HomeMy WebLinkAbout04-5669
Johnson, Duffie, Stewart & Weidner
By: Melissa Peel Greevy
I.D. No. 77950
301 Market Street
P. O. Box 109
Lemoyne, Pennsylvania 17043-0109
(717) 761-4540
Attorneys for Plaintiff
KEELY D. SMITH,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 0(/. $'"'(.. t., 1 CIVIL TERM
CIVIL ACTION - LAW
v.
EDWARD F. SMITH,
IN DIVORCE
Defendant
NOTICE TO DEFEND AND CLAIM RIGHTS
You have been sued in court. If you wish to defend against the claims set forth in the
following pages, you must take prompt action. You are warned that if you fail to do so, the case
may proceed without you and a decree of divorce or annulment may be entered against you by
the court. A judgment may also be entered against you for any other claim or relief requested in
these papers by the Plaintiff. You may lose money or property or other rights important to you,
including custody or visitation of your children.
When the ground for the divorce is indignities or irretrievable breakdown of the marriage,
you may request marriage counseling. A list of marriage counselors is available in the Office of
the Prothonotary at the Cumberland County Courthouse, Carlisle, Pennsylvania.
IF YOU DO NOT FILE A CLAIM FOR ALIMONY, DIVISION OF PROPERTY,
LAWYER'S FEES OR EXPENSES BEFORE THE DIVORCE OR ANNULMENT IS GRANTED,
YOU MAY LOSE THE RIGHT TO CLAIM ANY OF THEM.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT
HAVE A LAWYER, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW. THIS
OFFICE CAN PROVIDE YOU WITH INFORMATION ABOUT HIRING A LAWYER.
IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAY BE ABLE TO
PROVIDE YOU WITH INFORMATION ABOUT AGENCIES THAT MAY OFFER LEGAL
SERVICES TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE.
Cumberland County Bar Association
32 South Bedford Street
Carlisle, Pennsylvania 17013
Telephone: (717) 249-3166
Johnson, Duffie, Stewart & Weidner
By: Melissa Peel Greevy
I.D. No. 77950
301 Market Street
P. O. Box 109
Lemoyne, Pennsylvania 17043-0109
(717) 761-4540
Attorneys for Plaintiff
KEELY D. SMITH,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 0 Y - ~n~(; 1 CIVIL TERM
CIVIL ACTION - LAW
IN DIVORCE
v.
EDWARD F. SMITH,
Defendant
COMPLAINT IN DIVORCE
UNDER SECTIONS 3301(c) OR 3301(d) OF THE DIVORCE CODE
AND NOW, comes the Plaintiff, Keely D. Smith, by and through her attorneys, Johnson,
Duffie, Stewart & Weidner, and files the following Divorce Complaint against the Defendant,
Edward F. Smith:
1. The Plaintiff is Keely D. Smith, an adult individual, residing at 133 W. Locust
Street, Apt. 108, Mechanicsburg, Cumberland County, Pennsylvania 17055. Plaintiff's Social
Security Number is 194-44-7888.
2. The Defendant is Edward F. Smith, an adult individual, residing at 2112 Clarke
Pointe Drive, Crestwood, Oldham County, Kentucky 40014. Defendant's Social Security
Number is 162-62-4910.
3. The Plaintiff and Defendant were married on March 5, 1993, in Frederick,
Maryland.
4. The Plaintiff has been a bona fide resident of the Commonwealth of
Pennsylvania at least six months immediately prior to the filing of this Complaint.
5. There have been no prior actions for divorce or annulment of marriage between
the parties in this or any other jurisdiction.
6. The parties separated on or about May 11, 2003.
7. Neither of the parties in this action is presently a member of the Armed Forces on
active duty.
8. The marriage is irretrievably broken.
9. The Plaintiff has been advised of the availability of marriage counseling and she
may have the right to request that the Court require the parties to participate in counseling.
WHEREFORE, the Plaintiff respectfully requests that your Honorable Court enter a
decree of divorce.
COUNT /1- EQUITABLE DISTRIBUTION
10. Plaintiff incorporates herein by reference, the allegations set forth in Paragraphs
1 through 9 inclusive, of the Complaint as if the same were set forth herein at length.
11. Plaintiff and Defendant have legally and beneficially acquired certain real and
personal property during their marriage.
12. The parties may but have not yet entered agreements for the resolution of their
divorce and equitable distribution.
WHEREFORE, the Plaintiff respectfully requests that your Honorable Court equitably
divide all marital property.
JOHNSON, DUFFIE, STEWART & WEIDNER
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VERIFICA TION
I, Keely D. Smith, verify that the statements made in this Complaint in Divorce are true
and correct to the best of my knowledge, information and belief. I understand that false
statements made herein are made subject to the penalties of 18 Pa. C.S.A ~4904, relating to
unsworn falsification to authorities.
Date: IO{;lCi\ f) L.(
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.......~Iy'D. Smith
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Johnson, Duffie, Stewart & Weidner
By: Melissa Peel Greevy
I.D. No. 77950
301 Market Street
P. O. Box 109
Lemoyne, Pennsylvania 17043-0109
(717) 761-4540
Attorneys for Plaintiff
KEELY D. SMITH,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 0 l.! - ')(.c ~ 1 CIVIL TERM
CIVIL ACTION - LAW
IN DIVORCE
v.
EDWARD F. SMITH,
Defendant
AFFIDA VIT
KEEL YD. SMITH, being duly sworn according to law, deposes and says:
1. I have been advised of the availability of marriage counseling and understand
that I may request that the court require that my spouse and I participate in counseling.
2. I understand that the court maintains a list of marriage counselors in the
Prothonotary's Office, which list is available to me upon request.
3. Being so advised, I do not request that the court require that my spouse and I
. participate in counseling prior to a divoice decree being handed down by the court.
I verify that the statements made in this Affidavit are true and correct. I understand that
false statements herein are made subject to the penalties of 18 Pa.C.S. ~4904, relating to
unsworn falsification to authorities.
