HomeMy WebLinkAbout03-20-13 J 1505611185
REV-1500 EX(02-11)(FI)
PA Department of Revenue OFFICIAL USE ONLY
Bureau of Individual Taxes County Code Year File Number
PO BOX 280601 INHERITANCE TAX RETURN 21 12 0018
Harrisburg,PA 17128-0601 RESIDENT DECEDENT
ENTER DECEDENT INFORMATION BELOW
Social Security Number Date of Death MMDDYYYY Date of Birth MMDDYYYY
12192011 01161941
Decedent's Last Name Suffix Decedent's First Name MI
ARNOLDI SANDRA B
(If Applicable) Enter Surviving Spouse's Information Below
Spouse's Last Name Suffix Spouse's First Name MI
ARNOLDI THOMAS V
Spouse's Social Security Number THIS RETURN MUST BE FILED IN DUPLICATE WITH THE
REGISTER OF WILLS
FILL IN APPROPRIATE BOXES BELOW
® 1. Original Return 2. Supplemental Return ❑ 3. Remainder Return(Dale of Death
Prior to 12-13-82)
❑ 4. Limited Estate ❑ 4a. Future Interest Compromise(date of ❑ 5. Federal Estate Tax Return Required
death after 12-12.82)
® 6. Decedent Died Testate 7. Decedent Maintained a Living Trust 8, Total Number of Safe Deposit Boxes
(Attach Copy of WII) (Attach Copy of Trust.)
❑ 9. Litigation Proceeds Received ❑ 10.Spousal Poverty Credit(Date of Death ❑ 11. Election to Tax under Sec.9113(A)
Between 12-31.91 and 1.1-95) (Attach Schedule 0)
CORRESPONDENT- THIS SECTION MUST BE COMPLETED.ALL CORRESPONDENCE AND CONFIDENTIAL TAX INFORMATION SHOULD BE DIRECTED TO:
Name Daytime Telephone Number
DAVID M . WATTS, JR . c�
717 a,7-534 m m
1
C tEf�OF Wq�p USFO' NL
Ti r--
First Line of Address CD
cn
MCNEES WALLACE & NURICK
Second Line of Address
PO BOX 1166 u1
City or Post Office State ZIP Code DATEEALED
HARRISBURG PA 171081166
Correspondsnt's e-mail address: DWATTS@MWN .COM
Under penalties of perjury, I declare that I have examined this namm,including accompanying schedules and statements,and to the beat of my knowledge and belief,
it is true,cis and complete.Declaration of preparer other than the personal reprmemative is based on all information of which preparer has any knowledge.
SIG F PERSON PO LE FO ING RETURN DATE j
ADDRESS
1035 CHELMSFORD DRIVE MECHANICSBURG, PA 17050
SIGNATURE OF PRFPARER OTHER THAN REPRESENTATIVE D TE
MCNEES WALLACE & NURICK LLC
ADDRESS
P. O. BOX 1166 HARRISBURG PA 17108-1166
PLEASE USE ORIGINAL FORM ONLY
Side 1
1505611185 01046473.000 1505611185 J
1505611285
REV-1500 EX(FI)
E
RECAPITULATION
1. Real Estate(Schedule A) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 0 . 00
2. Stocks and Bonds(Schedule B). . . . . . . . . . . . . . . . . . . . . . . . . 2. 4151329 - 67
3. Closely Held Corporation,Partnership or Sole-Proprietorship(Schedule C), . . . 3. 231,991 • 25
4. Mortgages and Notes Receivable(Schedule D) . . 4
0 . 00
5. Cash, Bank Deposits and Miscellaneous Personal Property(Schedule E) , , , , , 5. 2,000.00
6. Jointly Owned Property(Schedule F) Separate Billing Requested 0 .00
7. Inter-Vivos Transfers&Miscellaneous N , , , 6.on-Probate Property
(Schedule G) 1:1 Separate Billing Requested . . . . 7. 2701603. 33
8. Total Gross Assets(total Lines 1 through 7) , , , , , , , , , 919,924 - 25
9. Funeral Expenses and Administrative Costs(Schedule H). . . . . . . . . . . . . 9. 161031 • 42
10. Debts of Decedent, Mortgage Liabilities,and Liens(Schedule 1) , , , , , . . . . 10. 0 • 00
11. Total Deductions(total Lines 9 and 10), , , , , . . 11
16,031 . 42
12. Net Value of Estate(Line 8 minus Line 11) 12
13. Charitable and Governmental Bequests/Sec 9113 Trusts for which 903,892 . 83
an election to tax has not been made(Schedule J), , , , , 13
0 .00
14. Net Value Subject to Tax(Line 12 minus Line 13)
. . 1a. 903,892 .83
TAX CALCULATION -SEE INSTRUCTIONS FOR APPLICABLE RATES
15. Amount of Line 14 taxable
at the spousal tax rate,or
transfers under Sec.9116
(a)(1.2)X.0_ 903,892 . 83 15. 0 . 00
16. Amount of Line 14 xable
at lineal rate X.0 4� 0 . 00 16 0 . 00
17. Amount of Line 14 taxable .
at sibling rate X.12 0 . 00
18. Amount of Line 14 taxable 17' 0 . 00
at collateral rate X.15 0 . 00 18. 0 . 00
19. TAX DUE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19. 0 .00
20. FILL IN THE BOX IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT
Side 2
1505611285 1505611285
OM4646 3.000 '
REV-1560 EX(F4 Page 3 File Number
Decedent's Complete Address: 21 12 0018
DECEDENTS NAME
STREET ADDRESS
035 CHELMSFQRD DRIVE
CUMBERLAND-
C17Y STATE ZIP
MECHANICSBURG
Tax Payments and Credits:
1. Tax Due(Page 2, Line 19) (1) 0 . 00
2, Credits/Payments
A. Prior Payments 0 .00
B. Discount 0.00
Total Credits(A+B) (2) 0.00
3. Interest
(3)
4. If Line 2 is greater than Line 1+Line 3,enter the difference,This is the OVERPAYMENT.
Fill in box on Page 2,Line 26 to request a refund. (4) 0.00
5. if Line 1 +Line 3 is greater than Line 2,enter the difference.This is the TAX DUE. (5) 0 -_00
Make check payable to: REGISTER OF WILLS, AGENT.
PLEASE ANSWER THE FOLLOWING QUESTIONS BY PLACING AN"X"IN THE APPROPRIATE BLOCKS
1. Did decedent make a transfer and: Yes No 1
a. retain the use or income of the property transferred . . . . . . . . . . . . . . . . . . . . . . . . El JAI
b. retain the right to designate who shall use the property transferred or its income . . . . . . . . . . ❑ MV
JAI
c. retain a reversionary interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑
d. receive the promise for life of either payments,benefits or care? . . . . . . . . . . . ❑
2. If death occurred after Dec. 12, 1962,did decedent transfer property within one year of death ❑
without receiving adequate consideration? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . FRI
3. Did decedent own an"in trust for"or payable-upon-death bank account or security at his or her death? . ❑
4. Did decedent own an individual retirement account,annuity, or other non-probate property,which
contains a beneficiary designation? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ® ❑
IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN.
For dates of death on or after July 1, 1994, and before Jan. 1, 1995,the tax rate imposed on the net value of transfers to or for the use of the surviving spouse
is 3 percent[72 P-S.§9116(a)(1-1)(1)].
For dates of death on or after Jan. 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 0 percent
[72 P.S.§9116 (a)(11)(ii)].The statute does not exempt a transfer to a surviving spouse from tax,and the statutory requirements for disclosure of assets and
filing a tax return are still applicable even if the surviving spouse is the only beneficiary.
For dates of death on or after July 1.2000:
• The tax rate imposed on the net value of transfers from a deceased child 21 years of age or younger at death to or for the use of a natural parent, an
adoptive parent or a stepparent of the child is 0 percent 172 P.S.§9116(a)(1.2)].
• The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is 4.5 percent,except as noted in[72 P.S.§9116(a)(1)].
• The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is 12 percent[72 P.S.§9116(a)(1.3)]. A sibling is defined,
under Section 9102,as an individual who has at least one parent in common with the decedent,whether by blood or adoption.
OM4671 2000
li
REV-1503 EX.(6-98)
SCHEDULE B
COMMONWEALTH OF PENNSYLVANIA STOCKS & BONDS
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF
FILE NUMBER
SANDRA B ARNOLDI
21 12 0018
All property jointly-owned with right of survivorship must be disclosed on Schedule F.
ITEM
NUMBER DESCRIPTION VALUE AT DATE
1. The following assets were held in decedent's Charles OF DEATH
Schwab Account No. 12115080; See attached valuation
information:
560 Shares
Alcoa Inc.
4,849.60
2 160 Shares
Apple Computer Inc. 61,227.20
3 400 Shares
Berkshire Hathaway Inc. Class B 29,812.00
4 160 Shares
Chevron Corp. 16,067.20
5 250 Shares
Ford Motor Co.
2,547.50
6 576 Shares
Potash Corporation of Saska 22,435.20
7 Cash
2,654.55
The following assets were held in the decedent's Morgan
Stanley Account No. 410-054967-015; See attached asset
listing and valuation information:
8 1,004.35 Shares
Cash
CUSIP: CASH
1,004.35
9 88 Shares
Advent Software Inc Com The Nasdaq Stock Market Llc
CUSIP: 007974108
2,158.64
10 86 Shares
Albemarle Corp Com New York Stock Exchange
CUSIP: 012653101
Dividend accrued on 12/19/2011 4,235.93
15.05
Total from continuation schedules 268,322.45
TOTAL (Also enter on line 2,Recapitulation) $ 415,329.67
3W4696 1.000 (If more space is needed,insert additional sheets of the same size)
Estate of: SANDRA B ARNOLDI 21 12 0018
Schedule B (Page 2)
Item
No. Description
Value at Dale
of Death
11 81 Shares
Matson Inc Com New York Stock Exchange
CUSIP: 014482103
3,242.43
12 5 Shares
Allegheny Corp Del Com New York Stock Exchange
CUSIP: 017175100
1,424.78
13 81 Shares
American Eagle Outfitters New Com New York Stock
Exchange
CUSIP: 02553E106
1,173.69
14 101 Shares
Atwood Oceanics Inc Com New York Stock Exchange
CUSIP: 050095108
3,833.96
15 171 Shares
Cabelas Inc Com New York Stock Exchange
CUSIP: 126804301
4,213.44
16 144 Shares
Corrections Corp Amer New Com New New York Stock
Exchange
CUSIP: 22025Y407
3,065.04
17 180 Shares
Eaton Vance Corp Com Non Vtg New York Stock Exchange
CUSIP: 278265103
4,059. 90
18 26 Shares
Energizer Hldgs Inc Com New York Stock Exchange
CUSIP: 29266R108
1,914.12
19 170 Shares
First Industrial Realty Trust Com New York Stock
Exchange
CUSIP: 32054KI03
1,626.05
20 23 Shares
Hasbro Inc Com New York Stock Exchange
CUSIP: 418056107
762.80
21 75 Shares
Hatteras Finl Corp Com New York Stock Exchange
CUSIP: 419028103
2,022.01
Total (Carry forward to main schedule) 27,338.22
Estate of: SANDRA a ARNOLDI 21 12 0018
Schedule H (Page 3)
Item
No. Description
Value at Dale
of Death
22 79 Shares
Kaman Corp Com The Nasdaq Stock Market Llc
CUSIP: 483548103
2,198.99
23 41 Shares
Kinder Morgan Management Llc Shs New York Stock Exchange
CUSIP: 494550100
3,008.58
24 63 Shares
Knoll Inc Com New New York Stock Exchange
CUSIP: 498904200
Dividend accrued on 12/19/2011 922. 95 6.30
25 21 Shares
Martin Marietta Matls Inc Com New York Stock Exchange
CUSIP: 573284106
Dividend accrued on 12/19/2011 1,583.30 8.40
26 302 Shares
Mbia Inc Com New York Stock Exchange
CUSIP: 552620100
3,536.42
27 267 Shares
Micrel Inc Com The Nasdaq Stock Market Llc
CUSIP: 594793101
2,708.72
28 145 Shares
Montpelier Re Holdings Ltd Shs New York Stock Exchange
CUSIP: G62185106
2,428.03
29 26 Shares
Newmarket Corp Com New York Stock Exchange
CUSIP: 651587107
Dividend accrued on 12/19/2011 4,986.54
19.50
30 92 Shares
Nu Skin Enterprises Inc Cl A New York Stock Exchange
CUSIP: 67018T105
4,339.18
31 103 Shares
Old Dominion Fght Lines Inc Com The Nasdaq Stock Market
Llc
CUSIP: 679580100
4,038.89
32 36 Shares
Owens & Minor Inc New Com New York Stock Exchange
CUSIP: 690732102
Dividend accrued on 12/19/2011 999.00 7 20
Total (Carry forward to main schedule) 30,792.00
Estate of: SANDRA B ARNOLD, 21 12 0018
Schedule 8 (Page 4)
Item
No. Description
Value at Dale
of Death
33 75 Shares
Pricesmart Inc Com The Nasdaq Stock Market Llc
CUSIP: 741511109
5,097.38
34 319 Shares
Service Corp Intl Com New York Stock Exchange
CUSIP: 817565104
3,090.31
35 59 Shares
Sturm Ruger & Cc Inc Com New York Stock Exchange
CUSIP: 864159108
1,895.67
36 80 Shares
Tejon Ranch Cc Com New York Stock Exchange
CUSIP: 879080109
1,980.00
37 524 Shares
Tenet Healthcare Corp Com New New York Stock Exchange
CUSIP: 88033G100
2,360.62
38 160 Shares
Tredegar Corp Com New York Stock Exchange
CUSIP: 894650100
Dividend accrued on 12/19/2011 3,488.80 7 20
39 87 Shares
Udr Inc Com New York Stock Exchange
CUSIP: 902653104
2,134.11
40 201 Shares
Valueclick Inc Com The Nasdaq Stock Market Llc
CUSIP: 92046N102
3,181.33
41 4 Shares
White Mtns Ins Group Ltd Com New York Stock Exchange
CUSIP: G961BE107
1,701.86
The following assets were held in the decedent's Morgan
Stanley Account No. 410-052933-015; See attached asset
listing and valuation information:
42 452.87 Shares
Cash
CUSIP: CASH
452.87
Total (Carry forward to main schedule) 25,390.15
Estate of: SANDRA B ARNOLDI 21 12 0018
Schedule B (Page 5)
Item
No. Description Value at Dale
Death
43 2 Shares
Lloyds Banking Group Plc Sponsored Adr New York Stock
Exchange
CUSIP: 539439109
2.85
44 13,190.229 Shares
Pimco Fds Pao Invt Mgmt Ser Total Ret A Mutual Fund (As
Quoted By Nasdaq)
CUSIP: 693390445
143,905.40
45 21,000 Par
Goldman Sachs Cap I Mat: 02/15/2034 6.3459 Financial
Times Interactive Data
CUSIP: 38143VAA7
Interest accrued to 12/19/2011 17,879.38
458.96
46 21,000 Par
Jpmorgan Chase S Cc 7.98 Financial Times Interactive
Data
CUSIP: 46625HHAI
Interest accrued to 12/19/2011 22,329.68
225.81
Total (Carry forward to main schedule) 184,802.08
REV-1504 EX.(69a)
SCHEDULE C
COMMONWEALTH OF PENNSYLVANIA CLOSELY-HELD CORPORATION,
INHERITANCE TAX RETURN PARTNERSHIP OR SOLE-PROPRIETORSHIP
ESTATE OF
FILE NUMBER
SANDRA B ARNOLDI 21120018
Schedule C-1 or C-2(including all supporting Information)must be attached for each closely-held corporation/partnership interest of the decedent,other than a
sole-proprietorship.See instructions for the supporting information to be submitted for sole-proprietorships.
