HomeMy WebLinkAbout09-07-12 (2)PRINCIPAL
INCOME
Receipts /Fiduciary Acquisition Value As of 6/30/2011
Net Gain on Sales or Disposition
Less Disbursements
General Disbursements
Fees and Commissions Paid
Balance before Distributions
Distribution to Beneficiaries
Principal Balance on Hand
Receipts
Less Distributions
Income Balance on Hand
UNREALIZED GAINS/LOSSES
COMBINED BALANCE ON HAND
FEES/COMMISSIONS TO BE PAID
PROPOSED DISTRIBUTIONS TO BENEFICIARIES
VERIFICATION
Page
2.3 $491,554.82
3-5 $ (7,645.81)
5 ($3,156.83)
5 ($21,090.98)
$459,661.20
6 $ (95,744.00)
$363,917.20
6-8 $11,615.92
$11,615.92
g $ (16,263.67)
g $359,269.45
g $ (2,500.00)
g $ 69,192.00
10
Page 1
RECEIPTS OF PRINCIPAL
Stocks /Mutual Funds Fiduciary Unrealized Fair Mkt Value
1 Sammons Securities Account #4516-7202 As of 6/30/2011 Acquisition Valu• Gain/Loss as of 6130111
300 American Vanguard $ 3,542.06 $ 348.94 $ 3,891.00
250 Analog Devices $ 9,381.35 $ 403.65 $ 9,785.00
450 Blackstone Group LP $ 6,425.96 $ 1,026.04 $ 7,452.00
120 British Amern TOB $ 9,267.84 $ 1,292.16 $ 10,560.00
200 BT Group PLC $ 5,825.61 $ 714.39 $ 6,540.00
50 CF Industries Holdings $ 7,653.00 $ (569.50) $ 7,083.50
300 CIGNA Industries Holdings $ 14,863.74 $ 565.26 $ 15,429.00
110 DSW Inc $ 4,457.97 $ 1,109.13 $ 5,567.10
360 Global Sources LTD $ 3,593.38 $ (284.98) $ 3,308.40
900 Ishares Gold Trust $ 12,409.62 $ 766.38 $ 13,176.00
170 Kinetic Concepts Inc $ 8,729.64 $ 1,067.46 $ 9,797.10
260 Mako Surgical Corp $ 6,825.05 $ 904.75 $ 7,729.60
800 Metropcs Communications $ 13,076.24 $ 691.76 $ 13,768.00
230 Park-Ohio Holdings Corp $ 4,890.35 $ (28.15) $ 4,862.20
700 Portland General Electric $ 16,188.62 $ 1,507.38 $ 17,696.00
100 Rackspace Hosting Inc $ 3,084.60 $ 1,189.40 $ 4,274.00
140 Rightnow Technologies $ 4,246.94 $ 289.06 $ 4,536.00
400 Shaw Communications $ 8,604.00 $ 528.00 $ 9,132.00
310 Telecomunicacoes De Sao Paulo $ 8,318.70 $ 888.30 $ 9,207.00
7100 Blackrock Income Tr $ 48,006.20 $ 1,977.80 $ 49,984.00
1300 Nuveen Multi-Strategy $ 11,474.02 $ 407.98 $ 11,882.00
$210,864.89 $ 14,795.21 $ 225,660.10
Money Market $116,209.61 $ - $ 116,209.61
$ 327,074.50 $ 341,869.71
F&M Trust Account #11-37158 $ 14,940.98 $ 14,940.98
F&M Trust Account #34-25150 $ 2,415.36 $ 2,415.36
Behringer $ 6,450.00 $ (50.00) $ 6,400.00
AMReit $ 5,510.00 $ (510.00) $ 5,000.00
Real Estate $ 78,830.93 $ 78,830.93
Midland Nat ional Life Ins. Co. Policy#8500379133' $ 53 193.53 $ (8,236.53) $ 44,957.00
FIDUCIARY ACQUISITION VALUE AS OF 6/30111 $488,415.30
UNREALIZED GAINS/LOSSES AS OF 6/30/11 $ 5,998.68
FAIR MARKET VALUE AS OF 6130111 $ 494,413.98
'estimated commutable value
SUBSEQUENT RECEIPTS
Annuities
Midland National Life Ins. Co. Policy #8500379133 payable until 4/6/27
principal of annuity payment received 715/11
$231.32
Page 2
principal of annuity payment received 814111
principal of annuity payment received 9/2/11
principal of annuity payment received 1015111
principal of annuity payment received 11/3111
principal of annuity payment received 12/5/11
principal of annuity payment received 1/9/12
principal of annuity payment received 217/12
principal of annuity payment received 317/12
principal of annuity payment received 419112
principal of annuity payment received 517112
Misc.