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Johnson, Duffie, Stewart & Weidner
By: Melissa Peel Greevy
LO. No. 77950
301 Market Street
P. O. Box 109
Lemoyne, Pennsylvania 17043-0109
(717) 761-4540
Attorneys for Plaintiff
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 04-5669 CIVIL TERM
KEELY D. SMITH,
v.
EDWARD F, SMITH,
CIVIL ACTION - LAW
IN DIVORCE
Defendant
PRAECIPE TO REINSTA TE COMPLAINT
TO THE PROTHONOTARY:
Kindly reinstate the Divorce Complaint filed on November 12, 2004 in the above.
captioned aclion.
4/&1(~
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Melissa Peel Greevy
Date:
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Johnson, Duffie, Stewart & Weidner
By: Melissa Peel Greevy
J.D. No. 77950
301 Market Street
P. O. Box 109
Lemoyne, Pennsylvania 17043-0109
(717) 761-4540
Attorneys for Plaintiff
KEELY D. SMITH,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 04-5669 CIVIL TERM
v.
CIVIL ACTION - LAW
EDWARD F. SMITH,
IN DIVORCE
Defendant
PRAECIPE TO REINSTA TE COMPLAINT
TO THE PROTHONOTARY:
Kindly reinslate the Divorce Complaint filed on November 12, 2004 in the above.
captioned action.
Date: ~~()~5
:248202
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Johnson, Duffie, Stewart & Weidner
By: Melissa Peel Greevy
I.D. No. 77950
301 Market Street
P. O. Box 109
Lemoyne, Pennsylvania 17043-0109
(717) 761-4540
Attorneys for Plaintiff
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 04-5669 CIVIL TERM
CIVIL ACTION - LAW
IN DIVORCE
KEELY D. SMITH,
v,
EDWARD F. SMITH,
Defendant
ACCEPTANCE OF SERVICE
I, Edward F. Smith, hereby accept service and acknowledge receipt of the Complaint in
Divorce filed on November 12, 2004 by the Plaintiff in the above-captioned divorce action. I
received the Complaint on November ~004. by certified restricte livery U.S. Mail.
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MARITAL SETTLEMENT AGREEMENT
THIS AGREEMENT, made this !SIk..dayof Ar ' 2006, by and between
KEELY D. SMITH, now of Mechanicsburg, Cumberland County, Pennsylvania, hereinafter
referred to as "Wife",
-AN D-
EDWARD F. SMITH, now of Crestwood, Oldham County, Kentucky, hereinafter referred to as
"Husband",
WITNESSETH:
WHEREAS, Husband and Wife were lawfully married on March 5, 1993, in Frederick,
Maryland, and there having been no children of this marriage; and
WHEREAS, diverse unhappy marital difficulties have arisen between the parties, causing
them to believe that their marriage is irretrievably broken, as a result of which the parties have
been living separate and apart since May 13, 2003, and they intend to live separate and apart
from one another hereafter, the parties being estranged due to such marital difficulties with no
reasonable expectation of reconciliation; and the parties hereto are desirous of settling fully
and finally their respective financial and property rights and obligations as between each other,
including, without limitation by specification: the settling of all matters between them relating
to the ownership of real and personal property; the settling of all matters between them
relating to the past, present, or future support and/or maintenance of Wife by Husband or of
Husband by Wife; and in general, the settling of any and all claims and possible claims by one
against the other or against their respective estate, particularly those responSibilities and rights
growing out of the marriage relationship; and
WHEREAS, the provisions of this Agreement and their legal effect have been fully
explained to the parties by their respective counsel. The Wife has employed and had the
benefit of counsel of MELISSA PEEL GREEVY, ESQUIRE, as her attorney, The Husband has
employed and had the benefit of counsel of CONSTANCE P. BRUNT, ESQUIRE, as his attorney.
NOW, THEREFORE, in consideration of the premises and of the promises, covenants
and undertakings hereinafter set forth, and for other good and valuable consideration, the
receipt of which is hereby acknowledged by each of the parties hereto, Husband and Wife,
each intending to be legally bound hereby, covenant and agree as follows:
1. SEPARATION. It shall be lawful for Husband and Wife at all times hereafter to
live separate and apart from each other and to reside, from time to time, at such place or
places as they shall respectively deem fit, free from any control, restraint or interference, direct
or indirect, by each other. Neither party shall molest the other or compel or endeavor to
compel the other to cohabit or dwell with him or her by any legal or other proceedings.
2. FINANCIAL DISCLOSURE AND THE USE OF THE COLLABORATIVE PROCESS.
After consultation with their respective counsel regarding the options for use of legal services in
divorce, the parties elected to use a collaborative law process to make the decisions necessary
under the circumstances. Prior to commencing negotiations, the parties waived formal
discovery unless they agreed otherwise, The collaborative law partiCipation agreement under
which the parties operated required the parties to commit to full and fair disclosure of all
assets, incomes, debts and other information needed for full and complete settlement. Each
party had the opportunity to request information, and each received copies of any documents
requested including, but not limited to, statements regarding investment, retirement, checking
and savings accounts, deeds and real estate settlement sheets. Neither party wishes to make
-2-
or append hereto any further enumeration or statement. As a result of the documents
exchanged and the disclosure process, each party acknowledges that he or she is sufficiently
familiar with the assets and income of the other to make an informed decision regarding the
content of this agreement. Each party warrants that he/she Is not aware of any marital asset
which Is not identified in this agreement. Each party understands that he/she had the right to
obtain from the other party a complete inventory or list of all property that either or both parties
owned at the time of separation or currently and that each party had the right to have all
property valued by means of appraisals or otherwise, In arriving at the agreements set forth in
this Marital Settlement Agreement, Husband and Wife have applied their individual standards
of reasonableness and acceptability, The conclusions they have reached are based in part on
their respect and regard for each other. From time to time, in order to measure the
appropriateness of their conclusions, the parties have considered what might happen if the
matter were adjudicated in court, but they have elected to make their final agreement without
regard to whether a court might have adjudicated issues in the same manner as they have
agreed here, Husband Wife represented to one another throughout the collaborative law
process that their negotiations were in good faith and that each had fully and completely
disclosed all financial Information necessary or requested In order to resolve the parties'
property and support rights fairly. By their signature on this Agreement, they reaffirm those
representations, upon which each of them has relied in making this Agreement.
