTD: 01/01/2003 Mat: 12/01/2026 5$
08/15/2011 91.95400 Mkt
Int: 06/01/2011 to 08/15/2011 91.954000 18,390.80
208.33
65) 238258CR8 25000 DAIIPHIN CNTY PA GSN AIITH HSALT
Financial Times interactive Data
DTD: 06/24/2009 Mat: 06/01/2029 6$
08/15/2011 103.57100 Mkt
Int: 06/01/2011 to 08/15/2011 103.571000 25,892.75
312.50
Page 6
* Please nee the final page for II•SORTANT INFORMATION ABOOT TH8 ESTATE VALIIATION REPORT
*
Well
F
s
argo Advisors does not reader tax or legal advice.
and legal advisors. Wells Fargo Advisors is th
t
d .
If you have any questions please consult with your tax
e
ra
e name used by three separate registered broker-dealers: Wells Fargo
Advisors, LLC, Wells Fargo Advisors Financial Network
LLC and Well
F
,
s
argo IavestmeIIta, LLC, Members 3IPC, non-bank
affiliates of Wells Fargo & Company.
Date of Death: 08/15/2011
Valuation Date: 08/15/2011 8state of: Kenneth E. eaakert
Processing Date: 09/02/2011 Account: -5955
Report Type: Date of Death
Number of Securities: 104
File ID: Bankert,5955,Renaeth006578
Shares Security
Identifier or Par Description High/Ask Mean sad/or security Div and Int
Low/Bid
d
A
juatmeata Value Accruals
66) 246006MW7 10000 DBLAWARB CNTY PA AIITH HOSP R8V
Financial Times Interactive Data
DTD: 04/01/1996 Mat: 12/01/2013 5.125$
08/15/2011 100.09900 Mkt
Iat: 06/01/2011 to 08/15/2011 100.099000 10,009.90
106.77
67) 246003HM2 20000 DBLAWARB CNTY PA ADTH COLLEGE
Pinancial Times Interactive Data
DTD: 10/01/2003 Mat: 07/01/2033 5$
08/15/2011 91.30500 Mkt
int: 07/01/2011 to 08/15/2011 91.305000 18,261.00
125.00
68) 246003J37 15000 DBLAWARB CNTY PA ADTH COLLEGE
Pinancial Times Interactive Data
DTD: 02/01/2007 Mat: 07/01/2029 4.5$
08/15/2011 82.44200 Mkt
Znt: 07/01/2011 to 08/15/2011 82.442000 12,366.30
84.38
69) 246006PR0 20000 DELAWARB CNTY PA ADTH HOSP R8V
Pinancial Times Interactive Data
DTD: 02/01/2002 Mat: 12/15/2D31 6.25$
06/15/2011 103.96300 Mkt
Iat: 06/15/2011 to 08/15/2011 103.963000 20,792.60
211.81
70) 295933SX0 20000 BRIE PA HIGHER SD BLDG ADTH CO
Financial Times Interactive Data
DTD: 10/01/2004 Mat: 03/15/2020 4.75$
08/15/2011 100.84000 Mkt
Int: 03/15/2011 to 08/15/2011 100.840000 20,168.00
398.47
71) 31340YPX1 10000 PHLMC S8RI8S 44
Financial Times Interactive Data
Mat: 05/15/2020 9.000$ Fact: 0.04993823
08/15/2011 113.38492 Mkt
Int: 07/15/2011 to 08/14/2011, payable 09/15/2011 113.384920 566.22
Full coupon paid on 08/15/2011 3.75
72) 367748RY5 20000 GATEWAY PA 3CH DI3T ALLEGHANY
Financial Times Interactive Data
DTD; 01/01/2007 Mat: 07/15/2027 5$
08/15/2011 106.34600 Mkt
Iat: 07/15/2011 to 08/15/2011 106.348000 21,269.60
86.11
73) 70917NII69 20000 PENNSYLVANIA ST HIG88R 8DL PAC
Financial Times interactive Data
DTD: 01/15/2005 Mat: 11/01/2036 5$
08/15/2011 101.06900 Mkt
Int: 05/01/2011 to 08/15/2011 101.069000 20,213.80
291.67
74) 505480027 25000 LACRAWANNA CNTY PA
Financial Times Interactive Data
DTD: 06/01/2D09 Mat: 09/15/2034 6$
08/15/2011 107.32800 Mkt
Int: 03/15/2011 to 08/15/2011 107.328000 26,832.00
629.17
75) 514045II80 20000 LANCA3TBR CNTY PA HOSP ADTH R8
Financial Times Interactive Data
DTD: 08/01/1998 Mat: 09/01/2018 5.7$
08/15/2011 94.08500 Mkt
Int: 03/01/2011 to 08/15/2011 94.085000 18,817.00
522.50
Page 7
" Please see the final page for IMPORTANT INFORMATION ABORT TH8 89TAT8 VALIIATION RBPORT.
