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HomeMy WebLinkAbout10-23-13 IN RE: ESTATE OF LUCY C. HOLLIS : ORPHANS' COURT DIVISION LATE OF UPP�R ALLEN TOWNSHIP : COURT OF COMMON PLEAS : CUMBERLAND COUNTY : PENNSYLVANIA :NO Zf•l.2-DD`�� c� � Q �;;� � �7 C� "t, '�, �'i � � �"`_. �._� � c� ;.+ � �� ,,..,,, C/) �7 PETITION FOR SETTLEMENT OF A SMALL ESTA�.~ � rv -`� �' , � �� `..�� � .,,� ,��., :.,;.� � �.. �, �, � PURSUANT TO 20 Pa.C.S.A. SECTION 3102 � r�- �:n -r� �� �.:. .., � `� '�z � _:: ..;° ,�► TO: THE HONORABLE JIJDGES OF SAID COURT: �.�� � �-� � ;; � c� � c> The Petition of Alan E. Gloger respectfully represents that: � � 1. Lucy C. Hollis died on December 7, 2011, a resident of the Upper Allen Township, Cumberland County, Pennsylvania, a copy of Decedent's Death Certificate being attached hereto and incorporated herein as Exhibit"A". 2. Petitioner, Alan E. Gloger, whose address is 814 Kenneth Place, S.E., Leesburg, Virginia, is the son and orily child of the Decedent. 3. At the time of passing of the Decedent, she was married to Robert J. Hollis. 4. The said Robert J. Hollis died on June 10, 2013, a copy of Decedent Robert J. Hollis' Death Certificate being atta.ched hereto and incorporated herein as Exhibit «B��. 5. Decedent Lucy C. Hollis' widower and her heir at the time of her passing was Decedent,Robert J. Hollis. 6. At the time of the passing of Lucy C. Hollis, all of her debts and financial obligations, including, but not limited to, payment for her funeral expenses, medical expenses and other debts, expenses and fees associated wi�kh her passing, were paid by Decedent Robert J. Hollis, in full. 7. At the time of Decedent Robert J. Hollis' passing, his Last Will and Testament � was probated and your Petitioner, Alan E. Gloger, was appointed as the Executor of his estate to Docket Number 2013-00707 and PA No. 21-13-0707, with the Register of Wills' Office for Cumberland County, Pennsylvania, a copy of said Certificate of Grant of Letters being atta.ched hereto and incorporated herein as Exhibit"C". 8. In probating and processing the estate of Robert J. Hollis, your Petitioner located documenta.tion evidencing the apparent ownership of 18 shares of Wal-Mart Stores, Inc. stock through Computershare of P.O. Box 43080, Providence, Rhode Island, in the name of Petitioner's mother, Decedent Lucy C. Hollis, said Wal- Mart Stores, Inc. sta.tement being atta.ched hereto and incorporated herein as Exhibit"D". 9. From records secured by Petitioner, it appears that the stocks existed in the individual name of Lucy C. Hollis at the time of her passing on December 7, 2011. 10. The only asset of which Petitioner is aware that was in the individual name of Decedent Lucy C. Hollis at the time of her passing was the Wal-Mart stocks so referenced. 11. Had an estate been probated at the time of the passing of Lucy C. Hollis, or had a Petition for Settlement of a Small Esta.te or other Petition been filed at that time by her widower, Decedent Robert J. Hollis, the Wa1-Mart Stores, Inc. stocks owned in the individual name of Decedent Lucy C. Hollis would have passed to Decedent Robert J. Hollis by operation of law as no other assets existed in Decedent Lucy C. Hollis' individual name at the time of her passing. 12. The Wal-Mart Stores, Inc. stocks would, therefore, have been taxed at a "0" rate through their passing from Decedent Lucy C. Hollis to her widower, Decedent Robert J. Hollis. 13. The passing of Robert J. Hollis has now created a situation where the surviving spouse of Lucy C. Hollis and, therefore, the individua.l who had any authority to serve as personal representative of the estate of Lucy C. Hollis is deceased and the sole remaining individual with authority to serve as personal representative of the � estate of Lucy C. Hollis is your Petitioner herein. 