ITEM
NUMBER DESCRIPTION DATE VALUE AT
OF DEATH
256 interest in Carlisle Farmers Market, Inc. , a
Pennsylvania Corporation 231,991.25
Supporting Documentation, including Schedule C-1, for
this interest is being forwarded directly to the
Department due to its confidential nature.
TOTAL (Also enter on line 3,Recapitulation) $ 231,991.25
3W4697 1.000 Of more space is needed,insert additional sheets of the same size)
REV-1508 EX.(11-10)
pennsylvania SCHEDULE E
DEPARTMENT OF REVENUE CASH INHERITANCE TAX RETURN , BANK DEPOSITS, &MISC.
RESDENT DECEENr PERSONAL PROPERTY
ESTATE OF
SANDRA B ARNOLDI FILE NUMBER:21 12 0018
Inclutle the proceeds of gation antl the date the proceeds were receivetl by the estate.
All ro art 'oinll owned with rt ht of survivorahi must be disclosed on Schedule F.
ITEM
NUMBER VALUE AT DATE
DESCRIPTION OF DEATH
t 2001 Lexus
Estimated by Executor
2,000.00
TOTAL(Also enter on line 5,Recapitulation E 2 000.00
OW48AD 2.000 If more Space is needed,use additional sheets M paper of same Size.
REV-1510 EX+(08-09)
pennsylvania SCHEDULE G
DEPARTMENT OF REVENUE INTER-VIVOS TRANSFERS AND
INHERITANCE DECEDENT URN MISC. NON-PROBATE PROPERTY
INHERITANCE TAX RE
ESTATE OF
FILE NUMBER
SANDRA H ARNOLDI 21 12 0018
This schedule must be completed and filed if the answer to any of questions 1 through 4 on page three of the REV-1500 is yes.
V7!75 OF E�Twds .Ois REOTRIOl PROPERTY oECEOERrAw DATE OF DEATH
RN.rFFAATrgOIACOPl OF TFE DEED FOR RFPL ESTATE %NT REST EXCLUSION TAXABLE
VALUE OF ASSET INTEREST FAppucgeLE VALUE
Schwab SEP IRA Account-7031 38,684.80 100.0000 0.00 38,684.80
ary - Thomas Arnoldi
2 Charles Schwab IRA Account No.
2921-5031 92,399.46 100.0000 0.00 92,399.46
Beneficiary - Thomas Arnoldi
(spouse)
3 Charles Schwab IRA Account No.
2948-5031 80,041.85 100.0000 0.00 80,041.85
Beneficiary - Thomas Arnoldi
(spouse)
4 MetLife Series FA Policy No.
9200983789; Annuity held in
decedent's Morgan Stanley
account number 410-052933-015 59,477.22 100.0000 0.00 59,477.22
Thomas Arnoldi (spouse) was
beneficiary
TOTAL(Also enter on line 7,Recapitulation)$
270 603.33
eWdeAF 2.000
If more space is needed,use additional sheets of paper of the same size.
'
REV-1511 E ,(10L9)
pennsylvania SCHEDULE H
DEPPf(rA£M OF REVENUE FUNERAL EXPENSES AND
"1 TMCETMRETURN ADMINISTRATIVE COSTS
f£S�DRMDENT
ESTATE OF FILE NUMBER
SANDRA B ARNOLDZ 21 20 8
Decedent's debts must be reported on Schedule I.
ITEM
NUMBER DESCRP91ON
A. FUNERAL EXPENSES
1
B. ADMINISTRATIVE COSTS:
1. Personal Representative Commissions: AMOUNT
Name(s)of Personal Representafive(s)
Street Address
City State Zip
Year(s)Commission Paid:
2. AttomeyFees: McNees Wallace & Nurick LLC (estimated) 15,000.00
3. Family Exemption:(If decedent's address is not the same m claimant's,attach m0anation.)
Claimant
Street Address
City State ZIP
Relationship of Claimant to Decedent
4. Probate Fees:
593.50
5. Accountant Fees:
6. Tax Return Preparer Fees:
7.
1 Central Penn Business Journal
Legal Advertising 150.00
2 Cumberland Law Journal
Legal Advertising 75.00
Total from continuation schedules . . . . . . . . . 212.92
TOTAL(Also enter on Llne 9,Recepi[uladon) $ 16 031.42
9w4snD 2.00D If more space is needed,use additional sheets of paper of the same size.
Estate of: SANDRA B ARNOLDI 21 12 OO18
Schedule H Part 7 (Page 2)
3 McNees Wallace & Nurick LLC
Costs Advanced as follows:
Duplicating $37. 60
Courier service 7.64
Postage 10.33
EVP Valuations 57.35 112.92
4 McNees Wallace & Nurick LLC
Reserve for closing costs 100.00
Total (Carry forward to main schedule) 212. 92
REV-1513 EX.(01-10)
pennsyivania SCHEDULE J
DEPARTAIEWOF REVENUE BENEFICIARIES
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF:
SANDRA 3 ARNOLDI FILE NUMBER:
21 12 0018
RELATIONSHIP TO DECEDENT AMOUNT OR SHARE
NUMBER NAME AND ADDRESS OF PERSON(S)RECEIVING PROPERTY Do Not List Trustee(s) OF ESTATE
I TAXABLE DISTRIBUTIONS(Include outright spousal distributions and transfer:under
Sec.9116(a)(1.2).]
1. Thomas V. Arnoldi
1035 Chelmsford Drive
Mechanicsburg, PA 17050
Car - $2,000
IRA's/Annuities - $270,603.33
Residue - $631,289.50 *
*Per the terms of a family
settlement agreement and related
disclaimers, 1008 of the estate
residue passes outright to the
decedent's spouse, Thomas V.
Arnoldi. See copies attached of
agreement and disclaimers. Surviving Spouse 903,892.83
ENTER DOLLARAMOUNTS FOR DISTRIBUTIONS SHOWN ABOVE ON LINES 15THROUGH 16 OF REV-15M COVER SHEET,AS APPROPRIATE.
II NON-TAXABLE DISTRIBUTIONS
A.SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAX IS NOT TAKEN:
1.
B.CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS:
1.
TOTAL OF PART II-ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ONLINE 13 OF REV-1500 COVER SHEET. E 0.00
9W46AI 2.000 If more space is needed,use additional sheets of paper of the same size.
ESTATE OF
SANDRA B .
ARNOLDI
NO . 21 - 12 -0018
COPY - LETTERS
TESTAMENTARY
AND COPY OF WILL
REGISTER OF WILLS CERTIFICATE OF
CUMBERLAND COUNTY GRANT OF LETTERS
PENNSYLVANIA
No. 2012- 00018 PA No. 21- 12- 0018
Estate Of: SANDRA BARNOLDI
(Fnat,M dale,Gan
Late Of: HAMPDEN TOWNSHIP
CUMBERLAND COUNTY
0 Deceased
Social Security No: 172-32-2428
WHEREAS, on the 5th day of January 2012 an instrument dated
May 25th 1995 was admitted to probate as the last will of
SANDRA B ARNOLDI
Xim,Midit.Wiz
late of HAMPDEN TOWNSHIP, CUMBERLAND County,
who died on the 19th day of December 2011 and
WHEREAS, a true copy of the will as probated is annexed hereto.
THEREFORE, I, GLENDA FARNER STRASBAUGH , Register of Wills in and
for CUMBERLAND County, in the Commonwealth of Pennsylvania, hereby
certify that I have this day granted Letters TESTAMENTARYto:
THOMAS V ARNOLDI
who has duly qualified as EXECUTOR(RIX)
and has agreed to administer the estate according to law, all of which
fully appears of record in my office at CUMBERLAND COUNTY COURTHOUSE,
CARLISLE, PENNSYLVANIA.
IN TESTIMONY WHEREOF, I have hereunto set my hand and affixed the seal
of my office on the 5th day of January 2012,
alt t 1 �t l tx."�LZ S _fi f ��
}_ egister of Wills �
eputy
**NOTE** ALL NAMES ABOVE APPEAR (FIRST, MIDDLE, LAST) j
l
WILL
�11
OF
SANDRA B. ARNOLDI
I, SANDRA B. ARNOLDI, currently of Mechanicsburg, .-
Pennsylvania, declare this to be my will and hereby revgk6 a1T
prior wills and codicils made by me.
1. Personalty. I bequeath such items of my tangible
personal property as are specifically itemized on the list, if
any, in my handwriting, signed and dated by me at the end
thereof, and attached to this, my will, to the persons named
thereon to receive such items. I bequeath to my husband, Thomas,
all of my remaining tangible personal property not used in
business or for the production of income, including without
limitation furniture, furnishings, clothing, jewelry, objects of
art and decoration, and the like, and any motor vehicles which I
own, together with the insurance thereon, if he survives me. If
my husband does not survive me, then I bequeath all said
property, together with the insurance thereon, to those of my
children who survive me. with regard to the property passing
hereunder, distribution shall be made among said children on the
basis of choices in order determined by lot and rotation, and the
values as finally determined for inheritance tax purposes shall
be determinative with regard to the values of the property
chosen, and any disparity among said children shall be equalled
by such payments among them as may be necessary. If any one of
said children are not living at the time of my death, the choices
to which he or she would have been entitled shall be made by his
or her issue in order determined by lot and rotation.
2. Residue. I bequeath, devise, and appoint all the rest
of my property, of whatever nature and wherever situated,
including property over which I hold a power of appointment,
except that I do not exercise any power of appointment given to
me by my husband, to the Trustee's hereinafter named, for the
following purposes:
(a) If my husband, Thomas, survives me, then the
Trustees shall establish Trust A hereunder, governed by paragraph
3 below, by allocation thereto, from the property held hereunder,
an amount, if any, equal to (i) the minimum amount, after taking
into account all deductions other than the marital deduction and
applying all credits available, which is necessary as the marital
deduction to reduce to the lowest possible amount the federal
estate tax payable by reason of my death, less (ii) the value of
1
i
i
all other assets in my gross estate which qualify for the marital
deduction and which pass or have passed to my said husband under
other provisions of this will or otherwise. In determining such
amount, all assets involved in the calculation shall be valued at
final federal estate tax values, but in funding Trust A, date of
distribution values shall be used and only assets that qualify
for the marital deduction shall be used. I intend that the
interest of my husband in Trust A shall qualify for the marital
deduction, and any provisions herein which may appear to conflict
with or in any way defeat my intention to obtain the marital 1
deduction for the full amount of Trust A shall be construed or
applied to accomplish that intention.
(b) The remainder of the property passing hereunder
(or, if my husband does not survive me, all the property passing
hereunder) shall be held as Trust B. (See paragraph 4 below. )
3. Tryst A. The income and principal of Trust A (if
established hereunder) shall be distributed as follows:
(a) Income. The Trustees shall pay the net income
from Trust A to or for the benefit of my husband, Thomas, for his
lifetime, in such installments, but not less frequently than
quarterly, as the Trustees may determine.
(b) Principal. The Trustees shall pay from time to
time from the principal of Trust A to or for the benefit of my
husband:
(i) such sums as shall in the discretion of the
Trustees seem proper for his support, maintenance, and health
care or necessary to permit him to maintain a standard of living
approximately equal to that maintained by him during my lifetime,
taking into account such other sources of income, support and
estate that may be available to him, and
(ii) such sums, including any or all principal,
that my husband may request in writing.