The parties acknowledge that no independent investigation has been made by
their collaborative lawyers of the character or of the value of the parties' property, or the extent
of debt or amount of income of the parties, other than an Inspection of income tax returns and
the documents VOluntarily provided by the parties. The parties have instructed counsel that
they desire to make this Agreement without any further independent investigation by counsel.
The parties understand and acknowledge that they are relying on mutual disclosures made in
making this agreement and that they are not relying on their counsel for any independent
verifications of the accuracy or completeness of these disclosures. Each party retains the right
-3-
to assert a claim against the other for failure to fully and fairly disclose his or her income,
assets and liabilities, if it is later determined that there has been a failure to disclose, including
but not limited to, a claim of constructive trust.
3. SUBSEOUENT DIVORCE. The parties hereby agree that Wife has filed a
Complaint in Divorce in The Court Of Common Pleas of Cumberland County, Pennsylvania,
docketed to No, 04-5669 CIVIL TERM, claiming that the marriage is irretrievably broken under
the no-fault, mutual consent provision of Section 3301(c) of the Pennsylvania Divorce Code.
The parties hereby express their agreement that the marriage is irretrievably broken and
express their intent to execute contemporaneously with the execution of this Agreement any
and all affidavits or other documents necessary for the parties to obtain an absolute divorce
pursuant to Section 3301(c) of the Divorce Code as soon as practicable. Wife shall direct her
counsel to file all such documents, together with a Praecipe To Transmit Record and proposed
Decree In Divorce to the Court for entry of the Divorce Decree as soon as practicable. The
parties hereby waive all rights to request Court.ordered counseling under the Divorce Code.
Neither party to such action shall seek alimony, alimony oendente lite, or support or
maintenance of any nature contrary to the provisions of this Agreement. It is further
specifically understood and agreed by the parties that the provisions of this Agreement relating
to equitable distribution of property of the parties are accepted by each party as a final
settlement for all purposes whatsoever, as contemplated by the Pennsylvania Divorce Code.
Should a decree, judgment or order of separation or divorce be obtained by
either of the parties in this or any other state, country or jurisdiction, each of the parties hereby
consents and agrees that this Agreement and all of its covenants shall not be affected in any
way by any such separation or divorce; and that nothing in any such decree, judgment, order or
further modification or revision thereof shall alter, amend or vary any term of this Agreement,
whether or not either or both of the parties shall remarry, it being understood by and between
the parties hereto that this Agreement shall survive and shall not be merged into any decree,
-4-
judgment, or order of divorce or separation. Notwithstanding the provisions of the
Pennsylvania Divorce Code or of any law to the contrary, none of the terms and provisions of
this Agreement shall be subject to modification by the Court or in any fashion other than as set
forth hereinafter, It is specifically agreed, however, that this Agreement shall be subject to
enforcement under the provisions of the Pennsylvania Divorce Code or, at the option of the
aggrieved party, by a suit against the alleged breaching party either in law or in equity,
4. EFFECTIVE DATE. The effective date of this Agreement shall be the "date of
execution" or "execution date", defined as the date upon which it is executed by the parties if
they have each executed the Agreement on the same date. Otherwise, the "date of execution"
or "execution date" of this Agreement shall be defined as the date of execution by the party last
executing this Agreement.
5. DEBTS AND OBLIGATIONS. Husband represents and warrants to Wife that he
has not, and in the future he will not, contract or incur any debt or liability for which Wife or her
estate might be responsible, and he shall indemnify and save Wife harmless from any and all
claims or demands made against her by reason of such debts or obligations incurred by him in
his individual name at any time.
Wife represents and warrants to Husband that she has not, and in the future she
will not, contract or incur any debt or liability for which Husband or his estate might be
responsible, and she shall indemnify and save Husband harmless from any and all claims or
demands made against him by reason of such debts or obligations incurred by her in her
individual name at any time,
Except as may be otherwise specifically set forth herein, each party shall be
solely responsible for any debts or liabilities incurred in his or her individual name at any time,
and shall indemnify and save the other party harmless from any and all claims or demands
made against him or her by reason of such debts or obligations, The parties acknowledge that
-5-
all joint credit card accounts or other credit accounts of any nature have been closed and
satisfied, with the exceptions of the mortgage securing the marital residence and the car loans
referenced hereinafter,
6. MUTUAL RELEASES. Husband and Wife do hereby mutually remise, release,
quit-claim or forever discharge the other and the estate of such other, for all time to come, and
for all purposes whatsoever, from any and all rights, title and interest, or claims in or against
the estate of such other, of whatever nature and wherever situate, which he or she now has or
at any time hereafter may have against such other, the estate of such other or any part thereof,
whether arising out of any former acts, contracts, engagements or liabilities of such other or by
way of dower or curtesy; or claims in the nature of dower or curtesy, or widow's or widower's
rights, family exemption or similar allowance or under the intestate laws; or the right to take
against the spouse's will; or the right to treat a lifetime conveyance by the other as
testamentary; or all other rights of a surviving spouse to participate in a deceased spouse's
estate, whether arising under the laws of Pennsylvania, any state, commonwealth or territory of
the United States, or any other country; or any rights which either party may now have or at any
time hereafter have for past, present or future support or maintenance, alimony, alimony
pendente lite, counsel fees, costs or expenses, whether arising as a result of the marital
relation or otherwise, except, and only except, all rights and agreements and obligations of
whatsoever nature arising or which may arise under this Agreement or for the breach of any
proviSion hereof. It is the intention of Husband and Wife to give to each other by the execution
of this Agreement a full, complete and general release with respect to any and all property of
any kind or nature, real, personal or mixed, which the other now owns or may hereafter acquire,
except, and only except, all rights and agreements and obligations of whatsoever nature arising
or which may arise under this Agreement or for the breach of any provision hereof.