Wells Fargo Advisors doe
t
s no
reader tax or legal advice.
and legal advisors. Wells Pargo Advisors is the trad If you have nay queatioaa please consult with your tax
e name used by three separate registered broker-dealers: Wells Fargo
Advisors, LLC, Wells Pargo Adviaora Pinancial Network, LLC sad Wells Far
o Invest
t
g
men
s, LLC, Members SIPC, non-bank
affiliates of wells Pargo & Company.
Date of Death: 08/15/2011
Valuation Date: 06/15/2011
Processing Date: 09/02/2011
Sharee
identifier or Pax
76) 514045VR6
77) 524805300
78) 514045ZB2
79) 522455AT1
80) 524805Y28
81) 550804AH1
82) 61360PAV2
83) 613604IIR6
84) 664714AR3
85) 663507CL3
8state of: xenaeth B. Baakert
Account: -5955
Report Type: Date of Death
Number of Securities: 104
File ID: Bankert,5955,xenaeth006578
Security Mean and/or Security Div sad Int
Description High/Ask Low/Bid Adjustments Value Accruals
40000 LANCASTER CNTY PA HOSP AIITH RB
Financial Times Interactive Data
DTD: 08/01/1999 Mat: 04/01/2019 6.6$
08/15/2011 100.35300 Mkt
Iat: 04/01/2011 to 08/15/2011 100.353000
25000 LHHIGH CNTY PA GEN PIIRP AIITH R
Financial Times Interactive Data
DTD: 06/23/2004 Mat: 11/01/2034 5.625$
08/15/2011 100.17900 Mkt
Int: 05/01/2011 to 08/15/2011 100.179000
20000 LANCASTER CNTY PA HOSP ADTH RS
Financial Times Interactive Data
DTD: 01/23/2008 Mat: 07/01/2040 6.5$
08/15/2011 99.08900 Mkt
Int: 07/01/2011 to 08/15/2011 99.069000
25000 L88ANON CNTY PA HHALTH FAGS AII
Financial Times Interactive Data
DTD: 12/15/2002 Mat: 11/15/2035 6$
08/15/2011 90.98800 Mkt
Iat: 05/15/2011 to 08/15/2011 90.986000
20000 LBEiIGH CNTY PA GEN PIIRP ADTH R
Financial Times Interactive Data
DTD: 08/01/2002 Mat: 12/15/2023 5.125$
08/15/2011 99.58600 Mkt
iat: 06/15/2011 to 08/15/2011 99.586000
70000 LYCOMING CNTY PA ADT$ HHALTH 3
Financial Times Interactive Data
DTD: 10/22/2009 Mat: 07/01/2039 5.75$
08/15/2011 95.84500 Mkt
Int: 07/01/2011 to 08/15/2011 95.845000
55000 MONTGOMERY CNTY PA INDL DHV AII
Financial Times interactive Data
DTD: 12/01/1998 Mat: 11/15/2026 5.25$
08/15/2011 95.19700 Mkt
Int: 05/15/2011 to 06/15/2011 95.197000
20000 MONTGOMffitY CNTY PA AIGHSR ~ ~
Financial Times Interactive Data
DTD: 10/22/2002 Mat: 06/01/2032 5.125$
08/15/2011 100.00100 Mkt
int: 06/01/2011 to 08/15/2011 100.001000
20000 NORTHEASTERN YORx PA SCH DIET
Financial Times Interactive Data
DTD: 06/15/2006 Mat: 03/01/2023 4.5$
08/15/2011 106.70500 Mkt
int: 03/01/2011 to 08/15/2011 106.705000
35000 NORTHAMPTON CNTY PA GSN PIIRP A
Financial Times Interactive Data
DTD: 03/19/2009 Mat: 11/15/2039 5$
08/15/2011 104.69600 Mkt
Iat: 05/15/2011 to 08/15/2011 104.696000
40,141.20
990.00
25,044.75
410.16
19,817.80
162.50
22,747.00
379.17
19,917.20
173.68
67,091.50
503.13
52,358.35
729.90
20,000.20
213.59
21,341.00
412.50