1 Refund of PA Income Tax
TOTAL SUBSEQUENT RECEIPTS
TOTAL PRINCIPAL RECEIPTS
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS
7128/2011 250 shares Analog Devices
Net Proceeds
Acquistion Value
170 shares Kinetic Concepts
Net Proceeds
Acquisition Value
100 shares Rackspace Hosting Inc.
Net Proceeds
Acquisition Value
8/4/2011 450 shares Blackstone Group
Net Proceeds
Acquisition Value
200 shares Cigna Corporation
Net Proceeds
Acquisition Value
100 shares Cigna Corporation
Net Proceeds
Acquisition Value
600 shares Metropcs Communications
Net Proceeds
Acquisition Value
230 shares Park-Ohio Holdings Corp
Net Proceeds
Acquisition Value
200 share BT Group PLC
Net Proceeds
Acquisition Value
260 shares Global Sources
Net Proceeds
Acquisition Value
$8,728.48
$9, 381.35
$11,464.05
$8,729.64
$4,109.22
$3,084.60
$6,165.33
$6,425.96
$9,280.62
$9,909.16
$4,639.91
$4,954.58
$7,039.86
$13,076.24
$3,814.25
$4,890.35
$5,487.67
$5,825.61
$2,259.39
$2,595.22
Page 3
$231.32
$231.32
$231.32
$231.32
$231.32
$231.32
$231.32
$231.32
$231.32
$231.32
$595.00
$ 3,139.52
$ 491,554.82
GainlLoss
($652.87)
$2,734.41
$1,024.62
($260.63)
($626.54)
($314.67)
($6,036.38)
($1,076.10)
($337.94)
($335.83)
3/812012
4/812012
4/1 2120 1 2
412 612 0 1 2
4/30/2012
100 shares Global Sources
Net Proceeds $869.39
Acquisition Value $998.16 ($128.77)
260 shares Mako Surgical Corp
Net Proceeds $5,735.49
Acquisition Value $6,825.05 ($1,089.56)
1300 shares Nuveen Multi-Strategy
Net Proceeds $10,126.94
Acquisition Value $11,474.02 ($1,347.08)
700 shares Portland General Electric
Net Proceeds $15,557.27
Acquisition Value $16,188.62 ($631.35)
400 shares Shaw Communications
Net Proceeds $8,159.88
Acquisition Value $8,604.00 ($444.12)
140 shares Rightnow Technologies
Net Proceeds $4,075.60
Acquisition Value $4,246.94 ($171.34)
150 shares Cliffs Natl Res Inc
Net Proceeds $9,214.63
17)
307
($2
Acquisition Value $11,521.80 .
,
200 shares KLA-Tencor Corp
Net Proceeds $9,336.13
87)
($923
Acquisition Value $10,260.00 .
100 shares Cascade Corp
Net Proceeds $4,817.89
Acquisition Value $5,771.40 ($953.51)
40 shares Cascade Corp
Net Proceeds $1,928.91
Acquisition Value $2,308.56 ($379.65)
110 shares DSW Inc.
Net Proceeds $5,886.17
Acquisition Value $4,457.97 $1,428.20
900 shares Ishares Gold Trust
Net Proceeds $14,422.17
012
55
$2
Acquisition Value $12,409.62 ,
.
200 shares American Vanguard
Net Proceeds $4,749.89
Acquisition Value $2,361.07 $2,388.62
100 shares American Vanguard
Net Proceeds $2,372.94
Acquisition Value $1,180.99 $1,191.95
200 shares Crown Hldgs
Net Proceeds $7,367.83
Acquisition Value $7,091.20 $276.63
100 shares Crown Hldgs
Net Proceeds $3,684.21
Acquisition Value $3,545.60 $138.61
7608.696 shares Lord Abbett
Net Proceeds $35,000.00
Acquisition Value $35,074.10 ($74.10)
400 shares Jabil Circuit Inc
Net Proceeds $9,209.39
61)
($46
Acquisition Value $9,256.00 .