7. DIVISION OF HOUSEHOLD AND PERSONAL PROPERTY. The parties hereto
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mutually agree that they have effected a satisfactory division of the furniture, household
furnishings, appliances and other household personal property between them. The parties
agree that each shall be and remain the sole and separate owner of any tangible personal
property as is currently in his/her respective possession, and each hereby releases and
relinquishes any right, title or interest in the tangible personal property now in the possession
of the other party, Should it become necessary. the parties each agree to sign upon request
any titles or documents necessary to give effect to this paragraph,
8. MARITAL RESIDENCE. The parties acknowledge that they are the joint owners
of a marital residence situate at 2112 Clarke Pointe Drive, Crestwood, Oldham County,
Kentucky, which is encumbered by a mortgage held by Wells Fargo. Husband has been
residing in the said residence since the parties separated on or about May 13, 2003. The said
residence is currently listed for sale, and it is the express intent of the parties to sell the
property as soon as practicable upon reasonable terms and conditions. Pending the sale of the
said residence, Husband shall assume as his sole obligation all of the expenses incident to the
use ofthe said marital home, without limitation, any and all mortgage payments, taxes, liability
and fire insurance premiums, utilities, sewer, water, refuse collections, assessments, and
routine maintenance and repairs. Husband shall indemnify and save Wife harmless from any
such liabilities, obligations or expenses or any claims or demands thereof.
The parties also acknowledge that they have agreed to share equally in the cost
of certain repairs and improvements to the marital residence in order to prepare it for sale,
Husband shall, following consultation with Wife, either personally perform the following
repairs/improvements or make arrangements for them to be performed by contractors:
.
"
a, Repair of wood damage around garage entry door and replacement of
door.
b. Repair or replacement of damaged/warped decking.
-7.
c, Repair of kitchen floor seam,
d. Painting of walls, trim and doors in the kitchen, foyer, great room,
breakfast room, master bedroom, master bath, hall, and guest bathroom.
e. Replacement of insulation around basement faucet and replacement of
exterior fa ucet.
1. Installation of additional electrical outlet for water softener.
g. Re-grading of backyard, if required.
h. Staining of deck,
I. Painting and caulking of outside doors for deck and basement.
j. Stretching of carpet.
k, Repair or replacement of GFCI outlet on back of house at deck,
I. Repair of caulking on flashing on brick wall over garage,
m. Repair of leak in master bath shower drain.
n. Venting of bathroom exhaust fans to outside.
Husband shall pay the cost of the foregoing repairs initially, but shall be
reimbursed in full from the proceeds from the sale of the marital residence prior to distribution
of the net proceeds as set forth hereinafter in Paragraph 9. In the event that there are any
additional repairs or improvements required prior to the sale of the home, which are not
covered by the Homeowners' Warranty purchased by the parties and which cost in excess of
$100, except in the event of an emergency, the parties shall first consult with one another to
reach agreement about what action should be taken. Husband shall also pay the cost of such
additional repairs initially, but shall be reimbursed in full from the proceeds from the sale ofthe
marital residence prior to distribution of the net proceeds as set forth hereinafter in Paragraph
9,
9. DISTRIBUTION OF NET HOUSE SALE PROCEEDS AND OTHER CASH ASSETS,
-8-
The parties agree to equally divide their cash assets, consisting of the net proceeds of the sale
of the marital residence (after payment of real estate commissions and all closing costs and
reimbursement to Husband for repairs as set forth above), the date of separation balance in
the joint BB&T Savings Account ($913.67), and the date of separation balance in the joint
BB& T Checking Account ($8,279.45). The parties acknowledge that Wife has received the sum
of $6,000.00 to date and Husband has received the sum of $3,193,12 to date from the
distribution of the BB& T Checking and Savings Accounts. Upon sale of the marital residence,
Husband shall first receive the additional sum of $2,806.88 in order to equalize the BB&T
account cash distributions, and the balance of the net proceeds will then be equally divided
between the parties.
Except as set forth herein, each party shall retain as his or her sole and separate
property, free and clear from any claim, right, title or interest on the part of the other, any bank
or depository accounts or cash assets of any nature, now in his or her respective individual
name.
10. VEHICLES. Wife shall retain possession and ownership of the 2002
Volkswagen Passat, free and clear of any claim, right, title or interest in said vehicle on the part
of Husband. Wife shall assume sole responsibility for payment of the remaining balance due
on the Volkswagen Credit car loan securing this vehicle, and she will indemnify and save
Husband harmless from any liability or obligation thereon,
Husband shall retain possession and ownership ofthe 2001 Toyota Highlander,
free and clear of any claim, right, title or interest in said vehicle on the part of Wife. Husband
shall assume sole responsibility for payment of the remaining balance due on the Toyota Credit
car loan securing this vehicle, and he will indemnify and save Wife harmless from any liability or
obligation thereon.