(c) After Husband's Lifetime. Upon the death of my
husband, Thomas, all the principal then held in Trust A shall be
distributed as he may by his will appoint, making specific
reference to this Trust A. Except as expressly stated in the
preceding sentence, there shall be no restriction, condition or
qualification on or to the power to make such appointment and the
permissible beneficiaries. The power of appointment shall be
exercisable by my husband alone and in all events, and there
shall be no power in any person other than my husband to appoint
to any other person any part of the property passing under
Trust A. To the extent that my husband should fail to exercise
effectively his power of appointment over any part of the
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property in Trust A, the Trustees shall (except to the extent
that my husband expressly directs to the contrary in his last
will or in a writing delivered to the Trustees during his
lifetime) pay from the unappointed portion of the principal of
Trust A:
(i) the amount of any additional estate,
inheritance or other death taxes imposed on account of the death
of my husband by reason of his power of appointment over and
other -rights in the unappointed portion of the principal of
Trust A (the amount of each such .additional tax to be equal to
the excess if any of the tax, including any interest thereon,
payable by reason of his death over the amount of such tax which
would have been payable if no such tax was payable by reason of
his death with respect to the unappointed principal of Trust A) ,
and
(ii) any expenses incurred in the administration
of his estate attributed to the determination of such taxes (and
the Trustees may accept the written statement of his personal
representatives as to the amount of taxes and expenses payable
hereunder) , and the remaining balance of the principal held in
Trust A at his death shall be added to and considered part of
Trust B and shall be administered and distributed under the
provisions herein governing Trust B.
4. Trust B. The income and principal of Trust B shall be
distributed as follows:
(a) Income. The Trustees shall pay the net income
from Trust B at least annually to or for the benefit of any or
all of my husband and issue in such proportions or amounts as in
the discretion of the Trustees seems proper to provide for their
support, maintenance, and health care, for the education of my
issue, and for the maintenance by my husband of the standard of
living maintained by him during my lifetime, taking into account
such other sources of income, support and estate that may be
available to the beneficiaries. No beneficiary of Trust B shall
participate as a co-Trustee in any decision under this
subparagraph (a) .
(b) Principal. The Trustees shall from time to time
pay such sums from the principal of Trust B to or for the benefit
of my husband and issue as may in the discretion of the Trustees
seem necessary for their support, maintenance and health care,
for the maintenance by my husband of the standard of living
maintained by him during my lifetime, and for the education of my
issue, taking into account such other sources of income, support
and estate that may be available to the beneficiary and the needs
and resources of all the beneficiaries. Any of the foregoing
distributions to or for the benefit of my issue shall be based on
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their needs, rather than on a desire to maintain absolute
equality of payments among them: My first priority for the
income and principal of Trust B taken together is the support,
maintenance, and health care of my husband. In determining
whether any invasion shall be made for the benefit of my husband
from the principal of Trust A or from the principal of Trust B,
such invasion shall be made from Trust A as far as practical. No
beneficiary of Trust B shall participate as a co-Trustee in any
decision under this subparagraph (b) .
(c) Additional Principal Distributions. The Trustees
may also pay from the principal of Trust B such sums as in the
discretion of the Trustees seem proper for the establishment of a
child of mine in a business or profession or towards the
acquisition or furnishing of a home for a child of mine, taking
into account the other resources of the child, the desirability
of the transaction, and the reasonably anticipated needs and
resources of all the beneficiaries hereunder, provided, however,
that the total distributions to or for the benefit of a child of
mine under this sentence shall not exceed the reasonably
anticipated amount that would be distributable to him or her
pursuant to subparagraph (f) below if no distributions were made
under this subparagraph (c) ; and each payment to him or her under
this subparagraph (c) shall be deemed an advancement to such
child (or to his or her issue if he or she is not then living) in
making the division of the property held in Trust B pursuant to
subparagraph (f) below and shall be charged against his or her or
their share. No beneficiary of Trust B shall participate as a
co-Trustee in any decision under this subparagraph (c) .
(d) Legal, Support obligation. No payment shall be
made under subparagraphs (a) , (b) , or (c) above which would
discharge to any extent the legal obligation of any person for
the support of the recipient of such payment.
(e) Husband's Rights of Withdrawal. In addition to
the foregoing, during any calendar year my husband shall have the
unqualified right in his sole discretion to demand in one or more
writings delivered by him to the Trustees that he be paid from
the principal of Trust B an amount not in excess of the greater
of Five Thousand Dollars ($5,000.00) or five percent (5%) of the
aggregate market value of the assets of Trust B as of December 31
of the calendar year during which such demand is made. The right
permitted my husband under this subparagraph (e) must be
exercised by him as herein provided on or before December 31 of
the calendar year to which applicable, and any amount as to which
such right is not exercised for any given calendar year shall
lapse and shall not accumulate or carry over to any future
calendar year.
4
M Distribution Of Trust B. When m y husband is no
longer living and no living child of mine is under the age of
eighteen (18) years, the principal remaining in Trust B shall be
distributed per stirpes to my issue, adjusted for any
advancements pursuant to subparagraph (c) above, provided,
however, that if any beneficiary under this subparagraph (f)
other than a child of mine is then under the age of thirty-five
(35) years, his or her share shall be held for him in a separate
trust hereunder under the terms of paragraph 6 below., or, if no
issue of mine are then living, the same shall be subject to the
terms of paragraph 5 below.
5. Alternate Distribution. Any property stated in
subparagraph (f) above or paragraph 6(c) below to be held under
the terms of this paragraph 5, and any other property held
hereunder when no issue of mine are living which is not
effectively disposed of elsewhere herein, shall be distributed
outright one-half per stirpes to the issue of my parents and
one-half per stirpes to the issue of my husband's parents.
6. Separate Trusts. The income and principal of a
separate trust in which a share in Trust B is held for a
beneficiary pursuant to the terms of paragraph 4 (f) above shall
be distributed as follows:
(a) Income. The income shall be distributed at least
quarterly to or for the benefit of the beneficiary. No payment
shall be made under this subparagraph (a) which would discharge
to any extent the legal obligation of any person for the support
of the beneficiary. 1
(b) Principal. The Trustees shall pay from the
principal such sums to or for any or all of the beneficiary and
his or her issue as in the discretion of the Trustees seems
proper for their support, maintenance, health care, and
education, and such sums to or for the benefit of the beneficiary
as in the discretion of the Trustees seem proper to help
establish him or her in a business or profession or acquire or
furnish a home for him or her, taking into account the other
sources of income, support and estate that are available to the
distributee, the reasonably anticipated needs and resources of
the beneficiary and his or her issue, their income and estate tax
brackets, the desirability of the transaction (if any) , and the
possible application of any generation-skipping tax. No payment
shall be made under this subparagraph (b) which would discharge
to any extent the legal obligation of any person for the support
of the distributes.
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(c) Distribution of Segarate Trust.
(i) When such beneficiary shall have attained the
age of twenty-five (25) years, the Trustees shall distribute to
him or her at written request one-third (1/3) of the remaining
principal balance then held in his or her separate trust; when
such beneficiary shall have attained the age of thirty (30
years, the Trustees shall distribute to him or her at written
request one-half of the remaining principal balance; and when
such beneficiary shall have attained the age of thirty-five (35)
years, the Trustees shall distribute to him or her at written
request the entire balance held in his or her separate trust.
(ii) If such beneficiary should die before making
proper request for the entire balance in his or her separate
trust, then the entire balance in his or her separate trust shall
at his or her death be distributed, outright or in trust, in such
sums or proportions as such beneficiary may direct in his or her
last will, expressly referring to his or her separate trust
hereunder, but only among my issue and their spouses or former
spouses and persons gifts to whom are then allowable as
deductions under Section 2055 of the Internal Revenue Code (or
any successor provision) ; and to the extent that such beneficiary
shall fail to exercise effectively his or her .limited power of
appointment hereunder, the aforementioned balance in his or her
separate trust shall then be distributed per stirpes to his or
her issue, or, if no such issue survive him or her, per stirpes
to the issue of his or her parent who was a child or more remote
descendant of mine, or, if no such issue survive him or her, per
stirpes to my issue, with the share of any of such issue for whom
property is then held in or payable to a separate trust under
this paragraph 6 being added to such separate trust, or, if no
issue of mine are then living, said balance shall be subject to
the provisions of paragraph 5 above..
(d) Disposition Upon Application of Rule Against
Perpetuities. If during the lifetime of a person for whom a
separate trust under this paragraph 6 was established the
interest of such person therein becomes void under the applicable
rule against perpetuities, then the balance in such separate
trust shall then be distributed outright to such person.
7. Survival Clause. If any beneficiary hereunder should
die within sixty (60) days after me or within sixty (60) days
after any other person the survival of whom determines his or her
rights hereunder, then such beneficiary shall be deemed to have
predeceased me or such other person for all purposes hereunder.
S. Powers. In addition to such other powers and duties as
may be granted elsewhere herein or which may be granted by law,
the fiduciaries hereunder shall have the following powers and
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duties, without the necessity f notice to or consent b Y y any
Court:
(a) To retain all or any part of my property, real or
personal, in the form in which it may be held at the time of its
receipt, including any closely held business in which I have an
interest and any stock of any corporate fiduciary hereunder, as
long as in the exercise of their discretion it may be advisable
so to do, notwithstanding that said property may not be of a
character authorized by law, provided, however, that upon written
request by my husband, they shall within a reasonable time make
productive of income any interest in property (however and
whenever acquired) held in Trust A hereunder.
(b) To invest and reinvest any funds held hereunder in
any property, real or personal, including, but not by way of
limitation, bonds, preferred stocks, common stocks, and other
securities of domestic or foreign corporations or investment
trusts, mortgages or mortgage participations, and common trust
funds, even though such property would not be considered
appropriate or legal for a fiduciary apart from this provision.
(c) To sell, convey, exchange, partition, give options
to buy or lease upon, or otherwise dispose of any property, real
or personal, at any time held by them, with or without order of
court at their option, at public or private sale or otherwise,
for cash or other consideration or for such credit terms as they
think proper, and upon such terms and for such prices as they may
determine, and to convey such property free of all trusts. 1
(d) To borrow money from any person, including any
fiduciary hereunder, for any purpose in connection with the
administration hereof, to execute promissory notes or other
obligations for amounts so borrowed, and to secure the payments
of such amounts by mortgages or pledges of any property, real or
personal, which may be held hereunder.
(e) To make loans, secured or unsecured, in such
amounts, upon such terms, at such rates of interest, and to such
persons, firms or corporations as they may deem advisable.
(f) To renew or extend the time for payment of any
obligation, secured or unsecured, payable to or by them, for as
long a period ,of time and on such terms, as they may determine,
and to adjust, settle and arbitrate claims or demands in favor of
or against them.
(g) In dividing or distributing any property, real or
personal, included herein, to divide or distribute in cash, in
kind, or partly in cash and partly in kind.
7 _
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(h) To hold, manage, and develop any real estate which
may be held by them at any time, to mortgage any such property in
such amounts and on such terms as they may deem advisable, to
lease any such property for such term or terms, and upon such
conditions and rentals as they may deem advisable, whether or not
the term of any such lease shall exceed the period permitted by
law or the probable period of retention under this instrument; to
make repairs, replacements and improvements, structural and
otherwise, in connection with any such property, to abandon any
such property which they may deem to be worthless or not of
sufficient value to warrant keeping or protecting, and to permit
any such property to be lost by tax sale or any other
proceedings.
(i) To employ such brokers, banks, custodians,
investment counsel, attorneys, and other agents, and to delegate
to them such duties, rights and powers as they may determine, and
for such periods as they think fit.
(j) To register any securities at any time in their
names as fiduciary, or in the names of nominees, with or without
indicating the trust character of the securities so registered.
(k) With respect to any securities held hereunder, to
vote upon any proposition or election at any meeting of the
person or entity issuing such securities, and to grant proxies,
discretionary or otherwise, to vote at any such meeting; to join
or become a party to any reorganization, readjustment, merger,
voting trust, consolidation or exchange, and to deposit any such
securities with any committee, depository, trustee or otherwise,
and to pay out of the trust created herein, any fees, expenses,
and assessments incurred in connection therewith; to exercise
conversion, subscription or other rights, and to receive or hold
any new securities issued as a result of any such reorganization,
readjustment, merger, voting trust, consolidation, exchange or
exercise of conversion, subscription or other rights and
generally to take all action with respect to any such securities
as could be taken by the absolute owner thereof.
(1) To engage in sales, leases, loans, and other
transactions with my estate, the estate of my husband, or any
trust established by either of us, even if they are also
fiduciaries or beneficiaries thereof.
(m) To make all necessary proofs of death under the
insurance policies of which they are the beneficiary, to execute
any receipts for the proceeds and to institute any action to
collect said proceeds and to make adjustments of any claim
thereunder, provided, however, that they need not institute any
action unless they shall have been indemnified against all
expenses and liabilities to which they may become subject as a
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result thereof. If, however, they desire to institute such
action without indemnification, they are hereby authorized to be
reimbursed for all expenses and liabilities incurred as a result
thereof from any amounts which may be held in trust hereunder
then or thereafter.
(n) To exercise all elections which they may have with
respect to income, gift, estate, inheritance or other taxes,
including without limitation execution of joint income tax
returns, election to deduct expenses in computing one tax or
another, election to split gifts, and election to pay or to defer
payment of any tax, in all events without their being bound to
require contribution from any other person.
(o) To operate, own, or develop any business or
property held hereunder in any form, including without limitation
sole proprietorship, limited or general partnership, corporation,
association, tenancy in common, condominium, or any other,
whether or not they have restricted or no management rights, as
they in their discretion think best.
