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HomeMy WebLinkAbout13-0716t CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation Plaintiff CRAIG FLASHNER,~GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA Docket N ' -, °-' o.: -Y7 ~i .. '~ f-r7 i`^, "; ~„ --t?' ~ ~, :.~. ~- _. _ . Civil Action -Law -'' ~ - . ,mm, , You have been sued in court. If you wish to defend against the claims set forth in the following pages, you must take action within twenty (20) days after the complaint and notice are served, by entering a written appearance personally or by attorney and filing in writing with the court your defenses or objections to the claims set forth against you. You are warned that if you fail to do so the case may proceed without you and a judgment may be entered against you by the court without further notice for any money claimed in the complaint or for any other claim or relief requested by Plaintiff. You may lose money or property or other rights important to you. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP. CUMBERLAND COUNTY BAR ASSOCIATION 32 SOUTH BEDFORD STREET CARLISLE, PA 17013 1-800-990-9108 717-249-3166 Le han demandado a usted en la corte. Si usted quiere defenderse de estas de estas demandas expuestas an las paginas signientes, usted tiene veinte (20) dias de plazo al partir de is fecha de la demanda y is notificacion. Hace falta asentar una comparencia escrita o en persona o con un abogado y entregar a la corte en forma escrita sus defenses o sus objeciones a las demandas en contra de su persona. Sea avisado que si usted no se defiende, le corte tomara medidas y puede continuar la demanda en contra suya sin previo aviso 0 notificacion. Ademas, la corte puede decidir a favor del demandante y requiere que usted cumpla con todas las provisiones de esta demanda. Usted puede perder dinero o sus propiedades u ostros derechos importantes para usted. LLEVE ESTA DEMANDA A UN ABOGADO INMEDIATAMENTE, SI NO TIENE ABOGADO O SI NO TIENE EL DINERO SUFICIENTE DE PAGAR TAL SERVICIO. VAYA EN PERSONA O LLAME POR TELEFONO A LA OFICINA CUYA DIRECCION SE ENCUENTRA ESCRITA ABAJO PARR AVERIGUAR DONDE SE PUEDE CONSEGUIR ASISTENCIA LEGAL. CUMBERLAND COUNTY BAR ASSOCIATION 32 SOUTH BEDFORD STREET CARLISLE, PA 17013 1-800-990-9108 ~ I 717-249-3166 ~ 0 Dios. 7s-~~~`y e #1Gooy i IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA Docket No.: Civil Action -Law COMPLAINT NOW COMES, Plaintiff, Capozzi Adler, P.C. f/k/a Capozzi & Associates, P.C., by its CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation Plaintiff v. CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants attorneys, to seek a money judgment and legal relief necessary to obtain payment for legal services rendered, invoiced, and presented, but which remain unpaid. In support of the relief requested herein, Capozzi Adler, P.C. states: 1. Plaintiff, Capozzi Adler, P.C. ("Capozzi"), is a Pennsylvania professional corporation engaged in the practice of law, with its business address at 1200 Camp Hill Bypass, Suite 205, Camp Hill, Cumberland County, Pennsylvania 17011. 2. Defendant Craig Flashner ("Defendant Flashner") is an adult individual with a last known address of 5184 Oxley Place, Westlake Village, California 91362, and is the Managing Member of the General Partners of Defendants GS Operator, LP, Madison Healthcare, and Prestige PA Manager, L.P. 3. Defendant GS Operator, LP ("Defendant GS Operator") is a Limited Partnership with a registered office located at 615 South DuPont Avenue, City of Dover, Delaware 19901 having its principal place of business located at 7800 Bustleton Avenue, Philadelphia, PA 19152. 2 4. Defendant Madison Healthcare, LLC ("Defendant Madison Healthcare") is a limited liability corporation with its principal place of business located at 5318 New Urecht Avenue, 2"d Floor, Brooklyn, New York 11219. 5. Defendant Pennwood Operator, LP ("Defendant Pennwood Operator") is a limited partnership with a registered office located at 2625 Towngate Road, Suite 330, Westlake Village, California 91361 and its principal place of business located at 909 West Street, Pittsburgh, Allegheny County, Pennsylvania 15221. 6. Defendant Prestige PA Manager, LLC ("Defendant Prestige Manager") is a limited liability corporation with its principal place of business located at 321 S. Valley Forge Road, Devon, Chester County, Pennsylvania 19333. 7. Capozzi is engaged in business as a law firm composed of attorneys admitted to the bar of the Supreme Court of the Commonwealth of Pennsylvania. The Legal Representation Agreements 8. On or about July 13, 2009, the Managing Member of Defendant GS Operator entered into a written fee agreement regarding Capozzi's legal representation on behalf of Defendant GS Operator d/b/a Glendale Uptown Home. A true and correct copy of the Fee Agreement is attached hereto and incorporated herein as Exhibit "A." 9. On or about January 15, 2010, Defendants Flashner and Madison Healthcare entered into a written fee agreement regarding Capozzi's legal representation on behalf of Defendants Flashner and Madison Healthcare. A true and correct copy of the Fee Agreement is attached hereto and incorporated herein as Exhibit "B". 10. On March 24, 2010, Capozzi advised Defendants Flashner and GS Operator that Capozzi would continue to represent them regarding various legal issues directly impacting 3 Defendants and Glendale Uptown Home financially. A true and correct copy of the Fee Agreement is attached hereto and incorporated herein as Exhibit "C". 11. On or about May 4, 2010, Defendants Flashner and GS Operator entered into a written fee agreement regarding legal services provided to Glendale Uptown Home. A true and correct copy of the Fee Agreement is attached hereto and incorporated herein as Exhibit "D." 12. On or about August 25, 2010, pursuant to a Confirmation of Change of Control of GS Operator, L.P. d/b/a Glendale Uptown Home, Defendant Flashner assumed control of GS Operator, LP d/b/a Glendale Uptown Home as the sole Managing Member. A true and correct copy of the Change in Control is attached hereto and incorporated herein as Exhibit "E." 13. The terms of the Fee Agreements provide that "this letter will describe the scope of services to be provided, the basis for determining the fees for those services and our general terms and conditions for billing." 14. The Fee Agreements also provide "Should the scope of services to be provided be changed or enlarged beyond those described in this letter, we reserve the right to amend or supplement this letter and the fees charged for the change or increase in the scope of services." 15. The Fee Agreements also provide that "our firm sends periodic invoices, usually monthly, detailing services rendered during the last billing period ...." 16. The Fee Agreements also provide that "invoices are due upon receipt and must be paid within thirty (30) days unless other acceptable arrangements are made in advance. We reserve the right to charge interest at 1'/2% per month for any invoices not paid within sixty (60) days of the date of the invoice." 17. The Fee Agreements also provide for attorney's fees and costs of collection as follows: "should it be necessary for us to take legal action to collect any overdue invoices, you will also be responsible for any and all costs of collection, including, without limitation, reasonable 4 attorneys fees and expenses." 18. The Fee Agreements also provides for the amount of the retainer that is due and payable to Capozzi for the legal services rendered in this matter. A true and correct copy of two of GS Operator, LP.'s checks paid to Capozzi in the amount of $7,500.00 each is attached hereto and incorporated herein as Exhibit "F." ("Retainer Check"). 19. On December 31, 2010, Defendant Prestige Manager entered into an Operations Transfer Agreement ("OTA") with the previous operator of a licensed nursing facility and personal care home, known as "Village at Pennwood". A true and correct copy of the OTA is attached hereto and incorporated herein as Exhibit "G." 20. Pursuant to the OTA, Defendant Prestige Manager assumed control of the operations of Village at Pennwood as a Co-Manager. 21. Pursuant to Paragraph 2.01 of the OTA, Defendant Pennwood Operator is the designee of Defendant Prestige Manager, which performed the duties of the Co-Manager. 22. Pursuant to Paragraphs 3.01 and 3.02 of the OTA, Defendants Prestige Manager and Pennwood Operator assumed the Transferred Assets, Income, and Assets of Village at Pennwood. 23. On February 17, 2011, Attorney Donald Reavey reached an oral agreement with Defendant Flashner to continue to pursue the Glendale Uptown Home/ GS Operator 12/31/08 Medicaid Audit Appeal ("Glendale Appeal") and the Village at Pennwood 12/31/08 Medicaid Audit Appeal ("Pennwood Appeal"). Attorney Reavey expressly asked Defendant Flashner if he "wanted him to continue with the appeals." At that time, Defendant Flashner agreed to cooperate with pursuing the appeals to DPW, and he agreed to pay all legal fees associated with the Glendale and Pennwood Appeals because he knew that his entities would financially benefit from the Appeals. 5 24. As a result of this agreement between Attorney Reavey and Defendant Flashner, Capozzi transferred responsibility for payment, and Defendant Flashner cooperated fully with Attorney Reavey to produce the required documentation and information related to the Appeals. 25. Defendant Flashner was aware of the potential financial consequences against Pennwood and Glendale if he did not authorize the continued pursuit of the Appeals or if he failed to cooperate with Attorney Reavey to settle the threatened audit adjustments of $2,000,000 for each facility. 26. Attorney Reavey relied on Defendant Flashner's statements and cooperation as consent to proceed with the required appeals to ensure Village at Pennwood and Glendale Uptown Home did not suffer the financial consequences of approximately $2,000,000 each in audit adjustments by DPW for the next Fiscal Year and beyond. 27. At no time did Defendant Flashner advise Attorney Reavey to terminate the Appeals or complain about the receipt of monthly Invoices from Capozzi for work related to the Glendale and Pennwood Appeals. 28. Attorney Reavey successfully pursued the Appeals, which resulted in the reversal of DPW's Audit Adjustments on March 31, 2011 and financial gain to the facilities since the start of the new Fiscal Yeaz on July 1, 2011. 29. Capozzi, at the special insistence and requests of Defendants on numerous occasions during the period of May 2010 through the present, provided legal services to Defendants regarding numerous labor, administrative, and financial reimbursement issues at the rates pursuant to terms of the Fee Agreements, and on or about the dates set forth in Capozzi's business records (the "Account Invoices" or "Client Ledgers"). 6 30. Defendant Flashner also exchanged numerous email communications with various attorneys and financial analysis employed by Capozzi related to the legal matters, which evidences his knowledge of, consent, and requests for legal services. 31. Defendants Prestige Manager and Madison Healthcare acknowledged and consented to the legal services provided on their behalf by Capozzi in a series of email communication during August through October 2010. True and correct copies of the emails are attached hereto and incorporated herein as Exhibit "H." 32. Defendant Prestige Manager acknowledged and implied consent to the legal services provided by Capozzi by remitting partial payments to Capozzi in July and September 2011. True and correct copies of the checks drafted to "Capozzi & Associates, P.C." are attached hereto and incorporated herein as Exhibit "I." 33. The specific legal services performed by Capozzi are more fully described in the Account Invoices and Client Ledgers. COUNT I -BREACH OF CONTRACT 34. Plaintiff repeats and alleges the prior allegations of this Complaint as if fully set forth at length. 35. Defendants had a duty under the terms of the various written fee agreements and oral agreements to remit payment pursuant to each of the monthly Invoices. 36. Each of the subject legal matters performed on Defendants' behalf was billed on an hourly basis. None of the legal matters were billed on a contingent fee basis. 37. The rates and prices charged as set forth in the Account Invoices are the fair and reasonable charges for the services rendered, are the customary charges of Capozzi in similar cases, and are the charges that Defendants agreed to pay for the various legal services itemized 7 below. The Leal Services Performed Under the Legal Representation Agreements. 38. Capozzi provided to Defendants a monthly Invoice for the legal services provided and fees and costs associated with the Glendale Uptown Home Year 13 Rate Appeal (Matter # 1098-08) in the total principal amount of $4,420.44. A true and correct copy of the Glendale Uptown Home Year 13 Rate Appeal Invoices and Client Ledger is attached hereto and incorporated herein as Exhibit "J." 39. Capozzi provided to Defendants a monthly Invoice for the legal services provided and fees and costs associated with the Village at Pennwood MA Audit Appeal for the Fiscal Year ending 12/31/07 (Matter #130-10) in the total principal amount of $9,072.44. A true and correct copy of the Village at Pennwood MA Audit Appeal FYE 12/31/07 Invoices and Client Ledger is attached hereto and incorporated herein as Exhibit "K." 40. Capozzi provided to Defendants a monthly Invoice for the legal services provided and fees and costs associated with the Village at Pennwood MA Audit Appeal for the Fiscal Year ending 12/31 /08 (Matter #405-10) in the total principal amount of $17,215.00. A true and correct copy of the Village at Pennwood MA Audit Appeal FYE 12/31/08 Invoices and Client Ledger is attached hereto and incorporated herein as Exhibit "L." 41. Capozzi provided to Defendants a monthly Invoice for the legal services provided and fees and costs associated with the Village at Pennwood Year 16 Case Mix Rate Appeal (Matter # 1099-11) in the total principal amount of $1,441.50. A true and correct copy of the Village at Pennwood Year 16 Case Mix Rate Appeal Invoices and Client Ledger is attached hereto and incorporated herein as Exhibit "M." 42. Capozzi provided to Defendants a monthly Invoice for the legal services provided and fees and costs associated with the litigation between Omnicare and Village at Pennwood 8 (Matter # 1660-09) for their 50% share of the total in the amount of $4,454.31. A true and correct copy of the Omnicare v. Village at Pennwood Invoices and Client Ledger is attached hereto and incorporated herein as Exhibit "N." 43. Capozzi provided to Madison Healthcare a monthly Invoice for the legal services provided and fees and costs incurred in miscellaneous matters for Glendale Uptown Home (Matter # 697-11) in the total in the amount of $300.00. A true and correct copy of the Madison Healthcare Invoices and Client Ledger is attached hereto and incorporated herein as Exhibit "O." 44. The total amount of unpaid Account Invoices for the matters and during the periods referenced above is $36,903.69, plus interest and costs of collection. 45. Capozzi performed all requested legal services and achieved positive results for Defendants as expected under the terms of the various fee agreements. 46. All of the legal services included in the Account Invoices were billed at the rates agreed to as described in the Fee Agreements. 47. Capozzi presented its claims for payments on a monthly basis to Defendants pursuant to the terms of the Fee Agreements. 48. On numerous occasions, Capozzi contacted Defendants for payment for the unpaid Account Invoices. 49. Defendant Flashner assured Capozzi on numerous occasions that Capozzi would be paid for the legal service rendered to Defendants. 50. Defendants did not dispute any of the monthly Invoices or terminate the attorney-client relationships between Capozzi and Defendants until Capozzi became more assertive in it attempts to collect the debts owed. 51. To date, Defendants have failed and refused to pay the total amount due as provided under the Account Invoices. 9 52. Defendants' failure to cure the defaults with Capozzi upon demand constitutes a breach of contract. WHEREFORE, Plaintiff, Capozzi Adler, P.C., demands judgment against Defendants in the sum of $36,903.69, plus interest at the rate of 1'/2% per month on all delinquent amounts, plus costs of collection, all of which are per the terms of the contract between the parties, which sum is within the jurisdictional amount for compulsory arbitration. COUNT II -BREACH OF IMPLIED CONTRACT If this Honorable Court should find that an express contract did not exist between Capozzi and Defendants, which is denied, then, in that event, Capozzi pleads the following alternative count in Breach of Implied Contract against Defendants: 53. Plaintiff repeats and alleges the prior allegations of this Complaint as if fully set forth at length. 54. On or about May 4, 2010, Defendants agreed to pay Capozzi in exchange for legal services provided to them and Defendant Flashner also agreed to pay Capozzi pursuant to the Retainer Check forwarded. 55. At all times relevant hereto, the legal services rendered were performed in a professional and competent manner, with no complaints received from any of the Defendants. 56. Capozzi's expectation of payment for legal services is reasonable and Defendants knew they would be expected to pay for the services rendered. 57. Defendants have refused to render payment and continue to do so. 58. The facts, as set forth above, establish animplied-in-law and implied-in-fact contract. 59. Capozzi, as a result of the implied-in-law and implied-in-fact contract, is entitled to 10 compensation for services it rendered to Defendants. 60. All payments, credits and offsets made by or owed to Defendants have been applied to Defendants' various accounts to arrive at the amount due and owing, as referenced in the Account Invoices. 61. Capozzi has been damaged by the refusal of Defendants to pay for legal services rendered in breach of implied-in-law and implied-in-fact contract in the amount of $36,903.69, plus pre judgment and post judgment interest. WHEREFORE, Plaintiff, Capozzi Adler, P.C., demands judgment against Defendants in the sum of $36,903.69, plus interest at the legal rate of 6% per annum on all delinquent amounts, which sum is within the jurisdictional amount for compulsory arbitration. COUNT III -QUANTUM MERUIT (UNJUST ENRICHMENT) If this Honorable Court should find that a contract did not exist between Capozzi and Defendants, which is denied, then, in that event, Capozzi pleads the following alternative count in quantum meruit against Defendants: 62. Plaintiff repeats and alleges the prior allegations of this Complaint as if fully set forth at length. 63. Having requested Capozzi to provide the legal services and Capozzi having done so to the benefit of Defendants, Defendants became liable to Capozzi for the fair and reasonable charges for the legal services provided. 64. Defendants have been unjustly enriched by accepting the legal services of Capozzi without terminating the attorney-client relationship. 65. The rates and charges reflected in the Account invoices are the fair and reasonable charges for its legal services. 11 66. As a result of Capozzi's extensive efforts regarding the Pennsylvania Department of Public Welfare's ("DPW") audit of Village of Pennwood's 2008 Medicaid Cost Report, Capozzi was able to locate, summarize, and submit documentation to DPW, which resulted in DPW reinstating the payroll, payroll taxes, and employee benefit expenses to the Audit Report and increasing the Medicaid reimbursement rate. 67. As a result of Capozzi's efforts, Village of Pennwood and Defendants were reimbursed a total of $883,760 as Medicaid reimbursement for Year 17, which is Fiscal Year ending June 30, 2012. 68. As a result of Capozzi's efforts, Village of Pennwood and Defendants were reimbursed a total of $639,821 as Medicaid reimbursement for Year 18, which is Fiscal Year ending June 30, 2013. 69. As a result of Capozzi's efforts, Village of Pennwood and Defendants will be reimbursed a total of $639,821 as Medicaid reimbursement for Year 19, which is Fiscal Year ending June 30, 2014. 70. As a direct result of Capozzi's efforts concerning DPW's audit of Village of Pennwood's 2008 Medicaid Cost Report, Defendants received a total of $2,163,402.00 in Medicaid reimbursements. 71. Defendants were enriched as a direct result of Capozzi's legal services provided in matter numbers 1098-08, 130-10, 405-10, 1099-11, and 1660-09. 72. Capozzi has demanded that Defendants pay $36,903.69 as compensation, but Defendants have failed to do so. 73. To date, Defendants have not paid the total amount due. WHEREFORE, Plaintiff, Capozzi Adler, P.C., demands judgment against Defendants in the sum of $36,903.69, plus interest at the legal rate of 6% per annum on all delinquent amounts, 12 which sum is within the jurisdictional amount for compulsory arbitration. COUNT IV -PIERCING THE CORPORATE VEIL Defendant Craia Flashner 74. Plaintiff repeats and alleges the prior allegations of this Complaint as if fully set forth at length. 75. Upon information and belief, Defendant Craig Flashner treats the assets of GS Operator, LP, Madison Healthcare Management, LLC and Prestige PA Manager, LP as his own, including the financial benefits from Capozzi's efforts in matter numbers 1098-08, 130-10, 405-10, 1099-11, and 1660-09. 76. Upon information and belief, Defendant Craig Flashner has used corporate funds to pay his private debts. 77. Upon information and belief, Defendant Craig Flashner has failed to keep separate corporate books. 78. Upon information and belief, Defendant Craig Flashner has failed to observe corporate formalities. 79. Upon information and belief, Defendant Craig Flashner has failed to provide adequate capitalization for the corporation to pay potential liabilities, including but not limited to paying of legal fees incurred with Capozzi. 80. Upon information and belief, GS Operator, LP, Madison Healthcare Management, LLC and Prestige PA Manager, LP do not currently have enough unencumbered capital to pay its potential liabilities. 81. Upon information and belief, GS Operator, LP, Madison Healthcare Management, LLC and Prestige PA Manager, LP are currently organized solely for the purpose of avoiding Defendant Craig Flashner's personal liabilities. 13 82. It is necessazy to pierce the corporate veil of GS Operator, LP, Madison Healthcaze Management, LLC and Prestige PA Manager, LP in order to prevent Defendant Craig Flashner from using the corporate form of GS Operator, LP, Madison Healthcare Management, LLC and Prestige PA Manager, LP to avoid his personal obligations. 83. The piercing of the corporate veil of GS Operator, LP, Madison Healthcare Management, LLC and Prestige PA Manager, LP is necessazy to prevent fraud upon Capozzi. 84. Recognizing the corporate form of GS Operator, LP, Madison Healthcare Management, LLC and Prestige PA Manager, LP would shield Craig Flashner from liability for his fraudulent representations and conduct with Capozzi. 85. Under the circumstances, it would be inequitable for Craig Flashner to shield his fraudulent actions with the corporate veil. 86. Capozzi relied on Defendant Flashner's fraudulent oral representations to Attorney Reavey on February 17, 2011. 87. Capozzi suffered financial harm in the amount of $36,903.69 as a direct result of Defendant Flashner's conduct. WHEREFORE, Plaintiff requests this Court to pierce the corporate veil of GS Operator, LP, Madison Healthcaze Management, LLC and Prestige PA Manager, LP and hold Defendant Craig Flashner, Managing Member of the General Partners of GS Operator, LP, Madison Healthcare Management, LLC and Prestige PA Manager, LP, personally liable for the judgment entered in this civil action. 