36,643.60
442.36
Page 8
` Please see the final page for ID~ORTANT INFORMATION ABORT TH8 ESTATH VALIIATION REPORT.
Wells Fargo Advisors does not render tax or legal advice. If you have any questions please consult with your tax
sad legal advisors. Wells Fargo Advisors ie the trade name used by three separate registered broker-dealers: Wells Fargo
Advisors, LLC, Wells Fargo Advisors Financial Network, LLC and Wells Fargo Investments, LLC, Members 3IPC, non-bank
affiliates of Wells Fargo & Company.
Date of Death: 08/15/2011
Valuation Date: 08/15/2011
Processing Date: 09/02/2011
8atate of: Kenneth B. Bankert
Account: -5955
Report Type: Date of Death
Number of Securities: 104
File ID: Bankert,5955,Keaneth006578
Shares Security
Identifier or Par Description High/Ask
Low/Bid Mean sad/or Security Div sad Int
Adjustments Value Accruals
86) 663549MR1 15000 NORTHAMPTON CNTY PA INDL D8V A
Financial Times Interactive Data
DTD: 12/01/2002 Mat: 07/01/2025 5.125$
08/15/2011 87.96600 Mkt
Int: 07/01/2011 to 08/15/2011 87.966000 13,194.90
96.09
87) 709223WY3 25000 PENNSYLVANIA ST TPR COMMN TPR
Pinaacial Times Interactive Data
DTD: 07/26/2009 Mat: 06/01/2039 5.25$
08/15/2011 100.86200 Mkt
Int: 06/01/2011 to 08/15/2011 100.882000 25,220.50
273.44
68) 7092230W9 30000 PHNNSYLVANIA ST TPR COMMN TPR
Financial Times Interactive Data
DTD: 10/28/2008 Mat: 06/01/2038 6.25$
OB/15/2011 1D9.76000 Mkt
int: 06/01/2011 to 08/15/2011 109.760000 32,928.00
390.63
89) 714145RR4 20000 PBRRIOMSN VY SCH DIET PA
Financial Times Interactive Data
DTD: 01/01/2004 Mat: 04/01/2028 5$
06/15/2011 107.67200 Mkt
Int: 04/01/2011 to 08/15/2011 107.672000 21,534.40
375.00
90) 717823%60 20000 PHILADELPHIA PA GA3 WRS RHV
Financial Times interactive Data
DTD: 05/15/2007 Mat: 10/01/2023 5$
08/15/2011 102.69800 Mkt
Int: 04/01/2011 to 08/15/2011 102.698000 20,539.60
375.00
91) 717903LH9 20000 PHILADELPHIA PA HOSP3 & HIGHHR
Financial Times Interactive Data
DTD: 12/01/1991 Mat: 07/01/2018 7.25$
OB/15/2011 0.01000 Mkt
Int: 07/01/2011 to 08/15/2011 o.oloooo z.oo
In default, principal and interest 181.25
92) 7556385L8 20000 READING PA SCH DZST
Financial Times Interactive Data
DTD: 12/15/2005 Mat: 01/15/2036 5$
08/15/2011 101.81500 Mkt
Int: 07/15/2011 to 08/15/2011 101.815000 20,363.00
66.11
93) 84129NFY0 25000 SODTHCBNTRAL PA GHN ADTH RSV
Financial Times Interactive Data
DTD: 11/12/2008 Mat: 06/01/2025 6$
08/15/2011 110.40100 Mkt
Int: 06/01/2011 to 08/15/2011 110.401000 27,600.25
312.50
94) 84129NBD0 15000 SODTHCBNTRAL PA G8N AUTH RHV
Financial Times interactive Data
DTD: 03/15/2002 Mat: 12/01/2019 5.15$
08/15/2011 100.35100 Mkt
Int: 06/01/2011 to 08/15/2011 100.351000 15,052.65
160.99
95) 84129NFD6 20000 SODTHCHNTRAL PA G8N ADTH RSV
Financial Times Interactive Data