9. Spendthrift Clause. No interest (whether in income or
principal, whether or not a remainder interest, and whether
vested or contingent) of any beneficiary hereunder shall be
subject to anticipation, pledge, assignment, sale or transfer in
any manner, nor shall any beneficiary have power in any manner to
charge or encumber his or her said interest, nor shall the said
interest of any beneficiary be liable or subject in any manner
while in the possession of the fiduciaries for any liability of
such beneficiary, whether such liability arises from his or her
debts, contracts, torts, or other engagements of any type.
10. Facility of Payments for Minors or Incompetents. Any
amounts or property which are payable or distributable hereunder I ,
to a minor or incompetent may, at the discretion of the
fiduciaries, be paid to the parent or guardian of such minor or
incompetent, to the person with whom such minor or incompetent
resides, or directly to such minor or incompetent, or may be
applied for the use or benefit of such minor or incompetent.
11. Taxes. I direct that all estate, inheritance, and
succession taxes that may be assessed in consequence of my death,
of whatever nature and by whatever jurisdiction imposed, other
than generation-skipping taxes, shall be paid out of the
principal of my general estate to the same effect as if said
taxes were expenses of administration, except that any such
additional taxes (and interest and penalties thereon) imposed on
account of my interest in or power over any trust established by
my husband shall be paid out of the property held in such trust,
and all other property includable in my taxable estate for
federal or state tax purposes, whether or not passing under this
9 -
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will, shall be free and clear thereof; provided, however, that my
executors may in the discretion of the executors request that any
portion or all of said taxes (to be paid out of the principal of
my general estate) shall instead be paid out of the principal of
any trust established by me in this will or otherwise, to the
extent expressly authorized under the terms of said trust. With
the consent of the Trustees hereunder, said taxes may be paid out
of the principal of Trust B hereunder as if said taxes were
expenses of administration thereof, provided, however, that no
such taxes shall be paid out of Trust A hereunder or out of
assets, such as payments received from a qualified pension or
profit-sharing plan, that are not includable in my federal gross
estate.
12. Fiduciaries. I appoint as executor hereunder my
husband, Thomas V. Arnoldi. If he should be unable or unwilling
to serve or to complete the administration of my estate, then my
brother, James C. Bartoli, shall serve in his place. If James C.
Bartoli is unable or unwilling to serve as executor, then my
sister, Maria A. Bartoli, shall serve as executor. I appoint as
Trustees hereunder my husband, Thomas V. Arnoldi, and my brother,
James C. Bartoli. If my husband should be unable or unwilling to
serve or to complete the administration of any trust hereunder,
then James C. Bartoli shall serve alone. Under no circumstances
shall my husband serve as sole Trustee hereunder. If James C.
Bartoli is unable or unwilling to serve as Trustee hereunder,
then my sister, Maria A. Bartoli, shall serve as Trustee. No
individual fiduciary shall be liable for the acts, omissions or
defaults of any agent appointed and retained with due care or of
any co-fiduciary. No fiduciary shall be required to furnish bond
or other security for the proper performance of duties hereunder.
IN WITNESS WHEREOF, I, SANDRA B. ARNOLDI, herewith set my
hand to this, my last will, typewritten on eleven (11) sheets of
paper including the self-proving attestation clause and
signatures of witnesses, this .7 day of _J , 1995.
n
(SEAL)
SANDRA B. ARNOLDI
Witnessed: �
F)_% Tq\
residing at ' .a l� X ✓'�'
residing at _ l
ttrL/� VC residing at il1l��
10
COMMONWEALTH OF PENNSYLVANIA .
SS:
COUNTY OF DAUPHIN ,`l 9
JJ SANDRA B. ARNOLDI, (the testatr/ix) , ,(J1'la
iiltR 74 . UGtLCGE Ev , and ''fit. ti. (the
tnesses) , whose names are signed to the foregoing instrument,
being first duly sworn, each hereby declares to the undersigned
authority that the testatrix signed and executed the instrument
as her last will in the presence of the witnesses and that she
had signed willingly, and that she executed it as her free and
voluntary act for the purposes therein expressed, and that each
of the witnesses, in the presence and hearing of the testatrix,
signed the will as witness and that to the best of his or her
knowledge the testatrix was at that time eighteen years of age or
older, of sound mind and under no constraint or undue influence.
WITNESS: TESTATRIX:
SANDRA B. ARNOLDI
WITNESS: WITNESS:
Subscribed, sworn to and acknowledged before me by SANDRA B.
ARNOLDI,
c,the
�ftestatrix, and subscribed and sworn to before me by
�11�tstL� JAL. �t1IL � �}#• rt lfG�[ tit OPiL , and
Lam/<t�tew� , the witnesses, this '�S!'ti day of
1995.
�.•._ fLttL.,tGf,�
N ary PubliAf
NOTARfAL SEAL
JUDY A BDMGARDNER,Notary Public (SEAL)
Harrisburg,PA Dauphin Cou
My Comrtpssion Expires Feb.23,1ruy
995
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ESTATE OF
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ARNOLDI
NO . 21 - 12 -0018
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ESTATE OF
SANDRA B .
ARNOLDI
NO . 21 - 12 -0018
COPY - MORGAN
STANLEY
ACCOUNT 410 -
054967
Estate valuation
Date of Death: 12/19/2011 Estate of: Estate of Sandra Arnoldi
Valuation Date: 12/19/2011
Processing Date: 12/26/2012 Account: ML Account No. 410-054967-015
Report Type: Date of Death
Number of Securities: 34
File ID: Arnoldi - ML 4054967
Shares Security Mean and/or Div and Int Security
or Par Description High/Ask Low/Bid Adjustments Accruals Value
1) 1004.35 Cash (CASH)
1,004.35
2) 88 ADVENT SOFTWARE INC (007974108; ADVS)
CON
The NASDAQ Stock Market LLC
12/19/2011 24.83000 24.23000 H/L
24.530000 2,158.64
3) 86 ALBEMARLE CORP (012653101; ALB)
COM
New York Stock Exchange
12/19/2011 50.69000 47.82000 H/L
Div: 0.175 Ex: 12/13/2011 Rec: 12/15/2011 Pay: 01/01/2012 99255000 15.05 4,235.93
4) 81 MATSON INC (014482103; ALEX)
COM
New York Stock Exchange
12/19/2011 41.00000 39.06000 H/L
40.030000 3,242.43
5) 5 ALLEGHANY CORP DEL (017175100; Y)
COM
New York Stock Exchange
12/19/2011 287.00000 282.91000 H/L
284.955000 1,424.78
6) 81 AMERICAN EAGLE OUTFITTERS NEW (02553E106; RED)
COM
New York Stock Exchange
12/19/2011 14.57990 14.18000 H/L
Div: 0.110000 Ex: 12/19/2011 Rec: 12/21/2011 Pay: 01/06/2012 + 10.110000
14.489950 1,173.69
7) 101 ATWOOD OCEANICS INC (050095108; ATW)
COM
New York Stock Exchange
12/19/2011 38.84000 37.08000 H/L
37.960000 3,833.96
8) 171 CABELAS INC (126804301; CAB)
COM
New York Stock Exchange
12/19/2011 25.09000 24.19000 H/L
24.640000 4,213.44
9) 144 CORRECTIONS CORP AMER NEW (22025Y407; CXW)
COM NEW
New York Stock Exchange
12/19/2011 21.78000 20.79000 H/L
21.285000 3,065.04
10) 180 EATON VANCE CORP (278265103; EV)
DOM NON VTG
New York Stock Exchange
12/19/2011 22.98000 22.13000 H/L
22.555000 4,059.90
11) 26 ENERGIZER HLDGS INC (292668108; ENR)
COM
New York Stock Exchange
12/19/2011 74.51000 72.73000 H/L
73.620000 1,914.12
12) 170 FIRST INDUSTRIAL REALTY TRUST (32054K103; FR)
COM
New York Stock Exchange
12/19/2011 9.78000 9.35000 H/L
9.565000 1,626.05
Page 1
This report was produced with EstateVal, a product of Estate Valuations 6 Pricing Systems, Inc. If you have questions,
Please contact EVP Systems at (818) 313-6300 or www.evpsys.com. (Revision 7.2.0)
Date of Death: 12/19/2011 Estate of: Estate of Sandra Arnoldi
Valuation Date: 12/19/2011 Account: ML Account No. 410-054967-015
Processing Date: 12/26/2012 Report Type: Date of Death
Number of Securities: 34
File ID: Arnoldi - ML #054967
Shares Security Mean and/or Div and Int Security
or Par Description High/Ask Low/Bid Adjustments Accruals Value
13) 23 HASBRO INC (418056107; HAS)
COM
New York Stock Exchange
12/19/2011 33.65000 32.68000 H/L
33.165000 762.80
14) 75 HATTERAS FINL CORP (41902R103; HIS)
COM
New York Stock Exchange
12/19/2011 27,10000 26.82020 H/L
26.960100 2,022.01
15) 79 KAMAN CORP (483548103; KAMN)
COM
The NASDAQ Stock Market LLC
12/19/2011 28.38000 27.29070 H/L
27.835350 2,198.99
16) 41 KINDER MORGAN MANAGEMENT LLC (49455U100; KMR)
SHS
New York Stock Exchange
12/19/2011 73.89000 72.87000 H/L
73.380000 3,006.58
17) 63 KNOLL INC (498904200; KNL)
COM NEW
New York Stock Exchange
12/19/2011 15.05000 14.25000 H/L
Div: 0.1 Ex: 12/13/2011 Rec: 12/15/2011 Pay: 12/30/2011 14.650000 6.30 922.95
18) 21 MARTIN MARIETTA MAILS INC (573284106; MLM)
COM
New York Stock Exchange
12/19/2011 77.29000 73.50000 H/L
Div: 0.4 Ex: 11/29/2011 Rec: 12/01/2011 Pay: 12/30/2011 75.395000 8.90 1,583.30
19) 302 MBIA INC (552620100; MBI)
COM
New York Stock Exchange
12/19/2011 11.92000 11.50000 H/L
11.710000 3,536.42
20) 267 MICHEL INC (594793101; MCRL)
CON
The NASDAQ Stock Market LLC
12/19/2011 10.32000 9.97000 H/L
10.145000 2,708.72
21) 145 MONTPELIER RE HOLDINGS LTD (G62185106; MAE)
SHS
New York Stock Exchange
12/19/2011 17.02000 16.47000 H/L
16.745000 2,428.03
22) 26 NEWMARKET CORP (651587107; NEU)
COM
New York Stock Exchange
12/19/2011 195.71000 187,87000 H/L
Div: 0.75 Ex: 12/13/2011 Rec: 12/15/2011 Pay: 01/01/2012 191.790000 19.50 4,986.54
23) 92 NU SKIN ENTERPRISES INC (670187105; NUS)
CL A
New York Stock Exchange
12/19/2011 47.88000 46.45000 H/L
47.165000 4,339.18
Page 2
This report was produced with EatateVal, a product of Estate Valuations 6 Pricing Systems, Inc. If you have questions,
please contact EVP Systems at (818) 313-6300 or www.evpsys.com. (Revision 7.2.0)
I
I
Date of Death: 12/19/2011
Valuation Date: 12/19/2011 Estate of: Estate of Sandra Arnoldi
Processing Date: 12/26/2012 Account: ML Account No. 410-054967-015
Report Type: Date of Death
Number of Securities: 34
File ID: Arnoldi - ML #054967
Shares Security Mean and/or Div and Int Security
or Par Description High/Ask Low/Bid Adjustments Accruals Value
24) 103 OLD DOMINION POST LINES INC (679580100; ODFL)
COM
The NASDAQ Stock Market LLC
12/19/2011 40.06500 38.36000 H/L
39.212500 4,038.89
25) 36 OWENS S MINOR INC NEW (690732102; OMI)
COM
New York Stock Exchange
12/19/2011 28.01000 27.49000 H/L
Div: 0.2 Ex: 12/13/2011 Rec: 12/15/2011 Pay: 12/30/2011 27.750000 7.20 999.00
26) 75 PRICESMART INC (741511109; PSMT)
COM
The NASDAQ Stock Market LLC
. 12/19/2011 68.67000 67.26000 H/L
67.965000 5,097.36
27) 319 SERVICE CORP INTL (817565104; SCI)
COM
New York Stock Exchange
12/19/2011 9.83500 9.54000 H/L
9.687500 3,090.31
28) 59 STURM ROGER 6 CO INC (864159108; RGR)
COM
New York Stock Exchange
12/19/2011 33.05000 31.21000 H/L
32.130000 1,895.67
29) 80 TEJON RANCH CO (879060109; TRC)
COM
New York Stock Exchange
12/19/2011 25.24000 24.26000 H/L
24.750000 11980.00
30) 524 TENET HEALTHCARE CORP (88033G1007 THC)
COM NEW
New York Stock Exchange
12/19/2011 4.59000 4.42000 H/L
4.505000 2,360.62
31) 160 TREDEGAR CORP (894650100; TG)
COM
New York Stock Exchange
12/19/2011 22.43000 21.18000 H/L
Div: 0.045 Ex: 12/14/2011 Rec: 12/16/2011 Pay: 01/01/2012 21.805000 7.20 3,488.80
32) 87 UDR INC (902653104; UDR)
COM
New York Stock Exchange
12/19/2011 24.75000 24.31000 H/L
24.530000 2,134.11
33) 201 VALUECLICK INC (92046N102; VOLK)
COM
The NASDAQ Stock Market LLC
112/19/2011 16.11000 15.54500 H/L
15.827500 3,181.33
34) 4 WHITE MTNS INS GROUP LTD (G961BE107; WTM)
COM
New York Stock Exchange
12/19/2011 430.86000 420.07000 H/L
425.465000 1,701.86
Total Value:
Total Accrual: $90,417.82
Total: $90,481.47 $63.65
Page 3
This report was produced with EstateVal, a product of Estate Valuations s Pricing Systems, Inc. If you have questions,
Please contact EVP Systems at (818) 313-6300 or www.evpsys.com. (Revision 7.2.0)
ExcelPrint Page I if 2
Sandra B Anioldi Home: TIER:Reserved Select ACCT:410.54967-15 Fiduciary Services
1035 CHELMSFORD DRIVE Mobile: Sweep Fund BOPS
MECHANICSBURG PA 17050.2192 Business:
Account Totals: Account Value($) Chg.($)i Cash,MMF& Dep.($), Priced Securities(ill), Cost($) G/ $)
Fiduciary Services 410•
054967-015 89,072.79' -1,34115 1,004,35 88,088.44., 76,752.871 +11,33 .57
CASH,MMF AND DEPOSITS t[{
Symbol Name � Market Value Chg.($)' MTDmL1 YTO Int, Paid! YTD Tax{ APY� 11.