11. LIFE INSURANCE. The parties shall each retain as his or her separate property
.9-
any policies of life insurance of which he or she is now the owner and shall be free to designate
any beneficiary of his/her choice,
12. DISTRIBUTION OF STOCK. The parties agree that Wife is the owner of 59.861
shares of Wal-Mart stock and that Husband is the owner of 2,283 shares of UPS stock
acquired as of the separation of the parties on May 13, 2003, both of which are marital
property, It is the intent of the parties that Wife shall receive a distribution in kind of such
stock equal to 55% of the total marital stock value, and that Husband shall receive a
distribution in kind of such stock equal to 45% of the total marital stock value, with all stock
being valued at closing on May 15, 2006, Wife shall retain all shares of the Wal-Mart stock as
her sole and separate property, and Husband hereby releases any claim thereto, In addition,
Husband shall transfer to Wife in kind such number of shares of UPS stock necessary to
provide Wife with total stock holdings equal to 55% of the total marital stock value, Wife shall
receive a pro rata portion of each lot of UPS stock acquired on or before May 13, 2003, so that
each party has the same per-share tax basis for the marital shares of stock received, Husband
shall then retain as his sole and separate property the balance of the UPS stock, including all
additional shares acquired since May 13, 2003, and Wife hereby releases any claim thereto.
12. DISTRIBUTION OF HUSBAND'S UPS RETIREMENT PLAN. The parties
acknowledge that Husband is a participant in the UPS Retirement Plan as a result of his
employment with UPS since July, 1992. Husband shall retain any and all benefits to which he
is now or may hereafter become entitled as a participant in said defined benefit retirement
plan, and Wife hereby waives and relinquishes any right, title, interest or claim therein,
Contemporaneously with the execution of this Agreement or promptly upon subsequent
request, Wife shall execute any additional waivers or other documents that may be required by
the UPS Retirement Plan administrator to effectuate the provisions of this paragraph and to
waive any claims she may now or hereafter have in the said plan.
-10-
13. DISTRIBUTION OF HUSBAND'S UPS SAVINGS PLAN AND UPS OUALlFIED STOCK
OWNERSHIP PLAN. The parties acknowledge that Husband is a participant in both the UPS
Savings Plan and the UPS Qualified Stock Ownership Plan and that the value of the marital
portion of his account balances in said plans for purposes of marital property distribution are
$31,015.46 and $13,326,85 respectively, based on the balances in said accounts at the
separation of the parties on May 13, 2003. Wife shall receive distribution of the sum of
$17,058,50 from the UPS Savings Plan account and the sum of $7,329.77 from the UPS
Qualified Stock Ownership Plan account. Said distributions shall be accomplished by means of
Qualified Domestic Relations Orders ("QDRO's") to be prepared as soon as practicable by
Husband's counselor at Husband's expense, and the parties shall cooperate in all necessary
respects to obtain the entry of such QDRO's and approval by the appropriate plan
administrators as soon practicable hereafter. Husband shall retain as his sole and separate
property any remaining balance in the UPS Savings Plan and UPS Qualified Stock Ownership
Plan accounts after distribution to Wife as set forth herein, including all additional sums as
have been accumulated since May 13, 2003,
14. TAXES. The parties acknowledge that they have filed various joint income tax
returns during the course of their marriage and that both have been employed solely as W-2
wage earners throughout the marriage. In the event that any additional taxes, penalties or
interest are assessed as a result of any such joint return, such additional liability shall be
divided equally between the parties,
The parties shall file separate tax returns for 2005, Each party will retain any
refund on his/her separate returns and shall pay any liability due on such separate returns.
15. METHOD OF RESOLUTION FOR FUTURE ISSUES. It is possible that in the
future Husband and Wife may have disagreements with one another concerning the
interpretation of this Agreement and the resulting decree based on the Agreement. In keeping
-11-
with their decision to utilize the Collaborative Law process for resolution of the issues set forth
in this Agreement, the parties wish to not resort to any court before reasonable non-court
alternatives have first been attempted to resolve any future issues. They have agreed that it is
in their best interests to try to resolve informally any disputes that may arise in the future as set
forth below, except in the case of urgent or emergency situations which would reasonably
prevent such resolutions or make them impracticable, and they agree that they will seek
resolution by the following steps:
(a.) The parties first will attempt in good faith to confer with one another
directly in an attempt to come to a fair and amicable resolution of any issue,
(b.) If that is unsuccessful, then, as the second step, the parties agree to each
retain collaborative counsel and reconvene the collaborative process pursuant to the
Collaborative Participation Agreement previously signed by Husband and Wife and counsel in
this proceeding, a copy of which is attached hereto marked as Exhibit "A" and incorporated
herein by reference,
(c.) If there is no resolution after these steps have been taken in good faith,
either party may commence contested court proceedings.
16. ADDITIONAL INSTRUMENTS. Each ofthe parties shall, from time to
time at the request of the other, execute, acknowledge and deliver to the other party any and
all further instruments or documents as may be reasonably required to give full force and effect
to the provisions of this Agreement,
17. MODIFICATION AND WAIVER. A modification or waiver of any of the
provisions of this Agreement shall be effective only if made in writing and executed with the
same formality as this Agreement. The failure of either party to insist upon the strict
performance of any of the provisions of this Agreement shall not be construed as a waiver of
any subsequent default of the same or similar nature.
-12-
. ,
18. ENTIRE AGREEMENT. This Agreement contains the entire, complete and
exclusive understanding of the parties, and there are no representations, warranties,
covenants or undertakings other than those expressly set forth herein,
19. DESCRIPTIVE HEADINGS. The descriptive headings used herein are for
convenience only. They shall have no effect whatsoever in determining the rights or obligations
ofthe parties,
20. INDEPENDENT SEPARATE COVENANTS. It is specifically understood and
agreed by and between the parties hereto that each paragraph hereof shall be deemed to be a
separate and independent agreement.
21. BREACH. If either party breaches any provision of this Agreement, the
other party shall have the right, at his or her election, to sue for damages for such breach or to
seek such other remedies or relief as may be available to him or her, and the party breaching
this contract shall be responsible for payment of reasonable legal fees and costs incurred by
the other in enforcing his or her rights under this Agreement, or in seeking such other remedies
or relief as may be available to him or her, regardless of whether the issues relating to the
breach are resolved by settlement or by determination of the court. In the event of an alleged
breach of any term of this Agreement, the aggrieved party shall provide written notice to the
breaching party and his or her counsel of his or her intent to take action to enforce his or her
rights under the Agreement and to remedy such breach. The breaching party shall have a
period of 15 days from the mailing of such notice to cure the alleged breach prior to the
institution of any proceedings of any nature for enforcement of this Agreement.