300 shares Merck & Co Inc.
Net Proceeds $11,520.64
16
$11
759
($238.52)
Acquisition Value ,
.
Page 4
310 shares Telefonica Brasil SA
Nel Proceeds $8,763.06 $464
36
Acquisition Value $8,318.70 .
5/22/2012 200 shares Teva Pharmaceutical
Net Proceeds $7,767.82 ($1
460.18)
Acquisition Value $9,228.00 ,
6/6/2012 100 sh British American
49
292
$9
Net Proceeds
Acquisition Value .
,
$7,723.20 $1,569.29
20 sh British American
Net Proceeds $1,857'95 $313
31
Acquisition Value $1,544.64 .
400 sh CA Inc Com
Net Proceeds $9,776.90
67
126
$11
($1,349.77)
Acquisition Value .
,
TOTAL GAINS 8: LOSSES
GENERAL DISBURSEMENTS
Total
$144.00
1 Erie Insurance -homeowners policy $53.96
2 PPL Electric -utility $35.00
3 Paul Barclay -lawn services $2,282.53
4 2011 Real Estate taxes $550.00
4 Tom Provins -lawn services $91.34
5 PPL Electric -utility
Total $3,156.83
FEES AND COMMISSIONS
1 Investment Advisory Fee
718/2011 Sammons PIM Qtrly fee
9/16/2011 Sammons Withdrawal of PIM Fee
1 011 4/2 0 1 1 Sammons PIM Otrly fee
12/1/2011 Sammons Termination fee
12/2/2011 Sammons Term PIM fee
212712 0 1 2 Fidelity Withdrawal of Termination Fee
219/2012 Fidelity Advisor Fee
311/2012 Fidelity Advisor Fee
412/2012 Fidelity Advisor Fee
5/312012 Fidelty Advisor Fee
43
486
$5
6/1/2012 Fidelity .
,
Advisor Fee
Antonio Santana - executorltrustee's fee for administration including first accounting ending 6130111
2
3 Gates, Halbruiner, Hatch & Guice PC
including firsUpartial accouting ending 6/30111
in
d
t
4 Boric Scherer LLC, legal fees for estate/t .
a
m
rus
Boric Scherer LLC -tax preparation (201 1 estateltrust income tax return)
5
g Register of Wills -filing fee for petition
7 Register of Wills -filing fee for pettion
g Register of Wills -filing fee for return
TOTAL DISBURSEMENTS OF PRINCIPAL
814/2011 21,691.974 sh
8122/2011 10,000 sh
12/31!2011 81.626 sh
1/25/2012 100 sh
200 sh
1126/2012 412.797 sh
1/30/2012 150 sh
PRINCIPAL INVESTMENTS MADE
Lord Abbett Invt Tr
Morgan Stanley Multi
Lord Abbett Invt Tr Dividend Reinvestment
Merck 8 Co Inc.
Merck & Co Inc.