($) Accrued, 1 Withheld;
,Bank Deposit Program• 095'
BOPS MORGAN STANLEY BANK N.A. 1,004,35! - 0.041 2.7611 a00;
Sub-total,Cash,MMF and Bank Deposits 1,004,35; - 0.041 2,761 0.001 0.05
Link to Unrealized G&L
a StocktOptions � S&curity Descriptlon 1 Market Value($) , Cost information($)
%
l Trade Symbol Oty Name Total Chg.($) Total mod$) Accou t
} ADVS H8.00 ADVENT SOFTWARE INC 2,137.52 +8.80 1.942.50 +195.02{ 2.4
ALB 86.00 ALBEMARLE CORPORATION 4,128.86 -194.90, 4.658,77 +70.09) 4.6
ALEX 81.00 ALEXANDER&BALDWIN INC 3,175.20 -11140! 2,933,4$ +341.72' 3-5
{
1' 5.00 ALLEGHANY CP DELAWARE 1,420.65 -12.05! 1,491.00 -70,35 1.5
AEO i
8190 AMERICAN EAGLE OUTFITTERS 1,151.82 -29,97'. 890.67 +261t5� 1. i
AT+ 101,00 ATWOOD OCEANICS INC 3,758.21 -10302j ,9z 89.47 +769.74, 4.2
1
CAB 171.00 CABELA'S INC 4,157,01 -44.461 1097.58 +1,059.4511 4.6
CAW 144.00 CORRECT 10NS CORP OF AMER 1 3,002.40 -89.295 3,307.21 -304.81 3.37
t
1=V I 180,00 EATON VANCE CP 3,999.60 -9720' 4,7523 -752181 4.49
t
,€NR 2640 ENERGIZER HLDGS INC 1,893.84 -36.14; 1,02.51 +4L33� 2A3
170,00 FIRST INDUST REALTY TR INC 1,594.60 -22.101 1.263.72 +330.98( 1.79
j }
6 IIL. 2340 HASBROINC 1 753.94 -28,52 1.013,10 -259.161 0.851
i ,
HTS 75.00 HATT R S FINL CORP DO M 2,020.50 -4,50 2,213.19 -192.69 2,27
KAMN 7940 KAMAN CORP CL A 2,164.60 15,01`` 2,757.28 -592,66 2,431
KMR 41.00 KINDER MOR AN MGMT LLG 3,02415 +43.05` 2'466'87 +557.29 139
63.00 KNOLL INC 900,27 -11.34( 970.58 -70.31' 1.01
MLL j 21.00 MARTIN MARIETTA MATERIALS 1,550.85 -12.391 1,571.64 -20.79 1,74
1 BI 302.00 MBIA INC 3,47642 -105,70 3,173.67 +30235 3.90
r - i
6 CRL 267.00 MICREL INC 2,661.99 -21,36 2.661,44 +0.551 2,99
RH 145.00 MONTPELIER RE HLDGS LTD 2,391.05 -53.65:. 2,474.86 -83.81 2.68)
http://ideas.msdWiS.COM/Secure/PositionsTUI/PositionsExcel.aspx 12/19/2011
ExcelPrint Page 2 f 2
NEU 26.00 NEWMARKET CORP IHLDG COI 1 4,904.38 -36.14',. 7.2 +1,787.14 5501
y I
NUS 92.00 NU SKIN ENTERPRISE INCA 4,275.24 -77.26+ 3.341.48 +933.76, 480
( 1
OOFL 103.00 OLD DOMINION FREIGHT LINE 3,962.41 -63.861 2,663, +1,299.14!. 4 5
OMII 36.00 OWENS&MINOR INC NEW I 992.16 -13.321 1,060.24 -68.081 1.11
PSMT 75.00 PRICESMART INC � 5,076.00 +81751 2248.12 +2,829.881 5. 0
SSci 319.00 SERVICE CORP INTL jjj 3,059.21 -3.19{ 72 26.86 +332.35f 3. 3I
RRGH 59.00 STURM RUDER&CO � 1,850.24 -71.3914 %&,05 +1,045,19 2. 8
k
1RC 80.00 TEJON RANCH CO 1,949.60 -39.20 1.867.54 +82.06 2. 9
THC 524,06 TENET HEALTHCARE_CORP 1 2,316.68 0.06 2.356.82 -40.741 2. 0
TG 160.00 TREQEGAR CORPORATION 3,400.00 -96.00 2978.00 +422.001 3.
{ � 87.00 UDR INC CO M i 2,118.45 -20.8$ 1812.11 +306.34] 2.
i VCLK 201.00 VALUE CLICK INC 31131.58 -52.26 72. 62.20 +369.38!4 3.5
WTM 4.00 WHITE MOURN GRP BERMUDA 1,690.00 -18.24 1.235.04 +454.961 1.9
Total Stock and Options f 88,088.44 -1,343.15 76,752.87 +11,335,571 98.8
Account Totals: Account Value($)' Chg.($)'. Cash,MMF&5eP.($)' Priced Securities($)'] cost($} GIB(
Fiduciary Services 410•
-054967015 89,092.79. .1,343.15. 1,004.35; 88,088.44 75,752.071 +11,335.5
An M in the Quantity column Indicates a positron eligible to serve as collateral for a margin loan.An S in the Quantity column indicates a short position.
Current prices are available for Stocks and Options only.All other current pricing reflects the most recently avaitabfe price for that security.For example,Mutual -
Fund current prices are the most recent business day's Not Asset Value. -
Between 9:30 AM and 9:30 PM,EST,the change In market value for each position is measured against the previous day's close.After 9:30 PM,EST,the the
In the market value reflects a change in the price of the security,as of that days close.
Unless otherwise Indicated,this Information Is not intended to be a substitute for the offidal account statements that You receive from Us.This Information Is
approximate and subject to adjustment,updating and correction and is for illustrative and general reference purposes only. We are not responsible for any
clerical,computational or other inaccuracies,errors or omissions. We obtain market values and other data from various standard quotation services and other
sources, Which We believe to be reliable.However, We do not warrant or guarantea the accuracy or completeness of any such Information. The values that You
actually receive in the market for any Investment maybe higheror lower than the values reflected herein.To the extent there am any disompancles between You
official account statement and this Information, You should rely on the official account statement. This Information should not be considered as the sole basis for
any investment decision.
Page-Re tnevsd On l2l19120ti4:18 PM EST
http://ideas.msdwis.com/Secure/PositionsTUYPositionsExcel.aspx 12119120111
I
i '
Account Information System Output
for FONDA MARKLEY
A 410 054967 015 2 12/16/11 1 SANDRA B ARNOLDI DOB 01/16/41 SEL
HOME (717) 732-7785
TOT FOR ACCT CSH SWP=AAA/BDPS TYP CASH AAA ACCESSO
REV SUMMARY 939=DEC10/NOV11 869=JAN11/NOV11 70=NOV11
1 T.D. CASH SAL 0. 00 CR 5 MKT VAL LONG POSITIONS 89, 431. 00 CR
2 S.D. CASH SAL 0. 00 CR 6 MKT VAL LONG OPTIONS
3 CSH AVAILABLE 0.00 CR 7 MKT VAL SHORT POSITIONS 0 .00 CR
4 MTHLY ACC INC 0. 00 CR 8 MKT VAL SHORT OPTIONS 0.00 CR
0.00 CR
9 MNY MKT SAL BDPS 1, 004 CR VAL BELOW FOR PRICED POSIT ONLY
10 MKT VAL CUSTODIAL POSIT 0 CR
11 TOTAL PENDING DB/CR 0 CR ACCT VAL Y.E. 12/10 91, 136CR
12 TD ACCT VL(1+5+6+9+10-7-8) 90, 435 CR ACCT VAL M.E. 11/11
13 TO LONG HOLDGS VAL(5+6+10) 91,291CR
14 TD 89,431 CR PROJTD CASH JAN/MAR 331+
INVESTABLE FUNDS (1+9-4) 1, 004 CR PERCENT INVESTED (13/12) 96
12/15 BOT -- RECAP OF RECENT ACTIVITIES --
14 BANK DEPOSIT PROGRAM 1. 00 14 ,72DB
12/14 DIVQ NU SKIN ENTERPRISE INC A
12/02 DOT 25 BANK DEPOSIT PROGRAM 14. 72CR
12/01 DIVQ ALEXANDER & BALDWIN INC 1. 00 25.52DB
11/29 SOT 8 BANK DEPOSIT PROGRAM 25.52CR
11/29 SOT 0 BANK DEPOSIT PROGRAM 1. 00 8 .32DB
1. 00 0 .12DB
A 410 054967 015 3 12/16/11 2 SANDRA B ARNOLDI
ASSET ALLOCATION FOR MS POSITIONS
CASH + MMKT = 1% EQUITIES = 99% BONDS = 0%' OTHER 0%
C.CUSTODIAL POSITIONS
DATE ISSDT QTY/YLD SYMBL MGN PLAN NR DIV RE PRICE VALUE POLICYD#
12/16 1, 004. 350 BANK DEPOSIT PROGRAM 1. 00 1, 004.35
O.Cash POS 1 OF 33 12/02/11
0. 00 T/D 0 . 00 S/D 89,431 .00 MKT 0. 00 CSH
SECURITY RTG PRICE UNITS MKT VALUE SYMBOL
WHITE MOUNTAIN GRP BERMUDA N/0 427. 06 4 .000
UDR INC COM N10 24 .59 1708 WTM
3*
MICREL INC 10. 05 267.000 2683# MCRL.87 .000 2139# UDR
OLD DOMINION FREIGHT LINE 0 39. 09 103000
MARTIN MARIETTA MATERIALS 3* 4026 ODFL
ALBEMARLE CORPORATION * 74 .44 21.000 1563# MLM
ADVENT SOFTWARE INC 3 50. 16 86 .000 43134 ALB
OWENS & MINOR INC NEW 3* 88. 000 2128 ADVS
+3** 27. 93 36 .000 1005# OMI
Morgan Stanley Confidential Data-not an official statement
Pagel of 2 Monday,December 19,2011
4:15 pm
i
I
Account Information System Output
for FONDA MARKLEY
A 410 054967 015 4 12/16/11 3 SANDRA B ARNOLDI
O.Cash
SECURITY 9 OF 33 12/02/11
SECURITY RTG PRICE UNITS MKT VALUE SYMBOL
MONTPELIER RE HLDGS LTD N/0 16 .86 145. 000 2444# MRH
TENET HEALTHCARE CORP +E 4 .42 524. 000 2316# THC
FIRST INDUST REALTY TR INC 3* 9.51 170.000 1616# FR
NU SKIN ENTERPRISE INC A N/0 47.31 92 . 000 4352# NUS
PRICESMART INC N/O 66 .59 75.000 4994 PSMT
NEWMARKET CORP (HLDG CO) N/O 190.02 26 .000 4940# NEU
CABELA'S INC 3* 24 .57 171. 000 4201 CAB
AMERICAN EAGLE OUTFITTERS NEW +E 14 .59 81. 000 1181# AEO
ENERGIZER HLDGS INC 26 . 000 1929 ENR
VALUE CLICK INC 4* 15. 84 201. 000 3183 VCLK
HATTERAS FINL CORP COM E 27. 00 75.000 2025# HTS
KINDER MORGAN MGMT LLC N/0 72.71 41. 000 2981# KMR
CORRECTIONS CORP OF AMER NEW N/O 21.47 144 . 000 3091# CXW
KNOLL INC 3* 14 .47 63 . 000 911 KNL
ALEXANDER & BALDWIN INC N/O 40 .60 81 . 000 3288# ALEX
ALLEGHANY CP DELAWARE N/0 286 .54 51000 1432# Y
A 410 054967 015 END 12/16/11 4 SANDRA B ARNOLDI
O.Cash POS 25 OF 33 12/02/11
SECURITY RTG PRICE UNITS MKT VALUE SYMBOL
ATWOOD OCEANICS INC -U 38 .23 101.000 3861 ATW
EATON VANCE CP 3* 22. 76 180 .000 4096# EV
HASBRO INC 4* 34 .02 23 . 000 782# HAS
KAMAN CORP CL A N/0 27.59 79.000 2179# KAMN
MBIA INC 1* 11. 86 302 . 000 3581# MBI
SERVICE CORP INTL N/O 9.60 319.000 3062# SCI
STURM RUGER & CO N/0 32. 57 59.000 1921# RGR
TEJON RANCH CO N/0 24.86 80. 000 1988# TRC
TREDEGAR CORPORATION N/O 21. 85 160. 000 3496# TG
Morgan Stanley Confidential Data-not an official statement Monday,December 19,2011
Page 2 of 2
4:15 pm
i
i
ESTATE OF
SANDRA B .