22. APPLICABLE LAW. This Agreement shall be construed under the laws of
the Commonwealth of Pennsylvania,
-13-
23. VOID CLAUSES. If any term, condition, clause or provision of this
Agreement shall be determined or declared to be void or invalid in law or otherwise, then only
that term, condition, clause or provision shall be stricken from this Agreement, and in all other
respects this Agreement shall be valid and continue in full force, effect and operation.
24. AGREEMENT BINDING ON HEIRS. This Agreement shall be binding on
and shall inure to the benefit of the parties hereto and their respective heirs, executors,
adm inistrators, successors and assigns,
IN WITNESS WHEREOF, the parties have hereunto set their hands and seals the
day and year first above written.
WITNESS:
~o.~
KEELY D. MITH
Ctfrfg
EDWARD F. SMITH
(SEAL)
(SEAL)
-14-
COMMONWEALTH OF PENNSYLVANIA
: ss.
COUNTY OF DAUPHIN
On this IJfk.. day of ~ ' 2006, before me, the undersigned
officer, personally appeared KEELY D, SMITH and EDWARD F, SMITH, known to me (or
satisfactorily proven) to be the persons whose names are subscribed to the within Agreement,
and acknowledged that they executed the same for the purposes therein contained.
d#a
Notary Public
NW'" r:rH OF PIlNNSYLVANIA
Notarial Seal
,,~ P. Stunt, Notary Public
u:~~hanna Twp.. Dauphin Counly
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Johnson, Duffie, Stewart & Weidner
By: Melissa Peel Greevy
I.D. No. 77950
301 Market Street
P. 0, Box 109
Lemoyne, Pennsylvania 17043-0109
(717) 761-4540
Attorneys for Plaintiff
KEELY D. SMITH,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 04-5669 CIVIL TERM
v.
CIVIL ACTION - LAW
EDWARD F. SMITH,
IN DIVORCE
Defendant
PRAECIPE TO TRANSMIT RECORD
To the Prothonotary:
Transmit the record, together with the following information, to the court for entry of a
divorce decree:
1. Grounds for divorce: irretrievable breakdown under Section 3301 (c) of the
Divorce Code.
2. Date and manner of service of the complaint:
November 20, 2004 Acceptance of Service which was filed August 5, 2005
3. Complete either Paragraph A or B
A. Date of execution of the affidavit of consent required by Section 3301 (c)
of the Divorce Code: by the Plaintiff May 15, 2006; by the Defendant May 15, 2006.
B. (1) Date of execution of the Plaintiff's affidavit required by Section 3301
(d) of the Divorce Code:
(2) Date of service of the Plaintiff's affidavit upon the Defendant:
.
4. Related claims pending: The Marital Settlement Agreement dated May 15, 2006,
shall be incorporated, but not merged, into this Decree in Divorce and is enforceable as an
Order of Court as provided in 23 Pa. C.S. ~31 05.
5. Indicate date and manner of service of the notice of intention to file praecipe to
transmit record, and attach a copy of said notice under Section 3301 (d) (1) (i) of the Divorce
Code:
Waiver of Notice signed by Plaintiff on May 15, 2006, and filed concurrently herewith.
Waiver of Notice signed by Defendant on May 15, 2006, and filed concurrently herewith.
:275440
Enclosures
STEWART & WEIDNER
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Constance P. Brunt. Esquire
Supreme Court 10 #29933
Beaufort Professional Center
1820 Llnglestown Road
Harrisburg, PA 17110
(717) 232.7200
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KEELY D. SMITH,
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff
v.
CIVIL ACTION - LAW
EDWARD F. SMITH,
NO. 04-5669 CIVIL TERM
Defendant
IN DIVORCE
AFFIDAVIT OF CONSENT
1, A Complaint in Divorce under Section 3301 ( c) of the Divorce Code was filed on
November 12,2004,
2. The marriage of Plaintiff and Defendant is irretrievably broken and ninety (90)
days have elapsed from the date of filing and service of the Complaint.
3. I consent to the entry of a final Decree In Divorce after service of notice of
intention to request entry of the decree,
.
I verify that the statements made in this affidavit are true and correct. I understand
that false statements herein are made subject to the penalties of 18 Pa,C,S, S4904 relating
to unsworn falsification to authorities.
DATE:
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EDWARD F, SMITH, Defendant
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Supreme Court 10 #29933
Beaufort Profe.slonal Center
1820 Lln91estown Road
Hsrrlsburg, PA 17110
(717) 232.7200
cDbrunt@ccbruntlaw.com
KEELY D. SMITH,
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff
v.
CIVIL ACTION - LAW
EDWARD F. SMITH,
NO. 04-5669 CIVIL TERM
Defendant
IN DIVORCE
AFFIDAVIT OF CONSENT
1. A Complaint in Divorce under Section 330 1 (c) of the Divorce Code was filed on
November 12,2004,
2. The marriage of Plaintiff and Defendant is irretrievably broken and ninety (90)
days have elapsed from the date of filing and service of the Complaint.
3. I consent to the entry of a fmal Decree In Divorce after service of notice of
intention to request entry of the decree,
.. .
I verify that the statements made in this affidavit are true and correct. I understand
that faIse statements herein are made subject to the penalties of 18 Pa.C.S. ~4904 relating
to unsworn falsification to authorities.
DATE: 5"-/5 -D/P
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KEELY, SMITH, Plaintiff
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Constance P. Brunt, Esquire
Supreme Court 10 1129933
Beaufort Profe..lonal Center
1820 L1ngleslown Road
Harrisburg, PA 17110
(717) 232.7200
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KEELY D. SMITH,
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff
v.