Permanent Portfolio
Cliffs Nat Res Inc
$ (7,646.81)
$1,583.17
($285.89)
$1,059.08
$95.00
($333.81)
($95.00)
$1,471.15
$547.51
$532.15
$549.86
$363.21
$10,000.00
$5,141.05
$370.00
$43.50
$35.00
$15.00
$21,090.98
$24,247.81
$100,000.00
Adj Cost Basis 9819.72 $9,900.00
Adj Cost Basis 370.57 $370.58
$3,919.76
$7,839.40
Adj Cost Basis 19999.99 $20,000.00
$11,521.80
Page 5
$9,649.49
150 sh CIA Saneamento $10,636.80
300 sh Crown Hldgs Inc $9,256.00
400 sh Jabil Circuit Inc $10,260.00
200 sh KLA-Tencor Corp $9,228,00
200 sh Teva Pharmaceutical $367.43
1/31/2012 80.225 sh Lord Abbett Invt Tr Dividend Reinvestment $6,849.75
21612012 15 sh APPIe Inc $8,079.96
140 sh Cascade Corp $2,038.00
100 sh Coreske Reaky Corp $6,106.50
300 sh Coresite Reaky Corp $2 781 57
4/512012 100 sh CA Inc $8,345.10
300 sh CA Inc $3,356.64
100 sh Dish Network Corp $3,356.70
100 sh Dish Network Corp $3,357.00
100 sh Dish Network Corp 755.00
$4
61812012 300 sh Eaton Vance Ltd Duration Income Fd ,
$15,844.70
1000 sh Eaton Vance Ltd Duration Income Fd
TOTAL INVESTMENTS MADE $267,820.18
CHANGE IN PRINCIPAL HOLDINGS
Vivo Participacoes Sachg $6,318.70
200 sh Inventoried at ($8,318.70)
200 sh Tendered
icacoesDE received for Vivo Particpacoes Sachg
l $8 318 70
310 sh ecomun
Te $8,318.70
310 sh Telecomunicacoes DE
310 sh Name Change from Telecomunicacoes DE to Telefonica Brasil
$8,318.70
Morgan Stanley DW Disc $9,900.00
10,000 sh Purchased at ($126.43)
Cost Basis Adjustment $8,773.57
Permenant Portfolio $20,000.00
412.797 sh Purchased at ($0.01)
Cost Basis Adjustment
DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES
$ 11,966.00
Jack Van Impe Ministries $ 11,968.00
Perry Stone Ministries $ 11,968.00
Gods New Behind The News $ 11,968.00
John Hagee Ministries $ 11,968.00
Benny Hinn Ministries $ 11,968.00
Hagerstown Union Rescue Mission $ 11,968.00
Life Outreach International $ 5,984.00
Save The Children $ 5,984.00
Feed The Children
TOTAL DISTRIBUTIONS OF PRINCIPAL $ 95,744.00
RECEIPTS OF INCOME
American Vanguard Corp $15.00
10/14/2011 Dividend $15.00
4116/2012 Dividend
$58.00
9129/2011 Dividend $58.00
12/30/2011 Dividend
Blackrock Income Tr $259.15
7129/2011 Dividend $259.15
8/31/2011 Dividend $259.15
9/30/2011 Dividend $259.15
10/31/2011 Dividend $259.15
11130/2011 Dividend $287.55
1 211 9/20 1 1 Dividend $287.55
119/2012 Dividend $287.55
2/29/2012 Dividend $287.55
3/30/2012 Dividend
Page 6
$287.55
4/30/2012 Dividend $287.55
5/31/2012 Dividend $287.55
6/29/2012 Dividend
British Amern TOB $142.41
10/3/2011 Dividend $343.21
8/8/2012 Dividend ($0.60)
818/2012 Fee chg
CA Inc Com $100.00
6 /1 212 01 2 Dividend
Cliffs Nat Res Inc $42.00
3/112012 Dividend
CF Industries Holdings $20.00
6129/2011 Dividend $20.00
1 112 9/2 01 1 Dividend $20.00
y29/2012 Dividend $20.00
5/30/2012 Dividend
Coresite Realty Corp $72.00
411612012 Dividend
Eastman Chemical $32.90
711/2011 Dividend
Eaton Vance Ltd Duration Income $135.46
6118/2012 Dividend
F8M Trust Account #34-25150 $0.82
71112011 Accrued Interest $0.08
718/2011 Interest $0.02
7/16/2011 Interest $0.10
8116/2011 Interest $0.11
9116/2011 Interest $0.09
10/16/2011 Interest $0.11
1 111 612 0 1 1 Interest $0.10
1 211 612 0 1 1 Interest
DSW Inc $220.00
913 012 0 1 1 Dividend $16.50
9/3012011 Dividend $16.50