ARNOLDI
NO . 21 - 12 -0018
COPY - MORGAN
STANLEY
ACCOUNT 410 -
052933
Estate Valuation
Date of Death: 12/19/2011 Estate of: Estate of Sandra Arnoldi
Valuation Date: 12/19/2011 Account: Merrill Lynch Account No. 410-052933-015
Processing Date: 12/26/2012 Report Type: Date of Death
Number of Securities: 5
File ID: arnoldi - ML 052933
Shares Security Mean and/or Div and Int Security
or Par Description High/Ask Low/Bid Adjustments Accruals Value
1) 452.87 Cash (CASH) 452.87
2) 2 LLOYDS BANKING GROUP PLC (539439109; LYG)
SPONSORED ADR
New York Stock Exchange
12/19/2011 1.47000 1.38000 H/L
1.425000 2.85
3) 13190.229 PIMCO FDS PAC INVT MGMT SER (693390445; PTTAX)
TOTAL RET A
Mutual Fund (as quoted by NASDAQ)
12/19/2011 10.91000 Mkt
10.910000 143,905.40
4) 21000 GOLDMAN SACHS CAP I (38143VAA7)
Financial Times Interactive Data
DID: 02/20/2004 Mat: 02/15/2034 6.3459
12/19/2011 85.13990 Mkt
Int: 08/15/2011 [0 12/19/2011 85.139900 458.96 17,879.38
5) 21000 JPMORGAN CHASE 6 CO (46625HHA1)
Financial Times Interactive Data
DID: 04/23/2008 7.9%
12/19/2011 106.46460 106.19900 A/B
Int: 10/31/2011 to 12/19/2011 106.331800 225.81 22,329.68
Total Value: $189,570.18
Total Accrual: $684.77
Total: $185,254.95
Page 1
This report was produced with EstateVal, a product of Estate Valuations 6 Pricing Systems, Inc. If you have questions,
please contact EVP Systems at (818) 313-6300 or www.evpsys.com. (Revision 7.2.0)
ExcelPriw Page I ( f 2
Sandra B Amoldil Home: TIER:Reserved Select ACCT;410-62933-15 AAA
1035 CHELMSFORD DRIVE Mobile: Sweep Fund SDPS
MECHANICSBURG PA 17050-2192 Business:
Account Totals: Account Value($)l Chg.($)i Cash,MMF&Dep.($)! Priced Securifies($) Cost($)! 2Ll$)
AAA 410-052933-015 244,107.20 +263.56 462,871 243,654.33, 174,996.901 +9'180 1
CASH,MMF AND DEPOSITS
iSymbol Name Market value Chg.($) MTD nt. YTD Int.Paid! YTD Tax APY % f
($). Accrued Withheld Accou I
Bank Deposit Program* z U.UZ
BDPS MORGAN STANLEY BANK N.A. 452.87 J 0.01 0.45! 0.00 0. 5
Sub-total,Cssh,MMF and Bank Deposits 452.81 0.01 0.461 0100 0.02 0. 5
'u
0
0
f
Link to Unrealized G&
Stock/Options Security Description Market Value($) Cost Information($)
Trade Symbol Oty Name Total Chg.($)! Total GILM 0.0 f!
Accou t
LYG 2.00 M LLOYDS BANKING GROUP PLC 2,76 -024' 2M -723 a.
Total Stock and Options 276 '0.24 9.99 -7,231 0.
Mutual Funds Security Description Market Valuem Cost Information($) %
NetValuef
Trade Symbol Qty Name
Total Chg.($) Total Cost GIL($]i Increase Accou t
(DecressmR
PTT AX 13,190.229 PIMCO JZ61-RETURN 1�'M.50 +263.801140.614,43 +3,162,07 +22,07150;' 77.8
i
Total Mutual Funds 143,773.50 +263.80 140,611.43 +3,162.07 +22,073.501 77.8
0
0
Acc
7 0
7
7 UB
8
J'Corpo,��aFjxed Income Ratings Security Description Market Value($) Cost Information($)
Maturity Dint.
Trade Symbol qty, iMoody S&P Name Date call! Unit Total Total G/L($)
Call Date Pr, Accou
GOLDMAN SACHS
TCW50 21,000.00 M A3 BB+ICAPITAL I(38143VAA7) 02/15/2034 6.345 86,163 18,094.23i 15,336.25 +2,75&981 19.8
IJPUQF30AN CHASE 7*2n 12/1W061 7
TE364 21,000.00 JBAAI BEIB,FIXED DlV4P=18 FLOATS 04130/2018 c 1 Uowo 106.222 22,306.62 19�040M +3.266�39 12.0
,THEREAFTER(46625HHA1)
ITotals 42,00040 40,400.85 34,375.48 +6.0261.37' 21.6
Annuities/insurance
Name Net Invested Premium($)!Fund Name Fixed Rate, Market Value($
METLIFE SERIES FA
Policy#:9200983789
Issue:12111/2008 51,000.0013 YR RNWL BULLET 3215 59,477.2
As of:12/14/2011
Carder:METLIFE
Totals Annuities —69,477.-1
jAccount otars: Account Value($) Chg.($), Cash,MMF&Dep.($)" Priced Securlifies($) ($ GIL
IAAA410-052933-015 244,107.20 +26156 452.87! 243,654131 174,996,901 +9:1802
An M In the Quantity column indicates a position eligible to serve as collateral for a margin loan.An S In the Quantity column Indicates a short posidom
Mutual Funds are typically priced daily. The price provided is the previous business day's price.
http://ideas,msdwis.com/Secure/PositionsTUI/PositionsExcel.a,spx 12/19/2011
Account Information System Output
for FONDA MARKLEY
A 410 052933 015 2 12/16/11 1 SANDRA B ARNOLDI DOB 01/16141 SEL
HOME (717) 732-7785
TOT FOR ACCT CSH+MGN SWP=AAA/BDPS TYP MARGIN AAA TEFRA=O
REV SUMMARY 384=DEC10/NOVll 384=JAN11/NOVll 29=NOV11
1 T.D. CASH BAL 0.00 CR 5 MKT VAL LONG POSITIONS 40,403.00 CR
2 S.D. CASH BAL 0.00 CR 6 MKT VAL LONG OPTIONS 0.00 CR
3 CSH AVAILABLE 92, 700.65 CR 7 MKT VAL SHORT POSITIONS 0.00 CR
4 MTHLY ACC INC 0.00 CR 8 MKT VAL SHORT OPTIONS 0, 00 CR
9 MNY MKT BAL BDPS 452 CR VAL BELOW FOR PRICED POSIT ONLY
10 MKT VAL CUSTODIAL POSIT 203,250 CR
11 TOTAL PENDING DB/CR 0 CR ACCT VAL Y.E. 12/10 238,431CR
12 TD ACCT VL(1+5+6+9+10-7-8) 244, 107 CR ACCT VAL M.E. 11/11 241,772CR
13 TD LONG HOLDGS VAL(5+6+10) 243,654 CR PROJTD CASH JAN/MAR 666+
14 TD INVESTABLE FUNDS (1+9-4) 452 CR PERCENT INVESTED (13/12) 99
15 BUYING POWER 185,401 CR 16 MS CALL 0
17 MARGIN DR BAL 0 18 FED CALL, 0
19 MGN INT RATE 8.375 PCNT 20 S.M.A. 92, 700 CR
21 MNTHLY NET INT 0.00 22 MS MAINT REQMT 53, 235
23 EQUITY (12-6-SK) 184,177.24 24 EQUITY PCNT (23/5) 100
-- RECAP OF RECENT ACTIVITIES --
12/16 SSW 0. 00 JPMORGAN CHASE 12/16 SSW 0. 00 JPMORGAN CHASE
A 410 052933 015 3 12/16/11 2 SANDRA B ARNOLDI
ASSET ALLOCATION FOR MS POSITIONS
CASH + MMKT = 0%; EQUITIES = OW BONDS = 17% OTHER = 83t
C.CUSTODIAL POSITIONS MARGINED/
DATE ISSDT QTY/YLD SYMBL MGN PLAN NR DIV RE PRICE VALUE POLICY #
12/16 452.870 BANK DEPOSIT PROGRAM 1.00 452.87
12/14 13, 190.229 PTTAX (M)NETWORKED 1 10.90 143, 773 .50 13190
PIMCO TOTAL RETURN A
12/14 12/08 METLIFE SERIES FA 51000 59,477.22 9200983789
3.250 3 YR RNWL BULLE RD-12/14 N/A 59,477.22
O .Cash POS 1 OF 1 12/02/11
0. 00 T/D 0.00 S/D 22, 306. 00 MKT 0. 00 CSH
SECURITY RTG PRICE UNITS MKT VALUE SYMBOL
JPMORGAN CHASE 7900 *51DE16-BBB 106.222 21000.000 22306 TE364
I.Margin POS 1 OF 2 12/02/11
0 .00 T/D 0 .00 S/D 161, 870. 00 MKT 92, 700.65CR CSH
185,401.30CR BPR 0.00 MAI 161,870.62 LQV 100 PCT
Morgan Stanley Confidential Data-not an official statement Monday,December 19,2011
Page 1 of 2 4:15 pm
P
i
{
Account Information System Output
for FONDA MARKLEY
A 410 052933 015 END 12/16/11 3 SANDRA B ARNOLDI
1 .Margin POS 1 OF 2 12/02/11
SECURITY RTG PRICE UNITS MKT VALUE SYMBOL
LLOYDS BANKING GROUP PLC N/O 1 . 50 2 . 000 3# LYG
GOLDMAN SACHS CAP 6345 34FB15-BB+ 86.163 21000.000 18094 TCW50
Morgan Stanley Confidential Data-not an official statement Monday,December 19,2011
Page 2 of 2
4:15 pm
ESTATE OF
SANDRA B .
ARNOLDI
NO . 21 - 12 -0018
COPY - FAMILY
SETTLEMENT
AGREEMENT AND
DISCLAIMERS
ESTATE OF SANDRA B. ARNOLDI AND
THE SANDRA B. ARNOLDI TRUST B
FAMILY SETTLEMENT AGREEMENT
This FAMILY SETTLMENT AGREEMENT (the "Agreement") is made and entered
into as of the 6th day of February, 2012, by and among THOMAS V. ARNOLDI, the
Executor of the Estate of Sandra B. Amoldi and Co-Trustee of the Sandra B. Amoldi Trust
B, JAMES C. BARTOLI, the Co-Trustee of the Sandra B. Amoldi Trust B, and THOMAS V.
ARNOLDI, ALEXIS C. ARNOLDI, ERIC N. ARNOLDI, and ROBERT M. ARNOLDI, the
beneficiaries of the Sandra B. Amoldi Trust B (collectively referred to as the "Beneficiaries").
Background
WHEREAS, Sandra B. Arnoldi (the "Decedent") died testate on December 19, 2011
leaving a Last Will and Testament dated May 25, 1995 (the "Will"}. The Will was admitted
for probate by the Cumberland County Register of Wills on January 5, 2012 and Letters
Testamentary were issued to Thomas V. Amoldi as Executor (the "Executor"). Copies of
the Letters issued and the Will are attached as Exhibit A;
WHEREAS, the Decedent was survived by her spouse, Thomas V. Amoldi ("Tom"),
and three sons, Alexis C. Amoldi ("Alexis"), Eric N. Amoldi ("Eric"), and Robert M. Amoldi
("Robert");
WHEREAS, the Decedent's assets passing under the Will include: (1) 2001 Lexus
ES300 with an estimated value of$2,000; (2) Charles Schwab Brokerage Account No.
1211-5080 with an estimated value of$150,322; (3) Morgan Stanley Account No. 410-
054967-015 with an estimated value of$93,119; (4) Morgan Stanley Account No. 410-
052933-015 with an estimated value of$245,164; and (5) 25% interest in the Carlisle
Farmer's Market with an estimated value of$250,000. The estimated gross value of the
Decedent's Estate is $740,605;
WHEREAS, the Will distributes the Decedent's personal property, which includes the
2001 Lexus ES300, to Tom;
WHEREAS, the Will, per Paragraph 2(b), distributes the residue of the Decedert's
Estate with an estimated value of$738,605 (less estate expenses to be incurred during the
estate administration) to the Sandra B. Amoldi Trust B ("Trust B"). Note, since the current
federal estate tax exclusion is $5,000,000, no marital trust (Trust A) will be required;
I
WHEREAS, Tom and James C. Bartoli are named as Co-Trustees of Trust B in
Paragraph 12 of the Will;
WHEREAS, Trust B is for the lifetime benefit of Tom and has the following terms
during his lifetime (see Paragraph 4 of the W10: (1) net income from the Trust is to be paid
at least annually to or for the benefit of Tom, Alexis, Eric, and Robert in such proportions as
in the discretion of the Trustees; (2) principal distributions to Tom, Alexis, Eric, and Robert
at the discretion of the Trustees; (3) additional principal distributions to Alexis, Eric, and
Robert at the discretion of the Trustees for establishment of a business or profession or
towards the acquisition or furnishing of a home; and (4) right of withdrawal by Tom annually
of the greater of$5,000 or 5% of the market value of the Trust. At Tom's death, the assets
in Trust B are distributable to Alexis, Eric, and Robert, subject to being held in continued
trust if the beneficiary is under the age of 35;
WHEREAS, the Executor, Trustees and Beneficiaries have determined that: (1)the
Decedent's primary intent in her Will was to provide for her surviving spouse; (2)the value
of Decedent's Estate passing to Trust B is insufficient to justify the future costs to maintain
and administer the Trust; and (3) the provisions in the Will for creation of Trust B were
primarily for the purpose of minimizing the federal estate tax, which with the increased
federal estate tax exemption and the expectation that Congress will continue that increase,
is no longer a concern;
WHEREAS, at 4(b)of the Will it is stated: 'My first priority for the income and
principal of the trust is the support, maintenance and health care of my husband:
WHEREAS,it is the expectation of Tom that he will be bequeathing whatever assets
that he has at his death to Alexis, Eric and Robert; and
WHEREAS, the parties desire to enter into this Agreement to provide for the
elimination of Trust B and the distribution of the residue of the Decedent's Estate directly to
Thomas V. Arnoidi.