14. All known debts in existence at the time of the passing of Decedent Lucy C. Hollis attributable to her alone, as well as a11 debts associated with her passing, have been paid in full at the time of her passing. 15. There are no claimants or creditors of Decedent Lucy C. Hollis of whom Petitioner has knowledge and there is no evidence in the records of Decedent Robert J. Hollis to suggest any such creditors or claimants existed at the time of her passing or now. 16. The costs and fees associated with probating the Decedent Lucy C. Hollis' estate, including the filing of an Inheritance Tax Retum and related actions would exceed the limited value of the Wa1-Mart Stores, Inc. stocks. 17. The current value of the Wal-Mart Stores, Inc. stocks is $1,394.74 as per the sta.tement of value which is attached hereto and incorporated herein as Exhibit «E�� 18. Provisions of 20 Pa.C.S. §3012 a11ow for the Court to order distribution of the Wa1-Mart Stores, Inc. stocks still held in the name of Decedent Lucy C. Hollis to be distributed to the estate of her heir at the time of her passing, Decedent Robert J. Hollis. 19. The esta.te of Robert J. Hollis has assets that will exceed$400,000.00. 20. There are no other parties to whom notice of this Petition is required to be provided. WHEREFORE, Petitioner requests your Honorable Court to issue an Order authorizing your Petitioner, Alan E. Gloger, to execute any and a11 necessary documents necessary to liquidate the Wa1-Mart Stores, Inc. stocks held in the name of Decedent Lucy C. Hollis and to have the proceeds from said liquidation pay able to the Robert J. Hollis Estate. Res e ubmitted, . ' ie, Esquire ttorney r Petitioner Supreme Court ID#34349 GRIFFIE &ASSOCIATES, P.C. 200 North Hanover Street Carlisle,PA 17013 (717)243-5551 (800)347-5552 VERIFICATION I verify that the statements made in the foregoing document are true and correct. I understand that false statements herein are ma.de subject to the penalties of 18 Pa.C.S. Section 4904,relating to unsworn falsification to authorities. DATE: 6 C.� �(� Z(�13 T ALAN E. GLOGER This�is to certify that this is a true copy of the record which is on file in.the Pennsylvania Department of Health, in accordance with rhe Vital Statistics Law of 1953, as amended. WARNING: It is illegal to duplicate this copy by photostat or photograph. � N,� ti, - � "WLa�.r.�,. �'�-�-��u�.�� ��*�TN OF pFyy �::�=-:�{,.�-, � '�..;�� . ;,:�'i Marina O Reilly Matthew - �=;� State Registrar _ s - �.�.,. *.;:�::__~� � JAN 2 72�12 6543891 - 99,.�� . a���� � No. �Date �ws n�'t�aos COYNIONWEALTH OF PENNSYLVA�NA•pEPARTMENT QF HEALTH•VITA4 RECORQS � 1YPE I PINT RI � CERTIFICATE OF DEATH . � (See insVucdons and examples on reverse) sr���r� � 1.NrMeIDaM�1,�MiM,W,�ie) , 2 Sn� 3.8odd S�adp Nuaber �.Otle d DNIi A��l'�f�) ��P A+��) IrNr t IIniK 1 6.Dw d� , Z �nOq�Y a 8�.PMoe d Dab Yrs 0� li� AiwN� � p�; 80 r�. Dec. 15, 1930 Bezwyn, PA Or� �e�ro�w Ooa ►w�� 0 r� 0 a�►•a�rr: b.0orl�dD�M . �C�,Ba0.T�p.dD� t�FfdgrNwr�uatiMlion,giw�lndau� 9.NksD�nMNdlMp�icO�i? [$No ❑Y� 10.1rocMrdc�nY�0.�d4�,M�. 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This is to certify�that this is a true copy of the record which is on file in the Pennsylvania Department of Health, in accordance with the Vital Statistics Law of 1953, as amended. WARNING: It is iliegai to duplicate this copy by.photostat or photograph. ���'''"��H OF p` s . `"�(V�°�^"'r"'. ��1�,�`'W�G� ,,� �,4►..,.:_.. Fy _�-.: ��:_.;:a�-=��==:$:'-�yJ'� Mazina O'Reilly Matthew . 4..' � �� r�i ==; � State R.egistrar � - * °�,A.,::;-_.�:�-=� � J11N .I 4 7400934 99r���o��'�� Z�i3 Na. ' � Date �P��'��n . COMMONWEALTH OF PENNSYLVANIA•OEPARTMENT OF MEALTH�VITAI RECORDS • Verman�M CER7IFICATE OF�DEATH su• �w+ �»- s 1. �d� s L�N�nw�Flnt,Mid 1�.Lasc.Suftb�) 2.S�x S.Socbl S�curley Numb�r 4.WN of D�ath Y � aMll Mo) R,obert James Hollis Ma1e '100 - 2 - sa,ws.-�,.ss skq,d.y r.