1 213 01201 1 Dividend $16.50
313012012 Dividend
Global Income 8 Currency Fund Inc. $184.28
711/2011 Dividend
Jabil Circuit Inc $32.00
31112012 Dividend
KLA-Tencor Corp $70.00
31112012 Dividend
Lord Abbett Invt Tr $326.07
911/2011 Dividend $374.82
1013/2011 Dividend $371.93
11/2/2011 Dividend $376.86
1 2/112 01 1 Dividend $370.58
1 213 0/201 1 Dividend Reinvest $367.43
1131/2012 Dividend Reinvest $367.45
y29/2012 Dividend $354.44
3/30/2012 Dividend $325.86
413 012 01 2 Dividend $217.82
513 112 01 2 Dividend
Merek 8 Co $126.00
416/2012 Dividend
Midland National Life Ins. Co. Policy #8500379133 $121 84
715/2011 Interest 121.84
8/4/2011 Interest 121.84
9/212011 Interest 121.84
1 0/512 0 1 1 Interest 121.84
1113/2011 Interest 121.84
12/512011 Interest 121.84
1/912012 Interest 121.84
2/7/2012 Interest
Page 7
121.84
317/2012 Interest 121.84
4/9/2012 Interest 121.84
51712012 Interest
Money Market $1.97
7129/2011 Interest $1.74
8/31 /2011 Interest $1.89
9/30/2011 Interest $1.97
10/3112011 Interest $1.92
1113012011 Interest $0.26
1212/2011 Interest $0.84
1 213 0/201 1 Interest $0.95
1131 /2012 Interest $0.06
2129!2012 Interest $0.15
3130/2012 Interest $0.24
4130/2012 Interest $0.48
5131/2012 Interest $0.15
6/29/2012 Interest
Morgan Stanley Multi Step Up Medium Term Note Callable $59.45
8129/2011 Interest ($49.86)
8122/2011 Interest Accrued Int. at Purchase $59.45
9129/2011 Interest $57.53
10131/2011 Interest $59.45
11 /29/2011 Interest $57.53
12/29/2011 Interest $59.31
1 /30/2012 Interest $59.29
2/29/2012 Interest 55.46
3129/2012 Interest 59.29
4/30/2012 Interest 57.38
5129/2012 Interest 59.29
612 912 01 2 Interest
Nuveen Muki-Strategy Income 8 Growth $260.00
7/1/2011 Dividend
Nuveen Quality Preferred $115.50
7/1/2011 Dividend
Portland General Electric $185.50
7/15/2011 Dividend
Shaw Communications $32.32
7126/2011 Dividend $ (4.85)
7128!2011 W/h
Telecomunicacoes DE\ Telefonica $198.86
1 111 112 01 1 Dividend ($29.83)
1 111 112 01 1 Wlholding on Dividend $63.07
1 111 4/2 0 1 1 Dividend $160.01
519/2012 Dividend ($13.77)
5/10/2012 Foreign tax pd. $91.79
5/10/2012 Dividend -6.2
5/10/2012 Foreign tax pd.
Teva Pharmaceutical 52.59
3/13/2012 Dividend -13.15
3/13/2012 Foreign Tax Paid 52.27
6/4/2012 Dividend -13.07
6!4/2012 Foreign Tax Paid
TOTAL RECEIPTS OF INCOME $11,615.92
Page 8
COMBINED BALANCE ON HAND Fiduciary Unrealized Market Value
Securities Account #4516-7202 6/3012011 Acquisition VaI Gain/Loss As of 6/30/12
Sammons $
$ 6,849.75 $ 1,910.25 $ 8,760.00
Apple 006.20
$ 48 $ 5,101.80 $ 53,106.00
Blackrock Income Tr ,
653.00
$ 7 $ 2,034.00 $ 9,687.00
CF Industries Holdings ,
$ 9,649.49 $ 1,729.51 $ 11,379.00
CIA Saneamento $ 8,144.50 $ 2,183.50 $ 10,328.00
Coresite Realty $ 10,070.34 $ (1,505.34) $ 8,565.00
Dish Network
ton Vance Ltd Duration Income Fd
E $ 20,599.70 $ 590.30 $ 21,190.00
a
Morgan Stanley DW Disc $ 9,900.00
663.91
$ 65 $ (1,100.00) $ 8,800.00
$ (278.77) $ 65,385.14
Lord Abbett short Duration ,
$ 20,000.00 $ (561.39) $ 19,438.61
Permanent Portfolio $ 14,760.90 $ - $ 14,760.90
Money Market $221,297.79 $ 10,103.86 $ 231,401.65
F&M Trust Account #11-37158 Fiduciary Acq val is always $ 7,834.08 $ 7,834.08
79
416
$ 2
F&M Trust Account #34-25150 same as mkt value for ckg $ 2,416.79
$ 6,450.00 .