NOW,THEREFORE, in consideration of the covenants contained herein, and
intending to be legally bound hereby,the parties agree as follows:
1. Authority for Elimination of Trust and Waiver of Notice. The parties
agree that Trust B is being eliminated pursuant to the authority granted by b section 7740.4
of the Pennsylvania Probate, Estates and Fiduciaries Code, 20 Pa. C.S. §7740.4 (the
"Code"), relating to the termination of noncharitable trusts. Each of the undersigned
beneficiaries is a"qualified beneficiary"as that term is defined in section 7703 of the Code.
Each beneficiary hereby waives his or her right to receive sixty (60) days prior written notice
of the proposed termination of the Trust and represents that he has no objection to the
termination of the trust.
2. Virtual Representation. Pursuant to section 7723 (9) of the Code, a person
is deemed to represent the person's minor and unborn descendants with regard to any
matter relating to the administration of the trust(the"Virtual Representation") provided the
person is noted of the representation and does not decline the representation in a writing
delivered to the trustee within sixty (60)days of receiving such notice. Each undersigned
beneficiary acknowledges and agrees that this Agreement serves as such written notice
and that by signing this Agreement he is agreeing to the Virtual Representation and is
waiving their right to decline such representation. The Virtual Representation is being
undertaken for all minor, unbom, unknown, or unascertained beneficiaries pursuant to
section 7723 of the Code.
3. Waiver of Accountina. Each beneficiary acknowledges that he is waiving
his right to have a First and Final Account for the Decedent's Estate and Trust B prepared
for his review or by the Court. The beneficiaries do not desire a First and Final Account to
2
f
be prepared or to be filed with the Court in order to save the delay, expense, and publicity
associates with the filing of the First and Final Account with the Court. Each of the
beneficiaries acknowledges and understands that because the First and Final Account is
not being prepared or filed with the Court that each of the beneficiaries is waiving his right to
formally object to the First and Final Account in a court of law and to have the First and
Final Account approved by the Court.
4. Distribution of Estate. The beneficiaries agree that with the elimination
of Trust B all of the residue of the Decedent's Estate shall be distributed directly to
Thomas V.Amoldi.
S. Release of Executor and Trustees. EACH OF THE BENEFICIARIES
HEREBY RELEASES AND FOREVER DISCHARGES THE EXECUTOR AND TRUSTEES,
IN THEIR CAPACITY AS EXECUTOR OF THE ESTATE AND TRUSTEES OF TRUST B,
OF AND FROM ANY AND ALL ACTIONS, SUITS, PAYMENTS, ACCOUNTS,
RECKONINGS, CLAIMS AND DEMANDS WHATSOEVER ARISING OUT OF OR
RELATING TO THE ADMINISTRATION OF THE DECEDENTS ESTATE AND THE
TRUSTEES'ADMINISTRATION OF TRUST B.
S. Review of Agreement.
6.1 Each of the beneficiaries acknowledges that the beneficiary has been given
adequate opportunity to have this Agreement reviewed by the undersigned's legal, tax, and
financial advisors.
6.2 Each of the beneficiaries understands that this Agreement affects the
beneficiary's legal rights with respect to the Decedent's Estate and Trust B.
6.3 Each of the beneficiaries acknowledges and agrees that the terms and
conditions of this Agreement are true and correct in all material respects.
6.4 Each of the beneficiaries acknowledges that the beneficiary is knowingly and
voluntarily waiving the beneficiary's right to have a First and Final Account prepared and to
have the First and Final Account filed with and reviewed by the Court.
6.6 Each of the beneficiaries understands that the Executor or Trustees will only
make distribution in the absence of the First and Final Account being prepared and filed
with and approved by the Court if all of the beneficiaries sign this Agreement.
7. Jurisdiction and Venue: Governing Law. All parties hereto agree that
jurisdiction and venue for resolution of any disputes hereunder, and all actions to enforce
this Agreement, shall be only in the Court of Common Pleas for Cumberland County,
Pennsylvania. This Agreement shall be governed by and interpreted in accordance with the
laws of the Commonwealth of Pennsylvania, without regard to its conflict of laws provisions.
THE PARTIES HEREBY WAIVE ANY RIGHT TO A TRIAL BY JURY.
8. Amendment Modification, and Termination. This Agreement may not be
amended, modified, supplemented or terminated except by written instrument executed by
each of the parties to the Agreement.
3
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9. Prior Aareements Superseded. This Agreement constitutes the entire
agreement between the parties with respect to the subject matter bereof and supersedes all
prior agreements and undertakings with respect to the matters covered. There are no
representations, promises, warranties, covenants or undertakings other than those expressly
set forth herein.
10. Successons and Assians.All the terms and provisions of this Agreement shall
be legally binding upon and inure to the benefit of and be enforceable by the parties and their
respective successors and permitted assigns.
11. Severability. The invalidity or unenforceability of any provision of this
Agreement shall not affect any other provisions. The Agreement shall be construed in all
respects as if the invalid or unenforceable provisions were omitted.
12. Waiver. The failure of any party hereto to seek redress for violation of or to
insist upon strict performance of any condition of this Agreement shall not be considered a
waiver, nor shall it deprive that party of the right thereafter to insist upon strict adherence to
that or any other term or condition of this Agreement.
13. Counterparts. This Agreement may be executed in two or more counterparts,
each of which shall be deemed to be an original instrument, but all counterparts together shall
constitute one and the same instrument.
IN WITNESS WHEREOF, the parties have set their hands and seals the day and
year first above written.
WITNESS: ESTATE OF ANDRA B. ARNOLD[
BY:
e �� }
�j Thomas V. Arnoldi, Executor
WITNESS: SUBAN, ARNOLDI TRUST B
BY:
Thomas V. Arnoldi, Co-Trustee
mes C. Bartoli, Co-Trustee
[signatures continued on next page]
4
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WITNESS: BENEFICIARIES OF THE$ANDRA B.
ARNOLDa TRUST B
Thomas V. Amoldi
AlexyvGrAr di
Eric N. Arnoldi
��,
Robert M. Ambia;
5
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
Estate of
SANDRA B. ARNOLDI
NO. 2012-00018
Late of Hampden Township,
Deceased
DISCLAIMER OF INTEREST PURSUANT TO CHAPTER 62
OF THE PENNSYLVANIA PROBATE, ESTATES AND FIDUCIARIES CODE, SECTION
9116(c) OF THE PENNSYLVANIA INHERITANCE TAX ACT, AND SECTION 2518
OF THE INTERNAL REVENUE CODE
1. The disclaimant is Eric N. Arnoldi of 3634 Merrick Road, Philadelphia, PA
19129 (hereinafter"Disclaimant").
2. Sandra B. Amoldi died on December 19, 2011 and her Last Will and
Testament dated May 25, 1995 (the "Will")was admitted for probate by the Cumberland
County Register of Wills to File No. 2012-00018 on January 5, 2012. Thomas V. Arnoldi
was appointed as Executor of the Estate by the Cumberland County Register of Wills.
3. Pursuant to Paragraph 2(b) of the Will, the residue of the estate passes to a
trust to be known as Trust B. Per Paragraph 4 of the Will, the terms of Trust B are as
follows:
(a) Income. The Trustees shall pay the net income from Trust B at least annually to
or for the benefit of any or all of my husband and issue in such proportions or amounts as in the
discretion of the Trustees seems proper to provide for their support,maintenance,and health care,
for the education of my issue, and for the maintenance by my husband of the standard of living
maintained by him during my lifetime,taking into account such other sources of income,support
and estate that may be available to the beneficiaries. No beneficiary of Trust B shall participate as
a co-trustee in any decision under this subparagraph(a).
(b) Principal. The Trustees shall from time to time pay such sums from the principal
of Trust B to or for the benefit of my husband and issue as may in the discretion of the Trustees
seem necessary for their support,maintenance and health care,for the maintenance by my
husband of the standard of living maintained by him during my lifetime,and for the education of my
issue,taking into account such other sources of income,support and estate that may be available
to the beneficiary and the needs and resources of all the beneficiaries. Any of the foregoing
distributions to or for the benefit of my issue shall be based on their needs, rather than on a desire
to maintain absolute equality of payments among them. My first priority for the income and
principal of Trust B taken together is the support, maintenance,and health care of my husband. In
determining whether any invasion shall be made for the benefit of my husband from the principal of
Trust A or from the principal of Trust B, such invasion shall be made from Trust A as far as
practical. No beneficiary of Trust B shall participate as a co-trustee in any decision under this
subparagraph(b).
(c) Additional Principal Distributions. The Trustees may also pay from the principal
of Trust B such sums as in the discretion of the Trustees seem proper for the establishment of a
child of mine in a business or profession or towards the acquisition or furnishing of a home for a
it
child of mine,taking into account the other resources of the child,the desirability of the transaction,
and the reasonably anticipated needs and resources of all the beneficiaries hereunder,provided,
however that the total distributions to or for the benefit of a child of mine under this sentence shall
not exceed the reasonably anticipated amount that would be distributable to him or her pursuant to
subparagraph(f)below if no distributions were made under this subparagraph(c);and each
payment to him or her under this subparagraph(c)shall be deemed an advancement to such child
(or to his or her issue if he or she is not then living)in making the division of property held in Trust
B pursuant to subparagraph(f)below and shall be charged against his or her or their share. No
beneficiary of Trust B shall participate as a co-trustee in any decision under this subparagraph(c).
(d) Legal Support Obligation. No payment shall be made under subparagraphs(a),
(b),or(c)above which would discharge to any extent the legal obligation of any person for the
support of the recipient of such payment.
(e) Husband's Rights of Withdrawal. In addition to the foregoing, during any
calendar year my husband shall have the unqualified right in his sole discretion to demand in one
or more writings delivered by him to the Trustees that he be paid from the principal of Trust B an
amount not in excess of the greater of Five Thousand Dollars($5,000.00)or five percent(5%)of
the aggregate market value of the assets of Trust B as of December 31 of the calendar year during
which such demand is made. The right permitted my husband under this subparagraph(e)must
be exercised by him as herein provided on or before December 31 of the calendar year to which
applicable,and any amount as to which such right is not exercised for any given calendar year
shall lapse and shall not accumulate or carry over to any future calendar year.
(f) Distribution of Trust B. When my husband is no longer living and no living
child of mine is under the age of eighteen(18)years,the principal remaining in Trust B shall be
distributed per stirpes to my issue, adjusted for any advancements pursuant to subparagraph(c)
above,provided however,that if any beneficiary under this subparagraph(f)other than a child of
mine is then under the age of thirty-five(35)years, his or her share shall be held for him in a
separate trust hereunder under the terms of paragraph 6 below,or if no issue of mine are then
living,the same shall be subject to the terms of paragraph 5 below.
4. The Disclaimant is the son of Sandra B. Arnoldi and as one of her issue he
has an interest in Trust B, per Paragraph 4 (a), (b) and (c) to income and principal
distributions from Trust B during the lifetime of Thomas V. Arnoldi, the spouse of Sandra B.
Arnoldi.
5. Section 6201 of the Pennsylvania Probate, Estates and Fiduciaries Code (20
Pa. C.S. §6201) provides that any person to whom an interest in property would have
devolved may disclaim that person's interest in whole or in part by written disclaimer that (a)
describes the interest disclaimed, (b) declares the disclaimer and extent thereof, and (c) is
signed by the disclaiming person.
6. The Disclaimant therefore does hereby and forever irrevocably disclaim,
renounce, and refuse to accept all rights and interest in Trust B, as set forth in Paragraph
4(a), (b) and (c) of the Will, during the lifetime of Thomas V. Arnoldi.
7. The Disclaimant shall deliver a copy of this Disclaimer to Thomas V. Arnoldi,
as Executor of the Estate of Sandra B. Arnoldi and to Thomas V. Arnoldi and James C.
Bartoli, as Trustees of the Sandra B. Arnoldi Trust B in accordance with 20 Pa. C.S. §6204.
8. The Disclaimant has not received any consideration in money or money's
worth for such renunciation and disclaimer from any person or persons whose interest is to
be accelerated or increased, or from any other person or persons.
2
71
9. It is the intent of Disclaimant that this Disclaimer constitute a qualified
disclaimer under law including Chapter 62 of the Pennsylvania Probate, Estates and
Fiduciary's Code, section 9116(c) of the Pennsylvania Inheritance Tax Act (72 P.S.
§9116(c)), and section 2518(b) of the Internal Revenue Code of 1986 (26 U.S.C. §2518(b)),
and that it and all of its provisions be so interpreted.
IN WITNESS WHEREOF, and intending to be legally bound hereby, the undersigned
has executed this�Disclaimer this S day of February, 2012.