DTD: 06/05/2007 Mat: 05/01/2037 5$
08/15/2011 101.47900 Mkt
Iat: 05/01/2011 to 08/15/2011 101.479000 20,295.60
291.67
Page 9
* Please nee the final page for IMPORTANT INFORMATION ABORT THB 83TAT8 VALDATION REPORT
w
Wells Pargo Advisors does not reader tax or legal advice.
and legal advisors. Wells Far
o Advisors i
th
t
d if you have nay .
questions please consult with your tax
g
s
e
ra
e name used by three separate registered broker-dealers: Wella Pargo
Advisors, LLC, Wells Pargo Advisors Financial Network, LLC and Wells Par
o Inv
t
g
es
affiliates of Wella Pargo & Company. ments, LLC, Members 3IPC, non-bank
Date of Death: 08/15/2011
Valuation Date: 08/15/2011 Estate of: xenneth E. Baakert
Processing Date: 09/02/2011 Account: -5955
Report Type: Date of Death
Number of Securities: 104
File ID: Bankert,5955,Renneth006578
Shares Security Mean and/or Securit
Identifier or Par Description High/Ask Low/Bid Ad ustmeate Value y Div and int
j Accruals
96) 834664CP5
30000 SOMERSET CNTY PA H09P ADTH REV
Financial Tfinee interactive Data
DTD: 11/01/1998 Mat: 11/15/2029 5.8$
08/15/2011 80.66100 Mkt
Int: 05/15/2011 to 08/15/2011 80.861000
97) 9064608Y5 20000 DNION CNTY PA HOSP ADTH HOSP R
Financial Times Interactive Data
DTD: 02/15/1997 Mat: 04/01/2022 6.5$
08/15/2011 92.55000 Mkt
int: 04/01/2011 to 08/15/2011 92.550000
98) 955817D84 40000 WEST SHORE PA AREA HOSP AIITH H
Financial Times Interactive Data
DTD: 12/01/2001 Mat: 01/01/2016 5.8$
08/15/2011 102.10500 Mkt
Int: 07/01/2011 to 08/15/2011 102.105000
99) 955817DD0 25000 WE3T SHORE PA AREA HOSP ADTH H
Financial Times Interactive Data
DTD: 12/01/2001 Mat: 01/01/2018 6$
08/15/2011 102.14100 Mkt
Int: 07/01/2011 to 08/15/2011 102.141000
100) 955819NR4 10000 WEST SHORE PA SCH DIET
Financial Times Interactive Data
DTD: 10/15/2004 Mat: 11/15/2015 3.625$
08/15/2011 100.56500 Mkt
Int: 05/15/2011 to 08/15/2011 100.565000
101) 461656209 5 INVESTORS MIIN PA IINIT TR
IIT zND sER
Miscellaneous
08/15/2011 19.48000 A/B
Carryover + Da31y Interest 19.480000
102) 18385L191 1.214 CLAYMORE SBCS DEFINED PORTFOLI
DT 372INFRAIRM
Miscellaneous
08/15/2011 7.91000 A/8
Int: 0.0074 Sx: 06/11 Rec: 08/15 Pay: 08 /25/11 7.910000
103) 30267D189 27.633 PT
IIT2262 MIININC MR
Miscellaneous
08/15/2011 9.76000 9.38000 A/B
Int: 0.057 Ex: 08/08 Rec: OB/10 Pay: 08/ 25/11 9.570000
104) MM 86915.34 BDS MONEY MARKET PIIND
Total Value:
Total Accrual:
Total: $3,502,031.19
24,258.30
439.83
18,510.00
487.50
40,842.00
290.00
25,535.25
187.50
10,056.50
91.63
97.40
6.15
9.60
0.01
264.45
1.58
86,915.34
$3,482,300.06
$19,731.13
Page 10
" Please see the final page for IMPORTANT INFORMATION ABOIIT THS ESTATE VALIIATION REPORT. „
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affiliates of Wells Fargo ~ Company.
WILL
OF
KENNETH BANKERT