,
$ (6,050.00) $ 400.00
Behringer $ 5,510.00 $ - $ 5,510.00
AMReit $ 78,830.93 $ - $ 78,830.93
House
` $ 53,193.53 $ (20317.53) $ 32,876.00
Midland National Life Ins. Co. Policy #8500379133
UNREALIZED GAINSILOSSES $ (16,263.67)
TOTAL COMBINED VALUE ON HAND $ 359,269.45
`estimated commutable value
FEESICOMMISSIONS TO BE PAID
$ 1,000.00
Antonio Santana -Trustee fee from 7/112011 to 6/30/2012
Baric Scherer LLC -legal fees for preparation of trust 2nd partial accounting ending 6/3 012 0 1 2 $ 2 500 00
COMBINED VALUE AFTER pEESICOMMISSION PAID $ 356,769.45
PROPOSED DISTRIBUTION TO BENEFICIARIES
$ 11,149.00
Jack Van Impe Ministries $ 11,149.00
Perry Stone Ministries $ 11,149.00
Gods New Behind The News $ 11,149.00
John Hagee Ministries $ 11,149.00
Benny Hinn Ministries $ 11,149.00
Hagerstown Union Rescue Mission $ 11,149.00
Life Outreach International $ 5,574.50
Save The Children $ 5,574.50
Feed The Children
TOTAL PROPOSED DISTRIBUTIONS $ 89,192.00
Respectfully submitted,
BAR SCHERERLLC
Trici D. Naylor, Esquire
I.D. # 3760
19 West South Street
Carlisle, PA 17013
(717) 249-6873
Page 9
VERIFICATION
Antonio Santana, Trustee of The George H. Plough Trust, hereby declares under
oath that he has fully and faithfully discharged the duties of his office; that the foregoing
Second and Partial Account is true and correct and fully discloses all significant
transactions occurring during the accounting period; that all known claims against the
trust have been paid in full; that, to his knowledge, there are no claims outstanding
against the trust; that all income taxes presently due from the Trust have been paid,
and that all inheritance tax has been paid. This statement is made subject to the
penalties of 18 Pa.C.S.A. section 4904 relating to unsworn falsification to authorities.
Date:
_ L-~°
Antonio Santana
VERIFICATION UNDER CCRP 6.3-1
I hereby certify that on Septembers , 2012, I mailed the notice of the time and
place of the presentation of the above account and proposed distribution, along with a
copy of the account and proposed statement of distribution, by first class mail, postage
prepaid, as follows:
Save The Children
Attn: Gloria J. Raymond
54 Wilton Road
Westport, CT 06880
Benny Hinn Ministries
P.O. Box 162000
Irving, TX 75016
Gods News Behind The News
Attn: Kay Vankoeuring
4354 First Avenue North
St. Petersburg, FL 33713
Hagerstown Rescue Mission
Attn: Becky Shank
P.O. Box 685
Hagerstown, MD 21741
Life For Today
c/o Life Outreach International
Attn: Vaughn Peak
P.O. Box 982000
Ft. Worth, TX 76182
PerryStone (Manna Fest)
Voice of Evangelism Outreach Ministries
Attn: Susan Mason
P.O. Box 3595
Cleveland, TN 37320
John L. Downing, Deputy Attorney General
Charitable Trust And Organizations Section
Office Of Attorney General
14`h Floor, Strawberry Square
Harrisburg, Pennsylvania 17120
John Hagee Ministries
Attn: Mark Dwyer
239 N. Loop 1604 West
San Antonio, TX 78232
Life Outreach International
Attn: Vaughn Peak
P.O. Box 982000
Ft. Worth, TX 76182
Jack Van Impe Ministries
Attn: Willia Derenge
P.O. Box 7004
Troy, MI 48007
Feed The Children
Attn: Bob Brown
333 North Meridian Avenue
Oklahoma City, OK 73107
Antonio Santana aka Tony Santana
1556 Newville Rd.
Carlisle, PA 17015
Tri is D. Nayl ,Esquire