14 Respectfully submitted, Date: 1 By: CAPOZZI ADLER, P.C. Marc .Crum, Esquire Atto ey I.D. No. 91273 P.O. ox 5866 H 'sburg, PA 17110 ( 7) 233-4101 Attorney for Plaintiff 15 CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation Plaintiff v. CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA Docket No.: Civil Action -Law VERIFICATION I, Andrew R. Eisemann, Esquire, do hereby verify that the facts made in the foregoing Complaint are true and correct to the best of my knowledge, information and belief. I understand that any false statements therein are subject to the penalties contained in Title 18 of the Pennsylvania Consolidated Statutes Section 4904, relating to unsworn Date: Attorney LD. Nd~~k Capozzi Adler, P.C. P.O. Box 5866 Harrisburg, PA 17110 (717) 233-4101 Attorney for Plaintiff authorities. LCiU1S ;. Capozzi, Jr., Esquire* ''~ 2933 North Front Street Daniel K. Natirboff, Esquire Ca~Ui _& 1~ssociatesZ P C. Harrisburg, PA 17110 Donald R. Reavev. Esauire Bruce G Baron Es uire ttOYni~;;, ~ Law ` . , q ,-, >• , Telephone: (717) 233-4101 Andrew R. Eisemann, Esquire ~~' ~ Fax: (717) 233-4103 David C. Dagle, Esquire Trudx A. Mintz, Esquire** ~ ~ ~ ~ ~~ www.capozziassociates.com Timothy "Ziegler, Reimb. Analyst Craig 1. Adler, Esq. Karen L. Fisher, Paralegal Of Counsel Jennifer Kain, Paralegal Keyoung Gill, Paralegal (licensed in PA, k1 end MDi •' Qicemed in PA and MD) July 13, 2009 Via Email and Facsimile Barry Feldscher, Managing Member GS Operator, L.P. c/o Glendale Uptown Home 7800 Bustleton Avenue Philadelphia, PA 19152 Re: Retainer Agreement for G.S. Operator; L.P. d/b/a Glendale Uptown Home Our Matter Numbers: 1504-09 -Dispute with Pharmerica, PA 1098-08 -Year 13 Rate Challenge 1609-09 -Union Negotiations 1186-08 -Miscellaneous Matters Dear Mr. Feldscher: In connection with our recent discussions, this correspondence proposes a retainer. agreement with the GS Operator d/b/a the Glendale Uptown Home. Our rules of professional ethics require us to set forth our fee arrangement in writing at the commencement of a professional relationship. This letter will describe the scope of services to be provided, the basis for determining the fees for those services and our general terms and conditions for billing. Scope of Representation The legal services to be provided by Capozzi & Associates, P.C. are on behalf of G.S. Operator, d/b!a the ~CrlendaIe Uptown Home. In addition to the representation described above, you may from time to time ask us to perform additional legal work or undertake your representation in other matters. This letter constitutes your authorization for our Firm to perform the additional legal work or represent you in other matters. We customarily assign the responsibility of coordinating all aspects of our representation of a particular client to one attorney designated the "client coordinator". All work requests are channeled through that professional, who is then responsible for coordinating all work assignments. Of course, we encourage direct communication with the individual attorney(s) working on a particular project. The client coordinator also is responsible for billing and responding to all questions relating to client fees and our representation. Louis J. Capozzi, Jr., Esquire will be performing the role of client coordinator for you. EX1f18n' ~~ .~ Basis for Determini'n~Fees G.S. Operator, L.P. d/b/a the Glendale Uptown Home will pay the Firm $7,500 per month, beginning August 1, 2009, to provide all legal services, including those matters specific above. The retainer would include labor and employment matters, compliance, survey, reimbursement and regulatory matters, review of the Home's employee manual, review of facility contracts and its admissions agreement, and any other legal matter which does not require litigation. Payment of the retainer is due on or before the first of each month, with the first payment due on or before August 1, 2009. Each attorney and professional staff member in our office prepares accurate and daily time records for each file on which they work. Hourly rates are determined periodically by our office, generally each year; and will vary according to the attorney who provides the services and the type of services requested. A schedule of current hourly rates in effect for our attorneys and professional staff members are enclosed with this letter. There is a minimum charge ofthree-tenths of an hour for phone communications, five-tenths of an hour for review of pleadings, correspondence, or other legal documents, and two hours for the preparation of pleadings and discovery requests and responses. Travel time is from portal to portal. Should the scope of services to be provided be changed or enlarged beyond those described in this letter, we reserve the right to amend or supplement this letter and the fees charged for the change or increase in the scope of services. We bring a team approach to our work product which is designed to provide economically efficient and effective representation by matching the hourly rates and experience of our attorneys to the professional requirements of a particular matter. Where appropriate, we attempt to utilize paralegals for more routine and repetitive matters with the goal of reducing the overall cost without sacrificing any quality in the product. Billing_Terms and Conditions Periodic Invoices. Our firm sends periodic invoices, usually monthly, detailing services rendered during the last billing period plus costs and fees which were advanced on your behalf, such as filing fees, outside reproduction, express mail fees, computerized research costs, any expert or consultant fees incurred on your behalf and travel expenses. There is no charge for in-house photocopying, telephone, telecopier (fax), and postage. Invoices are due upon receipt and must be paid within thirty (30) days unless other acceptable arrangements are made in advance. We reserve the right to chazge interest at 1 '/z% per month for any invoices not paid within sixty (60) days of the date of the invoice. In addition, should it be necessary for us to take legal action to collect any overdue invoices, you will also be responsible for any and all costs of collection including, without limitation, reasonable attorneys fees and expenses. Credit Hold. Should any invoice for fees and costs remain unpaid for a period in excess of sixty (60) days, consistent with our responsibilities under the Rules of Professional Conduct, we reserve the right to temporarily cease work on this engagement until such overdue fees and costs are 2 paid in full or, if our invoices remain unpaid despite efforts at collecting the same, we reserve the right to terminate the representation. Disputed Billing: It is imperative, under the terms of this agreement, that you notify us in writing of any disputed billing within 15 days of your receipt of a bill. If we do not receive written notice within 15 days, the Parties agree that the amount of the bill can no longer be disputed and that said amount is due and owing. Reproduction of Complete File. In the event that you request a complete copy of your file or your file in its entirety, it is understood that you will pay a copy charge of .10 cents per copy and all time spent by our staff and attorneys, at their usual hourly rates, for gathering the file and insuring the requested copy is complete. The above paragraph is applicable even if you request your original file because we must keep a copy for our records. UCC Lien. For value received for undisputed legal services, as described above, and after default of this Fee Agreement in excess of 60 days, intending to be legally bound hereby, you hereby grant and assign and you agree that Capozzi & Associates, P.C. shall have, and there is hereby created in favor of Capozzi & Associates, P.C., a security interest in your tangible and intangible personal property, now or hereafter in existence, including the proceeds thereof and the increases, substitutions, replacements, additions, and accessions thereto, hereinafter referred to collectively as the "Collateral," to secure that certain obligation of you owed to Capozzi & Associates, P.C. after the declaration of Default of this Fee Agreement. In addition to all rights and remedies given to Capozzi & Associates.. P.C. by this Security Agreement, Capozzi & Associates, P.C. shall have all the rights and remedies of a secured party under the Pennsylvania Uniform Commercial Code. I authorize Capozzi & Associates, P.C. to file a financing statement covering the Collateral. Attorney's Lien. As provided by Pennsylvania law, we will retain an attorney's lien in the amount of our contingency fee collectable from and secured by any funds obtained on your behalf as a result of our representation of you in this matter and for payment on all files and other documents and materials collected or generated by this firm in the course of this representation, and reserve the right to retain those files and other materials until paid in full. Unless otherwise agreed, the lien will not be dissolved by the termination or withdrawal of representation by Capozzi & Associates, P.C. If, at any time during the course of our professional relationship, you have any questions regarding our services or our fees, please raise them with me. We strongly encourage open and frank discussions about our work product and fees. We find that good communication enhances our professional relationship with our clients and facilitates our ability to address effectively and economically the legal challenges facing them. If these terms are acceptable to you, please h sign this letter and return it to us, along with the retainer, in the enclosed self-addressed, stamped envelope. The enclosed copy of this letter is for your records. We will not be able to commence work on this matter until we receive your signed acceptance of the conditions of this agreement. We thank you for the opportunity to perform legal services for you, and we look forward to working with you. LJC/klf Accepted and Agreed to: Name: Barry Feldscher Title: Managing Member, G.S. Operator, L.P. Date: 4 CAPOZZI & ASSOCIATES, P. C. Current Hourly Rates for Attorneys and Professional Staff Members Louis J. Capozzi, Jr. Esquire $250 Daniel K. Natirboff, Esquire $250 Donald R. Reavey, Esquire $250 Bruce G. Baron, Esquire $250 Andrew R. Eisemann, Esquire $200 Andrew R. Eisemann, Esquire $175 Collection Matters David C. Dagle, Esquire $150 Trudy A. Mintz, Esquire $150 Timothy T. Ziegler. Reimbursement Analyst $220 Law Clerks $90 Paralegals $90 Of Counsel: Craig 1. Adler, Esquire $250 • Louis !. Capozzi, Jr., lisquire" Daniel K. Natirhnff, Esquire • Qondld R. R, rvev. Fsq)s~;, Bruce G. ! ;aron, fsyurre Andrew R. Fisemann, Esquire Michael M. Jerominski, Esquire pa~. i f. Richards, Esgt IL• T; nothy 7.iegler, Reimb. Analyst Karen t.. Fisher, Paralegal .lennifer Kain, Paralegal Keyoung Gill, Paralegal ' I l i~~ .... A i ~i YA. N l • nA ~\11)1 C;a~or,~_ ~~ r"~ssoc7irates, P.C. _ _ 1~~tt`OY~i r'±<'C r t L.tZ`lU 3anuary 15, 201 Via Facsimile and Regular Mail Craig Flashner Madison HeaP.thcare Management 2625 Townsgate Rd #330 Westlake Village, CA 91361 Re: Letter of Representation Our Matter Number: TBD Dear Mr. Flashner: 2933 North Fronl Slreel Harrisbur; , PA 171 l0 Telephone: (ll'/) Lai-4101 Fax: (717) 233-4103 ww Ca~o'rnaesc~CaU-:~'!'om Craig (, Adler, Esq. Uf Counsel 'T'his correspondence will serve to memorialize the scope of services to be provided by Capozzi & ,Associates, E'.C., the basis for dctenlnining the fccs for ttlose services and our general terms and conditions for billing. Scope of Representation The legal services to be provided by C;apozzi & Associates, Y.C. to you are in connection with assistance and identification of health care acquisition opportunities. In addition to the representation described above, you may from time to time ask us to perform additional legal work or undertake your representation in other matters. `]'his letter constitutes your authorisation for our Finn to perform the additional legal work or represent you in Other matters. We customarily assign the responsibility of coordinating ail aspects of our representation of a particular client to one attorney designated the "client eoordinatoz". All work requests are channeled through that professional, who is t:he.n responsible for coordinating all work assignments. Of course, we encourage direct communication with the individual attorney(s) working on a particular project. The client coordinator also is responsible for billing and responding to all questions relating to client fees and our representation. Louis J. ('apozri, Jr., .bsquire will be performing the role of client coordinator fox you. Basis for C)~l F, +irin~ Fees Fees and costs will be billed to you for this matter on an hourly basis. EXHIBIT ~J Each attorney and professional staff member irz our office prepares accurate and daily time records for each file on which they work. Hourly rates arc determined periodically by our office, generally each year, and will vary according to the attorney who provides the services and the type of services requested. .A. schedule of current hourly rates iri effect for our attorneys and professional staff members are enclosed with this letter. There is a minimum charge of three-tenths of an hour for phone communications, five-tenths of an hour for review of pleadings, correspondence, or other legal documents, and two hours for the preparation of pleadings and discovery requests and responses. Travel time is from portal to portal. Should the scope of services to be provided be changed or enlarged beyond those described in this letter, we reserve the right to amend or supplement this letter and the fees charged for the change or increase in the scope of services. We bring a team approach to our work product which is dcsig.ned to provide economically efficient and effective representation by matching; the hourly rates and experience of our attorneys to the professional requirements of a particular matter. Where appropriate, we attempt to utifi7e paralegals for more routine and repetitive matters with the goal of reducing the overall cost without sacrificing any quality in the product. $ll~ Terms and_Conditions Periodic invoices. Our firm sends per.todic invoices, usually monthly, detailing ser~~ices rendered durirtg the last Milling period plus costs and fees which were advanced on your behalf, such as filing fees, outside reproduction, express mail fees, computerized research costs, any expert or consultant fees incurred on your behalf and travel expenses. There is no charge for in-house photocopying, telephone, t.elecopier (fax), and postage. Invoices are due upon re:ccipt acrd must be paid within thirty (30) days unless other acceptable arrangements are made in advance. We reserve the right to charge interest at 1 % per month for any invoices not paid within sixty (60) days of the date of the invoice. In addition, should it be necessary for us to take legal actia,r to collect any overdue invoices, you will also be responsihle for any and all costs of collection including, without limitation, reasonable attorneys fees and expenses. Such reasonable attorney's fees shall include time spent by attorneys employed by this Firm at their usual hourly rates. In addition, the Parties agree that venue, in the event legal action is necessary, is proper in Dauphin County. In connection with collection of a judgment, settlement or other disposition of a case on your behalf, the Firm is authorized to receive and endorse for deposit to our escrow account any checks, dxafts, money orders or other forms of payment whether or not made payable to the Firm, and to disburse the proceeds, including attorney's fees and costs, in accordance with the terrrrs of this letter. Retainer. We will require a retainer for tlae services to be provided under this engagement in the amount of $10,000.00. We will hold this retainer for your account in our attorney trust account as security for the prompt payment of fees and charges billed to you. Upon the completion of this engagement anti payment of all outstanding charges, the retainer will be returned to you. Credit Hold. Should any invoice for fees and costs remain unpaid for a period in excess of sixty (GO) days, consistent with our responsibilities under the Rules of Professional Conduct, we reserve the right to temporarily cease work on this engagement uzztil such overdue fees and costs are paid in full or, if our invoices remain unpaid despite efforts at collecting the same, we reserve the right to terminate the representation. Disputed Billing: it is imperative, under the terms of this agreement, that you notify us in writing of any disputed billing within l5 days of your receipt of a bill. If we do not receive written notice within 15 days, the Parties agree that the amount of the bill can no longer be disputed and that said amount is due and owing. Reproduction of Complete file. In the event that you request a complete copy of your file or your file in its entirety, it is understood that you will pay a copy charge of .10 cents per copy and al] lime spent by our sta.t`f and attorneys, at their usual hourly rates, for gathering the file and insuring the requested copy is complete. The above paragraph is applicable even if you request your original file because we must keep a copy for our records. If, at any time during the course of our professional relationship, you have any questions regarding our services or our fees, please raise than with me. We strongly encourage open and frank discussions about our work product and fees. We find that good communication enhances our professional relationship with our clients and facilitates our ability to address effectively and economically the legal challenges ,facing t}zem. If these terms arc acceptable to you, please sign this letter and return the signed letter and the retainer to us in the enclosed self-addressed, stamped envelope. T'he enclosed copy of this letter is for your records. We will not be able to commence work on this matter until we receive your signed acceptance of the conditions of this agreement and retainer. We thank you for the opportunity to perform legal services for you, and we look forward to working with you. Sincerely, Louis J. Capozzi, Jr., Esquire I_.JC/klf enc. Accepted and Agreed to: Name: Craig f~lashner Title: l~or : Madison Healthcare Management Date: °;'. 3 s CAPUZZI & ASSOCIATES, P. C. Current 1-Jr~~a_rly Rates f~~,~~ Attorneys anal Yt~?fcssioaal sta~f ~~t, :~ers Louis J. Capoici, Jr. L'squire $250 Daniel K. Natirboff, Csquire $250 Dozzald R. Reavcy, Esyuirc $2S0 Bruce G. Baton, Esquire $250 Andrew R. Eisemanzz, Esquire $175 Michael M. Jerominski, Esquire $1.50 Dawn L. Richards, Esquire $150 Timothy T. 'Liegler. Reimbursement AnaJ.yst $22U Law Clerks $90 Paralegals $90 Of Counsel: Craig I. Adler, .Esqui.rc $250 4 " E CAPOZZI ADLER, P.C. f/k/a IN THE COURT OF COMMON PLEAS OF CAPOZZI &ASSOCIATES, P.C., CUMBERLAND COUNTY, PENNSYLVANIA A Pennsylvania Professional Corporation, Plaintiff c� V. Docket No.: 13-716 CRAIG FLASHNER, GS OPERATOR, LP '9 xCA3• d/b/a GLENDALE UPTOWN HOME, "Or MADISON HEALTHCARED MANAGEMENT, LLC, PENNWOOD �o -v o 1 OPERATOR, LP, and PRESTIGE PA p C-, C-z MANAGER, LLC, tv °r-f Defendants Civil Action - Law ,;- �' PRAECIPE TO ENTER RETURN OF SERVICE TO THE PROTHONOTARY/CLERK OF SAID COURT: Kindly enter as a matter of record the attached Affidavit of Service form as proof of personal service of the above-referenced Complaint upon the Defendant GS Operator, LP. A competent adult served the Complaint upon Defendant in accordance with Pa.R.C.P. No. 402(a) on April 2, 2013. Dated: 411, - Marc A. Crum, Esquire Atto ey I.D. No.: 91273 Ca ozzi Adler, P.C. P. O. Box 5866 Harrisburg, PA 17110 (717) 233-4101 Attorney for Plaintiff 2 0 1 3 0 3 2 8 1 4 0 9 1 0 CAPOZZI AIJJLER PC FKA CAPOZZI&ASSOCIATES, PC,A PA PROF. CORP. n `l Court Of Cpmmbh?[SAS Plaintiff l (�l►?� C CRAIG FLASHNER, ET AL. vs. 1 cu, Venue Person to be served(Name and Address): Defendant Docket Number: 13 716 GS OPERATOR, LP 7800 BUSTLETON P AVE 19 AFFIDAVIT OF SERVICE PHILADELPHIA PA 19152 By serving: GS OPERATOR, LP (For Use by Private Service) Attorney: MARC A CRUM, ESQ. Cost of Service pursuant to R.4:4-3(c) Papers Served: NOTICE TO DEFEND, COMPLAINT,VERIFICATION, $ EXHIBITS — Service Data: [X]Served Successfully [ ]Not Served Date/Time: 04/02/2013 12:16 P M [ ]Delivered a copy to him/her personally Attempts: Date/Time: Date/Time: [ ]Left a copy with a competent household member over 14 years of age DateMme: residing therein (indicate name&relationship at right) [X]Left a copy with a person authorized to accept service, e.g. managing agent, Name of Person Served and relationship/title: registered agent, etc. (indicate name&official title at right) ROSEMARY MAURER ASSISTANT Description of Person Accepting Service: SEX:F AGE: 51-65 HEIGHT: 5'9"-6'0" WEIGHT: 161-200 LBS, SKIN:WHITE HAIR: /GRAY OTHER: GLASSES Unserved: �[ [ ]Defendant is unknown at the address furnished by the attorney $fete of: 1 ' [ ]All reasonable inquiries suggest defendant moved to an undetermined address (, [ ]No such street in municipality County Of: [ ]Defendant is evading service [ ]No response on: DateTme: Date/Time: Date/Time: COMMONWEALTH OF PENNSYLVANIA Other: Notarlai seal Daniel J.streckewald,Notary Public City of Philadelphia,Philadelphia County My Commission Expires June 4,2013 Member,Pennsylvania Association of Notaries Served Data: Subscribed and Sworn to me this I, KERON CAMPREI.L <4 was at the time of service a competent adult, over day of 14J9 ,20 the age of 18 and not having a direct interest in the litigation. I declare under penalty of perjury that the Notary Sig/nature: &r ., n for egoi i true and correct / 1El V _ ✓�Y�� / 7 /20< 3 Name of Notary Com fission xpiration Signature of rocess Server Date J IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY,PENNSYLVANIA CAPOZZI ADLER, P.C. f/k/a , CAPOZZI & ASSOCIATES,P.C., , A Pennsylvania Professional Corporation, Civil Term Plaintiff, , Docket Number: 13-716 V. CRAIG FLASHNER, GS OPERATOR, LP `s d/b/a GLENDALE UPTOWN HOME ;;a ;r MADISON HEALTHCARE N MANAGEMENT,LLC,PENNWOOD OPERATOR,LP, and PRESTIGE PAM MANAGER, LLC, : Defendants. . DEFENDANTS' PRELIMINARY OBJECTIONS TO PLAINTIFF'S COMPLAINT Filed on behalf of Defendants Counsel of Record for this Party: Benjamin J. Glatfelter, Esquire Attorney I.D. No. 203935 John N. Kennedy, Esquire Attorney I.D. No. 68278 KENNEDY,PC Law Offices P.O. Box 5100 Harrisburg, PA 17110 (717)233-7100 jkennedy@kennedypc.net Date: April 22,2013 IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C. f/k/a , CAPOZZI & ASSOCIATES,P.C., . A Pennsylvania Professional Corporation, Civil Term Plaintiff, , Docket Number: 13-716 V. , CRAIG FLASHNER, GS OPERATOR,LP d/b/a GLENDALE UPTOWN HOME, . MADISON HEALTHCARE , MANAGEMENT, LLC,PENNWOOD . OPERATOR, LP, and PRESTIGE VA MANAGER,LLC, Defendants. NOTICE TO: CAPOZZI ADLER, P.C. f/k/a CAPOZZI&ASSOCIATES, P.C., A Pennsylvania Professional Corporation YOU ARE HEREBY NOTIFIED TO FILE A WRITTEN RESPONSE TO THE DEFENDANTS' PRELIMINARY OBJECTIONS TO THE PLAINTIFF'S COMPLAINT WITHIN TWENTY(20) DAYS FROM SERVICE HEREOF OR A JUDGMENT MAY BE ENTERED AGAINST YOU. KENNEDY, PC LAW OFF CES B in J. Glatfelt , Esquire Attorney I.D. No.: 03935 John N. Kennedy, Esquire Attorney I.D.No.: 68278 KENNEDY,PC Law Offices P.O. Box 5100 Harrisburg, PA 17110-0100 (717) 233-7100 Attorneys for Defendants IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C:f/k/a CAPOZZI & ASSOCIATES,P.C., . A Pennsylvania Professional Corporation, Civil Term Plaintiff, . Docket Number: 13-716 V. CRAIG FLASHNER, GS OPERATOR;LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT,LLC,PENNWOOD OPERATOR,LP, and PRESTIGE PA MANAGER,LLC, Defendants. DEFENDANTS'PRELIMINARY OBJECTIONS TO PLAINTIFF'S COMPLAINT AND NOW, COMES, Defendants, Craig Flashner, GS Operator, LP d/b/a Glendale Uptown Home, Madison Healthcare Management, LLC, Pennwood Operator, LP, and Prestige PA, LLC(hereinafter collectively "Defendants"), by and through their attorneys, Kennedy, PC Law Offices, and preliminarily objects to the Plaintiff's Complaint.pursuant to Rule 1028 of the Pennsylvania Rules of Civil Procedure, and in support thereof avers as follows: 1. The above-captioned cause of action was commenced by the Plaintiff, Capozzi Adler, P.C. f/k/a Capozzi &Associates, P.C., by the filing of a Complaint with the Cumberland County Court of Common Pleas on February 11, 2013. Said Complaint was reinstated on April 1, 2013. 