I, KENNETH BANKERT, of Mechanicsburg, Cumberland County, Pennsylvania, declare this to
be my last will and revoke any will previously made by me.
ITEM I. I direct that all my just debts and fiuieral expenses, including my gravemarker and all
~. n
expenses of my last illness, and any and all taxes and assessments imposed by any governmental body as a
result of my death, whether on property passing under this will or otherwise, shall be paid from my
residuary estate as soon as practicable after my decease as a part of the expense of the administration of
my estate.
ITEM II. I give, devise, and bequeath the sum of Five Hundred Thousand ($500,000) Dollars to
my hereinafter named trustee, IN TRUST, to hold, manage, invest, and re-invest, the funds and shares so
received, and the accumulation of income thereon, and to use and apply, from time to time, such portion
of income and principal thereof as my trustee deems proper, in its sole discretion, for the comfortable
support, maintenance, health and welfare of my sister, ROMAYNE RAGUSA, such expenditures to
specifically include the cost of her continued living at Country Meadows of Mechanicsburg and any and
all expenses reasonably related to her living there and to maintain her at a level of comfort and security, or
to make payment for such purposes, without further responsibility, directly to my said sister or to Country
Meadows of Mechanicsburg or any other person or entity taking care of her, for the balance of her life.
Upon the death of my said sister, the said trust shall terminate absolutely and all accumulated and
undistributed income and principal shall be distributed to the charitable foundation named in the residuary
clause of this my last will.
ITEM III. I give, devise, and bequeath the sum of Five Thousand ($5,000) Dollars to each of the
following persons, provided they survive my death by sixty (60) days and, if they do not so survive my
death, then I direct that the gift to them shall lapse and the funds intended for them shall pass under the
residuary clause of this my last will:
A. My friend, EDWARD ERNEY;
B. My friend, JOAN ERNEY, daughter of Edward Erney;
C. RUSSELL MYERS WHISLER, JR.;
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D. My friend, JUDY YANONCAK;
E. My friend, JOHN YANONCAK, Judy's brother;
F. My former neighbor, AMBER LEIBIC;
G. My friend, HILDA STEIN;
H. MITCHEL K. WOLFE;
I. JAMES SAMOIS.
ITEM IV. I give, devise, and bequeath the sum of Ten Thousand ($10,000) Dollars to each of the
following persons, provided they survive my death by sixty (60) days and, if they do not so survive my
death, then I direct that the gift to them shall lapse and the funds intended for them shall pass under the
residuary clause of this my last will:
A. CAROLYN ANN KESSLER;
B. JAMES J. HUFFER.
ITEM V. I give, devise, and bequeath the sum of Two Thousand ($2,000) Dollars to each of the
following persons, provided they survive my death by sixty (60) days and, if they do not so survive my
death, then I direct that the gift to them shall lapse and the funds intended for them shall pass under the
residuary clause of this my last will:
A. SERENE NOBLE;
B. ROBERT NOBLE.
ITEM VI. I give, devise, and bequeath all the rest, residue, and remainder of my possessions and
estate of every nature and wherever situate, including any property described in but not effectively
disposed of by preceding sections of this will, to my trustees, to beheld in a charitable trust to be known
as the Kenneth Bankert Family Foundation (hereinafter "trust"). The trust shall be administered as
follows:
A. The trust shall be organized and at all times operated for educational and
charitable purposes within the meaning of Section 501(c)(3) of the Internal Revenue Code.
In furtherance of these purposes, my trustees shall distribute the net income of the trust to
such organization or organizations to which transfers are deductible for federal income,
gift, and estate tax purposes and which are exempt from federal income tax as
organizations described in Section 501(c)(3) of the Internal Revenue Code as my trustees,
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in the sole discretion of my trustees, may select after considering my charitable goals and
objectives, in such shares or proportions, whether equal or unequal, as my trustees, in the
sole discretion of my trustees, may determine.
B. At such time, if ever, as the trust shall cease to exist as an exempt organization
~~I
v
a~ii
under Section 501(c)(3) of the Internal Revenue Code, my trustees shall distribute all
property then belonging to the income and principal of the trust to such organization or
organizations to which transfers are deductible for federal income, gift, and estate tax
purposes and which are exempt from federal income tax as organizations described in
Section 501(c)(3) of the Internal Revenue Code as my trustees, in the sole discretion of my
trustees, may select, in such shares or proportions, whether equal or unequal, as my
trustees, in the sole discretion of my trustees, may determine.
C. The trust shall be organized and operated exclusively for religious, charitable,
or educational purposes within the meaning of Section 501(c)(3) of the Internal Revenue
Code. No part of the net earnings of the trust shall inure to the benefit of any private
individual, and the trust shall not carry on propaganda or otherwise attempt to influence
legislation and shall not publish or distribute statements or otherwise participate or
inten~ene in any political campaign on behalf of or in opposition to any candidate for
public office.
D. Notwithstanding any provisions to the contrary contained in this will, my
trustees (i) shall make distributions from the income of the trust, and, if the income of the
trust is insufficient, from the principal of the trust, at such times and in such manner so as
not to subject the trust to tax under Section 4942 of the Internal Revenue Code; (ii) shall
not engage in any act ofself-dealing as defined in Section 4941(d) of the Internal Revenue
Code; (iii) shall not retain any excess business holdings so as to subject the trust to tax
under Section 4943(c) of the Internal Revenue Code; (iv) shall not make. any investments
so as to subject the trust to tax under Section 4944 of the Internal Revenue Code; and (v)
shall not make any taxable expenditures as defined in Section 4945(d) of the Internal
Revenue Code.
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E. It is my desire that the organizations and causes to which distributions are made
pursuant to this Item shall be organizations and causes which provide beneficial or
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charitable services similar to the following: student athletes at West Shore, Camp Hill,
and East Pennsboro School Districts; children with cancer; military veterans; the United
Methodist Church; the Neighborhood Center of the United Methodist Church, New
Cumberland Youth Athletic organizations; the Central Pennsylvania Food Bank; local fire
departments or volunteer fire companies serving the greater West Shore area; Parents
Work, Inc. (for the prevention of child abuse); Vicki's Angel Walk, Inc.; Big Brothers and
Big Sisters; the Boys Club of Central Pennsylvania and the Girls Club of Central
Pennsylvania; the Hospice of Central Pennsylvania; Teen Line; and Holy Spirit Hospital
and Pinnacle Health Hospital. I submit this list not as specific beneficiaries of the
foundation funds, or in any effort to limit the distribution of the foundation funds, but only
to provide illustrations of the kind or type of charitable and beneficial causes I would like
to see the foundation support. However, it is my primary intention that this trust shall
qualify as an organization to which transfers shall be deductible for federal income, gift,
and estate tax purposes and which shall be exempt from federal income tax as an
organization described in Section 501(c)(3) of the Internal Revenue Code. Accordingly, if
distributions to any of the above organizations would disqualify such exemption or would
cause the trust to be liable for federal income tax for any reason, I direct that such
distributions not be made to such organization. The provisions of this will relating to the
trust shall be construed in such a manner as to accomplish this purpose. My trustees shall
have the power to amend the provisions of this will governing the trust for the sole purpose
of complying with Section 501(c)(3) or other applicable provisions of the Internal Revenue
Code.