CIVIL ACTION - LAW
EDWARD F. SMITH,
NO. 04-5669 CIVIL TERM
Defendant
IN DIVORCE
WAIVER OF NOTICE OF INTENTION TO REOUEST
ENTRY OF A DIVORCE DECREE UNDER
~3301(C) AND ~3301(D) OF THE DIVORCE CODE
1. I consent to the entry of a final Decree In Divorce without notice.
2. I understand that I may lose rights concerning alimony, division of property,
lawyer's fees or expenses if I do not claim them before a divorce is granted.
3, I understand that I will not be divorced until a divorce decree is entered by the
Court and that a copy of the decree will be sent to me immediately after it is filed with the
Prothonotary.
. . -
I verify that the statements made in this Affidavit are true and correct. I understand
that false statements herein are made subject to the penalties of 18 Pa,C,S, ~4904 relating
to unsworn falsification to authorities.
DATE: 5" .('5 -010
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KEEL . SMITH, Plaintiff
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Supreme Court 10 #29933
Beaufort ProfessIonal Center
1820 Llngle.town Road
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(717) 232.7200
cpbrunt@cDbruntlaw,com
KEELY D. SMITH,
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff
v.
CIVIL ACTION - LAW
EDWARD F. SMITH,
NO. 04-5669 CIVIL TERM
Defendant
IN DIVORCE
WAIVER OF NOTICE OF INTENTION TO REQUEST
ENTRY OF A DIVORCE DECREE UNDER
~3301(C) AND ~3301!D) OF THE DIVORCE CODE
1. I consent to the entry of a final Decree In Divorce without notice.
2, I understand that I may lose rights concerning alimony, division of property,
lawyer's fees or expenses if I do not Claim them before a divorce is granted,
3. I understand that I will not be divorced until a divorce decree is entered by the
Court and that a copy of the decree will be sent to me immediately after it is filed with the
Prothonotary.
.. . -..
I verify that the statements made in this Affidavit are true and correct. I understand
that false statements herein are made subject to the penalties of 18 Pa,C.S. ~4904 relating
to unsworn falsification to authorities.
DATE:
S /5/01,0
,
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EDWARD F. SMITH, Defendant
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No. 04-5669 CNIL TE~
Plaintiff
VERSUS
EDWARD F. SMI'IH,
Defendant
DECREE IN
DIVORCE
AND NOW,~ 'l...~
2006
, IT IS ORDERED AND
DECREED THAT
KEELY D. SMI'IH
, PLAI NTI FF,
AND
EDWARD F. SMITH
, DEFENDANT,
ARE DIVORCED FROM THE BONDS OF MATRIMONY.
THE COURT RETAINS JURISDICTION OF THE FOLLOWING CLAIMS WHICH HAVE
BEEN RAISED OF RECORD IN THIS ACTION FOR WHICH A FINAL ORDER HAS NOT
YET BEEN ENTERED; V ()\\.I(..
This Marital Settlement Agreement dated May 15, 2006, shall be incorporated,
this Decree of Divorce and is enforceable as an Order
in 23 Pa. C.S.
J.
PROTHONOTARY
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Johnson, Duffie, Stewart & Weidner
By: Melissa Peel Greevy
I.D. No. 77950
301 Market Street
P. O. Box 109
Lemoyne, Pennsylvania 17043-0109
(717) 761-4540
Attorneys for Plaintiff
KEELY D. SMITH,
Plaintiff
IN THE COURT OF COMMON PLEAS OF THE
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 04-5669
v.
CIVIL ACTION - LAW
EDWARD F. SMITH,
IN DIVORCE
Defendant
MOTION FOR ENTRY OF A QUALIFIED DOMESTIC RELA TIONS
ORDER UPON STIPULATION OF THE PARTIES
AND NOW, comes Keely M. Smith, by and through her attorneys, Johnson, Duffie,
Stewart & Weidner, and moves your Honorable Court to enter an Order for the entry of a
Qualified Domestic Relations Order entered between Plaintiff and Defendant, a copy of which is
attached hereto and marked as Exhibit "A".
The undersigned counsel represents that Defendant's counsel concurs with this Motion.
Respectfully submitted,
Date: January 3, 2007
FIE, Z:::=:NER
Melissa Peel Greevy
Attorney I.D. No. 77950
301 Market Street
Post Office Box 109
Lemoyne, PA 17043-0109
(717) 761-4540
Attorney for Plaintiff
:289292
CERTIFICA TE OF SERVICE
AND NOW, this ~ day of January, 2007, the undersigned does hereby certify
that she did this date serve a copy of the foregoing document upon the other parties of record
by causing same to be deposited in the United States Mail, first class postage prepaid, at
Lemoyne, Pennsylvania, addressed as follows:
Constance P. Brunt, Esquire
Beaufort Professional Center
1820 Linglestown Road
Harrisburg PA 17110
~HNW::J S~ART & WEIDNER
Melissa Peel Greevy
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Constance P. Brunt, Esquire
Supreme Court 10 #29933
Beaufort Professional Center
1820 Linglestown Road
Harrisburg, PA 17110
(717) 232-7200
cpbrunt(1i!CPBruntLaw.com
KEELY D. SMITH,
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff
v.
CIVIL ACTION - LAW
EDWARD F. SMITH,
NO. 04-5669 CIVIL TERM
Defendant
IN DIVORCE
QUALIFIED DOMESTIC RELATIONS ORDER
AND NOW, this ~ day of ~, 2001, upon consent and
agreement of the parties herein, IT IS HEREBY ORDERED AND DECREED as follows:
1.
The parties hereto were formerly husband and wife, having been married
on March 5, 1993, and divorced by Final Decree of this Court dated May
24,2006, docketed to the above-captioned term and number.
2.
EDWARD F. SMITH, hereinafter referred to as "Participant", resides at
3331 Ridge Brook Circle, Louisville, Kentucky 40245.
3.