$) u r i v�r 5c. nd�r i D ' 6.Osq of BIKh(Mo av ur)(sp.11 Mone►+) 7�,si c.�cY�sns.�rar�ooe�sn cow^crir Monchs wYs Mours Minutes - JS 81 ' Jttl 4 1931 �b.s�.n,r�.�.tcoy.KV� q or q�N�n Courrtrv f .Rfsldence St►ae snd Nwnb�r-Ine udo Apt No.) ac.DI D�c�nt Liv�In�T�.owrnhl�p r ���- lv8nia � 40� Orc��d Lsr18 ��res..a.c.a�r►cxv.d�n �'. sd. M.Ms{d�nu(ZIP Cod�) 7 0 No,d�c�d�nt IMd within NmW oi ���0' 9.lv�r fn US � Fo►+�t? 10.Maribl Status at THn�of O�stl�. MsR1�d .. i d 11.SY►VIWfK SpOYS4's N�me<It wtf�.iN/f MRN P��lO nN��lyt . Q[v.s O No D unknown O oworc.d LI N�wr M�rMd O u��cnown� � �V� 13.Mother's N�rrN Prbr to Pirst Marrbp(Flrst.Middla,tast Frarusia Ra Hollis Sr. . 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O Itrjury�.t. �f��uu�tlo�dbf m�:Khool) S5.Loutbn of InjuN(Str��t�nd Nwt7be�.CkY.County.State.ZIP� I � • ^ . rya i .1 ransport� InJury. 88.D�scrlW Mow InJury Occurred: V , O Yp O DrtwNOO���er O P�ddeAa�+ . . . . , •� O No. �O.P�s.ees.r . O on+ertswd�Y) . � � . - ,e�rtl nun�p� n�r,erNdla�l�wmin�r eoror+�r(CMek onW one): . �� . � orMY-To th�b�at ot n1Y��,dNeh oecu►red dw to the c�uae(s)s�d m�nner ststed. Q pr�p�dn�� tM pf'nry e,death oeeurr�ed at tha tbne.date,�nd pbc�,and dua to tM ous�(s)and msnn�r stat�d. 0 MWlat Ew�rnln�y 'On �nd/or Inwstl�atlon.In my opinbn,d�at�h/1 at th�dm�,dat�,and ptaa,and du�to tl��/u��uN )a�/neL�r 1staqd. j . St�ef a�rlM�r� Tlde of�eretfler. . I-�� Uc�nse Numb�r.I! fP47 Q� � 1f . . yrsen�mPM� Gu�e of�11te �/ / .D�q � r) '� � - � , s � 4. thr . � O y r . ({7,��, !0 1� �,3. � 4a.wm.n m.nt. � E�11jJ�.t ►tB��� ' ' � . _. .-- ---.---�_._ o887�ZO . ►„°�'," w�v ennme REGISTER OF WILLS CUMBERLAIVD COUNTY GRANT OF LETTERS PENNSYLVANIA No. 20�3- 00707 PA No. 21- 13- 0707 Es ta t e Of: ROBERT J HOLLIS fFirsT Midd/e,LastJ La t e Of: UPPER ALLEN TO WNSHIP CUMBERLAND CDUNTY Deceased Soci al Securi ty No: 100-22-6594 WHEREAS, on the 25th day of June 2013 an instrument dated January 19th 2010 was admi tted to probate as the last will of ROBERT J HOLLIS fFi�st,Middle,Las7J late of UPPER ALLEN TOWNSH/P, CUMBERLAND County, who died on the 10th day of June 2013 and, WHEREAS, a true copy of the wi11 as probated is annexed hereto. THE.REFORE, I, GLENDA FARNER STRASBAUGH , Regi s ter of Will s in and for CUMBERLAND County, in the Commonwealth of Pennsylvania, hereby certify that S have this day granted Letters TESTAMENTARY-to: ALAN E GL OGER <�,�: ������` � �.��7'�-� ���. � . ,� � and�has agFreed to administer the estate according to Iaw, all of which fu1ly appears of record in my office at CUMBERLAND COUNTY CDURT HOUSE, CARLISLF, PENNSYL VAN/A, IN TESTIMONY WHEREOF, I have hereunto set my hand and affixed the seal of my office on the 25th day of June 20�3. �l.(.��� egister o �lls eputy E�hibit "C" **NOTE** �LL NAMES ABOVE APPEAR (F'IRST, MIDDLE, LAST) - ` � � IlfihIllllli�I111�IIIIIIIIII1fuIIIIIIIIIIIII�INl111111 ��� m utershare Walm�rt � .. � p � � Computershare PO Box 43078 Providence,RI 02940-3078 Telephone: 800 438 6278 emaii:wal-mart@computershare.com �010�+2 www_computershare.corr�/walmart 11��1���1�����1���1���"i�l"'ll��l����l�lll�tllill��'�III�i��l���� �UCY C H4LU5 814 K�NNETH PL S� LEESBURG VA 20175-89&1 The IRS requires that we report the cost hasis af certain ahans' acquired afte� January 1, 2011 and thon sold. Sha�es trar�ferred out of an accourrt will be done using our def#ult cast basis calculatbn of flrat in,flrst out(FIFO)uMess ott�e�vriae instnicted. Please visit our webs�e,reviaw the enciosed FAQ, or consult your tax adv�sar if you naed addltional infcnnation about cast basis. Dear Holder: Re: LUCY C H�LLIS Company Name:Wal-Mart Stores,Inc. Account Number: 140374fi573 DRS book-entry shares:0 Certificated Shares:0 Investment plan book-entry shares: 98.744 As requested,enciosed are the forms and instructions needed to transfer the decedent's stock to a new account or another hoider.We have also