2. As best as can be discerned by the Defendants,the Plaintiff's Complaint consists of three counts leveled against the Defendants, collectively, for Breach of Contract, Breach of ImpliedaContract, and Quantum Meruit, and one count leveled against Defendant, Craig Flashner,personally seeking to "Pierce the Corporate Veil." I. DEFENDANTS' PRELIMINARY OBJECTION TO COUNT ONE OF PLAINTIFF'S COMPLAINT PURSUANT TO PA.R.C.P. 1028(a)(2) (FAILURE OF A PLEADING TO CONFORM TO LAW OR RULE OF COURT) 3. The Defendants hereby incorporate by reference the averments contained in paragraphs_1 through 2 above, as if the same were fully set forth herein at length. 4. Pa.R.C.P. 1019(a)provides that, "[t]he material facts on which a cause of action or defense is based shall be stated in a concise and summary form." S. Pa.R.C.P. 1028(a)(2)provides that preliminary objections may be filed to any pleading on the basis of, "failure of a pleading to conform to law or rule of court." 6. It is well established in the Commonwealth of Pennsylvania that, "[a] complaint must give the Defendant fair notice of the Plaintiff's claims and a summary of the material facts that support those claims."Yacoub v. Lehigh Valley Medical Associates,PC., 805 A.2d 579 (Pa.Super. 2002). 7. It is well established in the Commonwealth of Pennsylvania that, "[a] complaint must not only apprise the Defendant of the claim being asserted,but it must also summarize the essential facts to support the claim."Cardenas v. Schober, 783 A.2d 317 (Pa.Super. 2001). 8. Pa.R.C.P. 1019(i)provides that, "[w]hen any claim or defense is based upon a writing,the pleader shall attach a copy of the writing, or the material part thereof,but if the writing or copy is not accessible to the pleader, it is sufficient so to state,together with the reason,and to set forth the substance in writing." 9. As best as can be discerned, Count One of Plaintiffs Complaint against the Defendants purportedly arises from alleged "fee agreements and oral agreements to remit payment pursuant to each of the monthly Invoices."(See Plaintiff's Complaint at Paragraph 35). 10. Nowhere in the Plaintiff's Complaint does the Plaintiff allege the existence of any contract and/or agreement entered between the Plaintiff and the Defendants prior to the dates the legal work was allegedly performed, and in contemplation of the performance of such work, particularly with respect to the alleged legal work performed for the Village at Pennwood. 11. The Plaintiff fails, in any manner,to attach as exhibits to the Plaintiff's Complaint any writings or documents evidencing the basis for the Plaintiff's claims against the Defendants including, but not limited to, any writings or documents which would evidence the existence of any contract and/or agreement between the Defendants and the Plaintiff prior to the dates the legal work was allegedly performed, and in contemplation of the performance of such work, particularly with respect to the alleged legal work performed for the Village at Pennwood. 12. The Plaintiff's Complaint, all averments contained therein, all introductory paragraphs contained therein and the"Wherefore"clauses contained therein violate Pa.R.C.P. 1019(a) and (i) by: (1) failing to present the alleged material facts in a concise and summary form so as to adequately apprise the Defendants of the claims being asserted;the essential facts to support said claims and/or causes of action; and fair notice of the Plaintiff's claims,and(2) failing to present the material parts of any writing evidencing any agreement between the Plaintiff and the Defendants entered prior to the dates the legal work was allegedly performed, and in contemplation of the performance of such work,particularly with respect to the alleged legal work performed for the Village at Pennwood. 13. Accordingly,the Defendants respectfully aver that the entirety of the Plaintiff s Complaint is subject to dismissal pursuant to Pa.R.C.P. 1028(a)(2) for failure of the pleading to conform to law or rule of court. WHEREFORE,the Defendants respectfully request that this Honorable Court sustain their Preliminary Objection to Count One of the Plaintiff's Complaint pursuant to Pa.R.C.P. 1028(a)(2) for failure to conform to law or rule of court and,therefore, dismiss Count One of the Plaintiff's Complaint with prejudice. 11. DEFENDANTS' PRELIMINARY OBJECTION TO COUNT ONE (BREACH OF CONTRACT) OF PLAINTIFF'S COMPLAINT PURSUANT TO PA.R.C.P. 1028(a)(4) (LEGAL INSUFFICIENCY OF A PLEADING—DEMURRER) 14. The Defendants hereby incorporate by reference the averments contained in paragraphs I through 13 above,as if the same were fully set forth herein at length. 15. Count One of the Plaintiff's Complaint is entitled 'Breach of Contract' and purports to be a cause of action arising from various alleged"written I fee agreements and oral agreements to remit payment pursuant to each of the monthly Invoices."(See Plaintiff's Complaint at Paragraph 35). 16. Attached to Plaintiff's Complaint are an unsigned Fee Agreement dated July 13, 2009 addressed to Barry Feldscher,the former Managing Member of GS Operator, L.P. d/b/a Glendale Uptown Home (See Exhibit A); A Fee Agreement dated January 15,2010 signed by Craig Flashner on behalf of Madison Healthcare Management"in connection with assistance and identification of health care acquisition opportunities"(See Exhibit B); An unsigned Fee Agreement to Craig Flashner on behalf of GS Operator,LP d/b/a Glendale Uptown,Home dated March 24,2010 (See Exhibit C); and a Fee Agreement dated May 4, 2010 signed by Craig Flashner on behalf of GS Operator, LP d/b/a Glendale Uptown Home"in connection with the...conversion of Glendale Uptown Home to a Continuing Care Retirement Community"(See Exhibit D). 17. The Plaintiff fails to attach or otherwise identify any agreements for work performed on behalf of the Village at Pennwood, for which the majority of Plaintiff's claim for damages is based, that would establish a duty owed by the Defendants to the Plaintiff for the damages sought. 18. The Plaintiff is attempting to collect outstanding legal fees owed by the prior manager of the Village at Pennwood, Colonial Senior Living of Western PA, LLC, for work performed on behalf of the Village at Pennwood from the current manager, Prestige PA Manager, LP, despite failing to produce an agreement signed by any of the Defendants for work performed for the Village at Pennwood. 19.- The Plaintiff is attempting to collect outstanding legal fees owed by the prior manager of the Village at Pennwood, Colonial Senior Living of Western PA, LLC, for work performed on behalf of the Village at Pennwood from the current manager, Prestige PA Manager, LP despite language in the Operations Transfer Agreement that clearly states "[Colonial Senior Living of Western PA, LLC] shall be responsible to fund and pay any and all expense accruing prior to the Transfer Date in connection with [The Village at Pennwood]..." (See Paragraph 3.02 of the Operations Transfer Agreement attached to Plaintiff's Complaint as Exhibit G). 20. The alleged outstanding legal fees for work performed for the Village at Pennwood should be sought from Colonial Senior Living of Western PA, LLC,not from the Defendants in the instant matter. 21. It is well established in the Commonwealth of Pennsylvania that, "[a] cause of action for breach of contract must be established by pleading(1)the existence of a contract, including its essential terms, (2) a breach of a duty imposed by the contract and (3)resultant damages,"and that"[w]hile not every term of a contract-must be stated in complete detail,every element must be specifically pleaded."Pennsy SupplL Inc. v. American Ash Recycling Com , 895 A.2d 595 (Pa.Super 2006) citing Corestates Bank.N.A. v. Cutillo, 723 A.2d 1053, 1058 (Pa.Super,1999). 22. It is respectfully submitted to this Honorable Court that the Plaintiff's cause of action for Breach of Contract is legally insufficient because the Plaintiff(1) failed to specifically plead the existence of any contract and/or agreement between the Plaintiff and the Defendants which, in any way, obligates any of the named Defendants,particularly with respect to the alleged legal work performed for the Village at Pennwood, and(2)failed to attach as an exhibit to the Complaint, in violation of Pa.R.C.P. 1019(1),the material parts of any purported contract and/or agreement between the Plaintiff and the Defendants which would obligate the Defendants to the Plaintiff, particularly with respect to the alleged legal work performed for the Village at Pennwood. WHEREFORE, the Defendants respectfully request that this Honorable Court sustain their Preliminary Objection to Count One of the Plaintiff s Complaint pursuant to Pa.R.C.P. 1028(x)(4) for legal insufficiency of a pleading and,therefore, dismiss Count One of the Plaintiff's Complaint with prejudice. III DEFENDANTS' PRELIMINARY OBJECTION TO COUNT TWO (BREACH OF IMPLIED CONTRACT)OF PLAINTIFF'S COMPLAINT PURSUANT TO PA.R.C.P. 1028(a)(4) (LEGAL INSUFFICIENCY OF A PLEADING— DEMURRER) 23. The Defendants hereby incorporate by reference the averments contained in paragraphs 1 through 22 above,as if the same were fully set forth herein at length. 24. Count Two of Plaintiff's Complaint is entitled `Breach of Implied Contract' and seeks, among other things, damages for work performed for the Village at Pennwood. 25. The Plaintiff failed to identify any agreements, implied or otherwise, made between the Plaintiff and the Defendants prior to the dates the legal work was allegedly performed, and in contemplation of the performance of such work,particularly with respect to the alleged legal work performed for the Village at Pennwood for which the majority of Plaintiff's claims for damages is based. 26. The Plaintiff is attempting to collect outstanding legal fees owed by the prior manager of the Village at Pennwood, Colonial Senior Living of Western PA, LLC, for work performed on behalf of the Village at Pennwood from the current manager, Prestige PA Manager, LP despite language in the Operations Transfer Agreement that clearly states "[Colonial Senior Living of Western PA,LLC] shall be responsible to fund and pay any and all expense accruing prior to the Transfer Date in connection with [The Village at Pennwood]..." (See Paragraph 3.02 of the Operations Transfer Agreement attached to Plaintiff's Complaint as Exhibit G). 27. The alleged outstanding legal fees for work performed for the Village at Pennwood should be sought from Colonial Senior Living of Western PA, LLC, not from the Defendants in the instant matter. I 1 28. It is well established in the Commonwealth of Pennsylvania that, "[a] cause of action for breach of contract must be established by pleading (1)the existence of a contract, including its essential terms, (2) a breach of a duty imposed by the contract and (3)resultant damages,"and that"[w]hile not every term of a contract must be stated in complete detail,every element must be specifically pleaded."Pennsy Supply, Inc. V. American Ash Recyc ling_Cor2., 895 A.2d 595 (Pa.Super 2006) citing Corestates Bank N.A. v Cutillo, 723 A.2d 1053, 1058 (Pa.Super 1999). 29. It is respectfully submitted to this Honorable Court that Plaintiff's cause of action for.Breach of Implied Contract fails due to the fact that the Plaintiff fails to specifically plead the existence of any contract and/or agreement, implied or otherwise,made between the Plaintiff and the Defendants prior to the dates the legal work was allegedly performed, and in contemplation of the performance of such work,particularly with respect to the alleged legal work performed for the Village at Pennwood for which the majority of Plaintiff's claims for damages is based. WHEREFORE,the Defendants respectfully request that this Honorable Court sustain their Preliminary Objection to Count Two of the Plaintiff's Complaint pursuant to Pa' .R.C.P. 1028(a)(4) for legal insufficiency of a pleading and,therefore, dismiss Count Two of the Plaintiff's Complaint with prejudice. IV. DEFENDANTS' PRELIMINARY OBJECTION TO COUNT THREE (QUANTUM MERUIT) OF PLAINTIFF'S COMPLAINT PURSUANT TO PA.R.C.P 1028(x)(4) (LEGAL INSUFFICIENCY OF A PLEADING—DEMURRER) 30. The.Defendants hereby incorporate by reference the averments contained in paragraphs 1 through 29 above, as if the same were fully set forth herein at length. 31. Count Three of Plaintiff's Complaint is entitled `Quantum Meruit' and references numerous matters initiated at the request of the former manager of the Village at Pennwood, Colonial Senior Living of Western PA, LLC, well before operations were transferred to Defendant Prestige PA Manager, LP. (See Operations Transfer Agreement attached to Plaintiff's Complaint as Exhibit G). 32. Quantum meruit or unjust enrichment is a quasi-contractual doctrine based in equity which requires plaintiffs to establish the following: (1)benefits conferred on defendants by plaintiffs; (2) appreciation of such benefits by defendants; and (3) acceptance and retention of such benefits under such circumstances that it would be inequitable for defendants to retain the benefit without payment of value. Wiernik v. PHH U.S. Mortgage Corp., 736 A.2d 616, 622 (Pa.Super.Ct. 1999), appeal denied, 561 Pa. 700, 751 A.2d 193 (2000). 33. The Operations Transfer Agreement attached to Plaintiff's Complaint as Exhibit G clearly states "[Colonial Senior Living of Western PA, LLC] shall be.responsible to fund and pay any and all expense accruing prior to the Transfer Date in connection with [The Village at Pennwood]."(See Paragraph 3.02 of the Operations Transfer Agreement attached to Plaintiff's Complaint as Exhibit G). 34. It is respectfully submitted to this Honorable Court that Plaintiff's cause of action against the Defendants for Quantum Meruit fails due to the fact the Plaintiff is attempting to collect payment for alleged benefits that were conferred upon and accepted by Colonial Senior Living of Western PA, LLC for alleged legal work performed for the Village at Pennwood. WHEREFORE,the Defendants respectfully request that this Honorable Court sustain their Preliminary Objection to Count Three of the Plaintiff's Complaint pursuant to Pa.R.C.P. 1028(a)(4) for legal insufficiency of a pleading and, therefore, dismiss Count Three of the Plaintiff's Complaint with prejudice. V. DEFENDANTS' PRELIMINARY OBJECTION TO COUNT FOUR OF THE PLAINTIFF'S COMPLAINT PURSUANT TO PA.R.C.P. 1028(a)(2) (FAILURE OF A PLEADING TO CONFORM TO LAW OR RULE OF COURT) 35. The Defendants hereby incorporate by reference the averments contained in paragraphs 1 through 34 above, as if the same were fully set forth herein at length. 36. Count Four of the Plaintiff's Complaint is entitled `Piercing the Corporate Veil' and purports to be a cause of action against Craig Flashner,personally. 37. Pa.R.C.P. 1028(a)(2)provides that preliminary objections may be filed to any pleading on the basis of, "failure of a pleading to conform to law or rule of court." 38. Pa.R.C.P. 1019(b)provides that, "Averments of fraud or mistake shall be averred with particularity." 39. As best as can be discerned, Count Four of Plaintiff's Complaint alleges fraudulent representations made by Defendant Craig Flashner. (See Plaintiff's Complaint at Paragraphs 83, 84, 85, and 86). 40. Count Four of the Plaintiff's Complaint violates Pa.R.C.P. 1019(b)by failing to plead its allegations of fraud with particularity. 41. Accordingly,the Defendants respectfully aver that Count Four of the Plaintiff's Complaint is subject to dismissal pursuant to Pa.R.C.P. 1028(a)(2) for failure of the pleading to conform to law or rule of court. WHEREFORE, the Defendants respectfully request that this Honorable Court sustain their Preliminary Objection to Count Four of the Plaintiff's Complaint pursuant to Pa.R.C.P. 1028(a)(2) for failure to conform to law or rule of court and,therefore, dismiss Count Four of the Plaintiff's Complaint with prejudice. VI. DEFENDANTS' PRELIMINARY OBJECTION TO THE ENTIRETY OF THE PLAINTIFF'S COMPLAINT PURSUANT TO PA.R.C.P. 1028(x)(3) (INSUFFICIENT SPECIFICITY IN A PLEADING) 42. The Defendants hereby incorporate by reference the averments contained in paragraphs 1 through 41 above, as if the same were fully set forth herein at length. 43. Pa.R.C.P. 1019(a)provides that, "[t]he material.facts on which a cause of action or defense is based shall be stated in a concise and summary form." 44. Pa.R.C.P. 1028(a)(3)provides that preliminary objections may be filed to any pleading on the basis of, "insufficient specificity in a pleading." 45. It is well established in the Commonwealth of Pennsylvania that, "[a] complaint must give the Defendant fair notice of the Plaintiffs claims and a summary of the material facts that support those claims." Yacoub v. Lehigh Valley Medical Associates, PC., 805 A.2d 579 (Pa.Super. 2002). 46. It is well established in the Commonwealth of Pennsylvania that, "[a] complaint must not only apprise the Defendant of the claim being asserted, but it must also summarize the essential facts to support the claim." Cardenas v. Schober, 783 A.2d 317 (Pa.Super. 2001)._ 47. The Plaintiff s Complaint appears to set forth causes of action against the Defendants that are comprised of a morass of varying and, in some respects, inconsistent claims and/or legal theories which fail to state, in any manner, concisely or in summary form, the material facts on which the Plaintiff s said causes of action are based. 48. The Plaintiff s Complaint appears to combine separate purported agreements entered between the various Defendants to set forth its legal theories which fail to provide the Defendants with any logical basis for the Plaintiffs causes of action. 49. The Plaintiff's Complaint violates Pa.R.C.P. 1019(a) and Pa.R.C.P. 1028(a)(3)by failing to present the alleged material facts in a concise and summary form so as to apprise the Defendants of the claims being asserted; the essential facts to support said claims and/or causes of action; fair notice of the Plaintiff s claims; and most importantly,the material parts of any purported agreement between the Plaintiff and the Defendants which would operate to obligate the Defendants, in any manner,to the Plaintiff which is alleged by the Plaintiff to have been breached by the Defendants. 50. Accordingly,the Defendants respectfully aver that the entirety of the Plaintiff's Complaint is subject to dismissal pursuant to Pa.R.C.P. 1028(a)(3)for insufficient specificity in a pleading. WHEREFORE, the Defendants respectfully request that this Honorable Court sustain their Preliminary Objection to the entirety of the Plaintiff's Complaint pursuant to Pa.R.C.P. 1028(a)(3) for insufficient specificity in a pleading and,therefore, dismiss the entirety of the Plaintiff's Complaint with prejudice. Respectfully Submitt1, q6 d 'C Date: 4 �� 3 By: en - n J. Glatfee ttorney I.D.No.: John N. Kennedy, Esquire Attorney I.D. No.: 68278 KENNEDY,PC Law Offices P.O. Box 5100 Harrisburg, PA 17110-0100 (717) 233-7100 Attorneys for Defendants VIERIFICATIiIi 1: I, Craig F ashner,verify that the statements made in the foregoing Pfelin inary(Objections are true and correct to-the best of my. knowledge,. I understand that fai'se statements herein are made subject to the.penalties of 18 Pa C.S. § 490.4;relating to unsworn falsification to authorities. Craig's lasaner Titles: :Personally Manager of Wells Lexugton Capital Group; LLG General Partnei of GS..Operator,LP d/b/a Glendale Uptown ome; Manager.-of Mad icon H.ealthcare'Management, LAC Manager of Wells Lexington Capital Group; LLC;�General;Partner of I'ennwcod Orator; LP Manager of Prestige PA Manager,LLC' IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY,PENNSYLVANIA : C") c --s x� r*t CAPOZZI ADLER, P.C. f/k/a o d CAPOZZI & ASSOCIATES,P.C., �Q A Pennsylvania Professional Corporation, Civil Term Plaintiff, r*a Docket Number: 13-716 V. CRAIG FLASHNER, GS OPERATOR,LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT,LLC,PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER,LLC, Defendants. CERTIFICATE OF SERVICE FOR DEFENDANTS' PRELIMINARY OBJECTIONS TO PLAINTIFF'S COMPLAINT Filed on behalf of Defendants Counsel of Record for this Party: Benjamin J. Glatfelter, Esquire Attorney I.D. No. 203935 John N. Kennedy, Esquire Attorney I.D.No. 68278 KENNEDY,PC Law Offices P.O. Box 5100 Harrisburg, PA 17110 (717) 233-7100 jkennedy@kennedypc.net Date: April 23,2013 IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Civil Term Plaintiff, Docket Number: 13-716 V. CRAIG FLASHNER, GS OPERATOR,LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT,LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants. CERTIFICATE OF SERVICE I, the undersigned, hereby certify that on April 23, 2013, Kennedy, PC Law Offices sent a copy of the attached Defendants' Preliminary Objections to Plaintiff's Complaint to the following via First-Class, Regular Mail as follows: Marc A. Crum, Esquire Capozzi Adler, P.C. P.O. Box 5866 Harrisburg, PA 17110 Date: / °2� �-� By: en J. Glatfelter squi SHERIFF'S OFFICE OF CUMBERLAND COUNTY Ronny RAnderson FILED-OFFICE,�s �. Sheriff Of` THE PRQ7�iB'01"AR Jody s smith 20 13 APR 29 AM 10',. 35 Chief Deputy Richard W Stewart ^„ 0MBERLANU COUNTY Solicitor OFF Cr OF TPE SN=PtFw PENNSYLVANIA Capozzi Adler, P.C.f/k/a Capozzi &Associates, P,C. Case Number vs. Craig Flashner(et al.) 2013-716 SHERIFF'S RETURN OF SERVICE 04/0112013 Sheriff Ronny R Anderson, being duly sworn according to law, states he made diligent search and inquiry for the within named Defendant to wit: Pennwood Operator, LP, but was unable to locate the Defendant in the Sheriffs bailiwick. The Sheriff therefore deputizes the Sheriff of Allegheny, Pennsylvania to serve the within Complaint& Notice according to law. 04/01/2013 Sheriff Ronny R Anderson, being duly sworn according to law, states he made diligent search and inquiry for the within named Defendant to wit: Prestige PA Manager, LLC, but was unable to locate the Defendant in the Sheriffs bailiwick. The Sheriff therefore deputizes the Sheriff of Chester, Pennsylvania to serve the within Complaint&Notice according to law. 04/16/2013 03:15 PM -The requested Complaint& Notice returned by the Sheriff of Chester County, the within named Defendant Prestige PA Manager, LLC, not found. Carolyn Welsh, Sheriff, Return of Service attached to and made part of the within record. No such address in Chester County. 