F. All references to the .Internal Revenue Code shall. be deemed to refer to .sections
of the Internal Revenue Code of 1986, as amended, or to corresponding provisions of any
later federal tax law.
ITEM VII. I appoint KATHLEEN C. HUFFER, of 314 Shuey Road, New Cumberland,
Pennsylvania, trustee of the trust or trusts created by Item II of this my last will for the benefit of my
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sister, ROMAYNE RAGUSA. I appoint BRUCE J. BROWN, my accountant, of 210 Grandview
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Avenue, Camp Hill, Pennsylvania, and KATHLEEN C. HUFFER, of 314 Shuey Road, New Cumberland,
Pennsylvania, co-trustees of the trust created by Item VI of this my last will, which creates a charitable
foundation.
ITEM VIII. I appoint my friend, KATHLEEN C. HUFFER, of 314 Shuey Road, New
Cumberland, Pennsylvania, executrix of this my last will.
ITEM IX. In addition to the other powers and authorities granted to my trustee, executor, or other
personal representative by Pennsylvania Law and by the preceding paragraphs of this my last will, I
hereby give my personal representatives, expressly including any trustee, the following special powers and
authorities:
A. To retain any or all of the assets of my estate, real or personal (including any
stock or securities of any corporate fiduciaries), without any regard to any principle of
diversification, risk, or productivity;
B. To invest and re-invest in all forms of property without restriction to
investments authorized for Pennsylvania Fiduciaries, as my trustee deems proper, without
regard to any principle of diversification, risk or productivity;
C. To sell at public or private sale, to exchange or to lease, for any period of time,
any real or personal property and to give options for sales, exchanges, or leases, for such
prices and upon such terms or conditions as my trustee deems proper and in the best
interests of the beneficiary or beneficiaries of said trusts;
D. To allocate receipts and expenses to principal or income or partly to each as my
trustee from time to time deems proper in its sole discretion;
E. To compromise any claim or controversy;
F. To exercise any option, right, or privilege granted in insurance policies or in
other investments;
G. The co-trustees of the trust created by Item VI of this my last will, to create the
charitable foundation, shall have the authority to appoint a third co-trustee to serve along
with them to implement the provisions of that item of my will and to administer the trust
and the charitable foundation in accordance with the provisions of this will.
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III
M
H. Each individual fiduciary shall have the power at any time to appoint a
successor individual .fiduciary, except to the extent a successor individual fiduciary has
already been appointed under this will. A majority of the individual fiduciaries shall have
the power to appoint a financial institution with fiduciary powers to act as an additional or
successor trustee. Any appointment shall be accomplished by a signed instrument which
shall contain an acknowledgment of the corporate fiduciary's willingness to act.
I. When there is an individual fiduciary, a corporate fiduciary may resign by
giving notice of its resignation to the individual fiduciary. Notice of resignation of the
corporate fiduciary shall be in writing and set a reasonable effective date. When there is
another fiduciary or a successor fiduciary, any individual fiduciary may resign at any time
by giving reasonable notice in writing to the other then acting fiduciary or, if there is none,
to the successor fiduciary.