OC, 1X�
Witness V Eric N. Amoldi
3
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IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
Estate of
SANDRA B. ARNOLDI
NO. 2012-00018
Late of Hampden Township,
Deceased
DISCLAIMER OF INTEREST PURSUANT TO CHAPTER 62
OF THE PENNSYLVANIA PROBATE, ESTATES AND FIDUCIARIES CODE, SECTION
9116(c) OF THE PENNSYLVANIA INHERITANCE TAX ACT, AND SECTION 2518
OF THE INTERNAL REVENUE CODE
1. The disclaimant is Alexis C. Arnoldi of 163 Fourteenth Street, Apt. 7,
Hoboken, NJ 07030 (hereinafter"Disclaimant").
2. Sandra B. Arnoldi died on December 19, 2011 and her Last Will and
Testament dated May 25, 1995 (the"Will")was admitted for probate by the Cumberland
County Register of Wills to File No. 2012-00018 on January 5, 2012. Thomas V. Arnoldi
was appointed as Executor of the Estate by the Cumberland County Register of Wills.
3. Pursuant to Paragraph 2(b) of the Will, the residue of the estate passes to a
trust to be known as Trust B. Per Paragraph 4 of the Will, the terms of Trust B are as
follows:
(a) Income. The Trustees shall pay the net income from Trust B at least annually to
or for the benefit of any or all of my husband and issue in such proportions or amounts as in the
discretion of the Trustees seems proper to provide for their support,maintenance, and health care,
for the education of my issue, and for the maintenance by my husband of the standard of living
maintained by him during my lifetime,taking into account such other sources of income,support
and estate that may be available to the beneficiaries. No beneficiary of Trust B shall participate as
a co-trustee in any decision under this subparagraph(a).
(b) Principal. The Trustees shall from time to time pay such sums from the principal
of Trust B to or for the benefit of my husband and issue as may in the discretion of the Trustees
seem necessary for their support,maintenance and health care,for the maintenance by my
husband of the standard of living maintained by him during my lifetime, and for the education of my
issue,taking into account such other sources of income,support and estate that may be available
to the beneficiary and the needs and resources of all the beneficiaries. Any of the foregoing
distributions to or for the benefit of my issue shall be based on their needs, rather than on a desire
to maintain absolute equality of payments among them. My first priority for the income and
principal of Trust B taken together is the support,maintenance,and health care of my husband. In
determining whether any invasion shall be made for the benefit of my husband from the principal of
Trust A or from the principal of Trust B,such invasion shall be made from Trust A as far as
practical. No beneficiary of Trust B shall participate as a co-trustee in any decision under this
subparagraph(b).
(c) Additional Principal Distributions. The Trustees may also pay from the principal
of Trust B such sums as in the discretion of the Trustees seem proper for the establishment of a
child of mine in a business or profession or towards the acquisition or furnishing of a home for a
I
child of mine,taking into account the other resources of the child,the desirability of the transaction,
and the reasonably anticipated needs and resources of all the beneficiaries hereunder, provided,
however that the total distributions to or for the benefit of a child of mine under this sentence shall
not exceed the reasonably anticipated amount that would be distributable to him or her pursuant to
subparagraph(f)below if no distributions were made under this subparagraph(c);and each
payment to him or her under this subparagraph(c)shall be deemed an advancement to such child
(or to his or her issue if he or she is not then living)in making the division of property held in Trust
B pursuant to subparagraph(f)below and shall be charged against his or her or their share. No
beneficiary of Trust B shall participate as a co-trustee in any decision under this subparagraph(c).
(d) Lecal Su000rt Obligation. No payment shall be made under subparagraphs(a),
(b),or(c)above which would discharge to any extent the legal obligation of any person for the
support of the recipient of such payment.
(e) Husband's Rights of Withdrawal. In addition to the foregoing,during any
calendar year my husband shall have the unqualified right in his sale discretion to demand in one
or more writings delivered by him to the Trustees that he be paid from the principal of Trust B an
amount not in excess of the greater of Five Thousand Dollars($5,000.00)or five percent(5%)of
the aggregate market value of the assets of Trust B as of December 31 of the calendar year during
which such demand is made. The right permitted my husband under this subparagraph(e)must
be exercised by him as herein provided on or before December 31 of the calendar year to which
applicable, and any amount as to which such right is not exercised for any given calendar year
shall lapse and shall not accumulate or carry over to any future calendar year.
(f) Distribution of Trust B. When my husband is no longer living and no living
child of mine is under the age of eighteen(18)years,the principal remaining in Trust B shall be
distributed per stirpes to my issue,adjusted for any advancements pursuant to subparagraph(c)
above, provided however,that if any beneficiary under this subparagraph(f)other than a child of
mine is then under the age of thirty-five(35)years, his or her share shall be held for him in a
separate trust hereunder under the terms of paragraph 6 below,or if no issue of mine are then
living,the same shall be subject to the terms of paragraph 5 below.
4. The Disclaimant is the son of Sandra B. Arnoldi and as one of her issue he
has an interest in Trust B, per Paragraph 4 (a), (b) and (c) to income and principal
distributions from Trust B during the lifetime of Thomas V. Arnoldi, the spouse of Sandra B.
Arnoldi.
5. Section 6201 of the Pennsylvania Probate, Estates and Fiduciaries Code (20
Pa. C.S. §6201) provides that any person to whom an interest in property would have
devolved may disclaim that person's interest in whole or in part by written disclaimer that (a)
describes the interest disclaimed, (b) declares the disclaimer and extent thereof, and (c) is
signed by the disclaiming person.
6. The Disclaimant therefore does hereby and forever irrevocably disclaim,
renounce, and refuse to accept all rights and interest in Trust B, as set forth in Paragraph
4(a), (b) and (c) of the Will, during the lifetime of Thomas V. Arnoldi.
7. The Disclaimant shall deliver a copy of this Disclaimer to Thomas V. Arnoldi,
as Executor of the Estate of Sandra B. Arnoldi and to Thomas V. Amoldi and James C.
Bartoli, as Trustees of the Sandra B. Arnoldi Trust B in accordance with 20 Pa. C.S. §6204.
8. The Disclaimant has not received any consideration in money or money's
worth for such renunciation and disclaimer from any person or persons whose interest is to
be accelerated or increased, or from any other person or persons.
2
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9. It is the intent of Disclaimant that this Disclaimer constitute a qualified
disclaimer under law including Chapter 62 of the Pennsylvania Probate, Estates and
Fiduciary's Code, section 9116(c) of the Pennsylvania Inheritance Tax Act (72 P.S.
§9116(c)), and section 2518(b) of the Internal Revenue Code of 1986 (26 U.S.C. §2518(b)),
and that it and all of its provisions be so interpreted.
IN WITNESS WHEREOF, and intending to be legally bound hereby, the undersigned
has executed this Disclaimer this S day of February, 2012.
Witness Alexis . Arnoldi
3
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IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
Estate of
SANDRA B. ARNOLDI
NO. 2012-00018
Late of Hampden Township,
Deceased
DISCLAIMER OF INTEREST PURSUANT TO CHAPTER 62
OF THE PENNSYLVANIA PROBATE, ESTATES AND FIDUCIARIES CODE, SECTION
9116(c) OF THE PENNSYLVANIA INHERITANCE TAX ACT, AND SECTION 2518
OF THE INTERNAL REVENUE CODE
1. The disclaimant is Robert M. Arnoldi of 200 Aptos Beach Drive, Aptos, CA
95003 (hereinafter"Disclaimant").
2. Sandra B. Arnoldi died on December 19, 2011 and her Last Will and
Testament dated May 25, 1995 (the "Will") was admitted for probate by the Cumberland
County Register of Wills to File No. 2012-00018 on January 5, 2012. Thomas V. Arnoldi
was appointed as Executor of the Estate by the Cumberland County Register of Wills.
3. Pursuant to Paragraph 2(b) of the Will, the residue of the estate passes to a
trust to be known as Trust B. Per Paragraph 4 of the Will, the terms of Trust B are as
follows:
(a) Income. The Trustees shall pay the net income from Trust B at least annually to
or for the benefit of any or all of my husband and issue in such proportions or amounts as in the
discretion of the Trustees seems proper to provide for their support,maintenance,and health care,
for the education of my issue,and for the maintenance by my husband of the standard of living
maintained by him during my lifetime,taking into account such other sources of income, support
and estate that may be available to the beneficiaries. No beneficiary of Trust B shall participate as
a co-trustee in any decision under this subparagraph(a).
(b) Principal. The Trustees shall from time to time pay such sums from the principal
of Trust B to or for the benefit of my husband and issue as may in the discretion of the Trustees
seem necessary for their support, maintenance and health care,for the maintenance by my
husband of the standard of living maintained by him during my lifetime,and for the education of my
issue,taking into account such other sources of income,support and estate that may be available
to the beneficiary and the needs and resources of all the beneficiaries. Any of the foregoing
distributions to or for the benefit of my issue shall be based on their needs, rather than on a desire
to maintain absolute equality of payments among them. My first priority for the income and
principal of Trust B taken together is the support,maintenance,and health care of my husband. In
determining whether any invasion shall be made for the benefit of my husband from the principal of
Trust A or from the principal of Trust B.such invasion shall be made from Trust A as far as
practical. No beneficiary of Trust B shall participate as a co-trustee in any decision under this
subparagraph(b).
(c) Additional Principal Distributions. The Trustees may also pay from the principal
of Trust B such sums as in the discretion of the Trustees seem proper for the establishment of a
child of mine in a business or profession or towards the acquisition or furnishing of a home for a
i
child of mine,taking into account the other resources of the child,the desirability of the transaction,
and the reasonably anticipated needs and resources of all the beneficiaries hereunder, provided,
however that the total distributions to or for the benefit of a child of mine under this sentence shall
not exceed the reasonably anticipated amount that would be distributable to him or her pursuant to
subparagraph(f)below if no distributions were made under this subparagraph(c);and each
payment to him or her under this subparagraph(c)shall be deemed an advancement to such child
(or to his or her issue if he or she is not then living)in making the division of property held in Trust
B pursuant to subparagraph(f)below and shall be charged against his or her or their share. No
beneficiary of Trust B shall participate as a co-trustee in any decision under this subparagraph(c).
(d) Legal Support Obligation. No payment shall be made under subparagraphs(a),
(b),or(c)above which would discharge to any extent the legal obligation of any person for the
support of the recipient of such payment.
(e) Husband's Rights of Withdrawal. In addition to the foregoing,during any
calendar year my husband shall have the unqualified right in his sole discretion to demand in one
or more writings delivered by him to the Trustees that he be paid from the principal of Trust B an
amount not in excess of the greater of Five Thousand Dollars($5,000.00)or five percent(5%)of
the aggregate market value of the assets of Trust B as of December 31 of the calendar year during
which such demand is made. The right permitted my husband under this subparagraph(e)must
be exercised by him as herein provided on or before December 31 of the calendar year to which
applicable, and any amount as to which such right is not exercised for any given calendar year
shall lapse and shall not accumulate or carry over to any future calendar year.
(f) Distribution of Trust B. When my husband is no longer living and no living
child of mine is under the age of eighteen(18)years,the principal remaining in Trust B shall be
distributed per stirpes to my issue, adjusted for any advancements pursuant to subparagraph(c)
above,provided however,that if any beneficiary under this subparagraph(f)other than a child of
mine is then under the age of thirty-five(35)years, his or her share shall be held for him in a
separate trust hereunder under the terms of paragraph 6 below,or if no issue of mine are then
living,the same shall be subject to the terms of paragraph 5 below.
4. The Disclaimant is the son of Sandra B. Arnoldi and as one of her issue he
has an interest in Trust B, per Paragraph 4 (a), (b) and (c) to income and principal
distributions from Trust B during the lifetime of Thomas V. Arnoldi, the spouse of Sandra B.
Arnoldi.
5. Section 6201 of the Pennsylvania Probate, Estates and Fiduciaries Code (20
Pa. C.S. §6201) provides that any person to whom an interest in property would have
devolved may disclaim that person's interest in whole or in part by written disclaimer that(a)
describes the interest disclaimed, (b) declares the disclaimer and extent thereof, and (c) is
signed by the disclaiming person.
6. The Disclaimant therefore does hereby and forever irrevocably disclaim,
renounce, and refuse to accept all rights and interest in Trust B, as set forth in Paragraph
4(a), (b) and (c) of the Will, during the lifetime of Thomas V. Arnoldi.
7. The Disclaimant shall deliver a copy of this Disclaimer to Thomas V. Arnoldi,
as Executor of the Estate of Sandra B. Arnoldi and to Thomas V. Arnoldi and James C.
Bartoli, as Trustees of the Sandra B. Arnoldi Trust B in accordance with 20 Pa. C.S. §6204.
8. The Disclaimant has not received any consideration in money or money's
worth for such renunciation and disclaimer from any person or persons whose interest is to
be accelerated or increased, or from any other person or persons.
2
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9. It is the intent of Disclaimant that this Disclaimer constitute a qualified
disclaimer under law including Chapter 62 of the Pennsylvania Probate, Estates and
Fiduciary's Code, section 9116(c) of the Pennsylvania Inheritance Tax Act(72 P.S.
§9116(c)), and section 2518(b) of the Internal Revenue Code of 1986 (26 U.S.C. §2518(b)),
and that it and all of its provisions be so interpreted.
IN WITNESS WHEREOF, and intending to be legally bound hereby, the undersigned
has executed this Disclaimer this 5' day of February, 2012.
�;V-
"
(�14 �
Witness V Robert My Arnoldi
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