04/24/2013 01:20 PM-The requested Complaint&Notice served by the Sheriff of Allegheny County upon Lori McNellie,who accepted for Pennwood Operator, LP, at 909 West Street, Pittsburgh, PA 15221-2833. William Mullen, Sheriff, Return of Service attached to and made part of the within record. SHERIFF COST: $7164 SO ANSWERS, mow. April 25, 2013 RbNW R ANDERSON, SHERIFF (c)CountySuito Shorift,Toteosott,lnc. SHEFdFF' OFFICE OF CUMBERLAND COUNTY Ronny R Anderson '7 ( elf clutib'Pt't Sheriff Jody S Smith I 4Z Richard W Stewart Chief Deputy OFFICE OF THE SRERIFF Solicitor Capozzi Adler, P.C.f/k/a Capozzi&Associates, P.C. Case Number vs, -;;�013-716- Craig Flashner(et al.) SERVICE COVER SHEET C> CNI LS'e�ry i�ce o Category: Complaint&Notice Zone: X 0- Manner. IDeputize I Expires: /05101/2013 Warrant: Notes: co LO Final — Served: Persona Adult In Charge/)Posted - Other Name: Operator, I-P Personally(Ad P fimary<' 909 West Street Adult In ddress: Pittsburgh, PA 15221-2833 Charge: r 7N one: DOB: Relation: F777 Alternate Date: jZ Time: ED Address: CL Phone: Deputy: Mileage: W LAO—-tE 3- PAW—s-7n e y�/c Fig o Name: Marc I A Crum Phone: I cn Service Attempts: Date: Time: Pr Mileage: C> Deputy: Vjjffeg/=Special O W a .................... ------- -------------- ....... ............. ....... ------ ----------- 0 Now,April 01, 2013 1, Sheriff of Cumberland County, Pennsylvania do hereby deputize the Sheriff of Allegheny County to 0 execute service of the documents herewith and make return thereof according to law. 0 3.1 z Return To: Z Cumberland County Sheriffs Office W 0. One Courthouse Square Carlisle, PA 17013 Ronny R Anderson, Sheriff {c)CountySiule Sheriff Teleosoft,Inc A -Ire el SHERIFF'S OFF'IdE OF CUMBE XND COUNTY X 3°5&5 Ronny R Anderson �f �aw�t��at �anbrrF 41g Sheriff y Jody S Smith . w Richard W Stewart Chief Deputy OFFICE OF THE SHERIFF Solicitor Capozzi Adler, P.C. f/k/a Capozzi &Associates, P.C. Case Number vs. Craig Flashner(et al.) Y,01 3-716 a SERVICE COVER SHEET N c Service Details: -� W) Category: lCivil Action -Complaint& Notice zone: X Manner: Deputize Expires: 05/01/2013 Warrant: w Notes: M M M 01 r Q Serve To: Final Service: a z Name: jPrestige PA Manager, LLC Served. Personally Adult In Charge Posted Other wPrimary 321 W.Valley Road Adult In a Address: Devon, PA 19333 Charge: Phone: DOB: Relation: } w Alternate Date: Time: � Address: . > Phone: Deputy: � Mileage: C � M Attorney/Originator: Name: Imarc A Crum I Phone: Service Attempts• Date: i f NO Time: 3 Id Or"0 Mileage: M CD Deputy: 4 1 5 .Notes/Special Instructions: �jJ ni G SCICl/ Ctt nJ0 SJ cN l9DP(1c-SS' :9N Ck-SRrn (a). LLI Z a a Now,April 01, 2013 I, Sheriff of Cumberland County, Pennsylvania do hereby deputize the Sheriff of Chester County to w execute service of the document"kywite m e ing to law... ~ Return To: W w Cumberland County Sheriffs rtfiS Q W One Courthouse Square &PA Carlisle, PA 17013 �trig EU Ronny R Anderson, Sheriff �XL X 7.r CAPOZZI ADLER, P.C. f/k/a IN THE COURT OF COMMON PLEAS OF CAPOZZI &ASSOCIATES, P.C., CUMBERLAND COUNTY, PENNSYLVANIA A Pennsylvania Professional Corporation, Plaintiff V. Docket No.: 13-716 CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, -: MADISON HEALTHCARE . , MANAGEMENT, LLC, PENNWOOD =m OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, a� fl c.. Defendants Civil Action - Law :X C� . PRAECIPE TO ENTER RETURN OF SERVICE A N.) --t ._, TO THE PROTHONOTARY/CLERK OF SAID COURT: Kindly enter as a matter of record the attached Affidavit of Service form as proof of personal service of the above-referenced Complaint upon the Defendant Craig Flasher. A competent adult served the Complaint upon Defendant in accordance with Pa.R.C.P. No. 402(a) on April 12, 2013. Dated: '� l•J - �� Marc A/Crum, Esquirr"' Attorn y I.D. No.: 91273 Capo�zzi Adler, P.C. P. Of Box 5866 Harrisburg, PA 17110 (717) 233-4101 Attorney for Plaintiff 1 111111111 IIIII Illll lull IIII!111111 IIIN lull Illll 11111�Ill�llll�llll III Illl CAPOZZI ADLER PC FKA CAPOZZI&ASSOCIATES,PC,A PA PROF.CORP. f� -rne Court Of C=MCd%k> Plaintiff vs. Venue CRAIG FLASHNER,ET AL. Defendant Docket Number:13 716 Person to be served(Name and Address): CRAIG FLASHNER 5184 OXLEY PL AFFIDAVIT OF SERVICE WESTLAKE VILLAGE CA 91362 (For Use by Private Service) By serving:CRAIG FLASHNER Attorney:MARC A CRUM, ESQ. Cost of Service pursuant to R.4:4-3(c) Papers Served:NOTICE TO DEFEND,COMPLAINT,VERIFICATION, $ EXHIBITS Service Data: XServed Successfully j J Not Served Date/Time: Z4 112-1 IS 1`5 PM XDelivered a copy to himlher personally Attempts: Date/Time: Date/Time: [ J Left a copy with a competent household member over 14 years of age Date/Time: residing therein(indicate name&relationship at right) Name of Person Served and relationship/title: ( J Left a copy with a person authorized to accept service,e.g.managing agent, registered agent,etc.(indicate name&official title at right) c A t Q 1;:1Ct5norr- j;?ersr)Cal Iv Description of Person Accepting Service: SEX: M AGE: 45 SSHEIGHT:Sou "S g WEIGHT: (W- (�b [ SKIN: \,tk1Q HAIR: IrOW OTHER: Unserved: [ J Defendant is unknown at the address furnished by the attorney ( J All reasonable inquiries suggest defendant moved to an undetermined address [ J No such street in municipality j J Defendant is evading service j J No response on: Date/Time: _ Date/Tirne: - - - - - - Date/Tlme: THERESA L.ST.GERMAINg COMM.#1984504 Other: .�, ;:';, ic01ARY PUBLIC-CALIFORNIAG) .y, .. VENTURACOUNTY O ^'''��C•OMM.EXPIRES JULY 8,20161 Served Data: 1 Subscribed and Sworn to me i / was at the time of service a competent adult,over ay of ,20�_ the age of 18 and not having a direct interest in the litigation. I declare under penalty of perjury that the Notary Signatur toreqoing is true rr ct. A 120-13 Name of Notary Commi s' n Expiration Process erver Date CAPOZZI ADLER, P.C. f/k/a IN THE COURT OF COMMON PLEAS OF CAPOZZI &ASSOCIATES, P.C., CUMBERLAND COUNTY, PENNSYLVANIA A Pennsylvania Professional Corporation, Plaintiff r� c;* V. Docket No.: 13-716 C- 'V, CRAIG FLASHNER, GS OPERATOR, LP T Y' d/b/a GLENDALE UPTOWN HOME,MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD r -: OPERATOR, LP, and PRESTIGE PA MANAGER LLC ' c Defendants Civil Action - Law - ANSWER TO DEFENDANTS' PRELIMINARY OBJECTIONS NOW COMES, Plaintiff, Capozzi Adler, P.C. ("Capozzi"), by and through its attorneys, and files the following Answer to Preliminary Objections: 1. Admitted. 2. Denied. The Complaint is a writing which speaks for itself and any allegation contrary to the language of the writing is strictly denied. I. DEFENDANTS' PRELIMINARY OBJECTION TO COUNT ONE OF PLAINTIFF'S COMPLAINT PURSUANT TO PA.R.C.P. 1028(a)(2) (FAILURE OF A PLEADING TO CONFORM TO LAW OR RULE OF COURT) 3. This is an incorporation paragraph to which no response is required. 4. Denied. The Pennsylvania Rules of Civil Procedure is a writing which speaks for itself and any allegations contrary to the language of the writing is strictly denied. 5. Denied. The Pennsylvania Rules of Civil Procedure is a writing which speaks for itself and any allegations contrary to the language of the writing is strictly denied. 6. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. By way of further response, the quotation set forth in the paragraph appears in the cited case. 1 7. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. By way of further response, the quotation set forth in the paragraph appears in the cited case. 8. Denied. The Pennsylvania Rules of Civil Procedure is a writing which speaks for itself and any allegations contrary to the language of the writing is strictly denied. 9. Admitted in part and denied in part. Admitted that Count One of Capozzi's Complaint, in part, arises from fee agreements and oral agreements to remit payment. Denied that the summary offered in the allegation is a clear representation of Count One of Capozzi's Complaint. The Complaint and Exhibits further detail the existence of contracts between the parties, the duties imposed pursuant to the contracts, the Defendants' breach of those contracts, and the damages suffered by Capozzi as a result of Defendants' breach. 10. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. The exhibits attached to the Complaint include dated fee agreements and invoices which clearly reflect the dates of service. As further response, the fee agreements between Capozzi and the Defendants, attached as exhibits to the Complaint, state, in pertinent part, "In addition to the representation described above, you may from time to time ask us to perform additional legal work or undertake your representation in other matters. This letter constitutes your authorization for our Firm to perform the additional legal work or represent you in other matters." (See Capozzi's Complaint, Exhibits A-D). 11. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. The exhibits attached to the Complaint include dated fee agreements and invoices which clearly reflect the 2 dates of service. As further response, the fee agreements between Capozzi and the Defendants, attached as exhibits to the Complaint, state, in pertinent part, "In addition to the representation described above, you may from time to time ask us to perform additional legal work or undertake your representation in other matters. This letter constitutes your authorization for our Firm to perform the additional legal work or represent you in other matters." (See Capozzi's Complaint, Exhibits A-D). 12. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. 13. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. II. DEFENDANTS' PRELIMINARY OBJECTION TO COUNT ONE (BREACH OF CONTRACT) OF PLAINTIFF'S COMPLAINT PURSUANT TO PA.R.C.P. 1028(a)(4) (LEGAL INSUFFICIENCY OF A PLEADING - DEMURRER) 14. This is an incorporation paragraph to which no response is required. 15. Admitted in part and denied in part. Admitted that Count One of Capozzi's Complaint, in part, arises from fee agreements and oral agreements to remit payment. Denied that the summary offered in the allegation is a clear representation of Count One of Capozzi's Complaint. The Complaint and Exhibits further detail the existence of contracts between the parties, the duties imposed pursuant to the contracts, the Defendants' breach of those contracts, and the damages suffered by Capozzi as a result of Defendants' breach. 16. Admitted in part and denied in part. Admitted that the fee agreements between Capozzi and Defendants are attached as exhibits to the Complaint. The fee agreements are writings which speaks for themselves and any allegations contrary to the language of the writings is strictly denied. As further response, the fee agreements between Capozzi and the Defendants, 3 state, in pertinent part, "In addition to the representation described above, you may from time to time ask us to perform additional legal work or undertake your representation in other matters. This letter constitutes your authorization for our Firm to perform the additional legal work or represent you in other matters." (See Capozzi's Complaint, Exhibits A-D). 17. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. As further response, the fee agreements between Capozzi and the Defendants, state, in pertinent part, "In addition to the representation described above, you may from time to time ask us to perform additional legal work or undertake your representation in other matters. This letter constitutes your authorization for our Firm to perform the additional legal work or represent you in other matters." (See Capozzi's Complaint, Exhibits A-D). 18. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. The Operations Transfer Agreement clearly states "[Prestige PA Manager, LP] shall be responsible to fund and pay any and all expenses accruing from and after the Transfer Date in connection with [The Village at Pennwood] . . ." (See Paragraph 3.02 of the Operations Transfer Agreement attached to Capozzi's Complaint as Exhibit G). As further response, the fee agreements between Capozzi and the Defendants, state, in pertinent part, "In addition to the representation described above, you may from time to time ask us to perform additional legal work or undertake your representation in other matters. This letter constitutes your authorization for our Firm to perform the additional legal work or represent you in other matters." (See Capozzi's Complaint, Exhibits A-D). 19. Denied as a conclusion of law to which no response is required. To the extent a 4 i response is required, the averments are denied and strict proof is demanded at trial. The Operations Transfer Agreement clearly states "[Prestige PA Manager, LP] shall be responsible to fund and pay any and all expenses accruing from and after the Transfer Date in connection with [The Village at Pennwood] . . ." (See Paragraph 3.02 of the Operations Transfer Agreement attached to Capozzi's Complaint as Exhibit G). 20. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. 21. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. By way of further response, the quotation set forth in the paragraph appears in the cited case. 22. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. As further response, it is specifically denied that Capozzi's allegations are limited to legal work performed for The Village at Pennwood. The fee agreements and client ledgers detail the content of the services performed on behalf of the Defendants. III. _DEFENDANTS' PRELIMINARY OBJECTION TO COUNT TWO (BREACH OF IMPLIED CONTRACT) OF PLAINTIFF'S COMPLAINT PURSUANT TO PA.R.C.P. 1028(a)(4) (LEGAL INSUFFICIENCY OF A PLEADING - DEMURRER) 23. This is an incorporation paragraph to which no response is required. 24. Admitted in part and denied in part. Admitted that Count Two of Capozzi's Complaint, in part, seeks damages for work performed for The Village of Pennwood. Denied that the summary offered in the allegation is a clear representation of Count Two of Capozzi's Complaint. 5 25. Denied. The fee agreements between Capozzi and the Defendants, state, in pertinent part, "In addition to the representation described above, you may from time to time ask us to perform additional legal work or undertake your representation in other matters. This letter constitutes your authorization for our Firm to perform the additional legal work or represent you in other matters." (See Capozzi's Complaint, Exhibits A-D). Further, the Complaint identifies an oral agreement between Capozzi and Defendant Craig Flashner regarding the Glendale Appeal and the Pennwood Appeal. (See Capozzi's Complaint, paragraph 23). The Complaint further identifies numerous conversations between Capozzi and Defendant Craig Flashner regarding legal services to be performed on behalf of the Defendants. (See Capozzi's Complaint, paragraphs 29-32). 26. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. The Operations Transfer Agreement clearly states "[Prestige PA Manager, LP] shall be responsible to fund and pay any and all expenses accruing from and after the Transfer Date in connection with [The Village at Pennwood] . . ." (See Paragraph 3.02 of the Operations Transfer Agreement attached to Capozzi's Complaint as Exhibit G). 27. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. 28. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. By way of further response, the quotation set forth in the paragraph appears in the cited case. 29. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. As further 6 response, it is specifically denied that Capozzi's allegations are limited to legal work performed for The Village at Pennwood. The fee agreements and client ledgers detail the content of the services performed on behalf of the Defendants. IV. DEFENDANTS' PRELIMINARY OBJECTION TO COUNT THREE (QUANTUM MERUIT) OF PLAINTIFF'S COMPLAINT PURSUANT TO PA.R.C.P. 1028(a)(4) (LEGAL INSUFFICIENCY OF A PLEADING - DEMURRER) 30. This is an incorporation paragraph to which no response is required. 31. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. 32. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. 33. The Operations Transfer Agreement is a writing which speaks for itself and any allegations contrary to the language of the writing is strictly denied. By way of further response, the Operations Transfer Agreement clearly states "[Prestige PA Manager, LP] shall be responsible to fund and pay any and all expenses accruing from and after the Transfer Date in connection with [The Village at Pennwood] . . ." (See Paragraph 3.02 of the Operations Transfer Agreement attached to Capozzi's Complaint as Exhibit G). 34. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. V. DEFENDANTS' PRELIMINARY OBJECTION TO COUNT FOUR OF PLAINTIFF'S COMPLAINT PURSUANT TO PA.R.C.P. 1028(a)(2) (FAILURE OF A PLEADING TO CONFORM TO LAW OR RULE OF COURT) 35. This is an incorporation paragraph to which no response is required. 36. Admitted. 37. Denied. The Pennsylvania Rules of Civil Procedure is a writing which speaks for 7 itself and any allegations contrary to the language of the writing is strictly denied. 38. Denied. The Pennsylvania Rules of Civil Procedure is a writing which speaks for itself and any allegations contrary to the language of the writing is strictly denied. 39. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. 40. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. 41. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. VI. DEFENDANTS' PRELIMINARY OBJECTION TO THE ENTIRETY OF THE PLAINTIFF'S COMPLAINT PURSUANT TO PA.R.C.P. 1028(a)(3) (INSUFFICIENT SPECIFICITY IN A PLEADING) 42. This is an incorporation paragraph to which no response is required. 43. Denied. The Pennsylvania Rules of Civil Procedure is a writing which speaks for itself and any allegations contrary to the language of the writing is strictly denied. 44. Denied. The Pennsylvania Rules of Civil Procedure is a writing which speaks for itself and any allegations contrary to the language of the writing is strictly denied. 45. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. By way of further response, the quotation set forth in the paragraph appears in the cited case. 46. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. By way of further response, the quotation set forth in the paragraph appears in the cited case. 47. Denied as a conclusion of law to which no response is required. To the extent a 8 response is required, the averments are denied and strict proof is demanded at trial. 48. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. 49. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. 50. Denied as a conclusion of law to which no response is required. To the extent a response is required, the averments are denied and strict proof is demanded at trial. WHEREFORE, Plaintiff, Capozzi Adler, P.C., respectfully requests that this Court enter an Order dismissing Defendants' Preliminary Objections and grant such other relief as this Court may deem just and proper. Respectfully submitted, CAPOZZI ADLER, P.C. Dated: By: Mar Crum, Esqui e Attorn y I.D. No.: 91273 P. O. ox 5866 Harri urg, PA 17110 (717 233-4101 Attorney for Plaintiff 9 CAPOZZI ADLER, P.C. f/k/a IN THE COURT OF COMMON PLEAS OF CAPOZZI &ASSOCIATES, P.C., CUMBERLAND COUNTY, PENNSYLVANIA A Pennsylvania Professional Corporation, Plaintiff V. Docket No.: 13-716 CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants Civil Action - Law VERIFICATION 1, Andrew R. Eisemann, Esquire, do hereby verify that the facts made in the foregoing Complaint are true and correct to the best of my knowledge, information and belief. I understand that any false statements therein are subject to the penalties contained in Title 18 of the Pennsylvania Consolidated Statutes Section 4904, relating to unsworn falsi cation to authorities. Date: 5-/ 0 � Andrew i nn, Esquire ttorney 1. 87441 Capozzi A lC. P.O. Box 5866 Harrisburg, PA 17110 (717) 233-4101 Attorney for Plaintiff 10 CAPOZZI ADLER, P.C. f/k/a IN THE COURT OF COMMON PLEAS OF CAPOZZI & ASSOCIATES, P.C., CUMBERLAND COUNTY, PENNSYLVANIA A Pennsylvania Professional Corporation, Plaintiff V. Docket No.: 13-716 CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants Civil Action - Law CERTIFICATE OF SERVICE I hereby certify that a copy of the foregoing document was served on the following by causing the same to be placed in the United States mail, first class, postage prepaid, addressed as follows: Benjamin J. Gladfelter, Esquire John N. Kennedy, Esquire Kennedy P.C. PO Box 5100 Harrisburg, PA 17110 Dated: As Marc Crum, Esquire L Attor y I.D. No.: 91273 Cap zzi Adler, P.C. P. O. Box 5866 Harrisburg, PA 17110 (717) 233-4101 Attorney for Plaintiff 11 PRAECIPE FOR LISTING CASE FOR ARGUMENT (Must be typewritten and submitted in triplicate) TO THE PROTHONOTARY OF CUMBERLAND COUNTY: (List the within matter for the next Argument Court.) Capozzi Adler, P.C. CAPTION OF CASE rri (entire caption must be stated in full) _ � (fir' `c=, Capozzi Adler, P.C. f/k/a Capozzi & Associates, P.C. -< UC) CD Craig Flashner, GS Operator, LP et al. No. 716 2013 TTerm'1 1. State matter to be argued (i.e., plaintiff's motion for new trial, defendant's demurrer to complaint, etc.): Defendant's Preliminary Objections 2. Identify all counsel who will argue cases: (a) for plaintiffs: Marc A. Crum (Name and Address) P. O. Box 5866, Harrisburg, PA 17110 (b) for defendants: Benjamin J. Gladfelter & John N. Kennedy (Name and Address) P. O. Box 5100, Harrisburg, PA 17110 3. I will notify all parties in writing within two days that this case has been listed for argument. 4. Argument Court Date: February 14,2014 Signat re f(\ Vic. �. YYN Pri r t your name Plaintiff Attorney for Date: ���0�� 1'3 INSTRUCTIONS: Si` 1.04. 1. Original and two copies of all briefs must be filed with the COURT ADMINISTRATOR(not the Prothonotary) before argument. ` 0274 2.The moving party shall file and serve their brief 14 days prior to argument. 3.The responding party shall file their brief 7 days prior to argument. 4. If argument is continued new briefs must be filed with the COURT R-31-a? P2-11. ADMINISTRATOR(not the Prothonotary) after the case is relisted. CAPOZZI ADLER, P.C., f/k/a : IN THE COURT OF COMMON PLEAS OF CAPOZZI AND ASSOCIATES, : CUMBERLAND COUNTY, PENNSYLVANIA P.C., A PENNSYLVANIA PROFESSIONAL CORPORATION,: CIVIL ACTION–LAW Plaintiff NO. 13-0716 CIVIL vs. CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE : UPTOWN HOME, MADISON . HEALTHCARE MANAGEMENT, : LLC, PENNWOOD OPERATOR : LP, and PRESTIGE PA • MANAGER, LLC, • Defendants IN RE: DEFENDANTS' PRELIMINARY OBJECTIONS BEFORE HESS, P.J., MASLAND AND PLACEY, J.J. ORDER AND NOW, this / 1� day of February, 2014, following argument thereon, the preliminary objections of the defendants are OVERRULED. BY THE COURT, - %I Kevin .Hess, P.J. ✓ Marc A. Crum, Esquire P. O. Box 5866 Harrisburg, PA 17110 For the Plaintiff -a w ✓ Benjamin J. Gladfelter, Esquire ter- — kto P. O. Box 5100 -< ' ,< r Harrisburg, PA 17110 For the Defendants Sc-) C.4 .7140// •E$ m 1L IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA • CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., • A Pennsylvania Professional Corporation, Civil Term Plaintiff, v. • CRAIG FLASHNER, GS OPERATOR, LP • d/b /a GLENDALE UPTOWN HOME, • MADISON HEALTHCARE • MANAGEMENT, LLC, PENNWOOD • OPERATOR, LP,-And-PRESTIGE PA • MANAGER, LLC; , • Defendants. Fr O HQNOt ? Y 2111411AR :14 41110: 24 MBE -ND-COUNTy PEN SYlVANIA Docket Number: 13 -716 DEFENDANTS' ANSWER, NEW MATTER AND • COUNTERCLAIM TO PLAINTIFF'S COMPLAINT Filed on behalf of Defendants Counsel of Record for this Party: Benjamin J. Glatfelter, Esquire Attorney I.D. No. 203935 John N. Kennedy, Esquire Attorney I.D. No. 68278 KENNEDY, PC Law Offices P.O. Box 5100 Harrisburg, PA 17110 (717) 233 -7100 jkennedy @kennedypc.net Date: March 13, 2014 IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C. f/k/a • CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, • Civil Term Plaintiff, V. Docket Number: 13-716 CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENN WOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants. NOTICE TO: CAPOZZI ADLER, P.C. f/k/a CAPOZZI &ASSOCIATES, P.C., A Pennsylvania Professional Corporation YOU ARE HEREBY NOTIFIED TO FILE A WRITTEN RESPONSE TO THE DEFENDANTS' NEW MATTER WITHIN TWENTY (20) DAYS FROM SERVICE HEREOF OR A JUDGMENT MAY BE ENTERED AGAINST YOU. KENNEDY, PC LAW OFFIC 2 Glatfelter, squi ey I.D. No.: 2 935 John N. Kennedy, Esquire Attorney I.D. No.: 68278 KENNEDY, PC Law Offices P.O. Box 5100 Harrisburg, PA 17110-0100 (717) 233-7100 Attorneys for Defendants IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Plaintiff, v CRAIG FLASHNER, GS OPERATOR, LP d/b /a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants. Civil Term Docket Number: 13 -716 NOTICE TO DEFEND — CIVIL You have been sued in Court. If you wish to defend against the claim set forth in the following pages, you must take action within (20) days after this Complaint and Notice are served, by entering a written appearance personally or by an attorney and filing in writing with the Court your defenses or objections to the claims set forth against you. You are warned that if you fail to do so, the case may proceed without you and a judgment may be entered against you by the Court without further notice for any money claimed or any other claim or relief requested by the plaintiff. You may lose money or property rights important to you. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET HELP.THIS OFFICE CAN PROVIDE YOU WITH INFORMATION ABOUT HIRING A LAWYER. IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAY ABLE TO PROVIDE YOU WITH INFORMATION ABOUT PERSONS AT A REDUCED FEE OR NO FEE. Cumberland County Bar Association 32 South Bedford Street Carlisle, Pennsylvania 17013 Telephone No: (717) 249 -3166 3 IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Plaintiff, v. • • • CRAIG FLASHNER, GS. OPERATOR, LP • d/b /a GLENDALE UPTOWN HOME, MADISON HEALTHCARE • MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defenda Civil Term Docket Number: 13 -716 DEFENDANTS' ANSWER, NEW MATTER AND COUNTERCLAIM TO, PLAINTIFF'S COMPLAINT AND NOW, :COMES Defendants, Craig Flashner, GS Operator, LP d/b /a Glendale Uptown Horne, Madison Healthcare Management, LLC, Pennwood Operator, LP and Prestige PA Manager`, LLC (hereinafter collectively "Defendants "), by and through their attorneys, Kennedy, P.C. Law Offices, and files the following Answer, New Matter and Counterclaim to Plaintiff's Complaint, and in support thereof provides as follows: 1. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 2. Admitted. 3. Admitted. 4. Denied. Madison Healthcare, LLC is a limited liability corporation with its principal place of business located at 1605 46th Street, Brooklyn, NY 11204. 5. Admitted. 6. Admitted. 7. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 8. Denied. By way of further response, the fee agreement attached to Plaintiff's Complaint as Exhibit A is unsigned. 9. Admitted in part, denied in part. It is admitted only that on or about January 15, 2010, Madison Healthcare, through its Managing Member, Craig Flashner, entered into a written fee agreement for Plaintiff's legal representation in connection with assistance and identification of health care acquisition opportunities. All other allegations, express or implied, are specifically denied. Further, Exhibit B, being in writing, speaks for itself. 10. Denied. By way of further response, the fee agreement attached to Plaintiffs Complaint as Exhibit C is unsigned. 11. Admitted. By way of further response, the fee agreement strictly addressed legal work to be performed for the conversion of Glendale Uptown Home to a Continuing Care Retirement Community. 12. Admitted in part, denied in part. It is admitted only that on or about August 25, 2010, pursuant to a Confirmation of Change in Control of GS Operator, L.P. d/b /a Glendale Uptown Horne, Wells Lexington Capital Group, LLC as New Sole Managing Member of GS OM GP, LLC, as General Partner of GS Operator, L.P., assumed control of GS Operator, L.P. 5 d/b /a Glendale Uptown Home. All other allegations, express or implied, are specifically denied. Further, Exhibit E, being in writing, speaks for itself. 13. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. Defendants denied the existence of certain fee agreements, above. Further, this averment does not specify which fee agreements are referenced. 14. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. Defendants denied the existence of certain fee agreements, above. Further, this averment does not specify which fee agreements are referenced. 15. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. Defendants denied the existence of certain fee agreements, above. Further, this averment does not specify which fee agreements are referenced. 16. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. Defendants denied the existence of certain fee agreements, above. Further, this averment does not specify which fee agreements are referenced. 17. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. !Defendants denied the existence of certain fee agreements, above. Further, this averment does not specify which fee agreements are referenced. 18. Admitted in part, denied in part. It is admitted only that two checks are attached to Plaintiff's Complaint as Exhibit F, which, being in writing, speak for themselves. All other allegations, express or implied, are specifically denied because, after reasonable investigation, Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 19. Admitted. 20. Admitted in part, denied in part. It is admitted only that pursuant to the Operations Transfer Agreement ( "OTA "), Colonial. Senior Living of Western PA, LLC and Prestige PA Manager, LP agreed to co -manage the Village at Pennwood from the Commencement Date until the Transfer Date or the earlier termination of the OTA, identified in the OTA as the "Co- Management Period." All other allegations, express or implied, are specifically denied. 21. Denied. Paragraph 2.01 of the OTA does not identify Pennwood Operator, LP as the designee of Prestige PA Manager, LLC. 22. Admitted in part, denied in part. It is admitted only that on the Transfer Date of the OTA, Prestige PA Manager, LLC, or its designee, acquired and assumed the Transferred Assets. Paragraph 3.02 of the OTA only obligates Prestige PA Manager, LLC, or its designee, to pay any and all expenses accruing from and after the Transfer Date in connection with the Facility. Paragraph 3.02 of the OTA clearly requires the prior operator, Colonial Senior Living of Western PA, LLC, to pay any and all expenses accruing prior to the Transfer Date in connection with the Facility. The Transfer Date was July 1, 2011. Despite the language of Paragraph 3.02 of the OTA absolving Defendants of any responsibility for expenses accruing prior to the Transfer Date, and despite the fact Plaintiff represented Colonial Senior Living of Western PA, LLC for the OTA negotiation, Plaintiff's Complaint seeks payment from 7 Defendants for legal fees accrued prior to the Transfer Date. All other allegations, express or implied, are specifically denied. 23. Denied. It is specificallyy denied that on February 17, 2011, Attorney Donald Reavey reached an oral agreement with Craig Flashner to continue to pursue the Glendale Uptown Home / GS Operator 12/31/08 Medicaid Audit Appeal and the Village at Pennwood 12/31/08 Medicaid Audit Appeal. By way of further answer, after reasonable investigation, Defendants are without knowledge or information sufficient to form a belief as to the remaining factual averments and they are therefore specifically denied. 24. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 25. Denied. Craig Flashner specifically denies an oral agreement was reached with Attorney Donald Reavey. All other allegations, express or implied, are specifically denied. 26. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 27. Denied. To the contrary, Defendants transferred responsibility of all active appeals and other legal matters from Plaintiff to Kennedy, PC Law Offices. Further, Defendants disputed certain invoices sent by Plaintiff, which led to the current litigation. 28. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 8 29. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 30. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 31. Admitted in part, denied in part. It is admitted only that a series of email communications are attached to Plaintiffs Complaint as Exhibit H. It is specifically denied that the email communications set forth in Exhibit H of Plaintiffs Complaint in any way acknowledge and consent to all legal fees demanded in Plaintiffs Complaint. Defendants paid Plaintiff over $180,000.00 in legal fees since May 2010 for undisputed invoices. The disputed invoices that are the subject of Plaintiffs Complaint are for work performed for the prior operators of Glendale Uptown Home and the Village at Pennwood. Upon information and belief, the prior operators of Glendale Uptown Home and the Village at Pennwood stopped paying their bills, which is why Plaintiff is now seeking payment from Defendants. Defendants specifically deny responsibility for the remaining unpaid invoices that are the subject of Plaintiffs Complaint. 32. Admitted in part, denied in part. It is admitted only that copies of checks drafted to "Capozzi & Associates, P.C." are attached to Plaintiffs Complaint as Exhibit I. All other allegations, express or implied, are specifically denied. 33. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 9 COUNT I — BREACH OF CONTRACT 34. Defendants incorporate herein by reference paragraphs 1 through 33, above, as though the same were set forth herein at length. 35. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 36. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 37. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 38. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 39. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 40. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 41. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 10 42. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 43. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 44. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 45. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 46. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. Further, Defendants denied the existence of certain fee agreements, above. 47. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 48. Admitted in part, denied in part. It is admitted only that Plaintiff contacted Defendants seeking payment of the disputed invoices that are the subject of Plaintiff's Complaint. Defendants specifically deny responsibility for the disputed invoices that are the subject ofthe Plaintiff's Complaint. All other allegations, express or implied, are specifically denied. 11 49. Denied. Craig Flashner specifically denies ever assuring Plaintiff that payment would be made for the disputed invoices that are the subject of Plaintiff's Complaint. 50. Denied. 51. Admitted in part, denied in part. It is admitted only that Defendants refuse to pay the disputed invoices that are the subject of Plaintiff's Complaint. Defendants paid Plaintiff over $180,000.00 in legal fees since May 2010 for undisputed invoices. 52. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. WHEREFORE, Defendants demand the entry of judgment in their favor dismissing Plaintiff's Complaint with prejudice and awarding costs and counsel fees. COUNT II — BREACH OF IMPLIED CONTRACT 53. Defendants incorporate herein by reference paragraphs 1 through 52, above, as though the same were set forth herein at length. 54. Denied. It is specifically denied that on or about May 4, 2010, Defendants agreed to pay Plaintiff in exchange for legal services and that Craig Flashner agreed to pay Plaintiff pursuant to the Retainer Check forwarded. The fee agreement executed on or about May 4, 2010 was signed on behalf of GS Operator, L.P. only and was in contemplation of work to be conducted for the conversion of Glendale Uptown Home to a Continuing Care Retirement Community. 55. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this 12 paragraph. 56. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the avenments contained in this. paragraph. 57. Admitted in part, denied in part. It is admitted only that Defendants refuse to pay the disputed invoices that are the subject of Plaintiff's Complaint. Defendants paid Plaintiff over $180,000.00 in legal fees since May 2010 for undisputed invoices. 58. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 59. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 60. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 61. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive ;pleading is required. WHEREFORE, Defendants demand the entry of judgment in their favor dismissing Plaintiff's Complaint with prejudice and awarding costs and counsel fees. COUNT III — QUANTUM MERUIT (UNJUST ENRICHMENT) 62. Defendants incorporate herein by reference paragraphs 1 through 61, above, as though the same were set forth herein at length. 13 63. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 64. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 65. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 66. Denied. After reasonable investigation Defendants are without knowledge or information sufficient to form a belief as to the truth of the averments contained in this paragraph. 67. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 68. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 69. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 70. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 71. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 72. Admitted in part, denied in part. It is admitted only that Defendants refuse to pay the disputed invoices'that are the subject of Plaintiff's Complaint. Defendants paid Plaintiff over $180,000.00 in legal fees since May 2010 for undisputed invoices. 73. Denied. 14 WHEREFORE, Defendants demand the entry of judgment in their favor dismissing Plaintiff's Complaint with prejudice and awarding costs and counsel fees. COUNT. IV — PIERCING THE CORPORATE VEIL Defendant Craig Flashner 74. Defendants incorporate herein by reference paragraphs 1 through 73, above, as though the same were set forth herein at length. 75. Denied. It is specifically denied that Craig Flashner treats the assets of GS Operator, LP, Madison Healthcare Management, LLC and Prestige PA Manager, LP as his own and strict proof therefore is hereby demanded. 76. Denied. It is specifically denied that Craig Flashner used corporate funds to pay his private debts and strict proof therefore is hereby demanded. 77. Denied. It is specifically denied that Craig Flashner failed to keep separate corporate books and strict proof therefore is hereby demanded. 78. Denied. It is specifically denied that Craig Flashner failed to observe corporate formalities and strict proof therefore is hereby demanded. 79. Denied. It is specifically denied that Craig Flashner failed to provide adequate capitalization for the corporation to pay potential liabilities and strict proof therefore is hereby demanded. To the contrary,, Defendants feel strongly they are not liable for the debt sought by Plaintiff and are paying Kennedy, PC Law Offices to defend this action rather then pay Plaintiff money to which Plaintiff is not entitled. 80. Denied. It is specifically denied that GS Operator, LP, Madison Healthcare Management, LLC and Prestige PA Manager, LP do not currently have enough unencumbered capital to pay its potential liabilities and strict proof therefore is hereby demanded. To the 15 contrary, Defendants feel strongly they are not liable for the debt sought by Plaintiff and are now paying Kennedy, PC Law Offices to defend this action rather than pay Plaintiff for money to which Plaintiff is not entitled. 81. Denied. It is specifically denied that GS Operator, LP, Madison Healthcare Management, LLC and Prestige PA Manager, LP are currently organized solely for the purpose of avoiding Craig Flashner's personal liabilities and strict proof therefore is hereby demanded.. 82. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 83. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 84. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 85. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 86. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 87. Denied. It is specifically denied that Plaintiff suffered financial harm in the amount of $36,903.69 as a direct result of Craig Flashner's conduct. WHEREFORE, Defendants demand the entry of judgment in their favor dismissing Plaintiffs Complaint with prejudice and awarding costs and counsel fees. 16 NEW MATTER AND NOW, Defendants, by and through their counsel, Kennedy, PC Law Offices, sets forth the following New Matter as to Plaintiff: 88. Defendants incorporate herein by reference paragraphs 1 through 87, above, as though the same were set forth herein at length. 89. Plaintiff's claims are barred by the applicable statute of limitations. 90. Plaintiff's claims are barred by the doctrine of unclean hands. 91.' Plaintiff's damages or losses, if any, were caused in whole, or in part, by the acts and/or omissions of third- parties over whom answering Defendants have no control. 92. Plaintiff's claims are barred by a failure of consideration. WHEREFORE, Defendants demand judgment on the New Matter against Plaintiff, that Plaintiff's, Complaint be dismissed with prejudice, and that Defendants be awarded reasonable counsel fees, reimbursement of costs and expenses of litigation, and any further relief that this Honorable Court deems appropriate. 17 COUNTERCLAIM COUNT ONE: UNJUST ENRICHMENT 93. Defendants incorporate herein by reference paragraphs 1 through 92, above, as though the same were set forth herein at length. 94. Plaintiff, Capozzi, presented the following invoices to Defendants for payment: a. Invoice Number 55898 dated 12/09/10 in the amount of $350.00 (See Invoice attached hereto as Exhibit D -1.); b. Invoice Number 55486 dated 11/12/10 in the amount of $200.00 (See Invoice attached hereto as Exhibit D -2.); c. Invoice Number 55085 dated 10/15/10 in the amount of $395.00 (See Invoice attached hereto as Exhibit D -3.); and d. Invoice Number 54666 dated 9/8/10 in the amount of $33.67. (See Invoice attached hereto as Exhibit D -4.) 95. Invoice Numbers 55898, 55486, 55085 and 54666 (collectively "Invoices ") relate only to work done for the FYE 12/31/08 Village at Pennwood Medical Assistance audit appeal. 96. All time entries listed on the Invoices relate to work performed for the Village at Pennwood from August 2010 through November 2010. 97. Pursuant to Paragraph 3.02 of the Operations Transfer Agreement, the prior operator, Colonial Senior Living of Western PA, LLC is responsible for any and all expenses accruing prior to the Transfer Date. (See Plaintiff's Complaint, Exhibit G, Paragraph 3.02.) 98. The Transfer Date was July 1, 2011. 99. Pursuant to the Operations Transfer Agreement, Colonial Senior Living of Western PA, LLC is responsible for payment of the Invoices because they were incurred from August 2010 through November 2010, well before the Transfer Date of July 1, 2011. 18 100. Plaintiff, Capozzi, negotiated the Operations Transfer Agreement on behalf of Colonial Senior Living of Western, PC, LLC and, therefore, should be aware of the terms of the Operations Transfer Agreement. 101. On July 22, 2011, through accident and mistake, Defendants paid the Invoices. (See Copy of Payment Check attached hereto as Exhibit D -5.) 102. As a result of the aforementioned, Plaintiff, Capozzi, has become unjustly enriched at Defendant's expense. WHEREFORE Counterclaim Plaintiffs, Craig Flashner, GS Operator, LP d/b /a Glendale Uptown Home, Madison Healthcare Management, LLC, Pe wood Operator, LP and Prestige PA Manager, LLC, demand the Court order Counterclaim Defendant, Capozzi Adler, P.C. flk/a Capozzi & Associates, P.C., to pay $978.67, plus attorney's fees, court costs, late fees, and any other relief the Court may deem appropriate. Date: By: Respectfully submitted, 19 !Glatfelter, Es • . re .D. No.: 20393 John N. Kennedy, Esquire Attorney I.D. No.: 68278 KENNEDY, PC Law Offices P.O. Box 5100 Harrisburg, PA 17110 -0100 (717) 233 -7100 Attorneys for Defendants 6009-13 —Answer, New Matter and Counterclaim RIFICATION The undersigned hereby verifies the statements of fact in the foregoing document are true and correct to the best of his/her knowledge, information, and belief. He/She understands any false statements therein are subject to the penalties contained in 18 Pa. C. S. § 4904, relating to unsworn falsification to authorities. Date: 3-13 I Li Craig Flashner, Personally, as Managing Member of the General Partners of GS Operator, LP d/b/a Glendale Uptown Home, as Managing Member of Madison Healthcare Management, LLC, as Managing Member of the General Partners of Pennwood Operator, LP d/b/a the Village at Pennwood, and as Managing Member of Prestige PA Manager, LLC EXHIBIT D -1 Ph:(717) 233 -4101 Tracy Sipe Prestige Health Care 7400 New Lagrange Road Louisville, KY 40222 Capozzi & Associates, P.C. 2933 North Front Street Harrisburg, PA 17110 Fax:(717) 233 -4103 EIN #: 23- 2911821 December 9, 2010 File #: 405 -10 Inv #: 55898 RE: Village of Pennwood MA Audit Appeal FYE 12/31/08 DATE DESCRIPTION HOURS AMOUNT TIMEKEEPER Nov -09 -10 Review of Department of Welfare entry of 0,20 50.00 DKN appearance Nov -18 -10 Review of/draft e -mails re Settlement position; 1.00 250.00 LJC conference with Tim Ziegler re Auditor discussions /game plan Nov -20 -10 Draft e-mail to Scott re Settlement of MA 0.20 50.00 LJC Audit Appeal Totals 1.40 $350.00 Total Fees & Disbursements $350.00 Due Date: 30 Days From Date of invoice. Any claims or disputes regarding this invoice or any items thereon must be submitted In writing within 15 days of receipt. Please put Invoice Number on your check, Thank You 0A, E)Tiff 1' D -2 Ph :(717) 233 -4101 Tracy Sipe Prestige Health Care 7400 New Lagrange Road Louisville, KY 40222 Capozzi & AsssoFia es, P.C. 3 Front Harrisburg, PA 17110 Fax:(717) 233 -4103 RE: Village of Pennwood MA Audit Appeal FYE 12/31/08 DATE BIN #: 23- 2911821 November 12, 2010 File #: 405 -10 miv #: 55486 DESCRWTION HOURS AMOUNT TIMEKEEPER Oct -27 -10 Draft and send Provider's Mandatory Initial 2.00 180.00 Disclosures Oct -29 -10 Office conference with Dawn Richards re 0.10 20.00 mandatory initial disclosures and status of discovery Totals 2.10 $200.00 Total Fees & Disbursements $200.00 Due Date: 30 Days From Date of Invoice. Any claims or disputes regarding this invoice or any items thereon must be submitted in writing within 15 days of receipt. Please put Invoice Number on your check, Thank You Exutilitr Ph: (717) 233 -4101 Tracy Sipe Prestige Health Care 7400 New Lagrange Road Louisville, KY 40222 Capozzi & Associates, P.C. 2933 North Front Street Harrisburg, PA 17110 Fax:(717) 233-4103 Village of Pennwood MA Audit Appeal FYE 12/31/08 EIN #: 23- 2911821 October 15, 2010 File #: 405 -10 Inv #: 55085 DATE DESCRIPTION HOURS AMOUNT TIMEKEEPER Sep -01 -10 Prepared Request for Hearing for MA Audit of 2.00 300.00 DLR FYE 12/31/08 Sep -06 -10 Review of/draft a -mails Craig Adler /Jeff Shore 0.30 75.00 LJC re Conestoga; review of/draft a -mails Bob re status of deal commitment/options; draft e -mail re amended Appeal Sep -22 -10 Office conference with Dawn Richards re 0.10 20.00 filing of request for hearing and work papers/Discovery Totals 2.40 $395.00 Total Fees & Disbursements $395.00 Due Date: 30 Days From Date of invoice. Any claims or disputes regarding this invoice or any items thereon must be submitted in writing within 16 days of receipt, Please put Invoice Number on your check, Thank You EXHIBIT D -4 Ph :(717) 233 -4101 Tracy Sipe