J. Upon receipt of the notice of resignation of a corporate fiduciary, the individual
fiduciaries may appoint another financial institution with fiduciary powers to act as
successor corporate fiduciary. Any appointment shall be accomplished by a signed
instrument which shall contain an acknowledgment of the corporate fiduciary's willingness
to act.
K. The individual fiduciaries shall have the power at any time to remove any
financial institution then acting as a corporate fiduciary. Any removal shall be
accomplished by a signed instrument which shall set a reasonable effective date for the
removal.
L. Any corporate fiduciary shall be entitled to receive compensation for its
services in any fiduciary capacity under this will in accordance with its published schedule
of rates from time to time in effect when the services are performed or at such lower rates
or amounts as maybe specified in a written fee agreement signed by the corporate
fiduciary, but the corporate fiduciary shall not receive more than would be approved by a
court of competent jurisdiction.
M. If the attending physician of a fiduciary certifies to the other then acting
fiduciary or, if none, to a successor fiduciary, that the physician's patient lacks sufficient
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capacity to make or communicate responsible decisions, the patient shall cease to be a
fiduciary.
ITEM X. All of the interests of the beneficiaries hereunder shall not be subject to anticipation or
to voluntary or involuntary alienation nor shall they be subject to any execution or attachment.
ITEM XI. I understand and direct that my Life insurance policies, annuities, individual
retirement accounts, bank accounts held in trust for another person, or any other assets on which I may
designate a beneficiary will pass to the beneficiaries that I have named and will not be controlled by the
provisions of this my last will. I also understand and direct that any assets that I own jointly with another
person, with rights of survivorship, or with a presumed right of survivorship (whether the joint ownership
was created before or after this will), will pass to the surviving joint owner and distribution of such assets
will not be controlled by the provisions of this will.
ITEM XII. I direct that my personal representatives and fiduciaries shall not be required to give
bond for the faithful performance of their duties in any jurisdiction.
IN WITNESS WHEREOF, I have hereunto set my hand this _ day of
~,., , 2011.
ETH BANKERT
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The preceding instrument, consisting of this and seven other typewritten pages, each identified by the
signature of the testator was on the date thereof signed, published, and declared by KENNETH
BANKERT, the testator therein named, as and for his last will, in the presence of us, who at his request, in
his presence, and in the presence of each other, have subscribed our names as witnesses hereto.
Samuel L. Andes
~~~ M.aL[aC
Amy Har s
Page 8 of 9
COMMONWEALTH OF PENNSYLVANIA )
( SS.:
COUNTY OF CUMBERLAND )
The undersigned, being the testator whose name is signed to the attached or foregoing instrument, having been
duly qualified according to law, does hereby acknowledge that I signed and executed the foregoing instrument as
my last will, that I signed it willingly; and that I signed it as my free and voluntary act for the purposes therein
expressed.
Sworn or affirmed to and acknowledged
before me by the testator named above
this ~~~' day of Mancl~ 2011.
L
NNETH BANKERT
Notary uP blic NOTARIAL SEW.
CltY1~~L~0YENEEgpROU~G~HN, CUAMBERL~AND~COIJNTI'
MY COMMISSION EXPIRES FE& 1,7013
COMMONWEALTH OF PENNSYLVANIA )
( SS.:
COUNTY OF CUMBERLAND )
WE, SAMUEL L. ANDES and AMY HARKINS, the witnesses whose names are signed to the attached or
foregoing instrument, being duly qualified according to law, do depose and say that we were present and saw the
testator sign and execute the instrument as his last will; that he signed it willingly and that he executed it as his free
and voluntary act for the purposes therein expressed; that each of us in the hearing and sight of the testator signed
the will as witnesses; and that to the best of our knowledge, the testator was at that time 18 or more years of age, of
sound mind, and under no constraint .or undue influence.
Sworn or affirmed to and
acknowledged before me this
Z5~'` day of M~..l.~ , 2011.
Samue L. Andes
Amy Harki
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~~~ ~~