KEELY D. SMITH, hereinafter referred to as "Alternate Payee"resides at
133 W. Locust Street, Apt. 108, Mechanicsburg, Pennsylvania 17055.
l
. .
The Alternate Payee shall be responsible for maintaining a current mailing
address on file at all times with the Plan Administrator identified herein.
4. Participant is employed by United Parcel Service ("UPS"), and is a
participant in the UPS Savings Plan (the "Savings Plan") and the UPS
Qualified Stock Ownership Plan (the "QSOP"), which are defined
contribution retirement plans qualified under 3401 (a) of the Internal
Revenue Code of 1986, as amended (hereinafter lithe Code") and which
are collectively referred to hereinafter as the "Plan" or "Plans". The plan
administrator of the Plans is the Administrative Committee for the UPS
Savings Plan and the UPS Qualified Stock Ownership Plan. Further, any
successor plan to the Plans or any other plan(s) to which liability for
provision of the Participant's benefits described below is incurred, shall
also be subject to the terms of this Order. With regard to any benefits
accrued by the Participant under a predecessor plan of the employer or
any other defined contribution plan sponsored by the participant's
employer, where liability for benefits accrued under such predecessor
plan or other defined contribution plan has been transferred to the Plans,
this Plan shall also be subject to the terms of this Order.
5. This Order creates and recognizes the existence of an Alternate Payee's
right to receive a portion of the Participant's benefits payable under an
employer-sponsored defined contribution plan which is intended to be
qualified under Internal Revenue Code of 1986 ("Code") 3401 (a). The
Court intends this order to be a Qualified Domestic Relations Order
("QDRO") within the meaning of Code 3414(p). The Court enters this
QDRO pursuant to its authority under the 23 Pa.C.S. 33502.
6. There are no other alternate payees under a previously existing Qualified
Domestic Relations Order.
-2-
7. The Alternate Payee shall be entitled to receive an amount which is equal
to 27.45 % of the Participant's aggregate vested account balances under
both the Savings Plan and the QSOP, determined as of May 15,2006, as
if the Participant separated from service on that date. This amount shall
be satisfied by transferring a proportionate amount from each Plan, as of
the date a separate account is established for the Alternate Payee. The
amounts awarded to the Alternate Payee shall be credited or debited with
investment gains and losses, as well as a proportionate share of any
administrative expenses, from May 15, 2006, through the date said
amounts are distributed to the Alternate Payee. Investment gains and
losses, as well as administrative expenses, shall be calculated in
accordance with the terms of the Plans.
8. The parties acknowledge that amounts awarded to the Alternate Payee
under the Savings Plan will be taken from the Participant's accounts
under the Plan in the following order. Amounts will be taken first, on a pro
rata basis, from those investment funds known as the "Core Funds." To
the extent the Core Funds are insufficient to satisfy the amount awarded
to the Alternate Payee under the Savings Plan, and the Participant
maintains a Self Managed Account (an "SMA") under the Savings Plan,
the remainder of the Alternate Payee's award will be taken from the
Participant's SMA. The Participant acknowledges and understands that
the Plan will liquidate the individual investments held in said SMA, on a
pro rata basis, to the extent necessary to satisfy the award to the
Alternate Payee, unless within 2 weeks of the date that the Order is
determined by the Plan to be a qualified domestic relations order, the
Participant transfers the amount from the SMA to the Core Funds which
will be sufficient to satisfy the amount awarded to the Alternate Payee.
9. Any remaining portion of the Participant's accounts in the Plans shall
remain in the Participant's accounts. Contributions to the Participant's
.3.
. '
accounts under the Plans after the date referred to in Paragraph 7 of this
Order shall belong to the Participant alone and shall not be subject to
division or distribution pursuant to this Order.
10. The amounts awarded hereunder shall be paid to the Alternate Payee in
any form of benefit available under the Plans, as soon as practicable
following the date this Order is determined by the Plan to be a Qualified
Domestic Relations Order (within the meaning of Section 206(d) of
ERISA). -
11. If the Alternate Payee should die prior to distribution of her awarded
amounts, said amounts shall be paid in accordance with the terms of the
Plan.
12. Alternate Payee shall be responsible for payment of any and all taxes due
as a result of distribution of any benefits assigned to her pursuant to the
terms of this Order.
13. It is intended that this Order shall qualify as a Qualified Domestic
Relations Order under Section 206(d)(3) of ERISA, and shall be
administered and interpreted in conformity with such Act. This Order does
not require the Plan to provide any type or form of benefit or any option
not otherwise provided to the Partidpant under the Plans. This Order
further does not require the Plan to provide increased benefits
(determined on the basis of actuarial value) and does not require the
payment of benefits to the Alternate Payee which are required to be paid
to another alternate payee under another Order previously determined by
the Plan to be a Qualified Domestic Relations Order.
IT IS FURTHER ORDERED that a true copy of this Order, as entered, shall be
served upon the Plan Administrator and shall remain in effect until further Order of this
-4-
Court. This Court shall retain jurisdiction to modify this Order, if necessary or
appropriate, in order for it to constitute such a Qualified Domestic Relations Order, but
no amendment of this Order shall require the Plan to provide any form of benefit or
option unavailable pursuant to the terms of the Plan. The Court reserves jurisdiction to
maintain or enforce the intent of the parties and to enter and enforce subsequent orders
to enforce the award of benefits to the Alternate Payee.
J.
Consented to: L -
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EDWA D F. SMITH
Defendant and Participant
DATED: 1&!If(/r.'h
/'" /)/)
(~~illlf
CONSTANCE P. BRUNT, ESQUIRE
Counsel for Defendant and Participant
DATED: 1'1(12/[+
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KEELY D. SMITH
Plaintiff and Alternate Payee
wQ 7
MELISSA PEEL GREEVY, ESQUIRE
Counsel for Plaintiff and Alternate
Payee
DATED: /2 '50/;
DATED: [) / ~ ~O io
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