Prestige Health Care 7400 New Lagrange Road Louisville, KY 40222 Capozzi & Associates, P.C. 2933 North Front Street Harrisburg, PA 17110 Fax:(717) 233 -4103 EIN #: 23- 2911821 September 8, 2010 File #: 405 -10 Inv #: 54666 RE: Village of Pennwood MA Audit Appeal FYE 12/31/08 DATE DESCRIPTION HOURS AMOUNT TIMEKEEPER Aug -25 -10 Review /draft a -mails re MA audit/effect on 0.50 125.00 LJC rates Aug -26 -10 Draft e-mail to Scott re 12/31/08 MA Audit 1.00 250.00 LJC Aug -27 -10 Draft e-mail to Dawn Richards re preparation 0.50 125.00 or BHA appeal Telephone call from Scott Colver re appeal 1.80 450.00 issues/next steps Analysis and review of audit report; a -mails 0.90 225.00 DKN from and to Tim Ziegler, Lou Capozzi and Dawn Richards regarding same Aug -31 -10 Telephone call from Scott Colver re appeal; 1.00 250.00 review /draft e-mails re appeal issues Review and respond to multiple e-mails 1.20 300.00 DKN regarding appeal needed and review of draft appeal LJC LJC LJC Totals 6.90 $1,725.00 Invoice #: 54666 Page 2 September 8, 2010 Total Fees & Disbursements Due Date: 30 Days From Date of Invoice. Any claims or disputes regarding this Invoice or any i must be submitted in writing within 15 days of receipt. Please put Invoice Number on your check, Thank You CL) EXHIBIT D -$ Village at Pennwood 7400 New Lagrange Road, Suite 100 Louisville, KY 40222 Stub 1 of 1 VENDOR NAME CHECK DATE CHECK NUMBER AMOUNT Capozzi & Associates, P.C. 07122/11 1017 "115,007.67" Invoice Number Description PO No Date Amount Discount Net Amount 59061 POSSIBLE PURCHASE OF VAP 06/13/11 $2,700.00 $2,700.00 58453 YR 15 CASE -MIX RATE APPEAL 05/16/11 $75.00 $75.00 58452 VAP MA AUDIT APPEAL FYE 12/31/08 05/16/11 $125.00 $125.00 58640 POSSIBLE PURCHASE OF VAP 05/16/11 $1,004.00 $1,004.00 58115 POSSIBLE PURCHASE OF VAP 04/14/11 $125.00 $125.00 55898 VAP MA AUDIT APPEAL FYE 12/31/08 12/09/10 $350.00 $350,00 55486 VAP MA AUDIT APPEAL FYE 12/31/08 11/12/10 $200.00 $200.00 55085 VAP MA AUDIT APPEAL FYE 12/31/08 10/15/10 $395.00 $395.00 54666 VAP MA AUDIT APPEAL FYE 12/31/08 09/08/10 $33.67 $33.67 Village at Pennwood 7400 New Lagrange Road, Suite 100 Louisville, KY 40222 Five - Thousand -Seven and 67/100 dollars PAY TO THE ORDER OF Capozzi & Associates, P.C. 2933 North Front St HARRISBURG PA 17110 PLEASE DETACH BEFORE DEPOSITING The Prjwate Bank Chi 60602 P� GCNO EXACTL D5,OO L dOLS6 / C LS 4 /V $5,007.67 21- 1397/124 No. 1017 DATE 07/22/11 IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C. Vida CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Plaintiff V. CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE : MANAGEMENT, LLC, PENNWOOD . OPERATOR, LP, and PRESTIGE PA : MANAGER, LLC, . Defendants. Civil Term Docket Number: 13-716 CERTIFICATE OF. SERVICE I, the undersigned, hereby certify that on March 13, 2014, Kennedy, PC Law Offices sent a copy of the attached Defendants' Answer, New Matter and Counterclaim to Plaintiff's Complaint to the following via FedEx Overnight Delivery as follows: Date: Marc A. Crum, Esquire Capozzi Adler, PC. P.O. Box 5866 Harrisburg, PA 17110 By: . G a el , squire A f CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation Plaintiff v. CRAIG FLASHNER, GS OPERATOR, LP d/b /a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA : Docket No.: 13 -716 : Civil Action - Law NOTICE TO PLEAD TO: CRAIG FLASHNER, GS OPERATOR, LP d/b /a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, YOU ARE HEREBY NOTIFIED TO FILE A WRITTEN RESPONSE TO THE PLAINTIFF'S NEW MATTER TO DEFENDANTS' COUNTERCLAIM WITHIN TWENTY (20) DAYS FROM SERVICE HEREOF OR A JUDGMENT MAY BE ENTERED AGAINST YOU. 1 CAPOZZI ADLER, P.C. Marc Atto Ca Crum, Esqui ey I.D. No.: 91273 zzi Adler, P.C. P. • . Box 5866 Harrisburg, PA 17110 (717) 233 -4101 Attorney for Plaintiff CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Plaintiff : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA v. : Docket No.: 13 -716 CRAIG FLASHNER, GS OPERATOR, LP d/b /a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, • Defendants : Civil Action — Law PLAINTIFF'S ANSWER TO NEW MATTER AND COUNTERCLAIM AND NEW MATTER TO DEFENDANTS' COUNTERCLAIM NOW COMES Plaintiff, Capozzi Adler, P.C. ( "Capozzi "), by and through its attorneys, and files the following Answer to Defendants' New Matter and Counterclaim and New Matter to Defendants' Counterclaim as follows: NEW MATTER 88. Plaintiff repeats and alleges the prior allegations of the Complaint as if fully set forth at length. 89. Denied as a conclusion of law to which no response is required. 90. Denied as a conclusion of law to which no response is required. 91. Denied. Proof of Capozzi's damages or losses caused by the acts and/or omissions of third- parties is demanded at trial and this paragraph is strictly denied. 92. Denied as a conclusion of law to which no response is required. COUNTERCLAIM COUNT ONE: UNJUST ENTRICHMENT 93. Plaintiff repeats and alleges the prior allegations as if fully set forth at length. 94. Admitted. 2 a. Admitted. b. Admitted. c. Admitted. d. Admitted. 95. Denied. The Invoices are writings which speak for themselves, and any allegations contrary to the language of the writings are strictly denied. 96. Admitted in part and denied in part. Admitted only that the time entries are for work performed from August 2010 through November 2010. All other allegations are strictly denied. 97. Denied. The Operations Transfer Agreement is a writing, which speaks for itself, and any allegations contrary to the language of the writing are strictly denied. Attorney Donald Reavey reached an oral agreement with Defendant Flashner to continue to pursue the Glendale Uptown Home/ GS Operator 12/31/08 Medicaid Audit Appeal ( "Glendale Appeal ") and the Village at Pennwood 12/31/08 Medicaid Audit Appeal ( "Pennwood Appeal "). Attorney Reavey expressly asked Defendant Flashner if he "wanted him to continue with the appeals." At that time, Defendant Flashner agreed to cooperate with pursuing the appeals to DPW, and he agreed to pay all legal fees associated with the Glendale and Pennwood Appeals because he knew that his entities would financially benefit from the Appeals. 98. Denied. The Operations Transfer Agreement is a writing, which speaks for itself, and any allegations contrary to the language of the writing are strictly denied. 99. Denied. The Operations Transfer Agreement is a writing, which speaks for itself, and any allegations contrary to the language of the writing are strictly denied. 100. Admitted in part and denied in part. Admitted that Capozzi negotiated the 3 Operations Transfer Agreement on behalf of Colonial Senior Living of Western PA, LLC. All other allegations are strictly denied. 101. Denied. Capozzi lacks sufficient knowledge, information, or belief to either admit or deny the allegations of this paragraph. If further answer is required, this paragraph is strictly denied. 102. Denied as a conclusion of law to which no response is required. COUNTERCLAIM NEW MATTER 103. Plaintiff repeats and alleges the prior allegations as if fully set forth at length. 104. Defendants' employees and Defendants' officers are sophisticated business persons and were capable during the business relationship to review the monthly invoices to determine the nature of the fees incurred. 105. Defendants' claim for relief is barred by the doctrine of payment, as Defendants' payments in response to the invoices on July 22, 2011 evidence defendants' acceptance of the fees charged for the services provided. 106. Capozzi mailed periodic Invoices to Defendants for services rendered on behalf of the Defendants. 107. The Fee Agreements state, "It is imperative, under the terms of this agreement, that you notify us in writing of any disputed billing, within 15 days of your receipt of a bill. If we do not receive written notice within 15 days, the Parties agree that the amount of the bill can no longer be disputed and that said amount is due and owing." True and correct copies of the Fee Agreements are attached to Capozzi's Complaint as Exhibits A -D. 108. Defendants did not dispute any of the Invoices. 109. Defendants had a duty to review the Invoices. 4 110. Any damages claimed by Defendants, none of which is admitted by Capozzi, were caused solely by Defendants' negligence and failure to act in a commercially reasonable manner. WHEREFORE, Plaintiff, Capozzi Adler, P.C., demands judgment in its favor, dismissing Defendants' New Matter and Counterclaim with prejudice, awarding costs and counsel fees and granting such other relief as this Court deems just and proper. CAPOZZI LER, P.C. Dated: 5 Marc :. Crum, Esquire Atto ey I.D. No.: 91273 C . 1 ozzi Adler, P.C. P. O. Box 5866 Harrisburg, PA 17110 (717) 233 -4101 Attorney for Plaintiff CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Plaintiff v. CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON 'HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants : IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA : Docket No.: 13-716 : Civil Action - Law VERIFICATION I, Andrew R. Eisemann, Esquire, do hereby verify that the facts made in the foregoing Answer and New Matter are true and correct to the best of my knowledge, information and belief I understand that any false statements therein are subject to the penalties contained in Title 18 of the Pennsylvania Consolidated Statutes Section 4904, relating to unsworn falsification to authorities. Date: 6 Esquire Attorney I.D. o. 8 44 Capozzi Adle P.O. Box 5866 Harrisburg, PA 17110 (717) 233-4101 Managing Partner CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Plaintiff : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA v. Docket No.: 13-716 CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, 1 P, and PRESTIGE PA MANAGER, LLC, • Defendants : Civil Action - Law CERTIFICATE OF SERVICE I hereby certify that a copy of the foregoing document was served on the following by causing the same to be placed in the United States mail, first class, postage prepaid, addressed as follows: Benjamin J. Gladfelter, Esquire John N. Kennedy, Esquire Kennedy P.C. PO Box 5100 Harrisburg, PA 17110 7 CAPOZZI ADLER, P.C. Marc . Crum, Esquire Attrney I.D. No.: 91273 pozzi Adler, P.C. . 0. Box 5866 Harrisburg, PA 17110 (717) 233-4101 Attorney for Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., • A Pennsylvania Professional Corporation, • • Civil Term Plaintiff, v. CRAIG FLASHNER, GS OPERATOR, LP d/b /a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants. Docket Number: 13 -716 �t n 9 r--c� N NV c DEFENDANTS' ANSWER TO COUNTERCLAIM NEW MATTER Filed on behalf of Defendants Counsel of Record for this Party: Benjamin J. Glatfelter, Esquire Attorney I.D. No. 203935 John N. Kennedy, Esquire Attorney I.D. No. 68278 KENNEDY, PC Law Offices P.O. Box 5100 Harrisburg, PA 17110 (717) 233 -7100 jkennedy @kennedypc.net Date: April 21, 2014 IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C. f /k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Plaintiff, v. • • • • • CRAIG FLASHNER, GS OPERATOR, LP d/b /a GLENDALE UPTOWN HOME, MADISON HEALTHCARE • MANAGEMENT, LLC, PENNWOOD • OPERATOR, LP, and PRESTIGE PA • MANAGER, LLC, Defendants. Civil Term Docket Number: 13 -716 DEFENDANTS' ANSWER TO COUNTERCLAIM NEW MATTER AND NOW, COMES Defendants, Craig Flashner, GS Operator, LP d/b /a Glendale Uptown Home, Madison Healthcare Management, LLC, Pennwood Operator, LP and Prestige PA Manager, LLC (hereinafter collectively "Defendants "), by and through their attorneys, Kennedy, P.C. Law Offices, and files the following Answer to Counterclaim New Matter, and in support thereof provides as follows: 103. This paragraph repeats and alleges Plaintiff's prior allegations as if fully set forth at length. Defendants likewise repeat and allege their prior allegations as if fully set forth at length. 104. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 2 105. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 106. Admitted in part, denied in part. It is admitted only that Capozzi mailed periodic invoices to Defendants. It is denied that all invoices mailed to Defendants were for services rendered on behalf of Defendants. Rather, the disputed invoices were for services performed for the prior operator of the Village at Pennwood, Colonial Senior Living of Western PA, LLC. 107. Admitted in part, denied in part. It is admitted only that the Fee Agreements attached to Plaintiff's Complaint as Exhibits A -D state, "It is imperative, under the terms of this agreement, that you notify us in writing of any disputed billing, within 15 days of your receipt of a bill. If we do not receive written notice within 15 days, the Parties agree that the amount of the bill can no longer be disputed and that said amount is due and owing." Defendants deny the terms of the Fee Agreements attached to Plaintiff's Complaint as Exhibits A -D preclude Defendants from disputing the invoices identified in Defendants' Counterclaim for the following reasons: i) the fee agreement attached to Plaintiff's Complaint as Exhibit A is unsigned, ii) the fee agreement attached to Plaintiff's Complaint as Exhibit B was executed on behalf of Madison Healthcare, through its Managing Member, Craig Flashner, for Plaintiff's legal representation in connection with assistance and identification of health care acquisition opportunities, iii) the fee agreement attached to Plaintiff's Complaint as Exhibit C is unsigned, and iv) the fee agreement attached to Plaintiff's Complaint as Exhibit D strictly addressed legal work to be performed for the conversion of Glendale Uptown Home to a Continuing Care Retirement Community. All other allegations, express or implied, are specifically denied. Further, Exhibits A -D of Plaintiff's Complaint, being in writing, speak for themselves. 108. Denied. 109. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. 110. Denied. The allegations contained in this paragraph are conclusions of law to which no responsive pleading is required. WHEREFORE Defendants, Craig Flashner, GS Operator, LP d/b /a Glendale Uptown Home, Madison Healthcare Management, LLC, Pennwood Operator, LP and Prestige PA Manager, LLC, demand the Court order Plaintiff, Capozzi Adler, P.C. f/k/a Capozzi & Associates, P.C., to pay $978.67, plus attorney's fees, court costs, late fees, and any other relief the Court may deem appropriate. Date: 04111114 Respectfully submitted, By: 1 C O I l..f" ai 1 'I11 enj in J. Glat de ter, Esquire Attorney I.D. No.: 203935 John N. Kennedy, Esquire Attorney I.D. No.: 68278 KENNEDY, PC Law Offices P.O. Box 5100 Harrisburg, PA 17110 -0100 (717) 233-7100 4 Attorneys for Defendants 6009 -13 — Answer to Counterclaim New Matter VERIFICATION The undersigned hereby verifies the statements of fact in the foregoing document are true and correct to the .best of his/her knowledge, information, and belief He/She understands any false statements therein are subject to the penalties contained in 18 Pa. C. S. § 4904, relating to unsworn falsification to authorities. Date: "f(y t (t4 5 SIGNATURE: Craig Flashner, Personally, as Managing Member of the General Partners of GS Operator, LP d/b /a Glendale Uptown Home, as Managing Member of Madison Healthcare Management, LLC, as Managing Member of the General Partners of Pennwood Operator, LP d/b /a the Village at Pennwood, and as Managing Member of Prestige PA Manager; LLC IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Plaintiff, v. Civil Term Docket Number: 13-716 CRAIG FLASHNER, GS OPERATOR, LP - d/b/a GLENDALE UPTOWN HOME, • . MADISON HEALTHCARE • . [ MANAGEMENT, LLC, PENNWOOD • OPERATOR, LP, and PRESTIGE PA • MANAGER, LLC, • Defendants. CERTIFICATE OF SERVICE I, the undersigned, hereby certify that on April 21, 2014, Kennedy, PC Law Offices sent a copy of the attached Defendants' Answer to Counterclaim New Matter to the following via FedEx Overnight Delivery as follows: Date: D4 Marc A. Crum, Esquire Capozzi Adler, P.C. 1200 Camp Hill Bypass Camp Hill, PA 17011 By: en in J. Glat lter, Esquire IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA • • CAPOZZI ADLER, P.C. f/k/a • CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, • Plaintiff, v. CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants. Civil Term Docket Number: 13-716 MOTION FOR PROTECTIVE ORDER AND FOR PAYMENT OF DEFENDANTS' ATTORNEYS' FEES AND NOW, COMES Defendants, Craig Flashner, GS Operator, LP d/b/a Glendale Uptown Home, Madison Healthcare Management, LLC, Pennwood Operator, LP and Prestige PA Manager, LLC (hereinafter collectively "Defendants"), by and through their attorneys, Kennedy, P.C. Law Offices, and files the following Motion for Protective Order and for Payment of Defendants' Attorneys' Fees, and in support thereof provides as follows: I. BACKGROUND 1. The above -captioned matter was commenced by the Plaintiff, Capozzi Adler, P.C. f/k/a Capozzi & Associates, P.C., by the filing of a Complaint with the Cumberland County Court of Common Pleas on February 11, 2013. Said Complaint was reinstated on April 1, 2013. 2. As best as can be discerned by Defendants, Plaintiff's Complaint consists of three counts leveled against Defendants, collectively, for Breach of Contract, Breach of Implied Contract, and Quantum Meruit, and one count leveled against Defendant, Craig Flashner, personally seeking to "Pierce the Corporate Veil." 3. Plaintiff's Complaint asserts claims against Defendants for unpaid legal fees. 4. Since May 2010, Defendants paid in excess of $180,000.00 to Plaintiff for legal fees in which Defendants did not dispute. 5. Defendant, Craig Flashner, is a sophisticated business person who pays his bills when due and does not shirk his legitimate payment obligations. 6. The contested legal fees sought by Plaintiff in the instant litigation were for work performed by Plaintiff for the prior owners of the Village at Pennwood and Glendale Uptown Home; however, as the prospect of recovering payment from the prior owners is minimal, Plaintiff sought payment of these legal fees from Defendants. 7. Although several defendants are named in this matter, Plaintiff's efforts are focused exclusively on attempting to hold Defendant, Craig Flashner, personally liable for this debt. 8. On or around May 5, 2014, Plaintiff served Defendants with extensive Interrogatories and Requests for Production of Documents. 9. Although denying all liability for Plaintiff's baseless claims, Defendants made a settlement offer on June 5, 2014 in the amount of $18,247.19, which is roughly 50% of the demanded amount, to avoid the costly expense of responding to Plaintiff's extensive discovery requests and to avoid the likelihood of incurring additional legal fees to defend this matter.1 10. On June 25, 2014, Plaintiff rejected Defendants' settlement offer of $18,247.19, declined to make a counteroffer and requested responses to its discovery �rq e uests within ten days. 11. On July 3, 2014, Defendants' counsel sent a letter to David Fitzsimons, Esquire, Chair of the Cumberland County Bar Association's ADR and Fee Dispute Committees, inquiring as to the availability of the Cumberland County Bar Association's ADR and Fee Dispute Committees for a cost-effective resolution to this fee dispute matter. (See Exhibit A.) 12. On July 4, 2014, Defendants submitted responses to Plaintiff's Interrogatories and Requests for Production of Documents. 13. By letter dated July 24, 2014, David Fitzsimons, Esquire offered Plaintiff and Defendants several options to resolve this fee dispute through the Bar Association's ADR and Fee Dispute Committees, including the possibility of empaneling a three -lawyer panel to seek a binding or non-binding resolution. (See Exhibit B.) 14. On July 31, 2014, Defendants' counsel sent a letter to Plaintiff requesting Plaintiff's agreement to submit this fee dispute to a three -lawyer panel through the Bar Association's ADR and Fee Dispute Committees, as suggested by David Fitzsimons, Esquire. (See Exhibit C.) I Defendants' offer was for settlement purposes only and in no way was an admission of liability, but rather a business decision made by Defendants to attempt to limit the potential additional legal fees to defend this matter against a law firm that is pursuing this matter on its own behalf and is incurring no legal fees to do so. 15. By letter dated August 14, 2014, Plaintiff advised Defendants of its refusal to submit this fee dispute to the Bar Association's ADR and Fee Dispute Committees and further requested dates in which Craig Flashner was available for a deposition. (See Exhibit D.) 16. By letter dated August 25, 2014, Plaintiff again requested Craig Flashner's availability for a deposition and advised a deposition would be scheduled if a response was not received within ten days. (See Exhibit E.) 17. By letter dated September 3, 2014, Defendant's counsel listed available dates Craig Flashner was available for a telephone or video deposition since Mr. Flashner resides in California, as Plaintiff is aware. (See Exhibit F.) 18. By letter dated September 23, 2014, Plaintiff indicated a telephone or video deposition was "unacceptable" from their standpoint and threatened a subpoena and sanctions if Craig Flashner failed to appear for a deposition in-person. (See Exhibit G.) 19. On October 10, 2014, Defendants' counsel received a Notice of Deposition from Plaintiff scheduling an in-person deposition at Plaintiff's office for Craig Flashner on Tuesday, November 11, 2014 at 10:00 a.m. (See Exhibit H.) 20. Plaintiff provided no justification whatsoever for its refusal to take the deposition of Craig Flashner by telephone or video conference, for its refusal to submit this matter for resolution through the Bar Association's ADR and Fee Dispute Committees, or for its refusal to even attempt to reach an amicable settlement of this matter. 21. Defendants assert Plaintiff is using the legal process, and its resources as a law firm, to force Defendants to make a business decision to pay for the outstanding legal fees, instead of using the legal process in good faith to resolve a genuine dispute. 22. Defendant, Craig Flashner, seeks a protective order to allow for his deposition to be conducted by telephone or video, rather than in-person at Plaintiff's Pennsylvania office, because Plaintiff's demand for an in-person deposition is sought in bad faith and would cause unreasonable annoyance, burden and expense. 23. If Plaintiff insists on an in-person deposition of Defendant, Craig Flashner, Defendants request this Honorable Court enter an Order directing Plaintiff to incur the cost to travel to Craig Flashner's office in California to take his deposition or to pay Craig Flashner's travel expenses, food and lodging expenses and lost wages incurred in connection with Craig Flashner's in-person attendance of a deposition at Plaintiff's office in Camp Hill, Pennsylvania. 24. Defendant, Craig Flashner, further seeks reimbursement of the attorneys' fees incurred to seek the instant protective order as a result of Plaintiff's obdurate conduct throughout the course of this litigation. II. REQUEST FOR PROTECTIVE ORDER 25. Pennsylvania Rules of Civil Procedure provide that no discovery shall be permitted which is in bad faith or would cause unreasonable annoyance, embarrassment, oppression, burden or expense to the deponent. Pa. R.C.P. No. 4011(a), (b). 26. A court may make any order which justice requires to protect a party from unreasonable annoyance, embarrassment, oppression, burden or expense, including that the method of deposition be other than that selected by the party seeking deposition. Pa. R.C.P. 4012(a)(3). 27. Discovery made in bad faith are those situations in which the motives of the party seeking the discovery are suspect and improper. See Econ Marketing Inc. v. Side II Associates Ltd., 17 Pa. D. & C.4th 341 (Ct. Corn. Pl. 1992). 