endosed answers to Frequen�y Asked Questions(FAQs)to assist you with complefing the form and to answer transfer related ques4ons you may have.You can find addi6onal helpful information in the"Help'section of our website, www.computershare.com/walmart. To request the transfer,you will need to complefe the following steps: 3tsp 1: Tr�,�sf�r Reguest fQnn—Complete the encl�ed form.All sunri�ing registered ho(ders�if applicable)or a legally authorized representaUve must sign the"Authorized Signatures"section(section 7�,wi#h a Medallion Signature Guarantee for each signature.An individual signing on behalf of the current registered holder must indicate his or her capacity next to the signature on the form{e.g.John Smith,Executor or John Smith,Custodian).See the endosed FAQ document for addi6onal information. If the deoedent held any oertifificated shares,you must incfude the original stock o�rtificate(s)along with the Transfer Request form.If a oertficate is lost,please contact us at the customer service number listed on the top right comer of this letter to find out the cost and prooess for requesting a certificate replacemen�Lost certificates must be replaced priar to transferring the shares. Step 2: Form W 8,tax certification—The new holder should sign and date section 9 of the enclosed Transfer Request form.If the new holder is unable to provide tax csrtifica6on at this time,we will send him or her a Form W 9(Request for Taxpayer ldentification Number and Certification)onoe ihe transfer request is processed,Computershare will be required to withhold taxes on any dividends or other cash disbibubons until tax certification is received by us. Step 3: Additiona!tax documentafion—Obtain either(a)or(b),as app(icable: (a) If the decedent resided in a state in which an inheritancQ tax waiver is required,an Inheritance Tax Waiver form. (b) If the decedent did not reside in a state in which an inheritance tax waiver is required,either(i)a Notarized Affidavit of Domicils(blank form endosed),or(ii)an Inheritance Tax Waiver stamp a�xed next to the signature on the Transfer Requesf form. See the last page of the enclosed FAQ document for additional information on these items and how to obtain them. Step 4: Send all required documents outlined above to: Regular mail: Ovemighticer6fied/registered delivery: Computershare Computershare PO Box 43Q78 250 Royall Street Providence,Rl 02940-3078 Canton,MA 02021 . �hibit "D" , , It is important that you foilow the steps above to ensure that your transfer can be cornpleted.Depending on the type of transfer being requested,your transfer should be completed within 10 business days of receipt.A statement will be sent to the new halder upon completion of the transfer. Pfease note,the statement cannot be sent to a third party. If your transfer cannot be processed due to missing or incomplete documentation,we will contact yau for more information. If the value of the shares yau are transferring exceeds$14 million,ar if you have any questions,please contact us at the customer service number listed on the top right comer of this tetter.You can afso submit your q�esfions online through the"Contact Us"secfion of the website listed above. Sincerely, Computershare Enclosures WMT Stock Quote- Wa1-Ma,rt Stores Inc. Stock Price Today (WMT:NYSE)-MarketWa... 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Market cap $237.65B _ _ ___ __ Sentimenfi an 11V11J�T Average volume 6.25M Get more info» P/E rafio 14 45 : . . ,,_ _ ..:.... , Hulbert Interactive� �.:.... ....�.. ...,.. : ... :.........,....... �., . fln..... � _ � ���.� � �.�� Rev.per Employee $214,991 . ` ` : �_. , . ......, ....._... .. .,..., ...... ....._..... Analyst» EPS 5.15 ... .... Dividend 0.47 _............ ..............._............. ....... Advertisement ! Div yield http://www.marketwatch.com/investing/stock/WMT Exhibit "E" 10/10/2013