28. Evidence of Plaintiff's bad faith conduct includes: a. Plaintiffs refusal to submit this fee dispute to a three -lawyer panel through the Cumberland County Bar Association's ADR and Fee Dispute Committees which would have resulted in speedy and cost-effective resolution; b. Plaintiff's refusal to entertain Defendants' settlement offer of approximately 50% of the demanded amount and Plaintiffs refusal to make a counteroffer; c. Plaintiffs extensive Interrogatories and Requests for Production of Documents served on Defendants; d. Plaintiffs exclusive focus on holding Defendant, Craig Flashner, personally liable, despite naming several other entities in the lawsuit; e. Plaintiffs demand for Defendant, Craig Flashner, a California resident, to appear for a deposition in-person at Plaintiffs office in Camp Hill, Pennsylvania; f. Plaintiffs refusal to take the deposition of Defendant, Craig Flashner, by telephone or video when proposed by Defendants' counsel; and g. Generally, the nature of this case which, in essence, is a law firm utilizing its legal resources to force Defendant, Craig Flashner, to personally pay for unpaid legal fees for legal services provided to the former owners of the Village at Pennwood and Glendale Uptown Home. 29. Plaintiff's continued refusals to dispose of this matter in a cost-effective manner and its use of its resources as a law firm to increase Craig Flashner's legal costs is an attempt to force an inequitable settlement. 30. Requiring Craig Flashner to attend a deposition in Pennsylvania despite his availability via telephone or video conference is yet another attempt by Plaintiff to further increase Craig Flashner's fees to defend this lawsuit and is a complete abuse of the discovery process. 31. Requiring Craig Flashner to appear at Plaintiff's office for a deposition despite the availability of telephone or video conference requires Craig Flashner to unnecessarily incur travel expenses, food and lodging expenses and lost wages. 32. Pennsylvania courts have found that telephone conference calls for the purpose of deposing an out-of-state party are effective, feasible and appropriate when there is significant distance from where the out-of-state party resides and the proposed location of the deposition. See Pennington v. Cuprum, 32 Pa. D. & C.4th 75 (Ct. Corn. Pl. 1996)2. 33. Pennsylvania courts have found that it is reasonable for the deposing party to travel to the out-of-state party who is the subject of the deposition when that out-of-state party is significantly removed from the proposed location of the deposition so as to make travelling to that deposition location a burden. See Pennington v. Cuprum, 32 Pa. D. & C.4th 75 (Ct. Corn. Pl. 1996)3. 2 In Pennington, the plaintiff sought to depose corporate officers of a Mexican corporation who resided in Mexico at the Northampton County Courthouse. While the court order required the deposition to occur in Mexico at the corporate headquarters with each party paying half the costs, the court stated that the alternative was for the parties to conduct the deposition by telephone conference call. Similarly, Craig Flashner, residing in California, is significantly removed from Plaintiff's law office in Camp Hill, Pennsylvania so as to require Craig Flashner to incur significant travel costs. Incurring these costs would be unnecessary as Craig Flashner is available for deposition by telephone or video conference. 3 Relying upon Rapoport v. Sirott, 209 A.2d 421 (Pa. 1965), the court order required defendant to pay half of plaintiff's costs in taking the deposition in Mexico. 34. Pennsylvania courts have found it appropriate for a deposing party insisting that the deposition of an out-of-state party occur in Pennsylvania pay the reasonable costs of that out- of-state party to attend the deposition in Pennsylvania, including but not limited to travel, food and lodging expenses. See Econ Marketing Inc. v. Side II Associates Ltd., 17 Pa. D. & C.4th 341 (Ct. Com. Pl. 1992). WHEREFORE, Defendants request this Honorable Court enter an Order directing Plaintiff's deposition of Craig Flashner to occur via telephone or video conference. Alternatively, should Plaintiff insist on an in-person deposition of Craig Flashner, Defendants request this Honorable Court enter an Order directing Plaintiff to travel to Craig Flashner's office in California for the deposition or for Plaintiff to pay Craig Flashner's travel expenses, food and lodging expenses and lost wages incurred in connection with Craig Flashner's in-person attendance of a deposition at Plaintiff's office in Camp Hill, Pennsylvania. III. REQUEST FOR ATTORNEYS' FEES 35. Participants in a civil case are entitled to counsel fees when awarded as a sanction against another party for dilatory, obdurate or vexatious conduct during the pendency of a matter. 42 Pa. C.S.A. § 2503(7). 36. Obdurate conduct occurs when the acting party stubbornly persists in wrongdoing. In re Estate of Burger, 852 A.2d 385, 391 (Pa. Super. Ct. 2004). 37. Throughout the course of this litigation, Plaintiff has consistently and without good reason acted obdurately and in bad faith by refusing to agree to a speedy and cost-effective resolution of this matter and by continuing to use the legal process and its resources as a law firm to force Defendants to incur additional legal fees and ultimately to make a business decision to pay the amount demanded, regardless of actual liability. 38. Plaintiff's obdurate refusal to take the deposition of Defendant, Craig Flashner, by telephone or video conference, necessitating this motion for a protective order, together with Plaintiff's continued bad faith actions throughout the course of this litigation, is conduct which should entitle Defendant to the cost their reasonable attorneys' fees incurred for the instant request for a protective order. WHEREFORE, Defendants request this Honorable Court award reasonable attorneys' fees incurred by Defendants to pursue the instant request for a protective order and to grant any other relief that is just under the circumstances. Date: ///'r/ 2.) By: Respectfully Submitted, J. Glatfelte squire Attorney I.D. No.: 03935 John N. Kennedy, Esquire Attorney I.D. No.: 68278 KENNEDY, PC Law Offices P.O. Box 5100 Harrisburg, PA 17110-0100 (717) 233-7100 Attorneys for Defendants KENNEDY, PC OFFICES LAW John N. Kennedy, Esquire *t§ Rodney A. Myer, Esquire *t Benjamin J. Glatfelter, Esquire *t§ Laura E. Davis, Esquire * Casey L. Slotter, Esquire* Michael Dutkovich, Esquire *£F *Licensed in Pennsylvania tLicensed in New Jersey § Licensed in Maryland £ Licensed in West Virginia € Licensed in Ohio Sender's information: (717) 233-7100 belatfelter(a,kennedvpc.net Via Rezalar Mail David A. Fitzsimons, Esquire Martson Law Offices Ten East High Street Carlisle, Pennsylvania 17013 Of Counsel Laurie S. Kennedy, Esquire * Michael T. Siegert, Esquire * Steven E. Bernstein, Esquire * Robert A. Evarts, Esquire * Please respond to the Harrisburg, PA office. July 3, 2014 RE: CAPOZZI ADLER, P.C. F/K/A CAPOZZI & ASSOCIATES, P.C. V. CRAIG FLASHNER, ET.AL. CUMBERLAND COUNTY DOCKET No. 13-716 FILE No.: 6009-13 Dear Mr. Fitzsimons: Our firm represents the defendants in the above -referenced matter regarding a dispute over the payment of legal fees. I am writing to you, as the Chair of the Cumberland County Bar Association's ADR and Fee Dispute Committees, to request options available in Cumberland County to resolve this fee dispute fully and finally between the parties. Our clients are very interested in resolving this matter; however, as the Plaintiff has already served discovery requests and indicated an intent to take depositions, our concern is that our clients' legal fees to defend this action will make it cost -prohibitive to continue to defend this lawsuit to which they strongly believe is without merit. Any assistance you can provide to resolve this fee dispute amicably and with limited additional expense for the defendants todefend this matter would be greatly appreciated. Office Locations: PO Box 5100, Harrisburg, PA 17110-0100 • Fax: (717) 233-7050 PO Box 172, Cedars, PA 19423-0172 • Fax: (610) 584-1710 1100 Ashwood Drive, Suite 1104B, Canonsburg, PA 15317 • Fax: (724) 514-6941 51 Haddonfield Road, Suite 140, Cherry Hill, NJ 08002 • Fax: (717) 233-7050 (717) 233-7100 • Toll Free: (877) 833-7100 www.kennedypc.net David A. Fitzsimons, Esquire July 3, 2014 Page 2 of 2 Thank you for your time and attention to this matter. cc: Craig Flashner (via email) Marc Crum, Esquire, Capozzi Adler, P.C. John N. Kennedy, Esquire Stuart Bar Center Cumberland County Bar Association Cumberland County Bar Foundation Cumberland Law Journal Cumberland County Inn of Court 32 South Bedford Street, Carlisle, PA 17013-3302 Telephone 717-249-3166 Fax 717-249-2663 Toll Free (in PA) 1-800-990-9108 Email ccba@cumberlandbar.com Cumberland County Bar Association Cumberland Law Journal July 24, 2014 Benjamin J. Glatfelter, Esquire Kennedy, PC P.O. Box 5100 Harrisburg, PA 17110 Ivo V. Otto III, President Becky H. Morgenthal, Executive Director RE: Capozzi Adler PC f/k/a Capozzi & Associates v. Craig Flashner, et al. Cumberland County Fee Dispute Committee File No. 2014-19 Dear Mr. Glatfelter: Thank you for your inquiry regarding the availability of the Cumberland County Bar Association's ADR and Fee Dispute Committees to provide potential options for resolution of the dispute currently captioned to Cumberland County No. 2013-716. As Chair of both Committees, I can say that the ADR Committee maintains a panel of mediators and/or arbitrators who are qualified in the Bar Association's view to address a variety of different matters through either the mediation or arbitration process. Information for obtaining membership of the panels can be researched through the Cumberland County Bar Association website (www.c-amberlandbar.com) or through contacting Becky Morgenthal or the staff at the Bar Association. The Fee Dispute Committee is of the type that is maintained by every county bar association in Pennsylvania and is in place to resolve attorney/client fee disputes. While in our local experience the majority of files are opened upon complaint by the client about fees, we are also available to assist attorneys with resolving difficult situations with clients that present either as fee dispute or communications breakdown. There is no specific model directed or determined in the work of the Fee Dispute Committee. One substantial limitation, if you will, is that participation in Fee Dispute Committee matters is strictly voluntary with the agreement of both attorney and client. With that being said, as Chair of the Committee, I often empanel three lawyer panels which are made up of members of the Cumberland County Bar with substantial experience themselves as practitioners and as members of Committee in helping to resolve disputes. The panels sometimes operate very much like panels of arbitration, but more often operate as panels of mediation/facilitation to help assist resolution. If you andthe other parties to your action wish to explore either nonbinding or binding alternate dispute resolution options for your Cumberland County Court action, I am quite confident that with the experienced members of either or both Committees, we can craft a potential solution that will provide the goals of alternate dispute resolution processes: private, rapid and cost-effective. If you would like to set up a conference call with the counsel representing the various parties, I would be happy to expand on this or respond to any questions. I might add that our Cumberland County Bench is very supportive and appreciative of efforts toward Alternate Dispute Resolution and I would expect that you would find, for the most part, considerable support from the Bench for seeking such an outcome for your particular matter. Thank you for your inquiry and please do not hesitate to contact me or invite your opposing counsel to contact me if either of you have further questions or concerns. Very truly yours, = : D COUNTY FEE DISPUTE COMMITTEE `- David A. Fitzsimon DAF/tde Cc: Marc Crum, Esquire John N. Kennedy, Esquire **The Cumberland County Bar Fee Dispute Committee is charged with facilitating where possible, resolution of fee disputes between client and attorney. We do not have power to impose or order an outcome on either the client or the lawyer. We sometimes address disputes referred by the Disciplinary Board of the Supreme Court of Pennsylvania which, itself, does not review disputes over fees. Any complaint involving violations of the Code of Professional Responsibility is addressed by the Disciplinary Board. As such, the Cumberland County Bar Fee Dispute Committee can only resolve fee disputes in which the client and lawyer voluntarily come to an agreement. * * John N. Kennedy, Esquire *t§ Rodney A. Myer, Esquire *t Benjamin J. Glatfelter; Esquire *t§ Laura E. Davis, Esquire * Casey L. Slotter, Esquire * Michael Dutkovich, Esquire *£E *Licensed in Pennsylvania tLicensed in New Jersey § Licensed in Maryland £ Licensed in West Virginia E Licensed in Ohio Sender's information: 717-233-7100 belatfelter(ii kennedypc.net Via Regular Mail Marc A. Crum, Esquire Capozzi Adler, P.C. 1200 Camp Hill Bypass Camp Hill, PA 17011 KENNEDY PC LAW OFFICES LICENSED IN PENNSYLVANIA & NEW JERSEY Of Counsel Laurie S. Kennedy, Esquire * Michael T. Siegert, Esquire * Steven E. Bernstein, Esquire * Robert A. Evans, Esquire * Please respond to the Harrisburg, PA office. July 31, 2014 RE: CAPOZZI ADLER P.C. F/K/A CAPOZZI & ASSOCIATES, P.C. V. CRAIG FLASHNER ET.AL. DOCKET No. 13-716 OUR FILE No.: 6009-13 Dear Mr. Crum: The purpose of this letter is to determine whether your firm is agreeable to submitting this fee dispute to a binding arbitration before a three -lawyer panel, as suggested in David Fitzsimons, Esquire's letter dated July 24, 2014. My clients are agreeable to such a resolution process in order to efficiently resolve this matter fully and finally. If your firm is in agreement, please advise and I will coordinate a conference call with Mr. Fitzsimons to discuss the details. Office Locations: PO Box 5100, Harrisburg, PA 17110-0100 • Fax: (717) 233-7050 482 Main Street, Harleysville, PA 19438 • Fax: (215) 256-9101 PO Box 96, Houston, PA 15342 • Fax: (724) 514-6941 51 Haddonfield Road, Suite 140, Cherry Hill, NJ 08002 • Fax: (717) 233-7050 351 West James Street, Lancaster, PA 17603 ^ Fax: (717) 233-7050 (717) 233-7100 • Toll Free: (877) 833-7100 www.kennedypc.net Marc A. Chun, Esquire 7/31/2014 Page 2 of 2 Thank you for your time and attention to this matter. cc: Craig Flashner (via email) John Kennedy, Esquire Louis J. Capozzi, Jr., Esquire* Daniel K. Natirboff, Esquire Donald R. Reavey, Esquire Craig 1. Adler, Esquire ** Andrew R. Eisemann, Esquire Bruce G. Baron, Esquire Matthew A. Thomsen, Esquire ** Brandon S. Williams, Esquire Marc A. Crum, Esquire Nicholas 1. Luciano, Esquire Timothy Ziegler, Sr. Reimb. Analyst Erin E. Motter, Jr. Reimb Analyst Karen L. Fisher, Paralegal Keyoung J. Gill, Paralegal Gwenn M. Keene, Paralegal *(Licensed in PA, NJ and MD) **(Licensed in PA and NJ) Capozzi-Adler, P.0 Aliancin Benjamin J. Gladfelter, Esquire Kennedy P.C. PO Box 5100 Harrisburg, PA 17110 August 14, 2014 Re: Capozzi & Associates, P.C. v. Craig Flashner, et al. Cumberland CCP No.: 2013 CV 716 Our Matter No.: 567-12 Dear Mr. Gladfelter: 1200 Camp Hill Bypass Camp Hill, PA 17011 Mailing Address: P.O. Box 5866 Harrisburg, PA 17110 Telephone: (717) 233-4101 Facsimile: (717) 233-4103 www.capozziad ler. com Mid -Penn Abstract Company Charter Settlement Company Telephone: (717) 234-3289 Facsimile: (717) 234-1670 This letter confirms receipt of your correspondence dated July 31, 2014 and your proposal to submit the fee dispute to an arbitration panel. Please be advised that our firm will not agree to present this matter to arbitration. I also wish to renew my request for dates your client is available for depositions in my office. I look forward to hearing from you. /kjg Very truly yo s, 1 Louis J. Capozzi, Jr., Esquire* Daniel K. Natirboff, Esquire Donald R. Reavey, Esquire Craig 1. Adler, Esquire ** Andrew R. Eisemann, Esquire Bruce G. Baron, Esquire Matthew A. Thomsen, Esquire ** Brandon S. Williams,' Esquire Marc A. Crum, Esquire Nicholas J. Luciano, Esquire Timothy Ziegler, Sr. Reimb. Analyst Erin E. Motter, Jr. Reimb Analyst Karen L. Fisher, Paralegal Keyoung J. Gill, Paralegal Gwenn M. Keene, Paralegal *(Licensed in PA, NJ and MD) **(Licensed in PA and NJ) Capozi4dIer, P.C. 1U 37s'a, Benjamin J. Gladfelter, Esquire Kennedy P.C. PO Box 5100 Harrisburg, PA 17110 August 25, 2014 Re: Capozzi & Associates, P.C. v. Craig Flashner, et al. Cumberland CCP No.: 2013 CV 716 Our Matter No.: 567-12 Dear Mr. Gladfelter: 1200 Camp Hill Bypass Camp Hill, PA 17011 Mailing Address: P.O. Box 5866 Harrisburg, PA 17110 Telephone: (717) 233-4101 Facsimile: (717) 233-4103 www.capozziadler.com Mid -Penn Abstract Company Charter Settlement Company Telephone: (717) 234-3289 Facsimile: (717) 234-1670 This letter is a follow-up to my previous correspondence to you requesting dates of your clients' availability for the purpose of taking depositions. If I do not hear from you within 10 days of the date of this letter, I will proceed and have the depositions scheduled. Please also be advised that Donald Reavey of our firm intends to provide testimony regarding conversations with Mr. Flashner regarding the allegations in the Complaint. I look forward to hearing from you. fkjg Very truly yours, John N. Kennedy, Esquire *t§ Rodney A. Myer, Esquire *t Benjamin J. Glatfelter, Esquire *t§ Laura E. Davis, Esquire * Casey L. Slotter, Esquire * Michael Dutkovich, Esquire *£E *Licensed in Pennsylvania tLicensed in New Jersey § Licensed in Maryland £ Licensed in West Virginia f Licensed in Ohio Sender's information: 717-233-7100 bElatfelter(iikennedvpc.oet KENNEDY, PC L A W OFFICES LICENSED fN PENNSYLVANIA & NEW JERSEY Of Counsel Laurie S. Kennedy, Esquire * Michael T. Siegert, Esquire * Steven E. Bernstein, Esquire * Robert A. Evans, Esquire * Please respond to the Harrisburg, PA office. September 3, 2014 Via Regular Mail Marc A. Crum, Esquire Capozzi Adler, P.C. 1200 Camp Hill Bypass Camp Hill, PA 17011 RE: CAPOZZI ADLER, P.C. F/K/A CAPOZZI & ASSOCIATES. P.C. V. CRAIG FLASHNER, ET.AL. DOCKET No. 13-716 OUR FILE No.: 6009-13 Dear Mr. Crum: The purpose of this letter is to respond to your request for the availability of Craig Flashner foi a deposition in your office. As you are aware, Mr. Flashner resides in California. Accordingly, Mr. Flashner is available only by telephone or video conference on September 23, 2014, September 24, 2014, October 21, 2014 or October 22, 2014. Requiring Mr. Flashner's attendance in-person in your office would be unnecessarily costly and inconvenient. Please advise of the specific date and time of Mr. Flashner's deposition, as well as whether you will arrange for this deposition to be conducted by telephone or video conference. Office Locations: PO Box 5100, Harrisburg, PA 17110-0100 • Fax: (717) 233-7050 482 Main Street, Harleysville, PA 19438 • Fax: (215) 256-9101 PO Box 96, Houston, PA 15342 • Fax: (724) 514-6941 51 Haddonfield Road, Suite 140, Cherry Hill, NJ 08002 • Fax: (717) 233-7050 351 West James Street, Lancaster, PA 17603 • Fax: (717) 233-7050 (717) 233-7100 • Toll Free: (877) 833-7100 www.kennedypc.net Marc A. Crum, 9/3/2014 Page 2 of 2 Thank you for your time and attention to this matter. cc: Craig Flashner (via email) John Kennedy, Esquire Louis J. Capozzi, Jr., Esquire* Daniel K. Natirboff, Esquire Donald R. Reavey, Esquire Craig I. Adler, Esquire ** Andrew R. Eisemann, Esquire Bruce G. Baron, Esquire Matthew A. Thomsen, Esquire ** Brandon S. Williams, Esquire Nicholas J. Luciano, Esquire Timothy Ziegler, Sr. Reimb, Analyst Erin E. Molter, Jr. Reimb Analyst Karen L. Fisher, Paralegal Keyoung J. Gill, Paralegal Gwenn M. Keene, Paralegal *(Licensed in PA, NJ and MD) **(Licensed in PA and NJ) Capozzi-Adler, 4itiniqys September 23, 2014 Benjamin J. Gladfelter, Esquire Kennedy P.C. PG Box 5100 Harrisburg, PA 17110 Re: Capozzi & Associates, P.C. v. Craig Flashner, et al. Cumberland CCP No.: 2013 CV 716 Our Matter No.: 567-12 Dear Mr. Gladfelter: 1200 Camp Hill Bypass Camp Hill, PA 17011 Mailing Address: P.O. Box 5866 Harrisburg, PA 17110 Telephone: (717) 233-4101 Facsimile: (717) 233-4103 www.capozziadler.com Mid -Penn Abstract Company Charter Settlement Company Telephone: (717) 234-3289 Facsimile: (717) 234-1670 I am in receipt of your correspondence dated September 3 and September 5, 2014 suggesting Mr. Flashner's deposition be conducted by telephone or video conference. Unfortunately, video and telephone depositions are unacceptable from the standpoint of our client. We once again urge you to suggest dates during which Craig Flashner would be available to be deposed in person at our office in Camp Hill, Pennsylvania. If no such dates are suggested we will seek a subpoena and sanctions as appropriate. If October 22, 2014 is one such date that Mr. Flashner would be available to travel to our office, then Donald Reavey would also be available on that date to be deposed by Defense Counsel. I look forward to hearing from you. Very truly yours, Matt A. Thomsen MAT/kjg CAPOZZI ADLER, P.C. filch CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Plaintiff : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA v.. : Docket No.: 13-716 CRAIG FLASHNER, GS OPERATOR, LP : d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants : Civil Action — Law NOTICE OF DEPOSITION To: Craig Flashner do Benjamin J. Gladfelter, Esquire Kennedy P.C. PO Box 5100 Harrisburg, PA 17110 NOTICE IS GIVEN herewith that, pursuant to Pa R. C. P. 4001 (c), the deposition of Craig Flashner will be taken at oral examination at the date, time and location listed below. Mr. Flashner will be expected to testify with respect to all matters relevant to the subject matter involved in the instant litigation. The deposition will continue from day to day until completed. DATE: Tuesday, November 11, 2014 TIME: 10:00 a.m. LOCATION: 1200 Camp Hill Bypass, Suite 205, Camp Hill, PA 17011 The deposition will be recorded by stenographic means and will continue from day to day until completed. Any questions with respect to this Notice should be directed to the undersigned using the contact information noted below. /o//20// Matthew A. Thomsen, Esquire Attorney I.D. 307388 Capozzi Adler, P.C. P. O. Box 5866 Harrisburg, PA 17110 (717) 233-4101 Attorneys for Plaintiff CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Plaintiff V. CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENN WOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA : Docket No.: 13-716 Civil Action — Law CERIINCATE OF SERVICE I hereby certify that I have this date caused a copy of the foregoing Notice of Deposition to be served by first class U.S. Mail, postage prepaid, addressed as follows: Date: 10/t/Z-QM Benjamin J. Gladfelter, Esquire Kennedy P.C. PO Box 5100 Harrisburg, PA 171 1O Matthew A. Thomsen, Esquire Attorney I.D. 307388 Capozzi Adler, P.C. P. 0. Box 5866 Harrisburg, PA 17110 (717) 233-4101 Attorneys for Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Plaintiff, v. CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants. Civil Term Docket Number: 13-716 CERTIFICATE OF SERVICE I hereby certify that on the 5th day of November, 2014, a true and correct copy of the Motion for Protective Order and for Payment of Defendants' Attorneys' Fees was served upon Plaintiff by placing a copy of the same in the United States First Class Mail, postage pre -paid addressed to their attorney as follows: Matthew A. Thomsen, Esquire Capozzi Adler, P.C. P.O. Box 5866 Harrisburg, PA 17110 the original of which was filed in the Cumberland County Prothonotary's Office, Cumberland County, Carlisle, Pennsylvania. CAPOZZI ADLER, P.C. : IN THE COURT OF COMMON PLEAS OF f/kJa CAPOZZI & ASSOCIATES,: CUMBERLAND COUNTY, PENNSYLVANIA P.C., A Pennsylvania Corporation, Plaintiff v. : CIVIL ACTION — LAW CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, : MADISON HEALTHCARE : MANAGEMENT, LLC, PENNWOOD OPERATOR, LP., and PRESTIGE PA MANAGER, LLC, Defendants : NO. 13-716 CIVIL TERM IN RE: DEFENDANTS' MOTION FOR PROTECTIVE ORDER AND FOR PAYMENT OF DEFENDANTS' ATTORNEYS' FEES r'3 ORDER OF COURT AND NOW, this 13th day of November, 2014, upon consideration of Defendants' Motion for Protective Order and for Payment of Defendants' Attorneys' Fees, a Rule is hereby issued upon Plaintiff to show cause why the relief requested should not be granted. RULE RETURNABLE at a hearing scheduled for Tuesday, December 16, 2014, at 1:30 p.m., in Courtroom No. 5, Cumberland County Courthouse, Carlisle, Pennsylvania. 1/4‘tthew A. Thomsen, Esq. Capozzi Adler, P.C. P.O. Box 5866 Harrisburg, PA 17110 Attorney for Plaintiff BY THE COURT, ag, Lc, Chrii ylee L. Peck, J. ...."<:jamin J. Glatfelter, Esq. John N. Kennedy, Esq. Kennedy, PC Law Offices P.O. Box 5100 Harrisburg, Pa 17110-0100 Attorneys for Defendants :rc CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation Plaintiff : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA • v. : Docket No.: 13-716 CRAIG FLASHNER, GS OPERATOR, LP z rn d/b/a GLENDALE UPTOWN HOME, u) F MADISON HEALTHCARE r MANAGEMENT, LLC, PENN W OOD D Q OPERATOR, LP, and PRESTIGE PA ? G MANAGER, LLC, T' Defendants : Civil Action - Law a{ PLAINTIFF'S RESPONSE TO DEFENDANTS' MOTION FOR PROTECTIVE ORDER AND FOR PAYMENT OF DEFENDANTS' ATTORNEYS' FEES NOW COMES Plaintiff, Capozzi Adler, P.C. ("Capozzi"), by and through its attorneys, and files the following Response to Defendants' Motion for Protective Order and for Payment of Defendants' Attorneys' Fees as follows: I. BACKGROUND 1. Admitted. 2. Admitted. 3. Admitted. 4. Denied. Defendants have not paid Plaintiff in excess of $180,000.00. 5. Denied. Defendant Flashner has failed to pay the amounts owed to Capozzi as detailed in the Complaint. 6. Denied. Capozzi conducted work for the benefit of and at the request of Defendants for which Capozzi was not paid. 7. Denied. As acknowledged by Defendants in their Motion for Protective Order at ¶ 2, the Complaint seeks recovery from all Defendants in Counts 1 through 3. 8. Admitted in part and denied in part. It is admitted that, in May of 2014, Capozzi served Defendants with Plaintiff's First Set of Interrogatories Directed to Defendant and with 1 Plaintiff's First Request for Production of Documents. It is denied that these discovery requests were unduly extensive. 9. Admitted in part and denied in part. It is admitted that Defendants have offered roughly 50% of the amount sought by Capozzi. It is denied that Capozzi has incurred no legal fees in doing so as claimed by Defendants at footnote 1. 10. Admitted. 11. Exhibit A is a writing which speaks for itself. As a result, no response is required. Insofar as a response is deemed required, Plaintiff Denies for lack of information as Plaintiff is not aware of the date or content of correspondence sent from Defendants to David Fitzsimmons, Esquire. 12. Admitted. 13. Exhibit B is a writing which speaks for itself. As a result, no response is required. 14. Exhibit C is a writing which speaks for itself. As a result, no response is required. 15. Exhibit D is a writing which speaks for itself. As a result, no response is required. 16. Exhibit E is a writing which speaks for itself. As a result, no response is required. 17. Exhibit F is a writing which speaks for itself. As a result, no response is required. 18. Exhibit G is a writing which speaks for itself. As a result, no response is required. 19. Exhibit H is a writing which speaks for itself. As a result, no response is required. 20. Admitted. 21. Denied. Capozzi is pursuing the above captioned suit against Defendants in good faith to remedy harm that Capozzi has suffered as a result of Defendants' acts and omissions. 22. Denied. Capozzi's demand for an in-person deposition of Craig Flashner is sought in good faith. 23. This paragraph is a request, not an averment. As a result, no response is required. 24. This paragraph is a request, not an averment. As a result, no response is required. 2 II. REQUEST FOR PROTECTIVE ORDER 25. The Pennsylvania Rules of Civil Procedure speak for themselves. As a result, no response is required. If a response is deemed necessary, Capozzi denies this paragraph as inconsistent with Pennsylvania law. 26. The Pennsylvania Rules of Civil Procedure speak for themselves. As a result, no response is required. If a response is deemed necessary, Capozzi denies this paragraph as inconsistent with Pennsylvania law. 27. This is a conclusion of law to which no response is required. If a response is deemed necessary, Capozzi denies this paragraph as inconsistent with Pennsylvania law. "28. Denied. Capozzi has acted in good faith both in its work for Defendants and in pursuing this action. a. Denied. Refusal to submit to alternative dispute resolution has no bearing on Capozzi's intentions with respect to this action. b. Denied. Defendants' offer was deemed insufficient and unjust by Capozzi at the time it was offered. c. Denied. The interrogatories served upon Defendants by Capozzi were consistent with Pennsylvania law and in keeping with discovery practice generally in Pennsylvania. d. Denied. Capozzi seeks recovery from Defendants as stated in the Complaint. e. Denied. Defendant owns numerous Pennsylvania companies and travels to Pennsylvania frequently. Little burden would be imposed by requiring Defendant Flashner's appearance for deposition. f. Denied. Capozzi strongly prefers in-person deposition for numerous reasons including but not limited to potential technical difficulties, transmission quality as a barrier to accurate court reporting, the effect that being present at a deposition has on a deponent's perception of the gravity of the dispute, and the potential for assessment 3 by the deposing attorney of the deponent's truthfulness based on body language and other non-verbal cues that may be obscured by video or telephony. g. Denied. As stated above, Capozzi seeks recovery from Defendants as stated in the Complaint. 29. Denied. Contrary to Defendants' assertions, Capozzi is pursuing this action through the Pennsylvania Court system to specifically ensure that an equitable and just remedy is reached. 30. Denied. As stated above, Capozzi strongly prefers in-person deposition for numerous reasons. 31. Denied. There is both a strong benefit to Defendant Flashner's in-person appearance at deposition and little burden imposed upon him for travel to Pennsylvania in light of his frequent travels to this state for business purposes. 32. This is a conclusion of law to which no response is required. If a response is deemed necessary, Capozzi denies this paragraph as inconsistent with Pennsylvania law. 33. This is a conclusion of law to which no response is required. If a response is deemed necessary, Capozzi denies this paragraph as inconsistent with Pennsylvania law. 34. This is a conclusion of law to which no response is required. If a response is deemed necessary, Capozzi denies this paragraph as inconsistent with Pennsylvania law. WHEREFORE, Plaintiff, Capozzi Adler, P.C., respectfully requests that this Court deny Defendants' Motion for Protective Order and for Payment of Defendants' Attorneys' Fees. III. REQUEST FOR ATTORNEYS' FEES 35. This is a conclusion of law to which no response is required. If a response is deemed necessary, Capozzi denies this paragraph as inconsistent with Pennsylvania law. 4 36. This is a conclusion of law to which no response is required. If a response is deemed necessary, Capozzi denies this paragraph as inconsistent with Pennsylvania law. 37. Denied. Capozzi has acted in good faith at all times during the course of this litigation. 38. Denied. The deposition sought by Capozzi is consistent with Pennsylvania law and the Rules of Civil Procedure. Adherence to the rules is not a sufficient basis for awarding sanctions. WHEREFORE, Plaintiff, Capozzi Adler, P.C., respectfully requests that the Court deny Defendants' Motion for Protective Order and for Payment of Defendants' Attorneys' Fees. Dated: CAPOZZI ADLER, P.C. 5 Matthew A. Tho. sen, Esquire Attorney I.D. No.: 307388 Capozzi Adler, P.C. P. O. Box 5866 Harrisburg, PA 17110 (717) 233-4101 Attorney for Plaintiff CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., A Pennsylvania Professional Corporation, Plaintiff v. CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA : Docket No.: 13-716 : Civil Action - Law VERIFICATION I, Andrew R. Eisemann, Esquire, do hereby verify that the facts averred in the foregoing Response to Defendants' Motion for Protective Order and for Payment of Defendants' Attorneys' Fees are true and correct to the best of my knowledge, information and belief. I understand that any false statements therein are subject to the penalties contained in Title 18 of the Pennsylvania Consolidated Statutes Section 4904, relating to unsworn falsification to authorities. Date: 6 Attorney I.D. Capozzi Adle P.O. Box 5866 Harrisburg, PA 17110 (717) 233-4101 Managing Partner CAPOZZI ADLER, P.C. f/k/a CAPOZZI & ASSOCIATES, P.C., • A Pennsylvania Professional Corporation, Plaintiff v. CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP, and PRESTIGE PA MANAGER, LLC, Defendants : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA : Docket No.: 13-716 : Civil Action - Law CERTIFICATE OF SERVICE I hereby certify that a copy of the foregoing document was served on the following by causing the same to be placed in the United States mail, first class, postage prepaid, addressed as follows: Dated: Ls—/P4 Benjamin J. Gladfelter, Esquire John N. Kennedy, Esquire Kennedy P.C. PO Box 5100 Harrisburg, PA 17110 CAPOZZI ADLER, P.C. Matthew A. Thomsen, Esquire Attorney I.D. No.: 307388 Capozzi Adler, P.C. P. O. Box 5866 Harrisburg, PA 17110 (717) 233-4101 Attorney for Plaintiff CAPOZZI ADLER, P.C. f/k/a, CAPOZZI & ASSOCIATES, P.C., A PENNSYLVANIA PROFESSIONAL CORPORATION, Plaintiff v. IN THE COURT OF COMMON PLEAS OF • • CUMBERLAND COUNTY, PENNSYLVANIA • CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP and PRESTIGE PA : MANAGER, LLC„ Defendant CIVIL ACTION - LAW 13-716 CIVIL TERM rn IN RE: DEFENDANT'S MOTION FOR PROTECTIVE ORDER AND FOR PAYMENT OF DEFENDANT'S ATTORNEY FEES ORDER OF COURT AND NOW, this 16th day of December, 2014, this being the time and place set for a Motion for Protective Order and for Payment of Defendant's Attorney's Fees, and both parties having been represented by counsel, Glenn A. Parno, Esquire, for Plaintiff, and Benjamin J. Glatfelter, Esquire, for Defendants, and following argument on this matter, the Motion for Protective Order and for Payment of Defendant's Attorney's Fees is hereby denied to the extent that it asks for the Defendant's deposition to be taken in California, and for the payment nevertheless, it is hereby ordered of Defendant's attorney's fees, as follows: Flashner, is hereby ordered to appear in person Pennsylvania at the convenience of Mr. Flashner Defendant, Craig for a deposition in and the attorneys hereto, with said deposition to occur no later than 60 days from the date of this Order. Pursuant to an agreement between the parties, all further discovery after the deposition shall be concluded 45 days after the deposition of Craig Flashner is taken in this case. It is this Court's understanding that this matter will be submitted to arbitration thereafter for mandatory arbitration. This Court has noted and encouraged the parties to engage their clients in the possibility of resolving this matter through alternative dispute resolution. This Court has further noted to the parties that in the event that this matter is prolonged for a long period of time or there are other matters that come up that the Defendant believes are being obstructive to the court process, that this Court has indicated to the Defendant that they may again file a motion for Defendant's attorney's fees and this Court will reconsider that matter at that time. By the Court, ay,(„Jr/24c Chri tylee L. Peck, J. ✓n Esquire Glenn A. Parno, , sq For the Plaintiff Benjamin J. Glatfelter, Esquire For the Defendant pcb �D�tS fi2a-d-CL THE PRO THONO , IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSY 'V X ( 5 PH 3: 2 5 CAPOZZI ADLER P.C. f/k/a ���;3 ` �' �� �� �'� �' PENNSYLVANIA CAPOZZI & ASSOCIATES, P.C., A PENNSYLVANIA PROFESSIONAL CORPORATION, Plaintiff No. 13-716 v. CIVIL ACTION - LAW CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP and PRESTIGE PA MANAGER, LLC, Defendants NOTICE OF APPEAL Filed by Craig Flashner, GS Operator, LP d/b/a Glendale Uptown Home, Madison Healthcare Management, LLC, Pennwood Operator, LP and Prestige PA Manager, LLC Counsel of Record for this Party: John N. Kennedy, Esquire Attorney I.D. No. 68278 Benjamin J. Glatfelter, Esquire Attorney I.D. No. 203935 KENNEDY, PC Law Offices P.O. Box 5100 Harrisburg, PA 17110 (717) 233-7100 jkennedy@kennedypc.net IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C. f/k/a, CAPOZZI & ASSOCIATES, P.C., A PENNSYLVANIA PROFESSIONAL CORPORATION, • Plaintiff v. • • • CRAIG FLASHNER, GS OPERATOR, .• LP d/b/a GLENDALE UPTOWN .• HOME, MADISON HEALTHCARE .• MANAGEMENT, LLC, PENNWOOD .• OPERATOR, LP and PRESTIGE PA .• MANAGER, LLC, .• Defendants • • No. 13-716 CIVIL ACTION - LAW NOTICE OF APPEAL Notice is hereby given that Craig Flashner, GS Operator, LP d/b/a Glendale Uptown Home, Madison Healthcare Management, LLC, Pennwood Operator, LP and Prestige PA Manager, LLC Appeals to the Superior Court of Pennsylvania from an order/adjudication entered in this matter on December 19, 2014. This order/adjudication has been entered in the docket as evidenced by the attached copy of the docket entry. Date: January 15, 2014 By: Respectfully Submitted, o N. Kennedy, Esquire Attorney I.D. No. 68278 Benjamin J. Glatfelter, Esquire Attorney I.D. No.: 203935 KENNEDY, PC Law Offices P.O. Box 5100 Harrisburg, PA 17110-0100 (717) 233-7100 Attorneys for Defendants. CAPOZZI ADLER, P.C. f/k/a, CAPOZZI & ASSOCIATES, P.C., A PENNSYLVANIA PROFESSIONAL CORPORATION, Plaintiff V. CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME, MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP and PRESTIGE PA MANAGER, LLC„ Defendant IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW 3-716 CIVIL TERM rl.;1 IN RE: DEFENDANT'S MOTION FOR PROTECTIVE ORDER AND FOR PAYMENT OF DEFENDANT'S ATTORNEY FEES ORDER OF COURT AND NOW, this 16th day of December, 2014, this being the time and place set for a Motion for Protective Order and for Payment of Defendant's Attorney's Fees, and both parties having been represented by counsel, Glenn A. Parno, Esquire, for Plaintiff, and Benjamin J. Glatfelter, Esquire, for Defendants, and following argument on this matter, the Motion for Protective Order and for Payment of Defendant's Attorney's Fees is hereby denied to the extent that it asks for the Defendant's deposition to be taken in California, and for the payment of Defendant's attorney's fees, nevertheless, it is hereby ordered as follows: Defendant, Craig Flashner, is hereby ordered to appear in person for a deposition in Pennsylvania at the convenience of Mr. Flashner and the attorneys hereto, with said deposition to occur no later than 60 days from the date of this Order. Pursuant to an agreement between the parties, all further discovery after the deposition shall be concluded 45 days after the deposition of Craig Flashner is taken in this case. It is this Court's understanding that this matter will be submitted to arbitration thereafter for mandatory arbitration. This Court has noted and encouraged the parties to engage their clients in the possibility of resolving this matter through alternative dispute resolution. This Court has further noted to the parties that in the event that this matter is prolonged for a long period of time or there are other matters that come up that the Defendant believes are being obstructive to the court process, that this Court has indicated to the Defendant that they may again file a motion for Defendant's attorney's fees and this Court will reconsider that matter at that time. By the Court, abitt„,PZeC Chri tylee L. Peck, J. Glenn A. Parno, Esquire For the Plaintiff Benjamin J. Glatfelter, Esquirb For the Defendant pcb PYS511 Cumberland County Prothonotary's Office Page 1 Civil Case Print 2013-00716 CAPOZZI ADLER PC (vs) FLASHER CRAIG ET Reference No..: Case Type • Judgment Judge Assigned: Disposed Desc.: Case Comments CONTRACT - DEBT COLLEC .00 PECK CHRISTYLEE L AL Filed Time Execution Date Jury Trial Disposed Date Higzer Crt 1.: Higher Crt 2.: 2/11/2013 3:05 0/00/0000 0/00/0000 ******************************************************************************** General Index Attorney Info CAPOZZI ADLER PC 1200 CAMP HILL BYPASS SUITE 205 CAMP HILL PA 17011 FLASHNER CRAIG 5184 OXLEY PLACE WESTLAKE VILLAGE CA 91362 GS OPERATOR LP 615 SOUTH DUPONT AVENUE CITY OF DOVER DE 19901 7800 BUSTLETON AVENUE GLENDALE UPTOWN HOME 615 SOUTH DUPONT AVENUE CITY OF DOVER DE 19901 7800 BUSTLETON AVE MADISON HEALTHCARE LLC 5318 NEW URECHT AVENUE 2ND FLOOR BROOKLYN NY 11219 PENNWOOD OPERATOR LP 2625 TOWNGATE ROAD SUITE 330 WESTLAKE VILLAGE CA 91361 909 WEST STREET PRESTIGE PA MANAGER LLC 321 S VALLEY FORGE ROAD DEVON PA 19333 ********** * Date ********** 2/11/2013 4/01/2013 4/15/2013 4/22/2013 4/25/2013 4/29/2013 PLAINTIFF DEFENDANT DEFENDANT DEFENDANT DEFENDANT DEFENDANT DEFENDANT CRUM MARC A GLATFELTER BENJAMIN J GLATFELTER BENJAMIN J GLATFELTER BENJAMIN J GLATFELTER BENJAMIN J GLATFELTER BENJAMIN J GLATFELTER BENJAMIN J ********************************************************************** Entries ********************************************************************** FIRST ENTRY COMPLAINT - CIVIL ACTION - BY MARC A CRUM ATTY FOR PLFF PRAECIPE TO REINSTATE - BY MARC A CRUM ATTY FOR PLFF PRAECIPE TO ENTER RETURN OF SERVICE - COMPLAINT - BY MARC A CRUM ATTY FOR PLFF DEFENDANT'S PRELIMINARY OBJECTIONS TO PLFF'S COMPLAINT - BY BENJAMIN J GLATFELTER ATTY FOR DEFTS CERTIFICATE OF SERVICE FOR DEFTS' PRELIMINARY OBJECTIONS TO PLFF'S COMPLAINT - BY BENJAMIN J GLATFELTER ATTY FOR DEFTS SHERIFF'S RETURN - DATED 04/01/13 - DEFTS PENNWOOD OPERATOR LP AND PRESTIGE PA MANAGER LLC NOT FOUND ******** DATED 04/16/13 - DEFT PRESTIGE PA MANAGER LLC NOT FOUND ***** DATED 04/24/13 - COMPLAINT & NOTICE SERVED ON DEFT PENNWOOD OPERATOR LP AT 909 WEST STREET PITTSBURGH PA 15221-2833 SHFF COST - $72.64 5/06/2013 PRAECIPE TO ENTER RETURN OF SVC - COMPLAINT - BY MARC A CRUM ATTY PYS511 Cumberland County Prothonotary's Office Page 2 Civil Case Print 2013-00716 CAPOZZI ADLER PC (vs) FLASHER CRAIG ET AL Reference No..: Case Type • CONTRACT - DEBT COLLEC Judgment 00 Judge Assigned: PECK CHRISTYLEE L Disposed Desc.: Case Comments 5/10/2013 12/09/2013 2/20/2014 3/14/2014 4/01/2014 4/22/2014 11/06/2014 11/13/2014 11/25/2014 12/19/2014 FOR PLFF Filed Time Execution Date Jury Trial Disposed Date Higher Crt 1.: Higher Crt 2.: 2/11/2013 3:05 0/00/0000 0/00/0000 ANSWER TO DEFTS' PRELIMINARY OBJECTIONS - BY MARC A CRUM ATTY FOR PLFF PRAECIPE FOR LISTING CASE FOR ARGUMENT - DEFT'S PRELIMINARY OBJECTIONS - BY MARC A CRUM ATTY FOR PLFF ORDER - 2/19/14 - IN RE: DEFTS' PRELIMINARY OBJECTIONS - **OVERRULED** - BY THE COURT KEVIN A HESS PJ COPIES MAILED 2/20/14 DEFTS' ANSWER NEW MATTER AND COUNTERCLAIM TO PLFF'S COMPLAINT - BY BENJAMIN J GLATFELTER ATTY FOR DEFTS PLFF'S ANSWER TO NEW MATTER AND COUNTERCLAIM AND NEW MATTER TO DEFTS' COUNTERCLAIM - BY MARC A CRUM ATTY FOR PLFF DEFT'S ANSWER TO COUNTERCLAIM NEW MATTER - BY BENJAMIN J GLATFELTER ATTY FOR DEFTS MOTION FOR PROTECTIVE ORDER AND FOR PAYMENT OF DEFENDANTS ATTORNEYS FEES - BY BENJAMIN J GLATFELTER ATTY FOR DEFTS ORDER OF COURT - DATED 11/13/14 - IN RE DEFENDANTS' MOTION FOR PROTECTIVE ORDER AND FOR PAYMENT OF DEFENDANTS' ATTORNEYS' FEES RULE IS ISSUED UPON PLAINTIFF TO SHOW CAUSE WHY THE RELIEF REQUESTED SHOULD NOT BE GRANTED - RULE RETURNABLE AT A HEARING ON 12/16/14 AT 1:30 PM CR 5 - BY THE COURT CHRISTYLEE L PECK J - COPIES MAILED 11/13/14 PLFF'S RESPONSE TO DEFTS' MOTION FOR PROTECTIVE ORDER AND FOR PAYMENT OF DEFTS' ATTYS FEES - BY MATTHEW A THOMSEN ATTY FOR PLFF ORDER OF COURT - 12/16/14 - IN RE: DEFT'S MOTION FOR PROTECTIVE ORDER AND FOR PAYMENT OF DEFT'S ATTY FEES - BY THE COURT CHRISTYLEE L PECK J - COPIES MAILED 12/19/14 LAST ENTRY ******************************************************************************** * Escrow Information * * Fees & Debits Beg Bal Pmts/Adi End Bal * ******************************** ******** ****** ******************************* COMPLAINT TAX ON CMPLT SETTLEMENT AUTOMATION JCP FEE REINSTATE COMPL PREACIPE ARGUME 65.25 .50 9.50 5.00 23.50 11.75 19.75 65.25 .50 9.50 5.00 23.50 11.75 19.75 .00 .00 .00 .00 .00 .00 .00 135.25 135.25 .00 ******************************************************************************** * End of Case Information ******************************************************************************** TRUE COPY FROM RECORD In Testimony whereof, I here unto set my hand and the set of said -Co at, Carlisle, Pa. This _/5 day of lyw tats 20 otary IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIAN 5 RN 3: rf CUMBERLAND COUN j �. PENNSYLVANIA CAPOZZI ADLER, P.C. f/k/a, CAPOZZI & ASSOCIATES, P.C., A PENNSYLVANIA PROFESSIONAL CORPORATION, v. Plaintiff No. 13-716 CIVIL ACTION — LAW CRAIG FLASHNER, GS OPERATOR, LP d/b/a GLENDALE UPTOWN HOME; MADISON HEALTHCARE MANAGEMENT, LLC, PENNWOOD OPERATOR, LP and PRESTIGE PA MANAGER, LLC, Defendants REQUEST. FOR TRIAL TRANSCRIPT A notice of appeal having been filed in this matter, the official court reporter is hereby ordered to produce, certify, and file the transcript in this matter for the hearing/argument which occurred on December 16, 2014, in conformity with Rule 1922 of the Pennsylvania Rules of Appellate Procedure. Date: January 15, 2015 By. Respectfully Submitted, n N. ennedy, Esquire Attorney I.D. No. 68278 Benjamin J. Glatfelter, Esquire Attorney I.D. No.: 203935 KENNEDY, PC Law Offices P.O. Box 5100 Harrisburg, PA 17110-0100 (717) 233-7100 Attorneys for Defendant IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA CAPOZZI ADLER, P.C. f/k/a, rn ci-c, CAPOZZI &ASSOCIATES P.C. > > mac) A PENNSYLVANIA PROFESSIONAL (..n ( . CORPORATION, --fl (n 1 Plaintiff No. 13-716 v c.) v. CIVIL ACTION - LAW CRAIG FLASHNER, GS OPERATOR, • LP d/b/a GLENDALE UPTOWN • HOME, MADISON HEALTHCARE • MANAGEMENT, LLC, PENNWOOD OPERATOR, LP and PRESTIGE PA • MANAGER, LLC, • Defendants • • PROOF OF SERVICE OF NOTICE OF APPEAL I hereby certify that a true and correct copy of the foregoing Notice of Appeal will be mailed to the following on January 15, 2015 via Regular Mail for service as set forth below: 1. Glenn A. Parno, Esquire, Counsel for Capozzi Adler, P.C., at 1200 Camp Hill Bypass, Camp Hill, PA 17011, via USPS first class mail; 2. The Honorable Christylee L. Peck, Cumberland County Court of Common Pleas, Cumberland County Courthouse, 1 Courthouse Square, Carlisle, PA 17013 via USPS first class mail; 3. The court administrator of the Cumberland County Court of Common Pleas, Cumberland County Courthouse, 1 Courthouse Square, Suite 301, Carlisle, PA 17013 via USPS first class mail. Date: January 15, 2015 By: N. Kennedy, Esquire Attorney I.D. No. 68278 Benjamin J. Glatfelter, Esquire Attorney I.D. No.: 203935 KENNEDY, PC Law Offices P.O. Box 5100 Harrisburg, PA 17110-0100 (717) 233-7100 Attorneys for Defendants